UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
__________
FORM 11-K
FOR ANNUAL REPORTS OF EMPLOYEE STOCK
PURCHASE, SAVINGS AND SIMILAR PLANS
PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
(Mark One):
x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2018
OR
¨ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from ______________ to ______________
Commission File Number 1-9936
EDISON 401(K) SAVINGS PLAN
(Full Title of the Plan)
EDISON INTERNATIONAL
(Name of Issuer)
2244 Walnut Grove Avenue (P.O. Box 976), Rosemead, California 91770
(Address of principal executive office)
Edison 401(k) Savings Plan
____________________________________________________________________________________________________
Financial Statements and Supplemental Schedule
As of December 31, 2018 and 2017 and for the Year Ended December 31, 2018
TABLE OF CONTENTS
|
| | | | |
Report of Independent Registered Public Accounting Firm | |
| |
Financial Statements | |
| Statements of Net Assets Available for Plan Benefits as of December 31, 2018 and 2017 | |
| Statement of Changes in Net Assets Available for Plan Benefits for the year ended December 31, 2018 | |
| Notes to Financial Statements | |
| | | | |
Supplemental Schedule | |
| Form 5500, Schedule H, Line 4i-Schedule of Assets (Held at End of Year) | |
| | | | |
Signature | |
| |
Consent of Independent Registered Public Accounting Firm | Exhibit 23 |
Note: All schedules other than that listed above have been omitted since the information is either disclosed elsewhere in the financial statements or not required by 29 CFR 2520.103-10 of the Department of Labor's Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974, as amended.
Report of Independent Registered Public Accounting Firm
Plan Administrator and Participants
Edison 401(k) Savings Plan
Rosemead, California
Opinion on the Financial Statements
We have audited the accompanying statements of net assets available for plan benefits of the Edison 401(k) Savings Plan (the "Plan") as of December 31, 2018 and 2017, the related statement of changes in net assets available for plan benefits for the year ended December 31, 2018, and the related notes (collectively, the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the net assets available for plan benefits of the Plan as of December 31, 2018 and 2017, and the changes in net assets available for plan benefits for the year ended December 31, 2018, in conformity with accounting principles generally accepted in the United States of America.
Basis for Opinion
These financial statements are the responsibility of the Plan's management. Our responsibility is to express an opinion on the Plan's financial statements based on our audits. We are a public accounting firm registered with the Public Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respect to the Plan in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.
We conducted our audits in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. The Plan is not required to have, nor were we engaged to perform, an audit of its internal control over financial reporting. As part of our audits we are required to obtain an understanding of internal control over financial reporting but not for the purpose of expressing an opinion on the effectiveness of the Plan's internal control over financial reporting. Accordingly, we express no such opinion.
Our audits included performing procedures to assess the risk of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audits also included evaluating the accounting principles used and significant estimates made by the Plan's management, as well as evaluating the overall presentation of the financial statements. We believe that our audits provide a reasonable basis for our opinion.
Supplemental Information
The supplemental information in the accompanying schedule of assets (held at end of year) as of December 31, 2018 has been subjected to audit procedures performed in conjunction with the audit of the Plan's financial statements. The supplemental information is presented for the purpose of additional analysis and is not a required part of the financial statements but included supplemental information required by the Department of Labor's Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. The supplemental information is the responsibility of the Plan's management. Our audit procedures included determining whether the supplemental information reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental information. In forming our opinion on the supplemental information, we evaluated whether the supplemental information, including its form and content, is presented in conformity with the Department of Labor's Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. In our opinion, the supplemental information is fairly stated, in all material respects, in relation to the financial statements as a whole.
BDO USA, LLP
We have served as the Plan's auditor since 2001.
Costa Mesa, California
June 26, 2019
Financial Statements
____________________________________________________________________________________________________
|
| |
Statements of Net Assets Available for Plan Benefits | Edison 401(k) Savings Plan |
|
| | | | | | | |
| December 31, |
(in thousands) | 2018 | | 2017 |
Assets | | | |
Investments, at fair value | $ | 3,957,126 |
| | $ | 4,351,785 |
|
Receivables | | | |
Notes receivable from participants | 83,831 |
| | 83,590 |
|
Dividends receivable | 5,753 |
| | 5,138 |
|
Receivable from brokers and other | 4,700 |
| | 4,199 |
|
Total receivables | 94,284 |
| | 92,927 |
|
Total assets | 4,051,410 |
| | 4,444,712 |
|
| | | |
Liabilities | | | |
Payable to brokers and other | 61,612 |
| | 52,581 |
|
Total liabilities | 61,612 |
| | 52,581 |
|
| | | |
Net assets available for plan benefits | $ | 3,989,798 |
| | $ | 4,392,131 |
|
See accompanying notes to financial statements.
7
|
| |
Statement of Changes in Net Assets Available for Plan Benefits | Edison 401(k) Savings Plan |
|
| | | |
(in thousands) | For the year ended December 31, 2018 |
Additions | |
Interest income on notes receivable from participants | $ | 4,046 |
|
Contributions | |
Employer contributions, net of forfeitures | 74,094 |
|
Participant and rollover contributions | 144,730 |
|
Total net contributions | 218,824 |
|
Total additions | 222,870 |
|
| |
Deductions | |
Investment income (loss) | |
Dividends | 34,418 |
|
Interest income and other | 15,495 |
|
Net depreciation in fair value of investments | (305,403 | ) |
Total investment loss | (255,490 | ) |
Management fees | (6,115 | ) |
Distributions to participants | (363,598 | ) |
Total deductions | (625,203 | ) |
| |
Net decrease | (402,333 | ) |
Net assets available for plan benefits | |
Beginning of year | 4,392,131 |
|
End of year | $ | 3,989,798 |
|
See accompanying notes to financial statements.
8
NOTES TO FINANCIAL STATEMENTS
1. Plan Description
The following description of the Edison 401(k) Savings Plan (the "Plan") provides only general information. The Plan sponsor is the Southern California Edison Company ("SCE", the "Plan Sponsor"). Participants should refer to the summary plan description and Plan document, as amended, for a more complete description of the Plan's provisions.
Nature of Plan
Eligibility
The Plan is a defined-contribution plan with a 401(k) feature, in which qualifying full-time and part-time employees of Edison International (the "Company") and subsidiary companies, including SCE, are eligible to participate. The Plan is subject to the provisions of the Employee Retirement Income Security Act of 1974 ("ERISA"), as amended. An employee, as defined by the Plan document, is eligible to participate in the Plan immediately upon employment.
Contributions
Subject to statutory limits, all participants may defer pre-tax and after-tax dollars up to 84% of eligible pay. Participating employers provide matching contributions up to 6% of a participant's eligible pay. The Company allows employees who have attained age fifty before the close of a Plan year to make catch up contributions subject to Internal Revenue Service ("IRS") limitations. The Plan also accepts rollover contributions from other qualified plans. In addition to the matching contributions mentioned above, employees hired by the Company on or after December 31, 2017 will receive noncontributory employer contributions of 6% for non-represented employees and 4-6%, based on age and service points, for represented employees.
Vesting
Participants immediately vest in their contributions plus actual earnings thereon. Employer contributions plus actual earnings thereon vest at a rate of 20% per year. After five years of service or reaching age 65, all existing and future employer contributions and their related earnings are fully vested.
Forfeitures
At December 31, 2018, there was no unused portion of forfeited non-vested accounts and at December 31, 2017, the unused portion of forfeited non-vested accounts totaled $14,000. These forfeited non-vested accounts are used to offset employer contributions. During 2018, employer contributions were reduced by $1,763,000 from forfeited non-vested accounts.
Plan Trust
Plan assets are held in a trust with State Street Bank and Trust Company (the "Trustee") for the benefit of participants and their beneficiaries. The mutual covenants to which the Plan Sponsor and the Trustee agree are disclosed in the trust agreement between the Plan Sponsor and the Trustee. Participants should refer to the trust agreement for a more complete description of the mutual covenants.
Plan Administration
The Plan is administered by the Southern California Edison Company Benefits Committee (the "Plan Administrator") and Conduent Inc. is the Plan's record keeper. The Plan provides to participants a detailed description of each investment fund choice and lists the respective investment manager.
Administrative and Investment Expenses
The Plan Sponsor pays the cost of administering the Plan, including fees and expenses of the Trustee and record keeper. The fees, taxes and other expenses incurred by the Trustee or investment managers in making investments are paid out of the applicable investment funds. These expenses also include brokerage fees for sales or purchases of Edison International Common Stock on the open market. No additional costs are incurred in connection with sales of Edison International Common Stock within the trust or the transfer of assets between funds.
Mutual funds pay fees to the Plan record keeper for administrative services to participants that would otherwise have to be provided by the mutual funds. The majority of fees received by the Plan record keeper are used to reduce the record keeping and communication expenses of the Plan paid by the Plan Sponsor. See Note 7 for a discussion of related party transactions.
Participant Accounts
Each participant account is adjusted for certain activities, including a participant's contribution, the employer's contribution, distributions, loan activities, and allocation of investment earnings (losses) and related expenses. Allocation of earnings (losses) and related expenses is based on account balances. The benefit to which a participant is entitled is the benefit that can be provided from the vested portion of the participant's account.
Notes Receivable from Participants
Participants may borrow from the vested portion of their account, a minimum of $1,000 to a maximum of $50,000, with certain restrictions. Loan transactions are treated as transfers from (to) the investment fund to (from) participant loans. Loan terms range from one to four years for general purpose loans or up to 15 years for the purchase of a primary residence. Loans bear interest at the prime rate in effect at time of loan issuance plus one percent. Interest rates on outstanding loans range from 4.23% to 10.51% as of December 31, 2018 and mature on various dates through January 2034. Principal and interest are paid ratably through payroll deductions and are reinvested in the participant's account. Some separated participants may repay loan obligations directly, rather than through payroll deductions. Participant loans amounted to approximately $83,831,000 and $83,590,000 as of December 31, 2018 and 2017, respectively.
Distributions to Participants
Account balances are distributed as soon as practicable after a participant dies, becomes entitled to and requests a distribution, or terminates employment with an account balance of $5,000 or less. Participants may otherwise delay distribution, subject to the minimum distribution requirements under Internal Revenue Code ("IRC") Section 401(a)-(9). Participants may receive lump sum distributions. An installment form of distribution payment is also available to certain participants. In-service withdrawals may be taken from after-tax contributions, upon attainment of age 59½, or for certain financial hardships. Participants taking in-service withdrawals will be required to pay all applicable taxes on the withdrawals and may be subject to penalty taxes for early withdrawals taken prior to age 59½. Participants who terminate employment with a vested account balance greater than $1,000 but less than or equal to $5,000 will have their vested account balance automatically rolled over to individual retirement accounts ("IRA") selected by the Chair or Secretary of the Plan Administrator, unless the participants make a timely distribution election.
2. Summary of Significant Accounting Policies
Basis of Accounting
The financial statements are prepared and presented on the accrual basis of accounting and in conformity with U.S. generally accepted accounting principles ("GAAP") applicable to employee benefit plans and ERISA.
Use of Estimates
The preparation of financial statements in conformity with GAAP requires management to make estimates and assumptions that affect the reported amounts of assets, liabilities, and changes therein, and disclosure of contingent assets and liabilities. Actual results could differ materially from those estimates.
Risks and Uncertainties
The Plan's investment in Edison International Common Stock amounted to approximately $441,518,000 and $542,680,000 as of December 31, 2018 and 2017, respectively. Such investments represented approximately 11% and 12% of the Plan's net assets as of December 31, 2018 and 2017, respectively. For risks and uncertainties regarding investment in the Company's common stock, participants should refer to the annual report on Form 10-K for the period ended December 31, 2018, and the quarterly report on Form 10-Q for the period ended March 31, 2019 of Edison International.
The Plan provides for various funds that hold investment securities. Investment securities are exposed to various risks such as interest rate, market, and credit risks. Due to the level of risk associated with certain investment securities and the level of uncertainty related to changes in the value of investment securities, it is at least reasonably possible that changes in risk in the near term could materially affect participants' account balances and the amounts reported in the Statements of Net Assets Available for Plan Benefits and the Statement of Changes in Net Assets Available for Plan Benefits.
The Plan participates in various investment options that include securities of foreign companies, which involve special risks and considerations not typically associated with investing in U.S. companies. These risks include devaluation of currencies, less reliable information about issuers, different securities transaction clearance and settlement practices, and possible adverse political and economic developments. Moreover, securities of many foreign companies and their markets may be less liquid and their prices more volatile than securities of comparable U.S. companies.
Investment Valuation and Income Recognition
The Plan's investments are stated at fair value. Purchases and sales of securities are recorded on a trade-date basis. Interest income is recorded on the accrual basis. Dividends are recorded on the ex-dividend date. See Note 3 for details.
Net Appreciation (Depreciation) in Fair Value of Investments
Realized and unrealized appreciation (depreciation) in the fair value of investments is based on the difference between the fair value of the assets at the beginning of the year, or at the time of assets purchased during the year, and the related fair value on the day investments are sold with respect to realized appreciation (depreciation), or on the last day of the year for unrealized appreciation (depreciation).
Notes Receivable from Participants
Notes receivable from participants are measured at their unpaid principal balance plus any accrued but unpaid interest.
Notes receivable from participants that are in default, as provided in the Plan document, are treated for tax purposes as deemed distributions for active participants or loan offsets for terminated participants and also reported as such in the Form 5500. For the year ended December 31, 2018, there were deemed distributions (excluding repayments) of $32,000 and loan offsets of $2,829,000 related to notes receivable from participants. The loan offsets are included in "Distributions to participants" in the Statements of Changes in Net Assets Available for Plan Benefits.
Distributions to Participants
Distributions to participants, other than notes receivable from participants, are recorded when paid.
New Accounting Guidance
Accounting Guidance Not Yet Adopted
The FASB issued an accounting standards update in June 2016, and further amended the guidance in November 2018 and April 2019, related to the impairment of financial instruments. The new guidance adds an impairment model, known as the current expected credit loss model, which is based on expected losses rather than incurred losses. This guidance applies to debt instruments and trade receivables. This guidance is effective on January 1, 2021. The impact of adopting this new guidance is being evaluated.
In August 2018, the FASB issued an accounting standards update to remove, modify, and add certain disclosure requirements related to fair value measurement. The guidance is effective January 1, 2021, with early adoption permitted. The adoption of this standard is not expected to have a material impact on disclosures.
3. Fair Value Measurements
Fair value is defined as the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date (referred to as an "exit price"). Fair value of an asset or liability considers assumptions that market participants would use in pricing the asset or liability, including assumptions about nonperformance risk. The Plan categorizes financial assets and liabilities into a three-level fair value hierarchy based on valuation inputs used to derive fair value. The hierarchy gives the highest priority to unadjusted quoted market prices in active markets for identical assets or liabilities (Level 1 measurements) and the lowest priority to unobservable inputs (Level 3 measurements). The three levels of the fair value hierarchy are:
| |
• | Level 1: The fair value of Level 1 assets and liabilities is determined using unadjusted quoted prices in active markets that are available at the measurement date for identical assets and liabilities; |
| |
• | Level 2: Pricing inputs other than Level 1 that are observable, either directly or indirectly, such as quoted market prices for similar assets; quoted prices in markets that are not active; or other inputs that are observable or can be corroborated by observable market data for substantially the full term of the financial instrument; and |
| |
• | Level 3: The fair value of Level 3 assets and liabilities is determined using the income approach through various models and techniques that require significant unobservable inputs. The Plan does not have any Level 3 assets and liabilities. |
The asset or liability's fair value measurement level within the fair value hierarchy is based on the lowest level of any input that is significant to the fair value measurement. Valuation techniques maximize the use of observable inputs and minimize the use of unobservable inputs. There were no changes in the valuation methods during 2018 and 2017. Plan assets carried at fair value are described below.
Edison International Common Stock and investments in equity mutual funds are valued at the unadjusted quoted prices in active or highly liquid and transparent markets and are classified as Level 1.
Investments in separately managed accounts (separate accounts) are managed by external investment managers and include the following: Cash and short-term interest bearing investments with initial maturities of three months or less are recorded at cost, plus accrued interest, which approximates fair value. The value of equity investments, real estate investment trusts, and US Treasury investments in separate accounts is based on quoted market prices in active or highly liquid and transparent markets and is therefore classified as Level 1. The fair value of fixed income investments (including asset-backed securities) in separate accounts is based on evaluated prices that reflect significant observable market information but are classified as Level 2 because they trade in markets that are not considered active. Separate accounts also include minor investments in derivative contracts, including options and futures traded in active markets and swap contracts valued at fair value, as determined by the investment managers taking into consideration exchange quotations on underlying instruments, dealer quotations and other market information.
The self-directed brokerage accounts contain investments stated at quoted market prices for equities and mutual funds and therefore are classified as Level 1. Fixed income investments in this category are classified as Level 2.
The preceding methods described may produce a fair value calculation that may not be indicative of net realizable value or reflective of future fair values. Furthermore, although the Plan believes its valuation methods are appropriate and consistent with other market participants, the use of different methodologies or assumptions to determine the fair value of certain financial instruments could result in a different fair value measurement at the reporting date.
