Registrant Name: American Century Quantitative Equity Funds, Inc.
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SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL |
Ticker: Security ID: 784924300 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
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TE CONNECTIVITY LTD. Meeting Date: MAR 04, 2014 Record Date: FEB 12, 2014 Meeting Type: ANNUAL |
Ticker: TEL Security ID: H84989104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pierre R. Brondeau | Management | For | For |
1b | Elect Director Juergen W. Gromer | Management | For | For |
1c | Elect Director William A. Jeffrey | Management | For | For |
1d | Elect Director Thomas J. Lynch | Management | For | For |
1e | Elect Director Yong Nam | Management | For | For |
1f | Elect Director Daniel J. Phelan | Management | For | For |
1g | Elect Director Frederic M. Poses | Management | For | For |
1h | Elect Director Lawrence S. Smith | Management | For | For |
1i | Elect Director Paula A. Sneed | Management | For | For |
1j | Elect Director David P. Steiner | Management | For | For |
1k | Elect Director John C. Van Scoter | Management | For | For |
1l | Elect Director Laura H. Wright | Management | For | For |
2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | For |
3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | For |
3c | Elect David P. Steiner as Member of Management Development & Compensation Committee | Management | For | For |
4 | Designate Jvo Grundler as Independent Proxy | Management | For | For |
5.1 | Accept Annual Report for Fiscal Year Ended September 27, 2013 | Management | For | For |
5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
6 | Approve Discharge of Board and Senior Management | Management | For | For |
7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 26, 2014 | Management | For | For |
7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Approve Allocation of Available Earnings for Fiscal Year 2013 | Management | For | For |
10 | Approve Declaration of Dividend | Management | For | For |
11 | Authorize Repurchase of Up to USD 1 Billion of Share Capital | Management | For | Against |
12 | Approve Reduction of Share Capital | Management | For | For |
13 | Adjourn Meeting | Management | For | Against |
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SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL |
Ticker: Security ID: 784924300 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
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SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL |
Ticker: Security ID: 784924300 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
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AGRICULTURAL BANK OF CHINA Meeting Date: JUN 23, 2014 Record Date: MAY 23, 2014 Meeting Type: ANNUAL |
Ticker: 601288 Security ID: Y00289119 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
- | Special Business | Management | None | None |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
2 | Approve the Amendments to the Articles of Association | Management | For | For |
3a | Approve Type and Number of Securities to be Issued Under the Issuance Plan for Preference Shares | Management | For | For |
3b | Approve Duration of the Issuance Plan for Preference Shares | Management | For | For |
3c | Approve Method of the Issuance Plan for Preference Shares | Management | For | For |
3d | Approve Subscribers of the Issuance Plan for Preference Shares | Management | For | For |
3e | Approve Nominal Value and Issuance Price Under the Issuance Plan for Preference Shares | Management | For | For |
3f | Approve Dividend Distribution Provisions Under the Issuance Plan for Preference Shares | Management | For | For |
3g | Approve Optional Redemption Provisions Under the Issuance Plan for Preference Shares | Management | For | For |
3h | Approve Mandatory Conversion Provisions Under the Issuance Plan for Preference Shares | Management | For | For |
3i | Approve Restriction On and Restoration of Voting Rights Under the Issuance Plan for Preference Shares | Management | For | For |
3j | Approve Sequence of Settlement and Method of Liquidation Under the Issuance Plan for Preference Shares | Management | For | For |
3k | Approve Use of Proceeds Under the Issuance Plan for Preference Shares | Management | For | For |
3l | Approve Rating Arrangement Under the Issuance Plan for Preference Shares | Management | For | For |
3m | Approve Guarantee Arrangement Under the Issuance Plan for Preference Shares | Management | For | For |
3n | Approve Transfer Arrangement Under the Issuance Plan for Preference Shares | Management | For | For |
3o | Approve Effective Period of the Resolution of the Issuance Plan for Preference Shares | Management | For | For |
3p | Approve Authorization of the Issuance of Preference Shares | Management | For | For |
- | Ordinary Business | Management | None | None |
4 | Approve Compensation on Instant Returns to Shareholders after Issuance of Preference Shares | Management | For | For |
5 | Accept Feasibility Analysis Report of the Use of Proceeds | Management | For | For |
6 | Approve Shareholders Return Plan for 2014-2016 | Management | For | For |
7 | Accept 2013 Work Report of the Board of Directors | Management | For | For |
8 | Accept 2013 Work Report of the Board of Supervisors | Management | For | For |
9 | Approve Final Financial Accounts | Management | For | For |
10 | Approve Profit Distribution Plan | Management | For | For |
11 | Approve Fixed Assets Investment Budget | Management | For | For |
12 | Elect Frederick Ma Si-hang as Director | Management | For | For |
13 | Elect Wen Tiejun as Director | Management | For | For |
14 | Elect as Wang Xingchun as a Supervisor Representing Shareholders | Management | For | For |
15 | Approve Final Remuneration Plan for Directors and Supervisors for 2012 | Management | For | For |
16 | Appoint External Auditors | Management | For | For |
17 | Elect Zhou Ke as Director | Shareholder | For | For |
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ASUSTEK COMPUTER INC. Meeting Date: JUN 17, 2014 Record Date: APR 18, 2014 Meeting Type: ANNUAL |
Ticker: 2357 Security ID: Y04327105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
4.1 | Elect Shih, Tsung-Tang, with Shareholder No. 71, as Non-Independent Director | Management | For | For |
4.2 | Elect Tseng, Chiang-Sheng, with Shareholder No. 25370, as Non-Independent Director | Management | For | For |
4.3 | Elect Shen, Cheng-Lai, with Shareholder No. 80, as Non-Independent Director | Management | For | For |
4.4 | Elect Chen, Yen-Cheng, with Shareholder No. 135, as Non-Independent Director | Management | For | For |
4.5 | Elect Hsu, Hsien-Yuen, with Shareholder No. 116, as Non-Independent Director | Management | For | For |
4.6 | Elect Hsieh, Min-Chieh, with Shareholder No. 388, as Non-Independent Director | Management | For | For |
4.7 | Elect Hu, Su-Pin, with Shareholder No. 255368, as Non-Independent Director | Management | For | For |
4.8 | Elect Yang, Tze-Kaing, with ID No. A10224****, as Supervisor | Management | For | For |
4.9 | Elect Cheng, Chung-Jen, with Shareholder No. 264008, as Supervisor | Management | For | For |
4.10 | Elect Yang, Long-Hui, with Shareholder No. 66, as Supervisor | Management | For | For |
5 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | For |
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BANK OF CHINA LIMITED Meeting Date: JUN 12, 2014 Record Date: MAY 12, 2014 Meeting Type: ANNUAL |
Ticker: 03988 Security ID: Y0698A107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept 2013 Work Report of the Board of Directors | Management | For | For |
2 | Accept 2013 Work Report of the Board of Supervisors | Management | For | For |
3 | Accept 2013 Annual Financial Statements | Management | For | For |
4 | Approve 2013 Profit Distribution Plan | Management | For | For |
5 | Approve 2014 Annual Budget for Fixed Assets Investment | Management | For | For |
6 | Appoint Ernst & Young Hua Ming as External Auditors | Management | For | For |
7 | Approve Capital Management Plan of Bank of China for 2013-2016 | Management | For | For |
8a | Elect Zhang Xiangdong as Director | Management | For | Against |
8b | Elect Zhang Qi as Director | Management | For | Against |
8c | Elect Jackson Tai as Director | Management | For | For |
8d | Elect Liu Xianghui as Director | Management | For | For |
9a | Elect Mei Xingbao as Supervisor | Management | For | For |
9b | Elect Bao Guoming as Supervisor | Management | For | For |
10 | Approve Remuneration Plan for the Chairman, Executive Directors, Chairman of Board of Supervisors and Shareholder Representative Supervisors of 2012 | Management | For | For |
11 | Amend Articles of Association | Shareholder | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Shareholder | For | Against |
13a | Approve Type of Securities to be Issued and Issue Size in Relation to the Non-Public Issuance of Domestic Preference Shares | Shareholder | For | For |
13b | Approve Par Value and Issue Price in Relation to the Non-Public Issuance of Domestic Preference Shares | Shareholder | For | For |
13c | Approve Term in Relation to the Non-Public Issuance of Domestic Preference Shares | Shareholder | For | For |
13d | Approve Method of Issuance and Target Investors in Relation to the Non-Public Issuance of Domestic Preference Shares | Shareholder | For | For |
13e | Approve Mechanism of Participation by Holders of Preference Shares in Dividend Distribution in Relation to the Non-Public Issuance of Domestic Preference Shares | Shareholder | For | For |
13f | Approve Compulsory Conversion in Relation to the Non-Public Issuance of Domestic Preference Shares | Shareholder | For | For |
13g | Approve Terms of Conditional Redemption in Relation to the Non-Public Issuance of Domestic Preference Shares | Shareholder | For | For |
13h | Approve Restrictions on Voting Rights of Holders of Preference Shares and Recovery of Voting Rights in Relation to the Non-Public Issuance of Domestic Preference Shares | Shareholder | For | For |
13i | Approve Order of Priority and Method of Liquidation in Relation to the Non-Public Issuance of Domestic Preference Shares | Shareholder | For | For |
13j | Approve Rating Arrangement in Relation to the Non-Public Issuance of Domestic Preference Shares | Shareholder | For | For |
13k | Approve Security for the Issuance of Preference Shares in Relation to the Non-Public Issuance of Domestic Preference Shares | Shareholder | For | For |
13l | Approve Term of Restrictions on Trade and Transfer of Preference Shares in Relation to the Non-Public Issuance of Domestic Preference Shares | Shareholder | For | For |
13m | Approve Validity Period of the Resolution in Relation to the Non-Public Issuance of Domestic Preference Shares | Shareholder | For | For |
13n | Approve Trading Arrangement in Relation to the Non-Public Issuance of Domestic Preference Shares | Shareholder | For | For |
13o | Approve Use of Proceeds in Relation to the Non-Public Issuance of Domestic Preference Shares | Shareholder | For | For |
13p | Approve Matters Relating to the Authorization in Relation to the Non-Public Issuance of Domestic Preference Shares | Shareholder | For | For |
14a | Approve Type of Securities to be Issued and Issue Size in Relation to the Non-Public Issuance of Offshore Preference Shares | Shareholder | For | For |
14b | Approve Par Value and Issue Price in Relation to the Non-Public Issuance of Offshore Preference Shares | Shareholder | For | For |
14c | Approve Term in Relation to the Non-Public Issuance of Offshore Preference Shares | Shareholder | For | For |
14d | Approve Method of Issuance and Target Investors in Relation to the Non-Public Issuance of Offshore Preference Shares | Shareholder | For | For |
14e | Approve Mechanism of Participation by Holders of Preference Shares in Dividend Distribution in Relation to the Non-Public Issuance of Offshore Preference Shares | Shareholder | For | For |
14f | Approve Compulsory Conversion in Relation to the Non-Public Issuance of Offshore Preference Shares | Shareholder | For | For |
14g | Approve Terms of Conditional Redemption in Relation to the Non-Public Issuance of Offshore Preference Shares | Shareholder | For | For |
14h | Approve Restrictions on Voting Rights of Holders of Preference Shares and Recovery of Voting Rights in Relation to the Non-Public Issuance of Offshore Preference Shares | Shareholder | For | For |
14i | Approve Order of Priority and Method of Liquidation in Relation to the Non-Public Issuance of Offshore Preference Shares | Shareholder | For | For |
14j | Approve Rating Arrangement in Relation to the Non-Public Issuance of Offshore Preference Shares | Shareholder | For | For |
14k | Approve Security for the Issuance of Preference Shares in Relation to the Non-Public Issuance of Offshore Preference Shares | Shareholder | For | For |
14l | Approve Lock-up Period in Relation to the Non-Public Issuance of Offshore Preference Shares | Shareholder | For | For |
14m | Approve Validity Period of the Resolution in Relation to the Non-Public Issuance of Offshore Preference Shares | Shareholder | For | For |
14n | Approve Trading/Listing Arrangement in Relation to the Non-Public Issuance of Offshore Preference Shares | Shareholder | For | For |
14o | Approve Use of Proceeds in Relation to the Non-Public Issuance of Offshore Preference Shares | Shareholder | For | For |
14p | Approve Matters of Authorization in Relation to the Non-Public Issuance of Offshore Preference Shares | Shareholder | For | For |
15 | Approve Bank of China Limited Shareholder Return Plan for 2014 to 2016 | Shareholder | For | For |
16 | Approve Dilution of Current Returns and Remedial Measures Upon Issuance of Preference Shares | Shareholder | For | For |
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CTBC FINANCIAL HOLDING CO., LTD. Meeting Date: JUN 20, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL |
Ticker: 2891 Security ID: Y15093100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | For |
6.1 | Elect Wen-Long, Yen, a Representative of Wei Fu Investment Co., Ltd. with ID NO.2322****, as Non-Independent Director | Management | For | For |
6.2 | Elect H. Steve Hsieh, a Representative of Yi Chuan Investment Co., Ltd. with ID No.5335****, as Non-Independent Director | Management | For | For |
6.3 | Elect Thomas K S. Chen, a Representative of Yi Chuan Investment Co., Ltd. with ID No.5335****, as Non-Independent Director | Management | For | For |
6.4 | Elect Chao-Chin, Tung, a Representative of Chang Chi Investment Ltd. with ID No.5332****, as Non-Independent Director | Management | For | For |
6.5 | Elect Song-Chi, Chien, a Representative of Chung Yuan Investment Co., Ltd. with ID No.5417****, as Non-Independent Director | Management | For | For |
6.6 | Elect Chung-Yu, Wang, with ID No.A10102****, as Independent Director | Management | For | For |
6.7 | Elect Wen-Chih, Lee, with ID No.E12152****, as Independent Director | Management | For | For |
6.8 | Elect Jie-Haun, Lee, with ID No.G12000****, as Independent Director | Management | For | For |
6.9 | Elect Yen-Lin, Wu, with ID No.195109****, as Independent Director | Management | For | For |
7 | Transact Other Business (Non-Voting) | Management | None | None |
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GAZPROM OAO Meeting Date: JUN 27, 2014 Record Date: MAY 08, 2014 Meeting Type: ANNUAL |
Ticker: GAZP Security ID: 368287207 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Dividends of RUB 7.20 per Share | Management | For | For |
5 | Ratify ZAO PricewaterhouseCoopers as Auditor | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | Against |
7 | Approve Remuneration of Members of Audit Commission | Management | For | For |
8 | Amend Charter | Management | For | For |
9 | Amend Regulations on Board of Directors | Management | For | For |
