FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-05361
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Variable Insurance Products Fund V
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2008 - 06/30/2009
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Variable Insurance Products Fund V
BY: /s/ JOHN R. HEBBLE*
JOHN R. HEBBLE, TREASURER
DATE: 06/01/2009 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, DIRECTOR, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2009 AND FILED HEREWITH.
VOTE SUMMARY REPORT
VIP ASSET MANAGER PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
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ABBOTT LABORATORIES
MEETING DATE: APR 24, 2009 |
TICKER: ABT &n bsp;SECURITY ID: 002824100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R.J. Alpern | Management | For | Withhold |
| 1.2 | Elect Director R.S. Austin | Management | For | Withhold |
| 1.3 | Elect Director W.M. Daley | Management | For | Withhold |
| 1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
| 1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
| 1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
| 1.7 | Elect Director D.A.L. Owen | Management | For | Withhold |
| 1.8 | Elect Director W.A. Reynolds | Management | For | Withhold |
| 1.9 | Elect Director R.S. Roberts | Management | For | Withhold |
| 1.10 | Elect Director S.C. Scott, III | Management | For | Withhold |
| 1.11 | Elect Director W.D. Smithburg | Management | For | Withhold |
| 1.12 | Elect Director G.F. Tilton | Management | For | Withhold |
| 1.13 | Elect Director M.D. White | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Animal Testing | Shareholder | Against | Abstain |
| 6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
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ABERCROMBIE & FITCH CO.
MEETING DATE: JUN 10, 2009 |
TICKER: ANF SECURITY ID: 002896207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James B. Bachmann | Management | For | Withhold |
| 1.2 | Elect Director Michael S. Jeffries | Management | For | Withhold |
| 1.3 | Elect Director John W. Kessler | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Death Benefits/Golden Coffins | Shareholder | Against | Against |
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ACE LTD.
MEETING DATE: MAY 20, 2009 |
TICKER: ACE SECURITY ID: H0023R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Of Director: Michael G. Atieh | Management | For | For |
| 2 | Election Of Director: Mary A. Cirillo | Management | For | For |
| 3 | Election Of Director: Bruce L. Crockett | Management | For | For |
| 4 | Election Of Director: Thomas J. Neff | Management | For | For |
| 5 | Approval Of The Annual Report | Management | For | For |
| 6 | Approval Of The Statutory Financial Statements Of Ace Limited | Management | For | For |
| 7 | Approval Of The Consolidated Financial Statements | Management | For | For |
| 8 | Allocation Of Disposable Profit | Management | For | For |
| 9 | Discharge Of The Board Of Directors | Management | For | For |
| 10 | Amendment Of Articles Of Association Relating To Special Auditor | Management | For | For |
| 11 | Election Of Pricewaterhousecoopers Ag (zuric h) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting | Management | For | For |
| 12 | Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp | Management | For | For |
| 13 | Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting | Management | For | For |
| 14 | Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares | Management | For | For |
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AGNICO-EAGLE MINES LIMITED
MEETING DATE: APR 30, 2009 |
TICKER: AEM SECURITY ID: 008474108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cas t |
|---|
| 1.1 | Elect Director Leanne M. Baker | Management | For | For |
| 1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
| 1.3 | Elect Director Sean Boyd | Management | For | For |
| 1.4 | Elect Director Clifford Davis | Management | For | For |
| 1.5 | Elect Director David Garofalo | Management | For | For |
| 1.6 | Elect Director Bernard Kraft | Management | For | For |
| 1.7 | Elect Director Mel Leiderman | Management | For | For |
| 1.8 | Elect Director James D. Nasso | Management | For | For |
| 1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
| 1.10 | Elect Directo r Eberhard Scherkus | Management | For | For |
| 1.11 | Elect Director Howard R. Stockford | Management | For | For |
| 1.12 | Elect Director Pertti Voutilainen | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Amend Bylaws | Management | For | For |
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AGNICO-EAGLE MINES LIMITED
MEETING DATE: APR 30, 2009 |
TICKER: AEM SECURITY ID: CA0084741085
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leanne M. Baker | Management | For | For |
| 1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
| 1.3 | Elect Director Sean Boyd | Management | F or | For |
| 1.4 | Elect Director Clifford Davis | Management | For | For |
| 1.5 | Elect Director David Garofalo | Management | For | For |
| 1.6 | Elect Director Bernard Kraft | Management | For | For |
| 1.7 | Elect Director Mel Leiderman | Management | For | For |
| 1.8 | Elect Director James D. Nasso | Management | For | For |
| 1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
| 1.10 | Elect Director Eberhard Scherkus | Management | For | For |
| 1.11 | Elect Director Howard R. Stockford | Management | For | For |
| 1.12 | Elect Director Pertti Voutilainen | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Amend Bylaws | Management | For | For |
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ALPHA NATURAL RESOURCES, INC.
MEETING DATE: NOV 21, 2008 |
TICKER: ANR SECURITY ID: 02076X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | F or |
| 2 | Adjourn Meeting | Management | For | For |
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AMAZON.COM, INC.
MEETING DATE: MAY 28, 2009 |
TICKER: AMZN SECURITY ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Director Tom A. Alberg | Management | For | For |
| 3 | Elect Director John Seely Brown | Management | For | For |
| 4 | Elect Director L. John Doerr | Management | For | For |
| 5 | Elect Director William B. Gordon | Management | For | For |
| 6 | Elect Director Alain Monie | Management | For | For |
| 7 | Elect Director Thomas O. Ryder | Management | For | For |
| 8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 9 | Ratify Auditors | Management | Fo r | For |
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AMR CORP.
MEETING DATE: MAY 20, 2009 |
TICKER: AMR SECURITY ID: 001765106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerard J. Arpey | Management | For | For |
| 1.2 | Elect Director John W. Bachmann | Management | For | For |
| 1.3 | Elect Director David L. Boren | Management | For | For |
| 1.4 | Elect Director Armando M. Codina | Management | For | For |
| 1.5 | Elect Director Rajat K. Gupta | Management | For | For |
| 1.6 | Elect Director Alberto Ibarguen | Management | For | For |
| 1.7 | Elect Director Ann M. Korologos | Management | For | For |
| 1.8 | Elect Director Michael A. Miles | Management | For | For |
| 1.9 | Elect Director Philip J. Purcell | Management | For | For |
| 1.10 | Elect Director Ray M. Robi nson | Management | For | For |
| 1.11 | Elect Director Judith Rodin | Management | For | For |
| 1.12 | Elect Director Matthew K. Rose | Management | For | For |
| 1.13 | Elect Director Roger T. Staubach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
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APACHE CORP.
MEETING DATE: MAY 7, 2009 |
TICKER: APA SECURITY ID: 037411105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frederick M. Bohen | Management | For | For |
| 2 | Elect Director George D. Lawrence | Management | For | For |
| 3 | Elect Director Rodman D. Patton | Management | For | For |
| 4 | Elect Director Charles J. Pitman | Management | For | For |
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APPLE INC.
MEETING DATE: FEB 25, 2009 |
TICKER: AAPL SECURITY ID: 037833100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director A.D. Levinson | Management | For | For |
| 1.7 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.8 | Elect Director Jerome B. York | Management | For | For |
| 2 | Report on Political Contributions | Shareholder | Against | Abstain |
| 3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
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AT&T INC
MEETING DATE: APR 24, 2009 |
TICKER: T SECURITY ID: 00206R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elec t Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director William F. Aldinger III | Management | For | For |
| 1.3 | Elect Director Gilbert F. Amelio | Management | For | For |
| 1.4 | Elect Director Reuben V. Anderson | Management | For | For |
| 1.5 | Elect Director James H. Blanchard | Management | For | For |
| 1.6 | Elect Director August A. Busch III | Management | For | For |
| 1.7 | Elect Director Jaime Chico Pardo | Management | For | For |
| 1.8 | Elect Director James P. Kelly | Management | For | For |
| 1.9 | Elect Director Jon C. Madonna | Management | For | For |
| 1.10 | Elect Director Lynn M. Martin | Management | For | For |
| 1.11 | Elect Director John B. McCoy | Management | For | For |
| 1.12 | Elect Director Mary S. Metz | Management | For | For |
| 1.13 | Elect Director Joyce M. Roche | Management | For | For |
| 1.14 | Elect Director Laura D Andrea Tyson | Management | For | For |
| 1.15 | Elect Director Patricia P. Upton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 9 | Exclude Pension Credits ftom Earnings Performance Measure | Shareholder | Against | Against |
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BANCO DO BRASIL S.A.
MEETING DATE: SEP 30, 2008 |
TICKER: BBAS3 SECURITY ID: BRBBASACNOR3
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Ac quisition Agreement between Banco do Brasil, BESC, and BESCRI | Management | For | For |
| 2 | Appoint Independent Firms to Appraise the Proposed Acquisition | Management | For | For |
| 3 | Approve Independent Appraisals | Management | For | For |
| 4 | Approve Acquisition of BESC and BESCRI | Management | For | For |
| 5 | Amend Articles to Reflect Changes in Capital Deriving from the Proposed Acquisition | Management | For | For |
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BANK OF AMERICA CORP.
MEETING DATE: DEC 5, 2008 |
TICKER: BAC SECURITY ID: 060505104
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| Proposal No | Proposal | Proposed By | Management Recommenda tion | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
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BANK OF AMERICA CORP.
MEETING DATE: APR 29, 2009 |
TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Barnet, III | Management | For | For |
| 1.2 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.3 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.4 | Elect Director John T. Collins | Management | For | For |
| 1.5 | Elect Director Gary L. Countryman | Management | For | For |
| 1.6 | Elect Director Tommy R. Franks | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Kenneth D. Lewis | Management | For | For |
| 1.9 | Elect Director Monica C. Lozano | Management | For | For |
| 1.10 | Elect Director Walter E. Massey | Management | For | For |
| 1.11 | Elect Director Thomas J. May | Management | For | For |
| 1.12 | Elect Director Patricia E. Mitchell | Management | For | For |
| 1.13 | Elect Director Joseph W. Prueher | Management | For | For |
| 1.14 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.15 | Elect Director Thomas M. Ryan | M anagement | For | For |
| 1.16 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
| 1.17 | Elect Director Robert L. Tillman | Management | For | For |
| 1.18 | Elect Director Jackie M. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adviso ry Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Government Service of Employees | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
| 10 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 11 | TARP Related Compensation | Shareholder | Against | Against |
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BANK OF NEW YORK MELLON CORP., THE
MEETING DATE: APR 14, 2009 |
TICKER: BK SECURITY ID: 064058100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.4 | Elect Director Edmund F. Kelly | Management | For | For |
| 1.5 | Elect Director Robert P. Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Robert Mehrabian | Management | For | For |
| 1.10 | Elect Director Mark A. Nordenbe rg | Management | For | For |
| 1.11 | Elect Director Catherine A. Rein | Management | For | For |
| 1.12 | Elect Director William C. Richardson | Management | For | For |
| 1.13 | Elect Director Samuel C. Scott III | Management | For | For |
| 1.14 | Elect Director John P. Surma | Management | For | For |
| 1.15 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
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BARRICK GOLD CORP.
MEETING DATE: APR 29, 2009 |
TICKER: ABX SECURITY ID: CA0679011084
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard L. Beck | Management | For | Against |
| 1.2 | Elect Director C. William D. Birchall | Management | For | Against |
| 1.3 | Elect Director Donald J. Carty | Management | For | Against |
| 1.4 | Elect Director Gustavo Cisneros | Management | For | Against |
| 1.5 | Elect Director Marshall A . Cohen | Management | For | Against |
| 1.6 | Elect Director Peter A. Crossgrove | Management | For | Against |
| 1.7 | Elect Director Robert M. Franklin | Management | For | Against |
| 1.8 | Elect Director Peter C. Godsoe | Management | For | Against |
| 1.9 | Elect Director J. Brett Harvey | Management | For | Against |
| 1.10 | Elect Director Brian Mulroney | Management | For | Against |
| 1.11 | Elect Director Anthony Munk | Management | For | Against |
| 1.12 | Elect Director Peter Munk | Management | For | Against |
| 1.13 | Elect Director Aaron W. Regent | Management | For | Against |
| 1.14 | Elect Director Steven J. Shapiro | Mana gement | For | Against |
| 1.15 | Elect Director Gregory C. Wilkins | Management | For | Against |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Convene an Independent Third Party to Review Company's Community Engagement Practices | Shareholder | Against | Against |
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BAXTER INTERNATIONAL INC.
MEETING DATE: MAY 5, 2009 |
TICKER: BAX SECURITY ID: 071813109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter E. Boomer | Management | For | For |
| 1.2 | Elect Director James R. Gavin III | Management | For | For |
| 1.3 | Elect Director Peter S. Hellman | Management | For | For |
| 1.4 | Elect Director K. J. Storm | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Animal Testing | Shareholder | Against | Abstain |
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BEST BUY CO., INC.
MEETING DATE: JUN 24, 2009 |
TICKER: BBY SECURITY ID: 086516101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald James | Management | For | For |
| 1.2 | Elect Director Elliot S. Kaplan | Management | For | For |
| 1.3 | Elect Director Sanjay Khosla | Management | For | For |
| 1.4 | Elect Director George L. Mikan III | Management | For | For |
| 1.5 | Elect Director Matthew H. Paull | Management | For | For |
| 1.6 | Elect Director Richard M. Schulze | Management | For | For |
| 1.7 | Elect Director Hatim A. Tyabji | Management | For | For |
| 1.8 | Elect Director Gerard R. Vittecoq | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend O mnibus Stock Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement | Management | For | For |
| 9 | Reduce Supermajority Vote Requirement | Management | For | For |
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BHP BILLITON LIMITED (FORMERLY BHP LTD.)
MEETING DATE: NOV 27, 2008 |
TICKER: BHP SECURITY ID: 088606108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive and Consider BHP Billiton Plc's Financial Statements, Directors' Report, and Auditor's Report for the Financial Year Ended June 30, 2008 | Management | For | For |
| 2 | Receive and Consider BHP Billiton Ltd's Financial Statements, Directors' Report, and Auditor's Report for the Financial Year Ended June 30, 2008 | Management | For | For |
| 3 | Elect Paul Anderson as Director of BHP Billiton Plc | Management | For | For |
| 4 | Elect Paul Anderson as Director of BHP Billiton Ltd | Management | For | For |
| 5 | Elect Don Argus as Director of BHP Billiton Plc | Management | For | For |
| 6 | Elect Don Argus as Director of BHP Billiton Ltd | Management | For | For |
| 7 | Elect John Buchanan as Director of BHP Billiton Plc | Management | For | For |
| 8 | Elect John Buchanan as Director of BHP Billiton Ltd | Management | For | For |
| 9 | Elect David Crawford as Director of BHP Billiton Plc | Management | For | For |
| 10 | Elect David Crawford as Director of BHP Billiton Ltd | Management | For | For |
| 11 | Elect Jacques Nasser as Direc tor of BHP Billiton Plc | Management | For | For |
| 12 | Elect Jacques Nasser as Director of BHP Billiton Ltd | Management | For | For |
| 13 | Elect John Schubert as Director of BHP Billiton Plc | Management | For | For |
| 14 | Elect John Schubert as Director of BHP Billiton Ltd | Management | For | For |
| 15 | Elect Alan Boeckmann as Director of BHP Billiton Plc | Management | For | For |
| 16 | Elect Alan Boeckmann as Director of BHP Billiton Ltd | Management | For | For |
| 17 | Elect Stephen Mayne as Director of BHP Billiton Plc | Shareholder | Against | Against |
| 18 | Elect Stephen Mayne as Director of BHP Billiton Ltd | Shareholder | Against | Against |
| 19 | Elect David Morgan as Director of BHP Billiton Plc | Management | For | For |
| 20 | Elect David Morgan as Director of BHP Billiton Ltd | Management | For | For |
| 21 | Elect Keith Rumble as Director of BHP Billiton Plc | Management | For | For |
| 22 | Elect Keith Rumble as Director of BHP Billiton Ltd | Management | For | For |
| 23 | Approve KPMG Audit plc as Auditors of BHP Billiton Plc | Management | For | For |
| 24 | Approve Issuance of 555.97 Million Shares at $0.50 Each to BHP Billiton Plc Pursuant to its Group Incentive Schemes | Management | For | For |
| 25 | Renew the Disapplication of Pre-Emption Rights in BHP Billiton Plc | Management | For | For |
| 26 | Authorize Repurchase of Up To 223.11 Million Shares in BHP Billiton Plc | Management | For | For |
| 27 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on April 30, 2009 | Management | For | For |
| 28 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on May 29, 2009 | Management | For | For |
| 29 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on June 15, 2009 | Management | For | For |
| 30 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on July 31, 2009 | Management | For | For |
| 31 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on Sept. 15, 2009 | Management | For | For |
| 32 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on on Nov. 30, 2009 | Management | For | For |
| 33 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | Management | For | For |
| 34 | Approve Amendment to the Group Incentive Scheme to Increase Target Bonus Amount from 140 Percent to 160 Percent and to Increase the Maximum Bonus from 1.5 to 2.0 Times the Target Bonus Amount | Management | For | For |
| 35 | Approve Grant of Approximately 49,594 Deferred Shares, 197,817 Options, and 349,397 Performance Shares to Marius Kloppers, CEO, Pursuant to the Group Incentive Scheme and Long Term Incentive Plan | Management | For | For |
| 36 | Approve Increase in The Total Remuneration Pool for Non-Executive Directors of BHP Billiton Plc to $3.8 Million | Management | For | For |
| 37 | Approve Increase in The Total Remuneration Pool for Non-Executive Directors of BHP Billiton Ltd to $3.8 Million | Management | For | For |
| 38 | Approve Amendments to the Articles of Association of BHP Billiton Plc | Management | For | For |
| 39 | Approve Amendments to the Constitution of BHP Billiton Ltd | Management | For | For |
| | | | | |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 3, 2009 |
TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Lawrence C. Best | Management | For | For |
| 1.2 | Elect Director Alan B. Glassberg | Management | For | For |
| 1.3 | Elect Director Robert W. Pangia | Management | For | For |
| 1.4 | Elect Director William D. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | Against | Against |
| 5 | Reincorporate in Another State [North Dakota] | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Richard C. Mulligan | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Thomas F. Deuel | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director David Sidransky | Shareholder | For | Did Not Vote |
| 2 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | For | Did Not Vote |
| 3 | Reincorporate in Another State [North Dakota] | Shar eholder | For | Did Not Vote |
| 4 | Ratify Auditors | Management | For | Did Not Vote |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | Did Not Vote |
| | | | | |
|---|
BOEING CO., THE
MEETING DATE: APR 27, 2009 |
TICKER: BA SECURITY ID: 097023105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Biggs | Management | For | For |
| 1.2 | Elect Director John E. Bryson | Management | For | For |
| 1.3 | Elect Director Arthu r D. Collins, Jr. | Management | For | For |
| 1.4 | Elect Director Linda Z. Cook | Management | For | For |
| 1.5 | Elect Director William M. Daley | Management | For | For |
| 1.6 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1.7 | Elect Director John F. McDonnell | Management | For | For |
| 1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1.9 | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 7 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
| 8 | Require Independent Lead Director | Shareholder | Against | Against |
| 9 | Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
| 10 | Report on Political Contributions | Shareholder | Against | Abstain |
| | | | | |
|---|
CABOT OIL & GAS CORP.
MEETING DATE: APR 28, 2009 |
TICKER: COG SECURITY ID: 127097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rhys J. Best | Management | For | For |
| 1.2 | Elect Director Robert Kelley | Management | For | For |
| 1.3 | Elect Director P. Dexter Peacock | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
CALIFORNIA PIZZA KITCHEN, INC.
MEETING DATE: MAY 20, 2009 |
TICKER: CPKI SECURITY ID: 13054D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Baker | Management | For | For |
| 1.2 | Elect Director Leslie E. Bider | Management | For | For |
| 1.3 | Elect Director Marshall S. Geller | Management | For | For |
| 1.4 | Elect Director Larry S. Flax | Management | For | For |
| 1.5 | Elect Director Charles G. Phillips | Management | For | For |
| 1.6 | Elect Director Richard L. Rosenfield | Management | For | For |
| 1.7 | Elect Director Alan I. Rothenberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
CELGENE CORP.
MEETING DATE: JUN 17, 2009 |
TICKER: CELG SECURITY ID: 151020104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sol J. Barer | Management | For | For |
| 1.2 | Elect Director Robert J. Hugin | Management | For | For |
| 1.3 | Elect Director Michael D. Casey | Management | For | For |
| 1.4 | Elect Director Rodman L. Drake | Management | For | For |
| 1.5 | Elect Director A. Hull Hayes, Jr. | Management | For | For |
| 1.6 | Elect Director Gilla Kaplan | Management | For | For |
| 1.7 | Elect Director James J. Loughlin | Management | For | For |
| 1.8 | Elect Director Ernest Mario | Management | For | For |
| 1.9 | Elect Director Walter L. Robb | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| | | | | |
|---|
CEPHALON, INC.
MEETING DATE: MAY 12, 2009 |
TICKER: CEPH SECURITY ID: 156708109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
| 1.2 | Elect Director William P. Egan | Management | For | For |
| 1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
| 1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
| 1.5 | Elect Director Kevin E. Moley | Management | For | For |
| 1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
| 1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
| 1.8 | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Amend Stock Option Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: APR 21, 2009 |
TICKER: CF SECURITY ID: 125269100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Stephen A. Furbacher | Management | For | For |
| 1.2 | Elect Director David R. Harvey | Management | For | For |
| 1.3 | Elect Director John D. Johnson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Green Card) |
| 1.1 | Elect Director Stephen A. Furbacher | Shareholder | Withhold | None |
| 1.2 | Elect Director David R. Harvey | Shareholder | Withhold | None |
| 1.3 | Elect Director John D. Johnson | Shareholder | With hold | None |
| 2 | Ratify Auditors | Management | For | None |
| 3 | Approve Omnibus Stock Plan | Management | For | None |
| | | | | |
|---|
CHEESECAKE FACTORY, INC., THE
MEETING DATE: MAY 20, 2009 |
TICKER: CAKE SECURITY ID: 163072101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexander L. Cappello | Management | For | Withhold |
| 1.2 | Elect Director Jerome I. Kransdorf | Management | For | Withhold |
| 1.3 | Elect Director David B. Pittaway | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Management | For | For |
| 3 | Permit Right to Act by Written Consent | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
CHESAPEAKE ENERGY CORP.
MEETING DATE: JUN 12, 2009 |
TICKER: CHK SECURITY ID: 165167107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard K. Davidson | Management | For | For |
| 1.2 | Elect Director V. Burns Hargis | Management | For | For |
| 1.3 | Elect Director Charles T. Maxwell | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify th e Board of Directors | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| | | | | |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 27, 2009 |
TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. H. Armacost | Management | For | For |
| 1.2 | Elect Director L. F. Deily | Management | For | For |
| 1.3 | Elect Director R. E. Denham | Management | For | For |
| 1.4 | Elect Director R. J. Eaton | Management | For | For |
| 1.5 | Elect Director E. Hernandez | Management | For | For |
| 1.6 | Elect Director F. G. Jenifer | Management | For | For |
| 1.7 | Elect Director S. Nunn | Management | For | For |
| 1.8 | Elect Director D. J. O'Reilly | Management | For | For |
| 1.9 | Elect Director D. B. Rice | Management | For | For |
| 1.10 | Elect Director K. W. Sharer | Management | For | For |
| 1.11 | Elect Director C. R. Shoemate | Management | For | For |
| 1.12 | Elect Director R. D. Sugar | Management | For | For |
| 1.13 | Elect Director C. Ware | Management | For | For |
| 1.14 | Elect Director J. S. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 8 | Adopt Guidelines for Country Selecti on | Shareholder | Against | Abstain |
| 9 | Adopt Human Rights Policy | Shareholder | Against | Abstain |
| 10 | Report on Market Specific Environmental Laws | Shareholder | Against | Abstain |
| | | | | |
|---|
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD.
MEETING DATE: AUG 29, 2008 |
TICKER: 1800 SECURITY ID: CNE1000002F5
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Domestic Corporate Bonds With a Principal Amount Not More Than RMB 15.0 Billion | Management | For | For |
| &n bsp; | | | | |
|---|
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD.
