Washington, D.C. 20549
The Dreyfus/Laurel Funds, Inc.
Bennett A. MacDougall, Esq.
It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).
1. Facing Sheet of the Registration Statement.
2. Part C to the Registration Statement (including signature page).
3. Exhibits N(3), N(4), N(6) and N(7) to Item 28 to the Registration Statement.
This Post-Effective Amendment is being filed solely to file Rule 18f-3 Plans as Exhibits N(3), N(4), N(6) and N(7) to Item 28 to this Registration Statement on Form N-1A.
Part A of the Registration Statement was filed on February 26, 2015 and December 28, 2015 pursuant to Rule 485(b) under the Securities Act of 1933 and on December 30, 2015 pursuant to Rule 485(a) under the Securities Act of 1933 and is incorporated by reference herein; and
Part B of the Registration Statement was filed on December 31, 2015 pursuant to Rule 497(c) and (e) under the Securities Act of 1933 and is incorporated by reference herein.
PART C.
OTHER INFORMATION
Item 28. | Exhibits |
A(1) | Articles of Incorporation dated July 31, 1987 are incorporated by reference to Post-Effective Amendment No. 41 to the Registrant's Registration Statement on Form N-1A ("Post-Effective Amendment No. 41"). |
A(2) | Articles Supplementary dated October 15, 1993 increasing authorized capital stock are incorporated by reference to Post-Effective Amendment No. 39 to the Registrant's Registration Statement on Form N-1A ("Post-Effective Amendment No. 39"). |
A(3) | Articles of Amendment dated March 31, 1994 are incorporated by reference to Post-Effective Amendment No. 41. |
A(4) | Articles Supplementary dated March 31, 1994 reclassifying shares are incorporated by reference to Post-Effective Amendment No. 41. |
A(5) | Articles Supplementary dated May 24, 1994 designating and classifying shares are incorporated by reference to Post-Effective Amendment No. 39. |
A(6) | Articles of Amendment dated October 17, 1994 are incorporated by reference to Post-Effective Amendment No. 31 to the Registrant's Registration Statement on Form N-1A ("Post-Effective Amendment No. 31"). |
A(7) | Articles Supplementary dated December 19, 1994 designating classes are incorporated by reference to Post-Effective Amendment No. 32 to the Registrant's Registration Statement on Form N-1A ("Post-Effective Amendment No. 32"). |
A(8) | Articles of Amendment dated June 9, 1995 are incorporated by reference to Post-Effective Amendment No. 39. |
A(9) | Articles of Amendment dated August 30, 1995 are incorporated by reference to Post-Effective Amendment No. 39. |
A(10) | Articles Supplementary dated August 31, 1995 reclassifying shares are incorporated by reference to Post-Effective Amendment No. 39. |
A(11) | Articles of Amendment dated October 31, 1995 designating and classifying shares are incorporated by reference to Post-Effective Amendment No. 41. |
A(12) | Articles of Amendment dated November 22, 1995 designating and reclassifying shares are incorporated by reference to Post-Effective Amendment No. 41. |
A(13) | Articles of Amendment dated July 15, 1996 are incorporated by reference to Post-Effective Amendment No. 53 to the Registrant's Registration Statement on Form N-1A ("Post-Effective Amendment No. 53"). |
A(14) | Articles of Amendment dated February 27, 1997 are incorporated by reference to Post- Effective Amendment No. 53. |
A(15) | Articles of Amendment dated August 13, 1997 are incorporated by reference to Post- Effective Amendment No. 53. |
A(16) | Articles of Amendment dated October 30, 1997 are incorporated by reference to Post- Effective Amendment No. 56 to the Registrant's Registration Statement on Form N-1A, filed on November 4, 1997. |
A(17) | Articles of Amendment dated March 25, 1998 are incorporated by reference to Post- Effective Amendment No. 62 to the Registrant's Registration Statement on Form N-1A, filed on March 31, 1998. |
A(18) | Articles of Amendment dated July 30, 1998 are incorporated by reference to Post- Effective Amendment No. 67 to the Registrant's Registration Statement on Form N-1A, filed on September 30, 1998 ("Post-Effective Amendment No. 67"). |
A(19) | Articles Supplementary dated August 9, 1999 are incorporated by reference to Post- Effective Amendment No. 76 to the Registrant's Registration Statement on Form N-1A, filed on February 24, 2000 ("Post-Effective Amendment No. 76"). |
A(20) | Articles Supplementary dated March 15, 1999 are incorporated by reference to Post- Effective Amendment No. 76. |
A(21) | Articles of Amendment dated March 15, 1999 are incorporated by reference to Post- Effective Amendment No. 76. |
A(22) | Articles of Amendment dated January 31, 2002 are incorporated by reference to Post- Effective Amendment No. 83 to the Registrant's Registration Statement on Form N-1A, filed on April 15, 2002 ("Post-Effective Amendment No. 83"). |
A(23) | Articles Supplementary dated January 31, 2002 are incorporated by reference to Post- Effective Amendment No. 83. |
A(24) | Articles Supplementary dated May 12, 2004 are incorporated by reference to Post- Effective Amendment No. 89 to Registrant's Registration Statement on Form N-1A filed on May 13, 2004. |
A(25) | Articles Supplementary dated June 30, 2006 are incorporated by reference to Post- Effective Amendment No. 99 to Registrant's Registration Statement on Form N-1A filed on June 29, 2006. |
A(26) | Articles Supplementary dated June 25, 2007 are incorporated by reference to Post- Effective Amendment No. 106 to Registrant's Registration Statement on Form N-1A filed on December 26, 2007. |
A(27) | Articles of Amendment dated July 5, 2007 (relating to Dreyfus Premier Balanced Fund, Dreyfus Premier Core Equity Fund, Dreyfus Premier Large Company Stock Fund, Dreyfus Premier Limited Term Income Fund, Dreyfus Premier Midcap Stock Fund, Dreyfus Premier Small Cap Value Fund, Dreyfus Premier Tax Managed Growth Fund and Dreyfus Premier Strategic Income Fund) in connection with redesignation of Class R shares as Class I shares are incorporated by reference to Post-Effective Amendment No. 107 to Registrant's Registration Statement on Form N-1A, filed on December 27, 2007. |
A(28) | Articles of Amendment redesignating Dreyfus Municipal Reserves as Dreyfus AMT-Free Municipal Reserves are incorporated by reference to Post-Effective Amendment No. 110 to Registrant's Registration Statement on Form N-1A, filed on December 24, 2008 ("Post-Effective Amendment No. 110"). |
A(29) | Articles Supplementary dated October 14, 2008 are incorporated by reference to Post-Effective Amendment No. 110. |
A(30) | Articles Supplementary dated December 3, 2008 are incorporated by reference to Post-Effective Amendment No.110. |
A(31) | Articles Supplementary dated April 20, 2009 are incorporated by reference to Post-Effective Amendment No. 114 to Registrant's Registration Statement on Form N-1A, filed on December 22, 2009. |
A(32) | Articles of Amendment redesignating Dreyfus Small Cap Value Fund as Dreyfus Small Cap Fund are incorporated by reference to Post-Effective Amendment No. 117 to Registrant's Registration Statement on Form N-1A, filed on February 26, 2010. |
A(33) | Articles of Amendment redesignating Dreyfus Strategic Income Fund as Dreyfus Opportunistic Fixed Income Fund are incorporated by reference to Post-Effective Amendment No. 119 to Registrant's Registration Statement on Form N-1A filed on December 23, 2010. |
A(34) | Articles Supplementary dated March 28, 2013 are incorporated by reference to Post-Effective Amendment No. 133 to Registrant's Registration Statement on Form N-1A, filed on June 12, 2013 ("Post-Effective Amendment No. 133"). |
A(35) | Articles Supplementary dated June 20, 2013 (relating to Class Y of Dreyfus Opportunistic Fixed Income Fund) are incorporated by reference to Post-Effective Amendment No. 134 to Registrant's Registration Statement on Form N-1A, filed on June 26, 2013 ("Post-Effective Amendment No. 134"). |
A(36) | Articles Supplementary dated September 17, 2013 (relating to Dreyfus Floating Rate Income Fund) are incorporated by reference to Post-Effective Amendment No. 139 to Registrant's registration statement on Form N-1A, filed on September 5, 2013 ("Post-Effective Amendment No. 139"). |
