Exhibit 99.01
Securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934:
Title of each class | Name of each exchange on which registered |
Common Stock, par value $.01 per share | New York Stock Exchange |
Mexico Stock Exchange | |
Tokyo Stock Exchange | |
Depositary Shares, each representing 1/1,000th of a share of | New York Stock Exchange |
8.50% Non-Cumulative Preferred Stock, Series F | |
Depositary Shares, each representing 1/1,000th of a share of 6.5% | New York Stock Exchange |
Non-Cumulative Convertible Preferred Stock, Series T | |
Depositary Shares, each representing 1/1,000th of a share of | New York Stock Exchange |
8.125% Non-Cumulative Preferred Stock, Series AA | |
7.625% Trust Preferred Securities of Citigroup Capital III (and | New York Stock Exchange |
registrant’s guaranty with respect thereto) | |
7.125% Trust Preferred Securities (TruPS®) of Citigroup Capital | New York Stock Exchange |
VII (and registrant’s guaranty with respect thereto) | |
6.950% Trust Preferred Securities (TruPS®) of Citigroup Capital | New York Stock Exchange |
VIII (and registrant’s guaranty with respect thereto) | |
6.00% Trust Preferred Securities (TruPS®) of Citigroup Capital | New York Stock Exchange |
IX (and registrant’s guaranty with respect thereto) | |
6.10% Trust Preferred Securities (TruPS®) of Citigroup Capital X | New York Stock Exchange |
(and registrant’s guaranty with respect thereto) | |
6.00% Trust Preferred Securities (TruPS®) of Citigroup Capital | New York Stock Exchange |
XI (and registrant’s guaranty with respect thereto) | |
6.875% Enhanced Trust Preferred Securities (Enhanced TruPS®) | New York Stock Exchange |
of Citigroup Capital XIV (and registrant’s guaranty with respect | |
thereto) | |
6.500% Enhanced Trust Preferred Securities (Enhanced TruPS®) | New York Stock Exchange |
of Citigroup Capital XV (and registrant’s guaranty with respect | |
thereto) | |
6.450% Enhanced Trust Preferred Securities (Enhanced TruPS®) | New York Stock Exchange |
of Citigroup Capital XVI (and registrant’s guaranty with respect | |
thereto) | |
6.350% Enhanced Trust Preferred Securities (Enhanced TruPS®) | New York Stock Exchange |
of Citigroup Capital XVII (and registrant’s guaranty with respect | |
thereto) | |
6.829% Fixed Rate/Floating Rate Enhanced Trust Preferred | New York Stock Exchange |
Securities (Enhanced TruPS®) of Citigroup Capital XVIII (and | |
registrant’s guaranty with respect thereto) |
8.500% Fixed Rate/Floating Rate Trust Preferred Securities | New York Stock Exchange |
(TruPS®) of Citigroup Capital XII (and registrant’s guaranty with | |
respect thereto) | |
7.875% Fixed Rate/Floating Rate Trust Preferred Securities | New York Stock Exchange |
(TRUPS®) of Citigroup Capital XIII (and registrant’s guaranty | |
with respect thereto) | |
Warrants (expiring October 28, 2018) | New York Stock Exchange |
Warrants (expiring January 4, 2019) | New York Stock Exchange |
Principal-Protected Trust Certificates Linked to the S&P 500® | NYSE Arca, Inc. |
Index, the Dow Jones EURO STOXX 50®Index and the Nikkei | |
225 Stock AverageSMDue 2013 (2008-3) + | |
Principal-Protected Trust Certificates Linked to the S&P 500® | NYSE Arca, Inc. |
Index, the Dow Jones EURO STOXX 50®Index and the Nikkei | |
225 Stock AverageSMDue 2013 (2007-4) + | |
Principal-Protected Trust Certificates Linked to the S&P 500® | NYSE Arca, Inc. |
Index, the Dow Jones EURO STOXX 50®Index and the Nikkei | |
225 Stock AverageSMDue 2014 + | |
Principal-Protected Trust Certificates Linked to the S&P 500® | NYSE Arca, Inc. |
Index Due 2013 (2008-2) + | |
Principal-Protected Trust Certificates Linked to the S&P 500® | NYSE Arca, Inc. |
Index Due 2013 (2008-4) + | |
Principal-Protected Trust Certificates Linked to the S&P 500® | NYSE Arca, Inc. |
Index Due 2014 + | |
Principal-Protected Trust Certificates Linked to the Dow Jones | NYSE Arca, Inc. |
Industrial AverageSMDue 2014 + | |
3% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. |
Dow Jones-AIG Commodity IndexSM-Excess Return Due 2014 * | |
3% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. |
Russell 2000®Index Due March 2014 * | |
3% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. |
Russell 2000®Index Due June 2014 * | |
3% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. |
Russell 2000®Index Due September 2014 * | |
3% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. |
S&P MidCap 400®Index Due 2014 * | |
3% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. |
Dow Jones-UBS Commodity IndexSMDue 2014 * |
2% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. |
S&P 500®Index Due 2014 * | |
3% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. |
S&P 500®Index Due 2014 * | |
3% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. |
S&P 500 Index®Due May 2014 * | |
3% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. |
Price of Gold Due 2014 * | |
2% Minimum Coupon Principal Protected Notes Based Upon the | NYSE Arca, Inc. |
Price of Gold Due 2014 * | |
C-Tracks Exchange-Traded Notes Based on the Performance of | NYSE Arca, Inc. |
the Citi Volatility Total Return Index Due November 12, 2020 * |
+ Originally issued by a subsidiary trust of Citigroup Funding Inc. (CFI), and included registrant’s guaranty of CFI’s performance with respect thereto. Effective December 31, 2012, the registrant became the direct guarantor for each of the above securities in connection with the merger of Citigroup Funding Inc. with and into the registrant.
* Originally issued by Citigroup Funding Inc. (CFI) and included registrant’s guaranty with respect thereto. Effective December 31, 2012, the registrant became the direct obligor for each of the above securities in connection with the merger of Citigroup Funding Inc. with and into the registrant.