UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-5628
NAME OF REGISTRANT: VANGUARD MALVERN FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: R. GREGORY BARTON
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: September 30, 2003
DATE OF REPORTING PERIOD: JULY 1, 2003 - JUNE 30, 2004
Fund VANGUARD CAPITAL VALUE FUND
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Issuer: ABBOTT LABORATORIES
Ticker: ABT CUSIP: 002824100
Meeting Date 4/23/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: R.A. GONZALEZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.M. GREENBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.D. SMITHBURG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.D. WHITE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.R. WALTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H.L. FULLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.S. AUSTIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.M. LEIDEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.A.L. OWEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: B. POWELL JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A.B. RAND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.A. REYNOLDS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.S. ROBERTS ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS.
PROPOSAL #03: SHAREHOLDER PROPOSAL - PRESCRIPTION DRUGS. SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #04: SHAREHOLDER PROPOSAL - POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS.
PROPOSAL #05: SHAREHOLDER PROPOSAL - OPTION GRANTS FOR SHAREHOLDER YES AGAINST FOR
SENIOR EXECUTIVES.
PROPOSAL #06: SHAREHOLDER PROPOSAL - GLOBAL INFECTIOUS SHAREHOLDER YES ABSTAIN AGAINST
DISEASES.
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Issuer: ACCENTURE LTD
Ticker: ACN CUSIP: G1150G111
Meeting Date 2/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROBERT I. LIPP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS F. HIGHTOWER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WULF VON SCHIMMELMANN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM L. KIMSEY ISSUER YES FOR FOR
PROPOSAL #02: RE-APPOINTMENT OF KPMG LLP AS INDEPENDENT ISSUER YES FOR FOR
AUDITORS FOR THE 2004 FISCAL YEAR AND AUTHORIZATION OF
THE BOARD OF DIRECTORS TO DETERMINE KPMG LLP'S
REMUNERATION.
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Issuer: ACE LIMITED
Ticker: ACE CUSIP: G0070K103
Meeting Date 5/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: PETER MENIKOFF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRIAN DUPERREAULT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DERMOT F. SMURFIT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT RIPP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #B: PROPOSAL TO APPROVE THE ACE LIMITED 2004 ISSUER YES FOR FOR
LONG-TERM INCENTIVE PLAN.
PROPOSAL #C: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT ACCOUNTANTS
OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
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Issuer: ALCOA INC.
Ticker: AA CUSIP: 013817101
Meeting Date 4/30/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: FRANKLIN A. THOMAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAIN J.P. BELDA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CARLOS GHOSN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY B. SCHACHT ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO APPROVE THE 2004 ALCOA STOCK ISSUER YES FOR FOR
INCENTIVE PLAN.
PROPOSAL #3A: SHAREHOLDER PROPOSAL RELATING TO PAY SHAREHOLDER YES AGAINST FOR
DISPARITY
PROPOSAL #3B: SHAREHOLDER PROPOSAL RELATING TO CHANGE IN SHAREHOLDER YES AGAINST FOR
CONTROL SEVERANCE PLAN
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Issuer: AMERISOURCEBERGEN CORPORATION
Ticker: ABC CUSIP: 03073E105
Meeting Date 3/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: KURT J. HILZINGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD E. HAGENLOCKER ISSUER YES FOR FOR
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Issuer: ANTHEM, INC.
Ticker: ATH CUSIP: 03674B104
Meeting Date 5/17/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: VICTOR S. LISS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACKIE M. WARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES W. MCDOWELL, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE A. SCHAEFER, JR. ISSUER YES FOR FOR
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Issuer: ANTHEM, INC.
Ticker: ATH CUSIP: 03674B104
Meeting Date 6/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: TO APPROVE THE ISSUANCE OF SHARES OF ISSUER YES FOR FOR
ANTHEM, INC. COMMON STOCK PURSUANT TO THE AMENDED AND
RESTATED AGREEMENT AND PLAN OF MERGER, EFFECTIVE AS OF
OCTOBER 26, 2003, AMONG ANTHEM, ANTHEM HOLDING CORP. AND
WELLPOINT, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
PROPOSAL #02: TO APPROVE THE AMENDMENT OF ANTHEM'S ISSUER YES FOR FOR
ARTICLES OF INCORPORATION, AS MORE FULLY DESCRIBED IN THE
ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
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Issuer: ARROW ELECTRONICS, INC.
Ticker: ARW CUSIP: 042735100
Meeting Date 5/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: KAREN GORDON MILLS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROGER KING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN C. PATRICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD S. ROSENBLOOM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BARRY W. PERRY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM E. MITCHELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN C. WADDELL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOHN N. HANSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL W. DUVAL ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE ADOPTION OF THE ARROW ISSUER YES FOR FOR
ELECTRONICS, INC. 2004 OMNIBUS INCENTIVE PLAN.
PROPOSAL #03: RATIFICATION OF THE APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS ARROW'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
PROPOSAL #04: IN ACCORDANCE WITH THEIR DISCRETION UPON ISSUER YES AGAINST AGAINST
SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE
MEETING OR ANY ADJOURNMENTS THEREOF.
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Issuer: ARTHUR J. GALLAGHER & CO.
Ticker: AJG CUSIP: 363576109
Meeting Date 5/18/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: T. KIMBALL BROOKER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROBERT E. GALLAGHER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID S. JOHNSON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR
2004.
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Issuer: AVENTIS S.A.
Ticker: AVE CUSIP: 053561106
Meeting Date 6/11/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #E7: APPROVAL TO AMEND ARTICLE 7 OF THE ARTICLES ISSUER NO N/A N/A
OF ASSOCIATION AND BY-LAWS
PROPOSAL #E8: APPROVAL TO AMEND ARTICLE 11 OF THE ISSUER NO N/A N/A
ARTICLES OF ASSOCIATION AND BY-LAWS-MANAGEMENT BOARD
PROPOSAL #E9: APPROVAL TO AMEND ARTICLE 13 OF THE ISSUER NO N/A N/A
ARTICLES OF ASSOCIATION AND BY-LAWS-SUPERVISORY BOARD
PROPOSAL #O1: APPROVAL OF THE 2003 PARENT-COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS
PROPOSAL #O2: APPROVAL OF THE CONSOLIDATED FINANCIAL ISSUER NO N/A N/A
STATEMENTS 2003
PROPOSAL #O3: APPROVAL OF THE APPROPRIATION OF EARNINGS ISSUER NO N/A N/A
AND APPROVAL OF A DIVIDEND OF EURO 0.82 FOR DISTRIBUTION
PROPOSAL #O4: APPROVAL OF REGULATED AGREEMENTS ISSUER NO N/A N/A
PROPOSAL #O5: APPROVAL OF THE INSTITUTION OF A SHARE ISSUER NO N/A N/A
REPURCHASE PROGRAM
PROPOSAL #O6: APPROVAL OF THE APPOINTMENT OF MR. YVES ISSUER NO N/A N/A
NICOLAS 32 RUE GUERSANT - 75017 PARIS, AS SUBSTITUTE
AUDITOR
PROPOSAL #O10: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. JEAN-MARC BRUEL
PROPOSAL #O11: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. MARTIN FRUEHAUF
PROPOSAL #O12: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. SERGE KAMPF
PROPOSAL #O13: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. HUBERT MARKL
PROPOSAL #O14: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. GUNTER METZ
PROPOSAL #O15: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. DIDIER PINEAU-VALENCIENNE
PROPOSAL #O16: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MS. SEHAM RAZZOUQI
PROPOSAL #O17: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. MICHEL RENAULT
PROPOSAL #O18: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. HANS-JUERGEN SCHINZLER
PROPOSAL #O19: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. MARC VIENOT
PROPOSAL #O20: APPROVAL OF THE GRANTING OF ISSUER NO N/A N/A
POWER-OF-ATTORNEY FOR ALL FORMALITIES IN CONNECTION WITH
THE ANNUAL GENERAL MEETING
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Issuer: AVNET, INC.
Ticker: AVT CUSIP: 053807103
Meeting Date 11/6/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JAMES A. LAWRENCE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EHUD HOUMINER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAWRENCE W. CLARKSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAY M. ROBINSON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ELEANOR BAUM ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: J. VERONICA BIGGINS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROY VALLEE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FREDERIC SALERNO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY L. TOOKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: APPROVAL OF THE 2003 STOCK COMPENSATION ISSUER YES AGAINST AGAINST
PLAN.
PROPOSAL #03: APPROVAL TO AMEND THE AVNET EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN.
PROPOSAL #04: RATIFICATION OF APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING
JULY 3, 2004.
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Issuer: BANK OF AMERICA CORPORATION
Ticker: BAC CUSIP: 060505104
Meeting Date 3/17/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: ADOPTION OF THE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #02: ADOPTION OF BANK OF AMERICA'S AMENDED STOCK ISSUER YES FOR FOR
PLAN
PROPOSAL #03: ADOPTION OF AN AMENDMENT TO INCREASE THE ISSUER YES FOR FOR
NUMBER OF AUTHORIZED SHARES OF BANK OF AMERICA COMMON
STOCK
PROPOSAL #04: APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF ISSUER YES FOR FOR
AMERICA SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES
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Issuer: BANK OF AMERICA CORPORATION
Ticker: BAC CUSIP: 060505104
Meeting Date 5/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: PATRICIA E. MITCHELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES W. COKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM BARNET, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH D. LEWIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACKIE M. WARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WALTER E. MASSEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD L. ROMERO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL FULTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY L. COUNTRYMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES K. GIFFORD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES H. HANCE, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONALD E. GUINN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. STEVEN MCMILLAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS M. RYAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS J. MAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MEREDITH R. SPANGLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EUGENE M. MCQUADE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN T. COLLINS ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS
PROPOSAL #03: STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: STOCKHOLDER PROPOSAL - NOMINATION OF SHAREHOLDER YES AGAINST FOR
DIRECTORS
PROPOSAL #05: STOCKHOLDER PROPOSAL - CHARITABLE SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS
PROPOSAL #06: STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING SHAREHOLDER YES AGAINST FOR
POLICIES
PROPOSAL #07: STOCKHOLDER PROPOSAL - PRIVACY AND SHAREHOLDER YES ABSTAIN AGAINST
INFORMATION SECURITY
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Issuer: BEARINGPOINT, INC.
