UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act file number 811-05387 |
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Franklin Mutual Series Funds |
(Exact name of registrant as specified in charter) |
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101 John F. Kennedy Parkway, Short Hills, NJ 07078-2789 |
(Address of principal executive offices) (Zip code) |
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Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
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Registrant's telephone number, including area code: (973) 912-2086 |
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Date of fiscal year end: 12/31 |
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Date of reporting period: 6/30/2020 |
Item 1. Proxy Voting Records.
Franklin Mutual Beacon Fund
ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
ANTHEM, INC. | ||||
Ticker: ANTM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gail K. Boudreaux | Management | For | For |
1.2 | Elect Director R. Kerry Clark | Management | For | For |
1.3 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
BAE SYSTEMS PLC | ||||
Ticker: BA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Revathi Advaithi as Director | Management | For | For |
5 | Re-elect Sir Roger Carr as Director | Management | For | For |
6 | Re-elect Dame Elizabeth Corley as Director | Management | For | For |
7 | Re-elect Christopher Grigg as Director | Management | For | For |
8 | Re-elect Paula Reynolds as Director | Management | For | For |
9 | Re-elect Nicholas Rose as Director | Management | For | For |
10 | Re-elect Ian Tyler as Director | Management | For | For |
11 | Re-elect Charles Woodburn as Director | Management | For | For |
12 | Elect Thomas Arseneault as Director | Management | For | For |
13 | Elect Bradley Greve as Director | Management | For | For |
14 | Elect Jane Griffiths as Director | Management | For | For |
15 | Elect Stephen Pearce as Director | Management | For | For |
16 | Elect Nicole Piasecki as Director | Management | For | For |
17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Issue of Equity | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
BASF SE | ||||
Ticker: BAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.30 per Share | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
6 | Elect Kurt Bock to the Supervisory Board | Management | For | For |
7 | Approve Remuneration Policy for the Management Board | Management | For | For |
8 | Amend Articles Re: Supervisory Board Term of Office | Management | For | For |
9 | Amend Articles Re: Remuneration of Supervisory Board Members | Management | For | For |
10 | Approve Remuneration of Supervisory Board | Management | For | For |
BRITISH AMERICAN TOBACCO PLC | ||||
Ticker: BATS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Reappoint KPMG LLP as Auditors | Management | For | For |
4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect Jack Bowles as Director | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect Sue Farr as Director | Management | For | For |
8 | Re-elect Dr Marion Helmes as Director | Management | For | For |
9 | Re-elect Luc Jobin as Director | Management | For | For |
10 | Re-elect Holly Koeppel as Director | Management | For | For |
11 | Re-elect Savio Kwan as Director | Management | For | For |
12 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
13 | Elect Jeremy Fowden as Director | Management | For | For |
14 | Elect Tadeu Marroco as Director | Management | For | For |
15 | Authorise Issue of Equity | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Approve Restricted Share Plan | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
BRIXMOR PROPERTY GROUP INC. | ||||
Ticker: BRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Taylor, Jr. | Management | For | For |
1.2 | Elect Director John G. Schreiber | Management | For | For |
1.3 | Elect Director Michael Berman | Management | For | For |
1.4 | Elect Director Julie Bowerman | Management | For | For |
1.5 | Elect Director Sheryl M. Crosland | Management | For | For |
1.6 | Elect Director Thomas W. Dickson | Management | For | For |
1.7 | Elect Director Daniel B. Hurwitz | Management | For | For |
1.8 | Elect Director William D. Rahm | Management | For | For |
1.9 | Elect Director Gabrielle Sulzberger | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CALTEX AUSTRALIA LTD. | ||||
Ticker: CTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Melinda Conrad as Director | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve the Change of Company Name to Ampol Limited | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION | ||||
Ticker: COF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director Aparna Chennapragada | Management | For | For |
1c | Elect Director Ann Fritz Hackett | Management | For | For |
1d | Elect Director Peter Thomas Killalea | Management | For | For |
1e | Elect Director Cornelis "Eli" Leenaars | Management | For | For |
1f | Elect Director Pierre E. Leroy | Management | For | For |
1g | Elect Director Francois Locoh-Donou | Management | For | For |
1h | Elect Director Peter E. Raskind | Management | For | For |
1i | Elect Director Eileen Serra | Management | For | For |
1j | Elect Director Mayo A. Shattuck, III | Management | For | For |
1k | Elect Director Bradford H. Warner | Management | For | For |
1l | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
CHARTER COMMUNICATIONS, INC. | ||||
Ticker: CHTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Lance Conn | Management | For | For |
1b | Elect Director Kim C. Goodman | Management | For | For |
1c | Elect Director Craig A. Jacobson | Management | For | For |
1d | Elect Director Gregory B. Maffei | Management | For | For |
1e | Elect Director John D. Markley, Jr. | Management | For | For |
1f | Elect Director David C. Merritt | Management | For | For |
1g | Elect Director James E. Meyer | Management | For | For |
1h | Elect Director Steven A. Miron | Management | For | For |
1i | Elect Director Balan Nair | Management | For | For |
1j | Elect Director Michael A. Newhouse | Management | For | For |
1k | Elect Director Mauricio Ramos | Management | For | For |
1l | Elect Director Thomas M. Rutledge | Management | For | For |
1m | Elect Director Eric L. Zinterhofer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
CISCO SYSTEMS, INC. | ||||
Ticker: CSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director M. Michele Burns | Management | For | For |
1b | Elect Director Wesley G. Bush | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director Mark Garrett | Management | For | For |
1e | Elect Director Kristina M. Johnson | Management | For | For |
1f | Elect Director Roderick C. McGeary | Management | For | For |
1g | Elect Director Charles H. Robbins | Management | For | For |
1h | Elect Director Arun Sarin | Management | For | For |
1i | Elect Director Brenton L. Saunders | Management | For | For |
1j | Elect Director Carol B. Tome | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | ||||
Ticker: CTSH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zein Abdalla | Management | For | For |
1b | Elect Director Vinita Bali | Management | For | For |
1c | Elect Director Maureen Breakiron-Evans | Management | For | For |
1d | Elect Director Archana Deskus | Management | For | For |
1e | Elect Director John M. Dineen | Management | For | For |
1f | Elect Director John N. Fox, Jr. | Management | For | For |
1g | Elect Director Brian Humphries | Management | For | For |
1h | Elect Director Leo S. Mackay, Jr. | Management | For | For |
1i | Elect Director Michael Patsalos-Fox | Management | For | For |
1j | Elect Director Joseph M. Velli | Management | For | For |
1k | Elect Director Sandra S. Wijnberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
ELI LILLY AND COMPANY | ||||
Ticker: LLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Eskew | Management | For | For |
1b | Elect Director William G. Kaelin, Jr. | Management | For | For |
1c | Elect Director David A. Ricks | Management | For | For |
1d | Elect Director Marschall S. Runge | Management | For | For |
1e | Elect Director Karen Walker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Eliminate Supermajority Voting Provisions | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Report on Forced Swim Test | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | For |
9 | Disclose Board Matrix Including Ideological Perspectives | Shareholder | Against | Against |
10 | Report on Integrating Drug Pricing Risks into Senior Executive Compensation Arrangements | Shareholder | Against | Against |
11 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
12 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
GLAXOSMITHKLINE PLC | ||||
Ticker: GSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Elect Sir Jonathan Symonds as Director | Management | For | For |
5 | Elect Charles Bancroft as Director | Management | For | For |
6 | Re-elect Emma Walmsley as Director | Management | For | For |
7 | Re-elect Vindi Banga as Director | Management | For | For |
8 | Re-elect Dr Hal Barron as Director | Management | For | For |
9 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
11 | Re-elect Dr Laurie Glimcher as Director | Management | For | For |
12 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
13 | Re-elect Judy Lewent as Director | Management | For | For |
14 | Re-elect Iain Mackay as Director | Management | For | For |
15 | Re-elect Urs Rohner as Director | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
IHEARTMEDIA, INC. | ||||
Ticker: IHRT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Barber | Management | For | For |
1.2 | Elect Director Brad Gerstner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INDIABULLS HOUSING FINANCE LIMITED | ||||
Ticker: 535789 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Payment of Interim Dividend | Management | For | For |
3 | Reelect Sachin Chaudhary as Director | Management | For | For |
4 | Elect Satish Chand Mathur as Director | Management | For | For |
5 | Approve Issuance of Non-Convertible Debentures on Private Placement Basis | Management | For | For |
6 | Approve Shifting of Registered Office of the Company and Amend Memorandum of Association | Management | For | For |
INDIABULLS HOUSING FINANCE LIMITED | ||||
Ticker: 535789 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Non-Convertible Debentures along with Warrants to Qualified Institutional Buyers | Management | For | For |
2 | Approve Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 and Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employees of the Company | Management | For | For |
3 | Approve Grant Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employee of Subsidiary Company (ies) under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 | Management | For | For |
4 | Approve Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employees of the Company and Subsidiary Company (ies) by way of Secondary Acquisition under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 | Management | For | For |
5 | Approve Trust Route for Implementation of Indiabulls Housing Finance Limited - Employees Stock Benefit Scheme 2019 | Management | For | For |
6 | Approve Provision of Money for Purchase of Its Own Shares by the Trust/Trustees for Benefit of Employees under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 | Management | For | For |
7 | Approve Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Identified Employees During Any One Year, Equal to or Exceeding One Percent of the Issued Capital of the Company | Management | For | For |
ING GROEP NV | ||||
Ticker: INGA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2.b | Receive Announcements on Sustainability | Management | None | None |
2.c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2.d | Approve Remuneration Report | Management | For | For |
2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
3.a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
3.b | Approve Dividends of EUR 0.69 Per Share | Management | None | None |
4.a | Approve Discharge of Management Board | Management | For | For |
4.b | Approve Discharge of Supervisory Board | Management | For | For |
5 | Approve Remuneration Policy for Management Board | Management | For | For |
6 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
7 | Amend Articles of Association | Management | For | For |
8.a | Elect Juan Colombas to Supervisory Board | Management | For | For |
8.b | Elect Herman Hulst to Supervisory Board | Management | For | For |
8.c | Elect Harold Naus to Supervisory Board | Management | For | For |
9.a | Grant Board Authority to Issue Shares | Management | For | For |
9.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director Stephen B. Burke | Management | For | For |
1c | Elect Director Todd A. Combs | Management | For | For |
1d | Elect Director James S. Crown | Management | For | For |
1e | Elect Director James Dimon | Management | For | For |
1f | Elect Director Timothy P. Flynn | Management | For | For |
1g | Elect Director Mellody Hobson | Management | For | For |
1h | Elect Director Michael A. Neal | Management | For | For |
1i | Elect Director Lee R. Raymond | Management | For | For |
1j | Elect Director Virginia M. Rometty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Require Independent Board Chair | Shareholder | Against | For |
5 | Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. | Shareholder | Against | Against |
6 | Report on Climate Change | Shareholder | Against | Against |
7 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
8 | Report on Charitable Contributions | Shareholder | Against | Against |
9 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
MEDTRONIC PLC | ||||
Ticker: MDT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Andrea J. Goldsmith | Management | For | For |
1e | Elect Director Randall J. Hogan, III | Management | For | For |
1f | Elect Director Omar Ishrak | Management | For | For |
1g | Elect Director Michael O. Leavitt | Management | For | For |
1h | Elect Director James T. Lenehan | Management | For | For |
1i | Elect Director Geoffrey S. Martha | Management | For | For |
1j | Elect Director Elizabeth G. Nabel | Management | For | For |
1k | Elect Director Denise M. O'Leary | Management | For | For |
1l | Elect Director Kendall J. Powell | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
MERCK & CO., INC. | ||||
Ticker: MRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Mary Ellen Coe | Management | For | For |
1d | Elect Director Pamela J. Craig | Management | For | For |
1e | Elect Director Kenneth C. Frazier | Management | For | For |
1f | Elect Director Thomas H. Glocer | Management | For | For |
1g | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
1h | Elect Director Paul B. Rothman | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Christine E. Seidman | Management | For | For |
1k | Elect Director Inge G. Thulin | Management | For | For |
1l | Elect Director Kathy J. Warden | Management | For | For |
1m | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
NORTONLIFELOCK INC. | ||||
Ticker: NLOK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sue Barsamian | Management | For | For |
1b | Elect Director Frank E. Dangeard | Management | For | For |
1c | Elect Director Nora M. Denzel | Management | For | For |
1d | Elect Director Peter A. Feld | Management | For | For |
1e | Elect Director Kenneth Y. Hao | Management | For | For |
1f | Elect Director David W. Humphrey | Management | For | For |
1g | Elect Director Vincent Pilette | Management | For | For |
1h | Elect Director V. Paul Unruh | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
NOVARTIS AG | ||||
Ticker: NOVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.95 per Share | Management | For | For |
4 | Approve CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
5.1 | Approve Remuneration of Directors in the Amount of CHF 9 Million | Management | For | For |
5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million | Management | For | For |
5.3 | Approve Remuneration Report | Management | For | For |
6.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | For |
6.2 | Reelect Nancy Andrews as Director | Management | For | For |
6.3 | Reelect Ton Buechner as Director | Management | For | For |
6.4 | Reelect Patrice Bula as Director | Management | For | For |
6.5 | Reelect Srikant Datar as Director | Management | For | For |
6.6 | Reelect Elizabeth Doherty as Director | Management | For | For |
6.7 | Reelect Ann Fudge as Director | Management | For | For |
6.8 | Reelect Frans van Houten as Director | Management | For | For |
6.9 | Reelect Andreas von Planta as Director | Management | For | For |
6.10 | Reelect Charles Sawyers as Director | Management | For | For |
6.11 | Reelect Enrico Vanni as Director | Management | For | For |
6.12 | Reelect William Winters as Director | Management | For | For |
6.13 | Elect Bridgette Heller as Director | Management | For | For |
6.14 | Elect Simon Moroney as Director | Management | For | For |
7.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Management | For | For |
7.2 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
7.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
7.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | For |
7.5 | Appoint Bridgette Heller as Member of the Compensation Committee | Management | For | For |
8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
9 | Designate Peter Zahn as Independent Proxy | Management | For | For |
10 | Transact Other Business (Voting) | Management | For | Against |
ROYAL KPN NV | ||||
Ticker: KPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Dividends of EUR 12.5 Per Share | Management | For | For |
7 | Approve Discharge of Management Board | Management | For | For |
8 | Approve Discharge of Supervisory Board | Management | For | For |
9 | Ratify Ernst & Young as Auditors | Management | For | For |
10 | Opportunity to Make Recommendations | Management | None | None |
11 | Elect C. Guillouard to Supervisory Board | Management | For | For |
12 | Announce Vacancies on the Supervisory Board | Management | None | None |
13 | Approve Remuneration Policy for Management Board | Management | For | For |
14 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
17 | Grant Board Authority to Issue Shares up to 10 Percent of Issued Capital | Management | For | For |
18 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
19 | Other Business (Non-Voting) | Management | None | None |
20 | Close Meeting | Management | None | None |
SENSATA TECHNOLOGIES HOLDING PLC | ||||
Ticker: ST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew C. Teich | Management | For | For |
1b | Elect Director Jeffrey J. Cote | Management | For | For |
1c | Elect Director John P. Absmeier | Management | For | For |
1d | Elect Director Lorraine A. Bolsinger | Management | For | For |
1e | Elect Director James E. Heppelmann | Management | For | For |
1f | Elect Director Charles W. Peffer | Management | For | For |
1g | Elect Director Constance E. Skidmore | Management | For | For |
1h | Elect Director Steven A. Sonnenberg | Management | For | For |
1i | Elect Director Martha N. Sullivan | Management | For | For |
1j | Elect Director Thomas Wroe, Jr. | Management | For | For |
1k | Elect Director Stephen M. Zide | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Approve Director Compensation Report | Management | For | For |
6 | Ratify Ernst & Young LLP as U.K. Statutory Auditor | Management | For | For |
7 | Authorize Audit Committee to Fix Remuneration of Auditors | Management | For | For |
8 | Accept Financial Statements and Statutory Reports | Management | For | For |
9 | Grant Board Authority to Repurchase Shares | Management | For | For |
10 | Authorize Issue of Equity | Management | For | For |
11 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorize the Board of Directors to Allot Shares Under the Equity Incentive Plans | Management | For | For |
13 | Authorize the Board of Directors to Allot Shares Under the Equity Incentive Plans without Pre-emptive Rights | Management | For | For |
STANDARD CHARTERED PLC | ||||
Ticker: STAN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | Abstain |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Phil Rivett as Director | Management | For | For |
5 | Elect David Tang as Director | Management | For | For |
6 | Re-elect David Conner as Director | Management | For | For |
7 | Re-elect Dr Byron Grote as Director | Management | For | For |
8 | Re-elect Andy Halford as Director | Management | For | For |
9 | Re-elect Christine Hodgson as Director | Management | For | For |
10 | Re-elect Gay Huey Evans as Director | Management | For | For |
11 | Re-elect Naguib Kheraj as Director | Management | For | For |
12 | Re-elect Dr Ngozi Okonjo-Iweala as Director | Management | For | For |
13 | Re-elect Carlson Tong as Director | Management | For | For |
14 | Re-elect Jose Vinals as Director | Management | For | For |
15 | Re-elect Jasmine Whitbread as Director | Management | For | For |
16 | Re-elect Bill Winters as Director | Management | For | For |
17 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
18 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Board to Offer Scrip Dividend | Management | For | For |
21 | Authorise Issue of Equity | Management | For | For |
22 | Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 27 | Management | For | For |
23 | Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
25 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
26 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
28 | Authorise Market Purchase of Preference Shares | Management | For | For |
29 | Adopt New Articles of Association | Management | For | For |
30 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
TAPESTRY, INC. | ||||
Ticker: TPR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Darrell Cavens | Management | For | For |
1B | Elect Director David Denton | Management | For | For |
1C | Elect Director Anne Gates | Management | For | For |
1D | Elect Director Andrea Guerra | Management | For | For |
1E | Elect Director Susan Kropf | Management | For | For |
1F | Elect Director Annabelle Yu Long | Management | For | For |
1G | Elect Director Ivan Menezes | Management | For | For |
1H | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | ||||
Ticker: HIG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert B. Allardice, III | Management | For | For |
1b | Elect Director Larry D. De Shon | Management | For | For |
1c | Elect Director Carlos Dominguez | Management | For | For |
1d | Elect Director Trevor Fetter | Management | For | For |
1e | Elect Director Kathryn A. Mikells | Management | For | For |
1f | Elect Director Michael G. Morris | Management | For | For |
1g | Elect Director Teresa W. Roseborough | Management | For | For |
1h | Elect Director Virginia P. Ruesterholz | Management | For | For |
1i | Elect Director Christopher J. Swift | Management | For | For |
1j | Elect Director Matt Winter | Management | For | For |
1k | Elect Director Greig Woodring | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
THE KRAFT HEINZ COMPANY | ||||
Ticker: KHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory E. Abel | Management | For | For |
1b | Elect Director Alexandre Behring | Management | For | For |
1c | Elect Director Joao M. Castro-Neves | Management | For | For |
1d | Elect Director Tracy Britt Cool | Management | For | For |
1e | Elect Director John T. Cahill | Management | For | For |
1f | Elect Director Feroz Dewan | Management | For | For |
1g | Elect Director Jeanne P. Jackson | Management | For | For |
1h | Elect Director Jorge Paulo Lemann | Management | For | For |
1i | Elect Director John C. Pope | Management | For | For |
1j | Elect Director Alexandre Van Damme | Management | For | For |
1k | Elect Director George Zoghbi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Protein Diversification | Shareholder | Against | Against |
5 | Report on Efforts to Reduce Pesticide Use in the Company's Supply Chain | Shareholder | Against | For |
THE KRAFT HEINZ COMPANY | ||||
Ticker: KHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory E. Abel | Management | For | For |
1b | Elect Director Alexandre Behring | Management | For | For |
1c | Elect Director John T. Cahill | Management | For | For |
1d | Elect Director Joao M. Castro-Neves | Management | For | For |
1e | Elect Director Timothy Kenesey | Management | For | For |
1f | Elect Director Jorge Paulo Lemann | Management | For | For |
1g | Elect Director Susan Mulder | Management | For | For |
1h | Elect Director John C. Pope | Management | For | For |
1i | Elect Director Elio Leoni Sceti | Management | For | For |
1j | Elect Director Alexandre Van Damme | Management | For | For |
1k | Elect Director George Zoghbi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | Against |
THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Safra A. Catz | Management | For | For |
1d | Elect Director Francis A. deSouza | Management | For | For |
1e | Elect Director Michael B.G. Froman | Management | For | For |
1f | Elect Director Robert A. Iger | Management | For | For |
1g | Elect Director Maria Elena Lagomasino | Management | For | Against |
1h | Elect Director Mark G. Parker | Management | For | For |
1i | Elect Director Derica W. Rice | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
WELLS FARGO & COMPANY | ||||
Ticker: WFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven D. Black | Management | For | For |
1b | Elect Director Celeste A. Clark | Management | For | For |
1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1d | Elect Director Wayne M. Hewett | Management | For | For |
1e | Elect Director Donald M. James | Management | For | For |
1f | Elect Director Maria R. Morris | Management | For | For |
1g | Elect Director Charles H. Noski | Management | For | For |
1h | Elect Director Richard B. Payne, Jr. | Management | For | For |
1i | Elect Director Juan A. Pujadas | Management | For | For |
1j | Elect Director Ronald L. Sargent | Management | For | For |
1k | Elect Director Charles W. Scharf | Management | For | For |
1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
5 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | For |
6 | Report on Global Median Gender Pay Gap | Shareholder | Against | Against |
WESTERN DIGITAL CORPORATION | ||||
Ticker: WDC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kimberly E. Alexy | Management | For | For |
1b | Elect Director Martin I. Cole | Management | For | For |
1c | Elect Director Kathleen A. Cote | Management | For | For |
1d | Elect Director Tunc Doluca | Management | For | For |
1e | Elect Director Len J. Lauer | Management | For | For |
1f | Elect Director Matthew E. Massengill | Management | For | For |
1g | Elect Director Stephen D. Milligan | Management | For | For |
1h | Elect Director Stephanie A. Streeter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
Franklin Mutual European Fund
ACCOR SA | ||||
Ticker: AC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Reelect Sebastien Bazin as Director | Management | For | Against |
5 | Reelect Iris Knobloch as Director | Management | For | For |
6 | Elect Bruno Pavlovsky as Director | Management | For | For |
7 | Approve Transaction with SASP Paris Saint-Germain Football Re: Partnership Agreement | Management | For | Against |
8 | Ratify Appointment of Ernst & Young et Autres as Auditor | Management | For | For |
9 | Approve Compensation of Corporate Officers | Management | For | For |
10 | Approve Compensation of Sebastien Bazin | Management | For | For |
11 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
12 | Approve Remuneration Policy of Directors | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
15 | Amend Articles 12 and 15 of Bylaws Re: Employee Representatives; Board Members Deliberation via Written Consultation | Management | For | For |
16 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | For |
17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AIB GROUP PLC | ||||
Ticker: A5G | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | Abstain |
3 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
4 | Ratify Deloitte as Auditors | Management | For | For |
5a | Elect Basil Geoghegan as Director | Management | For | For |
5b | Re-elect Colin Hunt as Director | Management | For | For |
5c | Re-elect Sandy Kinney Pritchard as Director | Management | For | For |
5d | Re-elect Carolan Lennon as Director | Management | For | For |
5e | Elect Elaine MacLean as Director | Management | For | For |
5f | Re-elect Brendan McDonagh as Director | Management | For | For |
5g | Re-elect Helen Normoyle as Director | Management | For | For |
5h | Elect Ann O'Brien as Director | Management | For | For |
5i | Re-elect Tomas O'Midheach as Director | Management | For | For |
5j | Elect Raj Singh as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Approve Remuneration Policy | Management | For | For |
8 | Authorise Issue of Equity | Management | For | For |
9a | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
9b | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
10 | Authorise Market Purchase of Shares | Management | For | For |
11 | Determine the Price Range at which Treasury Shares may be Re-issued Off-Market | Management | For | For |
12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
ANHEUSER-BUSCH INBEV SA/NV | ||||
Ticker: ABI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1.a | Amend Articles 24.4 Re: Participation and Decisions in a Meeting | Management | For | For |
A1.b | Amend Articles Re: Distributions of Interim Dividends | Management | For | For |
A1.c | Amend Articles of Association Re: Alignment on the Rules of Code on Companies and Associations | Management | For | For |
B2 | Receive Directors' Reports (Non-Voting) | Management | None | None |
B3 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
B4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
B5 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.30 per Share | Management | For | For |
B6 | Approve Discharge of Directors | Management | For | For |
B7 | Approve Discharge of Auditors | Management | For | For |
B8.a | Reelect Michele Burns as Independent Director | Management | For | For |
B8.b | Reelect Elio Leoni Sceti as Independent Director | Management | For | For |
B8.c | Reelect Alexandre Van Damme as Director | Management | For | Against |
B8.d | Reelect Gregoire de Spoelberch as Director | Management | For | Against |
B8.e | Reelect Paul Cornet de Ways Ruart as Director | Management | For | Against |
B8.f | Reelect Paulo Lemann as Director | Management | For | Against |
B8.g | Reelect Maria Asuncion Aramburuzabala as Director | Management | For | Against |
B8.h | Elect Roberto Thompson Motta as Director | Management | For | Against |
B8.i | Reelect Martin J. Barrington as Director | Management | For | Against |
B8.j | Reelect William F. Gifford, Jr. as Director | Management | For | Against |
B8.k | Reelect Alejandro Santo Domingo Davila as Director | Management | For | Against |
B9 | Approve Remuneration Report | Management | For | Against |
C10 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
ASR NEDERLAND NV | ||||
Ticker: ASRNL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Announce Intention to Appoint Ingrid de Graaf-de Swart as Member of the Executive Board | Management | None | None |
3a | Announce Intention to Appoint Gisella van Vollenhoven and Gerard van Olphen as Supervisory Board Members | Management | None | None |
3b | Elect Gisella van Vollenhoven to Supervisory Board | Management | For | For |
3c | Elect Gerard van Olphen to Supervisory Board | Management | For | For |
4 | Allow Questions | Management | None | None |
5 | Close Meeting | Management | None | None |
ASR NEDERLAND NV | ||||
Ticker: ASRNL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2.b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
2.d | Approve Remuneration Report | Management | For | For |
3.a | Adopt Financial Statements and Statutory Reports | Management | For | For |
3.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
3.c | Discuss Dividends | Management | None | None |
4.a | Approve Discharge of Management Board | Management | For | For |
4.b | Approve Discharge of Supervisory Board | Management | For | For |
5.a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
5.c | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Announce Intention to Reappoint Jos Baeten to the Management Board | Management | None | None |
7.a | Acknowledge Resignation of Cor van den Bos as Supervisory Board Member | Management | None | None |
7.b | Reelect Herman Hintzen to Supervisory Board | Management | For | For |
8 | Allow Questions | Management | None | None |
9 | Close Meeting | Management | None | None |
AVAST PLC | ||||
Ticker: AVST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect John Schwarz as Director | Management | For | For |
5 | Re-elect Ondrej Vlcek as Director | Management | For | For |
6 | Re-elect Philip Marshall as Director | Management | For | For |
7 | Re-elect Pavel Baudis as Director | Management | For | For |
8 | Re-elect Eduard Kucera as Director | Management | For | For |
9 | Re-elect Warren Finegold as Director | Management | For | For |
10 | Re-elect Maggie Chan Jones as Director | Management | For | For |
11 | Re-elect Ulf Claesson as Director | Management | For | For |
12 | Re-elect Erwin Gunst as Director | Management | For | For |
13 | Re-elect Tamara Minick-Scokalo as Director | Management | For | For |
14 | Re-elect Belinda Richards as Director | Management | For | For |
15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
BAE SYSTEMS PLC | ||||
Ticker: BA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Revathi Advaithi as Director | Management | For | For |
5 | Re-elect Sir Roger Carr as Director | Management | For | For |
6 | Re-elect Dame Elizabeth Corley as Director | Management | For | For |
7 | Re-elect Christopher Grigg as Director | Management | For | For |
8 | Re-elect Paula Reynolds as Director | Management | For | For |
9 | Re-elect Nicholas Rose as Director | Management | For | For |
10 | Re-elect Ian Tyler as Director | Management | For | For |
11 | Re-elect Charles Woodburn as Director | Management | For | For |
12 | Elect Thomas Arseneault as Director | Management | For | For |
13 | Elect Bradley Greve as Director | Management | For | For |
14 | Elect Jane Griffiths as Director | Management | For | For |
15 | Elect Stephen Pearce as Director | Management | For | For |
16 | Elect Nicole Piasecki as Director | Management | For | For |
17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Issue of Equity | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
BASF SE | ||||
Ticker: BAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.30 per Share | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
6 | Elect Kurt Bock to the Supervisory Board | Management | For | For |
7 | Approve Remuneration Policy for the Management Board | Management | For | For |
8 | Amend Articles Re: Supervisory Board Term of Office | Management | For | For |
9 | Amend Articles Re: Remuneration of Supervisory Board Members | Management | For | For |
10 | Approve Remuneration of Supervisory Board | Management | For | For |
BP PLC | ||||
Ticker: BP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4(a) | Elect Bernard Looney as Director | Management | For | For |
4(b) | Re-elect Brian Gilvary as Director | Management | For | For |
4(c) | Re-elect Dame Alison Carnwath as Director | Management | For | For |
4(d) | Re-elect Pamela Daley as Director | Management | For | For |
4(e) | Re-elect Sir Ian Davis as Director | Management | For | For |
4(f) | Re-elect Dame Ann Dowling as Director | Management | For | For |
4(g) | Re-elect Helge Lund as Director | Management | For | For |
4(h) | Re-elect Melody Meyer as Director | Management | For | For |
4(i) | Re-elect Brendan Nelson as Director | Management | For | For |
4(j) | Re-elect Paula Reynolds as Director | Management | For | For |
4(k) | Re-elect Sir John Sawers as Director | Management | For | For |
5 | Reappoint Deloitte LLP as Auditors | Management | For | For |
6 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Executive Directors' Incentive Plan | Management | For | For |
8 | Authorise EU Political Donations and Expenditure | Management | For | For |
9 | Authorise Issue of Equity | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
BRITISH AMERICAN TOBACCO PLC | ||||
Ticker: BATS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Reappoint KPMG LLP as Auditors | Management | For | For |
4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect Jack Bowles as Director | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect Sue Farr as Director | Management | For | For |
8 | Re-elect Dr Marion Helmes as Director | Management | For | For |
9 | Re-elect Luc Jobin as Director | Management | For | For |
10 | Re-elect Holly Koeppel as Director | Management | For | For |
11 | Re-elect Savio Kwan as Director | Management | For | For |
12 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
13 | Elect Jeremy Fowden as Director | Management | For | For |
14 | Elect Tadeu Marroco as Director | Management | For | For |
15 | Authorise Issue of Equity | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Approve Restricted Share Plan | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
CAIRN ENERGY PLC | ||||
Ticker: CNE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Ian Tyler as Director | Management | For | For |
7 | Re-elect Keith Lough as Director | Management | For | For |
8 | Re-elect Peter Kallos as Director | Management | For | For |
9 | Re-elect Nicoletta Giadrossi as Director | Management | For | For |
10 | Elect Alison Wood as Director | Management | For | For |
11 | Elect Catherine Krajicek as Director | Management | For | For |
12 | Re-elect Simon Thomson as Director | Management | For | For |
13 | Re-elect James Smith as Director | Management | For | For |
14 | Authorise Issue of Equity | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
CAIXABANK SA | ||||
Ticker: CABK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2 | Approve Non-Financial Information Statement | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4 | Approve Allocation of Income and Dividends | Management | For | For |
5 | Renew Appointment of PricewaterhouseCoopers as Auditor | Management | For | For |
6.1 | Reelect Maria Veronica Fisas Verges as Director | Management | For | For |
6.2 | Elect Francisco Javier Garcia Sanz as Director | Management | For | For |
6.3 | Fix Number of Directors at 15 | Management | For | For |
7 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | Against |
8 | Authorize Share Repurchase Program | Management | For | For |
9 | Approve Remuneration Policy | Management | For | For |
10 | Amend Articles Re: Remote Attendance to the General Shareholders Meetings | Management | For | For |
11 | Amend Articles of General Meeting Regulations Re: Remote Attendance | Management | For | For |
12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
13 | Advisory Vote on Remuneration Report | Management | For | For |
CNH INDUSTRIAL NV | ||||
Ticker: CNHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
2.c | Approve Dividends of EUR 0.18 Per Share | Management | For | For |
