UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) April 7, 2017
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Citigroup Inc.
(Exact name of registrant as specified in its charter)
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Delaware (State or other jurisdiction
of incorporation) | 1-9924 (Commission
File Number) | 52-1568099 (IRS Employer
Identification No.) |
| | | |
388 Greenwich Street New York, New York 10013 (Address of principal executive offices) (Zip Code) |
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(212) 559-1000 (Registrant’s telephone number, including area code) |
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
□ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
□ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
□ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
□ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
CITIGROUP INC.
Current Report on Form 8-K
Item 9.01 Financial Statements and Exhibits
(d) Exhibits.
Exhibit No. | | Description |
| | |
| 1.1 | | Amended and Restated Global Selling Agency Agreement, dated April 7, 2017 among Citigroup Global Markets Holdings Inc., Citigroup Inc., Citigroup Global Markets Inc., Barclays Capital Inc., Incapital LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc. and Wells Fargo Securities, LLC relating to the issue and sale by Citigroup Global Markets Holdings Inc. of its Medium-Term Notes, Series N. |
| | | |
| 1.2 | | Amended and Restated Global Selling Agency Agreement, dated April 7, 2017 among Citigroup Inc., Citigroup Global Markets Inc., Barclays Capital Inc., Incapital LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc. and Wells Fargo Securities, LLC relating to the issue and sale by Citigroup Inc. of its Medium-Term Notes, Series G. |
| | | |
| 5.1 | | Opinion of Davis Polk & Wardwell LLP, as special products counsel to Citigroup Inc. |
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| 5.2 | | Opinion of Davis Polk & Wardwell LLP, as special products counsel to Citigroup Global Markets Holdings Inc. |
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| 23.1 | | Consent of Davis Polk & Wardwell LLP, as special products counsel to Citigroup Inc. (included in Exhibit 5.1) |
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| 23.2 | | Consent of Davis Polk & Wardwell, as tax counsel to Citigroup Inc. |
| | | |
| 23.3 | | Consent of Davis Polk & Wardwell LLP, as special products counsel to Citigroup Global Markets Holdings Inc. (included in Exhibit 5.2) |
| | | |
| 23.4 | | Consent of Davis Polk & Wardwell, as tax counsel to Citigroup Global Markets Holdings Inc. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: April 7, 2017 | | CITIGROUP INC. |
| | | By: | /s/ Barbara Politi |
| | | | Barbara Politi |
| | | | Assistant Secretary |
EXHIBIT INDEX
Exhibit No. | | Description |
| | |
| 1.1 | | Amended and Restated Global Selling Agency Agreement, dated April 7, 2017 among Citigroup Global Markets Holdings Inc., Citigroup Inc., Citigroup Global Markets Inc., Barclays Capital Inc., Incapital LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc. and Wells Fargo Securities, LLC relating to the issue and sale by Citigroup Global Markets Holdings Inc. of its Medium-Term Notes, Series N. |
| | | |
| 1.2 | | Amended and Restated Global Selling Agency Agreement, dated April 7, 2017 among Citigroup Inc., Citigroup Global Markets Inc., Barclays Capital Inc., Incapital LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc. and Wells Fargo Securities, LLC relating to the issue and sale by Citigroup Inc. of its Medium-Term Notes, Series G. |
| | | |
| 5.1 | | Opinion of Davis Polk & Wardwell LLP, as special products counsel to Citigroup Inc. |
| | | |
| 5.2 | | Opinion of Davis Polk & Wardwell LLP, as special products counsel to Citigroup Global Markets Holdings Inc. |
| | |
| 23.1 | | Consent of Davis Polk & Wardwell LLP, as special products counsel to Citigroup Inc. (included in Exhibit 5.1) |
| | |
| 23.2 | | Consent of Davis Polk & Wardwell, as tax counsel to Citigroup Inc. |
| | | |
| 23.3 | | Consent of Davis Polk & Wardwell LLP, as special products counsel to Citigroup Global Markets Holdings Inc. (included in Exhibit 5.2) |
| | | |
| 23.4 | | Consent of Davis Polk & Wardwell, as tax counsel to Citigroup Global Markets Holdings Inc. |
