Name and address of agent for service: John Perlowski, Chief Executive Officer, BlackRock Funds, 55 East 52nd Street, New York City, NY 10055.
Item 1 – Proxy Voting Record – Attached hereto.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-05742
Reporting Period: 07/01/2013 - 06/30/2014
BlackRock Funds
================ BlackRock All-Cap Energy & Resources Portfolio ================
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony R. Chase For For Management
1b Elect Director Kevin P. Chilton For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director Peter J. Fluor For For Management
1e Elect Director Richard L. George For For Management
1f Elect Director Charles W. Goodyear For For Management
1g Elect Director John R. Gordon For For Management
1h Elect Director Eric D. Mullins For For Management
1i Elect Director R. A. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
5 Report on Financial Risks of Climate Against Against Shareholder
Change
--------------------------------------------------------------------------------
BG GROUP PLC
Ticker: BG. Security ID: G1245Z108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Elect Simon Lowth as Director For For Management
6 Elect Pam Daley as Director For For Management
7 Elect Martin Ferguson as Director For For Management
8 Re-elect Vivienne Cox as Director For For Management
9 Re-elect Chris Finlayson as Director None None Management
10 Re-elect Andrew Gould as Director For For Management
11 Re-elect Baroness Hogg as Director For For Management
12 Re-elect Dr John Hood as Director For For Management
13 Re-elect Caio Koch-Weser as Director For For Management
14 Re-elect Lim Haw-Kuang as Director For For Management
15 Re-elect Sir David Manning as Director For For Management
16 Re-elect Mark Seligman as Director For For Management
17 Re-elect Patrick Thomas as Director For For Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: G12793108
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Bob Dudley as Director For For Management
5 Re-elect Iain Conn as Director For For Management
6 Re-elect Dr Brian Gilvary as Director For For Management
7 Re-elect Paul Anderson as Director For For Management
8 Re-elect Frank Bowman as Director For For Management
9 Re-elect Antony Burgmans as Director For For Management
10 Re-elect Cynthia Carroll as Director For For Management
11 Re-elect George David as Director For For Management
12 Re-elect Ian Davis as Director For For Management
13 Re-elect Dame Ann Dowling as Director For For Management
14 Re-elect Brendan Nelson as Director For For Management
15 Re-elect Phuthuma Nhleko as Director For For Management
16 Re-elect Andrew Shilston as Director For For Management
17 Re-elect Carl-Henric Svanberg as For For Management
Director
18 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
19 Approve Executive Directors' Incentive For For Management
Plan
20 Approve Remuneration of Non-Executive For For Management
Directors
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CAIRN ENERGY PLC
Ticker: CNE Security ID: G17528269
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Elect Ian Tyler as Director For For Management
7 Re-elect Todd Hunt as Director For For Management
8 Re-elect Iain McLaren as Director For For Management
9 Re-elect Alexander Berger as Director For For Management
10 Re-elect Jacqueline Sheppard as For For Management
Director
11 Re-elect Simon Thomson as Director For For Management
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
16 Approve Any Disposals by the Company For For Management
or Any Subsidiary Undertaking of the
Company of Any or All Shares in Cairn
India Limited
--------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION
Ticker: CAM Security ID: 13342B105
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Paulett Eberhart For For Management
1.2 Elect Director Peter J. Fluor For For Management
1.3 Elect Director James T. Hackett For For Management
1.4 Elect Director Jack B. Moore For For Management
1.5 Elect Director Michael E. Patrick For For Management
1.6 Elect Director Jon Erik Reinhardsen For For Management
1.7 Elect Director Bruce W. Wilkinson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARACAL ENERGY INC
Ticker: CRCL Security ID: 140756107
Meeting Date: OCT 03, 2013 Meeting Type: Special
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: FTSE Provisions For For Management
2 Amend Articles Re: Allotment and For For Management
Pre-emption Rights Provisions
3 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
4 Authority to Disapply Pre-Emption For For Management
Rights
--------------------------------------------------------------------------------
CARACAL ENERGY INC.
Ticker: CRCL Security ID: 140756107
Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Carol Bell as Director For For Management
1.2 Elect John Bentley as Director For For Management
1.3 Elect Peter Dey as Director For For Management
1.4 Elect Gary Guidry as Director For For Management
1.5 Elect Robert Hodgins as Director For For Management
1.6 Elect Ronald Royal as Director For For Management
1.7 Elect Brooke Wade as Director For For Management
2 Appoint KPMG LLP as Auditors and For For Management
Authorise Their Remuneration
3 Authorise Issue of Equity with For For Management
Pre-emptive Rights
4 Authorise Issue of Equity without For For Management
Pre-emptive Rights
5 Amend Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
CARACAL ENERGY INC.
Ticker: CRCL Security ID: 140756107
Meeting Date: JUN 06, 2014 Meeting Type: Special
Record Date: MAY 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Arrangement Agreement with 8682321
Canada Inc.
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Jon M. Huntsman, Jr. For For Management
1f Elect Director George L. Kirkland For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Kevin W. Sharer For For Management
1i Elect Director John G. Stumpf For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director Carl Ware For For Management
1l Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Charitable Contributions Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
7 Require Independent Board Chairman Against Against Shareholder
8 Amend Bylaws -- Call Special Meetings Against Against Shareholder
9 Require Director Nominee with Against Against Shareholder
Environmental Experience
10 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
CIMAREX ENERGY CO.
