UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-5628
NAME OF REGISTRANT: VANGUARD MALVERN FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: SEPTEMBER 30
DATE OF REPORTING PERIOD: JULY 1, 2015 - JUNE 30, 2016
FUND: VANGUARD CAPITAL VALUE FUND
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ISSUER: Advance Auto Parts, Inc.
TICKER: AAP CUSIP: 00751Y106
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. BROUILLARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRAD W. BUSS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FIONA P. DIAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN F. FERRARO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS R. GRECO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADRIANA KARABOUTIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EUGENE I. LEE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM S. OGLESBY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR REUBEN E. SLONE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEFFREY C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
ELIMINATE ONE YEAR HOLDING PERIOD REQUIREMENT FOR
STOCKHOLDERS TO CALL A SPECIAL MEETING
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
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ISSUER: Alder BioPharmaceuticals, Inc.
TICKER: ALDR CUSIP: 014339105
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL R. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEEPA R. PAKIANATHAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
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ISSUER: Alibaba Group Holding Ltd.
TICKER: BABA CUSIP: 01609W102
MEETING DATE: 10/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JOSEPH C. TSAI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT JONATHAN ZHAOXI LU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT J. MICHAEL EVANS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT BORJE E. EKHOLM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT WAN LING MARTELLO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS
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ISSUER: Allergan plc
TICKER: AGN CUSIP: G0177J108
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NESLI BASGOZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL M. BISARO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. BLOEM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER W. BODINE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER J. COUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL R. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CATHERINE M. KLEMA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER J. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK J. O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRENTON L. SAUNDERS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RONALD R. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR FRED G. WEISS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4A: AMEND ARTICLES OF ASSOCIATION TO MAKE ISSUER YES FOR FOR
CERTAIN ADMINISTRATIVE AMENDMENTS
PROPOSAL #4B: AMEND ARTICLES OF ASSOCIATION TO MAKE ISSUER YES FOR FOR
CERTAIN ADMINISTRATIVE AMENDMENTS
PROPOSAL #5A: AMEND ARTICLES OF ASSOCIATION TO ISSUER YES FOR FOR
PROVIDE FOR A PLURALITY VOTING STANDARD IN THE EVENT
OF A CONTESTED ELECTION
PROPOSAL #5B: ESTABLISH RANGE FOR SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: Alliance Data Systems Corporation
TICKER: ADS CUSIP: 018581108
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER H. BALLOU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR D. KEITH COBB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR E. LINN DRAPER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD J. HEFFERNAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH R. JENSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. MINICUCCI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURIE A. TUCKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Alphabet Inc.
TICKER: GOOGL CUSIP: 02079K305
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY PAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SERGEY BRIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC E. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. JOHN DOERR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIANE B. GREENE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANN MATHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN R. MULALLY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAUL S. OTELLINI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR K. RAM SHRIRAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR SHIRLEY M. TILGHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMENDED AND RESTATED CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION OF GOOGLE INC.
PROPOSAL #5: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #8: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
PROPOSAL #9: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: REPORT ON GENDER PAY GAP SHAREHOLDER YES ABSTAIN AGAINST
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ISSUER: Amazon.com, Inc.
TICKER: AMZN CUSIP: 023135106
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY P. BEZOS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TOM A. ALBERG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN SEELY BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM B. GORDON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMIE S. GORELICK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JUDITH A. MCGRATH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JONATHAN J. RUBINSTEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS O. RYDER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICIA Q. STONESIFER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REPORT ON SUSTAINABILITY, INCLUDING GHG SHAREHOLDER YES AGAINST FOR
GOALS
PROPOSAL #4: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER YES AGAINST FOR
PROCESS
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
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ISSUER: American International Group, Inc.
TICKER: AIG CUSIP: 026874784
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER R. FISHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN H. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER D. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM G. JURGENSEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTOPHER S. LYNCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SAMUEL J. MERKSAMER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GEORGE L. MILES, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HENRY S. MILLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT S. MILLER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LINDA A. MILLS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOHN A. PAULSON ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR RONALD A. RITTENMEYER ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR THERESA M. STONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
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ISSUER: American Tower Corporation
TICKER: AMT CUSIP: 03027X100
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RAYMOND P. DOLAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT D. HORMATS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROLYN F. KATZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GUSTAVO LARA CANTU ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CRAIG MACNAB ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOANN A. REED ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAMELA D.A. REEVE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID E. SHARBUTT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES D. TAICLET, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SAMME L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
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ISSUER: Anadarko Petroleum Corporation
TICKER: APC CUSIP: 032511107
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANTHONY R. CHASE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEVIN P. CHILTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER J. FLUOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD L. GEORGE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH W. GORDER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN R. GORDON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SEAN GOURLEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK C. MCKINLEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ERIC D. MULLINS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR R. A. WALKER ISSUER YES FOR �� FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REPORT ON PLANS TO ADDRESS STRANDED SHAREHOLDER YES ABSTAIN AGAINST
CARBON ASSET RISKS
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ISSUER: ARRIS Group, Inc.
TICKER: ARRS CUSIP: 04270V106
MEETING DATE: 10/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: ARRIS International plc
TICKER: ARRS CUSIP: G0551A103
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEX B. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. TIMOTHY BRYAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. CHIDDIX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW T. HELLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEONG KIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. STANZIONE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOREEN A. TOBEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBORA J. WILSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID A. WOODLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ERNST & YOUNG LLP AS STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
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ISSUER: Arthur J. Gallagher & Co.
TICKER: AJG CUSIP: 363576109
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHERRY S. BARRAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM L. BAX ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR D. JOHN COLDMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK E. ENGLISH, JR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. PATRICK GALLAGHER, ISSUER YES FOR FOR
JR.
PROPOSAL #1f: ELECT DIRECTOR ELBERT O. HAND ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID S. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KAY W. MCCURDY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RALPH J. NICOLETTI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NORMAN L. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: AstraZeneca plc
TICKER: AZN CUSIP: 046353108
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5a: RE-ELECT LEIF JOHANSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5b: RE-ELECT PASCAL SORIOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5c: RE-ELECT MARC DUNOYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: RE-ELECT DR CORNELIA BARGMANN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5e: RE-ELECT GENEVIEVE BERGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5f: RE-ELECT BRUCE BURLINGTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5g: RE-ELECT ANN CAIRNS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5h: RE-ELECT GRAHAM CHIPCHASE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5i: RE-ELECT JEAN-PHILIPPE COURTOIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5j: RE-ELECT RUDY MARKHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5k: RE-ELECT SHRITI VADERA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5l: RE-ELECT MARCUS WALLENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #10: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #11: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
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ISSUER: AvalonBay Communities, Inc.
TICKER: AVB CUSIP: 053484101
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLYN F. AEPPEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRY S. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN B. BUCKELEW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD L. HAVNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY J. NAUGHTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LANCE R. PRIMIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER S. RUMMELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR H. JAY SARLES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR W. EDWARD WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Avis Budget Group, Inc.
TICKER: CAR CUSIP: 053774105
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD L. NELSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALUN CATHCART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN J. CHOI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY C. CHOKSI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEONARD S. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY D. DE SHON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY H. FOX ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN D. HARDY, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LYNN KROMINGA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EDUARDO G. MESTRE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR F. ROBERT SALERNO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR STENDER E. SWEENEY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SANOKE VISWANATHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Bank of America Corporation
TICKER: BAC CUSIP: 060505104
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHARON L. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN S. BIES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACK O. BOVENDER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK P. BRAMBLE, SR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PIERRE J.P. DE WECK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARNOLD W. DONALD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA P. HUDSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRIAN T. MOYNIHAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR THOMAS D. WOODS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PWC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: CLAWBACK OF INCENTIVE PAYMENTS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bemis Company, Inc.
