As filed with the Securities and Exchange Commission on August 29, 2019
Securities Act File No. 333-230842
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form N-14
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 X
Pre-Effective Amendment No.
Post-Effective Amendment No. 1
Voya Investors Trust
(Exact Name of Registrant as Specified in Charter)
7337 East Doubletree Ranch Road, Scottsdale, Suite 100, Arizona 85258-2034
(Address of Principal Executive Offices) (Zip Code)
1-800-366-0066
(Registrant’s Area Code and Telephone Number)
Huey P. Falgout, Jr.
Voya Investment Management
7337 East Doubletree Ranch Road, Suite 100
Scottsdale, AZ 85258-2034
(Name and Address of Agent for Service)
With copies to:
Elizabeth J. Reza
Ropes & Gray LLP
Prudential Tower
800 Boylston Street
Boston, Massachusetts 02199-3600
Approximate Date of Proposed Public Offering:
As soon as practicable after this Registration Statement becomes effective.
It is proposed that this filing will become effective immediately, pursuant to Rule 462(d)
under the Securities Act of 1933, as amended.
No filing fee is required because an indefinite number of shares have previously been registered pursuant to Rule 24f-2 under the Investment Company Act of 1940, as amended.
Title of Securities Being Registered: Class I and Class S shares of Voya High Yield Portfolio
EXPLANATORY NOTE
The purpose of this filing is to file as an exhibit the opinion of counsel supporting the tax matters and consequences to shareholders in connection with the reorganization of VY® Pioneer High Yield Portfolio, a series of Voya Investors Trust, with and into Voya High Yield Portfolio, also a series of Voya Investors Trust, as required by Item 16(12) of Form N-14. Parts A and B of this Registration Statement are incorporated by reference to the Proxy Statement/Prospectus and Statement of Additional Information which were filed on EDGAR on May 14, 2019 (File No. 333-230842).
Voya Investors Trust
("Registrant")
PART C:
OTHER INFORMATION
ITEM 15. INDEMNIFICATION
Reference is made to Article V, Section 5.4 of the Registrant's Agreement and Declaration of Trust, which is incorporated by reference herein.
Pursuant to Indemnification Agreements between the Trust and each Independent Trustee, the Trust indemnifies each Independent Trustee against any liabilities resulting from the Independent Trustee's serving in such capacity, provided that the Trustee has not engaged in certain disabling conduct.
The Trust has a management agreement with Voya Investments, LLC ("Voya Investments"). Generally, the Trust will indemnify Voya Investments from and against, any liability for, or any damages, expenses, or losses incurred in connection with, any act or omission connected with or arising out of any services rendered under the management agreement between the Trust and Voya Investments, except by reason of willful misfeasance, bad faith, or negligence in the performance of the Voya Investment's duties, or by reason of reckless disregard of the its obligations and duties under the agreement.
Insofar as indemnification for liabilities arising under the Securities Act of 1933 (the "Act") may be permitted to directors, officers and controlling persons of the Registrant by the Registrant pursuant to the Trust's Agreement and Declaration of Trust, its By-laws or otherwise, the Registrant is aware that in the opinion of the Securities and Exchange Commission, such indemnification is against public policy as expressed in the Act and, therefore, is unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by directors, officers or controlling persons or the Registrant in connection with the successful defense of any act, suit or proceeding) is asserted by such directors, officers or controlling persons in connection with the shares being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issues.
ITEM 16. EXHIBITS
1. | a. | Amended and Restated Agreement and Declaration of Trust dated February 26, 2002 – Filed |
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| as an Exhibit to Post-Effective Amendment No. 51 to the Registrant's Form N-1A |
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| Registration Statement on April 30, 2003 and incorporated herein by reference. |
| b. | Certificate of Amendment dated May 1, 2003 to Amended and Restated Agreement and |
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| Declaration of Trust dated February 26, 2002 – Filed as an Exhibit to Post-Effective |
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| Amendment No. 51 to the Registrant's Form N-1A Registration Statement on April 30, 2003 |
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| and incorporated herein by reference. |
| c. | Amendment #2 effective May 1, 2003 to the Amended and Restated Agreement and |
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| Declaration of Trust dated February 26, 2002 – Filed as an Exhibit to Post-Effective |
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| Amendment No. 54 to the Registrant's Form N-1A Registration Statement on August 1, |
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| 2003 and incorporated herein by reference. |
| d. | Amendment #3 effective June 2, 2003 to Amended and Restated Agreement and Declaration |
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| of Trust dated February 26, 2002 – Filed as an Exhibit to Post-Effective Amendment No. 54 |
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| to the Registrant's Form N-1A Registration Statement on August 1, 2003 and incorporated |
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| herein by reference. |
| e. | Amendment #4 effective June 16, 2003 to Amended and Restated Agreement and |
Declaration of Trust dated February 26, 2002 – Filed as an Exhibit to Post-Effective Amendment No. 54 to the Registrant's Form N-1A Registration Statement on August 1, 2003 and incorporated herein by reference.
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f.Amendment #5 dated August 25, 2003 to the Trust's Amended and Restated Agreement and Declaration of Trust dated February 26, 2002 – Filed as an Exhibit to Post-Effective Amendment No. 57 to the Registrant's Form N-1A Registration Statement on November 5, 2003 and incorporated herein by reference.
g.Amendment #6 effective September 2, 2003 to The Amended and Restated Agreement and Declaration of Trust dated February 26, 2002 – Filed as an Exhibit to Post-Effective Amendment No. 57 to the Registrant's Form N-1A Registration Statement on November 5, 2003 and incorporated herein by reference.
h.Amendment #7 effective September 2, 2003 to The Amended and Restated Agreement and Declaration of Trust dated February 26, 2002 – Filed as an Exhibit to Post-Effective Amendment No. 57 to the Registrant's Form N-1A Registration Statement on November 5, 2003 and incorporated herein by reference.
i.Amendment #9 effective November 11, 2003 to The Amended and Restated Agreement and Declaration of Trust – Filed as an Exhibit to Post-Effective Amendment No. 59 to the Registrant's Form N-1A Registration Statement on February 27, 2004 and incorporated herein by reference.
j.Amendment #10, effective June 2, 2003, to The Amended and Restated Agreement and Declaration of Trust – Filed as an Exhibit to Post-Effective Amendment No. 60 to the Registrant's Form N-1A Registration Statement on April 30, 2004 and incorporated herein by reference.
k.Amendment #11, effective January 20, 2004, to The Amended and Restated Agreement and Declaration of Trust – Filed as an Exhibit to Post-Effective Amendment No. 60 to the Registrant's Form N-1A Registration Statement on April 30, 2004 and incorporated herein by reference.
l.Amendment #12, effective February 25, 2004, to The Amended and Restated Agreement and Declaration of Trust – Filed as an Exhibit to Post-Effective Amendment No. 60 to the Registrant's Form N-1A Registration Statement on April 30, 2004 and incorporated herein by reference.
m.Amendment #13, effective August 1, 2004, to The Amended and Restated Agreement and Declaration of Trust – Filed as an Exhibit to Post-Effective Amendment No. 63 to the Registrant's Form N-1A Registration Statement on April 11, 2005 and incorporated herein by reference.
n.Amendment #14, effective August 6, 2004, to The Amended and Restated Agreement and Declaration of Trust – Filed as an Exhibit to Post-Effective Amendment No. 63 to the Registrant's Form N-1A Registration Statement on April 11, 2005 and incorporated herein by reference.
o.Amendment #15, dated September 3, 2004, to The Amended and Restated Agreement and Declaration of Trust – Filed as an Exhibit to Post-Effective Amendment No. 63 to the Registrant's Form N-1A Registration Statement on April 11, 2005 and incorporated herein by reference.
p.Amendment #16 effective November 8, 2004 to The Amended and Restated Agreement and Declaration of Trust – Filed as an Exhibit to Post-Effective Amendment No. 63 to the Registrant's Form N-1A Registration Statement on April 11, 2005 and incorporated herein by reference.
