SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol EDISON INTERNATIONAL [ EIX ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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3. Date of Earliest Transaction (Month/Day/Year) 01/03/2022 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 01/03/2022 | M(1) | 32,927 | A | $43.1 | 38,840.904(2) | D | |||
Common Stock | 01/03/2022 | F(1) | 25,271(3) | D | $67.51 | 13,569.904 | D | |||
Common Stock | 01/03/2022 | M(4) | 1,887.0623 | A | (5) | 15,456.9663 | D | |||
Common Stock | 01/03/2022 | F(4)(6) | 653 | D | $67.51 | 14,803.9663 | D | |||
Common Stock | 01/03/2022 | D(4)(6) | 0.0623 | D | $67.51 | 14,803.904 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-qualified Stock Options (Right to Buy) | $43.1 | 01/03/2022 | M(1) | 32,927 | (7) | 01/03/2022 | Common Stock | 32,927 | $0 | 0 | D | ||||
Restricted Stock Units | (5) | 01/03/2022 | M(4) | 1,887.0623(8) | 01/03/2022 | 01/03/2022 | Common Stock | 1,887.0623 | $0 | 0 | D |
Explanation of Responses: |
1. These transactions resulted from the involuntary, automatic exercise of in-the-money stock options immediately prior to their expiration by Edison International ("EIX") for the Reporting Person, pursuant to the options' terms and conditions. |
2. The holdings reported herein include shares acquired pursuant to dividend reinvestment and exempt from reporting under Section 16(a). |
3. These shares were withheld by EIX for the payment of the exercise price and the minimum tax withholding obligations. |
4. Pursuant to the terms of this award, these transactions were an automatic, scheduled payment. Only a portion of the award was actually paid in shares of Edison International Common Stock, while a portion of the award was paid in cash only. |
5. 1 for 1: Each restricted stock unit is equal in value to one share of Edison International Common Stock. |
6. These transactions are the portions of the award that were paid in cash only. |
7. 8,232 options vested on each of January 2, 2013, January 2, 2014, and January 2, 2015, and 8,231 options vested on December 31, 2015. |
8. The holdings reported herein include additional restricted stock units acquired pursuant to dividend reinvestment and exempt from reporting under Section 16(a). |
/s/ Caroline Choi | 01/04/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |