| UNITED STATES | OMB APPROVAL |
| SECURITIES AND EXCHANGE COMMISSION | OMB Number: 3235-0582 |
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FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-5634 | |
| |
Morgan Stanley Strategist Fund | |
(Exact name of registrant as specified in charter) | |
| |
1221 Avenue of the Americas, New York, New York | 10020 |
(Address of principal executive offices) | (Zip code) |
| |
Barry Fink Esq. | |
(Name and address of agent for service) | |
| |
Registrant’s telephone number, including area code: 800-869-6397 | |
| |
Date of fiscal year end: 7/31 | |
| |
Date of reporting period: 6/30/04 |
Item 1. Proxy Voting Record.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
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(b) | The exchange ticker symbol of the portfolio security; |
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(c) | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
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(d) | The shareholder meeting date; |
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(e) | A brief identification of the matter voted on; |
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(f) | Whether the matter was proposed by the issuer or by a security holder; |
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(g) | Whether the registrant cast its vote on the matter; |
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(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
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(i) | Whether the registrant cast its vote for or against management. |
FORM N-Px REPORT
ICA File Number: 811-05634
Reporting Period: 07/01/2003 - 06/30/2004
Morgan Stanley Strategist Fund
MORGAN STANLEY STRATEGIST FUND
ABITIBI CONSOLIDATED INC.
Ticker: | A. | Security ID: | 003924107 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect Dong Kil Cho, Marlene Davidge, William Davis, Richard Drouin, Lise Lachapelle, Gary Lukassen, C. Edward Medland, John A. Tory, David Ward and John Weaver as Directors |
| For |
| For |
| Management |
|
2 |
| Appoint PricewaterhouseCoopers LLP as Auditors |
| For |
| For |
| Management |
|
ACCENTURE LTD BERMUDA
Ticker: | ACN | Security ID: | G1150G111 |
Meeting Date: | FEB 5, 2004 | Meeting Type: | Annual |
Record Date: | DEC 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Appoint Dennis F. Hightower, William L. Kimsey, Robert I. Lipp, and Wulf von Schimmelmann as Directors |
| For |
| For |
| Management |
|
2 |
| Approve KPMG LLP as Independent Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
3 |
| Transact Other Business (Non-Voting) |
| None |
| None |
| Management |
|
ACE LTD.
Ticker: | ACE | Security ID: | G0070K103 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Brian Duperreault |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert M. Hernandez |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Peter Menikoff |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert Ripp |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dermot F. Smurfit |
| For |
| For |
| Management |
|
2 |
| PROPOSAL TO APPROVE THE ACE LIMITED 2004 LONG-TERM INCENTIVE PLAN. |
| For |
| For |
| Management |
|
3 |
| PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT ACCOUNTANTS OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. |
| For |
| For |
| Management |
|
1
ALLSTATE CORP., THE
Ticker: | ALL | Security ID: | 020002101 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director F. Duane Ackerman |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James G. Andress |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Edward A. Brennan |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. James Farrell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jack M. Greenberg |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ronald T. LeMay |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Edward M. Liddy |
| For |
| For |
| Management |
|
1.8 |
| Elect Director J. Christopher Reyes |
| For |
| For |
| Management |
|
1.9 |
| Elect Director H. John Riley, Jr. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Joshua I. Smith |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Judith A. Sprieser |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Mary Alice Taylor |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
5 |
| Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
ALLTEL CORP.
Ticker: | AT | Security ID: | 020039103 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Scott T. Ford |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Lawrence L. Gellerstedt, III |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Emon A. Mahony, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Ronald Townsend |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Ammend EEO - Sexual Orientation |
| Against |
| Against |
| Shareholder |
|
AMAZON.COM, INC.
Ticker: | AMZN | Security ID: | 023135106 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jeffrey P. Bezos |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Tom A. Alberg |
| For |
| For |
| Management |
|
1.3 |
| Elect Director L. John Doerr |
| For |
| For |
| Management |
|
1.4 |
| Elect Director William B. Gordon |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Myrtle S. Potter |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Thomas O. Ryder |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Patricia Q. Stonesifer |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
2
AMERICAN EXPRESS CO.
Ticker: | AXP | Security ID: | 025816109 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Daniel F. Akerson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charlene Barshefsky |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William G. Bowen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Ursula M. Burns |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Kenneth I. Chenault |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Peter R. Dolan |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Vernon E. Jordan, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Jan Leschly |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Richard A. McGinn |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Edward D. Miller |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Frank P. Popoff |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Robert D. Walter |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Establish Term Limits for Directors |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: | AIG | Security ID: | 026874107 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director M. Bernard Aidinoff |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Pei-Yuan Chia |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Marshall A. Cohen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Willaim S. Cohen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Martin S. Feldstein |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ellen V. Futter |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Maurice R. Greenberg |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Carla A. Hills |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Frank J. Hoenemeyer |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Richard C. Holbrooke |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Donald P. Kanak |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Howard I. Smith |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Martin J. Sullivan |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Edmund S.W. Tse |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Frank G. Zarb |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Divest from Tobacco Equities |
| Against |
| Against |
| Shareholder |
|
7 |
| Link Executive Compensation to Predatory Lending |
| Against |
| Against |
| Shareholder |
|
3
AMR CORP.
Ticker: | AMR | Security ID: | 001765106 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gerard J. Arpey |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John W. Bachmann |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David L. Boren |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Edward A. Brennan |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Armando M. Codina |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Earl G. Graves |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ann McLaughlin Korologos |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Michael A. Miles |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Philip J. Purcell |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Joe M. Rodgers |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Judith Rodin, Ph.D. |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Roger T. Staubach |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Affirm Nonpartisan Political Policy |
| Against |
| For |
| Shareholder |
|
4 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
AMSOUTH BANCORPORATION
Ticker: | ASO | Security ID: | 032165102 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Claude B. Nielsen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Cleophus Thomas, Jr. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
6 |
| Political Contributions |
| Against |
| Against |
| Shareholder |
|
APPLE COMPUTER, INC.
Ticker: | AAPL | Security ID: | 037833100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William V. Campbell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Millard S. Drexler |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Albert A. Gore, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Steven P. Jobs |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Arthur D. Levinson |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jerome B. York |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
4
APPLERA CORP
Ticker: | ABI | Security ID: | 038020202 |
Meeting Date: | OCT 16, 2003 | Meeting Type: | Annual |
Record Date: | AUG 27, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Richard H. Ayers |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jean-Luc Belingard |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert H. Hayes |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Arnold J. Levine |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William H. Longfield |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Theodore E. Martin |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Carolyn W. Slayman |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Orin R. Smith |
| For |
| For |
| Management |
|
1.9 |
| Elect Director James R. Tobin |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Tony L. White |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
APPLIED MATERIALS, INC.
