EXHIBIT 1.01
SELECT COMFORT CORPORATION
CONFLICT MINERALS REPORT
FOR THE REPORTING PERIOD
ENDING DECEMBER 31, 2015
This is the Conflict Minerals Report for Select Comfort Corporation (“Select Comfort,” also referred to as the “Company,” “we,” “us,” or “our”) for calendar year 2015 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”). The Rule was adopted by the Securities and Exchange Commission (SEC) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or production of their products. The minerals currently subject to the SEC’s disclosure requirements, referred to as “conflict minerals,” are cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold (3TG). This Conflict Minerals Report is filed pursuant to Section 1502 of the Dodd-Frank Act.
1. Company Overview
Select Comfort Corporation is the exclusive manufacturer, marketer and retailer of the revolutionary Sleep Number® bed with optional SleepIQ® technology, as well as a line of adjustable bed bases and bedding. In January, 2013, Select Comfort acquired the assets of Comfortaire Corporation and Comfortaire products are included in this Conflict Minerals Report. On September 14, 2015, Select Comfort acquired BAM Labs, Inc. through a subsidiary merger. The business of BAM Labs, Inc. is now conducted by a wholly owned subsidiary of Select Comfort known as SleepIQ LABS Inc. The products of SleepIQ LABS Inc. are not included in this report and are not required to be included in this Conflict Minerals Report.
2. Reasonable Country of Origin Inquiry (RCOI)
In accordance with the requirements of the Rule, we undertook a Reasonable Country of Origin Inquiry (“RCOI”) designed to determine whether any 3TG necessary to the functionality and production of our products may have originated in the Democratic Republic of Congo or its surrounding countries (“Covered Countries”). We surveyed all active suppliers and asked those who indicated the presence of 3TG to complete the Electronic Industry Citizenship Coalition-Global e-Sustainability Initiative (EICC-GeSI) Conflict Minerals Reporting Template (CMRT). Template responses were reviewed for accuracy and completeness and we followed up when additional information or clarification was needed. Fifteen direct suppliers indicated the presence of 3TG in products supplied to Select Comfort. Two of the 15 suppliers indicated that the 3TG in the supplied products may have originated in the Covered Countries, seven indicated that the 3TG in the supplied products did not originate in the Covered Countries, and six suppliers indicated that the origin, mines or facilities used to produce the supplied 3TG are unknown.
3. Diligence
3.1 Design of Due Diligence
As a result of the RCOI, we have determined that 3TG contained in some of our products may have originated in one or more Covered Countries. Therefore, in accordance with Rule 13p-1 under the Securities Exchange Act, Select Comfort proceeded to engage in due diligence regarding the sources and chain of custody of this 3TG.
We conducted supply chain due diligence on the source and chain of custody of the conflict minerals, in a manner consistent with the framework promulgated by the OECD and its Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“OECD Guidance”). This includes implementing the OECD’s five-step framework for risk-based due diligence in the mineral supply chain. This process is ongoing.
Step 1- Company Management Systems
Conflict Minerals Policy
Select Comfort has adopted a Conflict Minerals Policy that has been made available to its suppliers and the public at www.sleepnumber.com
Internal Management Structure
Select Comfort has established internal management process to support its supply chain due diligence efforts. A cross-functional Conflict Minerals Task Force was established. The task force includes subject matter experts from relevant functions including sourcing, legal, product compliance and quality and is responsible for implementing our conflict minerals due diligence and compliance strategy. Management is briefed on these efforts on a regular basis.
Supply Chain Controls and Transparency
Select Comfort expects suppliers to source 3TG from ethical sub-tier suppliers and to adopt the EICC-GeSI Conflict Free Smelter program as a compliance standard. Select Comfort requires suppliers to annually certify whether any products supplied to Select Comfort in that calendar year contain 3TG and if so, provide written evidence documenting their due diligence efforts and source determinations. All relevant documentation is centrally maintained in an electronic format.
Supplier Engagement
Select Comfort is committed to ensuring conflict free sourcing of metals through collaboration with suppliers by incorporating compliance expectations in new commercial contracts and written agreements. Suppliers are referred to Select Comfort’s Conflict Minerals Policy and are educated on an as needed, ongoing basis about the requirements, methods and importance of 3TG supply chain due diligence and disclosure.
Company Grievance Mechanism
Select Comfort has a company-level grievance mechanism in place that may be used for reporting issues regarding Conflict Minerals sourcing.
Step 2 - Identify and Assess Risk in the Supply Chain
Select Comfort does not directly source 3TG from mines, smelters or refiners, and is in most cases several production levels removed from them. For this reason we rely on our direct suppliers to collect data relative to the presence and country of origin of 3TG necessary to the functionality of products supplied to us. Direct suppliers were surveyed and each response evaluated to determine sufficiency, accuracy and completeness of information. We followed up with suppliers whose responses were insufficient, potentially inaccurate or incomplete.