TICKER: BMS CUSIP: 081437105
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. AUSTEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD J. FLOTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ADELE M. GULFO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. HAFFNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY M. MANGANELLO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM L. MANSFIELD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARUN NAYAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWARD N. PERRY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID T. SZCZUPAK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HOLLY A. VAN DEURSEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PHILIP G. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biogen Inc.
TICKER: BIIB CUSIP: 09062X103
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALEXANDER J. DENNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CAROLINE D. DORSA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NANCY L. LEAMING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD C. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT W. PANGIA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STELIOS PAPADOPOULOS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN S. POSNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ERIC K. ROWINSKY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GEORGE A. SCANGOS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LYNN SCHENK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEPHEN A. SHERWIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blackhawk Network Holdings, Inc.
TICKER: HAWK CUSIP: 09238E104
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. BARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. BURD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM Y. TAUSCHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boston Properties, Inc.
TICKER: BXP CUSIP: 101121101
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE W. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN E. DYKSTRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROL B. EINIGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACOB A. FRENKEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOEL I. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS T. LINDE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW J. LUSTIG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN J. PATRICOF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR OWEN D. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARTIN TURCHIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID A. TWARDOCK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bristol-Myers Squibb Company
TICKER: BMY CUSIP: 110122108
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR LAMBERTO ANDREOTTI ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR PETER J. ARDUINI ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GIOVANNI CAFORIO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LAURIE H. GLIMCHER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MICHAEL GROBSTEIN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ALAN J. LACY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR THOMAS J. LYNCH, JR. ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DINESH C. PALIWAL ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR VICKI L. SATO ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR GERALD L. STORCH ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR TOGO D. WEST, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: British American Tobacco plc
TICKER: BATS CUSIP: G1510J102
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #7: RE-ELECT RICHARD BURROWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT NICANDRO DURANTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SUE FARR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SAVIO KWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT PEDRO MALAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT CHRISTINE MORIN-POSTEL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14: RE-ELECT GERRY MURPHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT DIMITRI PANAYOTOPOULOS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: RE-ELECT KIERAN POYNTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT BEN STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: APPROVE 2016 LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #22: APPROVE 2016 SHARESAVE SCHEME ISSUER YES FOR FOR
PROPOSAL #23: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #24: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Builders FirstSource, Inc.
TICKER: BLDR CUSIP: 12008R107
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL AGROSKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN J. KRUSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FLOYD F. SHERMAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cabot Corporation
TICKER: CBT CUSIP: 127055101
MEETING DATE: 3/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODERICK C. G. MACLEOD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUE H. RATAJ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHIAS L. WOLFGRUBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cabot Oil & Gas Corporation
TICKER: COG CUSIP: 127097103
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOROTHY M. ABLES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RHYS J. BEST ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT S. BOSWELL ISSUER �� YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAN O. DINGES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT KELLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR W. MATT RALLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND SHAREHOLDER YES ABSTAIN AGAINST
POLITICAL CONTRIBUTIONS
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Natural Resources Limited
TICKER: CNQ CUSIP: 136385101
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CATHERINE M. BEST, N. MURRAY ISSUER YES FOR FOR
EDWARDS, TIMOTHY W. FAITHFULL, GARY A. FILMON,
CHRISTOPHER L. FONG, GORDON D. GIFFIN, WILFRED A.
GOBERT, STEVE W. LAUT, FRANK J. MCKENNA, DAVID A.
TUER, AND ANNETTE M. VERSCHUREN AS DIRECTORS
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE M. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR N. MURRAY EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY W. FAITHFULL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY A. FILMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER L. FONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON D. GIFFIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILFRED A. GOBERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVE W. LAUT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANK J. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID A. TUER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANNETTE M. VERSCHUREN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: RE-APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RETURN OF CAPITAL AND REDUCTION ISSUER YES FOR FOR
IN STATED CAPITAL
PROPOSAL #5: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celanese Corporation
TICKER: CE CUSIP: 150870103
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHRYN M. HILL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM M. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAY V. IHLENFELD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK C. ROHR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FARAH M. WALTERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cepheid
TICKER: CPHD CUSIP: 15670R107
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS L. GUTSHALL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRISTINA H. KEPNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID H. PERSING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cerner Corporation
TICKER: CERN CUSIP: 156782104
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GERALD E. BISBEE, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DENIS A. CORTESE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LINDA M. DILLMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cisco Systems, Inc.
TICKER: CSCO CUSIP: 17275R102
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROL A. BARTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL D. CAPELLAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN T. CHAMBERS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRIAN L. HALLA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES H. ROBBINS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEVEN M. WEST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citigroup Inc.
TICKER: C CUSIP: 172967424
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. CORBAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELLEN M. COSTELLO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DUNCAN P. HENNES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER B. HENRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANZ B. HUMER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RENEE J. JAMES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EUGENE M. MCQUADE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL E. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GARY M. REINER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANTHONY M. SANTOMERO ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOAN E. SPERO ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR WILLIAM S. THOMPSON, JR. ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR JAMES S. TURLEY ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR ERNESTO ZEDILLO PONCE DE ISSUER YES FOR FOR
LEON
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: DEMONSTRATE NO GENDER PAY GAP SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #8: APPOINT A STOCKHOLDER VALUE COMMITTEE SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: CLAW-BACK OF PAYMENTS UNDER RESTATEMENTS SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: LIMIT/PROHIBIT ACCELERATED VESTING OF SHAREHOLDER YES AGAINST FOR
AWARDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clean Harbors, Inc.
TICKER: CLH CUSIP: 184496107
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREA ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. RUTLEDGE �� ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAUREN C. STATES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cobalt International Energy, Inc.
TICKER: CIE CUSIP: 19075F106
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH H. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK E. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JON A. MARSHALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Columbia Property Trust, Inc.
TICKER: CXP CUSIP: 198287203
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARMEN M. BOWSER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES R. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN L. DIXON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MURRAY J. MCCABE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR E. NELSON MILLS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL S. ROBB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGE W. SANDS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS G. WATTLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Constellium NV
TICKER: CSTM CUSIP: N22035104
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4b: INCREASE POOL OF SHARES UNDER THE 2013 ISSUER YES FOR FOR
EQUITY INCENTIVE PLAN
PROPOSAL #5: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF EXECUTIVE DIRECTORS ISSUER YES �� FOR FOR
PROPOSAL #8: APPROVE DISCHARGE OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #10a: REELECT PIERRE VAREILLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10b: ELECT JEAN-MARC GERMAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10c1: REELECT RICHARD EVANS TO THE BOARD ISSUER YES FOR FOR
PROPOSAL #10c2: REELECT PETER HARTMAN TO THE BOARD ISSUER YES FOR FOR
PROPOSAL #10c3: REELECT MICHIEL BRANDJES TO THE ISSUER YES FOR FOR
BOARD
PROPOSAL #10c4: REELECT PHILIPPE GUILLEMOT TO THE ISSUER YES FOR FOR
BOARD
PROPOSAL #10c5: REELECT JOHN ORMEROD TO THE BOARD ISSUER YES FOR FOR
PROPOSAL #10c6: REELECT LORI WALKER TO THE BOARD ISSUER YES FOR FOR
PROPOSAL #10d: ELECT MARTHA BROOKS TO THE BOARD ISSUER YES FOR FOR
PROPOSAL #11: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL YEAR 2015
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cree, Inc.