10 | Approve Large-Scale Related-Party Transaction with South Stream Transport B.V.: Guarantee Agreement for Securing Obligations of LLC Gazprom Export | Management | For | For |
11.1 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | Management | For | For |
11.2 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | Management | For | For |
11.3 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | Management | For | For |
11.4 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | Management | For | For |
11.5 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | Management | For | For |
11.6 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | Management | For | For |
11.7 | Approve Related-Party Transaction with OAO AB ROSSIYA Re: Loan Facility Agreement | Management | For | For |
11.8 | Approve Related-Party Transaction with OAO Gazprombank and OAO Sberbank of Russia Re: Agreements on Transfer of Funds and Maintaining Minimum Balance on Bank Accounts | Management | For | For |
11.9 | Approve Related-Party Transaction with OAO AB ROSSIYA Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts | Management | For | For |
11.10 | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, and OAO AB ROSSIYA Re: Agreements on Using Electronic Payments System | Management | For | For |
11.11 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
11.12 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
11.13 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreement on Forward/Swap Conversion Operations | Management | For | For |
11.14 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
11.15 | Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements | Management | For | For |
11.16 | Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements | Management | For | For |
11.17 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Deposit Agreements | Management | For | For |
11.18 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries | Management | For | For |
11.19 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries | Management | For | For |
11.20 | Approve Related-Party Transaction with OAO Bank VTB Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries | Management | For | For |
11.21 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Tax Authorities | Management | For | For |
11.22 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Guarantees to Tax Authorities | Management | For | For |
11.23 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreements on Guarantees to Tax Authorities | Management | For | For |
11.24 | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreements on Temporary Possession and Use of Building and Equipment | Management | For | For |
11.25 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
11.26 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Temporary Possession and Use of Non-residential Premises | Management | For | For |
11.27 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
11.28 | Approve Related-Party Transaction with OAO Gazpromneft Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Telecommunications | Management | For | For |
11.29 | Approve Related-Party Transaction with OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
11.30 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
11.31 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreements on Sale of Commercial Products Owned by Gazprom | Management | For | For |
11.32 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
11.33 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreements on Temporary Possession and Use of Gas Distribution System, Software and Hardware Solutions | Management | For | For |
11.34 | Approve Related-Party Transaction with OAO Druzhba Re: Agreements on Temporary Possession and Use of Facilities of Druzhba Vacation Cente | Management | For | For |
11.35 | Approve Related-Party Transaction with OOO Gazprom Investproyekt Re: Provision of Consulting Services | Management | For | For |
11.36 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreements on Arranging of Injection and Storage of Gas | Management | For | For |
11.37 | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
11.38 | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreements on Delivery of Gas | Management | For | For |
11.39 | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreements on Transportation of Gas | Management | For | For |
11.40 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Transportation of Gas | Management | For | For |
11.41 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Environment, Life, Health, and Individual Property Insurance | Management | For | For |
11.42 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Sale/Purchase of Gas | Management | For | For |
11.43 | Approve Related-Party Transaction with A/S Latvijas Gaze Re: Agreements on Sale of Gas, Arranging of Injection, and Storage of Gas | Management | For | For |
11.44 | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Agreements on Transfer of Funds | Management | For | For |
11.45 | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreements on Sale of Gas | Management | For | For |
11.46 | Approve Related-Party Transaction with AO Moldovagaz Re: Agreements on Sale and Transportation of Gas | Management | For | For |
11.47 | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreements on Transportation of Gas | Management | For | For |
11.48 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreements on Transportation of Gas | Management | For | For |
11.49 | Approve Related-Party Transaction with OAO AK Transneft Re: Agreements on Transportation of Oil and Storage of Oil | Management | For | For |
11.50 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
11.51 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
11.52 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
11.53 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
11.54 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
11.55 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
11.56 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts Work | Management | For | For |
11.57 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
11.58 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
11.59 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
11.60 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: License to Use Software | Management | For | For |
11.61 | Approve Related-Party Transaction with OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Investment Projects | Management | For | For |
11.62 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Investment Projects | Management | For | For |
11.63 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Works Related to Cost Estimate Documentation and On-Load Pre-Commissioning Tests | Management | For | For |
11.64 | Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property | Management | For | For |
11.65 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Property | Management | For | For |
11.66 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | Management | For | For |
11.67 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Property | Management | For | For |
11.68 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees | Management | For | For |
11.69 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees, Their Familiy Members, and Retired Former Employees | Management | For | For |
11.70 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Transportation Vehicles Owned By Gazprom | Management | For | For |
11.71 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees Travelling On Official Business | Management | For | For |
11.72 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Using Electronic Payments System | Management | For | For |
11.73 | Approve Related-Party Transaction with OOO Gazprom Gazomotornoye Toplivo Re: License to Use OAO Gazprom's Trademarks Electronic Payments System | Management | For | For |
11.74 | Approve Related-Party Transaction with Equipment Manufacturers Association Novye Technologii Gazovoy Otrasli Re: License to Use OAO Gazprom's Trademarks Electronic Payments System | Management | For | For |
11.75 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom's TrademarksElectronic Payments System | Management | For | For |
11.76 | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System | Management | For | For |
11.77 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Gas Supply Agreements | Management | For | For |
11.78 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Crude Oil Supply Agreements | Management | For | For |
11.79 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreements on Transportation of Gas | Management | For | For |
11.80 | Approve Related-Party Transaction with OAO Gazprom Transgaz Belarus Re: Agreements on Sale of Gas and Transit Transportation of Gas | Management | For | For |
12.1 | Elect Andrey Akimov as Director | Management | None | Against |
12.2 | Elect Farit Gazizullin as Director | Management | None | Against |
12.3 | Elect Viktor Zubkov as Director | Management | None | Against |
12.4 | Elect Elena Karpel as Director | Management | None | Against |
12.5 | Elect Timur Kulibayev as Director | Management | None | Against |
12.6 | Elect Vitaliy Markelov as Director | Management | None | Against |
12.7 | Elect Viktor Martynov as Director | Management | None | Against |
12.8 | Elect Vladimir Mau as Director | Management | None | Against |
12.9 | Elect Aleksey Miller as Director | Management | None | Against |
12.10 | Elect Valery Musin as Director | Management | None | For |
12.11 | Elect Seppo Remes as Director | Management | None | Against |
12.12 | Elect Oleg Saveliev as Director | Management | None | Against |
12.13 | Elect Andrey Sapelin as Director | Management | None | Against |
12.14 | Elect Mikhail Sereda as Director | Management | None | Against |
13.1 | Elect Vladimir Alisov as Member of Audit Commission | Management | For | Against |
13.2 | Elect Dmitry Arkhipov as Member of Audit Commission | Management | For | For |
13.3 | Elect Aleksey Afonyashin as Member of Audit Commission | Management | For | Against |
13.4 | Elect Irina Babenkova as Member of Audit Commission | Management | For | Against |
13.5 | Elect Andrey Belobrov as Member of Audit Commission | Management | For | Against |
13.6 | Elect Vadim Bikulov as Member of Audit Commission | Management | For | For |
13.7 | Elect Larisa Vitj as Member of Audit Commission | Management | For | Against |
13.8 | Elect Aleksandr Ivanninkov as Member of Audit Commission | Management | For | Against |
13.9 | Elect Marina Mikhina as Member of Audit Commission | Management | For | For |
13.10 | Elect Yuriy Nosov as Member of Audit Commission | Management | For | For |
13.11 | Elect Karen Oganyan as Member of Audit Commission | Management | For | Against |
13.12 | Elect Oleg Osipenko as Member of Audit Commission | Management | For | Against |
13.13 | Elect Sergey Platonov as Member of Audit Commission | Management | For | Against |
13.14 | Elect Svetlana Ray as Member of Audit Commission | Management | For | Against |
13.15 | Elect Mikhail Rosseyev as Member of Audit Commission | Management | For | Against |
13.16 | Elect Tatyana Fisenko as Member of Audit Commission | Management | For | Against |
13.17 | Elect Alan Khadziev as Member of Audit Commission | Management | For | Against |
13.18 | Elect Aleksandr Shevchuk as Member of Audit Commission | Management | For | For |
|
GAZPROM OAO Meeting Date: JUN 27, 2014 Record Date: MAY 08, 2014 Meeting Type: ANNUAL |
Ticker: GAZP Security ID: 368287207 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Dividends of RUB 7.20 per Share | Management | For | For |
5 | Ratify ZAO PricewaterhouseCoopers as Auditor | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | Against |
7 | Approve Remuneration of Members of Audit Commission | Management | For | For |
8 | Amend Charter | Management | For | For |
9 | Amend Regulations on Board of Directors | Management | For | For |
10 | Approve Large-Scale Related-Party Transaction with South Stream Transport B.V.: Guarantee Agreement for Securing Obligations of LLC Gazprom Export | Management | For | For |
11.1 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | Management | For | For |
11.2 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | Management | For | For |
11.3 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | Management | For | For |
11.4 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | Management | For | For |
11.5 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | Management | For | For |
11.6 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | Management | For | For |
11.7 | Approve Related-Party Transaction with OAO AB ROSSIYA Re: Loan Facility Agreement | Management | For | For |
11.8 | Approve Related-Party Transaction with OAO Gazprombank and OAO Sberbank of Russia Re: Agreements on Transfer of Funds and Maintaining Minimum Balance on Bank Accounts | Management | For | For |
11.9 | Approve Related-Party Transaction with OAO AB ROSSIYA Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts | Management | For | For |
11.10 | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, and OAO AB ROSSIYA Re: Agreements on Using Electronic Payments System | Management | For | For |
11.11 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
11.12 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
11.13 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreement on Forward/Swap Conversion Operations | Management | For | For |
11.14 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
11.15 | Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements | Management | For | For |
11.16 | Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements | Management | For | For |
11.17 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Deposit Agreements | Management | For | For |
11.18 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries | Management | For | For |
11.19 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries | Management | For | For |
11.20 | Approve Related-Party Transaction with OAO Bank VTB Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries | Management | For | For |
11.21 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Tax Authorities | Management | For | For |
11.22 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Guarantees to Tax Authorities | Management | For | For |
11.23 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreements on Guarantees to Tax Authorities | Management | For | For |
11.24 | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreements on Temporary Possession and Use of Building and Equipment | Management | For | For |
11.25 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
11.26 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Temporary Possession and Use of Non-residential Premises | Management | For | For |
11.27 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
11.28 | Approve Related-Party Transaction with OAO Gazpromneft Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Telecommunications | Management | For | For |
11.29 | Approve Related-Party Transaction with OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
11.30 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
11.31 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreements on Sale of Commercial Products Owned by Gazprom | Management | For | For |
11.32 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
11.33 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreements on Temporary Possession and Use of Gas Distribution System, Software and Hardware Solutions | Management | For | For |
11.34 | Approve Related-Party Transaction with OAO Druzhba Re: Agreements on Temporary Possession and Use of Facilities of Druzhba Vacation Cente | Management | For | For |