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q.Amendment #17 effective February 1, 2005 to The Amended and Restated Agreement and Declaration of Trust – Filed as an Exhibit to Post-Effective Amendment No. 63 to the Registrant's Form N-1A Registration Statement on April 11, 2005 and incorporated herein by reference.
r.Amendment #18 effective April 29, 2005 to The Amended and Restated Agreement and Declaration of Trust – Filed as an Exhibit to Post-Effective Amendment No. 63 to the Registrant's Form N-1A Registration Statement on April 11, 2005 and incorporated herein by reference.
s.Amendment #19 effective May 2, 2005 to The Amended and Restated Agreement and Declaration of Trust – Filed as an Exhibit to Post-Effective Amendment No. 63 to the Registrant's Form N-1A Registration Statement on April 11, 2005 and incorporated herein by reference.
t.Amendment #21 effective July 25, 2005 to The Amended and Restated Agreement and Declaration of Trust with regard to addition of ING MarketStyle Growth, ING MarketStyle Moderate Growth, ING MarketStyle Moderate, ING MarketPro, and ING VP Index Plus International Equity Portfolios – Filed as an Exhibit to Post-Effective Amendment No. 66 to the Registrant's Form N-1A Registration Statement on July 26, 2005 and incorporated herein by reference.
u.Amendment #20 effective August 15, 2005 to The Amended and Restated Agreement and Declaration of Trust with regard to re-designation of ING Mercury Focus Value Portfolio to ING Mercury Large Cap Value Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 66 to the Registrant's Form N-1A Registration Statement on July 26, 2005 and incorporated herein by reference.
v.Amendment #22 effective August 29, 2005 to The Amended and Restated Agreement and Declaration of Trust with regard to re-designation of ING Jennison Equity Opportunities Portfolio to ING Wells Fargo Advantage Mid Cap Disciplined Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 66 to the Registrant's Form N-1A Registration Statement on July 26, 2005 and incorporated herein by reference.
w.Amendment #23 effective November 30, 2005 to the Amended and Restated Agreement and Declaration of Trust to establish additional separate Series designated as ING EquitiesPlus Portfolio, ING FMRSM Small Cap Equity Portfolio, ING Global Real Estate Portfolio, and ING Wells Fargo Small Cap Disciplined Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 69 to the Registrant's Form N-1A Registration Statement on November 28, 2005 and incorporated herein by reference.
x.Amendment #24 effective December 1, 2005 to the Amended and Restated Agreement and Declaration of Trust to re-designate ING Salomon Brothers Investors Portfolio to ING Lord Abbett Affiliated Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 73 to the Registrant's Form N-1A Registration Statement on April 27, 2006 and incorporated herein by reference.
y.Amendment # 25 effective December 5, 2005 to the Amended and Restated Agreement and Declaration of Trust to re-designate ING Alliance Mid Cap Growth Portfolio to ING AllianceBernstein Mid Cap Growth Portfolio and ING Capital Guardian Managed Global Portfolio to ING Templeton Global Growth Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 73 to the Registrant's Form N-1A Registration Statement on April 27, 2006 and incorporated herein by reference.
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z.Amendment #26 dated January 3, 2006 to the Amended and Restated Agreement and Declaration of Trust to abolish the ING AIM Mid Cap Growth Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 73 to the Registrant's Form N-1A Registration Statement on April 27, 2006 and incorporated herein by reference.
aa.Amendment #27 effective March 24, 2006 to the Amended and Restated Agreement and Declaration of Trust to establish additional separate Series designated as ING Franklin Income Portfolio and ING Quantitative Small Cap Value Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 73 to the Registrant's Form N-1A Registration Statement on April 27, 2006 and incorporated herein by reference.
bb.Amendment #28 effective April 28, 2006 to the Amended and Restated Agreement and Declaration of Trust to (1) Re-designate Service 1 Class shares to Service Class shares for ING LifeStyle Aggressive Growth Portfolio, ING LifeStyle Growth Portfolio, ING LifeStyle Moderate Growth Portfolio and ING LifeStyle Moderate Portfolio; and (2) Designate Adviser Class shares and Institutional Class shares for ING LifeStyle Aggressive Growth Portfolio, ING LifeStyle Growth Portfolio, ING LifeStyle Moderate Growth Portfolio and ING LifeStyle Moderate Portfolio – Filed as an Exhibit to Post-Effective Amendment No.
73 to the Registrant's Form N-1A Registration Statement on April 27, 2006 and incorporated herein by reference.
cc.Amendment #29 effective April 28, 2006 to the Amended and Restated Agreement and Declaration of Trust to re-designate ING Quantitative Small Cap Value Portfolio to ING Disciplined Small Cap Value Portfolio, and ING Salomon Brothers All Cap Portfolio to ING Legg Mason Partners All Cap Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 73 to the Registrant's Form N-1A Registration Statement on April 27, 2006 and incorporated herein by reference.
dd.Amendment #30, effective May 1, 2006, to the Amended and Restated Agreement and Declaration of Trust, to establish additional separate Series designated as ING FMRSM Equity Income Portfolio and ING Pioneer Equity Income Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 75 to the Registrant's Form N-1A Registration Statement on July 14, 2006 and incorporated herein by reference.
ee.Amendment #31, effective August 7, 2006, to the Amended and Restated Agreement and Declaration of Trust, to re-designate ING MFS Mid Cap Growth Portfolio to ING FMRSM Mid Cap Growth Portfolio and ING Goldman Sachs TollkeeperSM Portfolio to ING Global Technology Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 76 to the Registrant's Form N-1A Registration Statement on February 7, 2007 and incorporated herein by reference.
ff.Amendment #32, effective November 6, 2006, to the Amended and Restated Agreement and Declaration of Trust, to re-designate ING Mercury Large Cap Growth Portfolio to ING BlackRock Large Cap Growth Portfolio, ING Mercury Large Cap Value Portfolio to ING BlackRock Large Cap Value Portfolio, ING FMRSM Earnings Growth Portfolio to ING FMRSM Large Cap Growth Portfolio and ING JPMorgan Small Cap Equity Portfolio to ING JPMorgan Small Cap Core Equity Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 76 to the Registrant's Form N-1A Registration Statement on February 7, 2007 and incorporated herein by reference.
gg.Amendment #33, with regard to ING Eagle Asset Capital Appreciation Portfolio, dated December 27, 2006, to the Amended and Restated Agreement and Declaration of Trust, Abolition of Series of Shares of Beneficial Interest – Filed as an Exhibit to Post-Effective Amendment No. 76 to the Registrant's Form N-1A Registration Statement on February 7, 2007 and incorporated herein by reference.
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hh.Amendment #34, effective April 3, 2007, to the Amended and Restated Agreement and Declaration of Trust, to establish additional separate Series designated as ING BlackRock Inflation Protected Bond Portfolio, ING Franklin Mutual Shares Portfolio and ING Franklin Templeton Founding Strategy Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 77 to the Registrant's Form N-1A Registration Statement on April 27, 2007 and incorporated herein by reference.
ii.Amendment #35, effective April 30, 2007, to the Amended and Restated Agreement and Declaration of Trust, to re-designate ING International Portfolio to ING International Growth Opportunities Portfolio, ING Van Kampen Equity Growth Portfolio to ING Van Kampen Capital Growth portfolio, and ING Wells Fargo Mid Cap Disciplined Portfolio to ING Wells Fargo Disciplined Value Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 77 to the Registrant's Form N-1A Registration Statement on April 27, 2007 and incorporated herein by reference.
jj.Amendment #36, effective April 30, 2007, to the Amended and Restated Agreement and Declaration of Trust, to designate Service Class shares for ING Stock Index Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 77 to the Registrant's Form N-1A Registration Statement on April 27, 2007 and incorporated herein by reference.
kk.Amendment #37 to the Amended and Restated Agreement and Declaration of Trust, to abolish ING Capital Guardian Small/Mid Cap Portfolio – Filed as an Exhibit to Post- Effective Amendment No. 79 to the Registrant's Form N-1A Registration Statement on July 27, 2007 and incorporated herein by reference.
ll.Amendment #38 to the Amended and Restated Agreement and Declaration of Trust, to abolish ING Legg Mason Partners All Cap Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 79 to the Registrant's Form N-1A Registration Statement on July 27, 2007 and incorporated herein by reference.
mm.Amendment #39, effective June, 2007, to the Amended and Restated Agreement and Declaration of Trust, to establish an additional series designated as ING Focus 5 Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 79 to the Registrant's Form N-1A Registration Statement on July 27, 2007 and incorporated herein by reference.
nn.Amendment # 40, effective July 31, 2007, to the Amended and Restated Agreement and Declaration of Trust, to designate Service 2 Class shares for ING Stock Index Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 79 to the Registrant's Form N-1A Registration Statement on July 27, 2007 and incorporated herein by reference.
oo.Amendment #41, effective September 12, 2007, to the Amended and Restated Agreement and Declaration of Trust, to establish two additional series ING American Funds Bond Portfolio and ING LifeStyle Conservative Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 83 to the Registrant's Form N-1A Registration Statement on October 16, 2007 and incorporated herein by reference.
pp.Plan of Liquidation and Dissolution of Series of ING MarketPro Portfolio, effective October 26, 2007 – Filed as an Exhibit to Post-Effective Amendment No. 89 to the Registrant's Form N-1A Registration Statement on April 25, 2008 and incorporated herein by reference.
qq.Plan of Liquidation and Dissolution of Series of ING MarketStyle Growth Portfolio, effective October 26, 2007 – Filed as an Exhibit to Post-Effective Amendment No. 89 to the Registrant's Form N-1A Registration Statement on April 25, 2008 and incorporated herein by reference.