Step 3 - Design and Implement a Strategy to Respond to Identified Risks
Select Comfort’s internal management structure provides regular reporting to management regarding conflict minerals due diligence and compliance strategy updates. The Conflict Minerals Task Force provides the necessary information for management to determine on a case by case basis whether Select Comfort continues to trade with suppliers during mitigation of identified risks in its supply chain.
Step 4 - Carry out an Independent 3rd Party Audit of Refiner’s Due Diligence Practices
Select Comfort does not have direct relationships with 3TG smelters and refiners nor do we perform direct audits of these entities that provide our supply chain the 3TG. However, we support and rely on the industry efforts to influence smelters and refiners to get audited and certified through the Conflict-Free Sourcing Initiative and the Conflict-Free Smelter program.
Step 5 - Report on Supply Chain Due Diligence
In accordance with the OECD Guidance and the Conflict Minerals Rule, this report is available on our website at www.sleepnumber.com.
3.2 Due Diligence Results
All of our active, direct suppliers were asked to indicate the presence of 3TG in materials manufactured for the Company in 2015. Suppliers indicating 3TG in products were asked to complete the EICC-GeSI Conflict Minerals Reporting Template and identify smelter names and the source country for the 3TG.
Fifteen direct suppliers indicated the presence of 3TG in products supplied to Select Comfort. Two of the 15 suppliers provided information that the 3TG in the supplied products may have originated in the Covered Countries. Seven suppliers indicated that the 3TG did not originate in the Covered Countries and six suppliers reported that the origin, mines or facilities used to produce the supplied 3TG are unknown.
Despite our ongoing good faith due diligence, due to the complexity and fluidity of our supply chain, the initially incomplete survey responses received from some direct suppliers and the lack of information regarding certain sub-tier suppliers, it is possible that the 3TG contained in some of our products may have originated in one or more Covered Country. We are continuing our due diligence process to determine at smelter level, whether the source of the 3TG in products supplied to Select Comfort which may originate in the Covered Country is certified as conflict-free.
By using our supply chain due diligence processes, driving accountability within the supply chain by leveraging the industry standard CFSI and Conflict Free Smelter (“CFS”) programs, and continuing our outreach efforts, we intend to further develop transparency into our supply chain.
4. Product Descriptions
Select Comfort manufactures and contracts to manufacture various beds, adjustable bed bases, bedding and sleep related accessory products. Each of these products is made up of numerous components sourced from many suppliers. Some of these components may contain 3TG. Specifically, 3TG is present in the following products and/or components: upholstered bedding collection products, adjustable bases, air control systems, under bed lighting systems, remote controlled power/lighting systems, heating and cooling engines, and some products containing foam/fiber, zippers, printed circuit boards, power cords or solenoids. As a result of the due diligence procedures described above including the required Reasonable Country of Origin Inquiry, we cannot exclude the possibility that some of the 3TGs contained in two specific components may have originated in a Covered Country. Specifically, the printed circuit boards in the adjustable bases control boxes and the under-bed lighting system in one of our beds may have originated in a Covered Country. As always, our due diligence is ongoing.
5. List of Smelters/Refiners
Select Comfort has made a reasonable good faith effort to collect and evaluate information concerning 3TG smelters and refiners based on data provided by our suppliers. Please see Appendix A for a list of smelters/refiners reported by our suppliers which may supply 3TG utilized in our manufactured products.
6. Future Enhancement Measures
Select Comfort is committed to conducting business activities to the highest standards of ethics and social responsibility and providing our customers with ethically sourced products. We support the goal of ending violence, human rights violations and environmental devastation in the Democratic Republic Congo and adjoining countries.
As a result of our findings for this reporting year, we will continue to enhance our process, including our ability to identify, assess and quickly mitigate any risk of 3TGs contained in our products. Further, we will continue to require our suppliers to ethically source all materials used in our products. We intend to take the following actions to further refine and improve our 3TG due diligence efforts:
On-going Efforts:
| |
| • | Continue to refine and improve our internal processes and procedures so that we continue to obtain a 100% response rate from our surveyed suppliers. |
| |
| • | Working with our suppliers to ensure accurate, thorough and timely responses in connection with our due diligence efforts. |
New Enhancement Measures:
| |
| • | Investigate further resources and potential tools to help the Conflict Mineral Task Force improve tracking, evaluating and storing of supplier 3TG due diligence data. |
| |
| • | Identify further external opportunities to enhance our due diligence processes including working with trade associations and other third parties to define and improve best practices. |
| |
| • | For those suppliers who have provided information which indicates that products sourced from them may contain 3TG sourced from a Covered Country, we intend to continue our due diligence efforts to either confirm that the 3TG which is sourced from a Covered Country originates with a certified conflict-free smelter/refiner or require the supplier to find an alternative source of 3TG that either does not originate in a Covered Country or originates with a conflict-free smelter/refiner. |
APPENDIX A
Note: Smelters/Refiners designated with an asterisk are on the Conflict-Free Sourcing Initiative Compliant Smelter List as of May 31, 2016.