A(37) | Articles of Amendment dated August 17, 2014, are incorporated by reference to Post-Effective Amendment 151 to the Registrant's Registration Statement on Form N-1A, filed on December 3, 2015 (Post-Effective Amendment No. 151"). |
A(38) | Articles Supplementary dated December 15, 2015, are incorporated by reference to Post-Effective Amendment 153 to the Registrant's Registration Statement on Form N-1A, filed on December 30, 2015 ("Post-Effective Amendment No. 153"). |
B | Amended and Restated By-Laws dated July 1, 2011 are incorporated by reference to Post-Effective Amendment No. 124 to Registrant's Registration Statement on Form N-1A, filed on August 12, 2011. |
D(1) | Investment Management Agreement between Mellon Bank, N.A. and the Registrant, dated October 17, 1994 is incorporated by reference to Post-Effective Amendment No. 41 to the Registrant's Registration Statement on Form N-1A, filed on December 29, 1995. |
D(2) | Assignment and Assumption Agreement among Mellon Bank, N.A., The Dreyfus Corporation and the Registrant, dated November 1, 1995 (relating to Investment Management Agreement) is incorporated by reference to Post-Effective Amendment No. 31. |
D(3) | Amended Exhibit A to Investment Management Agreement between Mellon Bank, N.A. and the Registrant, dated April 4, 2000 is incorporated by reference to Post-Effective Amendment No. 67. |
D(4) | Management Agreement between the Registrant (on behalf of Dreyfus Premier Strategic Income Fund) and The Dreyfus Corporation, dated April 20, 2006 is incorporated by reference to Post-Effective Amendment No. 99 to the Registration Statement on Form N-1A, filed on June 29, 2006. |
D(5) | Management Agreement between the Registrant (on behalf of Dreyfus Opportunistic Fixed Income Fund and Dreyfus Opportunistic Emerging Markets Debt Fund) and The Dreyfus Corporation, dated April 20, 2006, As Amended, April 25, 2013, is incorporated by reference to Post-Effective Amendment No. 133. |
D(6) | Management Agreement between the Registrant (on behalf of Dreyfus Floating Rate Income Fund) and The Dreyfus Corporation, dated April 20, 2006, As Amended, April 25, 2013, Revised as of September 17, 2013, is incorporated by reference to Post-Effective Amendment No. 139. |
D(7) | Management Agreement between the Registrant (on behalf of Dreyfus Opportunistic Fixed Income Fund) and The Dreyfus Corporation, dated April 20, 2006, As Amended, April 25, 2013, Revised as of March 20, 2014, is incorporated by reference to Post-Effective Amendment No. 146. |
D(8) | Sub-Investment Advisory Agreement between The Dreyfus Corporation and Fayez Sarofim & Co. with respect to Dreyfus Core Equity Fund (formerly, Dreyfus Premier Core Equity Fund), dated July 30, 1998 and as amended, August 3, 2009, is incorporated by reference to Post-Effective Amendment No. 112 to Registrant's Registration Statement on Form N-1A, filed on July 24, 2009. |
D(9) | Sub-Investment Advisory Agreement between The Dreyfus Corporation and Fayez Sarofim & Co. with respect to Dreyfus Tax Managed Growth Fund (formerly, Dreyfus Premier Tax Managed Growth Fund), dated October 23, 1997 and as amended, August 3, 2009, is incorporated by reference to Post-Effective Amendment No. 112 to Registrant's Registration Statement on Form N-1A, filed on July 24, 2009. |
D(10) | Sub-Investment Advisory Agreement between The Dreyfus Corporation and Standish Mellon Asset Management Company LLC, with respect to Dreyfus Opportunistic Emerging Markets Debt Fund, dated April 25, 2013, is incorporated by reference to Post-Effective Amendment No. 133. |
D(11) | Sub-Investment Advisory Agreement between The Dreyfus Corporation and Alcentra NY, LLC, with respect to Dreyfus Floating Rate Income Fund, dated September 17, 2013, is incorporated by reference to Post-Effective Amendment No. 139. |
E(1) | Distribution Agreement with MBSC Securities Corporation, revised as of September 17, 2013 (relating to Dreyfus Floating Rate Income Fund) is incorporated by reference to Post-Effective Amendment No. 139. |
E(2) | Forms of Broker-Dealer Selling Agreement and Bank Selling Agreement are incorporated by reference to Post-Effective Amendment No. 152 to Registrants Registration Statement on Form N-1A, filed on December 28, 2015 ("Post-Effective Amendment No. 152"). |
E(3) | Forms of Supplemental to Service Agreements are incorporated by reference to Post-Effective Amendment No. 103 to Registrant's Registration Statement on Form N-1A, filed on February 28, 2007. |
F | Not Applicable. |
G(1) | Form of Custody Agreement between the Registrant and The Bank of New York Mellon, dated January 1, 2011, is incorporated by reference to Post-Effective Amendment No. 119 to Registrant's Registration Statement on Form N-1A, filed on December 23, 2010. |
G(2) | Amendment to Custody Agreement between the Registrant and The Bank of New York Mellon, dated October 1, 2013, is incorporated by reference to Post-Effective Amendment No. 142 to the Registrant's Registration Statement on Form N-1A, filed on December 24, 2013 ("Post-Effective Amendment No. 142"). |
H | Transfer Agency Agreement between the Registrant and Dreyfus Transfer, Inc., dated May 29, 2012 is incorporated by reference to Post-Effective Amendment No. 128 to the Registrant's Registration Statement on Form N-1A, filed on December 27, 2012 ("Post-Effective Amendment No. 128"). |
I(1) | Consent and opinion of Registrant's counsel (relating to Dreyfus Core Equity Fund and Dreyfus Floating Rate Income Fund) is incorporated by reference to Post-Effective Amendment No. 152. |
I (2) | Consent and opinion of Registrant's counsel (relating to Dreyfus Bond Market Index Fund, Dreyfus Disciplined Stock Fund, Dreyfus Money Market Reserves Fund, General AMT-Free Municipal Money Market Fund, Dreyfus Tax Managed Growth Fund, Dreyfus BASIC S&P 500 Stock Index Fund, General Treasury and Agency Money Market Fund, Dreyfus Opportunistic Fixed Income Fund and Dreyfus Opportunistic Emerging Markets Debt Fund) is incorporated by reference to Post-Effective Amendment No. 149 to the Registration Statement on Form N-1A, filed on February 26, 2015 ("Post-Effective Amendment No. 149"). |
I(3) | Consent and opinion of Registrant's counsel (relating to General Treasury and Agency Money Market Fund) is filed herewith. |
J(1) | Consent of Independent Registered Public Accounting Firm is incorporated by reference to Post-Effective Amendment No. 144 to the Registration Statement on Form N-1A, filed on February 28, 2014. |
J(2) | Consent of Independent Registered Public Accounting Firm (relating to Dreyfus Global Emerging Markets Fund, a series of Dreyfus BNY Mellon Funds, Inc.) is incorporated by reference to Post-Effective Amendment No. 144 to the Registration Statement on Form N-1A, filed on February 28, 2014. |
J(3) | Consent of Independent Registered Public Accounting Firm is incorporated by reference to Pos-Effective Amendment No. 153. |
K | Letter of Investment Intent is incorporated by reference to the Registration Statement. |
M(1) | Amended and Restated Distribution Plan effective as of March 22, 2000, (relating to Investor Class Shares and Class A Shares) for Dreyfus Bond Market Index Fund, Dreyfus Money Market Reserves, General AMT-Free Municipal Money Market Fund, General Treasury and Agency Money Market Fund, Dreyfus Premier Balanced Fund, Dreyfus Premier Limited Term Income Fund, Dreyfus Premier Small Cap Value Fund, Dreyfus Premier Tax Managed Growth Fund, Dreyfus Premier Midcap Stock Fund and Dreyfus Premier Large Company Stock Fund is incorporated by reference to Post-Effective Amendment No. 87 to Registrant's Registration Statement on Form N-1A, filed on February 27, 2004. |
M(2) | Amended and Restated Distribution Plan for Dreyfus Disciplined Stock Fund is incorporated by reference to Post-Effective Amendment No. 61 to the Registrant's Registration Statement on Form N-1A, filed on February 26, 1998. |
M(3) | Amended and Restated Distribution Plan, effective as of March 22, 2000 and as revised April 15, 2002, (relating to Class A shares) for Dreyfus Premier Core Equity Fund is incorporated by reference to Post-Effective Amendment No. 87 to Registrant's Registration Statement on Form N-1A, filed on February 27, 2004. |