Ticker: BE CUSIP: 074002106
Meeting Date 11/4/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RANDOLPH C. BLAZER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RODERICK C. MCGEARY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ALICE M. RIVLIN ISSUER YES FOR FOR
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Issuer: BUNGE LIMITED
Ticker: BG CUSIP: G16962105
Meeting Date 5/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: TO ELECT JORGE BORN, JR., AS A MEMBER OF ISSUER YES FOR FOR
THE BOARD OF DIRECTORS TO SERVE UNTIL THE 2007 ANNUAL
GENERAL MEETING OF SHAREHOLDERS.
PROPOSAL #02: TO ELECT OCTAVIO CARABALLO, AS A MEMBER OF ISSUER YES ABSTAIN AGAINST
THE BOARD OF DIRECTORS TO SERVE UNTIL THE 2007 ANNUAL
GENERAL MEETING SHAREHOLDERS.
PROPOSAL #03: TO ELECT BERNARD DE LA TOUR D AUVERGNE ISSUER YES ABSTAIN AGAINST
LAURAGUAIS, AS A MEMBER OF THE BOARD OF DIRECTORS TO
SERVE UNTIL THE 2007 ANNUAL GENERAL MEETING OF
SHAREHOLDERS.
PROPOSAL #04: TO ELECT WILLIAM ENGELS, AS A MEMBER OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS TO SERVE UNTIL THE 2007 ANNUAL
GENERAL MEETING OF SHAREHOLDERS.
PROPOSAL #05: TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE ISSUER YES FOR FOR
LIMITED'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004 AND TO AUTHORIZE BUNGE LIMITED'S BOARD
OF DIRECTORS, ACTING THROUGH ITS AUDIT COMMITTEE, TO
DETERMINE THE INDEPENDENT AUDITORS FEES.
PROPOSAL #06: TO APPROVE THE TERMS OF BUNGE LIMITED'S ISSUER YES FOR FOR
AMENDED AND RESTATED NON-EMPLOYEE DIRECTORS EQUITY
INCENTIVE PLAN.
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Issuer: CANADIAN NATIONAL RAILWAY
Ticker: CNI CUSIP: 136375102
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: HUGH J. BOLTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. CHARLES BAILLIE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.V. RAYMOND CYR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PURDY CRAWFORD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES K. GRAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: AMB. GORDON D. GIFFIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT PACE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID G.A. MCLEAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HON. EDWARD C. LUMLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENIS LOSIER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GILBERT H. LAMPHERE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: V.M. KEMPSTON DARKES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDITH E. HOLIDAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. HUNTER HARRISON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL R. ARMELLINO ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF KPMG LLP AS AUDITORS. ISSUER YES FOR FOR
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Issuer: CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF CUSIP: 14040H105
Meeting Date 4/29/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MAYO A. SHATTUCK, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. RONALD DIETZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF THE CORPORATION FOR 2004.
PROPOSAL #03: APPROVAL OF CAPITAL ONE'S 2004 STOCK ISSUER YES FOR FOR
INCENTIVE PLAN.
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Issuer: CIE GENERALE DES ETABLISSEMENTS MICHELIN SA, CLERMONT-FERRAND
Ticker: N/A CUSIP: N/A
Meeting Date 5/14/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #E.12: APPROVE STOCK OPTION GRANTS ISSUER YES AGAINST N/A
PROPOSAL #E.13: ISSUE SHARES TO COMPANY SAVINGS PLAN ISSUER YES AGAINST N/A
PARTICIPANTS
PROPOSAL #O.1: APPROVAL OF THE CORPORATE ACCOUNTS FOR ISSUER YES FOR N/A
2003; THE GENERAL MEETING, HAVING HEARD THE MANAGING
PARTNERS REPORT, THE AUDITORS REPORT, AND THE REPORT OF
THE SUPERVISORY BOARD, HEREBY APPROVES THE COMPANY
ACCOUNTS FOR 2003 AND THE PROFIT RECORDED THEREIN OF EUR
178,237,815.34. THE GENERAL MEETING HEREBY APPROVES THE
OPERATIONS DESCRIBED IN THE ABOVE ACCOUNTS AND INDICATED
IN THE ABOVE REPORTS, SPECIFICALLY, AND IN SO FAR AS IS
NECESSARY, THOSE AFFECTING THE VARIOUS RESERVE ACCOUNTS.
PROPOSAL #O.2: SET DIVIDEND; ALLOCATE PROFITS ISSUER YES FOR N/A
PROPOSAL #O.3: APPROVAL OF THE CONSOLIDATED ACCOUNTS FOR ISSUER YES FOR N/A
2003; THE GENERAL MEETING, HAVING HEARD THE MANAGEMENT
PARTNERS REPORT, THE AUDITORS REPORT, AND THE REPORT OF
THE SUPERVISORY BOARD, HEREBY APPROVES THE CONSOLIDATED
ACCOUNTS FOR 2003 AND THE PROFIT OF EUR 328,862,182.56
RECORDED THEREIN.
PROPOSAL #O.4: REGULATED AGREEMENTS; THE GENERAL MEETING ISSUER YES FOR N/A
HAVING HEARD THE SPECIAL AUDITORS REPORT ON THE
AGREEMENTS DESCRIBED IN ARTICLE L 226-10 OF THE FRENCH
COMMERCIAL CODE, HEREBY APPROVES THE SAID REPORT AND DULY
RECORDS THAT THERE ARE NO AGREEMENTS OF THIS TYPE TO BE
SUBMITTED FOR APPROVAL.
PROPOSAL #O.5: RENEWAL OF THE TERM OF OFFICE OF A MEMBER ISSUER YES ABSTAIN N/A
OF THE SUPERVISORY BOARD; THE GENERAL MEETING, HAVING
HEARD THE MANAGING PARTNERS REPORT AND THE REPORT OF THE
SUPERVISORY BOARD, HEREBY RE-ELECTS MR. ERIC BOURDAIS DE
CHARBONNIERE TO THE SUPERVISORY BOARD FOR A TERM OF FIVE
YEARS, THE SAID TERM TO EXPIRE AT THE GENERAL MEETING OF
2009 FOR THE ADOPTION OF THE ACCOUNTS FOR 2008
PROPOSAL #O.6: RENEWAL OF THE TERM OF OFFICE OF A MEMBER ISSUER YES ABSTAIN N/A
OF THE SUPERVISORY BOARD; THE GENERAL MEETING, HAVING
HEARD THE MANAGING PARTNERS REPORT AND THE REPORT OF THE
SUPERVISORY BOARD, HEREBY RE-ELECTS MR. FRANCOIS
GRAPPOTTE TO THE SUPERVISORY BOARD FOR A TERM OF FIVE
YEARS, THE SAID TERM TO EXPIRE AT THE GENERAL MEETING OF
2009 FOR THE ADOPTION OF THE ACCOUNTS FOR 2008.
PROPOSAL #O.7: APPOINTMENT OF AN AUDITOR; THE GENERAL ISSUER YES FOR N/A
MEETING, HAVING HEARD THE REPORT OF THE SUPERVISORY BOARD
AND NOTING THAT THE TERM OF APPOINTMENT OF THE AUDITOR
MR. DOMINIQUE PAUL IS NEARING EXPIRY, HEREBY APPOINTS
PRICEWATERHOUSECOOPERS AUDIT, OF 32, RUE GUERSANT - 75017
PARIS, TO REPLACE HIM FOR A TERM OF 6 YEARS TO TERMINATE
AT THE CLOSING OF THE GENERAL MEETING CONVENED IN 2010
TO VOTE ON THE ACCOUNTS FOR YEAR 2009.
PROPOSAL #O.8: APPOINTMENT OF AN ADDITIONAL AUDITOR; THE ISSUER YES ABSTAIN N/A
GENERAL MEETING, HAVING THE REPORT OF THE SUPERVISORY
BOARD HEREBY APPOINTS, FOR A TERM OF 6 YEARS TO TERMINATE
AFTER THE CLOSING OF THE GENERAL MEETING CONVENED IN
2010 TO VOTE ON THE ACCOUNTS FOR YEAR 2009, TO AUDIT THE
ACCOUNTS FOR THE YEAR 2009, MR. PIERRE COLL, 32, RUE
GUERSANT - 75017 PARIS, AS AUDITOR IN ADDITION TO
PRICEWATERHOUSECOOPERS AUDIT.
PROPOSAL #O.10: APPOINTMENT OF AN ADDITIONAL AUDITOR; THE ISSUER YES ABSTAIN N/A
GENERAL MEETING, HAVING THE REPORT OF THE SUPERVISORY
BOARD HEREBY APPOINTS, FOR A TERM OF 6 YEARS TO TERMINATE
AFTER THE CLOSING OF THE GENERAL MEETING CONVENED IN
2010 TO VOTE ON THE ACCOUNTS FOR YEAR 2009, TO AUDIT THE
ACCOUNTS FOR THE YEAR 2009, MR. JACQUES ZAKS, 20 B, RUE
BOISSIERE - 75116 PARIS, AS AUDITOR IN ADDITION TO
COREVISE.
