UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File Number: | 811-5696 |
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Name of Registrant: | RiverSource Global Series, Inc. |
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Address of Principal Executive Offices: | 225 Franklin Street |
| Boston, Massachusetts 02110 |
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Name and address of agent of service: | Scott R. Plummer |
| Columbia Management Investment Advisers, LLC |
| 5228 Ameriprise Financial Center |
| Minneapolis, Minnesota 55474 |
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Registrant’s telephone number including area code: 612-671-1947 | |
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Date of fiscal year end: | 10/31 |
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Date of reporting period: | 07/01/2010 – 06/06/2011* |
* Through the Merger Date for each merged Fund as noted below.
Fund |
| Notes |
Columbia Absolute Return Currency and Income Fund |
| Prior to 09/27/2010, the Fund was known as RiverSource Absolute Return Currency and Income Fund. On 03/07/2011 (the Merger Date), the Fund merged into a series of the same name of Columbia Funds Series Trust II. |
Columbia Emerging Markets Bond Fund |
| Prior to 09/27/2010, the Fund was known as RiverSource Emerging Markets Bond Fund. On 03/07/2011 (the Merger Date), the Fund merged into a series of the same name of Columbia Funds Series Trust II. |
Columbia Emerging Markets Opportunity Fund |
| Prior to 09/27/2010, the Fund was known as Threadneedle Emerging Markets Fund. On 03/07/2011 (the Merger Date), the Fund merged into a series of the same name of Columbia Funds Series Trust II. |
Columbia Global Bond Fund |
| Prior to 09/27/2010, the Fund was known as RiverSource Global Bond Fund. On 03/07/2011 (the Merger Date), the Fund merged into a series of the same name of Columbia Funds Series Trust II. |
Columbia Global Equity Fund |
| Prior to 09/27/2010, the Fund was known as Threadneedle Global Equity Fund. On 03/07/2011 (the Merger Date), the Fund merged into a series of the same name of Columbia Funds Series Trust II. |
Columbia Global Extended Alpha Fund |
| Prior to 09/27/2010, the Fund was known as Threadneedle Global Extended Alpha Fund. On 03/07/2011 (the Merger Date), the Fund merged into a series of the same name of Columbia Funds Series Trust II. |
Threadneedle Global Equity Income Fund |
| On 06/06/2011 (the Merger Date), the Fund merged into Columbia Global Equity Fund, a series of Columbia Funds Series Trust II. |
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-05696
Reporting Period: 07/01/2010 - 06/06/2011
RiverSource Global Series, Inc.
Item 1. Proxy Voting Record
============= COLUMBIA ABSOLUTE RETURN CURRENCY AND INCOME FUND =============
The Fund has no reportable data as the Fund did not vote proxies relating to portfolio
securities during the period covered by this report.
==================== COLUMBIA EMERGING MARKETS BOND FUND ====================
The Fund has not reportable data as the Fund did not vote proxies relating to portfolio
securities during the period covered by this report.
====================== COLUMBIA EMERGING MARKETS OPPORTUNITY FUND ======================
ANHANGUERA EDUCACIONAL PARTICIPACOES SA
Ticker: AEDU3 Security ID: P0355L123
Meeting Date: SEP 06, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Consolidate Articles For For Management
--------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA
Ticker: AEDU3 Security ID: P0355L123
Meeting Date: SEP 30, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement between the For For Management
Company and LFG Business, Edicoes e
Participacoes Ltda.
2 Appoint Independent Firm to Appraise For For Management
Proposed Merger
3 Approve Appraisal of Proposed Merger For For Management
4 Approve Merger between the Company and For For Management
LFG Business, Edicoes e Participacoes
Ltda.
5 Amend Article 3 to Reflect New Lines of For For Management
Business Resulting from Merger
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA
Ticker: AEDU3 Security ID: P0355L123
Meeting Date: OCT 29, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 �� Approve Company's Entry into the Novo For Did Not Vote Management
Mercado Listing Segment of the Sao
Paulo Stock Exchange
2 Convert Preferred Shares into Ordinary For Did Not Vote Management
Shares
3 Approve 7:1 Reverse Stock Split For Did Not Vote Management
4 Amend Articles For Did Not Vote Management
5 Ratify Current Board and Extend Term For Did Not Vote Management
until 2012
--------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA
Ticker: AEDU3 Security ID: P0355L123
Meeting Date: OCT 29, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Convert Preferred Shares into Common For For Management
Shares
--------------------------------------------------------------------------------
BANCO SANTANDER BRASIL SA
Ticker: SANB4 Security ID: 05967A107
Meeting Date: JAN 28, 2011 Meeting Type: Special
Record Date: JAN 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Board Chairman For Against Management
2 Elect Board Vice-Chairman For Against Management
3 Confirm Board Composition For For Management
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 03988 Security ID: Y0698A107
Meeting Date: AUG 20, 2010 Meeting Type: Special
Record Date: JUL 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Type and Nominal Value of the For For Management
Rights Shares
1b Approve Proportion and Number of the For For Management
Rights Shares to be Issued
1c Approve Subscription Price for the For For Management
Rights Shares
1d Approve Target Subscribers for the For For Management
Rights Issue
1e Approve Use of Proceeds For For Management
1f Approve Effective Period of the For For Management
Resolution
1g Approve Authorization for the Rights For For Management
Issue
2 Approve Proposal in Relation to For For Management
Arrangement for Accumulated
Undistributed Profits of the Bank Prior
to the Rights Issue
3 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds Raised from the
Rights Issue
4 Approve Report on the Use of Proceeds For For Management
Raised from the Previous Issuance of
Securities by the Bank
5a Reelect Hong Zhihua as Non-Executive For For Management
Director
5b Reelect Huang Haibo as Non-Executive For For Management
Director
5c Reelect Cai Haoyi as Non-Executive For For Management
Director
5d Elect Sun Zhijun as Non-Executive For For Management
Director
5e Elect Liu Lina as Non-Executive For For Management
Director
5f Elect Jiang Yansong as Non-Executive For For Management
Director
5g Elect Chow Man Yiu, Paul as Independent For For Management
Non-Executive Director
6 Approve Remuneration Plan for the For For Management
Chairman, Executive Directors, Chairman
of the Board of Supervisors and
Supervisors of 2009
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 03988 Security ID: Y0698A107
Meeting Date: AUG 20, 2010 Meeting Type: Special
Record Date: JUL 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Type and Nominal Value of the For For Management
Rights Shares
1b Approve Proportion and Number of the For For Management
Rights Shares to be Issued
1c Approve Subscription Price for the For For Management
Rights Shares
1d Approve Target Subscribers for the For For Management
Rights Issue
1e Approve Use of Proceeds For For Management
1f Approve Effective Period of the For For Management
Resolution
1g Approve Authorisation for the Rights For For Management
Issue
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 03988 Security ID: Y0698A107
Meeting Date: JAN 28, 2011 Meeting Type: Special
Record Date: DEC 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jackson Tai as Independent For For Management
Non-Executive Director
2 Authorize Issuance of Renminbi For For Management
Denominated Bonds for an Amount Not
Exceeding RMB 20 Billion
--------------------------------------------------------------------------------
BHARAT HEAVY ELECTRICALS LTD.
Ticker: 500103 Security ID: Y0882L117
Meeting Date: SEP 17, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of INR 12.30 Per For For Management
Share
3 Reappoint S. Ravi as Director For For Management
4 Reappoint A.K. Basu as Director For For Management
5 Reappoint M.A. Pathan as Director For For Management
6 Authorize Board to Fix Remuneration of For Abstain Management
Auditors
7 Appoint A. Saraya as Director For For Management
8 Appoint V.K. Jairath as Director For For Management
9 Appoint O.P. Bhutani as Director For For Management
--------------------------------------------------------------------------------
CAIRN INDIA LIMITED
Ticker: 532792 Security ID: Y1081B108
Meeting Date: SEP 15, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reappoint I. Banerjee as Director For For Management
3 Reappoint R. Dhir as Director For Against Management
4 Approve S.R. Batliboi & Co as Auditors For For Management
in Place of Retiring Auditors, S.R.
Batliboi & Associates, and Authorize
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
CAIRN INDIA LIMITED
Ticker: 532792 Security ID: Y1081B108
Meeting Date: OCT 31, 2010 Meeting Type: Special
Record Date: SEP 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of up to 6.2 Million For For Management
New Shares Pursuant to the Cairn India
Employee Stock Option Plan 2006 and
Cairn India Performance Option Plan
2006
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 00939 Security ID: Y1397N101
Meeting Date: SEP 15, 2010 Meeting Type: Special
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Furong as Shareholder For For Shareholder
Representative Supervisor
--------------------------------------------------------------------------------
CHINA NATIONAL BUILDING MATERIAL CO., LTD.