2.d | Approve Discharge of Directors | Management | For | For |
3.a | Approve Remuneration Report | Management | For | For |
3.b | Amend Remuneration Policy | Management | For | For |
3.c | Approve Long Term Incentive Plan | Management | For | For |
4.a | Reelect Suzanne Heywood as Executive Director | Management | For | For |
4.b | Reelect Hubertus M. Muhlhauser as Executive Director | Management | None | None |
4.c | Reelect Leo W. Houle as Non-Executive Director | Management | For | For |
4.d | Reelect John B. Lanaway as Non-Executive Director | Management | For | For |
4.e | Reelect Alessandro Nasi as Non-Executive Director | Management | For | For |
4.f | Reelect Lorenzo Simonelli as Non-Executive Director | Management | For | For |
4.g | Reelect Jacqueline A. Tammenoms Bakker as Non-Executive Director | Management | For | Against |
4.h | Reelect Jacques Theurillat as Non-Executive Director | Management | For | For |
4.i | Elect Howard Buffett as Non-Executive Director | Management | For | For |
4.j | Elect Nelda (Janine) Connors as Non-Executive Director | Management | For | For |
4.k | Elect Tufan Erginbilgic as Non-Executive Director | Management | For | For |
4.l | Elect Vagn Sorensen as Non-Executive Director | Management | For | For |
5 | Ratify Ernst & Young as Auditors | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Close Meeting | Management | None | None |
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN SCA | ||||
Ticker: ML | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 2 per Share | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions Mentionning the Absence of New Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Remuneration Policy of General Managers | Management | For | For |
7 | Approve Remuneration Policy of Supervisory Board Members | Management | For | For |
8 | Approve Compensation Report of Corporate Officers | Management | For | For |
9 | Approve Compensation of Florent Menegaux, General Manager Since May 17, 2019 | Management | For | For |
10 | Approve Compensation of Yves Chapo, Manager | Management | For | For |
11 | Approve Compensation of Jean-Dominique Senard, General Manager Until May 17, 2019 | Management | For | For |
12 | Approve Compensation of Michel Rollier, Chairman of Supervisory Board | Management | For | For |
13 | Elect Anne-Sophie de La Bigne as Supervisory Board Member | Management | For | For |
14 | Elect Jean-Pierre Duprieu as Supervisory Board Member | Management | For | For |
15 | Elect Patrick de La Chevardiere as Supervisory Board Member | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 126 Million | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 35 Million | Management | For | For |
18 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 35 Million | Management | For | For |
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
20 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | Management | For | For |
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
23 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 126 Million | Management | For | For |
24 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
25 | Authorize up to 0.9 Percent of Issued Capital for Use in Restricted Stock Plans Within Performance Conditions Attached | Management | For | For |
26 | Amend Article 15 of Bylaws Re: Employee Representatives | Management | For | For |
27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DIRECT LINE INSURANCE GROUP PLC | ||||
Ticker: DLG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Mike Biggs as Director | Management | For | For |
5 | Re-elect Danuta Gray as Director | Management | For | For |
6 | Re-elect Mark Gregory as Director | Management | For | For |
7 | Re-elect Jane Hanson as Director | Management | For | For |
8 | Elect Tim Harris as Director | Management | For | For |
9 | Re-elect Penny James as Director | Management | For | For |
10 | Re-elect Sebastian James as Director | Management | For | For |
11 | Re-elect Fiona McBain as Director | Management | For | For |
12 | Re-elect Gregor Stewart as Director | Management | For | For |
13 | Re-elect Richard Ward as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Approve Long Term Incentive Plan | Management | For | For |
18 | Approve Deferred Annual Incentive Plan | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise Issue of Equity in Relation to an Issue of RT1 Instruments | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to an Issue of RT1 Instruments | Management | For | For |
25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
26 | Adopt New Articles of Association | Management | For | For |
DUFRY AG | ||||
Ticker: DUFN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Yves Gerster as Chairman of Meeting | Management | For | For |
2.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
3 | Approve Treatment of Net Loss | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5 | Approve Increase in Conditional Capital Pool to CHF 63.5 Million to Cover Exercise of Convertible Bonds | Management | For | For |
6.1 | Reelect Juan Carretero as Director and Board Chairman | Management | For | For |
6.2.1 | Reelect Jorge Born as Director | Management | For | For |
6.2.2 | Reelect Claire Chiang as Director | Management | For | For |
6.2.3 | Reelect Julian Gonzalez as Director | Management | For | For |
6.2.4 | Reelect Heekyung Min as Director | Management | For | For |
6.2.6 | Reelect Luis Camino as Director | Management | For | For |
6.2.7 | Reelect Steven Tadler as Director | Management | For | For |
6.2.8 | Reelect Lynda Tyler-Cagni as Director | Management | For | For |
6.2.9 | Elect Mary Guilfoile as Director | Management | For | For |
7.1 | Appoint Claire Chiang as Member of the Compensation Committee | Management | For | For |
7.2 | Appoint Heekyung Min as Member of the Compensation Committee | Management | For | For |
7.3 | Appoint Jorge Born as Member of the Compensation Committee | Management | For | For |
8 | Ratify Ernst & Young Ltd as Auditors | Management | For | For |
9 | Designate Altenburger Ltd as Independent Proxy | Management | For | For |
10.1 | Approve Remuneration of Directors in the Amount of CHF 8.5 Million | Management | For | For |
10.2 | Approve Remuneration of Executive Committee in the Amount of CHF 34 Million | Management | For | For |
11 | Transact Other Business (Voting) | Management | For | For |
G4S PLC | ||||
Ticker: GFS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Michel van der Bel as Director | Management | For | For |
5 | Elect Clare Chapman as Director | Management | For | For |
6 | Re-elect Ashley Almanza as Director | Management | For | For |
7 | Re-elect John Connolly as Director | Management | For | For |
8 | Re-elect Elisabeth Fleuriot as Director | Management | For | For |
9 | Re-elect Winnie Kin Wah Fok as Director | Management | For | For |
10 | Re-elect Steve Mogford as Director | Management | For | For |
11 | Re-elect John Ramsay as Director | Management | For | For |
12 | Re-elect Barbara Thoralfsson as Director | Management | For | For |
13 | Re-elect Tim Weller as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
GLAXOSMITHKLINE PLC | ||||
Ticker: GSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Elect Sir Jonathan Symonds as Director | Management | For | For |
5 | Elect Charles Bancroft as Director | Management | For | For |
6 | Re-elect Emma Walmsley as Director | Management | For | For |
7 | Re-elect Vindi Banga as Director | Management | For | For |
8 | Re-elect Dr Hal Barron as Director | Management | For | For |
9 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
11 | Re-elect Dr Laurie Glimcher as Director | Management | For | For |
12 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
13 | Re-elect Judy Lewent as Director | Management | For | For |
14 | Re-elect Iain Mackay as Director | Management | For | For |
15 | Re-elect Urs Rohner as Director | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
HEIDELBERGCEMENT AG | ||||
Ticker: HEI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2019 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2019 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Kevin Gluskie for Fiscal 2019 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Hakan Gurdal for Fiscal 2019 | Management | For | For |
3.5 | Approve Discharge of Management Board Member Ernest Jelito for Fiscal 2019 | Management | For | For |
3.6 | Approve Discharge of Management Board Member Jon Morrish for Fiscal 2019 | Management | For | For |
3.7 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2019 | Management | For | For |
3.8 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2019 | Management | For | For |
3.9 | Approve Discharge of Management Board Member Christopher Ward for Fiscal 2019 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2019 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2019 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Barbara Breuninger for Fiscal 2019 | Management | For | For |
4.4 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2019 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Birgit Jochens for Fiscal 2019 | Management | For | For |
4.6 | Approve Discharge of Supervisory Board Member Gabriele Kailing for Fiscal 2019 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2019 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2019 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Luka Mucic for Fiscal 2019 | Management | For | For |
4.10 | Approve Discharge of Supervisory Board Member Ines Ploss for Fiscal 2019 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Peter Riedel for Fiscal 2019 | Management | For | For |
4.12 | Approve Discharge of Supervisory Board Member Juergen Schneider for Fiscal 2019 | Management | For | For |
4.13 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2019 | Management | For | For |
4.14 | Approve Discharge of Supervisory Board Member Margret Suckale for Fiscal 2019 | Management | For | For |
4.15 | Approve Discharge of Supervisory Board Member Stephan Wehning for Fiscal 2019 | Management | For | For |
4.16 | Approve Discharge of Supervisory Board Member Marion Weissenberger-Eibl for Fiscal 2019 | Management | For | For |
5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Management | For | For |
6 | Approve Creation of EUR 178.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA | ||||
Ticker: HTO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | For |
2 | Approve Cancellation of Repurchased Shares | Management | For | For |
3 | Various Announcements | Management | None | None |
| ||||
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA | ||||
Ticker: HTO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports and Income Allocation | Management | For | For |
2 | Receive Report on Activities of Audit Committee | Management | None | None |
3 | Approve Management of Company and Grant Discharge to Auditors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Remuneration Policy | Management | For | For |
6 | Approve Director Remuneration | Management | For | For |
7 | Advisory Vote on Remuneration Report | Management | For | For |
8 | Approve Director Liability and Indemnification | Management | For | For |
9 | Announcement of Related Party Transactions | Management | None | None |
10 | Amend Company Articles | Management | For | For |
11.1 | Elect Amanda Sisson as Director | Management | For | For |
11.2 | Elect a Shareholder-Nominee to the Board | Shareholder | None | Abstain |
11.3 | Elect a Shareholder-Nominee to the Board | Shareholder | None | Abstain |
12.1 | Elect Amanda Sisson as Audit Committee Member | Management | For | For |
12.2 | Elect a Shareholder-Nominee to the Audit Committee | Shareholder | None | Abstain |
12.3 | Elect a Shareholder-Nominee to the Audit Committee | Shareholder | None | Abstain |
13 | Announcement of Director Appointments | Management | None | None |
14 | Various Announcements | Management | None | None |
HORNBACH HOLDING AG & CO. KGAA | ||||
Ticker: HBH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2018/19 | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Ordinary Share | Management | For | For |
3 | Approve Discharge of Personally Liable Partner for Fiscal 2018/2019 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2018/2019 | Management | For | For |
5 | Ratify Deloitte GmbH as Auditors for Fiscal 2019/2020 | Management | For | For |
HUSQVARNA AB | ||||
Ticker: HUSQ.B | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | None | None |
4 | Approve Agenda of Meeting | Management | For | For |
5.a | Designate Ricard Wennerklint as Inspector of Minutes of Meeting | Management | For | For |
5.b | Designate Henrik Didner as Inspector of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7.a | Accept Financial Statements and Statutory Reports | Management | For | For |
7.b | Approve Allocation of Income and Omission of Dividends | Management | For | For |
7.c1 | Approve Discharge of Board Member Tom Johnstone | Management | For | For |
7.c2 | Approve Discharge of Board Member Ulla Litzen | Management | For | For |
7.c3 | Approve Discharge of Board Member Katarina Martinson | Management | For | For |
7.c4 | Approve Discharge of Board Member Bertrand Neuschwander | Management | For | For |
7.c5 | Approve Discharge of Board Member Daniel Nodhall | Management | For | For |
7.c6 | Approve Discharge of Board Member Lars Pettersson | Management | For | For |
7.c7 | Approve Discharge of Board Member Christine Robins | Management | For | For |
7.c8 | Approve Discharge of CEO Kai Warn | Management | For | For |
8.a | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | For |
8.b | Determine Number of Auditors (1) and Deputy Auditors | Management | For | For |
9 | Approve Remuneration of Directors in the Amount of SEK 2 Million to Chairman and SEK 580,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For |
10.a | Reelect Tom Johnstone as Director | Management | For | For |
10.b | Reelect Ulla Litzen as Director | Management | For | For |
10.c | Reelect Katarina Martinson as Director | Management | For | For |
10.d | Reelect Bertrand Neuschwander as Director | Management | For | For |
10.e | Reelect Daniel Nodhall as Director | Management | For | For |
10.f | Reelect Lars Pettersson as Director | Management | For | For |
10.g | Reelect Christine Robins as Director | Management | For | For |
10.h | Elect Henric Andersson as New Director | Management | For | For |
10.i | Appoint Tom Johnstone as Board Chairman | Management | For | For |
11.a | Ratify Ernst & Young as Auditors | Management | For | For |
11.b | Approve Remuneration of Auditors | Management | For | For |
12 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
13 | Approve Performance Share Incentive Program LTI 2020 | Management | For | Against |
14 | Approve Equity Swap Arrangement to Cover Obligations Under LTI 2020 | Management | For | Against |
15 | Approve Issuance of 57.6 Million Class B Shares without Preemptive Rights | Management | For | For |
16 | Close Meeting | Management | None | None |
INFORMA PLC | ||||
Ticker: INF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Capital Raising | Management | For | For |
INFORMA PLC | ||||
Ticker: INF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Derek Mapp as Director | Management | For | For |
2 | Re-elect Stephen Carter as Director | Management | For | For |
3 | Re-elect Gareth Wright as Director | Management | For | For |
4 | Re-elect Gareth Bullock as Director | Management | For | For |
5 | Re-elect Stephen Davidson as Director | Management | For | For |
6 | Re-elect David Flaschen as Director | Management | For | For |
7 | Re-elect Mary McDowell as Director | Management | For | For |
8 | Re-elect Helen Owers as Director | Management | For | For |
9 | Re-elect John Rishton as Director | Management | For | For |
10 | Elect Gill Whitehead as Director | Management | For | For |
11 | Accept Financial Statements and Statutory Reports | Management | For | For |
12 | Approve Remuneration Report | Management | For | For |
13 | Approve Remuneration Policy | Management | For | Against |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Adopt New Articles of Association | Management | For | For |
22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
ING GROEP NV | ||||
Ticker: INGA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2.b | Receive Announcements on Sustainability | Management | None | None |
2.c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2.d | Approve Remuneration Report | Management | For | For |
2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
3.a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
3.b | Approve Dividends of EUR 0.69 Per Share | Management | None | None |
4.a | Approve Discharge of Management Board | Management | For | For |
4.b | Approve Discharge of Supervisory Board | Management | For | For |
5 | Approve Remuneration Policy for Management Board | Management | For | For |
6 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
7 | Amend Articles of Association | Management | For | For |
8.a | Elect Juan Colombas to Supervisory Board | Management | For | For |
8.b | Elect Herman Hulst to Supervisory Board | Management | For | For |
8.c | Elect Harold Naus to Supervisory Board | Management | For | For |
9.a | Grant Board Authority to Issue Shares | Management | For | For |
9.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
KLOECKNER & CO. SE | ||||
Ticker: KCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
4 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
LAFARGEHOLCIM LTD. | ||||
Ticker: LHN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Approve Allocation of Income | Management | For | For |
3.2 | Approve Dividends of CHF 2.00 per Share from Capital Contribution Reserves | Management | For | For |
4.1a | Reelect Beat Hess as Director and Board Chairmann | Management | For | For |
4.1b | Reelect Oscar Fanjul as Director | Management | For | For |
4.1c | Reelect Colin Hall as Director | Management | For | For |
4.1d | Reelect Naina Kidwai as Director | Management | For | For |
4.1e | Reelect Patrick Kron as Director | Management | For | For |
4.1f | Reelect Adrian Loader as Director | Management | For | For |
4.1g | Reelect Juerg Oleas as Director | Management | For | For |
4.1h | Reelect Claudia Ramirez as Director | Management | For | For |
4.1i | Reelect Hanne Sorensen as Director | Management | For | For |
4.1j | Reelect Dieter Spaelti as Director | Management | For | For |
4.2.1 | Elect Philippe Block as Director | Management | For | For |
4.2.2 | Elect Kim Fausing as Director | Management | For | For |
4.3.1 | Reappoint Oscar Fanjul as Member of the Nomination, Compensation and Governance Committee | Management | For | For |
4.3.2 | Reappoint Adrian Loader as Member of the Nomination, Compensation and Governance Committee | Management | For | For |
4.3.3 | Reappoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee | Management | For | For |
4.4.1 | Appoint Colin Hall as Member of the Nomination, Compensation and Governance Committee | Management | For | For |
4.4.2 | Appoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee | Management | For | For |
4.5.1 | Ratify Deloitte AG as Auditors | Management | For | For |
4.5.2 | Designate Sabine Burkhalter Kaimakliotis as Independent Proxy | Management | For | For |
5.1 | Approve Remuneration of Directors in the Amount of CHF 5.4 Million | Management | For | For |
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 42.5 Million | Management | For | For |
6 | Transact Other Business (Voting) | Management | For | Against |
M&G PLC | ||||
Ticker: MNG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Elect Mike Evans as Director | Management | For | For |
5 | Elect John Foley as Director | Management | For | For |
6 | Elect Clare Bousfield as Director | Management | For | For |
7 | Elect Clive Adamson as Director | Management | For | For |
8 | Elect Robin Lawther as Director | Management | For | For |
9 | Elect Clare Thompson as Director | Management | For | For |
10 | Elect Massimo Tosato as Director | Management | For | For |
11 | Appoint KPMG LLP as Auditors | Management | For | For |
12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise EU Political Donations and Expenditure | Management | For | For |
14 | Authorise Issue of Equity | Management | For | For |
15 | Authorise Issue of Preference Shares | Management | For | For |
16 | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
NN GROUP NV | ||||
Ticker: NN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Annual Report | Management | None | None |
3.A | Adopt Financial Statements and Statutory Reports | Management | For | For |
3.B | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4.A | Approve Discharge of Management Board | Management | For | For |
4.B | Approve Discharge of Supervisory Board | Management | For | For |
5 | Discussion of Supervisory Board Profile | Management | None | None |
6.A | Reelect Clara Streit to Supervisory Board | Management | For | For |
6.B | Reelect Robert Jenkins to Supervisory Board | Management | For | For |
7.A | Approve Remuneration Report | Management | For | For |
7.B | Approve Remuneration Policy for Management Board | Management | For | For |
7.C | Approve Remuneration Policy for Supervisory Board | Management | For | For |
7.D | Amend Articles of Association | Management | For | For |
8.A.1 | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital | Management | For | For |
8.A.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 8.A.1 | Management | For | For |
8.B | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital in Connection with a Rights Issue | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
11 | Close Meeting | Management | None | None |
NOVARTIS AG | ||||
Ticker: NOVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.95 per Share | Management | For | For |
4 | Approve CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
5.1 | Approve Remuneration of Directors in the Amount of CHF 9 Million | Management | For | For |
5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million | Management | For | For |
5.3 | Approve Remuneration Report | Management | For | For |
6.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | For |
6.2 | Reelect Nancy Andrews as Director | Management | For | For |
6.3 | Reelect Ton Buechner as Director | Management | For | For |
6.4 | Reelect Patrice Bula as Director | Management | For | For |
6.5 | Reelect Srikant Datar as Director | Management | For | For |
6.6 | Reelect Elizabeth Doherty as Director | Management | For | For |
6.7 | Reelect Ann Fudge as Director | Management | For | For |
6.8 | Reelect Frans van Houten as Director | Management | For | For |
6.9 | Reelect Andreas von Planta as Director | Management | For | For |
6.10 | Reelect Charles Sawyers as Director | Management | For | For |
6.11 | Reelect Enrico Vanni as Director | Management | For | For |
6.12 | Reelect William Winters as Director | Management | For | For |
6.13 | Elect Bridgette Heller as Director | Management | For | For |
6.14 | Elect Simon Moroney as Director | Management | For | For |
7.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Management | For | For |
7.2 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
7.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
7.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | For |
7.5 | Appoint Bridgette Heller as Member of the Compensation Committee | Management | For | For |
8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
9 | Designate Peter Zahn as Independent Proxy | Management | For | For |
10 | Transact Other Business (Voting) | Management | For | Against |
PERSIMMON PLC | ||||
Ticker: PSN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Re-elect Roger Devlin as Director | Management | For | For |
6 | Re-elect David Jenkinson as Director | Management | For | For |
7 | Re-elect Michael Killoran as Director | Management | For | For |
8 | Re-elect Nigel Mills as Director | Management | For | For |
9 | Re-elect Rachel Kentleton as Director | Management | For | For |
10 | Re-elect Simon Litherland as Director | Management | For | For |
11 | Re-elect Marion Sears as Director | Management | For | For |
12 | Elect Joanna Place as Director | Management | For | For |
13 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
RECKITT BENCKISER GROUP PLC | ||||
Ticker: RB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Andrew Bonfield as Director | Management | For | For |
5 | Re-elect Nicandro Durante as Director | Management | For | For |
6 | Re-elect Mary Harris as Director | Management | For | For |
7 | Re-elect Mehmood Khan as Director | Management | For | For |
8 | Re-elect Pam Kirby as Director | Management | For | For |
9 | Re-elect Chris Sinclair as Director | Management | For | For |
10 | Re-elect Elane Stock as Director | Management | For | For |
11 | Elect Jeff Carr as Director | Management | For | For |
12 | Elect Sara Mathew as Director | Management | For | For |
13 | Elect Laxman Narasimhan as Director | Management | For | For |
14 | Reappoint KPMG LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
REXEL SA | ||||
Ticker: RXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Additional Pension Scheme Agreement with Patrick Berard, CEO | Management | For | For |
6 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
7 | Approve Remuneration Policy of Directors | Management | For | For |
8 | Approve Remuneration Policy of CEO | Management | For | For |
9 | Approve Compensation Report of Corporate Officers | Management | For | For |
10 | Approve Compensation of Ian Meakins, Chairman of the Board | Management | For | For |
11 | Approve Compensation of Patrick Berard, CEO | Management | For | For |
12 | Ratify Appointment of Brigitte Cantaloube as Director | Management | For | For |
13 | Reelect Brigitte Cantaloube as Director | Management | For | For |
14 | Reelect Ian Meakins as Director | Management | For | For |
15 | Reelect Patrick Berard as Director | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
18 | Authorize up to 1.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers With Performance Conditions Attached | Management | For | For |
19 | Authorize up to 0.3 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers | Management | For | For |
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Employees | Management | For | For |
22 | Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | For |
23 | Amend Article 14 of Bylaws Re: Board Composition | Management | For | For |
24 | Amend Article 17 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | For |
25 | Amend Article 19 of Bylaws Re: Age Limit of CEO | Management | For | For |
26 | Amend Article 20 of Bylaws Re: Directors Remuneration | Management | For | For |
27 | Amend Article 22 of Bylaws Re: Related Party Transaction | Management | For | For |
28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ROYAL DUTCH SHELL PLC | ||||
Ticker: RDSB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Dick Boer as Director | Management | For | For |
5 | Elect Andrew Mackenzie as Director | Management | For | For |
6 | Elect Martina Hund-Mejean as Director | Management | For | For |
7 | Re-elect Ben van Beurden as Director | Management | For | For |
8 | Re-elect Neil Carson as Director | Management | For | For |
9 | Re-elect Ann Godbehere as Director | Management | For | For |
10 | Re-elect Euleen Goh as Director | Management | For | For |
11 | Re-elect Charles Holliday as Director | Management | For | For |
12 | Re-elect Catherine Hughes as Director | Management | For | For |
13 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
14 | Re-elect Jessica Uhl as Director | Management | For | For |
15 | Re-elect Gerrit Zalm as Director | Management | For | For |
16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
ROYAL KPN NV | ||||
Ticker: KPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Dividends of EUR 12.5 Per Share | Management | For | For |
7 | Approve Discharge of Management Board | Management | For | For |
8 | Approve Discharge of Supervisory Board | Management | For | For |
9 | Ratify Ernst & Young as Auditors | Management | For | For |
10 | Opportunity to Make Recommendations | Management | None | None |
11 | Elect C. Guillouard to Supervisory Board | Management | For | For |
12 | Announce Vacancies on the Supervisory Board | Management | None | None |
13 | Approve Remuneration Policy for Management Board | Management | For | For |
14 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
17 | Grant Board Authority to Issue Shares up to 10 Percent of Issued Capital | Management | For | For |
18 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
19 | Other Business (Non-Voting) | Management | None | None |
20 | Close Meeting | Management | None | None |
STANDARD CHARTERED PLC | ||||
Ticker: STAN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | Abstain |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Phil Rivett as Director | Management | For | For |
5 | Elect David Tang as Director | Management | For | For |
6 | Re-elect David Conner as Director | Management | For | For |
7 | Re-elect Dr Byron Grote as Director | Management | For | For |
8 | Re-elect Andy Halford as Director | Management | For | For |
9 | Re-elect Christine Hodgson as Director | Management | For | For |
10 | Re-elect Gay Huey Evans as Director | Management | For | For |
11 | Re-elect Naguib Kheraj as Director | Management | For | For |
12 | Re-elect Dr Ngozi Okonjo-Iweala as Director | Management | For | For |
13 | Re-elect Carlson Tong as Director | Management | For | For |
14 | Re-elect Jose Vinals as Director | Management | For | For |
15 | Re-elect Jasmine Whitbread as Director | Management | For | For |
16 | Re-elect Bill Winters as Director | Management | For | For |
17 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
18 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Board to Offer Scrip Dividend | Management | For | For |
21 | Authorise Issue of Equity | Management | For | For |
22 | Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 27 | Management | For | For |
23 | Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
25 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
26 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
28 | Authorise Market Purchase of Preference Shares | Management | For | For |
29 | Adopt New Articles of Association | Management | For | For |
30 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
TAYLOR WIMPEY PLC | ||||
Ticker: TW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Special Dividend | Management | For | For |
4 | Elect Irene Dorner as Director | Management | For | For |
5 | Re-elect Pete Redfern as Director | Management | For | For |
6 | Re-elect Chris Carney as Director | Management | For | For |
7 | Re-elect Jennie Daly as Director | Management | For | For |
8 | Re-elect Kate Barker as Director | Management | For | For |
9 | Re-elect Gwyn Burr as Director | Management | For | For |
10 | Re-elect Angela Knight as Director | Management | For | For |
11 | Elect Robert Noel as Director | Management | For | For |
12 | Re-elect Humphrey Singer as Director | Management | For | For |
13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Approve Remuneration Report | Management | For | For |
20 | Approve Remuneration Policy | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
TENARIS SA | ||||
Ticker: TEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Delisting of Shares from Bolsas y Mercados Argentinos S.A. | Management | For | For |
2 | Approve Share Repurchase | Management | For | Against |
| ||||
TENARIS SA | ||||
Ticker: TEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Approve Board's and Auditor's Reports Re: Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Financial Statements | Management | For | For |
4 | Approve Allocation of Income and Dividends | Management | For | For |
5 | Approve Discharge of Directors | Management | For | For |
6 | Elect Directors (Bundled) | Management | For | Against |
7 | Approve Remuneration Policy | Management | For | Against |
8 | Approve Remuneration Report | Management | For | Against |
9 | Appoint Auditor | Management | For | For |
10 | Approve Share Repurchase | Management | For | Against |
11 | Allow Electronic Distribution of Company Documents to Shareholders | Management | For | For |
1 | Approve Renewal of the Share Capital Authorization of the Company | Management | For | Against |
THE WEIR GROUP PLC | ||||
Ticker: WEIR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Cal Collins as Director | Management | For | For |
4 | Re-elect Clare Chapman as Director | Management | For | For |
5 | Re-elect Engelbert Haan as Director | Management | For | For |
6 | Re-elect Barbara Jeremiah as Director | Management | For | For |
7 | Re-elect Stephen Young as Director | Management | For | For |
8 | Re-elect Charles Berry as Director | Management | For | For |
9 | Re-elect Jon Stanton as Director | Management | For | For |
10 | Re-elect John Heasley as Director | Management | For | For |
11 | Re-elect Mary Jo Jacobi as Director | Management | For | For |
12 | Re-elect Sir Jim McDonald as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
UNICREDIT SPA | ||||
Ticker: UCG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Dividend Distribution | Management | For | For |
4 | Approve Elimination of Negative Reserves | Management | For | For |
5.1 | Approve Decrease in Size of Board | Management | For | For |
5.2 | Elect Beatriz Lara Bartolome as Director | Management | For | For |
5.3 | Elect Diego De Giorgi as Director | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve 2020 Group Incentive System | Management | For | For |
8 | Approve Remuneration Policy | Management | For | For |
9 | Approve Second Section of the Remuneration Report | Management | For | For |
10 | Approve Long-Term Incentive Plan | Management | For | For |
11 | Authorize Share Repurchase Program | Management | For | For |
1 | Authorize Board to Increase Capital to Service 2019 Group Incentive System | Management | For | For |
2 | Authorize Board to Increase Capital to Service 2020 Group Incentive System | Management | For | For |
3 | Amend Company Bylaws Re: Clause 6 | Management | For | For |
4 | Authorize Cancellation of Repurchased Shares | Management | For | For |
A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
VODAFONE GROUP PLC | ||||
Ticker: VOD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Sanjiv Ahuja as Director | Management | For | For |
3 | Elect David Thodey as Director | Management | For | For |
4 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
5 | Re-elect Nick Read as Director | Management | For | For |
6 | Re-elect Margherita Della Valle as Director | Management | For | For |
7 | Re-elect Sir Crispin Davis as Director | Management | For | For |
8 | Re-elect Michel Demare as Director | Management | For | For |
9 | Re-elect Dame Clara Furse as Director | Management | For | For |
10 | Re-elect Valerie Gooding as Director | Management | For | For |
11 | Re-elect Renee James as Director | Management | For | For |
12 | Re-elect Maria Amparo Moraleda Martinez as Director | Management | For | For |
13 | Re-elect David Nish as Director | Management | For | For |
14 | Approve Final Dividend | Management | For | For |
15 | Approve Remuneration Report | Management | For | For |
16 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise EU Political Donations and Expenditure | Management | For | For |
23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
VOSSLOH AG | ||||
Ticker: VOS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
5 | Ratify Deloitte GmbH as Auditors for Fiscal 2020 | Management | For | For |
6.1 | Elect Ruediger Grube to the Supervisory Board | Management | For | For |
6.2 | Elect Roland Bosch to the Supervisory Board | Management | For | For |
6.3 | Elect Bettina Volkens to the Supervisory Board | Management | For | For |
7 | Approve Creation of EUR 25 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
8 | Amend Articles Re: Proof of Entitlement | Management | For | For |
Franklin Mutual Financial Services Fund
AB&T FINANCIAL CORPORATION | ||||
Ticker: ABTO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Haskew | Management | For | Withhold |
1.2 | Elect Director A. Blake DeFoor | Management | For | For |
1.3 | Elect Director Kenneth J. DeFoor | Management | For | For |
1.4 | Elect Director Terry L. Lee | Management | For | For |
1.5 | Elect Director John H. Whaley | Management | For | Withhold |
2 | Approve Reverse Stock Split | Management | For | Against |
3 | Ratify Mauldin & Jenkins, LLC as Auditors | Management | For | Against |
AIB GROUP PLC | ||||
Ticker: A5G | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | Abstain |
3 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
4 | Ratify Deloitte as Auditors | Management | For | For |
5a | Elect Basil Geoghegan as Director | Management | For | For |
5b | Re-elect Colin Hunt as Director | Management | For | For |
5c | Re-elect Sandy Kinney Pritchard as Director | Management | For | For |
5d | Re-elect Carolan Lennon as Director | Management | For | For |
5e | Elect Elaine MacLean as Director | Management | For | For |
5f | Re-elect Brendan McDonagh as Director | Management | For | For |
5g | Re-elect Helen Normoyle as Director | Management | For | For |
5h | Elect Ann O'Brien as Director | Management | For | For |
5i | Re-elect Tomas O'Midheach as Director | Management | For | For |
5j | Elect Raj Singh as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Approve Remuneration Policy | Management | For | For |
8 | Authorise Issue of Equity | Management | For | For |
9a | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
9b | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
10 | Authorise Market Purchase of Shares | Management | For | For |
11 | Determine the Price Range at which Treasury Shares may be Re-issued Off-Market | Management | For | For |
12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
ALLEGHANY CORPORATION | ||||
Ticker: Y | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian H. Chippendale | Management | For | For |
1.2 | Elect Director Weston M. Hicks | Management | For | For |
1.3 | Elect Director Jefferson W. Kirby | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
AMERICAN INTERNATIONAL GROUP, INC. | ||||
Ticker: AIG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Don Cornwell | Management | For | For |
1b | Elect Director Brian Duperreault | Management | For | For |
1c | Elect Director John H. Fitzpatrick | Management | For | For |
1d | Elect Director William G. Jurgensen | Management | For | For |
1e | Elect Director Christopher S. Lynch | Management | For | For |
1f | Elect Director Henry S. Miller | Management | For | For |
1g | Elect Director Linda A. Mills | Management | For | For |
1h | Elect Director Thomas F. Motamed | Management | For | For |
1i | Elect Director Peter R. Porrino | Management | For | For |
1j | Elect Director Amy L. Schioldager | Management | For | For |
1k | Elect Director Douglas M. Steenland | Management | For | For |
1l | Elect Director Therese M. Vaughan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Securities Transfer Restrictions | Management | For | For |
4 | Ratify NOL Rights Plan (NOL Pill) | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
ASR NEDERLAND NV | ||||
