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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-05646
New Century Portfolios | |
Exact name of registrant as specified in charter) | |
40 William Street, Suite 100 Wellesley, Massachusetts | 02481 |
(Address of principal executive offices) | (Zip code) |
Nicole M. Tremblay, Esq. Weston Financial Group, Inc. 40 William Street Wellesley, Massachusetts 02481 | |
(Name and address of agent for service) |
Registrant’s telephone number, including area code: (781) 235-7055
Date of fiscal year end: October 31
Date of reporting period: July 1, 2005 - June 30, 2006
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
SEC 2451 (4-03) | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
ITEM 1. PROXY VOTING RECORD:
Appended hereto as Exhibit A is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30 with respect to which the Registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the Registrant cast its vote on the matter; |
(h) | How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the Registrant cast its vote for or against management. |
[See General Instruction F]
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
* Print the name and title of each signing officer under his or her signature.
(Registrant) | New Century Portfolios | |
By (Signature and Title)* | /s/ Wayne M. Grzecki | |
Wayne M. Grzecki, President |
Date: August 8, 2006
EXHIBIT A
New Century Portfolios' Form N-PX (Annual Proxy Voting record) (07/01/05 - 06/30/06) | ||||||||
New Century Portfolios | ||||||||
New Century Capital Portfolio | ||||||||
Ticker: NCCPX | ||||||||
Proxy Voting Record: 7/1/05-6/30/06 |
Issuer | Ticker | Cusip Number | SH Meeting Date | Actions Voted on | Matter Proposed by Issuer or Security Holder | Did Registrant Cast its Vote on the Matter | How Registrant Cast Vote | Whether Registrant Cast its Vote For or Against Management |
ishares Dow Jones Select Div Index | DVY | 464287168 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
ishares Dow Jones Select Div Index | DVY | 464287168 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
ishares Dow Jones Select Div Index | DVY | 464287168 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
ishares Dow Jones Select Div Index | DVY | 464287168 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
ishares Dow Jones U.S. Energy Sector Index | IYE | 464287796 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
ishares Dow Jones U.S. Energy Sector Index | IYE | 464287796 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
ishares Dow Jones U.S. Energy Sector Index | IYE | 464287796 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
ishares Dow Jones U.S. Energy Sector Index | IYE | 464287796 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
ishares Dow Jones U.S. Energy Sector Index | IYE | 464287796 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares MSCI EAFE Index Fund | EFA | 464287465 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares MSCI EAFE Index Fund | EFA | 464287465 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares MSCI EAFE Index Fund | EFA | 464287465 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares MSCI EAFE Index Fund | EFA | 464287465 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares MSCI EAFE Index Fund | EFA | 464287465 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares MSCI Emerging Markets Index Fund | EEM | 464287234 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares MSCI Emerging Markets Index Fund | EEM | 464287234 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares MSCI Emerging Markets Index Fund | EEM | 464287234 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares MSCI Emerging Markets Index Fund | EEM | 464287234 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
Ishares Russell 1000 Growth Index | IWF | 464287614 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
Ishares Russell 1000 Growth Index | IWF | 464287614 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
Ishares Russell 1000 Growth Index | IWF | 464287614 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
Ishares Russell 1000 Growth Index | IWF | 464287614 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
Ishares Russell 1000 Growth Index | IWF | 464287614 | 07/14/05 | To transact such other business as may porperly come before the special meeting or any adjournment thereof. | Issuer | Yes | For | For |