M(4) | Distribution Plan, as revised April 15, 2002, (relating to Class B and Class C shares) for Dreyfus Premier Balanced Fund, Dreyfus Premier Limited Term Income Fund, Dreyfus Premier Small Cap Value Fund, Dreyfus Premier Tax Managed Growth Fund, Dreyfus Premier Midcap Stock Fund, Dreyfus Premier Large Company Stock Fund and Dreyfus Premier Core Equity Fund is incorporated by reference to Post-Effective Amendment No. 87 to Registrant's Registration Statement on Form N-1A, filed on February 27, 2004. |
M(5) | Revised Distribution Plan dated April 15, 2002 (relating to Class T shares) for Dreyfus Premier Tax Managed Growth Fund, Dreyfus Premier Large Company Stock Fund, Dreyfus Premier Midcap Stock Fund, Dreyfus Premier Balanced Fund, Dreyfus Premier Small Cap Value Fund and Dreyfus Premier Core Equity Fund is incorporated by reference to Post-Effective Amendment No. 87 to Registrant's Registration Statement on Form N-1A, filed on February 27, 2004. |
M(6) | Distribution Plan dated April 20, 2006 (relating to Class C) for Dreyfus Premier Strategic Income Fund is incorporated by reference to Post-Effective Amendment No. 99 to Registrant's Registration Statement on Form N-1A, filed on June 29, 2006. |
M(7) | Distribution Plan, as revised April 26, 2007, (relating to Class B shares) for General AMT-Free Municipal Money Market Fund is incorporated by reference to Post-Effective Amendment No. 104 to Registrant's Registration Statement on Form N-1A, filed on May 1, 2007. |
M(8) | Distribution Plan dated April 20, 2006, as revised April 25, 2013, (relating to Dreyfus Opportunistic Fixed Income Fund and Dreyfus Opportunistic Emerging Markets Debt Fund) is incorporated by reference to Post-Effective Amendment No. 133 to Registrant's Registration Statement on Form N-1A, filed on June 12, 2013. |
M(9) | Distribution Plan, as revised September 17, 2013 (relating to Class C Shares) for Dreyfus Floating Rate Income Fund is incorporated by reference to Post-Effective Amendment No. 139. |
M(10) | Distribution Plan, dated October 28, 2015, (relating to Class B Shares) for General Treasury and Agency Money Market Fund is incorporated by reference to Post-Effective Amendment 151. |
M(11) | Amended and Restated Service Plan, effective as of March 22, 2000, (relating to Class B, Class C and Class T shares) for Dreyfus Premier Large Company Stock Fund, Dreyfus Premier Midcap Stock Fund, Dreyfus Premier Balanced Fund, Dreyfus Premier Tax Managed Growth Fund, Dreyfus Premier Small Cap Value Fund, Dreyfus Premier Core Equity Fund and (relating to Class B and Class C shares) Dreyfus Premier Limited Term Income Fund is incorporated by reference to Post-Effective Amendment No. 81 to the Registrant's Registration Statement on Form N-1A, filed on February 12, 2002. |
M(12) | Amended and Restated Shareholder Servicing Plan, effective as of March 22, 2000, for Dreyfus Institutional Government Money Market Fund, Dreyfus Institutional Prime Money Market Fund and Dreyfus U.S. Treasury Money Market Fund is incorporated by reference to Post-Effective Amendment No. 77 to the Registrant's Registration Statement on Form N-1A, filed on December 13, 2000. |
M(13) | Shareholder Services Plan dated April 20, 2006 for Dreyfus Premier Strategic Income Fund is incorporated by reference to Post-Effective Amendment No. 99 to Registrant's Registration Statement on Form N-1A, filed on June 29, 2006. |
M(14) | Shareholder Services Plan, dated April 26, 2007, as revised October 28, 2015, (relating to Class B shares) for General AMT-Free Municipal Money Market Fund and General Treasury and Agency Money Market Fund is incorporated by reference to Post-Effective Amendment No. 151. |
M(15) | Shareholder Services Plan, dated April 20, 2006, as revised April 25, 2013, (relating to Dreyfus Opportunistic Fixed Income Fund and Dreyfus Opportunistic Emerging Markets Debt Fund) is incorporated by reference to Post-Effective Amendment No. 133. |
M(16) | Shareholder Services Plan, as revised September 17, 2013 (relating to Class A and Class C shares) for Dreyfus Floating Rate Income Fund is incorporated by reference to Post-Effective Amendment No. 139. |
N(1) | Amended Rule 18f-3 Plan for Dreyfus Bond Market Index Fund, dated December 31, 1999 is incorporated by reference to Post-Effective Amendment No.76. |
N(2) | Rule 18f-3 Plan, dated April 26, 2007, as revised August 1, 2015, for Dreyfus Money Market Reserves and General AMT-Free Municipal Money Market Fund, is incorporated by reference to Post-Effective Amendment No. 151. |
N(3) | Rule 18f-3 Plan, as amended November 13, 2015, for Dreyfus Tax Managed Growth Fund and Dreyfus Core Equity Fund, is filed herewith. |
N(4) | Rule 18f-3 Plan, as amended November 13, 2015, for Dreyfus Floating Rate Income Fund and Dreyfus Opportunistic Fixed Income Fund, is filed herewith. |
N(5) | Rule 18f-3 Plan, dated August 1, 2015, as revised October 28, 2015 for General Treasury and Agency Money Market Fund is incorporated by reference to Post-Effective Amendment No. 151. |
N(6) | Rule 18f-3 Plan, as amended February 1, 2016, for Dreyfus Tax Managed Growth Fund and Dreyfus Core Equity Fund, is filed herewith. |
N(7) | Rule 18f-3 Plan, as amended February 1, 2016, for Dreyfus Floating Rate Income Fund and Dreyfus Opportunistic Fixed Income Fund, is filed herewith. |
P(1) | Revised Code of Ethics adopted by the Registrant, The Dreyfus Corporation, Standish Mellon Asset Management Company LLC, Alcentra NY, LLC and MBSC Securities Corporation, dated May 29, 2012 is incorporated by reference to Post-Effective Amendment No. 128 to the Registrant's Registration Statement on Form N-1A, filed on December 27, 2012. |
P(2) | Revised Code of Ethics adopted by the Sub-Investment Adviser effective as of May 6, 2013, for Dreyfus Core Equity Fund and Dreyfus Tax Managed Growth Fund is incorporated by reference to Post-Effective Amendment No. 142. |
P(3) | Code of Ethics for the Nonmanagement Board Members of the Dreyfus Family of Funds and BNY Mellon Funds Trust is incorporated by reference to Post-Effective Amendment No. 133. |
P(4) | Revised Code of Ethics adopted by the Registrant, The Dreyfus Corporation, Standish Mellon Asset Management Company LLC, Alcentra NY, LLC and MBSC Securities Corporation, dated November 3, 2014 is incorporated by reference to Post-Effective Amendment No. 149. |
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Other Exhibits | |
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(1) | Power of Attorney of Bradley J. Skapyak, James Windels and Trustees, dated February 25, 2015, effective April 1, 2015, is incorporated by reference to Post-Effective Amendment No. 152. |
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Item 29. | Persons Controlled by or under Common Control with Registrant |
| Not applicable. |
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Item 30. | Indemnification |
The Registrant's charter documents set forth the circumstances under which indemnification shall be provided to any past or present Board member or officer of the Registrant. The Registrant also has entered into a separate agreement with each of its Board members that describes the conditions and manner in which the Registrant indemnifies each of its Board members against all liabilities incurred by them (including attorneys' fees and other litigation expenses, settlements, fines and penalties), or which may be threatened against them, as a result of being or having been a Board member of the Registrant. These indemnification provisions are subject to applicable state law and to the limitation under the Investment Company Act of 1940, as amended, that no board member or officer of a fund may be protected against liability for willful misfeasance, bad faith, gross negligence or reckless disregard for the duties of his or her office. Reference is hereby made to the following:
Article Tenth of the Registrant's Articles of Incorporation and any amendments thereto, Article VIII of Registrant's Amended and Restated Bylaws, Section 2-418 of the Maryland General Corporation Law and Section 1.10 of the Distribution Agreement.