The following presents information about the Plan's investments that are measured at fair value on a recurring basis as of December 31, 2018 and 2017, by level within the fair value hierarchy: |
| | | | | | | | | | | | | | | |
| Investments at Fair Value as of December 31, 2018 |
(in thousands) | Level 1 | | Level 2 | | NAV a | | Total |
Edison International common stock fund | $ | 437,721 |
| | $ | — |
| | $ | 3,797 |
| | $ | 441,518 |
|
Money market fund | 575 |
| | — |
| | 409,034 |
| | 409,609 |
|
Self-directed brokerage accounts | 425,811 |
| | 5,890 |
| | — |
| | 431,701 |
|
Mutual fund | 176,519 |
| | — |
| | — |
| | 176,519 |
|
Collective investment funds | — |
| | — |
| | 1,797,962 |
| | 1,797,962 |
|
Separate managed funds: | | | | | | | |
Cash and other short-term investments | 352 |
| | 260 |
| | 14,045 |
| | 14,657 |
|
Mutual funds | — |
| | — |
| | 580 |
| | 580 |
|
Fixed income securities b | 52,132 |
| | 191,391 |
| | — |
| | 243,523 |
|
Common and preferred stocks | 433,961 |
| | — |
| | — |
| | 433,961 |
|
Other | 523 |
| | 6,573 |
| | — |
| | 7,096 |
|
Total separate managed funds | 486,968 |
| | 198,224 |
| | 14,625 |
| | 699,817 |
|
Total investments at fair value | $ | 1,527,594 |
| | $ | 204,114 |
| | $ | 2,225,418 |
| | $ | 3,957,126 |
|
|
| | | | | | | | | | | | | | | |
| Investments at Fair Value as of December 31, 2017 |
(in thousands) | Level 1 | | Level 2 | | NAV a | | Total |
Edison International common stock fund | $ | 534,864 |
| | $ | — |
| | $ | 7,816 |
| | $ | 542,680 |
|
Money market fund | 4,417 |
| | — |
| | 368,333 |
| | 372,750 |
|
Self-directed brokerage accounts | 425,284 |
| | 7,316 |
| | — |
| | 432,600 |
|
Mutual fund | 226,813 |
| | — |
| | — |
| | 226,813 |
|
Collective investment funds | 26,092 |
| | — |
| | 1,989,332 |
| | 2,015,424 |
|
Separate managed funds: | | | | | | | |
Cash and other short-term investments | 1,426 |
| | — |
| | 11,707 |
| | 13,133 |
|
Mutual funds | — |
| | — |
| | 172 |
| | 172 |
|
Fixed income securities b | 59,537 |
| | 172,537 |
| | — |
| | 232,074 |
|
Common and preferred stocks | 505,182 |
| | — |
| | — |
| | 505,182 |
|
Other | 6,662 |
| | 4,295 |
| | — |
| | 10,957 |
|
Total separate managed funds | 572,807 |
| | 176,832 |
| | 11,879 |
| | 761,518 |
|
Total investments at fair value | $ | 1,790,277 |
| | $ | 184,148 |
| | $ | 2,377,360 |
| | $ | 4,351,785 |
|
| |
a | These investments are measured at fair value using the net asset value ("NAV") per share practical expedient and have not been classified in the fair value hierarchy. The fair value amounts presented in this table are intended to permit reconciliation of the fair value hierarchy to the amounts in the Statement of Net Assets Available for Plan Benefits. |
| |
b | The majority of dollar amounts of these securities consist of corporate bonds, U.S. government securities and agency securities including U.S. treasury notes and bonds. |
The Plan determines the fair value for transfers in and transfers out of each level at the end of each reporting period. There were no transfers between level 1, 2 or 3 during 2018 and 2017.
Fund Investments Valued at Net Asset Value per Share as a Practical Expedient
NAV is used as a practical expedient to estimate fair value and is based on the fair value of the underlying investments held by the fund less its liability. This practical expedient is not used if it is determined to be probable that the investment will be sold for an amount different from the reported NAV. The following table summarizes investments measured at fair value based on NAV per share: |
| | | | | | | | | |
| December 31, 2018 |
(in thousands) | Fair Value | | Unfunded Commitments | | Redemption Frequency (if currently eligible) | | Redemption Notice Period |
Money market fund 1 | $ | 426,876 |
| | Not applicable | | Daily | | None |
Mutual fund 2 | 580 |
| | Not applicable | | Daily | | None |
Collective investment funds 3 | 1,797,962 |
| | Not applicable | | Daily | | None |
Total | $ | 2,225,418 |
| | | | | | |
|
| | | | | | | | | |
| December 31, 2017 |
(in thousands) | Fair Value | | Unfunded Commitments | | Redemption Frequency (if currently eligible) | | Redemption Notice Period |
Money market fund 1 | $ | 387,856 |
| | Not applicable | | Daily | | None |
Mutual fund 2 | 172 |
| | Not applicable | | Daily | | None |
Collective investment funds 3 | 1,989,332 |
| | Not applicable | | Daily | | None |
Total | $ | 2,377,360 |
| | | | | | |
| |
1 | For the years ended December 31, 2018 and 2017, the combined money market fund investments of $426,876 and $387,856, respectively, are all invested in the State Street money market fund, including $14,045 and $11,707, respectively, in separate managed funds "Cash and short-term investments," and $3,797 and $7,816, respectively, in the "Edison International common stock fund." |
The State Street money market fund seeks to provide safety of principal, daily liquidity and a competitive yield over the long term. The fund invests in a diversified portfolio of securities including securities guaranteed by the U.S. Government or its agencies; debt securities of domestic or foreign corporations, mortgage-backed and other asset-backed securities, municipal bonds, structured notes, loan participations, revolving credit facilities, repurchase agreements and bank certificates of deposit.
| |
2 | The investment objective of the bond mutual fund within the separately managed accounts is to seek maximum current income, consistent with preservation of capital and daily liquidity. |
| |
3 | For the years ended December 31, 2018 and 2017, collective investment funds consist of fixed income index funds that seek to track the Barclays Capital Aggregate Bond Index, equity index funds that seek to track the performance of the Standard and Poor's 500 index, the Russell 2500 index, and the MSCI AC World Index (excluding the U.S.). |
4. Investment Elections
The Trustee invests contributions in accordance with participant instructions.
Participants may elect changes to their investment mix effective each business day, with certain restrictions. The Plan imposes a seven-day trading restriction for most participants that applies to all funds except the Edison International Common Stock Fund. Reallocation elections are also subject to trading restrictions, redemption fees, or other measures imposed by investment fund managers. Participants may effect changes to their deferral percentages and deferral investment elections coincident with their pay frequency.
5. Investment Options
The transfer of a participant's investment from one fund to any other fund is based on the net asset value of the units allocated to the participant's account, as of close of market on the date of transfer.
As of December 31, 2018, all participants were able to choose from among 19 investment fund offerings. These investment funds consisted of the following:
| |
• | Tier 1 – Ten Target Date Funds: Premixed allocation of stocks, bonds and cash. Each Target Date fund is built from a combination of the Tier 2 core funds and designed to be more conservative over time as each fund approaches its target date. |
| |
• | Tier 2 – Edison International Common Stock Fund and Seven Institutional Funds representing a range of asset classes: large and small U.S. stocks (including Edison International Common Stock), cash equivalents, non-U.S. stocks, real assets and fixed income instruments, with varying degrees of risk and return. |
| |
• | Tier 3 – Self-Directed Brokerage Accounts: Allows participants to select investments from among thousands of publicly traded securities including individual equities, mutual funds, fixed income products, exchange traded funds, real estate investment trusts, and taxable unit investment trusts. |
The Plan Sponsor's Trust Investment Committee may direct the Trustee to establish new investment funds or discontinue existing ones as well as change the investment medium for each investment fund. Participants should refer to the summary plan description for a more complete discussion of the various investment options.
6. Reconciliation of Financial Statements to Form 5500
The following is a reconciliation of net assets available for plan benefits per the financial statements to the Form 5500:
|
| | | | | | | |
| December 31, |
(in thousands) | 2018 | | 2017 |
Net assets available for plan benefits per the financial statements | $ | 3,989,798 |
| | $ | 4,392,131 |
|
Less: Amounts allocated to withdrawing participants | (1 | ) | | (1,557 | ) |
Less: Deemed distributions of participant loans | (1,158 | ) | | — |
|
Net assets available for plan benefits per the Form 5500 | $ | 3,988,639 |
| | $ | 4,390,574 |
|
| | | |
The following is a reconciliation of total deductions per the financial statements to the Form 5500: |
(in thousands) | | | For the year ended December 31, 2018 |
Total distribution to participants per the financial statements | | | $ | 363,598 |
|
Add: Amounts allocated to withdrawing participants at December 31, 2018 | | | 1 |
|
Add: Deemed distributions of participant loans at December 31, 2018 | | | 1,158 |
|
Less: Amounts allocated to withdrawing participants at December 31, 2017 | | | (1,557 | ) |
Benefits paid to participants per the Form 5500 | | | $ | 363,200 |
|
Amounts allocated to withdrawing participants are recorded on the Form 5500 for benefit claims that have been processed and approved for payment prior to December 31 but not paid as of that date. Deemed distributions are defaulted and unpaid participant loans of active participants that are disallowed on the Form 5500.
7. Related-Party Transactions
Certain Plan investments, including investments held in the trust, are shares of funds managed by the Trustee. The Plan also invests in the Edison International Common Stock Fund and receives services from the Plan Sponsor. In addition, the Plan issues loans to participants, see "Notes Receivable from Participants" in Note 1 for more details. These transactions qualify as party-in-interest transactions under ERISA.
The money market fund is managed by State Street Bank and Trust Company, which also serves as the Plan's Trustee. Fees earned by the Trustee in its capacity as fund manager for the Plan were $188,000 for 2018 and were reported as "Management fees" on the Statement of Changes in Net Assets Available for Plan Benefits.
The Plan's investment options include the Company's Common Stock as a fund option. See Note 2 for a discussion of the amount of the Plan's investment in the Company's Common Stock. In addition, State Street Global Advisors, an affiliate of State Street Bank and Trust Company, is the investment manager of the Edison International Common Stock Fund. Fees earned by State Street Global Advisors in its capacity as the investment manager of the Edison International Common Stock Fund were $90,000 for 2018 and were reported as "Management fees" on the Statement of Changes in Net Assets Available for Plan Benefits.
Certain investment fund managers have provided credits to Conduent Inc. of $821,000 for administrative and other services rendered to the Plan by the Plan Sponsor. These credits were used to reduce Conduent Inc.'s charge to the Plan Sponsor for services provided to the Plan.
See Note 10 regarding Edison International Common Stock Fund dividend payments.
8. Plan Termination
Although it has not expressed intent to do so, the Plan Sponsor has the right under the Plan to discontinue its contributions at any time and to terminate the Plan subject to the provisions of ERISA. In the event of Plan termination, participants will become fully vested in their accounts. The Trust will continue after termination until all Trust assets have been distributed to participants and their beneficiaries.
9. Tax Status
The IRS has determined and informed the Plan Sponsor by a letter dated June 15, 2017 that the Plan and related trust are designed in accordance with the applicable qualification sections of the IRC. The Plan has been amended since receiving the determination letter. However, the Plan Administrator believes that the Plan, as amended, is designed in compliance with the applicable qualification requirements of the IRC, and that the Plan continues to be tax exempt. In addition, the Plan Administrator is not aware of any unaddressed operational issues for which corrective action is not being taken that will prevent the continuation of the Plan's qualified tax status.
10. Employee Stock Ownership Plan
The Edison International Common Stock Fund constitutes an employee stock ownership plan that allows for the current distribution of dividends to the accounts of all participants through the Plan. Such distributions amounted to approximately $2,775,000 for the year ended December 31, 2018. On December 6, 2018, the Board of Directors of Edison International declared a common stock dividend of $0.6125 per share which was paid on January 31, 2019 to the shareholders of record as of December 31, 2018. As the record date was at year end, dividend income of $0.6125 per share amounting to approximately $4,701,000 was accrued and included in "Dividends receivable" in the accompanying financial statements at December 31, 2018. For the year ended December 31, 2017, $5,137,000 was accrued in dividend receivable and paid on January 31, 2018.
Supplemental Schedule
____________________________________________________________________________________________________
|
| |
Form 5500 Schedule H, Line 4i - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | | EIN: 95-1240335 |
| | | | Plan Number: 002 |
| | | | | |
(a) | (b) | | (c) | (d) | (e) |
| Identity of Issue, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | Cost** | Current Value (in thousands) |
Edison International common stock fund |
* | Edison International | | Common stock - no par value | | $ | 441,518 |
|
Money market fund |
* | State Street Bank & Trust Co. | | Money market fund - collective instrument in the State Street Bank short-term income fund | | 409,609 |
|
Investment funds |
| BlackRock Global Investors | | Collective investment in the core Standard & Poor 500 index fund | | 809,837 |
|
| PIMCO*** | | Separate managed account in the core bond fund | | 157,171 |
|
| BlackRock Global Investors | | Collective investment in the core bond fund | | 97,614 |
|
| Dodge & Cox*** | | Separate managed account in the core bond fund | | 99,668 |
|
| Harding Loevner | | Collective investment in the core international stock fund | | 184,720 |
|
| Dodge & Cox | | Mutual fund in the core international stock fund | | 176,519 |
|
| BlackRock Global Investors | | Collective investment in the core international stock fund | | 178,824 |
|
| BlackRock Global Investors | | Collective investment in the core Standard & Poor 500 index (large company stock) fund | | 171,379 |
|
| Jackson Square Partners*** | | Separate managed account in the core U.S. small-medium company stock fund | | 53,826 |
|
| BlackRock Global Investors | | Collective investment in the core U.S. small-medium company stock fund | | 101,894 |
|
| Next Century*** | | Separate managed account in the core U.S. small-medium company stock fund | | 12 |
|
| AJO Partners*** | | Separate managed account in the core U.S. small-medium company stock fund | | 46,956 |
|
| Loomis Sayles*** | | Separate managed account in the core U.S. large company stock fund | | 183,264 |
|
| T. Rowe Price*** | | Separate managed account in the core U.S. large company stock fund | | 158,920 |
|
| Blackrock Global Investors | | Collective Investment in core real assets fund | | 52,385 |
|
| Blackrock Global Investors | | Collective Investment in global real estate investment trust fund | | 23,493 |
|
| Blackrock Global Investors | | Collective Investment in short term treasury inflation protected securities fund | | 61,110 |
|
| Blackrock Global Investors | | Collective Investment in the commodities fund | | 18,788 |
|
| Cardinal Capital | | Collective investment in the core U.S. small-medium company stock fund | | 50,626 |
|
| Hood River Capital | | Collective investment in the core U.S. small-medium company stock fund | | 47,292 |
|
| | | Total common collective, separate managed and mutual funds | | 2,674,298 |
|
Self-directed brokerage accounts |
| Charles Schwab | | Self-directed brokerage accounts | | 431,701 |
|
| | | Total investments | | 3,957,126 |
|
Notes receivable from participants |
* | Notes receivable from participants | | Loans with maturities varying from one to four years (or up to 15 years for purchase of a primary residence) and interest rates of 4.23% to 10.51% | | 83,831 |