MEETING DATE: JUN 18, 2009 |
TICKER: 1800 SECURITY ID: CNE1000002F5
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Report of the Board of Directors | Management | For | For |
| 2 | Accept Report of the Supervisory Committee | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Profit Distribution and Dividend Distribution Plan | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited Company as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Allow Electronic Distribution of Company Communications | Management | For | For |
| 7 | Amend Articles of Association | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| | | | | |
|---|
CHINA CONSTRUCTION BANK CORPORATION
MEETING DATE: JUN 11, 2009 |
TICKER: 939 SECURITY ID: CNE1000002H1
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept 2008 Report of the Board of Directors | Management | For | Fo r |
| 2 | Accept 2008 Report of the Board of Supervisors | Management | For | For |
| 3 | Accept 2008 Final Financial Accounts | Management | For | For |
| 4 | Approve 2009 Fixed Assets Investment Budget | Management | For | For |
| 5 | Approve Profit Distribution Plan for the Second Half of 2008 | Management | For | For |
| 6 | Approve 2008 Final Emoluments Distribution Plan for Directors and Supervisors | Management | For | For |
| 7 | Appoint Auditors | Management | For | For |
| 8 | Elect Chen Zuofu as Executive Director | Management | For | Against |
| | | | | |
|---|
CHINA SHENHUA ENERGY CO LTD
MEETING DATE: JUN 5, 2009 |
TICKER: 1088 SECURITY ID: CNE1000002R0
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Report of the Board of Directors | Management | For | For |
| 2 | Accept Report of the Board of Supervisors | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Profit Distribution Plan | Management | For | For |
| 5 | Approve Remuneration of Directors and Supervisors | Management | For | For |
| 6 | Reappoint KPMG Huazhen and KPMG as PRC and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 7 | Elect Gong Huazhang as Independent Non-Executive Director | Management | For | For |
| 8 | Approve Connected Transaction with a Related Party | Management | For | For |
| 9 | Amend Articles of Association | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 11 | Authorize Repurch ase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| | | | | |
|---|
CHINA SHENHUA ENERGY CO LTD
MEETING DATE: JUN 5, 2009 |
TICKER: 1088 SECURITY ID: CNE1000002R0
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Repurchase of Up to 10 Percent of the Issued A Share Capital and H Share Capital | Management | For | For |
| | | | | |
|---|
CHINA TELECOM CORPORATION LTD
MEETING DATE: MAY 26, 2009 |
T ICKER: CHA SECURITY ID: 169426103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Profit and Distirbution of Dividend for the Year Ended Dec. 31, 2008 | Management | For | For |
| 3 | Reappoint KPMG and KPMG Huazhen as International and Domestic Auditors, Respectively , and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4.1 | Approve Issuance of Debentures | Management | For | For |
| 4.2 | Authorize Board to Determine Specific Terms, Conditions and Other Matters of the Debentures | Management | For | For |
| 5.1 | Approve Issuance of Bonds in One or More Tranches Not Exceeding RMB 30 Billion | Management | For | For |
| 5.2 | Authorize Board to Determ ine Specific Terms, Conditions and Other Matters of the Company Bonds | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Board to Increase the Registered Capital of the Company and Amend the Articles of Association to Reflect Such Increase | Management | For | Against |
| | | | | |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 13, 2008 |
TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Steven M. West | Management | For | For |
| 12 | Elect Director Jerry Yang | Management | For | Against |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
| 15 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| | | | | |
|---|
CLEVELAND-CLIFFS INC.
MEETING DATE: OCT 3, 2008 |
TICKER: CLF SECURITY ID: 185896107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1 | Approve Control Share Acquisition | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Green Card) |
| 1 | Approve Control Share Acquisition | Shareholder | For | Did Not Vote |
| 2 | Adjourn Meeting | Management | For | Did Not Vote |
| | | | | |
|---|
COCA-COLA COMPANY, THE
MEETING DATE: APR 22, 2009 |
TICKER: KO SECURITY ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Cathleen P. Black | Management | For | For |
| 1.4 | Elect Director Barry Diller | Management | For | For |
| 1.5 | Elect Director Alexis M. Herman | Management | For | For |
| 1.6 | Elect Director Muhtar Kent | Management | For | For |
| 1.7 | Elect Director Donald R. Keough | Management | For | For |
| 1.8 | Elect Director Maria Elena Lagomsino | Management | For | For |
| 1.9 | Elect Director Donald F. McHenry | Management | For | For |
| 1.10 | Elect Director Sam Nunn | Ma nagement | For | For |
| 1.11 | Elect Director James D. Robinson III | Management | For | For |
| 1.12 | Elect Director Peter V. Ueberroth | Management | For | For |
| 1.13 | Elect Director Jacob Wallenberg | Management | For | For |
| 1.14 | Elect Director James B. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| 6 | Performance-Based Awards | Sharehold er | Against | Against |
| | | | | |
|---|
CONTINENTAL AIRLINES, INC.
MEETING DATE: JUN 10, 2009 |
TICKER: CAL SECURITY ID: 210795308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | Withhold |
| 1.2 | Elect Director Lawrence W. Kellner | Management | For | Withhold |
| 1.3 | Elect Director Douglas H. McCorkindale | Management | For | Withhold |
| 1.4 | Elect Director Henry L. Meyer, III | Management | For | Withhold |
| 1.5 | Elect Director Oscar Munoz | Management | For | Withhold |
| 1.6 | Elect Director Jeffery A. Smisek | Management | For | Withhold |
| 1.7 | Elect Director Karen Hastie Williams | Management | For | Withhold |
| 1.8 | Elect Director Ronald B. Woodard | Management | For | Withhold |
| 1.9 | Elect Director Charles A. Yamarone | Management | For | Withhold |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Limit/Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| 5 | Reincorporate in Another State | Shareholder | Against | Against |
| 6 | Note from Broadridge: Pleas e vote FOR if Stock Owned of Record or Beneficially by You is Owned and Controlled Only By U.S. Citizens, Or vote AGAINST if Such Stock is Owned or Controlled By any Person Who is Not a U.S. Citizen | Management | None | For |
| | | | | |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 28, 2009 |
TICKER: COST SECURITY ID: 22160K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James D. Sinegal | Management | For | For |
| 1.2 | Elect Director Jeffrey H. Brotman | Management | For | For |
| 1.3 | Elect Director Richard A. Galanti | Management | For | For |
| 1.4 | Elect Director D aniel J. Evans | Management | For | For |
| 1.5 | Elect Director Jeffrey S. Raikes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
COVIDIEN LTD.
MEETING DATE: MAR 18, 2009 |
TICKER: COV SECURITY ID: G2552X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Craig Arnold as Director | Management | For | For |
| 1b | Elect Robert H. Brust as Director | Management | For | For |
| 1c | Elect John M. Connors , Jr. as Director | Management | For | For |
| 1d | Elect Christopher J. Coughlin as Director | Management | For | For |
| 1e | Elect Timothy M. Donahue as Director | Management | For | For |
| 1f | Elect Kathy J. Herbert as Director | Management | For | For |
| 1g | Elect Randall J. Hogan, III as Director | Management | For | For |
| 1h | Elect Richard J. Meelia as Director | Management | For | For |
| 1i | Elect Dennis H. Reilley as Director | Management | For | For |
| 1j | Elect Tadataka Yamada as Director | Management | For | For |
| 1k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
| 2 | Approve Amended and Restated 2007 Stock and Incentive P lan | Management | For | Against |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| | | | | |
|---|
COVIDIEN LTD.
MEETING DATE: MAY 28, 2009 |
TICKER: COV SECURITY ID: G2552X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Approve the Creation of Distributable Reserves of Covidien plc | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| | | | | |
|---|
CREE, INC.
MEETING DATE: OCT 30, 2008 |
TICKER: CREE SECURITY ID: 225447101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Swoboda | Management | For | For |
| 1.2 | Elect Director John W. Palmour, Ph.D. | Management | For | For |
| 1.3 | Elect Director Dolph W. Von Arx | Management | For | For |
| 1.4 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.5 | Elect Director Franco Plastina | Management | For | For |
| 1.6 | Elect Director Harvey A. Wagner | Management | For | For |
| 1.7 | Elect Director Thomas H. Werner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
CROWN HOLDINGS, INC.
MEETING DATE: APR 23, 2009 |
TICKER: CCK SECURITY ID: 228368106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jenne K. Britell | Management | For | Withhold |
| 1.2 | Elect Director John W. Conway | Management | For | Withhold |
| 1.3 | Elect Director Arnold W. Donald | Management | For | Withhold |
| 1.4 | Elect Director William G. Little | Management | For | Withhold |
| 1.5 | Elect Director Hans J . Loliger | Management | For | Withhold |
| 1.6 | Elect Director Thomas A. Ralph | Management | For | Withhold |
| 1.7 | Elect Director Hugues Du Rouret | Management | For | Withhold |
| 1.8 | Elect Director Alan W. Rutherford | Management | For | Withhold |
| 1.9 | Elect Director Jim L. Turner | Management | For | Withhold |
| 1.10 | Elect Director William S. Urkiel | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
DELTA AIR LINES, INC.
MEETING DATE: SEP 25, 2008 |
TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| | | | | |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 22, 2009 |
TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard H. Anderson | Management | For | Against |
| 2 | Elect Director Roy J. Bostock | Management | For | Against |
| 3 | Elect Director John S. Brinzo | Management | For | Against |
| 4 | Elect Director Daniel A. Carp | Management | For | Against |
| 5 | Elect Director John M. Engler | Management | For | Against |
| 6 | Elect Director Mickey P. Foret | Management | For | Against |
| 7 | Elect Director David R. Goode | Management | For | Against |
| 8 | Elect Director Paula Rosput Reynolds | Management | For | Against |
| 9 | Elect Director Kenneth C. Rogers | Management | For | Against |
| 10 | Elect Director Rodney E. Slater | Management | For | Against |
| 11 | Elect Director Dougl as M. Steenland | Management | For | Against |
| 12 | Elect Director Kenneth B. Woodrow | Management | For | Against |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide for Cumulative Voting | Shareholder | Against | Against |
| | ; | | | |
|---|
DEUTSCHE BANK AG
MEETING DATE: MAY 26, 2009 |
TICKER: DB SECURITY ID: D18190898
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 2 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
| 4 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
| 5 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Amend Articles Re: Registration for the General Meeting | Management | For | For |
| 8 | Amend Articles Re: Electronic Media Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
| 9 | Approve Creation of EUR 128 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 10 | Approve Creation of EUR 176.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 11 | Approve Creation of EUR 314.9 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 12 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 256 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| | | | | |
|---|
DIRECTV GROUP, INC, THE
MEETING DATE: JUN 2, 2009 |
TICKER: DTV SECURITY ID: 25459L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chase Carey | Management | For | For |
| 1.2 | Elect Director Mark Carleton | Management | For | For |
| 1.3 | Elect Director Peter Lund | Management | For | For |
| 1.4 | Elect Director Haim Saban | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt P rinciples for Health Care Reform | Shareholder | Against | Abstain |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| | | | | |
|---|
EL PASO CORP
MEETING DATE: MAY 6, 2009 |
TICKER: EP SE CURITY ID: 28336L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juan Carlos Braniff | Management | For | For |
| 1.2 | Elect Director James L. Dunlap | Management | For | For |
| 1.3 | Elect Director Douglas L. Foshee | Management | For | For |
| 1.4 | Elect Director Robert W. Goldman | Management | For | For |
| 1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas R. Hix | Management | For | For |
| 1.7 | Elect Director Ferrell P. McClean | Management | For | For |
| 1.8 | Elect Director Steven J. Shapiro | Management | For | For |
| 1.9 | Elect Director J. Michael Talbert | Management | For | For |
| 1.10 | Elect Director Robert F. Vagt | Management | For | Against |
| 1.11 | Elect Director John L. Whitmire | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
ENTROPIC COMMUNICATIONS INC
MEETING DATE: MAY 19, 2009 |
TICKER: ENTR SECURITY ID: 29384R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth Merchant | Management | For | Withhold |
| 1.2 | Elect Director Umesh Padval | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
EQUINIX, INC.
MEETING DATE: JUN 9, 2009 |
TICKER: EQIX SECURITY ID: 29444U502
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven T. Clontz | Management | For | For |
| 1.2 | Elect Director Steven P. Eng | Management | For | For |
| 1.3 | Elect Director Gary F. Hromadko | Management | For | For |
| 1.4 | Elect Director Scott G. Kriens | Management | For | For |
| 1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.6 | Elect Director Ch ristopher B. Paisley | Management | For | For |
| 1.7 | Elect Director Stephen M. Smith | Management | For | For |
| 1.8 | Elect Director Peter F. Van Camp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
EVEREST RE GROUP LTD
MEETING DATE: MAY 13, 2009 |
TICKER: RE SECURITY ID: G3223R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Martin Abrahams as Director | Management | For | For |
| 1.2 | Elect John R. Dunne as Director | Management | For | For |
| 1.3 | Elect John A. Weber as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| | | | | |
|---|
EXELON CORPORATION
MEETING DATE: APR 28, 2009 |
TICKER: EXC SECURITY ID: 30161N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Canning, Jr. | Management | For | For |
| 1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
| 1.3 | Elect Director Bruce DeMars | Management | For | For |
| 1.4 | Elect Director Nelson A. Diaz | Management | For | For |
| 1.5 | Elect Director Rosemarie B. Greco | Management | For | For |
| 1.6 | Elect Director Paul L. Joskow | Management | For | For |
| 1.7 | Elect Director John M. Palms | Management | For | For |
| 1.8 | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1.9 | Elect Director John W. Rowe | Management | For | For |
| 1.10 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Appro ve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Global Warming | Shareholder | Against | Abstain |
| | | | | |
|---|
EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 27, 2009 |
TICKER: ESRX SECURITY ID: 302182100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary G. Benanav | Management | For | Withhold |
| 1.2 | Elect Director Frank J. Borelli | Management | For | Withhold |
| 1.3 | Elect Director Maura C. Breen | Management | For | Withhold |
| 1.4 | Elect Director Nicholas J. LaHowchic | Management | For | Withhold |
| 1.5 | Elect Director Thomas P. Mac Mahon | Management | For | Withhold |
| 1.6 | Elect Director Frank Mergenthaler | Management | For | For |
| 1.7 | Elect Director Woodrow A Myers, Jr, MD | Management | For | Withhold |
| 1.8 | Elect Director John O. Parker, Jr. | Management | For | Withhold |
| 1.9 | Elect Director George Paz | Management | For | Withhold |
| 1.10 | Elect Director Samuel K. Skinner | Management | For | Withhold |
| 1.11 | Elect Director Seymour Sternberg | Management | For | Withhold |
| 1.12 | E lect Director Barrett A. Toan | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
EXXON MOBIL CORP.
MEETING DATE: MAY 27, 2009 |
TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director L.R. Faulkner | Management | For | For |
| 1.3 | Elect Director K.C. Frazier | Management | For | For |
| 1.4 | Elect Di rector .W. George | Management | For | For |
| 1.5 | Elect Director R.C. King | Management | For | For |
| 1.6 | Elect Director M.C. Nelson | Management | For | For |
| 1.7 | Elect Director S.J. Palmisano | Management | For | For |
| 1.8 | Elect Director S.S Reinemund | Management | For | For |
| 1.9 | Elect Director R.W. Tillerson | Management | For | For |
| 1.10 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 8 | Compare CEO Compensation to Average U.S. per Capita Income | Shareholder | Against | Against |
| 9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | Shareholder | Against | Abstain |
| 10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 12 | Report on Climate Change Impacts on Emerging Countries | Shareholder | Against | Abstain |
| 13 | Adopt Policy to Increase Renewable Energy | Shareholder | Against | Abstain |
| | | | | |
|---|
FIDELITY NATIONAL FINANCIAL, INC.
MEETING DATE: MAY 28, 2009 |
TICKER: FNF SECURITY ID: 31620R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank P. Willey | Management | For | Withhold |
| 1.2 | Elect Director Willie D. Davis | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
FIRST SOLAR INC
MEETING DATE: JUN 4, 2009 |
TICKER: FSLR SECURITY ID: 336433107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Ahearn | Management | For | Withhold |
| 1.2 | Elect Director Craig Kennedy | Management | For | Withhold |
| 1.3 | Elect Director James F. Nolan | Management | For | Withhold |
| 1.4 | Elect Director J. Thomas Presby | Management | For | Withhold |
| 1.5 | Elect Director Paul H. Stebbins | Management | For | Withhold |
| 1.6 | Elect Director Michael Sweeney | Management | For | Withhold |
| 1.7 | Elect Director Jose H. Villarreal | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
FMC CORP.
MEETING DATE: APR 28, 2009 |
TICKER: FMC SECURITY ID: 302491303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia A. Buffler | Management | For | For |
| 1.2 | Elect Director G. Peter D'Aloia | Management | For | For |
| 1.3 | Elect Director C. Scott Greer | Management | For | For |
| 1.4 | Elect Director Paul J. Norris | Management | For | For |
| 1.5 | Elect Director Dirk A. Kempthorne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUN 11, 2009 |
TICKER: FCX SECURITY ID: 35671D857
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Day | Management | For | For |
| 1.4 | Elect Director Gerald J. Ford | Management | For | For |
| 1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.6 | Elect Director J. Bennett Johnston | Management | For | For |
| 1.7 | Elect Director Charles C. Krulak | Management | For | For |
| 1.8 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.9 | Elect Director Jon C. Madonna | Management | For | For |
| 1.10 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.11 | Elect Director Gabrielle K. McDonald | Management | For | For |
| 1.12 | Elect Director James R. Moffett | Management | For | For |
| 1.13 | Elect Director B.M. Rankin, Jr. | Management | For | For |
| 1.14 | Elect Director J. Stapleton Roy | Management | For | For |
| 1.15 | Elect Director Stephen H. Siegele | Management | For | For |
| 1.16 | Elect Director J. Taylor Wharton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Request Director Nominee Environmental Qualifications | Shareholder | Against | Against |
| | | | | |
|---|
GAFISA SA
MEETING DATE: APR 30, 2009 |
TICKER: GFA SECURITY ID: 362607301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Director | Management | For | For |
| 4 | Ratify Remuneration of Executive Officers and Non-Executive Directors Paid During 2008, and Approve Remuneration for 2009 | Management | For | For |
| 5 | Designate Newspapers to Publish Company Announcements | Management | For | For |
| 6 | Amend Articles | Management | For | For |
| | | | | |
|---|
GAMESTOP CORP.
MEETING DATE: JUN 23, 2009 |
TICKER: GME SECURITY ID: 36467W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel A. DeMatteo | Management | For | For |
| 1.2 | Elect Director Michael N. Rosen | Management | For | For |
| 1.3 | Elect Director Edward A. Volkwein | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
GENUINE PARTS CO.
MEETING DATE: APR 20, 2009 |
TICKER: GPC SECURITY ID: 372460105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary B. Bullock | Management | For | For |
| 1.2 | Elect Director Jean Douville | Management | For | For |
| 1.3 | Elect Director Thomas C. Gallagher | Management | For | For |
| 1.4 | Elect Director George C. 'Jack' Guynn | Management | For | For |
| 1.5 | Elect Director John D. Johns | Management | For | For |
| 1.6 | Elect Director Michael M.E. Johns | Management | For | For |
| 1.7 | Elect Director J. Hicks Lanier | Management | For | For |
| 1.8 | Elect Director Wendy B. Needham | Management | For | For |
| 1.9 | Elect Director Jerry W. Nix | Management | For | For |
| 1.10 | Elect Director Larry L. Prince | Management | For | For |
| 1.11 | Elect Director Gary W. Rollins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
GENZYME CORP.
MEETING DATE: MAY 21, 2009 |
TICKER: GENZ SECURITY ID: 372917104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas A. Berthiaume | Management | For | For |
| 2 | Elect Director Gail K. Boudreaux | Management | For | For |
| 3 | Elect Director Robert J. Carpenter | Management | For | For |
| 4 | Elect Director Charles L. Cooney | Management | For | For |
| 5 | Elect Director Victor J. Dzau | Management | For | For |
| 6 | Elect Director Connie Mack III | Management | For | For |
| 7 | Elect Director Ri chard F. Syron | Management | For | For |
| 8 | Elect Director Henri A. Termeer | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 6, 2009 |
TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Berg | Management | For | For |
| 1.2 | Elect Director John F. Cogan | Management | For | For |
| 1.3 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.4 | Elect Director James M. Denny | Management | For | For |
| 1.5 | Elect Director Carla A. Hills | Management | For | For |
| 1.6 | Elect Director John W. Madigan | Management | For | For |
| 1.7 | Elect Director John C. Martin | Management | For | For |
| 1.8 | Elect Director Gordon E. Moore | Management | For | For |
| 1.9 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.10 | Elect Director Richard J. Whitley | Management | For | For |
| 1.11 | Elect Director Gayle E. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| | | | | |
|---|
GOLDMAN SACHS GROUP, INC., THE
MEETING DATE: MAY 8, 2009 |
TICKER: GS SECURITY ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 2 | Elect Director John H. Bryan | Management | For | For |
| 3 | Elect Director Gary D. Cohn | Management | For | For |
| 4 | Elect Director Claes Dahlback | Management | For | For |
| 5 | Elect Director Stephen Friedman | Management | For | For |
| 6 | Elect Director William W. George | Management | For | For |
| 7 | Elect Director Rajat K. Gup ta | Management | For | For |
| 8 | Elect Director James A. Johnson | Management | For | For |
| 9 | Elect Director Lois D. Juliber | Management | For | For |
| 10 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 11 | Elect Director James J. Schiro | Management | For | For |
| 12 | Elect Director Ruth J. Simmons | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| | | | | |
|---|
GOODYEAR TIRE & RUBBER CO., THE
MEETING DATE: APR 7, 2009 |
TICKER: GT SECURITY ID: 382550101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Boland | Management | For | For |
| 1.2 | Elect Director James A. Firestone | Management | For | For |
| 1.3 | Elect Director Robert J. Keegan | Management | For | For |
| 1.4 | Elect Director W. Alan McCollough | Management | For | For |
| 1.5 | Elect Director Denise M. Morrison | Management | For | For |
| 1.6 | Elect Director Rodney O'Neal | Management | For | For |
| 1.7 | Elect Director Shirley D. Peterson | Management | For | For |
| 1.8 | Elect Director Stephanie A. Streeter | Management | For | For |
| 1.9 | Elect Director G. Craig Sullivan | Management | For | For |
| 1.10 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 1.11 | Elect Director Michael R. Wessel | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Code of Regulations | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
GOOGLE INC
MEETING DATE: MAY 7, 2009 |
TICKER: GOOG SECURITY ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Schmidt | Management | For | Withhold |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Larry Page | Management | For | Withhold |
| 1.4 | Elect Director L. John Doerr | Management | For | Withhold |
| 1.5 | Elect Director John L. Hennessy | Management | For | Withhold |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | Withhold |
| 1.7 | Elect Director Ann Mather | Management | For | Withhold |
| 1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
| 1.9 | Elect Director K. Ram Shriram | Management | For | Withhold |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Report on Political Contributions | Shareholder | For | Abstain |
| 5 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
| 6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| | | | | |
|---|
HENGAN INTERNATIONAL GROUP CO. LTD.
MEETING DATE: MAY 20, 2009 |
TICKER: 1044 SECURITY ID: KYG4402L1288
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Xu Da Zuo as Director | Management | For | Against |
| 3b | Reelect Xu Chun Man as Director | Management | For | Against |
| 3c | Reelect Chu Cheng Chung as Director | Management | For | Against |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Again st |
| | | | | |
|---|
HESS CORPORATION
MEETING DATE: MAY 6, 2009 |
TICKER: HES SECURITY ID: 42809H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J.B. Hess | Management | For | For |
| 1.2 | Elect Director S.W. Bodman | Management | For | For |
| 1.3 | Elect Director R. Lavizzo-Mourey | Management | For | For |
| 1.4 | Elect Director C.G. Matthews | Management | For | For |
| 1.5 | Elect Director E.H. von Metzsch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
HUMANA INC.
MEETING DATE: APR 23, 2009 |
TICKER: HUM SECURITY ID: 444859102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Jones, Jr. | Management | For | Against |
| 1.2 | Elect Director Frank A. D'Amelio | Management | For | Against |
| 1.3 | Elect Director W. Roy Dunbar | Management | For | Against |
| 1.4 | Elect Director Kurt J. Hilzinger | Management | For | Against |
| 1.5 | Elect Director Michael B. McCallister | Management | For | Against |
| 1.6 | Elect Director William J. McDonald | Management | For | Against |
| 1.7 | Elect Director William E. Mitchell | Management | For | For |
| 1.8 | Elect Director James J. O'Brien | Management | For | Against |
| 1.9 | Elect Director Marissa T. Pet erson | Management | For | Against |
| 1.10 | Elect Director W. Ann Reynolds | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
IMPALA PLATINUM HOLDINGS LTD.