11.35 | Approve Related-Party Transaction with OOO Gazprom Investproyekt Re: Provision of Consulting Services | Management | For | For |
11.36 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreements on Arranging of Injection and Storage of Gas | Management | For | For |
11.37 | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
11.38 | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreements on Delivery of Gas | Management | For | For |
11.39 | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreements on Transportation of Gas | Management | For | For |
11.40 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Transportation of Gas | Management | For | For |
11.41 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Environment, Life, Health, and Individual Property Insurance | Management | For | For |
11.42 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Sale/Purchase of Gas | Management | For | For |
11.43 | Approve Related-Party Transaction with A/S Latvijas Gaze Re: Agreements on Sale of Gas, Arranging of Injection, and Storage of Gas | Management | For | For |
11.44 | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Agreements on Transfer of Funds | Management | For | For |
11.45 | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreements on Sale of Gas | Management | For | For |
11.46 | Approve Related-Party Transaction with AO Moldovagaz Re: Agreements on Sale and Transportation of Gas | Management | For | For |
11.47 | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreements on Transportation of Gas | Management | For | For |
11.48 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreements on Transportation of Gas | Management | For | For |
11.49 | Approve Related-Party Transaction with OAO AK Transneft Re: Agreements on Transportation of Oil and Storage of Oil | Management | For | For |
11.50 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
11.51 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
11.52 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
11.53 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
11.54 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
11.55 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
11.56 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts Work | Management | For | For |
11.57 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
11.58 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
11.59 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
11.60 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: License to Use Software | Management | For | For |
11.61 | Approve Related-Party Transaction with OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Investment Projects | Management | For | For |
11.62 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Investment Projects | Management | For | For |
11.63 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Works Related to Cost Estimate Documentation and On-Load Pre-Commissioning Tests | Management | For | For |
11.64 | Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property | Management | For | For |
11.65 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Property | Management | For | For |
11.66 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | Management | For | For |
11.67 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Property | Management | For | For |
11.68 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees | Management | For | For |
11.69 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees, Their Familiy Members, and Retired Former Employees | Management | For | For |
11.70 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Transportation Vehicles Owned By Gazprom | Management | For | For |
11.71 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees Travelling On Official Business | Management | For | For |
11.72 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Using Electronic Payments System | Management | For | For |
11.73 | Approve Related-Party Transaction with OOO Gazprom Gazomotornoye Toplivo Re: License to Use OAO Gazprom's Trademarks Electronic Payments System | Management | For | For |
11.74 | Approve Related-Party Transaction with Equipment Manufacturers Association Novye Technologii Gazovoy Otrasli Re: License to Use OAO Gazprom's Trademarks Electronic Payments System | Management | For | For |
11.75 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom's TrademarksElectronic Payments System | Management | For | For |
11.76 | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System | Management | For | For |
11.77 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Gas Supply Agreements | Management | For | For |
11.78 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Crude Oil Supply Agreements | Management | For | For |
11.79 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreements on Transportation of Gas | Management | For | For |
11.80 | Approve Related-Party Transaction with OAO Gazprom Transgaz Belarus Re: Agreements on Sale of Gas and Transit Transportation of Gas | Management | For | For |
12.1 | Elect Andrey Akimov as Director | Management | None | Against |
12.2 | Elect Farit Gazizullin as Director | Management | None | Against |
12.3 | Elect Viktor Zubkov as Director | Management | None | Against |
12.4 | Elect Elena Karpel as Director | Management | None | Against |
12.5 | Elect Timur Kulibayev as Director | Management | None | Against |
12.6 | Elect Vitaliy Markelov as Director | Management | None | Against |
12.7 | Elect Viktor Martynov as Director | Management | None | Against |
12.8 | Elect Vladimir Mau as Director | Management | None | Against |
12.9 | Elect Aleksey Miller as Director | Management | None | Against |
12.10 | Elect Valery Musin as Director | Management | None | For |
12.11 | Elect Seppo Remes as Director | Management | None | Against |
12.12 | Elect Oleg Saveliev as Director | Management | None | Against |
12.13 | Elect Andrey Sapelin as Director | Management | None | Against |
12.14 | Elect Mikhail Sereda as Director | Management | None | Against |
13.1 | Elect Vladimir Alisov as Member of Audit Commission | Management | For | Did Not Vote |
13.2 | Elect Dmitry Arkhipov as Member of Audit Commission | Management | For | For |
13.3 | Elect Aleksey Afonyashin as Member of Audit Commission | Management | For | Did Not Vote |
13.4 | Elect Irina Babenkova as Member of Audit Commission | Management | For | Did Not Vote |
13.5 | Elect Andrey Belobrov as Member of Audit Commission | Management | For | Did Not Vote |
13.6 | Elect Vadim Bikulov as Member of Audit Commission | Management | For | For |
13.7 | Elect Larisa Vitj as Member of Audit Commission | Management | For | Did Not Vote |
13.8 | Elect Aleksandr Ivanninkov as Member of Audit Commission | Management | For | Did Not Vote |
13.9 | Elect Marina Mikhina as Member of Audit Commission | Management | For | For |
13.10 | Elect Yuriy Nosov as Member of Audit Commission | Management | For | For |
13.11 | Elect Karen Oganyan as Member of Audit Commission | Management | For | Did Not Vote |
13.12 | Elect Oleg Osipenko as Member of Audit Commission | Management | For | Did Not Vote |
13.13 | Elect Sergey Platonov as Member of Audit Commission | Management | For | Did Not Vote |
13.14 | Elect Svetlana Ray as Member of Audit Commission | Management | For | Against |
13.15 | Elect Mikhail Rosseyev as Member of Audit Commission | Management | For | Against |
13.16 | Elect Tatyana Fisenko as Member of Audit Commission | Management | For | Against |
13.17 | Elect Alan Khadziev as Member of Audit Commission | Management | For | Against |
13.18 | Elect Aleksandr Shevchuk as Member of Audit Commission | Management | For | For |
|
HIGHWEALTH CONSTRUCTION CORP Meeting Date: JUN 11, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL |
Ticker: 2542 Security ID: Y31959102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | For |
4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
6.1 | Elect CHENG , CHIN -TIEN, with Shareholder No. 21685, as Non-Independent Director | Shareholder | None | For |
6.2 | Elect CHENG , HSIU -HUI, with Shareholder No. 25031, as Non-Independent Director | Shareholder | None | For |
6.3 | Elect CHENG, CHUN- MIN, with Shareholder No. 25038, as Non-Independent Director | Shareholder | None | For |
6.4 | Elect CHENG, CHIH- LUNG, a Representative of LI SHUO INVESTMENT CO ., LTD with Shareholder No. 24842, as Non-Independent Director | Shareholder | None | For |
6.5 | Elect WANG , WEI - SHIEH, a Representative of LI SHUO INVESTMENT CO ., LTD with Shareholder No. 24842, as Non-Independent Director | Shareholder | None | For |
6.6 | Elect FAN , HUA - CHUN, a Representative of LI SHUO INVESTMENT CO ., LTD with Shareholder No. 24842, as Non-Independent Director | Shareholder | None | For |
6.7 | Elect Non-Independent Director No. 7 | Shareholder | None | Against |
6.8 | Elect CHENG, SHUEI AN, a Representative of RUEN YING INVESTMENT CO ., LTD. with Shareholder No. 125517, as Supervisor | Shareholder | None | For |
6.9 | Elect YOU, ZHI PIN, with Shareholder No. 29563, as Supervisor | Shareholder | None | For |
7 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives | Management | For | Against |
8 | Transact Other Business (Non-Voting) | Management | None | None |
|
INVENTEC CORPORATION Meeting Date: JUN 12, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL |
Ticker: 2356 Security ID: Y4176F109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5.1 | Elect Yeh, Kuo-I, with Shareholder No. 1, as Non-Independent Director | Management | For | For |
5.2 | Elect Wen, Shih-Chih, with Shareholder No. 26, as Non-Independent Director | Management | For | For |
5.3 | Elect Lee, Tsu-Chin, with Shareholder No. 9, as Non-Independent Director | Management | For | For |
5.4 | Elect Chang, Ching-Sung, with Shareholder No. 37, as Non-Independent Director | Management | For | For |
5.5 | Elect Huang, Kuo-Chun, with Shareholder No. 307, as Non-Independent Director | Management | For | For |
5.6 | Elect Chang, Chang-Pang, with ID No. Q10076****, as Independent Director | Management | For | For |
5.7 | Elect Chen, Ruey-Long, with ID No. N10264****, as Independent Director | Management | For | For |
5.8 | Elect Cheng, Hsien-Ho, with Shareholder No. 86, as Supervisor | Management | For | For |
5.9 | Elect Wang, Ping-Hui, with Shareholder No. 22, as Supervisor | Management | For | For |
5.10 | Elect a Respresentative of Shyh Shiunn Investment Corp., with Shareholder No. 1148, as Supervisor | Management | For | For |
6 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives | Management | For | For |
|
KGHM POLSKA MIEDZ S.A. Meeting Date: JUN 23, 2014 Record Date: JUN 07, 2014 Meeting Type: ANNUAL |
Ticker: KGH Security ID: X45213109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Meeting Chairman | Management | For | For |
3 | Acknowledge Proper Convening of Meeting | Management | None | None |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Receive Management Board Report on Company's Operations and Financial Statements | Management | None | None |
6 | Receive Management Board Proposal on Allocation of Income | Management | None | None |
7 | Receive Supervisory Board Report on Board's Review of Management Board Report on Company's Operations and Financial Statements | Management | None | None |
8.1 | Receive Supervisory Board Report on Company's Standing | Management | None | None |
8.2 | Receive Supervisory Board Report on Board's Work in 2013 | Management | None | None |
9.1 | Approve Management Board Report on Company's Operations in Fiscal 2013 | Management | For | For |
9.2 | Approve Financial Statements | Management | For | For |
9.3 | Approve Allocation of Income | Management | For | For |
10.1a | Approve Discharge of Marcin Chmielewski (Management Board Member) | Management | For | For |
10.1b | Approve Discharge of Jacek Kardela (Management Board Member) | Management | For | For |
10.1c | Approve Discharge of Wojciech Kedzia (Management Board Member) | Management | For | For |
10.1d | Approve Discharge of Wlodzimierz Kicinski (Management Board Member) | Management | For | For |
10.1e | Approve Discharge of Jaroslaw Romanowski (Management Board Member) | Management | For | For |
10.1f | Approve Discharge of Adam Sawicki (Management Board Member) | Management | For | For |
10.1g | Approve Discharge of Herbert Wirth (Management Board Member) | Management | For | For |
10.1h | Approve Discharge of Dorota Wloch (Management Board Member) | Management | For | For |
10.2a | Approve Discharge of Pawel Bialek (Supervisory Board Member) | Management | For | For |
10.2b | Approve Discharge of Krzysztof Kaczmarczyk (Supervisory Board Member) | Management | For | For |
10.2c | Approve Discharge of Andrzej Kidyba (Supervisory Board Member) | Management | For | For |
10.2d | Approve Discharge of Dariusz Krawczyk (Supervisory Board Member) | Management | For | For |
10.2e | Approve Discharge of Aleksandra Magaczewska (Supervisory Board Member) | Management | For | For |
10.2f | Approve Discharge of Krzysztof Opawski (Supervisory Board Member) | Management | For | For |
10.2g | Approve Discharge of Marek Panfil (Supervisory Board Member) | Management | For | For |
10.2h | Approve Discharge of Ireneusz Piecuch (Supervisory Board Member) | Management | For | For |
10.2i | Approve Discharge of Jacek Poswiata (Supervisory Board Member) | Management | For | For |
10.2j | Approve Discharge of Boguslaw Szarek (Supervisory Board Member) | Management | For | For |
10.2k | Approve Discharge of Iwona Zatorska-Pantak (Supervisory Board Member) | Management | For | For |
11 | Receive Management Board Report on Group's Operations and Consolidated Financial Statements | Management | None | None |
12 | Receive Supervisory Board Report on Board's Review of Management Board Report on Group's Operations and Consolidated Financial Statements | Management | None | None |
13.1 | Approve Management Board Report on Group's Operations | Management | For | For |
13.2 | Approve Consolidated Financial Statements | Management | For | For |
14.1 | Elect Supervisory Board Member | Management | For | Against |
14.2 | Elect Supervisory Board Member | Management | For | Against |
15 | Close Meeting | Management | None | None |
|
LUKOIL OAO Meeting Date: JUN 26, 2014 Record Date: MAY 12, 2014 Meeting Type: ANNUAL |
Ticker: LKOH Security ID: 677862104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 110 Per Share for 2013 | Management | For | For |
2.1 | Elect Vagit Alekperov as Director | Management | None | Against |
2.2 | Elect Viktor Blazheev as Director | Management | None | For |
2.3 | Elect Valery Grayfer as Director | Management | None | Against |
2.4 | Elect Igor Ivanov as Director | Management | None | For |
2.5 | Elect Sergey Kochkurov as Director | Management | None | Against |
2.6 | Elect Ravil Maganov as Director | Management | None | Against |
2.7 | Elect Richard Matzke as Director | Management | None | Against |
2.8 | Elect Sergey Mikhaylov as Director | Management | None | Against |
2.9 | Elect Mark Mobius as Director | Management | None | For |
2.10 | Elect Guglielmo Antonio Claudio Moscato as Director | Management | None | For |
2.11 | Elect Ivan Pictet as Director | Management | None | For |
2.12 | Elect Leonid Fedun as Director | Management | None | Against |
3.1 | Elect Mikhail Maksimov as Member of Audit Commission | Management | For | For |
3.2 | Elect Pavel Suloev as Member of Audit Commission | Management | For | For |
3.3 | Elect Aleksandr Surkov as Member of Audit Commission | Management | For | For |
4.1 | Approve Remuneration of Directors for Their Service until 2014 AGM | Management | For | For |
4.2 | Approve Remuneration of Newly Elected Directors | Management | For | For |
