| File No. 33-5270 33-16338 |
| SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A |
| REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | [X] | |
| Pre-Effective Amendment No. | [ ] | |
| <R> | ||
| Post-Effective Amendment No. 112 | [X] | |
| </R> | ||
| and/or | ||
| REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | [X] | |
| <R> | ||
| Amendment No. 112 | [X] | |
| </R> |
| The Dreyfus/Laurel Funds, Inc. (Exact Name of Registrant as Specified in Charter) |
| c/o The Dreyfus Corporation 200 Park Avenue, New York, New York 10166 (Address of Principal Executive Offices) (Zip Code) |
Registrant's Telephone Number, including Area Code: (212) 922-6000
| Michael A. Rosenberg, Esq. 200 Park Avenue New York, New York 10166 (Name and Address of Agent for Service) |
| COPY TO: |
| David Stephens, Esq. Stroock & Stroock & Lavan LLP 180 Maine Lane New York, NY 10038-4982 |
It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).
| Explanatory Note |
This Post-Effective Amendment consists of the following:
| 1. | Facing sheet of the Registration Statement. | |
| 2. | Part C to the Registration Statement (including signature page). | |
| 3. | Exhibits (D)(5) and D(6) to Item 23 to the Registration Statement. |
This Post-Effective Amendment is being filed solely to file amended Sub-Investment Advisory Agreements between The Dreyfus Corporation and Fayez Sarofim & Co, with respect to Dreyfus Core Equity Fund and Dreyfus Tax Managed Growth Fund, as Exhibits D(5) and D(6) to Item 23 to this Registration Statement on Form N-1A.
With respect to Dreyfus Core Equity Fund, parts A and B of Post-Effective Amendment No. 110 to the Registration Statement on Form N-1A filed on December 24, 2008 pursuant to Rule 485(b) under the Securities Act of 1933, as amended, are incorporated by reference herein; and
With respect to Dreyfus Tax Managed Growth Fund, parts A and B of Post-Effective Amendment No. 111 to the Registration Statement on Form N-1A filed on February 27, 2009 pursuant to Rule 485(b) under the Securities Act of 1933, as amended, are incorporated by reference herein.
| THE DREYFUS/LAUREL FUNDS, INC. (formerly, The Laurel Funds, Inc.) PART C. OTHER INFORMATION |
| Item 23. | Exhibits | |
| A(1) | Articles of Incorporation dated July 31, 1987. Incorporated by reference to Post-Effective Amendment No. 41 to | |
| the Registrant’s Registration Statement on Form N-1A (“Post-Effective Amendment No. 41”). | ||
| A(2) | Articles Supplementary dated October 15, 1993 increasing authorized capital stock. Incorporated by reference to | |
| Post-Effective Amendment No. 39 to the Registrant’s Registration Statement on Form N-1A (“Post Effective | ||
| Amendment No. 39”). | ||
| A(3) | Articles of Amendment dated March 31, 1994. Incorporated by reference to Post-Effective Amendment No. 41. | |
| A(4) | Articles Supplementary dated March 31, 1994 reclassifying shares. Incorporated by reference to Post-Effective | |
| Amendment No. 41. | ||
| A(5) | Articles Supplementary dated May 24, 1994 designating and classifying shares. Incorporated by reference to Post- | |
| Effective Amendment No. 39. | ||
| A(6) | Articles of Amendment dated October 17, 1994. Incorporated by reference to Post-Effective Amendment No. 31 to | |
| the Registrant’s Registration Statement on Form N-1A (“Post-Effective Amendment No. 31”). | ||
| A(7) | Articles Supplementary dated December 19, 1994 designating classes. Incorporated by reference to Post-Effective | |
| Amendment No. 32 to the Registrant’s Registration Statement on Form N-1A (“Post-Effective Amendment No. | ||
| 32”). | ||
| A(8) | Articles of Amendment dated June 9, 1995. Incorporated by reference to Post-Effective Amendment No. 39. | |
| A(9) | Articles of Amendment dated August 30, 1995. Incorporated by reference to Post-Effective Amendment No. 39. | |
| A(10) | Articles Supplementary dated August 31, 1995 reclassifying shares. Incorporated by reference to Post-Effective | |
| Amendment No. 39. | ||
| A(11) | Articles of Amendment dated October 31, 1995 designating and classifying shares. Incorporated by reference to | |
| Post-Effective Amendment No. 41. | ||
| A(12) | Articles of Amendment dated November 22, 1995 designating and reclassifying shares. Incorporated by reference | |
| to Post-Effective Amendment No. 41. | ||
| A(13) | Articles of Amendment dated July 15, 1996. Incorporated by reference to Post-Effective Amendment No. 53 to the | |
| Registrant’s Registration Statement on Form N-1A (“Post-Effective Amendment No. 53”). | ||
| A(14) | Articles of Amendment dated February 27, 1997. Incorporated by reference to Post-Effective Amendment No. 53. | |
| A(15) | Articles of Amendment dated August 13, 1997. Incorporated by reference to Post-Effective Amendment No. 53. | |
| A(16) | Articles of Amendment dated October 30, 1997. Incorporated by reference to Post-Effective Amendment No. 56 to | |
| the Registrant’s Registration Statement on Form N-1A. |
| A(17) | Articles of Amendment dated March 25, 1998. Incorporated by reference to Post-Effective Amendment No. 62 to | |
| the Registrant’s Registration Statement on Form N-1A. | ||
| A(18) | Articles of Amendment dated July 30, 1998. Incorporated by reference to Post-Effective Amendment No. 67. | |
| A(19) | Articles Supplementary dated August 9, 1999. Incorporated by reference to Post-Effective Amendment No. 76. | |
| A(20) | Articles Supplementary dated March 15, 1999. Incorporated by reference to Post-Effective Amendment No. 76. | |
| A(21) | Articles of Amendment dated March 15, 1999. Incorporated by reference to Post-Effective Amendment No. 76. | |
| A(22) | Articles of Amendment dated January 31, 2002. Incorporated by reference to Post-Effective Amendment No. 83. | |
| A(23) | Articles Supplementary dated January 31, 2002. Incorporated by reference to Post-Effective Amendment No. 83. | |
| A(24) | Articles Supplementary dated May 12, 2004 are incorporated by reference to Post-Effective Amendment No. 89 to | |
| Registrant’s Registration Statement on Form N-1A filed on May 13, 2004. | ||
| A(25) | Articles Supplementary dated June 30, 2006 are incorporated by reference to Post-Effective Amendment No. 99 to | |
| Registrant’s Registration Statement on Form N-1A filed on June 29, 2006. | ||
| A(26) | Articles Supplementary dated June 25, 2007 are incorporated by reference to Post-Effective Amendment No. 106 | |
| to Registrant’s Registration Statement on Form N-1A filed on December 26, 2007. | ||
| A(27) | Articles of Amendment dated July 5, 2007 (relating to Dreyfus Premier Balanced Fund, Dreyfus Premier Core | |
| Equity Fund, Dreyfus Premier Large Company Stock Fund, Dreyfus Premier Limited Term Income Fund, Dreyfus | ||
| Premier Midcap Stock Fund, Dreyfus Premier Small Cap Value Fund, Dreyfus Premier Tax Managed Growth | ||