Ticker: ASRNL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Announce Intention to Appoint Ingrid de Graaf-de Swart as Member of the Executive Board | Management | None | None |
3a | Announce Intention to Appoint Gisella van Vollenhoven and Gerard van Olphen as Supervisory Board Members | Management | None | None |
3b | Elect Gisella van Vollenhoven to Supervisory Board | Management | For | For |
3c | Elect Gerard van Olphen to Supervisory Board | Management | For | For |
4 | Allow Questions | Management | None | None |
5 | Close Meeting | Management | None | None |
ASR NEDERLAND NV | ||||
Ticker: ASRNL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2.b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
2.d | Approve Remuneration Report | Management | For | For |
3.a | Adopt Financial Statements and Statutory Reports | Management | For | For |
3.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
3.c | Discuss Dividends | Management | None | None |
4.a | Approve Discharge of Management Board | Management | For | For |
4.b | Approve Discharge of Supervisory Board | Management | For | For |
5.a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
5.c | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Announce Intention to Reappoint Jos Baeten to the Management Board | Management | None | None |
7.a | Acknowledge Resignation of Cor van den Bos as Supervisory Board Member | Management | None | None |
7.b | Reelect Herman Hintzen to Supervisory Board | Management | For | For |
8 | Allow Questions | Management | None | None |
9 | Close Meeting | Management | None | None |
BARCLAYS PLC | ||||
Ticker: BARC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Elect Dawn Fitzpatrick as Director | Management | For | For |
5 | Elect Mohamed A. El-Erian as Director | Management | For | For |
6 | Elect Brian Gilvary as Director | Management | For | For |
7 | Re-elect Mike Ashley as Director | Management | For | For |
8 | Re-elect Tim Breedon as Director | Management | For | For |
9 | Re-elect Sir Ian Cheshire as Director | Management | For | For |
10 | Re-elect Mary Anne Citrino as Director | Management | For | For |
11 | Re-elect Mary Francis as Director | Management | For | For |
12 | Re-elect Crawford Gillies as Director | Management | For | For |
13 | Re-elect Nigel Higgins as Director | Management | For | For |
14 | Re-elect Tushar Morzaria as Director | Management | For | For |
15 | Re-elect Diane Schueneman as Director | Management | For | For |
16 | Re-elect James Staley as Director | Management | For | For |
17 | Reappoint KPMG LLP as Auditors | Management | For | For |
18 | Authorise the Board Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Issue of Equity | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
23 | Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
27 | Approve SAYE Share Option Scheme | Management | For | For |
28 | Amend Share Value Plan | Management | For | For |
29 | Approve Barclays' Commitment in Tackling Climate Change | Management | For | For |
30 | Approve ShareAction Requisitioned Resolution | Shareholder | Against | Against |
BNP PARIBAS SA | ||||
Ticker: BNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Reelect Jean Lemierre as Director | Management | For | For |
7 | Reelect Jacques Aschenbroich as Director | Management | For | For |
8 | Reelect Monique Cohen as Director | Management | For | For |
9 | Reelect Daniela Schwarzer as Director | Management | For | For |
10 | Reelect Fields Wicker-Miurin as Director | Management | For | For |
11 | Approve Remuneration Policy of Directors | Management | For | For |
12 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
13 | Approve Remuneration Policy of CEO and Vice-CEO | Management | For | For |
14 | Approve Compensation of Corporate Officers | Management | For | For |
15 | Approve Compensation of Jean Lemierre, Chairman of the Board | Management | For | For |
16 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
17 | Approve Compensation of Philippe Bordenave, Vice-CEO | Management | For | For |
18 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
20 | Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers | Management | For | For |
21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
22 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million | Management | For | For |
23 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
24 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion | Management | For | For |
25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
27 | Amend Article 7 of Bylaws Re: Employee Shareholder Representative | Management | For | For |
28 | Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | For |
29 | Amend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes | Management | For | For |
30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BRIXMOR PROPERTY GROUP INC. | ||||
Ticker: BRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Taylor, Jr. | Management | For | For |
1.2 | Elect Director John G. Schreiber | Management | For | For |
1.3 | Elect Director Michael Berman | Management | For | For |
1.4 | Elect Director Julie Bowerman | Management | For | For |
1.5 | Elect Director Sheryl M. Crosland | Management | For | For |
1.6 | Elect Director Thomas W. Dickson | Management | For | For |
1.7 | Elect Director Daniel B. Hurwitz | Management | For | For |
1.8 | Elect Director William D. Rahm | Management | For | For |
1.9 | Elect Director Gabrielle Sulzberger | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CAIRN HOMES PLC | ||||
Ticker: C5H | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4a | Re-elect John Reynolds as Director | Management | For | For |
4b | Re-elect Michael Stanley as Director | Management | For | For |
4c | Elect Shane Doherty as Director | Management | For | For |
4d | Re-elect Andrew Bernhardt as Director | Management | For | For |
4e | Re-elect Gary Britton as Director | Management | For | For |
4f | Re-elect Giles Davies as Director | Management | For | For |
4g | Re-elect Linda Hickey as Director | Management | For | For |
4h | Re-elect Alan McIntosh as Director | Management | For | For |
4i | Re-elect Jayne McGivern as Director | Management | For | For |
4j | Re-elect David O'Beirne as Director | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Approve Restricted Share Unit Plan | Management | For | For |
7 | Authorise Issue of Equity | Management | For | For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
11 | Authorise the Company to Determine the Price Range at which Treasury Shares may be Re-issued Off-Market | Management | For | For |
12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
CAIXABANK SA | ||||
Ticker: CABK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2 | Approve Non-Financial Information Statement | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4 | Approve Allocation of Income and Dividends | Management | For | For |
5 | Renew Appointment of PricewaterhouseCoopers as Auditor | Management | For | For |
6.1 | Reelect Maria Veronica Fisas Verges as Director | Management | For | For |
6.2 | Elect Francisco Javier Garcia Sanz as Director | Management | For | For |
6.3 | Fix Number of Directors at 15 | Management | For | For |
7 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | Against |
8 | Authorize Share Repurchase Program | Management | For | For |
9 | Approve Remuneration Policy | Management | For | For |
10 | Amend Articles Re: Remote Attendance to the General Shareholders Meetings | Management | For | For |
11 | Amend Articles of General Meeting Regulations Re: Remote Attendance | Management | For | For |
12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
13 | Advisory Vote on Remuneration Report | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION | ||||
Ticker: COF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director Aparna Chennapragada | Management | For | For |
1c | Elect Director Ann Fritz Hackett | Management | For | For |
1d | Elect Director Peter Thomas Killalea | Management | For | For |
1e | Elect Director Cornelis "Eli" Leenaars | Management | For | For |
1f | Elect Director Pierre E. Leroy | Management | For | For |
1g | Elect Director Francois Locoh-Donou | Management | For | For |
1h | Elect Director Peter E. Raskind | Management | For | For |
1i | Elect Director Eileen Serra | Management | For | For |
1j | Elect Director Mayo A. Shattuck, III | Management | For | For |
1k | Elect Director Bradford H. Warner | Management | For | For |
1l | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
CHINA PACIFIC INSURANCE (GROUP) CO., LTD. | ||||
Ticker: 2601 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance and Admission of GDRs | Management | For | Against |
2 | Approve Validity Period of the Resolutions in Respect of the Issuance and Admission of GDRs | Management | For | Against |
3 | Authorize Board to Deal with All Matters in Relation to the Issuance and Admission of GDRs | Management | For | Against |
4 | Approve Distribution of Accumulated Profits Prior to the Issuance and Admission of GDRs | Management | For | Against |
5 | Approve Plan for the Use of Proceeds from the Issuance and Admission of GDRs | Management | For | Against |
6 | Approve Purchase of Prospectus Liability Insurance for Directors, Supervisors and Senior Management Members | Management | For | Against |
CHINA PACIFIC INSURANCE (GROUP) CO., LTD. | ||||
Ticker: 2601 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2019 Report of the Board of Directors | Management | For | For |
2 | Approve 2019 Report of the Board of Supervisors | Management | For | For |
3 | Approve 2019 Annual Report of A shares | Management | For | For |
4 | Approve 2019 Annual Report of H Shares | Management | For | For |
5 | Approve 2019 Financial Statements and Report | Management | For | For |
6 | Approve 2019 Profit Distribution Plan | Management | For | For |
7 | Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and Internal Control Auditor and to PricewaterhouseCoopers as Hong Kong Auditor | Management | For | For |
8 | Approve 2019 Due Diligence Report | Management | For | For |
9 | Approve 2019 Report on Performance of Independent Directors | Management | For | For |
10 | Approve 2020-2022 Development Plan | Management | For | For |
11 | Approve 2020 Donations | Management | For | For |
12.1 | Elect Kong Qingwei as Director | Management | For | For |
12.2 | Elect Fu Fan as Director | Management | For | For |
12.3 | Elect Wang Tayu as Director | Management | For | For |
12.4 | Elect Wu Junhao as Director | Management | For | For |
12.5 | Elect Zhou Donghui as Director | Management | For | For |
12.6 | Elect Huang Dinan as Director | Management | For | For |
12.7 | Elect Lu Qiaoling as Director | Management | For | For |
12.8 | Elect Liu Xiaodan as Director | Management | For | For |
12.9 | Elect Chen Jizhong as Director | Management | For | For |
12.10 | Elect Lam Tyng Yih, Elizabeth as Director | Management | For | For |
12.11 | Elect Woo Ka Biu, Jackson as Director | Management | For | For |
12.12 | Elect Jiang Xuping as Director | Management | For | For |
13.1 | Elect Lu Ning as Supervisor | Management | For | For |
13.2 | Elect Lu Guofeng as Supervisor | Management | For | For |
14 | Approve Amendments to Articles of Association | Management | For | For |
15 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
16 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
18 | Elect Zhu Yonghong as Supervisor | Shareholder | For | For |
CIT GROUP INC. | ||||
Ticker: CIT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen R. Alemany | Management | For | For |
1b | Elect Director Michael L. Brosnan | Management | For | For |
1c | Elect Director Michael A. Carpenter | Management | For | For |
1d | Elect Director Dorene C. Dominguez | Management | For | For |
1e | Elect Director Alan Frank | Management | For | For |
1f | Elect Director William M. Freeman | Management | For | For |
1g | Elect Director R. Brad Oates | Management | For | For |
1h | Elect Director Gerald Rosenfeld | Management | For | For |
1i | Elect Director John R. Ryan | Management | For | For |
1j | Elect Director Sheila A. Stamps | Management | For | For |
1k | Elect Director Khanh T. Tran | Management | For | For |
1l | Elect Director Laura S. Unger | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CITIGROUP INC. | ||||
Ticker: C | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Ellen M. Costello | Management | For | For |
1c | Elect Director Grace E. Dailey | Management | For | For |
1d | Elect Director Barbara J. Desoer | Management | For | For |
1e | Elect Director John C. Dugan | Management | For | For |
1f | Elect Director Duncan P. Hennes | Management | For | For |
1g | Elect Director Peter B. Henry | Management | For | For |
1h | Elect Director S. Leslie Ireland | Management | For | For |
1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
1j | Elect Director Renee J. James | Management | For | For |
1k | Elect Director Gary M. Reiner | Management | For | For |
1l | Elect Director Diana L. Taylor | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Deborah C. Wright | Management | For | For |
1o | Elect Director Alexander R. Wynaendts | Management | For | For |
1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | For |
6 | Review on Governance Documents | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
CITIZENS FINANCIAL GROUP, INC. | ||||
Ticker: CFG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Van Saun | Management | For | For |
1.2 | Elect Director Christine M. Cumming | Management | For | For |
1.3 | Elect Director William P. Hankowsky | Management | For | For |
1.4 | Elect Director Howard W. Hanna, III | Management | For | For |
1.5 | Elect Director Leo I. ("Lee") Higdon | Management | For | For |
1.6 | Elect Director Edward J. ("Ned") Kelly, III | Management | For | For |
1.7 | Elect Director Charles J. ("Bud") Koch | Management | For | For |
1.8 | Elect Director Robert G. Leary | Management | For | For |
1.9 | Elect Director Terrance J. Lillis | Management | For | For |
1.10 | Elect Director Shivan Subramaniam | Management | For | For |
1.11 | Elect Director Wendy A. Watson | Management | For | For |
1.12 | Elect Director Marita Zuraitis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Certificate of Incorporation to Remove Non-Operative Provisions | Management | For | For |
CREDIT SUISSE GROUP AG | ||||
Ticker: CSGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve Remuneration Report | Management | For | Against |
1.2 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Dividends of CHF 0.14 per Share | Management | For | For |
4 | Approve CHF 4.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
5.1.a | Reelect Urs Rohner as Director and Board Chairman | Management | For | For |
5.1.b | Reelect Iris Bohnet as Director | Management | For | For |
5.1.c | Reelect Christian Gellerstad as Director | Management | For | For |
5.1.d | Reelect Andreas Gottschling as Director | Management | For | For |
5.1.e | Reelect Michael Klein as Director | Management | For | For |
5.1.f | Reelect Shan Li as Director | Management | For | For |
5.1.g | Reelect Seraina Macia as Director | Management | For | For |
5.1.h | Reelect Kai Nargolwala as Director | Management | For | For |
5.1.i | Reelect Ana Pessoa as Director | Management | For | For |
5.1.j | Reelect Joaquin Ribeiro as Director | Management | For | For |
5.1.k | Reelect Severin Schwan as Director | Management | For | For |
5.1.l | Reelect John Tiner as Director | Management | For | For |
5.1.m | Elect Richard Meddings as Director | Management | For | For |
5.2.1 | Reappoint Iris Bohnet as Member of the Compensation Committee | Management | For | For |
5.2.2 | Reappoint Christian Gellerstad as Member of the Compensation Committee | Management | For | For |
5.2.3 | Reappoint Michael Klein as Member of the Compensation Committee | Management | For | For |
5.2.4 | Reappoint Kai Nargolwala as Member of the Compensation Committee | Management | For | For |
6.1 | Approve Remuneration of Directors in the Amount of CHF 12 Million | Management | For | For |
6.2.1 | Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 22.4 Million | Management | For | For |
6.2.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 31 Million | Management | For | For |
6.2.3 | Approve Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 28.6 Million | Management | For | For |
7.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
7.2 | Ratify BDO AG as Special Auditors | Management | For | For |
7.3 | Designate Keller KLG as Independent Proxy | Management | For | For |
8.1 | Additional Voting Instructions - Shareholder Proposals (Voting) | Management | Against | Against |
8.2 | Additional Voting Instructions - Board of Directors Proposals (Voting) | Management | For | Against |
CREDITO VALTELLINESE SPA | ||||
Ticker: CVAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Accept Financial Statements and Statutory Reports | Management | For | For |
1b | Approve Allocation of Income | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3a | Approve Fixed-Variable Compensation Ratio | Management | For | For |
3b | Approve MBO 2020 - Short-Term Incentive Plan | Management | For | For |
3c | Approve Remuneration Policy | Management | For | For |
3d | Approve Second Section of the Remuneration Report | Management | For | For |
4.1 | Deliberations on Possible Legal Action Against Former Directors, Statutory Auditor and Executive Officers | Management | For | For |
4.2 | Deliberations on Possible Legal Action Against Former Directors, Statutory Auditor and Executive Officers | Shareholder | None | Against |
4.3 | Deliberations on Possible Legal Action Against Former Directors, Statutory Auditor and Executive Officers | Shareholder | None | Against |
4.4 | Deliberations on Possible Legal Action Against Former Directors, Statutory Auditor and Executive Officers | Shareholder | None | Against |
4.5 | Deliberations on Possible Legal Action Against Former Directors, Statutory Auditor and Executive Officers | Shareholder | None | Against |
4.6 | Deliberations on Possible Legal Action Against Former Directors, Statutory Auditor and Executive Officers | Shareholder | None | Against |
1 | Approve Share Consolidation | Management | For | For |
2 | Approve Treatment of Net Loss | Management | For | For |
A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
DEUTSCHE BANK AG | ||||
Ticker: DBK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
2.1 | Approve Discharge of Management Board Member Christian Sewing for Fiscal 2019 | Management | For | For |
2.2 | Approve Discharge of Management Board Member Karl von Rohr for Fiscal 2019 | Management | For | For |
2.3 | Approve Discharge of Management Board Member Fabrizio Campelli (from Nov. 1, 2019) for Fiscal 2019 | Management | For | For |
2.4 | Approve Discharge of Management Board Member Frank Kuhnke for Fiscal 2019 | Management | For | For |
2.5 | Approve Discharge of Management Board Member Stuart Lewis for Fiscal 2019 | Management | For | For |
2.6 | Approve Discharge of Management Board Member Sylvie Matherat (until July 31, 2019) for Fiscal 2019 | Management | For | Against |
2.7 | Approve Discharge of Management Board Member James von Moltke for Fiscal 2019 | Management | For | For |
2.8 | Approve Discharge of Management Board Member Garth Ritchie (until July 31, 2019) for Fiscal 2019 | Management | For | Against |
2.9 | Approve Discharge of Management Board Member Werner Steinmueller for Fiscal 2019 | Management | For | For |
2.10 | Approve Discharge of Management Board Member Frank Strauss (until July 31, 2019) for Fiscal 2019 | Management | For | For |
3.1 | Approve Discharge of Supervisory Board Member Paul Achleitner for Fiscal 2019 | Management | For | Against |
3.2 | Approve Discharge of Supervisory Board Member Detlef Polaschek for Fiscal 2019 | Management | For | For |
3.3 | Approve Discharge of Supervisory Board Member Ludwig Blomeyer - Bartenstein for Fiscal 2019 | Management | For | For |
3.4 | Approve Discharge of Supervisory Board Member Frank Bsirske for Fiscal 2019 | Management | For | For |
3.5 | Approve Discharge of Supervisory Board Member Mayree Clark for Fiscal 2019 | Management | For | For |
3.6 | Approve Discharge of Supervisory Board Member Jan Duscheck for Fiscal 2019 | Management | For | For |
3.7 | Approve Discharge of Supervisory Board Member Gerhard Eschelbeck for Fiscal 2019 | Management | For | For |
3.8 | Approve Discharge of Supervisory Board Member Katherine Garrett-Cox for Fiscal 2019 | Management | For | For |
3.9 | Approve Discharge of Supervisory Board Member Timo Heider for Fiscal 2019 | Management | For | For |
3.10 | Approve Discharge of Supervisory Board Member Martina Klee for Fiscal 2019 | Management | For | For |
3.11 | Approve Discharge of Supervisory Board Member Henriette Mark Fiscal 2019 | Management | For | For |
3.12 | Approve Discharge of Supervisory Board Member Richard Meddings (until July 31,2019) for Fiscal 2019 | Management | For | For |
3.13 | Approve Discharge of Supervisory Board Member Gabriele Platscher for Fiscal 2019 | Management | For | For |
3.14 | Approve Discharge of Supervisory Board Member Bernd Rose for Fiscal 2019 | Management | For | For |
3.15 | Approve Discharge of Supervisory Board Member Gerd Schuetz for Fiscal 2019 | Management | For | For |
3.16 | Approve Discharge of Supervisory Board Member Stefan Simon (until July 31,2019) for Fiscal 2019 | Management | For | For |
3.17 | Approve Discharge of Supervisory Board Member Stephan Szukalski for Fiscal 2019 | Management | For | For |
3.18 | Approve Discharge of Supervisory Board Member John Alexander Thain for Fiscal 2019 | Management | For | For |
3.19 | Approve Discharge of Supervisory Board Member Michele Trogni for Fiscal 2019 | Management | For | For |
3.20 | Approve Discharge of Supervisory Board Member Dagmar Valcarcel (from August 1, 2019) for Fiscal 2019 | Management | For | For |
3.21 | Approve Discharge of Supervisory Board Member Norbert Winkeljohann for Fiscal 2019 | Management | For | For |
3.22 | Approve Discharge of Supervisory Board Member Juerg Zeltner (from August 20 until Dec. 15, 2019) for Fiscal 2019 | Management | For | For |
4 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 | Management | For | For |
5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
6 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
7.1 | Elect Sigmar Gabriel to the Supervisory Board | Management | For | For |
7.2 | Elect Dagmar Valcarcel to the Supervisory Board | Management | For | For |
7.3 | Elect Theodor Weimer to the Supervisory Board | Management | For | For |
8 | Amend Articles Re: AGM Location | Management | For | For |
9 | Dismiss Supervisory Board Member Paul Achleitner | Shareholder | Against | Against |
10 | Dismiss Supervisory Board Member Norbert Winkeljohann | Shareholder | Against | Against |
11 | Dismiss Supervisory Board Member Gerd-Alexander Schuetz | Shareholder | Against | Against |
12 | Approve Vote of No Confidence Against Management Board Members Christian Sewing, James von Moltke, Frank Kuhnke, and Karl von Rohr | Shareholder | Against | Against |
13 | Approve Remuneration of Supervisory Board | Shareholder | Against | Against |
DIRECT LINE INSURANCE GROUP PLC | ||||
Ticker: DLG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Mike Biggs as Director | Management | For | For |
5 | Re-elect Danuta Gray as Director | Management | For | For |
6 | Re-elect Mark Gregory as Director | Management | For | For |
7 | Re-elect Jane Hanson as Director | Management | For | For |
8 | Elect Tim Harris as Director | Management | For | For |
9 | Re-elect Penny James as Director | Management | For | For |
10 | Re-elect Sebastian James as Director | Management | For | For |
11 | Re-elect Fiona McBain as Director | Management | For | For |
12 | Re-elect Gregor Stewart as Director | Management | For | For |
13 | Re-elect Richard Ward as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Approve Long Term Incentive Plan | Management | For | For |
18 | Approve Deferred Annual Incentive Plan | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise Issue of Equity in Relation to an Issue of RT1 Instruments | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to an Issue of RT1 Instruments | Management | For | For |
25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
26 | Adopt New Articles of Association | Management | For | For |
EVEREST RE GROUP, LTD. | ||||
Ticker: RE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Amore | Management | For | For |
1.2 | Elect Director Juan C. Andrade | Management | For | For |
1.3 | Elect Director William F. Galtney, Jr. | Management | For | For |
1.4 | Elect Director John A. Graf | Management | For | For |
1.5 | Elect Director Meryl Hartzband | Management | For | For |
1.6 | Elect Director Gerri Losquadro | Management | For | For |
1.7 | Elect Director Roger M. Singer | Management | For | For |
1.8 | Elect Director Joseph V. Taranto | Management | For | For |
1.9 | Elect Director John A. Weber | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
FIRST HORIZON NATIONAL CORPORATION | ||||
Ticker: FHN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
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FIRST HORIZON NATIONAL CORPORATION | ||||
Ticker: FHN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth A. Burdick | Management | For | For |
1.2 | Elect Director John C. Compton | Management | For | For |
1.3 | Elect Director Wendy P. Davidson | Management | For | For |
1.4 | Elect Director Mark A. Emkes | Management | For | For |
1.5 | Elect Director Corydon J. Gilchrist | Management | For | For |
1.6 | Elect Director D. Bryan Jordan | Management | For | For |
1.7 | Elect Director Vicki R. Palmer | Management | For | For |
1.8 | Elect Director Colin V. Reed | Management | For | For |
1.9 | Elect Director Cecelia D. Stewart | Management | For | For |
1.10 | Elect Director Rajesh Subramaniam | Management | For | For |
1.11 | Elect Director R. Eugene Taylor | Management | For | For |
1.12 | Elect Director Luke Yancy, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
GUOTAI JUNAN SECURITIES CO., LTD. | ||||
Ticker: 2611 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect He Qing as Director | Management | For | For |
1.2 | Elect An Hongjun as Director | Management | For | For |
GUOTAI JUNAN SECURITIES CO., LTD. | ||||
Ticker: 2611 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2019 Work Report of the Board of Directors | Management | For | For |
2 | Approve 2019 Work Report of the Supervisory Committee | Management | For | For |
3 | Approve 2019 Profit Distribution Plan | Management | For | For |
4 | Approve KPMG Huazhen LLP and KPMG as External Auditors | Management | For | For |
5 | Approve 2019 Annual Report | Management | For | For |
6.1 | Approve Potential Related Party Transactions Between the Group and International Group and Its Related Enterprises | Management | For | For |
6.2 | Approve Potential Related Party Transactions Between the Group and Shenzhen Investment Holdings and Its Related Enterprises | Management | For | For |
6.3 | Approve Potential Related Party Transactions Between the Group and the Related Enterprises of Any Director, Supervisor or Senior Management of the Company | Management | For | For |
6.4 | Approve Potential Related Party Transactions Between the Group and the Related Natural Persons | Management | For | For |
7 | Approve the Resolution on the General Mandate for the Provision of Corporate Debt Related External Guarantee | Management | For | Against |
8 | Elect Liu Xinyi as Director | Management | For | For |
9 | Elect Li Zhongning as Supervisor | Management | For | For |
10.1 | Approve the Adjustment to the Validity Periods of the Relevant Resolution on General Mandate to Issue Onshore and Offshore Debt Financing Instruments | Management | For | For |
10.2 | Approve the Adjustment to the Validity Periods of the Relevant Resolution on General Mandate to Issue Assets-Backed Securities | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and H Shares | Management | For | Against |
12 | Amend Articles of Association | Management | For | Against |
INDIABULLS HOUSING FINANCE LIMITED | ||||
Ticker: 535789 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Payment of Interim Dividend | Management | For | For |
3 | Reelect Sachin Chaudhary as Director | Management | For | For |
4 | Elect Satish Chand Mathur as Director | Management | For | For |
5 | Approve Issuance of Non-Convertible Debentures on Private Placement Basis | Management | For | For |
6 | Approve Shifting of Registered Office of the Company and Amend Memorandum of Association | Management | For | For |
INDIABULLS HOUSING FINANCE LIMITED | ||||
Ticker: 535789 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Non-Convertible Debentures along with Warrants to Qualified Institutional Buyers | Management | For | For |
2 | Approve Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 and Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employees of the Company | Management | For | For |
3 | Approve Grant Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employee of Subsidiary Company (ies) under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 | Management | For | For |
4 | Approve Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employees of the Company and Subsidiary Company (ies) by way of Secondary Acquisition under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 | Management | For | For |
5 | Approve Trust Route for Implementation of Indiabulls Housing Finance Limited - Employees Stock Benefit Scheme 2019 | Management | For | For |
6 | Approve Provision of Money for Purchase of Its Own Shares by the Trust/Trustees for Benefit of Employees under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 | Management | For | For |
7 | Approve Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Identified Employees During Any One Year, Equal to or Exceeding One Percent of the Issued Capital of the Company | Management | For | For |
ING GROEP NV | ||||
Ticker: INGA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2.b | Receive Announcements on Sustainability | Management | None | None |
2.c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2.d | Approve Remuneration Report | Management | For | For |
2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
3.a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
3.b | Approve Dividends of EUR 0.69 Per Share | Management | None | None |
4.a | Approve Discharge of Management Board | Management | For | For |
4.b | Approve Discharge of Supervisory Board | Management | For | For |
5 | Approve Remuneration Policy for Management Board | Management | For | For |
6 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
7 | Amend Articles of Association | Management | For | For |
8.a | Elect Juan Colombas to Supervisory Board | Management | For | For |
8.b | Elect Herman Hulst to Supervisory Board | Management | For | For |
8.c | Elect Harold Naus to Supervisory Board | Management | For | For |
9.a | Grant Board Authority to Issue Shares | Management | For | For |
9.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director Stephen B. Burke | Management | For | For |
1c | Elect Director Todd A. Combs | Management | For | For |
1d | Elect Director James S. Crown | Management | For | For |
1e | Elect Director James Dimon | Management | For | For |
1f | Elect Director Timothy P. Flynn | Management | For | For |
1g | Elect Director Mellody Hobson | Management | For | For |
1h | Elect Director Michael A. Neal | Management | For | For |
1i | Elect Director Lee R. Raymond | Management | For | For |
1j | Elect Director Virginia M. Rometty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Require Independent Board Chair | Shareholder | Against | For |
5 | Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. | Shareholder | Against | Against |
6 | Report on Climate Change | Shareholder | Against | Against |
7 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
8 | Report on Charitable Contributions | Shareholder | Against | Against |
9 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
KENEDIX, INC. | ||||
Ticker: 4321 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 8.5 | Management | For | For |
2.1 | Elect Director Miyajima, Taisuke | Management | For | For |
2.2 | Elect Director Ikeda, Soshi | Management | For | For |
2.3 | Elect Director Komatsu, Koju | Management | For | For |
2.4 | Elect Director Kitsuda, Marie | Management | For | For |
2.5 | Elect Director Asano, Akihiro | Management | For | For |
2.6 | Elect Director Shiozawa, Shuhei | Management | For | For |
2.7 | Elect Director Yaze, Hiroki | Management | For | For |
2.8 | Elect Director Kotaka, Koji | Management | For | For |
2.9 | Elect Director Hara, Shinzo | Management | For | For |
3 | Appoint Statutory Auditor Okada, Takako | Management | For | For |
M&G PLC | ||||
Ticker: MNG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Elect Mike Evans as Director | Management | For | For |
5 | Elect John Foley as Director | Management | For | For |
6 | Elect Clare Bousfield as Director | Management | For | For |
7 | Elect Clive Adamson as Director | Management | For | For |
8 | Elect Robin Lawther as Director | Management | For | For |
9 | Elect Clare Thompson as Director | Management | For | For |
10 | Elect Massimo Tosato as Director | Management | For | For |
11 | Appoint KPMG LLP as Auditors | Management | For | For |
12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise EU Political Donations and Expenditure | Management | For | For |
14 | Authorise Issue of Equity | Management | For | For |
15 | Authorise Issue of Preference Shares | Management | For | For |
16 | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
METLIFE, INC. | ||||
Ticker: MET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cheryl W. Grise | Management | For | For |
1b | Elect Director Carlos M. Gutierrez | Management | For | For |
1c | Elect Director Gerald L. Hassell | Management | For | For |
1d | Elect Director David L. Herzog | Management | For | For |
1e | Elect Director R. Glenn Hubbard | Management | For | For |
1f | Elect Director Edward J. Kelly, III | Management | For | For |
1g | Elect Director William E. Kennard | Management | For | For |
1h | Elect Director Michel A. Khalaf | Management | For | For |
1i | Elect Director Catherine R. Kinney | Management | For | For |
1j | Elect Director Diana L. McKenzie | Management | For | For |
1k | Elect Director Denise M. Morrison | Management | For | For |
1l | Elect Director Mark A. Weinberger | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NN GROUP NV | ||||
Ticker: NN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Annual Report | Management | None | None |
3.A | Adopt Financial Statements and Statutory Reports | Management | For | For |
3.B | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4.A | Approve Discharge of Management Board | Management | For | For |
4.B | Approve Discharge of Supervisory Board | Management | For | For |
5 | Discussion of Supervisory Board Profile | Management | None | None |
6.A | Reelect Clara Streit to Supervisory Board | Management | For | For |
6.B | Reelect Robert Jenkins to Supervisory Board | Management | For | For |
7.A | Approve Remuneration Report | Management | For | For |
7.B | Approve Remuneration Policy for Management Board | Management | For | For |
7.C | Approve Remuneration Policy for Supervisory Board | Management | For | For |
7.D | Amend Articles of Association | Management | For | For |
8.A.1 | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital | Management | For | For |
8.A.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 8.A.1 | Management | For | For |
8.B | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital in Connection with a Rights Issue | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
11 | Close Meeting | Management | None | None |
RSA INSURANCE GROUP PLC | ||||
Ticker: RSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | Abstain |
5 | Re-elect Martin Scicluna as Director | Management | For | For |
6 | Re-elect Stephen Hester as Director | Management | For | For |
7 | Re-elect Scott Egan as Director | Management | For | For |
8 | Elect Charlotte Jones as Director | Management | For | For |
9 | Re-elect Alastair Barbour as Director | Management | For | For |
10 | Re-elect Sonia Baxendale as Director | Management | For | For |
11 | Elect Clare Bousfield as Director | Management | For | For |
12 | Re-elect Kath Cates as Director | Management | For | For |
13 | Re-elect Enrico Cucchiani as Director | Management | For | For |
14 | Re-elect Martin Strobel as Director | Management | For | For |
15 | Reappoint KPMG LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Approve Increase in the Maximum Aggregate Fees Payable to Non-executive Directors | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
22 | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
23 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
25 | Adopt New Articles of Association | Management | For | For |
26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
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SHINSEI BANK, LTD. | ||||
Ticker: 8303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kudo, Hideyuki | Management | For | For |
1.2 | Elect Director Kozano, Yoshiaki | Management | For | For |
1.3 | Elect Director Ernest M. Higa | Management | For | For |
1.4 | Elect Director Kawamoto, Yuko | Management | For | For |
1.5 | Elect Director Makihara, Jun | Management | For | For |
1.6 | Elect Director Murayama, Rie | Management | For | For |
1.7 | Elect Director Tomimura, Ryuichi | Management | For | For |
2 | Appoint Statutory Auditor Nagata, Shinya | Management | For | For |
3.1 | Appoint Alternate Statutory Auditor Hatano, Hiroyuki | Management | For | For |
3.2 | Appoint Alternate Statutory Auditor Murakami, Kanako | Management | For | For |
4 | Approve Restricted Stock Plan | Management | For | For |
5 | Appoint Shareholder Director Nominee James B. Rosenwald III | Shareholder | Against | Against |
| ||||
SOUTHERN NATIONAL BANCORP OF VIRGINIA, INC. | ||||
Ticker: SONA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Rand Cook | Management | For | For |
1.2 | Elect Director Eric A. Johnson | Management | For | For |
1.3 | Elect Director Dennis J. Zember, Jr. | Management | For | For |
2 | Ratify Dixon Hughes Goodman LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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STANDARD CHARTERED PLC | ||||
Ticker: STAN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | Abstain |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Phil Rivett as Director | Management | For | For |
5 | Elect David Tang as Director | Management | For | For |
6 | Re-elect David Conner as Director | Management | For | For |
7 | Re-elect Dr Byron Grote as Director | Management | For | For |
8 | Re-elect Andy Halford as Director | Management | For | For |
9 | Re-elect Christine Hodgson as Director | Management | For | For |
10 | Re-elect Gay Huey Evans as Director | Management | For | For |
11 | Re-elect Naguib Kheraj as Director | Management | For | For |
12 | Re-elect Dr Ngozi Okonjo-Iweala as Director | Management | For | For |
13 | Re-elect Carlson Tong as Director | Management | For | For |
14 | Re-elect Jose Vinals as Director | Management | For | For |
15 | Re-elect Jasmine Whitbread as Director | Management | For | For |
16 | Re-elect Bill Winters as Director | Management | For | For |