|
| | |
| Mineral | Smelter Name | Country |
| Gold | Advanced Chemical Company | UNITED STATES |
| Gold | Aida Chemical Industries Co., Ltd.* | JAPAN |
| Gold | Aktyubinsk Copper Company TOO | KAZAKHSTAN |
| Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES |
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G.* | GERMANY |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
| Gold | AngloGold Ashanti Córrego do Sítio Mineração* | BRAZIL |
| Gold | Argor-Heraeus SA* | SWITZERLAND |
| Gold | Asahi Pretec Corporation* | JAPAN |
| Gold | Asahi Refining Canada Limited* | CANADA |
| Gold | Asahi Refining USA Inc.* | UNITED STATES |
| Gold | Asaka Riken Co., Ltd.* | JAPAN |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY |
| Gold | AURA-II | UNITED STATES |
| Gold | Aurubis AG* | GERMANY |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines)* | PHILIPPINES |
| Gold | Bauer Walser AG | GERMANY |
| Gold | Boliden AB* | SWEDEN |
| Gold | C. Hafner GmbH + Co. KG* | GERMANY |
| Gold | Caridad | MEXICO |
| Gold | CCR Refinery - Glencore Canada Corporation* | CANADA |
| Gold | Cendres + Métaux SA | SWITZERLAND |
| Gold | Chimet S.p.A.* | ITALY |
| Gold | china gold international resources corp.ltd | CHINA |
| Gold | China Golddeal | CHINA |
| Gold | China National Gold Group Corporation | CHINA |
| Gold | Chugai Mining | JAPAN |
| Gold | Codelco | CHILE |
| Gold | Colt Refining | UNITED STATES |
| Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | DAERYOUNG E&C | KOREA, REPUBLIC OF |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA |
| Gold | Do Sung Corporation | KOREA, REPUBLIC OF |
| Gold | DODUCO GmbH* | GERMANY |
| Gold | Dowa* | JAPAN |
| Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF |
| Gold | Eco-System Recycling Co., Ltd.* | JAPAN |
| Gold | Elemetal Refining, LLC* | UNITED STATES |
|
| | |
| Gold | Emirates Gold DMCC* | UNITED ARAB EMIRATES |
| Gold | Faggi Enrico S.p.A. | ITALY |
| Gold | Faggi S.p.A. | ITALY |
| Gold | Feinhütte Halsbrücke GmbH | GERMANY |
| Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE |
| Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA |
| Gold | Geib Refining Corporation | UNITED STATES |
| Gold | Gejiu Kai Meng Industry and Trade LLC | CHINA |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA |
| Gold | Guangdong Jinding Gold Limited | CHINA |
| Gold | Guangdong Jinding Gold Limited | CHINA |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA |
| Gold | Heimerle + Meule GmbH* | GERMANY |
| Gold | Heraeus Ltd. Hong Kong* | CHINA |
| Gold | Heraeus Ltd. Hong Kong | HONG KONG |
| Gold | Heraeus Precious Metals GmbH & Co. KG* | GERMANY |
| Gold | Heraeus Precious Metals North America | GERMANY |
| Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| Gold | Hunan Chenzhou Mining Group Co., Ltd. | CHINA |
| Gold | Hunan Chenzhou Mining Industry Group | CHINA |
| Gold | Hwasung CJ Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | Hwasung CJ Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited* | CHINA |
| Gold | Ishifuku Metal Industry Co., Ltd.* | JAPAN |
| Gold | Istanbul Gold Refinery* | TURKEY |
| Gold | Japan Mint* | JAPAN |
| Gold | Jiangxi Copper Company Limited* | CHINA |
| Gold | Johnson Matthey Ltd | UNITED STATES |
| Gold | Johnson Matthey Ltd | CANADA |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant* | RUSSIAN FEDERATION |
| Gold | JSC Uralelectromed* | RUSSIAN FEDERATION |
| Gold | JX Nippon Mining & Metals Co., Ltd.* | JAPAN |
| Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES |
| Gold | Kanfort Industrial (Yantai) | CHINA |
| Gold | Kazakhmys Smelting LLC | KAZAKHSTAN |
| Gold | Kazzinc | KAZAKHSTAN |
| Gold | Kazzinc Ltd | KAZAKHSTAN |
| Gold | Kennecott Utah Copper LLC* | UNITED STATES |
| Gold | KGHM Polska MiedŸ Spó³ka Akcyjna | POLAND |
| Gold | Kojima Chemicals Co., Ltd. | JAPAN |