MEETING DATE: OCT 23, 2008 |
TICKER: SECURITY ID: ZAE000083648
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Year Ended June 30, 2008 | Management | For | For |
| 2.1 | Reelect MV Mennell as Director | Management | For | For |
| 2.2 | Reelect Dh Brown as Director | Management | For | For |
| 2.3 | Reelect TV Mokgatlha as Director | Management | For | For |
| 2.4 | Reelect LG Paton as Director | Management | For | For |
| 2.5 | Reelect LC van Vught as Director | Management | For | For |
| 3 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| | | | | |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: OCT 27, 2008 |
TICKER: 1398 SECURITY ID: CNE1000003G1
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jiang Jianqing as Executive Director | Management | For | For |
| 2 | Elect Yang Kaisheng as Executive Director | Management | For | For |
| 3 | Elect Zhang Furong as Executive Director | Management | For | For |
| 4 | Elect Niu Ximing as Executive Director | Management | For | For |
| 5 | Elect Leung Kam Chung, Antony as Independent Non-Executive Director | Management | For | For |
| 6 | Elect John L. Thornton as Independent Non-Executive Director | Management | For | For |
| 7 | Elect Qian Yingyi as Independent Non-Executive Director | Management | For | For |
| 8 | Elect Wong Kwong Shing, Frank as Independent Non-Ex ecutive Director | Management | For | For |
| 9 | Elect Huan Huiwu as Non-Executive Director | Shareholder | For | For |
| 10 | Elect Gao Jianhong as Non-Executive Director | Shareholder | For | For |
| 11 | Elect Li Chunxiang as Non-Executive Director | Shareholder | For | For |
| 12 | Elect Li Jun as Non-Executive Director | Shareholder | For | For |
| 13 | Elect Li Xiwen as Non-Executive Director | Shareholder | For | For |
| 14 | Elect Wei Fusheng as Non-Executive Director | Shareholder | For | For |
| 15 | Elect Wang Chixi as Shareholder Supervisor | Management | For | For |
| 16 | Approve Issuance of Subordinated Bonds | Management | For | For |
| | | | | |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: MAY 25, 2009 |
TICKER: 1398 SECURITY ID: CNE1000003G1
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2008 Work Report of the Board of Directors | Management | For | For |
| 2 | Approve 2008 Work Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2008 Audited Accounts | Management | For | For |
| 4 | Approve 2008 Profit Distribution Plan | Management | For | For |
| 5 | Approve 2009 Fixed Assets Investment Budget | Management | For | For |
| 6 | Reappoint Ernst & Young and Ernst & Young Hua Ming as International and Domestic Auditors, Respectively, and Fix the Total Audit Fees for 2009 at RMB 153 million | Management | For | For |
| 7 | Approve the Remuneration Calculations for Directors and Supervisors for 2008 | Management | For | For |
| 8 | Amend Articles of Association | Management | For | For |
| 9 | Amend Rules of Procedures for Shareholders' General Meeting | Management | For | For |
| 10 | Amend Rules of Procedures for the Board of Directors | Management | For | For |
| 11 | Amend Rules of Procedures for the Board of Supervisors | Management | For | For |
| 12 | Elect Dong Juan as External Supervisor | Shareholder | None | For |
| 13 | Elect Meng Yan as External Supervisor | Shareholder | None | For |
| | | | | |
|---|
INTEL CORPORATION
MEETING DATE: MAY 20, 2009 |
TICKER: INTC SECURITY ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Dir ector Charlene Barshefsky | Management | For | For |
| 2 | Elect Director Susan L. Decker | Management | For | For |
| 3 | Elect Director John J. Donahoe | Management | For | For |
| 4 | Elect Director Reed E. Hundt | Management | For | For |
| 5 | Elect Director Paul S. Otellini | Management | For | For |
| 6 | Elect Director James D. Plummer | Management | For | For |
| 7 | Elect Director David S. Pottruck | Management | For | For |
| 8 | Elect Director Jane E. Shaw | Management | For | For |
| 9 | Elect Director John L. Thornton | Management | For | For |
| 10 | Elect Director Frank D. Yeary | Management | For | For |
| 11 | Elect Director David B. Yoffie | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Approve Stock Option Exchange Program | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compe nsation | Management | For | For |
| 16 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 17 | Adopt Policy on Human Rights to Water | Shareholder | Against | Abstain |
| | | | | |
|---|
ITRON, INC.
MEETING DATE: MAY 5, 2009 |
TICKER: ITRI SECURITY ID: 465741106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael B. Bracy | Management | For | For |
| 2 | Elect Director Kirby A. Dyess | Management | For | For |
| 3 | Elect Director Graham M. Wilson | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 23, 2009 |
TICKER: JNJ SECURITY ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Sue Coleman | Management | For | For |
| 1.2 | Elect Director James G. Cullen | Management | For | For |
| 1.3 | Elect Director Michael M.E. Johns | Management | For | For |
| 1.4 | Elect Director Arnold G. Langbo | Management | For | For |
| 1.5 | Elect Director Susan L. Lindquist | Management | For | For |
| 1.6 | Elect Director Leo F. Mullin | Management | For | For |
| 1.7 | Elect Director Wiliam D. Perez | Management | For | For |
| 1.8 | Elect Director Charles Prince | Management | For | For |
| 1.9 | Elect Director David Satcher | Management | For | For |
| 1.10 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| | | | | |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 19, 2009 |
TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1 .11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Disclose Prior Government Service | Shareholder | Against | Against |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
| 8 | Amend Key Executive Performance Plan | Shareholder | Against | Against |
| 9 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
| | | | | |
|---|
KEYCORP
MEETING DATE: MAY 21, 2009 |
TICKER: KEY SECURITY ID: 493267108
|
| Proposal No | Proposal | Pr oposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William G. Bares | Management | For | For |
| 1.2 | Elect Director Carol A. Cartwright | Management | For | For |
| 1.3 | Elect Director Kristen L. Manos | Management | For | For |
| 1.4 | Elect Director Thomas C. Stevens | Management | For | For |
| 2 | Require Majority Vote for Election of Directors | Management | For | For |
| 3 | Amend Votes Per Share of Existing Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
| | | | | |
|---|
LENDER PROCESSING SERVICES, INC.
MEETING DATE: MAY 28, 2009 |
TICKER: LPS SECURITY ID: 52602E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Marshall Haines | Management | For | Withhold |
| 2 | Elect Director James K. Hunt | Management | For | Withhold |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| | | | | |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 29, 2009 |
TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter C. Browning | Management | For | Withhold |
| 1.2 | Elect Director Marshall O. Larsen | Management | For | Withhold |
| 1.3 | Elect Director Stephen F. Page | Management | For | Withhold |
| 1.4 | Elect Director O. Temple Sloan, Jr. | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
| 6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| | | | | |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 9, 2009 |
TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vot e Cast |
|---|
| 1.1 | Elect Director Richard Haythornthwaite | Management | For | Withhold |
| 1.2 | Elect Director David R. Carlucci | Management | For | Withhold |
| 1.3 | Elect Director Robert W. Selander | Management | For | Withhold |
| 2 | Amend Certificate of Incorporation to Increase Size of Board and Amend Director Qualifications | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
MBIA INC.
MEETING DATE: MAY 7, 2009 |
TICKER: MBI SECURITY ID: 55262C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Brown | Management | For | For |
| 1.2 | Elect Director David A. Coulter | Management | For | For |
| 1.3 | Elect Director Claire L. Gaudiani | Management | For | For |
| 1.4 | Elect Director Daniel P. Kearney | Management | For | For |
| 1.5 | Elect Director Kewsong Lee | Management | For | For |
| 1.6 | Elect Director Laurence H. Meyer | Management | For | For |
| 1.7 | Elect Director Charles R. Rinehart | Management | For | For |
| 1.8 | Elect Director John A. Rolls | Management | For | For |
| 1.9 | Elect Director Richard C. Vaughan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 21, 2009 |
TICKER: MHS SECURITY ID: 58405U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles M. Lillis, Ph.D. | Management | For | For |
| 2 | Elect Director William L. Roper, M.D. | Management | For | For |
| 3 | Elect Director David D. Stevens | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| | | | | |
|---|
MERCK & CO., INC.
MEETING DATE: APR 28, 2009 |
TICKER: MRK SECURITY ID: 589331107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Thomas H. Glocer | Management | For | For |
| 5 | Elect Director Steven F. Goldstone | Management | For | For |
| 6 | Elect Director William B. Harrison, Jr. | Management | For | For |
| 7 | Elect Director Harry R. Jacobson | Management | For | For |
| 8 | Elect Director William N. Kelley | Management | For | For |
| 9 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 10 | Elect Director Carlos E. Represas | Management | For | For |
| 11 | Elect Director Thomas E. Shenk | Management | For | For |
| 12 | Elect Director Anne M. Tatlock | Management | For | For |
| 13 | Elect Director Samuel O. Thier | Management | For | For |
| 14 | Elect Director Wendell P. Weeks | Management | For | For |
| 15 | Elect Director Peter C. Wendell | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Fix Number of Directors | Management | For | For |
| 18 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
| 19 | Require Independent Lead Director | Shareholder | Against | Against |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| | | | | |
|---|
MONSANTO CO.
MEETING DATE: JAN 14, 2009 |
TICKER: MON SECURITY ID: 61166W101
|
| Proposal No | Proposal | Pro posed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Janice L. Fields | Management | For | For |
| 2 | Elect Director Hugh Grant | Management | For | For |
| 3 | Elect Director C. Steven McMillan | Management | For | For |
| 4 | Elect Director Robert J. Stevens | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
MORGAN STANLEY
MEETING DATE: FEB 9, 2009 |
TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| | | | | |
|---|
MORGAN STANLEY
MEETING DATE: APR 29, 2009 |
TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roy J. Bostock | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Howard J. Davies | Management | For | For |
| 1.4 | Elect Director Nobuyuki Hirano | Management | For | For |
| 1.5 | Elect Director C. Robert Kidder | Management | For | For |
| 1.6 | Elect Director John J. Mack | Management | For | For |
| 1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
| 1.11 | Elect Director Griffith Sexton | Management | For | For |
| 1.12 | Elect Director Laura D. Tyson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| | | | | |
|---|
MOSAIC CO
MEETING DATE: OCT 9, 2008 |
TICKER: MOS SECURITY ID: 61945A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Mathis | Management | For | Withhold |
| 1.2 | Elect Director James L. Popowich | Management | For | Withhold |
| 1.3 | Elect Director James T. Prokopanko | Management | For | Withhold |
| 1.4 | Elect Director Steven M. Seibert | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
NEWMONT MINING CORP.
MEETING DATE: APR 29, 2009 |
TICKER: NEM SECURITY ID: 651639106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glen A. Barton | Management | For | For |
| 1.2 | Elect Director Vincent A. Calarco | Management | For | For |
| 1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.4 | Elect Director Noreen Doyle | Management | For | For |
| 1.5 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.6 | Elect Director Michael S. Hamson | Management | For | For |
| 1.7 | Elect Director Robert J. Miller | Management | For | For |
| 1.8 | Elect Director Richard T. O'Brien | Management | For | For |
| 1.9 | Elect Director John B. Prescott | Management | For | For |
| 1.10 | Elect Director Donald C. Roth | Management | For | For |
| 1.11 | Elect Director James V. Taranik | Management | For | For |
| 1.12 | Elect Director Simon Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles/Bylaws/Charter -- Call Speci al Meetings | Shareholder | Against | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| | | | | |
|---|
NINTENDO CO. LTD.
MEETING DATE: JUN 26, 2009 |
TICKER: 7974 & nbsp;SECURITY ID: JP3756600007
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 780 | Management | For | For |
| 2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
| 3.1 | Elect Director | Management | For | F or |
| 3.2 | Elect Director | Management | For | For |
| 3.3 | Elect Director | Management | For | For |
| 3.4 | Elect Director | Management | For | For |
| 3.5 | Elect Director | Management | For | For |
| 3.6 | Elect Director | Management | For | For |
| 3.7 | Elect Director | Management | For | For |
| 3.8 | Elect Director | Management | For | For |
| 3.9 | Elect Director | Management | For | For |
| 3.10 | Elect Director | Management | For | For |
| 3.11 | Elect Director | Management | For | For |
| 3.12 | Elect Director | Management | For | For |
| | | | | |
|---|
NOBLE CORPORATION
MEETING DATE: MAR 17, 2009 |
TICKER: NE SECURITY ID: G65422100
|
| Proposal No | Proposal | Propos ed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| | | | | |
|---|
NOBLE CORPORATION
MEETING DATE: MAY 28, 2009 |
TICKER: NE SECURITY ID: H5833N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An Amount Equal To Swiss Francs 0.25 | Management | For | For |
| 2.1 | Director Julie H. Edwards | Management | For | For |
| 2.2 | Director Marc E. Leland | Management | For | For |
| 2.3 | Director David W. Williams | Management | For | For |
| 3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Management | For | For |
| 4 | Amend Articles Re: (Non-Routine) | Management | For | For |
| | | | | |
|---|
NORTHWEST AIRLINES CORP.
MEETING DATE: SEP 25, 2008 |
TICKER: NWA SECURITY ID: 667280408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roy J. Bostock | Management | For | For |
| 1.2 | Elect Director David A. Brandon | Management | For | For |
| 1.3 | Elect Director Michael J. Durham | Management | For | For |
| 1.4 | Elect Director John M. Engler | Management | For | For |
| 1.5 | Elect Director Mickey P. Foret | Management | For | F or |
| 1.6 | Elect Director Robert L. Friedman | Management | For | For |
| 1.7 | Elect Director Doris Kearns Goodwin | Management | For | For |
| 1.8 | Elect Director Jeffrey G. Katz | Management | For | For |
| 1.9 | Elect Director James J. Postl | Management | For | For |
| 1.10 | Elect Director Rodney E. Slater | Ma nagement | For | For |
| 1.11 | Elect Director Douglas M. Steenland | Management | For | For |
| 1.12 | Elect Director William S. Zoller | Management | For | For |
| 2 | Approve Reorganization | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Sto ck Plan | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| | | | | |
|---|
OCCIDENTAL PETROLEUM CORP.
MEETING DATE: MAY 1, 2009 |
TICKER: OXY SECURITY ID: 674599105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer Abraham | Management | For | For |
| 1.2 | Elect Director Ronald W. Burkle | Management | For | For |
| 1.3 | Elect Director John S. Chalsty | Management | For | For |
| 1.4 | Elect Director Ed ward P. Djerejian | Management | For | For |
| 1.5 | Elect Director John E. Feick | Management | For | For |
| 1.6 | Elect Director Ray R. Irani | Management | For | For |
| 1.7 | Elect Director Irvin W. Maloney | Management | For | For |
| 1.8 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.9 | Elect Director Rodolfo Segovia | Management | For | For |
| 1.10 | Elect Director Aziz D. Syriani | Management | For | For |
| 1.11 | Elect Director Rosemary Tomich | Management | For | For |
| 1.12 | Elect Director Walter L. Weisman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
| | | | | |
|---|
OMNITURE, INC.
MEETING DATE: MAY 13, 2009 |
TICKER: OMTR SECURITY ID: 68212S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dana L. Evan | Management | For | For |
| 1.2 | Elect Director Joshua G. James | Management | For | For |
| 1.3 | Elect Director Rory T. O'Driscoll | M anagement | For | For |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
PETRO-CANADA
MEETING DATE: JUN 4, 2009 |
TICKER: PCA SECURITY ID: CA71644E1025
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Plan of Arrangement - Merger with Suncor Energy Inc | Management | For | For |
| 2 | Amend Stock Option Plan | Management | For | Against |
| 3.1 | Elect Director Ron A. Brenneman | Management | For | For |
| 3.2 | Elect Director Hans Brenninkmeyer | Management | For | For |
| 3.3 | Elect Director Claude Fontaine | Management | For | For |
| 3.4 | Elect Director Paul Haseldonckx | Management | For | For |
| 3.5 | Elect Director Thomas E. Kierans | Management | For | For |
| 3.6 | Elect Director Brian F. MacNeill | Management | For | For |
| 3.7 | Elect Director Maureen McCaw | Management | For | For |
| 3.8 | Elect Director Paul D. Melnuk | Management | For | For |
| 3.9 | Elect Director Guylaine Saucier | Management | For | For |
| 3.10 | Elect Director James W. Simpson | Management | For | For |
| 3.11 | Elect Director Daniel L. Valot | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| | | | | |
|---|
PETROLEO BRASILEIRO
MEETING DATE: APR 8, 2009 |
TICKER: PBR SECURITY ID: 71654V408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | For |
| 2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 3 | Approve Allocation of Income and Dividends for Fiscal 2008 | Management | For | For |
| 4 | Elect Directors | Management | For | For |
| 5 | Elect Board Chairman | Management | For | For |
| 6 | Elect Fiscal Council Members and Alternates | Management | For | For |
| 7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| | | | | |
|---|
PFIZER INC.
MEETING DATE: APR 23, 2009 |
TICKER: PFE SECURITY ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director Michael S. Brown | Management | For | For |
| 1.3 | Elect Director M. Anthony Burns | Management | For | For |
| 1.4 | Elect Director Robert N. Burt | Management | For | For |
| 1.5 | Elect Director W. Don Cornwell | Management | For | For |
| 1.6 | Elect Director William H. Gray, III | Management | For | For |
| 1.7 | Elect Director Constance J. Horner | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 1.10 | Elect Director George A. Lorch | Management | For | For |
| 1.11 | Elect Director Dan a G. Mead | Management | For | For |
| 1.12 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.13 | Elect Director Stephen W. Sanger | Management | For | For |
| 1.14 | Elect Director William C. Steere, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Limit/Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| | | | | |
|---|
PG&E CORP.
MEETING DATE: MAY 13, 2009 |
TICKER: PCG SECURITY ID: 69331C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David R. Andrews | Management | For | For |
| 2 | Elect Director C. Lee Cox | Management | For | For |
| 3 | Elect Director Peter A. Darbee | Management | For | For |
| 4 | Elect Director Maryellen C. Herringer | Management | For | For |
| 5 | Elect Director Roger H. Kimmel | Management | For | For |
| 6 | Elect Director Richard A. Meserve | Management | For | For |
| 7 | Elect Director Forrest E. Miller | Management | For | For |
| 8 | Elect Director Barbara L. Rambo | Management | For | For |
| 9 | Elect Director Barry Lawson Williams | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 12 | Reincorporate in Another State [California to North Dakota ] | Shareholder | Against | Against |
| | | | | |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 5, 2009 |
TICKER: PM SECURITY ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 1.5 | Elect Director Graham Mackay | Management | For | For |
| 1.6 | Elect Director Sergio Marchionne | Management | For | For |
| 1.7 | Elect Director Lucio A. Noto | Management | For | For |
| 1.8 | Elect Director Carlos Slim Helu | Management | For | For |
| 1.9 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| | | | | |
|---|
PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: DEC 23, 2008 |
TICKER: PNC SECURITY ID: 693475105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisiti on | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| | | | | |
|---|
PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: APR 28, 2009 |
TICKER: PNC SECURITY ID: 693475105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard O. Berndt | Management | For | Against |
| 1.2 | Elect Director Charles E. Bunch | Management | For | Against |
| 1.3 | Elect Director Paul W. Chellgren | Management | For | Against |
| 1.4 | Elect Director Robert N. Clay | Management | For | Against |
| 1.5 | Elect Director Kay Coles James | Management | For | Against |
| 1.6 | Elect Director Richard B. Kelson | Management | For | Against |
| 1.7 | Elect Director Bruce C. Lindsay | Management | For | Against |
| 1.8 | Elect Director Anthony A. Massaro | Management | For | Against |
| 1.9 | Elect Director Jane G. Pepper | Management | For | Against |
| 1.10 | Elect Director James E. Rohr | Management | For | Against |
| 1.11 | Elect Director Donald J. Shepard | Management | For | Against |
| 1.12 | Elect Director Lorene K. Steffes | Management | For | Against |
| 1.13 | Elect Director Dennis F. Strigl | Management | For | Against |
| 1.14 | Elect Director Stephen G. Thieke | Management | For | Against |
| 1.15 | Elect Director Thomas J. Usher | Management | For | Against |
| 1.16 | Elect Director George H. Walls, Jr. | Management | For | Against |
| 1.17 | Elect Director Helge H. Wehmeier | Management | For | Against |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| | | | | |
|---|
POTASH CORPORATION OF SASKATCHEWAN INC.
MEETING DATE: MAY 7, 2009 |
TICKER: POT SECURITY ID: 73755L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. M. Burley | Management | For | For |
| 1.2 | Elect Director W. J. Doyle | Management | For | For |
| 1.3 | Elect Director J. W. Estey | Management | For | For |
| 1.4 | Elect Director C. S. Hoffman | Management | For | For |
| 1.5 | Elect Director D. J. Howe | Management | For | For |
| 1.6 | Elect Director A. D. Laberge | Management | For | For |
| 1.7 | Elect Director K. G. Martell | Management | For | For |
| 1.8 | Elect Director J. J. McCaig | Management | For | For |
| 1.9 | Elect Director M. Mogford | Management | For | For |
| 1.10 | Elect Director P. J. Schoenhals | Management | For | For |
| 1.11 | Elect Director E. R. Stromberg | Management | For | For |
| 1.12 | Elect Director E. Viyella de Paliza | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve 2009 Performance Option Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Against |
| | | | | |
|---|
PRECISION CASTPARTS CORP.
MEETING DATE: AUG 12, 2008 |
TICKER: PCP SECURITY ID: 740189105
|
| Proposal No | Proposal | Proposed By | Mana gement Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don R. Graber | Management | For | For |
| 1.2 | Elect Director Lester L. Lyles | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
PT BUMI RESOURCES TBK
MEETING DATE: JUN 26, 2009 |
TICKER: SECURITY ID: ID1000068703
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Directors' Report | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Appoint Auditors | Management | For | For |
| 1 | Appro ve Pledging of Assets for Debt | Management | For | Against |
| 2 | Elect Commissioners | Management | For | Against |
| | | | | |
|---|
QUALCOMM INC
MEETING DATE: MAR 3, 2009 |
TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Marc I. Stern | Management | For | For |
| 1.12 | Elect Director Brent Scowcroft | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
QUESTAR CORP.
MEETING DATE: MAY 19, 2009 |
TICKER: STR SECURITY ID: 748356102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith O. Rattie | Management | For | For |
| 1.2 | Elect Director Harris H. Simmons | Management | For | For |
| 1.3 | Elect Director M. W. Scoggins | Management | For | For |
| 1.4 | Elect Director James A. Harmon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Amend Director/Officer Liability and Indemnification | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Eliminate a Provision Imposing Limits on Issuance of Preferred Stock | Management | For | For |
| 7 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| | | | | |
|---|
QUICKSILVER RESOURCES INC.
MEETING DATE: MAY 20, 2009 |
TICKER: KWK SECURITY ID: 74837R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glenn Darden | Management | For | Withhold |
| 1.2 | Elect Director W. Yandell Rogers, III | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| | | | | |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: MAY 13, 2009 |
TICKER: Q SECURITY ID: 749121109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward A. Mueller | Management | For | For |
| 1.2 | Elect Director Linda G. Alvarado | Management | For | For |
| 1.3 | Elect Director Charles L. Biggs | Management | For | For |
| 1.4 | Elect Director K. Dane Brooksher | Management | For | For |
| 1.5 | Elect Director Peter S. Hellman | Management | For | For |
| 1.6 | Elect Director R. David Hoover | Management | For | For |
| 1.7 | Elect Director Patrick J. Martin | Management | For | For |
| 1.8 | Elect Director Caroline Matthews | Management | For | For |
| 1.9 | Elect Director Wayne W. Murdy | Management | For | For |
| 1.10 | Elect Director Jan L. Murley | Management | For | For |
| 1.11 | Elect Director James A. Unruh | Management | For | For |
| 1.12 | Elect Director Anthony Welters | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Terms of Severance Payments to Executives | Management | For | For |
| 4 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
| 7 | Reincorporate in Another State [Delaware to North Dakota] | Shareholder | Against | Against |
| | | | | |
|---|
RANGE RESOURCES CORPORATION
MEETING DATE: MAY 20, 2009 |
TICKER: RRC SECURITY ID: 75281A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles L. Blackburn | Management | For | For |
| 1.2 | Elect Director Anthony V. Dub | Management | For | For |
| 1.3 | Elect Director V. Richard Eales | Management | For | For |
| 1.4 | Elect Director Allen Finkelson | Management | For | For |
| 1.5 | Elect Director James M. Funk | Management | For | For |
| 1.6 | Elect Director Jonathan S. Linker | Management | For | For |
| 1.7 | Elect Director Kevin S. McCarthy | Management | For | For |
| 1.8 | Elect Director John H. Pinkerton | Management | For | For |
| 1.9 | Elect Director Jeffrey L. Ventura | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| | | | | |
|---|
RENAISSANCERE HOLDINGS LTD.
MEETING DATE: MAY 21, 2009 |
TICKER: RNR SECURITY ID: G7496G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Thomas A. Cooper as Director | Management | For | For |
| 1.2 | Elect Neill A. Currie as Director | Management | For | For |
| 1.3 | Elect W. James MacGinnitie as Director | Management | For | For |
| 2 | Appoint the Firm of Ernst & Young, Ltd to Serve as Auditors for the 2009 Fiscal Year Until the 2010 AGM and Authorize Board to Fix Their Remuneration | Management | For | For |
| | | | | |
|---|
RESEARCH IN MOTION LTD
MEETING DATE: JUL 15, 2008 |
TICKER: RIM SECURITY ID: 760975102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Autho rize Board to Fix Their Remuneration | Management | For | For |
| | | | | |
|---|
RESEARCH IN MOTION LTD
MEETING DATE: JUL 15, 2008 |
TICKER: RIM SECURITY ID: CA7609751028
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| | | | | |
|---|
SANDRIDGE ENERGY, INC.
MEETING DATE: JUN 5, 2009 |
TICKER: SD SECURITY ID: 80007P307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Daniel W. Jordan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| | | | | |
|---|
SEMPRA ENERGY
MEETING DATE: APR 30, 2009 |
TICKER: SRE SECURITY ID: 816851109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James G. Brocksmith Jr. | Management | For | For |
| 2 | Elect Director Richard A. Collato | Management | For | For |
| 3 | Elect Director Donald E. Felsinger | Management | For | For |
| 4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
| 5 | Elect Director William D. Jones | Management | For | For |
| 6 | Elect Director Richard G. Newman | Management | For | For |
| 7 | Elect Director William G. Ouchi | Management | For | For |
| 8 | Elect Director Carlos Ruiz Sacristan | Management | For | For |
| 9 | Elect Direct or William C. Rusnack | Management | For | For |
| 10 | Elect Director William P. Rutledge | Management | For | For |
| 11 | Elect Director Lynn Schenk | Management | For | For |
| 12 | Elect Director Neal E. Schmale | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Reincorporate in Another State [California to North Dakota] | Shareholder | Against | Against |
| | | | | |
|---|
SLM CORPORATION (SALLIE MAE)
MEETING DATE: MAY 22, 2009 |
TICKER: SLM SECURITY ID: 78442P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann Torre Bates | Management | For | For |
| 2 | Elect Director William M. Diefenderfer, III | Management | For | For |
| 3 | Elect Director Diane Suitt Gilleland | Ma nagement | For | For |
| 4 | Elect Director Earl A. Goode | Management | For | For |
| 5 | Elect Director Ronald F. Hunt | Management | For | For |
| 6 | Elect Director Albert L. Lord | Management | For | For |
| 7 | Elect Director Michael E. Martin | Management | For | For |
| 8 | Elect Dir ector Barry A. Munitz | Management | For | For |
| 9 | Elect Director Howard H. Newman | Management | For | For |
| 10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
| 11 | Elect Director Frank C. Puleo | Management | For | For |
| 12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
| 13 | Elect Director Steven L. Shapiro | Management | For | For |
| 14 | Elect Director J. Terry Strange | Management | For | For |
| 15 | Elect Director Anthony P. Terracciano | Management | For | For |
| 16 | Elect Director Barry L. Williams | Management | For | For |
| 17 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 18 | Approve Omnibus Stock Plan | Management | For | Against |
| 19 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
SOUTHWESTERN EN ERGY CO.