17 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
18 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Board to Offer Scrip Dividend | Management | For | For |
21 | Authorise Issue of Equity | Management | For | For |
22 | Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 27 | Management | For | For |
23 | Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
25 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
26 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
28 | Authorise Market Purchase of Preference Shares | Management | For | For |
29 | Adopt New Articles of Association | Management | For | For |
30 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
SUN HUNG KAI & CO. LIMITED | ||||
Ticker: 86 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Lee Seng Huang as Director | Management | For | For |
2b | Elect Jonathan Andrew Cimino as Director | Management | For | For |
2c | Elect David Craig Bartlett as Director | Management | For | For |
3 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
4A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
4B | Authorize Repurchase of Issued Share Capital | Management | For | For |
4C | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| ||||
SYNOVUS FINANCIAL CORP. | ||||
Ticker: SNV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Tim E. Bentsen | Management | For | For |
1B | Elect Director F. Dixon Brooke, Jr. | Management | For | For |
1C | Elect Director Stephen T. Butler | Management | For | For |
1D | Elect Director Elizabeth W. Camp | Management | For | For |
1E | Elect Director Diana M. Murphy | Management | For | For |
1F | Elect Director Harris Pastides | Management | For | For |
1G | Elect Director Joseph J. Prochaska, Jr. | Management | For | For |
1H | Elect Director John L. Stallworth | Management | For | For |
1I | Elect Director Kessel D. Stelling | Management | For | For |
1J | Elect Director Barry L. Storey | Management | For | For |
1K | Elect Director Teresa White | Management | For | For |
2 | Amend Articles of Incorporation to Eliminate 10-1 Voting Provisions | Management | For | For |
3 | Eliminate Supermajority Vote Requirement | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify KPMG LLP as Auditors | Management | For | For |
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T&D HOLDINGS, INC. | ||||
Ticker: 8795 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
2 | Amend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval | Management | For | For |
3.1 | Elect Director Uehara, Hirohisa | Management | For | For |
3.2 | Elect Director Morinaka, Kanaya | Management | For | For |
3.3 | Elect Director Nagata, Mitsuhiro | Management | For | For |
3.4 | Elect Director Tanaka, Yoshihisa | Management | For | For |
3.5 | Elect Director Ogo, Naoki | Management | For | For |
3.6 | Elect Director Watanabe, Kensaku | Management | For | For |
3.7 | Elect Director Soejima, Naoki | Management | For | For |
3.8 | Elect Director Kudo, Minoru | Management | For | For |
3.9 | Elect Director Itasaka, Masafumi | Management | For | For |
4.1 | Elect Director and Audit Committee Member Yanai, Junichi | Management | For | For |
4.2 | Elect Director and Audit Committee Member Teraoka, Yasuo | Management | For | For |
4.3 | Elect Director and Audit Committee Member Matsuyama, Haruka | Management | For | For |
4.4 | Elect Director and Audit Committee Member Higaki, Seiji | Management | For | For |
4.5 | Elect Director and Audit Committee Member Yamada, Shinnosuke | Management | For | For |
5 | Elect Alternate Director and Audit Committee Member Shimma, Yuichiro | Management | For | For |
6 | Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
7 | Approve Compensation Ceiling for Directors Who Are Audit Committee Members | Management | For | For |
8 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
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THE HARTFORD FINANCIAL SERVICES GROUP, INC. | ||||
Ticker: HIG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert B. Allardice, III | Management | For | For |
1b | Elect Director Larry D. De Shon | Management | For | For |
1c | Elect Director Carlos Dominguez | Management | For | For |
1d | Elect Director Trevor Fetter | Management | For | For |
1e | Elect Director Kathryn A. Mikells | Management | For | For |
1f | Elect Director Michael G. Morris | Management | For | For |
1g | Elect Director Teresa W. Roseborough | Management | For | For |
1h | Elect Director Virginia P. Ruesterholz | Management | For | For |
1i | Elect Director Christopher J. Swift | Management | For | For |
1j | Elect Director Matt Winter | Management | For | For |
1k | Elect Director Greig Woodring | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
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TIBERIUS ACQUISITION CORPORATION | ||||
Ticker: TIBR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
A | If you wish to Exercise your Redemption Rights, you should vote FOR this proposal. If you wish not to Exercise your Redemption Rights, you should vote AGAINST | Management | None | Against |
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TIBERIUS ACQUISITION CORPORATION | ||||
Ticker: TIBRU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination to April 20, 2020 | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
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UNICREDIT SPA | ||||
Ticker: UCG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Dividend Distribution | Management | For | For |
4 | Approve Elimination of Negative Reserves | Management | For | For |
5.1 | Approve Decrease in Size of Board | Management | For | For |
5.2 | Elect Beatriz Lara Bartolome as Director | Management | For | For |
5.3 | Elect Diego De Giorgi as Director | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve 2020 Group Incentive System | Management | For | For |
8 | Approve Remuneration Policy | Management | For | For |
9 | Approve Second Section of the Remuneration Report | Management | For | For |
10 | Approve Long-Term Incentive Plan | Management | For | For |
11 | Authorize Share Repurchase Program | Management | For | For |
1 | Authorize Board to Increase Capital to Service 2019 Group Incentive System | Management | For | For |
2 | Authorize Board to Increase Capital to Service 2020 Group Incentive System | Management | For | For |
3 | Amend Company Bylaws Re: Clause 6 | Management | For | For |
4 | Authorize Cancellation of Repurchased Shares | Management | For | For |
A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
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VOYA FINANCIAL, INC. | ||||
Ticker: VOYA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lynne Biggar | Management | For | For |
1b | Elect Director Jane P. Chwick | Management | For | For |
1c | Elect Director Kathleen DeRose | Management | For | For |
1d | Elect Director Ruth Ann M. Gillis | Management | For | For |
1e | Elect Director J. Barry Griswell | Management | For | For |
1f | Elect Director Rodney O. Martin, Jr. | Management | For | For |
1g | Elect Director Byron H. Pollitt, Jr. | Management | For | For |
1h | Elect Director Joseph V. Tripodi | Management | For | For |
1i | Elect Director David Zwiener | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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WELLS FARGO & COMPANY | ||||
Ticker: WFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven D. Black | Management | For | For |
1b | Elect Director Celeste A. Clark | Management | For | For |
1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1d | Elect Director Wayne M. Hewett | Management | For | For |
1e | Elect Director Donald M. James | Management | For | For |
1f | Elect Director Maria R. Morris | Management | For | For |
1g | Elect Director Charles H. Noski | Management | For | For |
1h | Elect Director Richard B. Payne, Jr. | Management | For | For |
1i | Elect Director Juan A. Pujadas | Management | For | For |
1j | Elect Director Ronald L. Sargent | Management | For | For |
1k | Elect Director Charles W. Scharf | Management | For | For |
1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
5 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | For |
6 | Report on Global Median Gender Pay Gap | Shareholder | Against | Against |
Franklin Mutual Global Discovery Fund
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ACCOR SA | ||||
Ticker: AC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Reelect Sebastien Bazin as Director | Management | For | Against |
5 | Reelect Iris Knobloch as Director | Management | For | For |
6 | Elect Bruno Pavlovsky as Director | Management | For | For |
7 | Approve Transaction with SASP Paris Saint-Germain Football Re: Partnership Agreement | Management | For | Against |
8 | Ratify Appointment of Ernst & Young et Autres as Auditor | Management | For | For |
9 | Approve Compensation of Corporate Officers | Management | For | For |
10 | Approve Compensation of Sebastien Bazin | Management | For | For |
11 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
12 | Approve Remuneration Policy of Directors | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
15 | Amend Articles 12 and 15 of Bylaws Re: Employee Representatives; Board Members Deliberation via Written Consultation | Management | For | For |
16 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | For |
17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
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ALLEGHANY CORPORATION | ||||
Ticker: Y | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian H. Chippendale | Management | For | For |
1.2 | Elect Director Weston M. Hicks | Management | For | For |
1.3 | Elect Director Jefferson W. Kirby | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
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ALLERGAN PLC | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve Cancellation of Cancellation Shares | Management | For | For |
3 | Authorize Board to Allot and Issue Shares | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Advisory Vote on Golden Parachutes | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
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ALTRIA GROUP, INC. | ||||
Ticker: MO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John T. Casteen, III | Management | For | For |
1b | Elect Director Dinyar S. Devitre | Management | For | For |
1c | Elect Director Thomas F. Farrell, II | Management | For | For |
1d | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1e | Elect Director W. Leo Kiely, III | Management | For | For |
1f | Elect Director Kathryn B. McQuade | Management | For | For |
1g | Elect Director George Munoz | Management | For | For |
1h | Elect Director Mark E. Newman | Management | For | For |
1i | Elect Director Nabil Y. Sakkab | Management | For | For |
1j | Elect Director Virginia E. Shanks | Management | For | For |
1k | Elect Director Howard A. Willard, III *Withdrawn Resolution* | Management | None | None |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Underage Tobacco Prevention Policies | Shareholder | Against | Against |
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AMERICAN INTERNATIONAL GROUP, INC. | ||||
Ticker: AIG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Don Cornwell | Management | For | For |
1b | Elect Director Brian Duperreault | Management | For | For |
1c | Elect Director John H. Fitzpatrick | Management | For | For |
1d | Elect Director William G. Jurgensen | Management | For | For |
1e | Elect Director Christopher S. Lynch | Management | For | For |
1f | Elect Director Henry S. Miller | Management | For | For |
1g | Elect Director Linda A. Mills | Management | For | For |
1h | Elect Director Thomas F. Motamed | Management | For | For |
1i | Elect Director Peter R. Porrino | Management | For | For |
1j | Elect Director Amy L. Schioldager | Management | For | For |
1k | Elect Director Douglas M. Steenland | Management | For | For |
1l | Elect Director Therese M. Vaughan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Securities Transfer Restrictions | Management | For | For |
4 | Ratify NOL Rights Plan (NOL Pill) | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
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ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
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ANTHEM, INC. | ||||
Ticker: ANTM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gail K. Boudreaux | Management | For | For |
1.2 | Elect Director R. Kerry Clark | Management | For | For |
1.3 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
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ASR NEDERLAND NV | ||||
Ticker: ASRNL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2.b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
2.d | Approve Remuneration Report | Management | For | For |
3.a | Adopt Financial Statements and Statutory Reports | Management | For | For |
3.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
3.c | Discuss Dividends | Management | None | None |
4.a | Approve Discharge of Management Board | Management | For | For |
4.b | Approve Discharge of Supervisory Board | Management | For | For |
5.a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
5.c | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Announce Intention to Reappoint Jos Baeten to the Management Board | Management | None | None |
7.a | Acknowledge Resignation of Cor van den Bos as Supervisory Board Member | Management | None | None |
7.b | Reelect Herman Hintzen to Supervisory Board | Management | For | For |
8 | Allow Questions | Management | None | None |
9 | Close Meeting | Management | None | None |
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AVAYA HOLDINGS CORP. | ||||
Ticker: AVYA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Watkins | Management | For | For |
1.2 | Elect Director James M. Chirico, Jr. | Management | For | For |
1.3 | Elect Director Stephan Scholl | Management | For | For |
1.4 | Elect Director Susan L. Spradley | Management | For | For |
1.5 | Elect Director Stanley J. Sutula, III | Management | For | For |
1.6 | Elect Director Scott D. Vogel | Management | For | For |
1.7 | Elect Director Jacqueline E. Yeaney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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BAE SYSTEMS PLC | ||||
Ticker: BA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Revathi Advaithi as Director | Management | For | For |
5 | Re-elect Sir Roger Carr as Director | Management | For | For |
6 | Re-elect Dame Elizabeth Corley as Director | Management | For | For |
7 | Re-elect Christopher Grigg as Director | Management | For | For |
8 | Re-elect Paula Reynolds as Director | Management | For | For |
9 | Re-elect Nicholas Rose as Director | Management | For | For |
10 | Re-elect Ian Tyler as Director | Management | For | For |
11 | Re-elect Charles Woodburn as Director | Management | For | For |
12 | Elect Thomas Arseneault as Director | Management | For | For |
13 | Elect Bradley Greve as Director | Management | For | For |
14 | Elect Jane Griffiths as Director | Management | For | For |
15 | Elect Stephen Pearce as Director | Management | For | For |
16 | Elect Nicole Piasecki as Director | Management | For | For |
17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Issue of Equity | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
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BASF SE | ||||
Ticker: BAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.30 per Share | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
6 | Elect Kurt Bock to the Supervisory Board | Management | For | For |
7 | Approve Remuneration Policy for the Management Board | Management | For | For |
8 | Amend Articles Re: Supervisory Board Term of Office | Management | For | For |
9 | Amend Articles Re: Remuneration of Supervisory Board Members | Management | For | For |
10 | Approve Remuneration of Supervisory Board | Management | For | For |
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BP PLC | ||||
Ticker: BP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4(a) | Elect Bernard Looney as Director | Management | For | For |
4(b) | Re-elect Brian Gilvary as Director | Management | For | For |
4(c) | Re-elect Dame Alison Carnwath as Director | Management | For | For |
4(d) | Re-elect Pamela Daley as Director | Management | For | For |
4(e) | Re-elect Sir Ian Davis as Director | Management | For | For |
4(f) | Re-elect Dame Ann Dowling as Director | Management | For | For |
4(g) | Re-elect Helge Lund as Director | Management | For | For |
4(h) | Re-elect Melody Meyer as Director | Management | For | For |
4(i) | Re-elect Brendan Nelson as Director | Management | For | For |
4(j) | Re-elect Paula Reynolds as Director | Management | For | For |
4(k) | Re-elect Sir John Sawers as Director | Management | For | For |
5 | Reappoint Deloitte LLP as Auditors | Management | For | For |
6 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Executive Directors' Incentive Plan | Management | For | For |
8 | Authorise EU Political Donations and Expenditure | Management | For | For |
9 | Authorise Issue of Equity | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
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BRITISH AMERICAN TOBACCO PLC | ||||
Ticker: BATS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Reappoint KPMG LLP as Auditors | Management | For | For |
4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect Jack Bowles as Director | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect Sue Farr as Director | Management | For | For |
8 | Re-elect Dr Marion Helmes as Director | Management | For | For |
9 | Re-elect Luc Jobin as Director | Management | For | For |
10 | Re-elect Holly Koeppel as Director | Management | For | For |
11 | Re-elect Savio Kwan as Director | Management | For | For |
12 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
13 | Elect Jeremy Fowden as Director | Management | For | For |
14 | Elect Tadeu Marroco as Director | Management | For | For |
15 | Authorise Issue of Equity | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Approve Restricted Share Plan | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
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BRITISH AMERICAN TOBACCO PLC | ||||
Ticker: BATS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Reappoint KPMG LLP as Auditors | Management | For | For |
4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect Jack Bowles as Director | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect Sue Farr as Director | Management | For | For |
8 | Re-elect Dr Marion Helmes as Director | Management | For | For |
9 | Re-elect Luc Jobin as Director | Management | For | For |
10 | Re-elect Holly Koeppel as Director | Management | For | For |
11 | Re-elect Savio Kwan as Director | Management | For | For |
12 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
13 | Elect Jeremy Fowden as Director | Management | For | For |
14 | Elect Tadeu Marroco as Director | Management | For | For |
15 | Authorise Issue of Equity | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Approve Restricted Share Plan | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
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CALTEX AUSTRALIA LTD. | ||||
Ticker: CTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Melinda Conrad as Director | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve the Change of Company Name to Ampol Limited | Management | For | For |
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CANADIAN NATURAL RESOURCES LIMITED | ||||
Ticker: CNQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director M. Elizabeth Cannon | Management | For | For |
1.3 | Elect Director N. Murray Edwards | Management | For | For |
1.4 | Elect Director Christopher L. Fong | Management | For | For |
1.5 | Elect Director Gordon D. Giffin | Management | For | For |
1.6 | Elect Director Wilfred A. Gobert | Management | For | For |
1.7 | Elect Director Steve W. Laut | Management | For | For |
1.8 | Elect Director Tim S. McKay | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director David A. Tuer | Management | For | For |
1.11 | Elect Director Annette M. Verschuren | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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CAPITAL ONE FINANCIAL CORPORATION | ||||
Ticker: COF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director Aparna Chennapragada | Management | For | For |
1c | Elect Director Ann Fritz Hackett | Management | For | For |
1d | Elect Director Peter Thomas Killalea | Management | For | For |
1e | Elect Director Cornelis "Eli" Leenaars | Management | For | For |
1f | Elect Director Pierre E. Leroy | Management | For | For |
1g | Elect Director Francois Locoh-Donou | Management | For | For |
1h | Elect Director Peter E. Raskind | Management | For | For |
1i | Elect Director Eileen Serra | Management | For | For |
1j | Elect Director Mayo A. Shattuck, III | Management | For | For |
1k | Elect Director Bradford H. Warner | Management | For | For |
1l | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
CHARTER COMMUNICATIONS, INC. | ||||
Ticker: CHTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Lance Conn | Management | For | For |
1b | Elect Director Kim C. Goodman | Management | For | For |
1c | Elect Director Craig A. Jacobson | Management | For | For |
1d | Elect Director Gregory B. Maffei | Management | For | For |
1e | Elect Director John D. Markley, Jr. | Management | For | For |
1f | Elect Director David C. Merritt | Management | For | For |
1g | Elect Director James E. Meyer | Management | For | For |
1h | Elect Director Steven A. Miron | Management | For | For |
1i | Elect Director Balan Nair | Management | For | For |
1j | Elect Director Michael A. Newhouse | Management | For | For |
1k | Elect Director Mauricio Ramos | Management | For | For |
1l | Elect Director Thomas M. Rutledge | Management | For | For |
1m | Elect Director Eric L. Zinterhofer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
CHINA PACIFIC INSURANCE (GROUP) CO., LTD. | ||||
Ticker: 2601 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance and Admission of GDRs | Management | For | Against |
2 | Approve Validity Period of the Resolutions in Respect of the Issuance and Admission of GDRs | Management | For | Against |
3 | Authorize Board to Deal with All Matters in Relation to the Issuance and Admission of GDRs | Management | For | Against |
4 | Approve Distribution of Accumulated Profits Prior to the Issuance and Admission of GDRs | Management | For | Against |
5 | Approve Plan for the Use of Proceeds from the Issuance and Admission of GDRs | Management | For | Against |
6 | Approve Purchase of Prospectus Liability Insurance for Directors, Supervisors and Senior Management Members | Management | For | Against |
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CHINA PACIFIC INSURANCE (GROUP) CO., LTD. | ||||
Ticker: 2601 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2019 Report of the Board of Directors | Management | For | For |
2 | Approve 2019 Report of the Board of Supervisors | Management | For | For |
3 | Approve 2019 Annual Report of A shares | Management | For | For |
4 | Approve 2019 Annual Report of H Shares | Management | For | For |
5 | Approve 2019 Financial Statements and Report | Management | For | For |
6 | Approve 2019 Profit Distribution Plan | Management | For | For |
7 | Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and Internal Control Auditor and to PricewaterhouseCoopers as Hong Kong Auditor | Management | For | For |
8 | Approve 2019 Due Diligence Report | Management | For | For |
9 | Approve 2019 Report on Performance of Independent Directors | Management | For | For |
10 | Approve 2020-2022 Development Plan | Management | For | For |
11 | Approve 2020 Donations | Management | For | For |
12.1 | Elect Kong Qingwei as Director | Management | For | For |
12.2 | Elect Fu Fan as Director | Management | For | For |
12.3 | Elect Wang Tayu as Director | Management | For | For |
12.4 | Elect Wu Junhao as Director | Management | For | For |
12.5 | Elect Zhou Donghui as Director | Management | For | For |
12.6 | Elect Huang Dinan as Director | Management | For | For |
12.7 | Elect Lu Qiaoling as Director | Management | For | For |
12.8 | Elect Liu Xiaodan as Director | Management | For | For |
12.9 | Elect Chen Jizhong as Director | Management | For | For |
12.10 | Elect Lam Tyng Yih, Elizabeth as Director | Management | For | For |
12.11 | Elect Woo Ka Biu, Jackson as Director | Management | For | For |
12.12 | Elect Jiang Xuping as Director | Management | For | For |
13.1 | Elect Lu Ning as Supervisor | Management | For | For |
13.2 | Elect Lu Guofeng as Supervisor | Management | For | For |
14 | Approve Amendments to Articles of Association | Management | For | For |
15 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
16 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
18 | Elect Zhu Yonghong as Supervisor | Shareholder | For | For |
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CISCO SYSTEMS, INC. | ||||
Ticker: CSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director M. Michele Burns | Management | For | For |
1b | Elect Director Wesley G. Bush | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director Mark Garrett | Management | For | For |
1e | Elect Director Kristina M. Johnson | Management | For | For |
1f | Elect Director Roderick C. McGeary | Management | For | For |
1g | Elect Director Charles H. Robbins | Management | For | For |
1h | Elect Director Arun Sarin | Management | For | For |
1i | Elect Director Brenton L. Saunders | Management | For | For |
1j | Elect Director Carol B. Tome | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
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CIT GROUP INC. | ||||
Ticker: CIT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen R. Alemany | Management | For | For |
1b | Elect Director Michael L. Brosnan | Management | For | For |
1c | Elect Director Michael A. Carpenter | Management | For | For |
1d | Elect Director Dorene C. Dominguez | Management | For | For |
1e | Elect Director Alan Frank | Management | For | For |
1f | Elect Director William M. Freeman | Management | For | For |
1g | Elect Director R. Brad Oates | Management | For | For |
1h | Elect Director Gerald Rosenfeld | Management | For | For |
1i | Elect Director John R. Ryan | Management | For | For |
1j | Elect Director Sheila A. Stamps | Management | For | For |
1k | Elect Director Khanh T. Tran | Management | For | For |
1l | Elect Director Laura S. Unger | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CITIGROUP INC. | ||||
Ticker: C | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Ellen M. Costello | Management | For | For |
1c | Elect Director Grace E. Dailey | Management | For | For |
1d | Elect Director Barbara J. Desoer | Management | For | For |
1e | Elect Director John C. Dugan | Management | For | For |
1f | Elect Director Duncan P. Hennes | Management | For | For |
1g | Elect Director Peter B. Henry | Management | For | For |
1h | Elect Director S. Leslie Ireland | Management | For | For |
1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
1j | Elect Director Renee J. James | Management | For | For |
1k | Elect Director Gary M. Reiner | Management | For | For |
1l | Elect Director Diana L. Taylor | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Deborah C. Wright | Management | For | For |
1o | Elect Director Alexander R. Wynaendts | Management | For | For |
1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | For |
6 | Review on Governance Documents | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
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CITIZENS FINANCIAL GROUP, INC. | ||||
Ticker: CFG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Van Saun | Management | For | For |
1.2 | Elect Director Christine M. Cumming | Management | For | For |
1.3 | Elect Director William P. Hankowsky | Management | For | For |
1.4 | Elect Director Howard W. Hanna, III | Management | For | For |
1.5 | Elect Director Leo I. ("Lee") Higdon | Management | For | For |
1.6 | Elect Director Edward J. ("Ned") Kelly, III | Management | For | For |
1.7 | Elect Director Charles J. ("Bud") Koch | Management | For | For |
1.8 | Elect Director Robert G. Leary | Management | For | For |
1.9 | Elect Director Terrance J. Lillis | Management | For | For |
1.10 | Elect Director Shivan Subramaniam | Management | For | For |
1.11 | Elect Director Wendy A. Watson | Management | For | For |
1.12 | Elect Director Marita Zuraitis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Certificate of Incorporation to Remove Non-Operative Provisions | Management | For | For |
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CNH INDUSTRIAL NV | ||||
Ticker: CNHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
2.c | Approve Dividends of EUR 0.18 Per Share | Management | For | For |
2.d | Approve Discharge of Directors | Management | For | For |
3.a | Approve Remuneration Report | Management | For | For |
3.b | Amend Remuneration Policy | Management | For | For |
3.c | Approve Long Term Incentive Plan | Management | For | For |
4.a | Reelect Suzanne Heywood as Executive Director | Management | For | For |
4.b | Reelect Hubertus M. Muhlhauser as Executive Director | Management | None | None |
4.c | Reelect Leo W. Houle as Non-Executive Director | Management | For | For |
4.d | Reelect John B. Lanaway as Non-Executive Director | Management | For | For |
4.e | Reelect Alessandro Nasi as Non-Executive Director | Management | For | For |
4.f | Reelect Lorenzo Simonelli as Non-Executive Director | Management | For | For |
4.g | Reelect Jacqueline A. Tammenoms Bakker as Non-Executive Director | Management | For | Against |
4.h | Reelect Jacques Theurillat as Non-Executive Director | Management | For | For |
4.i | Elect Howard Buffett as Non-Executive Director | Management | For | For |
4.j | Elect Nelda (Janine) Connors as Non-Executive Director | Management | For | For |
4.k | Elect Tufan Erginbilgic as Non-Executive Director | Management | For | For |
4.l | Elect Vagn Sorensen as Non-Executive Director | Management | For | For |
5 | Ratify Ernst & Young as Auditors | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Close Meeting | Management | None | None |
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COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | ||||
Ticker: CTSH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zein Abdalla | Management | For | For |
1b | Elect Director Vinita Bali | Management | For | For |
1c | Elect Director Maureen Breakiron-Evans | Management | For | For |
1d | Elect Director Archana Deskus | Management | For | For |
1e | Elect Director John M. Dineen | Management | For | For |
1f | Elect Director John N. Fox, Jr. | Management | For | For |
1g | Elect Director Brian Humphries | Management | For | For |
1h | Elect Director Leo S. Mackay, Jr. | Management | For | For |
1i | Elect Director Michael Patsalos-Fox | Management | For | For |
1j | Elect Director Joseph M. Velli | Management | For | For |
1k | Elect Director Sandra S. Wijnberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
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CREDIT SUISSE GROUP AG | ||||
Ticker: CSGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve Remuneration Report | Management | For | Against |
1.2 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Dividends of CHF 0.14 per Share | Management | For | For |
4 | Approve CHF 4.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
5.1.a | Reelect Urs Rohner as Director and Board Chairman | Management | For | For |
5.1.b | Reelect Iris Bohnet as Director | Management | For | For |
5.1.c | Reelect Christian Gellerstad as Director | Management | For | For |
5.1.d | Reelect Andreas Gottschling as Director | Management | For | For |
5.1.e | Reelect Michael Klein as Director | Management | For | For |
5.1.f | Reelect Shan Li as Director | Management | For | For |
5.1.g | Reelect Seraina Macia as Director | Management | For | For |
5.1.h | Reelect Kai Nargolwala as Director | Management | For | For |
5.1.i | Reelect Ana Pessoa as Director | Management | For | For |
5.1.j | Reelect Joaquin Ribeiro as Director | Management | For | For |
5.1.k | Reelect Severin Schwan as Director | Management | For | For |
5.1.l | Reelect John Tiner as Director | Management | For | For |
5.1.m | Elect Richard Meddings as Director | Management | For | For |
5.2.1 | Reappoint Iris Bohnet as Member of the Compensation Committee | Management | For | For |
5.2.2 | Reappoint Christian Gellerstad as Member of the Compensation Committee | Management | For | For |
5.2.3 | Reappoint Michael Klein as Member of the Compensation Committee | Management | For | For |
5.2.4 | Reappoint Kai Nargolwala as Member of the Compensation Committee | Management | For | For |
6.1 | Approve Remuneration of Directors in the Amount of CHF 12 Million | Management | For | For |
6.2.1 | Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 22.4 Million | Management | For | For |
6.2.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 31 Million | Management | For | For |
6.2.3 | Approve Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 28.6 Million | Management | For | For |
7.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
7.2 | Ratify BDO AG as Special Auditors | Management | For | For |
7.3 | Designate Keller KLG as Independent Proxy | Management | For | For |
8.1 | Additional Voting Instructions - Shareholder Proposals (Voting) | Management | Against | Against |
8.2 | Additional Voting Instructions - Board of Directors Proposals (Voting) | Management | For | Against |
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CREDITO VALTELLINESE SPA | ||||
Ticker: CVAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Accept Financial Statements and Statutory Reports | Management | For | For |
1b | Approve Allocation of Income | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3a | Approve Fixed-Variable Compensation Ratio | Management | For | For |
3b | Approve MBO 2020 - Short-Term Incentive Plan | Management | For | For |
3c | Approve Remuneration Policy | Management | For | For |
3d | Approve Second Section of the Remuneration Report | Management | For | For |
4.1 | Deliberations on Possible Legal Action Against Former Directors, Statutory Auditor and Executive Officers | Management | For | For |
4.2 | Deliberations on Possible Legal Action Against Former Directors, Statutory Auditor and Executive Officers | Shareholder | None | Against |
4.3 | Deliberations on Possible Legal Action Against Former Directors, Statutory Auditor and Executive Officers | Shareholder | None | Against |
4.4 | Deliberations on Possible Legal Action Against Former Directors, Statutory Auditor and Executive Officers | Shareholder | None | Against |
4.5 | Deliberations on Possible Legal Action Against Former Directors, Statutory Auditor and Executive Officers | Shareholder | None | Against |
4.6 | Deliberations on Possible Legal Action Against Former Directors, Statutory Auditor and Executive Officers | Shareholder | None | Against |
1 | Approve Share Consolidation | Management | For | For |
2 | Approve Treatment of Net Loss | Management | For | For |
A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
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CRESCENT POINT ENERGY CORP. | ||||
Ticker: CPG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Craig Bryksa | Management | For | For |
2.2 | Elect Director Laura A. Cillis | Management | For | For |
2.3 | Elect Director James E. Craddock | Management | For | For |
2.4 | Elect Director John P. Dielwart | Management | For | For |
2.5 | Elect Director Ted Goldthorpe | Management | For | For |
2.6 | Elect Director Mike Jackson | Management | For | For |
2.7 | Elect Director Jennifer F. Koury | Management | For | For |
2.8 | Elect Director Francois Langlois | Management | For | For |
2.9 | Elect Director Barbara Munroe | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Reduction in Stated Capital | Management | For | For |
5 | Amend Restricted Share Plan | Management | For | For |
6 | Amend Bylaws Re: Meetings of Shareholders Held through Electronic Means | Management | For | For |
7 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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CVS HEALTH CORPORATION | ||||
Ticker: CVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Anne M. Finucane | Management | For | For |
1h | Elect Director Edward J. Ludwig | Management | For | For |
1i | Elect Director Larry J. Merlo | Management | For | For |
1j | Elect Director Jean-Pierre Millon | Management | For | For |
1k | Elect Director Mary L. Schapiro | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
1m | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
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DEUTSCHE BANK AG | ||||
Ticker: DBK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
2.1 | Approve Discharge of Management Board Member Christian Sewing for Fiscal 2019 | Management | For | For |
2.2 | Approve Discharge of Management Board Member Karl von Rohr for Fiscal 2019 | Management | For | For |
2.3 | Approve Discharge of Management Board Member Fabrizio Campelli (from Nov. 1, 2019) for Fiscal 2019 | Management | For | For |
2.4 | Approve Discharge of Management Board Member Frank Kuhnke for Fiscal 2019 | Management | For | For |
2.5 | Approve Discharge of Management Board Member Stuart Lewis for Fiscal 2019 | Management | For | For |
2.6 | Approve Discharge of Management Board Member Sylvie Matherat (until July 31, 2019) for Fiscal 2019 | Management | For | Against |
2.7 | Approve Discharge of Management Board Member James von Moltke for Fiscal 2019 | Management | For | For |
2.8 | Approve Discharge of Management Board Member Garth Ritchie (until July 31, 2019) for Fiscal 2019 | Management | For | Against |
2.9 | Approve Discharge of Management Board Member Werner Steinmueller for Fiscal 2019 | Management | For | For |
2.10 | Approve Discharge of Management Board Member Frank Strauss (until July 31, 2019) for Fiscal 2019 | Management | For | For |
3.1 | Approve Discharge of Supervisory Board Member Paul Achleitner for Fiscal 2019 | Management | For | Against |
3.2 | Approve Discharge of Supervisory Board Member Detlef Polaschek for Fiscal 2019 | Management | For | For |
3.3 | Approve Discharge of Supervisory Board Member Ludwig Blomeyer - Bartenstein for Fiscal 2019 | Management | For | For |
3.4 | Approve Discharge of Supervisory Board Member Frank Bsirske for Fiscal 2019 | Management | For | For |
3.5 | Approve Discharge of Supervisory Board Member Mayree Clark for Fiscal 2019 | Management | For | For |
3.6 | Approve Discharge of Supervisory Board Member Jan Duscheck for Fiscal 2019 | Management | For | For |
3.7 | Approve Discharge of Supervisory Board Member Gerhard Eschelbeck for Fiscal 2019 | Management | For | For |
3.8 | Approve Discharge of Supervisory Board Member Katherine Garrett-Cox for Fiscal 2019 | Management | For | For |
3.9 | Approve Discharge of Supervisory Board Member Timo Heider for Fiscal 2019 | Management | For | For |
3.10 | Approve Discharge of Supervisory Board Member Martina Klee for Fiscal 2019 | Management | For | For |
3.11 | Approve Discharge of Supervisory Board Member Henriette Mark Fiscal 2019 | Management | For | For |