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rr.Plan of Liquidation and Dissolution of Series of ING MarketStyle Moderate Growth Portfolio, effective October 26, 2007 – Filed as an Exhibit to Post-Effective Amendment No. 89 to the Registrant's Form N-1A Registration Statement on April 25, 2008 and incorporated herein by reference.
ss.Plan of Liquidation and Dissolution of Series of ING MarketStyle Moderate Portfolio, effective October 26, 2007 – Filed as an Exhibit to Post-Effective Amendment No. 89 to the Registrant's Form N-1A Registration Statement on April 25, 2008 and incorporated herein by reference.
tt.Amendment #42 to the Amended and Restated Agreement and Declaration of Trust, Abolition of Series of Shares of Beneficial Interest, dated November 29, 2007 – Filed as an Exhibit to Post-Effective Amendment No. 89 to the Registrant's Form N-1A Registration Statement on April 25, 2008 and incorporated herein by reference.
uu.Amendment #43 to the Amended and Restated Agreement and Declaration of Trust, effective January 7, 2008 – Filed as an Exhibit to Post-Effective Amendment No. 89 to the Registrant's Form N-1A Registration Statement on April 25, 2008 and incorporated herein by reference.
vv.Amendment #44 to the Amended and Restated Agreement and Declaration of Trust, effective January 31, 2008 – Filed as an Exhibit to Post-Effective Amendment No. 89 to the Registrant's Form N-1A Registration Statement on April 25, 2008 and incorporated herein by reference.
ww.Amendment #45 to the Amended and Restated Agreement and Declaration of Trust, effective February 22, 2008 – Filed as an Exhibit to Post-Effective Amendment No. 89 to the Registrant's Form N-1A Registration Statement on April 25, 2008 and incorporated herein by reference.
xx.Amendment #46 to the Amended and Restated Agreement and Declaration of Trust, Abolition of Series of Shares of Beneficial Interest, dated March 27, 2008 – Filed as an Exhibit to Post-Effective Amendment No. 89 to the Registrant's Form N-1A Registration Statement on April 25, 2008 and incorporated herein by reference.
yy.Amendment #47 to the Amended and Restated Agreement and Declaration of Trust, effective April 14, 2008 – Filed as an Exhibit to Post-Effective Amendment No. 89 to the Registrant's Form N-1A Registration Statement on April 25, 2008 and incorporated herein by reference.
zz.Plan of Liquidation and Dissolution of Series of ING EquitiesPlus Portfolio, effective April 28, 2008 – Filed as an Exhibit to Post-Effective Amendment No. 89 to the Registrant's Form N-1A Registration Statement on April 25, 2008 and incorporated herein by reference.
aaa.Amendment #48 to the Amended and Restated Agreement and Declaration of Trust, dated April 28, 2008 – Filed as an Exhibit to Post-Effective Amendment No. 92 to the Registrant's Form N-1A Registration Statement on September 12, 2008 and incorporated herein by reference.
bbb.Amendment #49 to the Amended and Restated Agreement and Declaration of Trust, effective July 1, 2008 – Filed as an Exhibit to Post-Effective Amendment No. 92 to the Registrant's Form N-1A Registration Statement on September 12, 2008 and incorporated herein by reference.
ccc.Amendment #50 to the Amended and Restated Agreement and Declaration of Trust, Abolition of Series of Shares of Beneficial Interest of ING Capital Guardian U.S. Equities Portfolio and ING Well Fargo Disciplined Value Portfolio) dated September 11, 2008 –
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Filed as an Exhibit to Post-Effective Amendment No. 94 to the Registrant's Form N-1A Registration Statement on February 9, 2009 and incorporated herein by reference.
ddd.Amendment #51 to the Amended and Restated Agreement and Declaration of Trust, Designation of Adviser Class shares for ING Stock Index Portfolio effective January 23, 2009 – Filed as an Exhibit to Post-Effective Amendment No. 95 to the Registrant's Form N- 1A Registration Statement on April 30, 2009 and incorporated herein by reference.
eee.Action by Unanimous Written Consent of the Boards of Directors/Trustees (fixing the number of Trustees comprising the Board to 10) dated January 30, 2009 – Filed as an Exhibit to Post-Effective Amendment No. 95 to the Registrant's Form N-1A Registration Statement on April 30, 2009 and incorporated herein by reference.
fff.Amendment #52 to the Amended and Restated Agreement and Declaration of Trust, Re- designation of ING Legg Mason Value Portfolio to ING Growth and Income Portfolio II effective April 30, 2009 – Filed as an Exhibit to Post-Effective Amendment No. 95 to the Registrant's Form N-1A Registration Statement on April 30, 2009 and incorporated herein by reference.
ggg.Amendment #53 to the Amended and Restated Agreement and Declaration of Trust, Re- designation of ING Global Real Estate Portfolio to ING Clarion Global Real Estate Portfolio, ING Julius Baer Foreign Portfolio to ING Artio Foreign Portfolio, ING Oppenheimer Active Asset Allocation Portfolio to ING Oppenheimer Active Allocation Portfolio, ING PIMCO Core Bond Portfolio to ING PIMCO Total Return Bond Portfolio, ING Van Kampen Real Estate Portfolio to ING Clarion Real Estate Portfolio and ING VP Index Plus International Equity Portfolio to ING International Equity Portfolio effective May 1, 2009 – Filed as an Exhibit to Post-Effective Amendment No. 95 to the Registrant's Form N-1A Registration Statement on April 30, 2009 and incorporated herein by reference.
hhh.Plan of Liquidation and Dissolution of Series of ING Disciplined Small Cap Value Portfolio, effective April 4, 2009 – Filed as an Exhibit to Post-Effective Amendment No. 97 to the Registrant's Form N-1A Registration Statement on August 11, 2009 and incorporated herein by reference.
iii.Amendment #54 effective July 17, 2009 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, to establish four additional series ING Retirement Conservative Portfolio, ING Retirement Moderate Portfolio, ING Retirement Moderate Growth Portfolio and ING Retirement Growth Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 97 to the Registrant's Form N-1A Registration Statement on August 11, 2009 and incorporated herein by reference.
jjj.Amendment #55 dated July 20, 2009 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, to abolish ING JPMorgan Value Opportunities Portfolio, ING Oppenheimer Main Street Portfolio and ING Van Kampen Capital Growth Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 97 to the Registrant's Form N-1A Registration Statement on August 11, 2009 and incorporated herein by reference.
kkk.Amendment #56 dated August 10, 2009 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, to abolish ING AllianceBernstein Mid Cap Equity Portfolio, ING Growth and Income Portfolio II, ING Index Plus International Equity Portfolio and ING International Growth Opportunities Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 98 to the Registrant's Form N-1A Registration Statement on November 25, 2009 and incorporated herein by reference.
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lll.Amendment #57 dated August 19, 2009 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, to abolish ING Disciplined Small Cap Value Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 98 to the Registrant's Form N-1A Registration Statement on November 25, 2009 and incorporated herein by reference.
mmm.Plan of Liquidation and Dissolution of Series of ING Multi-Manager International Small Cap Portfolio, effective October 23, 2009 – Filed as an Exhibit to Post-Effective Amendment No. 98 to the Registrant's Form N-1A Registration Statement on November 25, 2009 and incorporated herein by reference.
nnn.Amendment #58 dated October 26, 2009 to the Amended and Restated Declaration Of Trust dated February 26, 2002 regarding the abolition of the ING LifeStyle Portfolios – Filed as an Exhibit to Post-Effective Amendment No. 101 to the Registrant's Form N-1A Registration Statement on April 29, 2010 and incorporated herein by reference.
ooo.Amendment #59 effective November 27, 2009 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, to designate Adviser Class shares for ING Van Kampen Global Tactical Asset Allocation Portfolio – Filed as an Exhibit to Post- Effective Amendment No. 98 to the Registrant's Form N-1A Registration Statement on November 25, 2009 and incorporated herein by reference.
ppp.Amendment #59 dated November 27, 2009 to the Amended and Restated Declaration Of Trust dated February 26, 2002 regarding the designation of Adviser Class shares for ING Van Kampen Global Tactical Allocation Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 101 to the Registrant's Form N-1A Registration Statement on April 29, 2010 and incorporated herein by reference.
qqq.Amendment #60 dated March 22, 2010 to the Amended and Restated Declaration Of Trust dated February 26, 2002 regarding the establishment of ING DFA Global Allocation Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 101 to the Registrant's Form N-1A Registration Statement on April 29, 2010 and incorporated herein by reference.
rrr.Amendment #61 dated March 25, 2010 to the Amended and Restated Declaration Of Trust dated February 26, 2002 regarding the abolition of the ING T. Rowe Price Personal Strategy Growth Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 101 to the Registrant's Form N-1A Registration Statement on April 29, 2010 and incorporated herein by reference.
sss.Amendment #62 dated April 30, 2010 to the Amended and Restated Declaration Of Trust dated February 26, 2002 regarding the redesignation of ING Evergreen Health Sciences Portfolio to ING Wells Fargo Health Care Portfolio, ING Focus 5 Portfolio to ING DFA Global All Equity Portfolio, ING Lord Abbett Affiliated Portfolio to ING Lord Abbett Growth and Income Portfolio, ING Stock Index Portfolio to ING U.S. Stock Index Portfolio, ING Van Kampen Global Franchise Portfolio to ING Morgan Stanley Global Franchise Portfolio, and ING Van Kampen Global Tactical Asset Allocation Portfolio to ING Morgan Stanley Global Tactical Asset Allocation Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 101 to the Registrant's Form N-1A Registration Statement on April 29, 2010 and incorporated herein by reference.
ttt.Amendment #63 effective May 27, 2010 to the Amended and Restated Declaration Of Trust dated February 26, 2002 regarding the abolition of the Service 2 Class of ING Limited Maturity Bond Portfolio and ING Pioneer Fund Portfolio – Filed as an Exhibit to Post- Effective Amendment No. 104 to the Registrant's Form N-1A Registration Statement on December 8, 2010 and incorporated herein by reference.
