FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-05309
Nuveen Investment Funds, Inc.
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Justin M. Pfaff – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: October 31
Date of reporting period: June 30, 2023
Item 1. Proxy Voting Record
FORM N-PX
ICA File Number: 811-05309
Registrant Name: Nuveen Investment Funds, Inc.
Reporting Period: 07/01/2022 - 06/30/2023
Nuveen Credit Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen Dividend Value Fund
| CARDINAL HEALTH, INC. Meeting Date: NOV 09, 2022 Record Date: SEP 20, 2022 Meeting Type: ANNUAL | ||||
| Ticker: CAH Security ID: 14149Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven K. Barg | Management | For | For |
| 1b | Elect Director Michelle M. Brennan | Management | For | For |
| 1c | Elect Director Sujatha Chandrasekaran | Management | For | For |
| 1d | Elect Director Carrie S. Cox | Management | For | For |
| 1e | Elect Director Bruce L. Downey | Management | For | For |
| 1f | Elect Director Sheri H. Edison | Management | For | For |
| 1g | Elect Director David C. Evans | Management | For | For |
| 1h | Elect Director Patricia A. Hemingway Hall | Management | For | For |
| 1i | Elect Director Jason M. Hollar | Management | For | For |
| 1j | Elect Director Akhil Johri | Management | For | For |
| 1k | Elect Director Gregory B. Kenny | Management | For | For |
| 1l | Elect Director Nancy Killefer | Management | For | For |
| 1m | Elect Director Christine A. Mundkur | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONSTELLATION BRANDS, INC. Meeting Date: JUL 19, 2022 Record Date: MAY 20, 2022 Meeting Type: ANNUAL | ||||
| Ticker: STZ Security ID: 21036P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jennifer M. Daniels | Management | For | For |
| 1.2 | Elect Director Jeremy S. G. Fowden | Management | For | Withhold |
| 1.3 | Elect Director Jose Manuel Madero Garza | Management | For | For |
| 1.4 | Elect Director Daniel J. McCarthy | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LAM RESEARCH CORPORATION Meeting Date: NOV 08, 2022 Record Date: SEP 09, 2022 Meeting Type: ANNUAL | ||||
| Ticker: LRCX Security ID: 512807108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sohail U. Ahmed | Management | For | For |
| 1b | Elect Director Timothy M. Archer | Management | For | For |
| 1c | Elect Director Eric K. Brandt | Management | For | For |
| 1d | Elect Director Michael R. Cannon | Management | For | For |
| 1e | Elect Director Bethany J. Mayer | Management | For | For |
| 1f | Elect Director Jyoti K. Mehra | Management | For | For |
| 1g | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1h | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
| 1i | Elect Director Leslie F. Varon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MICRON TECHNOLOGY, INC. Meeting Date: JAN 12, 2023 Record Date: NOV 14, 2022 Meeting Type: ANNUAL | ||||
| Ticker: MU Security ID: 595112103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. Beyer | Management | For | For |
| 1b | Elect Director Lynn A. Dugle | Management | For | For |
| 1c | Elect Director Steven J. Gomo | Management | For | For |
| 1d | Elect Director Linnie M. Haynesworth | Management | For | For |
| 1e | Elect Director Mary Pat McCarthy | Management | For | For |
| 1f | Elect Director Sanjay Mehrotra | Management | For | For |
| 1g | Elect Director Robert E. Switz | Management | For | For |
| 1h | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NORTONLIFELOCK INC. Meeting Date: SEP 13, 2022 Record Date: JUL 18, 2022 Meeting Type: ANNUAL | ||||
| Ticker: NLOK Security ID: 668771108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan P. Barsamian | Management | For | For |
| 1b | Elect Director Eric K. Brandt | Management | For | For |
| 1c | Elect Director Frank E. Dangeard | Management | For | For |
| 1d | Elect Director Nora M. Denzel | Management | For | For |
| 1e | Elect Director Peter A. Feld | Management | For | For |
| 1f | Elect Director Emily Heath | Management | For | For |
| 1g | Elect Director Vincent Pilette | Management | For | For |
| 1h | Elect Director Sherrese M. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| ORACLE CORPORATION Meeting Date: NOV 16, 2022 Record Date: SEP 19, 2022 Meeting Type: ANNUAL | ||||
| Ticker: ORCL Security ID: 68389X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Awo Ablo | Management | For | For |
| 1.2 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | Withhold |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Rona A. Fairhead | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Renee J. James | Management | For | For |
| 1.11 | Elect Director Charles W. Moorman | Management | For | For |
| 1.12 | Elect Director Leon E. Panetta | Management | For | For |
| 1.13 | Elect Director William G. Parrett | Management | For | For |
| 1.14 | Elect Director Naomi O. Seligman | Management | For | For |
| 1.15 | Elect Director Vishal Sikka | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PARKER-HANNIFIN CORPORATION Meeting Date: OCT 26, 2022 Record Date: SEP 02, 2022 Meeting Type: ANNUAL | ||||
| Ticker: PH Security ID: 701094104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lee C. Banks | Management | For | For |
| 1b | Elect Director Jillian C. Evanko | Management | For | For |
| 1c | Elect Director Lance M. Fritz | Management | For | For |
| 1d | Elect Director Linda A. Harty | Management | For | For |
| 1e | Elect Director William F. Lacey | Management | For | For |
| 1f | Elect Director Kevin A. Lobo | Management | For | For |
| 1g | Elect Director Joseph Scaminace | Management | For | For |
| 1h | Elect Director Ake Svensson | Management | For | For |
| 1i | Elect Director Laura K. Thompson | Management | For | For |
| 1j | Elect Director James R. Verrier | Management | For | For |
| 1k | Elect Director James L. Wainscott | Management | For | For |
| 1l | Elect Director Thomas L. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PROLOGIS, INC. Meeting Date: SEP 28, 2022 Record Date: AUG 08, 2022 Meeting Type: SPECIAL | ||||
| Ticker: PLD Security ID: 74340W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| SYSCO CORPORATION Meeting Date: NOV 18, 2022 Record Date: SEP 19, 2022 Meeting Type: ANNUAL | ||||
| Ticker: SYY Security ID: 871829107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel J. Brutto | Management | For | For |
| 1b | Elect Director Ali Dibadj | Management | For | For |
| 1c | Elect Director Larry C. Glasscock | Management | For | For |
| 1d | Elect Director Jill M. Golder | Management | For | For |
| 1e | Elect Director Bradley M. Halverson | Management | For | For |
| 1f | Elect Director John M. Hinshaw | Management | For | For |
| 1g | Elect Director Kevin P. Hourican | Management | For | For |
| 1h | Elect Director Hans-Joachim Koerber | Management | For | For |
| 1i | Elect Director Alison Kenney Paul | Management | For | For |
| 1j | Elect Director Edward D. Shirley | Management | For | For |
| 1k | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Third-Party Civil Rights Audit | Shareholder | Against | For |
| 5 | Commission Third Party Report Assessing Company's Supply Chain Risks | Shareholder | Against | Against |
| 6 | Report on Efforts to Reduce Plastic Use | Shareholder | None | For |
| VISA INC. Meeting Date: JAN 24, 2023 Record Date: NOV 25, 2022 Meeting Type: ANNUAL | ||||
| Ticker: V Security ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Kermit R. Crawford | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon Laguarta | Management | For | For |
| 1f | Elect Director Teri L. List | Management | For | For |
| 1g | Elect Director John F. Lundgren | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Linda J. Rendle | Management | For | For |
| 1j | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
Nuveen Global Infrastructure Fund
| APA GROUP Meeting Date: OCT 19, 2022 Record Date: OCT 17, 2022 Meeting Type: ANNUAL | ||||
| Ticker: APA Security ID: Q0437B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Climate Transition Plan | Management | For | Against |
| 3 | Elect James Fazzino as Director | Management | For | For |
| 4 | Elect Rhoda Phillippo as Director | Management | For | For |
| ATLANTIA SPA Meeting Date: OCT 10, 2022 Record Date: SEP 29, 2022 Meeting Type: ORDINARY SHAREHOLDERS | ||||
| Ticker: ATL Security ID: T05404107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend 2014 Phantom Stock Option Plan and 2017 Additional Incentive Plan - Phantom Stock Option | Management | For | For |
| 2 | Revoke 2022-2027 Employee Share Ownership Plan | Management | For | For |
| AUCKLAND INTERNATIONAL AIRPORT LIMITED Meeting Date: OCT 20, 2022 Record Date: OCT 18, 2022 Meeting Type: ANNUAL | ||||
| Ticker: AIA Security ID: Q06213146 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Mark Cairns as Director | Management | For | For |
| 2 | Elect Elizabeth Savage as Director | Management | For | For |
| 3 | Elect Christine Spring as Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of the Auditor | Management | For | For |
| CLEANAWAY WASTE MANAGEMENT LIMITED Meeting Date: OCT 21, 2022 Record Date: OCT 19, 2022 Meeting Type: ANNUAL | ||||
| Ticker: CWY Security ID: Q2506H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Elect Mark Chellew as Director | Management | For | For |
| 3b | Elect Michael Kelly as Director | Management | For | For |
| 3c | Elect Jackie McArthur as Director | Management | For | For |
| 4a | Approve Grant of Performance Rights to Mark Schubert | Management | For | For |
| 4b | Approve Deferred Equity Rights to Mark Schubert | Management | For | For |
| 5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| ENTERPRISE PRODUCTS PARTNERS LP Meeting Date: NOV 22, 2022 Record Date: OCT 11, 2022 Meeting Type: SPECIAL | ||||
| Ticker: EPD Security ID: 293792107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| EVOQUA WATER TECHNOLOGIES CORP. Meeting Date: FEB 07, 2023 Record Date: DEC 12, 2022 Meeting Type: ANNUAL | ||||
| Ticker: AQUA Security ID: 30057T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ron C. Keating | Management | For | For |
| 1.2 | Elect Director Martin J. Lamb | Management | For | For |
| 1.3 | Elect Director Peter M. Wilver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV Meeting Date: NOV 30, 2022 Record Date: NOV 07, 2022 Meeting Type: ORDINARY SHAREHOLDERS | ||||
| Ticker: OMAB Security ID: 400501102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report on Share Purchase Agreement Entered into Among Shareholders of Company Dated July 31, 2022 | Management | For | For |
| 2 | Receive Report on Resignation of Members and Chairman of Board of Directors | Management | For | For |
| 3 | Information on Election of Three Directors Designated by Series BB Shareholders | Management | None | None |
| 4.a | Elect Eric Delobel as Director Representing Series B Shareholders | Management | For | For |
| 4.b | Elect Pierre-Hughes Schmit as Director Representing Series B Shareholders | Management | For | For |
| 4.c | Elect Emmanuelle Huon as Director Representing Series B Shareholders | Management | For | For |
