Filed by the Registrant | [X] |
| Filed by a Party other than the Registrant | [ ] |
| Check the appropriate box: | ||
| [ ] | Preliminary Proxy Statement | |
| [ ] | Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) | |
| [X ] | Definitive Proxy Statement | |
| [ ] | Definitive Additional Materials | |
| [ ] | Soliciting Material Pursuant to Rule 14a-12 | |
| ______________________________________________________________________ |
| (Name of Registrant as Specified in Charter) |
| ______________________________________________________________________ |
| (Name of Person(s) Filing Proxy Statement, if Other Than the Registrant) |
| Payment of Filing Fee (Check the appropriate box): | |||
| [X] | No fee required. | ||
| [ ] | Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. | ||
| (1) | Title of each class of securities to which transaction applies: __________ | ||
| (2) | Aggregate number of securities to which transaction applies:__________ | ||
| (3) | Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): ______________________________________ | ||
| (4) | Proposed maximum aggregate value of transaction:__________________ | ||
| (5) | Total fee paid: _______________________________________________ | ||
| [ ] | Fee previously paid with preliminary materials. | ||
| [ ] | Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing. | ||
| (1) | Amount previously paid:____________________________ | ||
| (2) | Form, schedule or registration statement no.:____________ | ||
| (3) | Filing party:______________________________________ | ||
| (4) | Date filed: _______________________________________ | ||
| To vote, you may use any of the following methods: | |
| · | By Mail. Please complete, date and sign the enclosed proxy card for each fund in which you own shares and mail it in the enclosed, postage-paid envelope. |
| · | By Internet. Have your proxy card(s) available. Go to the website listed on the proxy card. Enter your control number from your proxy card. Follow the instructions on the website. |
| · | By Telephone. Have your proxy card(s) available. Call the toll-free number listed on the proxy card. Enter your control number from your proxy card. Follow the recorded instructions. |
| · | In Person. Any shareholder who attends the meeting in person may vote by ballot at the meeting. |
| Sincerely, | |
| Bradley J. Skapyak | |
| President |
| By Order of the Boards, | |
| Janette E. Farragher | |
| Secretary | |
| New York, New York | |
| June 11, 2012 | |
| * | Advantage Funds, Inc., Dreyfus Index Funds, Inc., Dreyfus International Funds, Inc., Dreyfus Manager Funds I, Dreyfus Manager Funds II, Dreyfus Money Market Instruments, Inc., Dreyfus Premier Investment Funds, Inc. and Dreyfus Variable Investment Fund are "series" investment companies comprised of separate portfolios, each of which may be referred to as a Fund, as applicable, in the Proxy Statement. For a list of the series, see Schedule 1 to the Proxy Statement. |
| WE NEED YOUR PROXY VOTE |
A SHAREHOLDER MAY THINK HIS OR HER VOTE IS NOT IMPORTANT, BUT IT IS VITAL. BY LAW, THE MEETING OF SHAREHOLDERS OF A FUND WILL HAVE TO BE ADJOURNED WITHOUT CONDUCTING ANY BUSINESS IF LESS THAN A QUORUM IS REPRESENTED. IN THAT EVENT, THE AFFECTED FUND, AT SHAREHOLDERS' EXPENSE, WOULD CONTINUE TO SOLICIT VOTES IN AN ATTEMPT TO ACHIEVE A QUORUM. CLEARLY, YOUR VOTE COULD BE CRITICAL TO ENABLE THE FUND TO HOLD THE MEETING AS SCHEDULED, SO PLEASE RETURN YOUR PROXY CARD(S) OR OTHERWISE VOTE PROMPTLY. YOU AND ALL OTHER SHAREHOLDERS WILL BENEFIT FROM YOUR COOPERATION. |
IMPORTANT NOTICE REGARDING INTERNET AVAILABILITY OF PROXY MATERIALS |
THIS PROXY STATEMENT AND COPIES OF EACH FUND'S MOST RECENT ANNUAL AND, IF APPLICABLE, SEMI-ANNUAL REPORTS TO SHAREHOLDERS ARE AVAILABLE AT HTTP://WWW.DREYFUS.COM/PROXYINFO.HTM. |
Name (Age) of Board Member or Nominee Position with Funds (Since) | Principal Occupation During Past 5 Years | Other Public Company Board Memberships During Past 5 Years |
| Nominees for AF, DGIF, DIF, DILF, DMFI, DMFII, DMIF , DMMI, DRGF, DSIF and DVIF | ||
Lynn Martin (72) Board Member DUSTMMF (1993) DBUSMSF (1993) DNJMBF (1993) DPIF (1993) DUSTITF (1993) DUSTLTF (1993) | President of The Martin Hall Group LLC, a human resources consulting firm (2005 – present) | AT&T, Inc., a telecommunications company, Director (1999 – 2012) Ryder System, Inc., a supply chain and transportation management company, Director (1993 – 2012) The Proctor & Gamble Co., a consumer products company, Director (1994 – 2009) Constellation Energy Group, Inc., Director (2003 – 2009) Board member of 6 funds (17 if elected at the Meeting) in The Dreyfus Family of Funds (13 portfolios and 46 if elected at the Meeting) |
Robin A. Melvin (48) Board Member DUSTMMF (2011) DBUSMSF (2011) DNJMBF (2011) DPIF (2011) DUSTITF (2011) DUSTLTF (2011) | Director, Boisi Family Foundation, a private family foundation that supports organizations serving the needs of youth from disadvantaged circumstances (1995 – 2012) | Board member of 28 funds (39 if elected at the Meeting) in The Dreyfus Family of Funds (50 portfolios and 83 if elected at the Meeting) |
Philip L. Toia (79) Board Member DUSTMMF (1997) DBUSMSF (1997) DNJMBF (1997) DPIF (1997) DUSTITF (1997) DUSTLTF (1997) | Private Investor | Board member of 13 funds (24 if elected at the Meeting) in The Dreyfus Family of Funds (23 portfolios and 56 if elected at the Meeting) |
| Nominees for DUSTMMF, DBUSMSF, DNJMBF, DPIF, DUSTITF and DUSTLTF | ||
Peggy C. Davis (69) Board Member AF (2006) DGIF (2006) DIF (2006) DILF (2006) DMFI (2006) DMFII (2006) DMIF (2006) DMMI (2006) DRGF (2006) DSIF (2006) DVIF (2006) | Shad Professor of Law, New York University School of Law (1983 – present) | Board member of 22 funds (28 if elected at the Meeting) in The Dreyfus Family of Funds (50 portfolios and 63 if elected at the Meeting) |
Martin Peretz (72) Board Member AF (2006) DGIF (1991) DIF (2006) DILF (1993) DMFI (2006) DMFII (2006) DMIF (2006) DMMI (1974) DRGF (1971) DSIF (2006) DVIF (1990) | Editor-in-Chief Emeritus of The New Republic Magazine (2010 – present) (previously, Editor-in-Chief, 1974 – 2010) | TheStreet.com, a financial information service on the web, Director (1996 – present) Board member of 11 funds (17 if elected at the Meeting) in The Dreyfus Family of Funds (33 portfolios and 46 if elected at the Meeting) |
Ehud Houminer (71) Board Member AF (1993) DGIF (2006) DIF (1996) DILF (2006) DMFI (2003) DMFII (2003) DMIF (1996) DMMI (2006) DRGF (2006) DSIF (1996) DVIF (2006) | Executive-in-Residence at the Columbia Business School, Columbia University (1992 – present) | Avnet, Inc., an electronics distributor, Director (1993 – present) Board member of 26 funds (32 if elected at the Meeting) in The Dreyfus Family of Funds (60 portfolios and 73 if elected at the Meeting) |
| Current Board Members for all Funds | ||
Joseph S. DiMartino (68) Chairman of the Boards AF (1995) DUSTMMF (1995) DBUSMSF (1995) DGIF (1995) DIF (1995) DILF (1995) DMFI (2003) DMFII (2003) DMIF (1995) DMMI (1995) DNJMBF (1995) DPIF (1995) DRGF (1995) DSIF (1995) DUSTITF (1995) DUSTLTF (1995) DVIF (1995) | Corporate Director and Trustee | CBIZ (formerly, Century Business Services, Inc.), a provider of outsourcing functions for small and medium size companies, Director (1997 – present) The Newark Group, a provider of a national market of paper recovery facilities, paperboard mills and paperboard converting plants, Director (2000 – 2010) Sunair Services Corporation, a provider of certain outdoor-related services to homes and businesses, Director (2005 – 2009) Board member of 72 funds in The Dreyfus Family of Funds (156 portfolios) |
David P. Feldman (72) Board Member AF (1996) DUSTMMF (1987) DBUSMSF (1987) DGIF (1994) DIF (1989) DILF (1994) DMFI (2003) DMFII (2003) DMIF (1989) DMMI (1994) DNJMBF (1987) DPIF (1991) DRGF (1994) DSIF (1996) DUSTITF (1987) DUSTLTF (1987) DVIF (1994) | Corporate Director and Trustee | BBH Mutual Funds Group (4 registered mutual funds), Director (1992 – present) QMed, Inc., a healthcare company, Director (1999 – 2007) Board member of 17 funds in The Dreyfus Family of Funds (46 portfolios) |
| · | Joseph S. DiMartino – Mr. DiMartino has been the Chairman of the Boards of the funds in The Dreyfus Family of Funds for over 15 years. From 1971 through 1994, Mr. DiMartino served in various roles as an employee of Dreyfus (prior to its acquisition by a predecessor of The Bank of New York Mellon Corporation ("BNY Mellon") in August 1994 and related management changes), including portfolio manager, President, Chief Operating Officer and a director. He ceased being an employee or director of Dreyfus by the end of 1994. From July 1995 to November 1997, Mr. DiMartino served as Chairman of the Board of The Noel Group, a public buyout firm; in that capacity, he helped manage, acquire, take public and liquidate a number of operating companies. From 1986 to 2010, Mr. DiMartino served as a Director of the Muscular Dystrophy Association. |
| · | Peggy C. Davis – Ms. Davis currently serves as the John S. R. Shad Professor of Lawyering and Ethics at New York University School of Law as a writer and teacher in the fields of evidence, constitutional theory, family law, social sciences and the law, legal process and professional methodology and training. Prior to joining the university's faculty in 1983, Ms. Davis served as a Judge of the Family Court of the State of New York. Before her appointment to the bench, she practiced law for ten years in both the commercial and public interest sectors. Ms. Davis also has served as Chair of the Board of the Russell Sage Foundation. |
| · | David P. Feldman – Mr. Feldman is the former Chairman and Chief Executive Officer of AT&T Investment Management Corp., from which he retired in 1997, where he was responsible for $70 billion in pension assets. Mr. Feldman has served as Chairman of the Financial Executives Institute's Committee on Investment of Employee Benefits Assets. Mr. Feldman currently serves as a member of the Pension Managers Advisory Committee of the New York Stock Exchange. |