| Fund and Dreyfus Premier Strategic Income Fund) in connection with redesignation of Class R shares as Class I | ||
| shares. Incorporated by reference to Post-Effective Amendment No. 107 to Registrant’s Registration Statement on | ||
| Form N-1A filed on December 27, 2007. | ||
| A(28) | Articles of Amendment redesignating Dreyfus Municipal Reserves as Dreyfus AMT-Free Municipal Reserves. | |
| Incorporated by reference to Post-Effective Amendment No. 107 to Registrant’s Registration Statement on Form | ||
| N-1A filed on December 24, 2008. | ||
| A(29) | Articles Supplementary dated October 14, 2008. Incorporated by reference to Post-Effective Amendment No. 107 | |
| to Registrant’s Registration Statement on Form N-1A filed on December 24, 2008. | ||
| A(30) | Articles Supplementary dated December 3, 2008. Incorporated by reference to Post-Effective Amendment No. 107 | |
| to Registrant’s Registration Statement on Form N-1A filed on December 24, 2008. | ||
| B(1) | Amended and restated Bylaws dated February 1, 2006 are incorporated by reference to Post-Effective Amendment | |
| No. 96 to Registrant’s Registration Statement on Form N-1A filed on February 27, 2006. | ||
| D(1) | Investment Management Agreement between Mellon Bank, N.A. and the Registrant, dated October 17, 1994. | |
| Incorporated by reference to Post-Effective Amendment No. 41. | ||
| D(2) | Assignment and Assumption Agreement among Mellon Bank, N.A., The Dreyfus Corporation and the Registrant, | |
| dated November 1, 1995 (relating to Investment Management Agreement). Incorporated by reference to Post- | ||
| Effective Amendment No. 31. | ||
| D(3) | Amended Exhibit A to Investment Management Agreement between Mellon Bank, N.A. and the Registrant, dated | |
| April 4, 2000. Incorporated by reference to Post-Effective Amendment No. 67. | ||
| D(4) | Management Agreement between the Registrant (on behalf on Dreyfus Premier Strategic Income Fund) and The | |
| Dreyfus Corporation, dated April 20, 2006 is incorporated by reference to Post-Effective Amendment No. 99 to the | ||
| Registration Statement on Form N-1A filed on June 29, 2006. | ||
| <R> | ||
| D(5) | Sub-Investment Advisory Agreement between The Dreyfus Corporation and Fayez Sarofim & Co. with respect to | |
| Dreyfus Core Equity Fund (formerly, Dreyfus Premier Core Equity Fund), dated July 30, 1998 and as amended, | ||
| August 3, 2009, is filed herewith. | ||
| D(6) | Sub-Investment Advisory Agreement between the Dreyfus Corporation and Fayez Sarofim & Co. with respect to | |
| Dreyfus Premier Tax Managed Growth Fund(formerly, Dreyfus Premier Tax Managed Growth Fund),dated | ||
| October 23, 1997 and as amended, August 3, 2009, is filed herewith. | ||
| </R> | ||
| E(1) | Distribution Agreement dated March 22, 2000 is incorporated by reference to Post-Effective Amendment No. 87 to | |
| Registrant’s Registration Statement on Form N-1A filed on February 27, 2004. | ||
| E(2) | Amended Exhibit A (dated April 20, 2006) to Distribution Agreement dated March 22, 2000 (relating to Dreyfus | |
| Premier Strategic Income Fund) is incorporated by reference to Post-Effective Amendment No. 99 to Registrant’s | ||
| Registration Statement on Form N-1A filed on June 29, 2006. | ||
| E(3) | Forms of Service Agreements are incorporated by reference to Post-Effective Amendment No. 103 to Registrant’s | |
| Registration Statement on Form N-1A filed on February 28, 2007. | ||
| E(4) | Forms of Supplemental to Service Agreements are incorporated by reference to Post-Effective Amendment No. | |
| 103 to Registrant’s Registration Statement on Form N-1A filed on February 28, 2007. | ||
| F | Not Applicable. | |
| G | Form of Custody Agreement between the Registrant and Mellon Bank, N.A. Incorporated by reference to Post- | |
| Effective Amendment No. 79. | ||
| H | Amended and Restated Transfer Agency Agreement, dated as of June 1, 2007, between the Registrant and Dreyfus | |
| Transfer, Inc., is incorporated by reference to Post-Effective Amendment No. 108 to Registrant’s Registration | ||
| Statement on Form N-1A filed on February 27, 2008. | ||
| I(1) | Opinion of counsel. Incorporated by reference to the Registration Statement and to Post-Effective Amendment No. | |
| 32, and Post-Effective Amendment No. 56, and Post-Effective Amendment No. 67. | ||
| I(2) | Consent and opinion of counsel, dated June 27, 2007, is incorporated by reference to Post-Effective Amendment | |
| No. 105 to the Registration Statement on Form N-1A filed on June 28, 2007. | ||
| <R> | ||
| J | Consent of Independent Registered Public Accounting Firm,is incorporated by reference to Post-Effective | |
| Amendment No. 111 to the Registration Statement on Form N-1A filed on February 27, 2009. | ||
| </R> | ||
| K | Letter of Investment Intent. Incorporated by reference to the Registration Statement. | |
| M(1) | Amended and Restated Distribution Plan effective as of March 22, 2000, (relating to Investor Class Shares and | |
| Class A Shares) for Dreyfus Bond Market Index Fund, Dreyfus Money Market Reserves, Dreyfus Municipal | ||
| Reserves, Dreyfus U.S. Treasury Reserves, Dreyfus Premier Balanced Fund, Dreyfus Premier Limited Term | ||
| Income Fund, Dreyfus Premier Small Cap Value Fund, Dreyfus Premier Tax Managed Growth Fund, Dreyfus | ||
| Premier Midcap Stock Fund and Dreyfus Premier Large Company Stock Fund is incorporated by reference to Post- | ||
| Effective Amendment No. 87 to Registrant’s Registration Statement on Form N-1A filed on February 27, 2004. | ||
| M(2) | Amended and Restated Distribution Plan for Dreyfus Disciplined Stock Fund is incorporated by reference to Post- | |
| Effective Amendment No. 61 to the Registrant’s Registration Statement (“Post-Effective Amendment No. 61”). | ||
| M(3) | Amended and Restated Distribution Plan, effective as of March 22, 2000 and as revised April 15, 2002, (relating to | |
| Class A shares) for Dreyfus Premier Core Equity Fund is incorporated by reference to Post-Effective Amendment | ||
| No. 87 to Registrant’s Registration Statement on Form N-1A filed on February 27, 2004. | ||
| M(4) | Distribution Plan, as revised April 15, 2002, (relating to Class B and Class C shares) for Dreyfus Premier Balanced | |
| Fund, Dreyfus Premier Limited Term Income Fund, Dreyfus Premier Small Cap Value Fund, Dreyfus Premier Tax | ||
| Managed Growth Fund, Dreyfus Premier Midcap Stock Fund, Dreyfus Premier Large Company Stock Fund and | ||
| Dreyfus Premier Core Equity Fund is incorporated by reference to Post-Effective Amendment No. 87 to | ||
| Registrant’s Registration Statement on Form N-1A filed on February 27, 2004. | ||
| M(5) | Revised Distribution Plan dated April 15, 2002 (relating to Class T shares) for Dreyfus Premier Tax Managed | |