| Gold | KOJIMA CHEMICALS CO.,LTD. | JAPAN |
| Gold | Korea Metal Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | Korea Metal Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | Korea Zinc Co. Ltd. | KOREA, REPUBLIC OF |
|
| | |
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN |
| Gold | KYRGYZSTAN | KYRGYZSTAN |
| Gold | L' azurde Company For Jewelry | SAUDI ARABIA |
| Gold | Lingbao Gold Company Limited | CHINA |
| Gold | Lingbao Gold Company Ltd. | CHINA |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA |
| Gold | LS-NIKKO Copper Inc.* | KOREA, REPUBLIC OF |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA |
| Gold | Luoyang Zijin Yinhui Metal Smelt Co Ltd | CHINA |
| Gold | Materion* | UNITED STATES |
| Gold | Materion Advanced Metals | UNITED STATES |
| Gold | Matsuda Sangyo Co., Ltd.* | JAPAN |
| Gold | Metahub Industries Sdn. Bhd. | MALAYSIA |
| Gold | Metallo-Chimique N.V. | BELGIUM |
| Gold | Metalor Technologies (Hong Kong) Ltd.* | CHINA |
| Gold | Metalor Technologies (Hong Kong) Ltd. | HONG KONG |
| Gold | Metalor Technologies (Singapore) Pte., Ltd.* | SINGAPORE |
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA |
| Gold | Metalor Technologies SA* | SWITZERLAND |
| Gold | Metalor USA Refining Corporation* | UNITED STATES |
| Gold | METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V* | MEXICO |
| Gold | Met-Mex Pe-oles, S.A. | MEXICO |
| Gold | Minsur | PERU |
| Gold | Mitsubishi Materials Corporation | JAPAN |
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA |
| Gold | Morris and Watson | NEW ZEALAND |
| Gold | Moscow Special Alloys Processing Plant* | RUSSIAN FEDERATION |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.ª.* | TURKEY |
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
| Gold | Nihon Material Co., Ltd.* | JAPAN |
| Gold | Nihon Material Corporation* | JAPAN |
| Gold | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION |
| Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA |
| Gold | Ohio Precious Metals, LLC | UNITED STATES |
| Gold | Ohura Precious Metal Industry Co., Ltd.* | JAPAN |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastvetmet)* | RUSSIAN FEDERATION |
| Gold | OJSC Kolyma Refinery* | RUSSIAN FEDERATION |
| Gold | OJSC Novosibirsk Refinery* | RUSSIAN FEDERATION |
| Gold | OJSC ÒThe Gulidov Krasnoyarsk Non-Ferrous Metals PlantÓ (OJSC Krastvetmet)* | RUSSIAN FEDERATION |
| Gold | Operaciones Metalurgical S.A. | BOLIVIA |
| Gold | PAMP SA* | SWITZERLAND |
| Gold | Pan Pacific Copper Co. LTD | JAPAN |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA |
|
| | |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA |
| Gold | Prioksky Plant of Non-Ferrous Metals* | RUSSIAN FEDERATION |
| Gold | PT Aneka Tambang (Persero) Tbk* | INDONESIA |
| Gold | PT Timah (Persero) Tbk Mentok | INDONESIA |
| Gold | PX Précinox SA* | SWITZERLAND |
| Gold | Rand Refinery (Pty) Ltd.* | SOUTH AFRICA |
| Gold | Refinary LS-Nikko Copper Inc | KOREA, REPUBLIC OF |
| Gold | Remondis Argentia B.V. | NETHERLANDS |
| Gold | Republic Metals Corporation* | UNITED STATES |
| Gold | Royal Canadian Mint* | CANADA |
| Gold | SAAMP | FRANCE |
| Gold | Sabin Metal Corp. | UNITED STATES |
| Gold | Samduck Precious Metals | KOREA, REPUBLIC OF |
| Gold | SAMWON Metals Corp. | KOREA, REPUBLIC OF |
| Gold | Schšne Edelmetaal B.V.Ê | NETHERLANDS |
| Gold | SEMPSA Joyería Platería SA* | SPAIN |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd.* | CHINA |
| Gold | Sichuan Tianze Precious Metals Co., Ltd.* | CHINA |
| Gold | Singway Technology Co., Ltd.* | TAIWAN |
| Gold | So Accurate Group, Inc. | UNITED STATES |
| Gold | So Accurate Refining Group | UNITED STATES |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals* | RUSSIAN FEDERATION |
| Gold | Solar Applied Materials Technology Corp.* | TAIWAN |