Insofar as indemnification for liability arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Securities Act of 1933 and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act of 1933 and will be governed by the final adjudication of such issue.
(a) The Dreyfus Corporation ("Dreyfus") and subsidiary companies comprise a financial service organization whose business consists primarily of providing investment management services as the investment adviser, manager and distributor for sponsored investment companies registered under the Investment Company Act of 1940 and as an investment adviser to institutional and individual accounts. Dreyfus also serves as sub-investment adviser to and/or administrator of other investment companies. MBSC Securities Corporation, a wholly-owned subsidiary of Dreyfus, serves primarily as a registered broker-dealer of shares of investment companies sponsored by Dreyfus and of other investment companies for which Dreyfus acts as investment adviser, sub-investment adviser or administrator.
(b) The Registrant (on behalf of Dreyfus Core Equity Fund and Dreyfus Tax Managed Growth Fund (the "Funds")) is fulfilling the requirement of this Item 31 to provide a list of the officers and directors of Fayez Sarofim & Co., the sub-investment adviser of the Funds, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Fayez Sarofim & Co., or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Fayez Sarofim & Co. (SEC File No. 801-1725).
(c) The Registrant (on behalf of Dreyfus Opportunistic Emerging Markets Debt Fund (the "Fund")) is fulfilling the requirement of this Item 31 to provide a list of the officers and directors of Standish Mellon Asset Management Company LLC, the sub-investment adviser of the Fund, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Standish Mellon Asset Management Company LLC, or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Standish Mellon Asset Management Company LLC (SEC File No. 801-60527).
(d) The Registrant (on behalf of Dreyfus Floating Rate Income Fund) is fulfilling the requirement of this Item 31 to provide a list of the officers and directors of Alcentra NY, LLC (the sub-investment adviser of Dreyfus Floating Rate Income Fund, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Alcentra NY, LLC, or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Advisers Act by Alcentra NY, LLC (SEC File No. 801-62417).
Name and Position With Dreyfus | Other Businesses | Position Held | Dates |
| | | |
J. Charles Cardona President and Director | MBSC Securities Corporation++ | Director Executive Vice President | 6/07 – Present 6/07 – 3/15 |
| | | |
| | Chairman | 2/13 - Present |
| | | |
| BNY Mellon Liquidity Funds plc+ | Director | 4/06 - Present |
| | | |
Diane P. Durnin Vice Chair and Director | MBSC Securities Corporation++ | Executive Vice President | 3/15 - Present |
| | | |
Bradley J. Skapyak Chief Operating Officer and Director | MBSC Securities Corporation++ | Executive Vice President | 6/07 - Present |
| The Bank of New York Mellon*** | Senior Vice President | 4/07 - Present |
| | | |
| The Dreyfus Family of Funds++ | President | 1/10 - Present |
| | | |
| Dreyfus Transfer, Inc. ++ | Chairman Director | 5/11 - Present 5/10 - Present |
| | | |
Joseph W. Connolly Chief Compliance Officer | The Dreyfus Family of Funds++ | Chief Compliance Officer | 10/04 - Present |
| BNY Mellon Funds Trust++ | Chief Compliance Officer | 10/04 - Present |
| MBSC Securities Corporation++ | Chief Compliance Officer | 6/07 – Present |
| | | |
Christopher O'Connor Chief Administrative Officer | MBSC Securities Corporation++ | Director | 3/12 – 3/15 |
| | | |
| | Executive Vice President | 12/11 – Present |
| | | |
Bennett A. MacDougall Chief Legal Officer | The Bank of New York Mellon Corporation ++ | Associate General Counsel | 6/15 - Present |
| | | |
| Deutsche Bank 60 Wall Street New York, NY 10005 | Director and Associate General Counsel | 6/05 - 6/15 |
| | | |
| Deutsche Investment Management Americas, Inc. 345 Park Avenue New York, NY 10154 | Chief Legal Officer | 11/08 - 6/15 |
| | | |
Kim Mustin Executive Vice President – North American Distribution | MBSC Securities Corporation++ | Chief Executive Officer | 3/15 - Present |
| MBSC Securities Corporation++ | Director | 10/14 - Present |
| | | |
| MBSC Securities Corporation++ | Executive Vice President | 10/14 - 3/15 |
| | | |
| BNY Mellon Investments CTA, LLC* | Manager | 3/15 - Present |
| | | |
| BNY Mellon Investments CTA, LLC* | President | 3/15 - Present |
| | | |
Charles Doumar Vice President – Tax | Alcentra NY LLC ++ | Assistant Treasurer - Tax | 9-14 - Present |
| Alcentra US. Inc. †††† | Assistant Treasurer - Tax | 9-14 - Present |
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| Alternative Holdings I, LLC *** | Assistant Treasurer - Tax | 1/14 - Present |
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| Alternative Holdings II, LLC *** | Assistant Treasurer - Tax | 1/14 - Present |
| | | |
| Asset Recovery II, LLC *** | Assistant Treasurer | 9/13 – Present |
| | | |
| Asset Recovery III, LLC *** | Assistant Treasurer | 9/13 – 3/15 |
| | | |
| Asset Recovery IV, LLC *** | Assistant Treasurer | 9/13 – Present |
| | | |
| Asset Recovery V, LLC *** | Assistant Treasurer | 9/13 – Present |
| | | |
| Asset Recovery VII, LLC *** | Assistant Treasurer | 9/13 – 3/15 |
| | | |
| Asset Recovery IX, LLC *** | Assistant Treasurer | 3/14 – 3/15 |
| | | |
| Asset Recovery X, LLC *** | Assistant Treasurer | 3/14 – 3/15 |
| | | |
| Asset Recovery XIII, LLC *** | Assistant Treasurer | 3/13 – Present |
| | | |
| Asset Recovery XIV, LLC *** | Assistant Treasurer | 3/13 – Present |
| | | |
| Asset Recovery XIX, LLC *** | Assistant Treasurer | 7/13 – Present |
| | | |
| Asset Recovery XV, LLC *** | Assistant Treasurer | 3/13 – 3/15 |
| | | |
| Asset Recovery XVI, LLC *** | Assistant Treasurer | 3/13 – Present |
| | | |
| Asset Recovery XVII, LLC *** | Assistant Treasurer | 3/13 – 3/15 |
| | | |
| Asset Recovery XVIII, LLC *** | Assistant Treasurer | 7/13 – 3/15 |
| | | |
| Asset Recovery XX, LLC *** | Assistant Treasurer | 7/13 – Present |
| | | |
| Asset Recovery XXI, LLC *** | Assistant Treasurer | 7/13 – 3/15 |
| | | |
| Asset Recovery XXII, LLC *** | Assistant Treasurer | 7/13 – Present |
| | | |
| Asset Recovery XXIII, LLC *** | Assistant Treasurer | 7/13 – Present |
| | | |
| BNY Alcentra Group Holdings, Inc. †††††† | Assistant Treasurer - Tax | 3/13 - Present |
| | | |
| BNY Capital Funding LLC *** | Assistant Treasurer – Tax | 9/13 - Present |
| | | |
| BNY Investment Strategy and Solutions Group, LLC * | Assistant Treasurer – Tax | 6/15 - Present |
| | | |
| BNY Mellon Community Development Corporation ^^^^^ | Assistant Treasurer – Tax | 10/13 - Present |
| | | |
| BNY Mellon Distributors Holdings Inc. # | Assistant Treasurer – Tax | 6/14 – Present |
| | | |
| BNY Mellon Investments CTA, LLC * | Assistant Treasurer | 9/13 – Present |
| | | |
| BNY Mellon Investment Servicing (US) Inc. + | Assistant Treasurer | 3/14 – Present |
| | | |
| BNY Mellon Investment Servicing Trust Company # | Assistant Treasurer | 3/14 – Present |
| | | |
| BNY Mellon Trust of Delaware# | Assistant Treasurer | 11/13 – Present |
| | | |
| IVY Asset Management LLC + | Assistant Treasurer | 9/13 – Present |
| | | |
| Mellon Hedge Advisors, LLC * | Assistant Treasurer | 10/13 – Present |
| | | |
| MUNB Loan Holdings, LLC*** | Assistant Treasurer | 10/13 – Present |
| | | |
| 484Wall Capital Management LLC *** | Assistant Treasurer – Tax | 10/13 – Present |
| | | |
| Airlease Incorporated ††† | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| Albridge Solutions, Inc. †††† | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| Allomon Corporation † | Assistant Treasurer – Tax | 5/13 – Present |
