FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For September 2024
Commission File Number: 001-10306
NatWest Group plc
Gogarburn, PO Box 1000
Edinburgh EH12 1HQ
________________________________________________
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F __X__ Form 40-F _____
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes _____ No __X__
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- _____
This report on Form 6-K, except for any information contained on any websites linked in this report, shall be deemed incorporated by reference into the company's Registration Statement on Form F-3 (File No. 333-261837) and to be a part thereof from the date which it was filed, to the extent not superseded by documents or reports subsequently filed or furnished.
Exhibit No. 1 | Barclays Global Financial Services Conference dated 10 September 2024 |
Exhibit No. 2 | Director/PDMR Shareholding dated 10 September 2024 |
| Publication of Final Terms dated 10 September 2024 |
Exhibit No. 4 | Publication of Final Terms dated 13 September 2024 |
Exhibit No. 5 | Director/PDMR Shareholding dated 17 September 2024 |
Exhibit No.6 | Holding(s) in Company – HMT dated 23 September 2024 |
Exhibit No.7 | Bank of America Financials CEO Conference dated 24 September 2024 |
Exhibit No. 1
NatWest Group plc - Barclays Global Financial Services Conference
Paul Thwaite, Chief Executive Officer, will participate in a fireside chat at the Barclays Annual Global Financial Services Conference on Tuesday 10th September 2024 at 09:00 ET (14:00 BST).
A live webcast will be available on our website https://investors.natwestgroup.com/
For further information:
Investor Relations
Claire Kane
Director of Investor Relations
+44 (0) 20 7672 1758
LEI: 2138005O9XJIJN4JPN90
Exhibit No. 2
10 September 2024
NatWest Group plc
INITIAL NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY (PDMRs) IN ACCORDANCE WITH ARTICLE 19 OF THE MARKET ABUSE REGULATION
1. NatWest Group plc (the Company) announces that on 9 September 2024, a Deferred Award over ordinary shares of £1.0769* each in the Company (Shares) (ISIN:GB00BM8PJY71) vested to the PDMR under the NatWest Group 2024 Employee Share Plan (the Plan), as set out below.
The number of Shares withheld to meet associated tax liabilities arising on vesting and the number of vested Shares retained by the PDMR is as follows:-
Name of PDMR | Position of PDMR | No. of Shares vested | No. of Shares withheld to satisfy associated tax liability | No. of vested Shares retained |
Emma Crystal | CEO, Coutts and Wealth Businesses | 67,453 | 31,751 | 35,702 |
The market price used to determine the number of Shares withheld to meet associated tax liabilities was £3.3039. Vested Shares retained after payment of associated tax liabilities will be subject to a retention period of twelve months.
2. The Company announces that the PDMR set out below has sold Shares on the date and at the price indicated:
Name of PDMR | Position of PDMR | No. of Shares sold | Sale price | Date of transaction
|
Emma Crystal | CEO, Coutts and Wealth Businesses | 44,127 | £3.3319 | 10 September 2024 |
All the above transactions took place on the London Stock Exchange (XLON).
* Note: the nominal value of ordinary shares without rounding is £1.076923076923077 per share
Legal Entity Identifier: 2138005O9XJIJN4JPN90
For further information contact:
NatWest Group Investor Relations
Claire Kane
Director of Investor Relations
+44 20 7672 1758
NatWest Group Media Relations
+44(0)131 523 4205
Exhibit No. 3
NatWest Group plc
Publication of Final Terms
The following Final Terms are available for viewing:
Final Terms dated 10 September 2024 (the "Final Terms") for NatWest Group plc ("NatWest Group") EUR1,000,000,000 3.575% Fixed to Floating Rate Notes due 12 September 2032 (ISIN: XS2898838516) (the "Notes") issued under the £40,000,000,000 Euro Medium Term Note Programme of NatWest Group (the "Programme").
The Final Terms contain the final terms of the Notes and must be read in conjunction with the prospectus dated 7 December 2023 and the supplemental prospectuses dated 16 February 2024, 26 April 2024 and 26 July 2024 relating to the Programme, (together, the "Prospectus"), which together constitute a base prospectus for the purposes of the Prospectus Regulation (EU) 2017/1129 as it forms part of domestic law in the UK by virtue of the European Union (Withdrawal) Act 2018.