| · | Ehud Houminer – Mr. Houminer currently serves on Columbia Business School's Board of Overseers. Prior to his association with Columbia Business School beginning in 1991, Mr. Houminer held various senior financial, strategic and management positions at Philip Morris Companies Inc., including serving as Senior Corporate Vice President for Corporate Planning, and as President and Chief Executive Officer of Philip Morris USA, Inc. (now part of Altria Group, Inc.). Mr. Houminer is Chairman of the Columbia Business School Board and a Trustee of Ben Gurion University. |
| · | Lynn Martin – Ms. Martin served in the U.S. House of Representatives from 1981 to 1991, the Illinois Senate from 1979 to 1980, and the Illinois House of Representatives from 1977 to 1979. Ms. Martin also served as Co-Chairperson of then-Vice President George H.W. Bush's 1988 presidential campaign, and from 1991 to 1993 served as U.S. Secretary of Labor under President Bush. After her tenure in politics, Ms. Martin was a professor at the Kellogg School of Management, Northwestern University, and also a fellow at Harvard University's Kennedy School of Government. She also has served as an Advisor of Deloitte & Touche LLP and as Chair of its Council for the Advancement of Women. Ms. Martin serves on the Chicago Council on Global Affairs, Coca-Cola International Advisory Council and Deutsche Bank Advisory Council. |
| · | Robin A. Melvin – Ms. Melvin served as a Director of the Boisi Family Foundation, a private family foundation that supports organizations serving the needs of youth from disadvantaged circumstances, from 1995 to 2012. In that role she also managed the Boisi Family Office, providing the primary interface with all investment managers, legal advisors and other service providers to the family. She has also served in various roles with MENTOR, a national non-profit youth mentoring advocacy organization, including Executive Director of the New York City affiliate, Vice President of the national affiliate network, Vice President of Development, and, immediately prior to her departure, Senior Vice President in charge of strategy. Prior to that, Ms. Melvin was an investment banker with Goldman Sachs Group, Inc. |
| · | Dr. Martin Peretz – Dr. Peretz is the Editor-in-Chief Emeritus of The New Republic and was Editor-in-Chief from 1974 until 2010. Dr. Peretz is also the co-founder and a director of TheStreet.com. Previously, Dr. Peretz was a member of the faculty of Harvard University from 1966 through 2002. He currently serves on the boards of a number of significant non-profit organizations. |
| · | Philip L. Toia – From 1984 through 1997, Mr. Toia served in various roles as an employee of Dreyfus. During this time he directed the organization of the fixed-income research group and investor relations, organized the bank wholesaling group, and served as a director and officer of subsidiaries of Dreyfus. Upon the acquisition of Dreyfus by a predecessor of BNY Mellon, Mr. Toia took on additional duties as Vice Chairman for Administration and Operations, including being responsible for fund accounting, fund legal, information systems and human resources. He also served as a director of Dreyfus. He ceased all roles at Dreyfus by 1997. Prior to joining Dreyfus, Mr. Toia served as Group Executive for Public Finance at Chase Manhattan Bank, managing its investment banking group and its tax-exempt underwriting, trading and sales departments. He also served on the Board of Directors of Chase Manhattan Bank, Delaware. In addition, from 1975 through 1977, Mr. Toia served as Deputy Mayor for Finance for the City of New York. |
| Name of Fund | Time of Shareholder Meeting |
| Advantage Funds, Inc. | 10:00 a.m. |
| - Dreyfus Global Absolute Return Fund ("DGARF") | |
| - Dreyfus Global Dynamic Bond Fund ("DGDBF") | |
| - Dreyfus Global Real Return Fund ("DGRRF") | |
| - Dreyfus International Value Fund ("DIVF") | |
| - Dreyfus Opportunistic Midcap Value Fund ("DOMVF") | |
| - Dreyfus Opportunistic Small Cap Fund ("DOSCF") | |
| - Dreyfus Opportunistic U.S. Stock Fund ("DOUSSF") | |
| - Dreyfus Strategic Value Fund ("DSVF") | |
| - Dreyfus Structured Midcap Fund ("DSMF") | |
| - Dreyfus Technology Growth Fund ("DTGF") | |
| - Dreyfus Total Emerging Markets Fund ("DTEMF") | |
| - Dreyfus Total Return Advantage Fund ("DTRAF") | |
| - Global Alpha Fund ("GAF") | |
| Dreyfus 100% U.S. Treasury Money Market Fund | 11:00 a.m. |
| Dreyfus BASIC U.S. Mortgage Securities Fund | 11:00 a.m. |
| Dreyfus Growth and Income Fund, Inc. | 10:00 a.m. |
| Dreyfus Index Funds, Inc. | 10:00 a.m. |
| - Dreyfus International Stock Index Fund ("DISIF") | |
| - Dreyfus S&P 500 Index Fund ("DSPIF") | |
| - Dreyfus Smallcap Stock Index Fund ("DSCIF") | |
| Dreyfus International Funds, Inc. | 10:00 a.m. |
| - Dreyfus Brazil Equity Fund ("DBEF") | |
| - Dreyfus Emerging Markets Fund ("DEMF") | |
| Dreyfus Manager Funds I | 10:00 a.m. |
| - Dreyfus MidCap Core Fund ("DMCF") | |
| Dreyfus Manager Funds II | 10:00 a.m. |
| - Dreyfus Balanced Opportunity Fund ("DBOF") | |
| Dreyfus Midcap Index Fund, Inc. | 10:00 a.m. |
| Dreyfus Money Market Instruments, Inc. | 10:00 a.m. |
| - Government Securities Series ("GSS") | |
| - Money Market Series ("MMS") | |
| Dreyfus New Jersey Municipal Bond Fund, Inc. | 11:00 a.m. |
| Dreyfus Premier Investment Funds, Inc. | 11:00 a.m. |
| - Dreyfus Diversified International Fund ("DDIF") | |
| - Dreyfus Emerging Asia Fund ("DEAF") | |
| - Dreyfus Global Real Estate Securities Fund ("DGRESF") | |
| - Dreyfus Greater China Fund ("DGCF") | |
| - Dreyfus India Fund ("DINF") | |
| - Dreyfus Large Cap Equity Fund ("DLCEF") | |
| - Dreyfus Large Cap Growth Fund ("DLCGF") | |
| - Dreyfus Satellite Alpha Fund ("DSAF") | |
| Dreyfus Research Growth Fund, Inc. | 10:00 a.m. |
| Dreyfus Stock Index Fund, Inc. | 10:00 a.m. |
| Dreyfus U.S. Treasury Intermediate Term Fund | 11:00 a.m. |
| Dreyfus U.S. Treasury Long Term Fund | 11:00 a.m. |
| Dreyfus Variable Investment Fund | 10:00 a.m. |
| - Appreciation Portfolio ("AP") | |
| - Growth and Income Portfolio ("GIP") | |
| - International Equity Portfolio ("IEP") | |
| - International Value Portfolio ("IVP") | |
| - Money Market Portfolio ("MMP") | |
| - Opportunistic Small Cap Portfolio ("OSCP") | |
| - Quality Bond Portfolio ("QBP") | |
Name of Fund and Number of Shares Outstanding | Name and Address of Shareholder | Amount of Shares Held | Percentage of Shares Held |
| AF: | |||
DGARF–Class A 520,254.1860 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 33,967.8950 | 6.5291% |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 34,324.3440 | 6.5976% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 145,348.1980 | 27.9379% | |
Charles Schwab & Co. Inc. Reinvest Account Attn: Mutual Funds 101 Montgomery Street San Francisco, CA 94104-4151 | 171,427.1400 | 32.9507% | |
DGARF–Class C 107,966.1300 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 19,706.2990 | 18.2523% |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 19,985.2140 | 18.5106% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 36,207.4070 | 33.5359% | |
American Enterprise Investment Svc. P.O. Box 9446 Minneapolis, MN 55440-9446 | 23,122.1460 | 21.4161% | |
DGARF–Class I 1,172,089.3290 | Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 62,358.2930 | 5.3341% |
SEI Private Trust Company C/O Mellon Bank Attn: Mutual Fund Admin. One Freedom Valley Drive Oaks, PA 19456-9989 | 530,003.8780 | 45.3360% | |
Dreyfus Moderate Allocation Fund The Dreyfus Corporation Attn: John Heinsohn 200 Park Avenue, 7th Floor New York, NY 10166-0090 | 140,960.5710 | 12.0576% | |
Dreyfus Growth Allocation Fund The Dreyfus Corporation Attn: John Heinsohn 200 Park Avenue, 7th Floor New York, NY 10166-0090 | 103,895.8260 | 8.8871% | |
Charles Schwab & Co. Inc. Reinvest Account Attn: Mutual Funds 101 Montgomery Street San Francisco, CA 94104-4151 | 119,924.6530 | 10.2582% | |
LPL Financial 9785 Towne Centre Drive San Diego, CA 92121-1968 | 60,022.6740 | 5.1343% | |
DGDBF–Class A 72,525.1190 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 18,456.7510 | 25.4488% |
American Enterprise Investment Svc. P.O. Box 9446 Minneapolis, MN 55440-9446 | 13,509.5770 | 18.6274% | |
BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 40,000.000 | 55.1533% | |
DGDBF–Class C 42,661.4180 | BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 40,000.0000 | 96.0986% |
DGDBF–Class I 714,029.7210 | BLMC LP A Partnership P.O. Box 2212 Soquel, CA 95063 | 191,833.3220 | 26.8663% |
BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 399,807.5380 | 55.9931% | |
Global Investors LP 100 Court Avenue, Suite 211 Des Moines, IA 50309-2213 | 120,140.9140 | 16.8258% | |
DGRRF–Class A 540,110.5910 | UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 380,040.4810 | 70.3010% |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 85,732.4940 | 15.8590 | |
DGRRF–Class C 31,664.5540 | UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 6,398.0380 | 20.2057% |
American Enterprise Investment Svc. P.O. Box 9446 Minneapolis, MN 55440-9446 | 4,729.6510 | 14.9367% | |
BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 16,472.3470 | 52.0214% | |
DGRRF–Class I 2,026,366.3640 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 188,821.8290 | 9.3182% |
Charles Schwab & Co. Inc. Reinvest Account Attn: Mutual Funds 101 Montgomery Street San Francisco, CA 94104-4151 | 1,698,696.5230 | 83.8297% | |
DIVF–Class A 8,724,655.9770 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 2,665,152.4140 | 30.4926% |
The Vanguard Fiduciary Trust Co. Attn: Outside Funds P.O. Box 2600 Valley Forge, PA 19482-2600 | 1,712,992.4600 | 19.5987% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 1,550,043.3380 | 17.7344% | |