|
| | | Total | | $ | 4,040,957 |
|
| |
** | Investments are participant-directed; therefore, disclosure of cost is not required. |
*** See investment details of the separate managed investments in the appendix of the Schedule of Assets.
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) |
| (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value |
| Current Value (in thousands) |
| PIMCO | | AT+T INC SR UNSECURED 07/21 VAR | | $ | 698 |
|
| | | ABBVIE INC SR UNSECURED 11/22 2.9 | | 292 |
|
| | | ABBVIE INC SR UNSECURED 05/21 2.3 | | 391 |
|
| | | ABBVIE INC SR UNSECURED 05/23 2.85 | | 289 |
|
| | | ACTIVISION BLIZZARD SR UNSECURED 06/22 2.6 | | 776 |
|
| | | AERCAP IRELAND CAP/GLOBA COMPANY GUAR 07/22 4.625 | | 301 |
|
| | | AIR LEASE CORP SR UNSECURED 09/23 3 | | 282 |
|
| | | AIR LEASE CORP SR UNSECURED 01/20 2.125 | | 493 |
|
| | | AIRCASTLE LTD SR UNSECURED 03/21 5.125 | | 102 |
|
| | | AIRCASTLE LTD SR UNSECURED 02/22 5.5 | | 307 |
|
| | | ALIBABA GROUP HOLDING SR UNSECURED 06/23 2.8 | | 194 |
|
| | | FNMA TBA 30 YR 3 SINGLE FAMILY MORTGAGE | | 8,870 |
|
| | | FNMA TBA 15 YR 3.5 SINGLE FAMILY MORTGAGE | | 1,011 |
|
| | | FNMA TBA 30 YR 3.5 SINGLE FAMILY MORTGAGE | | 8,892 |
|
| | | FNMA TBA 30 YR 4 SINGLE FAMILY MORTGAGE | | 5,703 |
|
| | | ALLSTATE CORP SR UNSECURED 03/21 VAR | | 198 |
|
| | | ALLY FINANCIAL INC COMPANY GUAR 01/19 3.5 | | 300 |
|
| | | ALLY FINANCIAL INC SR UNSECURED 03/20 4.125 | | 395 |
|
| | | AMERICAN ELECTRIC POWER SR UNSECURED 12/22 2.95 | | 196 |
|
| | | AMERICAN ELECTRIC POWER SR UNSECURED 11/20 2.15 | | 98 |
|
| | | AMERICAN EXPRESS CO SR UNSECURED 08/23 3.7 | | 501 |
|
| | | AMERICAN TOWER CORP SR UNSECURED 09/20 5.05 | | 102 |
|
| | | AMERICAN TOWER CORP SR UNSECURED 01/23 3.5 | | 98 |
|
| | | AMERICAN TOWER CORP SR UNSECURED 01/22 2.25 | | 383 |
|
| | | AMGEN INC SR UNSECURED 05/19 2.2 | | 647 |
|
| | | AMGEN INC SR UNSECURED 05/20 VAR | | 300 |
|
| | | ANDEAVOR LOGIS LP/CORP COMPANY GUAR 12/22 3.5 | | 97 |
|
| | | MORGAN STANLEY/CASH COLL DOMESTIC MASTER FORWARD | | (590 | ) |
| | | ANTHEM INC SR UNSECURED 12/22 2.95 | | 488 |
|
| | | APTIV PLC COMPANY GUAR 11/20 3.15 | | 297 |
|
| | | VEREIT OPERATING PARTNER COMPANY GUAR 02/19 3 | | 200 |
|
| | | ARROW ELECTRONICS INC SR UNSECURED 04/22 3.5 | | 99 |
|
| | | ASTRAZENECA PLC SR UNSECURED 08/23 VAR | | 195 |
|
| | | AUTONATION INC COMPANY GUAR 01/21 3.35 | | 99 |
|
| | | BANK OF AMERICA CORP SR UNSECURED 01/23 3.3 | | 295 |
|
| | | BANK OF AMERICA CORP SR UNSECURED 01/23 VAR | | 492 |
|
| | | BANK OF AMERICA CORP SR UNSECURED 07/21 VAR | | 295 |
|
| | | BANK OF NY MELLON CORP SR UNSECURED 10/23 VAR | | 300 |
|
| | | BARCLAYS PLC SR UNSECURED 08/21 3.2 | | 292 |
|
| | | BARCLAYS PLC SR UNSECURED 05/24 VAR | | 875 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) |
| (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value |
| Current Value (in thousands) |
| PIMCO | | BARCLAYS PLC SR UNSECURED 05/24 VAR | | $ | 286 |
|
| | | BEAR STEARNS ADJUSTABLE RATE M BSARM 2004 10 11A1 | | 213 |
|
| | | BECTON DICKINSON AND CO SR UNSECURED 06/22 VAR | | 294 |
|
| | | BOC AVIATION LTD SR UNSECURED REGS 09/22 2.75 | | 192 |
|
| | | BRIXMOR OPERATING PART SR UNSECURED 02/22 VAR | | 498 |
|
| | | BROADCOM CRP / CAYMN FI COMPANY GUAR 01/22 3 | | 1,154 |
|
| | | CBS CORP COMPANY GUAR 02/23 2.5 | | 283 |
|
| | | CNH INDUSTRIAL CAP LLC COMPANY GUAR 11/20 4.375 | | 302 |
|
| | | CNH INDUSTRIAL CAP LLC COMPANY GUAR 04/21 4.875 | | 203 |
|
| | | CSAIL COMMERCIAL MORTGAGE TRUS CSAIL 2015 C3 ASB | | 503 |
|
| | | CVS HEALTH CORP SR UNSECURED 03/23 3.7 | | 396 |
|
| | | CVS HEALTH CORP SR UNSECURED 03/20 3.125 | | 1,098 |
|
| | | COUNTRYWIDE ALTERNATIVE LOAN T CWALT 2004 28CB 5A1 | | 149 |
|
| | | COUNTRYWIDE HOME LOANS CWHL 2004 HYB2 6A | | 92 |
|
| | | CALIFORNIA ST CAS 04/47 FLOATING VAR | | 402 |
|
| | | CAMPBELL SOUP CO SR UNSECURED 03/20 VAR | | 694 |
|
| | | CAMPBELL SOUP CO SR UNSECURED 03/23 3.65 | | 780 |
|
| | | CAPITAL ONE FINANCIAL CO SR UNSECURED 05/20 VAR | | 500 |
|
| | | CAPITAL ONE MULTI ASSET EXECUT COMET 2016 A1 A1 | | 300 |
|
| | | CARDINAL HEALTH INC SR UNSECURED 11/19 2.4 | | 496 |
|
| | | CARDINAL HEALTH INC SR UNSECURED 06/22 2.616 | | 385 |
|
| | | CARLISLE COS INC SR UNSECURED 12/24 3.5 | | 96 |
|
| | | CELGENE CORP SR UNSECURED 08/22 3.55 | | 198 |
|
| | | CENTERPOINT ENERGY RES SR UNSECURED 04/23 3.55 | | 300 |
|
| | | CHARTER COMM OPT LLC/CAP SR SECURED 07/20 3.579 | | 100 |
|
| | | CHARTER COMM OPT LLC/CAP SR SECURED 07/22 4.464 | | 909 |
|
| | | CHICAGO IL CHI 01/22 FIXED 5.63 | | 202 |
|
| | | CITIGROUP INC SR UNSECURED 04/22 2.75 | | 583 |
|
| | | CITIGROUP INC SR UNSECURED 07/23 VAR | | 194 |
|
| | | CITIGROUP MORTGAGE LOAN TRUST CMLTI 2005 8 3A1 | | 148 |
|
| | | COMCAST CORP COMPANY GUAR 10/20 VAR | | 299 |
|
| | | CONAGRA BRANDS INC SR UNSECURED 10/21 3.8 | | 300 |
|
| | | CONSTELLATION BRANDS INC COMPANY GUAR 05/22 2.7 | | 290 |
|
| | | CONSTELLATION BRANDS INC COMPANY GUAR 11/22 2.65 | | 191 |
|
| | | EXELON CORP SR UNSECURED 12/20 5.15 | | 306 |
|
| | | COOPERAT RABOBANK UA/NY SR UNSECURED 04/21 3.125 | | 398 |
|
| | | COVIDIEN INTL FINANCE SA COMPANY GUAR 06/22 3.2 | | 199 |
|
| | | CRED SUIS GP FUN LTD COMPANY GUAR 09/22 3.8 | | 596 |
|
| | | CRED SUIS GP FUN LTD COMPANY GUAR 04/26 4.55 | | 297 |
|
| | | CROWN CASTLE INTL CORP SR UNSECURED 04/22 4.875 | | 103 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| PIMCO | | CROWN CASTLE INTL CORP SR UNSECURED 02/21 3.4 | | $ | 100 |
|
| | | CROWN CASTLE INTL CORP SR UNSECURED 09/21 2.25 | | 97 |
|
| | | D.R. HORTON INC COMPANY GUAR 02/20 4 | | 300 |
|
| | | DXC TECHNOLOGY CO SR UNSECURED 03/21 VAR | | 461 |
|
| | | DELTA AIR LINES INC SR UNSECURED 03/22 3.625 | | 294 |
|
| | | DELTA AIR LINES INC SR UNSECURED 03/20 2.875 | | 199 |
|
| | | DELTA AIR LINES INC SR UNSECURED 04/21 3.4 | | 99 |
|
| | | DEUTSCHE BANK NY SR UNSECURED 11/22 3.3 | | 463 |
|
| | | DEUTSCHE BANK NY SR UNSECURED 01/21 3.15 | | 387 |
|
| | | DEUTSCHE BANK AG SR UNSECURED 05/19 VAR | | 498 |
|
| | | DISCOVERY COMMUNICATIONS COMPANY GUAR 09/19 VAR | | 100 |
|
| | | DISCOVERY COMMUNICATIONS COMPANY GUAR 03/23 2.95 | | 96 |
|
| | | DISH DBS CORP COMPANY GUAR 09/19 7.875 | | 408 |
|
| | | DOMINION ENERGY GAS HLDG SR UNSECURED 11/20 2.8 | | 99 |
|
| | | DOWDUPONT INC SR UNSECURED 11/20 3.766 | | 404 |
|
| | | KEURIG DR PEPPER INC COMPANY GUAR 11/21 2.53 | | 290 |
|
| | | DUKE ENERGY CORP SR UNSECURED 09/21 3.55 | | 100 |
|
| | | DUKE ENERGY CORP SR UNSECURED 08/22 3.05 | | 392 |
|
| | | EMC CORP SR UNSECURED 06/20 2.65 | | 96 |
|
| | | EQT CORP SR UNSECURED 10/22 3 | | 569 |
|
| | | EQM MIDSTREAM PARTNERS L SR UNSECURED 07/23 4.75 | | 399 |
|
| | | EBAY INC SR UNSECURED 01/23 2.75 | | 96 |
|
| | | EBAY INC SR UNSECURED 01/23 VAR | | 495 |
|
| | | EMERA US FINANCE LP COMPANY GUAR 06/21 2.7 | | 195 |
|
| | | ENBRIDGE INC COMPANY GUAR 06/20 VAR | | 199 |
|
| | | ENBRIDGE INC COMPANY GUAR 01/20 VAR | | 199 |
|
| | | ENERGY TRANSFER OPERATNG COMPANY GUAR 04/19 9 | | 305 |
|
| | | ENTERGY CORP SR UNSECURED 07/22 4 | | 202 |
|
| | | ENTERPRISE PRODUCTS OPER COMPANY GUAR 02/22 4.05 | | 102 |
|
| | | EVERSOURCE ENERGY SR UNSECURED 03/22 2.75 | | 98 |
|
| | | EXELON GENERATION CO LLC SR UNSECURED 03/22 3.4 | | 197 |
|
| | | EXPRESS SCRIPTS HOLDING COMPANY GUAR 11/22 3.05 | | 97 |
|
| | | FANNIE MAE NOTES 08/19 1.25 | | 297 |
|
| | | FANNIE MAE FNR 2012 55 PC | | 1,720 |
|
| | | FANNIE MAE FNR 2013 36 JI | | 107 |
|
| | | FANNIE MAE FNR 2015 38 DF | | 116 |
|
| | | FANNIE MAE FNR 2015 87 BF | | 145 |
|
| | | FHLMC MULTIFAMILY STRUCTURED P FHMS KF11 A | | 133 |
|
| | | FREDDIE MAC NOTES 10/19 1.25 | | 375 |
|
| | | FNMA POOL 471600 FN 06/22 FIXED 2.64 | | 279 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| PIMCO | | FNMA POOL AH8434 FN 04/41 FIXED 5 | | $ | 10 |
|
| | | FNMA POOL AL1983 FN 05/22 FIXED VAR | | 421 |
|
| | | FNMA POOL AL5853 FN 05/44 FIXED VAR | | 453 |
|
| | | FNMA POOL AL8946 FN 08/46 FIXED VAR | | 2,206 |
|
| | | FNMA POOL AW3558 FN 05/29 FIXED 3 | | 222 |
|
| | | FANNIE MAE FNR 2004 10 ZB | | 69 |
|
| | | FREDDIE MAC FHR 2882 ZC | | 13 |
|
| | | FNMA POOL 725236 FN 03/34 FIXED VAR | | 7 |
|
| | | FNMA POOL 888638 FN 09/37 FIXED VAR | | 175 |
|
| | | FNMA POOL 894948 FN 08/36 FIXED 6 | | 13 |
|
| | | FNMA POOL 995279 FN 12/38 FIXED VAR | | 9 |
|
| | | FNMA POOL AE0515 FN 04/40 FIXED VAR | | 14 |
|
| | | FIDELITY NATIONAL INFORM SR UNSECURED 08/21 2.25 | | 24 |
|
| | | FIRSTENERGY CORP SR UNSECURED 07/22 2.85 | | 390 |
|
| | | FLEX LTD SR UNSECURED 02/23 5 | | 300 |
|
| | | FORD MOTOR CREDIT CO LLC SR UNSECURED 02/21 5.75 | | 306 |
|
| | | FORD MOTOR CREDIT CO LLC SR UNSECURED 01/21 3.2 | | 291 |
|
| | | FORD MOTOR CREDIT CO LLC SR UNSECURED 04/21 3.47 | | 486 |
|
| | | FORD MOTOR CREDIT CO LLC SR UNSECURED 02/23 4.14 | | 285 |
|
| | | FORD MOTOR CREDIT CO LLC SR UNSECURED 10/21 VAR | | 288 |
|
| | | FORTUNE BRANDS HOME + SE SR UNSECURED 09/23 4 | | 297 |
|
| | | GATX CORP SR UNSECURED 07/19 2.5 | | 298 |
|
| | | GENERAL MILLS INC SR UNSECURED 04/21 VAR | | 197 |
|
| | | GENERAL MOTORS CO SR UNSECURED 08/20 VAR | | 99 |
|
| | | GENERAL MOTORS FINL CO COMPANY GUAR 01/22 VAR | | 99 |
|
| | | GENERAL MOTORS FINL CO COMPANY GUAR 01/22 3.45 | | 388 |
|
| | | GOLDMAN SACHS GROUP INC SR UNSECURED 07/24 3.85 | | 929 |
|
| | | GOLDMAN SACHS GROUP INC SR UNSECURED 07/23 VAR | | 291 |
|
| | | GOVERNMENT NATIONAL MORTGAGE A GNR 2016 H11 F | | 268 |
|
| | | GOVERNMENT NATIONAL MORTGAGE A GNR 2017 H09 FB | | 398 |
|
| | | GOVERNMENT NATIONAL MORTGAGE A GNR 2015 H16 FM | | 317 |
|
| | | GOVERNMENT NATIONAL MORTGAGE A GNR 2015 H20 FB | | 159 |
|
| | | GOVERNMENT NATIONAL MORTGAGE A GNR 2015 H20 FC | | 488 |
|
| | | GOVERNMENT NATIONAL MORTGAGE A GNR 2015 H22 FC | | 382 |
|
| | | GOVERNMENT NATIONAL MORTGAGE A GNR 2015 H30 FB | | 106 |
|
| | | GOVERNMENT NATIONAL MORTGAGE A GNR 2015 H29 FA | | 133 |
|
| | | HSBC HOLDINGS PLC SR UNSECURED 05/21 2.95 | | 494 |
|
| | | HSBC HOLDINGS PLC SR UNSECURED 05/24 VAR | | 298 |
|
| | | HSBC HOLDINGS PLC SR UNSECURED 06/29 VAR | | 297 |
|
| | | HARRIS CORPORATION SR UNSECURED 04/20 VAR | | 100 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| PIMCO | | HARRIS CORPORATION SR UNSECURED 02/19 VAR | | $ | 200 |
|
| | | BRITISH TRA INTL FINANCE COMPANY GUAR REGS 11/21 0.0000 | | 89 |
|
| | | HP ENTERPRISE CO SR UNSECURED 10/21 VAR | | 496 |
|
| | | HOSPITALITY PROP TRUST SR UNSECURED 02/21 4.25 | | 201 |
|
| | | IMPAC SECURED ASSETS CORP. IMSA 2006 5 2A | | 148 |
|
| | | INDYMAC INDA MORTGAGE LOAN TRU INDA 2005 AR1 3A1 | | 222 |
|
| | | ING GROEP NV SR UNSECURED 10/23 4.1 | | 200 |
|
| | | INTL BK RECON + DEVELOP SR UNSECURED 10/20 2 | | 790 |
|
| | | INTL FLAVOR + FRAGRANCES SR UNSECURED 09/20 3.4 | | 200 |
|
| | | INTL LEASE FINANCE CORP SR UNSECURED 12/20 8.25 | | 108 |
|
| | | INTL LEASE FINANCE CORP SR UNSECURED 05/19 6.25 | | 303 |