| Growth Fund, Dreyfus Premier Large Company Stock Fund, Dreyfus Premier Midcap Stock Fund, Dreyfus | ||
| Premier Balanced Fund, Dreyfus Premier Small Cap Value Fund and Dreyfus Premier Core Equity Fund is | ||
| incorporated by reference to Post-Effective Amendment No. 87 to Registrant’s Registration Statement on Form N- | ||
| 1A filed on February 27, 2004. | ||
| M(6) | Distribution Plan dated April 20, 2006 (relating to Class C) for Dreyfus Premier Strategic Income Fund is | |
| incorporated by reference to Post-Effective Amendment No. 99 to Registrant’s Registration Statement on Form N- | ||
| 1A filed on June 29, 2006. | ||
| M(7) | Distribution Plan, as revised April 26, 2007, (relating to Class B shares) for Dreyfus Municipal Reserves is | |
| incorporated by reference to Post-Effective Amendment No. 104 to Registrant’s Registration Statement on Form | ||
| N-1A filed on May 1, 2007. | ||
| M(8) | Amended and Restated Service Plan, effective as of March 22, 2000, (relating to Class B, Class C and Class T | |
| shares) for Dreyfus Premier Large Company Stock Fund, Dreyfus Premier Midcap Stock Fund, Dreyfus Premier | ||
| Balanced Fund, Dreyfus Premier Tax Managed Growth Fund, Dreyfus Premier Small Cap Value Fund, Dreyfus | ||
| Premier Core Equity Fund and (relating to Class B and Class C shares) Dreyfus Premier Limited Term Income | ||
| Fund. Incorporated by reference to Post-Effective Amendment No. 81. | ||
| M(9) | Amended and Restated Shareholder Servicing Plan, effective as of March 22, 2000, for Dreyfus Institutional | |
| Government Money Market Fund, Dreyfus Institutional Prime Money Market Fund and Dreyfus U.S. Treasury | ||
| Money Market Fund. Incorporated by reference to Post-Effective Amendment No. 77. | ||
| M(10) | Shareholder Services Plan dated April 20, 2006 for Dreyfus Premier Strategic Income Fund is incorporated by | |
| reference to Post-Effective Amendment No. 99 to Registrant’s Registration Statement on Form N-1A filed on June | ||
| 29, 2006. | ||
| M(11) | Shareholder Services Plan, dated April 26, 2007, (relating to Class B shares) for Dreyfus Municipal Reserves is | |
| incorporated by reference to Post-Effective Amendment No. 104 to Registrant’s Registration Statement on Form | ||
| N-1A filed on May 1, 2007. | ||
| N(1) | Amended Rule 18f-3 Plan for Dreyfus Bond Market Index Fund, dated December 31, 1999. Incorporated by | |
| reference to Post-Effective Amendment No. 76 to Registrant’s Registration Statement on Form N-1A filed on | ||
| February 17, 2000. | ||
| N(2) | Rule 18f-3 Plan, as revised April 26, 2007, for Dreyfus Money Market Reserves, Dreyfus Municipal Reserves and | |
| Dreyfus U.S. Treasury Reserves is incorporated by reference to Post-Effective Amendment No. 104 to Registrant’s | ||
| Registration Statement on Form N-1A filed on May 1, 2007. | ||
| <R> | ||
| N(3) | Rule 18f-3 Plan, amended as of February 4, 2009, for Dreyfus Large Company Stock Fund, Dreyfus Tax Managed | |
| Growth Fund, Dreyfus Small Cap Value Fund and Dreyfus Core Equity Fund (relating to Class A, Class B, Class C | ||
| <R> | ||
| and Class I shares, as applicable),is incorporated by reference to Post-Effective Amendment No. 111 to the | ||
| Registration Statement on Form N-1A filed on February 27, 2009. | ||
| . | ||
| N(4) | Rule 18f-3 Plan, amended as of February 4, 2009, for Dreyfus Strategic Income Fund (relating to Class A, Class C | |
| and Class I),is incorporated by reference to Post-Effective Amendment No. 111 to the Registration Statement on | ||
| Form N-1A filed on February 27, 2009. | ||
| </R> | ||
| P(1) | Code of Ethics adopted by the Registrant is incorporated by reference to Post-Effective Amendment No. 108 to | |
| Registrant’s Registration Statement on Form N-1A filed on February 27, 2008. | ||
| P(2) | Code of Ethics adopted by the Sub-Investment Adviser to the Registrant. Incorporated by reference to Post- | |
| Effective Amendment No. 95 to Registrant’s Registration Statement on Form N-1A filed on December 28, 2005. | ||
| Other Exhibits | ||
| (1) | Power of Attorney of J. David Officer and James Windels, dated January 23, 2007 is incorporated by reference to | |
| (other exhibits) of Post-Effective Amendment No. 103 to the Registration Statement on Form N-1A, filed on | ||
| February 28, 2007. | ||
| (2) | Power of Attorney of the Directors dated March 16, 2000. Incorporated by reference to Post-Effective No. 84. | |
| (3) | Certificate of Assistant Secretary dated December 28, 2005. Incorporated by reference to Post-Effective | |
| Amendment No. 95 | ||
| Item 24. Persons Controlled by or under Common Control with Registrant | ||
Not applicable.
| ||
| Item 25. Indemnification | ||
The Registrant’s charter documents set forth the circumstances under which indemnification shall be provided to any past or present Board member or officer of the Registrant. The Registrant also has entered into a separate agreement with each of its Board members that describes the conditions and manner in which the Registrant indemnifies each of its Board members against all liabilities incurred by them (including attorneys’ fees and other litigation expenses, settlements, fines and penalties), or which may be threatened against them, as a result of being or having been a Board member of the Registrant. These indemnification provisions are subject to applicable state law and to the limitation under the Investment Company Act of 1940, as amended, that no board member or officer of a fund may be protected against liability for willful misfeasance, bad faith, gross negligence or reckless disr egard for the duties of his or her office. Reference is hereby made to the following:
Article Tenth of the Registrant’s Articles of Incorporation and any amendments thereto, Article X of Registrant’s Amended and Restated Bylaws, Section 2-418 of the Maryland General Corporation Law and Section 1.11 of the Distribution Agreement.
Item 26.Business and Other Connections of Investment Adviser
(a) The Dreyfus Corporation (“Dreyfus”) and subsidiary companies comprise a financial service organization whose business consists primarily of providing investment management services as the investment adviser, manager and distributor for sponsored investment companies registered under the Investment Company Act of 1940 and as an investment adviser to institutional and individual accounts. Dreyfus also serves as sub-investment adviser to and/or administrator of other investment companies. MBSC Securities Corporation, a wholly-owned subsidiary of Dreyfus, serves
primarily as a registered broker-dealer of shares of investment companies sponsored by Dreyfus and of other investment companies for which Dreyfus acts as investment adviser, sub-investment adviser or administrator.