| 5.a | Elect Nicolas Notebaert as Board Chairman | Management | For | For |
| 5.b | Ratify Adriana Diaz Galindo (Non-Member) as Board Secretary | Management | For | For |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| INFRASTRUTTURE WIRELESS ITALIANE SPA Meeting Date: OCT 04, 2022 Record Date: SEP 23, 2022 Meeting Type: EXTRAORDINARY SHAREHOLDERS | ||||
| Ticker: INW Security ID: T6032P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Company Bylaws Re: Article 10 | Management | For | Against |
| 2.1 | Slate Submitted by Central Tower Holding Company BV | Shareholder | None | Against |
| 2.2 | Slate Submitted by Daphne 3 SpA | Shareholder | None | Against |
| 2.3 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 3 | Fix Board Terms for Directors | Shareholder | None | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Amend Remuneration Policy | Management | For | For |
| MERIDIAN ENERGY LIMITED Meeting Date: OCT 18, 2022 Record Date: OCT 14, 2022 Meeting Type: ANNUAL | ||||
| Ticker: MEL Security ID: Q5997E121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michelle Henderson as Director | Management | For | For |
| 2 | Elect Julia Hoare as Director | Management | For | For |
| 3 | Elect Nagaja Sanatkumar as Director | Management | For | For |
| 4 | Elect Graham Cockroft as Director | Management | For | For |
| NATIONAL GRID PLC Meeting Date: JUL 11, 2022 Record Date: JUN 01, 2022 Meeting Type: ANNUAL | ||||
| Ticker: NG Security ID: 636274409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Paula Reynolds as Director | Management | For | For |
| 4 | Re-elect John Pettigrew as Director | Management | For | For |
| 5 | Re-elect Andy Agg as Director | Management | For | For |
| 6 | Re-elect Therese Esperdy as Director | Management | For | For |
| 7 | Re-elect Liz Hewitt as Director | Management | For | For |
| 8 | Elect Ian Livingston as Director | Management | For | For |
| 9 | Elect Iain Mackay as Director | Management | For | For |
| 10 | Elect Anne Robinson as Director | Management | For | For |
| 11 | Re-elect Earl Shipp as Director | Management | For | For |
| 12 | Re-elect Jonathan Silver as Director | Management | For | For |
| 13 | Elect Tony Wood as Director | Management | For | For |
| 14 | Elect Martha Wyrsch as Director | Management | For | For |
| 15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Approve Remuneration Policy | Management | For | For |
| 18 | Approve Remuneration Report | Management | For | For |
| 19 | Approve Climate Transition Plan | Management | For | For |
| 20 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity | Management | For | For |
| 22 | Approve Scrip Dividend Scheme | Management | For | For |
| 23 | Authorise Directors to Capitalise the Appropriate Nominal Amounts of New Shares of the Company Allotted Pursuant to the Company's Scrip Dividend Scheme | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 25 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 27 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| NETLINK NBN TRUST Meeting Date: JUL 20, 2022 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: CJLU Security ID: Y6S61H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Directors' Statement, Audited Financial Statements of the Trustee-Manager, and Independent Auditors' Reports | Management | For | For |
| 2 | Approve Directors' Fees | Management | For | For |
| 3 | Approve Deloitte & Touche LLP Auditors and Authorize Directors of the Trustee-Manager to Fix Their Remuneration | Management | For | For |
| 4 | Elect Koh Kah Sek as Director of the Trustee-Manager | Management | For | For |
| 5 | Elect Yeo Wico as Director of the Trustee-Manager | Management | For | For |
| 6 | Elect Sean Patrick Slattery as Director of the Trustee-Manager | Management | For | Against |
| NETLINK NBN TRUST Meeting Date: JUL 20, 2022 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: CJLU Security ID: Y6S61H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Report of the Trustee-Manager, Statement by the Trustee-Manager, and Audited Financial Statements and Auditors' Report | Management | For | For |
| 2 | Approve Deloitte & Touche LLP Auditors and Authorize Directors of the Trustee-Manager to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 4 | Amend Trust Deed | Management | For | For |
| NEXTDC LTD. Meeting Date: NOV 18, 2022 Record Date: NOV 16, 2022 Meeting Type: ANNUAL | ||||
| Ticker: NXT Security ID: Q6750Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Gregory J Clark as Director | Management | For | For |
| 3 | Elect Jennifer M Lambert as Director | Management | For | For |
| 4 | Elect Stephen M Smith as Director | Management | For | For |
| 5 | Approve Grant of Performance Rights to Craig Scroggie | Management | For | For |
| PENNON GROUP PLC Meeting Date: JUL 21, 2022 Record Date: JUL 19, 2022 Meeting Type: ANNUAL | ||||
| Ticker: PNN Security ID: G8295T239 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Gill Rider as Director | Management | For | For |
| 5 | Re-elect Susan Davy as Director | Management | For | For |
| 6 | Re-elect Paul Boote as Director | Management | For | For |
| 7 | Re-elect Neil Cooper as Director | Management | For | For |
| 8 | Re-elect Iain Evans as Director | Management | For | For |
| 9 | Re-elect Claire Ighodaro as Director | Management | For | For |
| 10 | Re-elect Jon Butterworth as Director | Management | For | For |
| 11 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 19 | Approve Climate-Related Financial Disclosures | Management | For | For |
| 20 | Amend Articles of Association | Management | For | For |
| PORT OF TAURANGA LIMITED Meeting Date: OCT 28, 2022 Record Date: OCT 26, 2022 Meeting Type: ANNUAL | ||||
| Ticker: POT Security ID: Q7701D134 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Alastair Roderick Lawrence as Director | Management | For | For |
| 1b | Elect Dean John Bracewell as Director | Management | For | For |
| 1c | Elect John Brodie Stevens as Director | Management | For | For |
| 2 | Appoint KPMG as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| POWER GRID CORPORATION OF INDIA LIMITED Meeting Date: AUG 29, 2022 Record Date: AUG 22, 2022 Meeting Type: ANNUAL | ||||
| Ticker: 532898 Security ID: Y7028N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm First and Second Interim Dividend and Declare Final Dividend | Management | For | For |
| 3 | Reelect Abhay Choudhary as Director | Management | For | Against |
| 4 | Reelect Vinod Kumar Singh as Director | Management | For | Against |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect Chetan Bansilal Kankariya as Director | Management | For | Against |
| 7 | Elect Onkarappa K N as Director | Management | For | Against |
| 8 | Elect Ram Naresh Tiwari as Director | Management | For | Against |
| 9 | Elect Dilip Nigam as Government Nominee Director | Management | For | Against |
| 10 | Elect Raghuraj Madhav Rajendran as Government Nominee Director | Management | For | Against |
| 11 | Approve Remuneration of Cost Auditors | Management | For | For |
| 12 | Approve Issuance of Secured / Unsecured, Non-convertible, Non-cumulative / Cumulative, Redeemable, Taxable / Tax-free Debentures / Bonds Under Private Placement Basis | Management | For | For |
| POWER GRID CORPORATION OF INDIA LIMITED Meeting Date: NOV 03, 2022 Record Date: OCT 27, 2022 Meeting Type: EXTRAORDINARY SHAREHOLDERS | ||||
| Ticker: 532898 Security ID: Y7028N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Appointment of Ravindra Kumar Tyagi as Director (Operations) (Whole Time Director) | Management | For | For |
| 2 | Approve Appointment of G. Ravisankar as Director (Finance) (Whole Time Director) | Management | For | For |
| 3 | Elect Mohammad Afzal as Government Nominee Director | Management | For | Against |
| QUBE HOLDINGS LIMITED Meeting Date: NOV 24, 2022 Record Date: NOV 22, 2022 Meeting Type: ANNUAL | ||||
| Ticker: QUB Security ID: Q7834B112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Allan Davies as Director | Management | For | For |
| 2 | Elect Alan Miles as Director | Management | For | For |
| 3 | Elect Stephen Mann as Director | Management | For | For |
| 4 | Elect Lindsay Ward as Director | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Approve Issuance of Securities under Equity Plan Rules | Management | For | For |
| 7 | Approve Issuance of LTI Performance Rights to Paul Digney | Management | For | For |
| 8 | Approve Issuance of STI Rights to Paul Digney | Management | For | For |
| 9 | Approve Grant of Financial Assistance in Relation to Acquisition | Management | For | For |
| SEMBCORP INDUSTRIES LTD. Meeting Date: NOV 08, 2022 Record Date: Meeting Type: EXTRAORDINARY SHAREHOLDERS | ||||
| Ticker: U96 Security ID: Y79711159 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Proposed Sale | Management | For | For |
| SEVERN TRENT PLC Meeting Date: JUL 07, 2022 Record Date: JUL 05, 2022 Meeting Type: ANNUAL | ||||
| Ticker: SVT Security ID: G8056D159 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Kevin Beeston as Director | Management | For | For |
| 5 | Re-elect James Bowling as Director | Management | For | For |
| 6 | Re-elect John Coghlan as Director | Management | For | For |
| 7 | Elect Tom Delay as Director | Management | For | For |
| 8 | Re-elect Olivia Garfield as Director | Management | For | For |
| 9 | Re-elect Christine Hodgson as Director | Management | For | For |
| 10 | Re-elect Sharmila Nebhrajani as Director | Management | For | For |
| 11 | Re-elect Philip Remnant as Director | Management | For | For |
| 12 | Elect Gillian Sheldon as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Adopt New Articles of Association | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| SSE PLC Meeting Date: JUL 21, 2022 Record Date: JUL 19, 2022 Meeting Type: ANNUAL | ||||
| Ticker: SSE Security ID: G8842P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Amend Performance Share Plan | Management | For | For |
| 5 | Approve Final Dividend | Management | For | For |
| 6 | Re-elect Gregor Alexander as Director | Management | For | For |
| 7 | Elect Dame Elish Angiolini as Director | Management | For | For |
| 8 | Elect John Bason as Director | Management | For | For |
| 9 | Re-elect Dame Sue Bruce as Director | Management | For | For |
| 10 | Re-elect Tony Cocker as Director | Management | For | For |
| 11 | Elect Debbie Crosbie as Director | Management | For | For |
| 12 | Re-elect Peter Lynas as Director | Management | For | For |
| 13 | Re-elect Helen Mahy as Director | Management | For | For |
| 14 | Re-elect Sir John Manzoni as Director | Management | For | For |
| 15 | Re-elect Alistair Phillips-Davies as Director | Management | For | For |
| 16 | Re-elect Martin Pibworth as Director | Management | For | For |
| 17 | Re-elect Melanie Smith as Director | Management | For | For |
| 18 | Re-elect Dame Angela Strank as Director | Management | For | For |
| 19 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 20 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 21 | Approve Net Zero Transition Report | Management | For | For |