|
| | | INTL LEASE FINANCE CORP SR UNSECURED 01/22 8.625 | | 222 |
|
| | | INTL LEASE FINANCE CORP SR UNSECURED 08/22 5.875 | | 105 |
|
| | | INTERPUBLIC GROUP COS SR UNSECURED 03/22 4 | | 101 |
|
| | | INTERPUBLIC GROUP COS SR UNSECURED 10/20 3.5 | | 400 |
|
| | | IPALCO ENTERPRISES INC SR SECURED 07/20 3.45 | | 100 |
|
| | | JP MORGAN MORTGAGE TRUST JPMMT 2005 A5 2A2 | | 523 |
|
| | | JPMORGAN CHASE + CO SR UNSECURED 06/21 2.4 | | 391 |
|
| | | JPMORGAN CHASE + CO SR UNSECURED 04/23 VAR | | 582 |
|
| | | JPMORGAN CHASE + CO SR UNSECURED 04/24 VAR | | 198 |
|
| | | JPMORGAN CHASE + CO SR UNSECURED 04/24 VAR | | 193 |
|
| | | KLA TENCOR CORP SR UNSECURED 11/21 4.125 | | 102 |
|
| | | KLA TENCOR CORP SR UNSECURED 11/24 4.65 | | 307 |
|
| | | KINDER MORGAN INC COMPANY GUAR 01/23 VAR | | 195 |
|
| | | KRAFT HEINZ FOODS CO COMPANY GUAR 06/22 3.5 | | 99 |
|
| | | KRAFT HEINZ FOODS CO COMPANY GUAR 07/22 3.5 | | 394 |
|
| | | KRAFT HEINZ FOODS CO COMPANY GUAR 06/23 4 | | 199 |
|
| | | LG+E AND KU ENERGY LLC SR UNSECURED 10/21 4.375 | | 102 |
|
| | | LAM RESEARCH CORP SR UNSECURED 03/25 3.8 | | 500 |
|
| | | LLOYDS BANK PLC COMPANY GUAR 05/21 3.3 | | 399 |
|
| | | LLOYDS BANKING GROUP PLC SR UNSECURED 06/21 VAR | | 396 |
|
| | | MPLX LP SR UNSECURED 03/23 3.375 | | 194 |
|
| | | MARATHON OIL CORP SR UNSECURED 11/22 2.8 | | 188 |
|
| | | MASCO CORP SR UNSECURED 03/20 7.125 | | 41 |
|
| | | MASCO CORP SR UNSECURED 04/21 3.5 | | 100 |
|
| | | MASTR ASSET BACKED SECURITIES MABS 2006 AM1 A3 | | 50 |
|
| | | MCCORMICK + CO SR UNSECURED 08/24 3.15 | | 289 |
|
| | | MERRILL LYNCH MORTGAGE INVESTO MLMI 2003 A2 2A2 | | 33 |
|
| | | MLCC MORTGAGE INVESTORS INC MLCC 2004 G A1 | | 51 |
|
| | | MITSUBISHI UFJ FIN GRP SR UNSECURED 09/21 2.19 | | 483 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| PIMCO | | MITSUBISHI UFJ FIN GRP SR UNSECURED 07/22 2.665 | | $ | 292 |
|
| | | MITSUBISHI UFJ FIN GRP SR UNSECURED 07/23 VAR | | 395 |
|
| | | MIZUHO FINANCIAL GROUP SR UNSECURED 09/21 2.273 | | 484 |
|
| | | MIZUHO FINANCIAL GROUP SR UNSECURED 02/22 VAR | | 200 |
|
| | | MIZUHO FINANCIAL GROUP SR UNSECURED 09/22 VAR | | 496 |
|
| | | MOLSON COORS BREWING CO COMPANY GUAR 07/21 2.1 | | 96 |
|
| | | MONDELEZ INTERNATIONAL SR UNSECURED 05/23 3.625 | | 501 |
|
| | | MORGAN STANLEY SR UNSECURED 07/22 VAR | | 296 |
|
| | | MORGAN STANLEY CAPITAL INC MSAC 2004 WMC2 M1 | | 175 |
|
| | | NABORS INDUSTRIES INC COMPANY GUAR 09/20 5 | | 289 |
|
| | | NATIONAL AUSTRALIA BK/NY SR UNSECURED 07/21 1.875 | | 385 |
|
| | | NAVIENT CORP SR UNSECURED 07/21 6.625 | | 289 |
|
| | | NETAPP INC SR UNSECURED 06/21 3.375 | | 100 |
|
| | | NEW JERSEY ST ECON DEV AUTH RE NJSDEV 06/21 FIXED 4.521 | | 307 |
|
| | | NEXTERA ENERGY CAPITAL COMPANY GUAR 09/19 VAR | | 300 |
|
| | | NISOURCE INC SR UNSECURED 11/22 2.65 | | 191 |
|
| | | NORTHROP GRUMMAN CORP SR UNSECURED 01/25 2.93 | | 285 |
|
| | | NORTHROP GRUMMAN CORP SR UNSECURED 10/22 2.55 | | 290 |
|
| | | ONEOK INC COMPANY GUAR 02/22 4.25 | | 101 |
|
| | | OWENS CORNING SR UNSECURED 12/22 4.2 | | 496 |
|
| | | OWENS CORNING SR UNSECURED 12/24 4.2 | | 248 |
|
| | | PETROBRAS GLOBAL FINANCE COMPANY GUAR 01/22 6.125 | | 209 |
|
| | | PIMCO FDS SHORT TERM FLTG NAV MUTUAL FUND | | 580 |
|
| | | PIONEER NATURAL RESOURCE SR UNSECURED 07/22 3.95 | | 100 |
|
| | | PLAINS ALL AMER PIPELINE SR UNSECURED 01/20 5.75 | | 305 |
|
| | | PLAINS ALL AMER PIPELINE SR UNSECURED 11/24 3.6 | | 285 |
|
| | | PROGRESS ENERGY INC SR UNSECURED 03/19 7.05 | | 302 |
|
| | | PUBLIC SERVICE ENTERPRIS SR UNSECURED 11/22 2.65 | | 97 |
|
| | | QVC INC SR SECURED 07/22 5.125 | | 202 |
|
| | | QUALCOMM INC SR UNSECURED 01/23 VAR | | 298 |
|
| | | REALTY INCOME CORP SR UNSECURED 10/22 3.25 | | 99 |
|
| | | RELX CAPITAL INC COMPANY GUAR 01/19 8.625 | | 200 |
|
| | | ENRGY TRANS PT/REG FIN COMPANY GUAR 09/20 5.75 | | 308 |
|
| | | REYNOLDS AMERICAN INC COMPANY GUAR 06/22 4 | | 297 |
|
| | | ROYAL BK SCOTLND GRP PLC SR UNSECURED 06/24 VAR | | 491 |
|
| | | SLC STUDENT LOAN TRUST SLCLT 2006 2 A5 | | 350 |
|
| | | SLM STUDENT LOAN TRUST SLMA 2005 3 A5 | | 201 |
|
| | | SLM CORP SR UNSECURED 04/22 5.125 | | 97 |
|
| | | SL GREEN OPERATING PARTN COMPANY GUAR 08/21 VAR | | 100 |
|
| | | SLC STUDENT LOAN TRUST SLCLT 2010 1 A | | 53 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| PIMCO | | SABINE PASS LIQUEFACTION SR SECURED 02/21 5.625 | | $ | 721 |
|
| | | SABINE PASS LIQUEFACTION SR SECURED 03/22 6.25 | | 105 |
|
| | | SAN FRANCISCO CITY CNTY CA C SFOCTF 11/41 FIXED 6.487 | | 1,946 |
|
| | | SANTANDER UK GROUP HLDGS SR UNSECURED 08/21 2.875 | | 193 |
|
| | | SANTANDER UK PLC SR UNSECURED 06/21 3.4 | | 497 |
|
| | | SEMPRA ENERGY SR UNSECURED 01/21 VAR | | 295 |
|
| | | SHIRE ACQ INV IRELAND DA COMPANY GUAR 09/21 2.4 | | 677 |
|
| | | SOUTHERN CO SR UNSECURED 06/20 2.75 | | 396 |
|
| | | SOUTHERN CO SR UNSECURED 07/21 2.35 | | 97 |
|
| | | SOUTHWESTERN ENERGY CO COMPANY GUAR 01/25 6.2 | | 290 |
|
| | | SPRINGLEAF FINANCE CORP COMPANY GUAR 12/19 5.25 | | 401 |
|
| | | SPRINT CAPITAL CORP COMPANY GUAR 05/19 6.9 | | 301 |
|
| | | STATE STREET BANK + TRUST CO SHORT TERM INVESTMENT FUND | | 697 |
|
| | | STRUCTURED ADJUSTABLE RATE MOR SARM 2004 12 9A | | 204 |
|
| | | STRUCTURED ADJUSTABLE RATE MOR SARM 2005 2 A2 | | 71 |
|
| | | SUMITOMO MITSUI FINL GRP SR UNSECURED 07/21 2.058 | | 484 |
|
| | | SUMITOMO MITSUI FINL GRP SR UNSECURED 10/21 2.442 | | 390 |
|
| | | SUMITOMO MITSUI FINL GRP SR UNSECURED 07/22 VAR | | 298 |
|
| | | SUMITOMO MITSUI FINL GRP SR UNSECURED 10/23 3.936 | | 610 |
|
| | | SUNOCO LOGISTICS PARTNER COMPANY GUAR 02/22 4.65 | | 102 |
|
| | | TECH DATA CORP SR UNSECURED 02/22 3.7 | | 294 |
|
| | | TELEFONICA EMISIONES SAU COMPANY GUAR 07/19 5.877 | | 303 |
|
| | | TELEFONICA EMISIONES SAU COMPANY GUAR 04/20 5.134 | | 306 |
|
| | | TEVA PHARMACEUTICALS NE COMPANY GUAR 07/19 1.7 | | 50 |
|
| | | TEVA PHARMACEUTICALS NE COMPANY GUAR 07/23 2.8 | | 431 |
|
| | | THERMO FISHER SCIENTIFIC SR UNSECURED 02/22 3.3 | | 299 |
|
| | | THORNBURG MORTGAGE SECURITIES TMST 2006 5 A1 | | 68 |
|
| | | WARNER MEDIA LLC COMPANY GUAR 01/22 4 | | 101 |
|
| | | TIME WARNER CABLE LLC SR SECURED 02/19 8.75 | | 603 |
|
| | | TIME WARNER CABLE LLC SR SECURED 04/19 8.25 | | 506 |
|
| | | TRIMBLE INC SR UNSECURED 06/28 4.9 | | 394 |
|
| | | TRIUMPH GROUP INC COMPANY GUAR 04/21 4.875 | | 179 |
|
| | | TYSON FOODS INC SR UNSECURED 06/20 VAR | | 298 |
|
| | | TYSON FOODS INC SR UNSECURED 09/23 3.9 | | 100 |
|
| | | US TREASURY N/B 02/40 4.625 | | 1,014 |
|
| | | US TREASURY N/B 05/40 4.375 | | 245 |
|
| | | US TREASURY N/B 11/42 2.75 | | 1,243 |
|
| | | US TREASURY N/B 05/43 2.875 | | 195 |
|
| | | US TREASURY N/B 05/44 3.375 | | 4,154 |
|
| | | US TREASURY N/B 08/44 3.125 | | 4,696 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| PIMCO | | US TREASURY N/B 11/44 3 | | $ | 899 |
|
| | | TSY INFL IX N/B 02/45 0.75 | | 192 |
|
| | | TSY INFL IX N/B 02/46 1 | | 2,489 |
|
| | | TSY INFL IX N/B 02/48 1 | | 389 |
|
| | | US TREASURY N/B 08/48 3 | | 498 |
|
| | | US TREASURY N/B 07/24 2.125 | | 1,400 |
|
| | | US TREASURY N/B 08/27 2.25 | | 2,806 |
|
| | | US TREASURY N/B 11/27 2.25 | | 1,186 |
|
| | | US TREASURY N/B 08/28 2.875 | | 335 |
|
| | | US TREASURY N/B 11/28 3.125 | | 603 |
|
| | | US TREASURY N/B 12/21 2.125 | | 2,291 |
|
| | | US TREASURY N/B 03/22 1.75 | | 203 |
|
| | | US TREASURY N/B 08/22 1.875 | | 501 |
|
| | | US TREASURY N/B 09/22 1.75 | | 1,177 |
|
| | | US TREASURY N/B 12/22 2.125 | | 1,479 |
|
| | | US TREASURY N/B 11/21 1.75 | | 6,075 |
|
| | | US TREASURY N/B 02/27 2.25 | | 4,958 |
|
| | | US TREASURY N/B 04/22 1.75 | | 251 |
|
| | | US TREASURY N/B 05/27 2.375 | | 386 |
|
| | | US TREASURY N/B 06/22 2.125 | | 883 |
|
| | | US TREASURY N/B 07/22 2 | | 327 |
|
| | | UNITED TECHNOLOGIES CORP SR UNSECURED 08/21 3.35 | | 100 |
|
| | | UNITED TECHNOLOGIES CORP SR UNSECURED 08/23 3.65 | | 398 |
|
| | | UNITEDHEALTH GROUP INC SR UNSECURED 12/19 2.3 | | 596 |
|
| | | UBS SECURITIES LLC DOM MSF CASH COLLATERAL | | (260 | ) |
| | | SWAP CCPC BANK OF AMERICA COC SWAP CASH COLLATERAL | | 132 |
|
| | | VERIZON COMMUNICATIONS SR UNSECURED 05/25 VAR | | 388 |
|
| | | CCNGFIUS2 NOMURA GLOBAL BOC CCNGFIUS2 NOMURA GLOBAL BOC | | (10 | ) |
| | | CCBOSZUS6 BOA CCPC COC CCBOSZUS6 BOA CCPC COC | | 540 |
|
| | | VMWARE INC SR UNSECURED 08/20 2.3 | | 294 |
|
| | | VMWARE INC SR UNSECURED 08/22 2.95 | | 286 |
|
| | | WAMU MORTGAGE PASS THROUGH CER WAMU 2005 AR11 A1A | | 23 |
|
| | | WAMU MORTGAGE PASS THROUGH CER WAMU 2005 AR2 2A21 | | 243 |
|
| | | WP CAREY INC SR UNSECURED 04/24 4.6 | | 406 |
|
| | | WELLS FARGO + COMPANY SR UNSECURED 01/23 VAR | | 297 |
|
| | | WELLS FARGO + COMPANY SR UNSECURED 02/22 VAR | | 397 |
|
| | | WELLS FARGO MORTGAGE BACKED SE WFMBS 2003 E A1 | | 127 |
|
| | | WELLS FARGO HOME EQUITY TRUST WFHET 2005 2 M5 | | 107 |
|
| | | WELLS FARGO MORTGAGE BACKED SE WFMBS 2005 AR12 1A1 | | 178 |
|
| | | WELLTOWER INC SR UNSECURED 09/23 3.95 | | 301 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| PIMCO | | WESTPAC BANKING CORP SR UNSECURED 08/21 2 | | $ | 387 |
|
| | | WEYERHAEUSER CO SR UNSECURED 10/19 7.375 | | 411 |
|
| | | WILLIAMS COMPANIES INC SR UNSECURED 03/22 3.6 | | 491 |
|
| | | BOA FUTURES COC BOA FUTURES CCBOSXUS1 | | 29 |
|
| | | ZIMMER BIOMET HOLDINGS SR UNSECURED 11/21 3.375 | | 99 |
|
| | | ZIMMER BIOMET HOLDINGS SR UNSECURED 03/21 VAR | | 396 |
|
| | | ZOETIS INC SR UNSECURED 11/20 3.45 | | 100 |
|
| | | EUROSAIL PLC ESAIL 2006 2X A2C REGS | | 165 |
|
| | | ALBA PLC ALBA 2006 2 A3B REGS | | 221 |
|
| | | RMAC SECURITIES PLC RMACS 2006 NS4X A3A REGS | | 270 |
|
| | | MORGAN STANLEY CAP SVCS COC SWAP CASH COLLATERAL USD | | 270 |
|
| | | SWPC02DJ8 CDS USD R F 1.00000 | | 2,302 |
|
| | | SWPC02DJ8 CDS USD P V 03MOTC | | (2,300 | ) |
| | | SWPC02J45 CDS USD R F .11000 1 ABX | | 769 |
|
| | | SWPC02J45 CDS USD P V 01MEVENT 2 ABX | | (829 | ) |
| | | SWPC02J52 CDS USD R F .11000 1 ABX | | 220 |
|
| | | SWPC02J52 CDS USD P V 01MEVENT 2 ABX | | (237 | ) |
| | | SWPC31J02 CDS USD R F 5.00000 FIX CDXTRANCHE | | 262 |
|
| | | SWPC31J02 CDS USD P V 03MEVENT FLO CDXTRANCHE | | (250 | ) |
| | | BWU00D7P7 IRS USD R V 03MLIBOR CCP CME | | 8,700 |
|
| | | BWU00D7P7 IRS USD P F 2.75000 CCP CME | | (8,492 | ) |
| | | BWU00DAF5 IRS USD R V 03MLIBOR SWUV0DAF7 CCPVANILLA | | 2,800 |
|
| | | BWU00DAF5 IRS USD P F 2.00000 SWU00DAF5 CCPVANILLA | | (2,780 | ) |
| | | SWPC0AJI6 CDS USD R F 1.00000 FIX CORPORATE | | 298 |
|
| | | SWPC0AJI6 CDS USD P V 03MEVENT FLO CORPORATE | | (300 | ) |
| | | BWU00FLJ0 IRS USD R V 03MLIBOR SWUV0FLJ2 CCPVANILLA | | 400 |
|
| | | BWU00FLJ0 IRS USD P F 2.50000 SWU00FLJ0 CCPVANILLA | | (371 | ) |
| | | SWPC0C0U5 CDS USD R F .50000 1 CMBX | | 503 |
|
| | | SWPC0C0U5 CDS USD P V 01MEVENT 2 CMBX | | (500 | ) |
| | | SWPC0C1D2 CDS USD R F .50000 1 CMBX | | 697 |