| | | |
| AP Residential Realty, Inc. ††††† | Assistant Treasurer – Tax | 8/13 – Present |
| | | |
| APT Holdings Corporation # | Assistant Treasurer – Tax | 11/13 – Present |
| | | |
| AURORA-IRE, Inc. ††† | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| B.I.E. Corporation + | Assistant Treasurer – Tax | 12/13 – Present |
| | | |
| B.N.Y. Holdings (Delaware) Corporation # | Assistant Treasurer – Tax | 4/13 – Present |
| | | |
| BNY Capital Corporation *** | Assistant Treasurer – Tax | 9/13 – Present |
| | | |
| BNY Capital Markets Holdings, Inc. *** | Assistant Treasurer – Tax | 9/13 – Present |
| | | |
| BNY Capital Resources Corporation ####### | Assistant Treasurer – Tax | 3/13 – Present |
| | | |
| BNY Cargo Holdings LLC*** | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| BNY Catair LLC ††† | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| BNYM CSIM Funding LLC +++ | Assistant Treasurer – Tax | 7/14 – Present |
| | | |
| BNY Falcon Three Holding Corp. *** | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| BNY Foreign Holdings, Inc. *** | Assistant Treasurer – Tax | 10/13 – Present |
| | | |
| BNY Gator LLC *** | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| BNY Hitchcock Holdings LLC *** | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| BNY Housing I Corp. ††† | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| BNY Housing II LLC *** | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| BNY ITC Leasing, LLC *** | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| BNY Lease Equities (Cap Funding) LLC ######## | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| BNY Lease Holdings LLC *** | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| BNY Lease Partners LLC *** | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| BNY Leasing Edge Corporation *** | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| BNY Mellon Alternative Investments Holdings LLC *** | Assistant Treasurer – Tax | 10/13 – Present |
| | | |
| BNY Mellon Capital Markets, LLC ^^^^^ | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| BNY Mellon Clearing Holding Company, LLC *** | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| BNY Mellon Fixed Income Securities, LLC *** | Assistant Treasurer – Tax | 8/13 – Present |
| | | |
| BNY Mellon Trust Company of Illinois ***** | Assistant Treasurer – Tax | 3/13 – Present |
| | | |
| BNY Mezzanine Funding LLC ****** | Assistant Treasurer – Tax | 5/13 – Present |
| | | |
| BNY Mezzanine Holdings LLC ****** | Assistant Treasurer – Tax | 5/13 – Present |
| | | |
| BNY Mezzanine Non NY Funding LLC ****** | Assistant Treasurer – Tax | 5/13 – Present |
| | | |
| BNY Mezzanine NY Funding LLC ****** | Assistant Treasurer – Tax | 5/13 – Present |
| | | |
| BNY Partnership Funding LLC *** | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| BNY Partnership Funding LLC *** | Manager | 11/14 – 6/15 |
| | | |
| BNY Rail Maintenance LLC *** | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| BNY Recap I, LLC # | Assistant Treasurer – Tax | 9/13 – Present |
| | | |
| BNY Salvage Inc. *** | Assistant Treasurer – Tax | 3/13 – Present |
| | | |
| BNY Waterworks, Inc. ††† | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| BNY Wings, Inc. ††† | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| BNYM GIS Funding I LLC *** | Assistant Treasurer – Tax | 6/13 – Present |
| | | |
| BNYM GIS Funding III LLC *** | Assistant Treasurer – Tax | 6/13 – Present |
| | | |
| Amherst Capital Management, LLC *** | Assistant Treasurer – Tax | 11/14 – Present |
| | | |
| BNYM RECAP Holdings, LLC *** | Assistant Treasurer – Tax | 11/14 – Present |
| | | |
| BNY-N.J. I Corp. *** | Assistant Treasurer – Tax | 4/13 – Present |
| | | |
| BNY-N.J. II Corp. *** | Assistant Treasurer – Tax | 4/13 – Present |
| | | |
| Boston Safe Deposit Finance Company, Inc. * | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| CenterSquare Investment Management Holdings, Inc. +++ | Assistant Treasurer – Tax | 12/13 – Present |
| | | |
| CenterSquare Investment Management, Inc. +++ | Assistant Treasurer – Tax | 12/13 – Present |
| | | |
| Coates Holding LLC# | Assistant Treasurer – Tax | 3/15 - Present |
| | | |
| Colson Services Corp. ^ | Assistant Treasurer – Tax | 3/14 - Present |
| | | |
| Cutwater Asset Management Corp. +++++ | Assistant Treasurer – Tax | 1/15 - Present |
| | | |
| Cutwater Holdings LLC +++++ | Assistant Treasurer – Tax | 1//15 - Present |
| | | |
| Cutwater Investor Services Corp. +++++ | Assistant Treasurer - Tax | 1/15 - Present |
| | | |
| Dreyfus Service Organization, Inc. ++ | Assistant Treasurer – Tax | 3/14 - Present |
| | | |
| EACM Advisors LLC ^^ | Assistant Treasurer – Tax | 1/14 - Present |
| | | |
| Eagle Access LLC ^^^ | Assistant Treasurer – Tax | 1/14 - Present |
| | | |
| Eagle Investment Systems LLC ^^^^ | Assistant Treasurer – Tax | 1/14 - Present |
| | | |
| ECM DE. LLC *** | Assistant Treasurer – Tax | 1/14 - Present |
| | | |
| GIS Holdings (International) Inc. # | Assistant Treasurer – Tax | 6/14 – 12/14 |
| | | |
| Hamilton Floating Rate Fund Holdings, LLC *** | Assistant Treasurer – Tax | 5/13 – Present |
| | | |
| HedgeMark International, LLC ## | Assistant Treasurer – Tax | 5/14 – Present |
| | | |
| iNautix (USA) LLC ### | Assistant Treasurer – Tax | 11/13 – Present |
| | | |
| IRE-1, Inc. ††† | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| IRE-AC, Inc. ††† | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| IRE-BC, Inc. ††† | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| IRE-SB, Inc. ††† | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| Island Waterworks, Inc. ††† | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| ITCMED, Inc. *** | Assistant Treasurer – Tax | 6/13 – 5/15 |
| | | |
| JRHC 1998A LLC #### | Assistant Treasurer – Tax | 12/13 – Present |
| | | |
| Lockwood Advisors, Inc. ###### | Assistant Treasurer – Tax | 3/14 - Present |
| | | |
| Lockwood Insurance, Inc. ###### | Assistant Treasurer – Tax | 8/14 - Present |
| | | |
| Lockwood Solutions, Inc. ###### | Assistant Treasurer – Tax | 8/14 - Present |
| | | |
| Lease Equities (Texas) Corporation ##### | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| Madison Pershing LLC ### | Assistant Treasurer – Tax | 6/13 – Present |
| | | |
| MAM (MA) Holding Trust * | Assistant Treasurer – Tax | 8/13 – Present |
| | | |
| MBC Investments Corporation # | Assistant Treasurer – Tax | 11/13 – Present |
| | | |
| MBSC Securities Corporation ++ | Vice President – Tax | 2/14 - Present |
| | | |
| MCDI (Holdings) LLC *** | Assistant Treasurer – Tax | 9/13 – Present |
| | | |
| Mellon Capital Management Corporation ** | Assistant Treasurer – Tax | 1/14 - Present |
| | | |
| Mellon Holdings LLC++ | Assistant Treasurer | 2/15 - Present |
| | | |
| MELDEL Leasing Corporation Number 2, Inc. # | Assistant Treasurer – Tax | 9/13 – Present |
| | | |
| Mellon Financial Services Corporation #1+ | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| Mellon Financial Services Corporation #4 + | Assistant Treasurer – Tax | 9/13 – Present |
| | | |
| Mellon Funding Corporation + | Assistant Treasurer – Tax | 3/14 - Present |
| | | |
| Mellon Global Investing Corp. + | Assistant Treasurer – Tax | 5/14 - Present |
| | | |
| Mellon International Leasing Company # | Assistant Treasurer – Tax | 8/14 - Present |
| | | |
| Mellon Leasing Corporation+ | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| Mellon Life Insurance Company+ | Assistant Treasurer – Tax | 10/13 – Present |
| | | |
| Mellon Overseas Investment Corporation *** | Assistant Treasurer – Tax | 12/13 - Present |
| | | |
| Mellon Properties Company **** | Assistant Treasurer – Tax | 8/13 – Present |