Ticker: 03323 Security ID: Y15045100
Meeting Date: DEC 30, 2010 Meeting Type: Special
Record Date: NOV 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Baker Tilly Hong Kong Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
2 Amend Articles of Association Re: For For Management
Business Scope of the Company
--------------------------------------------------------------------------------
CIMB GROUP HOLDINGS BHD
Ticker: CIMB Security ID: Y1636J101
Meeting Date: JUL 26, 2010 Meeting Type: Special
Record Date: JUL 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of up to 19.67 For For Management
Percent Equity Interest in PT Bank CIMB
Niaga Tbk for a Consideration of up to
IDR 5.44 Trillion to be Satisfied by
the Issuance of New Ordinary Shares in
CIMB Group Holdings Bhd
--------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 00883 Security ID: Y1662W117
Meeting Date: NOV 24, 2010 Meeting Type: Special
Record Date: NOV 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Non-Exempt Continuing Connected For For Management
Transactions
2 Approve Proposed Caps for Each Category For For Management
of Non-Exempt Continuing Connected
Transactions
--------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 00883 Security ID: 126132109
Meeting Date: NOV 24, 2010 Meeting Type: Special
Record Date: OCT 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Non-Exempt Continuing Connected For For Management
Transactions
2 Approve Proposed Caps for Each Category For For Management
of Non-Exempt Continuing Connected
Transactions
--------------------------------------------------------------------------------
CYRELA BRAZIL RLTY SA EMPREENDIMENTOS E PARTICIPACOES
Ticker: CYRE3 Security ID: P34085103
Meeting Date: AUG 06, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director For For Management
--------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD
Ticker: 00489 Security ID: Y21042109
Meeting Date: OCT 11, 2010 Meeting Type: Special
Record Date: SEP 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Share Appreciation Rights Scheme For For Management
2a1 Elect Xu Ping as Executive Director For For Management
2a2 Elect Li Shaozhu as Executive Director For For Management
2a3 Elect Fan Zhong as Executive Director For For Management
2a4 Elect Zhou Wenjie as Executive Director For For Management
2a5 Elect Zhu Fushou as Executive Director For For Management
2b1 Elect Tong Dongcheng as Non-Executive For For Management
Director
2b2 Elect Ouyang Jie as Non-Executive For For Management
Director
2b3 Elect Liu Weidong as Non-Executive For For Management
Director
2b4 Elect Zhou Qiang as Non-Executive For For Management
Director
2c1 Elect Sun Shuyi as Independent For �� For Management
Non-Executive Director
2c2 Elect Ng Lin-fung as Independent For For Management
Non-Executive Director
2c3 Elect Yang Xianzu as Independent For For Management
Non-Executive Director
2d1 Elect Wen Shiyang as Supervisor For For Management
2d2 Elect Deng Mingran as Supervisor For For Management
2d3 Elect Ma Liangjie as Supervisor For For Management
2d4 Elect Ren Yong as Supervisor For For Management
2d5 Elect Li Chunrong as Supervisor For For Management
2d6 Elect Chen Binbo as Supervisor For For Management
2d7 Elect Huang Gang as Supervisor For For Management
--------------------------------------------------------------------------------
EMBOTELLADORAS ARCA S.A.B. DE C.V.
Ticker: ARCA Security ID: P3699M104
Meeting Date: SEP 28, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 75 percent of For Abstain Management
Ecuador Bottling Company Corp (EBC) in
Accordance with Art. 47 of Securities
Market Law; Agreement on Strategic
Alliance with Shareholders Controlling
the Remaining 25 percent of EBC
2 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
3 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE S.A.B. DE C.V.
Ticker: GFNORTEO Security ID: P49501201
Meeting Date: OCT 04, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors For For Management
2 Approve Dividends of MXN 0.17 Per Share For For Management
3 Present Auditor Report For Abstain Management
4 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
5 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE S.A.B. DE C.V.
Ticker: GFNORTEO Security ID: P49501201
Meeting Date: FEB 18, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors For For Management
2 Approve Cash Dividends of MXN 0.17 Per For For Management
Share
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
HOUSING DEVELOPMENT FINANCE CORP. LTD.
Ticker: 500010 Security ID: Y37246157
Meeting Date: JUL 14, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 36 Per Share For For Management
3 Reappoint K. Mahindra as Director For For Management
4 Reappoint D.M. Sukthankar as Director For For Management
5 Reappoint N.M. Munjee as Director For For Management
6 Approve Deloitte Haskins & Sells as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve PKF as Branch Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Appoint D.S. Parekh as Director For For Management
9 Approve Revision in Remuneration of For For Management
Managing Directors
10 Approve Appointment and Remuneration of For For Management
R.S. Karnad as Managing Director
11 Approve Appointment and Remuneration of For For Management
V.S. Rangan as Executive Director
12 Approve Five-for-One Stock Split and For For Management
Amend Memorandum and Articles of
Association to Reflect Changes in Share
Capital
13 Amend Clause V of the Memorandum of For For Management
Association to Reflect Changes in
Authorized Share Capital
14 Amend Article 3 of the Articles of For For Management
Association to Reflect Changes in
Authorized Share Capital
--------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD
Ticker: IMP Security ID: S37840113
Meeting Date: OCT 19, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended 30
June 2010
2 Appoint PricewaterhouseCoopers Inc as For For Management
Auditors of the Company and Jean-Pierre
van Staden as the Designated Partner
3.1 Re-elect Michael McMahon as Director For For Management
3.2 Elect Paul Dunne as Director For For Management
3.3 Elect Terence Goodlace as Director For For Management
3.4 Elect Mpueleng Pooe as Director For For Management
4 Approve Remuneration of Directors For For Management
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: ADPV10686
Meeting Date: SEP 21, 2010 Meeting Type: Special
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Type and Nominal Value of the For For Management
Rights Shares
1b Approve Proportion and Number of the For For Management
Rights Shares to be Issued ��
1c Approve Subscription Price for the For For Management
Rights Shares
1d Approve Target Subscribers for the For For Management
Rights Issue
1e Approve Use of Proceeds For For Management
1f Approve Effective Period of the For For Management
Resolution
1g Approve Authorization for the Rights For For Management
Issue
2 Approve Arrangements for the For For Management
Accumulated Undistributed Profits Prior
to the Completion of the Rights Issue
of A Shares and H Shares
3 Approve Feasibility Analysis Report on For For Management
Use of Proceeds from the Rights Issue
of A Shares and H Shares
4 Approve Report on Utilization of For For Management
Proceeds from Previous Issuances
5 Authorize Board to Fix Remuneration of For For Management
Directors and Supervisors
6 Elect Xu Shanda as Independent For For Management
Non-Executive Director
7 Elect Li Xiaopeng as Executive Director None For Shareholder
8 Approve Utilization of Proceeds from None For Shareholder
the Previous Issuance of A Share
Convertible Bonds
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: ADPV10686
Meeting Date: SEP 21, 2010 Meeting Type: Special
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Types and Nominal Value of For For Management
Securities to be Issued in Relation to
the Rights Issue of A Shares and H
Shares
1b Approve Proportion and Number of Shares For For Management
to be Issued in Relation to the Rights
Issue of A Shares and H Shares
1c Approve Subscription Price and Basis For For Management
for Price Determination in Relation to
the Rights Issue of A Shares and H
Shares
1d Approve Target Subscribers in Relation For For Management
to the Rights Issue of A Shares and H
Shares
1e Approve Amount and Use of Proceeds in For For Management
Relation to the Rights Issue of A
Shares and H Shares
1f Approve Effective Period of the For For Management
Resolutions in Relation to the Rights
Issue of A Shares and H Shares
1g Approve Authorization for the Rights For For Management
Issue in Relation to the Rights Issue
of A Shares and H Shares
--------------------------------------------------------------------------------
JAIPRAKASH ASSOCIATES LTD.