| 22 | Authorise Issue of Equity | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| TRANSURBAN GROUP Meeting Date: OCT 20, 2022 Record Date: OCT 18, 2022 Meeting Type: ANNUAL | ||||
| Ticker: TCL Security ID: Q9194A106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Marina Go as Director | Management | For | For |
| 2b | Elect Peter Scott as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of Performance Awards to Scott Charlton | Management | For | For |
| 5 | Approve the Spill Resolution | Management | Against | Against |
Nuveen Large Cap Select Fund
| CENTENE CORPORATION Meeting Date: SEP 27, 2022 Record Date: AUG 10, 2022 Meeting Type: SPECIAL | ||||
| Ticker: CNC Security ID: 15135B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Provide Right to Act by Written Consent | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| CONSTELLATION BRANDS, INC. Meeting Date: JUL 19, 2022 Record Date: MAY 20, 2022 Meeting Type: ANNUAL | ||||
| Ticker: STZ Security ID: 21036P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jennifer M. Daniels | Management | For | For |
| 1.2 | Elect Director Jeremy S. G. Fowden | Management | For | Withhold |
| 1.3 | Elect Director Jose Manuel Madero Garza | Management | For | For |
| 1.4 | Elect Director Daniel J. McCarthy | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LAM RESEARCH CORPORATION Meeting Date: NOV 08, 2022 Record Date: SEP 09, 2022 Meeting Type: ANNUAL | ||||
| Ticker: LRCX Security ID: 512807108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sohail U. Ahmed | Management | For | For |
| 1b | Elect Director Timothy M. Archer | Management | For | For |
| 1c | Elect Director Eric K. Brandt | Management | For | For |
| 1d | Elect Director Michael R. Cannon | Management | For | For |
| 1e | Elect Director Bethany J. Mayer | Management | For | For |
| 1f | Elect Director Jyoti K. Mehra | Management | For | For |
| 1g | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1h | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
| 1i | Elect Director Leslie F. Varon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MICRON TECHNOLOGY, INC. Meeting Date: JAN 12, 2023 Record Date: NOV 14, 2022 Meeting Type: ANNUAL | ||||
| Ticker: MU Security ID: 595112103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. Beyer | Management | For | For |
| 1b | Elect Director Lynn A. Dugle | Management | For | For |
| 1c | Elect Director Steven J. Gomo | Management | For | For |
| 1d | Elect Director Linnie M. Haynesworth | Management | For | For |
| 1e | Elect Director Mary Pat McCarthy | Management | For | For |
| 1f | Elect Director Sanjay Mehrotra | Management | For | For |
| 1g | Elect Director Robert E. Switz | Management | For | For |
| 1h | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MICROSOFT CORPORATION Meeting Date: DEC 13, 2022 Record Date: OCT 12, 2022 Meeting Type: ANNUAL | ||||
| Ticker: MSFT Security ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.2 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.3 | Elect Director Teri L. List | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.6 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.7 | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.12 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | Against | Against |
| 5 | Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | Against | Against |
| 6 | Assess and Report on the Company's Retirement Funds' Management of Systemic Climate Risk | Shareholder | Against | Against |
| 7 | Report on Government Use of Microsoft Technology | Shareholder | Against | Against |
| 8 | Report on Development of Products for Military | Shareholder | Against | Against |
| 9 | Report on Tax Transparency | Shareholder | Against | Against |
| ORACLE CORPORATION Meeting Date: NOV 16, 2022 Record Date: SEP 19, 2022 Meeting Type: ANNUAL | ||||
| Ticker: ORCL Security ID: 68389X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Awo Ablo | Management | For | For |
| 1.2 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | Withhold |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Rona A. Fairhead | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Renee J. James | Management | For | For |
| 1.11 | Elect Director Charles W. Moorman | Management | For | For |
| 1.12 | Elect Director Leon E. Panetta | Management | For | For |
| 1.13 | Elect Director William G. Parrett | Management | For | For |
| 1.14 | Elect Director Naomi O. Seligman | Management | For | For |
| 1.15 | Elect Director Vishal Sikka | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PARKER-HANNIFIN CORPORATION Meeting Date: OCT 26, 2022 Record Date: SEP 02, 2022 Meeting Type: ANNUAL | ||||
| Ticker: PH Security ID: 701094104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lee C. Banks | Management | For | For |
| 1b | Elect Director Jillian C. Evanko | Management | For | For |
| 1c | Elect Director Lance M. Fritz | Management | For | For |
| 1d | Elect Director Linda A. Harty | Management | For | For |
| 1e | Elect Director William F. Lacey | Management | For | For |
| 1f | Elect Director Kevin A. Lobo | Management | For | For |
| 1g | Elect Director Joseph Scaminace | Management | For | For |
| 1h | Elect Director Ake Svensson | Management | For | For |
| 1i | Elect Director Laura K. Thompson | Management | For | For |
| 1j | Elect Director James R. Verrier | Management | For | For |
| 1k | Elect Director James L. Wainscott | Management | For | For |
| 1l | Elect Director Thomas L. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PERFORMANCE FOOD GROUP COMPANY Meeting Date: NOV 16, 2022 Record Date: SEP 30, 2022 Meeting Type: ANNUAL | ||||
| Ticker: PFGC Security ID: 71377A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director George L. Holm | Management | For | For |
| 1b | Elect Director Manuel A. Fernandez | Management | For | For |
| 1c | Elect Director Barbara J. Beck | Management | For | For |
| 1d | Elect Director William F. Dawson, Jr. | Management | For | For |
| 1e | Elect Director Laura Flanagan | Management | For | For |
| 1f | Elect Director Matthew C. Flanigan | Management | For | For |
| 1g | Elect Director Kimberly S. Grant | Management | For | For |
| 1h | Elect Director Jeffrey M. Overly | Management | For | For |
| 1i | Elect Director David V. Singer | Management | For | For |
| 1j | Elect Director Randall N. Spratt | Management | For | For |
| 1k | Elect Director Warren M. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TESLA, INC. Meeting Date: AUG 04, 2022 Record Date: JUN 06, 2022 Meeting Type: ANNUAL | ||||
| Ticker: TSLA Security ID: 88160R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ira Ehrenpreis | Management | For | Against |
| 1.2 | Elect Director Kathleen Wilson-Thompson | Management | For | Against |
| 2 | Reduce Director Terms from Three to Two Years | Management | For | For |
| 3 | Eliminate Supermajority Voting Provisions | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Adopt Proxy Access Right | Shareholder | Against | For |
| 7 | Report on Efforts to Prevent Harassment and Discrimination in the Workplace | Shareholder | Against | For |
| 8 | Report on Racial and Gender Board Diversity | Shareholder | Against | Against |
| 9 | Report on the Impacts of Using Mandatory Arbitration | Shareholder | Against | For |
| 10 | Report on Corporate Climate Lobbying in line with Paris Agreement | Shareholder | Against | For |
| 11 | Adopt a Policy on Respecting Rights to Freedom of Association and Collective Bargaining | Shareholder | Against | For |
| 12 | Report on Eradicating Child Labor in Battery Supply Chain | Shareholder | Against | Against |
| 13 | Report on Water Risk Exposure | Shareholder | Against | For |
| VISA INC. Meeting Date: JAN 24, 2023 Record Date: NOV 25, 2022 Meeting Type: ANNUAL | ||||
| Ticker: V Security ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Kermit R. Crawford | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon Laguarta | Management | For | For |
| 1f | Elect Director Teri L. List | Management | For | For |
| 1g | Elect Director John F. Lundgren | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Linda J. Rendle | Management | For | For |
| 1j | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
Nuveen Mid Cap Growth Opportunities Fund
| ARGENX SE Meeting Date: SEP 08, 2022 Record Date: AUG 02, 2022 Meeting Type: EXTRAORDINARY SHAREHOLDERS | ||||
| Ticker: ARGX Security ID: 04016X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Camilla Sylvest as Non-Executive Director | Management | For | For |
| 3 | Other Business (Non-Voting) | Management | None | None |
| 4 | Close Meeting | Management | None | None |
| ARGENX SE Meeting Date: DEC 12, 2022 Record Date: NOV 08, 2022 Meeting Type: EXTRAORDINARY SHAREHOLDERS | ||||
| Ticker: ARGX Security ID: 04016X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Ana Cespedes as Non-Executive Director | Management | For | For |
| 3 | Other Business (Non-Voting) | Management | None | None |
| 4 | Close Meeting | Management | None | None |
| BIO-TECHNE CORPORATION Meeting Date: OCT 27, 2022 Record Date: SEP 02, 2022 Meeting Type: ANNUAL | ||||
| Ticker: TECH Security ID: 09073M104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2a | Elect Director Robert V. Baumgartner | Management | For | For |
| 2b | Elect Director Julie L. Bushman | Management | For | For |
| 2c | Elect Director John L. Higgins | Management | For | For |
| 2d | Elect Director Joseph D. Keegan | Management | For | For |
| 2e | Elect Director Charles R. Kummeth | Management | For | For |
| 2f | Elect Director Roeland Nusse | Management | For | For |
| 2g | Elect Director Alpna Seth | Management | For | For |
| 2h | Elect Director Randolph Steer | Management | For | For |
| 2i | Elect Director Rupert Vessey | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Stock Split | Management | For | For |
| 5 | Ratify KPMG, LLP as Auditors | Management | For | For |
| DARDEN RESTAURANTS, INC. Meeting Date: SEP 21, 2022 Record Date: JUL 27, 2022 Meeting Type: ANNUAL | ||||
| Ticker: DRI Security ID: 237194105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Margaret Shan Atkins | Management | For | For |
| 1.2 | Elect Director Ricardo 'Rick' Cardenas | Management | For | For |
| 1.3 | Elect Director Juliana L. Chugg | Management | For | For |
| 1.4 | Elect Director James P. Fogarty | Management | For | For |
| 1.5 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.6 | Elect Director Eugene I. Lee, Jr. | Management | For | For |
| 1.7 | Elect Director Nana Mensah | Management | For | For |
| 1.8 | Elect Director William S. Simon | Management | For | For |
| 1.9 | Elect Director Charles M. Sonsteby | Management | For | For |
| 1.10 | Elect Director Timothy J. Wilmott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| DONALDSON COMPANY, INC. Meeting Date: NOV 18, 2022 Record Date: SEP 19, 2022 Meeting Type: ANNUAL | ||||
| Ticker: DCI Security ID: 257651109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas A. Milroy | Management | For | For |