5.1 | Approve Remuneration of Members of Audit Commission for Their Service until 2014 AGM | Management | For | For |
5.2 | Approve Remuneration of Newly Elected Members of Audit Commission | Management | For | For |
6 | Ratify ZAO KPMG as Auditor | Management | For | For |
7 | Amend Charter | Management | For | For |
8 | Amend Regulations on General Meetings | Management | For | For |
9.1 | Approve Related-Party Transaction with OAO Kapital Strakhovanie Re: Liability Insurance for Directors, Officers, and Corporations | Management | For | For |
9.2 | Approve Related-Party Transaction Re: Supplement to Loan Agreement with OAO RITEK | Management | For | For |
|
MMI HOLDINGS LTD Meeting Date: NOV 27, 2013 Record Date: NOV 22, 2013 Meeting Type: ANNUAL |
Ticker: MMI Security ID: S5143R107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ngao Motsei as Director | Management | For | For |
2.1 | Re-elect Johan Burger as Director | Management | For | For |
2.2 | Re-elect Syd Muller as Director | Management | For | For |
2.3 | Re-elect Johan van Reenen as Director | Management | For | For |
2.4 | Re-elect Jabu Moleketi as Director | Management | For | For |
2.5 | Re-elect Mary Vilakazi as Director | Management | For | For |
3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Alsue du Preez as the Designated Audit Partner | Management | For | For |
4.1 | Re-elect Frans Truter as Member of the Audit Committee | Management | For | For |
4.2 | Re-elect Syd Muller as Member of the Audit Committee | Management | For | For |
4.3 | Re-elect Mary Vilakazi as Member of the Audit Committee | Management | For | For |
4.4 | Re-elect Fatima Jakoet as Member of the Audit Committee | Management | For | For |
5 | Approve Remuneration Policy | Management | For | For |
6 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
1.1 | Approve Remuneration of Chairperson of the Board | Management | For | For |
1.2 | Approve Remuneration of Deputy Chairperson of the Board | Management | For | For |
1.3 | Approve Remuneration of Board Member | Management | For | For |
1.4 | Approve Remuneration of Chairperson of Audit Committee | Management | For | For |
1.5 | Approve Remuneration of Member of Audit Committee | Management | For | For |
1.6 | Approve Remuneration of Chairperson of Actuarial Committee | Management | For | For |
1.7 | Approve Remuneration of Member of Actuarial Committee | Management | For | For |
1.8 | Approve Remuneration of Chairperson of Remuneration Committee | Management | For | For |
1.9 | Approve Remuneration of Member of Remuneration Committee | Management | For | For |
1.10 | Approve Remuneration of Chairperson of Risk and Compliance Committee | Management | For | For |
1.11 | Approve Remuneration of Member of Risk and Compliance Committee | Management | For | For |
1.12 | Approve Remuneration of Chairperson of Balance Sheet Management Committee | Management | For | For |
1.13 | Approve Remuneration of Member of Balance Sheet Management Committee | Management | For | For |
1.14 | Approve Remuneration of Chairperson of Social, Ethics and Transformation Committee | Management | For | For |
1.15 | Approve Remuneration of Member of Social, Ethics and Transformation Committee | Management | For | For |
1.16 | Approve Remuneration of Chairperson of Nominations Committee | Management | For | For |
1.17 | Approve Remuneration of Member of Nominations Committee | Management | For | For |
1.18 | Approve Remuneration of Chairperson of Fair Practices Committee | Management | For | For |
1.19 | Approve Remuneration of Member of Fair Practices Committee | Management | For | For |
1.20 | Approve Remuneration of Ad Hoc Committee Members (Hourly) | Management | For | For |
1.21 | Approve Remuneration of Chairperson of a Divisional Audit Panel | Management | For | For |
1.22 | Approve Remuneration of Member of a Divisional Audit Panel | Management | For | For |
2 | Approve Financial Assistance to Related or Inter-related Entities | Management | For | For |
3 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
|
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO S.A. (PGNIG) Meeting Date: MAY 15, 2014 Record Date: APR 29, 2014 Meeting Type: ANNUAL |
Ticker: PGN Security ID: X6582S105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Meeting Chairman | Management | For | For |
3 | Acknowledge Proper Convening of Meeting | Management | None | None |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Prepare List of Shareholders | Management | None | None |
6 | Approve Management Board Report on Company's Operations in Fiscal 2013 and Financial Statements | Management | For | For |
7 | Approve Management Board Report on Group's Operations in Fiscal 2013 and Consolidated Financial Statements | Management | For | For |
8.1 | Approve Discharge of Grazyna Piotrowska-Oliwa (CEO) | Management | For | For |
8.2 | Approve Discharge of Radoslaw Dudzinski (Management Board Member) | Management | For | For |
8.3 | Approve Discharge of Slawomir Hinc (Management Board Member) | Management | For | For |
8.4 | Approve Discharge of Jerzy Kurella (Management Board Member) | Management | For | For |
8.5 | Approve Discharge of Jacek Murawski (Management Board Member) | Management | For | For |
8.6 | Approve Discharge of Miroslaw Szkaluba Management Board Member) | Management | For | For |
8.7 | Approve Discharge of Jaroslaw Bauc (Management Board Member) | Management | For | For |
8.8 | Approve Discharge of Andrzej Parafianowicz (Management Board Member) | Management | For | For |
8.9 | Approve Discharge of Zbigniew Skrzypkiewicz (Management Board Member) | Management | For | For |
9.1 | Approve Discharge of Wojciech Chmielewski (Supervisory Board Member) | Management | For | For |
9.2 | Approve Discharge of Marcin Moryn (Supervisory Board Member) | Management | For | For |
9.3 | Approve Discharge of Mieczyslaw Kawecki (Supervisory Board Member) | Management | For | For |
9.4 | Approve Discharge of Agnieszka Chmielarz (Supervisory Board Member) | Management | For | For |
9.5 | Approve Discharge of Jozef Glowacki (Supervisory Board Member) | Management | For | For |
9.6 | Approve Discharge of Mieczyslaw Pulawski (Supervisory Board Member) | Management | For | For |
9.7 | Approve Discharge of Janusz Pilitowski (Supervisory Board Member) | Management | For | For |
9.8 | Approve Discharge of Jolanta Siergiej (Supervisory Board Member) | Management | For | For |
9.9 | Approve Discharge of Ewa Sibrecht-Oska (Supervisory Board Member) | Management | For | For |
9.10 | Approve Discharge of Zbigniew Skrzypkiewicz (Supervisory Board Member) | Management | For | For |
10 | Approve Allocation of Income and Dividend of PLN 0.15 per Share | Management | For | For |
11.1 | Recall Supervisory Board Member | Management | For | Against |
11.2 | Elect Supervisory Board Member | Management | For | Against |
12 | Close Meeting | Management | None | None |
|
SBERBANK OF RUSSIA Meeting Date: JUN 06, 2014 Record Date: APR 17, 2014 Meeting Type: ANNUAL |
Ticker: SBER Security ID: 80585Y308 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Ratify Auditor | Management | For | For |
5.1 | Elect Martin Gilman Grant as Director | Management | None | For |
5.2 | Elect Valery Goreglyad as Director | Management | None | Against |
5.3 | Elect German Gref as Director | Management | None | Against |
5.4 | Elect Yevsey Gurvich as Director | Management | None | Against |
5.5 | Elect Bella Zlatkis as Director | Management | None | Against |
5.6 | Elect Nadezhda Ivanova as Director | Management | None | Against |
5.7 | Elect Sergey Ignatyev as Director | Management | None | Against |
5.8 | Elect Peter Kralich as Director | Management | None | For |
5.9 | Elect Alexei Kudrin as Director | Management | None | Against |
5.10 | Elect Georgy Luntovsky as Director | Management | None | Against |
5.11 | Elect Vladimir Mau as Director | Management | None | For |
5.12 | Elect Gennady Melikyan as Director | Management | None | Against |
5.13 | Elect Leif Pagrotski as Director | Management | None | For |
5.14 | Elect Alessandro Profumo as Director | Management | None | Against |
5.15 | Elect Sergey Sinelnikov-Murylev as Director | Management | None | For |
5.16 | Elect Dmitriy Tulin as Member as Director | Management | None | For |
5.17 | Elect Nadia Wells as Member as Director | Management | None | For |
5.18 | Elect Sergey Shvetsov as Director | Management | None | Against |
6.1 | Elect Natalya Borodina as Member of Audit Commission | Management | For | For |
6.2 | Elect Vladimir Volkov as Member of Audit Commission | Management | For | For |
6.3 | Elect Tatiyana Domanskaya as Member of Audit Commission | Management | For | For |
6.4 | Elect Yuliya Isakhanova as Member of Audit Commission | Management | For | For |
6.5 | Elect Aleksey Minenko as Member of Audit Commission | Management | For | For |
6.6 | Elect Olga Polyakova as Member of Audit Commission | Management | For | For |
6.7 | Elect Natalia Revina as Member of Audit Commission | Management | For | For |
7 | Approve New Edition of Charter | Management | For | For |
8 | Approve New Edition of Regulations on General Meetings | Management | For | For |
9 | Approve New Edition of Regulations on Board of Directors | Management | For | For |
10 | Approve New Edition of Regulations on Audit Commission | Management | For | For |
11 | Approve New Edition of Regulations on Management | Management | For | For |
12 | Approve Remuneration of Members of Audit Commission | Management | For | For |
|
SHIN KONG FINANCIAL HOLDING CO., LTD. Meeting Date: JUN 06, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL |
Ticker: 2888 Security ID: Y7753X104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5 | Approve Long-term Capital Raising Plan | Management | For | For |
6 | Proposal of Capital Increase Out of Retained Earnings and Issuance of New Shares | Management | For | For |
7.1 | Elect Wu, Tung Chin, a Representative of Shin Kong Wu Ho Su Culture and Education Foundation with Shareholder No. 00038260, as Non-Independent Director | Management | For | For |
7.2 | Elect Hsu, Victor, a Representative of Shin Kong Wu Ho Su Culture and Education Foundation with Shareholder No. 00038260, as Non-Independent Director | Management | For | For |
7.3 | Elect Wu, Wen Tsui-Mei, a Representative of Wu Chia Lu Insurance Culture and Education Foundation with Shareholder No. 00042760, as Non-Independent Director | Management | For | For |
7.4 | Elect Yeh, Yun-Wan, a Representative of Shin Kong Mitsukoshi Department Store Co., Ltd. with Shareholder No. 00026835, as Non-Independent Director | Management | For | For |
7.5 | Elect Lin, Po Han, a Representative of Shin Sheng Company Ltd. with Shareholder No. 00000089, as Non-Independent Director | Management | For | For |
7.6 | Elect Hung, Wen Tong, a Representative of Shin Sheng Company Ltd. with Shareholder No. 00000089, as Non-Independent Director | Management | For | For |
7.7 | Elect Wu, Kuei Lan, a Representative of Shin Sheng Company Ltd. with Shareholder No. 00000089, as Non-Independent Director | Management | For | For |
7.8 | Elect Wu,Tung Chuan, a Representative of Shin Sheng Company Ltd. with Shareholder No. 00000089, as Non-Independent Director | Management | For | For |
7.9 | Elect Wu, Hsin En, a Representative of Shin Sheng Company Ltd. with Shareholder No. 00000141, as Non-Independent Director | Management | For | For |
7.10 | Elect Wu, Cynthia, a Representative of Shin Cheng Investment Co., Ltd.with Shareholder No. 00415689, as Non-Independent Director | Management | For | For |
7.11 | Elect Wu, Min Wei, a Representative of Te Fu Culture and Education Foundation with Shareholder No. 00037844, as Non-Independent Director | Management | For | For |
7.12 | Elect Su, Chi Ming, a Representative of Hui Feng Investment Co., Ltd. with Shareholder No. 00000029, as Non-Independent Director | Management | For | For |
7.13 | Elect Li, Cheng Yi, with ID No. R10277****, as Independent Director | Management | For | For |
7.14 | Elect Li, Sheng-Yann, with ID No. D10044****, as Independent Director | Management | For | For |
7.15 | Elect Lin, Mei-Hwa, with ID No. F20128****, as Independent Director | Management | For | For |
8 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | Against |
9 | Transact Other Business (Non-Voting) | Management | None | None |
|
STANDARD BANK GROUP LTD Meeting Date: MAY 29, 2014 Record Date: MAY 23, 2014 Meeting Type: ANNUAL |
Ticker: SBK Security ID: S80605140 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2013 | Management | For | For |
2.1 | Elect Francine-Ann du Plessis as Director | Management | For | For |
2.2 | Re-elect Saki Macozoma as Director | Management | For | Against |
2.3 | Re-elect Lord Smith of Kelvin as Director | Management | For | For |
2.4 | Elect Andre Parker as Director | Management | For | For |
2.5 | Elect Swazi Tshabalala as Director | Management | For | For |
2.6 | Elect Kaisheng Yang as Director | Management | For | Against |
2.7 | Elect Wenbin Wang as Director | Management | For | For |
2.8 | Re-elect Ted Woods as Director | Management | For | For |
3 | Reappoint KPMG Inc and PricewaterhouseCoopers Inc as Auditors of the Company with Peter MacDonald and Fulvio Tonelli as the Designated Registered Auditors Respectively | Management | For | For |
4 | Place Authorised but Unissued Ordinary Shares under Control of Directors | Management | For | For |
5 | Place Authorised but Unissued Non-redeemable Preference Shares under Control of Directors | Management | For | For |
6 | Approve Remuneration Policy | Management | For | For |
7.1 | Approve Remuneration of Chairman | Management | For | For |
7.2 | Approve Remuneration of Directors | Management | For | For |
7.3 | Approve Remuneration of International Directors | Management | For | For |
7.4.1 | Approve Remuneration of Director's Affairs Committee Chairman | Management | For | For |
7.4.2 | Approve Remuneration of Director's Affairs Committee Member | Management | For | For |
7.5.1 | Approve Remuneration of Risk and Capital Management Committee Chairman | Management | For | For |
7.5.2 | Approve Remuneration of Risk and Capital Management Committee Member | Management | For | For |
7.6.1 | Approve Remuneration of Remuneration Committee Chairman | Management | For | For |
7.6.2 | Approve Remuneration of Remuneration Committee Member | Management | For | For |
7.7.1 | Approve Remuneration of Social and Ethics Committee Chairman | Management | For | For |
7.7.2 | Approve Remuneration of Social and Ethics Committee Member | Management | For | For |
7.8.1 | Approve Remuneration of Audit Committee Chairman | Management | For | For |
7.8.2 | Approve Remuneration of Audit Committee Member | Management | For | For |
7.9.1 | Approve Remuneration of IT Committee Chairman | Management | For | For |
7.9.2 | Approve Remuneration of IT Committee Member | Management | For | For |
7.10 | Approve Ad hoc Meeting Attendance Fees | Management | For | For |
8 | Authorise Repurchase of Up to Ten Percent of Issued Ordinary Share Capital | Management | For | For |
9 | Authorise Repurchase of Up to Ten Percent of Issued Preference Share Capital | Management | For | For |
10 | Approve Financial Assistance to Related or Inter-related Companies | Management | For | For |
|
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL |
Ticker: Security ID: 784924300 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
|
TE CONNECTIVITY LTD. Meeting Date: MAR 04, 2014 Record Date: FEB 12, 2014 Meeting Type: ANNUAL |
Ticker: TEL Security ID: H84989104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pierre R. Brondeau | Management | For | For |
1b | Elect Director Juergen W. Gromer | Management | For | For |
1c | Elect Director William A. Jeffrey | Management | For | For |
1d | Elect Director Thomas J. Lynch | Management | For | For |
1e | Elect Director Yong Nam | Management | For | For |
1f | Elect Director Daniel J. Phelan | Management | For | For |