iShares Russell 1000 Value Index | IWD | 464287598 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares Russell 1000 Value Index | IWD | 464287598 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares Russell 1000 Value Index | IWD | 464287598 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares Russell 1000 Value Index | IWD | 464287598 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares Russell 1000 Value Index | IWD | 464287598 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares S&P 500 Index Fund | IVV | 464287200 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares S&P 500 Index Fund | IVV | 464287200 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares S&P 500 Index Fund | IVV | 464287200 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares S&P 500 Index Fund | IVV | 464287200 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares S&P 500 Index Fund | IVV | 464287200 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares S&P Midcap 400/BARRA Value Index | IJJ | 464287705 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares S&P Midcap 400/BARRA Value Index | IJJ | 464287705 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares S&P Midcap 400/BARRA Value Index | IJJ | 464287705 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares S&P Midcap 400/BARRA Value Index | IJJ | 464287705 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares S&P Midcap 400/BARRA Value Index | IJJ | 464287705 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Growth Index | IJT | 464287887 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Growth Index | IJT | 464287887 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Growth Index | IJT | 464287887 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Growth Index | IJT | 464287887 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Growth Index | IJT | 464287887 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Value Index | IJS | 464287879 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Value Index | IJS | 464287879 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Value Index | IJS | 464287879 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Value Index | IJS | 464287879 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Value Index | IJS | 464287879 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
Lazard International Small Cap Portfolio Class I | LZSIX | 52106N806 | 08/11/05 | Elect Directors | Issuer | Yes | For | For |
Lazard International Small Cap Portfolio Class I | LZSIX | 52106N806 | 08/11/05 | With respect to the proposal to approve a new investment management agreement with Lazard Asset Management LLC. | Issuer | Yes | For | For |
Investment Company Institute | n/a | n/a | 10/06/05 | Elect Board of Governors | Issuer | Yes | For | For |
Investment Company Institute | n/a | n/a | 10/06/05 | Ratification of Deloitte & Touche LLP as independent auditors for fiscal year ending 9/30/05 | Issuer | Yes | For | For |
Investment Company Institute | n/a | n/a | 10/06/05 | Other Matters | Issuer | Yes | For | For |
Dodge & Cox International Stock Fund | DODFX | 256206103 | 12/02/05 | Elect Trustees | Issuer | No | N/A | Not voted due to technical issues. Proxy voter was unable to access voting site and log in with pin# because of firewall issues. |
Dodge & Cox International Stock Fund | DODFX | 256206103 | 12/02/05 | Other Matters | Issuer | No | N/A | Not voted due to technical issues. Proxy voter was unable to access voting site and log in with pin# because fo firewall issues. |
Marsico 21st Century Fund | MXXIX | 573012309 | 02/08/06 | Elect Directors | Issuer | Yes | For | For |
Powershares Dynamic Market Portfolio | PWC | 73935X104 | 06/14/06 | To approve the new investment advisory agreement by and between the trust and Powershares Capital Management LLC (the "adviser") pursuant to which the adviser will continue to act as investment adviser to the fund of the trust. | Issuer | Yes | For | For |
Powershares Dynamic Market Portfolio | PWC | 73935X104 | 06/14/06 | To approve a change in the classification of the investment objective of the fund of the trust from a fundamental investment policy to a non-fundamental investment policy. | Issuer | Yes | For | For |
New Century Portfolios | ||||||||
New Century Balanced Portfolio | ||||||||
Ticker: NCIPX | ||||||||
Proxy Voting Record: 7/1/05-6/30/06 |
Issuer | Ticker | Cusip Number | SH Meeting Date | Actions Voted on | Matter Proposed by Issuer or Security Holder | Did Registrant Cast its Vote on the Matter | How Registrant Cast Vote | Whether Registrant Cast its Vote For or Against Management |
ishares Dow Jones Select Div Index Fund | DVY | 464287168 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
ishares Dow Jones Select Div Index Fund | DVY | 464287168 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
ishares Dow Jones Select Div Index Fund | DVY | 464287168 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