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uuu.Amendment #64 effective June 14, 2010 to the Amended and Restated Declaration Of Trust dated February 26, 2002 regarding the redesignation of ING Wells Fargo Omega Growth Portfolio to ING Large Cap Growth Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 104 to the Registrant's Form N-1A Registration Statement on December 8, 2010 and incorporated herein by reference.
vvv.Amendment #65 effective August 23, 2010 to the Amended and Restated Declaration Of Trust dated February 26, 2002 regarding the redesignation of ING DFA Global All Equity Portfolio to ING DFA World Equity Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 104 to the Registrant's Form N-1A Registration Statement on December 8, 2010 and incorporated herein by reference.
www.Amendment #66 dated August 23, 2010 to the Amended and Restated Declaration Of Trust dated February 26, 2002 regarding the abolition of the ING Wells Fargo Small Cap Disciplined Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 104 to the Registrant's Form N-1A Registration Statement on December 8, 2010 and incorporated herein by reference.
xxx.Amendment #67 effective November 12, 2010 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, to establish two additional series ING American Funds Global Growth and Income Portfolio and ING American Funds International Growth and Income Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 104 to the Registrant's Form N-1A Registration Statement on December 8, 2010 and incorporated herein by reference.
yyy.Amendment #68 effective January 21, 2011 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the redesignation of ING Marsico International Opportunities Portfolio to ING T. Rowe Price International Stock Portfolio and ING Pioneer Equity Income Portfolio to ING Large Cap Value Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 106 to the Registrant's Form N-1A Registration Statement on April 27, 2011 and incorporated herein by reference.
zzz.Amendment #69 dated January 24, 2011 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, to abolish ING American Funds Growth- Income Portfolio, ING BlackRock Large Cap Value Portfolio, ING Lord Abbett Growth and Income Portfolio, and ING Morgan Stanley Global Tactical Asset Allocation Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 106 to the Registrant's Form N-1A Registration Statement on April 27, 2011 and incorporated herein by reference.
aaaa.Amendment #70 effective April 29, 2011 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the redesignation of ING Van Kampen Growth and Income Portfolio to ING Invesco Van Kampen Growth and Income Portfolio and ING Wells Fargo Health Care Portfolio to ING BlackRock Health Sciences Opportunities Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 106 to the Registrant's Form N-1A Registration Statement on April 27, 2011 and incorporated herein by reference.
bbbb.Amendment #71 effective July 1, 2011 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the redesignation of ING Janus Contrarian Portfolio to ING Core Growth and Income Portfolio – Filed as an Exhibit to Post- Effective Amendment No. 108 to the Registrant's Form N-1A Registration Statement on February 10, 2012 and incorporated herein by reference.
cccc.Amendment #72 effective July 15, 2011 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of Service 2 Class shares of ING BlackRock Health Sciences Opportunities Portfolio and Institutional Class
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shares of ING Morgan Stanley Global Franchise Portfolios – Filed as an Exhibit to Post- Effective Amendment No. 108 to the Registrant's Form N-1A Registration Statement on February 10, 2012 and incorporated herein by reference.
dddd.Amendment #73 effective November 17, 2011 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of Service 2 Class shares of ING T. Rowe Price International Stock Portfolio – Filed as an Exhibit to Post- Effective Amendment No. 108 to the Registrant's Form N-1A Registration Statement on February 10, 2012 and incorporated herein by reference.
eeee.Amendment #74 effective December 5, 2011 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of series of shares of ING Core Growth and Income Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 108 to the Registrant's Form N-1A Registration Statement on February 10, 2012 and incorporated herein by reference.
ffff.Amendment #75 effective July 20, 2012 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the redesignation of ING American Funds Bond Portfolio to ING Bond Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 111 to the Registrant's Form N-1A Registration Statement on February 11, 2013 and incorporated herein by reference.
gggg.Amendment #76 effective July 23, 2012 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of series of ING American Funds Growth Portfolio and ING Artio Foreign Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 111 to the Registrant's Form N-1A Registration Statement on February 11, 2013 and incorporated herein by reference.
hhhh.Amendment #77 effective March 25, 2013 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the establishment of ING Global Perspectives Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 112 to the Registrant's Form N-1A Registration Statement on April 24, 2013 and incorporated herein by reference.
iiii.Amendment #78 effective March 25, 2013 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of series of ING Oppenheimer Active Allocation Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 112 to the Registrant's Form N-1A Registration Statement on April 24, 2013 and incorporated herein by reference.
jjjj.Amendment #79 effective April 30, 2013 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the redesignation of ING Invesco Van Kampen Growth and Income Portfolio to ING Invesco Growth and Income Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 112 to the Registrant's Form N-1A Registration Statement on April 24, 2013 and incorporated herein by reference.
kkkk.Amendment #80 effective May 1, 2013 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the redesignation of ING Pioneer Fund Portfolio to ING Multi-Manager Large Cap Core Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 112 to the Registrant's Form N-1A Registration Statement on April 24, 2013 and incorporated herein by reference.
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llll.Amendment #81 effective June 17, 2013 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding abolition of Service 2 Class of ING Pioneer Mid Cap Value Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 115 to the Registrant's Form N-1A Registration Statement on April 28, 2014 and incorporated herein by reference.
mmmm.Amendment #82 dated September 9, 2013 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding abolition of series of ING Pioneer Mid Cap Value Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 115 to the Registrant's Form N-1A Registration Statement on April 28, 2014 and incorporated herein by reference.
nnnn.Amendment #83 dated December 12, 2013 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding abolition of series of ING DFA Global Allocation Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 115 to the Registrant's Form N-1A Registration Statement on April 28, 2014 and incorporated herein by reference.
oooo.Amendment #84 dated December 12, 2013 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding abolition of series of ING Goldman Sachs Commodity Strategy Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 115 to the Registrant's Form N-1A Registration Statement on April 28, 2014 and incorporated herein by reference.
pppp.Amendment #85 effective February 5, 2014 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the redesignation of ING PIMCO High Yield Portfolio to ING High Yield Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 115 to the Registrant's Form N-1A Registration Statement on April 28, 2014 and incorporated herein by reference.
qqqq.Amendment #86 effective February 5, 2014 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the redesignation of ING PIMCO Total Return Bond Portfolio to ING Total Return Bond Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 115 to the Registrant's Form N-1A Registration Statement on April 28, 2014 and incorporated herein by reference.
rrrr.Amendment #87 dated March 17, 2014 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of series of ING American Funds Asset Allocation Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 115 to the Registrant's Form N-1A Registration Statement on April 28, 2014 and incorporated herein by reference.
ssss.Amendment #88 dated March 17, 2014 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of series of ING American Funds International Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 115 to the Registrant's Form N-1A Registration Statement on April 28, 2014 and incorporated herein by reference.
tttt.Amendment #89 dated March 17, 2014 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of series of ING American Funds World Allocation Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 115 to the Registrant's Form N-1A Registration Statement on April 28, 2014 and incorporated herein by reference.
uuuu.Amendment #90 dated March 17, 2014 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of series of ING Bond
11
Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 115 to the Registrant's Form N-1A Registration Statement on April 28, 2014 and incorporated herein by reference.
vvvv.Amendment #91 dated March 24, 2014 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of series of ING Total Return Bond Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 115 to the Registrant's Form N-1A Registration Statement on April 28, 2014 and incorporated herein by reference.
wwww.Amendment #92 effective May 1, 2014 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002 (change of name of Registrant and its Series) – Filed as an Exhibit to Post-Effective Amendment No. 115 to the Registrant's Form N-1A Registration Statement on April 28, 2014 and incorporated herein by reference.
xxxx.Amendment #93 dated July 21, 2014 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of series of VY® BlackRock Health Sciences Opportunities Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 117 to the Registrant's Form N-1A Registration Statement on February 12, 2015 and incorporated herein by reference.
yyyy.Amendment #94 dated July 21, 2014 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of series of VY® BlackRock Large Cap Growth Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 117 to the Registrant's Form N-1A Registration Statement on February 12, 2015 and incorporated herein by reference.
zzzz.Amendment #95 dated July 21, 2014 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of series of VY® Marsico Growth Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 117 to the Registrant's Form N-1A Registration Statement on February 12, 2015 and incorporated herein by reference.
aaaaa.Amendment #96 dated July 21, 2014 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of series of VY® MFS Total Return Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 117 to the Registrant's Form N-1A Registration Statement on February 12, 2015 and incorporated herein by reference.
bbbbb.Amendment #97 dated July 21, 2014 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of series of VY® MFS Utilities Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 117 to the Registrant's Form N-1A Registration Statement on February 12, 2015 and incorporated herein by reference.
ccccc.Amendment #98 dated March 9, 2015 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of series of Voya Global Resources Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 120 to the Registrant's Form N-1A Registration Statement on September 21, 2015 and incorporated herein by reference.
ddddd.Amendment #99 dated August 17, 2015 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of series of VY® DFA World Equity Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 120 to the Registrant's Form N-1A Registration Statement on September 21, 2015 and incorporated herein by reference.