| | | |
| Mellon Residential Funding Corporation ++++ | Assistant Treasurer - Tax | 4/14 - Present |
| | | |
| National Residential Assets Corp.*** | Assistant Treasurer – Tax | 4/13 – Present |
| | | |
| New GSM Holding Corporation ^^^^ | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| Newton Capital Management LLC.*** | Assistant Treasurer – Tax | 8/14 - Present |
| | | |
| Northern Waterworks, Inc. ††† | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| NY CRE Asset Holdings, LLC. *** | Assistant Treasurer – Tax | 1/14 - Present |
| | | |
| NY CRE Asset Holdings II, LLC. *** | Assistant Treasurer – Tax | 1/14 - Present |
| | | |
| One Wall Street Corporation *** | Assistant Treasurer – Tax | 11/13 – Present |
| | | |
| Pareto New York LLC++ | Assistant Treasurer – Tax | 11/13 – Present |
| | | |
| PAS Holdings LLC *** | Assistant Treasurer – Tax | 6/13 – Present |
| | | |
| Pershing Advisor Solutions LLC ### | Assistant Treasurer – Tax | 6/13 – Present |
| | | |
| Pershing Group LLC ### | Assistant Treasurer – Tax | 6/13 – Present |
| | | |
| Pershing Investments LLC *** | Assistant Treasurer – Tax | 6/13 – Present |
| | | |
| Pershing LLC ### | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| Standish Mellon Asset Management Company LLC* | Assistant Treasurer – Tax | 11/14 – Present |
| | | |
| Stanwich Insurance Agency, Inc. *** | Treasurer | 12/13 – Present |
| | | |
| TBC Securities Co., Inc.* | Assistant Treasurer – Tax | 6/13 – Present |
| | | |
| TBCAM, LLC * | Assistant Treasurer – Tax | 10/13 – Present |
| | | |
| Technology Services Group, Inc. ^^^^^ | Assistant Treasurer – Tax | 9/13 – Present |
| | | |
| Tennessee Processing Center LLC ^^^^^ | Assistant Treasurer – Tax | 9/13 – Present |
| | | |
| The Bank of New York Consumer Leasing Corporation*** | Assistant Treasurer – Tax | 7/13 – Present |
| | | |
| The Bank of New York Mellon Trust Company, National Association + | Assistant Treasurer | 10/13 - Present |
| | | |
| The Boston Company Asset Management, LLC * | Assistant Treasurer – Tax | 8/13 – Present |
| | | |
| USPLP, Inc. *** | Assistant Treasurer – Tax | 10/13 – Present |
| | | |
| MBNA Institutional PA Services LLC + | Treasurer | 7/13 – Present |
| | | |
| MBNA PW PA Services LLC + | Treasurer | 7/13 – Present |
| | | |
| Stanwich Insurance Agency, Inc. *** | Treasurer | 12/13 – Present |
| | | |
| BNY Aurora Holding Corp. *** | Vice President | 11/13 – Present |
| | | |
| Agency Brokerage Holding LLC*** | Vice President – Tax | 6/13 – Present |
| | | |
| BNY Community Development Enterprises Corp. *** | Vice President – Tax | 4/13 – 5/14 |
| | | |
| Asset Recovery I, LLC *** | Assistant Treasurer | 9/13 - 11/13 |
| | | |
| Asset Recovery VI, LLC *** | Assistant Treasurer | 9/13 - 11/13 |
| | | |
| Asset Recovery XII, LLC *** | Assistant Treasurer | 3/13 - 11/13 |
| | | |
Jill Gill Vice President – Human Resources | MBSC Securities Corporation++ | Vice President | 6/07 – Present |
| The Bank of New York Mellon *** | Vice President | 7/08 – Present |
| | | |
| BNY Mellon, National Association + | Vice President | 7/08 - Present |
| | | |
Tracy A. Hopkins Vice President - Cash Strategies | MBSC Securities Corporation++ | Executive Vice President Senior Vice President | 2/14 – Present 2/08 – 2/14 |
| | | |
Anthony Mayo Vice President – Information Systems | MBSC Securities Corporation++ | Chief Technology Officer | 4/14 – Present |
| | | |
| | | |
Kathleen Geis Vice President | BNY Mellon International Operations (India) Private Limited | Director | 5/05 - Present |
| | | |
| BNY Mellon, National Association+ | Managing Director | 7/09 – 10/14 |
| | | |
| Albridge Solutions, Inc. | Managing Director | 7/11 - Present |
| | | |
| BNY Mellon Distributors Holdings, Inc. # | Vice President - Real Estate | 7/11 - Present |
| | | |
| BNY Mellon Investment Management Services LLC # | Vice President - Real Estate | 10/11 - Present |
| | | |
| BNY Mellon Investment Servicing (US) Inc. + | Vice President - Real Estate | 7/11 - Present |
| | | |
| BNY Mellon Performance & Risk Analytics, LLC + | Vice President - Real Estate | 7/11 - Present |
| | | |
| BNY Mellon Trust Company of Illinois ***** | Vice President - Real Estate | 7/11 - Present |
| | | |
| BNY Mellon Trust of Delaware# | Vice President - Real Estate | 7/11 - Present |
| | | |
| CenterSquare Investment Management Holdings, Inc. +++ | Vice President - Real Estate | 10/12 – Present |
| | | |
| Eagle Investment Systems LLC ^^^^ | Vice President - Real Estate | 7/11 – Present |
| | | |
| Ivy Asset Management LLC + | Vice President - Real Estate | 7/11 – Present |
| | | |
| MBSC Securities Corporation ++ | Vice President - Real Estate | 7/11 – Present |
| | | |
| Mellon Capital Management Corporation** | Vice President - Real Estate | 7/11 – Present |
| | | |
| Mellon Financial Services Corporation #1+ | Vice President - Real Estate | 7/11 – Present |
| | | |
| Mellon Holdings LLC++ | Vice President - Real Estate | 7/11 – Present |
| | | |
| Pareto New York LLC ++ | Vice President - Real Estate | 7/11 – Present |
| | | |
| SourceNet Solutions, Inc. + | Vice President - Real Estate | 7/11 – 5/13 |
| | | |
| Technology Services Group, Inc. ^^^^^ | Vice President - Real Estate | 7/11 – Present |
| Tennessee Processing Center LLC ^^^^^ | Vice President - Real Estate | 7/11 - Present |
| | | |
| The Bank of New York Mellon Trust Company, National Association+ | Vice President - Real Estate | 7/11 - Present |
| | | |
| Alcentra US, Inc. †††† | Vice President - Real Estate | 7/11 - Present |
| | | |
| BNY Mellon Capital Markets LLC^^^^^ | Vice President - Real Estate | 7/11 - Present |
| | | |
| Pershing LLC ### | Vice President - Real Estate | 7/11 - Present |
| | | |
| The Bank of New York Mellon+ | Managing Director | 7/09 - Present |
| | | |
| MBNA Institutional PA Services, LLC+ | Managing Director | 7/09 – 10/14 |
| | | |
| | | |
Claudine Orloski Vice President – Tax | Dreyfus Service Organization++ | Vice President – Tax | 8/14 – Present |
| | | |
| MBSC Securities Corporation++ | Vice President – Tax | 2/12 - Present |
| | | |
| Asset Recovery II, LLC*** | Assistant Treasurer | 9/11 - Present |
| | | |
| Asset Recovery III, LLC *** | Assistant Treasurer | 9/11 – 3/15 |
| | | |
| Asset Recovery IV, LLC *** | Assistant Treasurer | 9/11 – Present |
| | | |
| Asset Recovery IX, LLC *** | Assistant Treasurer | 2/11 – 3/15 |
| | | |
| Asset Recovery V, LLC *** | Assistant Treasurer | 9/11 – Present |
| | | |
| Asset Recovery VII, LLC *** | Assistant Treasurer | 2/11 – 3/15 |
| | | |
| Asset Recovery X, LLC *** | Assistant Treasurer | 2/11 – 3/15 |
| | | |
| Asset Recovery XIII, LLC*** | Assistant Treasurer | 3/11 – Present |
| | | |
| Asset Recovery XIV, LLC *** | Assistant Treasurer | 3/11 – Present |
| | | |
| Asset Recovery XIX, LLC *** | Assistant Treasurer | 7/11 – Present |
| | | |
| Asset Recovery XV, LLC *** | Assistant Treasurer | 3/11 – 3/15 |
| | | |
| Asset Recovery XVI, LLC *** | Assistant Treasurer | 3/11 – Present |
| | | |
| Asset Recovery XVII, LLC *** | Assistant Treasurer | 3/11 – 3/15 |
| | | |
| Asset Recovery XVIII, LLC *** | Assistant Treasurer | 7/11 – 3/15 |
| | | |
| Asset Recovery XX, LLC *** | Assistant Treasurer | 7/11 – Present |
| | | |
| Asset Recovery XXI, LLC *** | Assistant Treasurer | 7/11 – 3/15 |
| | | |
| Asset Recovery XXII, LLC *** | Assistant Treasurer | 7/11 – Present |
| | | |
| Asset Recovery XXIII, LLC *** | Assistant Treasurer | 7/11 – Present |
| | | |
| BNY Mellon Investments CTA, LLC * | Assistant Treasurer | 9/13 – Present |
| | | |
| BNY Mellon Trust of Delaware # | Assistant Treasurer | 11/11 – Present |
| | | |
| Mellon Hedge Advisors, LLC * | Assistant Treasurer | 10/11 – Present |
| | | |