ishares Dow Jones Select Div Index Fund | DVY | 464287168 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares Dow Jones US Energy Sec Index | IYE | 464287796 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares Dow Jones US Energy Sec Index | IYE | 464287796 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares Dow Jones US Energy Sec Index | IYE | 464287796 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares Dow Jones US Energy Sec Index | IYE | 464287796 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares Dow Jones US Energy Sec Index | IYE | 464287796 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares MSCI EAFE Index Fund | EFA | 464287465 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares MSCI EAFE Index Fund | EFA | 464287465 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares MSCI EAFE Index Fund | EFA | 464287465 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares MSCI EAFE Index Fund | EFA | 464287465 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares MSCI EAFE Index Fund | EFA | 464287465 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares Russell 1000 Growth Index | IWF | 464287614 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares Russell 1000 Growth Index | IWF | 464287614 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares Russell 1000 Growth Index | IWF | 464287614 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares Russell 1000 Growth Index | IWF | 464287614 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares Russell 1000 Growth Index | IWF | 464287614 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares Russell 1000 Value Index | IWD | 464287598 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares Russell 1000 Value Index | IWD | 464287598 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares Russell 1000 Value Index | IWD | 464287598 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares Russell 1000 Value Index | IWD | 464287598 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares Russell 1000 Value Index | IWD | 464287598 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares S&P 500 Index Fund | IVV | 464287200 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares S&P 500 Index Fund | IVV | 464287200 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares S&P 500 Index Fund | IVV | 464287200 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares S&P 500 Index Fund | IVV | 464287200 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares S&P 500 Index Fund | IVV | 464287200 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares S&P Midcap 400/BARRA Value Index | IJJ | 464287705 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares S&P Midcap 400/BARRA Value Index | IJJ | 464287705 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares S&P Midcap 400/BARRA Value Index | IJJ | 464287705 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares S&P Midcap 400/BARRA Value Index | IJJ | 464287705 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares S&P Midcap 400/BARRA Value Index | IJJ | 464287705 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Growth Index | IJT | 464287887 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Growth Index | IJT | 464287887 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Growth Index | IJT | 464287887 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Growth Index | IJT | 464287887 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Growth Index | IJT | 464287887 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Value Index | IJS | 464287879 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Value Index | IJS | 464287879 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Value Index | IJS | 464287879 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Value Index | IJS | 464287879 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares S&P Smallcap 600/BARRA Value Index | IJS | 464287879 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
Lazard International Small Cap Portfolio Class I | LZISX | 52106N806 | 08/11/05 | Elect Directors | Issuer | Yes | For | For |
Lazard International Small Cap Portfolio Class I | LZISX | 52106N806 | 08/11/05 | With respect to the proposal to approve a new investment management agreement with Lazard Asset Management LLC. | Issuer | Yes | For | For |
Investment Company Institute | n/a | n/a | 10/06/05 | Elect Board of Governors | Issuer | Yes | For | For |
Investment Company Institute | n/a | n/a | 10/06/05 | Ratification of Deloitte & Touche LLP as independent auditors for fiscal year ending 9/30/05 | Issuer | Yes | For | For |
Investment Company Institute | n/a | n/a | 10/06/05 | Other Matters | Issuer | Yes | For | For |
Dodge & Cox International Stock Fund | DODFX | 256206103 | 12/02/05 | Elect Trustees | Issuer | No | N/A | N/A |