TICKER: CREE CUSIP: 225447101
MEETING DATE: 10/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES M. SWOBODA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLYDE R. HOSEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. HOWARD NYE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCO PLASTINA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. REPLOGLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT L. TILLMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS H. WERNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANNE C. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSX Corporation
TICKER: CSX CUSIP: 126408103
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONNA M. ALVARADO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN B. BREAUX ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN T. HALVERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDWARD J. KELLY, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN D. MCPHERSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID M. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TIMOTHY T. O'TOOLE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID M. RATCLIFFE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL J. WARD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR J. STEVEN WHISLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cypress Semiconductor Corporation
TICKER: CY CUSIP: 232806109
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR T.J. RODGERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. STEVE ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC A. BENHAMOU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. RAYMOND BINGHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN H. KISPERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR O.C. KWON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILBERT VAN DEN HOEK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL S. WISHART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DexCom, Inc.
TICKER: DXCM CUSIP: 252131107
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN R. ALTMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BARBARA E. KAHN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAY S. SKYLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diamondback Energy, Inc.
TICKER: FANG CUSIP: 25278X109
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN E. WEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TRAVIS D. STICE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. CROSS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID L. HOUSTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK L. PLAUMANN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DISH Network Corporation
TICKER: DISH CUSIP: 25470M109
MEETING DATE: 11/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE R. BROKAW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES DEFRANCO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CANTEY M. ERGEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CHARLES W. ERGEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN R. GOODBARN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES M. LILLIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AFSHIN MOHEBBI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID K. MOSKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TOM A. ORTOLF ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CARL E. VOGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DISH Network Corporation
TICKER: DISH CUSIP: 25470M109
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE R. BROKAW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES DEFRANCO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CANTEY M. ERGEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES W. ERGEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN R. GOODBARN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES M. LILLIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AFSHIN MOHEBBI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID K. MOSKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TOM A. ORTOLF ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CARL E. VOGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eaton Corporation plc
TICKER: ETN CUSIP: G29183103
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CRAIG ARNOLD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TODD M. BLUEDORN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER M. CONNOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. CRITELLI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD H. FEARON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES E. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LINDA A. HILL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ARTHUR E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NED C. LAUTENBACH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DEBORAH L. MCCOY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR GREGORY R. PAGE ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR SANDRA PIANALTO ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR GERALD B. SMITH ISSUER YES FOR FOR
PROPOSAL #2A: AMEND COMPANY'S ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
IN CONNECTION WITH RECENT CHANGES IN IRISH LAW AND
FOR GENERAL ADMINISTRATIVE REASONS
PROPOSAL #2B: AMEND COMPANY'S MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION IN CONNECTION WITH RECENT CHANGES IN
IRISH LAW
PROPOSAL #3: AMEND COMPANY'S ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
TO CLARIFY THE BOARD'S SOLE AUTHORITY TO DETERMINE
ITS SIZE WITHIN THE FIXED LIMITS IN ARTICLES
PROPOSAL #4: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: APPROVAL OF OVERSEAS MARKET PURCHASES OF ISSUER YES FOR FOR
THE COMPANY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eisai Co. Ltd.
TICKER: 4523 CUSIP: J12852117
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NAITO, HARUO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEGUCHI, NOBUO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GRAHAM FRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YAMASHITA, TORU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NISHIKAWA, IKUO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NAOE, NOBORU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUHARA, EIICHIRO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATO, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KANAI, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KAKIZAKI, TAMAKI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TSUNODA, DAIKEN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endo International plc
TICKER: ENDP CUSIP: G30401106
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROGER H. KIMMEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RAJIV DE SILVA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SHANE M. COOKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ARTHUR J. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NANCY J. HUTSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL HYATT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM P. MONTAGUE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JILL D. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM F. SPENGLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DOUGLAS S. INGRAM ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR TODD B. SISITSKY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energen Corporation
TICKER: EGN CUSIP: 29265N108
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR T. MICHAEL GOODRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY GRINNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANCES POWELL HAWES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REPORT ON METHANE EMISSIONS MANAGEMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Envestnet, Inc.
TICKER: ENV CUSIP: 29404K106
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUDSON BERGMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANIL ARORA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LUIS A. AGUILAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GAYLE CROWELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Envision Healthcare Holdings, Inc.
TICKER: EVHC CUSIP: 29413U103
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM A. SANGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. SMITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity LifeStyle Properties, Inc.
TICKER: ELS CUSIP: 29472R108
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP CALIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID CONTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS DOBROWSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS HENEGHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TAO HUANG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARGUERITE NADER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHELI ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HOWARD WALKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM YOUNG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exelon Corporation
TICKER: EXC CUSIP: 30161N101
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANTHONY K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANN C. BERZIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER M. CRANE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR YVES C. DE BALMANN ISSUER YES �� FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NANCY L. GIOIA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA P. JOJO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAUL L. JOSKOW ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT J. LAWLESS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD W. MIES ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN W. ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MAYO A. SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR STEPHEN D. STEINOUR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fiat Chrysler Automobiles NV
TICKER: FCA CUSIP: N31738102
MEETING DATE: 12/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE DEMERGER OF FERRARI NV ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fiat Chrysler Automobiles NV
TICKER: FCA CUSIP: N31738102
MEETING DATE: 4/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.d: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2.e: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.a: REELECT JOHN ELKANN AS EXECUTIVE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.b: REELECT SERGIO MARCHIONNE AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.a: REELECT RONALD L. THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.b: REELECT ANDREA AGNELLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.c: REELECT TIBERTO BRANDOLINI D'ADDA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.d: REELECT GLENN EARLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.e: REELECT VALERIE A. MARS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.f: REELECT RUTH J. SIMMONS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.g: REELECT PATIENCE WHEATCROFT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.h: REELECT STEPHEN M. WOLF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.i: REELECT ERMENEGILDO ZEGNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG ACCOUNTANTS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #8: APPROVE DEMERGER AGREEMENT WITH RCS ISSUER YES FOR FOR
MEDIAGROUP S.P.A.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FTI Consulting, Inc.
TICKER: FCN CUSIP: 302941109
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRENDA J. BACON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK S. BARTLETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLAUDIO COSTAMAGNA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VERNON ELLIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NICHOLAS C. FANANDAKIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN H. GUNBY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GERARD E. HOLTHAUS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAUREEN E. SEEGER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GCL-Poly Energy Holdings Ltd.
TICKER: 03800 CUSIP: G3774X108
MEETING DATE: 11/26/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #2: APPROVE THE TERMS OF AMENDED AND ISSUER YES FOR FOR
RESTATED NON-COMPETITION DEED AND RELATED
PROPOSAL #3: ELECT SHEN WENZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REFRESHMENT OF THE SCHEME LIMIT ISSUER YES FOR FOR
UNDER THE SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Generac Holdings Inc.
TICKER: GNRC CUSIP: 368736104
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. BOWLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AARON P. JAGDFELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW G. LAMPEREUR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genesee & Wyoming Inc.
TICKER: GWR CUSIP: 371559105
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a.1: ELECT DIRECTOR RICHARD H. BOTT ISSUER YES FOR FOR
PROPOSAL #1a.2: ELECT DIRECTOR OIVIND LORENTZEN, III ISSUER YES FOR FOR
PROPOSAL #1a.3: ELECT DIRECTOR MARK A. SCUDDER ISSUER YES FOR FOR
PROPOSAL #1b.4: ELECT DIRECTOR ALBERT J. NEUPAVER ISSUER YES FOR FOR
PROPOSAL #1b.5: ELECT DIRECTOR JOSEPH H. PYNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gogo Inc.
TICKER: GOGO CUSIP: 38046C109
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. CRANDALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER D. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES C. TOWNSEND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Goldcorp Inc.
TICKER: G CUSIP: 380956409
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BEVERLEY A. BRISCOE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER J. DEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARGOT A. FRANSSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID A. GAROFALO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLEMENT A. PELLETIER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR P. RANDY REIFEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR IAN W. TELFER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BLANCA TREVINO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH F. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: AMEND RESTRICTED SHARE UNIT PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halliburton Company
TICKER: HAL CUSIP: 406216101
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ABDULAZIZ F. AL KHAYYAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. BOYD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSE C. GRUBISICH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. LESAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. MALONE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEFFREY A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Helmerich & Payne, Inc.
