As filed with the Securities and Exchange Commission on June 23, 2010
Registration No. 333-
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM S-8
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
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RITE AID CORPORATION
(Exact Name of Registrant as Specified in its Charter)
Delaware (State or Other Jurisdiction of Incorporation or Organization) | 23-1614034 (I.R.S. Employer Identification No.) |
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30 Hunter Lane
Camp Hill, Pennsylvania 17011
(717) 761-2633
(Address of Principal Executive Offices)
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2010 Omnibus Equity Plan
(Full Title of the Plan)
_____________________
Marc A. Strassler, Esq.
Executive Vice President and General Counsel
Rite Aid Corporation
30 Hunter Lane
Camp Hill, Pennsylvania 17011
(717) 761-2633
(717) 760-7867 (facsimile)
(Name, Address and Telephone Number,
Including Area Code, of Agent for Service)
_____________________
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer x | Accelerated filer o | Non-accelerated filer o (Do not check if a smaller reporting company) | Smaller reporting company o |
CALCULATION OF REGISTRATION FEE
Title of Securities To Be Registered | | Amount To Be Registered (1) | | Proposed Maximum Offering Price Per Share | | Proposed Maximum Aggregate Offering Price | | Amount of Registration Fee |
| Common Stock, par value $1.00 per share: shares available for issuance pursuant to employee benefit plans | | 35,000,000 | | $1.005 | | $35,175,000 | | $2,507.98(2) |
| (1) | Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement also covers such additional shares of Common Stock, par value $1.00 per share (the “Common Stock”), of Rite Aid Corporation (the “Registrant”) that may become issuable under the Rite Aid Corporation 2010 Omnibus Equity Plan (the “ Equity Plan”) by reason of certain corporate transactions or events, including any stock dividend, stock split, recapitalization or any other similar transaction effected without the receipt of consideration which results in an increase in the number of the Registrant's outstanding shares of Common Stock. |
| (2) | Computed in accordance with Rule 457(h) under the Securities Act by averaging the high and low sales prices of Rite Aid Common Stock as reported by the NYSE on June 22, 2010. |
EXPLANATORY NOTE
Rite Aid Corporation has prepared this registration statement in accordance with the requirements of Form S-8 under the Securities Act, to register shares of its common stock, par value $1.00 per share issuable pursuant to the Equity Plan. With respect to each such agreement, instrument or other document filed as an exhibit to the registration statement, we refer you to the exhibit for a more complete description of the matter involved, and each such statement shall be deemed qualified in its entirety by this reference.
PART I
RITE AID CORPORATION
INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS
The documents containing the information specified in Part I of Form S-8 will be sent or given to employees as specified by Rule 428(b)(1) of the Securities Act. Such documents need not be filed with the Securities and Exchange Commission (“SEC”) either as part of this registration statement or as prospectuses or prospectus supplements pursuant to Rule 424 of the Securities Act. These documents and the documents incorporated by reference in this registration statement pursuant to Item 3 of Part II of this registration statement, taken together, constitute a prospectus that meets the requirements of Section 10(a) of the Securities Act.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference.
We are incorporating by reference certain information that we have filed with the SEC under the informational requirements of the Exchange Act. The information contained in the documents that we are incorporating by reference is considered to be part of this registration statement, and the information that we later file with the SEC will automatically update and supersede the information contained or incorporated by reference into this registration statement. We are incorporating by reference our:
| | · | our annual report on Form 10-K for the fiscal year ended February 27, 2010, which we filed with the SEC on April 28, 2010; |
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| | · | our definitive proxy statement on Schedule 14A filed with the SEC on May 21, 2010; |
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| | · | our current reports on Form 8-K, which we filed with the SEC on April 16, 2010 and June 23, 2010; and |
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| | · | the description of our Common Stock contained in our Registration Statement on Form 8-A, dated July 18, 1991, filed to register such securities under the Exchange Act, including all amendments and reports filed for the purpose of updating such description. |
All documents that we subsequently file pursuant to Section 13(a), 13(c), 14 and 15(d) of the Exchange Act prior to the filing of a post-effective amendment which indicates that all securities offered hereby have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference into this registration statement and to be a part hereof from the date of filing of such documents. Any statement contained in a document incorporated or deemed to be incorporated by reference in this registration statement shall be deemed to be modified or superseded for purposes of this registration statement to the extent that a statement contained in this registration statement, or in any other subsequently filed document that also is or is deemed to be incorporated by reference in this regis tration statement, modifies or supersedes such prior statement. Any statement contained in this registration statement shall be deemed to be modified or superseded to the extent that a statement contained in a subsequently filed document that is or is deemed to be incorporated by reference in this registration statement modifies or supersedes such prior statement. Any statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this registration statement.