|
| | | SWPC0C1D2 CDS USD P V 01MEVENT 2 CMBX | | (700 | ) |
| | | SWPC0CRI3 CDS USD R F 1.00000 FIX SOVEREIGN | | 99 |
|
| | | SWPC0CRI3 CDS USD P V 03MEVENT FLO SOVEREIGN | | (100 | ) |
| | | SWPC0D819 CDS USD R F 1.00000 FIX SOVEREIGN | | 592 |
|
| | | SWPC0D819 CDS USD P V 03MEVENT FLO SOVEREIGN | | (600 | ) |
| | | BWU00INI4 IRS USD R V 03MLIBOR SWUV0INI6 CCPVANILLA | | 300 |
|
| | | BWU00INI4 IRS USD P F 2.25000 SWU00INI4 CCPVANILLA | | (263 | ) |
| | | BWU00INB9 IRS USD R V 03MLIBOR SWUV0INB1 CCPVANILLA | | 5,600 |
|
| | | BWU00INB9 IRS USD P F 1.75000 SWU00INB9 CCPVANILLA | | (5,235 | ) |
| | | SWPC0CJV3 CDS USD R F 1.00000 FIX SOVEREIGN | | 395 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| PIMCO | | SWPC0CJV3 CDS USD P V 03MEVENT FLO SOVEREIGN | | $ | (400 | ) |
| | | BWU00ISZ1 IRS USD R V 03MLIBOR SWUV0ISZ3 CCPVANILLA | | 3,300 |
|
| | | BWU00ISZ1 IRS USD P F 1.45000 SWU00ISZ1 CCPVANILLA | | (3,228 | ) |
| | | SWPCCDX67 CDS USD R F 5.00000 FIX CDXTRANCHE | | 56 |
|
| | | SWPCCDX67 CDS USD P V 03MEVENT FLO CDXTRANCHE | | (50 | ) |
| | | SWPC0E4G8 CDS USD R F 5.00000 1 CCPCORPORATE | | 208 |
|
| | | SWPC0E4G8 CDS USD P V 03MEVENT 2 CCPCORPORATE | | (200 | ) |
| | | SWPC0EAN6 CDS USD R F 5.00000 1 CCPCORPORATE | | 105 |
|
| | | SWPC0EAN6 CDS USD P V 03MEVENT 2 CCPCORPORATE | | (100 | ) |
| | | SWPC0DQH4 CDS USD R F 1.00000 1 CCPCORPORATE | | 301 |
|
| | | SWPC0DQH4 CDS USD P V 03MEVENT 2 CCPCORPORATE | | (300 | ) |
| | | SWPC0F152 CDS USD R F 5.00000 1 CCPCORPORATE | | 112 |
|
| | | SWPC0F152 CDS USD P V 03MEVENT 2 CCPCORPORATE | | (100 | ) |
| | | BWU00JF67 IRS JPY R V 06MLIBOR SWUV0JF69 CCPVANILLA | | 2,917 |
|
| | | BWU00JF67 IRS JPY P F .00000 SWU00JF67 CCPVANILLA | | (2,897 | ) |
| | | SWPC0FJM6 CDS USD R F 1.00000 FIX SOVEREIGN | | 201 |
|
| | | SWPC0FJM6 CDS USD P V 03MEVENT FLO SOVEREIGN | | (200 | ) |
| | | SWPC0FY98 CDS USD R F 1.00000 FIX SOVEREIGN | | 201 |
|
| | | SWPC0FY98 CDS USD P V 03MEVENT FLO SOVEREIGN | | (200 | ) |
| | | BWU00MO45 IRS JPY R V 06MLIBOR SWUV0MO47 CCPVANILLA | | 2,917 |
|
| | | BWU00MO45 IRS JPY P F .30000 SWU00MO45 CCPVANILLA | | (2,958 | ) |
| | | SWPCDX027 CDS USD R F 5.00000 FIX CDXTRANCHE | | 112 |
|
| | | SWPCDX027 CDS USD P V 03MEVENT FLO CDXTRANCHE | | (100 | ) |
| | | SWPC0GCR0 CDS USD R F 1.00000 1 CCPCORPORATE | | 203 |
|
| | | SWPC0GCR0 CDS USD P V 03MEVENT 2 CCPCORPORATE | | (200 | ) |
| | | BWU00NBH8 IRS USD R V 03MLIBOR SWUV0NBH0 CCPVANILLA | | 2,700 |
|
| | | BWU00NBH8 IRS USD P F 1.75000 SWU00NBH8 CCPVANILLA | | (2,663 | ) |
| | | BWU00NM94 IRS USD R V 03MLIBOR SWUV0NM96 CCPVANILLA | | 5,200 |
|
| | | BWU00NM94 IRS USD P F 1.75000 SWU00NM94 CCPVANILLA | | (5,092 | ) |
| | | SWU00PCT6 IRS BRL R F 7.22000 SWU00PCT6 CCPNDFPREDISWAP | | 1,252 |
|
| | | SWU00PCT6 IRS BRL P V 00MBRCDI SWUV0PCT8 CCPNDFPREDISWAP | | (1,238 | ) |
| | | SWU00PGL9 IRS BRL R F 7.50000 SWU00PGL9 CCPNDFPREDISWAP | | 1,335 |
|
| | | SWU00PGL9 IRS BRL P V 00MBRCDI SWUV0PGL1 CCPNDFPREDISWAP | | (1,316 | ) |
| | | BWU00PV81 IRS USD R V 03MLIBOR SWUV0PV83 CCPVANILLA | | 300 |
|
| | | BWU00PV81 IRS USD P F 3.00000 SWU00PV81 CCPVANILLA | | (308 | ) |
| | | BWU00PUU3 IRS USD R V 03MLIBOR SWUV0PUU5 CCPVANILLA | | 32,800 |
|
| | | BWU00PUU3 IRS USD P F 2.75000 SWU00PUU3 CCPVANILLA | | (32,852 | ) |
| | | BWU00QVY2 IRS GBP R V 06MLIBOR SWUV0QVY4 CCPVANILLA | | 2,165 |
|
| | | BWU00QVY2 IRS GBP P F 1.50000 SWU00QVY2 CCPVANILLA | | (2,184 | ) |
| | | BWU00QRT8 IRS GBP R V 06MLIBOR SWUV0QRT0 CCPVANILLA | | 1,401 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| PIMCO | | BWU00QRT8 IRS GBP P F 1.75000 SWU00QRT8 CCPVANILLA | | $ | (1,472 | ) |
| | | SWPC0HCN7 CDS USD R F 1.00000 1 CCPCDX | | 3,218 |
|
| | | SWPC0HCN7 CDS USD P V 03MEVENT 2 CCPCDX | | (3,200 | ) |
| | | SWPC0HDI7 CDS USD R F 1.00000 FIX CORPORATE | | 189 |
|
| | | SWPC0HDI7 CDS USD P V 03MEVENT FLO CORPORATE | | (200 | ) |
| | | SWPC0HFY0 CDS USD R F 1.00000 FIX SOVEREIGN | | 98 |
|
| | | SWPC0HFY0 CDS USD P V 03MEVENT FLO SOVEREIGN | | (100 | ) |
| | | SWPC1HH01 CDS USD R F 5.00000 FIX CDXTRANCHE | | 108 |
|
| | | SWPC1HH01 CDS USD P V 03MEVENT FLO CDXTRANCHE | | (100 | ) |
| | | SWPC0HJ26 CDS USD R F 1.00000 1 CCPCORPORATE | | 573 |
|
| | | SWPC0HJ26 CDS USD P V 03MEVENT 2 CCPCORPORATE | | (600 | ) |
| | | BWU00RP43 IRS USD R V 03MLIBOR SWUV0RP45 CCPVANILLA | | 300 |
|
| | | BWU00RP43 IRS USD P F 3.10000 SWU00RP43 CCPVANILLA | | (307 | ) |
| | | BWU00RRN9 IRS USD R V 03MLIBOR SWUV0RRN1 CCPVANILLA | | 300 |
|
| | | BWU00RRN9 IRS USD P F 3.10000 SWU00RRN9 CCPVANILLA | | (310 | ) |
| | | BWU00RTI8 IRS USD R V 03MLIBOR SWUV0RTI0 CCPVANILLA | | 400 |
|
| | | BWU00RTI8 IRS USD P F 3.06000 SWU00RTI8 CCPVANILLA | | (409 | ) |
| | | BWU00RV79 IRS USD R V 03MLIBOR SWUV0RV71 CCPVANILLA | | 300 |
|
| | | BWU00RV79 IRS USD P F 3.08000 SWU00RV79 CCPVANILLA | | (307 | ) |
| | | BWU00RVQ7 IRS USD R V 03MLIBOR SWUV0RVQ9 CCPVANILLA | | 300 |
|
| | | BWU00RVQ7 IRS USD P F 3.12000 SWU00RVQ7 CCPVANILLA | | (307 | ) |
| | | SWU0SD199 IRS GBP R F 3.71750 SWUVSD191 CCPINFLATIONZERO | | 130 |
|
| | | SWU0SD199 IRS GBP P V 01MUKRPI SWU0SD199 CCPINFLATIONZERO | | (127 | ) |
| | | SWU0SD181 IRS GBP R F 3.69500 SWUVSD183 CCPINFLATIONZERO | | 130 |
|
| | | SWU0SD181 IRS GBP P V 01MUKRPI SWU0SD181 CCPINFLATIONZERO | | (127 | ) |
| | | BWU00RXR3 IRS USD R V 03MLIBOR SWUV0RXR5 CCPVANILLA | | 300 |
|
| | | BWU00RXR3 IRS USD P F 3.04000 SWU00RXR3 CCPVANILLA | | (306 | ) |
| | | BWU00RZ18 IRS USD R V 03MLIBOR SWUV0RZ10 CCPVANILLA | | 300 |
|
| | | BWU00RZ18 IRS USD P F 2.96000 SWU00RZ18 CCPVANILLA | | (305 | ) |
| | | BWU00S0Q9 IRS USD R V 03MLIBOR SWUV0S0Q1 CCPVANILLA | | 300 |
|
| | | BWU00S0Q9 IRS USD P F 2.89500 SWU00S0Q9 CCPVANILLA | | (304 | ) |
| | | BWU00S3A1 IRS USD R V 03MLIBOR SWUV0S3A3 CCPVANILLA | | 300 |
|
| | | BWU00S3A1 IRS USD P F 2.92500 SWU00S3A1 CCPVANILLA | | (305 | ) |
| | | BWU00S3P8 IRS USD R V 03MLIBOR SWUV0S3P0 CCPVANILLA | | 300 |
|
| | | BWU00S3P8 IRS USD P F 2.91000 SWU00S3P8 CCPVANILLA | | (305 | ) |
| | | BWU00S3Z6 IRS USD R V 03MLIBOR SWUV0S3Z8 CCPVANILLA | | 600 |
|
| | | BWU00S3Z6 IRS USD P F 2.93000 SWU00S3Z6 CCPVANILLA | | (610 | ) |
| | | BWU00S4F9 IRS USD R V 03MLIBOR SWUV0S4F1 CCPVANILLA | | 400 |
|
| | | BWU00S4F9 IRS USD P F 2.93000 SWU00S4F9 CCPVANILLA | | (406 | ) |
| | | 90DAY EUR FUTR JUN19 XCME 20190617 | | 11 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| PIMCO | | 317U393M9 IRO USD 5Y P 2.25000 OCT19 2.25 PUT | | $ | (165 | ) |
| | | 317U394M8 IRO USD 30Y P 2.5400 OCT19 2.54 PUT | | 136 |
|
| | | 317U516M1 IRO USD 5Y P 2.75000 NOV19 2.75 PUT | | (65 | ) |
| | | 317U517M0 IRO USD 30Y P 2.9000 NOV19 2.90 PUT | | 64 |
|
| | | 31750C4X5 OTC ECAL USD VS JPY APR17 120 CALL | | 10 |
|
| | | 317U857N6 IRO USD 5Y P 2.74000 SEP19 2.74 PUT | | (79 | ) |
| | | 317U858N5 IRO USD 30Y P 3.1535 SEP19 3.1535 PUT | | 48 |
|
| | | 317U292P4 IRO USD 30Y P 2.9300 DEC19 2.93 PUT | | 51 |
|
| | | 317U291P5 IRO USD 5Y P 2.75000 DEC19 2.75 PUT | | (48 | ) |
| | | 317U048Q9 IRO USD 5Y P 3.00000 APR20 3 PUT | | (66 | ) |
| | | 317U049Q8 IRO USD 30Y P 2.9550 APR20 2.955 PUT | | 97 |
|
| | | 317U616Q1 IRO USD 5Y P 3.45000 JUN19 3.45 PUT | | (1 | ) |
| | | 317U617Q0 IRO USD 30Y P 3.4400 JUN19 3.44 PUT | | 2 |
|
| | | 317U620Q5 IRO USD 2Y C 3.02500 JUN19 3.025 CALL | | 43 |
|
| | | 317U621Q4 IRO USD 10Y C 3.0500 JUN19 3.05 CALL | | (35 | ) |
| | | NTT FINANCE CORP SR UNSECURED REGS 07/21 1.9 | | 578 |
|
| | | REPUBLIC OF ARGENTINA BONDS 04/22 VAR | | 1 |
|
| | | REPUBLIC OF ARGENTINA BONDS 06/20 VAR | | 111 |
|
| | | VOLKSWAGEN BANK GMBH SR UNSECURED REGS 09/21 0.625 | | 113 |
|
| | | 90DAY EUR FUTR DEC20 XCME 20201214 | | 14 |
|
| | | FED FUND 30DAY JAN19 XCBT 20190131 | | (1 | ) |
| | | US 5YR NOTE (CBT) MAR19 XCBT 20190329 | | 190 |
|
| | | US 2YR NOTE (CBT) MAR19 XCBT 20190329 | | (170 | ) |
| | | US 10YR NOTE (CBT)MAR19 XCBT 20190320 | | 422 |
|
| | | US LONG BOND(CBT) MAR19 XCBT 20190320 | | 47 |
|
| | | EURO-BUND FUTURE MAR19 XEUR 20190307 | | 10 |
|
| | | 317U113R7 IRO USD 2Y C 3.05000 SEP19 3.05000 CALL | | 99 |
|
| | | 317U114R6 IRO USD 10Y C 3.0545 SEP19 3.05450 CALL | | (75 | ) |
| | | 317U156R5 IRO USD 2Y C 3.12000 SEP19 3.12000 CALL | | 55 |
|
| | | 317U157R4 IRO USD 10Y C 3.1000 SEP19 3.10000 CALL | | (40 | ) |
| | | 3175Z8275 CDX.O P 0.85 IG31 5Y JAN19 0.85 PUT | | (1 | ) |
| | | 3175SA419 CDX.O P 0.90 IG31 5Y JAN19 0.90 PUT | | (2 | ) |
| | | 3175TY846 CDX.O P 1.00 IG31 5Y JAN19 1.00 PUT | | (1 | ) |
| | | 317U398R3 IRO USD 5Y P 3.70000 OCT19 3.70000 PUT | | (1 | ) |
| | | 317U399R2 IRO GBP 5Y P 2.08000 OCT19 2.08000 PUT | | 4 |
|
| | | 317583748 CDX.O P 0.95 IG31 5Y FEB19 0.95 PUT | | (1 | ) |
| | | 3175SA559 CDX.O P 0.95 IG31 5Y FEB19 0.95 PUT | | (1 | ) |
| | | 317U552R5 IRO USD 2Y C 3.24000 NOV19 3.24 CALL | | 553 |
|
| | | 317U553R4 IRO USD 10Y C 3.3425 NOV19 3.3425 CALL | | (491 | ) |
| | | 3175SA708 CDX.O P 0.95 IG31 5Y FEB19 0.95 PUT | | (1 | ) |
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| PIMCO | | 317U724R8 IRO USD 5Y C 2.89000 JAN19 2.89000 CALL | | $ | (4 | ) |
| | | 3175SC027 CDX.O P 1.00 IG31 5Y FEB19 1.00 PUT | | (1 | ) |
| | | 317U737R3 IRO USD 5Y C 2.85000 JAN19 2.85000 CALL | | (5 | ) |
| | | 3175SC985 CDX O P 0.9 IG31 5Y FEB19 0.9 PUT | | (1 | ) |
| | | 317U757R8 IRO USD 5Y C 2.76 M JAN19 2.76 CALL | | (3 | ) |
| | | 317U764R9 IRO USD 5Y C 2.72000 JAN19 2.72000 CALL | | (2 | ) |
| | | 317U792R5 IRO USD 5Y C 2.76000 JAN19 2.76000 CALL | | (4 | ) |
| | | 317584191 CDX.O P 1.10 IG31 5Y FEB19 1.10 PUT | | (1 | ) |
| | | 317U805R0 IRO USD 5Y C 2.65000 JAN19 2.65000 CALL | | (1 | ) |
| | | 3175RT583 CDX.O P 2.40 IG31 5Y SEP19 2.40 PUT | | (1 | ) |
| | | ARGENTINE PESO | | 45 |
|
| | | NEWGATE FUNDING PLC NGATE 2006 3X A3A REGS | | 252 |
|
| | | YANLORD LAND HK CO LTD COMPANY GUAR REGS 01/22 5.875 | | 294 |
|
| | | ALPHA STAR HOLDING LTD COMPANY GUAR REGS 04/19 4.97 | | 298 |
|
| | | DANISH KRONE | | 1 |
|
| | | EURO CURRENCY | | 26 |
|
| | | CHINA EVERGRANDE GROUP SR SECURED REGS 03/22 8.25 | | 288 |
|
| | | COUNTRY GARDEN HLDG CO SR SECURED REGS 03/20 7.5 | | 303 |
|
| | | CSN ISLANDS XI CORP COMPANY GUAR REGS 09/19 6.875 | | 100 |
|
| | | POUND STERLING | | 216 |
|
| | | NEW ISRAELI SHEQEL | | 1 |
|
| | | JAPANESE YEN | | 65 |
|
| | | CENT ELET BRASILEIRAS SA SR UNSECURED REGS 07/19 6.875 | | 101 |
|
| | | US DOLLAR | | (1,888 | ) |
| | | Total PIMCO | | $ | 157,171 |
|
| | | | | |
| Dodge & Cox | | AT+T INC SR UNSECURED 02/39 6.55 | | $ | 557 |
|
| | | AT+T INC SR UNSECURED 05/25 3.4 | | 400 |
|
| | | AT+T INC SR UNSECURED 05/46 4.75 | | 133 |
|
| | | AT+T INC SR UNSECURED 02/47 5.65 | | 200 |
|
| | | ALLERGAN FUNDING SCS COMPANY GUAR 03/22 3.45 | | 271 |
|
| | | ALLERGAN FUNDING SCS COMPANY GUAR 03/25 3.8 | | 195 |
|
| | | AMERICAN EXPRESS CREDIT ACCOUN AMXCA 2017 3 A | | 591 |
|
| | | AT+T INC SR UNSECURED 09/40 5.35 | | 170 |
|
