AfterMaster (AFTM) Form 3 AFTERMASTER / PAULA PERROTTI ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

ESTATE OF FRANK PERROTTI, JR.

(Last) (First) (Middle)

C/O DARREN WALLACE, ESQ., DAY PITNEY LLP

ONE CANTERBURY GREEN

(Street)

STAMFORD CT 06901

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/04/2017

3. Issuer Name and Ticker or Trading Symbol
AFTERMASTER, INC. [ AFTM ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Convertible Promissory Note	05/28/2013	(1)	Common Stock	100,000	0.5	I	See Footnote(2)
Convertible Promissory Note	06/17/2013	(1)	Common Stock	100,000	0.5	I	See Footnote(2)
Convertible Promissory Note	07/14/2013	(1)	Common Stock	150,000	0.5	I	See Footnote(2)
Convertible Promissory Note	07/23/2013	(1)	Common Stock	50,000	0.5	I	See Footnote(2)
Convertible Promissory Note	07/31/2013	(1)	Common Stock	70,000	0.5	I	See Footnote(2)
Convertible Promissory Note	08/05/2013	(1)	Common Stock	10,000	0.5	I	See Footnote(2)
Convertible Promissory Note	08/14/2013	(1)	Common Stock	20,000	0.5	I	See Footnote(2)
Convertible Promissory Note	08/22/2013	(1)	Common Stock	100,000	0.5	I	See Footnote(2)
Convertible Promissory Note	09/06/2013	(1)	Common Stock	100,000	0.5	I	See Footnote(2)
Convertible Promissory Note	10/08/2013	(1)	Common Stock	150,000	0.5	I	See Footnote(2)
Warrant	02/23/2010	02/23/2020	Common Stock	50,000	0.5	I	See Footnote(2)
Warrant	05/04/2010	05/04/2020	Common Stock	50,000	0.5	I	See Footnote(2)
Warrant	08/19/2010	08/19/2020	Common Stock	50,000	0.5	I	See Footnote(2)
Warrant	11/15/2010	11/15/2020	Common Stock	25,000	0.4	I	See Footnote(2)
Warrant	11/22/2010	11/22/2020	Common Stock	25,000	0.4	I	See Footnote(2)
Warrant	12/07/2010	12/07/2020	Common Stock	50,000	0.4	I	See Footnote(2)
Warrant	12/27/2010	12/27/2020	Common Stock	50,000	0.4	I	See Footnote(2)
Warrant	03/16/2012	03/16/2017	Common Stock	50,000	0.4	I	See Footnote(2)
Warrant	04/17/2012	04/17/2017	Common Stock	50,000	0.4	I	See Footnote(2)
Warrant	05/03/2012	05/03/2017	Common Stock	37,500	0.4	I	See Footnote(2)
Warrant	06/05/2012	06/05/2017	Common Stock	31,250	0.4	I	See Footnote(2)
Warrant	06/20/2012	06/20/2017	Common Stock	31,250	0.4	I	See Footnote(2)
Warrant	08/09/2012	08/09/2017	Common Stock	12,500	0.4	I	See Footnote(2)
Warrant	09/10/2012	09/10/2017	Common Stock	12,500	0.4	I	See Footnote(2)
Warrant	10/10/2012	10/10/2017	Common Stock	25,000	0.4	I	See Footnote(2)

1. Name and Address of Reporting Person^*

ESTATE OF FRANK PERROTTI, JR.

(Last) (First) (Middle)

C/O DARREN WALLACE, ESQ., DAY PITNEY LLP

ONE CANTERBURY GREEN

(Street)

STAMFORD CT 06901

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

PERROTTI DAVID

(Last) (First) (Middle)

C/O DARREN WALLACE, ESQ., DAY PITNEY LLP

ONE CANTERBURY GREEN

(Street)

STAMFORD CT 06901

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

PERROTTI PAULA

(Last) (First) (Middle)

C/O DARREN WALLACE, ESQ., DAY PITNEY LLP

ONE CANTERBURY GREEN

(Street)

STAMFORD CT 06901

(City) (State) (Zip)

Explanation of Responses:

1. The convertible promissory notes are exercisable for so long as they are outstanding.

2. Indirectly beneficially owned by the Estate of Frank Perrotti, Jr., and by David Perrotti and Paula Perrotti as Co-Executors of the Estate of Frank Perrotti, Jr., through FJP Investments LLC, a single member limited liability company.

Remarks:

This Form is Part 2 of 3. Exhibit Index: Exhibit 99.1 - Joint Filer Information (filed herewith)

	ESTATE OF FRANK PERROTTI, JR. /s/ David Perrotti, as Co-Executor of the Estate of Frank Perrotti, Jr	03/10/2017
	ESTATE OF FRANK PERROTTI, JR. /s/ Paula Perrotti, as Co-Executor of the Estate of Frank Perrotti, Jr	03/10/2017
	/s/ David Perrotti, as Co-Executor of the Estate of Frank Perrotti, Jr	03/10/2017
	/s/ Paula Perrotti, as Co-Executor of the Estate of Frank Perrotti, Jr	03/10/2017
	** Signature of Reporting Person	Date
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