UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-05631
Lee Financial Mutual Fund, Inc.
(Exact name of registrant as specified in charter)
3113 Olu Street
Honolulu, HI 96816
(Address of principal executive offices) (Zip code)
Nancy P. O’Hara
Drinker Biddle & Reath LLP
One Logan Square
Suite #2000
Philadelphia, PA 19103-6996
(Name and address of agent for service)
Registrant's telephone number, including area code: 808-988-8088
Date of fiscal year end: September 30
Date of reporting period: June 30, 2017
Item 1. Proxy Voting Record
******************************* FORM N-PX REPORT ************************
ICA File Number: 811-05631
Reporting Period: 07/01/2016 - 06/30/2017
Lee Financial Mutual Fund, Inc.
============================ Hawaii Municipal Fund ======================
There is no proxy voting activity for the Fund, as the Fund did not hold any votable positions during the reporting period.
========================= Lee Financial Tactical Fund ===================
THE DOW CHEMICAL COMPANY
Ticker: DOW Security ID: 260543103
Meeting Date: JUL 20, 2016 Meeting Type: Special
Record Date: JUN 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
========== END N-PX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Lee Financial Mutual Fund, Inc.
By (Signature and Title) /s/ Terrence K.H. Lee
Terrence K.H. Lee, President and CEO
Date August 3, 2017