DIVF–Class C 924,328.4300 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 55,060.5570 | 5.9790% |
UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 87,242.9540 | 9.4736% | |
Morgan Stanley & Co. Harborside Financial Center Plaza 2, 3rd Floor Jersey City, NJ 07311 | 97,803.7080 | 10.6204% | |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 408,804.5700 | 44.3916% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 95,155.0820 | 10.3328% | |
DIVF–Class I 8,905,079.7630 | SEI Private Trust Company C/O Mellon Attn: Mutual Funds One Freedom Valley Drive Oaks, PA 19456-9989 | 814,007.3420 | 9.1409% |
Dreyfus Premier Diversified International Fund The Dreyfus Corporation Attn: John Heinsohn 200 Park Avenue, 7th Floor New York, NY 10166-0090 | 7,533,511.9850 | 84.5977% | |
DOMVF–Class A 34,379,720.1700 | Fidelity Investments Institutional Operations Co. as Agent for Entropic Communications Inc. 100 Magellan Way (KWIC) Covington, KY 41015-1999 | 4,216,815.4350 | 12.2581% |
JPMorgan Chase as Trustee FBO $uper $aver 401(k) Plan 11500 Outlook Street Overland Park, KS 66211-1804 | 5,828,419.1150 | 16.9429% | |
The Vanguard Fiduciary Trust Co. Attn: Outside Funds P.O. Box 2600 Valley Forge, PA 19482-2600 | 4,279,516.4050 | 12.4403% | |
DOMVF–Class C 867,940.7070 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 43,815.2670 | 5.0335% |
UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 126,498.8430 | 14.5321% | |
Morgan Stanley & Co. Harborside Financial Center Plaza 2, 3rd Floor Jersey City, NJ 07311 | 87,181.4130 | 10.0153% | |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 53,149.9450 | 6.1058% | |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 178,317.7630 | 20.4850% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 75,370.1160 | 8.6584% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 61,818.8310 | 7.1017% | |
LPL Financial 9785 Towne Centre Drive San Diego, CA 92121-1968 | 50,825.1360 | 5.8387% | |
DOMVF–Class I 5,748,438.1420 | Banco Popular de Puerto Rico as TRU FBO The TJX Companies, Inc. General Savings/Profit Sharing Plan – Puerto Rico 11500 Outlook Street Overland Parks, KS 66211-1804 | 1,716,335.6110 | 29.7833% |
Fidelity Investments Institutional Operations Co. as Agent for Pfeiffer Vacuum Inc. 401(k) Plan 100 Magellan Way (KWIC) Covington, KY 41015-1999 | 533,543.0200 | 9.2585% | |
National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 731,098.8070 | 12.6866% | |
Morgan Stanley & Co. Harborside Financial Center Plaza 2, 3rd Floor Jersey City, NJ 07311 | 551,824.4940 | 9.5757% | |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 457,304.9570 | 7.9355% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 487,229.9100 | 8.4548% | |
JPMorgan Chase as Trustee FBO American Eagle 401(k) Plan 11500 Outlook Street Overland Park, KS 66211-1804 | 326,502.7550 | 5.6658% | |
DOSCF 24,432,555.9930 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 3,006,826.1370 | 12.3068% |
SEI Private Trust Company C/O Mellon Attn: Mutual Funds One Freedom Valley Drive Oaks, PA 19456-9989 | 6,111,593.5510 | 25.0145% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 1,754,506.6310 | 7.1811% | |
Charles Schwab & Co. Inc. Reinvest Account 101 Montgomery Street San Francisco, CA 94104-4151 | 1,597,996.1310 | 6.5405% | |
DOUSSF–Class A 3,020.9380 | Wilbert Lawrence Brooklyn, NY | 168.9190 | 5.5916% |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 1,180.1730 | 39.0664% | |
The Bank of New York Mellon Cust. FBO Stephen J. Oracko Under IRA Rollover Plan Roanoke, VA | 292.2630 | 9.6746% | |
The Bank of New York Mellon Cust. FBO Nicholas P. Linihan Under IRA Plan Fruitport, MI | 203.8040 | 6.7464% | |
The Bank of New York Mellon Cust. FBO Lois B. Willis Under IRA Plan Overland Parks, KS | 375.7790 | 12.4391% | |
BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 800.0000 | 26.4818% | |
DOUSSF–Class C 2,273.129 | American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 1,397.7710 | 61.4911% |
BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 800.0000 | 35.1938% | |
DOUSSF–Class I 238,750.1400 | BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 238,400.0000 | 99.8533% |
DSVF–Class A 29,183,841.6400 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 1,879,677.7330 | 6.4412% |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 1,664,511.7960 | 5.7039% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 2,241,025.9530 | 7.6795% | |
UMB Bank NA FBO Fiduciary for Tax Deferred Accts One Security Benefit Place Topeka, KS 66636-1000 | 1,539,515.8470 | 5.2756% | |
Charles Schwab & Co. Inc. Attn: Mutual Fund Operations 101 Montgomery Street San Francisco, CA 94104-4151 | 2,380,189.4190 | 8.1563% | |
DSVF–Class C 1,861,477.3050 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 145,845.8760 | 7.8547% |
UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 136,824.4730 | 7.3689% | |
Morgan Stanley & Co. Harborside Financial Center Plaza 2, 3rd Floor Jersey City, NJ 07311 | 189,230.8530 | 10.1913% | |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 393,983.4170 | 21.2185% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 175,903.9240 | 9.4736% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 103,443.8390 | 5.5711% | |
DSVF–Class I 6,528,757.9420 | Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 739,472.7760 | 11.3237% |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 757,729.4060 | 11.6032% | |
SEI Private Trust Company C/O Mellon Attn: Mutual Funds One Freedom Valley Drive Oaks, PA 19456-9989 | 1,037,945.2830 | 15.8942% | |
DSMF–Class A 1,285,210.6040 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 238,746.4210 | 18.5875% |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 134,596.7980 | 10.4790% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 155,476.1910 | 12.1045% | |
Orchard Trust Co. TTEE Employee Benefits Clients 401(k) 8515 Orchard Road 2T2 Greenwood Village, CO 80111-5002 | 64,650.7120 | 5.0333% | |
Charles Schwab & Co. Inc. Special Custody Acct FBO Customers Attn: Mutual Funds 101 Montgomery Street San Francisco, CA 94104-4151 | 73,624.7360 | 5.7320% | |
DSMF–Class C 551,922.0690 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 104,966.4310 | 19.0616% |
UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 30,445.1340 | 5.5287% | |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 186,430.0500 | 33.8552% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 70,427.5240 | 12.7894% | |
DSMF–Class I 1,226,737.9500 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 511,061.7000 | 41.6188% |
WTC TTEE FBO Mercycare Service Corp. Supplemental Retirement Plan C/O Mutual Funds P.O. Box 8880 Wilmington, DE 19899-8880 | 325,198.6110 | 26.4828% | |
Wells Fargo Bank NA Omnibus Acct for Various Ret. Plans 1525 West WT Harris Boulevard Charlotte, NC 28288-1076 | 207,465.4010 | 22.0256% | |
DTGF–Class A 6,854,139.1960 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 668,201.4210 | 9.7523% |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 530,031.3120 | 7.7357% | |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 376,651.6600 | 5.4972% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 412,466.1580 | 6.0199% | |
Charles Schwab & Co. Inc. Reinvest Account 101 Montgomery Street San Francisco, CA 94104-4151 | 510,474.7920 | 7.4503% | |
DTGF–Class C 945,704.8650 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 84,068.6260 | 8.8962% |
Citigroup Global Markets Inc. 333 West 34th Street New York, NY 10001-2402 | 50,328.2970 | 5.3258% | |
UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 83,844.0690 | 8.8724% | |
Morgan Stanley & Co. Harborside Financial Center Plaza 2, 3rd Floor Jersey City, NJ 07311 | 84,370.3910 | 8.9281% | |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 229,287.3080 | 24.2632% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 113,425.9270 | 12.0028% | |
Charles Schwab & Co. Inc. Special Custody Acct FBO Customers Attn: Mutual Funds 101 Montgomery Street San Francisco, CA 94104-4151 | 48,781.6920 | 5.1621% | |
DTGF–Class I 400,230.6490 | Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 58,691.6080 | 14.6085% |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 34,588.4900 | 8.6092% | |
SEI Private Trust Company C/O Mellon Attn: Mutual Funds One Freedom Valley Drive Oaks, PA 19456-9989 | 27,329.5400 | 6.8024% | |
TD Ameritrade Inc. for the Exclusive Benefit of Our Clients P.O. Box 2226 Omaha, NE 68103-2226 | 121,570.5170 | 30.2592% | |
Orchard Trust Co. TTEE Employee Benefits Clients 401(k) 8515 East Orchard Road 2T2 Greenwood Village, CO 80111-5002 | 39,441.6250 | 9.8171% | |
DTEMF–Class A 54,668.6190 | American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 10,640.4080 | 19.4635% |
BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 40,000.0000 | 73.1681% | |
DTEMF–Class C 46,392.9510 | American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 5,848.7650 | 12.4429% |
BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 40,000.0000 | 85.0976% | |
DTEMF–Class I 5,164,772.8130 | Fifth Street Station LLC A Partnership 505 5th Avenue S, Suite 900 Seattle, WA 98104-3821 | 432,900.4330 | 8.3818% |
SEI Private Trust Company C/O Mellon Attn: Mutual Funds One Freedom Valley Drive Oaks, PA 19456-9989 | 3,991,398.2100 | 77.2812% | |
BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 732,511.6710 | 14.1828% | |
DTRAF–Class A 3,647,561.4900 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 517,181.2690 | 14.1953% |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 1,950,851.6210 | 53.5460% | |
LPL Financial 9785 Towne Centre Drive San Diego, CA 92121-1968 | 428,784.0970 | 11.7691% | |
DTRAF–Class C 612,847.3590 | UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 92,154.5570 | 15.0448% |