1g | Elect Director Frederic M. Poses | Management | For | For |
1h | Elect Director Lawrence S. Smith | Management | For | For |
1i | Elect Director Paula A. Sneed | Management | For | For |
1j | Elect Director David P. Steiner | Management | For | For |
1k | Elect Director John C. Van Scoter | Management | For | For |
1l | Elect Director Laura H. Wright | Management | For | For |
2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | For |
3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | For |
3c | Elect David P. Steiner as Member of Management Development & Compensation Committee | Management | For | For |
4 | Designate Jvo Grundler as Independent Proxy | Management | For | For |
5.1 | Accept Annual Report for Fiscal Year Ended September 27, 2013 | Management | For | For |
5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
6 | Approve Discharge of Board and Senior Management | Management | For | For |
7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 26, 2014 | Management | For | For |
7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Approve Allocation of Available Earnings for Fiscal Year 2013 | Management | For | For |
10 | Approve Declaration of Dividend | Management | For | For |
11 | Authorize Repurchase of Up to USD 1 Billion of Share Capital | Management | For | Against |
12 | Approve Reduction of Share Capital | Management | For | For |
13 | Adjourn Meeting | Management | For | Against |
|
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL |
Ticker: Security ID: 784924300 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
|
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL |
Ticker: Security ID: 784924300 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
|
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL |
Ticker: Security ID: 784924300 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
|
BANCO SANTANDER S.A. Meeting Date: MAR 27, 2014 Record Date: MAR 20, 2014 Meeting Type: ANNUAL |
Ticker: SAN Security ID: E19790109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.A | Approve Consolidated and Standalone Financial Statements | Management | For | For |
1.B | Approve Discharge of Board | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3.A | Ratify Appointment of and Elect Jose Javier Marin Romano as Director | Management | For | For |
3.B | Ratify Appointment of Juan Miguel Villar Mir as Director | Management | For | For |
3.C | Ratify Appointment of and Elect Sheila Bair as Director | Management | For | For |
3.D | Reelect Ana Patricia Botin-Sanz de Sautuola y O'Shea as Director | Management | For | For |
3.E | Reelect Rodrigo Echenique Gordillo as Director | Management | For | Against |
3.F | Reelect Esther Gimenez-Salinas i Colomer as Director | Management | For | For |
3.G | Reelect Vittorio Corbo Lioi as Director | Management | For | For |
4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
5 | Authorize Share Repurchase Program | Management | For | For |
6.A | Amend Articles Re: Board Composition and Director Compensation | Management | For | For |
6.B | Amend Articles Re: Board and Committees | Management | For | For |
7 | Amend Article 18 of General Meeting Regulations Re: Audit Committee | Management | For | For |
8 | Approve Capital Raising of up to EUR 500 Million | Management | For | For |
9 | Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
10.A | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
10.B | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
10.C | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
10.D | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
11.A | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion | Management | For | For |
11.B | Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion | Management | For | For |
12 | Fix Maximum Variable Compensation Ratio | Management | For | For |
13.A | Approve Deferred Share Bonus Plan | Management | For | For |
13.B | Approve Performance Shares Plan | Management | For | For |
13.C | Approve Employee Stock Purchase Plan | Management | For | For |
13.D | Approve Employee Stock Purchase Plan | Management | For | For |
14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
15 | Advisory Vote on Remuneration Policy Report | Management | For | For |
|
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN Meeting Date: MAY 16, 2014 Record Date: MAY 12, 2014 Meeting Type: ANNUAL/SPECIAL |
Ticker: ML Security ID: F61824144 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Advisory Vote on Compensation of Jean-Dominique Senard, General Manager | Management | For | For |
7 | Reelect Laurence Parisot as Supervisory Board Member | Management | For | For |
8 | Reelect Pat Cox as Supervisory Board Member | Management | For | For |
9 | Elect Cyrille Poughon as Supervisory Board Member | Management | For | For |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 420,000 | Management | For | For |
11 | Approve Issuance of Securities Convertible into Debt, up to an Aggregate Amount of EUR 1 Billion | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 130 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.15 Million | Management | For | For |
14 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 37.15 Million | Management | For | For |
15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers and Future Acquisitions | Management | For | For |
18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
19 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 130 Million | Management | For | For |
20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
|
CONTINENTAL AG Meeting Date: APR 25, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL |
Ticker: CON Security ID: D16212140 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | Management | For | For |
3.1 | Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2013 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Jose Avila for Fiscal 2013 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2013 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2013 | Management | For | For |
3.5 | Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2013 | Management | For | For |
3.6 | Approve Discharge of Management Board Member Wolfgang Schafer for Fiscal 2013 | Management | For | For |
3.7 | Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2013 | Management | For | For |
3.8 | Approve Discharge of Management Board Member Elke Strathmann for Fiscal 2013 | Management | For | For |
3.9 | Approve Discharge of Management Board Member Heinz-Gerhard Wente for Fiscal 2013 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2013 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Werner Bischoff for Fiscal 2013 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Michael Deister for Fiscal 2013 | Management | For | For |
4.4 | Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2013 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2013 | Management | For | For |
4.6 | Approve Discharge of Supervisory Board Member Juergen Geissinger for Fiscal 2013 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2013 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2013 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Hans-Olaf Henkel for Fiscal 2013 | Management | For | For |
4.10 | Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2013 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Joerg Koehlinger for Fiscal 2013 | Management | For | For |
4.12 | Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2013 | Management | For | For |
4.13 | Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2013 | Management | For | For |
4.14 | Approve Discharge of Supervisory Board Member Dirk Normann for Fiscal 2013 | Management | For | For |
4.15 | Approve Discharge of Supervisory Board Member Artur Otto for Fiscal 2013 | Management | For | For |
4.16 | Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2013 | Management | For | For |
4.17 | Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2013 | Management | For | For |
4.18 | Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler for Fiscal 2013 | Management | For | For |
4.19 | Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2013 | Management | For | For |
4.20 | Approve Discharge of Supervisory Board Member Bernd Voss for Fiscal 2013 | Management | For | For |
4.21 | Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2013 | Management | For | For |
4.22 | Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2013 | Management | For | For |
5 | Ratify KPMG as Auditors for Fiscal 2014 and for Review of Interim Financial Reports | Management | For | For |
6.1 | Elect Gunther Dunkel to the Supervisory Board | Management | For | For |
6.2 | Elect Peter Gutzmer to the Supervisory Board | Management | For | For |
6.3 | Elect Klaus Mangold to the Supervisory Board | Management | For | For |
6.4 | Elect Sabine Neuss to the Supervisory Board | Management | For | For |
6.5 | Elect Rolf Nonnenmacher to the Supervisory Board from October 1, 2014 until the 2019 AGM | Management | For | For |
6.6 | Elect Wolfgang Reizle to the Supervisory Board | Management | For | Against |
6.7 | Elect Klaus Rosenfeld to the Supervisory Board | Management | For | Against |
6.8 | Elect Georg Schaeffler to the Supervisory Board | Management | For | Against |
6.9 | Elect Maria-Elisabeth Schaeffler to the Supervisory Board | Management | For | For |
6.10 | Elect Bernd Voss to the Supervisory Board from the AGM until September 30, 2014 | Management | For | For |
6.11 | Elect Siegfried Wolf to the Supervisory Board | Management | For | For |
7 | Approve Remuneration System for Management Board Members | Management | For | For |
8 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
|
CREDIT AGRICOLE SA Meeting Date: MAY 21, 2014 Record Date: MAY 15, 2014 Meeting Type: ANNUAL/SPECIAL |
Ticker: ACA Security ID: F22797108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.35 per Share | Management | For | For |
4 | Approve Stock Dividend Program | Management | For | For |
5 | Approve Amendment to Guarantee Agreement with Regionales Banks (Caisses Regionales de Credit Agricole) | Management | For | Against |
6 | Ratify Appointment of Gerard Ouvrier-Buffet as Director | Management | For | For |
7 | Ratify Appointment of Pascal Celerier as Director | Management | For | Against |
8 | Elect Daniel Epron as Director | Management | For | For |
9 | Elect Jean-Pierre Gaillard as Director | Management | For | For |
10 | Reelect Caroline Catoire as Director | Management | For | For |
11 | Reelect Laurence Dors as Director | Management | For | For |
12 | Reelect Francoise Gri as Director | Management | For | For |
13 | Reelect Jean-Louis Delorme as Director | Management | For | For |
14 | Reelect Gerard Ouvrier-Buffet as Director | Management | For | For |
15 | Reelect Christian Streiff as Director | Management | For | For |
16 | Reelect Francois Veverka as Director | Management | For | For |
17 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.05 Million | Management | For | For |
18 | Advisory Vote on Compensation of Jean-Marie Sander, Chairman | Management | For | For |
19 | Advisory Vote on Compensation of Jean-Paul Chifflet, CEO | Management | For | For |
20 | Advisory Vote on Compensation of Jean-Yves Hocher, Bruno de Laage, Michel Mathieu and Xavier Musca, Vice-CEOs | Management | For | For |
21 | Advisory Vote on the Aggregate Remuneration Granted in 2013 to Senior Management, Responsible Officers and Regulated Risk-Takers | Management | For | For |
22 | Fix Maximum Variable Compensation Ratio for Executives and Risk Takers | Management | For | For |
23 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
24 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 3.75 Billion | Management | For | For |
25 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 750 Million | Management | For | For |
26 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million | Management | For | For |
27 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 24-26, 28-29, 33 and 34 | Management | For | For |
28 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
29 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and/or 26 | Management | For | Against |
30 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3.75 Billion | Management | For | For |
31 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 5 Billion | Management | For | For |
32 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
33 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
34 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Employees | Management | For | For |
35 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
36 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
|
CREDIT SUISSE GROUP AG Meeting Date: MAY 09, 2014 Record Date: Meeting Type: ANNUAL |
Ticker: CSGN Security ID: H3698D419 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Approve Allocation of Income | Management | For | For |
3.2 | Approve Dividends of CHF 0.70 per Share from Capital Contributions Reserves | Management | For | For |
4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
5 | Reserve Additional CHF 1.2 Million in Nominal Share Capital for Pool of Conditional Capital without Preemptive Rights for Employee Stock Option Programs | Management | For | Against |
6.1.a | Reelect Urs Rohner as Director and Board Chairman | Management | For | Against |
6.1.b | Reelect Jassim Al Thani as Director | Management | For | For |
6.1.c | Reelect Iris Bohnet as Director | Management | For | For |
6.1.d | Reelect Noreen Doyle as Director | Management | For | For |
6.1.e | Reelect Jean-Daniel Gerber as Director | Management | For | For |
6.1.f | Reelect Andreas Koopmann as Director | Management | For | For |
6.1.g | Reelect Jean Lanier as Director | Management | For | For |
6.1.h | Reelect Kai Nargolwala as Director | Management | For | Against |
6.1.i | Reelect Anton van Rossum as Director | Management | For | For |
6.1.j | Reelect Richard Thornburgh as Director | Management | For | For |
6.1.k | Reelect John Tiner as Director | Management | For | For |
6.1.l | Reelect Severin Schwan as Director | Management | For | For |
6.1.m | Reelect Sebastian Thrun as Director | Management | For | For |
6.2.1 | Appoint Iris Bohnet as Member of the Compensation Committee | Management | For | For |
6.2.2 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | For |
6.2.3 | Appoint Jean Lanier as Member of the Compensation Committee | Management | For | For |
6.2.4 | Appoint Kai Nargolwala as Member of the Compensation Committee | Management | For | Against |
6.3 | Ratify KPMG AG as Auditors | Management | For | For |
6.4 | Ratify BDO AG as Special Auditors | Management | For | For |
6.5 | Designate Andreas Keller as Independent Proxy | Management | For | For |
7 | Transact Other Business (Voting) | Management | For | Against |
|
GDF SUEZ Meeting Date: APR 28, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL/SPECIAL |
Ticker: GSZ Security ID: F42768105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Renew Appointment of Ernst and Young et Autres as Auditor | Management | For | For |
7 | Renew Appointment of Deloitte and Associes as Auditor | Management | For | For |
8 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
9 | Renew Appointment of BEAS as Alternate Auditor | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | Management | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
17 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 265 Million | Management | For | For |
18 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
20 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
21 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for a few Employees and Corporate Officers | Management | For | For |
22 | Allow Loyalty Dividends to Long-Term Registered Shareholders, and Amend Article 26 Accordingly | Management | For | Against |
