UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 6, 2020
PULTEGROUP, INC.
(Exact name of registrant as specified in its Charter)
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| Michigan | 1-9804 | 38-2766606 |
| (State or other jurisdiction | (Commission | (IRS Employer |
| of incorporation) | File Number) | Identification No.) |
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| 3350 Peachtree Road NE, Suite 150 |
| Atlanta, | Georgia | 30326 |
(Address of principal executive offices) (Zip Code)
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| Registrant's telephone number, including area code: | 404 | 978-6400 |
____________________________________________________
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
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| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Shares, par value $0.01 | PHM | New York Stock Exchange |
| Series A Junior Participating Preferred Share Purchase Rights | | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company. ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
(b) and (c)
On February 6, 2020, PulteGroup, Inc. (the “Company”) designated Brien P. O’Meara, the Company's Vice President and Controller, as the Company's principal accounting officer, effective immediately. Mr. O’Meara, who is 47 years of age, has held various finance positions of increasing responsibility since joining the Company in December 2005 and was appointed to his current position of Vice President and Controller in February 2017. Mr. O'Meara previously served as Assistant Controller effective January 2013.
There are no family relationships, as defined in Item 401 of Regulation S-K, between Mr. O’Meara and any of the Company's executive officers and any director, executive officer or person nominated to become a director or executive officer. There is no arrangement or understanding between Mr. O’Meara and any other person pursuant to which Mr. O’Meara was appointed as principal accounting officer or Vice President and Controller of the Company. There are no transactions in which Mr. O’Meara has an interest requiring disclosure under Item 404(a) of Regulation S-K.
James L. Ossowski was previously designated as the Company's principal accounting officer and will remain with the Company as Senior Vice President - Finance.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | | PULTEGROUP, INC. |
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| Date: | February 7, 2020 | | By: | /s/ Todd N. Sheldon |
| | | | | Name: | Todd N. Sheldon |
| | | | | Title: | Executive Vice President, General Counsel and Corporate Secretary |
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