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SC 13G/A Filing
ACCESS Newswire (ACCS) SC 13G/AIssuer Direct Corp
Filed: 15 Jan 20, 5:00pm
ISSUER DIRECT CORPORATION | ||
(Name of Issuer) | ||
COMMON STOCK | ||
(Title of Class of Securities) | ||
46520M204 | ||
(CUSIP Number) | ||
12/31/19 | ||
(Date of Event Which Requires Filing of this Statement) | ||
☐ | Rule 13d-1(b) |
☒ | Rule 13d-1(c) |
☐ | Rule 13d-1(d) |
1. | Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Yorkmont Capital Partners, LP 80-0835231 | ||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐ | ||
3. | SEC Use Only | ||
4. | Citizenship of Place of Organization Texas | ||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 200,000 | |
6. | Shared Voting Power 0 | ||
7. | Sole Dispositive Power 200,000 | ||
8. | Shared Dispositive Power 0 | ||
9. | Aggregate Amount Beneficially Owned by each Reporting Person 200,000 | ||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||
11. | Percent of Class Represented by Amount in Row 9 5.3% | ||
12. | Type of Reporting Person (See Instructions) PN |
1. | Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Yorkmont Capital Management, LLC 45-5389822 | ||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐ | ||
3. | SEC Use Only | ||
4. | Citizenship of Place of Organization Texas | ||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 200,000 | |
6. | Shared Voting Power 0 | ||
7. | Sole Dispositive Power 200,000 | ||
8. | Shared Dispositive Power 0 | ||
9. | Aggregate Amount Beneficially Owned by each Reporting Person 200,000 | ||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||
11. | Percent of Class Represented by Amount in Row 9 5.3% | ||
12. | Type of Reporting Person (See Instructions) IA |
1. | Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Graeme P. Rein | ||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐ | ||
3. | SEC Use Only | ||
4. | Citizenship of Place of Organization United States of America | ||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 250,000 | |
6. | Shared Voting Power 0 | ||
7. | Sole Dispositive Power 250,000 | ||
8. | Shared Dispositive Power 0 | ||
9. | Aggregate Amount Beneficially Owned by each Reporting Person 250,000 | ||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||
11. | Percent of Class Represented by Amount in Row 9 6.6% | ||
12. | Type of Reporting Person (See Instructions) IN |
(a) | ☐ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | |
(b) | ☐ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |
(c) | ☐ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |
(d) | ☐ | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); | |
(e) | ☐ | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |
(f) | ☐ | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
(g) | ☐ | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |
(h) | ☐ | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | ☐ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | ☐ | A non-U.S. institution, in accordance with §240.13d-1(b)(1)(ii)(J); | |
(k) | ☐ | Group, in accordance with §240.13d-1(b)(1)(ii)(K). | |
If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: ___________________________. |
(i) | Sole power to vote or to direct the vote: 200,000 | |||
(ii) | Shared power to vote or to direct the vote: 0 | |||
(iii) | Sole power to dispose or to direct the disposition of: 200,000 | |||
(iv) | Shared power to dispose or to direct the disposition of: 0 |
(i) | Sole power to vote or to direct the vote: 200,000 | |||
(ii) | Shared power to vote or to direct the vote: 0 | |||
(iii) | Sole power to dispose or to direct the disposition of: 200,000 | |||
(iv) | Shared power to dispose or to direct the disposition of: 0 |
(i) | Sole power to vote or to direct the vote: 250,000 | |||
(ii) | Shared power to vote or to direct the vote: 0 | |||
(iii) | Sole power to dispose or to direct the disposition of: 250,000 | |||
(iv) | Shared power to dispose or to direct the disposition of: 0 |
Dated: January 15, 2020 | YORKMONT CAPITAL PARTNERS, LP | ||
By: | YORMONT CAPITAL MANAGEMENT, LLC its General Partner | ||
By: | /s/ Graeme P. Rein | ||
Graeme P. Rein, General Partner | |||
YORKMONT CAPITAL MANAGEMENT, LLC | |||
By: | /s/ Graeme P. Rein | ||
Graeme P. Rein, Managing Member | |||
GRAEME P. REIN | |||
By: | /s/ Graeme P. Rein | ||
Graeme P. Rein |