23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
24 | Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO | Management | For | Against |
25 | Advisory Vote on Compensation of Jean-Francois Cirelli, Vice-Chairman and Vice-CEO | Management | For | Against |
A | Approve Dividends of EUR 0.83 per Share | Shareholder | Against | Against |
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HOYA CORP. Meeting Date: JUN 18, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL |
Ticker: 7741 Security ID: J22848105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kodama, Yukiharu | Management | For | For |
1.2 | Elect Director Koeda, Itaru | Management | For | For |
1.3 | Elect Director Aso, Yutaka | Management | For | For |
1.4 | Elect Director Uchinaga, Yukako | Management | For | For |
1.5 | Elect Director Urano, Mitsudo | Management | For | For |
1.6 | Elect Director Takasu, Takeo | Management | For | For |
1.7 | Elect Director Suzuki, Hiroshi | Management | For | For |
2.8 | Appoint Shareholder Director Nominee Kubozono, Yu | Shareholder | Against | Against |
2.9 | Appoint Shareholder Director Nominee Yamaguchi, Mitsutaka | Shareholder | Against | Against |
2.10 | Appoint Shareholder Director Nominee Yamanaka, Noriko | Shareholder | Against | Against |
3 | Amend Articles to Prohibit Biased Treatment of Non-Votes on Shareholder vs. Company Proposals | Shareholder | Against | Against |
4 | Amend Articles to Require Disclosure of Individual Director and Executive Officer Compensation | Shareholder | Against | For |
5 | Amend Articles to Require a Non-Executive Board Chairman | Shareholder | Against | For |
6 | Amend Articles to Deny Reappointment of External Audit Firm | Shareholder | Against | Against |
7 | Amend Articles to Increase Disclosure of Director Term Limit | Shareholder | Against | Against |
8 | Amend Articles to Increase Disclosure of Director Age Limit | Shareholder | Against | Against |
9 | Amend Articles to Disclose Board Training Policy | Shareholder | Against | Against |
10 | Amend Articles to Increase Disclosure of Hereditary Succession of Representative Executive Officer and Chief Executive Officer | Shareholder | Against | Against |
11 | Amend Articles to Add Language on Opposing Proposals and Amendment Proposals | Shareholder | Against | Against |
12 | Amend Articles to Add Language on the Length of Time for Explaining Shareholder Proposals | Shareholder | Against | Against |
13 | Amend Articles to Add Language on Advisory Votes | Shareholder | Against | Against |
14 | Amend Articles to Establish Special Investigation Committee regarding Expansion into Ophthalmology-Pharma Business | Shareholder | Against | Against |
15 | Amend Articles to Establish Special Investigation Committee regarding Loss in Enterprise Value from Pentax Acquisition | Shareholder | Against | Against |
16 | Amend Articles to Establish Technology Management Committee | Shareholder | Against | Against |
17 | Amend Articles to Add Language on Say on Pay Proposals | Shareholder | Against | Against |
18 | Amend Articles to Prohibit Creation of False Transcripts of General Shareholder Meeting Proceedings | Shareholder | Against | Against |
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HSBC HOLDINGS PLC Meeting Date: MAY 23, 2014 Record Date: MAY 22, 2014 Meeting Type: ANNUAL |
Ticker: HSBA Security ID: G4634U169 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Variable Pay Cap | Management | For | For |
5(a) | Elect Kathleen Casey as Director | Management | For | For |
5(b) | Elect Sir Jonathan Evans as Director | Management | For | For |
5(c) | Elect Marc Moses as Director | Management | For | For |
5(d) | Elect Jonathan Symonds as Director | Management | For | For |
5(e) | Re-elect Safra Catz as Director | Management | For | For |
5(f) | Re-elect Laura Cha as Director | Management | For | For |
5(g) | Re-elect Marvin Cheung as Director | Management | For | For |
5(h) | Re-elect Joachim Faber as Director | Management | For | For |
5(i) | Re-elect Rona Fairhead as Director | Management | For | For |
5(j) | Re-elect Renato Fassbind as Director | Management | For | For |
5(k) | Re-elect Douglas Flint as Director | Management | For | For |
5(l) | Re-elect Stuart Gulliver as Director | Management | For | For |
5(m) | Re-elect Sam Laidlaw as Director | Management | For | For |
5(n) | Re-elect John Lipsky as Director | Management | For | For |
5(o) | Re-elect Rachel Lomax as Director | Management | For | For |
5(p) | Re-elect Iain Mackay as Director | Management | For | For |
5(q) | Re-elect Sir Simon Robertson as Director | Management | For | For |
6 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
7 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Directors to Allot Any Repurchased Shares | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
|
INDUSTRIVARDEN AB Meeting Date: MAY 06, 2014 Record Date: APR 29, 2014 Meeting Type: ANNUAL |
Ticker: INDU A Security ID: W45430126 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7a | Receive Financial Statements and Statutory Reports | Management | None | None |
7b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
7c | Receive Board's Dividend Proposal | Management | None | None |
8 | Receive President's Report | Management | None | None |
9a | Accept Financial Statements and Statutory Reports | Management | For | For |
9b | Approve Allocation of Income and Dividends of SEK 5.50 Per Share | Management | For | For |
9c | Approve Record Date for Dividend Payment | Management | For | For |
9d | Approve Discharge of Board and President | Management | For | For |
10 | Determine Number of Members (9) and Deputy Members of Board (0) | Management | For | For |
11 | Approve Remuneration of Directors in the Amount of SEK 2 Million for Chairman and SEK 600,000 for the Other Directors | Management | For | For |
12 | Reelect Par Boman, Christian Caspar, Boel Flodgren, Stuart Graham, Fredrik Lundberg, Sverker Martin-Lof (Chairman), and Anders Nyren as Directors; Elect Annika Lundius and Nina Linander as New Directors | Management | For | Against |
13 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
14 | Approve Remuneration of Auditors | Management | For | For |
15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
17 | Approve 2014 Share Matching Plan for Key Employees | Management | For | Against |
18a | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | Shareholder | None | Against |
18b | Request Board to Take Necessary Action to Create a Shareholders Association | Shareholder | None | Against |
18c | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | Shareholder | None | Against |
19 | Amend Articles of Association Re: Set Minimum (380 Million) and Maximum (1.52 Billion) Number of Shares, All Carrying Equal Rights | Shareholder | None | Against |
20 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act | Shareholder | None | Against |
21 | Close Meeting | Management | None | None |
|
INTERPARFUMS Meeting Date: APR 25, 2014 Record Date: APR 17, 2014 Meeting Type: ANNUAL/SPECIAL |
Ticker: ITP Security ID: F5262B119 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.49 per Share | Management | For | For |
4 | Acknowledge Auditors' Special Report Mentioning the Absence of Related-Party Transactions | Management | For | For |
5 | Reelect Philippe Benacin as Director | Management | For | For |
6 | Reelect Philippe Santi as Director | Management | For | For |
7 | Reelect Frederic Garcia-Pelayo as Director | Management | For | For |
8 | Reelect Jean Madar as Director | Management | For | For |
9 | Reelect Maurice Alhadeve as Director | Management | For | For |
10 | Reelect Michel Dyens as Director | Management | For | For |
11 | Reelect Patrick Choel as Director | Management | For | For |
12 | Reelect Chantal Roos as Director | Management | For | For |
13 | Approve Remuneration of Directors in the Aggregate Amount of EUR 180,000 | Management | For | For |
14 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, but with a Binding Priority Right, up to Aggregate Nominal Amount of EUR 15 Million | Management | For | Against |
18 | Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 9 Million | Management | For | Against |
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
21 | Amend Article 8.4 of Bylaws Re: Communication with Shareholders on Paid In Capital | Management | For | For |
22 | Amend Bylaws Re: Share Capital, Paid In Capital, Shareholders' Rights and Information, Share Transfer, Double Voting Rigths, Board Decisions, General Meeting Attendance, Shareholding Thresholds | Management | For | For |
23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
|
INVESTEC PLC Meeting Date: AUG 08, 2013 Record Date: AUG 06, 2013 Meeting Type: ANNUAL |
Ticker: INP Security ID: G49188116 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect George Alford as Director | Management | For | Against |
2 | Re-elect Glynn Burger as Director | Management | For | For |
3 | Re-elect Cheryl Carolus as Director | Management | For | For |
4 | Re-elect Peregrine Crosthwaite as Director | Management | For | For |
5 | Re-elect Olivia Dickson as Director | Management | For | For |
6 | Re-elect Hendrik du Toit as Director | Management | For | Against |
7 | Re-elect Bradley Fried as Director | Management | For | Against |
8 | Re-elect Haruko Fukuda as Director | Management | For | For |
9 | Re-elect Bernard Kantor as Director | Management | For | For |
10 | Re-elect Ian Kantor as Director | Management | For | Against |
11 | Re-elect Stephen Koseff as Director | Management | For | For |
12 | Re-elect Peter Malungani as Director | Management | For | Against |
13 | Re-elect Sir David Prosser as Director | Management | For | For |
14 | Re-elect Peter Thomas as Director | Management | For | Against |
15 | Re-elect Fani Titi as Director | Management | For | For |
16 | Elect David Friedland as Director | Management | For | Against |
17 | Approve the DLC Remuneration Report | Management | For | For |
18 | Present the DLC Audit Committee Report | Management | None | None |
19 | Present the DLC Social and Ethics Committee Report | Management | None | None |
20 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
21 | Present Financial Statements and Statutory Reports for the Year Ended 31 March 2013 | Management | None | None |
22 | Sanction the Interim Dividend on the Ordinary Shares | Management | For | For |
23 | Sanction the Interim Dividend on the Dividend Access (South African Resident) Redeemable Preference Share | Management | For | For |
24 | Approve Final Dividend on the Ordinary Shares and the Dividend Access (South African Resident) Redeemable Preference Share | Management | For | For |
25 | Reappoint Ernst & Young Inc as Joint Auditors of the Company | Management | For | For |
26 | Reappoint KPMG Inc as Joint Auditors of the Company | Management | For | For |
27 | Place Five Percent of the Unissued Ordinary Shares Under Control of Directors | Management | For | For |
28 | Place Unissued Variable Rate, Cumulative, Redeemable Preference Shares Under Control of Directors | Management | For | For |
29 | Place Unissued Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares Under Control of Directors | Management | For | For |
30 | Place Unissued Special Convertible Redeemable Preference Shares Under Control of Directors | Management | For | For |
31 | Authorise Board to Issue Ordinary Shares for Cash in Respect of Five Percent of the Unissued Ordinary Shares | Management | For | For |
32 | Authorise Repurchase of Up to 20 Percent of Issued Ordinary Shares | Management | For | For |
33 | Approve Financial Assistance to Subsidiaries and Directors | Management | For | For |
34 | Approve Directors' Fees for the Period from 1 April 2013 to 31 March 2014 | Management | For | For |
35 | Amend Memorandum of Incorporation | Management | For | For |
36 | Amend Memorandum of Incorporation | Management | For | For |
37 | Amend Memorandum of Incorporation | Management | For | For |
38 | Approve Increase in Authorised Share Capital | Management | For | For |
39 | Amend Memorandum of Incorporation | Management | For | For |
40 | Amend Memorandum of Incorporation | Management | None | None |
41 | Authorise Directors to Allot and Issue the New Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares | Management | For | For |
42 | Accept Financial Statements and Statutory Reports | Management | For | For |
43 | Sanction the Interim Dividend on the Ordinary Shares | Management | For | For |
44 | Approve Final Dividend | Management | For | For |
45 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
46 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
47 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
48 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
49 | Authorise Market Purchase of Preference Shares | Management | For | For |
50 | Adopt New Articles of Association | Management | For | For |
51 | Authorise EU Political Donations and Expenditure | Management | For | For |
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INVESTOR AB Meeting Date: MAY 06, 2014 Record Date: APR 29, 2014 Meeting Type: ANNUAL |
Ticker: INVE B Security ID: W48102128 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | For |
2 | Prepare and Approve List of Shareholders | Management | For | For |
3 | Approve Agenda of Meeting | Management | For | For |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
5 | Acknowledge Proper Convening of Meeting | Management | For | For |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive President's Report | Management | None | None |
8 | Receive Board and Board Committee Reports | Management | None | None |
9 | Accept Financial Statements and Statutory Reports | Management | For | For |
10 | Approve Discharge of Board and President | Management | For | For |
11 | Approve Allocation of Income and Dividends of SEK 8.00 Per Share | Management | For | For |
12a | Determine Number of Members (13) and Deputy Members (0) of Board | Management | For | For |
12b | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
13a | Approve Remuneration of Directors in the Amount of SEK 2.2 Million for Chairman and SEK 580,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
13b | Approve Remuneration of Auditors | Management | For | For |
14 | Reelect J. Ackermann, G. Brock, S. Carlsson, B. Ekholm, T. Johnstone, G. Skaugen, O. Sexton, H. Straberg, L. Torell, J. Wallenberg, M. Wallenberg, and P. Wallenberg Jr as Directors; Elect Magdalena Gerger as New Director | Management | For | Against |
15 | Ratify Deloitte as Auditors | Management | For | For |
16a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
16b | Approve 2014 Long-Term Incentive Program | Management | For | For |
17a | Authorize Repurchase of Issued Share Capital and Reissuance of Repurchased Shares for General Purposes and in Support of Long-Term Incentive Program and Synthetic Share Program for Board of Directors | Management | For | For |
17b | Authorize Reissuance of up to 1.1 Million Repurchased Shares in Support of Long-Term Incentive Program | Management | For | For |
18 | Liquidate Investor AB and Distribute All Shareholdings of the Company to its Shareholders | Shareholder | Against | Against |
19 | Close Meeting | Management | None | None |
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LLOYDS BANKING GROUP PLC Meeting Date: MAY 15, 2014 Record Date: MAY 13, 2014 Meeting Type: ANNUAL |
Ticker: LLOY Security ID: G5533W248 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Juan Colombas as Director | Management | For | For |
3 | Elect Dyfrig John as Director | Management | For | For |
4 | Re-elect Lord Blackwell as Director | Management | For | For |
5 | Re-elect George Culmer as Director | Management | For | For |
6 | Re-elect Carolyn Fairbairn as Director | Management | For | For |
7 | Re-elect Anita Frew as Director | Management | For | For |
8 | Re-elect Antonio Horta-Osorio as Director | Management | For | For |