3.12 | Approve Discharge of Supervisory Board Member Richard Meddings (until July 31,2019) for Fiscal 2019 | Management | For | For |
3.13 | Approve Discharge of Supervisory Board Member Gabriele Platscher for Fiscal 2019 | Management | For | For |
3.14 | Approve Discharge of Supervisory Board Member Bernd Rose for Fiscal 2019 | Management | For | For |
3.15 | Approve Discharge of Supervisory Board Member Gerd Schuetz for Fiscal 2019 | Management | For | For |
3.16 | Approve Discharge of Supervisory Board Member Stefan Simon (until July 31,2019) for Fiscal 2019 | Management | For | For |
3.17 | Approve Discharge of Supervisory Board Member Stephan Szukalski for Fiscal 2019 | Management | For | For |
3.18 | Approve Discharge of Supervisory Board Member John Alexander Thain for Fiscal 2019 | Management | For | For |
3.19 | Approve Discharge of Supervisory Board Member Michele Trogni for Fiscal 2019 | Management | For | For |
3.20 | Approve Discharge of Supervisory Board Member Dagmar Valcarcel (from August 1, 2019) for Fiscal 2019 | Management | For | For |
3.21 | Approve Discharge of Supervisory Board Member Norbert Winkeljohann for Fiscal 2019 | Management | For | For |
3.22 | Approve Discharge of Supervisory Board Member Juerg Zeltner (from August 20 until Dec. 15, 2019) for Fiscal 2019 | Management | For | For |
4 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 | Management | For | For |
5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
6 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
7.1 | Elect Sigmar Gabriel to the Supervisory Board | Management | For | For |
7.2 | Elect Dagmar Valcarcel to the Supervisory Board | Management | For | For |
7.3 | Elect Theodor Weimer to the Supervisory Board | Management | For | For |
8 | Amend Articles Re: AGM Location | Management | For | For |
9 | Dismiss Supervisory Board Member Paul Achleitner | Shareholder | Against | Against |
10 | Dismiss Supervisory Board Member Norbert Winkeljohann | Shareholder | Against | Against |
11 | Dismiss Supervisory Board Member Gerd-Alexander Schuetz | Shareholder | Against | Against |
12 | Approve Vote of No Confidence Against Management Board Members Christian Sewing, James von Moltke, Frank Kuhnke, and Karl von Rohr | Shareholder | Against | Against |
13 | Approve Remuneration of Supervisory Board | Shareholder | Against | Against |
| ||||
DIRECT LINE INSURANCE GROUP PLC | ||||
Ticker: DLG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Mike Biggs as Director | Management | For | For |
5 | Re-elect Danuta Gray as Director | Management | For | For |
6 | Re-elect Mark Gregory as Director | Management | For | For |
7 | Re-elect Jane Hanson as Director | Management | For | For |
8 | Elect Tim Harris as Director | Management | For | For |
9 | Re-elect Penny James as Director | Management | For | For |
10 | Re-elect Sebastian James as Director | Management | For | For |
11 | Re-elect Fiona McBain as Director | Management | For | For |
12 | Re-elect Gregor Stewart as Director | Management | For | For |
13 | Re-elect Richard Ward as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Approve Long Term Incentive Plan | Management | For | For |
18 | Approve Deferred Annual Incentive Plan | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise Issue of Equity in Relation to an Issue of RT1 Instruments | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to an Issue of RT1 Instruments | Management | For | For |
25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
26 | Adopt New Articles of Association | Management | For | For |
| ||||
DISH NETWORK CORPORATION | ||||
Ticker: DISH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen Q. Abernathy | Management | For | For |
1.2 | Elect Director George R. Brokaw | Management | For | For |
1.3 | Elect Director James DeFranco | Management | For | For |
1.4 | Elect Director Cantey M. Ergen | Management | For | For |
1.5 | Elect Director Charles W. Ergen | Management | For | For |
1.6 | Elect Director Afshin Mohebbi | Management | For | For |
1.7 | Elect Director Tom A. Ortolf | Management | For | For |
1.8 | Elect Director Joseph T. Proietti | Management | For | For |
1.9 | Elect Director Carl E. Vogel | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DUFRY AG | ||||
Ticker: DUFN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Yves Gerster as Chairman of Meeting | Management | For | For |
2.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
3 | Approve Treatment of Net Loss | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5 | Approve Increase in Conditional Capital Pool to CHF 63.5 Million to Cover Exercise of Convertible Bonds | Management | For | For |
6.1 | Reelect Juan Carretero as Director and Board Chairman | Management | For | For |
6.2.1 | Reelect Jorge Born as Director | Management | For | For |
6.2.2 | Reelect Claire Chiang as Director | Management | For | For |
6.2.3 | Reelect Julian Gonzalez as Director | Management | For | For |
6.2.4 | Reelect Heekyung Min as Director | Management | For | For |
6.2.6 | Reelect Luis Camino as Director | Management | For | For |
6.2.7 | Reelect Steven Tadler as Director | Management | For | For |
6.2.8 | Reelect Lynda Tyler-Cagni as Director | Management | For | For |
6.2.9 | Elect Mary Guilfoile as Director | Management | For | For |
7.1 | Appoint Claire Chiang as Member of the Compensation Committee | Management | For | For |
7.2 | Appoint Heekyung Min as Member of the Compensation Committee | Management | For | For |
7.3 | Appoint Jorge Born as Member of the Compensation Committee | Management | For | For |
8 | Ratify Ernst & Young Ltd as Auditors | Management | For | For |
9 | Designate Altenburger Ltd as Independent Proxy | Management | For | For |
10.1 | Approve Remuneration of Directors in the Amount of CHF 8.5 Million | Management | For | For |
10.2 | Approve Remuneration of Executive Committee in the Amount of CHF 34 Million | Management | For | For |
11 | Transact Other Business (Voting) | Management | For | For |
| ||||
ELI LILLY AND COMPANY | ||||
Ticker: LLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Eskew | Management | For | For |
1b | Elect Director William G. Kaelin, Jr. | Management | For | For |
1c | Elect Director David A. Ricks | Management | For | For |
1d | Elect Director Marschall S. Runge | Management | For | For |
1e | Elect Director Karen Walker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Eliminate Supermajority Voting Provisions | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Report on Forced Swim Test | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | For |
9 | Disclose Board Matrix Including Ideological Perspectives | Shareholder | Against | Against |
10 | Report on Integrating Drug Pricing Risks into Senior Executive Compensation Arrangements | Shareholder | Against | Against |
11 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
12 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
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EVEREST RE GROUP, LTD. | ||||
Ticker: RE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Amore | Management | For | For |
1.2 | Elect Director Juan C. Andrade | Management | For | For |
1.3 | Elect Director William F. Galtney, Jr. | Management | For | For |
1.4 | Elect Director John A. Graf | Management | For | For |
1.5 | Elect Director Meryl Hartzband | Management | For | For |
1.6 | Elect Director Gerri Losquadro | Management | For | For |
1.7 | Elect Director Roger M. Singer | Management | For | For |
1.8 | Elect Director Joseph V. Taranto | Management | For | For |
1.9 | Elect Director John A. Weber | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
FIRST HORIZON NATIONAL CORPORATION | ||||
Ticker: FHN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
| ||||
FIRST HORIZON NATIONAL CORPORATION | ||||
Ticker: FHN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth A. Burdick | Management | For | For |
1.2 | Elect Director John C. Compton | Management | For | For |
1.3 | Elect Director Wendy P. Davidson | Management | For | For |
1.4 | Elect Director Mark A. Emkes | Management | For | For |
1.5 | Elect Director Corydon J. Gilchrist | Management | For | For |
1.6 | Elect Director D. Bryan Jordan | Management | For | For |
1.7 | Elect Director Vicki R. Palmer | Management | For | For |
1.8 | Elect Director Colin V. Reed | Management | For | For |
1.9 | Elect Director Cecelia D. Stewart | Management | For | For |
1.10 | Elect Director Rajesh Subramaniam | Management | For | For |
1.11 | Elect Director R. Eugene Taylor | Management | For | For |
1.12 | Elect Director Luke Yancy, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
GENERAL ELECTRIC COMPANY | ||||
Ticker: GE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sebastien Bazin | Management | For | For |
2 | Elect Director Ashton Carter | Management | For | For |
3 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Edward Garden | Management | For | For |
6 | Elect Director Thomas W. Horton | Management | For | For |
7 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
8 | Elect Director Catherine Lesjak | Management | For | For |
9 | Elect Director Paula Rosput Reynolds | Management | For | For |
10 | Elect Director Leslie Seidman | Management | For | For |
11 | Elect Director James Tisch | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify KPMG LLP as Auditors | Management | For | Against |
14 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
GENERAL MOTORS COMPANY | ||||
Ticker: GM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary T. Barra | Management | For | For |
1b | Elect Director Wesley G. Bush | Management | For | For |
1c | Elect Director Linda R. Gooden | Management | For | For |
1d | Elect Director Joseph Jimenez | Management | For | For |
1e | Elect Director Jane L. Mendillo | Management | For | For |
1f | Elect Director Judith A. Miscik | Management | For | For |
1g | Elect Director Patricia F. Russo | Management | For | For |
1h | Elect Director Thomas M. Schoewe | Management | For | For |
1i | Elect Director Theodore M. Solso | Management | For | For |
1j | Elect Director Carol M. Stephenson | Management | For | For |
1k | Elect Director Devin N. Wenig | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Amend Proxy Access Right | Shareholder | Against | Against |
8 | Report on Human Rights Policy Implementation | Shareholder | Against | Against |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
GLAXOSMITHKLINE PLC | ||||
Ticker: GSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Elect Sir Jonathan Symonds as Director | Management | For | For |
5 | Elect Charles Bancroft as Director | Management | For | For |
6 | Re-elect Emma Walmsley as Director | Management | For | For |
7 | Re-elect Vindi Banga as Director | Management | For | For |
8 | Re-elect Dr Hal Barron as Director | Management | For | For |
9 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
11 | Re-elect Dr Laurie Glimcher as Director | Management | For | For |
12 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
13 | Re-elect Judy Lewent as Director | Management | For | For |
14 | Re-elect Iain Mackay as Director | Management | For | For |
15 | Re-elect Urs Rohner as Director | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
GUOTAI JUNAN SECURITIES CO., LTD. | ||||
Ticker: 2611 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect He Qing as Director | Management | For | For |
1.2 | Elect An Hongjun as Director | Management | For | For |
| ||||
GUOTAI JUNAN SECURITIES CO., LTD. | ||||
Ticker: 2611 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2019 Work Report of the Board of Directors | Management | For | For |
2 | Approve 2019 Work Report of the Supervisory Committee | Management | For | For |
3 | Approve 2019 Profit Distribution Plan | Management | For | For |
4 | Approve KPMG Huazhen LLP and KPMG as External Auditors | Management | For | For |
5 | Approve 2019 Annual Report | Management | For | For |
6.1 | Approve Potential Related Party Transactions Between the Group and International Group and Its Related Enterprises | Management | For | For |
6.2 | Approve Potential Related Party Transactions Between the Group and Shenzhen Investment Holdings and Its Related Enterprises | Management | For | For |
6.3 | Approve Potential Related Party Transactions Between the Group and the Related Enterprises of Any Director, Supervisor or Senior Management of the Company | Management | For | For |
6.4 | Approve Potential Related Party Transactions Between the Group and the Related Natural Persons | Management | For | For |
7 | Approve the Resolution on the General Mandate for the Provision of Corporate Debt Related External Guarantee | Management | For | Against |
8 | Elect Liu Xinyi as Director | Management | For | For |
9 | Elect Li Zhongning as Supervisor | Management | For | For |
10.1 | Approve the Adjustment to the Validity Periods of the Relevant Resolution on General Mandate to Issue Onshore and Offshore Debt Financing Instruments | Management | For | For |
10.2 | Approve the Adjustment to the Validity Periods of the Relevant Resolution on General Mandate to Issue Assets-Backed Securities | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and H Shares | Management | For | Against |
12 | Amend Articles of Association | Management | For | Against |
| ||||
HEWLETT PACKARD ENTERPRISE COMPANY | ||||
Ticker: HPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel Ammann | Management | For | For |
1b | Elect Director Pamela L. Carter | Management | For | For |
1c | Elect Director Jean M. Hobby | Management | For | For |
1d | Elect Director George R. Kurtz | Management | For | For |
1e | Elect Director Raymond J. Lane | Management | For | For |
1f | Elect Director Ann M. Livermore | Management | For | For |
1g | Elect Director Antonio F. Neri | Management | For | For |
1h | Elect Director Charles H. Noski | Management | For | For |
1i | Elect Director Raymond E. Ozzie | Management | For | For |
1j | Elect Director Gary M. Reiner | Management | For | For |
1k | Elect Director Patricia F. Russo | Management | For | For |
1l | Elect Director Lip-Bu Tan | Management | For | For |
1m | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| ||||
IHEARTMEDIA, INC. | ||||
Ticker: IHRT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Barber | Management | For | For |
1.2 | Elect Director Brad Gerstner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ING GROEP NV | ||||
Ticker: INGA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2.b | Receive Announcements on Sustainability | Management | None | None |
2.c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2.d | Approve Remuneration Report | Management | For | For |
2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
3.a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
3.b | Approve Dividends of EUR 0.69 Per Share | Management | None | None |
4.a | Approve Discharge of Management Board | Management | For | For |
4.b | Approve Discharge of Supervisory Board | Management | For | For |
5 | Approve Remuneration Policy for Management Board | Management | For | For |
6 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
7 | Amend Articles of Association | Management | For | For |
8.a | Elect Juan Colombas to Supervisory Board | Management | For | For |
8.b | Elect Herman Hulst to Supervisory Board | Management | For | For |
8.c | Elect Harold Naus to Supervisory Board | Management | For | For |
9.a | Grant Board Authority to Issue Shares | Management | For | For |
9.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| ||||
INTERNATIONAL PAPER COMPANY | ||||
Ticker: IP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William J. Burns | Management | For | For |
1b | Elect Director Christopher M. Connor | Management | For | For |
1c | Elect Director Ahmet C. Dorduncu | Management | For | For |
1d | Elect Director Ilene S. Gordon | Management | For | For |
1e | Elect Director Anders Gustafsson | Management | For | For |
1f | Elect Director Jacqueline C. Hinman | Management | For | For |
1g | Elect Director Clinton A. Lewis, Jr. | Management | For | For |
1h | Elect Director Kathryn D. Sullivan | Management | For | For |
1i | Elect Director Mark S. Sutton | Management | For | For |
1j | Elect Director J. Steven Whisler | Management | For | For |
1k | Elect Director Ray G. Young | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
JOHNSON CONTROLS INTERNATIONAL PLC | ||||
Ticker: JCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jean Blackwell | Management | For | For |
1b | Elect Director Pierre Cohade | Management | For | For |
1c | Elect Director Michael E. Daniels | Management | For | For |
1d | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
1e | Elect Director W. Roy Dunbar | Management | For | For |
1f | Elect Director Gretchen R. Haggerty | Management | For | For |
1g | Elect Director Simone Menne | Management | For | For |
1h | Elect Director George R. Oliver | Management | For | For |
1i | Elect Director Jurgen Tinggren | Management | For | For |
1j | Elect Director Mark Vergnano | Management | For | For |
1k | Elect Director R. David Yost | Management | For | For |
1l | Elect Director John D. Young | Management | For | For |
2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Authorize Market Purchases of Company Shares | Management | For | For |
4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve the Directors' Authority to Allot Shares | Management | For | For |
7 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director Stephen B. Burke | Management | For | For |
1c | Elect Director Todd A. Combs | Management | For | For |
1d | Elect Director James S. Crown | Management | For | For |
1e | Elect Director James Dimon | Management | For | For |
1f | Elect Director Timothy P. Flynn | Management | For | For |
1g | Elect Director Mellody Hobson | Management | For | For |
1h | Elect Director Michael A. Neal | Management | For | For |
1i | Elect Director Lee R. Raymond | Management | For | For |
1j | Elect Director Virginia M. Rometty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Require Independent Board Chair | Shareholder | Against | For |
5 | Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. | Shareholder | Against | Against |
6 | Report on Climate Change | Shareholder | Against | Against |
7 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
8 | Report on Charitable Contributions | Shareholder | Against | Against |
9 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| ||||
JXTG HOLDINGS, INC. | ||||
Ticker: 5020 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
2 | Amend Articles to Change Company Name | Management | For | For |
3.1 | Elect Director Sugimori, Tsutomu | Management | For | For |
3.2 | Elect Director Ota, Katsuyuki | Management | For | For |
3.3 | Elect Director Adachi, Hiroji | Management | For | For |
3.4 | Elect Director Hosoi, Hiroshi | Management | For | For |
3.5 | Elect Director Murayama, Seiichi | Management | For | For |
3.6 | Elect Director Yokoi, Yoshikazu | Management | For | For |
3.7 | Elect Director Iwase, Junichi | Management | For | For |
3.8 | Elect Director Yatabe, Yasushi | Management | For | For |
3.9 | Elect Director Ota, Hiroko | Management | For | For |
3.10 | Elect Director Otsuka, Mutsutake | Management | For | For |
3.11 | Elect Director Miyata, Yoshiiku | Management | For | For |
4.1 | Elect Director and Audit Committee Member Kato, Hitoshi | Management | For | For |
4.2 | Elect Director and Audit Committee Member Ouchi, Yoshiaki | Management | For | For |
4.3 | Elect Director and Audit Committee Member Nishioka, Seiichiro | Management | For | For |
4.4 | Elect Director and Audit Committee Member Oka, Toshiko | Management | For | Against |
5 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| ||||
KINDER MORGAN, INC. | ||||
Ticker: KMI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Kinder | Management | For | For |
1.2 | Elect Director Steven J. Kean | Management | For | For |
1.3 | Elect Director Kimberly A. Dang | Management | For | For |
1.4 | Elect Director Ted A. Gardner | Management | For | For |
1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.6 | Elect Director Gary L. Hultquist | Management | For | For |
1.7 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
1.8 | Elect Director Deborah A. Macdonald | Management | For | For |
1.9 | Elect Director Michael C. Morgan | Management | For | For |
1.10 | Elect Director Arthur C. Reichstetter | Management | For | For |
1.11 | Elect Director Fayez Sarofim | Management | For | For |
1.12 | Elect Director C. Park Shaper | Management | For | For |
1.13 | Elect Director William A. Smith | Management | For | For |
1.14 | Elect Director Joel V. Staff | Management | For | For |
1.15 | Elect Director Robert F. Vagt | Management | For | For |
1.16 | Elect Director Perry M. Waughtal | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LAFARGEHOLCIM LTD. | ||||
Ticker: LHN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Approve Allocation of Income | Management | For | For |
3.2 | Approve Dividends of CHF 2.00 per Share from Capital Contribution Reserves | Management | For | For |
4.1a | Reelect Beat Hess as Director and Board Chairmann | Management | For | For |
4.1b | Reelect Oscar Fanjul as Director | Management | For | For |
4.1c | Reelect Colin Hall as Director | Management | For | For |
4.1d | Reelect Naina Kidwai as Director | Management | For | For |
4.1e | Reelect Patrick Kron as Director | Management | For | For |
4.1f | Reelect Adrian Loader as Director | Management | For | For |
4.1g | Reelect Juerg Oleas as Director | Management | For | For |
4.1h | Reelect Claudia Ramirez as Director | Management | For | For |
4.1i | Reelect Hanne Sorensen as Director | Management | For | For |
4.1j | Reelect Dieter Spaelti as Director | Management | For | For |
4.2.1 | Elect Philippe Block as Director | Management | For | For |
4.2.2 | Elect Kim Fausing as Director | Management | For | For |
4.3.1 | Reappoint Oscar Fanjul as Member of the Nomination, Compensation and Governance Committee | Management | For | For |
4.3.2 | Reappoint Adrian Loader as Member of the Nomination, Compensation and Governance Committee | Management | For | For |
4.3.3 | Reappoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee | Management | For | For |
4.4.1 | Appoint Colin Hall as Member of the Nomination, Compensation and Governance Committee | Management | For | For |
4.4.2 | Appoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee | Management | For | For |
4.5.1 | Ratify Deloitte AG as Auditors | Management | For | For |
4.5.2 | Designate Sabine Burkhalter Kaimakliotis as Independent Proxy | Management | For | For |
5.1 | Approve Remuneration of Directors in the Amount of CHF 5.4 Million | Management | For | For |
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 42.5 Million | Management | For | For |
6 | Transact Other Business (Voting) | Management | For | Against |
| ||||
M&G PLC | ||||
Ticker: MNG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Elect Mike Evans as Director | Management | For | For |
5 | Elect John Foley as Director | Management | For | For |
6 | Elect Clare Bousfield as Director | Management | For | For |
7 | Elect Clive Adamson as Director | Management | For | For |
8 | Elect Robin Lawther as Director | Management | For | For |
9 | Elect Clare Thompson as Director | Management | For | For |
10 | Elect Massimo Tosato as Director | Management | For | For |
11 | Appoint KPMG LLP as Auditors | Management | For | For |
12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise EU Political Donations and Expenditure | Management | For | For |
14 | Authorise Issue of Equity | Management | For | For |
15 | Authorise Issue of Preference Shares | Management | For | For |
16 | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
MEDTRONIC PLC | ||||
Ticker: MDT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Andrea J. Goldsmith | Management | For | For |
1e | Elect Director Randall J. Hogan, III | Management | For | For |
1f | Elect Director Omar Ishrak | Management | For | For |
1g | Elect Director Michael O. Leavitt | Management | For | For |
1h | Elect Director James T. Lenehan | Management | For | For |
1i | Elect Director Geoffrey S. Martha | Management | For | For |
1j | Elect Director Elizabeth G. Nabel | Management | For | For |
1k | Elect Director Denise M. O'Leary | Management | For | For |
1l | Elect Director Kendall J. Powell | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
| ||||
MERCK & CO., INC. | ||||
Ticker: MRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Mary Ellen Coe | Management | For | For |
1d | Elect Director Pamela J. Craig | Management | For | For |
1e | Elect Director Kenneth C. Frazier | Management | For | For |
1f | Elect Director Thomas H. Glocer | Management | For | For |
1g | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
1h | Elect Director Paul B. Rothman | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Christine E. Seidman | Management | For | For |
1k | Elect Director Inge G. Thulin | Management | For | For |
1l | Elect Director Kathy J. Warden | Management | For | For |
1m | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
| ||||
NN GROUP NV | ||||
Ticker: NN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Annual Report | Management | None | None |
3.A | Adopt Financial Statements and Statutory Reports | Management | For | For |
3.B | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4.A | Approve Discharge of Management Board | Management | For | For |
4.B | Approve Discharge of Supervisory Board | Management | For | For |
5 | Discussion of Supervisory Board Profile | Management | None | None |
6.A | Reelect Clara Streit to Supervisory Board | Management | For | For |
6.B | Reelect Robert Jenkins to Supervisory Board | Management | For | For |
7.A | Approve Remuneration Report | Management | For | For |
7.B | Approve Remuneration Policy for Management Board | Management | For | For |
7.C | Approve Remuneration Policy for Supervisory Board | Management | For | For |
7.D | Amend Articles of Association | Management | For | For |
8.A.1 | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital | Management | For | For |
8.A.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 8.A.1 | Management | For | For |
8.B | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital in Connection with a Rights Issue | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
11 | Close Meeting | Management | None | None |
| ||||
NORTONLIFELOCK INC. | ||||
Ticker: NLOK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sue Barsamian | Management | For | For |
1b | Elect Director Frank E. Dangeard | Management | For | For |
1c | Elect Director Nora M. Denzel | Management | For | For |
1d | Elect Director Peter A. Feld | Management | For | For |
1e | Elect Director Kenneth Y. Hao | Management | For | For |
1f | Elect Director David W. Humphrey | Management | For | For |
1g | Elect Director Vincent Pilette | Management | For | For |
1h | Elect Director V. Paul Unruh | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
NOVARTIS AG | ||||
Ticker: NOVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 2.95 per Share | Management | For | Did Not Vote |
4 | Approve CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
5.1 | Approve Remuneration of Directors in the Amount of CHF 9 Million | Management | For | Did Not Vote |
5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million | Management | For | Did Not Vote |
5.3 | Approve Remuneration Report | Management | For | Did Not Vote |
6.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | Did Not Vote |
6.2 | Reelect Nancy Andrews as Director | Management | For | Did Not Vote |
6.3 | Reelect Ton Buechner as Director | Management | For | Did Not Vote |
6.4 | Reelect Patrice Bula as Director | Management | For | Did Not Vote |
6.5 | Reelect Srikant Datar as Director | Management | For | Did Not Vote |
6.6 | Reelect Elizabeth Doherty as Director | Management | For | Did Not Vote |
6.7 | Reelect Ann Fudge as Director | Management | For | Did Not Vote |
6.8 | Reelect Frans van Houten as Director | Management | For | Did Not Vote |
6.9 | Reelect Andreas von Planta as Director | Management | For | Did Not Vote |
6.10 | Reelect Charles Sawyers as Director | Management | For | Did Not Vote |
6.11 | Reelect Enrico Vanni as Director | Management | For | Did Not Vote |
6.12 | Reelect William Winters as Director | Management | For | Did Not Vote |
6.13 | Elect Bridgette Heller as Director | Management | For | Did Not Vote |
6.14 | Elect Simon Moroney as Director | Management | For | Did Not Vote |
7.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Management | For | Did Not Vote |
7.2 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | For | Did Not Vote |
7.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | Did Not Vote |
7.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | Did Not Vote |
7.5 | Appoint Bridgette Heller as Member of the Compensation Committee | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
9 | Designate Peter Zahn as Independent Proxy | Management | For | Did Not Vote |
10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| ||||
NOVARTIS AG | ||||
Ticker: NOVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.95 per Share | Management | For | For |
4 | Approve CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
5.1 | Approve Remuneration of Directors in the Amount of CHF 9 Million | Management | For | For |
5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million | Management | For | For |
5.3 | Approve Remuneration Report | Management | For | For |
6.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | For |
6.2 | Reelect Nancy Andrews as Director | Management | For | For |
6.3 | Reelect Ton Buechner as Director | Management | For | For |
6.4 | Reelect Patrice Bula as Director | Management | For | For |
6.5 | Reelect Srikant Datar as Director | Management | For | For |
6.6 | Reelect Elizabeth Doherty as Director | Management | For | For |
6.7 | Reelect Ann Fudge as Director | Management | For | For |
6.8 | Reelect Frans van Houten as Director | Management | For | For |
6.9 | Reelect Andreas von Planta as Director | Management | For | For |
6.10 | Reelect Charles Sawyers as Director | Management | For | For |
6.11 | Reelect Enrico Vanni as Director | Management | For | For |
6.12 | Reelect William Winters as Director | Management | For | For |
6.13 | Elect Bridgette Heller as Director | Management | For | For |
6.14 | Elect Simon Moroney as Director | Management | For | For |
7.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Management | For | For |
7.2 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
7.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
7.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | For |
7.5 | Appoint Bridgette Heller as Member of the Compensation Committee | Management | For | For |
8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
9 | Designate Peter Zahn as Independent Proxy | Management | For | For |
10 | Transact Other Business (Voting) | Management | For | Against |
| ||||
OCCIDENTAL PETROLEUM CORPORATION | ||||
Ticker: OXY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1 | Revoke Consent to Request to Fix a Record Date | Shareholder | For | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Card | ||||
1 | Consent to Request to Fix a Record Date | Shareholder | For | Did Not Vote |
| ||||
PLAINS ALL AMERICAN PIPELINE, L.P. | ||||
Ticker: PAA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexandra Pruner | Management | For | For |
1.2 | Elect Director Lawrence M. Ziemba | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
RENESAS ELECTRONICS CORP. | ||||
Ticker: 6723 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tsurumaru, Tetsuya | Management | For | For |
1.2 | Elect Director Shibata, Hidetoshi | Management | For | For |
1.3 | Elect Director Toyoda, Tetsuro | Management | For | For |
1.4 | Elect Director Iwasaki, Jiro | Management | For | For |
1.5 | Elect Director Slena Loh Lacroix | Management | For | For |
1.6 | Elect Director Arunjai Mittal | Management | For | For |
2 | Appoint Statutory Auditor Fukuda, Kazuki | Management | For | Against |
3 | Approve Deep Discount Stock Option Plan | Management | For | Against |
| ||||
ROYAL DUTCH SHELL PLC | ||||
Ticker: RDSB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Dick Boer as Director | Management | For | For |
5 | Elect Andrew Mackenzie as Director | Management | For | For |
6 | Elect Martina Hund-Mejean as Director | Management | For | For |
7 | Re-elect Ben van Beurden as Director | Management | For | For |
8 | Re-elect Neil Carson as Director | Management | For | For |
9 | Re-elect Ann Godbehere as Director | Management | For | For |
10 | Re-elect Euleen Goh as Director | Management | For | For |
11 | Re-elect Charles Holliday as Director | Management | For | For |
12 | Re-elect Catherine Hughes as Director | Management | For | For |
13 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
14 | Re-elect Jessica Uhl as Director | Management | For | For |
15 | Re-elect Gerrit Zalm as Director | Management | For | For |
16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
| ||||
ROYAL DUTCH SHELL PLC | ||||
Ticker: RDSB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Dick Boer as Director | Management | For | For |
5 | Elect Andrew Mackenzie as Director | Management | For | For |
6 | Elect Martina Hund-Mejean as Director | Management | For | For |
7 | Re-elect Ben van Beurden as Director | Management | For | For |
8 | Re-elect Neil Carson as Director | Management | For | For |
9 | Re-elect Ann Godbehere as Director | Management | For | For |
10 | Re-elect Euleen Goh as Director | Management | For | For |
11 | Re-elect Charles Holliday as Director | Management | For | For |
12 | Re-elect Catherine Hughes as Director | Management | For | For |
13 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
14 | Re-elect Jessica Uhl as Director | Management | For | For |
15 | Re-elect Gerrit Zalm as Director | Management | For | For |
16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
| ||||
ROYAL KPN NV | ||||
Ticker: KPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Dividends of EUR 12.5 Per Share | Management | For | For |
7 | Approve Discharge of Management Board | Management | For | For |
8 | Approve Discharge of Supervisory Board | Management | For | For |
9 | Ratify Ernst & Young as Auditors | Management | For | For |
10 | Opportunity to Make Recommendations | Management | None | None |
11 | Elect C. Guillouard to Supervisory Board | Management | For | For |
12 | Announce Vacancies on the Supervisory Board | Management | None | None |
13 | Approve Remuneration Policy for Management Board | Management | For | For |
14 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
17 | Grant Board Authority to Issue Shares up to 10 Percent of Issued Capital | Management | For | For |
18 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
19 | Other Business (Non-Voting) | Management | None | None |
20 | Close Meeting | Management | None | None |
| ||||
RSA INSURANCE GROUP PLC | ||||
Ticker: RSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | Abstain |
5 | Re-elect Martin Scicluna as Director | Management | For | For |
6 | Re-elect Stephen Hester as Director | Management | For | For |
7 | Re-elect Scott Egan as Director | Management | For | For |
8 | Elect Charlotte Jones as Director | Management | For | For |
9 | Re-elect Alastair Barbour as Director | Management | For | For |
10 | Re-elect Sonia Baxendale as Director | Management | For | For |
11 | Elect Clare Bousfield as Director | Management | For | For |
12 | Re-elect Kath Cates as Director | Management | For | For |
13 | Re-elect Enrico Cucchiani as Director | Management | For | For |
14 | Re-elect Martin Strobel as Director | Management | For | For |
15 | Reappoint KPMG LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Approve Increase in the Maximum Aggregate Fees Payable to Non-executive Directors | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
22 | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
23 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
25 | Adopt New Articles of Association | Management | For | For |
26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
SAMSUNG ELECTRONICS CO., LTD. | ||||
Ticker: 005930 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2.1 | Elect Han Jong-hee as Inside Director | Management | For | For |
2.2 | Elect Choi Yoon-ho as Inside Director | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| ||||
SCHLUMBERGER N.V. | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patrick de La Chevardiere | Management | For | For |
1b | Elect Director Miguel M. Galuccio | Management | For | For |
1c | Elect Director Olivier Le Peuch | Management | For | For |
1d | Elect Director Tatiana A. Mitrova | Management | For | For |
1e | Elect Director Lubna S. Olayan | Management | For | For |
1f | Elect Director Mark G. Papa | Management | For | For |
1g | Elect Director Leo Rafael Reif | Management | For | For |
1h | Elect Director Henri Seydoux | Management | For | For |
1i | Elect Director Jeff W. Sheets | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
STANDARD CHARTERED PLC | ||||
Ticker: STAN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | Abstain |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Phil Rivett as Director | Management | For | For |
5 | Elect David Tang as Director | Management | For | For |
6 | Re-elect David Conner as Director | Management | For | For |
7 | Re-elect Dr Byron Grote as Director | Management | For | For |
8 | Re-elect Andy Halford as Director | Management | For | For |
9 | Re-elect Christine Hodgson as Director | Management | For | For |
10 | Re-elect Gay Huey Evans as Director | Management | For | For |
11 | Re-elect Naguib Kheraj as Director | Management | For | For |
12 | Re-elect Dr Ngozi Okonjo-Iweala as Director | Management | For | For |
13 | Re-elect Carlson Tong as Director | Management | For | For |
14 | Re-elect Jose Vinals as Director | Management | For | For |
15 | Re-elect Jasmine Whitbread as Director | Management | For | For |
16 | Re-elect Bill Winters as Director | Management | For | For |
17 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
18 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Board to Offer Scrip Dividend | Management | For | For |
21 | Authorise Issue of Equity | Management | For | For |
22 | Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 27 | Management | For | For |
23 | Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
25 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
26 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
28 | Authorise Market Purchase of Preference Shares | Management | For | For |
29 | Adopt New Articles of Association | Management | For | For |
30 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
T&D HOLDINGS, INC. | ||||
Ticker: 8795 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
2 | Amend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval | Management | For | For |
3.1 | Elect Director Uehara, Hirohisa | Management | For | For |
3.2 | Elect Director Morinaka, Kanaya | Management | For | For |
3.3 | Elect Director Nagata, Mitsuhiro | Management | For | For |
3.4 | Elect Director Tanaka, Yoshihisa | Management | For | For |
3.5 | Elect Director Ogo, Naoki | Management | For | For |