Item 4. Description of Securities.
Not applicable.
Item 5. Interests of Named Experts and Counsel.
Marc A. Strassler, our Executive Vice President, General Counsel and Secretary, owns shares of our common stock and holds options to purchase shares of our common stock.
Item 6. Indemnification of Directors and Officers.
Under Section 145 of the Delaware General Corporation Law ("DGCL"), a corporation may indemnify any person who was or is a party or is threatened to be made a party to any threatened, pending or completed action, suit or proceeding, whether civil, criminal, administrative or investigative (other than an action by or in the right of the corporation) by reason of the fact that he or she is or was a director, officer, employee or agent of the corporation, or is or was serving at the request of the corporation as a director, officer, employee or agent of another corporation, partnership, joint venture, trust or other enterprise, against expenses (including attorneys' fees), judgments, fines and amounts paid in settlement actually and reasonably incurred by such person in connection with such action, suit or proceeding (i) if such pers on acted in good faith and in a manner that person reasonably believed to be in or not opposed to the best interests of the corporation and (ii) with respect to any criminal action or proceeding, if he or she had no reasonable cause to believe such conduct was unlawful. In actions brought by or in the right of the corporation, a corporation may indemnify such person against expenses (including attorneys' fees) actually and reasonably incurred by such person in connection with the defense or settlement of such action or suit if such person acted in good faith and in a manner that person reasonably believed to be in or not opposed to the best interests of the corporation, except that no indemnification may be made in respect of any claim, issue or matter as to which that person shall have been adjudged to be liable to the corporation unless and only to the extent that the Court of Chancery of the State of Delaware or the court in which such action or suit was brought shall determine upon application that, despite the adjudication of liability but in view of all circumstances of the case, such person is fairly and reasonably entitled to indemnification for such expenses which the Court of Chancery or other such court shall deem proper. To the extent that such person has been successful on the merits or otherwise in defending any such action, suit or proceeding referred to above or any claim, issue or matter therein, he or she is entitled to indemnification for expenses (including attorneys' fees) actually and reasonably incurred by such person in connection therewith. The indemnification and advancement of expenses provided for or granted pursuant to Section 145 is not exclusive of any other rights of indemnification or advancement of expenses to which those seeking indemnification or advancement of expenses may be entitled, and a corporation may purchase and maintain insurance against liabilities asserted against any former or current, director, officer, employee or agent of the c orporation, or a person who is or was serving at the request of the corporation as a director, officer, employee or agent of another corporation, partnership, joint venture, trust or other enterprise, whether or not the power to indemnify is provided by the statute.
Article Tenth of our Certificate of Incorporation and Article VIII of our Amended and Restated By-Laws provide for the indemnification of our directors and officers as authorized by Section 145 of the DGCL.
The directors and officers of us and our subsidiaries are insured (subject to certain exceptions and deductions) against liabilities which they may incur in their capacity as such, including liabilities under the Securities Act, under liability insurance policies carried by us.
Item 7. Exemption from Registration Claimed.
Not applicable.
Item 8. Exhibits.