| 1.2 | Elect Director Willard D. Oberton | Management | For | For |
| 1.3 | Elect Director Richard M. Olson | Management | For | For |
| 1.4 | Elect Director Jacinth C. Smiley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ELASTIC N.V. Meeting Date: OCT 06, 2022 Record Date: SEP 08, 2022 Meeting Type: ANNUAL | ||||
| Ticker: ESTC Security ID: N14506104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sohaib Abbasi | Management | For | For |
| 1b | Elect Director Caryn Marooney | Management | For | Against |
| 1c | Elect Director Chetan Puttagunta | Management | For | Against |
| 1d | Elect Director Steven Schuurman | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Appoint PricewaterhouseCoopers Accountants N.V. as External Auditor | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Approve Discharge of Executive Directors | Management | For | For |
| 6 | Approve Discharge of Non-Executive Directors | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MICROCHIP TECHNOLOGY INCORPORATED Meeting Date: AUG 23, 2022 Record Date: JUN 24, 2022 Meeting Type: ANNUAL | ||||
| Ticker: MCHP Security ID: 595017104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew W. Chapman | Management | For | For |
| 1.2 | Elect Director Esther L. Johnson | Management | For | For |
| 1.3 | Elect Director Karlton D. Johnson | Management | For | For |
| 1.4 | Elect Director Wade F. Meyercord | Management | For | For |
| 1.5 | Elect Director Ganesh Moorthy | Management | For | For |
| 1.6 | Elect Director Karen M. Rapp | Management | For | For |
| 1.7 | Elect Director Steve Sanghi | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PALO ALTO NETWORKS, INC. Meeting Date: DEC 13, 2022 Record Date: OCT 14, 2022 Meeting Type: ANNUAL | ||||
| Ticker: PANW Security ID: 697435105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Helene D. Gayle | Management | For | For |
| 1b | Elect Director James J. Goetz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ZSCALER, INC. Meeting Date: JAN 13, 2023 Record Date: NOV 14, 2022 Meeting Type: ANNUAL | ||||
| Ticker: ZS Security ID: 98980G102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew Brown | Management | For | For |
| 1.2 | Elect Director Scott Darling | Management | For | Withhold |
| 1.3 | Elect Director David Schneider | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Nuveen Mid Cap Value Fund
| AVNET, INC. Meeting Date: NOV 17, 2022 Record Date: SEP 19, 2022 Meeting Type: ANNUAL | ||||
| Ticker: AVT Security ID: 053807103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Carlo Bozotti | Management | For | For |
| 1c | Elect Director Brenda L. Freeman | Management | For | For |
| 1d | Elect Director Philip R. Gallagher | Management | For | For |
| 1e | Elect Director Jo Ann Jenkins | Management | For | For |
| 1f | Elect Director Oleg Khaykin | Management | For | For |
| 1g | Elect Director James A. Lawrence | Management | For | For |
| 1h | Elect Director Ernest E. Maddock | Management | For | For |
| 1i | Elect Director Avid Modjtabai | Management | For | For |
| 1j | Elect Director Adalio T. Sanchez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CENTENE CORPORATION Meeting Date: SEP 27, 2022 Record Date: AUG 10, 2022 Meeting Type: SPECIAL | ||||
| Ticker: CNC Security ID: 15135B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Provide Right to Act by Written Consent | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| CHECK POINT SOFTWARE TECHNOLOGIES LTD. Meeting Date: AUG 30, 2022 Record Date: JUL 21, 2022 Meeting Type: ANNUAL | ||||
| Ticker: CHKP Security ID: M22465104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Reelect Gil Shwed as Director | Management | For | For |
| 1b | Reelect Jerry Ungerman as Director | Management | For | For |
| 1c | Elect Tzipi Ozer-Armon as Director | Management | For | For |
| 1d | Reelect Tal Shavit as Director | Management | For | For |
| 1e | Reelect Shai Weiss as Director | Management | For | For |
| 2 | Ratify Appoint of Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration and Discuss Financial Statements and the Report of the Board | Management | For | For |
| 3 | Approve Compensation of Gil Shwed, CEO | Management | For | For |
| 4 | Readopt Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | Management | None | For |
| D.R. HORTON, INC. Meeting Date: JAN 18, 2023 Record Date: NOV 30, 2022 Meeting Type: ANNUAL | ||||
| Ticker: DHI Security ID: 23331A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Brad S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Benjamin S. Carson, Sr. | Management | For | Against |
| 1f | Elect Director Maribess L. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DARDEN RESTAURANTS, INC. Meeting Date: SEP 21, 2022 Record Date: JUL 27, 2022 Meeting Type: ANNUAL | ||||
| Ticker: DRI Security ID: 237194105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Margaret Shan Atkins | Management | For | For |
| 1.2 | Elect Director Ricardo 'Rick' Cardenas | Management | For | For |
| 1.3 | Elect Director Juliana L. Chugg | Management | For | For |
| 1.4 | Elect Director James P. Fogarty | Management | For | For |
| 1.5 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.6 | Elect Director Eugene I. Lee, Jr. | Management | For | For |
| 1.7 | Elect Director Nana Mensah | Management | For | For |
| 1.8 | Elect Director William S. Simon | Management | For | For |
| 1.9 | Elect Director Charles M. Sonsteby | Management | For | For |
| 1.10 | Elect Director Timothy J. Wilmott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| JAZZ PHARMACEUTICALS PLC Meeting Date: JUL 28, 2022 Record Date: JUN 01, 2022 Meeting Type: ANNUAL | ||||
| Ticker: JAZZ Security ID: G50871105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jennifer E. Cook | Management | For | For |
| 1b | Elect Director Patrick G. Enright | Management | For | For |
| 1c | Elect Director Seamus Mulligan | Management | For | For |
| 1d | Elect Director Norbert G. Riedel | Management | For | For |
| 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
| 5 | Adjourn Meeting | Management | For | Against |
| LUMENTUM HOLDINGS INC. Meeting Date: NOV 16, 2022 Record Date: SEP 21, 2022 Meeting Type: ANNUAL | ||||
| Ticker: LITE Security ID: 55024U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Penelope A. Herscher | Management | For | For |
| 1b | Elect Director Harold L. Covert | Management | For | For |
| 1c | Elect Director Isaac H. Harris | Management | For | For |
| 1d | Elect Director Julia S. Johnson | Management | For | For |
| 1e | Elect Director Brian J. Lillie | Management | For | For |
| 1f | Elect Director Alan S. Lowe | Management | For | For |
| 1g | Elect Director Ian S. Small | Management | For | For |
| 1h | Elect Director Janet S. Wong | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PARKER-HANNIFIN CORPORATION Meeting Date: OCT 26, 2022 Record Date: SEP 02, 2022 Meeting Type: ANNUAL | ||||
| Ticker: PH Security ID: 701094104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lee C. Banks | Management | For | For |
| 1b | Elect Director Jillian C. Evanko | Management | For | For |
| 1c | Elect Director Lance M. Fritz | Management | For | For |
| 1d | Elect Director Linda A. Harty | Management | For | For |
| 1e | Elect Director William F. Lacey | Management | For | For |
| 1f | Elect Director Kevin A. Lobo | Management | For | For |
| 1g | Elect Director Joseph Scaminace | Management | For | For |
| 1h | Elect Director Ake Svensson | Management | For | For |
| 1i | Elect Director Laura K. Thompson | Management | For | For |
| 1j | Elect Director James R. Verrier | Management | For | For |
| 1k | Elect Director James L. Wainscott | Management | For | For |
| 1l | Elect Director Thomas L. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| RAYMOND JAMES FINANCIAL, INC. Meeting Date: FEB 23, 2023 Record Date: DEC 21, 2022 Meeting Type: ANNUAL | ||||
| Ticker: RJF Security ID: 754730109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marlene Debel | Management | For | For |
| 1b | Elect Director Robert M. Dutkowsky | Management | For | For |
| 1c | Elect Director Jeffrey N. Edwards | Management | For | For |
| 1d | Elect Director Benjamin C. Esty | Management | For | For |
| 1e | Elect Director Anne Gates | Management | For | For |
| 1f | Elect Director Thomas A. James | Management | For | For |
| 1g | Elect Director Gordon L. Johnson | Management | For | For |
| 1h | Elect Director Roderick C. McGeary | Management | For | For |
| 1i | Elect Director Paul C. Reilly | Management | For | For |
| 1j | Elect Director Raj Seshadri | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| SPECTRUM BRANDS HOLDINGS, INC. Meeting Date: AUG 09, 2022 Record Date: JUN 15, 2022 Meeting Type: ANNUAL | ||||
| Ticker: SPB Security ID: 84790A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sherianne James | Management | For | For |
| 1.2 | Elect Director Leslie L. Campbell | Management | For | For |
| 1.3 | Elect Director Joan Chow | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. Meeting Date: SEP 16, 2022 Record Date: JUL 25, 2022 Meeting Type: ANNUAL | ||||
| Ticker: TTWO Security ID: 874054109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Strauss Zelnick | Management | For | For |
| 1b | Elect Director Michael Dornemann | Management | For | For |
| 1c | Elect Director J Moses | Management | For | For |
| 1d | Elect Director Michael Sheresky | Management | For | For |
| 1e | Elect Director LaVerne Srinivasan | Management | For | For |
| 1f | Elect Director Susan Tolson | Management | For | For |
| 1g | Elect Director Paul Viera | Management | For | For |
| 1h | Elect Director Roland Hernandez | Management | For | For |
| 1i | Elect Director William "Bing" Gordon | Management | For | For |
| 1j | Elect Director Ellen Siminoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TAPESTRY, INC. Meeting Date: NOV 15, 2022 Record Date: SEP 19, 2022 Meeting Type: ANNUAL | ||||
| Ticker: TPR Security ID: 876030107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John P. Bilbrey | Management | For | For |
| 1b | Elect Director Darrell Cavens | Management | For | For |
| 1c | Elect Director Joanne Crevoiserat | Management | For | For |
| 1d | Elect Director David Denton | Management | For | For |
| 1e | Elect Director Johanna (Hanneke) Faber | Management | For | For |
| 1f | Elect Director Anne Gates | Management | For | For |
| 1g | Elect Director Thomas Greco | Management | For | For |
| 1h | Elect Director Pamela Lifford | Management | For | For |
| 1i | Elect Director Annabelle Yu Long | Management | For | For |
| 1j | Elect Director Ivan Menezes | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WOLFSPEED, INC. Meeting Date: OCT 24, 2022 Record Date: SEP 02, 2022 Meeting Type: ANNUAL | ||||
| Ticker: WOLF Security ID: 977852102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glenda M. Dorchak | Management | For | For |
| 1.2 | Elect Director John C. Hodge | Management | For | For |
| 1.3 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.4 | Elect Director Darren R. Jackson | Management | For | For |