PROPOSAL #O.11: AUTHORIZE TRADE IN COMPANY STOCK ISSUER YES FOR N/A
PROPOSAL #O.9: APPOINTMENT OF AN AUDITOR; THE GENERAL ISSUER YES ABSTAIN N/A
MEETING, HAVING HEARD THE REPORT OF THE SUPERVISORY BOARD
AND NOTING THAT THE TERM OF APPOINTMENT OF THE AUDITOR
MR. STEPHANE MARIE IS NEARING EXPIRY, HEREBY APPOINTS
COREVISE, 20 B, RUE BOISSIERE - 75116 PARIS TO REPLACE
HIM FOR A TERM OF 6 YEARS TO TERMINATE AFTER THE CLOSING
OF THE GENERAL MEETING CONVENED IN 2010 TO VOTE ON THE
ACCOUNTS FOR YEAR 2009.
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Issuer: CISCO SYSTEMS, INC.
Ticker: CSCO CUSIP: 17275R102
Meeting Date 11/11/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: STEVEN M. WEST ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RODERICK C. MCGEARY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CAROL A. BARTZ ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DONALD T. VALENTINE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LARRY R. CARTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. JAMES F. GIBBONS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOHN T. CHAMBERS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAMES C. MORGAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JERRY YANG ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOHN P. MORGRIDGE ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AN AMENDMENT AND RESTATEMENT OF ISSUER YES FOR FOR
THE EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE
OF 100,000,000 SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN AND A 5-YEAR EXTENSION OF THE PLAN, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF ISSUER YES AGAINST AGAINST
PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JULY 31, 2004.
PROPOSAL #04: PROPOSAL SUBMITTED BY A SHAREHOLDER THAT SHAREHOLDER YES ABSTAIN AGAINST
THE BOARD PREPARE A REPORT EACH FISCAL YEAR ON CISCO
HARDWARE AND SOFTWARE PROVIDED TO GOVERNMENT AGENCIES AND
STATE-OWNED COMMUNICATIONS OR INFORMATION TECHNOLOGY
ENTITIES IN ANY COUNTRY, AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
PROPOSAL #05: PROPOSAL SUBMITTED BY SHAREHOLDERS THAT THE SHAREHOLDER YES AGAINST FOR
BOARD'S COMPENSATION COMMITTEE PREPARE AND MAKE
AVAILABLE BY JANUARY 1, 2004, A REPORT COMPARING TOTAL
COMPENSATION OF THE COMPANY'S TOP EXECUTIVES AND ITS
LOWEST PAID WORKERS IN THE U.S. AND ABROAD AS OF SPECIFIC
DATES, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
- ----------------------------------------------------------------------------------------------------
Issuer: CIT GROUP INC.
Ticker: CIT CUSIP: 125581108
Meeting Date 5/12/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MARIANNE MILLER PARRS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN R. RYAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY C. BUTLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LOIS M. VAN DEUSEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JEFFREY M. PEEK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER J. TOBIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD J. KELLY, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM A. FARLINGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM M. FREEMAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: HON. THOMAS H. KEAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF PRICEWATERHOUSECOOPERS LLP ISSUER YES FOR FOR
AS INDEPENDENT ACCOUNTANTS.
PROPOSAL #03: TO TRANSACT SUCH OTHER BUSINESS THAT MAY ISSUER YES AGAINST AGAINST
COME BEFORE THE MEETING.
- ----------------------------------------------------------------------------------------------------
Issuer: CITIGROUP INC.
Ticker: C CUSIP: 172967101
Meeting Date 4/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: GEORGE DAVID ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SANFORD I. WEILL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH T. DERR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANKLIN A. THOMAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DUDLEY C. MECUM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANDRALL E. PEARSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN M. DEUTCH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAIN J.P. BELDA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD D. PARSONS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT B. WILLUMSTAD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. HERNANDEZ RAMIREZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES PRINCE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANN DIBBLE JORDAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT E. RUBIN ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF KPMG ISSUER YES FOR FOR
LLP AS CITIGROUP'S INDEPENDENT AUDITORS FOR 2004.
PROPOSAL #03: STOCKHOLDER PROPOSAL REQUESTING A CURB ON SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND
NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
PROPOSAL #04: STOCKHOLDER PROPOSAL REQUESTING A REPORT ON SHAREHOLDER YES ABSTAIN AGAINST
POLITICAL CONTRIBUTIONS.
PROPOSAL #05: STOCKHOLDER PROPOSAL REQUESTING A SHAREHOLDER YES AGAINST FOR
DISCONTINUATION OF ALL RIGHTS, OPTIONS, SAR'S AND
POSSIBLE SEVERANCE PAYMENTS TO THE TOP 5 OF MANAGEMENT.
PROPOSAL #06: STOCKHOLDER PROPOSAL REQUESTING THAT THE SHAREHOLDER YES AGAINST FOR
CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
- ----------------------------------------------------------------------------------------------------
Issuer: CONTINENTAL AIRLINES, INC.
Ticker: CAL CUSIP: 210795308
Meeting Date 3/12/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: LAWRENCE W. KELLNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE G. C. PARKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KAREN HASTIE WILLIAMS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KIRBYJON H. CALDWELL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: THOMAS J. BARRACK, JR. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CHARLES A. YAMARONE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: HENRY L. MEYER III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD B. WOODARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO ADOPT 2004 EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #03: RATIFICATION OF INDEPENDENT AUDITORS ISSUER YES FOR FOR
PROPOSAL #04: PROPOSAL TO RECOMMEND RETENTION OF ISSUER YES AGAINST AGAINST
STOCKHOLDERS RIGHTS AGREEMENT
PROPOSAL #05: PROPOSAL OF STOCKHOLDER SHAREHOLDER YES FOR AGAINST
PROPOSAL #06: PLEASE MARK THE FOR BOX ONLY IF ANY STOCK ISSUER YES ABSTAIN N/A
OWNED OF RECORD OR BENEFICIALLY BY YOU IS OWNED OR
CONTROLLED BY NON-U.S. CITIZENS (AS DEFINED IN THE PROXY
STATEMENT).
- ----------------------------------------------------------------------------------------------------
Issuer: COX COMMUNICATIONS, INC.
Ticker: COX CUSIP: 224044107
Meeting Date 5/18/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROBERT C. O'LEARY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JANET M. CLARKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANDREW J. YOUNG ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAMES C. KENNEDY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAMES O. ROBBINS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RODNEY W. SCHROCK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G. DENNIS BERRY ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: ADOPTION OF THE 2004 EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
- ----------------------------------------------------------------------------------------------------
Issuer: DEAN FOODS COMPANY
Ticker: DF CUSIP: 242370104
Meeting Date 5/18/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOHN S. LLEWELLYN, JR. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ALAN J. BERNON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GREGG L. ENGLES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD KIRK ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOSEPH S. HARDIN, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITOR.
- ----------------------------------------------------------------------------------------------------
Issuer: DEVON ENERGY CORPORATION
Ticker: DVN CUSIP: 25179M103
Meeting Date 6/8/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: PETER J. FLUOR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS F. FERGUSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL E. GELLERT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID M. GAVRIN ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE APPOINTMENT OF KPMG LLP AS THE ISSUER YES FOR FOR
COMPANY'S INDEPENDENT AUDITOR FOR THE YEAR ENDING
DECEMBER 31, 2004.
PROPOSAL #03: REVISE DIRECTOR ELECTION VOTE THRESHOLD SHAREHOLDER YES AGAINST FOR
- ----------------------------------------------------------------------------------------------------
Issuer: EATON CORPORATION
Ticker: ETN CUSIP: 278058102
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: K.M. PATEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. GREEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: M.J. CRITELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: APPROVAL OF 2004 STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #03: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS
- ----------------------------------------------------------------------------------------------------
Issuer: ENCANA CORPORATION
Ticker: ECA CUSIP: 292505104
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MICHAEL A. GRANDIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. FATT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: IAN W. DELANEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICK D. DANIEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RALPH S. CUNNINGHAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL N. CHERNOFF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES M. STANFORD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS A. SHARP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JANE L. PEVERETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID P. O'BRIEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: VALERIE A.A. NIELSEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GWYN MORGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KEN F. MCCREADY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DALE A. LUCAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BARRY W. HARRISON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD F. HASKAYNE ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF AUDITORS - ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO BE FIXED
BY THE BOARD OF DIRECTORS.
PROPOSAL #03: CONFIRMATION OF NEW BY-LAW NO. 1 (AS ISSUER YES FOR FOR
DESCRIBED ON PAGE 8 AND IN APPENDIX A OF THE
ACCOMPANYING INFORMATION CIRCULAR).
PROPOSAL #04: APPROVAL OF AMENDMENTS AND RECONFIRMATION ISSUER YES FOR FOR
OF THE SHAREHOLDER RIGHTS PLAN (AS DESCRIBED ON PAGES
8-11 AND IN APPENDIX B OF THE ACCOMPANYING INFORMATION
CIRCULAR).
- ----------------------------------------------------------------------------------------------------
Issuer: ENGELHARD CORPORATION
Ticker: EC CUSIP: 292845104
Meeting Date 5/6/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DAVID L. BURNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES V. NAPIER ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------
Issuer: EXPRESSJET HOLDINGS, INC.
