AMENDMENT TO QUARTERLY REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q
(Amendment No. 1)
(Mark One)
| þ | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
| For the quarterly period ended December 31, 2012 | |
| or | |
| o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
| For the transition period from _________________ to _________________ |
Commission File Number 000-27083
MAM SOFTWARE GROUP, INC.
(Exact name of registrant as specified in its charter)
| DELAWARE | 84-1108035 | |
| (State or other jurisdiction of | (I.R.S. employer | |
| incorporation or organization) | identification no.) |
Maple Park, Maple Court, Tankersley, Barnsley, UK S75 3DP
(Address of principal executive offices)(Zip code)
011 44 124 431 1794
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes þ No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes þ No o
Indicate by checkmark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See definition of “large accelerated filer,” “accelerated filer,” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer ¨ Accelerated filer ¨ Non-accelerated filer ¨ Smaller reporting company x
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No þ
The registrant had 13,877,683 shares of its common stock outstanding as of January 30, 2013.
EXPLANATORY NOTE
We are filing this Amendment No. 1 (the “Amendment”) to our quarterly report on Form 10-Q for the fiscal quarter ended December 31, 2012, filed on February 1, 2013, to provide the interactive data files required by Item 601(b)(101) of Regulation S-K and Sections 405 and 406T of Regulation S-T and other minor changes.
ITEM 6. EXHIBITS
Exhibit Number | Description | |
| 31.1 | Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.* | |
| 31.2 | Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.* | |
| 32.1 | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.* | |
| 32.2 | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.* | |
| EX-101.INS | XBRL Instance Document** | |
| EX-101.SCH | XBRL Taxonomy Extension Schema** | |
| EX-101.CAL | XBRL Taxonomy Extension Calculation Linkbase** | |
| EX-101.DEF | XBRL Taxonomy Extension Definition Linkbase** | |
| EX-101.LAB | XBRL Taxonomy Extension Label Linkbase** | |
| EX-101.PRE | XBRL Taxonomy Extension Presentation Linkbase** |
| * | Previously filed | |
| ** | Furnished herewith |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| MAM Software Group, Inc. | |||
| Date: February 1, 2013 | By: | /s/ Michael G. Jamieson | |
| Michael G. Jamieson | |||
Chief Executive Officer (Principal Executive Officer) | |||
| Date: February 1, 2013 | By: | /s/ Charles F. Trapp | |
| Charles F. Trapp | |||
Chief Financial Officer (Principal Financial Officer) | |||
EXHIBIT INDEX
Exhibit Number | Description | |
| 31.1 | Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.* | |
| 31.2 | Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.* | |
| 32.1 | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.* | |
| 32.2 | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.* | |
| EX-101.INS | XBRL Instance Document** | |
| EX-101.SCH | XBRL Taxonomy Extension Schema** | |
| EX-101.CAL | XBRL Taxonomy Extension Calculation Linkbase** | |
| EX-101.DEF | XBRL Taxonomy Extension Definition Linkbase** | |
| EX-101.LAB | XBRL Taxonomy Extension Label Linkbase** | |
| EX-101.PRE | XBRL Taxonomy Extension Presentation Linkbase** |
| * | Previously filed | |
| ** | Furnished herewith |