TICKER: HP CUSIP: 423452101
MEETING DATE: 3/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM L. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RANDY A. FOUTCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HANS HELMERICH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN W. LINDSAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAULA MARSHALL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS A. PETRIE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD F. ROBILLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANCIS ROONEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR EDWARD B. RUST, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN D. ZEGLIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hertz Global Holdings, Inc.
TICKER: HTZ CUSIP: 42805T105
MEETING DATE: 10/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CARL T. BERQUIST ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HENRY R. KEIZER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL F. KOEHLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LINDA FAYNE LEVINSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN P. TAGUE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HollyFrontier Corporation
TICKER: HFC CUSIP: 436106108
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS Y. BECH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE J. DAMIRIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LELDON E. ECHOLS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR R. KEVIN HARDAGE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL C. JENNINGS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT J. KOSTELNIK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES H. LEE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANKLIN MYERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL E. ROSE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR TOMMY A. VALENTA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Host Hotels & Resorts, Inc.
TICKER: HST CUSIP: 44107P104
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY L. BAGLIVO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHEILA C. BAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERENCE C. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANN MCLAUGHLIN ISSUER YES FOR FOR
KOROLOGOS
PROPOSAL #1.5: ELECT DIRECTOR RICHARD E. MARRIOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. MORSE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WALTER C. RAKOWICH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GORDON H. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR W. EDWARD WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE SHAREHOLDERS AND THE BOARD WITH ISSUER YES FOR FOR
THE CONCURRENT POWER TO AMEND THE BYLAWS
PROPOSAL #5: AMEND RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #6: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huntsman Corporation
TICKER: HUN CUSIP: 447011107
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NOLAN D. ARCHIBALD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. ANTHONY BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER R. HUNTSMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. MARGETTS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WAYNE A. REAUD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALVIN V. SHOEMAKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #6: SHAREHOLDERS MAY CALL SPECIAL MEETING SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Incyte Corporation
TICKER: INCY CUSIP: 45337C102
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIAN C. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEAN-JACQUES BIENAIME ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL A. BROOKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL J. CLANCY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WENDY L. DIXON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL A. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HERVE HOPPENOT ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Paper Company
TICKER: IP CUSIP: 460146103
MEETING DATE: 5/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID J. BRONCZEK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AHMET C. DORDUNCU ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ILENE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAY L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STACEY J. MOBLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOAN E. SPERO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK S. SUTTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN L. TOWNSEND, III ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM G. WALTER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR J. STEVEN WHISLER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RAY G. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JPMorgan Chase & Co.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA B. BAMMANN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES DIMON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LABAN P. JACKSON, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL A. NEAL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LEE R. RAYMOND ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
PROPOSAL #6: PROHIBIT ACCELERATED VESTING OF AWARDS SHAREHOLDER YES AGAINST FOR
TO PURSUE GOVERNMENT SERVICE
PROPOSAL #7: APPOINT COMMITTEE TO EXPLORE THE SHAREHOLDER YES AGAINST FOR
FEASIBLY TO DIVEST NON-CORE BANKING SEGMENTS
PROPOSAL #8: CLAWBACK AMENDMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: ADOPT EXECUTIVE COMPENSATION PHILOSOPHY SHAREHOLDER YES AGAINST FOR
WITH SOCIAL FACTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Karoon Gas Australia Ltd.
TICKER: KAR CUSIP: Q5210P101
MEETING DATE: 10/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT DAVID KLINGNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CLARK DAVEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT JOSE COUTINHO BARBOSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE GRANT OF ESOP OPTIONS AND ISSUER YES FOR FOR
PERFORMANCE RIGHTS TO ROBERT HOSKING, MANAGING
DIRECTOR OF THE COMPANY
PROPOSAL #6: APPROVE THE GRANT OF ESOP OPTIONS AND ISSUER YES FOR FOR
PERFORMANCE RIGHTS TO MARK SMITH, EXECUTIVE DIRECTOR
OF THE COMPANY
PROPOSAL #7: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kate Spade & Company
TICKER: KATE CUSIP: 485865109
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE S. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAUL J. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH B. GILMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH P. KOPELMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CRAIG A. LEAVITT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBORAH J. LLOYD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS MACK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAN SINGER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DOREEN A. TOBEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE ADVANCE NOTICE FOR SHAREHOLDER ISSUER YES FOR FOR
NOMINATIONS
PROPOSAL #6: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #7: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KLX Inc.
TICKER: KLXI CUSIP: 482539103
MEETING DATE: 8/26/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMIN J. KHOURY ISSUER YES FOR �� FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN T. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER V. DEL PRESTO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Las Vegas Sands Corp.
TICKER: LVS CUSIP: 517834107
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHELDON G. ADELSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRWIN CHAFETZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT G. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES A. KOPPELMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LendingClub Corporation
TICKER: LC CUSIP: 52603A109
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. MACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY MEEKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. (HANS) MORRIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LifeLock, Inc.
TICKER: LOCK CUSIP: 53224V100
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID COWAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAYNIE MILLER ISSUER YES FOR FOR
STUDENMUND
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Louisiana-Pacific Corporation
TICKER: LPX CUSIP: 546347105
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TRACY A. EMBREE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LIZANNE C. GOTTUNG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DUSTAN E. MCCOY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR COLIN D. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M&T Bank Corporation
TICKER: MTB CUSIP: 55261F104
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT D. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. ANGELA BONTEMPO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT T. BRADY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T. JEFFERSON ISSUER YES FOR FOR
CUNNINGHAM, III
PROPOSAL #1.5: ELECT DIRECTOR MARK J. CZARNECKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY N. GEISEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. GROSSI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN D. HAWKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK W.E. HODGSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD G. KING ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NEWTON P.S. MERRILL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MELINDA R. RICH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ROBERT E. SADLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR DENIS J. SALAMONE ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR HERBERT L. WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR ROBERT G. WILMERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Macquarie Infrastructure Corporation
TICKER: MIC CUSIP: 55608B105
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NORMAN H. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE W. CARMANY, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H.E. (JACK) LENTZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR OUMA SANANIKONE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM H. WEBB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marathon Oil Corporation
TICKER: MRO CUSIP: 565849106
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GAURDIE E. BANISTER, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHADWICK C. DEATON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARCELA E. DONADIO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PHILIP LADER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL E. J. PHELPS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LEE M. TILLMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Markit Ltd.
TICKER: MRKT CUSIP: G58249106
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY J.A. FROST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. ROSENTHAL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ANNE WALKER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Masonite International Corporation
TICKER: DOOR CUSIP: 575385109
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JODY L. BILNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER R. DACHOWSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN F. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE A. LORCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICK J. MILLS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANCIS M. SCRICCO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN C. WILLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maxim Integrated Products, Inc.
TICKER: MXIM CUSIP: 57772K101
MEETING DATE: 11/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR B. KIPLING HAGOPIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TUNC DOLUCA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. BERGMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH R. BRONSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT E. GRADY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM D. WATKINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A. R. FRANK WAZZAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MEDNAX, Inc.
TICKER: MD CUSIP: 58502B106
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CESAR L. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREY D. BARKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WALDEMAR A. CARLO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL B. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL G. GABOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PASCAL J. GOLDSCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MANUEL KADRE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROGER J. MEDEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONNA E. SHALALA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ENRIQUE J. SOSA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Melco Crown Entertainment Ltd.
TICKER: MPEL CUSIP: 585464100
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #3: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Melco Crown Entertainment Ltd.