Ticker: XJT CUSIP: 30218U108
Meeting Date 5/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: KIM A. FADEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.E. SIMMONS ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT AUDITORS ISSUER YES FOR FOR
PROPOSAL #03: PLEASE MARK THIS BOX ONLY IF STOCK OWNED OF ISSUER NO N/A N/A
RECORD OR BENEFICIALLY BY YOU IS OWNED OR CONTROLLED BY
PERSONS WHO ARE NOT U.S. CITIZENS (AS DEFINED IN THE
PROXY STATEMENT)
THOUGH THE VOTES PRESENTED ABOVE FOR THIS MEETING WERE TRANSMITTED TO THE VOTING AGENT, A TECHNICAL LIMITATION PREVENTED THEIR
ACCEPTANCE AND THEY WERE NOT INCLUDED BY THE TABULATOR IN THE ELECTION RESULTS.
- ----------------------------------------------------------------------------------------------------
Issuer: FANNIE MAE
Ticker: FNM CUSIP: 313586109
Meeting Date 5/25/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: S.B. ASHLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F.D. RAINES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. KOROLOGOS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H.P. SWYGERT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.B. MARRON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.K. PICKETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L. RAHL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A.M. MULCAHY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.H. MUDD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K.M. DUBERSTEIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T. HOWARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F.V. MALEK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T.P. GERRITY ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #03: APPROVAL OF AN AMENDMENT TO THE FANNIE MAE ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN
PROPOSAL #04: STOCKHOLDER PROPOSAL TO REINSTATE SHAREHOLDER YES AGAINST FOR
CUMULATIVE VOTING
- ----------------------------------------------------------------------------------------------------
Issuer: FEDERAL HOME LOAN MORTGAGE CORPORATI
Ticker: FRE CUSIP: 313400301
Meeting Date 3/31/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOAN E. DONOGHUE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD F. POE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN A. ROSS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD F. SYRON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY KAUFMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN B. MCCOY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONALD J. SCHUENKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHRISTINA SEIX ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD KARL GOELTZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHAUN F. O'MALLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHELLE ENGLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE D. GOULD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM J. TURNER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR
THE YEAR 2003
- ----------------------------------------------------------------------------------------------------
Issuer: FLEETBOSTON FINANCIAL CORPORATION
Ticker: FBF CUSIP: 339030108
Meeting Date 3/17/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: APPROVAL OF THE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF PROPOSAL TO ADJOURN THE ISSUER YES FOR FOR
FLEETBOSTON SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES
- ----------------------------------------------------------------------------------------------------
Issuer: FLEXTRONICS INTERNATIONAL LTD.
Ticker: FLEX CUSIP: Y2573F102
Meeting Date 9/30/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: RE-ELECTION OF RICHARD L. SHARP AS A ISSUER YES ABSTAIN AGAINST
DIRECTOR OF THE COMPANY.
PROPOSAL #2A: RE-ELECTION OF JAMES A. DAVIDSON AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #2B: RE-ELECTION OF LIP-BU TAN AS A DIRECTOR OF ISSUER YES FOR FOR
THE COMPANY.
PROPOSAL #03: RE-APPOINTMENT OF PATRICK FOLEY AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #04: TO APPOINT DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR
ENDING MARCH 31, 2004.
PROPOSAL #05: TO APPROVE AN AMENDMENT TO THE COMPANY'S ISSUER YES FOR FOR
1997 EMPLOYEE SHARE PURCHASE PLAN.
PROPOSAL #06: TO APPROVE THE AUTHORIZATION FOR THE ISSUER YES FOR FOR
DIRECTORS OF THE COMPANY TO ALLOT AND ISSUE ORDINARY
SHARES.
PROPOSAL #07: TO APPROVE THE AUTHORIZATION FOR THE ISSUER YES FOR FOR
COMPANY TO PROVIDE CASH COMPENSATION TO ITS DIRECTORS.
PROPOSAL #08: TO APPROVE THE AUTHORIZATION OF THE ISSUER YES FOR FOR
PROPOSED RENEWAL OF THE SHARE MANDATE RELATING TO
ACQUISITIONS BY THE COMPANY OF ITS OWN ISSUED ORDINARY
SHARES.
- ----------------------------------------------------------------------------------------------------
Issuer: FOOT LOCKER, INC.
Ticker: FL CUSIP: 344849104
Meeting Date 5/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JAMES E. PRESTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MATTHEW D. SERRA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHRISTOPHER A. SINCLAIR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONA D. YOUNG ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
ACCOUNTANTS.
- ----------------------------------------------------------------------------------------------------
Issuer: GANNETT CO., INC.
Ticker: GCI CUSIP: 364730101
Meeting Date 5/4/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN P. MUNN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
LLP AS THE COMPANY'S AUDITORS.
PROPOSAL #03: PROPOSAL TO AMEND 2001 OMNIBUS INCENTIVE ISSUER YES FOR FOR
COMPENSATION PLAN.
PROPOSAL #04: SHAREHOLDER PROPOSAL CONCERNING EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION.
- ----------------------------------------------------------------------------------------------------
Issuer: GLAXOSMITHKLINE PLC
Ticker: GSK CUSIP: 37733W105
Meeting Date 5/17/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #O1: TO RECEIVE AND ADOPT THE DIRECTORS REPORT ISSUER YES FOR FOR
AND THE FINANCIAL STATEMENTS (ORDINARY RESOLUTION)
PROPOSAL #O2: TO APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
(ORDINARY RESOLUTION)
PROPOSAL #O3: TO ELECT MR H LAWRENCE CULP AS A DIRECTOR ISSUER YES FOR FOR
(ORDINARY RESOLUTION)
PROPOSAL #O4: TO ELECT MR CRISPIN DAVIS AS A DIRECTOR ISSUER YES FOR FOR
(ORDINARY RESOLUTION)
PROPOSAL #O5: TO ELECT SIR ROBERT WILSON AS A DIRECTOR ISSUER YES FOR FOR
(ORDINARY RESOLUTION)
PROPOSAL #O6: TO ELECT DR TACHI YAMADA AS A DIRECTOR ISSUER YES FOR FOR
(ORDINARY RESOLUTION)
PROPOSAL #O7: TO RE-ELECT SIR CHRISTOPHER HOGG AS A ISSUER YES FOR FOR
DIRECTOR (ORDINARY RESOLUTION)
PROPOSAL #O8: RE-APPOINTMENT OF AUDITORS (ORDINARY ISSUER YES FOR FOR
RESOLUTION)
PROPOSAL #O9: REMUNERATION OF AUDITORS (ORDINARY ISSUER YES FOR FOR
RESOLUTION)
PROPOSAL #S10: AUTHORISE THE COMPANY TO MAKE DONATIONS TO ISSUER YES ABSTAIN AGAINST
EU POLITICAL ORGAN- ISATIONS AND INCUR EU POLITICAL
EXPENDITURE (SPECIAL BUSINESS)
PROPOSAL #S11: DISAPPLICATION OF PRE-EMPTION RIGHTS ISSUER YES FOR FOR
(SPECIAL RESOLUTION)
PROPOSAL #S12: AUTHORITY FOR THE COMPANY TO PURCHASE ITS ISSUER YES FOR FOR
OWN SHARES (SPECIAL RESOLUTION)
- ----------------------------------------------------------------------------------------------------
Issuer: HCA INC.
Ticker: HCA CUSIP: 404119109
Meeting Date 5/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FREDERICK W. GLUCK ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: KENT C. NELSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN H. MCARTHUR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS F. FRIST, JR. MD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD M. BRACKEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK S. ROYAL, MD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: T. MICHAEL LONG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY JR. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GLENDA A. HATCHETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARTIN FELDSTEIN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MAGDALENA H AVERHOFF MD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HAROLD T. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF ERNST & YOUNG LLP AS HCA'S ISSUER YES FOR FOR
INDEPENDENT AUDITOR, AS DESCRIBED IN THE PROXY STATEMENT.
PROPOSAL #03: APPROVAL OF THE HCA INC. AMENDED AND ISSUER YES AGAINST AGAINST
RESTATED MANAGEMENT STOCK PURCHASE PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: HEALTH NET, INC.
Ticker: HNT CUSIP: 42222G108
Meeting Date 5/13/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: BRUCE G. WILLISON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THEODORE F. CRAVER, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAY M. GELLERT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD J. STEGEMEIER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICK FOLEY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RICHARD W. HANSELMAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GALE S. FITZGERALD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROGER F. GREAVES ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: THOMAS T. FARLEY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: J. THOMAS BOUCHARD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: FREDERICK C. YEAGER ISSUER YES FOR FOR
PROPOSAL #02: TO ADOPT AN AMENDED AND RESTATED ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION THAT ELIMINATES THE
COMPANY'S CLASS B CONVERTIBLE COMMON STOCK $.001, PAR
VALUE PER SHARE, AND REFERS TO A SINGLE REMAINING CLASS
OF COMPANY COMMON STOCK AS COMMON STOCK RATHER THAN
CLASS A COMMON STOCK.
PROPOSAL #03: TO RATIFY THE SELECTION OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS THE COMPANY'S INDEPENDENT PUBLIC
ACCOUNTANTS.
