KS | 48-1009756 | |
(State or Other Jurisdiction of | (I.R.S. Employer | |
Incorporation or Organization) | Identification No.) |
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act(17CFR240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act(17CFR240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act(17CFR240.13e-4(c))
Items to be Included in this Report
The amendments clarify that the policy applies to both directors and employees of the Company; expand the definition of "inside" or "non-public" information; impose a pre-transaction clearance process, add exceptions to the insider trading prohibitions for transactions beyond the insider's immediate control; add a section relating to Rule 10b5-1 plans; and add a section stating that each insider is individually responsible for complying with the Policy and applicable laws and regulations. A copy of the amended Insider Trading Policy follows this Current Report on Form 8-K as Exhibit 14.
Exhibit 14 - Brooke Corporation Insider Trading Policy, as amended January 27, 2005.
Exhibit 99 - Press Release dated January 31, 2005 announcing a quarterly cash dividend.
Brooke Corporation | ||||||||
Date: February 01, 2005. | By: | /s/ Robert D. Orr | ||||||
Robert D. Orr | ||||||||
Chief Executive Officer | ||||||||
Exhibit No. | Description | |
EX-3.(ii). | Certificate of Amendment to and Restatement of the Bylaws of Brooke Corporation | |
EX-14. | Brooke Corporation Insider Trading Policy | |
EX-99. | Press Release dated January 31, 2005 announcing quarterly cash dividend |