Exhibit 99.01
Securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934:
Title of each class | Name of each exchange on which registered | |
Common Stock, par value $.01 per share | New York Stock Exchange | |
Mexico Stock Exchange | ||
Tokyo Stock Exchange | ||
Depositary Shares, each representing 1/1,000th of a share of | New York Stock Exchange | |
8.50% Non-Cumulative Preferred Stock, Series F | ||
Depositary Shares, each representing 1/1,000th of a share of | New York Stock Exchange | |
6.5% Non-Cumulative Convertible Preferred Stock, Series T | ||
Depositary Shares, each representing 1/1,000th of a share of | New York Stock Exchange | |
8.125% Non-Cumulative Preferred Stock, Series AA | ||
7.625% Trust Preferred Securities of Citigroup Capital III (and | New York Stock Exchange | |
registrant’s guaranty with respect thereto) | ||
7.125% Trust Preferred Securities (TruPS®) of Citigroup Capital | New York Stock Exchange | |
VII (and registrant’s guaranty with respect thereto) | ||
6.950% Trust Preferred Securities (TruPS®) of Citigroup Capital | New York Stock Exchange | |
VIII (and registrant’s guaranty with respect thereto) | ||
6.00% Trust Preferred Securities (TruPS®) of Citigroup Capital | New York Stock Exchange | |
IX (and registrant’s guaranty with respect thereto) | ||
6.10% Trust Preferred Securities (TruPS®) of Citigroup Capital | New York Stock Exchange | |
X (and registrant’s guaranty with respect thereto) | ||
6.00% Trust Preferred Securities (TruPS®) of Citigroup Capital | New York Stock Exchange | |
XI (and registrant’s guaranty with respect thereto) | ||
6.875% Enhanced Trust Preferred Securities (Enhanced TruPS®) | New York Stock Exchange | |
of Citigroup Capital XIV (and registrant’s guaranty with respect | ||
thereto) | ||
6.500% Enhanced Trust Preferred Securities (Enhanced TruPS®) | New York Stock Exchange | |
of Citigroup Capital XV (and registrant’s guaranty with respect | ||
thereto) | ||
6.450% Enhanced Trust Preferred Securities (Enhanced TruPS®) | New York Stock Exchange | |
of Citigroup Capital XVI (and registrant’s guaranty with respect | ||
thereto) | ||
6.350% Enhanced Trust Preferred Securities (Enhanced TruPS®) | New York Stock Exchange | |
of Citigroup Capital XVII (and registrant’s guaranty with respect | ||
thereto) | ||
6.829% Fixed Rate/Floating Rate Enhanced Trust Preferred | New York Stock Exchange | |
Securities (Enhanced TruPS®) of Citigroup Capital XVIII (and | ||
registrant’s guaranty with respect thereto) |
7.250% Enhanced Trust Preferred Securities (Enhanced TruPS®) | New York Stock Exchange | |
of Citigroup Capital XIX (and registrant’s guaranty with respect | ||
thereto) | ||
7.875% Enhanced Trust Preferred Securities (Enhanced TruPS®) | New York Stock Exchange | |
of Citigroup Capital XX (and registrant’s guaranty with respect | ||
thereto) | ||
8.500% Fixed Rate/Floating Rate Trust Preferred Securities | New York Stock Exchange | |
(TruPS®) of Citigroup Capital XII (and registrant’s guaranty | ||
with respect thereto) | ||
7.875% Fixed Rate/Floating Rate Trust Preferred Securities | New York Stock Exchange | |
(TRUPS®) of Citigroup Capital XIII (and registrant’s guaranty | ||
with respect thereto) | ||
Principal-Protected Trust Certificates Linked to the Dow Jones Industrial | NYSE Arca, Inc. | |
AverageSM, the Dow Jones EURO STOXX 50 IndexSM, the Nikkei 225 | ||
Stock AverageSMand the S&P BRIC 40 Index®Due 2012 + | ||
Principal-Protected Trust Certificates Linked to the S&P 500® | NYSE Arca, Inc. | |
Index, the Dow Jones EURO STOXX 50®Index and the Nikkei | ||
225 Stock AverageSMDue 2013 + | ||
Principal-Protected Trust Certificates Linked to the S&P 500® | NYSE Arca, Inc. | |
Index, the Dow Jones EURO STOXX 50®Index and the Nikkei | ||
225 Stock AverageSMDue 2014 + | ||
Principal-Protected Trust Certificates Linked to the S&P 500® | NYSE Arca, Inc. | |
Index Due 2013 + | ||
Principal-Protected Trust Certificates Linked to the Global Index | NYSE Arca, Inc. | |
Basket Due 2013 + | ||
Principal-Protected Trust Certificates Linked to the S&P 500® | NYSE Arca, Inc. | |
Index Due 2013 + | ||
2% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. | |
Russell 2000®Index Due 2014 + | ||
Principal-Protected Trust Certificates Linked to the S&P 500® | NYSE Arca, Inc. | |
Index Due 2014 + | ||
3% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. | |
Dow Jones-AIG Commodity IndexSM-Excess Return Due 2014 + | ||
Principal-Protected Trust Certificates Linked to the Dow Jones | NYSE Arca, Inc. | |
Industrial AverageSMDue 2014 + | ||
3% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. | |
S&P 500 Index®Due 2014 + | ||
3% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. | |
Russell 2000®Index Due 2014 + |
3% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. | |
S&P MidCap 400®Index Due 2014 + | ||
3% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. | |
Dow Jones-UBS Commodity IndexSMDue 2014 + | ||
Principal-Protected Trust Certificates Linked to the S&P 500® | NYSE Arca, Inc. | |
Index Due 2014 + | ||
3% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. | |
S&P 500 Index®Due 2014 + | ||
3% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. | |
Price of Gold Due 2014 + | ||
3% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. | |
Russell 2000®Index Due 2014 + | ||
2% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. | |
Price of Gold Due 2014 + | ||
2% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. | |
S&P 500®Index Due 2014 + | ||
2% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. | |
Russell 2000®Index Due 2014 + | ||
2% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. | |
Price of Gold Due 2014 + | ||
Index LeAding StockmarkEt Return Securities (Index LASERSSM) | NYSE Arca, Inc. | |
Based Upon the S&P 500®Index Due 2012 + | ||
7.50% Tangible Dividend Enhanced Common Stock (T-DECS) | New York Stock Exchange | |
C-Tracks Exchange-Traded Notes Based on the Performance of | NYSE Arca, Inc. | |
the Citi Volatility Total Return Index Due November 12, 2020 + | ||
Warrants (expiring October 28, 2018) | New York Stock Exchange | |
Warrants (expiring January 4, 2019) | New York Stock Exchange |
+ Issued by Citigroup Funding Inc. (CFI), or a subsidiary trust of CFI, and includes registrant’s guaranty with respect thereto.