United States
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
Amendment No. 1
(Mark One)
[x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For quarterly period ended March 31, 2013
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from to .
Commission file number 001-35021
EVANS BANCORP, INC. .
(Exact name of registrant as specified in its charter)
New York 16-1332767
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
One Grimsby Drive, Hamburg, NY 14075
(Address of principal executive offices) (Zip Code)
(716) 926-2000 .
(Registrant's telephone number, including area code)
14 -16 North Main Street, Angola, New York 14006 .
(Former name, former address and former fiscal year, if changed
since last report)
Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ]
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes [X] No [ ]
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer [ ] Accelerated filer [ ]
Non-accelerated filer [ ] (Do not check if smaller reporting company) Smaller reporting company [X]
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes [ ] No [X]
Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practicable date:
Common Stock, $.50 par value: 4,190,257 shares as of April 23, 2013
EXPLANATORY NOTE
The sole purpose of this Amendment No. 1 to the Registrant’s Quarterly Report on Form 10-Q for the period ended March 31, 2013 (the “Original 10-Q”), is to furnish the Interactive Data File exhibits required by Item 601(b)(101) of Regulation S-K. The inclusion of the Interactive Data File Exhibits was inadvertently omitted in the earlier filing due to an error in the filing software used by the Registrant. No other changes have been made to the Original 10-Q. This Amendment speaks as of the date of the Original 10-Q, and has not been updated to reflect events occurring subsequent to the filing of the Original 10-Q.
Item 6. Exhibits and Financial Statement Schedules
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Exhibit No. |
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31.1 |
| Certification of Principal Executive Officer pursuant to |
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| Section 302 of the Sarbanes-Oxley Act of 2002.* |
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31.2 |
| Certification of the Principal Financial Officer pursuant to |
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| Section 302 of the Sarbanes-Oxley Act of 2002.* |
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32.1 |
| Certification of Principal Executive Officer pursuant to 18 |
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| USC Section 1350 Chapter 63 of Title 18, United States Code, |
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| as adopted pursuant to Section 906 of the Sarbanes-Oxley Act |
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| of 2002.* |
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32.2 |
| Certification of Principal Financial Officer pursuant to 18 |
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| USC Section 1350 Chapter 63 of Title 18, United States Code, |
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| as adopted pursuant to Section 906 of the Sarbanes-Oxley Act |
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| of 2002.* |
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101 |
| The following materials from Evans Bancorp, Inc.’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2013, formatted in XBRL (eXtensible Business Reporting Language): (i) Unaudited Consolidated Balance Sheets – March 31, 2013 and December 31, 2012; (ii) Unaudited Consolidated Statements of Income – Three months ended March 31, 2013 and 2012; (iii) Unaudited Statements of Consolidated Comprehensive Income – Three months ended March 31, 2013 and 2012; (iv) Unaudited Consolidated Statements of Stockholder’s Equity – Three months ended March 31, 2013 and 2012; (v) Unaudited Consolidated Statements of Cash Flows – Three months ended March 31, 2013 and 2012; and (vi) Notes to Unaudited Consolidated Financial Statements.** |
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*Filed with Original 10-Q | ||||
**Furnished, not filed, herewith. Pursuant to Rule 406T of Regulation S-T, the Interactive Data Files on Exhibit 101 hereto are | ||||
deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of | ||||
the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities | ||||
Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections. | ||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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Evans Bancorp, Inc. | |
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DATE | /s/David J. Nasca |
May 3, 2013 | David J. Nasca |
| President and CEO |
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DATE | /s/Gary A. Kajtoch |
May 3, 2013 | Gary A. Kajtoch |
| Treasurer |
| (Principal Financial Officer) |