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eeeee.Amendment #100 dated August 17, 2015 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of series of VY® Franklin Mutual Shares Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 120 to the Registrant's Form N-1A Registration Statement on September 21, 2015 and incorporated herein by reference.
fffff.Amendment #101 dated August 17, 2015 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of series of VY® Franklin Templeton Founding Strategy Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 120 to the Registrant's Form N-1A Registration Statement on September 21, 2015 and incorporated herein by reference.
ggggg.Amendment #102 effective October 15, 2015 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the designation of Class R6 shares for Voya Large Cap Growth Portfolio and Voya Large Cap Value Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 121 to the Registrant's Form N-1A Registration Statement on November 19, 2015 and incorporated herein by reference.
hhhhh.Amendment #103 effective April 11, 2016 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the designation of Class R6 shares for Voya Multi-Manager Large Cap Core Portfolio, VY® BlackRock Inflation Protected Bond Portfolio, VY® Invesco Growth and Income Portfolio, VY® JPMorgan Emerging Markets Equity Portfolio, VY® JPMorgan Small Cap Core Equity Portfolio, VY® Morgan Stanley Global Franchise Portfolio, VY® T. Rowe Price Capital Appreciation Portfolio, VY® T. Rowe Price Equity Income Portfolio, VY® T. Rowe Price International Stock Portfolio, and VY® Templeton Global Growth Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 124 to the Registrant's Form N-1A Registration Statement on April 26, 2016 and incorporated herein by reference.
iiiii.Amendment #104 effective May 1, 2016 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the re-designation of Voya Liquid Assets Portfolio to Voya Government Liquid Assets Portfolio – Filed as an Exhibit to Post- Effective Amendment No. 124 to the Registrant's Form N-1A Registration Statement on April 26, 2016 and incorporated herein by reference.
jjjjj.Amendment #105 effective May 11, 2016 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the designation of Class R6 shares for VY® Clarion Global Real Estate Portfolio, VY® Clarion Real Estate Portfolio, and VY® Franklin Income Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
kkkkk.Amendment #106 effective April 6, 2017 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the designation of Class P2 shares for Voya U.S. Stock Index Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
lllll.Amendment #107 effective July 17, 2017 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of VY® FMR Diversified Mid Cap Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 132 to the Registrant's Form N-1A Registration Statement on April 24, 2018 and incorporated herein by reference.
mmmmm.Amendment #108 effective May 23, 2018 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of Class R6 shares of
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Voya Multi-Manager Large Cap Core Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
nnnnn.Amendment #109 dated August 27, 2018 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of Voya Multi- Manager Large Cap Core Portfolio - Filed as an Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
ooooo.Amendment #110 effective November 26, 2018 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the abolition of Class R6 shares of VY® Templeton Global Growth Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
ppppp.Amendment #111 effective May 1, 2019 to the Amended and Restated Agreement and Declaration of Trust dated February 26, 2002, regarding the re-designation of VY® Franklin Income Portfolio to Voya Balanced Income Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
2.Voya Investors Trust Amended and Restated By-laws, dated March 18, 2018 - Filed as an Exhibit to Post- Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
3.Not applicable.
4.Agreement and Plan of Reorganization between VY® Pioneer High Yield Portfolio, a series of Voya Partners, Inc., and Voya High Yield Portfolio, a series of Voya Investors Trust – attached as Appendix A to the Proxy Statement/Prospectus.
5.Instruments Defining Rights of Security Holders – Filed as an Exhibit to Post-Effective Amendment No. 40 to the Registrant's Form N-1A Registration Statement on May 3, 1999 and incorporated herein by reference.
6. | I. | a. | Investment Management Agreement, effective May 1, 2017, between Voya Investors | |
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| Trust and Voya Investments, LLC (Unified Fee Portfolios) – Filed as an Exhibit to | |
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| Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration | |
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| Statement on April 25, 2017 and incorporated herein by reference. | |
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| i. | Amended Schedules A and B, dated October 11, 2018, to the Investment |
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| Management Agreement, dated May 1, 2017, between Voya Investors Trust |
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| and Voya Investments, LLC (Unified Fee Portfolios) – Filed as an Exhibit |
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| to Post-Effective Amendment No. 135 to the Registrant's Form N-1A |
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| Registration Statement on April 25, 2019 and incorporated herein by |
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| reference. |
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| ii. | Waiver Letter, dated May 1, 2019, to waive a portion of the investment |
management fee for Voya High Yield Portfolio, VY® Morgan Stanley Global Franchise Portfolio, VY® T. Rowe Price Equity Income Portfolio, and VY® Templeton Global Growth Portfolio for the period from May 1, 2019 through May 1, 2020 – Filed as an Exhibit to Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
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b.Amended and Restated Investment Management Agreement, effective November 18, 2014, as amended and restated May 1, 2015, between Voya Investors Trust and Voya Investments, LLC with respect to Voya Global Perspectives Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 120 to the Registrant's Form N-1A Registration Statement on September 21, 2015 and incorporated herein by reference.
c.Amended and Restated Investment Management Agreement, dated November 18, 2014, as amended and restated May 1, 2015, between Voya Investors Trust and Voya Investments, LLC with respect to VY® Clarion Global Real Estate Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 120 to the Registrant's Form N-1A Registration Statement on September 21, 2015 and incorporated herein by reference.
i.Waiver Letter, dated May 1, 2019, to waive a portion of the investment management fee for VY® Clarion Global Real Estate Portfolio for the period from May 1, 2019 through May 1, 2020 – Filed as an Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
d.Investment Management Agreement dated May 1, 2017, between Voya Investors Trust and Voya Investments, LLC (Traditional Fee Portfolios) – Filed as an Exhibit to Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
i.Waiver Letter, dated May 1, 2019, to waive a portion of the investment management fee for VY® BlackRock Inflation Protected Bond Portfolio for the period from May 1, 2019 through May 1, 2020 – Filed as an Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
ii.Waiver Letter, dated May 1, 2019, to waive a portion of the investment management fee for Voya Large Cap Value Portfolio and VY® Clarion Real Estate Portfolio for the period from May 1, 2019 through May 1, 2020 – Filed as an Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
iii.Amended Schedule A, effective May 1, 2019, to the Investment Management Agreement, dated May 1, 2017 – Filed as an Exhibit to Post- Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
II.Portfolio Management Agreements
a.Sub-Advisory Agreement, effective May 1, 2017, between Voya Investors Trust, Voya Investments, LLC and BlackRock Financial Management, Inc. with respect to VY® BlackRock Inflation Protected Bond Portfolio – Filed as an Exhibit to Post- Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
b.Sub-Sub-Investment Advisory Agreement, effective May 1, 2017, between BlackRock Financial Management, Inc. and BlackRock International Limited with
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respect to VY® BlackRock Inflation Protected Bond Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 132 to the Registrant's Form N-1A Registration Statement on April 24, 2018 and incorporated herein by reference.
c.Sub-Advisory Agreement (with redaction), effective May 1, 2017, between Voya Investors Trust, Voya Investments, LLC and Columbia Management Investment Advisers, LLC with respect to Voya Multi-Manager Large Cap Core Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
i.Termination Letter, effective August 17, 2018, to the Sub-Advisory Agreement, effective May 1, 2017, between Voya Investors Trust and Columbia Management Investment Advisers, LLC, with respect to Voya Multi-Manager Large Cap Core Portfolio – Filed as an Exhibit to Post- Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
d.Sub-Advisory Agreement, effective May 1, 2017, between Voya Investors Trust, Voya Investments, LLC and CBRE Clarion Securities LLC with respect to VY® Clarion Global Real Estate Portfolio and VY® Clarion Real Estate Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
i.Amended Schedule A, dated January 1, 2019, to the Sub-Advisory Agreement between Voya Investors Trust, Voya Investments, LLC and CBRE Clarion Securities LLC, dated May 1, 2017 – Filed as an Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
e.Portfolio Management Agreement, effective May 1, 2017, between Voya Investors Trust, Voya Investments, LLC and Fidelity Management & Research Company with respect to VY® FMR® Diversified Mid Cap Portfolio – Filed as an Exhibit to Post- Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
i.Termination Letter, effective April 30, 2019, to the Sub-Advisory Agreement, effective May 1, 2017, among Voya Investors Trust, Voya Investments, LLC and Franklin Advisers, Inc. – Filed as an Exhibit to Post- Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
f.Sub-Sub-Advisory Agreement dated October 1, 2014, between FMR Co., Inc. and Fidelity Management & Research Company – Filed as an Exhibit to Post-Effective Amendment No. 118 to the Registrant's Form N-1A Registration Statement on April 28, 2015 and incorporated herein by reference.