| 1.5 | Elect Director Duy-Loan T. Le | Management | For | For |
| 1.6 | Elect Director Gregg A. Lowe | Management | For | For |
| 1.7 | Elect Director John B. Replogle | Management | For | For |
| 1.8 | Elect Director Marvin A. Riley | Management | For | For |
| 1.9 | Elect Director Thomas H. Werner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Nuveen Minnesota Intermediate Municipal Bond Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen Minnesota Municipal Bond Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen Nebraska Municipal Bond Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen Oregon Intermediate Municipal Bond Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen Real Asset Income Fund
| ABACUS PROPERTY GROUP Meeting Date: NOV 23, 2022 Record Date: NOV 21, 2022 Meeting Type: ANNUAL | ||||
| Ticker: ABP Security ID: Q0015N229 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve Remuneration Report | Management | For | For |
| 3.1 | Elect Trent Alston as Director | Management | For | For |
| 3.2 | Elect Jingmin Qian as Director | Management | For | For |
| 4 | Approve Grant of Performance Rights to Steven Sewell | Management | For | For |
| 5 | Ratify Past Issuance of Ordinary Securities to Professional and Sophisticated Institutional Investors | Management | For | For |
| 6 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| AMOT INVESTMENTS LTD. Meeting Date: NOV 16, 2022 Record Date: NOV 09, 2022 Meeting Type: ANNUAL | ||||
| Ticker: AMOT Security ID: M1035R103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| 2 | Reappoint Brightman Almagor Zohar & Co as Auditors and Report on Fees Paid to the Auditor | Management | For | Against |
| 3.1 | Reelect Nathan Hetz as Director | Management | For | For |
| 3.2 | Reelect Aviram Wertheim as Director | Management | For | For |
| 3.3 | Reelect Moti Barzili as Director | Management | For | For |
| 3.4 | Reelect Yael Andorn Karni as Director | Management | For | For |
| 3.5 | Reelect Dorit Kadosh as Director | Management | For | For |
| 3.6 | Reelect Keren Terner-Eyal as Director | Management | For | For |
| APA GROUP Meeting Date: OCT 19, 2022 Record Date: OCT 17, 2022 Meeting Type: ANNUAL | ||||
| Ticker: APA Security ID: Q0437B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Climate Transition Plan | Management | For | Against |
| 3 | Elect James Fazzino as Director | Management | For | For |
| 4 | Elect Rhoda Phillippo as Director | Management | For | For |
| APARTMENT INCOME REIT CORP. Meeting Date: DEC 07, 2022 Record Date: OCT 20, 2022 Meeting Type: ANNUAL | ||||
| Ticker: AIRC Security ID: 03750L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terry Considine | Management | For | For |
| 1.2 | Elect Director Thomas N. Bohjalian | Management | For | For |
| 1.3 | Elect Director Kristin R. Finney-Cooke | Management | For | For |
| 1.4 | Elect Director Thomas L. Keltner | Management | For | For |
| 1.5 | Elect Director Devin I. Murphy | Management | For | For |
| 1.6 | Elect Director Margarita Palau-Hernandez | Management | For | For |
| 1.7 | Elect Director John Dinha Rayis | Management | For | For |
| 1.8 | Elect Director Ann Sperling | Management | For | For |
| 1.9 | Elect Director Nina A. Tran | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ASSURA PLC Meeting Date: JUL 06, 2022 Record Date: JUL 04, 2022 Meeting Type: ANNUAL | ||||
| Ticker: AGR Security ID: G2386T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Ed Smith as Director | Management | For | For |
| 7 | Re-elect Louise Fowler as Director | Management | For | For |
| 8 | Re-elect Jonathan Murphy as Director | Management | For | For |
| 9 | Re-elect Jayne Cottam as Director | Management | For | For |
| 10 | Re-elect Jonathan Davies as Director | Management | For | For |
| 11 | Re-elect Samantha Barrell as Director | Management | For | For |
| 12 | Re-elect Emma Cariaga as Director | Management | For | For |
| 13 | Re-elect Noel Gordon as Director | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| AURIZON HOLDINGS LIMITED Meeting Date: OCT 13, 2022 Record Date: OCT 11, 2022 Meeting Type: ANNUAL | ||||
| Ticker: AZJ Security ID: Q0695Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Kate (Katherine) Vidgen as Director | Management | For | For |
| 2b | Elect Russell Caplan as Director | Management | For | For |
| 3 | Approve Grant of Performance Rights to Andrew Harding | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Approve Financial Assistance in Relation to the Acquisition | Management | For | For |
| CANADIAN SOLAR INFRASTRUCTURE FUND, INC. Meeting Date: MAR 28, 2023 Record Date: DEC 31, 2022 Meeting Type: SPECIAL | ||||
| Ticker: 9284 Security ID: J05254107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Disclose Unitholder Meeting Materials on Internet | Management | For | For |
| 2 | Elect Executive Director Yanagisawa, Hiroshi | Management | For | For |
| 3 | Elect Alternate Executive Director Yoshida, Keiichi | Management | For | For |
| 4.1 | Elect Supervisory Director Handa, Takashi | Management | For | For |
| 4.2 | Elect Supervisory Director Ishii, Eriko | Management | For | For |
| 5 | Elect Alternate Supervisory Director Takahashi, Kana | Management | For | For |
| CHARTER HALL LONG WALE REIT Meeting Date: OCT 20, 2022 Record Date: OCT 18, 2022 Meeting Type: ANNUAL | ||||
| Ticker: CLW Security ID: Q2308E106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Peeyush Gupta as Director | Management | For | For |
| COMPANHIA DE TRANSMISSAO DE ENERGIA ELETRICA PAULISTA Meeting Date: JUL 26, 2022 Record Date: Meeting Type: EXTRAORDINARY SHAREHOLDERS | ||||
| Ticker: TRPL4 Security ID: P30576113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Fernando Simoes Cardozo as Director Appointed by Preferred Shareholder | Shareholder | None | For |
| 2 | In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? | Management | None | For |
| 3 | Elect Paula Prado Rodrigues as Fiscal Council Member and Raquel Mazal Krauss as Alternate Appointed by Preferred Shareholder | Shareholder | None | For |
| CONTACT ENERGY LIMITED Meeting Date: NOV 16, 2022 Record Date: NOV 14, 2022 Meeting Type: ANNUAL | ||||
| Ticker: CEN Security ID: Q2818G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Elena Trout as Director | Management | For | For |
| 2 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| COSCO SHIPPING PORTS LIMITED Meeting Date: DEC 01, 2022 Record Date: NOV 24, 2022 Meeting Type: SPECIAL | ||||
| Ticker: 1199 Security ID: G2442N104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve New Financial Services Master Agreement, Deposit Transactions, Proposed Deposit Transaction Caps and Related Transactions | Management | For | For |
| CROMWELL PROPERTY GROUP Meeting Date: NOV 16, 2022 Record Date: NOV 14, 2022 Meeting Type: ANNUAL | ||||
| Ticker: CMW Security ID: Q2995J103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Elect Gary Weiss as Director | Management | For | Against |
| 3 | Elect Joseph Gersh as Director | Management | For | For |
| 4 | Elect Lisa Scenna as Director | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| DEXUS Meeting Date: OCT 26, 2022 Record Date: OCT 24, 2022 Meeting Type: ANNUAL | ||||
| Ticker: DXS Security ID: Q318A1104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Grant of Performance Rights to Darren Steinberg | Management | For | For |
| 3.1 | Elect Mark Ford as Director | Management | For | For |
| 3.2 | Elect Nicola Roxon as Director | Management | For | For |
| 3.3 | Elect Elana Rubin as Director | Management | For | For |
| 4 | Approve Constitutional Amendments | Management | For | For |
| 5 | Approve the Conditional Spill Resolution | Management | Against | Against |
| DEXUS INDUSTRIA REIT Meeting Date: NOV 22, 2022 Record Date: NOV 20, 2022 Meeting Type: ANNUAL | ||||
| Ticker: DXI Security ID: Q0R50L139 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Jennifer Horrigan as Director | Management | For | For |
| 3 | Elect Deborah Coakley as Director | Management | For | For |
| 4 | Elect Emily Smith as Director | Management | For | For |
| 5 | Elect Danielle Carter as Director | Management | For | For |
| 6 | Elect Jonathan Sweeney as Director | Management | For | For |
| ENDESA SA Meeting Date: NOV 17, 2022 Record Date: NOV 11, 2022 Meeting Type: EXTRAORDINARY SHAREHOLDERS | ||||
| Ticker: ELE Security ID: E41222113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Renewal of the Joint Management Agreement of Liquefied Natural Gas (LNG) Carriers and the Contracts for the Supply of LNG of US Origin between Endesa Energia, S.A.U. and Enel Global Trading, S.p.A. for 2023 and Their Extension During 2022 | Management | For | For |
| 1.2 | Purchase and Sale of a Maximum Volume of Two TWh of Liquefied Natural Gas (LNG) between Enel Global Trading S.p.A and Endesa Energia, S.A.U. during 2023, for a Total Amount of Approximately EUR 290 Million | Management | For | For |
| 1.3 | Acquisition of Two Liquefied Natural Gas (LNG) Carriers, Approximately Two TWh of Gas, from Enel Generacion Chile, S.A. by Endesa Energia, S.A.U., in 2024, for a Total Amount of Approximately EUR 121 Million | Management | For | For |
| 1.4 | Approve the Following Transactions, for a Total Amount of EUR 5 Billion: a) Granting of a Twelve-Month Line of Credit by Enel Finance International N.V. to Endesa, S.A. b) Issuance of a Guarantee by Enel, S.p.A. for Bonds Issued by Endesa Generacion, S.A. | Management | For | For |
| 1.5 | Renewal of the Provision of the Wind Turbine Vibration Analysis Service by Enel Green Power Espana, S.L. to Enel Green Power, S.p.A. over a Period of Five Years for an Amount of EUR 5 Million | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ENTERPRISE PRODUCTS PARTNERS LP Meeting Date: NOV 22, 2022 Record Date: OCT 11, 2022 Meeting Type: SPECIAL | ||||
| Ticker: EPD Security ID: 293792107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| FRASERS CENTREPOINT TRUST Meeting Date: JAN 17, 2023 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: J69U Security ID: Y2642S101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Trustee and Auditors' Reports | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| FRASERS LOGISTICS & COMMERCIAL TRUST Meeting Date: JAN 17, 2023 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BUOU Security ID: Y26465107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Trustee and Auditors' Reports | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| GDI PROPERTY GROUP LTD. Meeting Date: NOV 10, 2022 Record Date: NOV 08, 2022 Meeting Type: ANNUAL | ||||
| Ticker: GDI Security ID: Q3R72G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect John Tuxworth as Director | Management | For | Against |
| 3 | Approve Issuance of Performance Rights to Steve Gillard | Management | For | For |
| GREENCOAT RENEWABLES PLC Meeting Date: OCT 13, 2022 Record Date: OCT 09, 2022 Meeting Type: SPECIAL | ||||
| Ticker: GRP Security ID: G4081F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendment to the Company's Investment Policy | Management | For | For |