| Gold | Sudan Gold Refinery | SUDAN |
| Gold | Sumitomo Metal Mining Co., Ltd.* | JAPAN |
| Gold | Suzhou Xingrui Noble | CHINA |
| Gold | T.C.A S.p.A* | ITALY |
| Gold | Tanaka Kikinzoku Kogyo K.K.* | JAPAN |
| Gold | The Great Wall Gold and Silver Refinery of China | CHINA |
| Gold | The Refinery of Shandong Gold Mining Co., Ltd.* | CHINA |
| Gold | Tokuriki Honten Co., Ltd.* | JAPAN |
| Gold | Tokuriki Tokyo Melters Assayers | JAPAN |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA |
| Gold | Tongling nonferrous Metals Group Co.,Ltd | CHINA |
| Gold | Tony Goetz NV | BELGIUM |
| Gold | Torecom | KOREA, REPUBLIC OF |
| Gold | Umicore Brasil Ltda.* | BRAZIL |
| Gold | Umicore Precious Metals Thailand* | THAILAND |
| Gold | Umicore SA Business Unit Precious Metals Refining* | BELGIUM |
| Gold | Umicore SA Business Unit Precious Metals Refining | UNITED KINGDOM |
| Gold | United Precious Metal Refining, Inc.* | UNITED STATES |
| Gold | United Refining | UNITED STATES |
| Gold | Valcambi SA* | SWITZERLAND |
| Gold | Western Australian Mint trading as The Perth Mint* | AUSTRALIA |
| Gold | WIELAND Edelmetalle GmbH | GERMANY |
|
| | |
| Gold | Xstrata Canada Corporation | CANADA |
| Gold | Yamamoto Precious Metal Co., Ltd.* | JAPAN |
| Gold | Yantai Guodasafina High-tech Environmental Refinery CO., Ltd. | CHINA |
| Gold | Yantai Zhaojinlufu | CHINA |
| Gold | Yokohama Metal Co., Ltd. | JAPAN |
| Gold | YOKOHAMA METAL CO.,LTD. | JAPAN |
| Gold | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA |
| Gold | Yunnan Copper Industry Co., Ltd. | CHINA |
| Gold | Yunnan Tin Group (Holding) Company Limited | CHINA |
| Gold | Zhaojin refining | CHINA |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation* | CHINA |
| Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA |
| Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA |
| Tantalum | Avon Specialty Metals Ltd | UNITED KINGDOM |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd.* | CHINA |
| Tantalum | Conghua Tantalum and Niobium Smeltry* | CHINA |
| Tantalum | D Block Metals, LLC* | UNITED STATES |
| Tantalum | Dayu Weiliang Tungsten Co., Ltd. | CHINA |
| Tantalum | Duoluoshan* | CHINA |
| Tantalum | Duoluoshan Sapphire Rare Metal Co., Ltd. | CHINA |
| Tantalum | E.S.R. Electronics | UNITED STATES |
| Tantalum | Exotech Inc.* | UNITED STATES |
| Tantalum | F&X Electro-Materials Ltd.* | CHINA |
| Tantalum | FIR Metals & Resource Ltd.* | CHINA |
| Tantalum | Global Advanced Metals Aizu* | JAPAN |
| Tantalum | Global Advanced Metals Boyertown* | UNITED STATES |
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd.* | CHINA |
| Tantalum | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch* | CHINA |
| Tantalum | H.C. Starck Co., Ltd.* | THAILAND |
| Tantalum | H.C. Starck GmbH* | GERMANY |
| Tantalum | H.C. Starck GmbH Goslar* | GERMANY |
| Tantalum | H.C. Starck GmbH Laufenburg* | GERMANY |
| Tantalum | H.C. Starck Group | GERMANY |
| Tantalum | H.C. Starck Hermsdorf GmbH* | GERMANY |
| Tantalum | H.C. Starck Inc.* | UNITED STATES |
| Tantalum | H.C. Starck Ltd.* | JAPAN |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd.* | CHINA |
| Tantalum | Hi-Temp Specialty Metals, Inc.* | UNITED STATES |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | Jiangxi Tuohong New Raw Material* | CHINA |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd.* | CHINA |
| Tantalum | Jiujiang Tanbre Co., Ltd.* | CHINA |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd.* | CHINA |
| Tantalum | JX Nippon Mining & Metals Co., Ltd. | JAPAN |
| Tantalum | KEMET Blue Metals* | MEXICO |
| Tantalum | KEMET Blue Powder* | UNITED STATES |
|
| | |
| Tantalum | King-Tan Tantalum Industry Ltd.* | CHINA |
| Tantalum | LSM Brasil S.A.* | BRAZIL |
| Tantalum | Metallurgical Products India Pvt., Ltd.* | INDIA |