MEETING DATE: MAY 19, 2009 |
TICKER: SWN SECURITY ID: 845467109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Robert L. Howard | Management | For | Withhold |
| 1.3 | Elect Director Harold M. Korell | Management | For | Withhold |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | Withhold |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | Withhold |
| 1.6 | Elect Director Charles E. Scharlau | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 12, 2009 |
TICKER: S SECURITY ID: 852061100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elec t Director Robert R. Bennett | Management | For | For |
| 1.2 | Elect Director Gordon M. Bethune | Management | For | For |
| 1.3 | Elect Director Larry C. Glasscock | Management | For | For |
| 1.4 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.5 | Elect Director Daniel R. Hesse | Management | For | For |
| 1.6 | Elect Director V. Janet Hill | Management | For | For |
| 1.7 | Elect Director Frank Ianna | Management | For | For |
| 1.8 | Elect Director Sven-Christer Nilsson | Management | For | For |
| 1.9 | Elect Director William R. Nuti | Management | For | For |
| 1.10 | Elect Director Rodney O'Neal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| | | | | |
|---|
STAPLES, INC.
MEETING DATE: JUN 9, 2009 |
TICKER: SPLS SECURITY ID: 855030102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Basil L. Anderson | Management | For | For |
| 1.2 | Elect Director Arthur M. Blank | Management | For | For |
| 1.3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 1.4 | Elect Director Justin King | Management | For | For |
| 1.5 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.6 | Elect Director Rowland T. Moriarty | Management | For | For |
| 1.7 | Elect Director Robert C. Nakasone | Management | For | For |
| 1.8 | Elect Director Ronald L. Sargent | Management | For | For |
| 1.9 | Elect Director Elizabeth A. Smith | Management | For | For |
| 1.10 | Elect Director Robert E. Sulentic | Management | For | For |
| 1.11 | Elect Director Vijay Vishwanath | Management | For | For |
| 1.12 | Elect Director Paul F. Walsh | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
| | | | | |
|---|
STARENT NETWORKS, CORP.
MEETING DATE: MAY 21, 2009 |
TICKER: STAR SECURI TY ID: 85528P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James A. Dolce, Jr. | Management | For | For |
| 1.2 | Elect Director Kenneth A. Goldman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 6, 2009 |
TICKER: HOT SECURITY ID: 85590A401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam M. Aron | Management | For | Withhold |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | Withhold |
| 1.3 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce W. Duncan | Management | For | Withhold |
| 1.6 | Elect Director Lizanne Galbreath | Management | For | Withhold |
| 1.7 | Elect Director Eric Hippeau | Management | For | Withhold |
| 1.8 | Elect Director Stephen R. Quazzo | Management | For | Withhold |
| 1.9 | Elect Director Thomas O. Ryder | Management | For | Withhold |
| 1.10 | Elect Director Frits van Paasschen | Management | For | Withhold |
| 1.11 | Elect Director Kneeland C. Youngblood | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
STATE STREET CORP. (BOSTON)
MEETING DATE: MAY 20, 2009 |
TICKER: STT SECURITY ID: 857477103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director K. Burnes | Management | For | For |
| 1.2 | Elect Director P. Coym | Management | For | For |
| 1.3 | Elect Director P. de Saint-Aignan | Management | For | For |
| 1.4 | Elect Director A. Fawcett | Management | For | For |
| 1.5 | Elect Director D. Gruber | Management | For | For |
| 1.6 | Elect Director L. Hill | Management | For | For |
| 1.7 | Elect Director R. Kaplan | Management | For | For |
| 1.8 | Elect Director C. LaMantia | Management | For | For |
| 1.9 | Elect Director R. Logue | Management | For | For |
| 1.10 | Elect Director R. Sergel | Management | For | For |
| 1.11 | Elect Director R. Skates | Management | For | For |
| 1.12 | Elect Director G. Summe | Management | For | For |
| 1.13 | Elect Director R. Weissman | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Limit Auditor from Providing Non-Audit Services | Shareholder | Against | Against |
| | | | | |
|---|
SUNCOR ENERGY INC
MEETING DATE: JUN 4, 2009 |
TICKER: SU SECURITY ID: CA8672291066
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Plan of Arrangement - Merger with Petro-Canada | Management | For | For |
| 2 | Amend Stock Option Plan | Management | For | Against |
| 3.1 | Elect Director Mel E. Benson | Management | For | For |
| 3.2 | Elect Director Brian A. Canfield | Management | For | For |
| 3.3 | Elect Director Bryan P. Davies | Management | For | For |
| 3.4 | Elect Director Brian A. Felesky | Management | For | For |
| 3.5 | Elect Director John T. Ferguson | Management | For | For |
| 3.6 | Elect Director W. Douglas Ford | Management | For | For |
| 3.7 | Elect Director Richard L. George | Management | For | For |
| 3.8 | Elect Director John R. Huff | Management | For | For |
| 3.9 | Elect Director M. Ann McCaig | Management | For | For |
| 3.10 | Elect Director Michael W. O'Brien | Management | For | For |
| 3.11 | Elect Director Eira M. Thomas | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| | | | | |
|---|
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
MEETING DATE: JUN 10, 2009 |
TICKER: TSM SECURITY ID: 874039100
|
| P roposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2008 Business Operations Report, Financial Statements, and Statutory Reports | Management | For | For |
| 2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
| 4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantee | Management | For | For |
| 5.1 | Director Morris Chang | Management | For | Withhold |
| 5.2 | Director F.c. Tseng | Management | For | Withhold |
| 5.3 | Director Rick Tsai | Management | For | Withhold |
| 5.4 | Director Tain-jy Chen | Management | For | Withhold |
| 5.5 | Director P. Leahy Bonfield | Management | For | For |
| 5.6 | Director Stan Shih | Management | For | For |
| 5.7 | Director Ms. Carly Fiorina | Management | For | For |
| 5.8 | Director Thomas J Engibous | Management | For | For |
| | | | | |
|---|
TARGET CORPORATION
MEETING DATE: MAY 28, 2009 |
TICKER: TGT SECURITY ID: 87612E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1 | Fix Number of Directors at 12 | Management | For | For |
| 2 | Elect Director Mary N. Dillon | Management | For | For |
| 3 | Elect Director Richard M. Kovacevich | Management | For | For |
| 4 | Elect Director George W. Tamke | Management | For | For |
| 5 | Elect Director Solomon D. Trujillo | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1 | Fix Number of Directors at 12 | Management | Against | Did Not Vote |
| 2.1 | Elect Director William A. Ackman | Shareholder | For | Did Not Vote |
| 2.2 | Elect Director Michael L. Ashner | Shareholder | For | Did Not Vote |
| 2.3 | Elect Director James L. Donald | Shareholder | For | Did Not Vote |
| 2.4 | Elect Director Richard W. Vague | Shareholder | For | Did Not Vote |
| 3 | Elect Director Ronald J. Gilson | Shareholder | For | Did Not Vote |
| 4 | Ratify Auditors | Management | For | Did Not Vote |
| 5 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Abstain | Did Not Vote |
| | | | | |
|---|
TENCENT HOLDINGS LIMITED
MEETING DATE: MAY 13, 2009 |
TICKER: 700 SECURITY ID: KYG875721220
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Approve Final Dividend | Management | For | For |
| 2b | Approve Special Dividend | Management | For | For |
| 3a1 | Reelect Iain Ferguson Bruce as Director | Management | For | For |
| 3a2 | Reelect Ian Charles Stone as Director | Management | For | For |
| 3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| | | | | |
|---|
TENCENT HOLDINGS LIMITED
MEETING DATE: MAY 13, 2009 |
TICKER: 700 SECURITY ID: KYG875721220
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt 2009 Share Option Scheme | Management | For | For |
| 2 | Amend the Existing Share Award Scheme Adopted on Dec. 13, 2007 | Management | For | For |
| | | | | |
|---|
TENET HEALTHCARE CORP.
MEETING DATE: MAY 6, 2009 |
TICKER: THC SECURITY ID: 88033G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John Ellis "Jeb" Bush | Management | For | For |
| 2 | Elect Director Trevor Fett er | Management | For | For |
| 3 | Elect Director Brenda J. Gaines | Management | For | For |
| 4 | Elect Director Karen M. Garrison | Management | For | For |
| 5 | Elect Director Edward A. Kangas | Management | For | For |
| 6 | Elect Director J. Robert Kerrey | Management | For | For |
| 7 | Elect Director Floyd D. Loop | Management | For | For |
| 8 | Elect Director Richard R. Pettingill | Management | For | For |
| 9 | Elect Director James A. Unruh | Management | For | For |
| 10 | Elect Director J. McDonald Williams | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Pay For Superior Performance | Shareholder | Against | Against |
| | | | | |
|---|
TEXTRON INC.
MEETING DATE: APR 22, 2009 |
TICKER: TXT SECURITY ID: 883203101
|
| Proposal No | Proposa l | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis B. Campbell | Management | For | Against |
| 1.2 | Elect Director Lawrence K. Fish | Management | For | Against |
| 1.3 | Elect Director Joe T. Ford | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
TJX COMPANIES, INC., THE
MEETING DATE: JUN 2, 2009 |
TICKER: TJX SECURITY ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.2 | Elect Director Alan M. Bennett | Management | For | For |
| 1.3 | Elect Director David A. Brandon | Management | For | For |
| 1.4 | Elect Director Bernard Cammarata | Management | For | For |
| 1.5 | Elect Director David T. Ching | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.9 | Elect Director John F. O'Brien | Management | For | For |
| 1.10 | Elect Director Robert F. Shapiro | Management | For | For |
| 1.11 | Elect Director Willow B. Shire | Management | For | For |
| 1.12 | Elect Director Fletcher H. Wiley | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
TRANSOCEAN INC.
MEETING DATE: DEC 8, 2008 |
TICKER: RIG SECURITY ID: G90073100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | Management | For | For |
| 2 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. | Management | For | For |
| | | | | |
|---|
TRANSOCEAN LTD.
MEETING DATE: MAY 15, 2009 |
TICKER: RIG SECURITY ID: H8817H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIALSTATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THESTATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. | Management | For | Did Not Vote |
| 2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THEEX ECUTIVE OFFICERS FOR FISCAL YEAR 2008 | Management | For | Did Not Vote |
| 3 | APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENTOF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASEOF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES. | Management | For | Did Not Vote |
| 4 | AUTHORIZATION OF A SHARE REPURCHASE PROGRAM | Management | For | Did Not Vote |
| 5 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. INTHE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09 | Management | For | Did Not Vote |
| 6 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:W. RICHARD ANDERSON | Management | For | Did Not Vote |
| 7 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:RICHARD L. GEORGE | Management | For | Did Not Vote |
| 8 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:ROBERT L. LONG | Management | For | Did Not Vote |
| 9 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:EDWARD R. MULLER | Management | For | Did Not Vote |
| 10 | REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM:VICTOR E. GRIJALVA | Management | For | Did Not Vote |
| 11 | APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA | Management | For | Did Not Vote |
| | | | | |
|---|
TRAVELERS COMPANIES, INC., THE
MEETING DATE: MAY 5, 2009 |
TICKER: TRV SECURITY ID: 89417E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Beller | Management | For | Against |
| 1.2 | Elect Director John H. Dasburg | Management | For | Against |
| 1.3 | Elect Director Janet M. Dolan | Management | For | Against |
| 1.4 | Elect Director Kenneth M. Duberstein | Management | For | Against |
| 1.5 | Elect Director Jay S. Fishman | Management | For | Against |
| 1.6 | Elect Director Lawrence G. Graev | Management | For | Against |
| 1.7 | Elect Director Patricia L. Higgins | Management | For | Against |
| 1.8 | Elect Director Thomas R. Hodgson | Management | For | Against |
| 1.9 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | Against |
| 1.10 | Elect Director Robert I. Lipp | Management | For | Against |
| 1.11 | Elect Director Blythe J. McGarvie | Management | For | Against |
| 1.12 | Elect Director Laurie J. Thomsen | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| | | | | |
|---|
UAL CORPORATION
MEETING DATE: JUN 11, 2009 |
TICKER: UAUA SECURITY ID: 902549807
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Almeida | Management | For | Withhold |
| 1.2 | Elect Director Mary K. Bush | Management | For | Withhold |
| 1.3 | Elect Director W. James Farrell | Management | For | Withhold |
| 1.4 | Elect Director Walter Isaacson | Management | For | Withhold |
| 1.5 | Elect Director Robert D. Krebs | Management | For | Withhold |
| 1.6 | Elect Director Robert S. Miller | Management | For | Withhold |
| 1.7 | Elect Director James J. O'Connor | Management | For | Withhold |
| 1.8 | Elect Director Glenn F. Tilton | Management | For | Withhold |
| 1.9 | Elect Director David J. Vitale | Management | For | Withhold |
| 1.10 | Elect Director John H. Walker | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
ULTRA PETROLEUM CORP.
MEETING DATE: MAY 21, 2009 |
TICKER: UPL SECURITY ID: 90391 4109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Watford | Management | For | For |
| 1.2 | Elect Director Roger A. Brown | Management | For | For |
| 1.3 | Elect Director W. Charles Helton | Management | For | For |
| 1.4 | Elect Director Stephen J. McDaniel | Management | For | For |
| 1.5 | Elect Director Robert E. Rigney | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Shareholder Proposal: Prepare Report on Climate Change | Shareholder | Against | Against |
| 4 | Other Business | Manageme nt | For | Against |
| | | | | |
|---|
URALKALIY
MEETING DATE: SEP 18, 2008 |
TICKER: SECURITY ID: US91688E2063
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Interim Dividends of RUB 4 per Ordinary Share for First Half of Fiscal 2008 | Management | For | For |
| | | | | |
|---|
US AIRWAYS GROUP, INC.
MEETING DATE: JUN 10, 2009 |
TICKER: LCC SECURITY ID: 90341W108
|
| Prop osal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert M. Baum | Management | For | For |
| 1.2 | Elect Director Matthew J. Hart | Management | For | For |
| 1.3 | Elect Director Richard C. Kraemer | Management | For | For |
| 1.4 | Elect Director Cheryl G. Krongard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 4 | Increase Authorized Common Stock | Management | For | For |
| | | | | |
|---|
VERIZON COMMUNICATIONS
MEETING DATE: MAY 7, 2009 |
TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Carrion | Management | For | For |
| 1.2 | Elect Director M. Frances Keeth | Management | For | For |
| 1.3 | Elect Director Robert W. Lane | Management | For | For |
| 1.4 | Elect Director Sandra O. Moose | Management | For | For |
| 1.5 | Elect Director Joseph Neubauer | Management | For | For |
| 1.6 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.7 | Elect Director Thomas H. O'Brien | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Hugh B. Price | Management | For | For |
| 1.10 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 1.11 | Elect Director John W. Snow | Management | For | For |
| 1.12 | Elect Director John R. Stafford | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| 7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 10 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| | | | | |
|---|
VERTEX PHARMACEUTICALS INC.
MEETING DATE: MAY 14, 2009 |
TICKER: VRTX SECURITY ID: 92532F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger W. Brimblecombe | Management | For | For |
| 1.2 | Elect Director Bruce I. Sachs | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Au ditors | Management | For | For |
| | | | | |
|---|
VISA INC.
MEETING DATE: OCT 14, 2008 |
TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendati on | Vote Cast |
|---|
| 1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
| | | | | |
|---|
VISA INC.
MEETING DATE: DEC 16, 2008 |
TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Certificate of Incorporation | Management | For | For |
| | | | | |
|---|
VISA INC.
MEETIN G DATE: APR 21, 2009 |
TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
| 1.2 | Elect Director Charles T. Doyle | Management | For | Against |
| 1.3 | Elect Director Peter Hawkins | Manage ment | For | Against |
| 1.4 | Elect Director David I. McKay | Management | For | Against |
| 1.5 | Elect Director Charles W. Scharf | Management | For | Against |
| 1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
| 2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
| 2 .2 | Elect Director Gary P. Coughlan | Management | For | Against |
| 2.3 | Elect Director Mary B. Cranston | Management | For | Against |
| 2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
| 2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
| 2.6 | Elect Director Joseph. W. Saunders | Manageme nt | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
WAL-MART STORES, INC.
MEETING DATE: JUN 5, 2009 |
TICKER: WMT SECURITY ID: 931142103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Aida M. Alvarez | Management | For | For |
| 2 | Elect Director James W. Breyer | Management | For | For |
| 3 | Elect Director M. Michele Burns | Management | For | For |
| 4 | Elect Director James I. Cash, Jr. | Manageme nt | For | For |
| 5 | Elect Director Roger C. Corbett | Management | For | For |
| 6 | Elect Director Douglas N. Daft | Management | For | For |
| 7 | Elect Director Michael T. Duke | Management | For | For |
| 8 | Elect Director Gregory B. Penner | Management | For | For |
| 9 | Elect Dire ctor Allen I. Questrom | Management | For | For |
| 10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 11 | Elect Director Arne M. Sorenson | Management | For | For |
| 12 | Elect Director Jim C. Walton | Management | For | For |
| 13 | Elect Director S. Robson Walton | Management | For | For |
| 14 | Elect Director Christopher J. Williams | Management | For | For |
| 15 | Elect Director Linda S. Wolf | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 18 | Pay For Superior Performance | Shareholder | Against | Against |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 20 | Report on Political Contributions | Shareholder | Against | Abstain |
| 21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 22 | Stock Retention/Holding Period | Shareholder | Aga inst | Against |
| | | | | |
|---|
WEATHERFORD INTERNATIONAL LTD
MEETING DATE: FEB 17, 2009 |
TICKER: WFT SECURITY ID: G95089101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Ca st |
|---|
| 1 | Approve Reincorporation through Scheme of Arrangement with Subsiadiary | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | For |
| | | | | |
|---|
WELLS FARGO AND COMPANY
MEETING DATE: APR 28, 2009 |
TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John D. Baker II | Management | For | For |
| 2 | Elect Director John S. Chen | Management | For | For |
| 3 | Elect Director Lloyd H. Dean | Management | For | For |
| 4 | Elect Director Susan E. Engel | Management | For | For |
| 5 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Elect Director Donald M. James | Management | For | For |
| 7 | Elect Director Robert L. Joss | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Richard D. McCormick | Management | For | For |
| 10 | Elect Director Mackey J. McDonald | Management | For | For |
| 11 | Elect Director Cynthia H. Milligan | Management | For | For |
| 12 | Elect Director Nicholas G. Moore | Management | For | For |
| 13 | Elect Director Philip J. Quigley | Management | For | For |
| 14 | Elect Director Donald B. Rice | Management | For | For |
| 15 | Elect Director Judith M. Runstad | Management | For | For |
| 16 | Elect Director Stephen W. Sanger | Management | For | For |
| 17 | Elect Director Robert K. Steel | Management | For | For |
| 18 | Elect Director John G. Stumpf | Management | For | For |
| 19 | Elect Director Susan G. Swenson | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 21 | Ratify Auditors | Management | For | For |
| 22 | Amend Omnibus Stock Plan | Management | For | For |
| 23 | Require Independent Board Chairman | Shareholder | Against | Against |
| 24 | Report on Political Contributions | Shareholder | Against | Abstain |
| | | | | |
|---|
WISCONSIN ENERGY CORP.
MEETING DATE: MAY 7, 2009 |
TICKER: WEC SECURITY ID: 976657106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Barbara L. Bowles | Management | For | For |
| 1.3 | Elect Director Patricia W. Chadwick | Management | For | For |
| 1.4 | Elect Director Robert A. Cornog | Management | For | For |
| 1.5 | Elect Director Curt S. Culver | Management | For | For |
| 1.6 | Elect Director Thomas J. Fischer | Management | For | For |
| 1.7 | Elect Director Gale E. Klappa | Management | For | For |
| 1.8 | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1.9 | Elect Director Frederick P. Stratton, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
XTO ENERGY INC
MEETING DATE: MAY 19, 2009 |
TICKER: XTO SECURITY ID: 98385X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Phillip R. Kevil | Management | For | Against |
| 2.2 | Elect Director Herbert D. Simons | Management | For | Against |
| 2.3 | Elect Director Vaughn O. Vennerberg II | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
VOTE SUMMARY REPORT
VIP ASSET MANAGER: GROWTH
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identi fier, e.g., CINS, will be provided.
| | | | | |
|---|
ABBOTT LABORATORIES
MEETING DATE: APR 24, 2009 |
TICKER: ABT SECURITY ID: 002824100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R.J. Alpern | Management | For | Withhold |
| 1.2 | Elect Director R.S. Austin | Management | For | Withhold |
| 1.3 | Elect Director W.M. Daley | Management | For | Withhold |
| 1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
| 1.5 | Elect Director H.L. Fuller | Management | F or | Withhold |
| 1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
| 1.7 | Elect Director D.A.L. Owen | Management | For | Withhold |
| 1.8 | Elect Director W.A. Reynolds | Management | For | Withhold |
| 1.9 | Elect Director R.S. Roberts | Management | For | Withhold |
| 1.10 | Elect Director S.C. Scott , III | Management | For | Withhold |
| 1.11 | Elect Director W.D. Smithburg | Management | For | Withhold |
| 1.12 | Elect Director G.F. Tilton | Management | For | Withhold |
| 1.13 | Elect Director M.D. White | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Animal Testing | Shareholder | Against | Abstain |
| 6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| | | | | |
|---|
ABERCROMBIE & FITCH CO.
MEETING DATE: JUN 10, 2009 |
TICKER: ANF SECURITY ID: 002896207
|
| Proposal No | Proposal | Proposed By | Management Recommenda tion | Vote Cast |
|---|
| 1.1 | Elect Director James B. Bachmann | Management | For | Withhold |
| 1.2 | Elect Director Michael S. Jeffries | Management | For | Withhold |
| 1.3 | Elect Director John W. Kessler | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority V oting for Uncontested Election of Directors | Management | For | For |
| 4 | Death Benefits/Golden Coffins | Shareholder | Against | Against |
| | | | | |
|---|
ACE LTD.
MEETING DATE: MAY 20, 2009 |
TICKER: ACE SE CURITY ID: H0023R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Of Director: Michael G. Atieh | Management | For | For |
| 2 | Election Of Director: Mary A. Cirillo | Management | For | For |
| 3 | Election Of Director: Bruce L. Crockett | Management | For | For |
| 4 | Election Of Director: Thomas J. Neff | Management | For | For |
| 5 | Approval Of The Annual Report | Management | For | For |
| 6 | Approval Of The Statutory Financial Statements Of Ace Limited | Management | For | For |
| 7 | Approval Of The Consolidated Financial Statements | Management | For | For |
| 8 | Allocation Of Disposable Profit | M anagement | For | For |
| 9 | Discharge Of The Board Of Directors | Management | For | For |
| 10 | Amendment Of Articles Of Association Relating To Special Auditor | Management | For | For |
| 11 | Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting | Management | For | For |
| 12 | Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhouseco opers Llp | Management | For | For |
| 13 | Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting | Management | For | For |
| 14 | Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares | Management | For | For |
| | | | | |
|---|
AGNICO-EAGLE MINES LIMITED
MEETING DATE: APR 30, 2009 |
TICKER: AEM SECURITY ID: 008474108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leanne M. Baker | Management | For | For |
| 1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
| 1.3 | Elect Director Sean Boyd | Management | For | For |
| 1.4 | Elect Director Clifford Davis | Management | For | For |
| 1.5 | Elect Director David Garofalo | Management | For | For |
| 1.6 | Elect Director Bernard Kraft | Management | For | For |
| 1.7 | Elect Director Mel Leiderman | Management | For | For |
| 1.8 | Elect Director James D. Nasso | Management | For | For |
| 1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
| 1.10 | Elect Director Eberhard Scherkus | Management | For | For |
| 1.11 | Elect Director Howard R. Stockford | Management | For | Fo r |
| 1.12 | Elect Director Pertti Voutilainen | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Amend Bylaws | Management | For | For |
| | | | | |
|---|
AGNICO-EAGLE MINES LIMITED
MEETING DATE: APR 30, 2009 |
TICKER: AEM SECURITY ID: CA0084741085
|
| Proposal No | Proposal | Proposed By | Management Recommendati on | Vote Cast |
|---|
| 1.1 | Elect Director Leanne M. Baker | Management | For | For |
| 1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
| 1.3 | Elect Director Sean Boyd | Management | For | For |
| 1.4 | Elect Director Clifford Davis | Management | For | For |
| 1.5 | Elect Director David Ga rofalo | Management | For | For |
| 1.6 | Elect Director Bernard Kraft | Management | For | For |
| 1.7 | Elect Director Mel Leiderman | Management | For | For |
| 1.8 | Elect Director James D. Nasso | Management | For | For |
| 1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
| 1.10 | Elect Director Eberhard Scherkus | Management | For | For |
| 1.11 | Elect Director Howard R. Stockford | Management | For | For |
| 1.12 | Elect Director Pertti Voutilainen | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Amend Bylaws | Management | For | For |
| | | | | |
|---|
ALPHA NATURAL RESO URCES, INC.