| GROWTHPOINT PROPERTIES AUSTRALIA Meeting Date: NOV 17, 2022 Record Date: NOV 15, 2022 Meeting Type: ANNUAL | ||||
| Ticker: GOZ Security ID: Q4359J133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Josephine Sukkar as Director | Management | For | For |
| 4 | Approve Grant of FY23 Long-Term Incentive (LTI) Performance Rights to Timothy Collyer | Management | For | For |
| 5 | Approve Grant of FY23 Short-Term Incentive (STI) Performance Rights to Timothy Collyer | Management | For | For |
| 6 | Approve the Increase in Maximum Aggregate Non-Executive Directors' Fee Pool | Management | None | For |
| 7 | Approve the Amendments to the Company's Constitution | Management | For | For |
| 8 | Approve the Amendments to the Trust's Constitution | Management | For | For |
| 9 | Approve Broadening of the Trust's Mandate | Management | For | For |
| ICHIGO OFFICE REIT INVESTMENT CORP. Meeting Date: JUL 30, 2022 Record Date: APR 30, 2022 Meeting Type: SPECIAL | ||||
| Ticker: 8975 Security ID: J2382Z106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Reflect Changes in Accounting Standards | Management | For | For |
| 2 | Elect Executive Director Fukunaga, Takaaki | Management | For | For |
| 3.1 | Elect Supervisory Director Terada, Masahiro | Management | For | For |
| 3.2 | Elect Supervisory Director Ichiba, Noriko | Management | For | For |
| 4 | Elect Alternate Executive Director Chiba, Keisuke | Management | For | For |
| 5 | Elect Alternate Supervisory Director Kita, Nagahisa | Management | For | For |
| JLEN ENVIRONMENTAL ASSETS GROUP LTD Meeting Date: SEP 01, 2022 Record Date: AUG 30, 2022 Meeting Type: ANNUAL | ||||
| Ticker: JLEN Security ID: G5146Z109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Edmond Warner as Director | Management | For | For |
| 4 | Re-elect Hans Rieks as Director | Management | For | For |
| 5 | Re-elect Stephanie Coxon as Director | Management | For | For |
| 6 | Re-elect Alan Bates as Director | Management | For | For |
| 7 | Re-elect Jo Harrison as Director | Management | For | For |
| 8 | Re-elect Richard Ramsay as Director | Management | For | For |
| 9 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Ratify Past Interim Dividends | Management | For | For |
| 12 | Approve Scrip Dividend | Management | For | For |
| 13 | Approve Changes to the Investment Policy | Management | For | For |
| 14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Amend Articles of Incorporation | Management | For | For |
| LINK REAL ESTATE INVESTMENT TRUST Meeting Date: JUL 20, 2022 Record Date: JUL 14, 2022 Meeting Type: ANNUAL | ||||
| Ticker: 823 Security ID: Y5281M111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Note the Financial Statements and Statutory Reports | Management | None | None |
| 2 | Note the Appointment of Auditor and Fixing of Their Remuneration | Management | None | None |
| 3.1 | Elect Ed Chan Yiu Cheong as Director | Management | For | For |
| 3.2 | Elect Blair Chilton Pickerell as Director | Management | For | For |
| 3.3 | Elect Peter Tse Pak Wing as Director | Management | For | For |
| 4 | Elect Jenny Gu Jialin as Director | Management | For | For |
| 5 | Authorize Repurchase of Issued Units | Management | For | For |
| MAPLETREE COMMERCIAL TRUST Meeting Date: JUL 29, 2022 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: N2IU Security ID: Y5759T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditor and Authorize Manager to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| MAPLETREE INDUSTRIAL TRUST Meeting Date: JUL 19, 2022 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ME8U Security ID: Y5759S103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements, and Auditor's Report | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Manager to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| MAPLETREE LOGISTICS TRUST Meeting Date: JUL 18, 2022 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: M44U Security ID: Y5759Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Manager to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| MIRVAC GROUP Meeting Date: NOV 18, 2022 Record Date: NOV 16, 2022 Meeting Type: ANNUAL | ||||
| Ticker: MGR Security ID: Q62377108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2.1 | Elect Jane Hewitt as Director | Management | For | For |
| 2.2 | Elect Peter Nash as Director | Management | For | For |
| 2.3 | Elect Damien Frawley as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve the Increase in Non-Executive Directors' Fee Pool | Management | None | For |
| NATIONAL GRID PLC Meeting Date: JUL 11, 2022 Record Date: JUN 01, 2022 Meeting Type: ANNUAL | ||||
| Ticker: NG Security ID: 636274409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Paula Reynolds as Director | Management | For | For |
| 4 | Re-elect John Pettigrew as Director | Management | For | For |
| 5 | Re-elect Andy Agg as Director | Management | For | For |
| 6 | Re-elect Therese Esperdy as Director | Management | For | For |
| 7 | Re-elect Liz Hewitt as Director | Management | For | For |
| 8 | Elect Ian Livingston as Director | Management | For | For |
| 9 | Elect Iain Mackay as Director | Management | For | For |
| 10 | Elect Anne Robinson as Director | Management | For | For |
| 11 | Re-elect Earl Shipp as Director | Management | For | For |
| 12 | Re-elect Jonathan Silver as Director | Management | For | For |
| 13 | Elect Tony Wood as Director | Management | For | For |
| 14 | Elect Martha Wyrsch as Director | Management | For | For |
| 15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Approve Remuneration Policy | Management | For | For |
| 18 | Approve Remuneration Report | Management | For | For |
| 19 | Approve Climate Transition Plan | Management | For | For |
| 20 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity | Management | For | For |
| 22 | Approve Scrip Dividend Scheme | Management | For | For |
| 23 | Authorise Directors to Capitalise the Appropriate Nominal Amounts of New Shares of the Company Allotted Pursuant to the Company's Scrip Dividend Scheme | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 25 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 27 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| NETLINK NBN TRUST Meeting Date: JUL 20, 2022 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: CJLU Security ID: Y6S61H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Directors' Statement, Audited Financial Statements of the Trustee-Manager, and Independent Auditors' Reports | Management | For | For |
| 2 | Approve Directors' Fees | Management | For | For |
| 3 | Approve Deloitte & Touche LLP Auditors and Authorize Directors of the Trustee-Manager to Fix Their Remuneration | Management | For | For |
| 4 | Elect Koh Kah Sek as Director of the Trustee-Manager | Management | For | For |
| 5 | Elect Yeo Wico as Director of the Trustee-Manager | Management | For | For |
| 6 | Elect Sean Patrick Slattery as Director of the Trustee-Manager | Management | For | Against |
| NETLINK NBN TRUST Meeting Date: JUL 20, 2022 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: CJLU Security ID: Y6S61H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Report of the Trustee-Manager, Statement by the Trustee-Manager, and Audited Financial Statements and Auditors' Report | Management | For | For |
| 2 | Approve Deloitte & Touche LLP Auditors and Authorize Directors of the Trustee-Manager to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 4 | Amend Trust Deed | Management | For | For |
| NWS HOLDINGS LIMITED Meeting Date: NOV 21, 2022 Record Date: NOV 15, 2022 Meeting Type: ANNUAL | ||||
| Ticker: 659 Security ID: G66897110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Chan Ka Keung, Ceajer as Director | Management | For | For |
| 3b | Elect Cheng Chi Kong, Adrian as Director | Management | For | Against |
| 3c | Elect Cheng Chi Ming, Brian as Director | Management | For | For |
| 3d | Elect Shek Lai Him, Abraham as Director | Management | For | Against |
| 3e | Elect Oei Wai Chi Grace Fung as Director | Management | For | For |
| 3f | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 8 | Adopt Amended and Restated By-Laws | Management | For | For |
| REAL ESTATE CREDIT INVESTMENTS LIMITED Meeting Date: SEP 15, 2022 Record Date: SEP 13, 2022 Meeting Type: ANNUAL | ||||
| Ticker: RECI Security ID: G73132105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Re-elect Bob Cowdell as Director | Management | For | For |
| 5 | Re-elect Susie Farnon as Director | Management | For | For |
| 6 | Re-elect John Hallam as Director | Management | For | For |
| 7 | Re-elect Colleen McHugh as Director | Management | For | For |
| 8 | Approve Remuneration Committee Report and Remuneration Policy | Management | For | For |
| 9 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| SDCL ENERGY EFFICIENCY INCOME TRUST PLC Meeting Date: SEP 12, 2022 Record Date: SEP 08, 2022 Meeting Type: ANNUAL | ||||
| Ticker: SEIT Security ID: G7T96H104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Increase in the Maximum Aggregate Directors' Fees | Management | For | For |
| 5 | Re-elect Tony Roper as Director | Management | For | For |
| 6 | Re-elect Helen Clarkson as Director | Management | For | For |
| 7 | Re-elect Christopher Knowles as Director | Management | For | For |
| 8 | Re-elect Emma Griffin as Director | Management | For | For |
| 9 | Elect Sarika Patel as Director | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 11 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 12 | Approve Company's Dividend Policy | Management | For | For |
| 13 | Authorise Issue of Equity | Management | For | For |
| 14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| SEQUOIA ECONOMIC INFRASTRUCTURE INCOME FUND LTD Meeting Date: AUG 03, 2022 Record Date: AUG 01, 2022 Meeting Type: ANNUAL | ||||
| Ticker: SEQI Security ID: G8032L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Robert Jennings as Director | Management | For | For |
| 4 | Re-elect Sandra Platts as Director | Management | For | For |
| 5 | Re-elect Sarika Patel as Director | Management | For | For |
| 6 | Elect James Stewart as Director | Management | For | For |
| 7 | Elect Timothy Drayson as Director | Management | For | For |
| 8 | Ratify Grant Thornton Limited as Auditors | Management | For | For |
| 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 10 | Approve Dividend Policy | Management | For | For |
| 11 | Approve Scrip Dividend | Management | For | For |
| 12 | Approve Increase in the Aggregate Remuneration of Directors | Management | For | For |
| 13 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Amend Articles of Incorporation | Management | For | For |
| SINO LAND COMPANY LIMITED Meeting Date: OCT 26, 2022 Record Date: OCT 20, 2022 Meeting Type: ANNUAL | ||||
| Ticker: 83 Security ID: Y80267126 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Daryl Ng Win Kong as Director | Management | For | Against |
| 3.2 | Elect Ringo Chan Wing Kwong as Director | Management | For | Against |
| 3.3 | Elect Gordon Lee Ching Keung as Director | Management | For | Against |