| Tantalum | Mineração Taboca S.A.* | BRAZIL |
| Tantalum | Mitsui Mining & Smelting* | JAPAN |
| Tantalum | Molycorp Silmet A.S.* | ESTONIA |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd.* | CHINA |
| Tantalum | Phoenix Metal Ltd | RWANDA |
| Tantalum | Plansee SE Liezen* | AUSTRIA |
| Tantalum | Plansee SE Reutte* | AUSTRIA |
| Tantalum | QuantumClean* | UNITED STATES |
| Tantalum | Resind Indústria e Comércio Ltda.* | BRAZIL |
| Tantalum | RFH Tantalum Smeltry Co., Ltd.* | CHINA |
| Tantalum | Shanghai Jiangxi Metals Co., Ltd. | CHINA |
| Tantalum | Solikamsk Magnesium Works OAO* | RUSSIAN FEDERATION |
| Tantalum | Solikamsk Metal Works | RUSSIAN FEDERATION |
| Tantalum | Starck | GERMANY |
| Tantalum | Taki Chemicals* | JAPAN |
| Tantalum | Tantalite Resources | SOUTH AFRICA |
| Tantalum | Telex Metals* | UNITED STATES |
| Tantalum | Tranzact, Inc.* | UNITED STATES |
| Tantalum | Ulba Metallurgical Plant JSC* | KAZAKHSTAN |
| Tantalum | Vietnam Youngsun Tungsten Industry Co., Ltd | VIET NAM |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd.* | CHINA |
| Tantalum | Yichun Jin Yang Rare Metal Co., Ltd.* | CHINA |
| Tantalum | Zhuzhou Cemented Carbide* | CHINA |
| Tin | Alpha* | UNITED STATES |
| Tin | An Thai Minerals Company Limited | VIET NAM |
| Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM |
| Tin | Brinkmann Chemie AG | GERMANY |
| Tin | CFC Cooperativa dos Fundidores de Cassiterita da Amazônia Ltda. | BRAZIL |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Company Limited | CHINA |
| Tin | China Tin Group Co., Ltd. | CHINA |
| Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
| Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL |
| Tin | CV Ayi Jaya* | INDONESIA |
| Tin | CV DS Jaya Abadi | INDONESIA |
| Tin | CV Dua Sekawan | INDONESIA |
| Tin | CV Duta Putra Bangka | INDONESIA |
| Tin | CV Gita Pesona* | INDONESIA |
| Tin | CV Makmur Jaya | INDONESIA |
| Tin | CV Serumpun Sebalai* | INDONESIA |
| Tin | CV Tiga Sekawan | INDONESIA |
| Tin | CV United Smelting* | INDONESIA |
| Tin | CV Venus Inti Perkasa* | INDONESIA |
| Tin | Dowa Mining Co., Ltd.* | JAPAN |
|
| | |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM |
| Tin | Elmet S.L.U. (Metallo Group)* | SPAIN |
| Tin | EM Vinto* | BOLIVIA |
| Tin | Empresa Metallurgica Vinto | BOLIVIA |
| Tin | Estanho de Rondônia S.A. | BRAZIL |
| Tin | Feinhütte Halsbrücke GmbH | GERMANY |
| Tin | Fenix Metals* | POLAND |
| Tin | Gejiu Fengming Metalurgy Chemical Plant | CHINA |
| Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd.* | CHINA |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA |
| Tin | Gold Bell Group | CHINA |
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA |
| Tin | Heimerle + Meule GmbH | GERMANY |
| Tin | Heraeus Precious Metals GmbH & Co. KG | GERMANY |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA |
| Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA |
| Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA |
| Tin | Ishifuku Metal Industry Co., Ltd. | JAPAN |
| Tin | Japan New Metals Co., Ltd. | JAPAN |
| Tin | Jiangxi Ketai Advanced Material Co., Ltd.* | CHINA |
| Tin | Jiangxi Nanshan | CHINA |
| Tin | JX Nippon Mining & Metals Co., Ltd. | JAPAN |
| Tin | Kaimeng(Gejiu) Industry and Trade Co., Ltd. | CHINA |
| Tin | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA |
| Tin | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA |
| Tin | Linwu Xianggui Smelter Co | CHINA |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL |
| Tin | Malaysia Smelting Corporation (MSC)* | MALAYSIA |
| Tin | Matsuda Sangyo Co., Ltd. | JAPAN |
| Tin | Melt Metais e Ligas S/A* | BRAZIL |
| Tin | Metahub Industries Sdn. Bhd. | MALAYSIA |
| Tin | Metahub Industries Sdn. Bhd. | MALAYSIA |
| Tin | Metallic Resources, Inc.* | UNITED STATES |