Dodge & Cox International Stock Fund | DODFX | 256206103 | 12/02/05 | To Transact other business as may properly come before the Special Meeting or any adjournment thereof. | Issuer | No | N/A | Not voted due to technical issues. Proxy voter was unable to access voting site and log in with pin# because fo firewall issues. |
Dodge & Cox Income Fund | DODIX | 256210105 | 12/02/05 | Elect Trustees | Issuer | No | N/A | Not voted due to technical issues. Proxy voter was unable to access voting site and log in with pin# because fo firewall issues. |
Dodge & Cox Income Fund | DODIX | 256210105 | 12/02/05 | To Transact other business as may properly come before the Special Meeting or any adjournment thereof. | Issuer | No | N/A | Not voted due to technical issues. Proxy voter was unable to access voting site and log in with pin# because fo firewall issues. |
Dodge & Cox Stock Fund | DODGX | 256219106 | 12/02/05 | Elect Trustees | Issuer | No | N/A | Not voted due to technical issues. Proxy voter was unable to access voting site and log in with pin# because fo firewall issues. |
Dodge & Cox Stock Fund | DODGX | 256219106 | 12/02/05 | To Transact other business as may properly come before the Special Meeting or any adjournment thereof. | Issuer | No | N/A | Not voted due to technical issues. Proxy voter was unable to access voting site and log in with pin# because fo firewall issues. |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | Elect Directors | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To Grant the trust approval to enter into and materially amend agreements with sub-advisors on behalfd of one or more of the funds without obtaining shareholder approval | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: borrowing | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Senior Securities | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Underwriting Securities | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Real Estate | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Commodities | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Making Loans | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Concentration of Investments | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Diversification | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To transact such other business as may properly come before the special meeting and any adjournments or postponements thereof | Issuer | Yes | For | For |
Alliance World Dollar Govt Fund II | AWF | 01879R106 | 03/29/06 | Elect Directors | Issuer | Yes | For | For |
T. Rowe Price Emerging Markets Bond Fund | PREMX | 77956H872 | 04/19/06 | Elect Directors | Issuer | Yes | For | For |
Powershares Dynamic Market Portfolio | PWC | 73935X104 | 06/14/06 | To approve the new investment advisory agreement by and between the trust and Powershares Capital Management LLC (the "adviser") pursuant to which the adviser will continue to act as investment adviser to the fund of the trust. | Issuer | Yes | For | For |
Powershares Dynamic Market Portfolio | PWC | 73935X104 | 06/14/06 | To approve a change in the classification of the investment objective of the fund of the trust from a fundamental investment policy to a non-fundamental investment policy. | Issuer | Yes | For | For |
New Century Portfolios | ||||||||
New Century Opportunistic Portfolio | ||||||||
Ticker: NCAPX | ||||||||
Proxy Voting Record: 7/1/05-6/30/06 |
Issuer | Ticker | Cusip Number | SH Meeting Date | Actions Voted on | Matter Proposed by Issuer or Security Holder | Did Registrant Cast its Vote on the Matter | How Registrant Cast Vote | Whether Registrant Cast its Vote For or Against Management |
iShares Goldman Sachs Networking Index | IGN | 464287531 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares Goldman Sachs Networking Index | IGN | 464287531 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares Goldman Sachs Networking Index | IGN | 464287531 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares Goldman Sachs Networking Index | IGN | 464287531 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares Goldman Sachs Networking Index | IGN | 464287531 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares Dow Jones US Energy Sec Index | IYE | 464287796 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares Dow Jones US Energy Sec Index | IYE | 464287796 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares Dow Jones US Energy Sec Index | IYE | 464287796 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares Dow Jones US Energy Sec Index | IYE | 464287796 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares Dow Jones US Energy Sec Index | IYE | 464287796 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares Goldman Sachs Natural Resources Index | IGE | 464287374 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares Goldman