| | | BANK OF AMERICA CREDIT CARD TR BACCT 2018 A1 A1 | | 402 |
|
| | | BNP PARIBAS COMPANY GUAR 10/24 4.25 | | 1,508 |
|
| | | BANK OF AMERICA CORP SUBORDINATED 08/24 4.2 | | 481 |
|
| | | BANK OF AMERICA CORP SUBORDINATED 03/26 4.45 | | 99 |
|
| | | BANK OF AMERICA CORP SR UNSECURED 07/23 VAR | | 798 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| Dodge & Cox | | BANK OF AMERICA CORP SR UNSECURED 12/23 VAR | | $ | 97 |
|
| | | BARCLAYS PLC SUBORDINATED 09/24 4.375 | | 283 |
|
| | | BARCLAYS PLC SUBORDINATED 05/28 4.836 | | 184 |
|
| | | BOSTON PROPERTIES LP SR UNSECURED 05/21 4.125 | | 608 |
|
| | | BOSTON PROPERTIES LP SR UNSECURED 09/23 3.125 | | 338 |
|
| | | BURLINGTN NORTH SANTA FE SR UNSECURED 06/21 4.1 | | 924 |
|
| | | CIGNA HOLDING CO COMPANY GUAR 06/20 5.125 | | 538 |
|
| | | CVS HEALTH CORP SR UNSECURED 03/23 3.7 | | 544 |
|
| | | CVS HEALTH CORP SR UNSECURED 03/25 4.1 | | 99 |
|
| | | CVS HEALTH CORP SR UNSECURED 03/28 4.3 | | 220 |
|
| | | CVS HEALTH CORP SR UNSECURED 03/38 4.78 | | 120 |
|
| | | CALIFORNIA ST CAS 10/39 FIXED 7.3 | | 240 |
|
| | | CALIFORNIA ST CAS 03/40 FIXED 7.625 | | 1,374 |
|
| | | CAPITAL ONE FINANCIAL CO SR UNSECURED 07/21 4.75 | | 461 |
|
| | | CAPITAL ONE FINANCIAL CO SUBORDINATED 10/25 4.2 | | 241 |
|
| | | CHARTER COMM OPT LLC/CAP SR SECURED 07/25 4.908 | | 149 |
|
| | | CHARTER COMM OPT LLC/CAP SR SECURED 10/45 6.484 | | 874 |
|
| | | CHARTER COMM OPT LLC/CAP SR SECURED 04/48 5.75 | | 117 |
|
| | | CITIGROUP CAPITAL XIII PREFERRED STOCK 10/40 VAR | | 967 |
|
| | | COMCAST CORP COMPANY GUAR 11/47 3.969 | | 268 |
|
| | | COMCAST CORP COMPANY GUAR 10/25 3.95 | | 101 |
|
| | | COX COMMUNICATIONS INC SR UNSECURED 08/28 6.8 | | 1,524 |
|
| | | DOMINION ENERGY INC JR SUBORDINA 04/21 VAR | | 277 |
|
| | | DOMINION ENERGY INC JR SUBORDINA 10/54 VAR | | 474 |
|
| | | DOW CHEMICAL CO/THE SR UNSECURED 11/29 7.375 | | 335 |
|
| | | DOW CHEMICAL CO/THE SR UNSECURED 05/39 9.4 | | 362 |
|
| | | ERP OPERATING LP SR UNSECURED 12/21 4.625 | | 93 |
|
| | | ERP OPERATING LP SR UNSECURED 04/23 3 | | 566 |
|
| | | FED HM LN PC POOL G30689 FG 07/32 FIXED 4.5 | | 1,728 |
|
| | | FED HM LN PC POOL G01976 FG 12/33 FIXED 6 | | 77 |
|
| | | FED HM LN PC POOL G07338 FG 10/38 FIXED 6 | | 61 |
|
| | | FED HM LN PC POOL G07480 FG 05/39 FIXED 6 | | 344 |
|
| | | FED HM LN PC POOL G07598 FG 11/43 FIXED 4.5 | | 103 |
|
| | | FED HM LN PC POOL G07857 FG 04/40 FIXED 4.5 | | 1,179 |
|
| | | FED HM LN PC POOL G12511 FG 02/22 FIXED 6 | | 173 |
|
| | | FED HM LN PC POOL G13824 FG 12/24 FIXED 5.5 | | 197 |
|
| | | FED HM LN PC POOL G08768 FG 06/47 FIXED 4.5 | | 488 |
|
| | | FED HM LN PC POOL G08818 FG 06/48 FIXED 4.5 | | 1,920 |
|
| | | FED HM LN PC POOL 1G2201 FH 09/37 FLOATING VAR | | 67 |
|
| | | FED HM LN PC POOL 849254 FH 01/42 FLOATING VAR | | 70 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| Dodge & Cox | | FED HM LN PC POOL 849330 FH 05/44 FLOATING VAR | | $ | 281 |
|
| | | FED HM LN PC POOL 849505 FH 10/44 FLOATING VAR | | 1,890 |
|
| | | FED HM LN PC POOL 849536 FH 11/44 FLOATING VAR | | 340 |
|
| | | FED HM LN PC POOL Q02552 FG 08/41 FIXED 4.5 | | 70 |
|
| | | FED HM LN PC POOL Q03086 FG 09/41 FIXED 4.5 | | 168 |
|
| | | FED HM LN PC POOL V83108 FG 03/47 FIXED 4.5 | | 863 |
|
| | | FED HM LN PC POOL V83156 FG 04/47 FIXED 4.5 | | 650 |
|
| | | FED HM LN PC POOL Q48237 FG 05/47 FIXED 4.5 | | 880 |
|
| | | FEDEX CORP 1998 PASS TST PASS THRU CE 07/23 6.72 | | 234 |
|
| | | FED HM LN PC POOL G60034 FG 02/45 FIXED 4.5 | | 120 |
|
| | | FED HM LN PC POOL G60153 FG 10/44 FIXED 4.5 | | 221 |
|
| | | FED HM LN PC POOL G60384 FG 12/45 FIXED 4.5 | | 335 |
|
| | | FED HM LN PC POOL G60920 FG 04/46 FIXED 4.5 | | 360 |
|
| | | FED HM LN PC POOL G61060 FG 06/47 FIXED 4.5 | | 1,999 |
|
| | | FANNIE MAE FNR 2013 106 MA | | 121 |
|
| | | FREDDIE MAC FHR 4283 EW | | 583 |
|
| | | FNMA POOL AL0238 FN 03/26 FIXED VAR | | 1,241 |
|
| | | FNMA POOL AL1845 FN 06/39 FLOATING VAR | | 45 |
|
| | | FNMA POOL AL6209 FN 07/21 FIXED VAR | | 74 |
|
| | | FNMA POOL AL6240 FN 12/44 FLOATING VAR | | 1,031 |
|
| | | FNMA POOL AL7147 FN 02/45 FIXED VAR | | 139 |
|
| | | FNMA POOL AL6377 FN 01/45 FLOATING VAR | | 289 |
|
| | | FNMA POOL AL6872 FN 05/45 FLOATING VAR | | 404 |
|
| | | FNMA POOL AL7205 FN 12/29 FIXED VAR | | 151 |
|
| | | FNMA POOL AL7384 FN 09/45 FIXED VAR | | 276 |
|
| | | FNMA POOL AL9781 FN 02/46 FIXED VAR | | 543 |
|
| | | FNMA POOL AL9096 FN 10/42 FIXED VAR | | 534 |
|
| | | FNMA POOL AL9407 FN 09/42 FIXED VAR | | 156 |
|
| | | FNMA POOL AL8830 FN 10/34 FIXED VAR | | 738 |
|
| | | FNMA POOL AL8816 FN 09/45 FIXED VAR | | 555 |
|
| | | FNMA POOL AS9299 FN 03/37 FIXED 3.5 | | 389 |
|
| | | FNMA POOL AW4688 FN 05/44 FLOATING VAR | | 114 |
|
| | | FREDDIE MAC FHR 2957 VZ | | 329 |
|
| | | FANNIE MAE FNR 2009 66 ET | | 29 |
|
| | | FREDDIE MAC REFERENCE REMIC FHRR R008 ZA | | 90 |
|
| | | FANNIE MAE FNR 2007 50 DZ | | 144 |
|
| | | FNMA POOL 704235 FN 05/33 FIXED 5.5 | | 40 |
|
| | | FNMA POOL 725228 FN 03/34 FIXED VAR | | 1 |
|
| | | FNMA POOL 725229 FN 03/34 FIXED VAR | | 77 |
|
| | | FNMA POOL 735503 FN 04/35 FIXED VAR | | 2 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| Dodge & Cox | | FNMA POOL BF0045 FN 03/52 FIXED 4.5 | | $ | 652 |
|
| | | FNMA POOL BH5372 FN 08/47 FIXED 4 | | 956 |
|
| | | FNMA POOL BK0922 FN 07/48 FIXED 4.5 | | 913 |
|
| | | FNMA POOL BK1966 FN 03/48 FIXED 4 | | 1,319 |
|
| | | FNMA POOL BK5257 FN 05/48 FIXED 4 | | 1,385 |
|
| | | FNMA POOL BM1357 FN 01/43 FIXED VAR | | 650 |
|
| | | FNMA POOL CA1909 FN 06/48 FIXED 4.5 | | 766 |
|
| | | FNMA POOL 888560 FN 11/35 FIXED VAR | | 76 |
|
| | | FNMA POOL 889072 FN 12/37 FIXED VAR | | 241 |
|
| | | FNMA POOL 889984 FN 10/38 FIXED VAR | | 226 |
|
| | | FNMA POOL 965097 FN 09/38 FLOATING VAR | | 97 |
|
| | | FNMA POOL 976853 FN 11/29 FIXED 5.5 | | 123 |
|
| | | FNMA POOL 995006 FN 10/38 FLOATING VAR | | 35 |
|
| | | FNMA POOL 995051 FN 03/37 FIXED VAR | | 57 |
|
| | | FNMA POOL AB1763 FN 11/30 FIXED 4 | | 52 |
|
| | | FNMA POOL MA0792 FN 07/31 FIXED 4.5 | | 415 |
|
| | | FNMA POOL MA2508 FN 01/36 FIXED 4 | | 291 |
|
| | | FNMA POOL AD0198 FN 09/38 FIXED VAR | | 62 |
|
| | | FNMA POOL AD0244 FN 10/24 FIXED VAR | | 328 |
|
| | | FORD MOTOR CREDIT CO LLC SR UNSECURED 01/20 8.125 | | 285 |
|
| | | FORD MOTOR CREDIT CO LLC SR UNSECURED 08/21 5.875 | | 667 |
|
| | | FORD MOTOR CREDIT CO LLC SR UNSECURED 09/22 4.25 | | 192 |
|
| | | FORD MOTOR CREDIT CO LLC SR UNSECURED 10/21 3.813 | | 340 |
|
| | | FREDDIE MAC SCRT SCRT 2017 4 M45T | | 582 |
|
| | | GOVERNMENT NATIONAL MORTGAGE A GNR 2018 H01 FE | | 1,217 |
|
| | | GOVERNMENT NATIONAL MORTGAGE A GNR 2017 H22 FH | | 1,674 |
|
| | | GOVERNMENT NATIONAL MORTGAGE A GNR 2018 H08 FB | | 672 |
|
| | | HSBC HOLDINGS PLC SUBORDINATED 05/36 6.5 | | 256 |
|
| | | HSBC HOLDINGS PLC SUBORDINATED 09/37 6.5 | | 652 |
|
| | | HSBC HOLDINGS PLC SR UNSECURED 04/21 5.1 | | 181 |
|
| | | HSBC HOLDINGS PLC SR UNSECURED 03/26 4.3 | | 197 |
|
| | | HSBC HOLDINGS PLC SR UNSECURED 05/24 VAR | | 448 |
|
| | | ILLINOIS ST ILS 06/33 FIXED 5.1 | | 501 |
|
| | | JPMORGAN CHASE + CO SUBORDINATED 05/23 3.375 | | 489 |
|
| | | JPMORGAN CHASE + CO SUBORDINATED 10/27 4.25 | | 246 |
|
| | | JPMORGAN CHASE + CO SR UNSECURED 07/24 VAR | | 451 |
|
| | | KINDER MORGAN ENER PART COMPANY GUAR 03/43 5 | | 227 |
|
| | | KINDER MORGAN ENER PART COMPANY GUAR 02/24 4.15 | | 223 |
|
| | | KINDER MORGAN ENER PART COMPANY GUAR 03/44 5.5 | | 554 |
|
| | | KINDER MORGAN ENER PART COMPANY GUAR 09/44 5.4 | | 311 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| Dodge & Cox | | LLOYDS BANKING GROUP PLC SR UNSECURED 08/23 4.05 | | $ | 247 |
|
| | | LLOYDS BANKING GROUP PLC SUBORDINATED 11/24 4.5 | | 459 |
|
| | | LLOYDS BANKING GROUP PLC SUBORDINATED 03/26 4.65 | | 188 |
|
| | | NEW JERSEY ST TURNPIKE AUTH NJSTRN 01/41 FIXED 7.102 | | 444 |
|
| | | NOKIA OYJ SR UNSECURED 05/19 5.375 | | 99 |
|
| | | PETROLEOS MEXICANOS COMPANY GUAR 06/35 6.625 | | 764 |
|
| | | PETROBRAS GLOBAL FINANCE COMPANY GUAR 03/44 7.25 | | 197 |
|
| | | PETROBRAS GLOBAL FINANCE COMPANY GUAR 01/27 7.375 | | 1,027 |
|
| | | PETROLEOS MEXICANOS COMPANY GUAR 01/24 4.875 | | 419 |
|
| | | PETROLEOS MEXICANOS COMPANY GUAR 01/45 6.375 | | 101 |
|
| | | PETROLEOS MEXICANOS COMPANY GUAR 09/47 6.75 | | 103 |
|
| | | PETROLEOS MEXICANOS COMPANY GUAR 03/27 6.5 | | 305 |
|
| | | RELX CAPITAL INC COMPANY GUAR 01/19 8.625 | | 601 |
|
| | | ROYAL BK SCOTLND GRP PLC SUBORDINATED 12/23 6 | | 810 |
|
| | | ROYAL BK SCOTLND GRP PLC SUBORDINATED 12/22 6.125 | | 507 |
|
| | | SLM STUDENT LOAN TRUST SLMA 2005 3 A6 | | 2,603 |
|
| | | SLM STUDENT LOAN TRUST SLMA 2005 5 A5 | | 500 |
|
| | | SLM STUDENT LOAN TRUST SLMA 2011 1 A2 | | 2,760 |
|
| | | STATE STREET BANK + TRUST CO SHORT TERM INVESTMENT FUND | | 3,513 |
|
| | | TELECOM ITALIA CAPITAL COMPANY GUAR 06/19 7.175 | | 639 |
|
| | | TELECOM ITALIA CAPITAL COMPANY GUAR 07/36 7.2 | | 215 |
|
| | | TELECOM ITALIA CAPITAL COMPANY GUAR 06/38 7.721 | | 199 |
|
| | | TIME WARNER CABLE LLC SR SECURED 05/37 6.55 | | 257 |
|
| | | TIME WARNER CABLE LLC SR SECURED 04/19 8.25 | | 910 |
|
| | | TIME WARNER CABLE LLC SR SECURED 06/39 6.75 | | 584 |
|
| | | TRANSCANADA TRUST COMPANY GUAR 05/75 VAR | | 428 |
|
| | | TRANSCANADA TRUST COMPANY GUAR 08/76 VAR | | 188 |
|
| | | TRANSCANADA TRUST COMPANY GUAR 03/77 VAR | | 280 |
|
| | | 21ST CENTURY FOX AMERICA COMPANY GUAR 03/37 6.15 | | 184 |
|
| | | 21ST CENTURY FOX AMERICA COMPANY GUAR 11/37 6.65 | | 296 |
|
| | | UNUM GROUP SR UNSECURED 12/28 6.75 | | 260 |
|
| | | UNION PACIFIC RR CO 07 3 PASS THRU CE 01/31 6.176 | | 434 |
|
| | | US TREASURY N/B 11/24 2.125 | | 2,635 |
|
| | | US TREASURY N/B 03/25 2.625 | | 2,507 |
|
| | | US TREASURY N/B 08/25 2.75 | | 1,010 |
|
| | | US TREASURY N/B 10/25 3 | | 4,298 |
|
| | | US TREASURY N/B 11/28 3.125 | | 1,971 |
|
| | | US TREASURY N/B 06/25 2.75 | | 1,515 |
|
| | | UNITED TECHNOLOGIES CORP SR UNSECURED 08/21 3.35 | | 100 |
|
| | | UNITED TECHNOLOGIES CORP SR UNSECURED 08/23 3.65 | | 373 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| Dodge & Cox | | VERIZON COMMUNICATIONS SR UNSECURED 09/48 4.522 | | $ | 1,500 |
|
| | | WELLS FARGO + COMPANY SR UNSECURED 04/21 4.6 | | 307 |
|
| | | WELLS FARGO + COMPANY SUBORDINATED 07/27 4.3 | | 467 |
|
| | | WELLS FARGO BANK NA SR UNSECURED 12/19 2.15 | | 619 |
|
| | | WELLS FARGO BANK NA SR UNSECURED 12/19 VAR | | 326 |
|
| | | WELLS FARGO BANK NA SR UNSECURED 08/23 3.55 | | 249 |
|
| | | XEROX CORPORATION SR UNSECURED 05/21 4.5 | | 707 |
|
| | | ZOETIS INC SR UNSECURED 11/20 3.45 | | 150 |
|
| | | ZOETIS INC SR UNSECURED 11/25 4.5 | | 308 |
|
| | | Total Dodge & Cox | | $ | 99,668 |
|
| | | | | |
| Jackson Square Partners | | AMAG PHARMACEUTICALS INC COMMON STOCK USD.01 | | $ | 959 |
|
| | | ABIOMED INC COMMON STOCK USD.01 | | 1,084 |
|
| | | AFFILIATED MANAGERS GROUP COMMON STOCK USD.01 | | 993 |