MEETING DATE: NOV 21, 2008 |
TICKER: ANR SECURITY ID: 02076X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| | | | | |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 28, 2009 |
TICKER: AMZN SECURITY ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Director Tom A. Alberg | Management | For | For |
| 3 | Elect Director John Seely Brown | Management | For | For |
| 4 | Elect Director L. John Doerr | Management | For | For |
| 5 | Elect Director William B. Gordon | Management | For | For |
| 6 | Elect Director Alain Monie | Management | For | For |
| 7 | Elect Director Thomas O. Ryder | Management | For | For |
| 8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
AMR CORP.
MEETING DATE: MAY 20, 2009 |
TICKER: AMR SECURITY ID: 001765106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerard J. Arpey | Management | For | For |
| 1.2 | Elect Director John W. Bachmann | Management | For | For |
| 1.3 | Elect Director David L. Boren | Management | For | For |
| 1.4 | Elect Director Armando M. Codina | Management | For | For |
| 1.5 | Elect Director Rajat K. Gupta | Management | For | For |
| 1.6 | Elect Director Alberto Ibarguen | Management | For | For |
| 1.7 | Elect Director Ann M. Korologos | Management | For | For |
| 1.8 | Elect Director Michael A. Miles | Management | For | For |
| 1.9 | Elect Director Philip J. Purcell | Management | For | For |
| 1.10 | Elect Director Ray M. Robinson | Management | For | For |
| 1.11 | Elect Director Judith Rodin | Management | For | For |
| 1.12 | Elect Director Matthew K. Rose | Management | For | For |
| 1.13 | Elect Director Roger T. Staubach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| | | | | |
|---|
APACHE CORP.
MEETING DATE: MAY 7, 2009 |
TICKER: APA SECURITY ID: 037411105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frederick M. Bohen | Management | For | For |
| 2 | Elect Director George D. Lawrence | Management | For | For |
| 3 | Elect Director Rodman D. Patton | Management | For | For |
| 4 | Elect Director Charles J. Pitman | Management | For | For |
| | | | | |
|---|
APPLE INC.
MEETING DATE: FEB 25, 2009 |
TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director A.D. Levinson | Management | For | For |
| 1.7 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.8 | Elect Director Jerome B. York | Management | For | For |
| 2 | Report on Political Contributions | Shareholder | Against | Abstain |
| 3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| | | | | |
|---|
AT&T INC
MEETING DATE: APR 24, 2009 |
TICKER: T SECURITY ID: 00206R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director William F. Aldinger III | Management | For | For |
| 1.3 | Elect Director Gilbert F. Amelio | Management | For | For |
| 1.4 | Elect Director Reuben V. Anderson | Management | For | For |
| 1.5 | Elect Director James H. Blanchard | Management | For | For |
| 1.6 | Elect Director August A. Busch III | Management | For | For |
| 1.7 | Elect Director Jaime Chico Pardo | Management | For | For |
| 1.8 | Elect Director James P. Kelly | Management | For | For |
| 1.9 | Elect Director Jon C. Madonna | Management | For | For |
| 1.10 | Elect Director Lynn M. Martin | Management | For | For |
| 1.11 | Elect Director John B. McCoy | Management | For | For |
| 1.12 | Elect Director Mary S. Metz | Management | For | For |
| 1.13 | Elect Director Joyce M. Roche | Management | For | For |
| 1.14 | Elect Director Laura D Andrea Tyson | Management | For | For |
| 1.15 | Elect Director Patricia P. Upton | Management | For | For |
| 2 | Ratify Auditors | Management | For | Fo r |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Require Independent Board Chairma n | Shareholder | Against | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 9 | Exclude Pension Credits ftom Earnings Performance Measure | Shareholder | Against | Against |
| | | | | |
|---|
BANCO DO BRASIL S.A.
MEETING DATE: SEP 30, 2008 |
TICKER: BBAS3 SECURITY ID: BRBBASACNOR3
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition Agreement between Banco do Brasil, BESC, and BESCRI | Management | For | For |
| 2 | Appoint Independent Firms to Appraise the Proposed Acquisition | Management | For | For |
| 3 | Approve Independent Appraisals | Management | For | For |
| 4 | Approve Acquisition of BESC and BESCRI | Management | For | For |
| 5 | Amend Articles to Reflect Changes in Capital Deriving from the Proposed Acquisition | Management | For | For |
| | | | | |
|---|
BANK OF AMERICA CORP.
MEETING DATE: DEC 5, 2008 |
TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | Against |
| | | | | |
|---|
BANK OF AMERICA CORP.
MEETING DATE: APR 29, 2009 |
TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Barnet, III | Management | For | For |
| 1.2 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.3 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.4 | Elect Director John T. Collins | Management | For | For |
| 1.5 | Elect Director Gary L. Countryman | Management | For | For |
| 1.6 | Elect Director Tommy R. Franks | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Kenneth D. Lewis | Management | For | For |
| 1.9 | Elect Director Monica C. Lozano | Management | For | For |
| 1.10 | Elect Director Walter E. Massey | Management | For | For |
| 1.11 | Elect Director Thomas J. May | Management | For | For |
| 1.12 | Elect Director Patricia E. Mitchell | Management | For | For |
| 1.13 | Elect Director Joseph W. Prueher | Management | For | For |
| 1.14 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.15 | Elect Director Thomas M. Ryan | Management | For | For |
| 1.16 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
| 1.17 | Elect Director Robert L. Tillman | Management | For | For |
| 1.18 | Elect Director Jackie M. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Government Service of Employees | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
| 10 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 11 | TARP Related Compensation | Shareholder | Against | Against |
| | | | | |
|---|
BANK OF NEW YORK MELLON CORP., THE
MEETING DATE: APR 14, 2009 |
TICKER: BK SECURITY ID: 064058100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.4 | Elect Director Edmund F. Kelly | Management | For | For |
| 1.5 | Elect Director Robert P. Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Direc tor Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Robert Mehrabian | Management | For | For |
| 1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.11 | Elect Director Catherine A. Rein | Management | For | For |
| 1.12 | Elect Director William C. Richardson | Management | For | For |
| 1.13 | Elect Director Samuel C. Scott III | Management | For | For |
| 1.14 | Elect Director John P. Surma | Management | For | For |
| 1.15 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| | | | | |
|---|
BARRICK GOLD CORP.
MEETING DATE: APR 29, 2009 |
TICKER: ABX SECURITY ID: CA0679011084
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard L. Beck | Management | For | Against |
| 1.2 | Elect Director C. William D. Birchall | Management | For | Against |
| 1.3 | Elect Director Donald J. Carty | Management | For | Against |
| 1.4 | Elect Director Gustavo Cisneros | Management | For | Against |
| 1.5 | Elect Director Marshall A. Cohen | Management | For | Against |
| 1.6 | Elect Director Peter A. Crossgrove | Management | For | Against |
| 1.7 | Elect Director Robert M. Franklin | Management | For | Against |
| 1.8 | Elect Director Peter C. Godsoe | Management | For | Against |
| 1.9 | Elect Director J. Brett Harvey | Management | For | Against |
| 1.10 | Elect Director Brian Mulroney | Management | For | Against |
| 1.11 | Elect Director Anthony Munk | Management | For | Against |
| 1.12 | Elect Director Peter Munk | Management | For | Against |
| 1.13 | Elect Director Aaron W. Regent | Management | For | Against |
| 1.14 | Elect Director Steven J. Shapiro | Management | For | Against |
| 1.15 | Elect Director Gregory C. Wilkins | Management | For | Against |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Convene an Independent Third Party to Review Company's Community Engagement Practices | Shareholder | Against | Against |
| | | | | |
|---|
BAXTER INTERNATIONAL INC.
MEETING DATE: MAY 5, 2009 |
TICKER: BAX SECURITY ID: 071813109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter E. Boomer | Management | For | For |
| 1.2 | Elect Director James R. Gavin III | Management | For | For |
| 1.3 | Elect Director Peter S. Hellma n | Management | For | For |
| 1.4 | Elect Director K. J. Storm | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Animal Testing | Shareholder | Against | Abstain |
| | | | | |
|---|
BEST BUY CO., INC.
MEETING DATE: JUN 24, 2009 |
TICKER: BBY SECURITY ID: 086516101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald James | Management | For | For |
| 1.2 | Elect Director Elliot S. Kaplan | Management | For | For |
| 1.3 | Elect Director Sanjay Khosla | Management | For | For |
| 1.4 | Elect Director George L. Mikan III | Management | For | For |
| 1.5 | Elect Director Matthew H. Paull | Management | For | For |
| 1.6 | Elect Director Richard M. Schulze | Management | For | For |
| 1.7 | Elect Director Hatim A. Tyabji | Management | For | For |
| 1.8 | Elect Director Gerard R. Vittecoq | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement | Management | For | For |
| 9 | Reduce Supermajority Vote Requirement | Management | For | For |
| | | | | |
|---|
BHP BILLITON LIMITED (FORMERLY BHP LTD.)
MEETING DATE: NOV 27, 2008 |
TICKER: BHP SECURITY ID: 088606108
|
| Proposal No | Proposal | Proposed By | Manag ement Recommendation | Vote Cast |
|---|
| 1 | Receive and Consider BHP Billiton Plc's Financial Statements, Directors' Report, and Auditor's Report for the Financial Year Ended June 30, 2008 | Management | For | For |
| 2 | Receive and Consider BHP Billiton Ltd's Financial Statements, Directors' Report, and Auditor's Report for the Financial Year Ended June 30, 2008 | Management | For | For |
| 3 | Elect Paul Anderson as Director of BHP Billiton Plc | Management | For | For |
| 4 | Elect Paul Anderson as Director of BHP Billiton Ltd | Management | For | For |
| 5 | Elect Don Argus as Director of BHP Billiton Plc | Management | For | For |
| 6 | Elect Don Argus as Director of BHP Billiton Ltd | Management | For | For |
| 7 | Elect John Buchanan as Director of BHP Billiton Plc | Management | For | For |
| 8 | Elect John Buchanan as Director of BHP Billiton Ltd | Management | For | For |
| 9 | Elect David Crawford as Director of BHP Billiton Plc | Management | For | For |
| 10 | Elect David Crawford as Director of BHP Billiton Ltd | Management | For | For |
| 11 | Elect Jacques Nasser as Director of BHP Billiton Plc | Management | For | For |
| 12 | Elect Jacques Nasser as Director of BHP Billiton Ltd | Management | For | For |
| 13 | Elect John Schubert as Director of BHP Billiton Plc | Management | For | For |
| 14 | Elect John Schubert as Director of BHP Billiton Ltd | Management | For | For |
| 15 | Elect Alan Boeckmann as Director of BHP Billiton Plc | Management | For | For |
| 16 | Elect Alan Boeckmann as Director of BHP Billiton Ltd | Management | For | For |
| 17 | Elect Stephen Mayne as Director of BHP Billiton Plc | Shareholder | Against | Against |
| 18 | Elect Stephen Mayne as Director of BHP Billiton Ltd | Shareholder | Against | Against |
| 19 | Elect David Morgan as Director of BHP Billiton Plc | Management | For | For |
| 20 | Elect David Morgan as Director of BHP Billiton Ltd | Management | For | For |
| 21 | Elect Keith Rumb le as Director of BHP Billiton Plc | Management | For | For |
| 22 | Elect Keith Rumble as Director of BHP Billiton Ltd | Management | For | For |
| 23 | Approve KPMG Audit plc as Auditors of BHP Billiton Plc | Management | For | For |
| 24 | Approve Issuance of 555.97 Million Shares at $0.50 Each to BHP Billiton Plc Pursuant to its Group Incentive Schemes | Management | For | For |
| 25 | Renew the Disapplicat ion of Pre-Emption Rights in BHP Billiton Plc | Management | For | For |
| 26 | Authorize Repurchase of Up To 223.11 Million Shares in BHP Billiton Plc | Management | For | For |
| 27 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on April 30, 2009 | Management | For | For |
| 28 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on May 29, 2009 | Management | For | For |
| 29 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on June 15, 2009 | Management | For | For |
| 30 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on July 31, 2009 | Management | For | For |
| 31 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on Sept. 15, 2009 | Management | For | For |
| 32 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on on Nov. 30, 2009 | Management | For | For |
| 33 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | Management | For | For |
| 34 | Approve Amendment to the Group Incentive Scheme to Increase Target Bonus Amount from 140 Percent to 160 Percent and to Increase the Maximum Bonus from 1.5 to 2.0 Times the Target Bonus Amount | Management | For | For |
| 35 | Approve Grant of Approximately 49,594 Deferred Shares, 197,817 Options, and 349,397 Performance Shares to Marius Kloppers, CEO, Pursuant to the Group Incentive Scheme and Long Term Incentive Plan | Management | For | For |
| 36 | Approve Increase in The Total Remuneration Pool for Non-Executive Directors of BHP Billiton Plc to $3.8 Million | Management | For | For |
| 37 | Approve Increase in The Total Remuneration Pool for Non-Executive Directors of BHP Billiton Ltd to $3.8 Million | Management | For | For |
| 38 | Approve Amendments to the Articles of Association of BHP Billiton Plc | Management | For | For |
| 39 | Approve Amendments to the Constitution of BHP Billiton Ltd | Management | For | For |
| | | | | |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 3, 2009 |
TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Mana gement Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Lawrence C. Best | Management | For | For |
| 1.2 | Elect Director Alan B. Glassberg | Management | For | For |
| 1.3 | Elect Director Robert W. Pangia | Management | For | For |
| 1.4 | Elect Director William D. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | Against | Against |
| 5 | Reincorporate in Another State [North Dakota] | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Richard C. Mulligan | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Thomas F. Deuel | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director David Sidransky | Shareholder | For | Did Not Vote |
| 2 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | For | Did Not Vote |
| 3 | Reincorporate in Another State [North Dakota] | Shareholder | For | Did Not Vote |
| 4 | Ratify Auditors | Management | For | Did Not Vote |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | Did Not Vote |
| | | | | |
|---|
BOEING CO., THE
MEETING DATE: APR 27, 2009 |
TICKER: BA SECURITY ID: 097023105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Biggs | Management | For | For |
| 1.2 | Elect Director John E. Bryson | Management | For | For |
| 1.3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1.4 | Elect Director Linda Z. Cook | Management | For | For |
| 1.5 | Elect Director William M. Daley | Management | For | For |
| 1.6 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1.7 | Elect Director John F. McDonnell | Management | For | For |
| 1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1.9 | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 7 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
| 8 | Require Independent Lead Director | Shareholder | Against | Against |
| 9 | Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
| 10 | Report on Political Contributions | Shareholder | Against | Abstain |
| | | | | |
|---|
CABOT OIL & GAS CORP.
MEETING DATE: APR 28, 2009 |
TICKER: COG SECURITY ID: 127097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rhys J. Best | Management | For | For |
| 1.2 | Elect Director Robert Kelley | Management | For | For |
| 1.3 | Elect Director P. Dexter Peacock | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
CALIFORNIA PIZZA KITCHEN, INC.
MEETING DATE: MAY 20, 2009 |
TICKER: CPKI SECURITY ID: 13054D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Baker | Management | For | For |
| 1.2 | Elect Director Leslie E. Bider | Management | For | For |
| 1.3 | Elect Director Marshall S. Geller | Management | For | For |
| 1.4 | Elect Director La rry S. Flax | Management | For | For |
| 1.5 | Elect Director Charles G. Phillips | Management | For | For |
| 1.6 | Elect Director Richard L. Rosenfield | Management | For | For |
| 1.7 | Elect Director Alan I. Rothenberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
CELGENE CORP.
MEETING DATE: JUN 17, 2009 |
TICKER: CELG SECURITY ID: 151020104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Dire ctor Sol J. Barer | Management | For | For |
| 1.2 | Elect Director Robert J. Hugin | Management | For | For |
| 1.3 | Elect Director Michael D. Casey | Management | For | For |
| 1.4 | Elect Director Rodman L. Drake | Management | For | For |
| 1.5 | Elect Director A. Hull Hayes, Jr. | Management | For | For |
| 1.6 | Elect Director Gilla Kaplan | Management | For | For |
| 1.7 | Elect Director James J. Loughlin | Management | For | For |
| 1.8 | Elect Director Ernest Mario | Management | For | For |
| 1.9 | Elect Director Walter L. Robb | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| | | | | |
|---|
CEPHALON, INC.
MEETING DATE: MAY 12, 2009 |
TICKER: CEPH SECURITY ID: 156708109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
| 1.2 | Elect Director William P. Egan | Management | For | For |
| 1.3 | Elect Director Martyn D. Greenacre | Manag ement | For | For |
| 1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
| 1.5 | Elect Director Kevin E. Moley | Management | For | For |
| 1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
| 1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
| 1.8 | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Amend Stock Option Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: APR 21, 2009 |
TICKER: CF SECURITY ID: 125269100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Stephen A. Furbacher | Management | For | For |
| 1.2 | Elect Director David R. Harvey | Management | For | For |
| 1.3 | Elect Director John D. Johnson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Green Card) |
| 1.1 | Elect Director Stephen A. Furbacher | Shareholder | Withhold | None |
| 1.2 | Elect Director David R. Harvey | Shareholder | Withhold | None |
| 1.3 | Elect Director John D. Johnson | Shareholder | Withhold | None |
| 2 | Ratify Auditors | Management | For | None |
| 3 | Approve Omnibus Stock Pla n | Management | For | None |
| | | | | |
|---|
CHEESECAKE FACTORY, INC., THE
MEETING DATE: MAY 20, 2009 |
TICKER: CAKE SECURITY ID: 163072101
|
| Proposal No | Proposal | Proposed By | Mana gement Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexander L. Cappello | Management | For | Withhold |
| 1.2 | Elect Director Jerome I. Kransdorf | Management | For | Withhold |
| 1.3 | Elect Director David B. Pittaway | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Management | For | For |
| 3 | Permit Right to Act by Written Consent | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
CHESAPEAKE ENERGY CORP.
MEETING DATE: JUN 12, 2009 |
TICKER: CHK &nb sp; SECURITY ID: 165167107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard K. Davidson | Management | For | For |
| 1.2 | Elect Director V. Burns Hargis | Management | For | For |
| 1.3 | Elect Director Charles T. Maxwell | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Ag ainst | For |
| 7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| | | | | |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 27, 2009 |
TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. H. Armacost | Management | For | For |
| 1.2 | Elect Director L. F. Deily | Management | For | For |
| 1.3 | Elect Director R. E. Denham | Management | For | For |
| 1.4 | Elect Director R. J. Eaton | Management | For | For |
| 1.5 | Elect Director E. Hernandez | Management | For | For |
| 1.6 | Elect Director F. G. Jenifer | Management | For | For |
| 1.7 | Elect Director S. Nunn | Management | For | For |
| 1.8 | Elect Director D. J. O'Reilly | Management | For | For |
| 1.9 | Elect Director D. B. Rice | Management | For | For |
| 1.10 | Elect Director K. W. Sharer | Management | For | For |
| 1.11 | Elect Director C. R. Shoemate | Management | For | For |
| 1.12 | Elect Director R. D. Sugar | Management | For | For |
| 1.13 | Elect Director C. Ware | Management | For | For |
| 1.14 | Elect Director J. S. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 8 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| 9 | Adopt Human Rights Policy | Shareholder | Against | Absta in |
| 10 | Report on Market Specific Environmental Laws | Shareholder | Against | Abstain |
| | | | | |
|---|
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD.
MEETING DATE: AUG 29, 2008 |
TICKER: 1800 SECURITY ID: CNE1000002F5
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Domestic Corporate Bonds With a Principal Amount Not More Than RMB 15.0 Billion | Management | For | For |
| | | | | |
|---|
CHINA COMMUNIC ATIONS CONSTRUCTION COMPANY LTD.
MEETING DATE: JUN 18, 2009 |
TICKER: 1800 SECURITY ID: CNE1000002F5
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Report of the Board of Directors | Management | For | For |
| 2 | Accept Report of the Supervisory Committee | Management | For | For |
| 3 | Accept Co nsolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Profit Distribution and Dividend Distribution Plan | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited Company as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Allow Electronic Distribution of Company Communications | Management | For | For |
| 7 | Amend Articles of Association | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| | | | | |
|---|
CHINA CONSTRUCTION BANK CORPORATION
MEETING DATE: JUN 11, 2009 |
TICKER: 939 SECURITY ID: CNE1000002H1
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept 2008 Report of the Board of Directors | Management | For | For |
| 2 | Accept 2008 Report of the Board of Supervisors | Management | For | For |
| 3 | Accept 2008 Final Financial Accoun ts | Management | For | For |
| 4 | Approve 2009 Fixed Assets Investment Budget | Management | For | For |
| 5 | Approve Profit Distribution Plan for the Second Half of 2008 | Management | For | For |
| 6 | Approve 2008 Final Emoluments Distribution Plan for Directors and Supervisors | Management | For | For |
| 7 | Appoint Auditors | Management | For | For |
| 8 | Elect Chen Zuofu as Executive Director | Management | For | Against |
| | | | | |
|---|
CHINA SHENHUA ENERGY CO LTD
MEETING DATE: JUN 5, 2009 |
TICKER: 1088 SECURITY ID: CNE1000002R0
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Report of the Board of Directors | Management | For | For |
| 2 | Accept Report of the Board of Supervisors | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Profit Distribution Plan | Management | For | For |
| 5 | Approve Remuneration of Directors and Supervisors | Management | For | For |
| 6 | Reappoint KPMG Huazhen and KPMG as PRC and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 7 | Elect Gong Huazhang as Independent Non-Executive Director | Management | For | For |
| 8 | Approve Connected Transaction with a Related Party | Management | For | For |
| 9 | Amend Articles of Association | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| | | | | |
|---|
CHINA SHENHUA ENERGY CO LTD
MEETING DATE: JUN 5, 2009 |
TICKER: 1088 SECURITY ID: CNE1000002R0
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Repurchase of Up to 10 Percent of the Issued A Share Capital and H Share Capital | Management | For | For |
| | | | | |
|---|
CHINA TELECOM CORPORATION LTD
MEETING DATE: MAY 26, 2009 |
TICKER: CHA SECURITY ID: 169426103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Profit and Distirbution of Dividend for the Year Ended Dec. 31, 2008 | Management | For | For |
| 3 | Reappoint KPMG and KPMG Huazhen as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4.1 | Approve Issuance of Debentures | Management | Fo r | For |
| 4.2 | Authorize Board to Determine Specific Terms, Conditions and Other Matters of the Debentures | Management | For | For |
| 5.1 | Approve Issuance of Bonds in One or More Tranches Not Exceeding RMB 30 Billion | Management | For | For |
| 5.2 | Authorize Board to Determine Specific Terms, Conditions and Other Matters of the Company Bonds | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Board to Increase the Registered Capital of the Company and Amend the Articles of Association to Reflect Such Increase | Management | For | Against |
| | | | | |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 13, 2008 |
TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Managemen t | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Steven M. West | Management | For | For |
| 12 | Elect Director Jerry Yang | Management | For | Against |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
| 15 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| | | | | |
|---|
CITIGROUP INC.
MEETING DATE: APR 21, 2009 |
TICKER: C SECURITY ID: 172967101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Michael Armstrong | Management | For | For |
| 1.2 | Elect Director Alain J.P. Belda | Management | For | For |
| 1.3 | Elect Director John M. Deutch | Management | For | For |
| 1.4 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 1.5 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.6 | Elect Director Anne Mulcahy | Management | For | For |
| 1.7 | Elect Director Michael E. O'Neill | Management | F or | For |
| 1.8 | Elect Director Vikram Pandit | Management | For | For |
| 1.9 | Elect Director Richard D. Parsons | Management | For | For |
| 1.10 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 1.11 | Elect Director Judith Rodin | Management | For | For |
| 1.12 | Elect Director Robert L. Ryan | Management | For | For |
| 1.13 | Elect Director Anthony M. Santomero | Management | For | For |
| 1.14 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Disclose Prior Government Service | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
| 8 | Require More Director Nominations Than Open Seats | Shareholder | Against | Abstain |
| 9 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 11 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
| 12 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 13 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| | | | | |
|---|
CLEVELAND-CLIFFS INC.
MEETING DATE: OCT 3, 2008 |
TICKER: CLF SECURITY ID: 185896107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1 | Approve Control Share Acquisition | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Green Card) |
| 1 | Approve Control Share Acqui sition | Shareholder | For | Did Not Vote |
| 2 | Adjourn Meeting | Management | For | Did Not Vote |
| | | | | |
|---|
COCA-COLA COMPANY, THE
MEETING DATE: APR 22, 2009 |
TICKER: KO SECURITY ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Cathleen P. Black | Management | For | For |
| 1.4 | E lect Director Barry Diller | Management | For | For |
| 1.5 | Elect Director Alexis M. Herman | Management | For | For |
| 1.6 | Elect Director Muhtar Kent | Management | For | For |
| 1.7 | Elect Director Donald R. Keough | Management | For | For |
| 1.8 | Elect Director Maria Elena Lagomsino | Management | For | For |
| 1.9 | Elect Director Donald F. McHenry | Management | For | For |
| 1.10 | Elect Director Sam Nunn | Management | For | For |
| 1.11 | Elect Director James D. Robinson III | Management | For | For |
| 1.12 | Elect Director Peter V. Ueberroth | Management | For | For |
| 1.13 | Elect Director Jacob Wallenberg | Management | For | For |
| 1.14 | Elect Director James B. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| 6 | Performance-Based Awards | Shareholder | Against | Against |
| | | | | |
|---|
CONTINENTAL AIRLINES, INC.