Sachs Natural Resources Index | IGE | 464287374 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares Goldman Sachs Natural Resources Index | IGE | 464287374 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares Goldman Sachs Natural Resources Index | IGE | 464287374 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares Goldman Sachs Natural Resources Index | IGE | 464287374 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares MSCI Emging Mkts Index Fund | EEM | 464287234 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares MSCI Emging Mkts Index Fund | EEM | 464287234 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares MSCI Emging Mkts Index Fund | EEM | 464287234 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares MSCI Emging Mkts Index Fund | EEM | 464287234 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares S&P Midcap 400/BARRA Growth Index | IJK | 464287606 | 07/14/05 | Elect Directors | Issuer | No | N/A | No confirm on file to indicate how vote was cast |
iShares S&P Midcap 400/BARRA Growth Index | IJK | 464287606 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | No | N/A | No confirm on file to indicate how vote was cast |
iShares S&P Midcap 400/BARRA Growth Index | IJK | 464287606 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | No | N/A | No confirm on file to indicate how vote was cast |
iShares S&P Midcap 400/BARRA Growth Index | IJK | 464287606 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | No | N/A | No confirm on file to indicate how vote was cast |
iShares S&P Midcap 400/BARRA Growth Index | IJK | 464287606 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | No | N/A | No confirm on file to indicate how vote was cast |
iShares NASDAQ Biotechnology Index | IBB | 464287556 | 07/14/05 | Elect Directors | Issuer | No | N/A | No confirm on file to indicate how vote was cast |
iShares NASDAQ Biotechnology Index | IBB | 464287556 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | No | N/A | No confirm on file to indicate how vote was cast |
iShares NASDAQ Biotechnology Index | IBB | 464287556 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | No | N/A | No confirm on file to indicate how vote was cast |
iShares NASDAQ Biotechnology Index | IBB | 464287556 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | No | N/A | No confirm on file to indicate how vote was cast |
iShares NASDAQ Biotechnology Index | IBB | 464287556 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | No | N/A | No confirm on file to indicate how vote was cast |
Investment Company Institute | n/a | n/a | 10/06/05 | Elect Board of Governors | Issuer | Yes | For | For |
Investment Company Institute | n/a | n/a | 10/06/05 | Ratification of Deloitte & Touche LLP as independent auditors for fiscal year ending 9/30/05 | Issuer | Yes | For | For |
Investment Company Institute | n/a | n/a | 10/06/05 | Other Matters | Issuer | Yes | For | For |
T. Rowe Price Emerging Europe and Mediterranean Fund | TREMX | 77956H815 | 04/19/06 | Elect Directors | Issuer | Yes | For | For |
Powershares Dynamic Biotech & Genome | PWE | 73935X856 | 06/14/06 | To approve the new investment advisory agreement by and between the trust and Powershares Capital Management LLC (the "adviser") pursuant to which the adviser will continue to act as investment adviser to the fund of the trust. | Issuer | Yes | For | For |
Powershares Dynamic Biotech & Genome | PWE | 73935X856 | 06/14/06 | To approve a change in the classification of the investment objective of the fund of the trust from a fundamental investment policy to a non-fundamental investment policy. | Issuer | Yes | For | For |
New Century Portfolios | ||||||||
New Century International Portfolio | ||||||||
Ticker: NCFPX | ||||||||
Proxy Voting Record: 7/1/05-6/30/06 |
Issuer | Ticker | Cusip Number | SH Meeting Date | Actions Voted on | Matter Proposed by Issuer or Security Holder | Did Registrant Cast its Vote on the Matter | How Registrant Cast Vote | Whether Registrant Cast its Vote For or Against Management |
Ishares MSCI UK Index Fund | EWU | 464286699 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
Ishares MSCI UK Index Fund | EWU | 464286699 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
Ishares MSCI UK Index Fund | EWU | 464286699 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
Ishares MSCI UK Index Fund | EWU | 464286699 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
Ishares MSCI UK Index Fund | EWU | 464286699 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
Ishares MSCI Australia Index Fund | EWA | 464286103 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
Ishares MSCI Australia Index Fund | EWA | 464286103 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