| Mellon Holdings LLC ++ | Assistant Treasurer | 12/11 – Present |
| | | |
| MUNB Loan Holdings, LLC *** | Assistant Treasurer | 10/11 – Present |
| | | |
| 484 Wall Capital Management LLC | Assistant Treasurer -Tax | 10/13 – Present |
| | | |
| Airlease Incorporated ††† | Assistant Treasurer -Tax | 7/11 – Present |
| | | |
| Albridge Solutions, Inc. †††† | Assistant Treasurer -Tax | 6/11 – Present |
| | | |
| Alcentra NY, LLC ++ | Assistant Treasurer -Tax | 10/12 – Present |
| | | |
| Alcentra US, Inc. †††† | Assistant Treasurer -Tax | 10/11 – Present |
| | | |
| Allomon Corporation † | Assistant Treasurer -Tax | 5/12 – Present |
| | | |
| Alternative Holdings I, LLC *** | Assistant Treasurer -Tax | 1/13 – Present |
| | | |
| Alternative Holdings II, LLC *** | Assistant Treasurer -Tax | 1/13 – Present |
| | | |
| AP Residential Realty, Inc. ††††† | Assistant Treasurer -Tax | 8/11 – Present |
| | | |
| APT Holdings Corporation # | Assistant Treasurer -Tax | 12/11 – Present |
| | | |
| AURORA-IRE, INC. ††† | Assistant Treasurer -Tax | 7/11 – Present |
| | | |
| B.N.Y. Holdings (Delaware) Corporation # | Assistant Treasurer -Tax | 4/12 – Present |
| | | |
| BNY Administrative Services LLC *** | Assistant Treasurer –Tax | 12/11 – Present |
| | | |
| BNY Alcentra Group Holdings, Inc. †††††† | Assistant Treasurer –Tax | 3/13 – Present |
| | | |
| BNY Capital Corporation *** | Assistant Treasurer –Tax | 11/11 – Present |
| | | |
| BNY Capital Funding LLC *** | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY Capital Markets Holdings, Inc. *** | Assistant Treasurer –Tax | 11/11 – Present |
| | | |
| BNY Capital Resources Corporation ####### | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY Cargo Holdings LLC *** | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY Catair LLC ††† | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY Falcon Three Holding Corp. *** | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY Foreign Holdings, Inc. *** | Assistant Treasurer –Tax | 9/11 – Present |
| | | |
| BNY Gator LLC *** | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY Hitchcock Holdings LLC *** | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY Housing I Corp. ††† | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY Housing II LLC *** | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY Investment Strategy and Solutions Group LLC * | Assistant Treasurer –Tax | 6/15 – Present |
| | | |
| BNY Investment Management Services LLC # | Assistant Treasurer –Tax | 10/11 – Present |
| | | |
| BNY ITC Leasing, LLC *** | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY Lease Equities (Cap Funding) LLC ######## | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY Lease Holdings LLC *** | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY Lease Partners LLC *** | Assistant Treasurer –Tax | 9/11 – Present |
| | | |
| BNY Leasing Edge Corporation *** | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY Mellon Alternative Investments Holdings LLC *** | Assistant Treasurer –Tax | 10/13 – Present |
| | | |
| BNY Mellon Capital Markets, LLC ^^^^^ | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY Mellon Clearing Holding Company, LLC *** | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY Mellon Clearing, LLC *** | Assistant Treasurer –Tax | 6/11 – Present |
| | | |
| BNY Mellon Community Development Corporation ^^^^^ | Assistant Treasurer –Tax | 10/11 – Present |
| | | |
| BNY Mellon Distributors Holdings Inc. # | Assistant Treasurer –Tax | 7/12 – Present |
| | | |
| BNY Mellon Fixed Income Securities, LLC *** | Assistant Treasurer –Tax | 8/12 – Present |
| | | |
| BNY Mellon Investment Servicing (US) Inc. # | Assistant Treasurer –Tax | 3/11 – Present |
| | | |
| BNY Mellon Investment Servicing Trust Company # | Assistant Treasurer –Tax | 3/11 – Present |
| | | |
| BNY Mellon Performance & Risk Analytics, Inc. (US) ^^^^^^ | Assistant Treasurer –Tax | 10/11 – Present |
| | | |
| BNY Mellon Performance & Risk Analytics, LLC + | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY Mellon Transition Management Advisors, LLC ** | Assistant Treasurer –Tax | 5/13 – Present |
| | | |
| BNY Mellon Trust Company of Illinois ***** | Assistant Treasurer –Tax | 3/11 – Present |
| | | |
| BNY Mezzanine Funding LLC ****** | Assistant Treasurer –Tax | 6/11 – Present |
| | | |
| BNY Mezzanine Holdings LLC ****** | Assistant Treasurer –Tax | 5/11 – Present |
| | | |
| BNY Mezzanine Non NY Funding LLC ****** | Assistant Treasurer –Tax | 6/11 – Present |
| | | |
| BNY Mezzanine NY Funding LLC ****** | Assistant Treasurer –Tax | 6/11 – Present |
| | | |
| BNY Partnership Funding LLC *** | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY Rail Maintenance LLC *** | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY Real Estate Holdings LLC *** | Assistant Treasurer –Tax | 4/11 – Present |
| | | |
| BNY Recap I, LLC # | Assistant Treasurer –Tax | 11/11 – Present |
| | | |
| BNY Salvage Inc. *** | Assistant Treasurer –Tax | 3/11 – Present |
| | | |
| BNY Waterworks, Inc. ††† | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY Wings, Inc. ††† | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| BNY XYZ Holdings LLC *** | Assistant Treasurer –Tax | 5/11 – Present |
| | | |
| BNYM CSIM Funding LLC +++ | Assistant Treasurer –Tax | 7/14 – Present |
| | | |
| BNYM GIS Funding I LLC *** | Assistant Treasurer –Tax | 6/12 – Present |
| | | |
| BNYM GIS Funding III LLC *** | Assistant Treasurer –Tax | 6/12 – Present |
| | | |
| Amherst Capital Management LLC *** | Assistant Treasurer –Tax | 11/14 – Present |
| | | |
| BNYM RECAP Holdings, LLC *** | Assistant Treasurer –Tax | 11/14 – Present |
| | | |
| BNY-N.J. I Corp. *** | Assistant Treasurer –Tax | 4/11 – Present |
| | | |
| BNY-N.J. II Corp. *** | Assistant Treasurer –Tax | 4/11 – Present |
| | | |
| Boston Safe Deposit Finance Company, Inc. * | Assistant Treasurer –Tax | 7/11 – Present |
| | | |
| CenterSquare Investment Management Holdings, Inc. +++ | Assistant Treasurer –Tax | 2/13 – Present |
| | | |
| CenterSquare Investment Management, Inc. +++ | Assistant Treasurer –Tax | 2/13 – Present |
| | | |
| Coates Holding LLC# | Assistant Treasurer – Tax | 3/15 - Present |
| | | |
| Colson Services Corp. ^ | Assistant Treasurer ���Tax | 2/11 – Present |
| | | |
| Cutwater Asset Management Corp. +++++ | Assistant Treasurer – Tax | 1/15 - Present |
| | | |
| Cutwater Holdings LLC +++++ | Assistant Treasurer – Tax | 1//15 - Present |
| | | |
| Cutwater Investor Services Corp. +++++ | Assistant Treasurer - Tax | 1/15 - Present |
| | | |
| EACM Advisors LLC ^^ | Assistant Treasurer –Tax | 4/14 – Present |
| | | |
| Eagle Access LLC ^^^ | Assistant Treasurer –Tax | 1/12 – Present |
| | | |
| Eagle Investment Systems LLC ^^^^ | Assistant Treasurer –Tax | 1/12 – Present |
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| ECM DE, LLC *** | Assistant Treasurer –Tax | 3/11 – Present |
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| GIS Holdings (International) Inc. # | Assistant Treasurer –Tax | 4/12 – 12/14 |
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| Hamilton Floating Rate Fund Holdings, LLC *** | Assistant Treasurer –Tax | 5/11 – Present |
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| HedgeMark International, LLC ## | Assistant Treasurer –Tax | 5/14 – Present |
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| iNautix (USA) LLC ### | Assistant Treasurer –Tax | 7/12 – Present |
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| IRE-1, Inc. ††† | Assistant Treasurer –Tax | 7/11 – Present |
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| IRE-AC, Inc. ††† | Assistant Treasurer –Tax | 7/11 – Present |