Ticker: | AMAT | Security ID: | 038222105 |
Meeting Date: | MAR 24, 2004 | Meeting Type: | Annual |
Record Date: | JAN 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael H. Armacost |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Deborah A. Coleman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Herbert M. Dwight, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Philip V. Gerdine |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Paul R. Low |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Dan Maydan |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Steven L. Miller |
| For |
| For |
| Management |
|
1.8 |
| Elect Director James C. Morgan |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Gerhard H. Parker |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Michael R. Splinter |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: | ADM | Security ID: | 039483102 |
Meeting Date: | NOV 6, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director G. Allen Andreas |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Mollie Hale Carter |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Roger S. Joslin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director D.J. Mimran |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Patrick J. Moore |
| For |
| For |
| Management |
|
1.6 |
| Elect Director M. Brian Mulroney |
| For |
| For |
| Management |
|
1.7 |
| Elect Director J. K. Vanier |
| For |
| For |
| Management |
|
1.8 |
| Elect Director O. G. Webb |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Kelvin R. Westbrook |
| For |
| For |
| Management |
|
5
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William Barnet, III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charles W. Coker |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John T. Collins |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gary L. Countryman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Paul Fulton |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Charles K. Gifford |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Donald E. Guinn |
| For |
| For |
| Management |
|
1.8 |
| Elect Director James H. Hance, Jr. |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Kenneth D. Lewis |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Walter E. Massey |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Thomas J. May |
| For |
| For |
| Management |
|
1.12 |
| Elect Director C. Steven McMillan |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Eugene M. McQuade |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Patricia E. Mitchell |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Edward L. Romero |
| For |
| For |
| Management |
|
1.16 |
| Elect Director Thomas M. Ryan |
| For |
| For |
| Management |
|
1.17 |
| Elect Director O. Temple Sloan, Jr. |
| For |
| For |
| Management |
|
1.18 |
| Elect Director Meredith R. Spangler |
| For |
| For |
| Management |
|
1.19 |
| Elect Director Jackie M. Ward |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Change Date of Annual Meeting |
| Against |
| Against |
| Shareholder |
|
4 |
| Adopt Nomination Procedures for the Board |
| Against |
| Against |
| Shareholder |
|
5 |
| Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
6 |
| Establish Independent Committee to Review Mutual Fund Policy |
| Against |
| Against |
| Shareholder |
|
7 |
| Adopt Standards Regarding Privacy and Information Security |
| Against |
| Against |
| Shareholder |
|
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Special |
Record Date: | JAN 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
4 |
| Adjourn Meeting |
| For |
| Against |
| Management |
|
6
BED BATH & BEYOND INC.
Ticker: | BBBY | Security ID: | 075896100 |
Meeting Date: | JUL 1, 2004 | Meeting Type: | Annual |
Record Date: | MAY 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Warren Eisenberg |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Victoria A. Morrison |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Stanley Barshay |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Fran Stoller |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jordan Heller |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Glass Ceiling |
| Against |
| Against |
| Shareholder |
|
5 |
| Adopt Retention Ratio for Executives |
| Against |
| Against |
| Shareholder |
|
BP PLC (FORM. BP AMOCO PLC)
Ticker: | BP. | Security ID: | 055622104 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lord Browne |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dr B E Grote |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Mr H M P Miles |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Sir Robin Nicholson |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Mr R L Olver |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Sir Ian Prosser |
| For |
| For |
| Management |
|
2 |
| TO ELECT MR A BURGMANS AS A DIRECTOR |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY |
| For |
| For |
| Management |
|
5 |
| TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT |
| For |
| For |
| Management |
|
6 |
| SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS |
| For |
| For |
| Management |
|
7 |
| SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY |
| For |
| For |
| Management |
|
8 |
| TO AUTHORISE THE USE OF TREASURY SHARES FOR EMPLOYEE SHARE SCHEMES |
| For |
| For |
| Management |
|
9 |
| TO APPROVE THE DIRECTORS REMUNERATION REPORT |
| For |
| For |
| Management |
|
10 |
| TO DETERMINE THE LIMIT FOR THE AGGREGATE REMUNERATION OF THE NON-EXECUTIVE DIRECTORS |
| For |
| For |
| Management |
|
11 |
| TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE ACCOUNTS |
| For |
| For |
| Management |
|
12 |
| SPECIAL SHAREHOLDER RESOLUTION: TO INSTRUCT THE COMPANY TO PREPARE A REPORT MAKING CERTAIN DISCLOSURES ON MATTERS OF CONTROL AND RISK IN PROTECTED AND SENSITIVE AREAS |
| Against |
| Against |
| Shareholder |
|
7
BURLINGTON NORTHERN SANTA FE CORP.
Ticker: | BNI | Security ID: | 12189T104 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alan L. Boeckmann |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Vilma S. Martinez |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Marc F. Racicot |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Roy S. Roberts |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Matthew K. Rose |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Marc J. Shapiro |
| For |
| For |
| Management |
|
1.7 |
| Elect Director J.C. Watts, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert H. West |
| For |
| For |
| Management |
|
1.9 |
| Elect Director J. Steven Whisler |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Edward E. Whitacre, Jr. |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Michael B. Yanney |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BURLINGTON RESOURCES INC.
Ticker: | BR | Security ID: | 122014103 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Barbara T. Alexander |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Reuben V. Anderson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Laird I. Grant |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert J. Harding |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John T. LaMacchia |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Randy L. Limbacher |
| For |
| For |
| Management |
|
1.7 |
| Elect Director James F. McDonald |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Kenneth W. Orce |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Donald M. Roberts |
| For |
| For |
| Management |
|
1.10 |
| Elect Director James A. Runde |
| For |
| For |
| Management |
|
1.11 |
| Elect Director John F. Schwarz |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Walter Scott, Jr. |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Bobby S. Shackouls |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Steven J. Shapiro |
| For |
| For |
| Management |
|
1.15 |
| Elect Director William E. Wade, Jr. |
| For |
| For |
| Management |
|
2 |
| Approve Increase in Common Stock and a Stock Split |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
8
C. R. BARD, INC.
Ticker: | BCR | Security ID: | 067383109 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Anthony Welters |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Tony L. White |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Theodore E. Martin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Timothy M. Ring |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CATERPILLAR INC.