TICKER: MPEL CUSIP: 585464100
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT NEW AMENDED AND RESTATED ISSUER YES FOR FOR
MEMORANDUM AND ARTICLES OF ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mellanox Technologies, Ltd.
TICKER: MLNX CUSIP: M51363113
MEETING DATE: 5/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EYAL WALDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRWIN FEDERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOV BAHARAV ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLENDA DORCHAK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS WEATHERFORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHAI COHEN ISSUER YES FOR FOR
PROPOSAL #2A: ELECT DIRECTOR AMAL JOHNSON ISSUER YES FOR FOR
PROPOSAL #2B: ELECT DIRECTOR THOMAS RIORDAN ISSUER YES FOR FOR
PROPOSAL #2C: IF YOU DO HAVE A PERSONAL INTEREST IN ISSUER YES AGAINST N/A
2A AND 2B PLEASE SELECT "FOR". IF YOU DO NOT HAVE A
PERSONAL INTEREST IN 2A AND 2B PLEASE SELECT
PROPOSAL #3A: APPROVE SALARY INCREASE, CONTRIBUTIONS ISSUER YES FOR FOR
TO SEVERANCE, PENSIONS AND EDUCATION FUNDS, AND CASH
BONUS TO EYAL WALDMAN
PROPOSAL #3B: IF YOU DO HAVE A PERSONAL INTEREST IN ISSUER YES AGAINST N/A
3A PLEASE SELECT "FOR". IF YOU DO NOT HAVE A PERSONAL
INTEREST IN 3A PLEASE SELECT "AGAINST".
PROPOSAL #4A: APPROVE THE GRANT OF RESTRICTED SHARES ISSUER YES FOR FOR
TO EYAL WALDMAN
PROPOSAL #4B: IF YOU DO HAVE A PERSONAL INTEREST IN ISSUER YES AGAINST N/A
4A PLEASE SELECT "FOR". IF YOU DO NOT HAVE A PERSONAL
INTEREST IN 4A PLEASE SELECT "AGAINST".
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #8A: AMEND DIRECTOR/OFFICER LIABILITY AND ISSUER YES FOR FOR
INDEMNIFICATION INSURANCE
PROPOSAL #8B: IF YOU DO HAVE A PERSONAL INTEREST IN ISSUER YES AGAINST N/A
8A PLEASE SELECT "FOR". IF YOU DO NOT HAVE A PERSONAL
INTEREST IN 8A PLEASE SELECT "AGAINST".
PROPOSAL #9A: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #9B: IF YOU DO HAVE A PERSONAL INTEREST IN ISSUER YES �� AGAINST N/A
9A PLEASE SELECT "FOR". IF YOU DO NOT HAVE A PERSONAL
INTEREST IN 9A PLEASE SELECT "AGAINST".
PROPOSAL #10: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merck & Co., Inc.
TICKER: MRK CUSIP: 58933Y105
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS R. CECH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA J. CRAIG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR C. ROBERT KIDDER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CARLOS E. REPRESAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL B. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CRAIG B. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR PETER C. WENDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON POLICIES FOR SAFE DISPOSAL OF SHAREHOLDER YES AGAINST FOR
PRESCRIPTION DRUGS BY USERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Methanex Corporation
TICKER: MX CUSIP: 59151K108
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE AITKEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD BALLOCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILLIP COOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN FLOREN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT KOSTELNIK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS MAHAFFY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR A. TERENCE (TERRY) ISSUER YES FOR FOR
POOLE
PROPOSAL #1.9: ELECT DIRECTOR JANICE RENNIE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARGARET WALKER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BENITA WARMBOLD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MetLife, Inc.
TICKER: MET CUSIP: 59156R108
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHERYL W. GRISE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARLOS M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. GLENN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN A. KANDARIAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALFRED F. KELLY, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD J. KELLY, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CATHERINE R. KINNEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DENISE M. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KENTON J. SICCHITANO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LULU C. WANG ISSUER YES FOR FOR
PROPOSAL #2: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Michael Kors Holdings Limited
TICKER: KORS CUSIP: G60754101
MEETING DATE: 7/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR M. WILLIAM BENEDETTO ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR STEPHEN F. REITMAN ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR JEAN TOMLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Micron Technology, Inc.
TICKER: MU CUSIP: 595112103
MEETING DATE: 1/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. BEYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK J. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR D. MARK DURCAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MERCEDES JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE N. MONDRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT E. SWITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mobileye N.V.
TICKER: MBLY CUSIP: N51488117
MEETING DATE: 6/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF CURRENT AND ISSUER YES FOR FOR
PREVIOUS BOARD MEMBERS
PROPOSAL #4.a: ELECT EYAL DESHEH AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.b: ELECT PETER SETH NEUSTADTER AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #5: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES AGAINST AGAINST
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
ACCOUNTANTS N.V. AS AUDITORS
PROPOSAL #8: APPROVAL OF APPENDIX B-UNITED STATES TO ISSUER YES FOR FOR
COMPANY'S 2014 EQUITY INCENTIVE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mylan N.V.
TICKER: MYL CUSIP: N59465109
MEETING DATE: 6/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR HEATHER BRESCH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR WENDY CAMERON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ROBERT J. CINDRICH ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROBERT J. COURY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JOELLEN LYONS DILLON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR NEIL DIMICK ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR MELINA HIGGINS ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DOUGLAS J. LEECH ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR RAJIV MALIK ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR JOSEPH C. MAROON ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR MARK W. PARRISH ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR RODNEY L. PIATT ISSUER YES FOR FOR
PROPOSAL #1M: ELECT DIRECTOR RANDALL L. (PETE) ISSUER YES FOR FOR
VANDERVEEN
PROPOSAL #2: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: INSTRUCTION TO DELOITTE ACCOUNTANTS B.V. ISSUER YES FOR FOR
FOR THE AUDIT OF THE COMPANY'S DUTCH STATUTORY
ANNUAL ACCOUNTS FOR FISCAL YEAR 2016
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE REPURCHASE OF SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mylan NV
TICKER: MYL CUSIP: N59465109
MEETING DATE: 8/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE MYLAN N.V. SHARES IN CONNECTION ISSUER YES FOR FOR
WITH ACQUISITION OF PERRIGO COMPANY PLC
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mylan NV
TICKER: MYL CUSIP: N59465109
MEETING DATE: 1/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: PROPOSED RESOLUTION TO REDEEM ALL ISSUED ISSUER YES FOR FOR
PREFERRED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Oilwell Varco, Inc.
TICKER: NOV CUSIP: 637071101
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CLAY C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GREG L. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MARCELA E. DONADIO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR BEN A. GUILL ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JAMES T. HACKETT ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR DAVID D. HARRISON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ROGER L. JARVIS ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR ERIC L. MATTSON ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR WILLIAM R. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newell Rubbermaid Inc.
TICKER: NWL CUSIP: 651229106
MEETING DATE: 4/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR THOMAS E. CLARKE ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KEVIN C. CONROY ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR SCOTT S. COWEN ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MICHAEL T. COWHIG ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR DOMENICO DE SOLE ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MICHAEL B. POLK ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR STEVEN J. STROBEL ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR MICHAEL A. TODMAN ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR RAYMOND G. VIAULT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newfield Exploration Company
TICKER: NFX CUSIP: 651290108
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEE K. BOOTHBY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAMELA J. GARDNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN W. NANCE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROGER B. PLANK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS G. RICKS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JUANITA M. ROMANS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN W. SCHANCK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR J. TERRY STRANGE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. KENT WELLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nintendo Co. Ltd.
