Securities Exchange Act of 1934
Delaware | 001-15495 | 34-1567092 |
(State or other jurisdiction of incorporation) | (Commission File No.) | (IRS Employer Identification Number) |
1215 Superior Avenue, Cleveland, Ohio | 44114 |
(Address of principal executive offices) | (Zip Code) |
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS.
(c) Exhibits.
Exhibit No. | Description |
99.1 | Sworn statements of Charles John Koch and Richard W. Neu, the Principal Executive Officer and Principal Financial Officer, respectively, of Charter One Financial, Inc., as filed on August 14, 2002 with the Securities and Exchange Commission (the "Commission") pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934. |
ITEM 9. REGULATION FD DISCLOSURE.
On August 14, 2002, Charles John Koch and Richard W. Neu, the Principal Executive Officer and Principal Financial Officer, respectively of Charter One Financial, Inc., each filed with the Commission the sworn written statements required by the Commission's June 27, 2002 Order Requiring the Filing of Sworn Statements Pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934 (File No. 4-460). A copy of the statements is attached as Exhibit 99.1.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
CHARTER ONE FINANCIAL, INC. |
Date: August 14, 2002 | By: /s/ Robert J. Vana Robert J. Vana Chief Corporate Counsel and Secretary |
Exhibit No. | Description |
99.1 | Sworn statements of Charles John Koch and Richard W. Neu, the Principal Executive Officer and Principal Financial Officer, respectively, of Charter One Financial, Inc., as filed on August 14, 2002 with the Commission pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934. |