Ishares MSCI Australia Index Fund | EWA | 464286103 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
Ishares MSCI Australia Index Fund | EWA | 464286103 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
Ishares MSCI Australia Index Fund | EWA | 464286103 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
Ishares MSCI Pacific Ex-Japan Index | EPP | 464286665 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
Ishares MSCI Pacific Ex-Japan Index | EPP | 464286665 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
Ishares MSCI Pacific Ex-Japan Index | EPP | 464286665 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
Ishares MSCI Pacific Ex-Japan Index | EPP | 464286665 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
Ishares MSCI Pacific Ex-Japan Index | EPP | 464286665 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares MSCI Austria Index | EWO | 464286202 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares MSCI Austria Index | EWO | 464286202 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares MSCI Austria Index | EWO | 464286202 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares MSCI Austria Index | EWO | 464286202 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares MSCI Austria Index | EWO | 464286202 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares MSCI EAFE Index Fund | EFE | 464287465 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares MSCI EAFE Index Fund | EFE | 464287465 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares MSCI EAFE Index Fund | EFE | 464287465 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares MSCI EAFE Index Fund | EFE | 464287465 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares MSCI EAFE Index Fund | EFE | 464287465 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares MSCI Emerging Mkts Index Fund | EEM | 464287234 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares MSCI Emerging Mkts Index Fund | EEM | 464287234 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares MSCI Emerging Mkts Index Fund | EEM | 464287234 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares MSCI Emerging Mkts Index Fund | EEM | 464287234 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares Latin America 40 Index Fund | ILF | 464287390 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares Latin America 40 Index Fund | ILF | 464287390 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares Latin America 40 Index Fund | ILF | 464287390 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares Latin America 40 Index Fund | ILF | 464287390 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares Latin America 40 Index Fund | ILF | 464287390 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares MSCI Belgium Index Fund | EWK | 464286301 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares MSCI Belgium Index Fund | EWK | 464286301 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares MSCI Belgium Index Fund | EWK | 464286301 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares MSCI Belgium Index Fund | EWK | 464286301 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares MSCI Belgium Index Fund | EWK | 464286301 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares MSCI Canada Index Fund | EWC | 464286509 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares MSCI Canada Index Fund | EWC | 464286509 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares MSCI Canada Index Fund | EWC | 464286509 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares MSCI Canada Index Fund | EWC | 464286509 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares MSCI Canada Index Fund | EWC | 464286509 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares MSCI Germany Index Fund | EWG | 464286806 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares MSCI Germany Index Fund | EWG | 464286806 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares MSCI Germany Index Fund | EWG | 464286806 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares MSCI Germany Index Fund | EWG | 464286806 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares MSCI Germany Index Fund | EWG | 464286806 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares MSCI Sweden Index Fund | EWD | 464286756 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares MSCI Sweden Index Fund | EWD | 464286756 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares MSCI Sweden Index Fund | EWD | 464286756 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares MSCI Sweden Index Fund | EWD | 464286756 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares MSCI Sweden Index Fund | EWD | 464286756 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
iShares MSCI Mexico Index Fund | EWW | 464286822 | 07/14/05 | Elect Directors | Issuer | Yes | For | For |
