FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month of October 2020
Commission File Number: 001-10306
NatWest Group plc
RBS, Gogarburn, PO Box 1000
Edinburgh EH12 1HQ
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F X Form 40-F ___
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):_________
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):_________
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ___ No X
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- ________
The following information was issued as Company announcements in London, England and is furnished pursuant to General Instruction B to the General Instructions to Form 6-K:
Exhibit No. 1 | Block Listing Six Monthly Return dated 01 October 2020 |
Exhibit No. 2 | Total Voting Rights dated 30 October 2020 |
Exhibit No. 1
BLOCK LISTING SIX MONTHLY RETURN
Date: 1 October 2020
Name of applicant: | NatWest Group plc | |||
Name of scheme: | NatWest Group plc 2007 Sharesave Plan | |||
Period of return: | From: | 1 April 2020 | To: | 30 September 2020 |
Balance of unallotted securities under scheme(s) from previous return: | 9,851,637 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 0 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 9,851,637 | |||
Name of contact: | Mark Stevens | |||
Telephone number of contact: | 0131 556 8555 |
Name of applicant: | NatWest Group plc | |||
Name of scheme: | NatWest Group plc 2007 Irish Sharesave Plan | |||
Period of return: | From: | 1 April 2020 | To: | 30 September 2020 |
Balance of unallotted securities under scheme(s) from previous return: | 1,333,341 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 0 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 1,333,341 | |||
Name of contact: | Mark Stevens | |||
Telephone number of contact: | 0131 556 8555 |
Name of applicant: | NatWest Group plc | |||
Name of scheme: | NatWest Group plc UK Sharesave Plan 2017 | |||
Period of return: | From: | 1 April 2020 | To: | 30 September 2020 |
Balance of unallotted securities under scheme(s) from previous return: | 987,840 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 0 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 987,840 | |||
Name of contact: | Mark Stevens | |||
Telephone number of contact: | 0131 556 8555 | |||
Name of applicant: | NatWest Group plc | |||
Name of scheme: | NatWest Group plc Irish Sharesave Plan 2017 | |||
Period of return: | From: | 1 April 2020 | To: | 30 September 2020 |
Balance of unallotted securities under scheme(s) from previous return: | 500,000 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 0 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 500,000 | |||
Name of contact: | Mark Stevens | |||
Telephone number of contact: | 0131 556 8555 |
Name of applicant: | NatWest Group plc | |||
Name of scheme: | NatWest Group plc 2010 Long Term Incentive Plan | |||
Period of return: | From: | 1 April 2020 | To: | 30 September 2020 |
Balance of unallotted securities under scheme(s) from previous return: | 10,365,393 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 26,090 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 10,339,303 | |||
Name of contact: | Mark Stevens | |||
Telephone number of contact: | 0131 556 8555 |
Name of applicant: | NatWest Group plc | |||
Name of scheme: | The Royal Bank of Scotland Group plc 2010 Company Share Option Plan (Option 2011) | |||
Period of return: | From: | 1 April 2020 | To: | 30 September 2020 |
Balance of unallotted securities under scheme(s) from previous return: | 800,000 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 0 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 800,000 | |||
Name of contact: | Mark Stevens | |||
Telephone number of contact: | 0131 556 8555 |
Name of applicant: | NatWest Group plc | |||
Name of scheme: | NatWest Group plc Employee Share Plan 2014 | |||
Period of return: | From: | 1 April 2020 | To: | 30 September 2020 |
Balance of unallotted securities under scheme(s) from previous return: | 1,237,693 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 45,000,000 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 33,271,022 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 12,966,671 | |||
Name of contact: | Mark Stevens | |||
Telephone number of contact: | 0131 556 8555 |
Legal Entity Identifier: 2138005O9XJIJN4JPN90
Exhibit No. 2
NatWest Group plc
Total Voting Rights and Capital
Total Voting Rights and Capital
In conformity with the Disclosure Guidance and Transparency Rules, NatWest Group plc ('NWG') hereby notifies the following in respect of its issued share capital with voting rights as at 30 October 2020:-
Share Class and nominal value | Number of Shares issued | Voting rights per share | Total Voting rights - |
30 October 2020 | |||
Ordinary shares of £1 | 12,127,244,923 | 4 | 48,508,979,692 |
11% Cumulative Preference Shares of £1 | 500,000 | 4 | 2,000,000 |
5.5% Cumulative Preference Shares of £1 | 400,000 | 4 | 1,600,000 |
Total: | 12,128,144,923 | 48,512,579,692 |
of which none are held in Treasury.
Shareholders may use the above figures for their calculations to determine whether they are required to notify their interest in, or a change to their interest in the Company under the FCA's Disclosure Guidance and Transparency Rules.
Legal Entity Identifier: 2138005O9XJIJN4JPN90
Date: 30 October 2020
NATWEST GROUP plc (Registrant) | |
By: /s/ Jan Cargill | |
Name: Jan Cargill | |
Title: Deputy Secretary |