i.Amended Schedule A, effective May 1, 2019, to the Sub-Advisory Agreement among Voya Investors Trust, Voya Investments, LLC and Voya Investment Management Co. LLC, effective May 1, 2017 (with respect to Voya Balanced Income Portfolio (formerly, VY® Franklin Income Portfolio)) – Filed as an Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
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g.Sub-Advisory Agreement, effective May 1, 2017, between Voya Investors Trust, Voya Investments, LLC and Voya Investment Management, Co. LLC with respect to Voya Retirement Portfolios – Filed as an Exhibit to Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
h.Sub-Advisory Agreement, effective May 1, 2017, between Voya Investors Trust, Voya Investments, LLC and Voya Investment Management, Co. LLC with respect to Voya Government Liquid Assets Portfolio, Voya High Yield Portfolio, Voya Limited Maturity Bond Portfolio, and Voya U.S. Stock Index Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
i.Portfolio Management Agreement, effective May 1, 2017, among Voya Investors Trust, Voya Investments, LLC and Invesco Advisers, Inc. – Filed as an Exhibit to Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
j.Portfolio Management Agreement, effective May 1, 2017, among Voya Investors Trust, Voya Investments, LLC and J.P. Morgan Investment Management Inc. – Filed as an Exhibit to Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
k.Sub-Advisory Agreement (with redaction), effective May 1, 2017, among Voya Investors Trust, Voya Investments, LLC and The London Company of Virginia, LLC. with respect to Voya Multi-Manager Large Cap Core Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
i.Termination Letter, effective August 17, 2018, to the Sub-Advisory Agreement, effective May 1, 2017, among Voya Investors Trust, Voya Investments, LLC, and The London Company of Virginia, LLC – Filed as an Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
l.Portfolio Management Agreement, effective May 1, 2017, among Voya Investors Trust, Voya Investments, LLC and Morgan Stanley Investment Management Inc. with respect to VY® Morgan Stanley Global Franchise Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
m.Sub-Advisory Agreement, dated May 1, 2017, between Morgan Stanley Investment Management, Inc. and Morgan Stanley Investment Management Limited with respect to VY® Morgan Stanley Global Franchise Portfolio – Filed as an Exhibit to Post- Effective Amendment No. 132 to the Registrant's Form N-1A Registration Statement on April 24, 2018 and incorporated herein by reference.
n.Portfolio Management Agreement (with redaction), effective May 1, 2017, among Voya Investors Trust, Voya Investments, LLC and Templeton Global Advisors Limited with respect to VY® Templeton Global Growth Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
i.Amended Schedule A, effective May 1, 2019, to the Portfolio Management Agreement among Voya Investors Trust, Voya Investments, LLC and
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Templeton Global Advisers Limited (with respect to VY® Templeton Global Growth Portfolio) – Filed as an Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
o.Portfolio Management Agreement, effective May 1, 2017, among Voya Investors Trust, Voya Investments, LLC and T. Rowe Price Associates, Inc. – Filed as an Exhibit to Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
i.First Amendment, effective January 1, 2018, to the Portfolio Management Agreement dated May 1, 2017 among Voya Investors Trust, Voya Investments, LLC, and T. Rowe Price Associates, Inc. – Filed as an Exhibit to Post-Effective Amendment No. 132 to the Registrant's Form N-1A Registration Statement on April 24, 2018 and incorporated herein by reference.
ii.Amended Schedule B, dated November 1, 2018, to the Portfolio Management Agreement among Voya Investors Trust, Voya Investments, LLC and T. Rowe Price Associates, Inc., effective May 1, 2017 – Filed as an Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
p.Investment Sub-Advisory Agreement, dated May 13, 2013, as amended and restated on November 18, 2014, between T. Rowe Price Associates, Inc. and T. Rowe Price International Ltd with respect to VY® T. Rowe Price International Stock Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 124 to the Registrant's Form N- 1A Registration Statement on April 26, 2016 and incorporated herein by reference.
q.Sub-Advisory Agreement, dated November 18, 2014, among Voya Investors Trust, Voya Investments, LLC and Voya Investment Management, Co. LLC with respect to Voya Global Perspectives® Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 118 to the Registrant's Form N-1A Registration Statement on April 28, 2015 and incorporated herein by reference.
III. | a. | Expense Limitation Agreement, effective January 1, 2016, between Voya | |
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| Investments, LLC and Voya Investors Trust with respect to VY® Clarion Global Real | |
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| Estate Portfolio and Voya Global Perspectives® Portfolio – Filed as an Exhibit to | |
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| Post-Effective Amendment No. 124 to the Registrant's Form N-1A Registration | |
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| Statement on April 26, 2016 and incorporated herein by reference. | |
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| i. | Side Letter Agreement, dated May 1, 2019, between Voya Investors Trust |
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| and Voya Investments, LLC with respect to Voya Global Perspectives® |
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| Portfolio for the period from May 1, 2019 through May 1, 2020 – Filed as |
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| an Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form |
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| N-1A Registration Statement on April 25, 2019 and incorporated herein by |
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| reference. |
| b. | Expense Limitation Agreement, effective May 1, 2017, between Voya Investors Trust |
and Voya Investments, LLC – Filed as an Exhibit to Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
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i.Side Letter Agreement, dated May 1, 2019, between Voya Investments, LLC and Voya Investors Trust with regard to lowering the expense ratio for Voya Large Cap Value Portfolio for the period from May 1, 2019 through May 1, 2020 – Filed as an Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
ii.Recoupment Waiver dated May 1, 2017, between Voya Investments, LLC and Voya Investors Trust with regard to VY® T. Rowe Price International Stock Portfolio, VY® Franklin Income Portfolio, and VY® Clarion Real Estate Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
iii.Amended Schedule A, effective May 1, 2019, to the Expense Limitation Agreement, effective May 1, 2017, between the Registrant and Voya Investments, LLC (with respect to VY® Templeton Global Growth Portfolio and Voya Balanced Income Portfolio (formerly, VY® Franklin Income Portfolio)) – Filed as an Exhibit to Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
c.Expense Limitation Agreement, effective May 1, 2017, between Voya Investors Trust and Voya Investments, LLC with respect to Voya Retirement Portfolios – Filed as an Exhibit to Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
d.Expense Limitation Agreement, effective May 1, 2017, between Voya Investors Trust and Voya Investments, LLC with respect to Voya Large Cap Growth Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 129 to the Registrant's Form N-1A Registration Statement on April 25, 2017 and incorporated herein by reference.
e.Money Market Fund Expense Limitation Agreement, effective May 1, 2017, among Voya Investments, LLC, Voya Investments Distributor, LLC, and Voya Investors Trust with respect to Voya Government Liquid Assets Portfolio – Filed as an Exhibit to Post-Effective Amendment No. 132 to the Registrant's Form N-1A Registration Statement on April 24, 2018 and incorporated herein by reference.
i.Letter Agreement, dated May 1, 2019, to waive a portion of the fees for Voya Government Liquid Assets Portfolio for the period from May 1, 2019 through May 1, 2020 – Filed as an Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
7. | I. | a. | Distribution Agreement, dated November 18, 2014, between Voya Investors Trust and | |
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| Voya Investments Distributor, LLC – Filed as an Exhibit to Post-Effective | |
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| Amendment No. 118 to the Registrant's Form N-1A Registration Statement on April | |
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| 28, 2015 and incorporated herein by reference. | |
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| i. | Amended Schedule A, dated October 11, 2018, to the Distribution |
Agreement between Voya Investors Trust and Voya Investment Distributor, LLC, dated November 18, 2014 – Filed as an Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
19
8.Not applicable.