Morgan Stanley & Co. Harborside Financial Center Plaza 2, 3rd Floor Jersey City, NJ 07311 | 50,863.1810 | 8.3037% | |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 72,845.7400 | 11.8925% | |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 176,250.8340 | 28.7740% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 51,774.6600 | 8.4525% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 104,730.8870 | 17.0980% | |
DTRAF–Class I 1,673,499.3480 | Morgan Stanley & Co. Harborside Financial Center Plaza 2, 3rd Floor Jersey City, NJ 07311 | 240,733.5080 | 14.3887% |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 369,228.4690 | 22.0688% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 237,402.5550 | 14.1896% | |
Dreyfus Conservative Allocation Fund The Dreyfus Corporation Attn: John Heinsohn 200 Park Avenue, 7th Floor New York, NY 10166-0090 | 300,389.0270 | 17.9543% | |
Dreyfus Moderate Allocation Fund The Dreyfus Corporation Attn: John Heinsohn 200 Park Avenue, 7th Floor New York, NY 10166-0090 | 348,716.9290 | 20.8428% | |
GAF–Class A 1,334,580.3540 | Morgan Stanley & Co. Harborside Financial Center Plaza 2, 3rd Floor Jersey City, NJ 07311 | 68,050.4340 | 5.1236% |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 144,068.0010 | 10.8470% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 68,331.0740 | 5.1447% | |
RBC Capital Markets LLC Mutual Fund Omnibus Processing Attn: Mutual Funds Ops Manager 510 Marquette Avenue S Minneapolis, MN 55402-1110 | 96,554.2680 | 7.2696% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 627,872.3350 | 47.2730% | |
GAF–Class C 699,047.2360 | UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 51,966.2850 | 7.4336% |
Morgan Stanley & Co. Harborside Financial Center Plaza 2, 3rd Floor Jersey City, NJ 07311 | 93,258.4600 | 13.3403% | |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 164,316.7190 | 23.5049% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 103,985.3250 | 14.8747% | |
RBC Capital Markets LLC Mutual Fund Omnibus Processing Attn: Mutual Funds Ops Manager 510 Marquette Avenue S Minneapolis, MN 55402-1110 | 65,280.5880 | 9.3382% | |
American Enterprise Investment Svc. P.O. Box 9446 Minneapolis, MN 55440-9446 | 119,312.5070 | 17.0672% | |
GAF–Class I 5,841,565.7300 | SEI Private Trust Company C/O Mellon Attn: Mutual Funds One Freedom Valley Drive Oaks, PA 19456-9989 | 5,278,792.5490 | 90.3743% |
DUSTMMF 1,259,379,082.8710 | Lighthouse Capital Insurance Co. P.O. Box 69 Grand Cayman | 93,980,530.2500 | 7.4645% |
DBUSMSF 5,817,487.3130 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 361,237.4630 | 6.2084% |
The Bank of New York Mellon Cust. FBO Adrienne G. Gruberg Under IRA Plan New York, NY | 421,515.3080 | 7.2443% | |
Trust Company of America P.O. Box 6503 Englewood, CO 80155-6503 | 1,422,675.1760 | 24.4507% | |
DGIF 35,124,981.2030 | None | N/A | N/A |
| DIF: | |||
DISIF 33,994,280.0120 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 3,182,468.1750 | 9.3553% |
VRSCO FBO Volunteers of America Bay Area 2929 Allen Parkway, A6-20 Houston, TX 77019-7177 | 11,115,359.2570 | 32.6750% | |
Charles Schwab & Co. Inc. Reinvest Account Attn: Mutual Funds 101 Montgomery Street San Francisco, CA 94104-4151 | 7,995,305.6470 | 23.5032% | |
DSPIF 61,848,807.9170 | Fidelity Investments Institutional Operations Co. as Agent for Pericom Semiconductor Corporation 100 Magellan Way (KWIC) Covington, KY 41015-1999 | 11,064,801.0160 | 17.8844% |
National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 6,772,465.1880 | 10.9466% | |
Nationwide Life Insurance Company DCVA C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 | 4,373,614.1190 | 7.0692% | |
VRSCO FBO Blue Mountain Hosp Dist 2929 Allen Parkway, A6-20 Houston, TX 77019-7177 | 8,653,882.5040 | 13.9876% | |
Charles Schwab & Co. Inc. Reinvest Account Attn: Mutual Funds 101 Montgomery Street San Francisco, CA 94104-4151 | 6,910,062.4810 | 11.1690% | |
DSCIF 52,452,233.7440 | Fidelity Investment Institutional Operations Co. as Agent for Affiliated Associates 100 Magellan Way (KWIC) Covington, KY 41015-1999 | 3,654,192.2910 | 6.9652% |
National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 7,597,745.9900 | 14.4819% | |
VRSCO FBO Texas Tech University 403B 2929 Allen Parkway, A6-20 Houston, TX 77019-7177 | 8,818,487.7160 | 16.8088% | |
Wells Fargo Bank NA FBO Rt Bae Sys Land and Armaments Excs P.O. Box 1533 Minneapolis, MN 55480-1533 | 4,817,029.3700 | 9.1816% | |
Charles Schwab & Co. Inc. Reinvest Account 101 Montgomery Street San Francisco, CA 94104-4151 | 10,852,398.3260 | 20.6855% | |
| DILF: | |||
DBEF–Class A 2,154,869.2540 | UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 268,826.9400 | 12.4724% |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 173,834.6490 | 8.0652% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 278,220.6320 | 12.9082% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 825,408.1120 | 38.2953% | |
DBEF–Class C 418,893.6590 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 38,542.7660 | 9.2009% |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 179,307.1090 | 42.8042% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 70,898.0790 | 16.9248% | |
LPL Financial 9785 Towne Centre Drive San Diego, CA 92121-1968 | 34,220.8090 | 8.1692% | |
DBEF–Class I 463,819.6770 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 64,463.7190 | 13.9451% |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 257,871.1350 | 55.7840% | |
LPL Financial 9785 Towne Centre Drive San Diego, CA 92121-1968 | 102,051.5550 | 22.0763% | |
DEMF–Class A 37,735,570.3670 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 4,442,091.6610 | 11.7677% |
Citigroup Global Markets Inc. 333 West 34th Street New York, NY 10001-2402 | 3,880,411.2620 | 10.2798% | |
Morgan Stanley & Co. Harborside Financial Center Plaza 2, 3rd Floor Jersey City, NJ 07311 | 6,883,390.4450 | 18.1026% | |
The Vanguard Fiduciary Trust Co. Attn: Outside Funds P.O. Box 2600 Valley Forge, PA 19482-2600 | 1,963,891.5410 | 5.2026% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 2,551,884.2030 | 6.7603% | |
Charles Schwab & Co. Inc. Special Custody Acct FBO Customers Attn: Mutual Funds 101 Montgomery Street San Francisco, CA 94104-4151 | 4,929,158.9090 | 13.0580% | |
DEMF–Class C 2,946,947.0670 | Citigroup Global Markets Inc. 333 West 34th Street New York, NY 10001-2402 | 147,885.4440 | 5.0316% |
UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 207,487.7870 | 7.0609% | |
Morgan Stanley & Co. Harborside Financial Center Plaza 2, 3rd Floor Jersey City, NJ 07311 | 367,206.4060 | 12.4961% | |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 355,462.9080 | 12.0965% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 512,089.9480 | 17.4266% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 229,323.6310 | 7.8039% | |
DEMF–Class I 69,602,645.9240 | JPMorgan Chase as Trustee FBO $uper $aver 401(k) Plan 11500 Outlook Street Overland Park, KS 66211-1804 | 5,706,876.0100 | 8.1954% |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 32,742,605.5130 | 47.0202% | |
SEI Private Trust Company C/O State Street Bank & Trust Attn: Mutual Fund Administrator One Freedom Valley Drive Oaks, PA 19456-9989 | 13,293,205.9220 | 19.0898% | |
Dreyfus Premier Diversified International Fund The Dreyfus Corporation Attn: John Heinsohn 200 Park Avenue, 7th Floor New York, NY 10166-0090 | 5,241,570.0550 | 7.5272% | |
Edward D. Jones & Co. Attn: Mutual Fund Shareholder Accounting 201 Progress Parkway Maryland Heights, MO 63043-3009 | 3,535,687.4120 | 5.0774% | |
| DMFI: | |||
DMCF–Class A 3,079,529.4100 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 400,968.9770 | 13.0314% |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 408,291.9390 | 13.2694% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 194,722.0150 | 6.3284% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 450,279.2800 | 14.6340% | |
DMCF–Class C 714,449.1170 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 38,650.3800 | 5.4321% |
Morgan Stanley & Co. Harborside Financial Center Plaza 2, 3rd Floor Jersey City, NJ 07311 | 79,891.5140 | 11.2283% | |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 70,016.2260 | 9.8404% | |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 106,576.3840 | 14.9787% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 107,462.3380 | 15.1032% | |
LPL Financial Services 9785 Towne Centre Drive San Diego, CA 92121-1968 | 45,370.5210 | 6.3766% | |
DMCF–Class I 976,974.2110 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 123,533.0090 | 12.6399% |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 52,806.1180 | 5.4031% | |
Wilmington Trust Company Cust. FBO Henry Street Settlement C/O Mutual Funds P.O. Box 8880 Wilmington, DE 19899-8880 | 303,538.5700 | 31.0582% | |
| DMFII: | |||
DBOF–Class A 9,008,403.7020 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 1,050,018.3050 | 11.6662% |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 982,734.9240 | 10.9187% | |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 569,790.0880 | 6.3307% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 577,656.6280 | 6.4181% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 539,438.0980 | 5.9934% | |
Charles Schwab & Co. Inc. Special Custody Acct FBO Customers Attn: Mutual Funds 101 Montgomery Street San Francisco, CA 94104-4151 | 632,712.5690 | 7.0298% | |
DBOF–Class C 2,204,301.4020 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 248,578.2900 | 11.2951% |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 334,224.6130 | 15.1868% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 185,236.5050 | 8.4169% | |
DBOF–Class I 123,293.2490 | Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 11,836.1680 | 9.6000% |
Maura McCarthy & David Conley TTEEs George M. & Ann E. Conley Irrevocable Trust UA Dtd 09/14/2006 Bayside, NY | 7,113.1470 | 5.7693% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 14,752.1210 | 11.9650% | |
SEI Private Trust Company C/O Mellon Attn: Mutual Funds One Freedom Valley Drive Oaks, PA 19456-9989 | 6,726.2520 | 5.4555% | |