MEETING DATE: JUN 10, 2009 |
TICKER: CAL SECURITY ID: 210795308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | Withhold |
| 1.2 | Elect Director Lawrence W. Kellner | Management | For | Withhold |
| 1.3 | Elect Director Douglas H. McCorkindale | Management | For | Withhold |
| 1.4 | Elect Director Henry L. Meyer, III | Management | For | Withhold |
| 1.5 | Elect Director Oscar Munoz | Management | For | Withhold |
| 1.6 | Elect Director Jeffery A. Smisek | Management | For | Withhold |
| 1.7 | Elect Director Karen Hastie Williams | Management | For | Withhold |
| 1.8 | Ele ct Director Ronald B. Woodard | Management | For | Withhold |
| 1.9 | Elect Director Charles A. Yamarone | Management | For | Withhold |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Limit/Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| 5 | Reincorporate in Another State | Shareholder | Against | Against |
| 6 | Note from Broadridge: Please vote FOR if Stock Owned of Record or Beneficially by You is Owned and Controlled Only By U.S. Citizens, Or vote AGAINST if Such Stock is Owned or Controlled By any Person Who is Not a U.S. Citizen | Management | None | For |
| | | | ; | |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 28, 2009 |
TICKER: COST SECURITY ID: 22160K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James D. Sinegal | Management | For | For |
| 1.2 | Elect Director Jeffrey H. Brotman | Management | For | For |
| 1.3 | Elect Director Richard A. Galanti | Management | For | For |
| 1.4 | Elect Director Daniel J. Evans | Management | For | For |
| 1.5 | Elect Director Jeffrey S. Raikes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
COVIDIEN LTD.
MEETING DATE: MAR 18, 2009 |
TICKER: COV SECURITY ID: G2552X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Craig Arnold as Director | Management | For | For |
| 1b | Elect Robert H. Brust as Director | Management | For | For |
| 1c | Elect John M. Connors, Jr. as Director | Management | For | For |
| 1d | Elect Christopher J. Coughlin as Director | Management | For | For |
| 1e | Elect Timothy M. Donahue as Director | Management | For | For |
| 1f | Elect Kathy J. Herbert as Director | Management | For | For |
| 1g | Elect Randall J. Hogan, III as Director | Management | For | For |
| 1h | Elect Richard J. Meelia as Director | Management | For | For |
| 1i | Elect Dennis H. Reilley as Director | Management | For | For |
| 1j | Elect Tadataka Yamada as Director | Management | For | For |
| 1k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
| 2 | Approve Amended and Restated 2007 Stock and Incentive Plan | Management | For | Against |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| | | | | |
|---|
COVIDIEN LTD.
MEETING DATE: MAY 28, 2009 |
TICKER: COV SECURITY ID: G2552X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Approve the Creation of Distrib utable Reserves of Covidien plc | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| | | | | |
|---|
CREE, INC.
MEETING DATE: OCT 30, 2008 |
TICKER: CREE SECURITY ID: 225447101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Swoboda | Management | For | For |
| 1.2 | Elect Director John W. Palmour, Ph.D. | Management | For | For |
| 1.3 | Elect Director Dolph W. Von Arx | Management | For | For |
| 1.4 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.5 | Elect Director Franco Plastina | Management | For | For |
| 1.6 | Elect Director Harvey A. Wagner | Management | For | For |
| 1.7 | Elect Director Thomas H. Werner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
CROWN HOLDINGS, INC.
MEETING DATE: APR 23, 2009 |
TICKER: CCK SECURITY ID: 228368106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jenne K. Britell | Management | For | Withhold |
| 1.2 | Elect Director John W. Conway | Management | For | Withhold |
| 1.3 | Elect Director Arnold W. Donald | Management | For | Withhold |
| 1.4 | Elect Director William G. Little | Management | For | Withhold |
| 1.5 | Elect Director Hans J. Loliger | Management | For | Withhold |
| 1.6 | Elect Director Thomas A. Ralph | Management | For | Withhold |
| 1.7 | Elect Director Hugues Du Rouret | Management | For | Withhold |
| 1.8 | Elect Director Alan W. Ruther ford | Management | For | Withhold |
| 1.9 | Elect Director Jim L. Turner | Management | For | Withhold |
| 1.10 | Elect Director William S. Urkiel | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
DELTA AIR LINES, INC.
MEETING DATE: SEP 25, 2008 |
TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| | | | | |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 22, 2009 |
TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard H. Anderson | Management | For | Against |
| 2 | Elect Director Roy J. Bostock | Management | For | Against |
| 3 | Elect Director John S. Brinzo | Management | For | Against |
| 4 | Elect Director Daniel A. Carp | Management | For | Against |
| 5 | Elect Director John M. Engler | Management | For | Against |
| 6 | Elect Director Mickey P. Foret | Management | For | Against |
| 7 | Elect Director David R. Goode | Management | For | Against |
| 8 | Elect Director Paula Rosput Reynolds | Management | For | Against |
| 9 | Elect Director Kenneth C. Rogers | Management | For | Against |
| 10 | Elect Director Rodney E. Slater | Management | For | Against |
| 11 | Elect Director Douglas M. Steenland | Management | For | Against |
| 12 | Elect Director Kenneth B. Woodrow | Management | For | Against |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide for Cumulative Voting | Shareholder | Against | Against |
| | | | | |
|---|
DEUTSCHE BANK AG
MEETING DATE: MAY 26, 2009 |
TICKER: DB SECURITY ID: D18190898
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 2 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
| 4 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
| 5 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Amend Articles Re: Registration for the General Meeting | Management | For | For |
| 8 | Amend Articles Re: Electronic Media Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
| 9 | Approve Creation of EUR 128 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 10 | Approve Creation of EUR 176.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 11 | Approve Creation of EUR 314.9 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 12 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertib le Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 256 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| | | | | |
|---|
DIRECTV GROUP, INC, THE
MEETING DATE: JUN 2, 2009 |
TICKER: DTV SECURITY ID: 25459L106
|
| Proposal N o | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chase Carey | Management | For | For |
| 1.2 | Elect Director Mark Carleton | Management | For | For |
| 1.3 | Elect Director Peter Lund | Management | For | For |
| 1.4 | Elect Director Haim Saban | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| | | &n bsp; | | |
|---|
EL PASO CORP
MEETING DATE: MAY 6, 2009 |
TICKER: EP SECURITY ID: 28336L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juan Carlos Braniff | Management | For | For |
| 1.2 | Elect Director James L. Dunlap | M anagement | For | For |
| 1.3 | Elect Director Douglas L. Foshee | Management | For | For |
| 1.4 | Elect Director Robert W. Goldman | Management | For | For |
| 1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas R. Hix | Management | For | For |
| 1.7 | Elect Director Ferrell P. McClean | Management | For | For |
| 1.8 | Elect Director Steven J. Shapiro | Management | For | For |
| 1.9 | Elect Director J. Michael Talbert | Management | For | For |
| 1.10 | Elect Director Robert F. Vagt | Management | For | Against |
| 1.11 | Elect Director John L. Whitmire | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| | | | &nbs p; | |
|---|
ENTROPIC COMMUNICATIONS INC
MEETING DATE: MAY 19, 2009 |
TICKER: ENTR SECURITY ID: 29384R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth Merchant | Management | For | Withhold |
| 1.2 | Elect Director Umesh Padval | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
EQUINIX, INC.
MEETING DATE: JUN 9, 2009 |
TICKER: EQIX SECURITY ID: 29444U502
|
| Proposal No | Propo sal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven T. Clontz | Management | For | For |
| 1.2 | Elect Director Steven P. Eng | Management | For | For |
| 1.3 | Elect Director Gary F. Hromadko | Management | For | For |
| 1.4 | Elect Director Scott G. Kriens | Management | For | For |
| 1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.6 | Elect Director Christopher B. Paisley | Management | For | For |
| 1.7 | Elect Director Stephen M. Smith | Management | For | For |
| 1.8 | Elect Director Peter F. Van Camp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
EVEREST RE GROUP LTD
MEETING DATE: MAY 13, 2009 |
TICKER: RE SECURITY ID: G3223R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Martin Abrahams as Director | Management | For | For |
| 1.2 | Elect John R. Dunne as Director | Management | For | For |
| 1.3 | Elect John A. Weber as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| | | | | |
|---|
EXELON CORPORATION
MEETING DATE: APR 28, 2009 |
TICKER: EXC SECURITY ID: 30161N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Canning, Jr. | Management | For | For |
| 1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
| 1.3 | Elect Director Bruce DeMars | Management | For | For |
| 1.4 | Elect Director Nelson A. Diaz | Management | For | For |
| 1.5 | Elect Director Rosemarie B. Greco | Management | For | For |
| 1.6 | Elect Director Paul L. Joskow | Management | For | For |
| 1.7 | Elect Director John M. Palms | Management | For | For |
| 1.8 | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1.9 | Elect Director John W. Rowe | Management | For | For |
| 1.10 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Global Warming | Shareholder | Against | Abstain |
| | | | | |
|---|
EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 27, 2009 |
TICKER: ESRX SECURITY ID: 302182100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary G. Benanav | Management | For | Withhold |
| 1.2 | Elect Director Frank J. Borelli | Management | For | Withhold |
| 1.3 | Elect Director Maura C. Breen | Management | For | Withhold |
| 1.4 | Elect Director Nicholas J. LaHowchic | Management | For | Withhold |
| 1.5 | Elect Director Thomas P. Mac Mahon | Management | For | Withhold |
| 1.6 | Elect Director Frank Mergenthaler | Management | For | For |
| 1.7 | Elect Director Woodrow A Myers, Jr, MD | Management | For | Withhold |
| 1.8 | Elect Director John O. Parker, Jr. | Management | For | Withhold |
| 1.9 | Elect Director George Paz | Management | For | Withhold |
| 1.10 | Elect Director Samuel K. Skinner | Management | Fo r | Withhold |
| 1.11 | Elect Director Seymour Sternberg | Management | For | Withhold |
| 1.12 | Elect Director Barrett A. Toan | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
EXXON MOBIL CORP.
MEETING DATE: MAY 27, 2009 |
TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director L.R. Faulkner | Management | For | For |
| 1.3 | Elect Director K.C. Frazier | Management | For | For |
| 1.4 | Elect Director .W. George | Management | For | For |
| 1.5 | Elect Director R.C. King | Management | For | For |
| 1.6 | Elect Director M.C. Nelson | Management | For | For |
| 1.7 | Elect Director S.J. Palmisano | Management | For | For |
| 1.8 | Elect Director S.S Reinemund | Management | For | For |
| 1.9 | Elect Director R.W. Tillerson | Management | For | For |
| 1.10 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 8 | Compare CEO Compensation to Average U.S. per Capita Income | Shareholder | Against | Against |
| 9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | Shareholder | Against | Abstain |
| 10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 11 | Adopt Quantitative G HG Goals for Products and Operations | Shareholder | Against | Abstain |
| 12 | Report on Climate Change Impacts on Emerging Countries | Shareholder | Against | Abstain |
| 13 | Adopt Policy to Increase Renewable Energy | Shareholder | Against | Abstain |
| | | | | |
|---|
FIDELITY NATIONAL FINANCIAL, INC.
MEETING DATE: MAY 28, 2009 |
TICKER: FNF SECURITY ID: 31620R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank P. Willey | Management | For | Withhold |
| 1.2 | Elect Director Willie D. Davis | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
FIRST SOLAR INC
MEETING DATE: JUN 4, 2009 |
TICKER: FSLR SECURITY ID: 336433107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Ahearn | Management | For | Withhold |
| 1.2 | Elect Director Craig Kennedy | Management | For | Withhold |
| 1.3 | Elect Director James F. Nolan | Management | For | Withhold |
| 1.4 | Elect Director J. Thomas Presby | Management | For | Withhold |
| 1.5 | Elect Director Paul H. Stebbins | Management | For | Withhold |
| 1.6 | Elect Director Michael Sweeney | Management | For | Withhold |
| 1.7 | Elect Director Jose H. Villarreal | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
FMC CORP.
MEETING DATE: APR 28, 2009 |
TICKER: FMC SECURITY ID: 302491303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia A. Buffler | Management | For | For |
| 1.2 | Elect Director G. Peter D'Aloia | Management | For | For |
| 1.3 | Elect Director C. Scott Greer | Management | For | For |
| 1.4 | Elect Director Paul J. Norris | Management | For | For |
| 1.5 | Elect Director Dirk A. Kempthorne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUN 11, 2009 |
TICKER: FCX SECURITY ID: 35671D857
|
| Proposal No | Proposal | Proposed By | Mana gement Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Day | Management | For | For |
| 1.4 | Elect Director Gerald J. Ford | Management | For | For |
| 1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.6 | Elect Director J. Bennett Johnston | Management | For | For |
| 1.7 | Elect Director Charles C. Krulak | Management | For | For |
| 1.8 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.9 | Elect Director Jon C. Madonna | Management | For | For |
| 1.10 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.11 | Elect Director Gabrielle K. McDonald | Management | For | For |
| 1.12 | Elect Director James R. Moffett | Management | For | For |
| 1.13 | Elect Director B.M. Rankin, Jr. | Management | For | For |
| 1.14 | Elect Director J. Stapleton Roy | Management | For | For |
| 1.15 | Elect Director Stephen H. Siegele | Management | For | For |
| 1.16 | Elect Director J. Taylor Wharton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Request Director Nominee Environmental Qualifications | Shareholder | Against | Against |
| | | | | |
|---|
GAFISA SA
MEETING DATE: APR 30, 2009 |
TICKER: GFA SECURITY ID: 362607301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Director | Management | For | For |
| 4 | Ratify Remuneration of Executive Officers and Non-Executive Directors Paid During 2008, and Approve Remuneration for 2009 | Management | For | For |
| 5 | Designate Newspapers to Publish Company Announcements | Management | For | For |
| 6 | Amend Articles | Management | For | For |
| | | | | |
|---|
GAMESTOP CORP.
MEETING DATE: JUN 23, 2009 |
TICKER: GME SECURITY ID: 36467W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel A. DeMatteo | Management | For | For |
| 1.2 | Elect Director Michael N. Rosen | Management | For | For |
| 1.3 | Elect Director Edwa rd A. Volkwein | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
GENUINE PARTS CO.
MEETING DATE: APR 20, 2009 |
TICKER: GPC SECURITY ID: 372460105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary B. Bullock | Management | For | For |
| 1.2 | Elect Director Jean Douville | Management | For | For |
| 1.3 | Elect Director Thomas C. Gall agher | Management | For | For |
| 1.4 | Elect Director George C. 'Jack' Guynn | Management | For | For |
| 1.5 | Elect Director John D. Johns | Management | For | For |
| 1.6 | Elect Director Michael M.E. Johns | Management | For | For |
| 1.7 | Elect Director J. Hicks Lanier | Management | For | For |
| 1.8 | Elect Director Wendy B. Needham | Management | For | For |
| 1.9 | Elect Director Jerry W. Nix | Management | For | For |
| 1.10 | Elect Director Larry L. Prince | Management | For | For |
| 1.11 | Elect Director Gary W. Rollins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
GENZYME CORP.
MEETING DATE: MAY 21, 2009 |
TICKER: GENZ SECURITY ID: 372917104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas A. Berthiaume | Management | For | For |
| 2 | Elect Director Gail K. Boudreaux | Management | For | For |
| 3 | Elect Director Robert J. Carpenter | Management | For | For |
| 4 | Elect Director Charles L. Cooney | Management | For | For |
| 5 | Elect Director Victor J. Dzau | Management | For | For |
| 6 | Elect Director Connie Mack III | Management | For | For |
| 7 | Elect Director Richard F. Syron | Management | For | For |
| 8 | Elect Director Henri A. Termeer | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 6, 2009 |
TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Berg | Management | For | For |
| 1.2 | Elect Director John F. Cogan | Management | For | For |
| 1.3 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.4 | Elect Director James M. Denn y | Management | For | For |
| 1.5 | Elect Director Carla A. Hills | Management | For | For |
| 1.6 | Elect Director John W. Madigan | Management | For | For |
| 1.7 | Elect Director John C. Martin | Management | For | For |
| 1.8 | Elect Director Gordon E. Moore | Management | For | For |
| 1.9 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.10 | Elect Director Richard J. Whitley | Management | For | For |
| 1.11 | Elect Director Gayle E. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| | | | | |
|---|
GOLDMAN SACHS GROUP, INC., THE
MEETING DATE: MAY 8, 2009 |
TICKER: GS SECURITY ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 2 | Elect Director John H. Bryan | Management | For | For |
| 3 | Elect Director Gary D. Cohn | Management | For | For |
| 4 | Elect Director Claes Dahlback | Management | For | For |
| 5 | Elect Director Stephen Friedman | Management | For | For |
| 6 | Elect Director William W. George | Management | For | For |
| 7 | Elect Director Rajat K. Gupta | Management | For | For |
| 8 | Elect Director James A. Johnson | Management | For | For |
| 9 | Elect Director Lois D. Juliber | Management | For | For |
| 10 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 11 | Elect Director James J. Schiro | Management | For | For |
| 12 | Elect Director Ruth J. Simmons | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| | | | | |
|---|
GOODYEAR TIRE & RUBBER CO., THE
MEETING DATE: APR 7, 2009 |
TICKER: GT SECURITY ID: 382550101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Boland | Management | For | For |
| 1.2 | Elect Director James A. Firestone | Management | For | For |
| 1.3 | Elect Director Robert J. Keegan | Management | For | For |
| 1.4 | Elect Director W. Alan McCollough | Management | For | For |
| 1.5 | Elect Director Denise M. Morrison | Management | For | For |
| 1.6 | Elect Director Ro dney O'Neal | Management | For | For |
| 1.7 | Elect Director Shirley D. Peterson | Management | For | For |
| 1.8 | Elect Director Stephanie A. Streeter | Management | For | For |
| 1.9 | Elect Director G. Craig Sullivan | Management | For | For |
| 1.10 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 1.11 | Elect Director Michael R. Wessel | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Code of Regulations | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
GOOGLE INC
MEETING DATE: MAY 7, 2009 |
TICKER: GOOG SECURITY ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Schmidt | Management | For | Wit hhold |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Larry Page | Management | For | Withhold |
| 1.4 | Elect Director L. John Doerr | Management | For | Withhold |
| 1.5 | Elect Director John L. Hennessy | Management | For | Withhold |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | Withhold |
| 1.7 | Elect Director Ann Mather | Management | For | Withhold |
| 1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
| 1.9 | Elect Director K. Ram Shriram | Management | For | Withhold |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Report on Political Contributions | Shareholder | For | Abstain |
| 5 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
| 6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| | | | | |
|---|
HENGAN INTERNATIONAL GROUP CO. LTD.
MEETING DATE: MAY 20, 2009 |
TICKER: 1044 SECURITY ID: KYG4402L1288
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Xu Da Zuo as Director | Management | For | Against |
| 3b | Reelect Xu Chun Man as Director | Management | For | Against |
| 3c | Reelect Chu Cheng Chung as Director | Management | For | Against |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capi tal | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| | | | | |
|---|
HESS CORPORATION
MEETING DATE: MAY 6, 2009 |
TICKER: HES SECURITY ID: 42809H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J.B. Hess | Management | For | For |
| 1.2 | Elect Director S.W. Bodman | Management | For | For |
| 1.3 | Elect Director R. Lavizzo-Mourey | Management | For | For |
| 1.4 | Elect Dir ector C.G. Matthews | Management | For | For |
| 1.5 | Elect Director E.H. von Metzsch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
HUMANA INC.
MEETING DATE: APR 23, 2009 |
TICKER: HUM SECURITY ID: 444859102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Jones, Jr. | Management | For | Against |
| 1.2 | Elect Director Frank A. D'Amelio | Management | For | Against |
| 1.3 | Elect Director W. Roy Dunbar | Management | For | Against |
| 1.4 | Elect Director Kurt J. Hilzinger | Management | For | Against |
| 1.5 | Elect Director Michael B. McCallister | Management | For | Against |
| 1.6 | Elect Director William J. McDonald | Management | For | Against |
| 1.7 | Elect Director William E. Mitchell | Management | For | For |
| 1.8 | Elect Director James J. O'Brien | Management | For | Against |
| 1.9 | Elect Director Marissa T. Peterson | Management | For | Against |
| 1.10 | Elect Director W. Ann Reynolds | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
IMPALA PLATINUM HOLDINGS LTD.
MEETING DATE: OCT 23, 2008 |
TICKER: SECURITY ID: ZAE000083648
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Year Ended June 30, 2008 | Management | For | For |
| 2.1 | Reelect MV Mennell as Director | Management | For | For |
| 2.2 | Reelect Dh Brown as Director | Management | For | For |
| 2.3 | Reelect TV Mokgatlha as Director | Management | For | For |
| 2.4 | Reelect LG Paton as Director | Management | For | For |
| 2.5 | Reelect LC van Vught as Director | Management | For | For |
| 3 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| | | | | |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: OCT 27, 2008 |
TICKER: 1398 SECURITY ID: CNE1000003G1
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jiang Jianqing as Executive Director | Management | For | For |
| 2 | Elect Yang Kaisheng as Executive Director | Management | For | For |
| 3 | Elect Zhang Furong as Executive Director | Management | For | For |
| 4 | Elect Niu Ximing as Executive Director | Management | For | For |
| 5 | Elect Leung Kam Chung, Antony as Independent Non-Executive Director | Management | For | For |
| 6 | Elect John L. Thornton as Independent Non-Executive Director | Management | For | For |
| 7 | Elect Qian Yingyi as Independent Non-Executive Director | Management | For | For |
| 8 | Elect Wong Kwong Shing, Frank as Independent Non-Executive Director | Management | For | For |
| 9 | Elect Huan Huiwu as Non-Executive Director | Shareholder | For | For |
| 10 | Elect Gao Jianhong as Non-Executive Director | Shareholder | For | For |
| 11 | Elect Li Chunx iang as Non-Executive Director | Shareholder | For | For |
| 12 | Elect Li Jun as Non-Executive Director | Shareholder | For | For |
| 13 | Elect Li Xiwen as Non-Executive Director | Shareholder | For | For |
| 14 | Elect Wei Fusheng as Non-Executive Director | Shareholder | For | For |
| 15 | Elect Wang Chixi as Shareholder Supervisor | Management | For | For |
| 16 | Approve Issuance of Subordinated Bonds | Management | For | For |
| | | | | |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: MAY 25, 2009 |
TICKER: 1398 SECURITY ID: CNE1000003G1
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2008 Work Report of the Board of Directors | Management | For | For |
| 2 | Approve 2008 Work Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2008 Audited Accounts | Management | For | For |
| 4 | Approve 2008 Profit Distribution Plan | Management | For | For |
| 5 | Approve 2009 Fixed Assets Investment Budget | Management | For | For |
| 6 | Reappoint Ernst & Young and Ernst & Young Hua Ming as International and Domestic Auditors, Respectively, and Fix the Total Audit Fees for 2009 at RMB 153 million | Management | For | For |
| 7 | Approve the Remuneration Calculations for Directors and Supervisors for 2008 | Management | For | For |
| 8 | Amend Articles of Association | Management | For | For |
| 9 | Amend Rules of Procedures for Shareholders' General Meeting | Management | For | For |
| 10 | Amend Rules of Procedures for the Board of Directors | Management | For | For |
| 11 | Amend Rules of Procedures for the Board of Supervisors | Management | For | For |
| 12 | Elect Dong Juan as External Supervisor | Shareholder | None | For |
| 13 | Elect Meng Yan as External Supervisor | Shareholder | None | For |
| | | | | |
|---|
INTEL CORPORATION
MEETING DATE: MAY 20, 2009 |
TICKER: INTC SECURITY ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charlene Barshefsky | Management | For | For |
| 2 | Elect Director Susan L. Decker | Management | For | For |
| 3 | Elect Director John J. Donahoe | Management | For | For |
| 4 | Elect Director Reed E. Hundt | Management | For | For |
| 5 | Elect Director Paul S. Otellini | Management | For | For |
| 6 | Elect Director James D. Plummer | Management | For | For |
| 7 | Elect Director David S. Pottruck | Management | For | For |
| 8 | Elect Director Jane E. Shaw | Management | For | For |
| 9 | Elect Director John L. Thornton | Management | For | For |
| 10 | Elect Director Frank D. Yeary | Management | For | For |
| 11 | Elect Director David B. Yoffie | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Approve Stock Option Exchange Program | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 17 | Adopt Policy on Human Rights to Water | Shareholder | Against | Abstain |
| | | | | |
|---|
ITRON, INC.