Exhibit Numbers | Description | | Incorporation by Reference to |
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| 4.1 | Restated Certificate of Incorporation, dated December 12, 1996 | | Exhibit 3(i) to Form 8-K, filed on November 2, 1999 |
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| 4.2 | Certificate of Amendment to the Restated Certificate of Incorporation, dated February 22, 1999 | | Exhibit 3(ii) to Form 8-K, filed on November 2, 1999 |
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| 4.3 | Certificate of Amendment to the Restated Certificate of Incorporation, dated June 27, 2001 | | Exhibit 3.4 to Registration Statement on Form S-1, File No. 333-64950, filed on July 12, 2001 |
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| 4.4 | Certificate of Amendment to the Restated Certificate of Incorporation, dated June 4, 2007 | | Exhibit 4.4 to Registration Statement on Form S-8, File No. 333-146531, filed on October 5, 2007 |
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| 4.5 | Certificate of Amendment to the Restated Certificate of Incorporation dated June 25, 2009 | | Exhibit 3.1 to Form 10-Q filed on July 8, 2009 |
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| 4.6 | 7% Series G Cumulative Convertible Pay-in-Kind Preferred Stock Certificate of Designation, dated as of January 28, 2005 | | Exhibit 3.2 to Form 8-K, filed on February 2, 2005 |
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| 4.7 | 6% Series H Cumulative Convertible Pay-in-Kind Preferred Stock Certificate of Designation, dated as of January 28, 2005 | | Exhibit 3.3 to Form 8-K, filed on February 2, 2005 |
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| 4.8 | Amended and Restated By-Laws | | Exhibit 3.1 to Form 8-K, filed on January 27, 2010 |
| 4.9 | Indenture, dated August 1, 1993 by and between Rite Aid Corporation, as issuer, and Morgan Guaranty Trust Company of New York, as trustee, related to the Company’s 7.70% Notes due 2027 and 6.875% Notes due 2013 | | Exhibit 4A to Registration Statement on Form S-3, File No. 333-63794, filed on June 3, 1993 |
4.10 | Supplemental Indenture dated as of February 3, 2000, between Rite Aid Corporation, as issuer, and U.S. Bank Trust National Association as successor to Morgan Guaranty Trust Company of New York, to the Indenture dated as of August 1, 1993, relating to the Company’s 7.70% Notes due 2027 and 6.875% Notes due 2013 | | Exhibit 4.1 to Form 8-K, filed on February 7, 2000 |
Exhibit Numbers | Description | | Incorporation by Reference to |
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4.11 | Indenture, dated as of December 21, 1998, between Rite Aid Corporation, as issuer, and Harris Trust and Savings Bank, as trustee, related to the Company’s 6.125% Notes due 2008 and 6.875% Notes due 2028 | | Exhibit 4.1 to Registration Statement on Form S-4, File No. 333-74751, filed on March 19, 1999 |
4.12 | Supplemental Indenture, dated as of February 3, 2000, between Rite Aid Corporation and Harris Trust and Savings Bank, to the Indenture dated December 21, 1998, between Rite Aid Corporation and Harris Trust and Savings Bank, related to the Company’s 6.125% Notes due 2008 and 6.875% Notes due 2028 | | Exhibit 4.4 to Form 8-K, filed on February 7, 2000 |
4.13 | Indenture, dated as of May 20, 2003, between Rite Aid Corporation, as issuer, and BNY Midwest Trust Company, as trustee, related to the Company’s 9.25% Senior Notes due 2013 | | Exhibit 4.12 to Form 10-Q, filed on July 3, 2003 |
| 4.14 | Supplemental Indenture, dated as of June 4, 2007, between Rite Aid Corporation, the subsidiaries named therein and The Bank of New York Trust Company, N.A. to the Indenture dated as of May 20, 2003 between Rite Aid Corporation and BNY Midwest Trust Company, related to the Company's 9.25% Senior Secured Notes due 2013 | | Exhibit 4.8 to Form 10-Q, filed on January 9, 2008 |
| 4.15 | Second Supplemental Indenture, dated as of June 17, 2008, between Rite Aid Corporation, the subsidiaries named therein and The Bank of New York Trust Company, N.A., as successor trustee, to the Indenture dated as of May 20, 2003 between Rite Aid Corporation and BNY Midwest Trust Company, related to the Company's 9.25% Senior Secured Notes due 2013 | | Exhibit 4.10 to Form 10-Q, filed on July 10, 2008 |