Mac & Co. Mutual Fund Operations P.O. Box 3198 Pittsburgh, PA 15230-3198 | 11,535.6100 | 9.3562% | |
Southwest Gas Corp. Foundation 5241 Spring Mountain Road Las Vegas, NV 89150-0002 | 21,318.7570 | 17.2910% | |
DBOF–Class J 1,281,510.2870 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 82,360.6660 | 6.4268% |
Charles Schwab & Co. Inc. Reinvest Account 101 Montgomery Street San Francisco, CA 94104-4151 | 226,780.6890 | 17.6963% | |
DBOF–Class Z 2,314,779.1090 | Nationwide Trust Company FSB C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 | 181,779.4560 | 7.8537% |
Nationwide Life Insurance Company C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 | 594,876.3080 | 25.7015% | |
Charles Schwab & Co. Inc. Reinvest Account 101 Montgomery Street San Francisco, CA 94104-4151 | 142,365.3180 | 6.1509% | |
DMIF 88,078,857.0130 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 11,130,867.8020 | 12.6306% |
SEI Private Trust Company C/O Mellon Attn: Mutual Funds One Freedom Valley Drive Oaks, PA 19456-9989 | 8,420,475.3760 | 9.5550% | |
Wells Fargo Bank FBO Various Retirement Plans 1525 West WT Harris Boulevard Charlotte, NC 28262-8522 | 8,311,680.3980 | 9.4315% | |
VRSCO FBO Northwest Regional Hospital 2929 Allen Parkway, A6-20 Houston, TX 77019-7177 | 13,524,344.1040 | 15.3465% | |
Charles Schwab & Co. Inc. Reinvest Account Attn: Mutual Funds 101 Montgomery Street San Francisco, CA 94104-4151 | 14,197,943.9960 | 16.1109% | |
| DMMI: | |||
GSS 2,813,534.5900 | Citigroup Global Markets Inc. 333 West 34th Street New York, NY 10001-2402 | 367,317,745.4900 | 74.7455% |
Morgan Stanley & Co. Harborside Financial Center Plaza 2, 3rd Floor Jersey City, NJ 07311 | 32,643,357.3800 | 6.6426% | |
MMS 686,980,921.1890 | Citigroup Global Markets Inc. 333 West 34th Street New York, NY 10001-2402 | 622,056,314.3800 | 90.3930% |
DNJMBF–Class A 34,245,719.9760 | None | N/A | N/A |
DNJMBF–Class C 744,465.3220 | Citigroup Global Markets Inc. 333 West 34th Street New York, NY 10001-2402 | 39,496.8960 | 5.6468% |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 256,665.4280 | 36.6953% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 152,792.3680 | 21.8446% | |
LPL Financial 9785 Towne Centre Drive San Diego, CA 92121-1968 | 44,006.8180 | 6.2916% | |
DNJMBF–Class I 220,728.8400 | Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 79,702.9930 | 36.1090% |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 137,844.1890 | 62.4496% | |
DNJMBF–Class Z 10,532,012.5330 | Charles Schwab & Co. Inc. Reinvest Account Attn: Mutual Funds Dept. 101 Montgomery Street San Francisco, CA 94104-4151 | 561,886.8940 | 5.3360% |
| DPIF: | |||
DDIF–Class A 1,018,783.2440 | UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 76,363.1800 | 7.4955% |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 711,277.2890 | 69.8164% | |
DDIF–Class C 32,714.8190 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 2,587.3500 | 7.7944% |
Lawrence A. Froehlich & George F. Froelich TTEEs Froehlich Foundation UA Dtd 9/20/2006 South Park, PA | 2,121.4080 | 6.3908% | |
American Enterprise Investment Svc. P.O. Box 9446 Minneapolis, MN 55440-6449 | 24,308.7990 | 73.2305% | |
DDIF–Class I 53,862,778.7400 | SEI Private Trust Company C/O Mellon Bank Attn: Mutual Fund Administrator One Freedom Valley Drive Oaks, PA 19456-9989 | 53,416,989.3540 | 99.1395% |
DEAF–Class A 2,962,096.5760 | Citigroup Global Markets Inc. 333 West 34th Street New York, NY 10001-2402 | 198,020.5360 | 6.6858% |
UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 263,873.7130 | 8.9092% | |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 326,186.2330 | 11.0131% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 224,342.8410 | 7.5745% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 714,174.6380 | 24.1128% | |
DEAF–Class C 1,259,839.9580 | Morgan Stanley & Co. Harborside Financial Center Plaza 2, 3rd Floor Jersey City, NJ 07311 | 188,948.1120 | 15.0041% |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 185,033.1530 | 14.6932% | |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 328,555.5110 | 26.0901% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 195,734.9650 | 15.5430% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 88,686.2880 | 7.0424% | |
DEAF–Class I 2,262,056.1830 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 180,735.4710 | 7.9942% |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 383,870.1610 | 16.9791% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 213,525.9030 | 9.4446% | |
Dreyfus Premier Diversified International Fund The Dreyfus Corporation Attn: John Heinsohn 200 Park Avenue, 7th Floor New York, NY 10166-0090 | 1,146,822.7870 | 50.7256% | |
DGRESF–Class A 339,241.5520 | Ira Glener TOD Woodside, NY | 46,447.1410 | 13.6915% |
UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 40,884.8980 | 12.0401% | |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 48,800.1380 | 14.3851% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 63,173.1580 | 18.6219% | |
Charles Schwab & Co. Inc. Reinvest Account Attn: Mutual Funds 101 Montgomery Street San Francisco, CA 94104-4151 | 34,111.0200 | 10.0551% | |
DGRESF–Class C 90,320.0890 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 6,595.2600 | 7.3021% |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 23,987.7120 | 26.5586% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 32,318.0430 | 35.7817% | |
American Enterprise Investment Svc. P.O. Box 9446 Minneapolis, MN 55440-9446 | 8,247.8720 | 9.1318% | |
Charles Schwab & Co. Inc. Special Custody Acct FBO Customers Attn: Mutual Funds 101 Montgomery Street San Francisco, CA 94104-4151 | 6,997.7060 | 7.7477% | |
DGRESF–Class I 43,221,443.5790 | SEI Private Trust Company C/O Mellon Bank Attn: Mutual Fund Administrator One Freedom Valley Drive Oaks, PA 19456-9989 | 34,560,041.5270 | 79.8629% |
Mac & Co. Attn: Mutual Fund Operations P.O. Box 3198 525 William Penn Place Pittsburgh, PA 15230-3198 | 2,534,629.2440 | 5.8571% | |
DGCF–Class A 7,834,591.6350 | National Financial Services 82 Devonshire Street G10G Boston, MA 02109-3605 | 557,150.6620 | 7.1182% |
Citigroup Global Markets Inc. 333 West 34th Street New York, NY 10001-2402 | 432,213.9450 | 5.5220% | |
UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 454,067.2460 | 5.8012% | |
Morgan Stanley & Co. Harborside Financial Plaza 2 3rd Floor Jersey City, NJ 07303-2052 | 392,387.5840 | 5.0132% | |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 686,618.9950 | 8.7723% | |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 810,771.4600 | 10.3585% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 445,050.2210 | 5.6860% | |
American Enterprise Investment Svc. P.O. Box 9446 Minneapolis, MN 55440-9446 | 1,106,671.4780 | 14.1390% | |
Charles Schwab & Co. Inc. Attn: Mutual Fund Operations 120/2 101 Montgomery Street San Francisco, CA 94104-4151 | 733,560.9360 | 9.3721% | |
DGCF–Class C 4,321,400.7350 | National Financial Services 82 Devonshire Street G10G Boston, MA 02109-3605 | 384,435.4200 | 8.9230% |
Citigroup Global Markets Inc. 333 West 34th Street New York, NY 10001-2402 | 268,690.8170 | 6.2365% | |
Morgan Stanley & Co. Harborside Financial Center Plaza 2, 3rd Floor Jersey City, NJ 07311 | 341,974.6450 | 7.9374% | |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 268,247.9180 | 6.2262% | |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 1,387,829.2560 | 32.2124% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 431,979.2500 | 10.0265% | |
DGCF–Class I 2,154,247.7830 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 448,584.4100 | 20.8608% |
Morgan Stanley & Co. Harborside Financial Center Plaza 2, 3rd Floor Jersey City, NJ 07311 | 160,697.8050 | 7.4730% | |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 654,868.6060 | 30.4537% | |
First Clearing, LLC 10750 Wheat First Drive Glen Allen, VA 23060-9243 | 289,232.7080 | 13.4504% | |
DINF–Class A 206,193.1050 | UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 10,838.3610 | 5.3016% |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 14,148.5250 | 6.9207% | |
The Bank of New York Mellon Cust. FBO Steven A. Evans Under IRA Rollover Plan New Canaan, CT | 12,353.9330 | 6.0429% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 77,191.1810 | 37.7580% | |
BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 30,090.7440 | 14.7189% | |
DINF–Class C 84,548.7330 | The Bank of New York Mellon Cust. FBO Abraham B. Stenberg Under SEP IRA Plan Purchase, NY | 6,168.2060 | 7.2954% |
Oppenheimer & Co Inc. FBO Marvin Levin Roth IRA Elkins Park, PA | 7,030.2280 | 8.3150% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 13,771.6450 | 16.2884% | |
BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 40,000.0000 | 47.3100% | |
DINF–Class I 99,626.5050 | BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 40,000.0000 | 40.1500% |
LPL Financial 9785 Towne Centre Drive San Diego, CA 92121-1968 | 54,007.5200 | 54.2100% | |
DLCEF–Class A 58,702.4650 | Robert Gerry Schnelle Trustee The Robert Gerry Schnelle Trust U/A DTD 12/06/1991 1825 Alyssum Place Winston Salem, NC 27127-7548 | 9,866.2230 | 16.8053% |
Hong Wang & James Q. Hull JTWROS Norristown, PA | 3,924.6160 | 6.6849% | |
American Enterprise Investment Svc. P.O. Box 9446 Minneapolis, MN 55440-9446 | 8,320.1660 | 14.1719% | |
Charles Schwab & Co. Inc. Special Custody Acct FBO Customers Attn: Mutual Funds 101 Montgomery Street San Francisco, CA 94104-4151 | 25,166.9480 | 42.8673% | |
DLCEF–Class C 9,187.0660 | Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 2,912.0140 | 31.6969% |
The Bank of New York Mellon Cust. FBO Robert J. Santo Roth IRA Bethlehem, PA | 1,923.0100 | 20.9317% | |
American Enterprise Investment Svc. P.O. Box 9446 Minneapolis, MN 55440-9446 | 3,821.4970 | 41.5965% | |
DLCEF–Class I 17,502,233.6300 | SEI Private Trust Company C/O Harris Bank ID 940 Attn: Mutual Funds One Freedom Valley Drive Oaks, PA 19456-9989 | 15,769,910.3940 | 89.9284% |