9 | Re-elect Nicholas Luff as Director | Management | For | For |
10 | Re-elect David Roberts as Director | Management | For | For |
11 | Re-elect Anthony Watson as Director | Management | For | For |
12 | Re-elect Sara Weller as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise EU Political Donations and Expenditure | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
18 | Approve Scrip Dividend Programme | Management | For | For |
19 | Approve Remuneration Policy | Management | For | For |
20 | Approve Remuneration Report | Management | For | Against |
21 | Approve Variable Component of Remuneration for Code Staff | Management | For | For |
22 | Amend Articles of Association | Management | For | For |
23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
26 | Authorise Market Purchase of Preference Shares | Management | For | For |
27 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
28 | Approve Related Party and Class 1 Transaction | Management | For | For |
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METROPOLE TELEVISION M6 Meeting Date: MAY 05, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL/SPECIAL |
Ticker: MMT Security ID: F6160D108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.85 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
5 | Renew Appointment of Ernst and Young as Auditor | Management | For | For |
6 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
7 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
8 | Appoint Jean-Christophe Georghiou as Alternate Auditor | Management | For | For |
9 | Reelect Remy Sautter as Supervisory Board Member | Management | For | Against |
10 | Reelect Guy de Panafieu as Supervisory Board Member | Management | For | For |
11 | Reelect Vincent de Dorlodot as Supervisory Board Member | Management | For | For |
12 | Decision not to Renew Mandate of Gerard Worms as Supervisory Board Member | Management | For | For |
13 | Advisory Vote on Compensation of Nicolas de Tavernost, Chairman of the Management Board | Management | For | For |
14 | Advisory Vote on Compensation of Thomas Valentin, Robin Leproux and Jerome Lefebure, Members of the Management Board | Management | For | For |
15 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
17 | Amend Article 16 of Bylaws Re: Length of Mandate for Management Board Members | Management | For | For |
18 | Authorize up to 1,900,000 Shares for Use in Restricted Stock Plans | Management | For | Against |
19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
20 | Amend Article 11 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | For |
21 | Amend Article 10, 25.2 and 39 of Bylaws Re: Share Form, Related Party Transactions, Financial Statements | Management | For | Against |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
23 | Amend Article 35 of Bylaws Re: Double Voting Rights | Management | For | For |
|
MITSUBISHI MOTORS CORP. Meeting Date: JUN 25, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL |
Ticker: 7211 Security ID: J44131167 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
2 | Amend Articles To Remove Provisions on Preferred Shares to Reflect Cancellation - Allow Chairman of the Company to Preside over Shareholder Meetings | Management | For | For |
3.1 | Elect Director Masuko, Osamu | Management | For | For |
3.2 | Elect Director Aikawa, Tetsuro | Management | For | For |
3.3 | Elect Director Harunari, Hiroshi | Management | For | For |
3.4 | Elect Director Nakao, Ryuugo | Management | For | For |
3.5 | Elect Director Uesugi, Gayuu | Management | For | For |
3.6 | Elect Director Aoto, Shuuichi | Management | For | For |
3.7 | Elect Director Hattori, Toshihiko | Management | For | For |
3.8 | Elect Director Izumisawa, Seiji | Management | For | For |
3.9 | Elect Director Sasaki, Mikio | Management | For | For |
3.10 | Elect Director Sakamoto, Harumi | Management | For | For |
3.11 | Elect Director Tabata, Yutaka | Management | For | For |
3.12 | Elect Director Ando, Takeshi | Management | For | For |
3.13 | Elect Director Miyanaga, Shunichi | Management | For | For |
3.14 | Elect Director Niinami, Takeshi | Management | For | For |
4.1 | Appoint Statutory Auditor Nagayasu, Katsunori | Management | For | Against |
4.2 | Appoint Statutory Auditor Iwanami, Toshimitsu | Management | For | For |
5 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Against |
6 | Approve Retirement Bonus Payment for Statutory Auditors | Management | For | Against |
7 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
|
MONDI PLC Meeting Date: MAY 14, 2014 Record Date: MAY 12, 2014 Meeting Type: ANNUAL |
Ticker: MNDI Security ID: G6258S107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Fred Phaswana as Director | Management | For | For |
2 | Re-elect Stephen Harris as Director | Management | For | For |
3 | Re-elect David Hathorn as Director | Management | For | For |
4 | Re-elect Andrew King as Director | Management | For | For |
5 | Re-elect Imogen Mkhize as Director | Management | For | For |
6 | Re-elect John Nicholas as Director | Management | For | For |
7 | Re-elect Peter Oswald as Director | Management | For | For |
8 | Re-elect Anne Quinn as Director | Management | For | For |
9 | Re-elect David Williams as Director | Management | For | For |
10 | Re-elect Stephen Harris as Member of the DLC Audit Committee | Management | For | For |
11 | Re-elect John Nicholas as Member of the DLC Audit Committee | Management | For | For |
12 | Re-elect Anne Quinn as Member of the DLC Audit Committee | Management | For | For |
13 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2013 | Management | For | For |
14 | Approve Remuneration Policy | Management | For | For |
15 | Approve Remuneration of Non-executive Directors | Management | For | For |
16 | Approve Final Dividend | Management | For | For |
17 | Reappoint Deloitte & Touche as Auditors of the Company with Bronwyn Kilpatrick as the Registered Auditor | Management | For | For |
18 | Authorise the DLC Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | For | For |
20 | Place Authorised but Unissued Ordinary Shares Under Control of Directors | Management | For | For |
21 | Place Authorised but Unissued Special Converting Shares Under Control of Directors | Management | For | For |
22 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
23 | Authorise Repurchase of Issued Share Capital | Management | For | For |
24 | Accept Financial Statements and Statutory Reports | Management | For | For |
25 | Approve Remuneration Policy | Management | For | For |
26 | Approve Remuneration Report | Management | For | For |
27 | Approve Final Dividend | Management | For | For |
28 | Reappoint Deloitte LLP as Auditors | Management | For | For |
29 | Authorise the DLC Audit Committee to Fix Remuneration of Auditors | Management | For | For |
30 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
31 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
32 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
|
NORDEA BANK AB Meeting Date: MAR 20, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL |
Ticker: NDA SEK Security ID: W57996105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | For |
2 | Prepare and Approve List of Shareholders | Management | For | For |
3 | Approve Agenda of Meeting | Management | For | For |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
5 | Acknowledge Proper Convening of Meeting | Management | For | For |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | For |
8 | Approve Allocation of Income and Dividends of EUR 0.43 Per Share | Management | For | For |
9 | Approve Discharge of Board and President | Management | For | For |
10 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | For |
11 | Fix Number of Auditors at One | Management | For | For |
12 | Approve Remuneration of Directors in the Amount of EUR 259,550 for Chairman, EUR 123,250 for Vice Chairman, and EUR 80,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
13 | Reelect Bjorn Wahlroos (Chairman), Marie Ehrling, Elisabeth Grieg, Svein Jacobsen, Tom Knutzen, Lars G Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Robin Lawther as New Director | Management | For | Against |
14 | Ratify KPMG as Auditors | Management | For | For |
15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
16 | Approve Issuance of Convertible Instruments without Preemptive Rights | Management | For | For |
17a | Authorize Share Repurchase Program | Management | For | For |
17b | Authorize Reissuance of Repurchased Shares | Management | For | For |
18 | Authorize Repurchase of Shares in Connection with Securities Trading | Management | For | For |
19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
20 | Fix Maximum Variable Compensation Ratio | Management | For | For |
21 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act | Shareholder | None | Against |
22 | Assign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner | Shareholder | Against | Against |
|
PROSIEBENSAT.1 MEDIA AG Meeting Date: JUN 26, 2014 Record Date: Meeting Type: ANNUAL |
Ticker: PSM Security ID: D6216S143 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.47 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For |
6a | Elect Lawrence Aidem to the Supervisory Board | Management | For | For |
6b | Elect Antoinette Aris to the Supervisory Board | Management | For | For |
6c | Elect Werner Brandt to the Supervisory Board | Management | For | For |
6d | Elect Adam Cahan to the Supervisory Board | Management | For | For |
6e | Elect Stefan Dziarski to the Supervisory Board | Management | For | For |
6f | Elect Philipp Freise to the Supervisory Board | Management | For | For |
6g | Elect Marion Helmes to the Supervisory Board | Management | For | For |
6h | Elect Erik Huggers to the Supervisory Board | Management | For | For |
6i | Elect Harald Wiedmann to the Supervisory Board | Management | For | For |
7 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
8 | Approve Creation of EUR 65 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
9.1 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion | Management | For | For |
9.2 | Approve Creation of EUR 43 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
10 | Amend Articles Re: Notification of Significant Shareholdings | Management | For | For |
11.1 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.2 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.3 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.4 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.5 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.6 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.7 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.8 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.9 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.10 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.11 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.12 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.13 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.14 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.15 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.16 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.17 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.18 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.19 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.20 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
11.21 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
|
SEVEN & I HOLDINGS CO LTD Meeting Date: MAY 22, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL |
Ticker: 3382 Security ID: J7165H108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Management | For | For |
2.1 | Elect Director Suzuki, Toshifumi | Management | For | For |
2.2 | Elect Director Murata, Noritoshi | Management | For | For |
2.3 | Elect Director Goto, Katsuhiro | Management | For | For |
2.4 | Elect Director Kobayashi, Tsuyoshi | Management | For | For |
2.5 | Elect Director Ito, Junro | Management | For | For |
2.6 | Elect Director Takahashi, Kunio | Management | For | For |
2.7 | Elect Director Shimizu, Akihiko | Management | For | For |
2.8 | Elect Director Isaka, Ryuichi | Management | For | For |
2.9 | Elect Director Anzai, Takashi | Management | For | For |
2.10 | Elect Director Otaka, Zenko | Management | For | For |
2.11 | Elect Director Scott Trevor Davis | Management | For | For |
2.12 | Elect Director Tsukio, Yoshio | Management | For | For |
2.13 | Elect Director Ito, Kunio | Management | For | For |
2.14 | Elect Director Yonemura, Toshiro | Management | For | For |
3.1 | Appoint Statutory Auditor Nomura, Hideo | Management | For | For |
3.2 | Appoint Statutory Auditor Hayakawa, Tadao | Management | For | For |
3.3 | Appoint Statutory Auditor Suzuki, Yoko | Management | For | For |
3.4 | Appoint Statutory Auditor Fujinuma, Tsuguoki | Management | For | For |
3.5 | Appoint Statutory Auditor Kiriyama, Kazuko | Management | For | For |
4 | Approve Deep Discount Stock Option Plan | Management | For | For |
|
SKANDINAVISKA ENSKILDA BANKEN Meeting Date: MAR 25, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL |
Ticker: SEB A Security ID: W25381141 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7 | Receive Financial Statements and Statutory Reports | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Accept Financial Statements and Statutory Reports | Management | For | For |
10 | Approve Allocation of Income and Dividends of SEK 4.00 Per Share | Management | For | For |
11 | Approve Discharge of Board and President | Management | For | For |
12 | Receive Report on Work of Nomination Committee | Management | None | None |
13 | Determine Number of Members (11); Determine Number of Auditors (1) | Management | For | For |
14 | Approve Remuneration of Directors in the Amount of SEK 2.75 Million for Chairman, SEK 750,000 for the Vice Chairmen, and SEK 625,000 for Other Directors: Approve Remuneration for Committee Work, Approve Remuneration of Auditors | Management | For | For |
15 | Reelect Johan Andresen, Signhild Hansen, Samir Brikho, Annika Falkengren, Winnie Fok, Urban Jansson, Birgitta Kantona, Tomas Nicolin, Sven Nyman, Jesper Ovesen, and Marcus Wallenberg (Chairman) as Directors | Management | For | Against |
16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
18a | Approve Share Deferral Plan for President, Group Executive Committee, and Certain Other Executive Managers | Management | For | For |
18b | Approve Share Matching Plan for Executive Management and Key Employees | Management | For | For |
18c | Approve Profit Sharing Program | Management | For | For |
19a | Authorize Repurchase of up to Two Percent of Issued Shares | Management | For | For |
19b | Authorize Repurchase of Class A and/or Class C Shares of up to Ten Percent of Issued Shares and Reissuance of Repurchased Shares in Connection with Long-Term Incentive Plan | Management | For | For |
19c | Authorize Reissuance of Repurchased Class A Shares in Connection with 2014 Long-Term Equity Programmes | Management | For | For |
20 | Fix Maximum Variable Compensation Ratio | Management | For | For |
21 | Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management | Management | For | For |
22 | Assign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner | Shareholder | None | Against |
23 | Close Meeting | Management | None | None |
|
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL |
Ticker: Security ID: 784924300 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
|
STANDARD CHARTERED PLC Meeting Date: MAY 08, 2014 Record Date: MAY 06, 2014 Meeting Type: ANNUAL |
Ticker: STAN Security ID: G84228157 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Policy | Management | For | Against |
4 | Approve Remuneration Report | Management | For | For |
5 | Elect Dr Kurt Campbell as Director | Management | For | For |