Ticker: | CAT | Security ID: | 149123101 |
Meeting Date: | APR 14, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John T. Dillon |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Juan Gallardo |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William A. Osborn |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gordon R. Parker |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Edward B. Rust, Jr. |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
5 |
| Report on Equipment Sales to Israel |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Operational Imact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
CELGENE CORP.
Ticker: | CELG | Security ID: | 151020104 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | Annual |
Record Date: | APR 28, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John W. Jackson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Sol J. Barer, Ph.D. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert J. Hugin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jack L. Bowman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Frank T. Cary |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Michael D. Casey |
| For |
| For |
| Management |
|
1.7 |
| Elect Director A. Hull Hayes, Jr, M.D. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Gilla Kaplan, Ph.D. |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Richard C.E. Morgan |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Walter L. Robb, Ph.D. |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
9
CEPHALON, INC.
Ticker: | CEPH | Security ID: | 156708109 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank Baldino, Jr., Ph.D. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William P. Egan |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert J. Feeney, Ph.D. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Martyn D. Greenacre |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Charles A. Sanders, M.D. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Gail R. Wilensky, Ph.D. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Dennis L. Winger |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Horst Witzel, Dr.-Ing. |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
CINERGY CORP.
Ticker: | CIN | Security ID: | 172474108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael G. Browning |
| For |
| For |
| Management |
|
1.2 |
| Elect Director George C. Juilfs |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dudley S. Taft |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Carol A. Bartz |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Larry R. Carter |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John T. Chambers |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Dr. James F. Gibbons |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dr. John L. Hennessy |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Roderick C. McGeary |
| For |
| For |
| Management |
|
1.7 |
| Elect Director James C. Morgan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John P. Morgridge |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Donald T. Valentine |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Steven M. West |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Jerry Yang |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Report on Company Products Used by the Government to Monitor the Internet |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
10
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Michael Armstrong |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alain J.P. Belda |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George David |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Kenneth T. Derr |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John M. Deutch |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Roberto Hernandez Ramirez |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ann Dibble Jordan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Dudley C. Mecum |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Richard D. Parsons |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Andrall E. Pearson |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Charles Prince |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Robert E. Rubin |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Sanford I. Weill |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert B. Willumstad |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
6 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
COCA-COLA COMPANY, THE
Ticker: | KO | Security ID: | 191216100 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Herbert A. Allen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ronald W. Allen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Cathleen P. Black |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Warren E. Buffett |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Douglas N. Daft |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Barry Diller |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Donald R. Keough |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Susan Bennett King |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Maria Elena Lagomasino |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Donald F. Mchenry |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Robert L. Nardelli |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Sam Nunn |
| For |
| For |
| Management |
|
1.13 |
| Elect Director J. Pedro Reinhard |
| For |
| For |
| Management |
|
1.14 |
| Elect Director James D. Robinson III |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Peter V. Ueberroth |
| For |
| For |
| Management |
|
1.16 |
| Elect Director James B. Williams |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Operational Impact of HIV/AIDS Pandemic |
| For |
| For |
| Shareholder |
|
4 |
| Report on Stock Option Distribution by Race and Gender |
| Against |
| Against |
| Shareholder |
|
5 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
6 |
| Submit Executive Compensation to Vote |
| Against |
| Against |
| Shareholder |
|
7 |
| Submit Executive Compensation to Vote |
| Against |
| Against |
| Shareholder |
|
8 |
| Implement China Principles |
| Against |
| Against |
| Shareholder |
|
9 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
11
COSTCO WHOLESALE CORPORATION
Ticker: | COST | Security ID: | 22160K105 |
Meeting Date: | JAN 29, 2004 | Meeting Type: | Annual |
Record Date: | DEC 5, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Benjamin S. Carson, Sr., M.D. as Class II Director |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Hamilton E. James as Class II Director |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jill S. Ruckelshaus as Class II Director |
| For |
| For |
| Management |
|
1.4 |
| Elect Director William H. Gates, II as Class II Director |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Daniel J. Evans as Class I Director |
| For |
| For |
| Management |
|
2 |
| Declassify the Board of Directors |
| Against |
| Against |
| Shareholder |
|
3 |
| Develop Land Procurement Policy |
| Against |
| Against |
| Shareholder |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CSX CORP.
Ticker: | CSX | Security ID: | 126408103 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director E.E. Bailey |
| For |
| For |
| Management |
|
1.2 |
| Elect Director R.L. Burrus, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director E.J. Kelly, III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director R.D. Kunisch |
| For |
| For |
| Management |
|
1.5 |
| Elect Director S.J. Morcott |
| For |
| For |
| Management |
|
1.6 |
| Elect Director D.M. Ratcliffe |
| For |
| For |
| Management |
|
1.7 |
| Elect Director C.E. Rice |
| For |
| For |
| Management |
|
1.8 |
| Elect Director W.C. Richardson |
| For |
| For |
| Management |
|
1.9 |
| Elect Director F.S. Royal, M.D. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director D.J. Shepard |
| For |
| For |
| Management |
|
1.11 |
| Elect Director M.J. Ward |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
4 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
5 |
| Limit Awards to Executives |
| Against |
| For |
| Shareholder |
|
DEAN FOODS COMPANY
Ticker: | DF | Security ID: | 242370104 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alan J. Bernon |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gregg L. Engles |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Joseph S. Hardin, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Ronald Kirk |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John S. Llewellyn, Jr. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
12
DELL INC.
Ticker: | DELL | Security ID: | 24702R101 |
Meeting Date: | JUL 16, 2004 | Meeting Type: | Annual |
Record Date: | MAY 21, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Donald J. Carty |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael S. Dell |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William H. Gray, III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Judy C. Lewent |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Thomas W. Luce, III |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Klaus S. Luft |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Alex J. Mandl |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Michael A. Miles |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Samuel A. Nunn, Jr. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Kevin B. Rollins |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
DELL INC.
Ticker: | DELL | Security ID: | 247025109 |
Meeting Date: | JUL 18, 2003 | Meeting Type: | Annual |
Record Date: | MAY 23, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael A. Miles |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alex J. Mandl |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Morton L. Topfer |
| For |
| For |
| Management |
|
2 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
3 |
| Change Company Name |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
DIAMOND OFFSHORE DRILLING, INC.