|
| | | BIO TECHNE CORP COMMON STOCK USD.01 | | 2,695 |
|
| | | CARS.COM INC COMMON STOCK USD.01 | | 2,182 |
|
| | | COUPA SOFTWARE INC COMMON STOCK USD.0001 | | 1,970 |
|
| | | DUNKIN BRANDS GROUP INC COMMON STOCK USD.001 | | 2,387 |
|
| | | EQUITY COMMONWEALTH REIT USD.01 | | 3,548 |
|
| | | EXPEDITORS INTL WASH INC COMMON STOCK USD.01 | | 1,568 |
|
| | | GCI LIBERTY INC CLASS A COMMON STOCK USD.01 | | 1,056 |
|
| | | GRACO INC COMMON STOCK USD1.0 | | 1,719 |
|
| | | HAEMONETICS CORP/MASS COMMON STOCK USD.01 | | 1,320 |
|
| | | J2 GLOBAL INC COMMON STOCK USD.01 | | 2,986 |
|
| | | LENDINGTREE INC COMMON STOCK USD.01 | | 2,152 |
|
| | | LIBERTY MEDIA CORP LIBERTY C TRACKING STK USD.01 | | 1,365 |
|
| | | LIBERTY TRIPADVISOR HDG A COMMON STOCK USD.01 | | 2,567 |
|
| | | LIVERAMP HOLDINGS INC COMMON STOCK USD.1 | | 3,266 |
|
| | | MSCI INC COMMON STOCK USD.01 | | 834 |
|
| | | NEW YORK TIMES CO A COMMON STOCK USD.1 | | 3,215 |
|
| | | PAYCOM SOFTWARE INC COMMON STOCK USD.01 | | 2,117 |
|
| | | PORTOLA PHARMACEUTICALS INC COMMON STOCK USD.001 | | 778 |
|
| | | REDFIN CORP COMMON STOCK | | 1,848 |
|
| | | STITCH FIX INC CLASS A COMMON STOCK USD.00002 | | 1,029 |
|
| | | STATE STREET BANK + TRUST CO SHORT TERM INVESTMENT FUND | | 279 |
|
| | | TRIPADVISOR INC COMMON STOCK USD.001 | | 1,061 |
|
| | | UBIQUITI NETWORKS INC COMMON STOCK USD.001 | | 673 |
|
| | | VARONIS SYSTEMS INC COMMON STOCK USD.001 | | 1,416 |
|
| | | WYNDHAM HOTELS + RESORTS INC COMMON STOCK USD.01 | | 1,907 |
|
| | | YELP INC COMMON STOCK USD.000001 | | 1,614 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| Jackson Square Partners | | LOGITECH INTERNATIONAL REG COMMON STOCK CHF.25 | | $ | 1,464 |
|
| | | WIX.COM LTD COMMON STOCK ILS.01 | | 1,774 |
|
| | | Total Jackson Square Partners | | $ | 53,826 |
|
| | | | | |
| Next Century | | STATE STREET BANK + TRUST CO SHORT TERM INVESTMENT FUND | | $ | 12 |
|
| | | Total Next Century | | $ | 12 |
|
| | | | | |
| AJO Partners | | AES CORP COMMON STOCK USD.01 | | $ | 502 |
|
| | | AARON S INC COMMON STOCK USD.5 | | 250 |
|
| | | ALLIED MOTION TECHNOLOGIES COMMON STOCK | | 199 |
|
| | | AMERICOLD REALTY TRUST REIT USD.01 | | 463 |
|
| | | APOGEE ENTERPRISES INC COMMON STOCK USD.333 | | 152 |
|
| | | APPLIED GENETIC TECHNOLOGIES COMMON STOCK USD.001 | | 14 |
|
| | | ARCH COAL INC A COMMON STOCK USD.01 | | 258 |
|
| | | ARMADA HOFFLER PROPERTIES IN REIT USD.01 | | 362 |
|
| | | ARMSTRONG FLOORING INC COMMON STOCK USD.0001 | | 117 |
|
| | | ASHFORD HOSPITALITY TRUST REIT USD.01 | | 185 |
|
| | | ASPEN TECHNOLOGY INC COMMON STOCK USD.1 | | 178 |
|
| | | ATKORE INTERNATIONAL GROUP I COMMON STOCK USD.01 | | 254 |
|
| | | AVNET INC COMMON STOCK USD1.0 | | 522 |
|
| | | AVON PRODUCTS INC COMMON STOCK USD.25 | | 151 |
|
| | | BANCORP INC/THE COMMON STOCK USD1.0 | | 247 |
|
| | | BANNER CORPORATION COMMON STOCK USD.01 | | 74 |
|
| | | BARNES + NOBLE EDUCATION INC COMMON STOCK USD.01 | | 117 |
|
| | | BAYCOM CORP COMMON STOCK | | 202 |
|
| | | WR BERKLEY CORP COMMON STOCK USD.2 | | 549 |
|
| | | BIOSPECIFICS TECHNOLOGIES COMMON STOCK USD.001 | | 272 |
|
| | | BJ S RESTAURANTS INC COMMON STOCK | | 240 |
|
| | | BLACKROCK TCP CAPITAL CORP COMMON STOCK USD.001 | | 297 |
|
| | | BRAEMAR HOTELS + RESORTS INC REIT USD.01 | | 237 |
|
| | | BRIDGE BANCORP INC COMMON STOCK USD.01 | | 176 |
|
| | | BRINKER INTERNATIONAL INC COMMON STOCK USD.1 | | 249 |
|
| | | BRIXMOR PROPERTY GROUP INC REIT USD.01 | | 390 |
|
| | | CSS INDUSTRIES INC COMMON STOCK USD.1 | | 106 |
|
| | | CRA INTERNATIONAL INC COMMON STOCK | | 287 |
|
| | | CNO FINANCIAL GROUP INC COMMON STOCK USD.01 | | 452 |
|
| | | CSW INDUSTRIALS INC COMMON STOCK USD.01 | | 246 |
|
| | | CEDAR REALTY TRUST INC REIT USD.06 | | 210 |
|
| | | CENTRAL PACIFIC FINANCIAL CO COMMON STOCK | | 354 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| AJO Partners | | CENTURY BANCORP INC CL A COMMON STOCK USD1.0 | | $ | 101 |
|
| | | CHESAPEAKE LODGING TRUST REIT USD.01 | | 214 |
|
| | | CINEMARK HOLDINGS INC COMMON STOCK USD.001 | | 353 |
|
| | | CITI TRENDS INC COMMON STOCK USD.01 | | 135 |
|
| | | CITY OFFICE REIT INC REIT USD.01 | | 299 |
|
| | | CLIPPER REALTY INC REIT USD.01 | | 59 |
|
| | | COLLIERS INTERNATIONAL GROUP COMMON STOCK | | 274 |
|
| | | COMFORT SYSTEMS USA INC COMMON STOCK USD.01 | | 354 |
|
| | | CONSOL ENERGY INC COMMON STOCK USD.01 | | 141 |
|
| | | CONTINENTAL BUILDING PRODUCT COMMON STOCK USD.001 | | 346 |
|
| | | COOPER TIRE + RUBBER COMMON STOCK USD1.0 | | 187 |
|
| | | COREPOINT LODGING INC REIT USD.01 | | 247 |
|
| | | COVENANT TRANSPORT GRP CL A COMMON STOCK USD.01 | | 161 |
|
| | | COWEN INC COMMON STOCK USD.01 | | 251 |
|
| | | DHI GROUP INC COMMON STOCK USD.01 | | 64 |
|
| | | DECKERS OUTDOOR CORP COMMON STOCK USD.01 | | 480 |
|
| | | DOMTAR CORP COMMON STOCK USD.01 | | 374 |
|
| | | EAGLE PHARMACEUTICALS INC COMMON STOCK USD.001 | | 144 |
|
| | | EMCOR GROUP INC COMMON STOCK USD.01 | | 340 |
|
| | | ENOVA INTERNATIONAL INC COMMON STOCK USD.00001 | | 201 |
|
| | | EXTERRAN CORP COMMON STOCK USD.01 | | 244 |
|
| | | FINANCIAL INSTITUTIONS INC COMMON STOCK USD.01 | | 231 |
|
| | | FIRST CITIZENS BCSHS CL A COMMON STOCK USD1.0 | | 419 |
|
| | | FIRST FINANCIAL CORP/INDIANA COMMON STOCK | | 71 |
|
| | | 1ST SOURCE CORP COMMON STOCK | | 247 |
|
| | | FIRSTSERVICE CORP COMMON STOCK | | 417 |
|
| | | FOOT LOCKER INC COMMON STOCK USD.01 | | 342 |
|
| | | FORTUNA SILVER MINES INC COMMON STOCK | | 274 |
|
| | | GENESCO INC COMMON STOCK USD1.0 | | 228 |
|
| | | GLADSTONE COMMERCIAL CORP REIT USD.001 | | 244 |
|
| | | GLOBAL MEDICAL REIT INC REIT | | 204 |
|
| | | GRAN TIERRA ENERGY INC COMMON STOCK USD.001 | | 197 |
|
| | | GREENHILL + CO INC COMMON STOCK USD.01 | | 185 |
|
| | | HD SUPPLY HOLDINGS INC COMMON STOCK USD.01 | | 604 |
|
| | | HALLADOR ENERGY CO COMMON STOCK USD.01 | | 87 |
|
| | | HANOVER INSURANCE GROUP INC/ COMMON STOCK USD.01 | | 652 |
|
| | | HAVERTY FURNITURE COMMON STOCK USD1.0 | | 94 |
|
| | | HEIDRICK + STRUGGLES INTL COMMON STOCK USD.01 | | 213 |
|
| | | HERC HOLDINGS INC COMMON STOCK USD.01 | | 131 |
|
| | | HERSHA HOSPITALITY TRUST REIT USD.01 | | 125 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| AJO Partners | | HOLLYFRONTIER CORP COMMON STOCK USD.01 | | $ | 488 |
|
| | | HOMETRUST BANCSHARES INC COMMON STOCK | | 192 |
|
| | | ICF INTERNATIONAL INC COMMON STOCK USD.001 | | 126 |
|
| | | INDEPENDENT BANK CORP MICH COMMON STOCK USD1.0 | | 283 |
|
| | | INGLES MARKETS INC CLASS A COMMON STOCK USD.05 | | 193 |
|
| | | INSIGHT ENTERPRISES INC COMMON STOCK USD.01 | | 300 |
|
| | | INNOPHOS HOLDINGS INC COMMON STOCK USD.001 | | 175 |
|
| | | INNOVIVA INC COMMON STOCK | | 299 |
|
| | | INTEST CORP COMMON STOCK USD.01 | | 88 |
|
| | | INTL FCSTONE INC COMMON STOCK USD.01 | | 281 |
|
| | | JABIL INC COMMON STOCK USD.001 | | 537 |
|
| | | JONES LANG LASALLE INC COMMON STOCK USD.01 | | 84 |
|
| | | J2 GLOBAL INC COMMON STOCK USD.01 | | 340 |
|
| | | K12 INC COMMON STOCK USD.0001 | | 358 |
|
| | | KIMBALL INTERNATIONAL B COMMON STOCK USD.05 | | 205 |
|
| | | KIMBALL ELECTRONICS INC COMMON STOCK | | 195 |
|
| | | KULICKE + SOFFA INDUSTRIES COMMON STOCK | | 70 |
|
| | | LSI INDUSTRIES INC COMMON STOCK | | 111 |
|
| | | LANNETT CO INC COMMON STOCK USD.001 | | 16 |
|
| | | LIBERTY TRIPADVISOR HDG A COMMON STOCK USD.01 | | 184 |
|
| | | LIFEVANTAGE CORP COMMON STOCK USD.0001 | | 145 |
|
| | | MDU RESOURCES GROUP INC COMMON STOCK USD1.0 | | 59 |
|
| | | MGIC INVESTMENT CORP COMMON STOCK USD1.0 | | 322 |
|
| | | MSG NETWORKS INC A COMMON STOCK USD.01 | | 94 |
|
| | | MANHATTAN ASSOCIATES INC COMMON STOCK USD.01 | | 159 |
|
| | | MARCUS CORPORATION COMMON STOCK USD1.0 | | 241 |
|
| | | MASTERCRAFT BOAT HOLDINGS IN COMMON STOCK USD.01 | | 90 |
|
| | | MERCER INTERNATIONAL INC COMMON STOCK USD1.0 | | 191 |
|
| | | MERCHANTS BANCORP/IN COMMON STOCK | | 63 |
|
| | | METHANEX CORP COMMON STOCK | | 255 |
|
| | | MICROSTRATEGY INC CL A COMMON STOCK USD.001 | | 398 |
|
| | | MIDWESTONE FINANCIAL GROUP I COMMON STOCK USD.01 | | 31 |
|
| | | HERMAN MILLER INC COMMON STOCK USD.2 | | 307 |
|
| | | MILLER INDUSTRIES INC/TENN COMMON STOCK USD.01 | | 147 |
|
| | | MINERVA NEUROSCIENCES INC COMMON STOCK USD.0001 | | 129 |
|
| | | MOELIS + CO CLASS A COMMON STOCK USD.01 | | 230 |
|
| | | MOOG INC CLASS A COMMON STOCK USD1.0 | | 470 |
|
| | | MURPHY USA INC COMMON STOCK | | 355 |
|
| | | NRG ENERGY INC COMMON STOCK USD.01 | | 750 |
|
| | | NATURAL HEALTH TRENDS CORP COMMON STOCK USD.001 | | 97 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| AJO Partners | | NAVIENT CORP COMMON STOCK USD.01 | | $ | 314 |
|
| | | NEW MEDIA INVESTMENT GROUP COMMON STOCK USD.01 | | 162 |
|
| | | NORTH AMERICAN CONSTRUCTION COMMON STOCK | | 68 |
|
| | | NORTHRIM BANCORP INC COMMON STOCK USD1.0 | | 152 |
|
| | | NU SKIN ENTERPRISES INC A COMMON STOCK USD.001 | | 413 |
|
| | | OFG BANCORP COMMON STOCK USD1.0 | | 325 |
|
| | | OLD REPUBLIC INTL CORP COMMON STOCK USD1.0 | | 504 |
|
| | | OLD SECOND BANCORP INC COMMON STOCK USD1.0 | | 244 |
|
| | | OLYMPIC STEEL INC COMMON STOCK | | 18 |
|
| | | OPPENHEIMER HOLDINGS CL A COMMON STOCK USD.001 | | 151 |
|
| | | OVERSEAS SHIPHOLDING GROUP A COMMON STOCK | | 118 |
|
| | | PBF ENERGY INC CLASS A COMMON STOCK USD.001 | | 376 |
|
| | | PC CONNECTION INC COMMON STOCK USD.01 | | 51 |
|
| | | PCM INC COMMON STOCK USD.001 | | 170 |
|
| | | PNM RESOURCES INC COMMON STOCK | | 50 |
|
| | | PARK HOTELS + RESORTS INC REIT USD.01 | | 490 |
|
| | | PHIBRO ANIMAL HEALTH CORP A COMMON STOCK USD.001 | | 236 |
|
| | | PHOTRONICS INC COMMON STOCK USD.01 | | 314 |
|
| | | POINTS INTERNATIONAL LTD COMMON STOCK | | 145 |
|
| | | POPULAR INC COMMON STOCK USD.01 | | 595 |
|
| | | PORTLAND GENERAL ELECTRIC CO COMMON STOCK | | 544 |
|
| | | PRESTIGE CONSUMER HEALTHCARE COMMON STOCK USD.01 | | 178 |
|
| | | PROGRESS SOFTWARE CORP COMMON STOCK USD.01 | | 250 |
|
| | | PROPETRO HOLDING CORP COMMON STOCK | | 41 |
|
| | | PSYCHEMEDICS CORP COMMON STOCK USD.005 | | 41 |
|
| | | QUANTA SERVICES INC COMMON STOCK USD.00001 | | 497 |
|
| | | RMR GROUP INC/THE A COMMON STOCK | | 256 |
|
| | | RTI SURGICAL HDS INC COMMON STOCK USD.001 | | 113 |
|
| | | RADIAN GROUP INC COMMON STOCK USD.001 | | 474 |
|
| | | RADIANT LOGISTICS INC COMMON STOCK USD.001 | | 126 |
|
| | | REGIONAL MANAGEMENT CORP COMMON STOCK USD.1 | | 196 |
|
| | | REINSURANCE GROUP OF AMERICA COMMON STOCK USD.01 | | 166 |
|
| | | RENEWABLE ENERGY GROUP INC COMMON STOCK USD.0001 | | 281 |
|
| | | REPUBLIC BANCORP INC CLASS A COMMON STOCK | | 110 |
|
| | | RESOLUTE FOREST PRODUCTS COMMON STOCK USD.001 | | 154 |
|
| | | REX AMERICAN RESOURCES CORP COMMON STOCK USD.01 | | 242 |
|
| | | ROSETTA STONE INC COMMON STOCK USD.00005 | | 116 |
|
| | | SANTANDER CONSUMER USA HOLDI COMMON STOCK USD.01 | | 242 |
|
| | | SIERRA BANCORP COMMON STOCK | | 183 |
|