(b) The Registrant (on behalf of Dreyfus Core Equity Fund and Dreyfus Tax Managed Growth Fund (the “Funds”)) is fulfilling the requirement of this Item 26(b) to provide a list of the officers and directors of Fayez Sarofim & Co., the sub-investment adviser of the Funds, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Fayez Sarofim & Co., or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Fayez Sarofim & Co. (SEC File No. 801-1725).
| ITEM 26. | Business and Other Connections of Investment Adviser (continued) | |
| Officers and Directors of Investment Adviser | ||
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| Jonathan Baum | MBSC Securities Corporation++ | Chief Executive Officer | 3/08 - Present | |||
| Chief Executive Officer | Chairman of the Board | 3/08 - Present | ||||
| and Chair of the Board | Director | 6/07 - 3/08 | ||||
| Executive Vice President | 6/07 - 3/08 | |||||
| Dreyfus Service Corporation++ | Director | 8/06 - 6/07 | ||||
| Executive Vice President | 8/06 - 6/07 | |||||
| J. Charles Cardona | MBSC Securities Corporation++ | Director | 6/07 - Present | |||
| President and Director | Executive Vice President | 6/07 - Present | ||||
| Universal Liquidity Funds plc+ | Director | 4/06 - Present | ||||
| Dreyfus Service Corporation++ | Executive Vice President | 2/97 – 6/07 | ||||
| Director | 8/00 – 6/07 | |||||
| Diane P. Durnin | None | |||||
| Vice Chair and Director | ||||||
| Phillip N. Maisano | The Bank of New York Mellon***** | Senior Vice President | 7/08 – Present | |||
| Director, Vice Chair and | ||||||
| Chief Investment Officer | ||||||
| BNY Mellon, National Association+ | Senior Vice President | 7/08 – Present | ||||
| Mellon Bank, N.A.+ | Senior Vice President | 4/06 – 6/08 | ||||
| BNY Alcentra Group Holdings, Inc.++ | Director | 10/07 – Present | ||||
| BNY Mellon Investment Office GP LLC* | Manager | 4/07 – Present | ||||
| Mellon Global Alternative Investments Limited | Director | 8/06 - Present | ||||
| London, England | ||||||
| Pareto Investment Management Limited | Director | 4/08 - Present | ||||
| London, England | ||||||
| The Boston Company Asset Management NY, | Manager | 10/07 - Present | ||||
| LLC* | ||||||
| The Boston Company Asset Management, LLC* | Manager | 12/06 - Present | ||||
| Urdang Capital Management, Inc. | Director | 10/07 - Present | ||||
| 630 West Germantown Pike, Suite 300 | ||||||
| Plymouth Meeting, PA 19462 | ||||||
| Urdang Securities Management, Inc. | Director | 10/07 - Present | ||||
| 630 West Germantown Pike, Suite 300 | ||||||
| Plymouth Meeting, PA 19462 | ||||||
| EACM Advisors LLC | Chairman of Board | 8/04 - Present | ||||
| 200 Connecticut Avenue | ||||||
| Norwalk, CT 06854-1940 | ||||||
| Founders Asset Management LLC**** | Member, Board of | 11/06 - Present | ||||
| Managers | ||||||
C-3
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| Standish Mellon Asset Management Company, | Board Member | 12/06 - Present | ||||
| LLC | ||||||
| Mellon Financial Center | ||||||
| 201 Washington Street | ||||||
| Boston, MA 02108-4408 | ||||||
| Mellon Capital Management Corporation*** | Director | 12/06 - Present | ||||
| Mellon Equity Associates, LLP+ | Board Member | 12/06 – 12/07 | ||||
| Newton Management Limited | Board Member | 12/06 – Present | ||||
| London, England | ||||||
| Franklin Portfolio Associates, LLC* | Board Member | 12/06 – Present | ||||
| Mitchell E. Harris | Standish Mellon Asset Management Company | Chairman | 2/05 - Present | |||
| Director | LLC | Chief Executive Officer | 8/04 - Present | |||
| Mellon Financial Center | Member, Board of | 10/04 – Present | ||||
| 201 Washington Street | Managers | |||||
| Boston, MA 02108-4408 | ||||||
| Alcentra NY, LLC++ | Manager | 1/08 – Present | ||||
| Alcentra US, Inc.++ | Director | 1/08 – Present | ||||
| Alcentra, Inc.++ | Director | 1/08 – Present | ||||
| BNY Alcentra Group Holdings, Inc.++ | Director | 10/07 – Present | ||||
| Pareto New York LLC++ | Manager | 11/07 – Present | ||||
| Standish Ventures LLC | President | 12/05 – Present | ||||
| Mellon Financial Center | ||||||
| 201 Washington Street | ||||||
| Boston, MA 02108-4408 | ||||||
| Manager | 12/05 – Present | |||||
| Palomar Management | Director | 12/97 – Present | ||||
| London, England | ||||||
| Palomar Management Holdings Limited | Director | 12/97 – Present | ||||
| London, England | ||||||
| Pareto Investment Management Limited | Director | 9/04 – Present | ||||
| London, England | ||||||
| MAM (DE) Trust+++++ | President | 10/05 – 1/07 | ||||
| Member of Board of | 10/05 – 1/07 | |||||
| Trustees | ||||||
| MAM (MA) Holding Trust+++++ | President | 10/05 – 1/07 | ||||
| Member of Board of | 10/05 – 1/07 | |||||
| Trustees | ||||||
C-4
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| Ronald P. O’Hanley | The Bank of New York Mellon Corporation***** | Vice Chairman | 7/07 – Present | |||
| Director | ||||||
| Mellon Financial Corporation+ | Vice Chairman | 6/01 – 6/07 | ||||
| Mellon Trust of New England, N.A.* | Vice Chairman | 4/05 - 6/08 | ||||
| The Bank of New York Mellon***** | Vice Chairman | 7/08 – Present | ||||
| BNY Mellon, National Association+ | Vice Chairman | 7/08 – Present | ||||
| BNY Alcentra Group Holdings, Inc.++ | Director | 10/07 – Present | ||||
| BNY Mellon Investment Office GP LLC+ | Manager | 4/07 – Present | ||||
| EACM Advisors LLC | Manager | 6/04 – Present | ||||
| 200 Connecticut Avenue | ||||||
| Norwalk, CT 06854-1940 | ||||||
| Ivy Asset Management Corp. | Director | 12/07 – Present | ||||
| One Jericho Plaza | ||||||
| Jericho, NY 11753 | ||||||
| Neptune LLC+++++ | Chairman | 7/98 – Present | ||||
| President | 7/98 – Present | |||||
| Member, Management | 6/98 – Present | |||||
| Committee | ||||||
| Pareto Investment Management Limited | Director | 9/04 – Present | ||||
| London, England | ||||||
| The Boston Company Asset Management NY, | Manager | 10/07 – Present | ||||
| LLC* | ||||||
| The Boston Company Asset Management, LLC* | Manager | 12/97 – Present | ||||
| The Boston Company Holding, LLC* | Vice Chairman | 2/07 – Present | ||||
| Walter Scott & Partners Limited | Director | 10/06 – Present | ||||
| Edinburgh, Scotland | ||||||
| WestLB Mellon Asset Management Holdings | Director | 4/06 – Present | ||||
| Limited | ||||||
| Dusseldorf, Germany | ||||||
| Mellon Bank, N.A.+ | Vice Chairman | 6/01 – 6/08 | ||||
| Standish Mellon Asset Management Company, | Board Member | 7/01 – Present | ||||
| LLC | ||||||
| Mellon Financial Center | ||||||
| 201 Washington Street | ||||||
| Boston, MA 02108-4408 | ||||||
| Franklin Portfolio Holdings, LLC* | Director | 12/00 - Present | ||||
| Franklin Portfolio Associates, LLC* | Director | 4/97 – Present | ||||
| Pareto Partners (NY)++ | Partner Representative | 2/00 – Present | ||||