4.16 | Indenture, dated as of February 21, 2007, between Rite Aid Corporation, as issuer, the subsidiary guarantors named therein and The Bank of New York Trust Company, N.A., as trustee, related to the Company's 7.5% Senior Secured Notes due 2017 | | Exhibit 99.1 to Form 8-K, filed on February 26, 2007 |
4.17 | Second Supplemental Indenture, dated as of July 9, 2008, among Rite Aid Corporation, the subsidiaries named therein and The Bank of New York Mellon Trust Company, N. A., as successor trustee, to the Indenture, dated as of February 21, 2007, between Rite Aid Corporation and The Bank of New York Trust Company, N.A., related to the Company's 7.5% Senior Secured Notes due 2017 | | Exhibit 4.13 to Form 10-Q, filed on July 10, 2008 |
Exhibit Numbers | Description | | Incorporation by Reference to |
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4.18 | Indenture, dated as of February 21, 2007, between Rite Aid Corporation, as issuer, and The Bank of New York Trust Company, N.A., as trustee, related to the Company's 8.625% Senior Notes due 2015 | | Exhibit 99.2 to Form 8-K, filed on February 26, 2007 |
4.19 | Supplemental Indenture, dated as of June 4, 2007, between Rite Aid Corporation, the subsidiaries named therein and The Bank of New York Trust Company, N.A. to the Indenture dated as of February 21, 2007 between Rite Aid Corporation and The Bank of New York Trust Company, N.A., related to the Company's 8.625% Senior Secured Notes due 2015 | | Exhibit 4.14 to Form 10-Q, filed on January 9, 2008 |
4.20 | Second Supplemental Indenture, dated as of July 9, 2008, among Rite Aid Corporation, the subsidiaries named therein and The Bank of New York Mellon Trust Company, N. A., as successor trustee, to the Indenture, dated as of February 21, 2007, between Rite Aid Corporation and The Bank of New York Trust Company, N. A., related to the Company's 8.625% Senior Notes due 2015 | | Exhibit 4.16 to Form 10-Q, filed on July 10, 2008 |
4.21 | Amended and Restated Indenture, dated as of June 4, 2007 among Rite Aid Corporation (as successor to Rite Aid Escrow Corp.), the subsidiary guarantors named therein and The Bank of New York Trust Company, N.A., as Trustee, related to the Company's 9.375% Senior Notes due 2015 | | Exhibit 4.1 to Form 8-K, filed on June 6, 2007 |
4.22 | First Supplemental Indenture, dated as of July 9, 2008, among Rite Aid Corporation, the subsidiaries named therein and The Bank of New York Mellon Trust Company, N. A. to the Amended and Restated Indenture, dated as of June 4, 2007, among Rite Aid Corporation (as successor to Rite Aid Escrow Corp.), the subsidiary guarantors named therein and The Bank of New York Trust Company, N.A., related to the Company's 9.375% Senior Notes due 2015 | | Exhibit 4.18 to Form 10-Q, filed on July 10, 2008 |
Exhibit Numbers | Description | | Incorporation by Reference to |
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4.23 | Amended and Restated Indenture, dated as of June 4, 2007 among Rite Aid Corporation (as successor to Rite Aid Escrow Corp.), the subsidiary guarantors named therein and The Bank of New York Trust Company, N.A., as Trustee, related to the Company's 9.5% Senior Notes due 2017 | | Exhibit 4.2 to Form 8-K, filed on June 6, 2007 |
4.24 | First Supplemental Indenture, dated as of July 9, 2008, among Rite Aid Corporation, the subsidiaries named therein and The Bank of New York Mellon Trust Company, N. A., as successor trustee, to the Amended and Restated Indenture, dated as of June 4, 2007, among Rite Aid Corporation (as successor to Rite Aid Escrow Corp.), the subsidiary guarantors named therein and The Bank of New York Trust Company, N.A., related to the Company's 9.5% Senior Notes due 2017 | | Exhibit 4.20 to Form 10-Q, filed on July 10, 2008 |
4.25 | Indenture, dated as of May 29, 2008, between Rite Aid Corporation, as issuer, and The Bank of New York Trust Company, N.A., as trustee, related to the Company's Senior Debt Securities | | Exhibit 4.1 to Form 8-K, filed on June 2, 2008 |
4.26 | First Supplemental Indenture, dated as of May 29, 2008, between Rite Aid Corporation, the subsidiaries named therein and The Bank of New York Trust Company, N.A. to the Indenture dated as of May 29, 2008 between Rite Aid Corporation and The Bank of New York Trust Company, N.A., related to the Company's 8.5% Convertible Notes due 2016 Securities | | Exhibit 4.2 to Form 8-K, filed on June 2, 2008 |