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| IRE-BC, Inc. ††† | Assistant Treasurer –Tax | 7/11 – Present |
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| IRE-SB, Inc. ††† | Assistant Treasurer –Tax | 7/11 – Present |
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| Island Waterworks, Inc. ††† | Assistant Treasurer –Tax | 7/11 – Present |
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| ITCMED, Inc. *** | Assistant Treasurer –Tax | 6/11 – 5/15 |
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| JRHC 1998A LLC #### | Assistant Treasurer –Tax | 12/11 – Present |
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| Lease Equities (Texas) Corporation##### | Assistant Treasurer –Tax | 7/11 – Present |
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| Lockwood Advisors, Inc. ###### | Assistant Treasurer –Tax | 3/11 – Present |
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| Lockwood Solutions, Inc. ###### | Assistant Treasurer –Tax | 3/11 – Present |
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| Madison Pershing LLC ### | Assistant Treasurer –Tax | 4/11 – Present |
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| MAM (MA) Holding Trust * | Assistant Treasurer –Tax | 8/11 – Present |
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| MBC Investments Corporation # | Assistant Treasurer –Tax | 11/11 – Present |
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| MBNA Institutional PA Services LLC + | Assistant Treasurer –Tax | 7/12 – Present |
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| MBNA PW PA Services LLC + | Assistant Treasurer –Tax | 7/12 – Present |
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| MCDI (Holdings) LLC *** | Assistant Treasurer –Tax | 8/11 – Present |
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| MELDEL Leasing Corporation Number 2, Inc. # | Assistant Treasurer –Tax | 8/11 – Present |
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| Mellon Capital Management Corporation ** | Assistant Treasurer –Tax | 10/13 – Present |
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| Mellon EFT Services Corporation ††††† | Assistant Treasurer –Tax | 2/11 – Present |
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| Mellon Financial Services Corporation #1 + | Assistant Treasurer –Tax | 7/11 – Present |
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| Mellon Financial Services Corporation #4 + | Assistant Treasurer –Tax | 12/11 – Present |
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| Mellon Funding Corporation + | Assistant Treasurer –Tax | 12/11 – Present |
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| Mellon Global Investing Corp. + | Assistant Treasurer –Tax | 5/11 – Present |
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| Mellon International Leasing Company # | Assistant Treasurer –Tax | 7/11 – Present |
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| Mellon Leasing Corporation + | Assistant Treasurer –Tax | 9/11 – Present |
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| Mellon Life Insurance Company + | Assistant Treasurer –Tax | 10/12 – Present |
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| Mellon Overseas Investment Corporation *** | Assistant Treasurer –Tax | 11/11 – Present |
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| Mellon Properties Company **** | Assistant Treasurer –Tax | 8/12 – Present |
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| Mellon Residential Funding Corporation **** | Assistant Treasurer –Tax | 4/14 – Present |
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| National Residential Assets Corp. *** | Assistant Treasurer –Tax | 4/12 – Present |
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| New GSM Holding Corporation ^^^^ | Assistant Treasurer –Tax | 7/11 – Present |
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| Newton Capital Management LLC *** | Assistant Treasurer –Tax | 10/11 – Present |
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| Northern Waterworks, Inc. ††† | Assistant Treasurer –Tax | 7/11 – Present |
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| NY CRE Asset Holdings II, LLC *** | Assistant Treasurer –Tax | 1/12 – Present |
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| NY CRE Asset Holdings, LLC *** | Assistant Treasurer –Tax | 1/12 – Present |
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| One Wall Street Corporation *** | Assistant Treasurer –Tax | 11/11 – Present |
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| Pareto New York LLC ++ | Assistant Treasurer –Tax | 11/11 – Present |
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| PAS Holdings LLC *** | Assistant Treasurer –Tax | 6/11 – Present |
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| Pershing Advisor Solutions LLC ### | Assistant Treasurer –Tax | 6/11 – Present |
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| Pershing Group LLC ### | Assistant Treasurer –Tax | 4/11 – Present |
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| Pershing Investments LLC *** | Assistant Treasurer –Tax | 2/11 – Present |
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| Pershing LLC ### | Assistant Treasurer –Tax | 4/11 – Present |
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| PFS Holdings, LLC *** | Assistant Treasurer –Tax | 1/12 – Present |
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| Standish Mellon Asset Management Company LLC | Assistant Treasurer –Tax | 11/14 - Present |
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| Stanwich Insurance Agency, Inc. *** | Assistant Treasurer –Tax | 12/11 – Present |
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| TBC Securities Co., Inc. * | Assistant Treasurer –Tax | 7/11 – Present |
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| TBCAM, LLC * | Assistant Treasurer –Tax | 10/13 – Present |
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| Technology Services Group, Inc. ^^^^^ | Assistant Treasurer –Tax | 5/11 – Present |
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| Tennessee Processing Center LLC ^^^^^ | Assistant Treasurer –Tax | 9/11 – Present |
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| The Bank of New York Consumer Leasing Corporation *** | Assistant Treasurer –Tax | 5/11 – Present |
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| The Bank of New York Mellon Trust Company, National Association + | Assistant Treasurer | 10/13 - Present |
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| The Boston Company Asset Management, LLC * | Assistant Treasurer –Tax | 6/11 – Present |
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| USPLP, Inc. *** | Assistant Treasurer –Tax | 10/11 – Present |
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| BNY Mellon Investment Management Holdings LLC # | Assistant Vice President –Tax | 12/12 – Present |
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| BNY Aurora Holding Corp. *** | Vice President | 10/11 – Present |
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| Agency Brokerage Holding LLC *** | Vice President –Tax | 2/11 – Present |
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| MBSC Securities Corporation ++ | Vice President –Tax | 2/12 – Present |
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James Bitetto Secretary | The Dreyfus Family of Funds++ | Vice President and Assistant Secretary | 8/05 - Present |
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| MBSC Securities Corporation++ | Assistant Secretary | 6/07 - Present |
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| Dreyfus Service Organization, Inc.++ | Secretary | 8/05 - Present |
The Dreyfus/Laurel Funds, Inc.
Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.