Ticker: 532532 Security ID: Y42539117
Meeting Date: FEB 16, 2011 Meeting Type: Special
Record Date: DEC 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appointment and Remuneration of For For Management
R. Kumar, Executive Director and CFO
2 Approve Pledging of Assets for Debt in For For Management
Favor of Debenture Holders and
Debenture Trustees to Secure the
Redeemable Non-Convertible Debentures
Aggregating to INR10 Billion Issued to
Life Insurance Corp of India and Axis
Bank Ltd
3 Approve Investment of up to INR 2.5 For For Management
Billion for Acquiring the Entire Share
Capital of Zawar Cement Pvt Ltd
--------------------------------------------------------------------------------
KB FINANCIAL GROUP INC
Ticker: 105560 Security ID: Y46007103
Meeting Date: JUL 13, 2010 Meeting Type: Special
Record Date: JUN 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Euh Yoon-Dae as CEO For For Management
--------------------------------------------------------------------------------
LARSEN & TOUBRO LTD
Ticker: 500510 Security ID: Y5217N159
Meeting Date: AUG 26, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 12.50 Per Share For For Management
3 Reappoint B. Ramani as Director For Against Management
4 Reappoint S. Bhargava as Director For For Management
5 Reappoint J.P. Nayak as Director For For Management
6 Reappoint Y.M. Deosthalee as Director For For Management
7 Reappoint M.M. Chitale as Director For For Management
8 Reappoint N.M. Raj as Director For For Management
9 Approve Reappointment and Remuneration For For Management
of Y.M. Deosthalee as Executive
Director
10 Approve Reappointment and Remuneration For For Management
of M.V. Kotwal as Executive Director
11 Approve Commission Remuneration of For For Management
Non-Executive Directors
12 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to an Aggregate
Amount of $600 Million
13 Approve Sharp & Tannan as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
LIFE HEALTHCARE GROUP HOLDINGS LTD
Ticker: LHC Security ID: S4682C100
Meeting Date: JAN 27, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Year Ended 30
September 2010
2i Elect Trevor Munday as Director For For Management
2ii Elect Peter Golesworthy as Director For For Management
2iii Elect Louisa Mojela as Director For For Management
2iv Elect Ketan Gordhan as Director For For Management
2v Elect Joel Netshitenzhe as Director For For Management
2vi Elect Francine-Anne du Plessis as For For Management
Director
2vii Elect Garth Solomon as Director For For Management
2viii Elect Peter Ngatane as Director For For Management
2ix Elect Mustaq Brey as Director For For Management
2x Elect Jakes Gerwel as Director For For Management
3 Appoint PricewaterhouseCoopers Inc as For For Management
Auditors of the Company and FJ Lombard
as the Designated Audit Partner
4.1 Approve Remuneration of Non-Executive For For Management
Directors for the Year Ended 30
September 2010
4.2 Approve Remuneration of Non-Executive For For Management
Directors for the Year Ending 30
September 2011
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6 Approve Distributions to Shareholders For For Management
by Way of Reduction of Share Premium
Account
7 Authorise Any One Executive Director to For For Management
Ratify and Execute Approved Resolutions
1 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA
Ticker: RENT3 Security ID: P6330Z111
Meeting Date: OCT 15, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For For Management
2 Amend Articles to Reflect Changes in For For Management
Capital
--------------------------------------------------------------------------------
MECHEL STEEL GROUP OAO
Ticker: MTLR Security ID: 583840103
Meeting Date: SEP 15, 2010 Meeting Type: Special
Record Date: AUG 09, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Related-Party Transaction Re: For For Management
Guarantee Agreement with BNP Paribas
1.2 Approve Related-Party Transactions Re: For For Management
Guarantee Agreements
2 Approve New Edition of Charter For For Management
--------------------------------------------------------------------------------
MMC NORILSK NICKEL
Ticker: GMKN Security ID: 46626D108
Meeting Date: OCT 21, 2010 Meeting Type: Proxy Contest
Record Date: SEP 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1 Shareholder Proposal: Approve Early Against For Shareholder
Termination of Powers of Board of
Directors
2.1 Shareholder Proposal: Elect Boris Bakal For Against Shareholder
as Director
2.2 Shareholder Proposal: Elect Lucian Against For Shareholder
Bebchuk as Director
2.3 Shareholder Proposal: Elect Andrey For Against Shareholder
Bugrov as Director
2.4 Shareholder Proposal: Elect Terence Against Against Shareholder
Wilkinson as Director
2.5 Shareholder Proposal: Elect Aleksandr Against Against Shareholder
Voloshin as Director
2.6 Shareholder Proposal: Elect Maksim Against Against Shareholder
Goldman as Director
2.7 Shareholder Proposal: Elect Oleg For Against Shareholder
Deripaska as Director
2.8 Shareholder Proposal: Elect Marianna For Against Shareholder
Zakharova as Director
2.9 Shareholder Proposal: Elect Vladimir Against Against Shareholder
Kantorovich as Director
2.10 Shareholder Proposal: Elect Andrey For Against Shareholder
Klishas as Director
2.11 Shareholder Proposal: Elect Dmitry For Against Shareholder
Kostoev as Director
2.12 Shareholder Proposal: Elect Valery Against Against Shareholder
Matvienko as Director
2.13 Shareholder Proposal: Elect Bradford For Against Shareholder
Alan Mills as Director
2.14 Shareholder Proposal: Elect Oleg For Against Shareholder
Pivovarchuk as Director
2.15 Shareholder Proposal: Elect Dmitry Against Against Shareholder
Razumov as Director
2.16 Shareholder Proposal: Elect Nathaniel Against Against Shareholder
Rothschild as Director
2.17 Shareholder Proposal: Elect Maksim For Against Shareholder
Sokov as Director
2.18 Shareholder Proposal: Elect Vladislav For Against Shareholder
Soloviev as Director
2.19 Shareholder Proposal: Elect Vladimir For Against Shareholder
Strzhalkovsky as Director
2.20 Shareholder Proposal: Elect Vasily For Against Shareholder
Titov as Director
2.21 Shareholder Proposal: Elect Gerard For For Shareholder
Holden as Director
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Card) None
1 Shareholder Proposal: Approve Early For Did Not Vote Shareholder
Termination of Powers of Board of
Directors
2.1 Elect Director Lucian Bebchuk For Did Not Vote Shareholder
2.2 Elect Director Terence Wilkinson For Did Not Vote Shareholder
2.3 Elect Director John Gerard Holden For Did Not Vote Shareholder
--------------------------------------------------------------------------------
MRV ENGENHARIA PARTICIPACOES SA
Ticker: MRVE3 Security ID: P6986W107
Meeting Date: NOV 16, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Non-Convertible For For Management
Debentures
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
MTN GROUP LTD
Ticker: MTN Security ID: S8039R108
Meeting Date: JUL 15, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended 31
December 2009
2 Re-elect MC Ramaphosa as Director For For Management
3 Re-elect DDB Band as Director For For Management
4 Re-elect AF van Biljon as Director For For Management
5 Elect MLD Marole as Director For For Management
6 Elect NP Mageza as Director For For Management
7 Elect A Harper as Director For For Management
8 Elect NI Patel as Director For For Management
9 Approve Non-Executive Directors Fees For For Management
with Effect from 1 January 2010
10 Place Authorised but Unissued Shares For For Management
under Control of Directors
11 Appoint AF van Biljon, J van Rooyen, For For Management
JHN Strydom, NP Mageza and MJN Njeke as
Members of the Audit Committee
12 Approve Performanace Share Plan 2010 For Against Management
and Share Appreciation Rights Scheme
2010
13 Approve the Restraint of Trade For For Management
Agreement with PF Nhleko
14 Reappoint PricewaterhouseCoopers Inc as For For Management
Auditors of the Company
15 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
16 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
MTN GROUP LTD
Ticker: MTN Security ID: S8039R108
Meeting Date: AUG 20, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Various Transactions Relating For For Management
to the MTN BEE Transaction
1 Authorise Repurchase of Shares For For Management
2 Sanction Financial Assistance in For For Management
Connection with the MTN BEE Transaction
2 Authorise Board to Issue Shares for For For Management
Cash up to 43,761,745 MTN Shares
3 Authorise Board to Issue Shares for For For Management
Cash up to 31,716,333 MTN Shares
4 Authorise Board to Ratify and Execute For For Management
Ordinary Resolutions 1, 2 and 3 and
Special Resolutions 1 and 2
5 Approve the ESOP and the Specific Issue For For Management
of Shares Under the ESOP for Cash
3 Sanction Financial Assistance in For For Management
Connection with the ESOP
--------------------------------------------------------------------------------
MURRAY & ROBERTS HOLDINGS LTD
Ticker: MUR Security ID: S52800133
Meeting Date: OCT 27, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the year ended 30
June 2010
2.1 Elect Orrie Fenn as Director For For Management
2.2 Elect William Nairn as Director For For Management
2.3 Re-elect Namane Magau as Director For For Management
2.4 Re-elect John McMahon as Director For For Management
2.5 Re-elect Royden Vice as Director For For Management
3 Reappoint Deloitte & Touche as Auditors For For Management
and AF Mackie as the Designated Auditor
and Authorise the Audit Committee to
Determine Their Remuneration
4 Approve Non-executive Directors Fees For For Management
with Effect From 1 October 2010
5 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
NASPERS LTD
Ticker: NPN Security ID: S53435103
Meeting Date: AUG 27, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended 31
March 2010
2 Approve Dividends for N Ordinary and A For For Management
Ordinary Shares
3 Approve Remuneration of Non-executive For For Management
Directors for the Year Ended 31 March
2010 and for the Year Ending 31 March
2011
4 Reappoint PricewaterhouseCoopers Inc as For For Management
Auditors of the Company and Anton
Wentzel as the Individual Registered
Auditor
5 Elect Debra Meyer as Director For For Management
6.1 Re-elect Ton Vosloo as Director For For Management
6.2 Re-elect Neil van Heerden as Director For For Management
6.3 Re-elect Hein Willemse as Director For For Management
6.4 Re-elect Lourens Jonker as Director For For Management
7 Place Authorised but Unissued Shares For For Management
under Control of Directors
8 Authorise Board to Issue Shares for For For Management
Cash up to a Maximum of Five Percent of
Issued Share Capital
9 Amend the Trust Deed of the Naspers For For Management
Share Incentive Scheme
10 Authorise Board to Allot, Issue and For For Management
Make Application to the JSE for the
Listing of up to 40,588,541 Naspers N
Ordinary Shares to the Naspers Group
Share-Based Incentive Schemes
1 Authorise Repurchase of Up to 20 For For Management
Percent of N Ordinary Issued Share
Capital
2 Authorise Repurchase of A Ordinary For For Management
Issued Shares
11 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
NOVOLIPETSK STEEL (FRMLY NOVOLIPETSK FERROUS METAL FACTORY)
Ticker: NLMK Security ID: 67011E105
Meeting Date: SEP 30, 2010 Meeting Type: Special
Record Date: AUG 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 0.62 For For Management
per Share for First Half of Fiscal 2010
--------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES SA
Ticker: OGXP3 Security ID: P7356Y103
Meeting Date: SEP 28, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss How Company Will Vote at For For Management
Shareholders Meeting of Subsidiary OGX
Petroleo e Gas Ltda Regarding Spin-Off
2 Elect Directors For For Management
3 Amend Article 5 to Reflect Changes in For For Management
Capital Related to Company's Stock
Option Plan
4 Amend Article 14 Regarding Function of For For Management
the Executive Committee
5 Amend Stock Option Plan For For Management
--------------------------------------------------------------------------------
ORASCOM CONSTRUCTION INDUSTRIES
Ticker: OCIC Security ID: 68554N205
Meeting Date: SEP 20, 2010 Meeting Type: Special
Record Date: AUG 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of EGP 1.6 Billion For Did Not Vote Management
Two-Tranche Bond
2 Approve Public Subscription Notice for For Did Not Vote Management
EGP 1.6 Billion Bond Issuance
3 Authorize Board to Finalize For Did Not Vote Management
Certification of Public Subscription
Notice for EGP 1.6 Billion Bond
Issuance
4 Amend Articles Re: Director Share For Did Not Vote Management
Ownership and Board Meetings via
Teleconference in Accordance with
Regulatory Changes
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO
Ticker: PETR4 Security ID: 71654V408
Meeting Date: AUG 12, 2010 Meeting Type: Special
Record Date: AUG 04, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Engagement of For For Management
PricewaterhouseCoopers Corporate
Finance and Recovery Ltda to Prepare
Valuation Report of Four Federal
Treasury Bills to Be Used by
Shareholders to Pay for Shares
Subscribed in Primary Public Offering
2 Approve PricewaterhouseCoopers For For Management
Corporate Finance and Recovery Ltda's
Valuation Report
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO
Ticker: PETR4 Security ID: 71654V408
Meeting Date: DEC 07, 2010 Meeting Type: Special
Record Date: NOV 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement to Absorb Marlim For For Management
Participacoes S.A.