9. I. a. Custody Agreement, dated January 6, 2003, with The Bank of New York Mellon – Filed as an Exhibit to Post-Effective Amendment No. 56 to the Registrant's Form N- 1A Registration Statement on September 2, 2003 and incorporated herein by reference.
i.Amendment, dated January 1, 2019, to the Custody Agreement, dated January 6, 2003, with the Bank of New York Mellon – Filed as an Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
b.Foreign Custody Manager Agreement, dated January 6, 2003, with the Bank of New York Mellon – Filed as an Exhibit to Post-Effective Amendment No. 57 to the Registrant's Form N-1A Registration Statement on November 5, 2003 and incorporated herein by reference.
i.Amended Exhibit A, dated July 14, 2017, to the Foreign Custody Agreement, dated January 6, 2003, with the Bank of New York Mellon – Filed as an Exhibit to Post-Effective Amendment No. 132 to the Registrant's Form N-1A Registration Statement on April 24, 2018 and incorporated herein by reference.
c.Fund Accounting Agreement, dated January 6, 2003, with Bank of New York Mellon
– Filed as an Exhibit to Post-Effective Amendment No. 59 to the Registrant's Form N-1A Registration Statement on February 27, 2004 and incorporated herein by reference.
i.Amended Exhibit A, dated July 14, 2017, to the Fund Accounting Agreement, dated January 6, 2003, with the Bank of New York Mellon – Filed as an Exhibit to Post-Effective Amendment No. 132 to the Registrant's Form N-1A Registration Statement on April 24, 2018 and incorporated herein by reference.
ii. | Investment Company Reporting Modernization Services Amendment dated |
| February 1, 2018 to the Fund Accounting Agreement dated January 6, 2003 |
| – Filed as an Exhibit to Post-Effective Amendment No. 132 to the |
| Registrant's Form N-1A Registration Statement on April 24, 2018 and |
| incorporated herein by reference. |
iii. | Amendment, effective January 1, 2019, to the Fund Accounting Agreement, |
| dated January 6, 2003, with the Bank of New York Mellon – Filed as an |
| Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form N- |
| 1A Registration Statement on April 25, 2019 and incorporated herein by |
| reference. |
10. | I. | a. | Sixth Amended and Restated Distribution Plan with Voya Investors Trust for Service |
|
|
| 2 Class shares, effective November 16, 2017 – Filed as an Exhibit to Post-Effective |
|
|
| Amendment No. 132 to the Registrant's Form N-1A Registration Statement on April |
|
|
| 24, 2018 and incorporated herein by reference. |
| II. | a. | Sixth Amended and Restated Shareholder Service and Distribution Plan for Adviser |
Class Shares effective November 16, 2017 – Filed as an Exhibit to Post-Effective Amendment No. 132 to the Registrant's Form N-1A Registration Statement on April 24, 2018 and incorporated herein by reference.
20
i. | Amended Schedule A, dated October 11, 2018, to the Sixth Amended and |
| Restated Shareholder Service and Distribution Plan for Adviser Class |
| Shares, effective November 16, 2017 - Filed as an Exhibit to Post-Effective |
| Amendment No. 135 to the Registrant's Form N-1A Registration Statement |
| on April 25, 2019 and incorporated herein by reference. |
ii. | Waiver Letter, dated May 1, 2019, to Voya Investors Trust from Voya |
| Investments Distributor, LLC, regarding the reduction in fee payable under |
| the Voya Investors Trust Sixth Amended and Restated Shareholder Service |
| and Distribution Plan for the Adviser Class shares of Voya Global |
| Perspectives® Portfolio from May 1, 2019 through May 1, 2020 – Filed as |
| an Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form |
| N-1A Registration Statement on April 25, 2019 and incorporated herein by |
| reference. |
III. | a. | Fourth Amended and Restated Shareholder Service Plan with Voya Investors Trust, | |
|
| dated November 16, 2017 for Service Class, and Service 2 Class Shares – Filed as an | |
|
| Exhibit to Post-Effective Amendment No. 132 to the Registrant's Form N-1A | |
|
| Registration Statement on April 24, 2018 and incorporated herein by reference. | |
|
| i. | Waiver Letter, dated May 1, 2019, to waive the shareholder service fee for |
|
|
| Service Class Shares of Voya U.S. Stock Index Portfolio from May 1, 2019 |
|
|
| through May 1, 2020 - Filed as an Exhibit to Post-Effective Amendment |
|
|
| No. 135 to the Registrant's Form N-1A Registration Statement on April 25, |
|
|
| 2019 and incorporated herein by reference. |
|
| ii. | Amended Schedule A, dated October 11, 2018, to the Fourth Amended and |
|
|
| Restated Shareholder Service Plan for Service Class and Service 2 Class |
|
|
| Shares – Filed as an Exhibit to Post-Effective Amendment No. 135 to the |
|
|
| Registrant's Form N-1A Registration Statement on April 25, 2019 and |
|
|
| incorporated herein by reference. |
IV. | a. | Third Amended and Restated Shareholder Service and Distribution Plan for Adviser | |
|
| Class shares regarding Voya Retirement Portfolios dated November 16, 2017 – Filed | |
|
| as an Exhibit to Post-Effective Amendment No. 132 to the Registrant's Form N-1A | |
|
| Registration Statement on April 24, 2018 and incorporated herein by reference. | |
|
| i. | Waiver Letter, dated May 1, 2019, to reduce the distribution fee for Adviser |
|
|
| Class shares regarding Voya Retirement Portfolios for the period from May |
|
|
| 1, 2019 through May 1, 2020 – Filed as an Exhibit to Post-Effective |
|
|
| Amendment No. 135 to the Registrant's Form N-1A Registration Statement |
|
|
| on April 25, 2019 and incorporated herein by reference. |
V. | a. | Shareholder Service and Distribution Plan effective November 16, 2017 for Adviser | |
|
| Class shares of Voya U.S. Stock Index Portfolio – Filed as an Exhibit to Post- | |
|
| Effective Amendment No. 132 to the Registrant's Form N-1A Registration Statement | |
|
| on April 24, 2018 and incorporated herein by reference. | |
VI. | a. | Third Amended and Restated Multiple Class Plan Pursuant to Rule 18f-3 for Voya | |
|
| Investors Trust, approved March 9, 2017 – Filed as an Exhibit to Post-Effective |
Amendment No. 132 to the Registrant's Form N-1A Registration Statement on April 24, 2018 and incorporated herein by reference.
11.Opinion and Consent of Counsel – Filed as an exhibit to the Registrant's Registration Statement on Form N- 14 on April 12, 2019 and incorporated herein by reference.
21
12.Opinion and Consent of Counsel Supporting Tax Matters and Consequences – Filed herein.
13. | I. | a. | Third Party Brokerage Agreement, dated March 1, 2002, between The Citation Group | |
|
|
| of Merrill Lynch, Pierce, Fenner & Smith Incorporated and Voya Investments Trust – | |
|
|
| Filed as an Exhibit to Post-Effective Amendment No. 63 to the Registrant's Form N- | |
|
|
| 1A Registration Statement on April 11, 2005 and incorporated herein by reference. | |
|
| b. | Securities Lending Agreement and Guaranty with The Bank of New York Melon and | |
|
|
| Schedule I, dated August 7, 2003 – Filed as an Exhibit to Post-Effective Amendment | |
|
|
| No. 59 to the Registrant's Form N-1A Registration Statement on February 27, 2004 | |
|
|
| and incorporated herein by reference. | |
|
|
| i. | Amended Exhibit A, dated July 14, 2017, with respect to the Securities |
|
|
|
| Lending Agreement and Guaranty, dated August 7, 2003 – Filed as an |
|
|
|
| Exhibit to Post-Effective Amendment No. 132 to the Registrant's Form N- |
|
|
|
| 1A Registration Statement on April 24, 2018 and incorporated herein by |
|
|
|
| reference. |
|
|
| ii. | Global Securities Lending Supplement – Filed as an Exhibit to Post- |
|
|
|
| Effective Amendment No. 63 to the Registrant's Form N-1A Registration |
|
|
|
| Statement on April 11, 2005 and incorporated herein by reference. |
|
|
| iii. | Amendment, dated October 1, 2011, with respect to the Securities Lending |
|
|
|
| Agreement and Guaranty, dated August 7, 2003 – Filed as an Exhibit to |
|
|
|
| Post-Effective Amendment No. 132 to the Registrant's Form N-1A |
|
|
|
| Registration Statement on April 24, 2018 and incorporated herein by |
|
|
|
| reference. |
|
|
| iv. | Amendment, effective March 21, 2019, with respect to the Securities |
|
|
|
| Lending Agreement and Guaranty, dated August 7, 2003 – Filed as an |
|
|
|
| Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form N- |
|
|
|
| 1A Registration Statement on April 25, 2019 and incorporated herein by |
|
|
|
| reference. |
|
|
| v. | Amendment, effective March 26, 2019, with respect to the Securities |
|
|
|
| Lending Agreement and Guaranty, dated August 7, 2003 – Filed as an |
|
|
|
| Exhibit to Post-Effective Amendment No. 135 to the Registrant's Form N- |
|
|
|
| 1A Registration Statement on April 25, 2019 and incorporated herein by |
|
|
|
| reference. |
| II. | a. | Settlement Agreement for Golden American Life Insurance Company – Filed as an | |
|
|
| Exhibit to Post-Effective Amendment No. 40 to the Registrant's Form N-1A | |
|
|
| Registration Statement on May 3, 1999 and incorporated herein by reference. | |
|
| b. | Assignment Agreement for Settlement Agreement – Filed as an Exhibit to Post- | |
|
|
| Effective Amendment No. 35 to the Registrant's Form N-1A Registration Statement | |
|
|
| on November 26, 1997 and incorporated herein by reference. | |
|
| c. | Settlement Agreement for The Mutual Benefit Life Insurance Company – Filed as an | |
|
|
| Exhibit to Post-Effective Amendment No. 40 to the Registrant's Form N-1A | |
|
|
| Registration Statement on May 3, 1999 and incorporated herein by reference. | |
|
| d. | Assignment Agreement for Settlement Agreement – Filed as an Exhibit to Post- |
Effective Amendment No. 40 to the Registrant's Form N-1A Registration Statement on May 3, 1999 and incorporated herein by reference.