- ----------------------------------------------------------------------------------------------------
Issuer: HIBERNIA CORPORATION
Ticker: HIB CUSIP: 428656102
Meeting Date 4/21/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: E. R. 'BO' CAMPBELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ELTON R. KING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RANDALL E. HOWARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD W. FREEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2004
- ----------------------------------------------------------------------------------------------------
Issuer: HUHTAMAKI OY
Ticker: N/A CUSIP: N/A
Meeting Date 3/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #1.: APPROVE THE MATTERS IN ARTICLE 8 OF THE ISSUER YES FOR N/A
ARTICLES OF ASSOCIATION, INCLUDING TO PAY A DIVIDEND OF
EUR 0.38 PER SHARE
PROPOSAL #2.: AUTHORIZE THE BOARD TO DISPOSE COMPANY'S ISSUER YES FOR N/A
OWN SHARES
- ----------------------------------------------------------------------------------------------------
Issuer: IHC CALAND NV
Ticker: N/A CUSIP: N/A
Meeting Date 5/14/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #1.: OPENING ISSUER NO N/A N/A
PROPOSAL #2.a: RECEIVE THE REPORT BY MANAGING DIRECTORS ISSUER NO N/A N/A
ON FY 2003
PROPOSAL #2.b: RECEIVE THE REPORT BY SUPERVISORY BOARD ISSUER NO N/A N/A
PROPOSAL #2.c: APPROVE THE ANNUAL ACCOUNTS 2003 AS ISSUER NO N/A N/A
ESTABLISHED BY SUPERVISORY BOARD
PROPOSAL #3.: APPROVE THE POLICY ON ADDITION TO RESERVES ISSUER NO N/A N/A
AND ON DIVIDEND
PROPOSAL #4.: APPROVE THE APPROPRIATION OF PROFIT ISSUER NO N/A N/A
INCLUDING DETERMINATION OF DIVIDEND ANDAUTHORIZE THE
MANAGING DIRECTORS TO DETERMINE THE RATION WITH REGARD TO
THE STOCK DIVIDEND
PROPOSAL #5.a: GRANT DISCHARGE FROM LIABILITY MANAGING ISSUER NO N/A N/A
DIRECTORS FOR THEIR CONDUCT OF THE BUSINESS IN 2003
PROPOSAL #5.b: GRANT DISCHARGE MEMBERS OF SUPERVISORY ISSUER NO N/A N/A
BOARD FOR THEIR SUPERVISION IN 2003
PROPOSAL #6.: APPROVE THE CORPORATE GOVERNANCE ISSUER NO N/A N/A
PROPOSAL #7.: GRANT AUTHORITY TO REDEEM OWN SHARES ISSUER NO N/A N/A
PROPOSAL #8 a: GRANT AUTHORITY TO ISSUE NEW ORDINARY ISSUER NO N/A N/A
SHARES
PROPOSAL #8.b: GRANT AUTHORITY TO RESTRICT OR WITHDRAW ISSUER NO N/A N/A
THE PREFENTIAL RIGHT OF SHAREHOLDERS WHEN NEW ORDINARY
SHARES ARE ISSUED
PROPOSAL #8.c: GRANT AUTHORITY TO ISSUE UP TO 240.000 ISSUER NO N/A N/A
SHARES FOR THE COMPANY'S OPTION PLAN
PROPOSAL #9.: APPROVE THE COMPOSITION OF THE SUPERVISORY ISSUER NO N/A N/A
BOARD
PROPOSAL #10.: APPROVE THE REMUNERATION OF MEMBERS ISSUER NO N/A N/A
SUPERVISORY BOARD
PROPOSAL #11.: ANY OTHER BUSINESS ISSUER NO N/A N/A
PROPOSAL #12.: CLOSURE ISSUER NO N/A N/A
- ----------------------------------------------------------------------------------------------------
Issuer: IMC GLOBAL INC.
Ticker: IGL CUSIP: 449669100
Meeting Date 5/14/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RICHARD L. THOMAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONALD F. MAZANKOWSKI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DOUGLAS A. PERTZ ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS THE INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: INTERNATIONAL BUSINESS MACHINES CORP
Ticker: IBM CUSIP: 459200101
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: C. BLACK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. GHOSN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.E. SPERO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: N.O. KEOHANE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.J. PALMISANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.B. SLAUGHTER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: L.H. ZAMBRANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.M. VEST ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: K.I. CHENAULT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.A. NOTO ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: C.F. KNIGHT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S. TAUREL ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES AGAINST AGAINST
ACCOUNTANTS (PRICEWATERHOUSECOOPERS LLP) (PAGE 22)
PROPOSAL #03: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
ACCOUNTANTS FOR THE BUSINESS CONSULTING SERVICES UNIT
(ERNST & YOUNG LLP) (PAGE 22)
PROPOSAL #04: APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE ISSUER YES FOR FOR
TERMS FOR CERTAIN EXECUTIVES (PAGE 23)
PROPOSAL #05: STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
(PAGE 25)
PROPOSAL #06: STOCKHOLDER PROPOSAL ON: PENSION AND SHAREHOLDER YES AGAINST FOR
RETIREMENT MEDICAL (PAGE 25)
PROPOSAL #07: STOCKHOLDER PROPOSAL ON: EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION (PAGE 26)
PROPOSAL #08: STOCKHOLDER PROPOSAL ON: EXPENSING STOCK SHAREHOLDER YES FOR AGAINST
OPTIONS (PAGE 28)
PROPOSAL #09: STOCKHOLDER PROPOSAL ON: DISCLOSURE OF SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION (PAGE 29)
PROPOSAL #10: STOCKHOLDER PROPOSAL ON: CHINA BUSINESS SHAREHOLDER YES ABSTAIN AGAINST
PRINCIPLES (PAGE 30)
PROPOSAL #11: STOCKHOLDER PROPOSAL ON: POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS (PAGE 31)
PROPOSAL #12: STOCKHOLDER PROPOSAL ON: A REVIEW OF SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION POLICIES (PAGE 32)
- ----------------------------------------------------------------------------------------------------
Issuer: IPC HOLDINGS, LTD.
Ticker: IPCR CUSIP: G4933P101
Meeting Date 6/11/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: FRANK MUTCH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH C.H. JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES P. BRYCE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH L. HAMMOND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. HON. C.E. JAMES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANTHONY M. PILLING ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT AND REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS: TO APPOINT THE FIRM OF KPMG AS THE COMPANY'S
INDEPENDENT AUDITORS TO SERVE UNTIL THE COMPANY'S NEXT
ANNUAL GENERAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE
THE AUDIT COMMITTEE TO SET THE COMPENSATION FOR THE
COMPANY'S INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: KB HOME
Ticker: KBH CUSIP: 48666K109
Meeting Date 4/1/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: LUIS G. NOGALES* ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: LESLIE MOONVES* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. RAY R. IRANI* ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RONALD W. BURKLE* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MELISSA LORA** ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY ERNST & YOUNG LLP AS KB ISSUER YES FOR FOR
HOME'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
NOVEMBER 30, 2004
- ----------------------------------------------------------------------------------------------------
Issuer: M.D.C. HOLDINGS, INC.
Ticker: MDC CUSIP: 552676108
Meeting Date 4/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: HERBERT T. BUCHWALD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: LARRY A. MIZEL ISSUER YES FOR FOR
PROPOSAL #02: SHAREOWNER PROPOSAL REGARDING PREPARATION SHAREHOLDER YES ABSTAIN AGAINST
OF SUSTAINABILITY REPORT.
- ----------------------------------------------------------------------------------------------------
Issuer: MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC CUSIP: 571748102
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RAY J. GROVES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEWIS W. BERNARD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: OSCAR FANJUL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ZACHARY W. CARTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT F. ERBURU ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS FOR 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: MBNA CORPORATION
Ticker: KRB CUSIP: 55262L100
Meeting Date 5/3/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: BRUCE L. HAMMONDS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: STUART L. MARKOWITZ ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAMES H. BERICK ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RANDOLPH D. LERNER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: WILLIAM L. JEWS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: WILLIAM B. MILSTEAD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: BENJAMIN R. CIVILETTI ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS
PROPOSAL #03: STOCKHOLDER PROPOSAL (ITEM 3 IN PROXY SHAREHOLDER YES FOR AGAINST
STATEMENT)
PROPOSAL #04: STOCKHOLDER PROPOSAL (ITEM 4 IN PROXY SHAREHOLDER YES AGAINST FOR
STATEMENT)
- ----------------------------------------------------------------------------------------------------
Issuer: MCLEODUSA INCORPORATED
Ticker: MCLD CUSIP: 582266706
Meeting Date 5/21/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: THOMAS M. COLLINS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CHRIS A. DAVIS ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS THE COMPANY'S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE 2004 FISCAL YEAR.
- ----------------------------------------------------------------------------------------------------
Issuer: MERCK & CO., INC.
Ticker: MRK CUSIP: 589331107
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: PETER C. WENDELL* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM M. DALEY** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WENDELL P. WEEKS** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM G. BOWEN** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS E. SHENK** ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF THE ISSUER YES FOR FOR
COMPANY'S INDEPENDENT AUDITORS FOR 2004
PROPOSAL #03: PROPOSAL TO AMEND THE RESTATED CERTIFICATE ISSUER YES FOR FOR
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS THE
BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST ITEMS 4
THROUGH 8
PROPOSAL #04: STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT SHAREHOLDER YES AGAINST FOR
COMPENSATION
PROPOSAL #05: STOCKHOLDER PROPOSAL CONCERNING EXTENSION SHAREHOLDER YES ABSTAIN AGAINST
OF PRESCRIPTION DRUG PATENTS
PROPOSAL #06: STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SHAREHOLDER YES ABSTAIN AGAINST
SOCIAL PERFORMANCE OF THE COMPANY
PROPOSAL #07: STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER YES ABSTAIN AGAINST
SHAREHOLDER RESOURCES FOR POLITICAL PURPOSES
PROPOSAL #08: STOCKHOLDER PROPOSAL CONCERNING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
RELATED TO THE GLOBAL HIV/AIDS PANDEMIC
- ----------------------------------------------------------------------------------------------------
Issuer: MORGAN STANLEY
Ticker: MWD CUSIP: 617446448
Meeting Date 4/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOHN W. MADIGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. KLAUS ZUMWINKEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SIR HOWARD DAVIES ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS INDEPENDENT AUDITORS
PROPOSAL #03: SHAREHOLDER PROPOSAL TO DECLASSIFY THE SHAREHOLDER YES FOR AGAINST
BOARD OF DIRECTORS
PROPOSAL #04: SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER SHAREHOLDER YES AGAINST FOR
APPROVAL OF GOLDEN PARACHUTE AGREEMENTS
PROPOSAL #05: SHAREHOLDER PROPOSAL TO DISCLOSE POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS
- ----------------------------------------------------------------------------------------------------
Issuer: NEXTEL COMMUNICATIONS, INC.