2 Approve Agreement to Absorb Nova Marlim For For Management
Participacoes S.A.
3 Appoint KPMG Auditores Independentes to For For Management
Appraise Proposed Merger
4 Approve Appraisal of Proposed Merger For For Management
5 Approve Absorption of Marlim For For Management
Participacoes S.A. and Nova Marlim
Participacoes S.A.
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: PETR4 Security ID: 71654V408
Meeting Date: JAN 31, 2011 Meeting Type: Special
Record Date: JAN 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement to Absorb Comperj For For Management
Petroquimicos Basicos SA
2 Approve Agreement to Absorb Comperj PET For For Management
SA
3 Appoint Independent Firm to Appraise For For Management
Proposed Mergers
4 Approve Independent Firm's Appraisal For For Management
5 Approve Absorption of Comperj For For Management
Petroquimicos Basicos SA and Comperj
PET SA
6 Amend Articles to Reflect Changes in For For Management
Capital
7 Amend Article 4 to Eliminate Authorized For For Management
Capital Limit
8 Amend Article 4 to Specify that Share For For Management
Issuances Will be Submitted to
Shareholder Meetings
9 Renumber Articles For For Management
10 Renumber Articles For For Management
11 Amend Articles For For Management
12 Amend Articles For For Management
13 Amend Articles For For Management
--------------------------------------------------------------------------------
POSCO ��
Ticker: 5490 Security ID: Y70750115
Meeting Date: FEB 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Annual Dividend of KRW 10,000 per Share
2 Amend Articles of Incorporation For For Management
3.1.1 Elect Nam Yong as Outside Director For For Management
3.1.2 Elect Byun Dae-Gyu as Outside Director For For Management
3.1.3 Elect Park Sang-Kil as Outside Director For For Management
3.2.1 Elect Kim Byung-Ki as Member of Audit For For Management
Committee
3.2.2 Elect Park Sang-Kil as Member of Audit For For Management
Committee
3.3.1 Reelect Choi Jong-Tae as Inside For For Management
Director
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI S.A.
Ticker: PKO Security ID: X6919X108
Meeting Date: JUL 23, 2010 Meeting Type: Special
Record Date: JUN 09, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Allocation of Income For For Management
1.2 Approve Dividends of PLN 0.80 per Share For For Management
2 Close Meeting None None Management
--------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK
Ticker: BMRI Security ID: Y7123S108
Meeting Date: JAN 28, 2011 Meeting Type: Special
Record Date: JAN 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Issued and Paid-Up For Abstain Management
Capital Through a Rights Issue
--------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Ticker: BBRI Security ID: Y0697U104
Meeting Date: NOV 24, 2010 Meeting Type: Special
Record Date: NOV 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Shares Owned by For For Management
Plantation Pension Fund (Dapenbun) of
at Least 76 Percent in PT Bank
Agroniaga Tbk
2 Approve Stock Split and Amend Article 4 For For Management
of the Articles of Association in
Relation to the Stock Split
--------------------------------------------------------------------------------
SHOPRITE HOLDINGS LTD
Ticker: SHP Security ID: S76263102
Meeting Date: OCT 25, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Year Ended 30
June 2010
2 Approve Remuneration of Non-Executive For For Management
Directors for the Year Ended 30 June
2010
3 Reappoint PricewaterhouseCoopers Inc as For For Management
Auditors of the Company and H Doman as
the Individual Registered Auditor
4 Approve Final Dividend of 147 Cents Per For For Management
Ordinary Share
5 Elect EC Kieswetter as Director For For Management
6 Re-elect B Harisunker as Director For For Management
7 Re-elect JW Basson as Director For For Management
8 Re-elect CG Goosen as Director For For Management
9 Place Authorised but Unissued Shares For For Management
under Control of Directors
10 Authorise Board to Issue Shares for For For Management
Cash up to a Maximum of Five Percent of
Issued Share Capital
1 Authorise Repurchase of Up to Five For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
TRUWORTHS INTERNATIONAL LTD
Ticker: TRU Security ID: S8793H130
Meeting Date: NOV 04, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended 27
June 2010
2.1 Re-elect Hilton Saven as Director For For Management
2.2 Re-elect Michael Thompson as Director For For Management
2.3 Re-elect Sisa Ngebulana as Director For For Management
3 Authorise Board to Issue Shares for For For Management
Cash up to a Maximum of Five Percent of
Issued Share Capital
4 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
5 Reappoint Ernst & Young Inc as Auditors For For Management
and Tina Rookledge as the Registered
Auditor and Authorise the Audit
Committee to Determine Their
Remuneration
6.1 Approve Remuneration of Non-executive For For Management
Chairman
6.2 Approve Remuneration of Non-Executive For For Management
Directors
6.3 Approve Remuneration of Audit Committee For For Management
Chairman
6.4 Approve Remuneration of Audit Committee For For Management
Members
6.5 Approve Remuneration of Remuneration For For Management
Committee Chairman
6.6 Approve Remuneration of Remuneration For For Management
Committee Members
6.7 Approve Remuneration of Risk Committee For For Management
Members
6.8 Approve Remuneration of Non-executive For For Management
Committee Chairman
6.9 Approve Remuneration of Non-executive For For Management
Committee Members
7.1 Reappoint Michael Thompson as Member of For For Management
the Audit Committee
7.2 Reappoint Rob Dow as Member of the For For Management
Audit Committee
7.3 Reappoint Hilton Saven as Member of the For For Management
Audit Committee
8.1 Confirm the Maximum Number of Shares For For Management
that May be Utilised for the Purpose of
the Truworths International Limited
Share Trust
8.2 Confirm the Maximum Number of Scheme For For Management
Shares that Any One Participant May
Hold at Any Time
--------------------------------------------------------------------------------
X5 RETAIL GROUP NV
Ticker: Security ID: 98387E106
Meeting Date: FEB 22, 2011 Meeting Type: Special
Record Date: JAN 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Kieran Balfe as CFO For Did Not Vote Management
3 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 01171 Security ID: Y97417102
Meeting Date: FEB 18, 2011 Meeting Type: Special
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Grant Thornton Jingdu Tianhua For For Management
as International Auditors and Authorize
Board to Fix Their Remuneration
2 Amend Articles of Association of the For For Management
Company
3 Amend Rules of Procedures for the For For Management
Shareholders' Meeting
4 Amend Rules of Procedures for the Board For For Management
of Directors
--------------------------------------------------------------------------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
Ticker: 000063 Security ID: Y0004F105
Meeting Date: SEP 10, 2010 Meeting Type: Special
Record Date: AUG 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in and Construction For For Management
of ZTE Heyuan Production and Research
and Development Training Base Project
and the Execution of the Relevant
Investment Contract
2 Approve Application for Investment For For Management
Limits in Foreign Exchange Derivative
Products for Value-Protection
========================= COLUMBIA GLOBAL BOND FUND =========================
The Fund has no reportable data as the Fund did not vote proxies relating to portfolio
securities during the period covered by this report.
======================= COLUMBIA GLOBAL EQUITY FUND ========================
3I GROUP PLC
Ticker: III Security ID: G88473148
Meeting Date: JUL 07, 2010 Meeting Type: Annual
Record Date: JUL 05, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect John Allan as Director For For Management
5 Elect Alistair Cox as Director For For Management
6 Re-elect Richard Meddings as Director For For Management
7 Re-elect Willem Mesdag as Director For For Management
8 Elect Sir Adrian Montague as Director For For Management
9 Re-elect Christine Morin-Postel as For For Management
Director
10 Re-elect Michael Queen as Director For Against Management
11 Re-elect Robert Swannell as Director For For Management
12 Re-elect Julia Wilson as Director For For Management
13 Reappoint Ernst & Young LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase For For Management
19 Authorise Market Purchase For For Management
20 Authorise the Company to Call EGM with For Against Management
Two Weeks' Notice
21 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: CSA Security ID: G1151C101
Meeting Date: FEB 03, 2011 Meeting Type: Annual
Record Date: DEC 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Charles H. Giancarlo as a For For Management
Director
3 Reelect Dennis F. Hightower as a For For Management
Director
4 Reelect Blythe J. McGarvie as a For For Management
Director
5 Reelect Mark Moody-Stuart as a Director For For Management
6 Reelect Pierre Nanterme as a Director For For Management
7 Ratify Auditors For For Management
8 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
10 Authorize the Holding of the 2012 AGM For For Management
at a Location Outside Ireland
11 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
12 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock ��
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2011 Meeting Type: Annual
Record Date: DEC 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director Arthur D. Levinson For For Management
1.7 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Policy on Succession Planning Against Against Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
ASIAINFO-LINKAGE, INC.