TICKER: 7974 CUSIP: J51699106
MEETING DATE: 6/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 120
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
ADOPT BOARD STRUCTURE WITH AUDIT COMMITTEE -
AUTHORIZE DIRECTORS TO EXECUTE DAY TO DAY OPERATIONS
WITHOUT FULL BOARD APPROVAL - AMEND PROVISIONS ON
NUMBER OF DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR KIMISHIMA, TATSUMI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TAKEDA, GENYO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MIYAMOTO, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TAKAHASHI, SHINYA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR FURUKAWA, SHUNTARO ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NOGUCHI, NAOKI
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MIZUTANI, NAOKI
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MITAMURA, YOSHIMI
PROPOSAL #4.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER UMEYAMA, KATSUHIRO
PROPOSAL #5: APPROVE FIXED CASH COMPENSATION CEILING ISSUER YES FOR FOR
AND PERFORMANCE-BASED CASH COMPENSATION CEILING FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #6: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Norbord Inc.
TICKER: NBD CUSIP: 65548P403
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK L. COCKWELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PIERRE DUPUIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL E. GAGNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. PETER GORDON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR PAUL A. HOUSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. BARRIE SHINETON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENIS A. TURCOTTE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER C. WIJNBERGEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Norfolk Southern Corporation
TICKER: NSC CUSIP: 655844108
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. BELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERSKINE B. BOWLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. BRADWAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WESLEY G. BUSH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL A. CARP ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN F. LEER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL D. LOCKHART ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR AMY E. MILES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARTIN H. NESBITT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES A. SQUIRES ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN R. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Norwegian Cruise Line Holdings Ltd.
TICKER: NCLH CUSIP: G66721104
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVE MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK J. DEL RIO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHAD A. LEAT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novavax, Inc.
TICKER: NVAX CUSIP: 670002104
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GAIL K. BOUDREAUX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. MCMANUS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nucor Corporation
TICKER: NUE CUSIP: 670346105
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. FERRIOLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY J. HAYES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTORIA F. HAYNES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BERNARD L. KASRIEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER J. KEARNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURETTE T. KOELLNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAYMOND J. MILCHOVICH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN H. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: ADOPT QUANTITATIVE COMPANY-WIDE GHG SHAREHOLDER YES ABSTAIN AGAINST
GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OGE Energy Corp.
TICKER: OGE CUSIP: 670837103
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK A. BOZICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. BRANDI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LUKE R. CORBETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN D. GROENDYKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID L. HAUSER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIRK HUMPHREYS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT O. LORENZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JUDY R. MCREYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHEILA G. TALTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SEAN TRAUSCHKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: ASSESS PLANS TO INCREASE DISTRIBUTED SHAREHOLDER YES ABSTAIN AGAINST
LOW-CARBON ELECTRICITY GENERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OneMain Holdings, Inc.
TICKER: OMF CUSIP: 68268W103
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WESLEY R. EDENS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RONALD M. LOTT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Optimal Payments plc
TICKER: OPAY CUSIP: G6770D109
MEETING DATE: 9/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME TO PAYSAFE GROUP PLC ISSUER YES FOR FOR
PROPOSAL #2: ADOPT NEW MEMORANDUM AND ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pattern Energy Group Inc.
TICKER: PEGI CUSIP: 70338P100
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICIA S. BELLINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THE LORD BROWNE OF ISSUER YES FOR FOR
MADINGLEY
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL M. GARLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS G. HALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL B. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICIA M. NEWSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perrigo Company plc
TICKER: PRGO CUSIP: G97822103
MEETING DATE: 11/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURIE BRLAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY M. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC COUCKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACQUALYN A. FOUSE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ELLEN R. HOFFING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. JANDERNOA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERALD K. KUNKLE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HERMAN MORRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONAL O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOSEPH C. PAPA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SHLOMO YANAI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #5: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
PROPOSAL #6: APPROVE AMENDMENTS TO THE MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: ADOPT REVISED ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perrigo Company plc
TICKER: PRGO CUSIP: G97822103
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURIE BRLAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY M. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC COUCKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELLEN R. HOFFING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. JANDERNOA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERALD K. KUNKLE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HERMAN MORRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONAL O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH C. PAPA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SHLOMO YANAI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #5: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PG&E Corporation
TICKER: PCG CUSIP: 69331C108
MEETING DATE: 5/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEWIS CHEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY F. EARLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED J. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARYELLEN C. HERRINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD C. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER H. KIMMEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. MESERVE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FORREST E. MILLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROSENDO G. PARRA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BARBARA L. RAMBO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANNE SHEN SMITH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BARRY LAWSON WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pioneer Natural Resources Company
TICKER: PXD CUSIP: 723787107
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDISON C. BUCHANAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW F. CATES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY L. DOVE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILLIP A. GOBE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY R. GRILLOT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STACY P. METHVIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROYCE W. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK A. RISCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SCOTT D. SHEFFIELD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MONA K. SUTPHEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MICHAEL D. WORTLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Portola Pharmaceuticals, Inc.
TICKER: PTLA CUSIP: 737010108
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURA BREGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOLLINGS C. RENTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM LIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Principal Financial Group, Inc.
TICKER: PFG CUSIP: 74251V102
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL T. DAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. DANIEL GELATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDRA L. HELTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BLAIR C. PICKERELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QEP Resources, Inc.
TICKER: QEP CUSIP: 74733V100
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIE A. DILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. W. SCOGGINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. THACKER, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Qorvo, Inc.
TICKER: QRVO CUSIP: 74736K101
MEETING DATE: 8/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH G. QUINSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. BRUGGEWORTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL A. DILEO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFERY R. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES SCOTT GIBSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN R. HARDING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID H.Y. HO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RODERICK D. NELSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WALDEN C. RHINES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WALTER H. WILKINSON, ISSUER YES FOR FOR
JR.
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quebecor Inc.
TICKER: QBR.B CUSIP: 748193208
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTIAN DUBE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT PARE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NORMAND PROVOST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: SP 1: FEMALE REPRESENTATION AND THE SHAREHOLDER YES AGAINST FOR
IMPORTANCE OF ADOPTING A POLICY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quotient Technology Inc.
TICKER: QUOT CUSIP: 749119103
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN R. BOAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAWN LEPORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Raymond James Financial, Inc.
TICKER: RJF CUSIP: 754730109
MEETING DATE: 2/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES G. VON ISSUER YES FOR FOR
ARENTSCHILDT
PROPOSAL #1.2: ELECT DIRECTOR SHELLEY G. BROADER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY N. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BENJAMIN C. ESTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCIS S. GODBOLD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS A. JAMES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GORDON L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAUL C. REILLY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT P. SALTZMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SUSAN N. STORY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Realogy Holdings Corp.
TICKER: RLGY CUSIP: 75605Y106
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAUL ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC E. BECKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR V. ANN HAILEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DUNCAN L. NIEDERAUER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD A. SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regeneron Pharmaceuticals, Inc.
TICKER: REGN CUSIP: 75886F107
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL S. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEONARD S. SCHLEIFER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE D. YANCOPOULOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reliance Steel & Aluminum Co.
TICKER: RS CUSIP: 759509102
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SARAH J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN G. FIGUEROA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS W. GIMBEL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID H. HANNAH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DOUGLAS M. HAYES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK V. KAMINSKI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT A. MCEVOY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GREGG J. MOLLINS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANDREW G. SHARKEY, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Restoration Hardware Holdings, Inc.
TICKER: RH CUSIP: 761283100
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK DEMILIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEONARD SCHLESINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERI CHAYA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rexel
TICKER: RXL CUSIP: F7782J366
MEETING DATE: 7/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE UP TO 1.4 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
(PERFORMANCE SHARES)
PROPOSAL #2: APPROVE RESTRICTED STOCK PLAN IN ISSUER YES FOR FOR
CONNECTION WITH EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #3: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung Electronics Co., Ltd.
