UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
Amendment No. 1
(Mark One)
x | QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE |
SECURITIES EXCHANGE ACT OF 1934 |
FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2004
¨ | TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission file number: 001-31698
BROOKE CORPORATION
(Exact name of registrant as specified in its charter)
Kansas | 48-1009756 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |
10950 Grandview Drive, Suite 600, Overland Park, Kansas 66210
(Address of principal executive offices) (Zip Code)
Issuer’s telephone number: (913) 661-0123
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. (Check One): Yes x No ¨
Indicate by check mark whether the registrant is an accelerated filer (as defined in Rule 12b-2 of the Exchange Act). Yes ¨ No x
As of April 22, 2004 there were 4,680,199 shares of the registrant’s sole class of common stock outstanding.
Explanatory Note
This amendment to Brooke Corporation’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2004 is being filed solely to amend the format of the certifications made pursuant to Sections 302 and 906 of the Sarbanes-Oxley Act of 2002 provided on Exhibits 31.01, 31.02, 32.01, and 32.02 thereto. No revisions have been made to the registrant’s financial statements or any other disclosure contained in such Form 10-Q.
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Item 6. | Exhibits and Reports on Form 8-K. |
(a)Exhibits. The following exhibits are filed as part of this report. Exhibit numbers correspond to the numbers in the exhibit table in Item 601 of Regulation S-B:
23.01 | Consent of Accountants | |
31.01 | Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.1 | |
31.02 | Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.1 | |
32.01 | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.1 | |
32.02 | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.1 |
1 | Filed herewith. |
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SIGNATURES
In accordance with requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: May 12, 2004
BROOKE CORPORATION | ||
By: | /s/ ROBERT D. ORR | |
Robert D. Orr, Chief Executive Officer | ||
By: | /s/ LELAND G. ORR | |
Leland G. Orr, Chief Financial Officer |
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TABLE OF CONTENTS OF EXHIBITS
Exhibit No. | Description | |
23.01 | Consent of Accountants. | |
31.01 | Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.1 | |
31.02 | Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.1 | |
32.01 | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.1 | |
32.02 | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.1 |
1 | Filed herewith. |
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