Ticker: ASIA Security ID: 04518A104
Meeting Date: SEP 29, 2010 Meeting Type: Annual
Record Date: AUG 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Zhang For For Management
1.2 Elect Director Thomas Manning For Withhold Management
1.3 Elect Director Sean Shao For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ATLAS IRON LTD
Ticker: AGO Security ID: Q0622U103
Meeting Date: AUG 16, 2010 Meeting Type: Special
Record Date: AUG 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Atlas Iron Limited Employee For Against Management
Share Option Plan
2 Approve the Grant of 500,000 Options to For Against Management
David Smith, Director, with an Exercise
Price of 30 Percent Above the Closing
Market Price of Shares Traded on ASX on
the Date that Shareholders Approve Item
2 Under the Company's Share Option Plan
3 Approve the Grant of 2.5 Million For Against Management
Options to David Flanagan, Director,
with an Exercise Price of 30 Percent
Above the Closing Market Price of
Shares Traded on ASX on the Date that
Shareholders Approve Item 3 Under the
Company's Share Option Plan
4a Approve the Grant of 1 Million Options For Against Management
to Geoffrey Clifford, Chairman, with an
Exercise Price of 30 Percent Above the
Closing Market Price of Shares Traded
on ASX on the Date that Shareholders
Approve Item 4a Under the Company's
Share Option Plan
4b Approve the Grant of 500,000 Options to For Against Management
David Hannon, Non-Executive Director,
with an Exercise Price of 30 Percent
Above the Closing Market Price of
Shares Traded on ASX on the Date that
Shareholders Approve Item 4b Under the
Company's Share Option Plan
4c Approve the Grant of 500,000 Options to For Against Management
Tai Sook Yee, Non-Executive Director,
with an Exercise Price of 30 Percent
Above the Closing Market Price of
Shares Traded on ASX on the Date that
Shareholders Approve Item 4c Under the
Company's Share Option Plan
4d Approve the Grant of 500,000 Options For Against Management
to David Smith, Non-Executive Director,
with an Exercise Price of 30 Percent
Above the Closing Market Price of
Shares Traded on ASX on the Date that
Shareholders Approve Item 4d Under the
Company's Share Option Plan
5 Ratify the Past Issue of 25.5 Million For For Management
Shares to Institutional and
Sophisticated Investor Clients of
Hartleys Limited at A$2.49 Each on May
7, 2010 and May 10, 2010
6 Ratify the Past Issue of 70,218 Shares For For Management
to Chalice Gold Limited at A$1.7802
Each on Nov. 23, 2009 Pursuant to the
Acquisition Agreement to Acquire
Exploration Tenements
7 Approve the Increase in Non-Executive For For Management
Directors' Remuneration to A$1 Million
Per Annum
--------------------------------------------------------------------------------
ATLAS IRON LTD
Ticker: AGO Security ID: Q0622U103
Meeting Date: OCT 29, 2010 Meeting Type: Annual
Record Date: OCT 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For Against Management
Fiscal Year Ended June 30, 2010
2 Elect Geoffrey Clifford as a Director For For Management
3 Elect David Smith as a Director For For Management
4 Elect Tai Sook Yee as a Director For For Management
5 Appoint KPMG as Auditors of the Company For For Management
--------------------------------------------------------------------------------
BANCO SANTANDER BRASIL SA
Ticker: SANB4 Security ID: 05967A107
Meeting Date: JAN 28, 2011 Meeting Type: Special
Record Date: JAN 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Board Chairman For Against Management
2 Elect Board Vice-Chairman For Against Management
3 Confirm Board Composition For For Management
--------------------------------------------------------------------------------
BURBERRY GROUP PLC
Ticker: BRBY Security ID: G1699R107
Meeting Date: JUL 15, 2010 Meeting Type: Annual
Record Date: JUL 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Re-elect John Peace as Director For Against Management
5 Re-elect Ian Carter as Director For For Management
6 Elect John Smith as Director For For Management
7 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
8 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
9 Authorise EU Political Donations and For For Management
Expenditure
10 Authorise Market Purchase For For Management
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Adopt New Articles of Association For For Management
14 Authorise the Company to Call EGM with For Against Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CENTAMIN EGYPT LTD
Ticker: CEY Security ID: Q2159B110
Meeting Date: NOV 09, 2010 Meeting Type: Annual
Record Date: NOV 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Harry Michael as Director For For Management
2.2 Re-elect Robert Bowker as Director For For Management
2.3 Re-elect Colin Cowden as Director For Against Management
2.4 Re-elect Josef El-Raghy as Director For For Management
3 Authorise Issue of Equity without For For Management
Pre-emptive Rights
4 Approve Loan Funded Share Plan 2010 For For Management
--------------------------------------------------------------------------------
CENTAMIN EGYPT LTD
Ticker: CEY Security ID: Q2159B110
Meeting Date: FEB 15, 2011 Meeting Type: Special
Record Date: FEB 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Executive Director Loan For For Management
Funded Share Plan 2011
2 Approve the Employee Loan Funded Share For For Management
Plan 2011
--------------------------------------------------------------------------------
CHAMPION REAL ESTATE INVESTMENT TRUST
Ticker: 02778 Security ID: Y1292D109
Meeting Date: DEC 15, 2010 Meeting Type: Special
Record Date: DEC 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of 2008 CPT Waiver For For Management
and Related Annual Caps
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. Mcgeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Ratify Auditors For For Management
16 Amend Bylaws to Establish a Board Against Abstain Shareholder
Committee on Environmental
Sustainability
17 Report on Internet Fragmentation Against Against Shareholder
18 Adopt Policy Prohibiting Sale of Against Abstain Shareholder
Products in China if they Contribute to
Human Rights Abuses
--------------------------------------------------------------------------------
CSL LTD.
Ticker: CSL Security ID: Q3018U109
Meeting Date: OCT 13, 2010 Meeting Type: Annual
Record Date: OCT 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2a Elect Peter Turner as a Director For For Management
2b Elect John Akehurst as a Director For For Management
2c Elect David Anstice as a Director For For Management
2d Elect Ian Renard as a Director For Against Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
4 Approve the Grant of Up to 500,000 For For Management
Performance Rights in Aggregate to
Brian McNamee and Peter Turner,
Executive Directors, Under the
Company's Performance Rights Plan
5 Approve the Increase in Non-Executive For For Management
Directors' Remuneration to A$2.5
Million Per Annum
--------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: AUG 12, 2010 Meeting Type: Annual
Record Date: MAY 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director Donald J. Carty For For Management
1.3 Elect Director Michael S. Dell For For Management
1.4 Elect Director William H. Gray, III For For Management
1.5 Elect Director Judy C. Lewent For For Management
1.6 Elect Director Thomas W. Luce, III For For Management
1.7 Elect Director Klaus S. Luft For For Management
1.8 Elect Director Alex J. Mandl For For Management
1.9 Elect Director Shantanu Narayen For For Management
1.10 Elect Director Sam Nunn For For Management
1.11 Elect Director H. Ross Perot, Jr. For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Reimburse Proxy Contest Expenses Against Against Shareholder
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
FOCUS MEDIA HOLDING LIMITED
Ticker: FMCN Security ID: 34415V109
Meeting Date: NOV 26, 2010 Meeting Type: Annual
Record Date: OCT 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Jason Nanchun Jiang as Director For For Management
1b Reelect Neil Nanpeng Shen as Director For For Management
1c Reelect David Ying Zhang as Director For For Management
1d Reelect Fumin Zhuo as Director For For Management
2 Ratify Deloitte Touche Tohmatsu CPA For For Management
Ltd. as Auditors
--------------------------------------------------------------------------------
KB FINANCIAL GROUP INC
Ticker: 105560 Security ID: Y46007103
Meeting Date: JUL 13, 2010 Meeting Type: Special
Record Date: JUN 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Euh Yoon-Dae as CEO For For Management
--------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: DEC 16, 2010 Meeting Type: Annual
Record Date: OCT 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven R. Appleton For For Management
2 Elect Director Teruaki Aoki For For Management
3 Elect Director James W. Bagley For For Management
4 Elect Director Robert L. Bailey For For Management
5 Elect Director Mercedes Johnson For For Management
6 Elect Director Lawrence N. Mondry For For Management
7 Elect Director Robert E. Switz For For Management
8 Amend Omnibus Stock Plan For For Management
9 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 16, 2010 Meeting Type: Annual
Record Date: SEP 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates III For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria M. Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Amend Bylaws to Establish a Board Against Abstain Shareholder
Committee on Environmental
Sustainability
--------------------------------------------------------------------------------
MRV ENGENHARIA PARTICIPACOES SA
Ticker: MRVE3 Security ID: P6986W107
Meeting Date: NOV 16, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Non-Convertible For Did Not Vote Management
Debentures
2 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
--------------------------------------------------------------------------------
MTN GROUP LTD
Ticker: MTN Security ID: S8039R108
Meeting Date: JUL 15, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended 31
December 2009
2 Re-elect MC Ramaphosa as Director For For Management
3 Re-elect DDB Band as Director For For Management
4 Re-elect AF van Biljon as Director For For Management
5 Elect MLD Marole as Director For For Management
6 Elect NP Mageza as Director For For Management
7 Elect A Harper as Director For For Management
8 Elect NI Patel as Director For For Management
9 Approve Non-Executive Directors Fees For For Management
with Effect from 1 January 2010
10 Place Authorised but Unissued Shares For For Management
under Control of Directors
11 Appoint AF van Biljon, J van Rooyen, For For Management
JHN Strydom, NP Mageza and MJN Njeke as
Members of the Audit Committee
12 Approve Performanace Share Plan 2010 For Against Management
and Share Appreciation Rights Scheme
2010
13 Approve the Restraint of Trade For For Management
Agreement with PF Nhleko
14 Reappoint PricewaterhouseCoopers Inc as For For Management
Auditors of the Company
15 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
16 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
MTN GROUP LTD
Ticker: MTN Security ID: S8039R108
Meeting Date: AUG 20, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Various Transactions Relating For For Management
to the MTN BEE Transaction
1 Authorise Repurchase of Shares For For Management
2 Sanction Financial Assistance in For For Management
Connection with the MTN BEE Transaction
2 Authorise Board to Issue Shares for For For Management
Cash up to 43,761,745 MTN Shares
3 Authorise Board to Issue Shares for For For Management
Cash up to 31,716,333 MTN Shares
4 Authorise Board to Ratify and Execute For For Management
Ordinary Resolutions 1, 2 and 3 and
Special Resolutions 1 and 2
5 Approve the ESOP and the Specific Issue For For Management
of Shares Under the ESOP for Cash
3 Sanction Financial Assistance in For For Management
Connection with the ESOP
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 22, 2011 Meeting Type: Annual
Record Date: FEB 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 2.20 per Share
4 Approve Remuneration System For Did Not Vote Management
5a Reelect Ann Fudge as Director For Did Not Vote Management
5b Reelect Pierre Landolt as Director For Did Not Vote Management
5c Reelect Ulrich Lehner as Director For Did Not Vote Management
5d Elect Enrico Vanni as Director For Did Not Vote Management
6 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 06, 2010 Meeting Type: Annual
Record Date: AUG 09, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Donald L. Lucas For For Management
1.12 Elect Director Naomi O. Seligman For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Establish Board Committee on Against Against Shareholder
Sustainability
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
PRYSMIAN S.P.A.