Ticker: | DO | Security ID: | 25271C102 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James S. Tisch |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Lawrence R. Dickerson |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Alan R. Batkin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Charles L. Fabrikant |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Herbert C. Hofmann |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Arthur L. Rebell |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Raymond S. Troubh |
| For |
| For |
| Management |
|
2 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
13
DOW CHEMICAL COMPANY, THE
Ticker: | DOW | Security ID: | 260543103 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Arnold A. Allemang |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John C. Danforth |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jeff M. Fettig |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Andrew N. Liveris |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James M. Ringler |
| For |
| For |
| Management |
|
1.6 |
| Elect Director William S. Stavropoulos |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
4 |
| Report on Social Initiatives in Bhopal |
| Against |
| Against |
| Shareholder |
|
ELI LILLY AND CO.
Ticker: | LLY | Security ID: | 532457108 |
Meeting Date: | APR 19, 2004 | Meeting Type: | Annual |
Record Date: | FEB 13, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Steven C. Beering |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Winfried Bischoff |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Franklyn G. Prendergast |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Kathi P. Seifert |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Drug Pricing |
| Against |
| Against |
| Shareholder |
|
EMERSON ELECTRIC CO.
Ticker: | EMR | Security ID: | 291011104 |
Meeting Date: | FEB 3, 2004 | Meeting Type: | Annual |
Record Date: | NOV 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Fernandez G. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director C.F. Knight |
| For |
| For |
| Management |
|
1.3 |
| Elect Director G.A. Lodge |
| For |
| For |
| Management |
|
1.4 |
| Elect Director R.L. Ridgway |
| For |
| For |
| Management |
|
1.5 |
| Elect Director E.E. Whitacre, Jr. |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
14
ESPEED INC
Ticker: | ESPD | Security ID: | 296643109 |
Meeting Date: | OCT 22, 2003 | Meeting Type: | Annual |
Record Date: | SEP 9, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Howard W. Lutnick |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Lee M. Amaitis |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Joseph C. Noviello |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Stephen M. Merkel |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director John H. Dalton |
| For |
| For |
| Management |
|
1.6 |
| Elect Director William J. Moran |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Albert M. Weis |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Henry (Hank) Morris |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
EXXON MOBIL CORP.
Ticker: | XOM | Security ID: | 30231G102 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Boskin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James R. Houghton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William R. Howell |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Reatha Clark King |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Philip E. Lippincott |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Harry J. Longwell |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Henry A. McKinnell, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Marilyn Carlson Nelson |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Lee R. Raymond |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Walter V. Shipley |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Rex W. Tillerson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Restricted Stock Plan |
| For |
| For |
| Management |
|
4 |
| Affirm Political Nonpartisanship |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Equatorial Guinea |
| Against |
| Against |
| Shareholder |
|
7 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
8 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
9 |
| Report on Stock Option Distribution by Race and Gender |
| Against |
| Against |
| Shareholder |
|
10 |
| Amend EEO Statement to Include Reference to Sexual Orientation |
| Against |
| For |
| Shareholder |
|
11 |
| Report on Climate Change Research |
| Against |
| Against |
| Shareholder |
|
15
FISHER SCIENTIFIC INTERNATIONAL INC.
Ticker: | FSH | Security ID: | 338032204 |
Meeting Date: | AUG 2, 2004 | Meeting Type: | Annual |
Record Date: | MAY 14, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Issue Shares in Connection with an Acquisition |
| For |
| For |
| Management |
|
2.1 |
| Elect Director Michael D. Dingman |
| For |
| For |
| Management |
|
2.2 |
| Elect Director Charles A. Sanders M.D. |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Adjourn Meeting |
| For |
| Against |
| Management |
|
FLEXTRONICS INTERNATIONAL LTD.
Ticker: | FLEX | Security ID: | Y2573F102 |
Meeting Date: | SEP 30, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Reelect Richard Sharp as Director |
| For |
| For |
| Management |
|
2a |
| Reelect James Davidson as Director |
| For |
| For |
| Management |
|
2b |
| Reelect Lip-Bu Tan as Director |
| For |
| For |
| Management |
|
3 |
| Reelect Patrick Foley as Director |
| For |
| For |
| Management |
|
4 |
| Reappoint Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Amend 1997 Employee Share Purchase Plan |
| For |
| For |
| Management |
|
6 |
| Approve Issuance of Shares without Preemptive Rights |
| For |
| For |
| Management |
|
7 |
| Approve Nonexecutive Directors’ Fees |
| For |
| For |
| Management |
|
8 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
GAP, INC., THE
Ticker: | GPS | Security ID: | 364760108 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Howard Behar |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Adrian D.P. Bellamy |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Donald G. Fisher |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Doris F. Fisher |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert J. Fisher |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Glenda A. Hatchett |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Penelope L. Hughes |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Bob L. Martin |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Jorge P. Montoya |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Paul S. Pressler |
| For |
| For |
| Management |
|
1.11 |
| Elect Director James M. Schneider |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Mayo A. Shattuck III |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Margaret C. Whitman |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
16
GENERAL ELECTRIC CO.
Ticker: | GE | Security ID: | 369604103 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James I. Cash, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dennis D. Dammerman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ann M. Fudge |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Claudio X. Gonzalez |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Jeffrey R. Immelt |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Andrea Jung |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Alan G. Lafley |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Kenneth G. Langone |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Ralph S. Larsen |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Rochelle B. Lazarus |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Sam Nunn |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Roger S. Penske |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Robert J. Swieringa |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Douglas A. Warner III |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert C. Wright |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
5 |
| Eliminate Animal Testing |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Nuclear Fuel Storage Risks |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on PCB Clean-up |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Foreign Outsourcing |
| Against |
| Against |
| Shareholder |
|
9 |
| Prepare Sustainability Report |
| Against |
| Against |
| Shareholder |
|
10 |
| Limit Composition of Management Development and Compensation Committee to Independent Directors |
| Against |
| Against |
| Shareholder |
|
11 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
12 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
13 |
| Limit Board Service for Other Companies |
| Against |
| For |
| Shareholder |
|
14 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
15 |
| Hire Advisor/Maximize Shareholder Value |
| Against |
| Against |
| Shareholder |
|
16 |
| Adopt a Retention Ratio for Executives and Directors |
| Against |
| Against |
| Shareholder |
|
17 |
| Require 70% to 80% Independent Board |
| Against |
| Against |
| Shareholder |
|
18 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
GILEAD SCIENCES, INC.
Ticker: | GILD | Security ID: | 375558103 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Paul Berg |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Etienne F. Davignon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James M. Denny |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John C. Martin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Gordon E. Moore |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Nicholas G. Moore |
| For |
| For |
| Management |
|
1.7 |
| Elect Director George P. Shultz |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Gayle E. Wilson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
17
HALLIBURTON CO.