To view the Final Terms for the Notes, please paste the following URL into the address bar of your browser:
http://www.rns-pdf.londonstockexchange.com/rns/6537D_1-2024-9-10.pdf
A copy of the above Final Terms has been submitted to the National Storage Mechanism and will shortly be available for inspection at:
https://data.fca.org.uk/#/nsm/nationalstoragemechanism
For further information, please contact:
Scott Forrest
Head of NatWest Treasury DCM
Tel: +44 (0) 7747 455 969
DISCLAIMER INTENDED ADDRESSEES
Please note that the information contained in the Final Terms (when read together with the information in the Prospectus) may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Prospectus) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Final Terms and the Prospectus is not addressed. Prior to relying on the information contained in the Final Terms and the Prospectus, you must ascertain from the Prospectus whether or not you are part of the intended addressees of the information contained therein.
Your right to access this service is conditional upon complying with the above requirement.
Legal Entity Identifier
NatWest Group plc - 2138005O9XJIJN4JPN90
Exhibit No. 4
NatWest Group plc
Publication of Final Terms
The following Final Terms are available for viewing:
Final Terms dated 13 September 2024 (the "Final Terms") for NatWest Group plc ("NatWest Group") GBP600,000,000 5.642% Fixed to Fixed Rate Reset Tier 2 Notes due 17 October 2034 (ISIN: XS2902577191) (the "Notes") issued under the £40,000,000,000 Euro Medium Term Note Programme of NatWest Group (the "Programme").
The Final Terms contain the final terms of the Notes and must be read in conjunction with the prospectus dated 7 December 2023 and the supplemental prospectuses dated 16 February 2024, 26 April 2024 and 26 July 2024 relating to the Programme, (together, the "Prospectus"), which together constitute a base prospectus for the purposes of the Prospectus Regulation (EU) 2017/1129 as it forms part of domestic law in the UK by virtue of the European Union (Withdrawal) Act 2018.
To view the Final Terms for the Notes, please paste the following URL into the address bar of your browser:
http://www.rns-pdf.londonstockexchange.com/rns/2055E_1-2024-9-13.pdf
A copy of the above Final Terms has been submitted to the National Storage Mechanism and will shortly be available for inspection at:
https://data.fca.org.uk/#/nsm/nationalstoragemechanism
For further information, please contact:
Scott Forrest
Head of NatWest Treasury DCM
Tel: +44 (0) 7747 455 969
DISCLAIMER INTENDED ADDRESSEES
Please note that the information contained in the Final Terms (when read together with the information in the Prospectus) may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Prospectus) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Final Terms and the Prospectus is not addressed. Prior to relying on the information contained in the Final Terms and the Prospectus, you must ascertain from the Prospectus whether or not you are part of the intended addressees of the information contained therein.
Your right to access this service is conditional upon complying with the above requirement.
Legal Entity Identifier
NatWest Group plc - 2138005O9XJIJN4JPN90
Exhibit No. 5
17 September 2024
NatWest Group plc
INITIAL NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY (PDMRs) in accordance with Article 19 of the Market Abuse Regulation
NatWest Group plc (the Company) announces that the PDMRs set out below acquired ordinary shares of £1.0769* each in the Company (Shares) (ISIN: GB00BM8PJY71) on 13 September 2024. The Shares were acquired through the reinvestment of the ordinary dividend paid by the Company on 13 September on Shares which the PDMRs had originally acquired in accordance with the Company's Chairman and Non-executive Directors shareholding policy or employee share plans as appropriate:
Name of PDMR | Position of PDMR | No. of Shares purchased | Purchase price |
Rick Haythornthwaite | Chairman | 64 | 3.3498 |
Frank Dangeard | Independent non-executive director | 121 | 3.3498 |
Roisin Donnelly | Independent non-executive director | 120 | 3.3498 |
Patrick Flynn | Independent non-executive director | 122 | 3.3498 |
Yasmin Jetha | Independent non-executive director | 114 | 3.3498 |
Stuart Lewis | Independent non-executive director | 110 | 3.3498 |
Mark Seligman | Senior Independent Director | 93 | 3.3498 |
Lena Wilson | Independent non-executive director | 108 | 3.3498 |
David Lindberg | CEO, Retail Banking | 9,462 | 3.3498 |
* Note: the nominal value of ordinary shares without rounding is £1.076923076923077 per share
The transactions took place on the London Stock Exchange (XLON).