MEETING DATE: MAY 5, 2009 |
TICKER: ITRI SECURITY ID: 465741106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael B. Bracy | Management | For | For |
| 2 | Elect Director Kirby A. Dyess | Management | For | For |
| 3 | Elect Director Graham M. Wilson | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 23, 2009 |
TICKER: JNJ SECURITY ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Sue Coleman | Management | For | For |
| 1.2 | Elect Director James G. Cullen | Management | For | For |
| 1.3 | Elect Director Michael M.E. Johns | Management | For | For |
| 1.4 | Elect Director Arnold G. Langbo | Management | For | For |
| 1.5 | Elect Director Susan L. Lindquist | Management | For | For |
| 1.6 | Elect Director Leo F. Mullin | Management | For | For |
| 1.7 | Elect Director Wili am D. Perez | Management | For | For |
| 1.8 | Elect Director Charles Prince | Management | For | For |
| 1.9 | Elect Director David Satcher | Management | For | For |
| 1.10 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| | | | | |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 19, 2009 |
TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Disclose Prior Government Service | Shareholder | Against | Against |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
| 8 | Amend Key Executive Performance Plan | Sha reholder | Against | Against |
| 9 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
| | | | | |
|---|
KEYCORP
MEETING DATE: MAY 21, 2009 |
TICKER: KEY SECURITY ID: 493267108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William G. Bares | Management | For | For |
| 1.2 | Elect Director Carol A. Cartwright | Management | For | For |
| 1.3 | Elect Director Kristen L. Mano s | Management | For | For |
| 1.4 | Elect Director Thomas C. Stevens | Management | For | For |
| 2 | Require Majority Vote for Election of Directors | Management | For | For |
| 3 | Amend Votes Per Share of Existing Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
| | | | | |
|---|
LENDER PROCESSING SERVICES, INC.
MEETING DATE: MAY 28, 2009 |
TICKER: LPS SECURITY ID: 52602E102
|
| Proposal No | Propos al | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Marshall Haines | Management | For | Withhold |
| 2 | Elect Director James K. Hunt | Management | For | Withhold |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| | | | | |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 29, 2009 |
TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter C. Browning | Management | For | Withhold |
| 1.2 | Elect Director Marshall O. Larsen | Management | For | Withhold |
| 1.3 | Elect Director Stephen F. Page | Management | For | Withhold |
| 1.4 | Elect Director O. Temple Sloan, Jr. | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
| 6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| | | | | |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 9, 2009 |
TIC KER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Haythornthwaite | Management | For | Withhold |
| 1.2 | Elect Director David R. Carlucci | Management | For | Withhold |
| 1.3 | Elect Director Robert W. Selander | Management | For | Withhold |
| 2 | Amend Certificate of Incorporation to Increase Size of Board and Amend Director Qualifications | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
MBIA INC.
MEETING DATE: MAY 7, 2009 |
TICKER: MBI SECURITY ID: 55262C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Brown | Management | For | For |
| 1.2 | Elect Director David A. Coulter | Management | For | For |
| 1.3 | Elect Director Claire L. Gaudiani | Management | For | For |
| 1.4 | Elect Director Daniel P. Kearney | Management | For | For |
| 1.5 | Elect Director Kewsong Lee | Management | For | For |
| 1.6 | Elect Director Laurence H. Meyer | Management | For | For |
| 1.7 | Elect Director Charles R. Rinehart | Management | For | For |
| 1.8 | Elect D irector John A. Rolls | Management | For | For |
| 1.9 | Elect Director Richard C. Vaughan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 21, 2009 |
TICKER: MHS SECURITY ID: 58405U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles M. Lillis, Ph.D. | Management | For | For |
| 2 | Elect Director William L. Roper, M.D. | Management | For | For |
| 3 | Elect Director David D. Stevens | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| | | | | |
|---|
MERCK & CO., INC.
MEETING DATE: APR 28, 2009 |
TICKER: MRK SECURITY ID: 589331107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Thomas H. Glocer | Management | For | For |
| 5 | Elect Director Steven F. Goldstone | Management | For | For |
| 6 | Elect Director William B. Harrison, Jr. | Management | For | For |
| 7 | Elect Director Harry R. Jacobson | Management | For | For |
| 8 | Elect Director William N. Kelley | Management | For | For |
| 9 | Elec t Director Rochelle B. Lazarus | Management | For | For |
| 10 | Elect Director Carlos E. Represas | Management | For | For |
| 11 | Elect Director Thomas E. Shenk | Management | For | For |
| 12 | Elect Director Anne M. Tatlock | Management | For | For |
| 13 | Elect Director Samuel O. Thier | Management | For | For |
| 14 | Elect Director Wendell P. Weeks | Management | For | For |
| 15 | Elect Director Peter C. Wendell | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Fix Number of Directors | Management | For | For |
| 18 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
| 19 | Require Independent Lead Director | Shareholder | Against | Against |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| | | | | |
|---|
MONSANTO CO.
MEETING DATE: JAN 14, 2009 |
TICKER: MON SECURITY ID: 61166W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Janice L. Fields | Management | For | For |
| 2 | Elect Director Hugh Grant | Management | For | For |
| 3 | Elect Director C. Steven McMillan | Management | For | For |
| 4 | Elect Director Robert J. Stevens | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
MOR GAN STANLEY
MEETING DATE: FEB 9, 2009 |
TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| | | | | |
|---|
MORGAN STANLEY
MEETING DATE: APR 29, 2009 |
TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roy J. Bostock | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Howard J. Davies | Management | For | For |
| 1.4 | Elect Director Nobuyuki Hirano | Management | For | For |
| 1.5 | Elect Director C. Robert Kidder | Management | For | For |
| 1.6 | Elect Director John J. Mack | Management | For | For |
| 1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
| 1.11 | Elect Director Griffith Sexton | Management | For | For |
| 1.12 | Elect Director Laura D. Tyson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| | | | | |
|---|
MOSAIC CO
MEETING DATE: OCT 9, 2008 |
TICKER: MOS SECURITY ID: 61945A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Mathis | Management | For | Withhold |
| 1.2 | Elect Director James L. Popowich | Management | For | Withhold |
| 1.3 | Elect Director James T. Prokopanko | Management | For | Withhold |
| 1.4 | Elect Director Steven M. Seibert | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
NEWM ONT MINING CORP.
MEETING DATE: APR 29, 2009 |
TICKER: NEM SECURITY ID: 651639106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glen A. Barton | Management | For | For |
| 1.2 | Elect Director Vincent A. Calarco | Management | For | For |
| 1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.4 | Elect Director Noreen Doyle | Management | For | For |
| 1.5 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.6 | Elect Director Michael S. Hamson | Management | For | For |
| 1.7 | Elect Director Robert J. Miller | Management | For | For |
| 1.8 | Elect Director Richard T. O'Brien | Management | For | For |
| 1.9 | Elect Director John B. Prescott | Management | For | For |
| 1.10 | Elect Director Donald C. Roth | Management | For | For |
| 1.11 | Elect Director James V. Taranik | Management | For | For |
| 1.12 | Elect Director Simon Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| | | &nb sp; | | |
|---|
NINTENDO CO. LTD.
MEETING DATE: JUN 26, 2009 |
TICKER: 7974 SECURITY ID: JP3756600007
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 780 | Management | For | For |
| 2 | Amend Articles To Reflect Dig italization of Share Certificates | Management | For | For |
| 3.1 | Elect Director | Management | For | For |
| 3.2 | Elect Director | Management | For | For |
| 3.3 | Elect Director | Management | For | For |
| 3.4 | Elect Director | Management | For | For |
| 3.5 | Elect Director | Management | For | For |
| 3.6 | Elect Director | Management | For | For |
| 3.7 | Elect Director | Management | For | For |
| 3.8 | Elect Director | Management | For | For |
| 3.9 | Elect Director | Management | For | For |
| 3.10 | Elect Director | Management | For | For |
| 3.11 | Elect Director | Management | For | For |
| 3.12 | Elect Director | Management | For | For |
| | | | | |
|---|
NOBLE CORPORATION
MEETING DATE: MAR 17, 2009 |
TICKER: NE SECURITY ID: G65422100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| | | | | |
|---|
NOBLE CORPORATION
MEETING DATE: MAY 28, 2009 |
TICKER: NE SECURITY ID: H5833N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepa r Value Of The Shares In An Amount Equal To Swiss Francs 0.25 | Management | For | For |
| 2.1 | Director Julie H. Edwards | Management | For | For |
| 2.2 | Director Marc E. Leland | Management | For | For |
| 2.3 | Director David W. Williams | Management | For | For |
| 3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Management | For | For |
| 4 | Amend Articles Re: (Non-Routine) | Management | For | For |
| | | | | |
|---|
NORTHWEST AIRLINES CORP.
MEETING DATE: SEP 25, 2008 |
TICKER: NWA SECURITY ID: 667280408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roy J. Bostock | Management | For | For |
| 1.2 | Elect Director David A. Brandon | Management | For | For |
| 1.3 | Elect Director Michael J. Durham | Management | For | For |
| 1.4 | Elect Direct or John M. Engler | Management | For | For |
| 1.5 | Elect Director Mickey P. Foret | Management | For | For |
| 1.6 | Elect Director Robert L. Friedman | Management | For | For |
| 1.7 | Elect Director Doris Kearns Goodwin | Management | For | For |
| 1.8 | Elect Director Jeffrey G. Katz | Management | For | For |
| 1.9 | Elect Director James J. Postl | Management | For | For |
| 1.10 | Elect Director Rodney E. Slater | Management | For | For |
| 1.11 | Elect Director Douglas M. Steenland | Management | For | For |
| 1.12 | Elect Director William S. Zoller | Management | For | For |
| 2 | Approve Reorganization | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| | | | | |
|---|
OCCIDENTAL PETROLEUM CORP.
MEETING DATE: MAY 1, 2009 |
TICKER: OXY SECURITY ID: 674599105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer Abraham | Management | For | For |
| 1.2 | Elect Director Ronald W. Burkle | Management | For | For |
| 1.3 | Elect Director John S. Chalsty | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director John E. Feick | Management | For | For |
| 1.6 | Elect Director Ray R. Irani | Management | For | For |
| 1.7 | Elect Director Irvin W. Maloney | Management | For | For |
| 1.8 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.9 | Elect Director Rodolfo Segovia | Management | For | For |
| 1.10 | Elect Director Aziz D. Syriani | Management | For | For |
| 1.11 | Elect Director Rosemary Tomich | Management | For | For |
| 1.1 2 | Elect Director Walter L. Weisman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
| &n bsp; | | | | |
|---|
OMNITURE, INC.
MEETING DATE: MAY 13, 2009 |
TICKER: OMTR SECURITY ID: 68212S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dana L. Evan | Management | For | For |
| 1.2 | Elect Director Joshua G. James | Management | For | For |
| 1.3 | Elect Director Rory T. O'Driscoll | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
PETRO-CANADA
MEETING DATE: JUN 4, 2009 |
TICKER: PCA SECURITY ID: CA71644E1025
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Plan of Arrangement - Merger with Suncor Energy Inc | Management | For | For |
| 2 | Amend Stock Option Plan | Management | For | Aga inst |
| 3.1 | Elect Director Ron A. Brenneman | Management | For | For |
| 3.2 | Elect Director Hans Brenninkmeyer | Management | For | For |
| 3.3 | Elect Director Claude Fontaine | Management | For | For |
| 3.4 | Elect Director Paul Haseldonckx | Management | For | For |
| 3.5 | Elect Director Thomas E. Kierans | Ma nagement | For | For |
| 3.6 | Elect Director Brian F. MacNeill | Management | For | For |
| 3.7 | Elect Director Maureen McCaw | Management | For | For |
| 3.8 | Elect Director Paul D. Melnuk | Management | For | For |
| 3.9 | Elect Director Guylaine Saucier | Management | For | For |
| 3.10 | Elect Director James W. Simpson | Management | For | For |
| 3.11 | Elect Director Daniel L. Valot | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| | | | | |
|---|
PETROLEO BRASILEIRO
MEETING DATE: APR 8, 2009 |
TICKER: PBR SECURITY ID: 71654V408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | For |
| 2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 3 | Approve Allocation of Income and Dividends for Fiscal 2008 | Management | For | For |
| 4 | Elect Directors | Management | For | For |
| 5 | Elect Board Chairman | Management | For | For |
| 6 | Elect Fiscal Council Members and Alternates | Management | For | For |
| 7 | Approve Remuneration of Executive Officers, Non- Executive Directors, and Fiscal Council Members | Management | For | For |
| | | | | |
|---|
PFIZER INC.
MEETING DATE: APR 23, 2009 |
TICKER: PFE SECURITY ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director Michael S. Brown | Management | For | For |
| 1.3 | Elect Director M. Anthony Burns | Management | For | For |
| 1.4 | Elect Director Robert N. Burt | Management | For | For |
| 1.5 | Elect Director W. Don Cornwell | Management | For | For |
| 1.6 | Elect Director William H. Gray, III | Management | For | For |
| 1.7 | Elect Director Constance J. Horner | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 1.10 | Elect Director George A. Lorch | Management | For | For |
| 1.11 | Elect Director Dana G. Mead | Management | For | For |
| 1.12 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.13 | Elect Director Stephen W. Sanger | Management | For | For |
| 1.14 | Elect Director William C. Steere, J r. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Limit/Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| | | | | |
|---|
PG&E CORP.
MEETING DATE: MAY 13, 2009 |
TICKER: PCG SECURITY ID: 69331C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David R. Andrews | Management | For | For |
| 2 | Elect Director C. Lee Cox | Management | For | For |
| 3 | Elect Director Peter A. Darbee | Management | For | For |
| 4 | Elect Director Maryellen C. Herringer | Management | For | For |
| 5 | Elect Director Roger H. Kimmel | Management | For | For |
| 6 | Elect Director Richard A. Meserve | Management | For | For |
| 7 | Elect Director Forrest E. Miller | Management | For | For |
| 8 | Elect Director Barbara L. Rambo | Management | For | For |
| 9 | Elect Director Barry Lawson Williams | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 12 | Reincorporate in Another State [California to North Dakota ] | Shareholder | Against | Against |
| | | | | |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 5, 2009 |
TICKER: PM SECURITY ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 1.5 | Elect Director Graham Mackay | Management | For | For |
| 1.6 | Elect Director Sergio Marchionne | Management | For | For |
| 1.7 | Elect Director Lucio A. Noto | Management | For | For |
| 1.8 | Elect Director Carlos Slim Helu | Management | For | For |
| 1.9 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| | | | | |
|---|
PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: DEC 23, 2008 |
TICKER: PNC SECURITY ID: 693475105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| | | | & nbsp; | |
|---|
PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: APR 28, 2009 |
TICKER: PNC SECURITY ID: 693475105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard O. Berndt | Management | For | Against |
| 1.2 | Elect Director Charles E. Bunch | Management | For | Against |
| 1.3 | Elect Director Paul W. Chellgren | Management | For | Against |
| 1.4 | Elect Director Robert N. Clay | Management | For | Against |
| 1.5 | Elect Director Kay Coles James | Management | For | Against |
| 1.6 | Elect Director Richard B. Kelson | Management | For | Against |
| 1.7 | Elect Di rector Bruce C. Lindsay | Management | For | Against |
| 1.8 | Elect Director Anthony A. Massaro | Management | For | Against |
| 1.9 | Elect Director Jane G. Pepper | Management | For | Against |
| 1.10 | Elect Director James E. Rohr | Management | For | Against |
| 1.11 | Elect Director Donald J. Shepard | Management | For | Against |
| 1.12 | Elect Director Lorene K. Steffes | Management | For | Against |
| 1.13 | Elect Director Dennis F. Strigl | Management | For | Against |
| 1.14 | Elect Director Stephen G. Thieke | Management | For | Against |
| 1.15 | Elect Director Thomas J. Usher | Management | For | Against |
| 1.16 | Elect Director George H. Walls, Jr. | Management | For | Against |
| 1.17 | Elect Director Helge H. Wehmeier | Management | For | Against |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| | | | | |
|---|
POTASH CORPORATION OF SASKATCHEWAN INC.
MEETING DATE: MAY 7, 2009 |
TICKER: POT SECURITY ID: 73755L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. M. Burley | Management | For | For |
| 1.2 | Elect Director W. J. Doyle | Management | For | For |
| 1.3 | Elect Director J. W. Estey | Management | For | For |
| 1.4 | Elect Director C. S. Hoffman | Management | For | For |
| 1.5 | Elect Director D. J. Howe | Management | For | For |
| 1.6 | Elect Director A. D. Laberge | Management | For | For |
| 1.7 | Elect Director K. G. Martell | Management | For | For |
| 1.8 | Elect Director J. J. McCaig | Management | For | For |
| 1.9 | Elect Director M. Mogford | Manageme nt | For | For |
| 1.10 | Elect Director P. J. Schoenhals | Management | For | For |
| 1.11 | Elect Director E. R. Stromberg | Management | For | For |
| 1.12 | Elect Director E. Viyella de Paliza | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve 2009 Performance Option Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Against |
| | | | | |
|---|
PRECISION CASTPARTS CORP.
MEETING DATE: AUG 12, 2008 |
TICKER: PCP SECURITY ID: 740189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don R. Graber | Management | For | For |
| 1.2 | Elect Director Lester L. Lyles | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
PT BUMI RESOURCES TBK
MEETING DATE: JUN 2 6, 2009 |
TICKER: SECURITY ID: ID1000068703
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Directors' Report | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Appoint Auditors | Management | For | For |
| 1 | Approve Pledging of Assets for Debt | Management | For | Against |
| 2 | Elect Commissioners | Management | For | Against |
| | | | | |
|---|
QUALCOMM INC
MEETING DATE: MAR 3, 2009 |
TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Marc I. Stern | Management | For | For |
| 1.12 | Elect Director Brent Scowcroft | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
QUESTAR CORP.
MEETING DATE: MAY 19, 2009 |
TICKER: STR SECURITY ID: 748356102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith O. Rattie | Management | For | For |
| 1.2 | Elect Director Harris H. Simmons | Management | For | For |
| 1.3 | Elect Director M. W. Scoggins | Management | For | For |
| 1.4 | Elect Director James A. Harmon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Amend Director/Officer Liability and Indemnification | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Eliminate a Provision Imposing Limits on Issuance of Preferred Stock | Management | For | For |
| 7 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| | | | | |
|---|
QUICKSILVER RESOURCES INC.
MEETING DATE: MAY 20, 2009 |
TICKER: KWK SECURITY ID: 74837R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glenn Darden | Management | For | Withhold |
| 1.2 | Elect Director W. Yandell Rogers, III | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| | | | | |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: MAY 13, 2009 |
TICKER: Q SECURITY ID: 749121109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward A. Mueller | Management | For | For |
| 1.2 | Elect Director Linda G. Alvarado | Management | For | For |
| 1.3 | Elect Director Charles L. Biggs | Management | For | For |
| 1.4 | Elect Director K. Dane Brooksher | Management | For | For |
| 1.5 | Elect Director Peter S. Hellman | Management | For | For |
| 1.6 | Elect Director R. David Hoover | Management | For | For |
| 1.7 | Elect Director Patrick J. Martin | Management | For | For |
| 1.8 | Elect Director Caroline Matthews | Management | For | For |
| 1.9 | Elect Director Wayne W. Murdy | Management | For | For |
| 1.10 | Elect Director Jan L. Murley | Management | For | For |
| 1.11 | Elect Director James A. Unruh | Management | For | For |
| 1.12 | Elect Director Anthony Welters | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Terms of Severance Payments to Executives | Management | For | For |
| 4 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
| 7 | Reincorporate in Another State [Delaware to North Dakota] | Shareholder | Against | Against |
| | | | | |
|---|
RANGE RESOURCES CORPORATION
MEETING DATE: MAY 20, 2009 |
TICKER: RRC SECURITY ID: 75281A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles L. Blackburn | Management | For | For |
| 1.2 | Elect Director Anthony V. Dub | Management | For | For |
| 1.3 | Elect Director V. Richa rd Eales | Management | For | For |
| 1.4 | Elect Director Allen Finkelson | Management | For | For |
| 1.5 | Elect Director James M. Funk | Management | For | For |
| 1.6 | Elect Director Jonathan S. Linker | Management | For | For |
| 1.7 | Elect Director Kevin S. McCarthy | Management | For | For |
| 1.8 | Elect Director John H. Pinkerton | Management | For | For |
| 1.9 | Elect Director Jeffrey L. Ventura | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Ag ainst |
| | | | | |
|---|
RENAISSANCERE HOLDINGS LTD.
MEETING DATE: MAY 21, 2009 |
TICKER: RNR SECURITY ID: G7496G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Thomas A. Cooper as Director | Management | For | For |
| 1.2 | Elect Neill A. Currie as Director | Management | For | For |
| 1.3 | Elect W. James MacGinnitie as Director | Management | For | For |
| 2 | Appoint the Firm of Ernst & Young, Ltd to Serve as Auditors for the 2009 Fiscal Year Until the 2010 AGM and Authorize Board to Fix Their Remuneration | Management | For | For |
| | | | | |
|---|
RESEARCH IN MOTION LTD
MEETING DATE: JUL 15, 2008 |
TICKER: RIM SECURITY ID: 760975102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James Balsillie, Mike La zaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| | | | | |
|---|
RESEARCH IN MOTION LTD
ME ETING DATE: JUL 15, 2008 |
TICKER: RIM SECURITY ID: CA7609751028
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| | | | | |
|---|
SANDRIDGE ENERGY, INC.
MEETING DATE: JUN 5, 2009 |
TICKER: SD SECURITY ID: 80007P307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Daniel W. Jordan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| | | | | |
|---|
SEMPRA ENERGY
MEETING DATE: APR 30, 2009 |
TICKER: SRE SECURITY ID: 816851109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James G. Brocksmith Jr. | Management | For | For |
| 2 | Elect Director Richard A. Collato | Management | For | For |
| 3 | Elect Director Donald E. Felsinger | Management | For | For |
| 4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
| 5 | Elect Director William D. Jones | Management | For | For |
| 6 | Elect Director Richard G. Newman | Management | For | For |
| 7 | Elect Director William G. Ouchi | Management | F or | For |
| 8 | Elect Director Carlos Ruiz Sacristan | Management | For | For |
| 9 | Elect Director William C. Rusnack | Management | For | For |
| 10 | Elect Director William P. Rutledge | Management | For | For |
| 11 | Elect Director Lynn Schenk | Management | For | For |
| 12 | Elect Director Neal E. Schmale | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Reincorporate in Another State [California to North Dakota] | Shareholder | Against | Against |
| | | | | |
|---|
SLM CORPORATION (SALLIE MAE)
MEETING DATE: MAY 22, 2009 |
TICKER: SLM SECURITY ID: 78442P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann Torre Bates | Management | For | For |
| 2 | Elect Director William M. Diefenderfer, III | Management | For | For |
| 3 | Elect Director Diane Suitt Gilleland | Management | For | For |
| 4 | Elect Director Earl A. Goode | Management | For | For |
| 5 | Elect Director Ronald F. Hunt | Management | For | For |
| 6 | Elect Director Albert L. Lord | Management | For | For |
| 7 | Elect Director Michael E. Martin | Management | For | For |
| 8 | Elect Director Barry A. Munitz | Management | For | For |
| 9 | Elect Director Howard H. Newman | Management | For | For |
| 10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
| 11 | Elect Director Frank C. Pul eo | Management | For | For |
| 12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
| 13 | Elect Director Steven L. Shapiro | Management | For | For |
| 14 | Elect Director J. Terry Strange | Management | For | For |
| 15 | Elect Director Anthony P. Terracciano | Management | For | For |
| 16 | Elect Director Barry L. Williams | Management | For | For |
| 17 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 18 | Approve Omnibus Stock Plan | Management | For | Against |
| 19 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
SOUTHWESTERN ENERGY CO.
MEETING DATE: MAY 19, 2009 |
TICKER: SWN SECURITY ID: 845467109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Robert L. Howard | Management | For | Withhold |
| 1.3 | Elect Director Harold M. Korell | Management | For | Withhold |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | Withhold |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | Withhold |
| 1.6 | Elect Director Charles E. Scharlau | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 12, 2009 |
TICKER: S SECURITY ID: 852061100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Bennett | Management | For | For |
| 1.2 | Elect Director Gordon M. Bethune | Management | For | For |
| 1.3 | Elect Director Larry C. Glasscock | Management | For | For |
| 1.4 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.5 | Elect Director Daniel R. Hesse | Management | For | For |
| 1.6 | Elect Director V. Janet Hill | Management | For | For |
| 1.7 | Elect Director Frank Ianna | Management | For | For |
| 1.8 | Elect Director Sven-Christer Nilsson | Management | For | For |
| 1.9 | Elect Director William R. Nuti | Management | For | For |
| 1.10 | Elect Director Rodney O'Neal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| | | | | |
|---|
STAPLES, INC.
MEETING DATE: JUN 9, 2009 |
TICKER: SPLS SECURITY ID: 855030102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Basil L. Anderson | Management | For | For |
| 1.2 | Elect Director Arthur M. Blank | Management | For | For |
| 1.3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 1.4 | Elect Director Justin King | Management | For | For |
| 1.5 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.6 | Elect Director Rowland T. Moriarty | Management | For | For |
| 1.7 | Elect Director Robert C. Nakasone | Management | For | For |
| 1.8 | Elect Director Ronald L. Sargent | Management | For | For |
| 1.9 | Elect Director Elizabeth A. Smith | Management | For | For |
| 1.10 | Elect Director Robert E. Sulentic | Management | For | For |
| 1.11 | Elect Director Vijay Vishwanath | Management | For | For |
| 1.12 | Elect Director Paul F. Walsh | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
| | | | | |
|---|
STARENT NETWORKS, CORP.