3.6 | Elect Director Watanabe, Kensaku | Management | For | For |
3.7 | Elect Director Soejima, Naoki | Management | For | For |
3.8 | Elect Director Kudo, Minoru | Management | For | For |
3.9 | Elect Director Itasaka, Masafumi | Management | For | For |
4.1 | Elect Director and Audit Committee Member Yanai, Junichi | Management | For | For |
4.2 | Elect Director and Audit Committee Member Teraoka, Yasuo | Management | For | For |
4.3 | Elect Director and Audit Committee Member Matsuyama, Haruka | Management | For | For |
4.4 | Elect Director and Audit Committee Member Higaki, Seiji | Management | For | For |
4.5 | Elect Director and Audit Committee Member Yamada, Shinnosuke | Management | For | For |
5 | Elect Alternate Director and Audit Committee Member Shimma, Yuichiro | Management | For | For |
6 | Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
7 | Approve Compensation Ceiling for Directors Who Are Audit Committee Members | Management | For | For |
8 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| ||||
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | ||||
Ticker: HIG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert B. Allardice, III | Management | For | For |
1b | Elect Director Larry D. De Shon | Management | For | For |
1c | Elect Director Carlos Dominguez | Management | For | For |
1d | Elect Director Trevor Fetter | Management | For | For |
1e | Elect Director Kathryn A. Mikells | Management | For | For |
1f | Elect Director Michael G. Morris | Management | For | For |
1g | Elect Director Teresa W. Roseborough | Management | For | For |
1h | Elect Director Virginia P. Ruesterholz | Management | For | For |
1i | Elect Director Christopher J. Swift | Management | For | For |
1j | Elect Director Matt Winter | Management | For | For |
1k | Elect Director Greig Woodring | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
THE KRAFT HEINZ COMPANY | ||||
Ticker: KHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory E. Abel | Management | For | For |
1b | Elect Director Alexandre Behring | Management | For | For |
1c | Elect Director Joao M. Castro-Neves | Management | For | For |
1d | Elect Director Tracy Britt Cool | Management | For | For |
1e | Elect Director John T. Cahill | Management | For | For |
1f | Elect Director Feroz Dewan | Management | For | For |
1g | Elect Director Jeanne P. Jackson | Management | For | For |
1h | Elect Director Jorge Paulo Lemann | Management | For | For |
1i | Elect Director John C. Pope | Management | For | For |
1j | Elect Director Alexandre Van Damme | Management | For | For |
1k | Elect Director George Zoghbi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Protein Diversification | Shareholder | Against | Against |
5 | Report on Efforts to Reduce Pesticide Use in the Company's Supply Chain | Shareholder | Against | For |
| ||||
THE KRAFT HEINZ COMPANY | ||||
Ticker: KHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory E. Abel | Management | For | For |
1b | Elect Director Alexandre Behring | Management | For | For |
1c | Elect Director John T. Cahill | Management | For | For |
1d | Elect Director Joao M. Castro-Neves | Management | For | For |
1e | Elect Director Timothy Kenesey | Management | For | For |
1f | Elect Director Jorge Paulo Lemann | Management | For | For |
1g | Elect Director Susan Mulder | Management | For | For |
1h | Elect Director John C. Pope | Management | For | For |
1i | Elect Director Elio Leoni Sceti | Management | For | For |
1j | Elect Director Alexandre Van Damme | Management | For | For |
1k | Elect Director George Zoghbi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | Against |
| ||||
THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Safra A. Catz | Management | For | For |
1d | Elect Director Francis A. deSouza | Management | For | For |
1e | Elect Director Michael B.G. Froman | Management | For | For |
1f | Elect Director Robert A. Iger | Management | For | For |
1g | Elect Director Maria Elena Lagomasino | Management | For | Against |
1h | Elect Director Mark G. Parker | Management | For | For |
1i | Elect Director Derica W. Rice | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
THE WILLIAMS COMPANIES, INC. | ||||
Ticker: WMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
1.3 | Elect Director Nancy K. Buese | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director Charles I. Cogut | Management | For | For |
1.6 | Elect Director Michael A. Creel | Management | For | For |
1.7 | Elect Director Vicki L. Fuller | Management | For | For |
1.8 | Elect Director Peter A. Ragauss | Management | For | For |
1.9 | Elect Director Scott D. Sheffield | Management | For | For |
1.10 | Elect Director Murray D. Smith | Management | For | For |
1.11 | Elect Director William H. Spence | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
VOYA FINANCIAL, INC. | ||||
Ticker: VOYA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lynne Biggar | Management | For | For |
1b | Elect Director Jane P. Chwick | Management | For | For |
1c | Elect Director Kathleen DeRose | Management | For | For |
1d | Elect Director Ruth Ann M. Gillis | Management | For | For |
1e | Elect Director J. Barry Griswell | Management | For | For |
1f | Elect Director Rodney O. Martin, Jr. | Management | For | For |
1g | Elect Director Byron H. Pollitt, Jr. | Management | For | For |
1h | Elect Director Joseph V. Tripodi | Management | For | For |
1i | Elect Director David Zwiener | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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WALGREENS BOOTS ALLIANCE, INC. | ||||
Ticker: WBA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose E. Almeida | Management | For | For |
1b | Elect Director Janice M. Babiak | Management | For | For |
1c | Elect Director David J. Brailer | Management | For | For |
1d | Elect Director William C. Foote | Management | For | For |
1e | Elect Director Ginger L. Graham | Management | For | For |
1f | Elect Director John A. Lederer | Management | For | For |
1g | Elect Director Dominic P. Murphy | Management | For | For |
1h | Elect Director Stefano Pessina | Management | For | For |
1i | Elect Director Nancy M. Schlichting | Management | For | For |
1j | Elect Director James A. Skinner | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Adopt a Policy on Bonus Banking *Withdrawn Resolution* | Shareholder | None | None |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
WELLS FARGO & COMPANY | ||||
Ticker: WFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven D. Black | Management | For | For |
1b | Elect Director Celeste A. Clark | Management | For | For |
1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1d | Elect Director Wayne M. Hewett | Management | For | For |
1e | Elect Director Donald M. James | Management | For | For |
1f | Elect Director Maria R. Morris | Management | For | For |
1g | Elect Director Charles H. Noski | Management | For | For |
1h | Elect Director Richard B. Payne, Jr. | Management | For | For |
1i | Elect Director Juan A. Pujadas | Management | For | For |
1j | Elect Director Ronald L. Sargent | Management | For | For |
1k | Elect Director Charles W. Scharf | Management | For | For |
1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
5 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | For |
6 | Report on Global Median Gender Pay Gap | Shareholder | Against | Against |
| ||||
WESTERN DIGITAL CORPORATION | ||||
Ticker: WDC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kimberly E. Alexy | Management | For | For |
1b | Elect Director Martin I. Cole | Management | For | For |
1c | Elect Director Kathleen A. Cote | Management | For | For |
1d | Elect Director Tunc Doluca | Management | For | For |
1e | Elect Director Len J. Lauer | Management | For | For |
1f | Elect Director Matthew E. Massengill | Management | For | For |
1g | Elect Director Stephen D. Milligan | Management | For | For |
1h | Elect Director Stephanie A. Streeter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
Franklin Mutual International Fund
Votes by Franklin Mutual International Fund prior to the merger with Franklin Mutual Global Discovery Fund effective February 21, 2020
| ||||
ASR NEDERLAND NV | ||||
Ticker: ASRNL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Announce Intention to Appoint Ingrid de Graaf-de Swart as Member of the Executive Board | Management | None | None |
3a | Announce Intention to Appoint Gisella van Vollenhoven and Gerard van Olphen as Supervisory Board Members | Management | None | None |
3b | Elect Gisella van Vollenhoven to Supervisory Board | Management | For | For |
3c | Elect Gerard van Olphen to Supervisory Board | Management | For | For |
4 | Allow Questions | Management | None | None |
5 | Close Meeting | Management | None | None |
| ||||
CHINA PACIFIC INSURANCE (GROUP) CO., LTD. | ||||
Ticker: 2601 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance and Admission of GDRs | Management | For | Against |
2 | Approve Validity Period of the Resolutions in Respect of the Issuance and Admission of GDRs | Management | For | Against |
3 | Authorize Board to Deal with All Matters in Relation to the Issuance and Admission of GDRs | Management | For | Against |
4 | Approve Distribution of Accumulated Profits Prior to the Issuance and Admission of GDRs | Management | For | Against |
5 | Approve Plan for the Use of Proceeds from the Issuance and Admission of GDRs | Management | For | Against |
6 | Approve Purchase of Prospectus Liability Insurance for Directors, Supervisors and Senior Management Members | Management | For | Against |
HORNBACH HOLDING AG & CO. KGAA | ||||
Ticker: HBH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2018/19 | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Ordinary Share | Management | For | For |
3 | Approve Discharge of Personally Liable Partner for Fiscal 2018/2019 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2018/2019 | Management | For | For |
5 | Ratify Deloitte GmbH as Auditors for Fiscal 2019/2020 | Management | For | For |
INDIABULLS HOUSING FINANCE LIMITED | ||||
Ticker: 535789 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Payment of Interim Dividend | Management | For | For |
3 | Reelect Sachin Chaudhary as Director | Management | For | For |
4 | Elect Satish Chand Mathur as Director | Management | For | For |
5 | Approve Issuance of Non-Convertible Debentures on Private Placement Basis | Management | For | For |
6 | Approve Shifting of Registered Office of the Company and Amend Memorandum of Association | Management | For | For |
INDIABULLS HOUSING FINANCE LIMITED | ||||
Ticker: 535789 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Non-Convertible Debentures along with Warrants to Qualified Institutional Buyers | Management | For | For |
2 | Approve Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 and Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employees of the Company | Management | For | For |
3 | Approve Grant Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employee of Subsidiary Company (ies) under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 | Management | For | For |
4 | Approve Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employees of the Company and Subsidiary Company (ies) by way of Secondary Acquisition under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 | Management | For | For |
5 | Approve Trust Route for Implementation of Indiabulls Housing Finance Limited - Employees Stock Benefit Scheme 2019 | Management | For | For |
6 | Approve Provision of Money for Purchase of Its Own Shares by the Trust/Trustees for Benefit of Employees under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 | Management | For | For |
7 | Approve Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Identified Employees During Any One Year, Equal to or Exceeding One Percent of the Issued Capital of the Company | Management | For | For |
KENEDIX, INC. | ||||
Ticker: 4321 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 8.5 | Management | For | For |
2.1 | Elect Director Miyajima, Taisuke | Management | For | For |
2.2 | Elect Director Ikeda, Soshi | Management | For | For |
2.3 | Elect Director Komatsu, Koju | Management | For | For |
2.4 | Elect Director Kitsuda, Marie | Management | For | For |
2.5 | Elect Director Asano, Akihiro | Management | For | For |
2.6 | Elect Director Shiozawa, Shuhei | Management | For | For |
2.7 | Elect Director Yaze, Hiroki | Management | For | For |
2.8 | Elect Director Kotaka, Koji | Management | For | For |
2.9 | Elect Director Hara, Shinzo | Management | For | For |
3 | Appoint Statutory Auditor Okada, Takako | Management | For | For |
RENESAS ELECTRONICS CORP. | ||||
Ticker: 6723 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tsurumaru, Tetsuya | Management | For | For |
1.2 | Elect Director Shibata, Hidetoshi | Management | For | For |
1.3 | Elect Director Toyoda, Tetsuro | Management | For | For |
1.4 | Elect Director Iwasaki, Jiro | Management | For | For |
1.5 | Elect Director Slena Loh Lacroix | Management | For | For |
1.6 | Elect Director Arunjai Mittal | Management | For | For |
2 | Appoint Statutory Auditor Fukuda, Kazuki | Management | For | Against |
3 | Approve Deep Discount Stock Option Plan | Management | For | Against |
SAMSUNG ELECTRONICS CO., LTD. | ||||
Ticker: 005930 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2.1 | Elect Han Jong-hee as Inside Director | Management | For | For |
2.2 | Elect Choi Yoon-ho as Inside Director | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
VODAFONE GROUP PLC | ||||
Ticker: VOD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Sanjiv Ahuja as Director | Management | For | For |
3 | Elect David Thodey as Director | Management | For | For |
4 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
5 | Re-elect Nick Read as Director | Management | For | For |
6 | Re-elect Margherita Della Valle as Director | Management | For | For |
7 | Re-elect Sir Crispin Davis as Director | Management | For | For |
8 | Re-elect Michel Demare as Director | Management | For | For |
9 | Re-elect Dame Clara Furse as Director | Management | For | For |
10 | Re-elect Valerie Gooding as Director | Management | For | For |
11 | Re-elect Renee James as Director | Management | For | For |
12 | Re-elect Maria Amparo Moraleda Martinez as Director | Management | For | For |
13 | Re-elect David Nish as Director | Management | For | For |
14 | Approve Final Dividend | Management | For | For |
15 | Approve Remuneration Report | Management | For | For |
16 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise EU Political Donations and Expenditure | Management | For | For |
23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
Franklin Mutual Quest Fund
ADVANCED DISPOSAL SERVICES, INC. | ||||
Ticker: ADSW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Burke | Management | For | For |
1.2 | Elect Director Michael Koen | Management | For | For |
1.3 | Elect Director B. Clyde Preslar | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ADVANCED EMISSIONS SOLUTIONS, INC. | ||||
Ticker: ADES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol Eicher | Management | For | For |
1.2 | Elect Director Brian Leen | Management | For | For |
1.3 | Elect Director Gilbert Li | Management | For | For |
1.4 | Elect Director R. Carter Pate | Management | For | For |
1.5 | Elect Director J. Taylor Simonton | Management | For | For |
1.6 | Elect Director L. Spencer Wells | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
4 | Approve Tax Asset Protection Plan | Management | For | For |
ALLERGAN PLC | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve Cancellation of Cancellation Shares | Management | For | For |
3 | Authorize Board to Allot and Issue Shares | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Advisory Vote on Golden Parachutes | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
ALTRIA GROUP, INC. | ||||
Ticker: MO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John T. Casteen, III | Management | For | For |
1b | Elect Director Dinyar S. Devitre | Management | For | For |
1c | Elect Director Thomas F. Farrell, II | Management | For | For |
1d | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1e | Elect Director W. Leo Kiely, III | Management | For | For |
1f | Elect Director Kathryn B. McQuade | Management | For | For |
1g | Elect Director George Munoz | Management | For | For |
1h | Elect Director Mark E. Newman | Management | For | For |
1i | Elect Director Nabil Y. Sakkab | Management | For | For |
1j | Elect Director Virginia E. Shanks | Management | For | For |
1k | Elect Director Howard A. Willard, III *Withdrawn Resolution* | Management | None | None |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Underage Tobacco Prevention Policies | Shareholder | Against | Against |
AMERICAN INTERNATIONAL GROUP, INC. | ||||
Ticker: AIG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Don Cornwell | Management | For | For |
1b | Elect Director Brian Duperreault | Management | For | For |
1c | Elect Director John H. Fitzpatrick | Management | For | For |
1d | Elect Director William G. Jurgensen | Management | For | For |
1e | Elect Director Christopher S. Lynch | Management | For | For |
1f | Elect Director Henry S. Miller | Management | For | For |
1g | Elect Director Linda A. Mills | Management | For | For |
1h | Elect Director Thomas F. Motamed | Management | For | For |
1i | Elect Director Peter R. Porrino | Management | For | For |
1j | Elect Director Amy L. Schioldager | Management | For | For |
1k | Elect Director Douglas M. Steenland | Management | For | For |
1l | Elect Director Therese M. Vaughan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Securities Transfer Restrictions | Management | For | For |
4 | Ratify NOL Rights Plan (NOL Pill) | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
ASR NEDERLAND NV | ||||
Ticker: ASRNL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Announce Intention to Appoint Ingrid de Graaf-de Swart as Member of the Executive Board | Management | None | None |
3a | Announce Intention to Appoint Gisella van Vollenhoven and Gerard van Olphen as Supervisory Board Members | Management | None | None |
3b | Elect Gisella van Vollenhoven to Supervisory Board | Management | For | For |
3c | Elect Gerard van Olphen to Supervisory Board | Management | For | For |
4 | Allow Questions | Management | None | None |
5 | Close Meeting | Management | None | None |
ASR NEDERLAND NV | ||||
Ticker: ASRNL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2.b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
2.d | Approve Remuneration Report | Management | For | For |
3.a | Adopt Financial Statements and Statutory Reports | Management | For | For |
3.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
3.c | Discuss Dividends | Management | None | None |
4.a | Approve Discharge of Management Board | Management | For | For |
4.b | Approve Discharge of Supervisory Board | Management | For | For |
5.a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
5.c | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Announce Intention to Reappoint Jos Baeten to the Management Board | Management | None | None |
7.a | Acknowledge Resignation of Cor van den Bos as Supervisory Board Member | Management | None | None |
7.b | Reelect Herman Hintzen to Supervisory Board | Management | For | For |
8 | Allow Questions | Management | None | None |
9 | Close Meeting | Management | None | None |
AT&T INC. | ||||
Ticker: T | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
1.3 | Elect Director Richard W. Fisher | Management | For | For |
1.4 | Elect Director Scott T. Ford | Management | For | For |
1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
1.6 | Elect Director William E. Kennard | Management | For | For |
1.7 | Elect Director Debra L. Lee | Management | For | For |
1.8 | Elect Director Stephen J. Luczo | Management | For | For |
1.9 | Elect Director Michael B. McCallister | Management | For | For |
1.10 | Elect Director Beth E. Mooney | Management | For | For |
1.11 | Elect Director Matthew K. Rose | Management | For | For |
1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
6 | Improve Guiding Principles of Executive Compensation | Shareholder | Against | Against |
AVAYA HOLDINGS CORP. | ||||
Ticker: AVYA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Watkins | Management | For | For |
1.2 | Elect Director James M. Chirico, Jr. | Management | For | For |
1.3 | Elect Director Stephan Scholl | Management | For | For |
1.4 | Elect Director Susan L. Spradley | Management | For | For |
1.5 | Elect Director Stanley J. Sutula, III | Management | For | For |
1.6 | Elect Director Scott D. Vogel | Management | For | For |
1.7 | Elect Director Jacqueline E. Yeaney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
BAE SYSTEMS PLC | ||||
Ticker: BA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Revathi Advaithi as Director | Management | For | For |
5 | Re-elect Sir Roger Carr as Director | Management | For | For |
6 | Re-elect Dame Elizabeth Corley as Director | Management | For | For |
7 | Re-elect Christopher Grigg as Director | Management | For | For |
8 | Re-elect Paula Reynolds as Director | Management | For | For |
9 | Re-elect Nicholas Rose as Director | Management | For | For |
10 | Re-elect Ian Tyler as Director | Management | For | For |
11 | Re-elect Charles Woodburn as Director | Management | For | For |
12 | Elect Thomas Arseneault as Director | Management | For | For |
13 | Elect Bradley Greve as Director | Management | For | For |
14 | Elect Jane Griffiths as Director | Management | For | For |
15 | Elect Stephen Pearce as Director | Management | For | For |
16 | Elect Nicole Piasecki as Director | Management | For | For |
17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Issue of Equity | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
BNP PARIBAS SA | ||||
Ticker: BNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Reelect Jean Lemierre as Director | Management | For | For |
7 | Reelect Jacques Aschenbroich as Director | Management | For | For |
8 | Reelect Monique Cohen as Director | Management | For | For |
9 | Reelect Daniela Schwarzer as Director | Management | For | For |
10 | Reelect Fields Wicker-Miurin as Director | Management | For | For |
11 | Approve Remuneration Policy of Directors | Management | For | For |
12 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
13 | Approve Remuneration Policy of CEO and Vice-CEO | Management | For | For |
14 | Approve Compensation of Corporate Officers | Management | For | For |
15 | Approve Compensation of Jean Lemierre, Chairman of the Board | Management | For | For |
16 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
17 | Approve Compensation of Philippe Bordenave, Vice-CEO | Management | For | For |
18 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
20 | Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers | Management | For | For |
21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
22 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million | Management | For | For |
23 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
24 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion | Management | For | For |
25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
27 | Amend Article 7 of Bylaws Re: Employee Shareholder Representative | Management | For | For |
28 | Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | For |
29 | Amend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes | Management | For | For |
30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BP PLC | ||||
Ticker: BP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4(a) | Elect Bernard Looney as Director | Management | For | For |
4(b) | Re-elect Brian Gilvary as Director | Management | For | For |
4(c) | Re-elect Dame Alison Carnwath as Director | Management | For | For |
4(d) | Re-elect Pamela Daley as Director | Management | For | For |
4(e) | Re-elect Sir Ian Davis as Director | Management | For | For |
4(f) | Re-elect Dame Ann Dowling as Director | Management | For | For |
4(g) | Re-elect Helge Lund as Director | Management | For | For |
4(h) | Re-elect Melody Meyer as Director | Management | For | For |
4(i) | Re-elect Brendan Nelson as Director | Management | For | For |
4(j) | Re-elect Paula Reynolds as Director | Management | For | For |
4(k) | Re-elect Sir John Sawers as Director | Management | For | For |
5 | Reappoint Deloitte LLP as Auditors | Management | For | For |
6 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Executive Directors' Incentive Plan | Management | For | For |
8 | Authorise EU Political Donations and Expenditure | Management | For | For |
9 | Authorise Issue of Equity | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
BRIGHTHOUSE FINANCIAL, INC. | ||||
Ticker: BHF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Irene Chang Britt | Management | For | For |
1b | Elect Director C. Edward (Chuck) Chaplin | Management | For | For |
1c | Elect Director Eileen A. Mallesch | Management | For | For |
1d | Elect Director Margaret M. (Meg) McCarthy | Management | For | For |
1e | Elect Director Diane E. Offereins | Management | For | For |
1f | Elect Director Patrick J. (Pat) Shouvlin | Management | For | For |
1g | Elect Director Eric T. Steigerwalt | Management | For | For |
1h | Elect Director Paul M. Wetzel | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
BRITISH AMERICAN TOBACCO PLC | ||||
Ticker: BATS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Reappoint KPMG LLP as Auditors | Management | For | For |
4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect Jack Bowles as Director | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect Sue Farr as Director | Management | For | For |
8 | Re-elect Dr Marion Helmes as Director | Management | For | For |
9 | Re-elect Luc Jobin as Director | Management | For | For |
10 | Re-elect Holly Koeppel as Director | Management | For | For |
11 | Re-elect Savio Kwan as Director | Management | For | For |
12 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
13 | Elect Jeremy Fowden as Director | Management | For | For |
14 | Elect Tadeu Marroco as Director | Management | For | For |
15 | Authorise Issue of Equity | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Approve Restricted Share Plan | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
BUNGE LIMITED | ||||
Ticker: BG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sheila Bair | Management | For | For |
1b | Elect Director Vinita Bali | Management | For | For |
1c | Elect Director Carol M. Browner | Management | For | For |
1d | Elect Director Andrew Ferrier | Management | For | For |
1e | Elect Director Paul Fribourg | Management | For | For |
1f | Elect Director J. Erik Fyrwald | Management | For | For |
1g | Elect Director Gregory A. Heckman | Management | For | For |
1h | Elect Director Bernardo Hees | Management | For | For |
1i | Elect Director Kathleen Hyle | Management | For | For |
1j | Elect Director Henry W. (Jay) Winship | Management | For | For |
1k | Elect Director Mark N. Zenuk | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
CALTEX AUSTRALIA LTD. | ||||
Ticker: CTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Melinda Conrad as Director | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve the Change of Company Name to Ampol Limited | Management | For | For |
| ||||
CANADIAN NATURAL RESOURCES LIMITED | ||||
Ticker: CNQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director M. Elizabeth Cannon | Management | For | For |
1.3 | Elect Director N. Murray Edwards | Management | For | For |
1.4 | Elect Director Christopher L. Fong | Management | For | For |
1.5 | Elect Director Gordon D. Giffin | Management | For | For |
1.6 | Elect Director Wilfred A. Gobert | Management | For | For |
1.7 | Elect Director Steve W. Laut | Management | For | For |
1.8 | Elect Director Tim S. McKay | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director David A. Tuer | Management | For | For |
1.11 | Elect Director Annette M. Verschuren | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
CHARTER COMMUNICATIONS, INC. | ||||
Ticker: CHTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Lance Conn | Management | For | For |
1b | Elect Director Kim C. Goodman | Management | For | For |
1c | Elect Director Craig A. Jacobson | Management | For | For |
1d | Elect Director Gregory B. Maffei | Management | For | For |
1e | Elect Director John D. Markley, Jr. | Management | For | For |
1f | Elect Director David C. Merritt | Management | For | For |
1g | Elect Director James E. Meyer | Management | For | For |
1h | Elect Director Steven A. Miron | Management | For | For |
1i | Elect Director Balan Nair | Management | For | For |
1j | Elect Director Michael A. Newhouse | Management | For | For |
1k | Elect Director Mauricio Ramos | Management | For | For |
1l | Elect Director Thomas M. Rutledge | Management | For | For |
1m | Elect Director Eric L. Zinterhofer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
CLEAR CHANNEL OUTDOOR HOLDINGS, INC. | ||||
Ticker: CCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Dionne | Management | For | For |
1.2 | Elect Director Andrew Hobson | Management | For | For |
1.3 | Elect Director Joe Marchese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | ||||
Ticker: CTSH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zein Abdalla | Management | For | For |
1b | Elect Director Vinita Bali | Management | For | For |
1c | Elect Director Maureen Breakiron-Evans | Management | For | For |
1d | Elect Director Archana Deskus | Management | For | For |
1e | Elect Director John M. Dineen | Management | For | For |
1f | Elect Director John N. Fox, Jr. | Management | For | For |
1g | Elect Director Brian Humphries | Management | For | For |
1h | Elect Director Leo S. Mackay, Jr. | Management | For | For |
1i | Elect Director Michael Patsalos-Fox | Management | For | For |
1j | Elect Director Joseph M. Velli | Management | For | For |
1k | Elect Director Sandra S. Wijnberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
DIRECT LINE INSURANCE GROUP PLC | ||||
Ticker: DLG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Mike Biggs as Director | Management | For | For |
5 | Re-elect Danuta Gray as Director | Management | For | For |
6 | Re-elect Mark Gregory as Director | Management | For | For |
7 | Re-elect Jane Hanson as Director | Management | For | For |
8 | Elect Tim Harris as Director | Management | For | For |
9 | Re-elect Penny James as Director | Management | For | For |
10 | Re-elect Sebastian James as Director | Management | For | For |
11 | Re-elect Fiona McBain as Director | Management | For | For |
12 | Re-elect Gregor Stewart as Director | Management | For | For |
13 | Re-elect Richard Ward as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Approve Long Term Incentive Plan | Management | For | For |
18 | Approve Deferred Annual Incentive Plan | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise Issue of Equity in Relation to an Issue of RT1 Instruments | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to an Issue of RT1 Instruments | Management | For | For |
25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
26 | Adopt New Articles of Association | Management | For | For |
| ||||
ELI LILLY AND COMPANY | ||||
Ticker: LLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Eskew | Management | For | For |
1b | Elect Director William G. Kaelin, Jr. | Management | For | For |
1c | Elect Director David A. Ricks | Management | For | For |
1d | Elect Director Marschall S. Runge | Management | For | For |
1e | Elect Director Karen Walker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Eliminate Supermajority Voting Provisions | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Report on Forced Swim Test | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | For |
9 | Disclose Board Matrix Including Ideological Perspectives | Shareholder | Against | Against |
10 | Report on Integrating Drug Pricing Risks into Senior Executive Compensation Arrangements | Shareholder | Against | Against |
11 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
12 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
| ||||
ENVISTA HOLDINGS CORPORATION | ||||
Ticker: NVST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Kieran T. Gallahue | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
EVEREST RE GROUP, LTD. | ||||
Ticker: RE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Amore | Management | For | For |
1.2 | Elect Director Juan C. Andrade | Management | For | For |
1.3 | Elect Director William F. Galtney, Jr. | Management | For | For |
1.4 | Elect Director John A. Graf | Management | For | For |
1.5 | Elect Director Meryl Hartzband | Management | For | For |
1.6 | Elect Director Gerri Losquadro | Management | For | For |
1.7 | Elect Director Roger M. Singer | Management | For | For |
1.8 | Elect Director Joseph V. Taranto | Management | For | For |
1.9 | Elect Director John A. Weber | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
GLAXOSMITHKLINE PLC | ||||
Ticker: GSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Elect Sir Jonathan Symonds as Director | Management | For | For |
5 | Elect Charles Bancroft as Director | Management | For | For |
6 | Re-elect Emma Walmsley as Director | Management | For | For |
7 | Re-elect Vindi Banga as Director | Management | For | For |
8 | Re-elect Dr Hal Barron as Director | Management | For | For |
9 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
11 | Re-elect Dr Laurie Glimcher as Director | Management | For | For |
12 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
13 | Re-elect Judy Lewent as Director | Management | For | For |
14 | Re-elect Iain Mackay as Director | Management | For | For |
15 | Re-elect Urs Rohner as Director | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
HUNTINGTON INGALLS INDUSTRIES, INC. | ||||
Ticker: HII | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip M. Bilden | Management | For | For |
1.2 | Elect Director Augustus L. Collins | Management | For | For |
1.3 | Elect Director Kirkland H. Donald | Management | For | For |
1.4 | Elect Director Victoria D. Harker | Management | For | For |
1.5 | Elect Director Anastasia D. Kelly | Management | For | For |
1.6 | Elect Director Tracy B. McKibben | Management | For | For |
1.7 | Elect Director C. Michael Petters | Management | For | For |
1.8 | Elect Director Thomas C. Schievelbein | Management | For | For |
1.9 | Elect Director John K. Welch | Management | For | For |
1.10 | Elect Director Stephen R. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
IHEARTMEDIA, INC. | ||||
Ticker: IHRT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Barber | Management | For | For |
1.2 | Elect Director Brad Gerstner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
IMPERIAL BRANDS PLC | ||||
Ticker: IMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Susan Clark as Director | Management | For | For |
5 | Re-elect Alison Cooper as Director | Management | For | For |
6 | Re-elect Therese Esperdy as Director | Management | For | For |
7 | Re-elect Simon Langelier as Director | Management | For | For |
8 | Re-elect Matthew Phillips as Director | Management | For | For |
9 | Re-elect Steven Stanbrook as Director | Management | For | For |
10 | Elect Jonathan Stanton as Director | Management | For | For |
11 | Re-elect Oliver Tant as Director | Management | For | For |
12 | Re-elect Karen Witts as Director | Management | For | For |
13 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise EU Political Donations and Expenditure | Management | For | For |
16 | Authorise Issue of Equity | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
INTELSAT SA | ||||
Ticker: INTEQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Approve Board's and Auditor's Reports | Management | None | None |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Consolidated Financial Statements | Management | For | For |
4 | Approve Allocation of Income | Management | For | For |
5 | Approve Discharge of Directors | Management | For | For |
6.a | Reelect Justin Bateman as Director | Management | For | For |
6.b | Reelect Raymond Svider as Director | Management | For | Against |
7 | Approve Remuneration of Directors | Management | For | For |
8 | Renew Appointment of Auditor | Management | For | For |
9 | Approve Share Repurchase | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
JXTG HOLDINGS, INC. | ||||
Ticker: 5020 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
2 | Amend Articles to Change Company Name | Management | For | For |
3.1 | Elect Director Sugimori, Tsutomu | Management | For | For |
3.2 | Elect Director Ota, Katsuyuki | Management | For | For |
3.3 | Elect Director Adachi, Hiroji | Management | For | For |
3.4 | Elect Director Hosoi, Hiroshi | Management | For | For |
3.5 | Elect Director Murayama, Seiichi | Management | For | For |
3.6 | Elect Director Yokoi, Yoshikazu | Management | For | For |
3.7 | Elect Director Iwase, Junichi | Management | For | For |
3.8 | Elect Director Yatabe, Yasushi | Management | For | For |
3.9 | Elect Director Ota, Hiroko | Management | For | For |
3.10 | Elect Director Otsuka, Mutsutake | Management | For | For |
3.11 | Elect Director Miyata, Yoshiiku | Management | For | For |
4.1 | Elect Director and Audit Committee Member Kato, Hitoshi | Management | For | For |
4.2 | Elect Director and Audit Committee Member Ouchi, Yoshiaki | Management | For | For |
4.3 | Elect Director and Audit Committee Member Nishioka, Seiichiro | Management | For | For |
4.4 | Elect Director and Audit Committee Member Oka, Toshiko | Management | For | Against |
5 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| ||||
LEE ENTERPRISES, INCORPORATED | ||||
Ticker: LEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent M. Magid | Management | For | For |
1.2 | Elect Director Margaret R. Liberman | Management | For | For |
1.3 | Elect Director Steven C. Fletcher | Management | For | For |
1.4 | Elect Director David T. Pearson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
M&G PLC | ||||
Ticker: MNG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Elect Mike Evans as Director | Management | For | For |
5 | Elect John Foley as Director | Management | For | For |
6 | Elect Clare Bousfield as Director | Management | For | For |
7 | Elect Clive Adamson as Director | Management | For | For |
8 | Elect Robin Lawther as Director | Management | For | For |
9 | Elect Clare Thompson as Director | Management | For | For |
10 | Elect Massimo Tosato as Director | Management | For | For |
11 | Appoint KPMG LLP as Auditors | Management | For | For |
12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise EU Political Donations and Expenditure | Management | For | For |
14 | Authorise Issue of Equity | Management | For | For |
15 | Authorise Issue of Preference Shares | Management | For | For |
16 | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
MEDTRONIC PLC | ||||
Ticker: MDT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Andrea J. Goldsmith | Management | For | For |
1e | Elect Director Randall J. Hogan, III | Management | For | For |
1f | Elect Director Omar Ishrak | Management | For | For |
1g | Elect Director Michael O. Leavitt | Management | For | For |
1h | Elect Director James T. Lenehan | Management | For | For |
1i | Elect Director Geoffrey S. Martha | Management | For | For |
