UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 18-K/A
For Foreign Governments and Political Subdivisions Thereof
AMENDMENT NO. 1
TO
ANNUAL REPORT
of
JAPAN FINANCE CORPORATION FOR
MUNICIPAL ENTERPRISES
(Name of Registrant)
Date of end of last fiscal year: March 31, 2007
SECURITIES REGISTERED*
(As of close of fiscal year)
| | | | | | | | | |
|
| | | Amounts as to | | Names of |
| | | which registration | | exchanges on |
| Title of Issue | | is effective | | which registered |
|
| N/A | | | N/A | | | | N/A | |
|
Name and address of person authorized to receive notices
and communications from the Securities and Exchange Commission:
Stanley F. Farrar
Sullivan & Cromwell LLP
Otemachi First Square
5-1, Otemachi 1-chome
Chiyoda-ku, Tokyo 100-0004
Japan
| * | | The registrant is filing annual report on a voluntary basis. |
TABLE OF CONTENTS
| | | | | | | | |
| SIGNATURE |
| EXHIBIT INDEX |
| EX-5.A OPINION, INCLUDING CONSENT AND ADDRESS, OF NAGASHIMA OHNO & TSUNEMATSU, JAPANESE COUNSEL TO JFM AND JAPAN, IN RESPECT OF THE VALIDITY OF THE SECURITIES |
| EX-5.B THE NAMES AND ADDRESSES OF THE UNDERWRITERS OF THE SECURITIES |
| EX-5.C UNDERWRITING AGREEMENT, DATED JUNE 19, 2008, RELATING TO THE SECURITIES AND GUARANTEE THEREOF |
| EX-5.D FISCAL AGENCY AGREEMENT, DATED JUNE 19, 2008, RELATING TO THE SECURITIES AND GUARANTEE THEREOF (WITH THE FORMS OF SECURITY AND GUARANTEE ATTACHED) |
| EX-5.E SCHEDULE OF EXPENSES INCURRED OR BORNE BY OR FOR THE ACCOUNT OF JFM IN CONNECTION WITH THE SALE OF THE SECURITIES |
In connection with the offer, issuance and sale by Japan Finance Corporation for Municipal Enterprises (“JFM”) of its 1.90% Guaranteed Bonds Due June 22, 2018 (the “Securities”), the undersigned registrant hereby amends its Annual Report on Form 18-K for the fiscal year ended March 31, 2007 (the “Annual Report”) as follows:
| 1. | | The following additional exhibits are hereby added to the Annual Report: |
| | | | | | | |
| Exhibit |
| Number | | | | Description |
| | | |
|
| | 5. | | | A. | | Opinion, including consent and address, of Nagashima Ohno & Tsunematsu, Japanese counsel to JFM and Japan, in respect of the validity of the Securities |
| |
| | | | | B. | | The names and addresses of the Underwriters of the Securities |
| |
| | | | | C. | | Underwriting Agreement, dated June 19, 2008 relating to the Securities and guarantee thereof |
| |
| | | | | D. | | Fiscal Agency Agreement, dated as of June 19, 2008 relating to the Securities and guarantee thereof (with the forms of Security and guarantee attached) |
| |
| | | | | E. | | Schedule of expenses incurred or borne by or for the account of JFM in connection with the sale of the Securities |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this amendment to the annual report to be signed on its behalf by the undersigned, thereunto duly authorized, in Tokyo, Japan on the 19th day of June, 2008.
| | | | | |
| | | JAPAN FINANCE CORPORATION FOR
MUNICIPAL ENTERPRISES |
| |
| | | By | | /s/ Takeshi Iijima
Name: Takeshi Iijima
Title: Senior Executive Director |
EXHIBIT INDEX
| | | | | | | |
| Exhibit | | |
| Number | | | | Description |
| | | |
|
| | 5. | | | A. | | Opinion, including consent and address, of Nagashima Ohno & Tsunematsu, Japanese counsel to JFM and Japan, in respect of the validity of the Securities |
| |
| | | | | B. | | The names and addresses of the Underwriters of the Securities |
| |
| | | | | C. | | Underwriting Agreement, dated June 19, 2008, relating to the Securities and guarantee thereof |
| |
| | | | | D. | | Fiscal Agency Agreement, dated June 19, 2008, relating to the Securities and guarantee thereof (with the forms of Security and guarantee attached) |
| |
| | | | | E. | | Schedule of expenses incurred or borne by or for the account of JFM in connection with the sale of the Securities |