| 3.4 | Elect Victor Tin Sio Un as Director | Management | For | Against |
| 3.5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 6 | Adopt New Articles of Association | Management | For | For |
| SSE PLC Meeting Date: JUL 21, 2022 Record Date: JUL 19, 2022 Meeting Type: ANNUAL | ||||
| Ticker: SSE Security ID: G8842P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Amend Performance Share Plan | Management | For | For |
| 5 | Approve Final Dividend | Management | For | For |
| 6 | Re-elect Gregor Alexander as Director | Management | For | For |
| 7 | Elect Dame Elish Angiolini as Director | Management | For | For |
| 8 | Elect John Bason as Director | Management | For | For |
| 9 | Re-elect Dame Sue Bruce as Director | Management | For | For |
| 10 | Re-elect Tony Cocker as Director | Management | For | For |
| 11 | Elect Debbie Crosbie as Director | Management | For | For |
| 12 | Re-elect Peter Lynas as Director | Management | For | For |
| 13 | Re-elect Helen Mahy as Director | Management | For | For |
| 14 | Re-elect Sir John Manzoni as Director | Management | For | For |
| 15 | Re-elect Alistair Phillips-Davies as Director | Management | For | For |
| 16 | Re-elect Martin Pibworth as Director | Management | For | For |
| 17 | Re-elect Melanie Smith as Director | Management | For | For |
| 18 | Re-elect Dame Angela Strank as Director | Management | For | For |
| 19 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 20 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 21 | Approve Net Zero Transition Report | Management | For | For |
| 22 | Authorise Issue of Equity | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| STOCKLAND Meeting Date: OCT 17, 2022 Record Date: OCT 15, 2022 Meeting Type: ANNUAL | ||||
| Ticker: SGP Security ID: Q8773B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Elect Stephen Newton as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of Performance Rights to Tarun Gupta | Management | For | For |
| STRIDE PROPERTY GROUP Meeting Date: JUL 06, 2022 Record Date: JUL 01, 2022 Meeting Type: ANNUAL | ||||
| Ticker: SPG Security ID: Q8782R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Board to Fix Remuneration of the Auditor of Stride Property Limited | Management | For | For |
| 2 | Ratify Past Issuance of Shares in Stride Property Limited to Investors | Management | For | For |
| 3 | Ratify Past Issuance of Shares in Stride Property Limited to Eligible Shareholders | Management | For | For |
| 1 | Authorize Board to Fix Remuneration of the Auditor of Stride Investment Management Limited | Management | For | For |
| 2 | Elect Tim Storey as Director | Management | For | For |
| 3 | Elect Jacqueline Cheyne as Director | Management | For | For |
| 4 | Ratify Past Issuance of Shares in Stride Investment Management Limited to Investors | Management | For | For |
| 5 | Ratify Past Issuance of Shares in Stride Investment Management Limited to Eligible Shareholders | Management | For | For |
| SUN HUNG KAI PROPERTIES LIMITED Meeting Date: NOV 03, 2022 Record Date: OCT 28, 2022 Meeting Type: ANNUAL | ||||
| Ticker: 16 Security ID: Y82594121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1a | Elect Lau Tak-yeung, Albert as Director | Management | For | For |
| 3.1b | Elect Fung Sau-yim, Maureen as Director | Management | For | For |
| 3.1c | Elect Chan Hong-ki, Robert as Director | Management | For | For |
| 3.1d | Elect Kwok Ping-luen, Raymond as Director | Management | For | For |
| 3.1e | Elect Yip Dicky Peter as Director | Management | For | For |
| 3.1f | Elect Wong Yue-chim, Richard as Director | Management | For | For |
| 3.1g | Elect Fung Kwok-lun, William as Director | Management | For | For |
| 3.1h | Elect Leung Nai-pang, Norman as Director | Management | For | For |
| 3.1i | Elect Fan Hung-ling, Henry as Director | Management | For | For |
| 3.1j | Elect Kwan Cheuk-yin, William as Director | Management | For | For |
| 3.1k | Elect Kwok Kai-wang, Christopher as Director | Management | For | For |
| 3.1l | Elect Tung Chi-ho, Eric as Director | Management | For | For |
| 3.2 | Approve Directors' Fees | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| URBAN LOGISTICS REIT PLC Meeting Date: JUL 20, 2022 Record Date: JUL 18, 2022 Meeting Type: ANNUAL | ||||
| Ticker: SHED Security ID: G6853M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Nigel Rich as Director | Management | For | For |
| 5 | Re-elect Jonathan Gray as Director | Management | For | For |
| 6 | Re-elect Bruce Anderson as Director | Management | For | For |
| 7 | Re-elect Richard Moffitt as Director | Management | For | For |
| 8 | Re-elect Mark Johnson as Director | Management | For | For |
| 9 | Re-elect Heather Hancock as Director | Management | For | For |
| 10 | Reappoint RSM UK Audit LLP as Auditors | Management | For | For |
| 11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 12 | Approve Company's Dividend Policy | Management | For | For |
| 13 | Approve Increase in the Maximum Aggregate Fees Payable to Directors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights (Additional Authority) | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| VECTOR LIMITED Meeting Date: SEP 29, 2022 Record Date: SEP 26, 2022 Meeting Type: ANNUAL | ||||
| Ticker: VCT Security ID: Q9389B109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Paul Hutchison as Director | Management | For | For |
| 2 | Elect Jonathan Mason as Director | Management | For | For |
| 3 | Elect Paula Rebstock as Director | Management | For | For |
| 4 | Elect Alastair Bell as Director | Management | For | For |
| 5 | Elect Doug McKay as Director | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| 7 | Approve the Amendments to the Company's Constitution | Management | For | Against |
| 8 | Approve the Increase in Directors' Annual Fee Pool | Management | For | For |
Nuveen Real Estate Securities Fund
| APARTMENT INCOME REIT CORP. Meeting Date: DEC 07, 2022 Record Date: OCT 20, 2022 Meeting Type: ANNUAL | ||||
| Ticker: AIRC Security ID: 03750L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terry Considine | Management | For | For |
| 1.2 | Elect Director Thomas N. Bohjalian | Management | For | For |
| 1.3 | Elect Director Kristin R. Finney-Cooke | Management | For | For |
| 1.4 | Elect Director Thomas L. Keltner | Management | For | For |
| 1.5 | Elect Director Devin I. Murphy | Management | For | For |
| 1.6 | Elect Director Margarita Palau-Hernandez | Management | For | For |
| 1.7 | Elect Director John Dinha Rayis | Management | For | For |
| 1.8 | Elect Director Ann Sperling | Management | For | For |
| 1.9 | Elect Director Nina A. Tran | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| DUKE REALTY CORPORATION Meeting Date: SEP 28, 2022 Record Date: AUG 08, 2022 Meeting Type: SPECIAL | ||||
| Ticker: DRE Security ID: 264411505 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| PROLOGIS, INC. Meeting Date: SEP 28, 2022 Record Date: AUG 08, 2022 Meeting Type: SPECIAL | ||||
| Ticker: PLD Security ID: 74340W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
Nuveen Short Term Municipal Bond Fund
| ENERGY HARBOR CORP. Meeting Date: SEP 09, 2022 Record Date: AUG 15, 2022 Meeting Type: WRITTEN CONSENT | ||||
| Ticker: ENGH Security ID: 29279N102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John W. Judge | Management | For | For |
| 2 | Elect Director John Kiani | Management | For | For |
| 3 | Elect Director Douglas G. Johnston | Management | For | For |
| 4 | Elect Director John W. (Bill) Pitesa | Management | For | For |
| 5 | Elect Director Stephen E. Burnazian | Management | For | For |
| 6 | Elect Director Kevin T. Howell | Management | For | For |
| 7 | Elect Director Jennifer R. Kneale | Management | For | For |
| 8 | Elect Director John C. Blickle | Management | For | For |
Nuveen Small Cap Growth Opportunities Fund
| APPLIED INDUSTRIAL TECHNOLOGIES, INC. Meeting Date: OCT 25, 2022 Record Date: AUG 26, 2022 Meeting Type: ANNUAL | ||||
| Ticker: AIT Security ID: 03820C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary Dean Hall | Management | For | For |
| 1.2 | Elect Director Dan P. Komnenovich | Management | For | For |
| 1.3 | Elect Director Joe A. Raver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ATKORE, INC. Meeting Date: JAN 27, 2023 Record Date: NOV 30, 2022 Meeting Type: ANNUAL | ||||
| Ticker: ATKR Security ID: 047649108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeri L. Isbell | Management | For | For |
| 1b | Elect Director Wilbert W. James, Jr. | Management | For | For |
| 1c | Elect Director Betty R. Johnson | Management | For | For |
| 1d | Elect Director Justin A. Kershaw | Management | For | For |
| 1e | Elect Director Scott H. Muse | Management | For | For |
| 1f | Elect Director Michael V. Schrock | Management | For | For |
| 1g | Elect Director William R. VanArsdale *Withdrawn* | Management | None | None |
| 1h | Elect Director William E. Waltz, Jr. | Management | For | For |
| 1i | Elect Director A. Mark Zeffiro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BELLRING BRANDS, INC. Meeting Date: FEB 06, 2023 Record Date: DEC 13, 2022 Meeting Type: ANNUAL | ||||
| Ticker: BRBR Security ID: 07831C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Darcy H. Davenport | Management | For | For |
| 1.2 | Elect Director Elliot H. Stein, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BOOT BARN HOLDINGS, INC. Meeting Date: AUG 29, 2022 Record Date: JUN 30, 2022 Meeting Type: ANNUAL | ||||
| Ticker: BOOT Security ID: 099406100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter Starrett | Management | For | For |
| 1.2 | Elect Director Chris Bruzzo | Management | For | For |
| 1.3 | Elect Director Eddie Burt | Management | For | For |
| 1.4 | Elect Director James G. Conroy | Management | For | For |
| 1.5 | Elect Director Lisa G. Laube | Management | For | For |
| 1.6 | Elect Director Anne MacDonald | Management | For | For |
| 1.7 | Elect Director Brenda I. Morris | Management | For | For |
| 1.8 | Elect Director Brad Weston | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CHEMOCENTRYX, INC. Meeting Date: OCT 18, 2022 Record Date: SEP 13, 2022 Meeting Type: SPECIAL | ||||
| Ticker: CCXI Security ID: 16383L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| COHERENT CORP. Meeting Date: NOV 16, 2022 Record Date: SEP 15, 2022 Meeting Type: ANNUAL | ||||
| Ticker: COHR Security ID: 19247G107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Enrico Digirolamo | Management | For | For |
| 1b | Elect Director David L. Motley | Management | For | For |
| 1c | Elect Director Shaker Sadasivam | Management | For | For |
| 1d | Elect Director Lisa Neal-Graves | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| COMMVAULT SYSTEMS, INC. Meeting Date: AUG 24, 2022 Record Date: JUN 30, 2022 Meeting Type: ANNUAL | ||||
| Ticker: CVLT Security ID: 204166102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas Adamo | Management | For | For |
| 1.2 | Elect Director Martha H. Bejar | Management | For | For |
| 1.3 | Elect Director David F. Walker | Management | For | For |
| 1.4 | Elect Director Keith Geeslin | Management | For | For |