| | | SILVERBOW RESOURCES INC COMMON STOCK | | 150 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| AJO Partners | | SOUTHERN NATL BANCORP OF VA COMMON STOCK USD.01 | | $ | 35 |
|
| | | SOUTHWEST GAS HOLDINGS INC COMMON STOCK USD1.0 | | 92 |
|
| | | SPIRIT REALTY CAPITAL INC REIT USD.05 | | 559 |
|
| | | SPOK HOLDINGS INC COMMON STOCK USD.0001 | | 156 |
|
| | | STEEL DYNAMICS INC COMMON STOCK USD.005 | | 493 |
|
| | | STELLUS CAPITAL INVESTMENT C COMMON STOCK USD.001 | | 177 |
|
| | | STATE STREET BANK + TRUST CO SHORT TERM INVESTMENT FUND | | 502 |
|
| | | THL CREDIT INC COMMON STOCK USD.001 | | 145 |
|
| | | TASEKO MINES LTD COMMON STOCK | | 12 |
|
| | | TELEPHONE AND DATA SYSTEMS COMMON STOCK USD.01 | | 449 |
|
| | | TERADATA CORP COMMON STOCK USD.01 | | 401 |
|
| | | TIVITY HEALTH INC COMMON STOCK USD.001 | | 229 |
|
| | | TOWER INTERNATIONAL INC COMMON STOCK USD.01 | | 246 |
|
| | | TRANSGLOBE ENERGY CORP COMMON STOCK | | 109 |
|
| | | TRAVELZOO COMMON STOCK USD.01 | | 136 |
|
| | | TREDEGAR CORP COMMON STOCK | | 128 |
|
| | | TRIMAS CORP COMMON STOCK USD.01 | | 142 |
|
| | | TRUEBLUE INC COMMON STOCK | | 159 |
|
| | | UGI CORP COMMON STOCK | | 695 |
|
| | | USA TRUCK INC COMMON STOCK USD.01 | | 134 |
|
| | | USANA HEALTH SCIENCES INC COMMON STOCK USD.001 | | 314 |
|
| | | UNITIL CORP COMMON STOCK | | 322 |
|
| | | VECTRUS INC COMMON STOCK USD.01 | | 150 |
|
| | | VEREIT INC REIT USD.01 | | 621 |
|
| | | VERITIV CORP COMMON STOCK USD.01 | | 126 |
|
| | | VERSO CORP A COMMON STOCK | | 254 |
|
| | | VISHAY INTERTECHNOLOGY INC COMMON STOCK USD.1 | | 257 |
|
| | | VISHAY PRECISION GROUP COMMON STOCK | | 102 |
|
| | | VITAMIN SHOPPE INC COMMON STOCK USD.01 | | 112 |
|
| | | VOYA FINANCIAL INC COMMON STOCK USD.01 | | 189 |
|
| | | WARRIOR MET COAL INC COMMON STOCK USD.01 | | 202 |
|
| | | WESCO INTERNATIONAL INC COMMON STOCK USD.01 | | 452 |
|
| | | XENIA HOTELS + RESORTS INC REIT USD.01 | | 452 |
|
| | | ZIX CORP COMMON STOCK USD.01 | | 193 |
|
| | | ENDO INTERNATIONAL PLC COMMON STOCK USD.0001 | | 139 |
|
| | | HERBALIFE NUTRITION LTD COMMON STOCK USD.002 | | 494 |
|
| | | HORIZON PHARMA PLC COMMON STOCK USD.0001 | | 279 |
|
| | | ICON PLC COMMON STOCK EUR.06 | | 137 |
|
| | | MALLINCKRODT PLC COMMON STOCK USD.2 | | 141 |
|
| | | CERAGON NETWORKS LTD COMMON STOCK ILS.01 | | 134 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| AJO Partners | | TARO PHARMACEUTICAL INDUS COMMON STOCK ILS.0001 | | $ | 327 |
|
| | | Total AJO Partners | | $ | 46,956 |
|
| | | | | |
| Loomis Sayles | | ALIBABA GROUP HOLDING SP ADR ADR USD.000025 | | $ | 9,332 |
|
| | | ALPHABET INC CL C COMMON STOCK USD.001 | | 5,229 |
|
| | | ALPHABET INC CL A COMMON STOCK USD.001 | | 5,118 |
|
| | | AMAZON.COM INC COMMON STOCK USD.01 | | 12,001 |
|
| | | AMERICAN EXPRESS CO COMMON STOCK USD.2 | | 2,149 |
|
| | | AMGEN INC COMMON STOCK USD.0001 | | 3,649 |
|
| | | AUTODESK INC COMMON STOCK USD.01 | | 7,439 |
|
| | | AUTOMATIC DATA PROCESSING COMMON STOCK USD.1 | | 1,721 |
|
| | | CERNER CORP COMMON STOCK USD.01 | | 3,930 |
|
| | | CISCO SYSTEMS INC COMMON STOCK USD.001 | | 5,215 |
|
| | | COCA COLA CO/THE COMMON STOCK USD.25 | | 5,153 |
|
| | | COLGATE PALMOLIVE CO COMMON STOCK USD1.0 | | 3,503 |
|
| | | DANONE SPONS ADR ADR | | 5,206 |
|
| | | DEERE + CO COMMON STOCK USD1.0 | | 5,259 |
|
| | | EXPEDITORS INTL WASH INC COMMON STOCK USD.01 | | 5,588 |
|
| | | FACEBOOK INC CLASS A COMMON STOCK USD.000006 | | 8,765 |
|
| | | FACTSET RESEARCH SYSTEMS INC COMMON STOCK USD.01 | | 3,181 |
|
| | | MERCK + CO. INC. COMMON STOCK USD.5 | | 2,457 |
|
| | | MICROSOFT CORP COMMON STOCK USD.00000625 | | 6,241 |
|
| | | MONSTER BEVERAGE CORP COMMON STOCK | | 6,051 |
|
| | | NOVARTIS AG SPONSORED ADR ADR | | 3,429 |
|
| | | NOVO NORDISK A/S SPONS ADR ADR | | 5,423 |
|
| | | ORACLE CORP COMMON STOCK USD.01 | | 9,266 |
|
| | | PROCTER + GAMBLE CO/THE COMMON STOCK | | 5,740 |
|
| | | QUALCOMM INC COMMON STOCK USD.0001 | | 5,341 |
|
| | | REGENERON PHARMACEUTICALS COMMON STOCK USD.001 | | 6,679 |
|
| | | SEI INVESTMENTS COMPANY COMMON STOCK USD.01 | | 3,981 |
|
| | | SCHLUMBERGER LTD COMMON STOCK USD.01 | | 2,955 |
|
| | | STARBUCKS CORP COMMON STOCK USD.001 | | 6,116 |
|
| | | STATE STREET BANK + TRUST CO SHORT TERM INVESTMENT FUND | | 4,276 |
|
| | | UNITED PARCEL SERVICE CL B COMMON STOCK USD.01 | | 1,860 |
|
| | | VARIAN MEDICAL SYSTEMS INC COMMON STOCK USD1.0 | | 3,181 |
|
| | | VISA INC CLASS A SHARES COMMON STOCK USD.0001 | | 11,689 |
|
| | | YUM BRANDS INC COMMON STOCK | | 3,668 |
|
| | | YUM CHINA HOLDINGS INC COMMON STOCK USD.01 | | 2,473 |
|
| | | Total Loomis Sayles | | $ | 183,264 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| T. Rowe Price | | AT+T INC COMMON STOCK USD1.0 | | $ | 519 |
|
| | | AMERICAN INTERNATIONAL GROUP COMMON STOCK USD2.5 | | 1,929 |
|
| | | APPLIED MATERIALS INC COMMON STOCK USD.01 | | 1,277 |
|
| | | BANK OF NEW YORK MELLON CORP COMMON STOCK USD.01 | | 2,180 |
|
| | | BECTON DICKINSON AND CO COMMON STOCK USD1.0 | | 1,096 |
|
| | | BECTON DICKINSON AND CO PREFERRED STOCK 05/20 6.125 | | 383 |
|
| | | BOEING CO/THE COMMON STOCK USD5.0 | | 2,592 |
|
| | | BRIGHTHOUSE FINANCIAL INC COMMON STOCK USD.01 | | 632 |
|
| | | CF INDUSTRIES HOLDINGS INC COMMON STOCK USD.01 | | 1,310 |
|
| | | CVS HEALTH CORP COMMON STOCK USD.01 | | 2,693 |
|
| | | CANADIAN NATURAL RESOURCES COMMON STOCK | | 1,071 |
|
| | | CANADIAN PACIFIC RAILWAY LTD COMMON STOCK | | 577 |
|
| | | CARNIVAL CORP COMMON STOCK USD.01 | | 1,066 |
|
| | | CISCO SYSTEMS INC COMMON STOCK USD.001 | | 3,671 |
|
| | | CITIGROUP INC COMMON STOCK USD.01 | | 1,313 |
|
| | | COMCAST CORP CLASS A COMMON STOCK USD.01 | | 1,854 |
|
| | | DOWDUPONT INC COMMON STOCK USD.01 | | 2,368 |
|
| | | DUKE ENERGY CORP COMMON STOCK USD.001 | | 1,260 |
|
| | | EQT CORP COMMON STOCK | | 545 |
|
| | | EQUITRANS MIDSTREAM CORP COMMON STOCK | | 543 |
|
| | | EVERGY INC COMMON STOCK | | 1,822 |
|
| | | EXXON MOBIL CORP COMMON STOCK | | 3,445 |
|
| | | FIFTH THIRD BANCORP COMMON STOCK | | 2,345 |
|
| | | FORTUNE BRANDS HOME + SECURI COMMON STOCK USD.01 | | 1,318 |
|
| | | FRANKLIN RESOURCES INC COMMON STOCK USD.1 | | 1,314 |
|
| | | GENERAL ELECTRIC CO COMMON STOCK USD.06 | | 1,108 |
|
| | | GILEAD SCIENCES INC COMMON STOCK USD.001 | | 1,434 |
|
| | | HESS CORP COMMON STOCK USD1.0 | | 1,004 |
|
| | | HOLOGIC INC COMMON STOCK USD.01 | | 1,448 |
|
| | | ILLINOIS TOOL WORKS COMMON STOCK USD.01 | | 1,381 |
|
| | | INTERNATIONAL PAPER CO COMMON STOCK USD1.0 | | 2,021 |
|
| | | JPMORGAN CHASE + CO COMMON STOCK USD1.0 | | 5,712 |
|
| | | JOHNSON + JOHNSON COMMON STOCK USD1.0 | | 3,031 |
|
| | | KIMBERLY CLARK CORP COMMON STOCK USD1.25 | | 2,788 |
|
| | | KOHLS CORP COMMON STOCK USD.01 | | 717 |
|
| | | LAS VEGAS SANDS CORP COMMON STOCK USD.001 | | 917 |
|
| | | LOEWS CORP COMMON STOCK USD.01 | | 1,746 |
|
| | | MAGNA INTERNATIONAL INC COMMON STOCK | | 1,486 |
|
| | | MARSH + MCLENNAN COS COMMON STOCK USD1.0 | | 1,964 |
|
| | | MATTEL INC COMMON STOCK USD1.0 | | 308 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| T. Rowe Price | | MERCK + CO. INC. COMMON STOCK USD.5 | | $ | 3,775 |
|
| | | METLIFE INC COMMON STOCK USD.01 | | 1,917 |
|
| | | MICROSOFT CORP COMMON STOCK USD.00000625 | | 5,457 |
|
| | | MORGAN STANLEY COMMON STOCK USD.01 | | 2,839 |
|
| | | NEWS CORP CLASS A COMMON STOCK USD.01 | | 764 |
|
| | | NEXTERA ENERGY INC COMMON STOCK USD.01 | | 143 |
|
| | | NEXTERA ENERGY INC PREFERRED STOCK 09/19 6.123 | | 1,548 |
|
| | | OCCIDENTAL PETROLEUM CORP COMMON STOCK USD.2 | | 2,128 |
|
| | | P G + E CORP COMMON STOCK | | 1,001 |
|
| | | PEPSICO INC COMMON STOCK USD.017 | | 1,753 |
|
| | | PFIZER INC COMMON STOCK USD.05 | | 4,536 |
|
| | | PHILIP MORRIS INTERNATIONAL COMMON STOCK | | 2,044 |
|
| | | QUALCOMM INC COMMON STOCK USD.0001 | | 2,725 |
|
| | | RAYTHEON COMPANY COMMON STOCK USD.01 | | 1,075 |
|
| | | ROWE T PRICE GOV RES FD | | 2,818 |
|
| | | SL GREEN REALTY CORP REIT USD.01 | | 1,028 |
|
| | | SEMPRA ENERGY COMMON STOCK | | 173 |
|
| | | SEMPRA ENERGY PREFERRED STOCK 01/21 6 | | 1,048 |
|
| | | SEMPRA ENERGY PREFERRED STOCK 07/21 6.75 | | 230 |
|
| | | SIGNATURE BANK COMMON STOCK USD.01 | | 670 |
|
| | | SOUTHERN CO/THE COMMON STOCK USD5.0 | | 3,088 |
|
| | | SOUTHWEST AIRLINES CO COMMON STOCK USD1.0 | | 2,231 |
|
| | | STERICYCLE INC COMMON STOCK USD.01 | | 610 |
|
| | | STATE STREET BANK + TRUST CO SHORT TERM INVESTMENT FUND | | 2,330 |
|
| | | TEXAS INSTRUMENTS INC COMMON STOCK USD1.0 | | 1,662 |
|
| | | THERMO FISHER SCIENTIFIC INC COMMON STOCK USD1.0 | | 752 |
|
| | | TOTAL SA SPON ADR ADR | | 4,118 |
|
| | | TRANSCANADA CORP COMMON STOCK | | 2,406 |
|
| | | TWENTY FIRST CENTURY FOX B COMMON STOCK USD.01 | | 3,664 |
|
| | | TYSON FOODS INC CL A COMMON STOCK USD.1 | | 3,110 |
|
| | | US BANCORP COMMON STOCK USD.01 | | 2,687 |
|
| | | UNITED PARCEL SERVICE CL B COMMON STOCK USD.01 | | 1,633 |
|
| | | UNITED TECHNOLOGIES CORP COMMON STOCK USD1.0 | | 791 |
|
| | | VERIZON COMMUNICATIONS INC COMMON STOCK USD.1 | | 3,528 |
|
| | | VULCAN MATERIALS CO COMMON STOCK USD1.0 | | 346 |
|
| | | WALMART INC COMMON STOCK USD.1 | | 2,343 |
|
| | | WELLS FARGO + CO COMMON STOCK USD1.666 | | 5,240 |
|
| | | WEYERHAEUSER CO REIT USD1.25 | | 1,333 |
|
| | | ZIMMER BIOMET HOLDINGS INC COMMON STOCK USD.01 | | 560 |
|
|
| |
Appendix of Schedule H - Schedule of Assets (Held at End of Year) December 31, 2018 | Edison 401(k) Savings Plan |
|
| | | | | | | |
| | | EIN: 95-1240335 | |
| | | Plan Number: 002 | |
| | | | | |
(a) | (b) | | (c) | | (e) |
| Identity of Issuer, Borrower, Lessor, or Similar Party | | Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value | | Current Value (in thousands) |
| T. Rowe Price | | BUNGE LTD COMMON STOCK USD.01 | | $ | 1,481 |
|
| | | JOHNSON CONTROLS INTERNATION COMMON STOCK USD.01 | | 2,111 |
|
| | | MEDTRONIC PLC COMMON STOCK USD.1 | | 3,655 |
|
| | | NIELSEN HOLDINGS PLC COMMON STOCK EUR.07 | | 1,085 |
|
| | | PERRIGO CO PLC COMMON STOCK EUR.001 | | 961 |
|
| | | CHUBB LTD COMMON STOCK | | 3,132 |
|
| | | TE CONNECTIVITY LTD COMMON STOCK CHF.57 | | 1,154 |
|
| | | US DOLLAR | | (951 | ) |
| | | Total T. Rowe Price | | $ | 158,920 |
|
| | | | | |
| | | Grand Total | | $ | 699,817 |
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Item 9.01 | Financial Statements and Exhibits |
EXHIBIT INDEX
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| |
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Exhibit No. | Description |
| |
23 | |
| |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the trustees (or other persons who administer the Plan) have duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June 26, 2019
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| EDISON 401 (K) SAVINGS PLAN |
| |
By: | /s/ Jacqueline Trapp |
| Jacqueline Trapp |
| Chair of the Southern California Edison Company |
| Benefits Committee |