22
III. | a. | Indemnification Agreement dated March 20, 1991 between The Specialty Managers | |
|
| Trust and Directed Services, Inc. – Filed as an Exhibit to Post-Effective Amendment | |
|
| No. 40 to the Registrant's Form N-1A Registration Statement on May 3, 1999 and | |
|
| incorporated herein by reference. | |
| b. | Indemnification Agreement dated October 25, 2004 by and among Lion Connecticut | |
|
| Holdings Inc. and the registered investment companies identified on Schedule A – | |
|
| Filed as an Exhibit to Post-Effective Amendment No. 123 to the Registrant's Form N- | |
|
| 1A Registration Statement on February 11, 2016 and incorporated herein by | |
|
| reference. |
|
|
| i. | Schedule A with respect to Indemnification Agreement dated October 25, |
|
|
| 2004 – Filed as an Exhibit to Post-Effective Amendment No. 123 to the |
|
|
| Registrant's Form N-1A Registration Statement on February 11, 2016 and |
|
|
| incorporated herein by reference. |
IV. | a. | Transfer Agency Services Agreement, dated February 25, 2009, between BNY |
Mellon Investment Services (US) Inc. (formerly, PNC Global Investment Servicing (U.S.) Inc.) and Voya Investors Trust – Filed as an Exhibit to Post-Effective Amendment No. 95 to the Registrant's Form N-1A Registration Statement on April 30, 2009 and incorporated herein by reference.
i.Amendment, dated January 1, 2019, to the Transfer Agency Services Agreement, dated February 25, 2009, between the Registrant and BNY Mellon Investment Servicing (US) Inc. – Filed as an Exhibit to Post- Effective Amendment No. 135 to the Registrant's Form N-1A Registration Statement on April 25, 2019 and incorporated herein by reference.
ii.Amendment, effective February 8, 2011, to the Transfer Agency Services Agreement, dated February 25, 2009, between the Registrant and BNY Mellon Investment Servicing (US) Inc. – Filed as an Exhibit to Post- Effective Amendment No. 106 to the Registrant's Form N-1A Registration Statement on April 27, 2011 and incorporated herein by reference.
V. | a. | Allocation Agreement dated May 24, 2002 – Fidelity Bond – Filed as an Exhibit to | |
|
| Post-Effective Amendment No. 60 to the Registrant's Form N-1A Registration | |
|
| Statement on April 30, 2004 and incorporated herein by reference. | |
|
| i. | Amended Schedule A, dated April 2019, with respect to the Allocation |
|
|
| Agreement – Fidelity Bond – Filed as an Exhibit to Post-Effective |
|
|
| Amendment No. 135 to the Registrant's Form N-1A Registration Statement |
|
|
| on April 25, 2019 and incorporated herein by reference. |
| b. | Allocation Agreement dated May 24, 2002 – Directors & Officers Liability – Filed as | |
|
| an Exhibit to Post-Effective Amendment No. 60 to the Registrant's Form N-1A | |
|
| Registration Statement on April 30, 2004 and incorporated herein by reference. | |
|
| i. | Amended Schedule, dated September 12, 2013 with respect to the |
Allocation Agreement – Directors and Officers Liability – Filed as an Exhibit to Post-Effective Amendment No. 115 to the Registrant's Form N- 1A Registration Statement on April 28, 2014 and incorporated herein by reference.
23
c.Amended and Restated Proxy Agent Fee Allocation Agreement effective August 21, 2003 as amended and restated on January 1, 2008 – Filed as an Exhibit to Post- Effective Amendment No. 118 to the Registrant's Form N-1A Registration Statement on April 28, 2015 and incorporated herein by reference.
i.Amended Schedule A, dated November 2013 with respect to Amended and Restated ISS Proxy Voting Fee Allocation Agreement – Filed as an Exhibit to Post-Effective Amendment No. 118 to the Registrant's Form N-1A Registration Statement on April 28, 2015 and incorporated herein by reference.
d.FT Interactive Data Services Agreement effective as of March 1, 2000 – Filed as an Exhibit to Post-Effective Amendment No. 81 to the Registrant's Form N-1A Registration Statement on August 17, 2007 and incorporated herein by reference.
i.Amended Schedule A, dated November 2011 with respect to the FT Fee Allocation Agreement – Filed as an Exhibit to Post-Effective Amendment No. 109 to the Registrant's Form N-1A Registration Statement on April 26, 2012 and incorporated herein by reference.
e.Amended and Restated The Bank of New York-Wilshire Atlas/Axion Attribution and Risk Analysis System Fee Allocation Agreement, dated January 1, 2007 – Filed as an Exhibit to Post-Effective Amendment No. 77 to the Registrant's Form N-1A Registration Statement on April 27, 2007 and incorporated herein by reference.
i.Amended Schedule A and Schedule B, dated November 2011 with respect to the Amended and Restated Bank of New York-Wilshire Atlas/Axiom Attribution and Risk Analysis System Fee Allocation Agreement – Filed as an Exhibit to Post-Effective Amendment No. 109 to the Registrant's Form N-1A Registration Statement on April 26, 2012 and incorporated herein by reference.
14.Consent of independent registered public accounting firm – Filed as an exhibit to Pre-Effective Amendment No. 1 to the Registrant's Registration Statement on Form N-14 on May 14, 2019 and incorporated herein by reference.
15.Not applicable.
16.Powers of Attorney – Filed as attachments to the Registrant's Registration Statement on Form N-14 on April 12, 2019 and incorporated herein by reference.
17.Not. Applicable.
ITEM 17. UNDERTAKINGS
1.The undersigned registrant agrees that prior to any public reoffering of the securities registered through the use of a prospectus which is a part of this registration statement by any person or party who is deemed to be an underwriter within the meaning of Rule 145(c) under the Securities Act (17 CFR 230.145(c)), the reoffering prospectus will contain the information called for by the applicable registration form for reofferings by persons who may be deemed underwriters, in addition to the information called for by the other items of the applicable form.
24
2.The undersigned registrant agrees that every prospectus that is filed under paragraph (1) above will be filed as a part of an amendment to the registration statement and will not be used until the amendment is effective, and that, in determining any liability under the 1933 Act, each post-effective amendment shall be deemed to be a new registration statement for the securities offered therein, and the offering of the securities at that time shall be deemed to be the initial bona fide offering of them.
25
SIGNATURES
As required by the Securities Act of 1933, this Registration Statement on Form N-14 has been duly signed on its behalf by the undersigned, thereunto duly authorized, in the city of Scottsdale and State of Arizona on the 29th day of August 2019.
Voya Investors Trust
By: | /s/ Huey P. Falgout, Jr. |
| Huey P. Falgout, Jr. |
| Secretary |
Pursuant to the requirements of the 1933 Act, this Registration Statement has been signed below by the following persons in the capacities and on the date indicated.
Signature | Title | Date |
Michael Bell* | Chief Executive Officer | August 29, 2019 |
Todd Modic* | Senior Vice President Chief/Principal | August 29, 2019 |
| Financial Officer |
|
Dina Santoro* | Interested Trustee and President | August 29, 2019 |
Colleen D. Baldwin* | Trustee | August 29, 2019 |
John V. Boyer* | Trustee | August 29, 2019 |
Patricia W. Chadwick* | Trustee | August 29, 2019 |
Martin J. Gavin* | Trustee | August 29, 2019 |
Russell H. Jones* | Trustee | August 29, 2019 |
Joseph E. Obermeyer* | Trustee | August 29, 2019 |
Sheryl K. Pressler* | Trustee | August 29, 2019 |
Christopher P. Sullivan* | Trustee | August 29, 2019 |
Roger B. Vincent* | Trustee | August 29, 2019 |
*By: /s/ Huey P. Falgout, Jr. |
|
|
Huey P. Falgout, Jr. |
|
|
as Attorney-in-Fact** |
|
|
**Powers of Attorney for Michael Bell, Todd Modic and each Trustee – Were filed as attachments to the Registrant's Registration Statement on N-14 filed on April 12, 2019 and incorporated herein by reference.
1
| EXHIBIT INDEX |
|
|
EXHIBIT NUMBER | EXHIBIT DESCRIPTION |
|
|
12 | Opinion and Consent of Counsel Supporting Tax Matters and |
| Consequences |
1