Ticker: PRY Security ID: T7630L105
Meeting Date: JAN 21, 2011 Meeting Type: Special
Record Date: JAN 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors For Did Not Vote Management
1 Issue Shares in Connection with For Did Not Vote Management
Acquisition of Draka Holding NV
--------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK
Ticker: BMRI Security ID: Y7123S108
Meeting Date: JUL 05, 2010 Meeting Type: Special
Record Date: JUN 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors and Commissioners For For Management
--------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK
Ticker: BMRI Security ID: Y7123S108
Meeting Date: JAN 28, 2011 Meeting Type: Special
Record Date: JAN 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Issued and Paid-Up For Abstain Management
Capital Through a Rights Issue
--------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Ticker: BBRI Security ID: Y0697U104
Meeting Date: NOV 24, 2010 Meeting Type: Special
Record Date: NOV 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Shares Owned by For For Management
Plantation Pension Fund (Dapenbun) of
at Least 76 Percent in PT Bank
Agroniaga Tbk
2 Approve Stock Split and Amend Article 4 For For Management
of the Articles of Association in
Relation to the Stock Split
--------------------------------------------------------------------------------
SIRONA DENTAL SYSTEMS, INC
Ticker: SIRO Security ID: 82966C103
Meeting Date: FEB 23, 2011 Meeting Type: Annual
Record Date: DEC 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William K. Hood For For Management
1.2 Elect Director Thomas Jetter For For Management
1.3 Elect Director Harry M. Jansen Kraemer, For For Management
Jr.
1.4 Elect Director Jeffrey T. Slovin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD.
Ticker: 00016 Security ID: Y82594121
Meeting Date: DEC 02, 2010 Meeting Type: Annual
Record Date: NOV 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Reelect Fung Kwok-lun, William as For For Management
Director
3a2 Reelect Lee Shau-kee as Director For For Management
3a3 Reelect Wong Yick-kam, Michael as For For Management
Director
3a4 Reelect Kwok Ping-luen, Raymond as For For Management
Director
3a5 Reelect Chan Kai-ming as Director For For Management
3a6 Reelect Chan Kui-yuen, Thomas as For For Management
Director
3a7 Reelect Kwong Chun as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
TALVIVAARA MINING COMPANY PLC
Ticker: TALV Security ID: X8936Y101
Meeting Date: JAN 27, 2011 Meeting Type: Special
Record Date: JAN 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue of Special Rights in For For Management
Respect of EUR 225 Million in
Convertible Bonds Due 2015
--------------------------------------------------------------------------------
TESCO PLC
Ticker: TSCO Security ID: G87621101
Meeting Date: JUL 02, 2010 Meeting Type: Annual
Record Date: JUN 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Ken Hydon as Director For For Management
5 Re-elect Tim Mason as Director For For Management
6 Re-elect Lucy Neville-Rolfe as Director For For Management
7 Re-elect David Potts as Director For For Management
8 Re-elect David Reid as Director For Against Management
9 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase For For Management
14 Authorise EU Political Donations and For For Management
Expenditure
15 Approve Share Incentive Plan For For Management
16 Adopt New Articles of Association For For Management
17 Authorise the Company to Call EGM with For Against Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JUL 27, 2010 Meeting Type: Annual
Record Date: JUL 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Sir John Bond as Director For Against Management
3 Re-elect John Buchanan as Director For For Management
4 Re-elect Vittorio Colao as Director For For Management
5 Re-elect Michel Combes as Director For For Management
6 Re-elect Andy Halford as Director For For Management
7 Re-elect Stephen Pusey as Director For For Management
8 Re-elect Alan Jebson as Director For For Management
9 Re-elect Samuel Jonah as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For Against Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase For For Management
22 Adopt New Articles of Association For For Management
23 Authorise the Company to Call EGM with For Against Management
Two Weeks' Notice
24 Approve Share Incentive Plan For For Management
=================== COLUMBIA GLOBAL EXTENDED ALPHA FUND ====================
ACCENTURE PLC
Ticker: CSA Security ID: G1151C101
Meeting Date: FEB 03, 2011 Meeting Type: Annual
Record Date: DEC 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Charles H. Giancarlo as a For For Management
Director
3 Reelect Dennis F. Hightower as a For For Management
Director
4 Reelect Blythe J. McGarvie as a For For Management
Director
5 Reelect Mark Moody-Stuart as a Director For For Management
6 Reelect Pierre Nanterme as a Director For For Management
7 Ratify Auditors For For Management
8 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
10 Authorize the Holding of the 2012 AGM For For Management
at a Location Outside Ireland
11 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
12 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 27, 2011 Meeting Type: Annual
Record Date: NOV 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chadwick C. Deaton For For Management
1.2 Elect Director Michael J. Donahue For For Management
1.3 Elect Director Ursula O. Fairbairn For For Management
1.4 Elect Director Lawrence S. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
ASIAINFO-LINKAGE, INC.
Ticker: ASIA Security ID: 04518A104
Meeting Date: SEP 29, 2010 Meeting Type: Annual
Record Date: AUG 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Zhang For For Management
1.2 Elect Director Thomas Manning For Withhold Management
1.3 Elect Director Sean Shao For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ATLAS IRON LTD
Ticker: AGO Security ID: Q0622U103
Meeting Date: AUG 16, 2010 Meeting Type: Special
Record Date: AUG 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Atlas Iron Limited Employee For Against Management
Share Option Plan
2 Approve the Grant of 500,000 Options to For Against Management
David Smith, Director, with an Exercise
Price of 30 Percent Above the Closing
Market Price of Shares Traded on ASX on
the Date that Shareholders Approve Item
2 Under the Company's Share Option Plan
3 Approve the Grant of 2.5 Million For Against Management
Options to David Flanagan, Director,
with an Exercise Price of 30 Percent
Above the Closing Market Price of
Shares Traded on ASX on the Date that
Shareholders Approve Item 3 Under the
Company's Share Option Plan
4a Approve the Grant of 1 Million Options For Against Management
to Geoffrey Clifford, Chairman, with an
Exercise Price of 30 Percent Above the
Closing Market Price of Shares Traded
on ASX on the Date that Shareholders
Approve Item 4a Under the Company's
Share Option Plan
4b Approve the Grant of 500,000 Options to For Against Management
David Hannon, Non-Executive Director,
with an Exercise Price of 30 Percent
Above the Closing Market Price of
Shares Traded on ASX on the Date that
Shareholders Approve Item 4b Under the
Company's Share Option Plan
4c Approve the Grant of 500,000 Options to For Against Management
Tai Sook Yee, Non-Executive Director,
with an Exercise Price of 30 Percent
Above the Closing Market Price of
Shares Traded on ASX on the Date that
Shareholders Approve Item 4c Under the
Company's Share Option Plan
4d Approve the Grant of 500,000 Options For Against Management
to David Smith, Non-Executive Director,
with an Exercise Price of 30 Percent
Above the Closing Market Price of
Shares Traded on ASX on the Date that
Shareholders Approve Item 4d Under the
Company's Share Option Plan
5 Ratify the Past Issue of 25.5 Million For For Management
Shares to Institutional and
Sophisticated Investor Clients of
Hartleys Limited at A$2.49 Each on May
7, 2010 and May 10, 2010
6 Ratify the Past Issue of 70,218 Shares For For Management
to Chalice Gold Limited at A$1.7802
Each on Nov. 23, 2009 Pursuant to the
Acquisition Agreement to Acquire
Exploration Tenements
7 Approve the Increase in Non-Executive For For Management
Directors' Remuneration to A$1 Million
Per Annum
--------------------------------------------------------------------------------
BANCO SANTANDER BRASIL SA
Ticker: SANB4 Security ID: 05967A107
Meeting Date: JAN 28, 2011 Meeting Type: Special
Record Date: JAN 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Board Chairman For Against Management
2 Elect Board Vice-Chairman For Against Management
3 Confirm Board Composition For For Management
--------------------------------------------------------------------------------
BURBERRY GROUP PLC
Ticker: BRBY Security ID: G1699R107
Meeting Date: JUL 15, 2010 Meeting Type: Annual
Record Date: JUL 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and �� For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Re-elect John Peace as Director For Against Management
5 Re-elect Ian Carter as Director For For Management
6 Elect John Smith as Director For For Management
7 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
8 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
9 Authorise EU Political Donations and For For Management
Expenditure
10 Authorise Market Purchase For For Management
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Adopt New Articles of Association For For Management
14 Authorise the Company to Call EGM with For Against Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CGI GROUP INC
Ticker: GIB.A Security ID: 39945C109
Meeting Date: JAN 26, 2011 Meeting Type: Annual
Record Date: DEC 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claude Boivin For For Management
1.2 Elect Director Bernard Bourigeaud For For Management
1.3 Elect Director Jean Brassard For For Management
1.4 Elect Director Robert Chevrier For For Management
1.5 Elect Director Dominic D'Alessandro For For Management
1.6 Elect Director Thomas P. d'Aquino For For Management