1j | Elect Director Elizabeth G. Nabel | Management | For | For |
1k | Elect Director Denise M. O'Leary | Management | For | For |
1l | Elect Director Kendall J. Powell | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
| ||||
MERCK & CO., INC. | ||||
Ticker: MRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Mary Ellen Coe | Management | For | For |
1d | Elect Director Pamela J. Craig | Management | For | For |
1e | Elect Director Kenneth C. Frazier | Management | For | For |
1f | Elect Director Thomas H. Glocer | Management | For | For |
1g | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
1h | Elect Director Paul B. Rothman | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Christine E. Seidman | Management | For | For |
1k | Elect Director Inge G. Thulin | Management | For | For |
1l | Elect Director Kathy J. Warden | Management | For | For |
1m | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
| ||||
MICRON TECHNOLOGY, INC. | ||||
Ticker: MU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Bailey | Management | For | For |
1.2 | Elect Director Richard M. Beyer | Management | For | For |
1.3 | Elect Director Steven J. Gomo | Management | For | For |
1.4 | Elect Director Mary Pat McCarthy | Management | For | For |
1.5 | Elect Director Sanjay Mehrotra | Management | For | For |
1.6 | Elect Director Robert E. Switz | Management | For | For |
1.7 | Elect Director MaryAnn Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
NAVISTAR INTERNATIONAL CORPORATION | ||||
Ticker: NAV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Troy A. Clarke | Management | For | For |
1.2 | Elect Director Jose Maria Alapont | Management | For | Withhold |
1.3 | Elect Director Stephen R. D'Arcy | Management | For | For |
1.4 | Elect Director Vincent J. Intrieri | Management | For | For |
1.5 | Elect Director Raymond T. Miller | Management | For | For |
1.6 | Elect Director Mark H. Rachesky | Management | For | For |
1.7 | Elect Director Andreas H. Renschler | Management | For | For |
1.8 | Elect Director Christian Schulz | Management | For | For |
1.9 | Elect Director Kevin M. Sheehan | Management | For | For |
1.10 | Elect Director Dennis A. Suskind | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
NEW MEDIA INVESTMENT GROUP INC. | ||||
Ticker: NEWM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
NN GROUP NV | ||||
Ticker: NN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Annual Report | Management | None | None |
3.A | Adopt Financial Statements and Statutory Reports | Management | For | For |
3.B | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4.A | Approve Discharge of Management Board | Management | For | For |
4.B | Approve Discharge of Supervisory Board | Management | For | For |
5 | Discussion of Supervisory Board Profile | Management | None | None |
6.A | Reelect Clara Streit to Supervisory Board | Management | For | For |
6.B | Reelect Robert Jenkins to Supervisory Board | Management | For | For |
7.A | Approve Remuneration Report | Management | For | For |
7.B | Approve Remuneration Policy for Management Board | Management | For | For |
7.C | Approve Remuneration Policy for Supervisory Board | Management | For | For |
7.D | Amend Articles of Association | Management | For | For |
8.A.1 | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital | Management | For | For |
8.A.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 8.A.1 | Management | For | For |
8.B | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital in Connection with a Rights Issue | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
11 | Close Meeting | Management | None | None |
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NORTONLIFELOCK INC. | ||||
Ticker: NLOK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sue Barsamian | Management | For | For |
1b | Elect Director Frank E. Dangeard | Management | For | For |
1c | Elect Director Nora M. Denzel | Management | For | For |
1d | Elect Director Peter A. Feld | Management | For | For |
1e | Elect Director Kenneth Y. Hao | Management | For | For |
1f | Elect Director David W. Humphrey | Management | For | For |
1g | Elect Director Vincent Pilette | Management | For | For |
1h | Elect Director V. Paul Unruh | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
NOVARTIS AG | ||||
Ticker: NOVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.95 per Share | Management | For | For |
4 | Approve CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
5.1 | Approve Remuneration of Directors in the Amount of CHF 9 Million | Management | For | For |
5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million | Management | For | For |
5.3 | Approve Remuneration Report | Management | For | For |
6.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | For |
6.2 | Reelect Nancy Andrews as Director | Management | For | For |
6.3 | Reelect Ton Buechner as Director | Management | For | For |
6.4 | Reelect Patrice Bula as Director | Management | For | For |
6.5 | Reelect Srikant Datar as Director | Management | For | For |
6.6 | Reelect Elizabeth Doherty as Director | Management | For | For |
6.7 | Reelect Ann Fudge as Director | Management | For | For |
6.8 | Reelect Frans van Houten as Director | Management | For | For |
6.9 | Reelect Andreas von Planta as Director | Management | For | For |
6.10 | Reelect Charles Sawyers as Director | Management | For | For |
6.11 | Reelect Enrico Vanni as Director | Management | For | For |
6.12 | Reelect William Winters as Director | Management | For | For |
6.13 | Elect Bridgette Heller as Director | Management | For | For |
6.14 | Elect Simon Moroney as Director | Management | For | For |
7.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Management | For | For |
7.2 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
7.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
7.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | For |
7.5 | Appoint Bridgette Heller as Member of the Compensation Committee | Management | For | For |
8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
9 | Designate Peter Zahn as Independent Proxy | Management | For | For |
10 | Transact Other Business (Voting) | Management | For | Against |
| ||||
OCCIDENTAL PETROLEUM CORPORATION | ||||
Ticker: OXY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1 | Revoke Consent to Request to Fix a Record Date | Shareholder | For | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Card | ||||
1 | Consent to Request to Fix a Record Date | Shareholder | For | Did Not Vote |
| ||||
PERRIGO COMPANY PLC | ||||
Ticker: PRGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley A. Alford | Management | For | For |
1.2 | Elect Director Rolf A. Classon | Management | For | For |
1.3 | Elect Director Adriana Karaboutis | Management | For | For |
1.4 | Elect Director Murray S. Kessler | Management | For | For |
1.5 | Elect Director Jeffrey B. Kindler | Management | For | For |
1.6 | Elect Director Erica L. Mann | Management | For | For |
1.7 | Elect Director Donal O'Connor | Management | For | For |
1.8 | Elect Director Geoffrey M. Parker | Management | For | For |
1.9 | Elect Director Theodore R. Samuels | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Issue of Equity | Management | For | For |
5 | Authorize Issuance of Equity without Preemptive Rights | Management | For | For |
| ||||
ROYAL DUTCH SHELL PLC | ||||
Ticker: RDSB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Dick Boer as Director | Management | For | For |
5 | Elect Andrew Mackenzie as Director | Management | For | For |
6 | Elect Martina Hund-Mejean as Director | Management | For | For |
7 | Re-elect Ben van Beurden as Director | Management | For | For |
8 | Re-elect Neil Carson as Director | Management | For | For |
9 | Re-elect Ann Godbehere as Director | Management | For | For |
10 | Re-elect Euleen Goh as Director | Management | For | For |
11 | Re-elect Charles Holliday as Director | Management | For | For |
12 | Re-elect Catherine Hughes as Director | Management | For | For |
13 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
14 | Re-elect Jessica Uhl as Director | Management | For | For |
15 | Re-elect Gerrit Zalm as Director | Management | For | For |
16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
| ||||
RSA INSURANCE GROUP PLC | ||||
Ticker: RSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | Abstain |
5 | Re-elect Martin Scicluna as Director | Management | For | For |
6 | Re-elect Stephen Hester as Director | Management | For | For |
7 | Re-elect Scott Egan as Director | Management | For | For |
8 | Elect Charlotte Jones as Director | Management | For | For |
9 | Re-elect Alastair Barbour as Director | Management | For | For |
10 | Re-elect Sonia Baxendale as Director | Management | For | For |
11 | Elect Clare Bousfield as Director | Management | For | For |
12 | Re-elect Kath Cates as Director | Management | For | For |
13 | Re-elect Enrico Cucchiani as Director | Management | For | For |
14 | Re-elect Martin Strobel as Director | Management | For | For |
15 | Reappoint KPMG LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Approve Increase in the Maximum Aggregate Fees Payable to Non-executive Directors | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
22 | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
23 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
25 | Adopt New Articles of Association | Management | For | For |
26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
SENSATA TECHNOLOGIES HOLDING PLC | ||||
Ticker: ST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew C. Teich | Management | For | For |
1b | Elect Director Jeffrey J. Cote | Management | For | For |
1c | Elect Director John P. Absmeier | Management | For | For |
1d | Elect Director Lorraine A. Bolsinger | Management | For | For |
1e | Elect Director James E. Heppelmann | Management | For | For |
1f | Elect Director Charles W. Peffer | Management | For | For |
1g | Elect Director Constance E. Skidmore | Management | For | For |
1h | Elect Director Steven A. Sonnenberg | Management | For | For |
1i | Elect Director Martha N. Sullivan | Management | For | For |
1j | Elect Director Thomas Wroe, Jr. | Management | For | For |
1k | Elect Director Stephen M. Zide | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Approve Director Compensation Report | Management | For | For |
6 | Ratify Ernst & Young LLP as U.K. Statutory Auditor | Management | For | For |
7 | Authorize Audit Committee to Fix Remuneration of Auditors | Management | For | For |
8 | Accept Financial Statements and Statutory Reports | Management | For | For |
9 | Grant Board Authority to Repurchase Shares | Management | For | For |
10 | Authorize Issue of Equity | Management | For | For |
11 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorize the Board of Directors to Allot Shares Under the Equity Incentive Plans | Management | For | For |
13 | Authorize the Board of Directors to Allot Shares Under the Equity Incentive Plans without Pre-emptive Rights | Management | For | For |
| ||||
TAUBMAN CENTERS, INC. | ||||
Ticker: TCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | ||||
Ticker: HIG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert B. Allardice, III | Management | For | For |
1b | Elect Director Larry D. De Shon | Management | For | For |
1c | Elect Director Carlos Dominguez | Management | For | For |
1d | Elect Director Trevor Fetter | Management | For | For |
1e | Elect Director Kathryn A. Mikells | Management | For | For |
1f | Elect Director Michael G. Morris | Management | For | For |
1g | Elect Director Teresa W. Roseborough | Management | For | For |
1h | Elect Director Virginia P. Ruesterholz | Management | For | For |
1i | Elect Director Christopher J. Swift | Management | For | For |
1j | Elect Director Matt Winter | Management | For | For |
1k | Elect Director Greig Woodring | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
THE WILLIAMS COMPANIES, INC. | ||||
Ticker: WMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
1.3 | Elect Director Nancy K. Buese | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director Charles I. Cogut | Management | For | For |
1.6 | Elect Director Michael A. Creel | Management | For | For |
1.7 | Elect Director Vicki L. Fuller | Management | For | For |
1.8 | Elect Director Peter A. Ragauss | Management | For | For |
1.9 | Elect Director Scott D. Sheffield | Management | For | For |
1.10 | Elect Director Murray D. Smith | Management | For | For |
1.11 | Elect Director William H. Spence | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
TIFFANY & CO. | ||||
Ticker: TIF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
TIFFANY & CO. | ||||
Ticker: TIF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alessandro Bogliolo | Management | For | For |
1b | Elect Director Rose Marie Bravo | Management | For | For |
1c | Elect Director Hafize Gaye Erkan | Management | For | For |
1d | Elect Director Roger N. Farah | Management | For | For |
1e | Elect Director Jane Hertzmark Hudis | Management | For | For |
1f | Elect Director Abby F. Kohnstamm | Management | For | For |
1g | Elect Director James E. Lillie | Management | For | For |
1h | Elect Director William A. Shutzer | Management | For | For |
1i | Elect Director Robert S. Singer | Management | For | For |
1j | Elect Director Annie Young-Scrivner | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
VISTRA ENERGY CORP. | ||||
Ticker: VST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Hilary E. Ackermann | Management | For | For |
2.2 | Elect Director Arcilia C. Acosta | Management | For | For |
2.3 | Elect Director Gavin R. Baiera | Management | For | For |
2.4 | Elect Director Paul M. Barbas | Management | For | For |
2.5 | Elect Director Lisa Crutchfield | Management | For | For |
2.6 | Elect Director Brian K. Ferraioli | Management | For | For |
2.7 | Elect Director Scott B. Helm | Management | For | For |
2.8 | Elect Director Jeff D. Hunter | Management | For | For |
2.9 | Elect Director Curtis A. Morgan | Management | For | For |
2.10 | Elect Director John R. (JR) Sult | Management | For | For |
3.1 | Elect Director Gavin R. Baiera | Management | For | For |
3.2 | Elect Director Scott B. Helm | Management | For | For |
3.3 | Elect Director Curtis A. Morgan | Management | For | For |
3.4 | Elect Director John R. (JR) Sult | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
VODAFONE GROUP PLC | ||||
Ticker: VOD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Sanjiv Ahuja as Director | Management | For | For |
3 | Elect David Thodey as Director | Management | For | For |
4 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
5 | Re-elect Nick Read as Director | Management | For | For |
6 | Re-elect Margherita Della Valle as Director | Management | For | For |
7 | Re-elect Sir Crispin Davis as Director | Management | For | For |
8 | Re-elect Michel Demare as Director | Management | For | For |
9 | Re-elect Dame Clara Furse as Director | Management | For | For |
10 | Re-elect Valerie Gooding as Director | Management | For | For |
11 | Re-elect Renee James as Director | Management | For | For |
12 | Re-elect Maria Amparo Moraleda Martinez as Director | Management | For | For |
13 | Re-elect David Nish as Director | Management | For | For |
14 | Approve Final Dividend | Management | For | For |
15 | Approve Remuneration Report | Management | For | For |
16 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise EU Political Donations and Expenditure | Management | For | For |
23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
VORNADO REALTY TRUST | ||||
Ticker: VNO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Roth | Management | For | For |
1.2 | Elect Director Candace K. Beinecke | Management | For | For |
1.3 | Elect Director Michael D. Fascitelli | Management | For | For |
1.4 | Elect Director Beatrice Hamza Bassey | Management | For | For |
1.5 | Elect Director William W. Helman, IV | Management | For | For |
1.6 | Elect Director David M. Mandelbaum | Management | For | For |
1.7 | Elect Director Mandakini Puri | Management | For | For |
1.8 | Elect Director Daniel R. Tisch | Management | For | For |
1.9 | Elect Director Richard R. West | Management | For | For |
1.10 | Elect Director Russell B. Wight, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
VOYA FINANCIAL, INC. | ||||
Ticker: VOYA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lynne Biggar | Management | For | For |
1b | Elect Director Jane P. Chwick | Management | For | For |
1c | Elect Director Kathleen DeRose | Management | For | For |
1d | Elect Director Ruth Ann M. Gillis | Management | For | For |
1e | Elect Director J. Barry Griswell | Management | For | For |
1f | Elect Director Rodney O. Martin, Jr. | Management | For | For |
1g | Elect Director Byron H. Pollitt, Jr. | Management | For | For |
1h | Elect Director Joseph V. Tripodi | Management | For | For |
1i | Elect Director David Zwiener | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
WELLS FARGO & COMPANY | ||||
Ticker: WFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven D. Black | Management | For | For |
1b | Elect Director Celeste A. Clark | Management | For | For |
1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1d | Elect Director Wayne M. Hewett | Management | For | For |
1e | Elect Director Donald M. James | Management | For | For |
1f | Elect Director Maria R. Morris | Management | For | For |
1g | Elect Director Charles H. Noski | Management | For | For |
1h | Elect Director Richard B. Payne, Jr. | Management | For | For |
1i | Elect Director Juan A. Pujadas | Management | For | For |
1j | Elect Director Ronald L. Sargent | Management | For | For |
1k | Elect Director Charles W. Scharf | Management | For | For |
1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
5 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | For |
6 | Report on Global Median Gender Pay Gap | Shareholder | Against | Against |
| ||||
WESTLAKE CHEMICAL CORPORATION | ||||
Ticker: WLK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marius A. Haas | Management | For | Withhold |
1.2 | Elect Director Dorothy C. Jenkins | Management | For | For |
1.3 | Elect Director Kimberly S. Lubel | Management | For | For |
1.4 | Elect Director Jeffrey W. Sheets | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| ||||
ZAYO GROUP HOLDINGS, INC. | ||||
Ticker: ZAYO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick Connor | Management | For | For |
1.2 | Elect Director Cathy Morris | Management | For | For |
1.3 | Elect Director Emily White | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Franklin Mutual Shares Fund
| ||||
ALEXANDER'S, INC. | ||||
Ticker: ALX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. DiBenedetto | Management | For | For |
1.2 | Elect Director Mandakini Puri | Management | For | For |
1.3 | Elect Director Russell B. Wight, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ALLEGHANY CORPORATION | ||||
Ticker: Y | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian H. Chippendale | Management | For | For |
1.2 | Elect Director Weston M. Hicks | Management | For | For |
1.3 | Elect Director Jefferson W. Kirby | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| ||||
ALLERGAN PLC | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve Cancellation of Cancellation Shares | Management | For | For |
3 | Authorize Board to Allot and Issue Shares | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Advisory Vote on Golden Parachutes | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
| ||||
ALTRIA GROUP, INC. | ||||
Ticker: MO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John T. Casteen, III | Management | For | For |
1b | Elect Director Dinyar S. Devitre | Management | For | For |
1c | Elect Director Thomas F. Farrell, II | Management | For | For |
1d | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1e | Elect Director W. Leo Kiely, III | Management | For | For |
1f | Elect Director Kathryn B. McQuade | Management | For | For |
1g | Elect Director George Munoz | Management | For | For |
1h | Elect Director Mark E. Newman | Management | For | For |
1i | Elect Director Nabil Y. Sakkab | Management | For | For |
1j | Elect Director Virginia E. Shanks | Management | For | For |
1k | Elect Director Howard A. Willard, III *Withdrawn Resolution* | Management | None | None |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Underage Tobacco Prevention Policies | Shareholder | Against | Against |
| ||||
AMERICAN INTERNATIONAL GROUP, INC. | ||||
Ticker: AIG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Don Cornwell | Management | For | For |
1b | Elect Director Brian Duperreault | Management | For | For |
1c | Elect Director John H. Fitzpatrick | Management | For | For |
1d | Elect Director William G. Jurgensen | Management | For | For |
1e | Elect Director Christopher S. Lynch | Management | For | For |
1f | Elect Director Henry S. Miller | Management | For | For |
1g | Elect Director Linda A. Mills | Management | For | For |
1h | Elect Director Thomas F. Motamed | Management | For | For |
1i | Elect Director Peter R. Porrino | Management | For | For |
1j | Elect Director Amy L. Schioldager | Management | For | For |
1k | Elect Director Douglas M. Steenland | Management | For | For |
1l | Elect Director Therese M. Vaughan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Securities Transfer Restrictions | Management | For | For |
4 | Ratify NOL Rights Plan (NOL Pill) | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| ||||
ANTHEM, INC. | ||||
Ticker: ANTM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gail K. Boudreaux | Management | For | For |
1.2 | Elect Director R. Kerry Clark | Management | For | For |
1.3 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
ARCHER-DANIELS-MIDLAND COMPANY | ||||
Ticker: ADM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael S. Burke | Management | For | For |
1b | Elect Director Terrell K. Crews | Management | For | For |
1c | Elect Director Pierre Dufour | Management | For | For |
1d | Elect Director Donald E. Felsinger | Management | For | For |
1e | Elect Director Suzan F. Harrison | Management | For | For |
1f | Elect Director Juan R. Luciano | Management | For | For |
1g | Elect Director Patrick J. Moore | Management | For | For |
1h | Elect Director Francisco J. Sanchez | Management | For | For |
1i | Elect Director Debra A. Sandler | Management | For | For |
1j | Elect Director Lei Z. Schlitz | Management | For | For |
1k | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
AVAYA HOLDINGS CORP. | ||||
Ticker: AVYA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Watkins | Management | For | For |
1.2 | Elect Director James M. Chirico, Jr. | Management | For | For |
1.3 | Elect Director Stephan Scholl | Management | For | For |
1.4 | Elect Director Susan L. Spradley | Management | For | For |
1.5 | Elect Director Stanley J. Sutula, III | Management | For | For |
1.6 | Elect Director Scott D. Vogel | Management | For | For |
1.7 | Elect Director Jacqueline E. Yeaney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
BAE SYSTEMS PLC | ||||
Ticker: BA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Revathi Advaithi as Director | Management | For | For |
5 | Re-elect Sir Roger Carr as Director | Management | For | For |
6 | Re-elect Dame Elizabeth Corley as Director | Management | For | For |
7 | Re-elect Christopher Grigg as Director | Management | For | For |
8 | Re-elect Paula Reynolds as Director | Management | For | For |
9 | Re-elect Nicholas Rose as Director | Management | For | For |
10 | Re-elect Ian Tyler as Director | Management | For | For |
11 | Re-elect Charles Woodburn as Director | Management | For | For |
12 | Elect Thomas Arseneault as Director | Management | For | For |
13 | Elect Bradley Greve as Director | Management | For | For |
14 | Elect Jane Griffiths as Director | Management | For | For |
15 | Elect Stephen Pearce as Director | Management | For | For |
16 | Elect Nicole Piasecki as Director | Management | For | For |
17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Issue of Equity | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
BAKER HUGHES COMPANY | ||||
Ticker: BKR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Geoffrey Beattie | Management | For | For |
1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
1.3 | Elect Director Cynthia B. Carroll | Management | For | For |
1.4 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.5 | Elect Director Nelda J. Connors | Management | For | For |
1.6 | Elect Director Gregory L. Ebel | Management | For | For |
1.7 | Elect Director Lynn L. Elsenhans | Management | For | For |
1.8 | Elect Director John G. Rice | Management | For | For |
1.9 | Elect Director Lorenzo Simonelli | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
BP PLC | ||||
Ticker: BP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4(a) | Elect Bernard Looney as Director | Management | For | For |
4(b) | Re-elect Brian Gilvary as Director | Management | For | For |
4(c) | Re-elect Dame Alison Carnwath as Director | Management | For | For |
4(d) | Re-elect Pamela Daley as Director | Management | For | For |
4(e) | Re-elect Sir Ian Davis as Director | Management | For | For |
4(f) | Re-elect Dame Ann Dowling as Director | Management | For | For |
4(g) | Re-elect Helge Lund as Director | Management | For | For |
4(h) | Re-elect Melody Meyer as Director | Management | For | For |
4(i) | Re-elect Brendan Nelson as Director | Management | For | For |
4(j) | Re-elect Paula Reynolds as Director | Management | For | For |
4(k) | Re-elect Sir John Sawers as Director | Management | For | For |
5 | Reappoint Deloitte LLP as Auditors | Management | For | For |
6 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Executive Directors' Incentive Plan | Management | For | For |
8 | Authorise EU Political Donations and Expenditure | Management | For | For |
9 | Authorise Issue of Equity | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
BRITISH AMERICAN TOBACCO PLC | ||||
Ticker: BATS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Reappoint KPMG LLP as Auditors | Management | For | For |
4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect Jack Bowles as Director | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect Sue Farr as Director | Management | For | For |
8 | Re-elect Dr Marion Helmes as Director | Management | For | For |
9 | Re-elect Luc Jobin as Director | Management | For | For |
10 | Re-elect Holly Koeppel as Director | Management | For | For |
11 | Re-elect Savio Kwan as Director | Management | For | For |
12 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
13 | Elect Jeremy Fowden as Director | Management | For | For |
14 | Elect Tadeu Marroco as Director | Management | For | For |
15 | Authorise Issue of Equity | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Approve Restricted Share Plan | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
BRITISH AMERICAN TOBACCO PLC | ||||
Ticker: BATS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Reappoint KPMG LLP as Auditors | Management | For | For |
4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect Jack Bowles as Director | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect Sue Farr as Director | Management | For | For |
8 | Re-elect Dr Marion Helmes as Director | Management | For | For |
9 | Re-elect Luc Jobin as Director | Management | For | For |
10 | Re-elect Holly Koeppel as Director | Management | For | For |
11 | Re-elect Savio Kwan as Director | Management | For | For |
12 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
13 | Elect Jeremy Fowden as Director | Management | For | For |
14 | Elect Tadeu Marroco as Director | Management | For | For |
15 | Authorise Issue of Equity | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Approve Restricted Share Plan | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
CADENCE BANCORPORATION | ||||
Ticker: CADE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William B. Harrison, Jr. | Management | For | For |
1.2 | Elect Director Joseph W. Evans | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Eliminate Supermajority Vote Requirement | Management | For | For |
4 | Amend Certificate of Incorporation Re: Obsolete Provisions | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
CAPITAL ONE FINANCIAL CORPORATION | ||||
Ticker: COF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director Aparna Chennapragada | Management | For | For |
1c | Elect Director Ann Fritz Hackett | Management | For | For |
1d | Elect Director Peter Thomas Killalea | Management | For | For |
1e | Elect Director Cornelis "Eli" Leenaars | Management | For | For |
1f | Elect Director Pierre E. Leroy | Management | For | For |
1g | Elect Director Francois Locoh-Donou | Management | For | For |
1h | Elect Director Peter E. Raskind | Management | For | For |
1i | Elect Director Eileen Serra | Management | For | For |
1j | Elect Director Mayo A. Shattuck, III | Management | For | For |
1k | Elect Director Bradford H. Warner | Management | For | For |
1l | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
CHARTER COMMUNICATIONS, INC. | ||||
Ticker: CHTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Lance Conn | Management | For | For |
1b | Elect Director Kim C. Goodman | Management | For | For |
1c | Elect Director Craig A. Jacobson | Management | For | For |
1d | Elect Director Gregory B. Maffei | Management | For | For |
1e | Elect Director John D. Markley, Jr. | Management | For | For |
1f | Elect Director David C. Merritt | Management | For | For |
1g | Elect Director James E. Meyer | Management | For | For |
1h | Elect Director Steven A. Miron | Management | For | For |
1i | Elect Director Balan Nair | Management | For | For |
1j | Elect Director Michael A. Newhouse | Management | For | For |
1k | Elect Director Mauricio Ramos | Management | For | For |
1l | Elect Director Thomas M. Rutledge | Management | For | For |
1m | Elect Director Eric L. Zinterhofer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
CISCO SYSTEMS, INC. | ||||
Ticker: CSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director M. Michele Burns | Management | For | For |
1b | Elect Director Wesley G. Bush | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director Mark Garrett | Management | For | For |
1e | Elect Director Kristina M. Johnson | Management | For | For |
1f | Elect Director Roderick C. McGeary | Management | For | For |
1g | Elect Director Charles H. Robbins | Management | For | For |
1h | Elect Director Arun Sarin | Management | For | For |
1i | Elect Director Brenton L. Saunders | Management | For | For |
1j | Elect Director Carol B. Tome | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
CIT GROUP INC. | ||||
Ticker: CIT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen R. Alemany | Management | For | For |
1b | Elect Director Michael L. Brosnan | Management | For | For |
1c | Elect Director Michael A. Carpenter | Management | For | For |
1d | Elect Director Dorene C. Dominguez | Management | For | For |
1e | Elect Director Alan Frank | Management | For | For |
1f | Elect Director William M. Freeman | Management | For | For |
1g | Elect Director R. Brad Oates | Management | For | For |
1h | Elect Director Gerald Rosenfeld | Management | For | For |
1i | Elect Director John R. Ryan | Management | For | For |
1j | Elect Director Sheila A. Stamps | Management | For | For |
1k | Elect Director Khanh T. Tran | Management | For | For |
1l | Elect Director Laura S. Unger | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CITIGROUP INC. | ||||
Ticker: C | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Ellen M. Costello | Management | For | For |
1c | Elect Director Grace E. Dailey | Management | For | For |
1d | Elect Director Barbara J. Desoer | Management | For | For |
1e | Elect Director John C. Dugan | Management | For | For |
1f | Elect Director Duncan P. Hennes | Management | For | For |
1g | Elect Director Peter B. Henry | Management | For | For |
1h | Elect Director S. Leslie Ireland | Management | For | For |
1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
1j | Elect Director Renee J. James | Management | For | For |
1k | Elect Director Gary M. Reiner | Management | For | For |
1l | Elect Director Diana L. Taylor | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Deborah C. Wright | Management | For | For |
1o | Elect Director Alexander R. Wynaendts | Management | For | For |
1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | For |
6 | Review on Governance Documents | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
CITIZENS FINANCIAL GROUP, INC. | ||||
Ticker: CFG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Van Saun | Management | For | For |
1.2 | Elect Director Christine M. Cumming | Management | For | For |
1.3 | Elect Director William P. Hankowsky | Management | For | For |
1.4 | Elect Director Howard W. Hanna, III | Management | For | For |
1.5 | Elect Director Leo I. ("Lee") Higdon | Management | For | For |
1.6 | Elect Director Edward J. ("Ned") Kelly, III | Management | For | For |
1.7 | Elect Director Charles J. ("Bud") Koch | Management | For | For |
1.8 | Elect Director Robert G. Leary | Management | For | For |
1.9 | Elect Director Terrance J. Lillis | Management | For | For |
1.10 | Elect Director Shivan Subramaniam | Management | For | For |
1.11 | Elect Director Wendy A. Watson | Management | For | For |
1.12 | Elect Director Marita Zuraitis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Certificate of Incorporation to Remove Non-Operative Provisions | Management | For | For |
| ||||
CNH INDUSTRIAL NV | ||||
Ticker: CNHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
2.c | Approve Dividends of EUR 0.18 Per Share | Management | For | For |
2.d | Approve Discharge of Directors | Management | For | For |
3.a | Approve Remuneration Report | Management | For | For |
3.b | Amend Remuneration Policy | Management | For | For |
3.c | Approve Long Term Incentive Plan | Management | For | For |
4.a | Reelect Suzanne Heywood as Executive Director | Management | For | For |
4.b | Reelect Hubertus M. Muhlhauser as Executive Director | Management | None | None |
4.c | Reelect Leo W. Houle as Non-Executive Director | Management | For | For |
4.d | Reelect John B. Lanaway as Non-Executive Director | Management | For | For |
4.e | Reelect Alessandro Nasi as Non-Executive Director | Management | For | For |
4.f | Reelect Lorenzo Simonelli as Non-Executive Director | Management | For | For |
4.g | Reelect Jacqueline A. Tammenoms Bakker as Non-Executive Director | Management | For | Against |
4.h | Reelect Jacques Theurillat as Non-Executive Director | Management | For | For |
4.i | Elect Howard Buffett as Non-Executive Director | Management | For | For |
4.j | Elect Nelda (Janine) Connors as Non-Executive Director | Management | For | For |
4.k | Elect Tufan Erginbilgic as Non-Executive Director | Management | For | For |
4.l | Elect Vagn Sorensen as Non-Executive Director | Management | For | For |
5 | Ratify Ernst & Young as Auditors | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Close Meeting | Management | None | None |
| ||||
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | ||||
Ticker: CTSH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zein Abdalla | Management | For | For |
1b | Elect Director Vinita Bali | Management | For | For |
1c | Elect Director Maureen Breakiron-Evans | Management | For | For |
1d | Elect Director Archana Deskus | Management | For | For |
1e | Elect Director John M. Dineen | Management | For | For |
1f | Elect Director John N. Fox, Jr. | Management | For | For |
1g | Elect Director Brian Humphries | Management | For | For |
1h | Elect Director Leo S. Mackay, Jr. | Management | For | For |
1i | Elect Director Michael Patsalos-Fox | Management | For | For |
1j | Elect Director Joseph M. Velli | Management | For | For |
1k | Elect Director Sandra S. Wijnberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
COLUMBIA BANKING SYSTEM, INC. | ||||
Ticker: COLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig D. Eerkes | Management | For | For |
1b | Elect Director Ford Elsaesser | Management | For | For |
1c | Elect Director Mark A. Finkelstein | Management | For | For |
1d | Elect Director Eric S. Forrest | Management | For | For |
1e | Elect Director Thomas M. Hulbert | Management | For | For |
1f | Elect Director Michelle M. Lantow | Management | For | For |
1g | Elect Director Randal L. Lund | Management | For | For |
1h | Elect Director S. Mae Fujita Numata | Management | For | For |
1i | Elect Director Elizabeth W. Seaton | Management | For | For |
1j | Elect Director Clint E. Stein | Management | For | For |
1k | Elect Director Janine T. Terrano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
COMCAST CORPORATION | ||||
Ticker: CMCSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Naomi M. Bergman | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Maritza G. Montiel | Management | For | For |
1.8 | Elect Director Asuka Nakahara | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Require Independent Board Chair | Shareholder | Against | For |
8 | Report on Risks Posed by Failing to Prevent Sexual Harassment | Shareholder | Against | Against |
| ||||
CORNING INCORPORATED | ||||
Ticker: GLW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donald W. Blair | Management | For | For |
1b | Elect Director Leslie A. Brun | Management | For | For |
1c | Elect Director Stephanie A. Burns | Management | For | For |
1d | Elect Director Richard T. Clark | Management | For | For |
1e | Elect Director Robert F. Cummings, Jr. | Management | For | For |
1f | Elect Director Deborah A. Henretta | Management | For | For |
1g | Elect Director Daniel P. Huttenlocher | Management | For | For |
1h | Elect Director Kurt M. Landgraf | Management | For | For |
1i | Elect Director Kevin J. Martin | Management | For | For |
1j | Elect Director Deborah D. Rieman | Management | For | For |
1k | Elect Director Hansel E. Tookes, II | Management | For | For |
1l | Elect Director Wendell P. Weeks | Management | For | For |
1m | Elect Director Mark S. Wrighton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
CREDIT SUISSE GROUP AG | ||||
Ticker: CSGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve Remuneration Report | Management | For | Against |
1.2 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Dividends of CHF 0.14 per Share | Management | For | For |
4 | Approve CHF 4.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
5.1.a | Reelect Urs Rohner as Director and Board Chairman | Management | For | For |
5.1.b | Reelect Iris Bohnet as Director | Management | For | For |
5.1.c | Reelect Christian Gellerstad as Director | Management | For | For |
5.1.d | Reelect Andreas Gottschling as Director | Management | For | For |
5.1.e | Reelect Michael Klein as Director | Management | For | For |
5.1.f | Reelect Shan Li as Director | Management | For | For |
5.1.g | Reelect Seraina Macia as Director | Management | For | For |
5.1.h | Reelect Kai Nargolwala as Director | Management | For | For |
5.1.i | Reelect Ana Pessoa as Director | Management | For | For |
5.1.j | Reelect Joaquin Ribeiro as Director | Management | For | For |
5.1.k | Reelect Severin Schwan as Director | Management | For | For |
5.1.l | Reelect John Tiner as Director | Management | For | For |
5.1.m | Elect Richard Meddings as Director | Management | For | For |