Ticker: | HAL | Security ID: | 406216101 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert L. Crandall |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Kenneth T. Derr |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles J. DiBona |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. R. Howell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ray L. Hunt |
| For |
| For |
| Management |
|
1.6 |
| Elect Director David J. Lesar |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Aylwin B. Lewis |
| For |
| For |
| Management |
|
1.8 |
| Elect Director J. Landis Martin |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Jay A. Precourt |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Debra L. Reed |
| For |
| For |
| Management |
|
1.11 |
| Elect Director C. J. Silas |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Review/Report on Operations in Iran |
| Against |
| Against |
| Shareholder |
|
4 |
| Require Affirmative Vote of a Majority of the Shares to Elect Directors |
| Against |
| Against |
| Shareholder |
|
5 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
HONDA MOTOR CO. LTD.
Ticker: | HMCL | Security ID: | 438128308 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: | MAY 28, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPROVAL OF PROPOSAL FOR APPROPRIATION OF RETAINED EARNINGS FOR THE 80TH FISCAL YEAR. |
| For |
| For |
| Management |
|
2 |
| PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION. |
| For |
| For |
| Management |
|
3.1 |
| Elect Director T. Fukui |
| For |
| For |
| Management |
|
3.2 |
| Elect Director K. Amemiya |
| For |
| For |
| Management |
|
3.3 |
| Elect Director M. Hagino |
| For |
| For |
| Management |
|
3.4 |
| Elect Director M. Harada |
| For |
| For |
| Management |
|
3.5 |
| Elect Director M. Shiraishi |
| For |
| For |
| Management |
|
3.6 |
| Elect Director S. Aoki |
| For |
| For |
| Management |
|
3.7 |
| Elect Director A. Hyogo |
| For |
| For |
| Management |
|
3.8 |
| Elect Director S. Dobashi |
| For |
| For |
| Management |
|
3.9 |
| Elect Director S. Toshida |
| For |
| For |
| Management |
|
3.10 |
| Elect Director K. Hirashima |
| For |
| For |
| Management |
|
3.11 |
| Elect Director K. Kondo |
| For |
| For |
| Management |
|
3.12 |
| Elect Director Y. Ikenoya |
| For |
| For |
| Management |
|
3.13 |
| Elect Director T. Onda |
| For |
| For |
| Management |
|
3.14 |
| Elect Director A. Takano |
| For |
| For |
| Management |
|
3.15 |
| Elect Director T. Ito |
| For |
| For |
| Management |
|
3.16 |
| Elect Director S. Kishi |
| For |
| For |
| Management |
|
3.17 |
| Elect Director H. Yoshino |
| For |
| For |
| Management |
|
3.18 |
| Elect Director M. Yoshimi |
| For |
| For |
| Management |
|
3.19 |
| Elect Director M. Kato |
| For |
| For |
| Management |
|
3.20 |
| Elect Director S. Takagi |
| For |
| For |
| Management |
|
3.21 |
| Elect Director H. Kuroda |
| For |
| For |
| Management |
|
3.22 |
| Elect Director A. Hamada |
| For |
| For |
| Management |
|
3.23 |
| Elect Director T. Kowashi |
| For |
| For |
| Management |
|
3.24 |
| Elect Director T. Iwamura |
| For |
| For |
| Management |
|
3.25 |
| Elect Director T. Yamamoto |
| For |
| For |
| Management |
|
3.26 |
| Elect Director M. Takabayashi |
| For |
| For |
| Management |
|
3.27 |
| Elect Director T. Oyamo |
| For |
| For |
| Management |
|
3.28 |
| Elect Director S. Kanazawa |
| For |
| For |
| Management |
|
3.29 |
| Elect Director M. Nishimae |
| For |
| For |
| Management |
|
3.30 |
| Elect Director F. Ike |
| For |
| For |
| Management |
|
3.31 |
| Elect Director M. Yamashita |
| For |
| For |
| Management |
|
3.32 |
| Elect Director H. Kobayashi |
| For |
| For |
| Management |
|
3.33 |
| Elect Director K. Sagawa* |
| For |
| For |
| Management |
|
3.34 |
| Elect Director K. Iiyama* |
| For |
| For |
| Management |
|
3.35 |
| Elect Director H. Oshima* |
| For |
| For |
| Management |
|
3.36 |
| Elect Director S. Minekawa* |
| For |
| For |
| Management |
|
4 |
| ELECTION AS CORPORATE AUDITOR: KOJI MIYAJIMA |
| For |
| For |
| Management |
|
5 |
| ELECTION AS CORPORATE AUDITOR: HIROSHI OKUBO |
| For |
| For |
| Management |
|
6 |
| ELECTION AS CORPORATE AUDITOR: FUMIHIKO SAITO |
| For |
| For |
| Management |
|
7 |
| REVISION OF AMOUNT OF REMUNERATION PAYABLE TO DIRECTORS. |
| For |
| For |
| Management |
|
8 |
| PAYMENT OF BONUS TO DIRECTORS AND CORPORATE AUDITORS FOR THE 80TH FISCAL YEAR. |
| For |
| For |
| Management |
|
9 |
| PRESENTATION OF RETIREMENT ALLOWANCE TO RETIRING DIRECTORS AND CORPORATE AUDITORS FOR THEIR RESPECTIVE SERVICES. |
| For |
| For |
| Management |
|
18
INTEL CORP.
Ticker: | INTC | Security ID: | 458140100 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Craig R. Barrett |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charlene Barshefsky |
| For |
| For |
| Management |
|
1.3 |
| Elect Director E. John P. Browne |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Andrew S. Grove |
| For |
| For |
| Management |
|
1.5 |
| Elect Director D. James Guzy |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Reed E. Hundt |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Paul S. Otellini |
| For |
| For |
| Management |
|
1.8 |
| Elect Director David S. Pottruck |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Jane E. Shaw |
| For |
| For |
| Management |
|
1.10 |
| Elect Director John L. Thornton |
| For |
| For |
| Management |
|
1.11 |
| Elect Director David B. Yoffie |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
5 |
| Limit/Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
6 |
| Performance- Based/Indexed Options |
| Against |
| Against |
| Shareholder |
|
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: | IBM | Security ID: | 459200101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Cathleen Black |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Kenneth I. Chenault |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Carlos Ghosn |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Nannerl O. Keohane |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Charles F. Knight |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Lucio A. Noto |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Samuel J. Palmisano |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John B. Slaughter |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Joan E. Spero |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Sidney Taurel |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Charles M. Vest |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Lorenzo H. Zambrano |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors for the Company’s Business Consulting Services Unit |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
5 |
| Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
6 |
| Amend Pension and Retirement Medical Insurance Plans |
| Against |
| Against |
| Shareholder |
|
7 |
| Submit Executive Compensation to Vote |
| Against |
| Against |
| Shareholder |
|
8 |
| Expense Stock Options |
| Against |
| Against |
| Shareholder |
|
9 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
10 |
| China Principles |
| Against |
| Against |
| Shareholder |
|
11 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
12 |
| Report on Executive Compensation |
| Against |
| Against |
| Shareholder |
|
19
JPMORGAN CHASE & CO.
