As filed with the Securities and Exchange Commission on July 27, 2021
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURTIES PURSUANT TO
SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934
The RBB Fund, Inc.
(Exact name of registrant as specified in its charter)
Maryland
(State of incorporation or organization)
See Below
(I.R.S. Employer Identification Number)
c/o U.S. Bancorp Fund Services, LLC
615 East Michigan Street
Milwaukee, WI 53202
(Address of registrant’s principal executive offices)
Title of each class of securities to be registered | Name of each exchange on which each class is to be registered |
DriveWealth Power Saver ETF | NYSE Arca, Inc. |
DriveWealth Steady Saver ETF | NYSE Arca, Inc. |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. | [X] |
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. | [ ] |
Securities Act Registration file number to which this form relates: 033-20827 | |
Securities to be registered pursuant to Section 12(g) of the Act: Not applicable. |
Item 1. | Description of Registrant’s Securities to be Registered. |
Reference is made to Post-Effective Amendment No. 281 to the Registrant’s Registration Statement on Form N-1A (File Nos. 033-20827 and 811-05518), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR (Accession No. 0001398344-21-014817) on July 26, 2021, which is incorporated herein by reference.
The Registrant currently consists of 38 separate series. The series to which this filing relates and its IRS Employer Identification Number is as follows:
Title of Each Class of Securities to be Registered | IRS Employer ID Number |
DriveWealth Power Saver ETF | 86-3110393 |
DriveWealth Steady Saver ETF | 86-3052513 |
Item 2. | Exhibits |
A. | Registrant’s Articles of Incorporation are incorporated herein by reference to Exhibit (a) to the Registrant’s Registration Statement on Form N-1A (File Nos. 033-20827 and 811-05518), as filed with the SEC via EDGAR on October 30, 1998 (Accession Number: 0000925069-98-000189). |
B. | Articles Supplementary of Registrant are incorporated herein by reference to Exhibit (a)(109) to the Registrant’s Registration Statement on Form N-1A (File Nos. 033-20827 and 811-05518), as filed with the SEC via EDGAR on July 26, 2021 (Accession No. 0001398344-21-014817). |
C. | Registrant’s By-Laws are incorporated herein by reference to Exhibit (b)(1) to the Registrant’s Registration Statement on Form N-1A (File Nos. 033-20827 and 811-05518), as filed with the SEC via EDGAR on October 28, 2011 (Accession No. 0001104659-11-058890). |
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
The RBB Fund, Inc. | ||
July 27, 2021 | ||
/s/ James G. Shaw | ||
James G. Shaw Secretary |