| 1.5 | Elect Director Vivie "YY" Lee | Management | For | For |
| 1.6 | Elect Director Sanjay Mirchandani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| E.L.F. BEAUTY, INC. Meeting Date: AUG 25, 2022 Record Date: JUL 06, 2022 Meeting Type: ANNUAL | ||||
| Ticker: ELF Security ID: 26856L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tarang Amin | Management | For | Withhold |
| 1.2 | Elect Director Tiffany Daniele | Management | For | For |
| 1.3 | Elect Director Lori Keith | Management | For | Withhold |
| 1.4 | Elect Director Beth Pritchard | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ESCO TECHNOLOGIES INC. Meeting Date: FEB 03, 2023 Record Date: NOV 28, 2022 Meeting Type: ANNUAL | ||||
| Ticker: ESE Security ID: 296315104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick M. Dewar | Management | For | For |
| 1.2 | Elect Director Vinod M. Khilnani | Management | For | For |
| 1.3 | Elect Director Robert J. Phillippy | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
Nuveen Small Cap Select Fund
| APPLIED INDUSTRIAL TECHNOLOGIES, INC. Meeting Date: OCT 25, 2022 Record Date: AUG 26, 2022 Meeting Type: ANNUAL | ||||
| Ticker: AIT Security ID: 03820C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary Dean Hall | Management | For | For |
| 1.2 | Elect Director Dan P. Komnenovich | Management | For | For |
| 1.3 | Elect Director Joe A. Raver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BELLRING BRANDS, INC. Meeting Date: FEB 06, 2023 Record Date: DEC 13, 2022 Meeting Type: ANNUAL | ||||
| Ticker: BRBR Security ID: 07831C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Darcy H. Davenport | Management | For | For |
| 1.2 | Elect Director Elliot H. Stein, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHEMOCENTRYX, INC. Meeting Date: OCT 18, 2022 Record Date: SEP 13, 2022 Meeting Type: SPECIAL | ||||
| Ticker: CCXI Security ID: 16383L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| COMMVAULT SYSTEMS, INC. Meeting Date: AUG 24, 2022 Record Date: JUN 30, 2022 Meeting Type: ANNUAL | ||||
| Ticker: CVLT Security ID: 204166102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas Adamo | Management | For | For |
| 1.2 | Elect Director Martha H. Bejar | Management | For | For |
| 1.3 | Elect Director David F. Walker | Management | For | For |
| 1.4 | Elect Director Keith Geeslin | Management | For | For |
| 1.5 | Elect Director Vivie "YY" Lee | Management | For | For |
| 1.6 | Elect Director Sanjay Mirchandani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| E.L.F. BEAUTY, INC. Meeting Date: AUG 25, 2022 Record Date: JUL 06, 2022 Meeting Type: ANNUAL | ||||
| Ticker: ELF Security ID: 26856L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tarang Amin | Management | For | Withhold |
| 1.2 | Elect Director Tiffany Daniele | Management | For | For |
| 1.3 | Elect Director Lori Keith | Management | For | Withhold |
| 1.4 | Elect Director Beth Pritchard | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ESCO TECHNOLOGIES INC. Meeting Date: FEB 03, 2023 Record Date: NOV 28, 2022 Meeting Type: ANNUAL | ||||
| Ticker: ESE Security ID: 296315104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick M. Dewar | Management | For | For |
| 1.2 | Elect Director Vinod M. Khilnani | Management | For | For |
| 1.3 | Elect Director Robert J. Phillippy | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| SPDR SERIES TRUST Meeting Date: SEP 15, 2022 Record Date: JUL 20, 2022 Meeting Type: SPECIAL | ||||
| Ticker: Security ID: 78464A870 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clare S. Richer | Management | For | For |
| 1.2 | Elect Director Sandra G. Sponem | Management | For | For |
| 1.3 | Elect Director Kristi L. Rowsell | Management | For | For |
| 1.4 | Elect Director Gunjan Chauhan | Management | For | For |
| 1.5 | Elect Director Carolyn M. Clancy | Management | For | For |
| SPIRE INC. Meeting Date: JAN 26, 2023 Record Date: NOV 30, 2022 Meeting Type: ANNUAL | ||||
| Ticker: SR Security ID: 84857L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward L. Glotzbach | Management | For | For |
| 1.2 | Elect Director Rob L. Jones | Management | For | For |
| 1.3 | Elect Director John P. Stupp, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
Nuveen Small Cap Value Fund
| AVNET, INC. Meeting Date: NOV 17, 2022 Record Date: SEP 19, 2022 Meeting Type: ANNUAL | ||||
| Ticker: AVT Security ID: 053807103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Carlo Bozotti | Management | For | For |
| 1c | Elect Director Brenda L. Freeman | Management | For | For |
| 1d | Elect Director Philip R. Gallagher | Management | For | For |
| 1e | Elect Director Jo Ann Jenkins | Management | For | For |
| 1f | Elect Director Oleg Khaykin | Management | For | For |
| 1g | Elect Director James A. Lawrence | Management | For | For |
| 1h | Elect Director Ernest E. Maddock | Management | For | For |
| 1i | Elect Director Avid Modjtabai | Management | For | For |
| 1j | Elect Director Adalio T. Sanchez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BRIGHAM MINERALS, INC. Meeting Date: DEC 28, 2022 Record Date: NOV 18, 2022 Meeting Type: SPECIAL | ||||
| Ticker: MNRL Security ID: 10918L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| COMMERCIAL METALS COMPANY Meeting Date: JAN 11, 2023 Record Date: NOV 14, 2022 Meeting Type: ANNUAL | ||||
| Ticker: CMC Security ID: 201723103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter R. Matt | Management | For | For |
| 1.2 | Elect Director Sarah E. Raiss | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HILLENBRAND, INC. Meeting Date: FEB 24, 2023 Record Date: DEC 19, 2022 Meeting Type: ANNUAL | ||||
| Ticker: HI Security ID: 431571108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel C. Hillenbrand | Management | For | For |
| 1.2 | Elect Director Neil S. Novich | Management | For | For |
| 1.3 | Elect Director Kimberly K. Ryan | Management | For | For |
| 1.4 | Elect Director Inderpreet Sawhney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| JAMES RIVER GROUP HOLDINGS, LTD. Meeting Date: OCT 25, 2022 Record Date: SEP 01, 2022 Meeting Type: ANNUAL | ||||
| Ticker: JRVR Security ID: G5005R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter B. Migliorato | Management | For | For |
| 1.2 | Elect Director Ollie L. Sherman, Jr. | Management | For | For |
| 1.3 | Elect Director Kirstin M. Gould | Management | For | For |
| 1.4 | Elect Director Michael T. Oakes | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Approve Ernst and Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Establish Range for Size of Board | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 8 | Amend Bylaws | Management | For | For |
| 9 | Amend Bylaws to Remove Voting Cut-Back | Management | For | For |
| 10 | Amend Bylaws to Remove Provision Pertaining to Former Largest Shareholders | Management | For | For |
| 11 | Amend Bylaws for General Updates | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| KORN FERRY Meeting Date: SEP 22, 2022 Record Date: JUL 29, 2022 Meeting Type: ANNUAL | ||||
| Ticker: KFY Security ID: 500643200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Doyle N. Beneby | Management | For | For |
| 1b | Elect Director Laura M. Bishop | Management | For | For |
| 1c | Elect Director Gary D. Burnison | Management | For | For |
| 1d | Elect Director Charles L. Harrington | Management | For | For |
| 1e | Elect Director Jerry P. Leamon | Management | For | For |
| 1f | Elect Director Angel R. Martinez | Management | For | For |
| 1g | Elect Director Debra J. Perry | Management | For | For |
| 1h | Elect Director Lori J. Robinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LA-Z-BOY INCORPORATED Meeting Date: AUG 30, 2022 Record Date: JUL 01, 2022 Meeting Type: ANNUAL | ||||
| Ticker: LZB Security ID: 505336107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Erika L. Alexander | Management | For | For |
| 1.2 | Elect Director Sarah M. Gallagher | Management | For | For |
| 1.3 | Elect Director James P. Hackett | Management | For | For |
| 1.4 | Elect Director Janet E. Kerr | Management | For | For |
| 1.5 | Elect Director Michael T. Lawton | Management | For | For |
| 1.6 | Elect Director W. Alan McCollough | Management | For | For |
| 1.7 | Elect Director Rebecca L. O'Grady | Management | For | For |
| 1.8 | Elect Director Lauren B. Peters | Management | For | For |
| 1.9 | Elect Director Melinda D. Whittington | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| MILLERKNOLL, INC. Meeting Date: OCT 17, 2022 Record Date: AUG 19, 2022 Meeting Type: ANNUAL | ||||
| Ticker: MLKN Security ID: 600544100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lisa A. Kro | Management | For | For |
| 1.2 | Elect Director Michael C. Smith | Management | For | For |
| 1.3 | Elect Director Michael A. Volkema | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NATUS MEDICAL INCORPORATED Meeting Date: JUL 06, 2022 Record Date: MAY 31, 2022 Meeting Type: SPECIAL | ||||
| Ticker: NTUS Security ID: 639050103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| SPECTRUM BRANDS HOLDINGS, INC. Meeting Date: AUG 09, 2022 Record Date: JUN 15, 2022 Meeting Type: ANNUAL | ||||
| Ticker: SPB Security ID: 84790A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sherianne James | Management | For | For |
| 1.2 | Elect Director Leslie L. Campbell | Management | For | For |
| 1.3 | Elect Director Joan Chow | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SPIRE INC. Meeting Date: JAN 26, 2023 Record Date: NOV 30, 2022 Meeting Type: ANNUAL | ||||
| Ticker: SR Security ID: 84857L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward L. Glotzbach | Management | For | For |
| 1.2 | Elect Director Rob L. Jones | Management | For | For |
| 1.3 | Elect Director John P. Stupp, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| STRATASYS LTD. Meeting Date: SEP 15, 2022 Record Date: AUG 08, 2022 Meeting Type: ANNUAL | ||||
| Ticker: SSYS Security ID: M85548101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Reelect Dov Ofer as Director | Management | For | For |
| 1b | Reelect S. Scott Crump as Director | Management | For | For |
| 1c | Reelect John J. McEleney as Director | Management | For | For |
| 1d | Reelect Ziva Patir as Director | Management | For | For |
| 1e | Reelect David Reis as Director | Management | For | For |
| 1f | Reelect Michael Schoellhorn as Director | Management | For | For |
| 1g | Reelect Yair Seroussi as Director | Management | For | For |
| 1h | Reelect Adina Shorr as Director | Management | For | For |
| 2 | Approve Adoption of the Stratasys 2022 Share Incentive Plan | Management | For | For |
| 3 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Discuss Financial Statements and the Report of the Board | Management | None | None |
Nuveen Strategic Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
END NPX REPORT
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Investment Funds, Inc.
| By | /s/ Justin M. Pfaff | |
| Justin M. Pfaff – Chief Administrative Officer | ||
| Date | ||
August 21, 2023