TICKER: A005930 CUSIP: Y74718100
MEETING DATE: 3/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1.1: ELECT LEE IN-HO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1.2: ELECT SONG GWANG-SU AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1.3: ELECT PARK JAE-WAN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2.1: ELECT YOON BU-GEUN AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2.2: ELECT SHIN JONG-GYUN AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2.3: ELECT LEE SANG-HUN AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3.1: ELECT LEE IN-HO AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #2.3.2: ELECT SONG GWANG-SU AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sands China Ltd.
TICKER: 1928 CUSIP: G7800X107
MEETING DATE: 2/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENT OF THE TERMS OF THE ISSUER YES FOR FOR
EQUITY AWARD PLAN OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sands China Ltd.
TICKER: 1928 CUSIP: G7800X107
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT WONG YING WAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ROBERT GLEN GOLDSTEIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHARLES DANIEL FORMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT STEVEN ZYGMUNT STRASSER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Santander Consumer USA Holdings Inc.
TICKER: SC CUSIP: 80283M101
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSE DONCEL RAZOLA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. FERRISS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN M. GUNN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR VICTOR HILL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MARK P. HURLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JASON A. KULAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JAVIER MALDONADO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR ROBERT J. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BLYTHE MASTERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GERALD P. PLUSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM RAINER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WOLFGANG SCHOELLKOPF ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR HEIDI UEBERROTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanwa Holdings Corp.
TICKER: 5929 CUSIP: J6858G104
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 13
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
ADOPT BOARD STRUCTURE WITH AUDIT COMMITTEE - AMEND
PROVISIONS ON NUMBER OF DIRECTORS - INDEMNIFY
DIRECTORS - AUTHORIZE BOARD TO DETERMINE INCOME
ALLOCATION
PROPOSAL #3.1: ELECT DIRECTOR TAKAYAMA, TOSHITAKA ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MINAMIMOTO, TAMOTSU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KINOSHITA, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TAKAYAMA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR FUJISAWA, HIROATSU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TANIMOTO, WADAMI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR FUKUDA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR YASUDA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ZAIMA, TEIKO
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER YONEZAWA, TSUNEKATSU
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER GOKITA, AKIRA
PROPOSAL #5: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER YASUDA, MAKOTO
PROPOSAL #6: APPROVE CASH COMPENSATION CEILING FOR ISSUER YES AGAINST AGAINST
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS AND
DEEP DISCOUNT STOCK OPTION PLAN
PROPOSAL #7: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Scorpio Bulkers Inc.
TICKER: SALT CUSIP: Y7546A106
MEETING DATE: 12/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Scorpio Bulkers Inc.
TICKER: SALT CUSIP: Y7546A122
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTIAN M. GUT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES NISH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ServiceNow, Inc.
TICKER: NOW CUSIP: 81762P102
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PAUL V. BARBER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RONALD E.F. CODD ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR FRANK SLOOTMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Signet Jewelers Limited
TICKER: SIG CUSIP: G81276100
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR H. TODD STITZER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VIRGINIA DROSOS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DALE HILPERT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK LIGHT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HELEN MCCLUSKEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARIANNE MILLER PARRS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS PLASKETT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT STACK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR EUGENIA ULASEWICZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RUSSELL WALLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sky plc
TICKER: SKY CUSIP: G8212B105
MEETING DATE: 11/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT NICK FERGUSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JEREMY DARROCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ANDREW GRIFFITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT TRACY CLARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT MARTIN GILBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ADINE GRATE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DAVE LEWIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT MATTHIEU PIGASSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ANDY SUKAWATY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT CHASE CAREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JAMES MURDOCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORISE THEIR REMUNERATION
PROPOSAL #16: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Skyworks Solutions, Inc.
TICKER: SWKS CUSIP: 83088M102
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. ALDRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN L. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. FUREY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BALAKRISHNAN S. IYER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE KING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID P. MCGLADE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID J. MCLACHLAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT A. SCHRIESHEIM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
RELATING TO AMENDMENT OF BY-LAWS
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
RELATING TO MERGER OR CONSOLIDATION
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
RELATING TO BUSINESS COMBINATION
PROPOSAL #7: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
RELATING TO CHARTER PROVISIONS GOVERNING DIRECTORS
PROPOSAL #8: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
RELATING TO CHARTER PROVISIONS GOVERNING ACTIONS BY
STOCKHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwestern Energy Company
TICKER: SWN CUSIP: 845467109
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. GASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE A. KEHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG D. KERLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH R. MOURTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ELLIOTT PEW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERRY W. RATHERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN H. STEVENS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM J. WAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STORE Capital Corporation
TICKER: STOR CUSIP: 862121100
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MORTON H. FLEISCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER H. VOLK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH M. DONOVAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM F. HIPP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EINAR A. SEADLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAJATH SHOURIE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEREK SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR QUENTIN P. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stratasys Ltd.
TICKER: SSYS CUSIP: M85548101
MEETING DATE: 10/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: REELECT ELCHANAN JAGLOM AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.2: REELECT S. SCOTT CRUMP AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.3: REELECT DAVID REIS AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.4: REELECT EDWARD J. FIERKO AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.5: REELECT ILAN LEVIN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.6: REELECT JOHN J. MCELENEY AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.7: REELECT ZIVA PATTIR AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.8: REELECT CLIFFORD H. SCHWIETER AS ISSUER YES FOR FOR
DIRECTOR UNTIL THE END OF THE NEXT ANNUAL GENERAL
MEETING
PROPOSAL #2: APPROVE BONUS OF USD 480,645 TO DAVID ISSUER YES AGAINST AGAINST
REIS, CEO AND DIRECTOR
PROPOSAL #3: REAPPOINT KESSELMAN & KESSELMAN AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sulzer AG
TICKER: SUN CUSIP: H83580284
MEETING DATE: 4/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 18.10 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 2.8 MILLION
PROPOSAL #4.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 20.8 MILLION
PROPOSAL #5.1: REELECT PETER LOESCHER AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #5.2.1: REELECT MATTHIAS BICHSEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.2: REELECT THOMAS GLANZMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.3: REELECT JILL LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.4: REELECT MARCO MUSETTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.5: REELECT GERHARD ROISS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3.1: ELECT AXEL HEITMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3.2: ELECT MIKHAIL LIFSHITZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.1: APPOINT THOMAS GLANZMANN AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #6.1.2: APPOINT JILL LEE AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6.1.3: APPOINT MARCO MUSETTI AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #7: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: DESIGNATE PROXY VOTING SERVICES GMBH AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SUMCO Corp.
TICKER: 3436 CUSIP: J76896109
MEETING DATE: 3/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2: AMEND ARTICLES TO ADOPT BOARD STRUCTURE ISSUER YES FOR FOR
WITH AUDIT COMMITTEE - INCREASE MAXIMUM BOARD SIZE -
INDEMNIFY DIRECTORS - AUTHORIZE BOARD TO DETERMINE
INCOME ALLOCATION - REMOVE PROVISIONS ON CLASS A AND
B PREFERRED SHARES TO REFLECT CANCELLATION
PROPOSAL #3.1: ELECT DIRECTOR HASHIMOTO, MAYUKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TAKII, MICHIHARU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR ENDO, HARUMITSU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR FURUYA, HISASHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR HIRAMOTO, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR INOUE, FUMIO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MOKUDAI, SHIRO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR MAEKAWA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER YOSHIKAWA, HIROSHI
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KATAHAMA, HISASHI
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TANAKA, HITOSHI
PROPOSAL #4.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MITOMI, MASAHIRO
PROPOSAL #4.5: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER OTA, SHINICHIRO
PROPOSAL #4.6: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NAKANISHI, KOHEI
PROPOSAL #5: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #6: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SunEdison Semiconductor Limited
TICKER: SEMI CUSIP: Y8213L102
MEETING DATE: 7/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANTONIO R. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GIDEON ARGOV ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL F. BARTHOLOMEUSZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEFFREY A. BECK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JUSTINE F. LIEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHAKER SADASIVAM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ABDUL JABBAR BIN KARAM ISSUER YES AGAINST AGAINST
DIN
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTORS' CASH ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SunPower Corporation
TICKER: SPWR CUSIP: 867652406
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BERNARD CLEMENT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DENIS GIORNO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR CATHERINE A. LESJAK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TESARO, Inc.