5.2.1 | Reappoint Iris Bohnet as Member of the Compensation Committee | Management | For | For |
5.2.2 | Reappoint Christian Gellerstad as Member of the Compensation Committee | Management | For | For |
5.2.3 | Reappoint Michael Klein as Member of the Compensation Committee | Management | For | For |
5.2.4 | Reappoint Kai Nargolwala as Member of the Compensation Committee | Management | For | For |
6.1 | Approve Remuneration of Directors in the Amount of CHF 12 Million | Management | For | For |
6.2.1 | Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 22.4 Million | Management | For | For |
6.2.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 31 Million | Management | For | For |
6.2.3 | Approve Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 28.6 Million | Management | For | For |
7.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
7.2 | Ratify BDO AG as Special Auditors | Management | For | For |
7.3 | Designate Keller KLG as Independent Proxy | Management | For | For |
8.1 | Additional Voting Instructions - Shareholder Proposals (Voting) | Management | Against | Against |
8.2 | Additional Voting Instructions - Board of Directors Proposals (Voting) | Management | For | Against |
| ||||
CVS HEALTH CORPORATION | ||||
Ticker: CVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Anne M. Finucane | Management | For | For |
1h | Elect Director Edward J. Ludwig | Management | For | For |
1i | Elect Director Larry J. Merlo | Management | For | For |
1j | Elect Director Jean-Pierre Millon | Management | For | For |
1k | Elect Director Mary L. Schapiro | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
1m | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
DISH NETWORK CORPORATION | ||||
Ticker: DISH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen Q. Abernathy | Management | For | For |
1.2 | Elect Director George R. Brokaw | Management | For | For |
1.3 | Elect Director James DeFranco | Management | For | For |
1.4 | Elect Director Cantey M. Ergen | Management | For | For |
1.5 | Elect Director Charles W. Ergen | Management | For | For |
1.6 | Elect Director Afshin Mohebbi | Management | For | For |
1.7 | Elect Director Tom A. Ortolf | Management | For | For |
1.8 | Elect Director Joseph T. Proietti | Management | For | For |
1.9 | Elect Director Carl E. Vogel | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ELI LILLY AND COMPANY | ||||
Ticker: LLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Eskew | Management | For | For |
1b | Elect Director William G. Kaelin, Jr. | Management | For | For |
1c | Elect Director David A. Ricks | Management | For | For |
1d | Elect Director Marschall S. Runge | Management | For | For |
1e | Elect Director Karen Walker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Eliminate Supermajority Voting Provisions | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Report on Forced Swim Test | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | For |
9 | Disclose Board Matrix Including Ideological Perspectives | Shareholder | Against | Against |
10 | Report on Integrating Drug Pricing Risks into Senior Executive Compensation Arrangements | Shareholder | Against | Against |
11 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
12 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
| ||||
ENERGIZER HOLDINGS, INC. | ||||
Ticker: ENR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carlos Abrams-Rivera | Management | For | For |
1b | Elect Director Bill G. Armstrong | Management | For | For |
1c | Elect Director Cynthia J. Brinkley | Management | For | For |
1d | Elect Director Rebecca Frankiewicz | Management | For | For |
1e | Elect Director Alan R. Hoskins | Management | For | For |
1f | Elect Director Kevin J. Hunt | Management | For | For |
1g | Elect Director James C. Johnson | Management | For | For |
1h | Elect Director John E. Klein | Management | For | For |
1i | Elect Director Patrick J. Moore | Management | For | For |
1j | Elect Director Nneka L. Rimmer | Management | For | For |
1k | Elect Director Robert V. Vitale | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
EVEREST RE GROUP, LTD. | ||||
Ticker: RE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Amore | Management | For | For |
1.2 | Elect Director Juan C. Andrade | Management | For | For |
1.3 | Elect Director William F. Galtney, Jr. | Management | For | For |
1.4 | Elect Director John A. Graf | Management | For | For |
1.5 | Elect Director Meryl Hartzband | Management | For | For |
1.6 | Elect Director Gerri Losquadro | Management | For | For |
1.7 | Elect Director Roger M. Singer | Management | For | For |
1.8 | Elect Director Joseph V. Taranto | Management | For | For |
1.9 | Elect Director John A. Weber | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
GENERAL ELECTRIC COMPANY | ||||
Ticker: GE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sebastien Bazin | Management | For | For |
2 | Elect Director Ashton Carter | Management | For | For |
3 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Edward Garden | Management | For | For |
6 | Elect Director Thomas W. Horton | Management | For | For |
7 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
8 | Elect Director Catherine Lesjak | Management | For | For |
9 | Elect Director Paula Rosput Reynolds | Management | For | For |
10 | Elect Director Leslie Seidman | Management | For | For |
11 | Elect Director James Tisch | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify KPMG LLP as Auditors | Management | For | Against |
14 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
GENERAL MOTORS COMPANY | ||||
Ticker: GM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary T. Barra | Management | For | For |
1b | Elect Director Wesley G. Bush | Management | For | For |
1c | Elect Director Linda R. Gooden | Management | For | For |
1d | Elect Director Joseph Jimenez | Management | For | For |
1e | Elect Director Jane L. Mendillo | Management | For | For |
1f | Elect Director Judith A. Miscik | Management | For | For |
1g | Elect Director Patricia F. Russo | Management | For | For |
1h | Elect Director Thomas M. Schoewe | Management | For | For |
1i | Elect Director Theodore M. Solso | Management | For | For |
1j | Elect Director Carol M. Stephenson | Management | For | For |
1k | Elect Director Devin N. Wenig | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Amend Proxy Access Right | Shareholder | Against | Against |
8 | Report on Human Rights Policy Implementation | Shareholder | Against | Against |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
GLAXOSMITHKLINE PLC | ||||
Ticker: GSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Elect Sir Jonathan Symonds as Director | Management | For | For |
5 | Elect Charles Bancroft as Director | Management | For | For |
6 | Re-elect Emma Walmsley as Director | Management | For | For |
7 | Re-elect Vindi Banga as Director | Management | For | For |
8 | Re-elect Dr Hal Barron as Director | Management | For | For |
9 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
11 | Re-elect Dr Laurie Glimcher as Director | Management | For | For |
12 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
13 | Re-elect Judy Lewent as Director | Management | For | For |
14 | Re-elect Iain Mackay as Director | Management | For | For |
15 | Re-elect Urs Rohner as Director | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
HEWLETT PACKARD ENTERPRISE COMPANY | ||||
Ticker: HPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel Ammann | Management | For | For |
1b | Elect Director Pamela L. Carter | Management | For | For |
1c | Elect Director Jean M. Hobby | Management | For | For |
1d | Elect Director George R. Kurtz | Management | For | For |
1e | Elect Director Raymond J. Lane | Management | For | For |
1f | Elect Director Ann M. Livermore | Management | For | For |
1g | Elect Director Antonio F. Neri | Management | For | For |
1h | Elect Director Charles H. Noski | Management | For | For |
1i | Elect Director Raymond E. Ozzie | Management | For | For |
1j | Elect Director Gary M. Reiner | Management | For | For |
1k | Elect Director Patricia F. Russo | Management | For | For |
1l | Elect Director Lip-Bu Tan | Management | For | For |
1m | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| ||||
HUNTINGTON INGALLS INDUSTRIES, INC. | ||||
Ticker: HII | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip M. Bilden | Management | For | For |
1.2 | Elect Director Augustus L. Collins | Management | For | For |
1.3 | Elect Director Kirkland H. Donald | Management | For | For |
1.4 | Elect Director Victoria D. Harker | Management | For | For |
1.5 | Elect Director Anastasia D. Kelly | Management | For | For |
1.6 | Elect Director Tracy B. McKibben | Management | For | For |
1.7 | Elect Director C. Michael Petters | Management | For | For |
1.8 | Elect Director Thomas C. Schievelbein | Management | For | For |
1.9 | Elect Director John K. Welch | Management | For | For |
1.10 | Elect Director Stephen R. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
IHEARTMEDIA, INC. | ||||
Ticker: IHRT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Barber | Management | For | For |
1.2 | Elect Director Brad Gerstner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
IMPERIAL BRANDS PLC | ||||
Ticker: IMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Susan Clark as Director | Management | For | For |
5 | Re-elect Alison Cooper as Director | Management | For | For |
6 | Re-elect Therese Esperdy as Director | Management | For | For |
7 | Re-elect Simon Langelier as Director | Management | For | For |
8 | Re-elect Matthew Phillips as Director | Management | For | For |
9 | Re-elect Steven Stanbrook as Director | Management | For | For |
10 | Elect Jonathan Stanton as Director | Management | For | For |
11 | Re-elect Oliver Tant as Director | Management | For | For |
12 | Re-elect Karen Witts as Director | Management | For | For |
13 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise EU Political Donations and Expenditure | Management | For | For |
16 | Authorise Issue of Equity | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
INTERNATIONAL PAPER COMPANY | ||||
Ticker: IP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William J. Burns | Management | For | For |
1b | Elect Director Christopher M. Connor | Management | For | For |
1c | Elect Director Ahmet C. Dorduncu | Management | For | For |
1d | Elect Director Ilene S. Gordon | Management | For | For |
1e | Elect Director Anders Gustafsson | Management | For | For |
1f | Elect Director Jacqueline C. Hinman | Management | For | For |
1g | Elect Director Clinton A. Lewis, Jr. | Management | For | For |
1h | Elect Director Kathryn D. Sullivan | Management | For | For |
1i | Elect Director Mark S. Sutton | Management | For | For |
1j | Elect Director J. Steven Whisler | Management | For | For |
1k | Elect Director Ray G. Young | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
JOHNSON CONTROLS INTERNATIONAL PLC | ||||
Ticker: JCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jean Blackwell | Management | For | For |
1b | Elect Director Pierre Cohade | Management | For | For |
1c | Elect Director Michael E. Daniels | Management | For | For |
1d | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
1e | Elect Director W. Roy Dunbar | Management | For | For |
1f | Elect Director Gretchen R. Haggerty | Management | For | For |
1g | Elect Director Simone Menne | Management | For | For |
1h | Elect Director George R. Oliver | Management | For | For |
1i | Elect Director Jurgen Tinggren | Management | For | For |
1j | Elect Director Mark Vergnano | Management | For | For |
1k | Elect Director R. David Yost | Management | For | For |
1l | Elect Director John D. Young | Management | For | For |
2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Authorize Market Purchases of Company Shares | Management | For | For |
4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve the Directors' Authority to Allot Shares | Management | For | For |
7 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director Stephen B. Burke | Management | For | For |
1c | Elect Director Todd A. Combs | Management | For | For |
1d | Elect Director James S. Crown | Management | For | For |
1e | Elect Director James Dimon | Management | For | For |
1f | Elect Director Timothy P. Flynn | Management | For | For |
1g | Elect Director Mellody Hobson | Management | For | For |
1h | Elect Director Michael A. Neal | Management | For | For |
1i | Elect Director Lee R. Raymond | Management | For | For |
1j | Elect Director Virginia M. Rometty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Require Independent Board Chair | Shareholder | Against | For |
5 | Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. | Shareholder | Against | Against |
6 | Report on Climate Change | Shareholder | Against | Against |
7 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
8 | Report on Charitable Contributions | Shareholder | Against | Against |
9 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| ||||
KINDER MORGAN, INC. | ||||
Ticker: KMI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Kinder | Management | For | For |
1.2 | Elect Director Steven J. Kean | Management | For | For |
1.3 | Elect Director Kimberly A. Dang | Management | For | For |
1.4 | Elect Director Ted A. Gardner | Management | For | For |
1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.6 | Elect Director Gary L. Hultquist | Management | For | For |
1.7 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
1.8 | Elect Director Deborah A. Macdonald | Management | For | For |
1.9 | Elect Director Michael C. Morgan | Management | For | For |
1.10 | Elect Director Arthur C. Reichstetter | Management | For | For |
1.11 | Elect Director Fayez Sarofim | Management | For | For |
1.12 | Elect Director C. Park Shaper | Management | For | For |
1.13 | Elect Director William A. Smith | Management | For | For |
1.14 | Elect Director Joel V. Staff | Management | For | For |
1.15 | Elect Director Robert F. Vagt | Management | For | For |
1.16 | Elect Director Perry M. Waughtal | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LENNAR CORPORATION | ||||
Ticker: LEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rick Beckwitt | Management | For | For |
1b | Elect Director Irving Bolotin | Management | For | For |
1c | Elect Director Steven L. Gerard | Management | For | For |
1d | Elect Director Tig Gilliam | Management | For | For |
1e | Elect Director Sherrill W. Hudson | Management | For | For |
1f | Elect Director Jonathan M. Jaffe | Management | For | For |
1g | Elect Director Sidney Lapidus | Management | For | For |
1h | Elect Director Teri P. McClure | Management | For | For |
1i | Elect Director Stuart Miller | Management | For | For |
1j | Elect Director Armando Olivera | Management | For | For |
1k | Elect Director Jeffrey Sonnenfeld | Management | For | For |
1l | Elect Director Scott Stowell | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
MARATHON OIL CORPORATION | ||||
Ticker: MRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory H. Boyce | Management | For | For |
1b | Elect Director Chadwick C. Deaton | Management | For | For |
1c | Elect Director Marcela E. Donadio | Management | For | For |
1d | Elect Director Jason B. Few | Management | For | For |
1e | Elect Director Douglas L. Foshee | Management | For | For |
1f | Elect Director M. Elise Hyland | Management | For | For |
1g | Elect Director Lee M. Tillman | Management | For | For |
1h | Elect Director J. Kent Wells | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MEDTRONIC PLC | ||||
Ticker: MDT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Andrea J. Goldsmith | Management | For | For |
1e | Elect Director Randall J. Hogan, III | Management | For | For |
1f | Elect Director Omar Ishrak | Management | For | For |
1g | Elect Director Michael O. Leavitt | Management | For | For |
1h | Elect Director James T. Lenehan | Management | For | For |
1i | Elect Director Geoffrey S. Martha | Management | For | For |
1j | Elect Director Elizabeth G. Nabel | Management | For | For |
1k | Elect Director Denise M. O'Leary | Management | For | For |
1l | Elect Director Kendall J. Powell | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
| ||||
MERCK & CO., INC. | ||||
Ticker: MRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Mary Ellen Coe | Management | For | For |
1d | Elect Director Pamela J. Craig | Management | For | For |
1e | Elect Director Kenneth C. Frazier | Management | For | For |
1f | Elect Director Thomas H. Glocer | Management | For | For |
1g | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
1h | Elect Director Paul B. Rothman | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Christine E. Seidman | Management | For | For |
1k | Elect Director Inge G. Thulin | Management | For | For |
1l | Elect Director Kathy J. Warden | Management | For | For |
1m | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
| ||||
METLIFE, INC. | ||||
Ticker: MET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cheryl W. Grise | Management | For | For |
1b | Elect Director Carlos M. Gutierrez | Management | For | For |
1c | Elect Director Gerald L. Hassell | Management | For | For |
1d | Elect Director David L. Herzog | Management | For | For |
1e | Elect Director R. Glenn Hubbard | Management | For | For |
1f | Elect Director Edward J. Kelly, III | Management | For | For |
1g | Elect Director William E. Kennard | Management | For | For |
1h | Elect Director Michel A. Khalaf | Management | For | For |
1i | Elect Director Catherine R. Kinney | Management | For | For |
1j | Elect Director Diana L. McKenzie | Management | For | For |
1k | Elect Director Denise M. Morrison | Management | For | For |
1l | Elect Director Mark A. Weinberger | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NEWELL BRANDS INC. | ||||
Ticker: NWL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bridget Ryan Berman | Management | For | For |
1b | Elect Director Patrick D. Campbell | Management | For | For |
1c | Elect Director James R. Craigie | Management | For | For |
1d | Elect Director Debra A. Crew | Management | For | For |
1e | Elect Director Brett M. Icahn | Management | For | For |
1f | Elect Director Gerardo I. Lopez | Management | For | For |
1g | Elect Director Courtney R. Mather | Management | For | For |
1h | Elect Director Ravichandra K. Saligram | Management | For | For |
1i | Elect Director Judith A. Sprieser | Management | For | For |
1j | Elect Director Robert A. Steele | Management | For | For |
1k | Elect Director Steven J. Strobel | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NORTONLIFELOCK INC. | ||||
Ticker: NLOK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sue Barsamian | Management | For | For |
1b | Elect Director Frank E. Dangeard | Management | For | For |
1c | Elect Director Nora M. Denzel | Management | For | For |
1d | Elect Director Peter A. Feld | Management | For | For |
1e | Elect Director Kenneth Y. Hao | Management | For | For |
1f | Elect Director David W. Humphrey | Management | For | For |
1g | Elect Director Vincent Pilette | Management | For | For |
1h | Elect Director V. Paul Unruh | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
NOVARTIS AG | ||||
Ticker: NOVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.95 per Share | Management | For | For |
4 | Approve CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
5.1 | Approve Remuneration of Directors in the Amount of CHF 9 Million | Management | For | For |
5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million | Management | For | For |
5.3 | Approve Remuneration Report | Management | For | For |
6.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | For |
6.2 | Reelect Nancy Andrews as Director | Management | For | For |
6.3 | Reelect Ton Buechner as Director | Management | For | For |
6.4 | Reelect Patrice Bula as Director | Management | For | For |
6.5 | Reelect Srikant Datar as Director | Management | For | For |
6.6 | Reelect Elizabeth Doherty as Director | Management | For | For |
6.7 | Reelect Ann Fudge as Director | Management | For | For |
6.8 | Reelect Frans van Houten as Director | Management | For | For |
6.9 | Reelect Andreas von Planta as Director | Management | For | For |
6.10 | Reelect Charles Sawyers as Director | Management | For | For |
6.11 | Reelect Enrico Vanni as Director | Management | For | For |
6.12 | Reelect William Winters as Director | Management | For | For |
6.13 | Elect Bridgette Heller as Director | Management | For | For |
6.14 | Elect Simon Moroney as Director | Management | For | For |
7.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Management | For | For |
7.2 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
7.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
7.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | For |
7.5 | Appoint Bridgette Heller as Member of the Compensation Committee | Management | For | For |
8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
9 | Designate Peter Zahn as Independent Proxy | Management | For | For |
10 | Transact Other Business (Voting) | Management | For | Against |
| ||||
OCCIDENTAL PETROLEUM CORPORATION | ||||
Ticker: OXY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1 | Revoke Consent to Request to Fix a Record Date | Shareholder | For | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Card | ||||
1 | Consent to Request to Fix a Record Date | Shareholder | For | Did Not Vote |
| ||||
PERRIGO COMPANY PLC | ||||
Ticker: PRGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley A. Alford | Management | For | For |
1.2 | Elect Director Rolf A. Classon | Management | For | For |
1.3 | Elect Director Adriana Karaboutis | Management | For | For |
1.4 | Elect Director Murray S. Kessler | Management | For | For |
1.5 | Elect Director Jeffrey B. Kindler | Management | For | For |
1.6 | Elect Director Erica L. Mann | Management | For | For |
1.7 | Elect Director Donal O'Connor | Management | For | For |
1.8 | Elect Director Geoffrey M. Parker | Management | For | For |
1.9 | Elect Director Theodore R. Samuels | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Issue of Equity | Management | For | For |
5 | Authorize Issuance of Equity without Preemptive Rights | Management | For | For |
| ||||
PLAINS ALL AMERICAN PIPELINE, L.P. | ||||
Ticker: PAA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexandra Pruner | Management | For | For |
1.2 | Elect Director Lawrence M. Ziemba | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
PVH CORP. | ||||
Ticker: PVH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary Baglivo | Management | For | For |
1b | Elect Director Brent Callinicos | Management | For | For |
1c | Elect Director Emanuel Chirico | Management | For | For |
1d | Elect Director Joseph B. Fuller | Management | For | For |
1e | Elect Director V. James Marino | Management | For | For |
1f | Elect Director G. Penny McIntyre | Management | For | For |
1g | Elect Director Amy McPherson | Management | For | For |
1h | Elect Director Henry Nasella | Management | For | For |
1i | Elect Director Edward R. Rosenfeld | Management | For | For |
1j | Elect Director Craig Rydin | Management | For | For |
1k | Elect Director Judith Amanda Sourry Knox | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| ||||
ROYAL DUTCH SHELL PLC | ||||
Ticker: RDSB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Dick Boer as Director | Management | For | For |
5 | Elect Andrew Mackenzie as Director | Management | For | For |
6 | Elect Martina Hund-Mejean as Director | Management | For | For |
7 | Re-elect Ben van Beurden as Director | Management | For | For |
8 | Re-elect Neil Carson as Director | Management | For | For |
9 | Re-elect Ann Godbehere as Director | Management | For | For |
10 | Re-elect Euleen Goh as Director | Management | For | For |
11 | Re-elect Charles Holliday as Director | Management | For | For |
12 | Re-elect Catherine Hughes as Director | Management | For | For |
13 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
14 | Re-elect Jessica Uhl as Director | Management | For | For |
15 | Re-elect Gerrit Zalm as Director | Management | For | For |
16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
| ||||
ROYAL KPN NV | ||||
Ticker: KPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Dividends of EUR 12.5 Per Share | Management | For | For |
7 | Approve Discharge of Management Board | Management | For | For |
8 | Approve Discharge of Supervisory Board | Management | For | For |
9 | Ratify Ernst & Young as Auditors | Management | For | For |
10 | Opportunity to Make Recommendations | Management | None | None |
11 | Elect C. Guillouard to Supervisory Board | Management | For | For |
12 | Announce Vacancies on the Supervisory Board | Management | None | None |
13 | Approve Remuneration Policy for Management Board | Management | For | For |
14 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
17 | Grant Board Authority to Issue Shares up to 10 Percent of Issued Capital | Management | For | For |
18 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
19 | Other Business (Non-Voting) | Management | None | None |
20 | Close Meeting | Management | None | None |
| ||||
SAMSUNG ELECTRONICS CO., LTD. | ||||
Ticker: 005930 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2.1 | Elect Han Jong-hee as Inside Director | Management | For | For |
2.2 | Elect Choi Yoon-ho as Inside Director | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| ||||
SCHLUMBERGER N.V. | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patrick de La Chevardiere | Management | For | For |
1b | Elect Director Miguel M. Galuccio | Management | For | For |
1c | Elect Director Olivier Le Peuch | Management | For | For |
1d | Elect Director Tatiana A. Mitrova | Management | For | For |
1e | Elect Director Lubna S. Olayan | Management | For | For |
1f | Elect Director Mark G. Papa | Management | For | For |
1g | Elect Director Leo Rafael Reif | Management | For | For |
1h | Elect Director Henri Seydoux | Management | For | For |
1i | Elect Director Jeff W. Sheets | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SENSATA TECHNOLOGIES HOLDING PLC | ||||
Ticker: ST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew C. Teich | Management | For | For |
1b | Elect Director Jeffrey J. Cote | Management | For | For |
1c | Elect Director John P. Absmeier | Management | For | For |
1d | Elect Director Lorraine A. Bolsinger | Management | For | For |
1e | Elect Director James E. Heppelmann | Management | For | For |
1f | Elect Director Charles W. Peffer | Management | For | For |
1g | Elect Director Constance E. Skidmore | Management | For | For |
1h | Elect Director Steven A. Sonnenberg | Management | For | For |
1i | Elect Director Martha N. Sullivan | Management | For | For |
1j | Elect Director Thomas Wroe, Jr. | Management | For | For |
1k | Elect Director Stephen M. Zide | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Approve Director Compensation Report | Management | For | For |
6 | Ratify Ernst & Young LLP as U.K. Statutory Auditor | Management | For | For |
7 | Authorize Audit Committee to Fix Remuneration of Auditors | Management | For | For |
8 | Accept Financial Statements and Statutory Reports | Management | For | For |
9 | Grant Board Authority to Repurchase Shares | Management | For | For |
10 | Authorize Issue of Equity | Management | For | For |
11 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorize the Board of Directors to Allot Shares Under the Equity Incentive Plans | Management | For | For |
13 | Authorize the Board of Directors to Allot Shares Under the Equity Incentive Plans without Pre-emptive Rights | Management | For | For |
| ||||
SYNOVUS FINANCIAL CORP. | ||||
Ticker: SNV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Tim E. Bentsen | Management | For | For |
1B | Elect Director F. Dixon Brooke, Jr. | Management | For | For |
1C | Elect Director Stephen T. Butler | Management | For | For |
1D | Elect Director Elizabeth W. Camp | Management | For | For |
1E | Elect Director Diana M. Murphy | Management | For | For |
1F | Elect Director Harris Pastides | Management | For | For |
1G | Elect Director Joseph J. Prochaska, Jr. | Management | For | For |
1H | Elect Director John L. Stallworth | Management | For | For |
1I | Elect Director Kessel D. Stelling | Management | For | For |
1J | Elect Director Barry L. Storey | Management | For | For |
1K | Elect Director Teresa White | Management | For | For |
2 | Amend Articles of Incorporation to Eliminate 10-1 Voting Provisions | Management | For | For |
3 | Eliminate Supermajority Vote Requirement | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | ||||
Ticker: HIG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert B. Allardice, III | Management | For | For |
1b | Elect Director Larry D. De Shon | Management | For | For |
1c | Elect Director Carlos Dominguez | Management | For | For |
1d | Elect Director Trevor Fetter | Management | For | For |
1e | Elect Director Kathryn A. Mikells | Management | For | For |
1f | Elect Director Michael G. Morris | Management | For | For |
1g | Elect Director Teresa W. Roseborough | Management | For | For |
1h | Elect Director Virginia P. Ruesterholz | Management | For | For |
1i | Elect Director Christopher J. Swift | Management | For | For |
1j | Elect Director Matt Winter | Management | For | For |
1k | Elect Director Greig Woodring | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
THE KRAFT HEINZ COMPANY | ||||
Ticker: KHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory E. Abel | Management | For | For |
1b | Elect Director Alexandre Behring | Management | For | For |
1c | Elect Director Joao M. Castro-Neves | Management | For | For |
1d | Elect Director Tracy Britt Cool | Management | For | For |
1e | Elect Director John T. Cahill | Management | For | For |
1f | Elect Director Feroz Dewan | Management | For | For |
1g | Elect Director Jeanne P. Jackson | Management | For | For |
1h | Elect Director Jorge Paulo Lemann | Management | For | For |
1i | Elect Director John C. Pope | Management | For | For |
1j | Elect Director Alexandre Van Damme | Management | For | For |
1k | Elect Director George Zoghbi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Protein Diversification | Shareholder | Against | Against |
5 | Report on Efforts to Reduce Pesticide Use in the Company's Supply Chain | Shareholder | Against | For |
| ||||
THE KRAFT HEINZ COMPANY | ||||
Ticker: KHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory E. Abel | Management | For | For |
1b | Elect Director Alexandre Behring | Management | For | For |
1c | Elect Director John T. Cahill | Management | For | For |
1d | Elect Director Joao M. Castro-Neves | Management | For | For |
1e | Elect Director Timothy Kenesey | Management | For | For |
1f | Elect Director Jorge Paulo Lemann | Management | For | For |
1g | Elect Director Susan Mulder | Management | For | For |
1h | Elect Director John C. Pope | Management | For | For |
1i | Elect Director Elio Leoni Sceti | Management | For | For |
1j | Elect Director Alexandre Van Damme | Management | For | For |
1k | Elect Director George Zoghbi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | Against |
| ||||
THE KROGER CO. | ||||
Ticker: KR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nora A. Aufreiter | Management | For | For |
1b | Elect Director Anne Gates | Management | For | For |
1c | Elect Director Karen M. Hoguet | Management | For | For |
1d | Elect Director Susan J. Kropf | Management | For | For |
1e | Elect Director W. Rodney McMullen | Management | For | For |
1f | Elect Director Clyde R. Moore | Management | For | For |
1g | Elect Director Ronald L. Sargent | Management | For | For |
1h | Elect Director Bobby S. Shackouls | Management | For | For |
1i | Elect Director Mark S. Sutton | Management | For | For |
1j | Elect Director Ashok Vemuri | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLC as Auditor | Management | For | For |
4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | For |
5 | Report on Human Rights Due Diligence Process in Operations and Supply Chain | Shareholder | Against | Against |
| ||||
THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Safra A. Catz | Management | For | For |
1d | Elect Director Francis A. deSouza | Management | For | For |
1e | Elect Director Michael B.G. Froman | Management | For | For |
1f | Elect Director Robert A. Iger | Management | For | For |
1g | Elect Director Maria Elena Lagomasino | Management | For | Against |
1h | Elect Director Mark G. Parker | Management | For | For |
1i | Elect Director Derica W. Rice | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
THE WILLIAMS COMPANIES, INC. | ||||
Ticker: WMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
1.3 | Elect Director Nancy K. Buese | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director Charles I. Cogut | Management | For | For |
1.6 | Elect Director Michael A. Creel | Management | For | For |
1.7 | Elect Director Vicki L. Fuller | Management | For | For |
1.8 | Elect Director Peter A. Ragauss | Management | For | For |
1.9 | Elect Director Scott D. Sheffield | Management | For | For |
1.10 | Elect Director Murray D. Smith | Management | For | For |
1.11 | Elect Director William H. Spence | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
TOLL BROTHERS, INC. | ||||
Ticker: TOL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert I. Toll | Management | For | For |
1.2 | Elect Director Douglas C. Yearley, Jr. | Management | For | For |
1.3 | Elect Director Edward G. Boehne | Management | For | For |
1.4 | Elect Director Richard J. Braemer | Management | For | For |
1.5 | Elect Director Stephen F. East | Management | For | For |
1.6 | Elect Director Christine N. Garvey | Management | For | For |
1.7 | Elect Director Karen H. Grimes | Management | For | For |
1.8 | Elect Director Carl B. Marbach | Management | For | For |
1.9 | Elect Director John A. McLean | Management | For | For |
1.10 | Elect Director Stephen A. Novick | Management | For | For |
1.11 | Elect Director Wendell E. Pritchett | Management | For | For |
1.12 | Elect Director Paul E. Shapiro | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
VORNADO REALTY TRUST | ||||
Ticker: VNO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Declaration of Trust to Add a Foreign Ownership Limit | Management | For | For |
| ||||
VORNADO REALTY TRUST | ||||
Ticker: VNO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Roth | Management | For | For |
1.2 | Elect Director Candace K. Beinecke | Management | For | For |
1.3 | Elect Director Michael D. Fascitelli | Management | For | For |
1.4 | Elect Director Beatrice Hamza Bassey | Management | For | For |
1.5 | Elect Director William W. Helman, IV | Management | For | For |
1.6 | Elect Director David M. Mandelbaum | Management | For | For |
1.7 | Elect Director Mandakini Puri | Management | For | For |
1.8 | Elect Director Daniel R. Tisch | Management | For | For |
1.9 | Elect Director Richard R. West | Management | For | For |
1.10 | Elect Director Russell B. Wight, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
VOYA FINANCIAL, INC. | ||||
Ticker: VOYA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lynne Biggar | Management | For | For |
1b | Elect Director Jane P. Chwick | Management | For | For |
1c | Elect Director Kathleen DeRose | Management | For | For |
1d | Elect Director Ruth Ann M. Gillis | Management | For | For |
1e | Elect Director J. Barry Griswell | Management | For | For |
1f | Elect Director Rodney O. Martin, Jr. | Management | For | For |
1g | Elect Director Byron H. Pollitt, Jr. | Management | For | For |
1h | Elect Director Joseph V. Tripodi | Management | For | For |
1i | Elect Director David Zwiener | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
WALGREENS BOOTS ALLIANCE, INC. | ||||
Ticker: WBA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose E. Almeida | Management | For | For |
1b | Elect Director Janice M. Babiak | Management | For | For |
1c | Elect Director David J. Brailer | Management | For | For |
1d | Elect Director William C. Foote | Management | For | For |
1e | Elect Director Ginger L. Graham | Management | For | For |
1f | Elect Director John A. Lederer | Management | For | For |
1g | Elect Director Dominic P. Murphy | Management | For | For |
1h | Elect Director Stefano Pessina | Management | For | For |
1i | Elect Director Nancy M. Schlichting | Management | For | For |
1j | Elect Director James A. Skinner | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Adopt a Policy on Bonus Banking *Withdrawn Resolution* | Shareholder | None | None |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
WELLS FARGO & COMPANY | ||||
Ticker: WFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven D. Black | Management | For | For |
1b | Elect Director Celeste A. Clark | Management | For | For |
1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1d | Elect Director Wayne M. Hewett | Management | For | For |
1e | Elect Director Donald M. James | Management | For | For |
1f | Elect Director Maria R. Morris | Management | For | For |
1g | Elect Director Charles H. Noski | Management | For | For |
1h | Elect Director Richard B. Payne, Jr. | Management | For | For |
1i | Elect Director Juan A. Pujadas | Management | For | For |
1j | Elect Director Ronald L. Sargent | Management | For | For |
1k | Elect Director Charles W. Scharf | Management | For | For |
1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
5 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | For |
6 | Report on Global Median Gender Pay Gap | Shareholder | Against | Against |
| ||||
WESTERN DIGITAL CORPORATION | ||||
Ticker: WDC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kimberly E. Alexy | Management | For | For |
1b | Elect Director Martin I. Cole | Management | For | For |
1c | Elect Director Kathleen A. Cote | Management | For | For |
1d | Elect Director Tunc Doluca | Management | For | For |
1e | Elect Director Len J. Lauer | Management | For | For |
1f | Elect Director Matthew E. Massengill | Management | For | For |
1g | Elect Director Stephen D. Milligan | Management | For | For |
1h | Elect Director Stephanie A. Streeter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
WESTROCK COMPANY | ||||
Ticker: WRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Colleen F. Arnold | Management | For | For |
1b | Elect Director Timothy J. Bernlohr | Management | For | For |
1c | Elect Director J. Powell Brown | Management | For | For |
1d | Elect Director Terrell K. Crews | Management | For | For |
1e | Elect Director Russell M. Currey | Management | For | For |
1f | Elect Director Suzan F. Harrison | Management | For | For |
1g | Elect Director John A. Luke, Jr. | Management | For | For |
1h | Elect Director Gracia C. Martore | Management | For | For |
1i | Elect Director James E. Nevels | Management | For | For |
1j | Elect Director Timothy H. Powers | Management | For | For |
1k | Elect Director Steven C. Voorhees | Management | For | For |
1l | Elect Director Bettina M. Whyte | Management | For | For |
1m | Elect Director Alan D. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Mutual Series Funds
By (Signature and Title)* /s/Matthew T. Hinkle
Matthew T. Hinkle,
Chief Executive Officer – Finance and Administration
Date August 26, 2020
* Print the name and title of each signing officer under his or her signature.