4.27 | Indenture, dated as of July 9, 2008, between Rite Aid Corporation, as issuer, and The Bank of New York Mellon Trust Company, N.A., as trustee, related to the Company's 10.375% Senior Secured Notes due 2016 | | Exhibit 4.23 to Form 10-Q, filed on July 10, 2008 |
| 4.28 | Indenture, dated as of June 12, 2009, among Rite Aid Corporation, as issuer, the subsidiary guarantors named therein and The Bank of New York Mellon Trust Company, N.A., as trustee, related to the Company's 9.750% Senior Secured Notes due 2016 | | Exhibit 4.1 to Form 8-K, filed on June 16, 2009 |
Exhibit Numbers | Description | | Incorporation by Reference to |
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| 4.29 | Indenture, dated as of October 26, 2009, among Rite Aid Corporation, as issuer, the Subsidiary Guarantors named therein and The Bank of New York Mellon Trust Company, N.A., as trustee | | Exhibit 4.1 to Form 8-K, filed on October 29, 2009 |
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| 5.1 | Opinion of Marc A. Strassler, Esq. | | Filed herewith |
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| 10.1 | 2010 Omnibus Equity Plan | | Included as Appendix A to Definitive Proxy Statement on Schedule 14A, filed on May 21, 2010 |
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| 10.2 | 2006 Omnibus Equity Plan | | Included as Appendix G to Definitive Proxy Statement on Schedule 14A, filed on November 30, 2006 |
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| 10.3 | 2004 Omnibus Equity Plan | | Included as Appendix A to Definitive Proxy Statement, filed on Schedule 14A, filed on March 21, 2004 |
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| 10.4 | 2001 Stock Option Plan | | Exhibit 10.3 to Form 10-K, filed on May 21, 2001 |
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| 10.5 | 2000 Omnibus Equity Plan | | Included as Appendix 1 to Definitive Proxy Statement, filed on October 24, 2000 |
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| 23.1 | Consent of Marc A. Strassler, Esq. (included as part of Exhibit 5.1 hereto) | | Filed herewith |
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| 23.2 | Consent of Deloitte & Touche LLP for Rite Aid Corporation | | Filed herewith |
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| 24.1 | Powers of Attorney (included on the signature page hereto) | | Filed herewith |
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Item 9. Undertakings.
(a) The undersigned Registrant hereby undertakes:
(1) To file, during any period in which offers or sales are being made, a post-effective amendment to the registration statement:
(i) To include any prospectus required by Section 10(a)(3) of the Securities Act of 1933;
(ii) To reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than 20 percent change in the maximum aggregate offering price set forth in the "Calcul ation of Registration Fee" table in the effective registration statement; and
(iii) To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement;
provided, however, that paragraph (a) (1) (i) and (a) (1) (ii) do not apply if the information required to be included in a post-effective amendment by those paragraphs is contained in periodic reports filed with or furnished to the Commission by the Registrant pursuant to Sections 13 or 15(d) of the Securities Exchange Act of 1934 that are incorporated by reference in the registration statement.
(2) That, for the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
(3) To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.
(b) The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act of 1933, each filing of the Registrant's annual report pursuant to Sections 13(a) or 15(d) of the Securities Exchange Act of 1934, (and, where applicable, each filing of an employee benefit plan's annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934) that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
(c) Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, un less in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed in its behalf by the undersigned, thereunto duly authorized, in the City of Camp Hill, State of Pennsylvania, on this 23rd day of June, 2010.