MEETING DATE: MAY 21, 2009 |
TICKER: STAR SECURITY ID: 85528P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James A. Dolce, Jr. | Management | For | For |
| 1.2 | Elect Director Kenneth A. Goldman | Ma nagement | For | For |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 6, 2009 |
TICKER: HOT SECURITY ID: 85590A401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam M. Aron | Management | For | Withhold |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | Withhold |
| 1.3 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce W. Duncan | Management | For | Withhold |
| 1.6 | Elect Director Lizanne Galbreath | Management | For | Withhold |
| 1.7 | Elect Director Eric Hippeau | Management | For | Withhold |
| 1.8 | Elect Director Stephen R. Quazzo | Management | For | Withhold |
| 1.9 | Elect Director Thomas O. Ryder | Management | For | Withhold |
| 1.10 | Elect Director Frits van Paasschen | Management | For | Withhold |
| 1.11 | Elect Director Kneeland C. Youngblood | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
STATE STREET CORP. (BOSTON)
MEETING DATE: MAY 20, 2009 |
TICKER: STT SECURITY ID: 857477103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director K. Burnes | Management | For | For |
| 1.2 | Elect Director P. Coym | Management | For | For |
| 1.3 | Elect Director P. de Saint-Aignan | Management | For | For |
| 1.4 | Elect Director A. Fawcett | Management | For | For |
| 1.5 | Elect Director D. Gruber | Management | For | For |
| 1.6 | Elect Director L. Hill | Management | For | For |
| 1.7 | Elect Director R. Kaplan | Management | For | For |
| 1.8 | Elect Director C. LaMantia | Management | For | For |
| 1.9 | Elect Director R. Logue | Management | For | For |
| 1.10 | Elect Director R. Sergel | Management | For | For |
| 1.11 | Elect Director R. Skates | Management | For | For |
| 1.12 | Elect Director G. Summe | Management | For | For |
| 1.13 | Elect Director R. Weissman | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Limit Auditor from Providing Non-Audit Services | Shareholder | Against | Against |
| | | | | |
|---|
SUNCOR ENERGY INC
MEETING DATE: JUN 4, 2009 |
TICKER: SU SECURITY ID: CA8672291066
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Plan of Arrangement - Merger with Petro-Canada | Management | For | For |
| 2 | Amend Stock Option Plan | Management | For | Against |
| 3.1 | Elect Director Mel E. Benson | Management | For | For |
| 3.2 | Elect Director Brian A. Canfield | Management | For | For |
| 3.3 | Elect Director Bryan P. Davies | Management | For | For |
| 3.4 | Elect Director Brian A. Felesky | Management | For | For |
| 3.5 | Elect Director John T. Ferguson | Management | For | For |
| 3.6 | Elect Director W. Douglas Ford | Management | For | For |
| 3.7 | Elect Director Richard L. George | Management | For | For |
| 3.8 | Elect Director John R. Huff | Management | For | For |
| 3.9 | Elect Director M. Ann McCaig | Management | For | For |
| 3.10 | Elect Director Michael W. O'Brien | Management | For | For |
| 3.11 | Elect Director Eira M. Thomas | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| | | | | |
|---|
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
MEETING DATE: JUN 10, 2009 |
TICKER: TSM SECURITY ID: 874039100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2008 Business Operations Report, Financial Statements, and Statutory Reports | Management | For | For |
| 2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
| 4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantee | Management | For | For |
| 5.1 | Director Morris Chang | Management | For | Withhold |
| 5.2 | Director F.c. Tseng | Management | For | Withhold |
| 5.3 | Director Rick Tsai | Management | For | Withhold |
| 5.4 | Director Tain-jy Chen | Management | For | Withhold |
| 5.5 | Director P. Leahy Bonfield | Management | For | For |
| 5.6 | Director Stan Shih | Management | For | For |
| 5.7 | Director Ms. Carly Fiorina | Management | For | For |
| 5.8 | Director Thomas J Engibous | Management | For | For |
| | | | | |
|---|
TARGET CORPORATION
MEETING DATE: MAY 28, 2009 |
TICKER: TGT SECURITY ID: 87612E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1 | Fix Number of Directors at 12 | Management | For | For |
| 2 | Elect Director Mary N. Dillon | Management | For | For |
| 3 | Elect Director Richard M. Kovacevich | Management | For | For |
| 4 | Elect Director George W. Tamke | Management | For | For |
| 5 | Elect Director Solomon D. Trujillo | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1 | Fix Number of Directors at 12 | Management | Against | Did Not Vote |
| 2.1 | Elect Director William A. Ackman | Shareholder | For | Did Not Vote |
| 2.2 | Elect Director Michael L. Ashner | Shareholder | For | Did Not Vote |
| 2.3 | Elect Director James L. Donald | Shareholder | For | Did Not Vote |
| 2.4 | Elect Director Richard W. Vague | Shareholder | For | Did Not Vote |
| 3 | Elect Director Ronald J. Gilson | Shareholder | For | Did Not Vote |
| 4 | Ratify Auditors | Management | For | Did Not Vote |
| 5 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Abstain | Did Not Vote |
| | | | | |
|---|
TENCENT HOLDINGS LIMITED
MEETING DATE: MAY 13, 2009 |
TICKER: 700 SECURITY ID: KYG875721220
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Approve Final Dividend | Management | For | For |
| 2b | Approve Special Dividend | Management | For | For |
| 3a1 | Reelect Iain Ferguson Bruce as Director | Management | For | For |
| 3a2 | Reelect Ian Charles Stone as Director | Management | For | For |
| 3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Appr ove Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| | | | | |
|---|
TENCENT HOLDINGS LIMITED
MEETING DATE: MAY 13, 2009 |
TICKER: 700 SECURITY ID: KYG875721220
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt 2009 Share Option Scheme | Management | For | For |
| 2 | Amend the Existing Share Award Scheme Adopted on Dec. 13, 2007 | Manageme nt | For | For |
| | | | | |
|---|
TENET HEALTHCARE CORP.
MEETING DATE: MAY 6, 2009 |
TICKER: THC SECURITY ID: 88033G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John Ellis "Jeb" Bush | Management | For | For |
| 2 | Elect Director Trevor Fetter | Management | For | For |
| 3 | Elect Director Brenda J. Gaines | Management | For | For |
| 4 | Elect Director Karen M. Garrison | Management | For | For |
| 5 | Elect Director Edward A. Kangas | Management | For | For |
| 6 | Elect Director J. Robert Kerrey | Management | For | For |
| 7 | Elect Director Floyd D. Loop | Management | For | For |
| 8 | Elect Director Richard R. Pettingill | Management | For | For |
| 9 | Elect Director James A. Unruh | Management | For | For |
| 10 | Elect Director J. McDonald Williams | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Pay For Superior Performance | Shareholder | Against | Against |
| | | | | |
|---|
TEXTRON INC.
MEETING DATE: APR 22, 2009 |
TICKER: TXT SECURITY ID: 883203101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis B. Campbell | Management | For | Against |
| 1.2 | Elect Director Lawrence K. Fish | Management | For | Against |
| 1.3 | Elect Director Joe T. Ford | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
TJX COMPANIES, INC., THE
MEETING DATE: JUN 2, 2009 |
TICKER: TJX SECURITY ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.2 | Elect Director Alan M. Bennett | Management | For | For |
| 1.3 | Elect Director David A. Brandon | Management | For | For |
| 1.4 | Elect Director Bernard Cammarata | Management | For | For |
| 1.5 | Elect Director David T. Ching | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.9 | Elect Director John F. O'Brien | Management | For | For |
| 1.10 | Elect Director Robert F. Shapiro | Management | For | For |
| 1.11 | Elect Director Willow B. Shire | Management | For | For |
| 1.12 | Elect Director Fletcher H. Wiley | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
TRANSOCEAN INC.
MEETING DATE: DEC 8, 2008 |
TICKER: RIG SECURITY ID: G90073100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | Management | For | For |
| 2 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. | Management | For | For |
| | | | | |
|---|
TRANSOCEAN LTD.
MEETING DATE: MAY 15, 2009 |
TICKER: RIG SECURITY ID: H8817H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIALSTATEMENTS OF TRA NSOCEAN LTD. FOR FISCAL YEAR 2008 AND THESTATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. | Management | For | Did Not Vote |
| 2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THEEXECUTIVE OFFICERS FOR FISCAL YEAR 2008 | Management | For | Did Not Vote |
| 3 | APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENTOF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASEOF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES. | Management | For | Did Not Vote |
| 4 | AUTHORIZATION OF A SHARE REPURCHASE PROGRAM | Management | For | Did Not Vote |
| 5 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. INTHE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09 | Management | For | Did Not Vote |
| 6 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:W. RICHARD ANDERSON | Management | For | Did Not Vote |
| 7 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:RICHARD L. GEORGE | Management | For | Did Not Vote |
| 8 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:ROBERT L. LONG | Management | For | Did Not Vote |
| 9 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:EDWARD R. MULLER | Management | For | Did Not Vote |
| 10 | REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM:VICTOR E. GRIJALVA | Management | For | Did Not Vote |
| 11 | APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA | Management | For | Did Not Vote |
| | | | | |
|---|
TRAVELERS COMPANIES, INC., THE
MEETING DATE: MAY 5, 2009 |
TICKER: TRV SECURITY ID: 89417E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Beller | Management | For | Against |
| 1.2 | Elect Director John H. Dasburg | Management | For | Against |
| 1.3 | Elect Director Janet M. Dolan | Management | For | Against |
| 1.4 | Elect Director Kenneth M. Duberstein | Management | For | Against |
| 1.5 | Elect Director Jay S. Fishman | Management | For | Against |
| 1.6 | Elect Director Lawrence G. Graev | Management | For | Against |
| 1.7 | Elect Director Patricia L. Higgins | Management | For | Against |
| 1.8 | Elect Director Thomas R. Hodgson | Management | For | Against |
| 1.9 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | Against |
| 1.10 | Elect Director Robert I. Lipp | Management | For | Against |
| 1.11 | Elect Director Blythe J. McGarvie | Management | For | Against |
| 1.12 | Elect Director Laurie J. Thomsen | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amen d Omnibus Stock Plan | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| | | | | |
|---|
UAL CORPORATION
MEETING DATE: JUN 11, 2009 |
TICKER: UAUA SECURITY ID: 902549807
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Almeida | Management | For | Withhold |
| 1.2 | Elect Director Mary K. Bush | Management | For | Withhold |
| 1.3 | Elect Director W. James Farrell | Management | For | Withhold |
| 1.4 | Elect Director Walter Isaacson | Management | For | Withhold |
| 1.5 | Elect Director Robert D. Krebs | Management | For | Withhold |
| 1.6 | Elect Director Robert S. Miller | Management | For | Withhold |
| 1.7 | Elect Director James J. O'Connor | Management | For | Withhold |
| 1.8 | Elect Director Glenn F. Tilton | Management | For | Withhold |
| 1.9 | Elect Director David J. Vitale | Management | For | Withhold |
| 1.10 | Elect Director John H. Walker | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
ULTRA PETROLEUM CORP.
MEETING DATE: MAY 21, 2009 |
TICKER: UPL SECURITY ID: 903914109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Watford | Management | For | For |
| 1.2 | Elect Director Roger A. Brown | Management | For | For |
| 1.3 | Elect Director W. Charles Helton | Management | For | For |
| 1.4 | Elect Director Stephen J. McDaniel | Management | For | For |
| 1.5 | Elect Director Robert E. Rigney | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Shareholder Proposal: Prepare Report on Climate Change | Shareholder | Against | Against |
| 4 | Other Business | Management | For | Against |
| | | | | |
|---|
URALKALIY
MEETING DATE: SEP 18, 2008 |
TICKER: SECURITY ID: US91688E2063
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Interim Dividends of RUB 4 per Ordinary Share for First Half of Fiscal 2008 | Management | For | For |
| | | | | |
|---|
US AIRWAYS GROUP, INC.
MEETING DATE: JUN 10, 2009 |
TICKER: LCC SECURITY ID: 90341W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert M. Baum | Management | For | For |
| 1.2 | Elect Director Matthew J. Hart | Management | For | For |
| 1.3 | Elect Director Richard C. Kraemer | Management | For | For |
| 1.4 | Elect Director Cheryl G. Krongard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 4 | Increase Authorized Common Stock | Management | For | For |
| | | | | |
|---|
VERIZON COMMUNICATIONS
MEETING DATE: MAY 7, 2009 |
TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vot e Cast |
|---|
| 1.1 | Elect Director Richard L. Carrion | Management | For | For |
| 1.2 | Elect Director M. Frances Keeth | Management | For | For |
| 1.3 | Elect Director Robert W. Lane | Management | For | For |
| 1.4 | Elect Director Sandra O. Moose | Management | For | For |
| 1.5 | Elect Director Joseph Neubauer | Mana gement | For | For |
| 1.6 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.7 | Elect Director Thomas H. O'Brien | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Hugh B. Price | Management | For | For |
| 1.10 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 1.11 | Elect Director John W. Snow | Management | For | For |
| 1.12 | Elect Director John R. Stafford | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| 7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 10 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| | | | | |
|---|
VERTEX PHARMACEUTICALS INC.
MEETING DATE: MAY 14, 2009 |
TICKER: VRTX SECURITY ID: 92532F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger W. Brimblecombe | Management | For | For |
| 1.2 | Elect Director Bruce I. Sachs | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
VISA INC.
MEETING DATE: OCT 14, 2008 |
TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
| | | | | |
|---|
VISA INC.
MEETING DATE: DEC 16, 2008 |
TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Certificate of Incorporation | Management | For | For |
| &nb sp; | | | | |
|---|
VISA INC.
MEETING DATE: APR 21, 2009 |
TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
| 1.2 | Elect Director Charles T. Doyle | Management | For | Against |
| 1.3 | Elect Director Peter Hawkins | Management | For | Against |
| 1.4 | Elect Director David I. McKay | Management | For | Against |
| 1.5 | Elect Director Charles W. Scharf | Management | For | Against |
| 1.6 | Elect Director Segismundo Schulin-Zeuthen | Manage ment | For | Against |
| 2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
| 2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
| 2.3 | Elect Director Mary B. Cranston | Management | For | Against |
| 2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
| 2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
| 2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| | | | | |
|---|
WAL-MART STORES, INC.
MEETING DATE: JUN 5, 2009 |
TICKER: WMT SECURITY ID: 931142103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Aida M. Alvarez | Management | For | For |
| 2 | Elect Director James W. Breyer | Management | For | For |
| 3 | Elect Director M. Michele Burns | Management | For | For |
| 4 | Elect Director James I. Cash, Jr. | Management | For | For |
| 5 | Elect Director Roger C. Corbett | Management | For | For |
| 6 | Elect Director Douglas N. Daft | Management | For | For |
| 7 | Elect Director Michael T. Duke | Management | For | For |
| 8 | Elect Director Gregory B. Penner | Management | For | For |
| 9 | Elect Director Allen I. Questrom | Management | For | For |
| 10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 11 | Elect Director Arne M. Sorenson | Management | For | For |
| 12 | Elect Director Jim C. Walton | Management | For | For |
| 13 | Elect Director S. Robson Walton | Management | For | For |
| 14 | Elect Director Christopher J. Williams | Management | For | For |
| 15 | Elect Director Linda S. Wolf | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 18 | Pay For Superior Performance | Shareholder | Against | Against |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 20 | Report on Political Contributions | Shareholder | Against | Abstain |
| 21 | Amend Art icles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 22 | Stock Retention/Holding Period | Shareholder | Against | Against |
| | | | | |
|---|
WEATHERFORD INTERNATIONAL LTD
MEETING DATE: FEB 17, 2009 |
TICKER: WFT SECURITY ID: G95089101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation through Scheme of Arrangement with Subsiadiary | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | For |
| | | | | |
|---|
WELLS FARGO AND COMPANY
MEETING DATE: APR 28, 2009 |
TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John D. Baker II | Management | For | For |
| 2 | Elect Director John S. Chen | Management | For | For |
| 3 | Elect Director Lloyd H. Dean | Management | For | For |
| 4 | Elect Director Susan E. Engel | Management | For | For |
| 5 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Elect Director Donald M. James | Management | For | For |
| 7 | Elect Director Robert L. Joss | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Richard D. McCormick | Management | For | For |
| 10 | Elect Director Mackey J. McDonald | Management | For | For |
| 11 | Elect Director Cynthia H. Milligan | Management | For | For |
| 12 | Elect Director Nicholas G. Moore | Management | For | For |
| 13 | Elect Director Philip J. Quigley | Management | For | For |
| 14 | Elect Director Donald B. Rice | Management | For | For |
| 15 | Elect Director Judith M. Runstad | Management | For | For |
| 16 | Elect Director Stephen W. Sanger | Management | For | For |
| 17 | Elect Director Robert K. Steel | Management | For | For |
| 18 | Elect Director John G. Stumpf | Management | For | For |
| 19 | Elect Director Susan G. Swenson | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 21 | Ratify Auditors | Management | For | For |
| 22 | Amend Omnibus Stock Plan | Management | For | For |
| 23 | Require Independent Board Chairman | Shareholder | Against | Against |
| 24 | Report on Political Contributions | Shareholder | Against | Abstain |
| | | | | |
|---|
WISCONSIN ENERGY CORP.
MEETING DATE: MAY 7, 2009 |
TICKER: WEC SECURITY ID: 976657106
|
| Proposal No | Proposal | Proposed By | Management Recommendatio n | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Barbara L. Bowles | Management | For | For |
| 1.3 | Elect Director Patricia W. Chadwick | Management | For | For |
| 1.4 | Elect Director Robert A. Cornog | Management | For | For |
| 1.5 | Elect Direc tor Curt S. Culver | Management | For | For |
| 1.6 | Elect Director Thomas J. Fischer | Management | For | For |
| 1.7 | Elect Director Gale E. Klappa | Management | For | For |
| 1.8 | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1.9 | Elect Director Frederick P. Stratton, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
VIP FREEDOM 2005 PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2010 PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2015 PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2020 PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identif ication Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2025 PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2030 PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on U niform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2035 PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2040 PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2045 PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2050 PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM INCOME PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM LIFETIME INCOME I PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM LIFETIME INCOME II PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM LIFETIME INCOME II I PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FUNDSMANAGER 20% PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMA RY REPORT
VIP FUNDSMANAGER 50% PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FUNDSMANAGER 60% PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FUNDSMANAGER 70% PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FUNDSMANAGER 85% PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTMENT GRADE BOND PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM 2005 PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable po sitions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM 2010 PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM 2015 PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fu nd, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM 2020 PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM 2025 PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
T here is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM 2030 PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM INCOME PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identif ier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP MONEY MARKET PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP STRATEGIC INCOME PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not av ailable, an alternate identifier, e.g., CINS, will be provided.
| | | | | |
|---|
CAJA DE AHORROS DE VALENCIA CASTELLON Y ALICANTE BANCAJA
MEETING DATE: MAY 10, 2009 |
TICKER: SECURITY ID: E2419MBA4
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Discharge of Provisional Committee | Management | For | Did Not Vote |
| 2 | Confirmation of Provisional Committee | Management | For | Did Not Vote |
| 3 | Approve Internal Regulation and/or Guidelines of Bondholders | Management | For | Did Not Vote |
| 4 | Deliberation and Approval of Amendment of the Terms and Conditions of the Initial Bondholder Agreement | Management | For | Did Not Vote |
| | | | | |
|---|
CENTERPLATE, INC.
MEETING DATE: JAN 27, 2009 |
TICKER: CVP SECURITY ID: 15200E204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| | | | | |
|---|
CHARTER COMMUNICATIONS, INC.
MEETING DATE: JUN 15, 2009 |
TICKER: CHTRQ SECURITY ID: 12502BAC7
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Plan Of Reorganization | Management | For | Did Not Vote |
| | | | | |
|---|
CHARTER COMMUNICATIONS, INC.
MEETING DATE: JUN 15, 2009 |
TICKER: CHTRQ SECURITY ID: 12502BAE3
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Plan Of Reorganization | Management | For | Did Not Vote |
| | | | | |
|---|
CHARTER COMMUNICATIONS, INC.
MEETING DATE: JUN 15, 2009 |
TICKER: CHTRQ SECURITY ID: 12502CAD3
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Plan Of Reorganization | Management | For | Did Not Vote |
| | | | | |
|---|
CHARTER COMMUNICATIONS, INC.
MEETING DATE: JUN 15, 2009 |
TICKER: CHTRQ SECURITY ID: 12502CAM3
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Plan Of Reorganization | Management | For | Did Not Vote |
| | | | | |
|---|
CHARTER COMMUNICATIONS, INC.
MEETING DATE: JUN 15, 2009 |
TICKER: CHTRQ SECURITY ID: 12502CAQ4
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Plan Of Reorganization | Management | For | Did Not Vote |
| | | | | |
|---|
CONSTAR INTERNATIONAL, INC.
MEETING DATE: APR 9, 2009 |
TICKER: CNSTQ SECURITY ID: 21036UAA5
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Plan of Reorganization | Management | For | Did Not Vote |
| | | | | |
|---|
DELTA AIR LINES, INC.
MEETING DATE: SEP 25, 2008 |
TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| | | | | |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 22, 2009 |
TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard H. Anderson | Management | For | Against |
| 2 | Elect Director Roy J. Bostock | Management | For | Against |
| 3 | Elect Director John S. Brinzo | Management | For | Against |
| 4 | Elect Director Daniel A. Carp | Management | For | Against |
| 5 | Elect Director John M. Engler | Management | For | Against |
| 6 | Elect Director Mickey P. Foret | Management | F or | Against |
| 7 | Elect Director David R. Goode | Management | For | Against |
| 8 | Elect Director Paula Rosput Reynolds | Management | For | Against |
| 9 | Elect Director Kenneth C. Rogers | Management | For | Against |
| 10 | Elect Director Rodney E. Slater | Management | For | Against |
| 11 | Elect Director Dou glas M. Steenland | Management | For | Against |
| 12 | Elect Director Kenneth B. Woodrow | Management | For | Against |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide for Cumulative Voting | Shareholder | Against | Against |
| | &nb sp; | | | |
|---|
HINES NURSERIES, INC.
MEETING DATE: JAN 21, 2009 |
TICKER: SECURITY ID: 43325MAB5
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | THE PLAN | Management | None | Did Not Vote |
| | | | | |
|---|
LEINER HEALTH PRODUCTS, INC.
MEETING DATE: SEP 26, 2008 |
TICKER: SECURITY ID: 52536PAE8
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Class 3A: Leiner Health Products LLC | Management | None | Did Not Vote |
| 2 | Class 3B: Leiner Health Products Inc. | Management | None | Did Not Vote |
| 3 | Class 3C: Leiner Health Services Corp. | Management | None | Did Not Vote |
| | | | | |
|---|
NORTHWEST AIRLINES CORP.
MEETING DATE: SEP 25, 2008 |
TICKER: NWA SECURITY ID: 667280408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roy J. Bostock | Management | For | For |
| 1.2 | Elect Director David A. Brandon | Management | For | For |
| 1.3 | Elect Director Michael J. Durham | Management | For | For |
| 1.4 | Elect Director John M. Engler | Management | For | For |
| 1.5 | Elect Director Mickey P. Foret | Management | For | For |
| 1.6 | Elect Director Robert L. Friedman | Management | For | For |
| 1.7 | Elect Director Doris Kearns Goodwin | Management | For | For |
| 1.8 | Elect Director Jeffrey G. Katz | Management | For | For |
| 1.9 | Elect Director James J. Postl | Management | For | For |
| 1.10 | Elect Director Rodney E. Slater | Management | For | For |
| 1.11 | Elect Director Douglas M. Steenland | Management | For | For |
| 1.12 | Elect Director William S. Zoller | Management | For | For |
| 2 | Approve Reorganization | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| | | | | |
|---|
PORTLAND GENERAL ELECTRIC CO.
MEETING DATE: MAY 13, 2009 |
TICKER: POR SECURITY ID: 736508847
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Ballantine | Management | For | For |
| 1.2 | Elect Director Rodney L. Brown, Jr. | Management | For | For |
| 1.3 | Elect Director David A. Dietzler | Management | For | For |
| 1.4 | Elect Director Peggy Y. Fowler | Management | For | For |
| 1.5 | Elect Director Mark B. Ganz | Management | For | For |
| 1.6 | Elect D irector Corbin A. McNeill, Jr. | Management | For | For |
| 1.7 | Elect Director Neil J. Nelson | Management | For | For |
| 1.8 | Elect Director M. Lee Pelton | Management | For | For |
| 1.9 | Elect Director James J. Piro | Management | For | For |
| 1.10 | Elect Director Robert T. F. Reid | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
POWER OF ATTORNEY
I, the undersigned President and Treasurer of the following investment companies:
Fidelity Aberdeen Street Trust
Fidelity Advisor Series II
Fidelity Advisor Series IV
Fidelity Boylston Street Trust
Fidelity California Municipal Trust
Fidelity California Municipal Trust II
Fidelity Central Investment Portfolios II LLC
Fidelity Charles Street Trust
Fidelity Colchester Street Trust
Fidelity Court Street Trust
Fidelity Court Street Trust II
Fidelity Fixed-Income Trust
Fidelity Garrison Street Trust
Fidelity Hereford Street Trust
Fidelity Income Fund | Fidelity Massachusetts Municipal Trust
Fidelity Money Market Trust
Fidelity Municipal Trust
Fidelity Municipal Trust II
Fidelity Newbury Street Trust
Fidelity New York Municipal Trust
Fidelity New York Municipal Trust II
Fidelity Oxford Street Trust
Fidelity Phillips Street Trust
Fidelity Revere Street Trust
Fidelity School Street Trust
Fidelity Union Street Trust
Fidelity Union Street Trust II
Variable Insurance Products Fund V |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2009.
WITNESS my hand on this 1st day of June 2009.
/s/ John R. Hebble
John R. Hebble
Treasurer