iShares MSCI Mexico Index Fund | EWW | 464286822 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities. | Issuer | Yes | For | For |
iShares MSCI Mexico Index Fund | EWW | 464286822 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans. | Issuer | Yes | For | For |
iShares MSCI Mexico Index Fund | EWW | 464286822 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding industry concentration. | Issuer | Yes | For | For |
iShares MSCI Mexico Index Fund | EWW | 464286822 | 07/14/05 | To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding investments in a single issuer. | Issuer | Yes | For | For |
iShares MSCI Mexico Index Fund | EWW | 464286822 | 07/14/05 | To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies | Issuer | Yes | For | For |
iShares MSCI Mexico Index Fund | EWW | 464286822 | 07/14/05 | To transact such other business as may porperly come before the special meetin or any adjournment thereof. | Issuer | Yes | For | For |
Lazard International Small Cap Portfolio Class I | LZISX | 52106N806 | 08/11/05 | Elect Directors | Issuer | Yes | For | For |
Lazard International Small Cap Portfolio Class I | LZISX | 52106N806 | 08/11/05 | With respect to the proposal to approve a new investment management agreement with Lazard Asset Management LLC. | Issuer | Yes | For | For |
Investment Company Institute | n/a | n/a | 10/06/05 | Elect Board of Governors | Issuer | Yes | For | For |
Investment Company Institute | n/a | n/a | 10/06/05 | Ratification of Deloitte & Touche LLP as independent auditors for fiscal year ending 9/30/05 | Issuer | Yes | For | For |
Investment Company Institute | n/a | n/a | 10/06/05 | Other Matters | Issuer | Yes | For | For |
Dodge & Cox International Stock Fund | DODFX | 256206103 | 12/02/05 | Elect Trustees | Issuer | No | N/A | Not voted due to technical issues. Proxy voter was unable to access voting site and log in with pin# because fo firewall issues. |
Dodge & Cox International Stock Fund | DODFX | 256206103 | 12/02/05 | To Transact other business as may properly come before the Special Meeting or any adjournment thereof. | Issuer | No | N/A | Not voted due to technical issues. Proxy voter was unable to access voting site and log in with pin# because fo firewall issues. |
T. Rowe Price Emerging Europe and Mediterranean Fund | TREMX | 77956H815 | 04/19/06 | Elect Directors | Issuer | Yes | For | For |
Matthews International Pacific Tiger Fund | MAPTX | 577130107 | 05/24/06 | Elect Directors | Issuer | Yes | For | For |
New Century Portfolios | ||||||||
New Century Alternative Strategies Portfolio | ||||||||
Ticker: NCHPX | ||||||||
Proxy Voting Record: 7/1/05-6/30/06 |
Issuer | Ticker | Cusip Number | SH Meeting Date | Actions Voted on | Matter Proposed by Issuer or Security Holder | Did Registrant Cast its Vote on the Matter | How Registrant Cast Vote | Whether Registrant Cast its Vote For or Against Management |
Capital and Income Strategies Fund | CII | 13971Y103 | 08/23/05 | Elect Directors | Issuer | No | n/a | No vote confirmation on file to indicate vote was cast |
Capital and Income Strategies Fund | CII | 13971Y103 | 08/23/05 | Transact any other such business as may properly come before the Meetings or any adjournment thereof. | Issuer | No | n/a | No vote confirmation on file to indicate vote was cast |
Investment Company Institute | n/a | n/a | 10/06/05 | Elect Board of Governors | Issuer | Yes | For | For |
Investment Company Institute | n/a | n/a | 10/06/05 | Ratification of Deloitte & Touche LLP as independent auditors for fiscal year ending 9/30/05 | Issuer | Yes | For | For |
Investment Company Institute | n/a | n/a | 10/06/05 | Other Matters | Issuer | Yes | For | For |
Scudder Global Commodities Stock Fund | GES | 81114Y108 | 10/11/05 | Elect Directors | Issuer | Yes | For | For |
Diamond Hill Focus L/S Fund Class I | DHLSX | 25264s833 | 11/07/05 | Elect Directors | Issuer | Yes | For | For |
Diamond Hill Focus L/S Fund Class I | DHLSX | 25264S833 | 11/07/05 | Approval of the new Management Agreement | Issuer | Yes | For | For |
RS Global Natural Resources | RSNRX | 74972H705 | 12/06/05 | Elect Directors | Issuer | Yes | For | For |
Analytic Defensive Equity Fund I | ANDEX | 00758M287 | 12/07/05 | Approve an agreement and plan of reorganization providing for the transfer of all of the assets of the fund to Old Mutual Analytic Defensive Equity Fund | Issuer | Yes | For | For |
Gateway Fund | GATEX | 367829207 | 12/15/05 | Approve a new investment management agreement between the fund and Gateway Investment Advisors, L.P., the Funds's investment adviser. | Issuer | Yes | For | For |
Gateway Fund | GATEX | 367829207 | 12/15/05 | To Ratify the selection of Ernst & Young LLP as the independent registered public accounting firm for the Trust for th FYE 12/31/05 | Issuer | Yes | For | For |