6 | Elect Christine Hodgson as Director | Management | For | For |
7 | Elect Naguib Kheraj as Director | Management | For | For |
8 | Re-elect Om Bhatt as Director | Management | For | For |
9 | Re-elect Jaspal Bindra as Director | Management | For | For |
10 | Re-elect Dr Louis Chi-Yan Cheung as Director | Management | For | For |
11 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
12 | Re-elect Simon Lowth as Director | Management | For | For |
13 | Re-elect Ruth Markland as Director | Management | For | For |
14 | Re-elect John Paynter as Director | Management | For | For |
15 | Re-elect Sir John Peace as Director | Management | For | For |
16 | Re-elect Alun Rees as Director | Management | For | For |
17 | Re-elect Peter Sands as Director | Management | For | For |
18 | Re-elect Viswanathan Shankar as Director | Management | For | For |
19 | Re-elect Paul Skinner as Director | Management | For | For |
20 | Re-elect Dr Lars Thunell as Director | Management | For | For |
21 | Approve Disapplication of the Shareholding Qualification in Relation to Dr Kurt Campbell | Management | For | For |
22 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
23 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
24 | Approve EU Political Donations and Expenditure | Management | For | For |
25 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
26 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
27 | Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
28 | Approve Scrip Dividend Program | Management | For | For |
29 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
30 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
31 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
32 | Authorise Market Purchase of Preference Shares | Management | For | For |
33 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
34 | Fix Maximum Variable Compensation Ratio | Management | For | For |
|
STATOIL ASA Meeting Date: MAY 14, 2014 Record Date: Meeting Type: ANNUAL |
Ticker: STL Security ID: R8413J103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Registration of Attending Shareholders and Proxies | Management | None | None |
3 | Elect Chairman of Meeting | Management | For | Did Not Vote |
4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.00 Per Share | Management | For | Did Not Vote |
7 | Withdraw Company from Tar Sands Activities in Canada | Shareholder | Against | Did Not Vote |
8 | Withdraw Company from Ice-Laden Activities in the Arctic | Shareholder | Against | Did Not Vote |
9 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
11 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
12a | Reelect Olaug Svarva as Member of Corporate Assembly | Management | For | Did Not Vote |
12b | Reelect Idar Kreutzer as Member of Corporate Assembly | Management | For | Did Not Vote |
12c | Reelect Karin Aslaksen as Member of Corporate Assembly | Management | For | Did Not Vote |
12d | Reelect Greger Mannsverk as Member of Corporate Assembly | Management | For | Did Not Vote |
12e | Reelect Steinar Olsen as Member of Corporate Assembly | Management | For | Did Not Vote |
12f | Reelect Ingvald Strommen as Member of Corporate Assembly | Management | For | Did Not Vote |
12g | Reelect Rune Bjerke as Member of Corporate Assembly | Management | For | Did Not Vote |
12h | Reelect Siri Kalvig as Member of Corporate Assembly | Management | For | Did Not Vote |
12i | Reelect Barbro Haetta as Member of Corporate Assembly | Management | For | Did Not Vote |
12j | Elect Terje Venold as Member of Corporate Assembly | Management | For | Did Not Vote |
12k | Elect Tone Lunde Bakker as Member of Corporate Assembly | Management | For | Did Not Vote |
12l | Elect Kjersti Kleven as Member of Corporate Assembly | Management | For | Did Not Vote |
12m | Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
12n | Reelect Bassim Haj as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
12o | Elect Nina Kivijervi as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
12p | Elect Birgitte Vartdal as Deputy Members of Corporate Assembly | Management | For | Did Not Vote |
13 | Approve Remuneration of Corporate Assembly in the Amount of NOK 116,400 for the Chairman, NOK 61,400 for the Vice Chairman, NOK 43,100 for Other Members, and NOK 6,100 for Deputy Members | Management | For | Did Not Vote |
14.1 | Reelect Olaug Svarva as Member and Chairman of Nominating Committee | Management | For | Did Not Vote |
14.2 | Reelect Tom Rathe as Member of Nominating Committee | Management | For | Did Not Vote |
14.3 | Reelect Elisabeth Berge as Member of Nominating Committee with Johan Alstad as Personal Deputy | Management | For | Did Not Vote |
14.4 | Elect Tone Bakker as New Member of Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration of Nominating Committee in the Amount of NOK 11,600 for the Chairman and NOK 8,600 for Other Members | Management | For | Did Not Vote |
16 | Approve Quaterly Dividend Payment | Management | For | Did Not Vote |
17 | Approve Equity Plan Financing | Management | For | Did Not Vote |
18 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
19 | Terminate Engagement in Angola and Azerbaijan | Shareholder | Against | Did Not Vote |
|
SUEZ ENVIRONNEMENT COMPANY Meeting Date: MAY 22, 2014 Record Date: MAY 16, 2014 Meeting Type: ANNUAL/SPECIAL |
Ticker: SEV Security ID: F4984P118 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.65 per Share | Management | For | For |
4 | Elect Ines Kolmsee as Director | Management | For | For |
5 | Reelect Gilles Benoist as Director | Management | For | For |
6 | Reelect Alain Chaigneau as Director | Management | For | Against |
7 | Reelect Penelope Chalmers Small as Director | Management | For | For |
8 | Reelect Guillaume Pepy as Director | Management | For | For |
9 | Reelect Jerome Tolot as Director | Management | For | For |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 700,000 | Management | For | For |
11 | Renew Appointment of Mazars as Auditor | Management | For | For |
12 | Renew Appointment of CBA as Alternate Auditor | Management | For | For |
13 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
14 | Advisory Vote on Compensation of Gerard Mestrallet, Chairman | Management | For | For |
15 | Advisory Vote on Compensation of Jean-Louis Chaussade, CEO | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Amend Articles 11.2 and 17.4 of Bylaws Re: Age Limit for Chairman and for CEO | Management | For | For |
18 | Amend Article 10 of Bylaws Re: Appointment of Employee Representatives | Management | For | For |
19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 408 Million | Management | For | For |
21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 204 Million | Management | For | For |
22 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements , up to Aggregate Nominal Amount of EUR 204 Million | Management | For | For |
23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 20 to 22 | Management | For | For |
24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
25 | Authorize Capital Increase of Up to EUR 204 Million for Future Exchange Offers | Management | For | For |
26 | Approve Issuance of Securities Convertible into Debt | Management | For | For |
27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Employees | Management | For | For |
29 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 408 Million | Management | For | For |
30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
|
SWEDBANK AB Meeting Date: MAR 19, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL |
Ticker: SWED A Security ID: W9423X102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7a | Receive Financial Statements and Statutory Reports | Management | None | None |
7b | Receive Auditor's Report | Management | None | None |
7c | Receive President's Report | Management | None | None |
8 | Accept Financial Statements and Statutory Reports | Management | For | For |
9 | Approve Allocation of Income and Dividends of SEK 10.10 Per Share | Management | For | For |
10 | Approve Discharge of Board and President | Management | For | For |
11 | Determine Number of Members `(9) and Deputy Members of Board | Management | For | For |
12 | Approve Remuneration of Directors; Approve Remuneration of Auditors | Management | For | For |
13 | Reelect Ulrika Francke, Goran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom (chair), Karl-Henrik Sundstrom, and Siv Svensson as Directors; Elect Maj-Charlotte Wallin as New Director | Management | For | Against |
14 | Ratify Deloitte as Auditors | Management | For | For |
15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
17 | Amend Articles Re: Remove References to Preference Shares and C Shares | Management | For | For |
18 | Authorize Repurchase Authorization for Trading in Own Shares | Management | For | For |
19 | Authorize General Share Repurchase Program | Management | For | For |
20 | Approve Issuance of Convertibles without Preemptive Rights | Management | For | For |
21a | Approve Common Deferred Share Bonus Plan | Management | For | For |
21b | Approve Deferred Share Bonus Plan for Key Employees | Management | For | For |
21c | Approve Equity Plan Financing to Participants of 2014 and Previous Programs | Management | For | For |
22 | Approve Special Investigation into Carl Erik Stalberg's Time as Chairman as well as the Reasonableness of his Pension Agreement | Shareholder | None | Against |
23 | Approve Formation of a Landskrona-Ven-Copenhagen Integration Institute | Shareholder | None | Against |
24 | Close Meeting | Management | None | None |
|
TOTAL SA Meeting Date: MAY 16, 2014 Record Date: MAY 12, 2014 Meeting Type: ANNUAL/SPECIAL |
Ticker: FP Security ID: F92124100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.38 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Patricia Barbizet as Director | Management | For | For |
6 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
7 | Reelect Paul Desmarais Jr as Director | Management | For | For |
8 | Reelect Barbara Kux as Director | Management | For | For |
9 | Advisory Vote on Compensation of Christophe de Margerie | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
16 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
17 | Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | Management | For | For |
18 | Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board | Management | For | For |
19 | Amend Article 15 of Bylaws Re: Age Limit for CEO | Management | For | For |
20 | Amend Article 17 of Bylaws Re: Proxy Voting | Management | For | For |
A | Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives | Shareholder | Against | Against |
B | Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator | Shareholder | Against | Against |
C | Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws | Shareholder | Against | Against |
D | Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws | Shareholder | Against | Against |
E | Amend Article 12.7 of Bylaws: Remuneration of Directors | Shareholder | Against | Against |
|
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL |
Ticker: Security ID: 784924300 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
|
TE CONNECTIVITY LTD. Meeting Date: MAR 04, 2014 Record Date: FEB 12, 2014 Meeting Type: ANNUAL |
Ticker: TEL Security ID: H84989104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pierre R. Brondeau | Management | For | For |
1b | Elect Director Juergen W. Gromer | Management | For | For |
1c | Elect Director William A. Jeffrey | Management | For | For |
1d | Elect Director Thomas J. Lynch | Management | For | For |
1e | Elect Director Yong Nam | Management | For | For |
1f | Elect Director Daniel J. Phelan | Management | For | For |
1g | Elect Director Frederic M. Poses | Management | For | For |
1h | Elect Director Lawrence S. Smith | Management | For | For |
1i | Elect Director Paula A. Sneed | Management | For | For |
1j | Elect Director David P. Steiner | Management | For | For |
1k | Elect Director John C. Van Scoter | Management | For | For |
1l | Elect Director Laura H. Wright | Management | For | For |
2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | For |
3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | For |
3c | Elect David P. Steiner as Member of Management Development & Compensation Committee | Management | For | For |
4 | Designate Jvo Grundler as Independent Proxy | Management | For | For |
5.1 | Accept Annual Report for Fiscal Year Ended September 27, 2013 | Management | For | For |
5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
6 | Approve Discharge of Board and Senior Management | Management | For | For |
7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 26, 2014 | Management | For | For |
7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Approve Allocation of Available Earnings for Fiscal Year 2013 | Management | For | For |
10 | Approve Declaration of Dividend | Management | For | For |
11 | Authorize Repurchase of Up to USD 1 Billion of Share Capital | Management | For | Against |
12 | Approve Reduction of Share Capital | Management | For | For |
13 | Adjourn Meeting | Management | For | Against |
|
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL |
Ticker: Security ID: 784924300 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
|
TE CONNECTIVITY LTD. Meeting Date: MAR 04, 2014 Record Date: FEB 12, 2014 Meeting Type: ANNUAL |
Ticker: TEL Security ID: H84989104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pierre R. Brondeau | Management | For | For |
1b | Elect Director Juergen W. Gromer | Management | For | For |
1c | Elect Director William A. Jeffrey | Management | For | For |
1d | Elect Director Thomas J. Lynch | Management | For | For |
1e | Elect Director Yong Nam | Management | For | For |
1f | Elect Director Daniel J. Phelan | Management | For | For |
1g | Elect Director Frederic M. Poses | Management | For | For |
1h | Elect Director Lawrence S. Smith | Management | For | For |
1i | Elect Director Paula A. Sneed | Management | For | For |
1j | Elect Director David P. Steiner | Management | For | For |
1k | Elect Director John C. Van Scoter | Management | For | For |
1l | Elect Director Laura H. Wright | Management | For | For |
2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | For |
3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | For |
3c | Elect David P. Steiner as Member of Management Development & Compensation Committee | Management | For | For |
4 | Designate Jvo Grundler as Independent Proxy | Management | For | For |
5.1 | Accept Annual Report for Fiscal Year Ended September 27, 2013 | Management | For | For |
5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
6 | Approve Discharge of Board and Senior Management | Management | For | For |
7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 26, 2014 | Management | For | For |
7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Approve Allocation of Available Earnings for Fiscal Year 2013 | Management | For | For |
10 | Approve Declaration of Dividend | Management | For | For |
11 | Authorize Repurchase of Up to USD 1 Billion of Share Capital | Management | For | Against |
12 | Approve Reduction of Share Capital | Management | For | For |
13 | Adjourn Meeting | Management | For | Against |
|
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL |
Ticker: Security ID: 784924300 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
|
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL |
Ticker: Security ID: 784924300 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
|
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL |
Ticker: Security ID: 784924300 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
|
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL |
Ticker: Security ID: 784924300 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
*Print the name and title of each signing officer under his or her signature.