Ticker: | JPM | Security ID: | 46625H100 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2.1 |
| Elect Director Hans W. Becherer |
| For |
| For |
| Management |
|
2.2 |
| Elect Director Frank A. Bennack, Jr. |
| For |
| For |
| Management |
|
2.3 |
| Elect Director John H. Biggs |
| For |
| For |
| Management |
|
2.4 |
| Elect Director Lawrence A. Bossidy |
| For |
| For |
| Management |
|
2.5 |
| Elect Director Ellen V. Futter |
| For |
| For |
| Management |
|
2.6 |
| Elect Director William H. Gray, III |
| For |
| For |
| Management |
|
2.7 |
| Elect Director William B. Harrison, Jr |
| For |
| For |
| Management |
|
2.8 |
| Elect Director Helene L. Kaplan |
| For |
| For |
| Management |
|
2.9 |
| Elect Director Lee R. Raymond |
| For |
| For |
| Management |
|
2.10 |
| Elect Director John R. Stafford |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
5 |
| Adjourn Meeting |
| For |
| Against |
| Management |
|
6 |
| Establish Term Limits for Directors |
| Against |
| Against |
| Shareholder |
|
7 |
| Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
8 |
| Political Contributions |
| Against |
| Against |
| Shareholder |
|
9 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
10 |
| Provide Adequate Disclosure for over the counter Derivatives |
| Against |
| Against |
| Shareholder |
|
11 |
| Auditor Independence |
| Against |
| Against |
| Shareholder |
|
12 |
| Submit Non-Employee Director Compensation to Vote |
| Against |
| Against |
| Shareholder |
|
13 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
KELLOGG CO.
Ticker: | K | Security ID: | 487836108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 4, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Benjamin S. Carson, Sr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gordon Gund |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dorothy A. Johnson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Ann Mclaughlin Korologos |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Genetically Modified Organisms (GMO) |
| Against |
| Against |
| Shareholder |
|
20
KEYCORP
Ticker: | KEY | Security ID: | 493267108 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alexander M. Cutler |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Douglas J. McGregor |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Eduardo R. Menasce |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Henry L. Meyer III |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Peter G. Ten Eyck, II |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MERCK & CO., INC.
Ticker: | MRK | Security ID: | 589331107 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Peter C. Wendell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William G. Bowen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William M. Daley |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas E. Shenk |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Wendell P. Weeks |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
4 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
5 |
| Develop Ethical Criteria for Patent Extension |
| Against |
| Against |
| Shareholder |
|
6 |
| Link Executive Compensation to Social Issues |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on Political Contributions |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
MICRON TECHNOLOGY, INC.
Ticker: | MU | Security ID: | 595112103 |
Meeting Date: | NOV 21, 2003 | Meeting Type: | Annual |
Record Date: | SEP 22, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Steven R. Appleton |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James W. Bagley |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert A. Lothrop |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas T. Nicholson |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Gordon C. Smith |
| For |
| For |
| Management |
|
1.6 |
| Elect Director William P. Weber |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For | �� | For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
21
MICROSOFT CORP.
Ticker: | MSFT | Security ID: | 594918104 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William H. Gates, III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Steven A. Ballmer |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James I. Cash, Jr., Ph.D. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Raymond V. Gilmartin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ann McLaughlin Korologos |
| For |
| For |
| Management |
|
1.6 |
| Elect Director David F. Marquardt |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Charles H. Noski |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Dr. Helmut Panke |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Wm. G. Reed, Jr. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Jon A. Shirley |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Refrain from Giving Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
MOTOROLA, INC.
Ticker: | MOT | Security ID: | 620076109 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward Zander |
| For |
| For |
| Management |
|
1.2 |
| Elect Director H. Laurence Fuller |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Judy Lewent |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Walter Massey |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Nicholas Negroponte |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Indra Nooyi |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John Pepper, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Samuel Scott III |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Douglas Warner III |
| For |
| For |
| Management |
|
1.10 |
| Elect Director John White |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Mike Zafirovski |
| For |
| For |
| Management |
|
2 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
3 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
22
NEWMONT MINING CORP. (HOLDING COMPANY)
Ticker: | NEM | Security ID: | 651639106 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Glen A. Barton |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Vincent A. Calarco |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael S. Hamson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Leo I. Higdon, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Pierre Lassonde |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert J. Miller |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Wayne W. Murdy |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robin A. Plumbridge |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John B. Prescott |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Michael K. Reilly |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Seymour Schulich |
| For |
| For |
| Management |
|
1.12 |
| Elect Director James V. Taranik |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
NEXTEL COMMUNICATIONS, INC.
Ticker: | NXTL | Security ID: | 65332V103 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Keith J. Bane |
| For |
| For |
| Management |
|
1.2 |
| Elect Director V. Janet Hill |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
NOKIA CORP.
Ticker: | NKCAF | Security ID: | 654902204 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: | JAN 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE SHEETS. |
| For |
| For |
| Management |
|
2 |
| APPROVAL OF A DIVIDEND OF EUR 0.30 PER SHARE. |
| For |
| For |
| Management |
|
3 |
| APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. |
| For |
| For |
| Management |
|
4.1 |
| Elect Director Paul J. Collins |
| For |
| For |
| Management |
|
4.2 |
| Elect Director Georg Ehrnrooth |
| For |
| For |
| Management |
|
4.3 |
| Elect Director Bengt Holmstrom |
| For |
| For |
| Management |
|
4.4 |
| Elect Director Per Karlsson |
| For |
| For |
| Management |
|
4.5 |
| Elect Director Jorma Ollila |
| For |
| For |
| Management |
|
4.6 |
| Elect Director Marjorie Scardino |
| For |
| For |
| Management |
|
4.7 |
| Elect Director Vesa Vainio |
| For |
| For |
| Management |
|
4.8 |
| Elect Director Arne Wessberg |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6 |
| APPROVAL OF THE PROPOSAL OF THE BOARD TO REDUCE THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA SHARES HELD BY THE COMPANY |
| For |
| For |
| Management |
|
7 |
| APPROVAL OF THE AUTHORIZATION TO THE BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY. |
| For |
| For |
| Management |
|
8 |
| APPROVAL OF THE AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA SHARES. |
| For |
| For |
| Management |
|
9 |
| APPROVAL OF THE AUTHORIZATION TO THE BOARD TO DISPOSE NOKIA SHARES HELD BY THE COMPANY. |
| For |
| For |
| Management |
|
10 |
| APPROVAL OF THE PROPOSAL OF THE BOARD TO INCREASE THE CAPITAL OF THE FOUNDATION OF NOKIA CORPORATION. |
| For |
| For |
| Management |
|
11 |
| MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO ANY ONE OF MARIANNA UOTINEN-TARKOMA, ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF NOKIA CORPORATION, TO AUTHORIZE ANY OF THEM (WITH FULL POWER OF SUBSTITUTION) TO VOTE, IN THEIR DISCR |
| None |
| Against |
| Management |
|
23
NORTHROP GRUMMAN CORP.