| | | RITE AID CORPORATION |
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| | | By: | /s/ John T. Standley | |
| | | | Name: John T. Standley |
| | | | Title: President and Chief Executive Officer |
KNOWN ALL MEN BY THESE PRESENTS that each person whose signature to this Registration Statement appears below hereby constitutes and appoints Marc A. Strassler and Frank G. Vitrano, or either of them, as such person's true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for such person and in such person's name, place and stead, in any and all capacities, to sign any and all amendments to the Registration Statement, including post-effective amendments, and registration statements filed pursuant to Rule 462 under the Securities Act of 1933, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, and does hereby grant unto each said attorney-in-fact and agent full power and authority to do and perform each an d every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as such person might or could do in person, hereby ratifying and confirming all that each said attorney-in-fact and agent, or any substitute therefor, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
| Signature | | Title | Date |
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/s/ John T. Standley | | | |
| John T. Standley | | Chief Executive Officer, President and Director (Principal Executive Officer) | June 23, 2010 |
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| /s/ Mary F. Sammons | | | |
| Mary F. Sammons | | Chairman of the Board | June 23, 2010 |
/s/ Frank G. Vitrano | | |
| Frank G. Vitrano | Chief Financial Officer, Chief Administration Officer and Senior Executive Vice President (Principal Financial Officer) | June 23, 2010 |
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/s/ Douglas E. Donley | | |
| Douglas E. Donley | Chief Accounting Officer and Senior Vice President (Principal Accounting Officer) | June 23, 2010 |
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/s/ Joseph B. Anderson, Jr. | | |
| Joseph B. Anderson, Jr. | Director | June 23, 2010 |
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/s/ André Belzile | | |
| André Belzile | Director | June 23, 2010 |
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/s/ François J. Coutu | | |
| François J. Coutu | Director | June 23, 2010 |
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/s/ Michel Coutu | | |
| Michel Coutu | Director | June 23, 2010 |
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/s/ James L. Donald | | |
| James L. Donald | Director | June 23, 2010 |
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/s/ David R. Jessick | | |
| David R. Jessick | Director | June 23, 2010 |
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| /s/ Robert G. Miller | | |
| Robert G. Miller | Director | June 23, 2010 |
/s/ Michael N. Regan | | |
| Michael N. Regan | Director | June 23, 2010 |
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/s/ Philip G. Satre | | |
| Philip G. Satre | Director | June 23, 2010 |
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/s/ Jonathan D. Sokoloff | | |
| Jonathan D. Sokoloff | Director | June 23, 2010 |
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/s/ Marcy Syms | | |
| Marcy Syms | Director | June 23, 2010 |
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/s/ Dennis Wood, O.C. | | |
| Dennis Wood, O.C. | Director | June 23, 2010 |
EXHIBIT INDEX
Exhibit Numbers | Description | | Incorporation by Reference to |
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| 4.1 | Restated Certificate of Incorporation, dated December 12, 1996 | | Exhibit 3(i) to Form 8-K, filed on November 2, 1999 |
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| 4.2 | Certificate of Amendment to the Restated Certificate of Incorporation, dated February 22, 1999 | | Exhibit 3(ii) to Form 8-K, filed on November 2, 1999 |
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| 4.3 | Certificate of Amendment to the Restated Certificate of Incorporation, dated June 27, 2001 | | Exhibit 3.4 to Registration Statement on Form S-1, File No. 333-64950, filed on July 12, 2001 |
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| 4.4 | Certificate of Amendment to the Restated Certificate of Incorporation, dated June 4, 2007 | | Exhibit 4.4 to Registration Statement on Form S-8, File No. 333-146531, filed on October 5, 2007 |
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| 4.5 | Certificate of Amendment to the Restated Certificate of Incorporation dated June 25, 2009 | | Exhibit 3.1 to Form 10-Q filed on July 8, 2009 |
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| 4.6 | 7% Series G Cumulative Convertible Pay-in-Kind Preferred Stock Certificate of Designation, dated as of January 28, 2005 | | Exhibit 3.2 to Form 8-K, filed on February 2, 2005 |