| Buck Consultants, Inc.++ | Director | 7/97 – Present | ||||
C-5
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| Newton Management Limited | Executive Committee | 10/98 - Present | ||||
| London, England | Member | |||||
| Director | 10/98 – Present | |||||
| BNY Mellon Asset Management Japan Limited | Director | 6/06 - Present | ||||
| Tokyo, Japan | ||||||
| TBCAM Holdings, LLC* | Director | 1/98 – Present | ||||
| MAM (MA) Holding Trust+++++ | Trustee | 6/03 – Present | ||||
| MAM (DE) Trust+++++ | Trustee | 6/03 – Present | ||||
| Pareto Partners | Partner Representative | 5/97 – Present | ||||
| The Bank of New York Mellon Centre | ||||||
| 160 Queen Victoria Street | ||||||
| London England | ||||||
| Mellon Capital Management Corporation*** | Director | 2/97 – Present | ||||
| Mellon Equity Associates, LLP+ | Executive Committee | 1/98 – 12/07 | ||||
| Member | ||||||
| Chairman | 1/98 – 12/07 | |||||
| Mellon Global Investing Corp.* | Director | 5/97 – Present | ||||
| Chairman | 5/97 - Present | |||||
| Chief Executive Officer | 5/97 – Present | |||||
| Cyrus Taraporevala | Urdang Capital Management, Inc. | Director | 10/07 - Present | |||
| Director | 630 West Germantown Pike, Suite 300 | |||||
| Plymouth Meeting, PA 19462 | ||||||
| Urdang Securities Management, Inc. | Director | 10/07 - Present | ||||
| 630 West Germantown Pike, Suite 300 | ||||||
| Plymouth Meeting, PA 19462 | ||||||
| The Boston Company Asset Management NY, | Manager | 08/06 – Present | ||||
| LLC* | ||||||
| The Boston Company Asset Management LLC* | Manager | 01/08 – Present | ||||
| BNY Mellon, National Association+ | Senior Vice President | 07/06 - Present | ||||
| The Bank of New York Mellon***** | Senior Vice President | 07/06 - Present | ||||
| Scott E. Wennerholm | Mellon Capital Management Corporation*** | Director | 10/05 – Present | |||
| Director | ||||||
| Newton Management Limited | Director | 1/06 – Present | ||||
| London, England | ||||||
| Gannett Welsh & Kotler LLC | Manager | 11/07 – Present | ||||
| 222 Berkley Street | Administrator | 11/07 – Present | ||||
| Boston, MA 02116 | ||||||
| BNY Alcentra Group Holdings, Inc.++ | Director | 10/07 – Present | ||||
| Ivy Asset Management Corp. | Director | 12/07 – Present | ||||
| One Jericho Plaza | ||||||
| Jericho, NY 11753 | ||||||
C-6
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| Urdang Capital Management, Inc. | Director | 10/07 – Present | ||||
| 630 West Germantown Pike, Suite 300 | ||||||
| Plymouth Meeting, PA 19462 | ||||||
| Urdang Securities Management, Inc. | Director | 10/07 – Present | ||||
| 630 West Germantown Pike, Suite 300 | ||||||
| Plymouth Meeting, PA 19462 | ||||||
| EACM Advisors LLC | Manager | 6/04 - Present | ||||
| 200 Connecticut Avenue | ||||||
| Norwalk, CT 06854-1940 | ||||||
| Franklin Portfolio Associates LLC* | Manager | 1/06 – Present | ||||
| The Boston Company Asset Management NY, | Manager | 10/07 – Present | ||||
| LLC* | ||||||
| The Boston Company Asset Management LLC* | Manager | 10/05 – Present | ||||
| Pareto Investment Management Limited | Director | 3/06 – Present | ||||
| London, England | ||||||
| Mellon Equity Associates, LLP+ | Executive Committee | 10/05 – 12/07 | ||||
| Member | ||||||
| Standish Mellon Asset Management Company, | Member, Board of | 10/05 – Present | ||||
| LLC | Managers | |||||
| Mellon Financial Center | ||||||
| 201 Washington Street | ||||||
| Boston, MA 02108-4408 | ||||||
| The Boston Company Holding, LLC* | Member, Board of | 4/06 – Present | ||||
| Managers | ||||||
| The Bank of New York Mellon***** | Senior Vice President | 7/08 - Present | ||||
| BNY Mellon, National Association+ | Senior Vice President | 7/08 – Present | ||||
| Mellon Bank, N.A.+ | Senior Vice President | 10/05 – 6/08 | ||||
| Mellon Trust of New England, N. A.* | Director | 4/06 – 6/08 | ||||
| Senior Vice President | 10/05 – 6/08 | |||||
| MAM (DE) Trust+++++ | Member of Board of | 1/07 – Present | ||||
| Trustees | ||||||
| MAM (MA) Holding Trust+++++ | Member of Board of | 1/07 – Present | ||||
| Trustees | ||||||
C-7
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| Bradley J. Skapyak | MBSC Securities Corporation++ | Executive Vice President | 6/07 – Present | |||
| Chief Operating Officer | ||||||
| and Director | ||||||
| Dreyfus Service Corporation++ | Executive Vice President | 2/07 – 6/07 | ||||
| Senior Vice President | 10/97 – 2/07 | |||||
| The Bank of New York Mellon**** | Senior Vice President | 4/07 - Present | ||||
| Dwight Jacobsen | Pioneer Investments | Senior Vice President | 4/06 – 12/07 | |||
| Executive Vice President | 60 State Street | |||||
| and Director | Boston, Massachusetts | |||||
| Patrice M. Kozlowski | None | |||||
| Senior Vice President – | ||||||
| Corporate | ||||||
| Communications | ||||||
| Gary Pierce | The Bank of New York Mellon***** | Vice President | 7/08 - Present | |||
| Controller | ||||||
| BNY Mellon, National Association+ | Vice President | 7/08 - Present | ||||
| The Dreyfus Trust Company+++ | Chief Financial Officer | 7/05 – 6/08 | ||||
| Treasurer | 7/05 – 6/08 | |||||
| Laurel Capital Advisors, LLP+ | Chief Financial Officer | 5/07 – Present | ||||
| MBSC, LLC++ | Chief Financial Officer | 7/05 – 6/07 | ||||
| Manager, Board of | 7/05 – 6/07 | |||||
| Managers | ||||||
| MBSC Securities Corporation++ | Director | 6/07 – Present | ||||
| Chief Financial Officer | 6/07 – Present | |||||
| Dreyfus Service Corporation++ | Director | 7/05 – 6/07 | ||||
| Chief Financial Officer | 7/05 – 6/07 | |||||
| Founders Asset Management, LLC**** | Assistant Treasurer | 7/06 – Present | ||||
| Dreyfus Consumer Credit | Treasurer | 7/05 – Present | ||||
| Corporation++ | ||||||
| Dreyfus Transfer, Inc.++ | Chief Financial Officer | 7/05 – Present | ||||
| Dreyfus Service | Treasurer | 7/05 – Present | ||||
| Organization, Inc.++ | ||||||
| Seven Six Seven Agency, Inc.++ | Treasurer | 4/99 – Present | ||||
C-8
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| Joseph W. Connolly | The Dreyfus Family of Funds++ | Chief Compliance | 10/04 – Present | |||
| Chief Compliance Officer | Officer | |||||
| Laurel Capital Advisors, LLP+ | Chief Compliance | 4/05 – Present | ||||
| Officer | ||||||
| The Mellon Funds Trust++ | Chief Compliance | 10/04 – Present | ||||
| Officer | ||||||
| MBSC, LLC++ | Chief Compliance | 10/04 – 6/07 | ||||
| Officer | ||||||
| MBSC Securities Corporation++ | Chief Compliance | 6/07 – Present | ||||
| Officer | ||||||
| Dreyfus Service Corporation++ | Chief Compliance | 10/04 – 6/07 | ||||
| Officer | ||||||
| Gary E. Abbs | The Bank of New York Mellon+ | First Vice President and | 12/96 – Present | |||
| Vice President – Tax | Manager of Tax | |||||
| Compliance | ||||||
| Dreyfus Service Organization++ | Vice President – Tax | 01/09 – Present | ||||