1.7 Elect Director Paule Dore For Withhold Management
1.8 Elect Director Richard B. Evans For For Management
1.9 Elect Director Serge Godin For For Management
1.10 Elect Director Andre Imbeau For For Management
1.11 Elect Director Gilles Labbe For For Management
1.12 Elect Director Eileen A. Mercier For For Management
1.13 Elect Director Michael E. Roach For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: AUG 12, 2010 Meeting Type: Annual
Record Date: MAY 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director Donald J. Carty For For Management
1.3 Elect Director Michael S. Dell For For Management
1.4 Elect Director William H. Gray, III For For Management
1.5 Elect Director Judy C. Lewent For For Management
1.6 Elect Director Thomas W. Luce, III For For Management
1.7 Elect Director Klaus S. Luft For For Management
1.8 Elect Director Alex J. Mandl For For Management
1.9 Elect Director Shantanu Narayen For For Management
1.10 Elect Director Sam Nunn For For Management
1.11 Elect Director H. Ross Perot, Jr. For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Reimburse Proxy Contest Expenses Against Against Shareholder
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
FOCUS MEDIA HOLDING LIMITED
Ticker: FMCN Security ID: 34415V109
Meeting Date: NOV 26, 2010 Meeting Type: Annual
Record Date: OCT 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Jason Nanchun Jiang as Director For For Management
1b Reelect Neil Nanpeng Shen as Director For For Management
1c Reelect David Ying Zhang as Director For For Management
1d Reelect Fumin Zhuo as Director For For Management
2 Ratify Deloitte Touche Tohmatsu CPA For For Management
Ltd. as Auditors
--------------------------------------------------------------------------------
MRV ENGENHARIA PARTICIPACOES SA
Ticker: MRVE3 Security ID: P6986W107
Meeting Date: NOV 16, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Non-Convertible For Did Not Vote Management
Debentures
2 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
--------------------------------------------------------------------------------
MTN GROUP LTD
Ticker: MTN Security ID: S8039R108
Meeting Date: JUL 15, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended 31
December 2009
2 Re-elect MC Ramaphosa as Director For For Management
3 Re-elect DDB Band as Director For For Management
4 Re-elect AF van Biljon as Director For For Management
5 Elect MLD Marole as Director For For Management
6 Elect NP Mageza as Director For For Management
7 Elect A Harper as Director For For Management
8 Elect NI Patel as Director For For Management
9 Approve Non-Executive Directors Fees For For Management
with Effect from 1 January 2010
10 Place Authorised but Unissued Shares For For Management
under Control of Directors
11 Appoint AF van Biljon, J van Rooyen, For For Management
JHN Strydom, NP Mageza and MJN Njeke as
Members of the Audit Committee
12 Approve Performanace Share Plan 2010 For Against Management
and Share Appreciation Rights Scheme
2010
13 Approve the Restraint of Trade For For Management
Agreement with PF Nhleko
14 Reappoint PricewaterhouseCoopers Inc as For For Management
Auditors of the Company
15 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
16 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
MTN GROUP LTD
Ticker: MTN Security ID: S8039R108
Meeting Date: AUG 20, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Various Transactions Relating For For Management
to the MTN BEE Transaction
1 Authorise Repurchase of Shares For For Management
2 Sanction Financial Assistance in For For Management
Connection with the MTN BEE Transaction
2 Authorise Board to Issue Shares for For For Management
Cash up to 43,761,745 MTN Shares
3 Authorise Board to Issue Shares for For For Management
Cash up to 31,716,333 MTN Shares
4 Authorise Board to Ratify and Execute For For Management
Ordinary Resolutions 1, 2 and 3 and
Special Resolutions 1 and 2
5 Approve the ESOP and the Specific Issue For For Management
of Shares Under the ESOP for Cash
3 Sanction Financial Assistance in For For Management
Connection with the ESOP
--------------------------------------------------------------------------------
PRYSMIAN S.P.A.
Ticker: PRY Security ID: T7630L105
Meeting Date: JAN 21, 2011 Meeting Type: Special
Record Date: JAN 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors For Did Not Vote Management
1 Issue Shares in Connection with For Did Not Vote Management
Acquisition of Draka Holding NV
--------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Ticker: BBRI Security ID: Y0697U104
Meeting Date: NOV 24, 2010 Meeting Type: Special
Record Date: NOV 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Shares Owned by For For Management
Plantation Pension Fund (Dapenbun) of
at Least 76 Percent in PT Bank
Agroniaga Tbk
2 Approve Stock Split and Amend Article 4 For For Management
of the Articles of Association in
Relation to the Stock Split
==================== THREADNEEDLE GLOBAL EQUITY INCOME FUND ====================
BANK OF CHINA LIMITED
Ticker: 03988 Security ID: Y0698A107
Meeting Date: AUG 20, 2010 Meeting Type: Special
Record Date: JUL 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Type and Nominal Value of the For For Management
Rights Shares
1b Approve Proportion and Number of the For For Management
Rights Shares to be Issued
1c Approve Subscription Price for the For For Management
Rights Shares
1d Approve Target Subscribers for the For For Management
Rights Issue
1e Approve Use of Proceeds For For Management
1f Approve Effective Period of the For For Management
Resolution
1g Approve Authorization for the Rights For For Management
Issue
2 Approve Proposal in Relation to For For Management
Arrangement for Accumulated
Undistributed Profits of the Bank Prior
to the Rights Issue
3 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds Raised from the
Rights Issue
4 Approve Report on the Use of Proceeds For For Management
Raised from the Previous Issuance of
Securities by the Bank
5a Reelect Hong Zhihua as Non-Executive For For Management
Director
5b Reelect Huang Haibo as Non-Executive For For Management
Director
5c Reelect Cai Haoyi as Non-Executive For For Management
Director
5d Elect Sun Zhijun as Non-Executive For For Management
Director
5e Elect Liu Lina as Non-Executive For For Management
Director
5f Elect Jiang Yansong as Non-Executive For For Management
Director
5g Elect Chow Man Yiu, Paul as Independent For For Management
Non-Executive Director
6 Approve Remuneration Plan for the For For Management
Chairman, Executive Directors, Chairman
of the Board of Supervisors and
Supervisors of 2009
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 03988 Security ID: Y0698A107
Meeting Date: AUG 20, 2010 Meeting Type: Special
Record Date: JUL 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Type and Nominal Value of the For For Management
Rights Shares
1b Approve Proportion and Number of the For For Management
Rights Shares to be Issued
1c Approve Subscription Price for the For For Management
Rights Shares
1d Approve Target Subscribers for the For For Management
Rights Issue
1e Approve Use of Proceeds For For Management
1f Approve Effective Period of the For For Management
Resolution
1g Approve Authorisation for the Rights For For Management
Issue
--------------------------------------------------------------------------------
BAYTEX ENERGY TRUST (BAYTEX ENERGY LTD.)
Ticker: BTE Security ID: 073176109
Meeting Date: DEC 09, 2010 Meeting Type: Special
Record Date: OCT 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion from Income Trust to For For Management
Corporation
2 If Item #1 is approved, Approve Share For For Management
Award Icentive Plan
--------------------------------------------------------------------------------
CENTURYLINK, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: AUG 24, 2010 Meeting Type: Special
Record Date: JUL 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CHAMPION REAL ESTATE INVESTMENT TRUST
Ticker: 02778 Security ID: Y1292D109
Meeting Date: DEC 15, 2010 Meeting Type: Special
Record Date: DEC 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of 2008 CPT Waiver For For Management
and Related Annual Caps
--------------------------------------------------------------------------------
CLOSE BROTHERS GROUP PLC
Ticker: CBG Security ID: G22120102
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: NOV 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Re-elect Strone Macpherson as Director For For Management
5 Re-elect Preben Prebensen as Director For For Management
6 Re-elect Stephen Hodges as Director For For Management
7 Re-elect Jonathan Howell as Director For For Management
8 Re-elect Bruce Carnegie-Brown as For For Management
Director
9 Re-elect Jamie Cayzer-Colvin as For For Management
Director
10 Re-elect Ray Greenshields as Director For For Management
11 Re-elect Douglas Paterson as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase For For Management
17 Authorise the Company to Call EGM with For Against Management
Two Weeks Notice
--------------------------------------------------------------------------------
FOSCHINI LTD
Ticker: TFG Security ID: S29260122
Meeting Date: SEP 01, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended 31
March 2010
2 Reappoint KPMG Inc as Auditors of the For For Management
Company and H du Plessis as the
Designated Partner and Authorise the
Board to Determine Their Remuneration
3 Approve Non-executive Director Fees for For For Management
the Year Ending 31 March 2011
4 Re-elect Doug Murray as Director For For Management
5 Re-elect Sam Abrahams as Director For For Management
6 Re-elect Vuli Cuba as Director For For Management
7 Re-elect Michael Lewis as Director For For Management
8 Approve Share Incentive Scheme For Against Management
1 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
2 Approve Change in Company Name to The For For Management
Foschini Group Limited
9 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
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FOSTER'S GROUP LTD.