Legal Entity Identifier: 2138005O9XJIJN4JPN90
For further information contact:
NatWest Group Investor Relations
Claire Kane
Director of Investor Relations
+44 20 7672 1758
NatWest Group Media Relations
+44(0)131 523 4205
Exhibit No. 6
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i |
|
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii: | NatWest Group plc |
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) |
Non-UK issuer | |
2. Reason for the notification (please mark the appropriate box or boxes with an "X") |
An acquisition or disposal of voting rights | x |
An acquisition or disposal of financial instruments | |
An event changing the breakdown of voting rights | |
Other (please specify) iii: | |
3. Details of person subject to the notification obligation iv |
Name | The Commissioners of His Majesty's Treasury |
City and country of registered office (if applicable) | London, England |
4. Full name of shareholder(s) (if different from 3.) v |
Name | The Solicitor for the Affairs of His Majesty's Treasury |
City and country of registered office (if applicable) | London, England |
5. Date on which the threshold was crossed or reached vi: | 20 September 2024 |
6. Date on which issuer notified (DD/MM/YYYY): | 20 September 2024 |
7. Total positions of person(s) subject to the notification obligation |
| % of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments(total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer (8.A + 8.B) vii |
Resulting situation on the date on which threshold was crossed or reached | 16.92% | | 16.92% | 5,621,377,464 |
Position of previous notification (if applicable) | 17.97% | | 17.97% | |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii |
A: Voting rights attached to shares |
Class/type ofshares ISIN code (if possible) | Number of voting rights ix | % of voting rights |
Direct (DTR5.1) | Indirect (DTR5.2.1) | Direct (DTR5.1) | Indirect (DTR5.2.1) |
Ordinary Shares of £1.0769 each GB00BM8PJY71 | 5,621,377,464 | | 16.92% | |
| | | | |
| | | | |
SUBTOTAL 8. A | 5,621,377,464 | 16.92% |
|
B 1: Financial Instruments according to DTR5.3.1R (1) (a) |
Type of financial instrument | Expirationdate x | Exercise/Conversion Period xi | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights |
| | | | |
| | | | |
| | | | |
| | SUBTOTAL 8. B 1 | | |
|
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) |
Type of financial instrument | Expirationdate x | Exercise/Conversion Period xi | Physical or cash Settlement xii | Number of voting rights | % of voting rights |
| | | | | |
| | | | | |
| | | | | |
| | | SUBTOTAL 8.B.2 | | |
|
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") |
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii | |
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv | x |
Name xv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
UK Government Investments Limited, a company wholly-owned by His Majesty's Treasury, is entitled to exercise control over the voting rights which are the subject of this notification (pursuant to certain management arrangements agreed with His Majesty's Treasury). The Solicitor for the Affairs of His Majesty's Treasury is acting as nominee for The Commissioners of His Majesty's Treasury. |
The Commissioners of His Majesty's Treasury | 16.92% | | 16.92% |
| | | |
| | | |
| | | |
|
10. In case of proxy voting, please identify: |
Name of the proxy holder | |
The number and % of voting rights held | |
The date until which the voting rights will be held | |
|
11. Additional information xvi |
The Solicitor for the Affairs of His Majesty's Treasury is acting as nominee for The Commissioners of His Majesty's Treasury (HMT). The percentage of voting rights held by HMT in NatWest Group plc (NWG), as shown on this form (16.92%), has been calculated following the disposal by HMT of 86,661,370 ordinary shares in NWG since its last TR-1 notification on 30 August 2024, under HMT's trading plan announced on 22 July 2021 and most recently extended on 3 April 2023. |
Place of completion | London, England |
Date of completion | 20 September 2024 |
LEI 2138005O9XJIJN4JPN90
Exhibit No. 7
NatWest Group plc - Bank of America Financials CEO Conference
Paul Thwaite, Chief Executive Officer, will participate in a fireside chat at the Bank of America Financials CEO Conference on Tuesday 24th September 2024 at 11:00 BST.
A live webcast will be available on our website https://investors.natwestgroup.com/
For further information:
Investor Relations
Claire Kane
Director of Investor Relations
+44 (0) 20 7672 1758
LEI: 2138005O9XJIJN4JPN90
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | | NATWEST GROUP plc (Registrant) |
| | | | | |
| | | | | |
| | | | | |
Date: | 30 September 2024 | | By: | | |
| | | | Name: | Mark Stevens |
| | | | Title: | Assistant Secretary |