| Dreyfus Consumer Credit Corporation++ | Chairman | 01/09 – Present | ||||
| President | 01/09 – Present | |||||
| MBSC Securities Corporation++ | Vice President – Tax | 01/09 – Present | ||||
| Jill Gill | Mellon Financial Corporation+ | Vice President | 10/01 – 6/07 | |||
| Vice President – | ||||||
| Human Resources | MBSC Securities Corporation++ | Vice President | 6/07 – Present | |||
| The Bank of New York Mellon***** | Vice President | 7/08 – Present | ||||
| BNY Mellon, National Association+ | Vice President | 7/08 - Present | ||||
| Mellon Bank N.A.+ | Vice President | 10/06 – 6/08 | ||||
| Dreyfus Service Corporation++ | Vice President | 10/06 – 6/07 | ||||
| Joanne S. Huber | The Bank of New York Mellon+ | State & Local | 07/1/07 – | |||
| Vice President – Tax | Compliance Manager | Present | ||||
| Dreyfus Service Organization++ | Vice President – Tax | 01/09 – Present | ||||
| Dreyfus Consumer Credit Corporation++ | Vice President – Tax | 01/09 – Present | ||||
| MBSC Securities Corporation++ | Vice President – Tax | 01/09 – Present | ||||
| Anthony Mayo | None | |||||
| Vice President – | ||||||
| Information Systems | ||||||
| John E. Lane | A P Colorado, Inc.+ | Vice President – Real | 8/07 – Present | |||
| Vice President | Estate and Leases | |||||
| A P East, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| A P Management, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| A P Properties, Inc.+ | Vice President – Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| A P Rural Land, Inc.+ | Vice President– Real | 8/07 – 9/07 | ||||
| Estate and Leases | ||||||
| Allomon Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
C-9
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| AP Residential Realty, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| AP Wheels, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| BNY Mellon, National Association+ | Vice President – Real | 7/08 – Present | ||||
| Estate and Leases | ||||||
| Citmelex Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Eagle Investment Systems LLC | Vice President– Real | 8/07 – Present | ||||
| 65 LaSalle Road | Estate and Leases | |||||
| West Hartford, CT 06107 | ||||||
| East Properties Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| FSFC, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Holiday Properties, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| MBC Investments Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| MBSC Securities Corporation++ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| MELDEL Leasing Corporation Number 2, Inc.+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Bank Community Development | Vice President– Real | 11/07 – Present | ||||
| Corporation+ | Estate and Leases | |||||
| Mellon Capital Management Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Financial Services Corporation #1+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Financial Services Corporation #4+ | Vice President – Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Funding Corporation+ | Vice President– Real | 12/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Holdings, LLC+ | Vice President– Real | 12/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon International Leasing Company+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Leasing Corporation+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Private Trust Company, National | Vice President– Real | 8/07 – 1/08 | ||||
| Association+ | Estate and Leases | |||||
| Mellon Securities Trust Company+ | Vice President– Real | 8/07 – 7/08 | ||||
| Estate and Leases | ||||||
| Mellon Trust Company of Illinois+ | Vice President– Real | 8/07 – 07/08 | ||||
| Estate and Leases | ||||||
| Mellon Trust Company of New England, N.A.+ | Vice President– Real | 8/07 – 6/08 | ||||
| Estate and Leases | ||||||
| Mellon Trust Company of New York LLC++ | Vice President– Real | 8/07 – 6/08 | ||||
| Estate and Leases | ||||||
| Mellon Ventures, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Melnamor Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| MFS Leasing Corp.+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| MMIP, LLC+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Pareto New York LLC++ | Vice President– Real | 10/07 – Present | ||||
| Estate and Leases | ||||||
C-10
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| Pontus, Inc.+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| Promenade, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| RECR, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| SKAP #7+ | Vice President– Real | 8/07 – 11/07 | ||||
| Estate and Leases | ||||||
| Technology Services Group, Inc.***** | Senior Vice President | 6/06 – Present | ||||
| Tennesee Processing Center LLC***** | Managing Director | 5/08 – Present | ||||
| Senior Vice President | 4/04 – 5/08 | |||||
| Texas AP, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| The Bank of New York Mellon***** | Vice President – Real | 7/08 – Present | ||||
| Estate and Leases | ||||||
| The Bank of New York Mellon Corporation***** | Executive Vice President | 8/07 – Present | ||||
| Trilem, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Jeanne M. Login | A P Colorado, Inc.+ | Vice President– Real | 8/07 – Present | |||
| Vice President | Estate and Leases | |||||
| A P East, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| A P Management, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| A P Properties, Inc.+ | Vice President – Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| A P Rural Land, Inc.+ | Vice President– Real | 8/07 – 9/07 | ||||
| Estate and Leases | ||||||
| Allomon Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| AP Residential Realty, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| AP Wheels, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| APT Holdings Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| BNY Investment Management Services LLC++++ | Vice President– Real | 1/01 – Present | ||||
| Estate and Leases | ||||||
| BNY Mellon, National Association+ | Vice President – Real | 7/08 – Present | ||||
| Estate and Leases | ||||||
| Citmelex Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Eagle Investment Systems LLC+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| East Properties Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| FSFC, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Holiday Properties, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| MBC Investments Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| MBSC Securities Corporation++ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| MELDEL Leasing Corporation Number 2, Inc.+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