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| 4.7 | 6% Series H Cumulative Convertible Pay-in-Kind Preferred Stock Certificate of Designation, dated as of January 28, 2005 | | Exhibit 3.3 to Form 8-K, filed on February 2, 2005 |
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| 4.8 | Amended and Restated By-Laws | | Exhibit 3.1 to Form 8-K, filed on January 27, 2010 |
| 4.9 | Indenture, dated August 1, 1993 by and between Rite Aid Corporation, as issuer, and Morgan Guaranty Trust Company of New York, as trustee, related to the Company’s 7.70% Notes due 2027 and 6.875% Notes due 2013 | | Exhibit 4A to Registration Statement on Form S-3, File No. 333-63794, filed on June 3, 1993 |
4.10 | Supplemental Indenture dated as of February 3, 2000, between Rite Aid Corporation, as issuer, and U.S. Bank Trust National Association as successor to Morgan Guaranty Trust Company of New York, to the Indenture dated as of August 1, 1993, relating to the Company’s 7.70% Notes due 2027 and 6.875% Notes due 2013 | | Exhibit 4.1 to Form 8-K, filed on February 7, 2000 |
Exhibit Numbers | Description | | Incorporation by Reference to |
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4.11 | Indenture, dated as of December 21, 1998, between Rite Aid Corporation, as issuer, and Harris Trust and Savings Bank, as trustee, related to the Company’s 6.125% Notes due 2008 and 6.875% Notes due 2028 | | Exhibit 4.1 to Registration Statement on Form S-4, File No. 333-74751, filed on March 19, 1999 |
4.12 | Supplemental Indenture, dated as of February 3, 2000, between Rite Aid Corporation and Harris Trust and Savings Bank, to the Indenture dated December 21, 1998, between Rite Aid Corporation and Harris Trust and Savings Bank, related to the Company’s 6.125% Notes due 2008 and 6.875% Notes due 2028 | | Exhibit 4.4 to Form 8-K, filed on February 7, 2000 |
4.13 | Indenture, dated as of May 20, 2003, between Rite Aid Corporation, as issuer, and BNY Midwest Trust Company, as trustee, related to the Company’s 9.25% Senior Notes due 2013 | | Exhibit 4.12 to Form 10-Q, filed on July 3, 2003 |
| 4.14 | Supplemental Indenture, dated as of June 4, 2007, between Rite Aid Corporation, the subsidiaries named therein and The Bank of New York Trust Company, N.A. to the Indenture dated as of May 20, 2003 between Rite Aid Corporation and BNY Midwest Trust Company, related to the Company's 9.25% Senior Secured Notes due 2013 | | Exhibit 4.8 to Form 10-Q, filed on January 9, 2008 |
| 4.15 | Second Supplemental Indenture, dated as of June 17, 2008, between Rite Aid Corporation, the subsidiaries named therein and The Bank of New York Trust Company, N.A., as successor trustee, to the Indenture dated as of May 20, 2003 between Rite Aid Corporation and BNY Midwest Trust Company, related to the Company's 9.25% Senior Secured Notes due 2013 | | Exhibit 4.10 to Form 10-Q, filed on July 10, 2008 |
Exhibit Numbers | Description | | Incorporation by Reference to |
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4.16 | Indenture, dated as of February 21, 2007, between Rite Aid Corporation, as issuer, the subsidiary guarantors named therein and The Bank of New York Trust Company, N.A., as trustee, related to the Company's 7.5% Senior Secured Notes due 2017 | | Exhibit 99.1 to Form 8-K, filed on February 26, 2007 |
4.17 | Second Supplemental Indenture, dated as of July 9, 2008, among Rite Aid Corporation, the subsidiaries named therein and The Bank of New York Mellon Trust Company, N. A., as successor trustee, to the Indenture, dated as of February 21, 2007, between Rite Aid Corporation and The Bank of New York Trust Company, N.A., related to the Company's 7.5% Senior Secured Notes due 2017 | | Exhibit 4.13 to Form 10-Q, filed on July 10, 2008 |
4.18 | Indenture, dated as of February 21, 2007, between Rite Aid Corporation, as issuer, and The Bank of New York Trust Company, N.A., as trustee, related to the Company's 8.625% Senior Notes due 2015 | | Exhibit 99.2 to Form 8-K, filed on February 26, 2007 |
4.19 | Supplemental Indenture, dated as of June 4, 2007, between Rite Aid Corporation, the subsidiaries named therein and The Bank of New York Trust Company, N.A. to the Indenture dated as of February 21, 2007 between Rite Aid Corporation and The Bank of New York Trust Company, N.A., related to the Company's 8.625% Senior Secured Notes due 2015 | | Exhibit 4.14 to Form 10-Q, filed on January 9, 2008 |
4.20 | Second Supplemental Indenture, dated as of July 9, 2008, among Rite Aid Corporation, the subsidiaries named therein and The Bank of New York Mellon Trust Company, N. A., as successor trustee, to the Indenture, dated as of February 21, 2007, between Rite Aid Corporation and The Bank of New York Trust Company, N. A., related to the Company's 8.625% Senior Notes due 2015 | | Exhibit 4.16 to Form 10-Q, filed on July 10, 2008 |
Exhibit Numbers | Description | | Incorporation by Reference to |