TICKER: TSRO CUSIP: 881569107
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEON (LONNIE) O. ISSUER YES FOR FOR
MOULDER, JR.
PROPOSAL #1b: ELECT DIRECTOR MARY LYNNE HEDLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID M. MOTT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAWRENCE M. ALLEVA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES O. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EARL M. (DUKE) COLLIER, ISSUER YES FOR FOR
JR.
PROPOSAL #1g: ELECT DIRECTOR GARRY A. NICHOLSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ARNOLD L. ORONSKY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KAVITA PATEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BETH SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TEVA- PHARMACEUTICAL INDUSTRIES LTD
TICKER: TEVA CUSIP: 881624209
MEETING DATE: 4/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: REELECT YITZHAK PETERBURG AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE 2019 ANNUAL MEETING OF SHAREHOLDERS
PROPOSAL #1b: REELECT ARIE BELLDEGRUN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE 2019 ANNUAL MEETING OF SHAREHOLDERS
PROPOSAL #1c: REELECT AMIR ELSTEIN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE 2019 ANNUAL MEETING OF SHAREHOLDERS
PROPOSAL #2: AMEND COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #2a: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ITEM 2;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR
ACCOUNT MANAGER
PROPOSAL #3a: APPROVE AN INCREASE TO THE FEES PAYABLE ISSUER YES FOR FOR
TO EREZ VIGODMAN, CEO
PROPOSAL #3b: APPROVE AMENDMENT TO ANNUAL CASH BONUS ISSUER YES FOR FOR
OBJECTIVES AND PAYOUTTERMS FOR EREZ VIGODMAN, CEO
PROPOSAL #3c: APPROVE AMENDMENT TO ANNUAL EQUITY ISSUER YES FOR FOR
AWARDS FOR EREZ VIGODMAN, CEO
PROPOSAL #4: APPROVE AMENDMENT TO THE 2015 LONG-TERM ISSUER YES FOR FOR
EQUITY-BASED INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE THEREUNDER
PROPOSAL #5: REAPPOINT KESSELMAN & KESSELMAN AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The PNC Financial Services Group, Inc.
TICKER: PNC CUSIP: 693475105
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARJORIE RODGERS ISSUER YES FOR FOR
CHESHIRE
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. DEMCHAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW T. FELDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL R. HESSE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAY COLES JAMES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JANE G. PEPPER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LORENE K. STEFFES ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DENNIS F. STRIGL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MICHAEL J. WARD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GREGORY D. WASSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TherapeuticsMD, Inc.
TICKER: TXMD CUSIP: 88338N107
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOMMY G. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. FINIZIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C.K. MILLIGAN, IV ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN BERNICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. MARTIN CARROLL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR COOPER C. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT V. LAPENTA, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JULES A. MUSING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANGUS C. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NICHOLAS SEGAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: T-Mobile US, Inc.
TICKER: TMUS CUSIP: 872590104
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. MICHAEL BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS DANNENFELDT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR SRIKANT M. DATAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE H. GUFFEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHEUS HOTTGES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUNO JACOBFEUERBORN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAPHAEL KUBLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR THORSTEN LANGHEIM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR JOHN J. LEGERE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TERESA A. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
PROPOSAL #4: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: AMEND CLAWBACK POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Torchmark Corporation
TICKER: TMK CUSIP: 891027104
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. ADAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARILYN A. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. BOREN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANE M. BUCHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY L. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY M. HUTCHISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT W. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LLOYD W. NEWTON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DARREN M. REBELEZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LAMAR C. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PAUL J. ZUCCONI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trican Well Service Ltd.
TICKER: TCW CUSIP: 895945103
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT NINE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR KENNETH M. BAGAN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR G. ALLEN BROOKS ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MURRAY L. COBBE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR DALE M. DUSTERHOFT ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR DONALD R. LUFT ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KEVIN L. NUGENT ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ALEXANDER J. POURBAIX ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR DOUGLAS F. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR DEAN E. TAYLOR ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: RE-APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TripAdvisor, Inc.
TICKER: TRIP CUSIP: 896945201
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN KAUFER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DIPCHAND (DEEP) NISHAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEREMY PHILIPS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SPENCER M. RASCOFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALBERT E. ROSENTHALER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR SUKHINDER SINGH CASSIDY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT S. WIESENTHAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Parcel Service, Inc.
TICKER: UPS CUSIP: 911312106
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID P. ABNEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RODNEY C. ADKINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. BURNS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CANDACE KENDLE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RUDY H.P. MARKHAM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CLARK 'SANDY' T. RANDT, ISSUER YES FOR FOR
JR.
PROPOSAL #1i: ELECT DIRECTOR JOHN T. STANKEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CAROL B. TOME ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KEVIN M. WARSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #5: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unum Group
TICKER: UNM CUSIP: 91529Y106
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE H. BUNTING, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR E. MICHAEL CAULFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH J. ECHEVARRIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CYNTHIA L. EGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAMELA H. GODWIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY F. KEANEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GLORIA C. LARSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD P. MCKENNEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EDWARD J. MUHL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RONALD P. O'HANLEY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR FRANCIS J. SHAMMO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS R. WATJEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Verizon Communications Inc.
TICKER: VZ CUSIP: 92343V104
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHELLYE L. ARCHAMBEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK T. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. CARRION ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MELANIE L. HEALEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. FRANCES KEETH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KARL-LUDWIG KLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LOWELL C. MCADAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD T. NICOLAISEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RODNEY E. SLATER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KATHRYN A. TESIJA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR GREGORY D. WASSON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GREGORY G. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT QUANTITATIVE RENEWABLE ENERGY SHAREHOLDER YES AGAINST FOR
GOALS
PROPOSAL #5: REPORT ON INDIRECT POLITICAL SHAREHOLDER YES AGAINST FOR
CONTRIBUTIONS
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES AGAINST FOR
CONTROL) TO SHAREHOLDER VOTE
PROPOSAL #9: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WESCO International, Inc.
TICKER: WCC CUSIP: 95082P105
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SANDRA BEACH LIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. ENGEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN A. RAYMUND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LYNN M. UTTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WESTERN DIGITAL CORPORATION
TICKER: WDC CUSIP: 958102105
MEETING DATE: 11/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN I. COLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KATHLEEN A. COTE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HENRY T. DENERO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL D. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LEN J. LAUER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MATTHEW E. MASSENGILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHEN D. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAULA A. PRICE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WESTERN DIGITAL CORPORATION
TICKER: WDC CUSIP: 958102105
MEETING DATE: 3/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weyerhaeuser Company
TICKER: WY CUSIP: 962166104
MEETING DATE: 2/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Workday, Inc.
TICKER: WDAY CUSIP: 98138H101
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. GEORGE (SKIP) BATTLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL M. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY YANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XPO Logistics, Inc.
TICKER: XPO CUSIP: 983793100
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADLEY S. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GENA L. ASHE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS DEJOY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL G. JESSELSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADRIAN P. KINGSHOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JASON D. PAPASTAVROU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OREN G. SHAFFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD MALVERN FUNDS
By: /s/F. William McNabb III
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 29, 2016
*By: /s/Heidi Stam
Heidi Stam, pursuant to a Power of Attorney filed on April 22, 2014,
see File Number 2-17620. Incorporated by Reference.