Fidelity Capital and Income Fund | FAGIX | 316062108 | 02/15/06 | Elect Directors | Issuer | Yes | For | For |
Mainstay Global High Income Fund | MGHAX | 56062F475 | 03/27/06 | Elect Directors | Issuer | Yes | For | For |
Mainstay Global High Income Fund | MGHAX | 56062F475 | 03/27/06 | To Grant the trust approval to enter into and materially amend agreements with sub-advisors on behalfd of one or more of the funds without obtaining shareholder approval | Issuer | Yes | For | For |
Mainstay Global High Income Fund | MGHAX | 56062F475 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: borrowing | Issuer | Yes | For | For |
Mainstay Global High Income Fund | MGHAX | 56062F475 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Senior Securities | Issuer | Yes | For | For |
Mainstay Global High Income Fund | MGHAX | 56062F475 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Underwriting Securities | Issuer | Yes | For | For |
Mainstay Global High Income Fund | MGHAX | 56062F475 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Real Estate | Issuer | Yes | For | For |
Mainstay Global High Income Fund | MGHAX | 56062F475 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Commodities | Issuer | Yes | For | For |
Mainstay Global High Income Fund | MGHAX | 56062F475 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Making Loans | Issuer | Yes | For | For |
Mainstay Global High Income Fund | MGHAX | 56062F475 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Concentration of Investments | Issuer | Yes | For | For |
Mainstay Global High Income Fund | MGHAX | 56062F475 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Diversification | Issuer | Yes | For | For |
Mainstay Global High Income Fund | MGHAX | 56062F475 | 03/27/06 | To transact such other business as may properly come before the special meeting and any adjournments or postponements thereof | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | Elect Directors | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To Grant the trust approval to enter into and materially amend agreements with sub-advisors on behalfd of one or more of the funds without obtaining shareholder approval | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: borrowing | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Senior Securities | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Underwriting Securities | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Real Estate | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Commodities | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Making Loans | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Concentration of Investments | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To approve the amendment of certain fundamental investment restrictins regarding: Diversification | Issuer | Yes | For | For |
Mainstay High Yield Corp Bond Fund | MHCAX | 56062F772 | 03/27/06 | To transact such other business as may properly come before the special meeting and any adjournments or postponements thereof | Issuer | Yes | For | For |
Alliance World Dollar Govt Fund II | AWF | 01879R106 | 03/29/06 | Elect Directors | Issuer | Yes | For | For |
Nuveen Preferred & Convertible Income Fund | JDC | 67073B106 | 03/29/06 | Elect Directors | Issuer | Yes | For | For |
Neuberger Berman Income Opportunities Fund | NOX | 64126L108 | 04/06/06 | Elect Directors | Issuer | Yes | For | For |
Neuberger Berman Real Estate Securities Income Fund | NRO | 64190A103 | 04/06/06 | Elect Directors | Issuer | Yes | For | For |
T. Rowe Price New Era Fund | PRNEX | 779559103 | 04/19/06 | Elect Directors | Issuer | Yes | For | For |
AIM Select Real Estate Income Fund | RRE | 00888R107 | 05/09/06 | Elect Directors | Issuer | Yes | For | For |
AIM Select Real Estate Income Fund | RRE | 00888R107 | 05/09/06 | Ratification of the Audit Committee's appointment of PWC LLP as independent registered public accountants | Issuer | Yes | For | For |
Powershares Global Water Portfolio | PHO | 73935X575 | 06/14/06 | To approve the new investment advisory agreement by and between the trust and Powershares Capital Management LLC (the "adviser") pursuant to which the adviser will continue to act as investment adviser to the fund of the trust. | Issuer | Yes | For | For |
Powershares Global Water Portfolio | PHO | 73935X575 | 06/14/06 | To approve a change in the classification of the investment objective of the fund of the trust from a fundamental investment policy to a non-fundamental investment policy. | Issuer | Yes | For | For |
DWS RREEF Real Estate Fund, Inc. | SRQ | 233384106 | 06/28/06 | Elect Directors | Issuer | Yes | For | For |
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