Ticker: FGL Security ID: Q3944W187
Meeting Date: OCT 26, 2010 Meeting Type: Annual
Record Date: OCT 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect David A Crawford as a Director For For Management
2 Approve Amendment to the Company's For For Management
Constitution Regarding Shareholder
Dividend Provisions
3 Approve the Grant of Up to 487,700 For Against Management
Shares to Ian Johnston, Chief Executive
Officer, Under the Foster's Long Term
Incentive Plan
4 Approve the Remuneration Report for the For Against Management
Fiscal Year Ended June 30, 2010
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GRUPO CONTINENTAL S.A.B.
Ticker: CONTAL Security ID: P3091R172
Meeting Date: FEB 24, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Inspectors of Minutes of For For Management
Meeting
2 Approve Cash Dividends For For Management
3 Approve Minutes of Meeting For For Management
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KT&G CORP.
Ticker: 033780 Security ID: Y49904108
Meeting Date: MAR 04, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 3,000 per Share ��
2 Amend Articles of Incorporation For For Management
3 Elect Three Outside Directors (Bundled) For For Management
4 Elect Two Members of Audit Committee For For Management
(Bundled)
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
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MAN GROUP PLC
Ticker: EMG Security ID: G5790V156
Meeting Date: JUL 08, 2010 Meeting Type: Annual
Record Date: JUL 06, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Elect Ruud Hendriks as Director For For Management
5 Elect Frederic Jolly as Director For For Management
6 Re-elect Alison Carnwath as Director�� For For Management
7 Re-elect Kevin Hayes as Director For For Management
8 Re-elect Patrick O'Sullivan as Director For For Management
9 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase For For Management
14 Authorise the Company to Call EGM with For Against Management
Two Weeks' Notice
15 Adopt New Articles of Association For For Management
16 Approve 2010 Sharesave Scheme For For Management
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MAN GROUP PLC
Ticker: EMG Security ID: G5790V156
Meeting Date: SEP 01, 2010 Meeting Type: Special
Record Date: AUG 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of GLG Partners Inc For Against Management
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MULTIPLUS SA
Ticker: MPLU3 Security ID: P69915109
Meeting Date: AUG 16, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Location of Company Headquarters For For Management
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MULTIPLUS SA
Ticker: MPLU3 Security ID: P69915109
Meeting Date: OCT 04, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Maximum Dilution of Stock For For Management
Option Plan
2 Approve Stock Option Plan For For Management
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NATIONAL AUSTRALIA BANK LIMITED
Ticker: NAB Security ID: Q65336119
Meeting Date: DEC 16, 2010 Meeting Type: Annual
Record Date: DEC 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Fiscal Year
Ended Sept. 30. 2010
2a Elect Patricia Cross as a Director For For Management
2b Elect Danny Gilbert as a Director For For Management
2c Elect Jillian Segal as a Director For For Management
2d Elect Malcolm Williamson as a Director For For Management
2e Elect Anthony Yuen as a Director For For Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended Sept. 30, 2010
4a Approve the Grant of Up to A$4.42 For For Management
Million Worth of Shares Under the
Company's Staff Share Ownership Plan to
Cameron Clyne, Group Chief Executive
Officer
4b Approve the Grant of Up to A$1.85 For For Management
Million Worth of Shares Under the
Company's Staff Share Ownership Plan to
Mark Joiner, Executive Director
4c Approve the Grant of Up to A$1.92 For For Management
Million Worth of Shares Under the
Company's Staff Share Ownership Plan to
Michael Ullmer, Executive Director
5 Approve the Provision of Termination For For Management
Benefits to T. Burns Upon Cessation of
Employment
6a Approve the Selective Buyback of Up to For For Management
600 Unpaid 2008 Preference Shares of
the Company
6b Approve the Reduction of Capital of the For For Management
2008 Stapled Securities Issued on Sept.
24, 2008
6c Approve the Selective Buyback of Up to For For Management
1,000 Unpaid 2009 Preference Shares of
the Company
6d Approve the Reduction of Capital of the For For Management
2009 Stapled Securitites Issued on
Sept. 30, 2009
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NATIONAL GRID PLC
Ticker: NG. Security ID: G6375K151
Meeting Date: JUL 26, 2010 Meeting Type: Annual
Record Date: JUL 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Sir John Parker as Director For Against Management
4 Re-elect Steve Holliday as Director For For Management
5 Re-elect Ken Harvey as Director For For Management
6 Re-elect Steve Lucas as Director For For Management
7 Re-elect Stephen Pettit as Director For For Management
8 Re-elect Nick Winser as Director For For Management
9 Re-elect George Rose as Director For Against Management
10 Re-elect Tom King as Director For For Management
11 Re-elect Maria Richter as Director For For Management
12 Re-elect John Allan as Director For For Management
13 Re-elect Linda Adamany as Director For For Management
14 Re-elect Mark Fairbairn as Director For For Management
15 Re-elect Philip Aiken as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Approve Remuneration Report For For Management
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase For For Management
22 Authorise the Company to Call EGM with For Against Management
Two Weeks' Notice
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NORTHERN FOODS PLC
Ticker: NFDS Security ID: G66304109
Meeting Date: JUL 13, 2010 Meeting Type: Annual
Record Date: JUL 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Simon Herrick as Director For For Management
5 Elect Sandra Turner as Director For For Management
6 Re-elect Tony Illsley as Director For For Management
7 Reappoint Deloitte LLP as Auditors For For Management
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Authorise EU Political Donations and For For Management
Expenditure
10 Authorise Issue of Equity with For For Management
Pre-emptive Rights
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights
12 Authorise Market Purchase For For Management
13 Adopt New Articles of Association For For Management
14 Authorise the Company to Call EGM with For Against Management
Two Weeks' Notice
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ORACLE CORP. JAPAN
Ticker: 4716 Security ID: J6165M109
Meeting Date: AUG 26, 2010 Meeting Type: Annual
Record Date: MAY 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Takao Endo For For Management
1.2 Elect Director Shigeru Nosaka For For Management
1.3 Elect Director Derek H. Williams For For Management
1.4 Elect Director John L. Hall For For Management
1.5 Elect Director Eric R. Ball For For Management
1.6 Elect Director Gregory R. Davies For For Management
1.7 Elect Director Masao Terazawa For For Management
1.8 Elect Director Makiko Nakamori For For Management
2 Approve Stock Option Plan For For Management
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PENN VIRGINIA RESOURCE PARTNERS, L.P.
Ticker: PVR Security ID: 707884102
Meeting Date: FEB 16, 2011 Meeting Type: Special
Record Date: DEC 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Agreement of Limited Partnership For For Management
3 Adjourn Meeting For For Management
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QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: Q Security ID: 749121109
Meeting Date: AUG 24, 2010 Meeting Type: Special
Record Date: JUL 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
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REDECARD SA
Ticker: RDCD3 Security ID: P79941103
Meeting Date: DEC 20, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Share Capital via For Did Not Vote Management
Capitalization of Reserves
2 Amend Article 5 Re: Increase Share For Did Not Vote Management
Capital
3 Consolidate ByLaws For Did Not Vote Management
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TELSTRA CORPORATION LIMITED.
Ticker: TLS Security ID: Q8975N105
Meeting Date: NOV 19, 2010 Meeting Type: Annual
Record Date: NOV 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Chairman and Chief Executive Officer None None Management
Presentations
2 Receive the Financial Statements and None None Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
3 Elect Nora Scheinkestel as a Director For For Management
4 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
5 Approve Adoption of a New Constitution For For Management
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VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JUL 27, 2010 Meeting Type: Annual
Record Date: JUL 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Sir John Bond as Director For Against Management
3 Re-elect John Buchanan as Director For For Management
4 Re-elect Vittorio Colao as Director For For Management
5 Re-elect Michel Combes as Director For For Management
6 Re-elect Andy Halford as Director For For Management
7 Re-elect Stephen Pusey as Director For For Management
8 Re-elect Alan Jebson as Director For For Management
9 Re-elect Samuel Jonah as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For Against Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase For For Management
22 Adopt New Articles of Association For For Management
23 Authorise the Company to Call EGM with For Against Management
Two Weeks' Notice
24 Approve Share Incentive Plan For For Management
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WINCANTON PLC
Ticker: WIN Security ID: G9688X100
Meeting Date: JUL 21, 2010 Meeting Type: Annual
Record Date: JUL 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Walter Hasselkus as Director For For Management
5 Re-elect Graeme McFaull as Director For Against Management
6 Elect Paul Venables as Director For For Management
7 Reappoint KPMG Audit plc as Auditors For For Management
8 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
9 Authorise EU Political Donations and For For Management
Expenditure
10 Authorise Issue of Equity with For For Management
Pre-emptive Rights
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights
12 Authorise Market Purchase For For Management
13 Adopt New Articles of Association For For Management
14 Authorise the Company to Call EGM with For Against Management
Two Weeks' Notice
15 Amend Approved Executive Share Option For For Management
Scheme
16 Amend Unapproved Executive Share Option For For Management
Scheme
17 Amend Sharesave Scheme For Against Management
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Any ballot marked ‘Abstain’ is considered to have been voted. Ballots marked ‘Abstain’ are considered to have been voted against management’s recommendation if management’s recommendation is ‘For’ or ‘Against,’ and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders ‘Abstain’ from voting on a ballot item, a ballot marked ‘For’ or ‘Against’ is considered to have been voted against management’s recommendation to ‘Abstain.’
Where management has made no recommendation on a ballot item, ‘NA’ is used to indicate that there is no management recommendation that a shareholder may vote ‘For’ or ‘Against.’
Any ballot marked as ‘Take No Action’ is neither a vote cast for or against management and ‘NA’ is used to represent this.
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | RiverSource Global Series, Inc. |
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By (Signature and Title)* | /s/ J. Kevin Connaughton |
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| J. Kevin Connaughton |
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| President |
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Date: | August 19, 2011 |
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* Print the name and title of each signing officer under his or her signature.