| Tin | Metallo-Chimique N.V.* | BELGIUM |
| Tin | Mineração Taboca S.A. | BRAZIL |
| Tin | Minsur* | PERU |
| Tin | Mitsubishi Materials Corporation* | JAPAN |
| Tin | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA |
| Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM |
| Tin | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd.* | THAILAND |
| Tin | O.M. Manufacturing Philippines, Inc.* | PHILIPPINES |
|
| | |
| Tin | Operaciones Metalugicas SA. | INDONESIA |
| Tin | Operaciones Metalurgical S.A.* | BOLIVIA |
| Tin | Phoenix Metal Ltd. | RWANDA |
| Tin | PT Alam Lestari Kencana | INDONESIA |
| Tin | PT Alam Lestari Kencana | INDONESIA |
| Tin | PT Aneka Tambang (Persero) Tbk | INDONESIA |
| Tin | PT Aries Kencana Sejahtera* | INDONESIA |
| Tin | PT Artha Cipta Langgeng* | INDONESIA |
| Tin | PT ATD Makmur Mandiri Jaya* | INDONESIA |
| Tin | PT Babel Inti Perkasa* | INDONESIA |
| Tin | PT Babel Surya Alam Lestari | INDONESIA |
| Tin | PT Bangka Kudai Tin | INDONESIA |
| Tin | PT Bangka Prima Tin* | INDONESIA |
| Tin | PT Bangka Putra Karya | INDONESIA |
| Tin | PT Bangka Timah Utama Sejahtera | INDONESIA |
| Tin | PT Bangka Timah Utama Sejahtera | INDONESIA |
| Tin | PT Bangka Tin Industry | INDONESIA |
| Tin | PT Belitung Industri Sejahtera* | INDONESIA |
| Tin | PT BilliTin Makmur Lestari* | INDONESIA |
| Tin | PT Bukit Timah* | INDONESIA |
| Tin | PT Cipta Persada Mulia* | INDONESIA |
| Tin | PT Donna Kembara Jaya | INDONESIA |
| Tin | PT DS Jaya Abadi | INDONESIA |
| Tin | PT Eunindo Usaha Mandiri* | INDONESIA |
| Tin | PT Fang Di MulTindo | INDONESIA |
| Tin | PT HANJAYA PERKASA METALS | INDONESIA |
| Tin | PT HP Metals Indonesia | INDONESIA |
| Tin | PT Inti Stania Prima | INDONESIA |
| Tin | PT Justindo | INDONESIA |
| Tin | PT Karimun Mining | INDONESIA |
| Tin | PT Kijang Jaya Mandiri | INDONESIA |
| Tin | PT Koba Tin | INDONESIA |
| Tin | PT Mitra Stania Prima | INDONESIA |
| Tin | PT Panca Mega Persada* | INDONESIA |
| Tin | PT Pelat Timah Nusantara Tbk | INDONESIA |
| Tin | PT Pelat Timah Nusantara Tbk | INDONESIA |
| Tin | PT Prima Timah Utama | INDONESIA |
| Tin | PT Rajwa International | INDONESIA |
| Tin | PT Refined Bangka Tin* | INDONESIA |
| Tin | PT Sariwiguna Binasentosa* | INDONESIA |
| Tin | PT Seirama Tin Investment | INDONESIA |
| Tin | PT Singkep Times Utama | INDONESIA |
| Tin | PT Stanindo Inti Perkasa* | INDONESIA |
| Tin | PT Sukses Inti Makmur | INDONESIA |
| Tin | PT Sumber Jaya Indah* | INDONESIA |
| Tin | PT Supra Sukses Trinusa | INDONESIA |
|
| | |
| Tin | PT Timah (Persero) Tbk Kundur* | INDONESIA |
| Tin | PT Timah (Persero) Tbk Mentok* | INDONESIA |
| Tin | PT Tinindo Inter Nusa* | INDONESIA |
| Tin | PT Tirus Putra Mandiri | INDONESIA |
| Tin | PT Tommy Utama* | INDONESIA |
| Tin | PT Wahana Perkit Jaya* | INDONESIA |
| Tin | PT Yinchendo Mining Industry | INDONESIA |
| Tin | PT. DS Jaya Abadi | INDONESIA |
| Tin | Resind Indústria e Comércio Ltda. * | BRAZIL |
| Tin | RT Refined Banka Tin | INDONESIA |
| Tin | Rui Da Hung* | TAIWAN |
| Tin | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA |
| Tin | Soft Metais Ltda. * | BRAZIL |
| Tin | Solikamsk Metal Works | RUSSIAN FEDERATION |
| Tin | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| Tin | Thaisarco* | THAILAND |
| Tin | Tin Co. Ltd, Minmetals Ganzhou | CHINA |
| Tin | TongLing Nonferrous Metals Group Holdings Co., Ltd. | CHINA |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM |
| Tin | Umicore SA Business Unit Precious Metals Refining | BELGIUM |
| Tin | VQB Mineral and Trading Group JSC* | VIET NAM |
| Tin | Western Australian Mint trading as The Perth Mint | AUSTRALIA |
| Tin | Westmetall GmbH & Co.KG | GERMANY |
| Tin | White Solder Metalurgia e Mineração Ltda. * | BRAZIL |
| Tin | XiHai | CHINA |
| Tin | Yifeng Tin Industry (Chenzhou) Co Ltd | CHINA |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA |
