Vaso (VASO) Form 3/A VASO / Janey Moen ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Moen Janey

(Last) (First) (Middle)

C/O VASO COPRORATION

137 COMMERCIAL STREET, SUITE 200

(Street)

PLAINVIEW NY 11803

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
06/01/2018

3. Issuer Name and Ticker or Trading Symbol
VASO Corp [ VASO ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)
03/25/2020

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	1,605,087(1)(2)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 500,000 shares granted on June 1, 2018 of which 166,667 vest on June 1, 2019, 166,667 vest on June 1, 2020 and 166,667 vest on June 1, 2021.

2. Includes 1,000,000 shares issued on March 25, 2020 of which 200,000 vest on April 1, 2020 with the remaining shares contingently vesting as follows: 200,000 on April 1, 2021, 200,000 on April 1, 2022, 200,000 on April 1, 2023 and 200,000 on April 1, 2024.

	/s/ Janey Moen	03/11/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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