DLCGF–Class A 162,601.1810 | Constantine L. Tsomides & Diana G. Tsomides JT TEN TOD Brookline, MA 02445-5753 | 10,955.6160 | 6.7377% |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 17,318.6200 | 10.6510% | |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 9,367.6070 | 5.7611% | |
Barbara Alexander Buck TOD Riverview, FL | 10,347.8930 | 6.3640% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 25,631.9120 | 15.7637% | |
Stifel Nicolaus & Co. Inc. Exclusive Benefit of Customers 501 N. Broadway St. Louis, MO 63102-2188 | 15,700.1000 | 9.6556% | |
Charles Schwab & Co. Inc. Special Custody Acct FBO Customers Attn: Mutual Funds 101 Montgomery Street San Francisco, CA 94104-4151 | 12,852.3790 | 7.9042% | |
DLCGF–Class C 23,454.157 | Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 14,492.4750 | 61.7906% |
Guy Devine Tod Plainville, MA | 1,358.6090 | 5.7926% | |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 5,115.6580 | 21.8113% | |
DLCGF–Class I 5,134,319.9030 | SEI Private Trust Company C/O Mellon Bank Attn: Mutual Funds One Freedom Valley Drive Oaks, PA 19456-9989 | 4,190,554.0120 | 81.6185% |
DSAF–Class A 39,930.7660 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 3,688.9720 | 9.2384% |
American Enterprise Investment Svc. 707 2nd Avenue South Minneapolis, MN 55402-2405 | 26,779.4830 | 67.0648% | |
BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 8,002.2490 | 20.0403% | |
DSAF –Class C 9,579.3810 | Frederick R. Semon & Edwin J. Semon JT TEN Clarendon Hills, IL | 1,115.3620 | 11.6434% |
American Enterprise Investment Svc. P.O. Box 9446 Minneapolis, MN 55440-9446 | 4,209.6130 | 43.9445% | |
BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 4,000.8460 | 41.7652% | |
DSAF –Class I 4,408.5240 | Fidelity Investments Institutional Operations Co. as agent for Teletracking Technologies Inc. 100 Magellan Way (KWIC) Covington, KY 41015-1999 | 405.4330 | 9.1966% |
BNY Mellon Corporation MBC Investments Corporation 100 White Clay Center Drive Suite 102 Newark, DE 19711 | 4,003.0900 | 90.8034% | |
DRGF–Class A 51,595,043.4620 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 3,070,609.9860 | 5.9520% |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 2,982,513.2660 | 5.7812% | |
First Clearing, LLC 10750 Wheaton First Drive Glen Allen, VA 23060-9243 | 3,797,093.6370 | 7.3601% | |
American Enterprise Investment Svc. P.O. Box 9446 Minneapolis, MN 55440-9446 | 3,583,674.4620 | 6.9465% | |
Charles Schwab & Co. Inc. Reinvested Dividends 101 Montgomery Street San Francisco, CA 94104-4151 | 10,446,724.3500 | 20.2495% | |
DRGF–Class C 9,251,255.5900 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 650,033.0530 | 7.0296% |
UBS WM USA 499 Washington Boulevard Jersey City, NJ 07310-1995 | 491,815.2670 | 5.3186% | |
Morgan Stanley & Co. Harborside Financial Center Plaza 2, 3rd Floor Jersey City, NJ 07311 | 617,248.7080 | 6.6751% | |
Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-2052 | 655,423.2670 | 7.0879% | |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 870,537.3420 | 9.4142% | |
First Clearing, LLC 10750 Wheaton First Drive Glen Allen, VA 23060-9243 | 1,579,088.4890 | 17.0766% | |
Charles Schwab & Co. Inc. Attn: Mutual Fund Operations 101 Montgomery Street San Francisco, CA 94104-4151 | 1,045,214.9950 | 11.3032% | |
DRGF–Class I 4,925,268.3800 | Morgan Stanley & Co. Harborside Financial Center Plaza 2, 3rd Floor Jersey City, NJ 07311 | 527,020.5210 | 10.6743% |
First Clearing, LLC 10750 Wheaton First Drive Glen Allen, VA 23060-9243 | 681,961.7990 | 13.8125% | |
Mac & Co. Attn: Mutual Fund Operations P.O. Box 3198 Pittsburgh, PA 15230-3198 | 1,391,503.3200 | 28.1836% | |
RBC Capital Markets LLC Mutual Fund Omnibus Processing Attn: Mutual Fund Ops Manager 510 Marquette Avenue S Minneapolis, MN 55402-1110 | 336,845.8460 | 6.8225% | |
LPL Financial 9785 Towne Centre Drive San Diego, CA 92121-1968 | 507,564.0890 | 10.2802% | |
DRGF–Class Z 34,156,012.0980 | None | N/A | N/A |
DSIF–Initial Shares 50,357,229.7930 | Sun Life Assurance Company of Canada (US) Large Case Attn: Accounting Control P.O. Box 9134 Wellesley Hills, MA 02481-9134 | 2,739,052.4240 | 5.4405% |
Nationwide Life Insurance Company C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 | 31,716,349.7060 | 62.9969% | |
DSIF–Service Shares 5,750,274.8080 | Annuity Investors Life Insurance Co. Attn: Chris Accurso P.O. Box 5423 Cincinnatti, OH 45201-5423 | 439,615.8210 | 7.6374% |
Nationwide Life Insurance Company C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 | 3,992,987.5090 | 69.3697% | |
Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 417,829.6810 | 7.2589% | |
Symetra Life Insurance Co. Attn: RS Accounting P.O. Box 3882 Seattle, WA 98124-3882 | 825,049.7800 | 14.3335% | |
DUSTITF 7,537,992.5550 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 554,362.0520 | 7.3489% |
Merrill Lynch 4800 Deer Lake Drive East 2nd Floor Jacksonville, FL 32246-6484 | 688,673.0770 | 9.1294% | |
DUSTLTF 4,101,847.6930 | National Financial Services 82 Devonshire Street, G10G Boston, MA 02109-3605 | 410,657.7650 | 9.9986% |
First Clearing, LLC 10750 Wheaton First Drive Glen Allen, VA 23060-9243 | 263,446.7740 | 6.4144% | |
| DVIF: | |||
AP–Initial Shares 8,855,674.7700 | Annuity Investors Life Insurance Co. Attn: Chris Accurso P.O. Box 5423 Cincinnatti, OH 45201-5423 | 463,203.6510 | 5.2296% |
Nationwide Life Insurance Company C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 | 4,713,758.8640 | 53.2189% | |
Transamerica Financial Life Insurance Company 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 465,758.7000 | 5.2585% | |
Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 1,431,443.9970 | 16.1612% | |
AP–Service Shares 4,671,017.4060 | Ohio National Life Insurance Co. FBO Its Separate Accounts Attn: Dennis Taney P.O. Box 237 1 Financial Way Cincinnati, OH 45201-0237 | 953,126.7330 | 20.4124% |
Nationwide Life Insurance Company C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 | 2,408,132.7200 | 51.5732% | |
Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 411,846.6470 | 8.8202% | |
Transamerica Advisors Life Insurance Co. NY 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 665,433.3670 | 14.2511% | |
GIP–Initial Shares 3,307,476.8000 | Annuity Investors Life Insurance Co. Attn: Chris Accurso P.O. Box 5423 Cincinnatti, OH 45201-5423 | 234,119.9560 | 7.0888% |
Nationwide Life Insurance Company C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 | 710,131.1740 | 21.5018% | |
Transamerica Financial Life Insurance Company Aegon USA FMD Accounting 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 386,357.8350 | 11.6984% | |
Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 1,478,156.7120 | 44.7565% | |
GIP–Service Shares 365,152.1130 | Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 352,065.4490 | 96.4206% |
IEP–Initial Shares 2,357,198.6260 | Modern Woodmen Product Valuation 5801 SW Sixth Avenue Topeka, KS 66636-1001 | 241,783.3660 | 10.2575% |
Transamerica Financial Life Insurance Company Attn: FMG Operational Acctg 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 174,095.4970 | 7.3859% | |
Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 749,324.0980 | 31.7895% | |
Farm Bureau Life Insurance Co. 5400 University Avenue West Des Moines, IA 50266-5950 | 779,681.4000 | 33.0774% | |
Equitrust Life Insurance Co. Attn: Mutual Fund Accounting 5400 University Avenue West Des Moines, IA 50266-5950 | 144,614.6960 | 6.1352% | |
Great West Life & Annuity Ins. Co. 8515 East Orchard Road, 2T2 Englewood, CO 80111-5002 | 181,486.0870 | 7.6994% | |
IEP–Service Shares 650,068.3580 | Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 204,194.7250 | 31.4180% |
IDS Life Insurance Company 222 AXP Financial Center Minneapolis, MN 55474-0002 | 388,544.8480 | 59.7827% | |
IVP–Initial Shares 4,733,710.8880 | Nationwide Life Insurance Company C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 | 1,147,081.6370 | 29.6219% |
Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 716,193.0410 | 18.4947% | |
American Fidelity Separate Account B 2000 North Classen Boulevard Oklahoma City, OK 73106-6013 | 1,045,744.0920 | 27.0050% | |
Jefferson National Life Ins. Co. Attn: Separate Accounts 9920 Corporate Campus Drive Suite 1000 Louisville, KY 40223-4051 | 477,077.1810 | 12.3199% | |
Great West Life & Annuity Ins. Co. 8515 East Orchard Road 2T2 Englewood, CO 80111-5002 | 264,224.1130 | 6.8232% | |
IVP–Service Shares 3,412,105.5350 | First Security Benefit Life Ins. Co. FBO FSBL Advisor Design – Navisys C/O Variable Annuity Dept. One Security Benefit Place Topeka, KS 66636-1000 | 1,313,057.3610 | 38.4982% |
Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 423,391.3980 | 12.4136% | |
Security Distributors, Inc. SBL Advance Designs C/O Variable Annuity Dept. One Security Benefit Place Topeka, KS 66636-1000 | 1,613,666.4160 | 47.3119% | |
MMP 161,962,473.0500 | Federal Kemper Life Assurance Co. Attn: Craig Lambertson 2500 Westfield Drive Elgin, IL 60124-7836 | 11,862,096.4300 | 7.4241% |
Transamerica Financial Life Insurance Company Separate Account Accounting Department Attn: FMG Operational Acctg 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 22,020,370.7300 | 13.7818% | |
Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 72,225,385.2400 | 45.2036% | |
Philadelphia Financial Life Assurance Separate A/C One Liberty Place 1650 Market Street, 54th Floor Philadelphia, PA 19103-7309 | 37,969,036.2500 | 23.7636% | |
OSCP–Initial Shares 6,097,085.2540 | Lincoln Life & Annuity Co. of NY Mutual Fund Accounting 1300 South Clinton Street Fort Wayne, IN 46802-3506 | 408,323.7350 | 6.6985% |
American General Life Ins. Co. Signature II A C/O Variable Product P.O. Box 1591 Houston, TX 77251-1591 | 785,846.9690 | 12.8917% | |
Annuity Investors Life Insurance Co. Attn: Chris Accurso P.O. Box 5423 Cincinnatti, OH 45201-5423 | 314,805.3860 | 5.1643% | |