Ticker: NXTL CUSIP: 65332V103
Meeting Date 5/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: V. JANET HILL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: KEITH J. BANE ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF DELOITTE ISSUER YES AGAINST AGAINST
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
2004.
PROPOSAL #03: APPROVAL OF THE NEXTEL COMMUNICATIONS, INC. ISSUER YES FOR FOR
AMENDED AND RESTATED ASSOCIATE STOCK PURCHASE PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: NORTHWEST AIRLINES CORPORATION
Ticker: NWAC CUSIP: 667280101
Meeting Date 4/23/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOHN M. ENGLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD H. ANDERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD C. BLUM ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DORIS KEARNS GOODWIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS F. HIGHTOWER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEO M. VAN WIJK ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: V.A. RAVINDRAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ALFRED A. CHECCHI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT L. FRIEDMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY L. WILSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FREDERIC V. MALEK ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER SHAREHOLDER YES FOR AGAINST
RIGHTS PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: OXFORD HEALTH PLANS, INC.
Ticker: OHP CUSIP: 691471106
Meeting Date 6/2/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: KENT J. THIRTY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: B.H. SAFIRSTEIN, M.D. ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS FOR FISCAL YEAR 2004.
PROPOSAL #03: APPROVAL OF SHAREHOLDER PROPOSALS RELATING SHAREHOLDER YES ABSTAIN AGAINST
TO TOBACCO INVESTMENTS.
- ----------------------------------------------------------------------------------------------------
Issuer: PACKAGING CORPORATION OF AMERICA
Ticker: PKG CUSIP: 695156109
Meeting Date 5/4/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RAYFORD K. WILLIAMSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SAMUEL M. MENCOFF ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: LOUIS S. HOLLAND ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JUSTIN S. HUSCHER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: PAUL T. STECKO ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: HENRY F. FRIGON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS S. SOULELES ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: PROPOSAL TO RATIFY APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: PACTIV CORP.
Ticker: PTV CUSIP: 695257105
Meeting Date 5/14/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: K. DANE BROOKSHER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARY R. HENDERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD L. WAMBOLD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROGER B. PORTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT J. DARNALL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NORMAN H. WESLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LARRY D. BRADY ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE SELECTION OF ERNST & YOUNG LLP ISSUER YES FOR FOR
AS INDEPENDENT PUBLIC ACCOUNTANTS
- ----------------------------------------------------------------------------------------------------
Issuer: PFIZER INC.
Ticker: PFE CUSIP: 717081103
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DANA G. MEAD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE A. LORCH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. HOWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANKLIN D. RAINES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RUTH J. SIMMONS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEAN-PAUL VALLES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CONSTANCE J. HORNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. ANTHONY BURNS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY A. MCKINNELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. DON CORNWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT N. BURT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL S. BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STANLEY O. IKENBERRY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM H. GRAY III ISSUER YES FOR FOR
PROPOSAL #02: A PROPOSAL TO APPROVE THE APPOINTMENT OF ISSUER YES FOR FOR
KPMG LLP AS INDEPENDENT AUDITORS FOR 2004.
PROPOSAL #03: A PROPOSAL TO APPROVE THE PFIZER INC. 2004 ISSUER YES FOR FOR
STOCK PLAN.
PROPOSAL #04: SHAREHOLDER PROPOSAL REQUESTING REVIEW OF SHAREHOLDER YES ABSTAIN AGAINST
THE ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA
PANDEMICS ON THE COMPANY'S BUSINESS STRATEGY.
PROPOSAL #05: SHAREHOLDER PROPOSAL RELATING TO POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS.
PROPOSAL #06: SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL SHAREHOLDER YES ABSTAIN AGAINST
REPORT ON CORPORATE RESOURCES DEVOTED TO SUPPORTING
POLITICAL ENTITIES OR CANDIDATES.
PROPOSAL #07: SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM SHAREHOLDER YES AGAINST FOR
LIMITS ON DIRECTORS.
PROPOSAL #08: SHAREHOLDER PROPOSAL REQUESTING A REPORT ON SHAREHOLDER YES ABSTAIN AGAINST
INCREASING ACCESS TO PFIZER PRODUCTS.
PROPOSAL #09: SHAREHOLDER PROPOSAL ON STOCK OPTIONS. SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: SHAREHOLDER PROPOSAL ON IN VITRO TESTING. SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: PINNACLE AIRLINES CORP.
Ticker: PNCL CUSIP: 723443107
Meeting Date 5/14/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: PHILIP H. TRENARY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES E. MCGEHEE, JR. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROBERT A. PEISER ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO AMEND 2003 STOCK INCENTIVE ISSUER YES AGAINST AGAINST
PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: PRAXAIR, INC.
Ticker: PX CUSIP: 74005P104
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ALEJANDRO ACHAVAL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H. MITCHELL WATSON, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD L. KUEHN, JR. ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO AMEND THE LONG TERM INCENTIVE ISSUER YES FOR FOR
PLAN.
PROPOSAL #03: PROPOSAL TO AMEND THE CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION.
PROPOSAL #04: PROPOSAL TO APPROVE A STOCKHOLDER ISSUER YES FOR FOR
PROTECTION RIGHTS AGREEMENT.
- ----------------------------------------------------------------------------------------------------
Issuer: PROMISE CO LTD
Ticker: N/A CUSIP: N/A
Meeting Date 6/23/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, INCLUDING THE ISSUER YES FOR N/A
FOLLOWING DIVIDENDS: INTERIM JY50, FINAL JY 50, SPECIAL
JY 0
PROPOSAL #2: AMEND ARTICLES TO: EXPAND BUSINESS LINES - ISSUER YES AGAINST N/A
AUTHORIZE SHARE REPURCHASES ATBOARD'S DISCRETION
PROPOSAL #3.1: ELECT DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #3.2: ELECT DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #3.3: ELECT DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #3.4: ELECT DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #3.5: ELECT DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #3.6: ELECT DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #4: APPROVE RETIREMENT BONUS FOR DIRECTOR ISSUER YES AGAINST N/A
- ----------------------------------------------------------------------------------------------------
Issuer: RADIAN GROUP INC.
Ticker: RDN CUSIP: 750236101
Meeting Date 5/11/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: HERBERT WENDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROY J. KASMAR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAN NICHOLSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES W. JENNINGS ISSUER YES FOR FOR
PROPOSAL #02: TO AMEND AND RESTATE RADIAN'S EQUITY ISSUER YES FOR FOR
COMPENSATION PLAN.
PROPOSAL #03: TO ADOPT RADIAN'S AMENDED AND RESTATED ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION.
PROPOSAL #04: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS RADIAN'S INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: REINSURANCE GROUP OF AMERICA, INC.
Ticker: RGA CUSIP: 759351109
Meeting Date 5/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: A. GREIG WOODRING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM J. BARTLETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAN C. HENDERSON ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF AN AMENDMENT TO SECTION A OF ISSUER YES AGAINST AGAINST
ARTICLE THREE OF THE SECOND RESTATED ARTICLES OF
INCORPORATION.
PROPOSAL #03: APPROVAL OF AN AMENDMENT TO DELETE SECTION ISSUER YES FOR FOR
D FROM ARTICLE THREE OF THE SECOND RESTATED ARTICLES OF
INCORPORATION.
PROPOSAL #04: APPROVAL OF AN AMENDMENT TO SECTION A OF ISSUER YES FOR FOR
ARTICLE SIX OF THE SECOND RESTATED ARTICLES OF
INCORPORATION.
PROPOSAL #05: APPROVAL OF AMENDMENTS TO SECTION C OF ISSUER YES AGAINST AGAINST
ARTICLE SIX AND SECTION B OF ARTICLE NINE OF THE SECOND
RESTATED ARTICLES OF INCORPORATION.
PROPOSAL #06: APPROVAL OF AN AMENDMENT TO ADD NEW ARTICLE ISSUER YES FOR FOR
THIRTEEN TO THE SECOND RESTATED ARTICLES OF
INCORPORATION.
PROPOSAL #07: AUTHORIZATION TO SELL CERTAIN TYPES OF ISSUER YES AGAINST AGAINST
SECURITIES FROM TIME TO TIME TO METLIFE, INC. OR
AFFILIATES OF METLIFE, INC.
PROPOSAL #08: APPROVE OF AN AMENDMENT TO THE FLEXIBLE ISSUER YES FOR FOR
STOCK PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: RENAISSANCERE HOLDINGS LTD.
Ticker: RNR CUSIP: G7496G103
Meeting Date 5/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: WILLIAM F. HECHT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NICHOLAS L. TRIVISONNO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM I. RIKER ISSUER YES FOR FOR
PROPOSAL #02: TO APPOINT THE FIRM OF ERNST & YOUNG, ISSUER YES FOR FOR
INDEPENDENT AUDITORS, TO SERVE AS OUR INDEPENDENT
AUDITORS FOR THE 2004 FISCAL YEAR UNTIL OUR 2005 ANNUAL
MEETING, AND TO REFER THE DETERMINATION OF THE AUDITORS
REMUNERATION TO THE BOARD.
- ----------------------------------------------------------------------------------------------------
Issuer: REPUBLIC SERVICES, INC.