Ticker: | NOC | Security ID: | 666807102 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lewis W. Coleman |
| For |
| For |
| Management |
|
1.2 |
| Elect Director J. Michael Cook |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Philip A. Odeen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Aulana L. Peters |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Kevin W. Sharer |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Develop Ethical Criteria for Military Contracts |
| Against |
| Against |
| Shareholder |
|
4 |
| Declassify the Board of Directors |
| Against |
| Against |
| Shareholder |
|
NUCOR CORP.
Ticker: | NUE | Security ID: | 670346105 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Daniel R. Dimicco |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James D. Hlavacek |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Raymond J. Milchovich |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ORACLE CORP.
Ticker: | ORCL | Security ID: | 68389X105 |
Meeting Date: | OCT 13, 2003 | Meeting Type: | Annual |
Record Date: | AUG 21, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lawrence J. Ellison |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Donald L. Lucas |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael J. Boskin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jeffrey O. Henley |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jack F. Kemp |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jeffrey Berg |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Safra Catz |
| For |
| For |
| Management | �� |
1.8 |
| Elect Director Hector Garcia-Molina |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Joseph A. Grundfest |
| For |
| For |
| Management |
|
1.10 |
| Elect Director H. Raymond Bingham |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Amend Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Implement China Principles |
| Against |
| Against |
| Shareholder |
|
24
OXFORD HEALTH PLANS, INC.
Ticker: | OHP | Security ID: | 691471106 |
Meeting Date: | JUL 7, 2004 | Meeting Type: | Annual |
Record Date: | JUN 11, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2 |
| Adjourn Meeting |
| For |
| Against |
| Management |
|
OXFORD HEALTH PLANS, INC.
Ticker: | OHP | Security ID: | 691471106 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Kent J. Thirty |
| For |
| For |
| Management |
|
1.2 |
| Elect Director B.H. Safirstein, M.D. |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Divest from Tobacco Equities |
| Against |
| Against |
| Shareholder |
|
PFIZER INC.
Ticker: | PFE | Security ID: | 717081103 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael S. Brown |
| For |
| For |
| Management |
|
1.2 |
| Elect Director M. Anthony Burns |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert N. Burt |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. Don Cornwell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William H. Gray III |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Constance J. Horner |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William R. Howell |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Stanley O. Ikenberry |
| For |
| For |
| Management |
|
1.9 |
| Elect Director George A. Lorch |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Henry A. Mckinnell |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Dana G. Mead |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Franklin D. Raines |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Ruth J. Simmons |
| For |
| For |
| Management |
|
1.14 |
| Elect Director William C. Steere, Jr. |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Jean-Paul Valles |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
5 |
| Cease Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
7 |
| Establish Term Limits for Directors |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Drug Pricing |
| Against |
| Against |
| Shareholder |
|
9 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
10 |
| Amend Animal Testing Policy |
| Against |
| Against |
| Shareholder |
|
25
PLACER DOME INC.
Ticker: | PDG. | Security ID: | 725906101 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual/Special |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect G. B. Coulombe as a Director |
| For |
| For |
| Management |
|
1.2 |
| Elect J. W. Crow as a Director |
| For |
| For |
| Management |
|
1.3 |
| Elect G. Farquharson as a Director |
| For |
| For |
| Management |
|
1.4 |
| Elect R. M. Franklin as a Director |
| For |
| For |
| Management |
|
1.5 |
| Elect D. S. Karpin as a Director |
| For |
| For |
| Management |
|
1.6 |
| Elect R. McFarland as a Director |
| For |
| For |
| Management |
|
1.7 |
| Elect C. L. Michel as a Director |
| For |
| For |
| Management |
|
1.8 |
| Elect E. A. Parkinson-Marcoux as a Director |
| For |
| For |
| Management |
|
1.9 |
| Elect J. K. Taylor as a Director |
| For |
| For |
| Management |
|
1.10 |
| Elect V. F. Taylor III as a Director |
| For |
| For |
| Management |
|
1.11 |
| Elect W. G. Wilson as a Director |
| For |
| For |
| Management |
|
2 |
| Ratify Ernst & Young LLP as Auditors |
| For |
| For |
| Management |
|
3 |
| Adopt or Amend Shareholder Rights Plan (Poison Pill) |
| For |
| For |
| Management |
|
ROSS STORES, INC.
Ticker: | ROST | Security ID: | 778296103 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Bush |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Norman A. Ferber |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director James C. Peters |
| For |
| Withhold |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
SBC COMMUNICATIONS INC.
Ticker: | SBC | Security ID: | 78387G103 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James E. Barnes |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James A. Henderson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John B. McCoy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director S. Donley Ritchey |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Joyce M. Roche |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Patricia P. Upton |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Bylaws |
| For |
| For |
| Management |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Change Size of Board of Directors |
| Against |
| Against |
| Shareholder |
|
26
SMITH INTERNATIONAL, INC.
Ticker: | SII | Security ID: | 832110100 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James R. Gibbs |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jerry W. Neely |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
SMURFIT - STONE CONTAINER CORP.