Nationwide Insurance Company C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 | 1,096,815.4320 | 17.9930% | |
Lincoln Life & Annuity Co. of NY 1300 South Clinton Street Fort Wayne, IN 46802-3518 | 828,036.3290 | 13.5838% | |
Transamerica Financial Life Insurance Company 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 339,211.9980 | 5.5647% | |
Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 868,768.6520 | 14.2520% | |
Kansas City Life Ins. Co. Variable Annuity Product Attn: Accounting Operations P.O. Box 219139 Kansas City, MO 64121-9139 | 325,029.9070 | 5.3321% | |
OSCP–Service Shares 475,734.4460 | Nationwide Insurance Company C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 | 55,963.1250 | 11.7672% |
Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 123,510.1930 | 25.9701% | |
Principal Financial Group Attn: IND Accounting 711 High Street Des Moines, IA 50392-9992 | 106,258.4710 | 22.3426% | |
Farmer New World Life Ins. Co. Variable Universal Life Attn: Separate Accts Dept. 3003 77th Avenue SE Mercer Island, WA 98040-2890 | 180,571.9290 | 37.9683% | |
QBP–Initial Shares 5,657,654.9150 | American General Life Ins. Co. Signature II A C/O Variable Product P.O. Box 1591 Houston, TX 77251-1591 | 650,010.8290 | 11.4893% |
Nationwide Life Insurance Nationwide Multi-Flex (NEA) C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 | 452,937.8100 | 8.0059% | |
Transamerica Financial Life Insurance Company Aegon USA FMD Accounting 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 580,953.9530 | 10.2687% | |
Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 2,759,436.8660 | 48.7746% | |
Symetra Life Insurance Co. Attn: RS Accounting P.O. Box 3882 Seattle, WA 98124-3882 | 845,065.0050 | 14.9370% | |
QBP–Service Shares 2,163,532.2610 | Transamerica Financial Life Insurance Company Attn: FMG Operational Acctg 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 197,967.5330 | 9.1504% |
Transamerica Life Insurance Co. 4333 Edgewood Road NE Cedar Rapids, IA 52499-0001 | 1,528,582.7230 | 70.6538% | |
Principal Financial Group FBO Benefit Variable Universal Life Attn: IND Accounting 711 High Street Des Moines, IA 50392-9992 | 213,887.7610 | 9.8863% | |
Farmer New World Life Ins. Co. Variable Universal Life Attn: Separate Accts Dept. 3003 77th Avenue SE Mercer Island, WA 98040-2890 | 223,043.7890 | 10.3095% | |
| Name of Board Member or Nominee | Dollar Range of Shares Held in Fund | |||
| AF | DUSTMMF | DBUSMSF | DGIF | |
| Joseph S. DiMartino | None | None | None | None |
| Peggy C. Davis | None | None | None | None |
| David P. Feldman | Over $100,000 | None | None | None |
| Ehud Houminer | $10,001-$50,000 | $1-$10,000 | None | None |
| Lynn Martin | None | None | None | None |
| Robin A. Melvin | None | None | None | None |
| Martin Peretz | None | None | None | None |
| Philip L. Toia | None | None | None | None |
| Name of Board Member or Nominee | Dollar Range of Shares Held in Fund | |||
| DIF | DILF | DMFI | DMFII | |
| Joseph S. DiMartino | None | None | None | None |
| Peggy C. Davis | None | $10,001-$50,000 | None | None |
| David P. Feldman | None | None | None | None |
| Ehud Houminer | Over $100,000 | None | None | None |
| Lynn Martin | None | None | None | None |
| Robin A. Melvin | None | None | None | None |
| Martin Peretz | None | None | None | None |
| Philip L. Toia | None | None | None | None |
| Name of Board Member or Nominee | Dollar Range of Shares Held in Fund | |||
| DMIF | DMMI | DNJMBF | DPIF | |
| Joseph S. DiMartino | None | None | None | $50,001-$100,000 |
| Peggy C. Davis | None | None | None | None |
| David P. Feldman | None | None | $1-$10,000 | None |
| Ehud Houminer | None | None | None | None |
| Lynn Martin | None | None | None | None |
| Robin A. Melvin | None | None | None | None |
| Martin Peretz | None | None | None | None |
| Philip L. Toia | None | None | None | $10,001-$50,000 |
| Name of Board Member or Nominee | Dollar Range of Shares Held in Fund | |||
| DRGF | DSIF | DUSTITF | DUSTLTF | |
| Joseph S. DiMartino | None | None | None | None |
| Peggy C. Davis | None | None | None | None |
| David P. Feldman | None | None | None | None |
| Ehud Houminer | None | None | None | None |
| Lynn Martin | None | None | None | None |
| Robin A. Melvin | None | None | None | None |
| Martin Peretz | $10,001-$50,000 | None | None | None |
| Philip L. Toia | None | None | None | None |
Name of Board Member or Nominee | Dollar Range of Shares Held in Fund | Dollar Range of Aggregate Holding of Funds in The Dreyfus Family of Funds | |
| DVIF | |||
| Joseph S. DiMartino | None | Over $100,000 | |
| Peggy C. Davis | None | $50,001-$100,000 | |
| David P. Feldman | None | Over $100,000 | |
| Ehud Houminer | None | Over $100,000 | |
| Lynn Martin | None | $1-$10,000 | |
| Robin A. Melvin | None | Over $100,000 | |
| Martin Peretz | None | $50,001-$100,000 | |
| Philip L. Toia | None | $10,001-$50,000 | |
Name of Fund | Number of Board Meetings | Number of Audit Committee Meetings | Number of Nominating Committee Meetings | Number of Compensation Committee Meetings | Number of Pricing Committee Meetings | |||||
| AF (8/31) | 7 | 4 | 0 | 0 | 1 | |||||
| AF (10/31) | 6 | 4 | 0 | 0 | 0 | |||||
| DUSTMMF | 7 | 2 | 0 | 0 | 0 | |||||
| DBUSMSF | 6 | 2 | 0 | 0 | 1 | |||||
| DGIF | 6 | 4 | 0 | 0 | 0 | |||||
| DIF | 6 | 4 | 0 | 0 | 0 | |||||
| DILF (5/31) | 6 | 4 | 1 | 0 | 0 | |||||
| DILF (8/31) | 6 | 4 | 0 | 0 | 0 | |||||
| DMFI | 7 | 4 | 1 | 0 | 0 | |||||
| DMFII | 6 | 4 | 0 | 0 | 0 | |||||
| DMIF | 6 | 4 | 0 | 0 | 0 | |||||
| DMMI | 7 | 4 | 0 | 0 | 0 | |||||
| DNJMBF | 6 | 2 | 0 | 0 | 0 | |||||
| DPIF (10/31) | 6 | 2 | 1 | 0 | 0 | |||||
| DPIF (12/31) | 7 | 2 | 0 | 0 | 0 | |||||
| DRGF | 6 | 4 | 0 | 0 | 0 | |||||
| DSIF | 6 | 4 | 0 | 0 | 0 | |||||
| DUSTITF | 6 | 2 | 0 | 0 | 0 | |||||
| DUSTLTF | 6 | 2 | 0 | 0 | 0 | |||||
| DVIF | 6 | 4 | 0 | 0 | 0 |
Name of Board Member | Aggregate Compensation From Each Fund* | Total Compensation From the Funds and Fund Complex(**) | ||
| Peggy C. Davis | $291,000 (54) | |||
| AF | $29,283 | |||
| DGIF | $4,057 | |||
| DIF | $29,510 | |||
| DILF | $9,152 | |||
| DMFI | $4,550 | |||
| DMFII | $2,234 | |||
| DMIF | $17,814 | |||
| DMMI | $16,884 | |||
| DRGF | $1,229 | |||
| DSIF | $12,540 | |||
| DVIF | $9,026 | |||
| Joseph S. DiMartino | $1,062,188 (173) | |||
| AF | $20,403 | |||
| DUSTMMF | $28,381 | |||
| DBUSMSF | $2,193 | |||
| DGIF | $5,071 | |||
| DIF | $39,662 | |||
| DILF | $6,899 | |||
| DMFI | $5,687 | |||
| DMFII | $3,164 | |||
| DMIF | $22,265 | |||
| DMMI | $21,104 | |||
| DNJMBF | $15,905 | |||
| DPIF | $49,905 | |||
| DRGF | $1,536 | |||
| DSIF | $15,674 | |||
| DUSTITF | $2,997 | |||
| DUSTLTF | $1,817 | |||
| DVIF | $11,273 | |||
| David P. Feldman | $235,000 (52) | |||
| AF | $32,488 | |||
| DUSTMMF | $22,706 | |||
| DBUSMSF | $1,755 | |||
| DGIF | $4,505 | |||
| DIF | $32,838 | |||
| DILF | $10,200 | |||
| DMFI | $5,120 | |||
| DMFII | $2,487 | |||
| DMIF | $19,765 | |||
| DMMI | $18,653 | |||
| DNJMBF | $12,725 | |||
| DPIF | $39,920 | |||
| DRGF | $1,377 | |||
| DSIF | $13,928 | |||
| DUSTITF | $2,399 | |||
| DUSTLTF | $1,456 | |||
| DVIF | $10,014 | |||
| James F. Henry*** | $67,500 (36) | |||
| AF | $20,403 | |||
| DGIF | $2,353 | |||
| DIF | $17,128 | |||
| DILF | $6,899 | |||
| DMFI | $4,477 | |||
| DMFII | $1,254 | |||
| DMIF | $10,231 | |||
| DMMI | $16,715 | |||
| DRGF | $1,142 | |||
| DSIF | $6,222 | |||
| DVIF | $4,389 | |||
| Ehud Houminer | $242,000 (65) | |||
| AF | $30,110 | |||
| DGIF | $4,057 | |||
| DIF | $29,510 | |||
| DILF | $8,167 | |||
| DMFI | $4,755 | |||
| DMFII | $2,234 | |||
| DMIF | $17,814 | |||
| DMMI | $16,884 | |||
| DRGF | $1,230 | |||
| DSIF | $12,540 | |||
| DVIF | $9,026 | |||
| Rosalind G. Jacobs*** | $94,500 (8) | |||
| AF | $0 | |||
| DGIF | $5,667 | |||
| DIF | $0 | |||
| DILF | $11,910 | |||
| DMFI | $0 | |||
| DMFII | $0 | |||
| DMIF | $0 | |||
| DMMI | $21,614 | |||
| DRGF | $2,513 | |||
| DSIF | $0 | |||
| DVIF | $11,431 | |||
| Paul A. Marks*** | $63,500 (36) | |||
| AF | $15,377 | |||
| DGIF | $1,818 | |||
| DIF | $13,697 | |||
| DILF | $4,272 | |||
| DMFI | $2,169 | |||
| DMFII | $983 | |||
| DMIF | $8,165 | |||
| DMMI | $7,197 | |||
| DRGF | $585 | |||
| DSIF | $5,862 | |||
| DVIF | $4,141 | |||
| Lynn Martin | $83,000 (16) | |||
| DUSTMMF | $22,706 | |||
| DBUSMSF | $1,755 | |||
| DNJMBF | $12,725 | |||
| DPIF | $22,492 | |||
| DUSTITF | $2,399 | |||
| DUSTLTF | $1,456 | |||
| Robin A. Melvin | $209,258 (56) | |||
| DUSTMMF | $13,869 | |||
| DBUSMSF | $1,048 | |||
| DNJMBF | $7,468 | |||
| DPIF | $18,059 | |||
| DUSTITF | $1,357 | |||
| DUSTLTF | $869 | |||
| Gloria Messinger*** | $68,000 (36) | |||
| AF | $14,706 | |||
| DGIF | $1,475 | |||
| DIF | $14,807 | |||
| DILF | $4,539 | |||
| DMFI | $2,260 | |||
| DMFII | $1,106 | |||
| DMIF | $8,839 | |||
| DMMI | $9,088 | |||
| DRGF | $614 | |||
| DSIF | $6,222 | |||
| DVIF | $4,349 | |||
| Martin Peretz | $126,000 (36) | |||
| AF | $26,887 | |||
| DGIF | $3,724 | |||
| DIF | $27,068 | |||
| DILF | $8,392 | |||
| DMFI | $4,724 | |||
| DMFII | $2,064 | |||
| DMIF | $16,334 | |||
| DMMI | $16,884 | |||
| DRGF | $1,229 | |||
| DSIF | $11,542 | |||
| DVIF | $8,309 | |||
| Daniel Rose*** | $76,750 (34) | |||
| DUSTMMF | $6,186 | |||
| DBUSMSF | $470 | |||
| DNJMBF | $4,083 | |||
| DPIF | $14,334 | |||
| DUSTITF | $648 | |||
| DUSTLTF | $389 | |||
| Philip L. Toia | $127,500 (27) | |||
| DUSTMMF | $22,443 | |||
| DBUSMSF | $1,735 | |||
| DNJMBF | $12,578 | |||
| DPIF | $39,126 | |||
| DUSTITF | $2,368 | |||
| DUSTLTF | $1,439 | |||
| Sander Vanocur*** | $94,750 (34) | |||
| DUSTMMF | $8,683 | |||
| DBUSMSF | $661 | |||
| DNJMBF | $4,391 | |||
| DPIF | $15,563 | |||
| DUSTITF | $903 | |||
| DUSTLTF | $545 | |||
Name of Fund | Fiscal Year Ended | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | Aggregate Non-Audit Fees* |
| AF (8/31) | 2011 | $222,792 | $42,000 | $24,023 | $1,424 | $16,103,335 |