Ticker: RSG CUSIP: 760759100
Meeting Date 5/11/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: W. LEE NUTTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HARRIS W. HUDSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALLAN C. SORENSEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN W. CROGHAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES E. O'CONNOR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #02: ADJOURNMENT OF THE ANNUAL MEETING IN THE ISSUER YES FOR FOR
EVENT THAT THERE ARE NOT A SUFFICIENT NUMBER OF VOTES
PRESENT AT THE ANNUAL MEETING, EITHER IN PERSON OR BY
PROXY, TO ELECT DIRECTORS.
- ----------------------------------------------------------------------------------------------------
Issuer: ROSS STORES, INC.
Ticker: ROST CUSIP: 778296103
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JAMES C. PETERS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: NORMAN A. FERBER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MICHAEL J. BUSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO APPROVE THE ROSS STORES, INC. 2004 ISSUER YES AGAINST AGAINST
EQUITY INCENTIVE PLAN.
PROPOSAL #03: TO APPROVE AN AMENDMENT TO THE CERTIFICATE ISSUER YES AGAINST AGAINST
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 300,000,000 TO 600,000,000.
PROPOSAL #04: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES AGAINST AGAINST
TOUCHE LLP AS THE COMPANY'S INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING JANUARY 29, 2005.
- ----------------------------------------------------------------------------------------------------
Issuer: ROYAL DUTCH PETROLEUM COMPANY
Ticker: RD CUSIP: 780257804
Meeting Date 6/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #2A: FINALIZATION OF THE BALANCE SHEET AS AT ISSUER YES FOR FOR
DECEMBER 31, 2003, THE PROFIT AND LOSS ACCOUNT FOR THE
YEAR 2003 AND THE NOTES TO THE BALANCE SHEET AND THE
PROFIT AND LOSS ACCOUNT.
PROPOSAL #2B: DECLARATION OF THE TOTAL DIVIDEND FOR THE ISSUER YES FOR FOR
YEAR 2003.
PROPOSAL #2C: DISCHARGE OF THE MANAGING DIRECTORS OF ISSUER YES FOR FOR
RESPONSIBILITY IN RESPECT OF THEIR MANAGEMENT FOR THE
YEAR 2003.
PROPOSAL #2D: DISCHARGE OF THE MEMBERS OF THE SUPERVISORY ISSUER YES FOR FOR
BOARD OF RESPONSIBILITY FOR THEIR SUPERVISION FOR THE
YEAR 2003.
PROPOSAL #03: APPOINTMENT OF MS. L.Z. COOK AS A MANAGING ISSUER YES ABSTAIN AGAINST
DIRECTOR OF THE COMPANY.*
PROPOSAL #04: APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A ISSUER YES ABSTAIN AGAINST
MEMBER OF THE SUPERVISORY BOARD.*
PROPOSAL #05: APPOINTMENT OF MR. M.A. VAN DEN BERGH AS A ISSUER YES ABSTAIN AGAINST
MEMBER OF THE SUPERVISORY BOARD OWING TO RETIREMENT BY
ROTATION.*
PROPOSAL #06: REDUCTION OF THE ISSUED SHARE CAPITAL WITH ISSUER YES FOR FOR
A VIEW TO CANCELLA TION OF THE SHARES ACQUIRED BY THE
COMPANY IN ITS OWN CAPITAL.
PROPOSAL #07: AUTHORIZATION OF THE BOARD OF MANAGEMENT, ISSUER YES FOR FOR
PURSUANT TO ARTICLE 98, BOOK 2 OF THE NETHERLANDS CIVIL
CODE, AS THE COMPETENT BODY TO ACQUIRE SHARES IN THE
CAPITAL OF THE COMPANY.
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Issuer: SAPPI LIMITED
Ticker: SPP CUSIP: 803069202
Meeting Date 3/1/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #1A: CONFIRMATION OF APPOINTMENT OF DIRECTOR ISSUER YES FOR N/A
APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING: MR J C A
LESLIE
PROPOSAL #1B: CONFIRMATION OF APPOINTMENT OF DIRECTOR ISSUER YES FOR N/A
APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING: MR H C J
MAMSCH
PROPOSAL #1C: RE-ELECTION OF RETIRING DIRECTOR: MR M R ISSUER YES FOR N/A
HAYMON
PROPOSAL #1D: RE-ELECTION OF RETIRING DIRECTOR: MR E VAN ISSUER YES FOR N/A
AS
PROPOSAL #1E: RE-ELECTION OF RETIRING DIRECTOR: MR D G ISSUER YES FOR N/A
WILSON
PROPOSAL #02: SPECIAL RESOLUTION NUMBER 1 - A GENERAL ISSUER YES FOR N/A
APPROVAL FOR THE COMPANY AND ITS SUBSIDIARIES TO ACQUIRE
SAPPI LIMITED SHARES.
PROPOSAL #03: ORDINARY RESOLUTION NUMBER 1 - SPECIFIC ISSUER YES FOR N/A
APPROVAL TO SELL TREASURY SHARES TO THE SAPPI SHARE
INCENTIVE SCHEME.
PROPOSAL #04: ORDINARY RESOLUTION NUMBER 2 - PLACING ALL ISSUER YES FOR N/A
THE UNISSUED ORDINARY SHARES IN THE AUTHORISED SHARE
CAPITAL OF THE COMPANY UNDER THE CONTROL OF THE DIRECTORS
OF THE COMPANY WITH THE AUTHORITY TO ALLOT AND ISSUE
SAME IN TERMS OF THE COMPANIES ACT AND THE LISTINGS
REQUIREMENTS OF THE JSE SECURITIES EXCHANGE SOUTH AFRICA.
PROPOSAL #05: ORDINARY RESOLUTION NUMBER 3 - AUTHORITY ISSUER YES FOR N/A
FOR DIRECTORS TO SIGN ALL DOCUMENTS AND DO ALL SUCH
THINGS NECESSARY TO IMPLEMENT THE ABOVE RESOLUTIONS. ***
VOTING CUT-OFF DATE: NO LATER THAN FEBRUARY 23, 2004 ***
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Issuer: SMURFIT-STONE CONTAINER CORPORATION
Ticker: SSCC CUSIP: 832727101
Meeting Date 5/12/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: WILLIAM D. SMITHBURG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JERRY K. PEARLMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICK J. MOORE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES J. O'CONNOR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS A. REYNOLDS, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES R. BORIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAN E. GOLDBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM T. LYNCH, JR. ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR
2004.
PROPOSAL #03: SMURFIT-STONE CONTAINER CORPORATION 2004 ISSUER YES FOR FOR
LONG TERM INCENTIVE PLAN.
PROPOSAL #04: SMURFIT-STONE CONTAINER CORPORATION ISSUER YES FOR FOR
NON-EMPLOYEE DIRECTOR DEFERRED COMPENSATION PLAN
PROPOSAL #05: STOCKHOLDER PROPOSAL SHAREHOLDER YES AGAINST FOR
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Issuer: SPX CORPORATION
Ticker: SPW CUSIP: 784635104
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: CHARLES E. JOHNSON II** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SARAH R. COFFIN* ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DAVID P. WILLIAMS** ISSUER YES WITHHOLD AGAINST
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Issuer: TALISMAN ENERGY INC.
Ticker: TLM CUSIP: 87425E103
Meeting Date 5/4/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: ELECTION OF DIRECTORS NOMINATED BY ISSUER YES FOR FOR
MANAGEMENT OF THE COMPANY
PROPOSAL #02: REAPPOINTMENT OF ERNST & YOUNG, LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITOR OF THE COMPANY FOR THE
ENSUING YEAR
PROPOSAL #03: RESOLUTION TO AMEND THE ARTICLES TO EFFECT ISSUER YES FOR FOR
A THREE FOR ONE DIVISION OF COMMON SHARES
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Issuer: TERADYNE, INC.
Ticker: TER CUSIP: 880770102
Meeting Date 5/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOHN P. MULRONEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICIA S. WOLPERT ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO APPROVE AN AMENDMENT TO THE 1996 ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE AGGREGATE
NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED
PURSUANT TO SAID PLAN BY 5,000,000 SHARES.
PROPOSAL #03: TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
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Issuer: THE HARTFORD FINANCIAL SVCS GROUP, I
Ticker: HIG CUSIP: 416515104
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: GORDON I. ULMER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GAIL J. MCGOVERN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES B. STRAUSS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT W. SELANDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS M. MARRA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID K. ZWIENER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H. PATRICK SWYGERT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAMANI AYER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL G. KIRK, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD J. KELLY, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD E. FERGUSON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF DELOITTE ISSUER YES FOR FOR
& TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2004.
PROPOSAL #03: PROPOSAL BY SHAREHOLDER RELATING TO SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION.
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Issuer: THE TJX COMPANIES, INC.
Ticker: TJX CUSIP: 872540109
Meeting Date 6/1/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: EDMOND J. ENGLISH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY L. CRITTENDEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD G. LESSER ISSUER YES FOR FOR
PROPOSAL #02: AMENDMENTS TO THE STOCK INCENTIVE PLAN. ISSUER YES AGAINST AGAINST
PROPOSAL #03: SHAREHOLDER PROPOSAL REGARDING ILO SHAREHOLDER YES ABSTAIN AGAINST
STANDARDS CODE OF CONDUCT AND INDEPENDENT MONITORING.
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING BOARD REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON VENDOR COMPLIANCE PROGRAM.
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES FOR AGAINST
DECLASSIFICATION OF ELECTION OF DIRECTORS.
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Issuer: TIME WARNER INC.