Ticker: | SSCC | Security ID: | 832727101 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James R. Boris |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alan E. Goldberg |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William T. Lynch, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Patrick J. Moore |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James J. O’Connor |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jerry K. Pearlman |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Thomas A. Reynolds, III |
| For |
| For |
| Management |
|
1.8 |
| Elect Director William D. Smithburg |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Deferred Compensation Plan |
| For |
| For |
| Management |
|
5 |
| Submit Executive Compensation to Vote |
| Against |
| Against |
| Shareholder |
|
SOUTHERN COMPANY
Ticker: | SO | Security ID: | 842587107 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Daniel P. Amos |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dorrit J. Bern |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Francis S. Blake |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas F. Chapman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director H. Allen Franklin |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Bruce S. Gordon |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Donald M. James |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Zack T. Pate |
| For |
| For |
| Management |
|
1.9 |
| Elect Director J. Neal Purcell |
| For |
| For |
| Management |
|
1.10 |
| Elect Director David M. Ratcliffe |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Gerald J. St. Pe |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Outside Director Stock in Lieu of Cash |
| For |
| For |
| Management |
|
27
ST. PAUL TRAVELERS COMPANIES, INC., THE
Ticker: | STA | Security ID: | 792860108 |
Meeting Date: | JUL 28, 2004 | Meeting Type: | Annual |
Record Date: | JUN 4, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Howard P. Berkowitz |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Kenneth J. Bialkin |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Carolyn H. Byrd |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John H. Dasburg |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Leslie B. Disharoon |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Janet M. Dolan |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Kenneth M. Duberstein |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Jay S. Fishman |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Lawrence G. Graev |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Meryl D. Hartzband |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Thomas R. Hodgson |
| For |
| For |
| Management |
|
1.12 |
| Elect Director William H. Kling |
| For |
| For |
| Management |
|
1.13 |
| Elect Director James A. Lawrence |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Robert I. Lipp |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Blythe J. McGarvie |
| For |
| For |
| Management |
|
1.16 |
| Elect Director Glen D. Nelson, M.D. |
| For |
| For |
| Management |
|
1.17 |
| Elect Director Clarence Otis, Jr. |
| For |
| For |
| Management |
|
1.18 |
| Elect Director Jeffrey M. Peek |
| For |
| For |
| Management |
|
1.19 |
| Elect Director Nancy A. Roseman |
| For |
| For |
| Management |
|
1.20 |
| Elect Director Charles W. Scharf |
| For |
| For |
| Management |
|
1.21 |
| Elect Director Gordon M. Sprenger |
| For |
| For |
| Management |
|
1.22 |
| Elect Director Frank J. Tasco |
| For |
| For |
| Management |
|
1.23 |
| Elect Director Laurie J. Thomsen |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: | TSM.P | Security ID: | 874039100 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| TO ACCEPT 2003 BUSINESS REPORT AND FINANCIAL STATEMENTS. |
| For |
| For |
| Management |
|
2 |
| TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2003 PROFITS. |
| For |
| For |
| Management |
|
3 |
| TO APPROVE THE CAPITALIZATION OF 2003 DIVIDENDS AND EMPLOYEE PROFIT SHARING. |
| For |
| For |
| Management |
|
28
TIME WARNER INC
Ticker: | TWX | Security ID: | 887317105 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James L. Barksdale |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Stephen F. Bollenbach |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Stephen M. Case |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Frank J. Caufield |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert C. Clark |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Miles R. Gilburne |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Carla A. Hills |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Reuben Mark |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Michael A. Miles |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Kenneth J. Novack |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Richard D. Parsons |
| For |
| For |
| Management |
|
1.12 |
| Elect Director R. E. Turner |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Francis T. Vincent, Jr. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Adopt China Principles |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
TRAVELERS PROPERTY CASUALTY CORP.
Ticker: | TVCR | Security ID: | 89420G406 |
Meeting Date: | MAR 19, 2004 | Meeting Type: | Special |
Record Date: | FEB 6, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
UNITED STATES STEEL CORP.
Ticker: | X | Security ID: | 912909108 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert J. Darnall |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Roy G. Dorrance |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles R. Lee |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John G. Drosdick |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
29
VERIZON COMMUNICATIONS
Ticker: | VZ | Security ID: | 92343V104 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James R. Barker |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard L. Carrion |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert W. Lane |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Sandra O. Moose |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Joseph Neubauer |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Thomas H. O’Brien |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Hugh B. Price |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Ivan G. Seidenberg |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Walter V. Shipley |
| For |
| For |
| Management |
|
1.10 |
| Elect Director John R. Stafford |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Robert D. Storey |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Restore or Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
4 |
| Require Majority of Independent Directors on Board |
| Against |
| Against |
| Shareholder |
|
5 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
6 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
7 |
| Submit Executive Compensation to Vote |
| Against |
| Against |
| Shareholder |
|
8 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
9 |
| Report on Stock Option Distribution by Race and Gender |
| Against |
| Against |
| Shareholder |
|
10 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
11 |
| Cease Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
WASTE MANAGEMENT, INC.
Ticker: | WMI | Security ID: | 94106L109 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Pastora San Juan Cafferty |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frank M. Clark, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert S. Miller |
| For |
| For |
| Management |
|
1.4 |
| Elect Director A. Maurice Myers |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John C. Pope |
| For |
| For |
| Management |
|
1.6 |
| Elect Director W. Robert Reum |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Steven G. Rothmeier |
| For |
| For |
| Management |
|
1.8 |
| Elect Director David P. Steiner |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Carl W. Vogt |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
30
WELLS FARGO & COMPANY
Ticker: | WFC | Security ID: | 949746101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director J.A. Blanchard III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Susan E. Engel |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Enrique Hernandez, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert L. Joss |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Reatha Clark King |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Richard M. Kovacevich |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Richard D. McCormick |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Cynthia H. Milligan |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Philip J. Quigley |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Donald B. Rice |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Judith M. Runstad |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Stephen W. Sanger |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Susan G. Swenson |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Michael W. Wright |
| For |
| For |
| Management |
|
2 |
| Approve Retirement Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
6 |
| Link Executive Compensation to Social Issues |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
WYETH
Ticker: | WYE | Security ID: | 983024100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Clifford L. Alexander, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frank A. Bennack, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard L. Carrion |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert Essner |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John D. Feerick |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert Langer |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John P. Mascotte |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Mary Lake Polan |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Ivan G. Seidenberg |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Walter V. Shipley |
| For |
| For |
| Management |
|
1.11 |
| Elect Director John R. Torell III |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Drug Pricing |
| Against |
| Against |
| Shareholder |
|
4 |
| Amend Animal Testing Policy |
| Against |
| Against |
| Shareholder |
|
31
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Morgan Stanley Strategist Fund | ||
| |||
By (Signature and Title)* | /s/ Ronald E. Robison | ||
|
| ||
| Principal Executive Officer | ||
| |||
Date | August 27, 2004 | ||
* Print the name and title of each signing officer under his or her signature.
32