C-11
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| Mellon Bank Community Development | Vice President – Real | 11/07 – Present | ||||
| Corporation+ | Estate and Leases | |||||
| Mellon Capital Management Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Financial Services Corporation #1+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Financial Services Corporation #4+ | Vice President – Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Funding Corporation+ | Vice President – Real | 12/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Holdings LLC+ | Vice President – Real | 12/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon International Leasing Company+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Leasing Corporation+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Private Trust Company, National | Vice President – Real | 8/07 – 1/08 | ||||
| Association+ | Estate and Leases | |||||
| Mellon Securities Trust Company+ | Vice President – Real | 8/07 – 7/08 | ||||
| Estate and Leases | ||||||
| Mellon Trust of New England, N.A.* | Vice President – Real | 8/07 – 6/08 | ||||
| Estate and Leases | ||||||
| Mellon Trust Company of Illinois+ | Vice President– Real | 8/07 – 7/08 | ||||
| Estate and Leases | ||||||
| MFS Leasing Corp.+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| MMIP, LLC+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Pontus, Inc.+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| Promenade, Inc.+ | Vice President – Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| RECR, Inc.+ | Vice President – Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| SKAP #7+ | Vice President – Real | 8/07 – 11/07 | ||||
| Estate and Leases | ||||||
| Tennesee Processing Center LLC***** | Managing Director | 5/08 – Present | ||||
| Senior Vice President | 4/04 – 5/08 | |||||
| Texas AP, Inc.+ | Vice President – Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| The Bank of New York Mellon***** | Vice President – Real | 7/08 – Present | ||||
| Estate and Leases | ||||||
| Trilem, Inc.+ | Vice President – Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| James Bitetto | MBSC Securities Corporation++ | Assistant Secretary | 6/07 – Present | |||
| Secretary | ||||||
| Dreyfus Service Corporation++ | Assistant Secretary | 8/98 – 6/07 | ||||
| Dreyfus Service Organization, Inc.++ | Secretary | 8/05 – Present | ||||
| The Dreyfus Consumer Credit Corporation++ | Vice President | 2/02 - Present | ||||
| Director | 2/02 – 7/06 | |||||
| Founders Asset Management LLC**** | Assistant Secretary | 3/09 – Present | ||||
C-12
| * | The address of the business so indicated is One Boston Place, Boston, Massachusetts, 02108. | |
| ** | The address of the business so indicated is One Bush Street, Suite 450, San Francisco, California 94104. | |
| *** | The address of the business so indicated is 595 Market Street, Suite 3000, San Francisco, California 94105. | |
| **** | The address of the business so indicated is 210 University Blvd., Suite 800, Denver, Colorado 80206. | |
| ***** | The address of the business so indicated is One Wall Street, New York, New York 10286. | |
| + | The address of the business so indicated is One Mellon Bank Center, Pittsburgh, Pennsylvania 15258. | |
| ++ | The address of the business so indicated is 200 Park Avenue, New York, New York 10166. | |
| +++ | The address of the business so indicated is 144 Glenn Curtiss Boulevard, Uniondale, New York 11556-0144. | |
| ++++ | The address of the business so indicated is White Clay Center, Route 273, Newark, Delaware 19711. | |
| +++++ | The address of the business so indicated is 4005 Kennett Pike, Greenville, DE 19804. |
C-13
Item 27. Principal Underwriters
(a) Other investment companies for which Registrant's principal underwriter (exclusive distributor) acts as principal underwriter or exclusive distributor:
<R>| 1. | Advantage Funds, Inc. | |
| 2. | BNY Mellon Funds Trust | |
| 3. | CitizensSelect Funds | |
| 4. | Dreyfus Appreciation Fund, Inc. | |
| 5. | Dreyfus BASIC Money Market Fund, Inc. | |
| 6. | Dreyfus BASIC U.S. Government Money Market Fund | |
| 7. | Dreyfus BASIC U.S. Mortgage Securities Fund | |
| 8. | Dreyfus Bond Funds, Inc. | |
| 9. | Dreyfus Cash Management | |
| 10. | Dreyfus Cash Management Plus, Inc. | |
| 11. | Dreyfus Connecticut Municipal Money Market Fund, Inc. | |
| 12. | Dreyfus Funds, Inc. | |
| 13. | The Dreyfus Fund Incorporated | |
| 14. | Dreyfus Government Cash Management Funds | |
| 15. | Dreyfus Growth and Income Fund, Inc. | |
| 16. | Dreyfus Index Funds, Inc. | |
| 17. | Dreyfus Institutional Cash Advantage Funds | |
| 18. | Dreyfus Institutional Money Market Fund | |
| 19. | Dreyfus Institutional Preferred Money Market Funds | |
| 20. | Dreyfus Institutional Reserves Funds | |
| 21. | Dreyfus Intermediate Municipal Bond Fund, Inc. | |
| 22. | Dreyfus International Funds, Inc. | |
| 23. | Dreyfus Investment Funds | |
| 24. | Dreyfus Investment Grade Funds, Inc. | |
| 25. | Dreyfus Investment Portfolios | |
| 26. | The Dreyfus/Laurel Funds, Inc. | |
| 27. | The Dreyfus/Laurel Funds Trust | |
| 28. | The Dreyfus/Laurel Tax-Free Municipal Funds | |
| 29. | Dreyfus LifeTime Portfolios, Inc. | |
| 30. | Dreyfus Liquid Assets, Inc. | |
| 31. | Dreyfus Manager Funds I | |
| 32. | Dreyfus Manager Funds II | |
| 33. | Dreyfus Massachusetts Municipal Money Market Fund | |
| 34. | Dreyfus Midcap Index Fund, Inc. | |
| 35. | Dreyfus Money Market Instruments, Inc. | |
| 36. | Dreyfus Municipal Bond Opportunity Fund | |
| 37. | Dreyfus Municipal Cash Management Plus | |
| 38. | Dreyfus Municipal Funds, Inc. | |
| 39. | Dreyfus Municipal Money Market Fund, Inc. | |
| 40. | Dreyfus New Jersey Municipal Bond Fund, Inc. | |
| 41. | Dreyfus New Jersey Municipal Money Market Fund, Inc. | |
| 42. | Dreyfus New York AMT-Free Municipal Bond Fund | |
| 43. | Dreyfus New York AMT-Free Municipal Money Market Fund | |
| 44. | Dreyfus New York Municipal Cash Management | |
| 45. | Dreyfus New York Tax Exempt Bond Fund, Inc. |
C-14
| 46. | Dreyfus Opportunity Funds | |
| 47. | Dreyfus Pennsylvania Municipal Money Market Fund | |
| 48. | Dreyfus Premier California AMT-Free Municipal Bond Fund, Inc. | |
| 49. | Dreyfus Premier Equity Funds, Inc. | |
| 50. | Dreyfus Premier GNMA Fund, Inc. | |
| 51. | Dreyfus Premier Investment Funds, Inc. | |
| 52. | Dreyfus Premier Short-Intermediate Municipal Bond Fund | |
| 53. | Dreyfus Premier Worldwide Growth Fund, Inc. | |
| 54. | Dreyfus Research Growth Fund, Inc. | |
| 55. | Dreyfus State Municipal Bond Funds | |
| 56. | Dreyfus Stock Funds | |
| 57. | Dreyfus Short-Intermediate Government Fund | |
| 58. | The Dreyfus Socially Responsible Growth Fund, Inc. | |
| 59. | Dreyfus Stock Index Fund, Inc. | |
| 60. | Dreyfus Tax Exempt Cash Management Funds | |