| Tin | Yunnan Metallurgical Group Co.,Ltd | CHINA |
| Tin | Yunnan Tin Group (Holding) Company Limited* | CHINA |
| Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN |
| Tungsten | ACL Metais Eireli | BRAZIL |
| Tungsten | ALMT Corp* | JAPAN |
| Tungsten | Asia Tungsten Products Vietnam Ltd. * | VIET NAM |
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. * | CHINA |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. * | CHINA |
| Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA |
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. * | CHINA |
| Tungsten | Ganxian Shirui New Material Co., Ltd. | CHINA |
| Tungsten | Ganzhou Grand Sea W & Mo Group Co Ltd | CHINA |
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. * | CHINA |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. * | CHINA |
| Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. * | CHINA |
| Tungsten | Ganzhou Sinda W&Mo Co.,Ltd | CHINA |
| Tungsten | Ganzhou Yatai Tungsten Co., Ltd. * | CHINA |
| Tungsten | Global Tungsten & Powders Corp. * | UNITED STATES |
|
| | |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. * | CHINA |
| Tungsten | H.C. Starck GmbH* | GERMANY |
| Tungsten | H.C. Starck Smelting GmbH & Co.KG* | GERMANY |
| Tungsten | HC Starck GmbH | UNITED STATES |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. * | CHINA |
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji* | CHINA |
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CHINA |
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. * | CHINA |
| Tungsten | Hydrometallurg, JSC* | RUSSIAN FEDERATION |
| Tungsten | Japan New Metals Co., Ltd. * | JAPAN |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA |
| Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. * | CHINA |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA |
| Tungsten | Jiangxi Rare Earth & Rare Metals Tungsten Group Corp | CHINA |
| Tungsten | Jiangxi Richsea New Materials Co., Ltd. | CHINA |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
| Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. * | CHINA |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
| Tungsten | Kennametal Fallon | UNITED STATES |
| Tungsten | Kennametal Huntsville* | UNITED STATES |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. * | CHINA |
| Tungsten | Materion | UNITED STATES |
| Tungsten | Metallo-Chimique N.V. | BELGIUM |
| Tungsten | Mitsubishi Materials Corporation | JAPAN |
| Tungsten | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| Tungsten | Moliren Ltd | RUSSIAN FEDERATION |
| Tungsten | Nanchang Cemented Carbide Limited Liability Company | CHINA |
| Tungsten | Niagara Refining LLC | UNITED STATES |
| Tungsten | NingHua XingLuoKeng TungSten Mining CO.,LID | CHINA |
| Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC* | VIET NAM |
| Tungsten | Philippine Chuangin Industrial Co., Inc. * | PHILIPPINES |
| Tungsten | Plansee SE Liezen | AUSTRIA |
| Tungsten | Pobedit, JSC | RUSSIAN FEDERATION |
| Tungsten | Sanher Tungsten Vietnam Co., Ltd. | VIET NAM |
| Tungsten | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. * | VIET NAM |
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM |
| Tungsten | Wolfram Bergbau und Hütten AG* | AUSTRIA |
| Tungsten | Wolfram Company CJSC | RUSSIAN FEDERATION |
| Tungsten | Wolfram JSC, Russia | RUSSIAN FEDERATION |
| Tungsten | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. * | CHINA |
| Tungsten | Xiamen Tungsten Co., Ltd. * | CHINA |
| Tungsten | Xianmen City, Fujian | CHINA |
|
| | |
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA |
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. * | CHINA |
| Tungsten | Zhuzhou Cemented Carbide | CHINA |
| Tungsten | Zhuzhou Cemented Carbide Group Co Ltd | CHINA |