| 2010 | $200,225 | $43,674 | $25,525 | $4,672 | $28,173,266 | |
| AF (10/31) | 2011 | $220,020 | $24,000 | $30,288 | $58 | $16,139,606 |
| 2010 | $115,000 | $16,146 | $16,143 | $44 | $31,544,905 | |
| DUSTMMF | 2011 | $30,312 | $12,000 | $3,508 | $283 | $20,226,638 |
| 2010 | $36,326 | $5,382 | $3,181 | $367 | $39,552,052 | |
| DBUSMSF | 2011 | $35,820 | $12,000 | $3,508 | $23 | $20,226,638 |
| 2010 | $40,961 | $5,382 | $3,692 | $28 | $39,552,052 | |
| DGIF | 2011 | $30,312 | $6,000 | $2,742 | $198 | $16,139,606 |
| 2010 | $31,942 | $5,382 | $3,537 | $180 | $31,544,905 | |
| DIF | 2011 | $101,544 | $18,000 | $23,422 | $1,393 | $16,139,606 |
| 2010 | $126,072 | $18,608 | $9,549 | $1,346 | $31,544,905 | |
| DILF (5/31) | 2011 | $40,920 | $6,000 | $6,390 | $764 | $19,526,919 |
| 2010 | $41,463 | $5,382 | $6,058 | $-0- | $28,017,293 | |
| DILF (8/31) | 2011 | $40,920 | $6,000 | $1,988 | $16 | $16,103,335 |
| 2010 | $31,642 | $3,000 | $938 | $-0- | $28,173,266 | |
| DMFI | 2011 | $96,936 | $18,000 | $9,112 | $226 | $60,419,333 |
| 2010 | $110,548 | $16,146 | $10,626 | $-0- | $26,201,339 | |
| DMFII | 2011 | $35,820 | $6,000 | $2,460 | $98 | $17,593,159 |
| 2010 | $48,328 | $5,382 | $4,007 | $108 | $33,851,490 | |
| DMIF | 2011 | $30,312 | $6,000 | $2,742 | $876 | $16,139,606 |
| 2010 | $37,078 | $5,382 | $5,050 | $744 | $31,544,905 | |
| DMMI | 2011 | $60,624 | $24,000 | $7,017 | $639 | $20,226,638 |
| 2010 | $62,753 | $10,764 | $6,363 | $661 | $39,552,052 | |
| DNJMBF | 2011 | $30,312 | $12,000 | $3,508 | $177 | $20,226,638 |
| 2010 | $38,832 | $5,382 | $4,681 | $207 | $39,552,052 | |
| DPIF (10/31) | 2011 | $213,696 | $30,000 | $13,805 | $511 | $16,139,606 |
| 2010 | $158,580 | $39,292 | $13,345 | $506 | $31,544,905 | |
| DPIF (12/31) | 2011 | $101,544 | $36,000 | $19,368 | $147 | $20,226,638 |
| 2010 | $111,384 | $21,528 | $12,226 | $161 | $39,552,052 | |
| DRGF | 2012 | $30,857 | $6,000 | $3,699 | $84 | $29,653,219 |
| 2011 | $30,312 | $6,000 | $3,348 | $57 | $51,981,800 | |
| DSIF | 2011 | $30,312 | $15,693 | $3,508 | $593 | $20,226,638 |
| 2010 | $49,528 | $9,075 | $3,181 | $604 | $39,552,052 | |
| DUSTITF | 2011 | $35,820 | $12,000 | $3,508 | $33 | $20,226,638 |
| 2010 | $26,682 | $5,382 | $3,692 | $43 | $39,552,052 | |
| DUSTLTF | 2011 | $35,820 | $12,000 | $3,508 | $19 | $20,226,638 |
| 2010 | $26,682 | $5,382 | $4,203 | $22 | $39,552,052 | |
| DVIF | 2011 | $238,908 | $109,854 | $28,718 | $414 | $20,226,638 |
| 2010 | $160,412 | $63,528 | $25,727 | $407 | $39,552,052 | |
| * | For Service Affiliates (i.e., Dreyfus and any entity controlling, controlled by or under common control with Dreyfus that provides ongoing services to the Fund), none of such fees required pre-approval by the Audit Committee. |
| Name (Age) Position with the Funds (Since) | Principal Occupation During Past 5 Years |
Bradley J. Skapyak (53) President (2010) | Chief Operating Officer and a director of Dreyfus since June 2009. From April 2003 to June 2009, Mr. Skapyak was the head of the Investment Accounting and Support Department of Dreyfus. He is an officer of 72 investment companies (comprised of 156 portfolios) managed by Dreyfus. |
J. Charles Cardona* (56) Executive Vice President (2002) | Vice Chair and a director of Dreyfus, Executive Vice President of the Distributor, President of Dreyfus Institutional Services Division, and an officer of 12 investment companies (comprised of 19 portfolios) managed by Dreyfus. |
James Windels (53) Treasurer (2001) | Director – Mutual Fund Accounting of Dreyfus, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus. |
Janette E. Farragher (49) Vice President (2005) and Secretary (2011) | Assistant General Counsel of BNY Mellon, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus. |
Kiesha Astwood (39) Vice President and Assistant Secretary (2010) | Counsel of BNY Mellon, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus. |
James Bitetto (45) Vice President and Assistant Secretary (2005) | Senior Counsel of BNY Mellon and Secretary of Dreyfus, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus. |
Joni Lacks Charatan (56) Vice President and Assistant Secretary (2005) | Senior Counsel of BNY Mellon, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus. |
Joseph M. Chioffi (50) Vice President and Assistant Secretary (2005) | Senior Counsel of BNY Mellon, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus. |
Kathleen DeNicholas (37) Vice President and Assistant Secretary (2010) | Managing Counsel of BNY Mellon, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus. |
John B. Hammalian (48) Vice President and Assistant Secretary (2005) | Senior Managing Counsel of BNY Mellon, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus. |
M. Cristina Meiser (42) Vice President and Assistant Secretary (2010) | Senior Counsel of The BNY Mellon, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus. |
Robert M. Mullery (60) Vice President and Assistant Secretary (2005) | Managing Counsel of BNY Mellon, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus. |
Jeff S. Prusnofsky (47) Vice President and Assistant Secretary (2005) | Senior Managing Counsel of BNY Mellon, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus. |
Richard S. Cassaro (53) Assistant Treasurer (2008) | Senior Accounting Manager – Money Market and Municipal Bond Funds of Dreyfus, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus. |
Gavin C. Reilly (43) Assistant Treasurer (2005) | Tax Manager of the Investment Accounting and Support Department of Dreyfus, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus. |
Robert S. Robol (48) Assistant Treasurer (2005) | Senior Accounting Manager – Fixed Income Funds of Dreyfus, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus. |
Robert Salviolo (45) Assistant Treasurer (2007) | Senior Accounting Manager – Equity Funds of Dreyfus, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus. |
Robert Svagna (45) Assistant Treasurer (2002) | Senior Accounting Manager – Equity Funds of Dreyfus, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus. |
Matthew D. Connolly (40) Anti-Money Laundering Compliance Officer (2012) | Anti-Money Laundering Compliance Officer of the Distributor since October 2011; from March 2010 to September 2011, Global Head, KYC Reviews and Director, UBS Investment Bank; until March 2010, AML Compliance Officer and Senior Vice President, Citi Global Wealth Management. He is an officer of 69 investment companies (comprised of 179 portfolios) managed by Dreyfus. |
Joseph W. Connolly (55) Chief Compliance Officer (2004) | Chief Compliance Officer of Dreyfus and The Dreyfus Family of Funds (73 investment companies, comprised of 183 portfolios). |
Name of Board Member, Nominee or Officer | Fund | Amount of Beneficial Ownership | |||
| James Bitetto | DGCF | 643.180 | |||
| James Bitetto | DIVF | 4,934.160 | |||
| James Bitetto | DOMVF | 336.244 | |||
| Peggy C. Davis | DEMF | 1,591.147 | |||
| Joseph S. DiMartino | DGCF | 831.616 | |||
| Joseph S. DiMartino | DEAF | 3,054.101 | |||
| Janette E. Farragher | DSCIF | 5,535.836 | |||
| Janette E. Farragher | DISIF | 2,239.844 | |||
| Janette E. Farragher | DRGF | 906.344 | |||
| Ehud Houminer | DTGF | 61.180 | |||
| Martin Peretz | DRGF | 5,060.274 | |||
| Jeff S. Prusnofsky | DTGF | 1,612.353 | |||
| · | the character and integrity of the person; | |
| · | whether or not the person is qualified under applicable laws and regulations to serve as a Director of the Fund; | |
| · | whether or not the person has any relationships that might impair his or her service on the Board; | |
| · | whether nomination of the person would be consistent with Fund policy and applicable laws and regulations regarding the number and percentage of Independent Directors on the Board; | |
| · | whether or not the person serves on boards of, or is otherwise affiliated with, competing financial service organizations or their related fund complexes; | |
| · | whether or not the person is willing to serve and is willing and able to commit the time necessary for the performance of the duties and responsibilities of a Director of the Fund; and | |
| · | the educational background; business, professional training or practice (e.g., medicine, accounting or law), public service or academic positions; experience from service as a board member (including the Board) or as an executive of investment funds, public companies or significant private or not-for-profit entities or other organizations; and/or other life experiences. |
| For all Nominees /_/ | Withhold Authority /_/ | Withhold Authority /_/ | |
| only for those Nominee(s) | for all Nominees | ||
| whose name(s) I have written | |||
| below | |||
| Nominees for Election are: Lynn Martin, Robin A. Melvin and Philip L. Toia. | |||
| For all Nominees /_/ | Withhold Authority /_/ | Withhold Authority /_/ | |
| only for those Nominee(s) | for all Nominees | ||
| whose name(s) I have written | |||
| below | |||
| Nominees for Election are: Peggy C. Davis, Ehud Houminer and Martin Peretz. | |||
| 1. | Call Toll-Free 1-800-690-6903 and follow the recorded instructions; or |
| 2. | Visit the Internet website www.proxyvote.com and follow the instructions on the website; or |
| 3. | Return this Proxy Card, signed and dated, in the enclosed envelope. |
Signature(s) should be exactly as name or names appearing on this proxy. If shares are held jointly, each shareholder is requested to sign, but only one signature is required. If signing is by attorney, executor, administrator, trustee or guardian, please give full title. By signing this proxy card, receipt of the accompanying Notice of Special Meeting of Shareholders and Proxy Statement is acknowledged. |
| Dated: ___________________ | |
| _________________________ | |
| Signature(s) | |
| _________________________ | |
| Signature(s) | |
If you are NOT voting by Telephone or Internet, Please Sign, Date and Return the Proxy Card Promptly Using the Enclosed Envelope |