Ticker: TWX CUSIP: 887317105
Meeting Date 5/21/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: R.E. TURNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MILES R. GILBURNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CARLA A. HILLS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES L. BARKSDALE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN M. CASE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD D. PARSONS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANCIS T. VINCENT, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: REUBEN MARK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT C. CLARK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH J. NOVACK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK J. CAUFIELD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL A. MILES ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF AUDITORS. ISSUER YES FOR FOR
PROPOSAL #03: STOCKHOLDER PROPOSAL REGARDING CHINA SHAREHOLDER YES ABSTAIN AGAINST
BUSINESS PRINCIPLES.
PROPOSAL #04: STOCKHOLDER PROPOSAL REGARDING REPORT ON SHAREHOLDER YES AGAINST FOR
PAY DISPARITY.
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Issuer: TOLL BROTHERS, INC.
Ticker: TOL CUSIP: 889478103
Meeting Date 3/18/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: CARL B. MARBACH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ZVI BARZILAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD G. BOEHNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD J. BRAEMER ISSUER YES FOR FOR
PROPOSAL #02: THE APPROVAL OF ERNST & YOUNG LLP AS THE ISSUER YES FOR FOR
COMPANY'S AUDITORS FOR THE 2004 FISCAL YEAR.
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Issuer: TRAVELERS PROPERTY CASUALTY CORP.
Ticker: TAPA CUSIP: 89420G109
Meeting Date 3/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: PROPOSAL TO APPROVE THE AGREEMENT AND PLAN ISSUER YES FOR FOR
OF MERGER DATED AS OF NOVEMBER 16, 2003, AS AMENDED,
AMONG THE ST. PAUL COMPANIES, INC., TRAVELERS PROPERTY
CASUALTY CORP. AND ADAMS ACQUISITION CORP., AND THE
TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT,
INCLUDING THE MERGER.
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Issuer: TRAVELERS PROPERTY CASUALTY CORP.
Ticker: TAPA CUSIP: 89420G406
Meeting Date 3/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: PROPOSAL TO APPROVE THE AGREEMENT AND PLAN ISSUER YES FOR FOR
OF MERGER DATED AS OF NOVEMBER 16, 2003, AS AMENDED,
AMONG THE ST. PAUL COMPANIES, INC., TRAVELERS PROPERTY
CASUALTY CORP. AND ADAMS ACQUISITION CORP., AND THE
TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT,
INCLUDING THE MERGER.
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Issuer: TYCO INTERNATIONAL LTD.
Ticker: TYC CUSIP: 902124106
Meeting Date 3/25/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: BRENDAN R. O'NEILL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SANDRA S. WIJNBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD D. BREEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRUCE S. GORDON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE W. BUCKLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H. CARL MCCALL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRIAN DUPERREAULT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MACKEY J. MCDONALD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEROME B. YORK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS C. BLAIR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN A. KROL ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
TYCO'S INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE
AUDITORS REMUNERATION.
PROPOSAL #03: ADOPTION OF THE AMENDED AND RESTATED ISSUER YES FOR FOR
BYE-LAWS.
PROPOSAL #04: APPROVAL OF TYCO 2004 STOCK AND INCENTIVE ISSUER YES FOR FOR
PLAN.
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES FOR FOR
ENVIRONMENTAL REPORTING.
PROPOSAL #06: SHAREHOLDER PROPOSAL TO CHANGE TYCO'S SHAREHOLDER YES AGAINST FOR
JURISDICTION OF INCORPORATION FROM BERMUDA TO A U.S.
STATE.
PROPOSAL #07: SHAREHOLDER PROPOSAL ON COMMON SENSE SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION.
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Issuer: UNIONBANCAL CORPORATION
Ticker: UB CUSIP: 908906100
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: PHILIP B. FYLNN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TAKAHARU SAEGUSA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TETSUO SHIMURA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD D. FARMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID R. ANDREWS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TAKAHIRO MORIGUCHI ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: STANLEY F. FARRAR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SATORU KISHI ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: NORIMICHI KANARI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD C. HARTNACK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL J. GILLFILLAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARY S. METZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L. DALE CRANDALL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MONICA C. LOZANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. FERNANDO NIEBLA ISSUER YES FOR FOR
PROPOSAL #02: TO AMEND THE 1997 UNIONBANCAL CORPORATION ISSUER YES FOR FOR
PERFORMANCE SHARE PLAN.
PROPOSAL #03: TO RATIFY THE SELECTION OF UNIONBANCAL ISSUER YES FOR FOR
CORPORATION'S INDEPENDENT AUDITORS, DELOITTE & TOUCHE
LLP, FOR 2004.
PROPOSAL #04: TO APPROVE A STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
CUMULATIVE VOTING.
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Issuer: UNISYS CORPORATION
Ticker: UIS CUSIP: 909214108
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: THEODORE E. MARTIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY C. DUQUES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CLAYTON M. JONES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH ISSUER YES FOR FOR
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Issuer: UNITED DEFENSE INDUSTRIES, INC.
Ticker: UDI CUSIP: 91018B104
Meeting Date 4/13/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: J.H. BINFORD PEAY, III ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOHN M. SHALIKASHVILI ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: FRANCIS RABORN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS W. RABAUT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK C. CARLUCCI ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROBERT J. NATTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. THOMAS FAULDERS, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER J. CLARE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: WILLIAM E. CONWAY, JR. ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE AMENDED AND RESTATED PLAN. ISSUER YES AGAINST AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: VARIAN SEMICONDUCTOR EQUIP. ASSOC.,
Ticker: VSEA CUSIP: 922207105
Meeting Date 2/10/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROBERT W. DUTTON ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AN AMENDMENT TO THE OMNIBUS ISSUER YES FOR FOR
STOCK PLAN TO AUTHORIZE THE ISSUANCE OF UP TO AN
AGGREGATE OF 100,000 SHARES OF COMMON STOCK IN THE FORM
OF STOCK APPRECIATION RIGHTS, PERFORMANCE UNITS,
PERFORMANCE SHARES AND/OR RESTRICTED STOCK.
PROPOSAL #03: TO APPROVE AN AMENDMENT TO THE OMNIBUS ISSUER YES FOR FOR
STOCK PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN BY 2,100,000
SHARES.
PROPOSAL #04: TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS VARIAN SEMICONDUCTOR'S
INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING
OCTOBER 1, 2004.
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Issuer: VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH CUSIP: 928298108
Meeting Date 5/12/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DR. GERALD PAUL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PHILIPPE GAZEAU ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ZVI GRINFAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. FELIX ZANDMAN ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS VISHAY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
PROPOSAL #03: APPROVAL OF THE AMENDED AND RESTATED VISHAY ISSUER YES FOR FOR
INTERTECHNOLOGY, INC. SECTION 162(M) CASH BONUS PLAN.
PROPOSAL #04: APPROVAL OF THE VISHAY INTERTECHNOLOGY, ISSUER YES FOR FOR
INC. SENIOR EXECUTIVE PHANTOM STOCK PLAN.
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Issuer: WASHINGTON MUTUAL, INC.
Ticker: WM CUSIP: 939322103
Meeting Date 4/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: WILLIAM D. SCHULTE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ANNE V. FARRELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN E. FRANK ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MARGARET OSMER MCQUADE ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF DELOITTE ISSUER YES AGAINST AGAINST
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
2004
PROPOSAL #03: SHAREHOLDER PROPOSAL RELATING TO A SPECIFIC SHAREHOLDER YES AGAINST FOR
COMPENSATION PROGRAM
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Issuer: WCI COMMUNITIES, INC.
Ticker: WCI CUSIP: 92923C104
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: KATHLEEN M. SHANAHAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JERRY L. STARKEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F. PHILIP HANDY ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: APPROVE THE 2004 STOCK INCENTIVE PLAN. ISSUER YES AGAINST AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: WERNER ENTERPRISES, INC.
Ticker: WERN CUSIP: 950755108
Meeting Date 5/11/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: KENNETH M. BIRD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GERALD H. TIMMERMAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CURTIS G. WERNER ISSUER YES FOR FOR
PROPOSAL #02: TO AMEND THE COMPANY'S STOCK OPTION PLAN TO ISSUER YES AGAINST AGAINST
INCREASE THE NUMBER OF SHARES THAT MAY BE OPTIONED OR
SOLD UNDER THE PLAN FROM 14,583,334 TO 20,000,000.
PROPOSAL #03: TO AMEND THE COMPANY'S STOCK OPTION PLAN TO ISSUER YES FOR FOR
INCREASE THE MAXIMUM AGGREGATE NUMBER OF SHARES THAT MAY
BE GRANTED TO ANY ONE PERSON FROM 1,562,500 TO
2,562,500.
PROPOSAL #04: STOCKHOLDER PROPOSAL-BOARD INCLUSIVENESS. SHAREHOLDER YES ABSTAIN AGAINST
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Issuer: WYETH
Ticker: WYE CUSIP: 983024100
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: W.V. SHIPLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.L. CARRION ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.L. POLAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F.A. BENNACK, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. ESSNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.P. MASCOTTE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: I.G. SEIDENBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.L. ALEXANDER, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.D. FEERICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. LANGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.R. TORELL III ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF PRINCIPAL INDEPENDENT ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS
PROPOSAL #03: ADOPTION OF THE STOCKHOLDER PROPOSAL ON SHAREHOLDER YES ABSTAIN AGAINST
ACCESS TO AND AFFORDABILITY OF PRESCRIPTION DRUGS
PROPOSAL #04: ADOPTION OF STOCKHOLDER PROPOSAL ON ANIMAL SHAREHOLDER YES ABSTAIN AGAINST
TESTING
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized.
VANGUARD MALVERN FUNDS
By: /s/John J. Brennan
(Heidi Stam)
John J. Brennan*
Chairman & Chief Executive Officer
Date: September 20, 2004
* By Power of Attorney. See File Number 2-57689, filed on December 26, 2002.
Incorporated by reference.
