UNITED STATES | ||
SECURITIES AND EXCHANGE COMMISSION | ||
Washington, D.C. 20549 | ||
FORM 8-K/A (Amendment No. 1) | ||
CURRENT REPORT | ||
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES | ||
EXCHANGE ACT OF 1934 | ||
Date of Report (date of earliest event reported): March 17, 2015 | ||
STOCK YARDS BANCORP, INC. | ||
(Exact name of registrant as specified in its charter) | ||
Kentucky (State or other jurisdiction of incorporation or organization) | 1-13661 (Commission File Number) | 61-1137529 (I.R.S. Employer Identification No.) |
1040 East Main Street, Louisville, Kentucky, 40206 | ||
(Address of principal executive offices) | ||
(502) 582-2571 | ||
(Registrant's telephone number, including area code) | ||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: | |
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
ITEM 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. | |
On March 19, 2015, Stock Yards Bancorp filed a Current Report on Form 8-K with Exhibit 10.1, Form of Stock Yards Bancorp, Inc. Restricted Stock Unit Grant Agreement. The sole purpose of this Amendment No. 1 on Form 8-K/A is to correct certain inadvertent errors in the percentages listed on page 5 of Exhibit 10.1. In the top table on page 5 of Exhibit 10.1, the applicable percentage of 25% across from Target: 75th – 89th should have read 20%; the applicable percentage of 10% across from Minimum: 51st – 74th should have read 8%. In the second table on page 5 of Exhibit 10.1, the applicable percentage of 25% across from Target: $7.99 - $8.21 should have read 20%, and the applicable percentage of 10% across from Minimum: $7.50 - $7.98 should have read 8%. Only the page 5 of the Exhibit 10.1 in the initial 8-K filing presented incorrect percentages. The reminder of the Exhibit 10.1 has not been amended. | |
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS. | |
D. Exhibits | |
Exhibit No. Description of Exhibits | |
10.1 Page 5 of Form of Stock Yards Bancorp, Inc. Restricted Stock Unit Grant Agreement, as amended | |
SIGNATURE | |
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. | |||
Date: March 19, 2015 | STOCK YARDS BANCORP, INC. | ||
By: | /s/ Nancy B. Davis | ||
Nancy B. Davis, Executive Vice President, Treasurer and Chief Financial Officer |