| 61. | The Dreyfus Third Century Fund, Inc. | |
| 62. | Dreyfus Treasury & Agency Cash Management | |
| 63. | Dreyfus Treasury Prime Cash Management | |
| 64. | Dreyfus U.S. Treasury Intermediate Term Fund | |
| 65. | Dreyfus U.S. Treasury Long Term Fund | |
| 66. | Dreyfus 100% U.S. Treasury Money Market Fund | |
| 67. | Dreyfus Variable Investment Fund | |
| 68. | Dreyfus Worldwide Dollar Money Market Fund, Inc. | |
| 69. | General California Municipal Money Market Fund | |
| 70. | General Government Securities Money Market Funds, Inc. | |
| 71. | General Money Market Fund, Inc. | |
| 72. | General Municipal Money Market Funds, Inc. | |
| 73. | General New York Municipal Bond Fund, Inc. | |
| 74. | General New York Municipal Money Market Fund | |
| 75. | Strategic Funds, Inc. |
C-15
| (b) | ||||
| Name and principal | Positions and Offices | |||
| Business address | Positions and offices with the Distributor | with Registrant | ||
| Jon R. Baum* | Chief Executive Officer and Chairman of the Board | None | ||
| J. David Officer* | President and Director | President | ||
| Ken Bradle** | Executive Vice President and Director | None | ||
| Robert G. Capone***** | Executive Vice President and Director | None | ||
| J. Charles Cardona* | Executive Vice President and Director | None | ||
| Sue Ann Cormack** | Executive Vice President | None | ||
| Dwight D. Jacobsen* | Executive Vice President and Director | None | ||
| Mark A. Keleher****** | Executive Vice President | None | ||
| William H. Maresca* | Executive Vice President and Director | None | ||
| Timothy M. McCormick* | Executive Vice President | None | ||
| David K. Mossman**** | Executive Vice President | None | ||
| James Neiland* | Executive Vice President | None | ||
| Sean O’Neil***** | Executive Vice President | None | ||
| Irene Papadoulis** | Executive Vice President | None | ||
| Matthew Perrone** | Executive Vice President | None | ||
| Noreen Ross* | Executive Vice President | None | ||
| Bradley J. Skapyak* | Executive Vice President | None | ||
| Gary Pierce* | Chief Financial Officer and Director | None | ||
| Tracy Hopkins* | Senior Vice President | None | ||
| Marc S. Isaacson** | Senior Vice President | None | ||
| Denise B. Kneeland***** | Senior Vice President | None | ||
| Mary T. Lomasney***** | Senior Vice President | None | ||
| Barbara A. McCann***** | Senior Vice President | None | ||
| Christine Carr Smith****** | Senior Vice President | None | ||
| Ronald Jamison* | Chief Legal Officer and Secretary | None | ||
| Joseph W. Connolly* | Chief Compliance Officer (Investment Advisory Business) | Chief Compliance Officer | ||
| Stephen Storen* | Chief Compliance Officer | None | ||
| Maria Georgopoulos* | Vice President – Facilities Management | None | ||
| William Germenis* | Vice President – Compliance and Anti-Money Laundering | Anti-Money Laundering | ||
| Officer | Compliance Officer | |||
| Karin L. Waldmann* | Privacy Officer | None | ||
| Timothy I. Barrett** | Vice President | None | ||
| Gina DiChiara* | Vice President | None | ||
| Jill Gill* | Vice President | None | ||
| John E. Lane******* | Vice President – Real Estate and Leases | None | ||
| Jeanne M. Login******* | Vice President – Real Estate and Leases | None | ||
| Edward A. Markward* | Vice President – Compliance | None | ||
| Paul Molloy* | Vice President | None | ||
| Anthony Nunez* | Vice President – Finance | None | ||
| William Schalda* | Vice President | None | ||
| John Shea* | Vice President – Finance | None | ||
| Christopher A. Stallone** | Vice President | None | ||
| Susan Verbil* | Vice President – Finance | None | ||
| William Verity* | Vice President – Finance | None | ||
| James Windels* | Vice President | Treasurer | ||
C-16
| (b) | ||||
| Name and principal | Positions and Offices | |||
| Business address | Positions and offices with the Distributor | with Registrant | ||
| James Bitetto* | Assistant Secretary | Vice President and | ||
| Assistant Secretary | ||||
| James D. Muir* | Assistant Secretary | None | ||
| Ken Christoffersen*** | Assistant Secretary | None | ||
| * | Principal business address is 200 Park Avenue, New York, NY 10166. | |
| ** | Principal business address is 144 Glenn Curtiss Blvd., Uniondale, NY 11556-0144. | |
| *** | Principal business address is 210 University Blvd., Suite 800, Denver, CO 80206. | |
| **** | Principal business address is One Mellon Bank Center, Pittsburgh, PA 15258. | |
| ***** | Principal business address is One Boston Place, Boston, MA 02108. | |
| ****** | Principal business address is 595 Market Street, San Francisco, CA 94105. | |
| ******* | Principal business address is 101 Barclay Street, New York 10286. |
C-17
| Item 28. | Location of Accounts and Records | |
| 1. | The Bank of New York Mellon | |
| One Mellon Bank Center | ||
| Pittsburgh, Pennsylvania 15258 | ||
| 2. | DST Systems, Inc. | |
| 1055 Broadway | ||
| Kansas City, MO 64105 | ||
| 3. | The Dreyfus Corporation | |
| 200 Park Avenue | ||
| New York, New York 10166 | ||
| Item 29. | Management Services | |
Not Applicable
| Item 30. | Undertakings | |
None
C-18
| SIGNATURES |
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, and State of New York on the 24thday of July, 2009.
</R>THE DREYFUS/LAUREL FUNDS TRUST
| BY:/s/J. David Officer* /s/J. David Officer, President |
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
<R>| Signatures | Title | Date | ||
| /s/J. David Officer* | President (Principal Executive Officer) | 7/24/2009 | ||
| J. David Officer | ||||
| /s/James Windels* | Treasurer (Principal Financial and | 7/24/2009 | ||
| Accounting Officer) | ||||
| James Windels | ||||
| /s/Joseph S. DiMartino* | Trustee, Chairman of the Board | 7/24/2009 | ||
| Joseph S. DiMartino | ||||
| /s/James M. Fitzgibbons* | Trustee | 7/24/2009 | ||
| James M. Fitzgibbons | ||||
| /s/Kenneth A. Himmel* | Trustee | 7/24/2009 | ||
| Kenneth A. Himmel | ||||
| /s/Stephen J. Lockwood* | Trustee | 7/24/2009 | ||
| Stephen J. Lockwood | ||||
| /s/Roslyn M. Watson* | Trustee | 7/24/2009 | ||
| Roslyn M. Watson | ||||
| /s/Benaree Pratt Wiley* | Trustee | 7/24/2009 | ||
| Benaree Pratt Wiley | ||||
| *By: | /s/James Bitetto | |
| Attorney-in-Fact |
INDEX OF EXHIBITS
Exhibit No.
| D(5) | Sub-Investment Advisory Agreement between The Dreyfus Corporation and Fayez | |
| Sarofim & Co. with respect to Dreyfus Core Equity Fund (formerly, Dreyfus Premier | ||
| Core Equity Fund), dated July 30, 1998 and as amended, August 3, 2009. | ||
| D(6) | Sub-Investment Advisory Agreement between the Dreyfus Corporation and Fayez | |
| Sarofim & Co. with respect to Dreyfus Premier Tax Managed Growth Fund (formerly, | ||
| Dreyfus Premier Tax Managed Growth Fund), dated October 23, 1997 and as amended, | ||
| August 3, 2009. | ||