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4.21 | Amended and Restated Indenture, dated as of June 4, 2007 among Rite Aid Corporation (as successor to Rite Aid Escrow Corp.), the subsidiary guarantors named therein and The Bank of New York Trust Company, N.A., as Trustee, related to the Company's 9.375% Senior Notes due 2015 | | Exhibit 4.1 to Form 8-K, filed on June 6, 2007 |
4.22 | First Supplemental Indenture, dated as of July 9, 2008, among Rite Aid Corporation, the subsidiaries named therein and The Bank of New York Mellon Trust Company, N. A. to the Amended and Restated Indenture, dated as of June 4, 2007, among Rite Aid Corporation (as successor to Rite Aid Escrow Corp.), the subsidiary guarantors named therein and The Bank of New York Trust Company, N.A., related to the Company's 9.375% Senior Notes due 2015 | | Exhibit 4.18 to Form 10-Q, filed on July 10, 2008 |
4.23 | Amended and Restated Indenture, dated as of June 4, 2007 among Rite Aid Corporation (as successor to Rite Aid Escrow Corp.), the subsidiary guarantors named therein and The Bank of New York Trust Company, N.A., as Trustee, related to the Company's 9.5% Senior Notes due 2017 | | Exhibit 4.2 to Form 8-K, filed on June 6, 2007 |
4.24 | First Supplemental Indenture, dated as of July 9, 2008, among Rite Aid Corporation, the subsidiaries named therein and The Bank of New York Mellon Trust Company, N. A., as successor trustee, to the Amended and Restated Indenture, dated as of June 4, 2007, among Rite Aid Corporation (as successor to Rite Aid Escrow Corp.), the subsidiary guarantors named therein and The Bank of New York Trust Company, N.A., related to the Company's 9.5% Senior Notes due 2017 | | Exhibit 4.20 to Form 10-Q, filed on July 10, 2008 |
Exhibit Numbers | Description | | Incorporation by Reference to |
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4.25 | Indenture, dated as of May 29, 2008, between Rite Aid Corporation, as issuer, and The Bank of New York Trust Company, N.A., as trustee, related to the Company's Senior Debt Securities | | Exhibit 4.1 to Form 8-K, filed on June 2, 2008 |
4.26 | First Supplemental Indenture, dated as of May 29, 2008, between Rite Aid Corporation, the subsidiaries named therein and The Bank of New York Trust Company, N.A. to the Indenture dated as of May 29, 2008 between Rite Aid Corporation and The Bank of New York Trust Company, N.A., related to the Company's 8.5% Convertible Notes due 2016 Securities | | Exhibit 4.2 to Form 8-K, filed on June 2, 2008 |
4.27 | Indenture, dated as of July 9, 2008, between Rite Aid Corporation, as issuer, and The Bank of New York Mellon Trust Company, N.A., as trustee, related to the Company's 10.375% Senior Secured Notes due 2016 | | Exhibit 4.23 to Form 10-Q, filed on July 10, 2008 |
| 4.28 | Indenture, dated as of June 12, 2009, among Rite Aid Corporation, as issuer, the subsidiary guarantors named therein and The Bank of New York Mellon Trust Company, N.A., as trustee, related to the Company's 9.750% Senior Secured Notes due 2016 | | Exhibit 4.1 to Form 8-K, filed on June 16, 2009 |
| 4.29 | Indenture, dated as of October 26, 2009, among Rite Aid Corporation, as issuer, the Subsidiary Guarantors named therein and The Bank of New York Mellon Trust Company, N.A., as trustee | | Exhibit 4.1 to Form 8-K, filed on October 29, 2009 |
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| 5.1 | Opinion of Marc A. Strassler, Esq. | | Filed herewith |
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| 10.1 | 2010 Omnibus Equity Plan | | Included as Appendix A to Definitive Proxy Statement on Schedule 14A, filed on May 21, 2010 |
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| 10.2 | 2006 Omnibus Equity Plan | | Included as Appendix G to Definitive Proxy Statement on Schedule 14A, filed on November 30, 2006 |
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Exhibit Numbers | Description | | Incorporation by Reference to |
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| 10.3 | 2004 Omnibus Equity Plan | | Included as Appendix A to Definitive Proxy Statement, filed on Schedule 14A, filed on March 21, 2004 |
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| 10.4 | 2001 Stock Option Plan | | Exhibit 10.3 to Form 10-K, filed on May 21, 2001 |
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| 10.5 | 2000 Omnibus Equity Plan | | Included as Appendix 1 to Definitive Proxy Statement, filed on October 24, 2000 |
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| 23.1 | Consent of Marc A. Strassler, Esq. (included as part of Exhibit 5.1 hereto) | | Filed herewith |
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| 23.2 | Consent of Deloitte & Touche LLP for Rite Aid Corporation | | Filed herewith |
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| 24.1 | Powers of Attorney (included on the signature page hereto) | | Filed herewith |
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