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Hentschel For For Management
1.2 Elect Director Thomas E. Jorden For For Management
1.3 Elect Director Floyd R. Price For For Management
1.4 Elect Director L. Paul Teague For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard L. Armitage For For Management
1b Elect Director Richard H. Auchinleck For For Management
1c Elect Director Charles E. Bunch For For Management
1d Elect Director James E. Copeland, Jr. For For Management
1e Elect Director Jody L. Freeman For For Management
1f Elect Director Gay Huey Evans For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director Robert A. Niblock For For Management
1i Elect Director Harald J. Norvik For For Management
1j Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Adopt Quantitative GHG Goals for Against Against Shareholder
Operations
--------------------------------------------------------------------------------
CONSOL ENERGY INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Brett Harvey For For Management
1.2 Elect Director Nicholas J. Deiuliis For For Management
1.3 Elect Director Philip W. Baxter For For Management
1.4 Elect Director James E. Altmeyer, Sr. For For Management
1.5 Elect Director Alvin R. Carpenter For For Management
1.6 Elect Director William E. Davis For For Management
1.7 Elect Director Raj K. Gupta For For Management
1.8 Elect Director David C. Hardesty, Jr. For For Management
1.9 Elect Director Maureen E. Lally-Green For For Management
1.10 Elect Director John T. Mills For For Management
1.11 Elect Director William P. Powell For For Management
1.12 Elect Director Joseph T. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
5 Report on Financial Risks of Climate Against Against Shareholder
Change
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara M. Baumann For For Management
1.2 Elect Director John E. Bethancourt For For Management
1.3 Elect Director Robert H. Henry For For Management
1.4 Elect Director John A. Hill For For Management
1.5 Elect Director Michael M. Kanovsky For For Management
1.6 Elect Director Robert A. Mosbacher, Jr. For For Management
1.7 Elect Director J. Larry Nichols For For Management
1.8 Elect Director Duane C. Radtke For For Management
1.9 Elect Director Mary P. Ricciardello For For Management
1.10 Elect Director John Richels For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Financial Risks of Climate Against Against Shareholder
Change
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Review Public Policy Advocacy on Against Against Shareholder
Climate Change
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 07, 2014 Meeting Type: Annual/Special
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Arledge For For Management
1.2 Elect Director James J. Blanchard For For Management
1.3 Elect Director J. Lorne Braithwaite For For Management
1.4 Elect Director J. Herb England For For Management
1.5 Elect Director Charles W. Fischer For For Management
1.6 Elect Director V. Maureen Kempston For For Management
Darkes
1.7 Elect Director David A. Leslie For For Management
1.8 Elect Director Al Monaco For For Management
1.9 Elect Director George K. Petty For For Management
1.10 Elect Director Charles E. Shultz For For Management
1.11 Elect Director Dan C. Tutcher For For Management
1.12 Elect Director Catherine L. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Stock Option Plan For For Management
4 Approve Shareholder Rights Plan For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director James C. Day For For Management
1d Elect Director Mark G. Papa For For Management
1e Elect Director H. Leighton Steward For For Management
1f Elect Director Donald F. Textor For For Management
1g Elect Director William R. Thomas For For Management
1h Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
5 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director Peter Brabeck-Letmathe For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Larry R. Faulkner For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Henrietta H. Fore For For Management
1.7 Elect Director Kenneth C. Frazier For For Management
1.8 Elect Director William W. George For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director Rex W. Tillerson For For Management
1.12 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against Against Shareholder
Election of Directors
5 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Risk Assessment Against Against Shareholder
Process
--------------------------------------------------------------------------------
IMPERIAL OIL LIMITED
Ticker: IMO Security ID: 453038408
Meeting Date: APR 24, 2014 Meeting Type: Annual/Special
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2.1 Elect Director Krystyna T. Hoeg For For Management
2.2 Elect Director Richard M. Kruger For For Management
2.3 Elect Director Jack M. Mintz For For Management
2.4 Elect Director David S. Sutherland For For Management
2.5 Elect Director Sheelagh D. Whittaker For For Management
2.6 Elect Director Darren W. Woods For For Management
2.7 Elect Director Victor L. Young For For Management
3 Change Location of Registered Office For For Management
--------------------------------------------------------------------------------
KOSMOS ENERGY LTD.
Ticker: KOS Security ID: G5315B107
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Inglis For For Management
1.2 Elect Director Brian F. Maxted For For Management
1.3 Elect Director Richard B. Dearlove For For Management
1.4 Elect Director David I. Foley For For Management
1.5 Elect Director David B. Krieger For For Management
1.6 Elect Director Joseph P. Landy For For Management
1.7 Elect Director Prakash A. Melwani For For Management
1.8 Elect Director Adebayo ("Bayo") O. For For Management
Ogunlesi
1.9 Elect Director Lars H. Thunell For For Management
1.10 Elect Director Chris Tong For For Management
1.11 Elect Director Christopher A. Wright For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey L. Berenson For For Management
1.2 Elect Director Michael A. Cawley For For Management
1.3 Elect Director Edward F. Cox For For Management
1.4 Elect Director Charles D. Davidson For For Management
1.5 Elect Director Thomas J. Edelman For For Management
1.6 Elect Director Eric P. Grubman For For Management
1.7 Elect Director Kirby L. Hedrick For For Management
1.8 Elect Director Scott D. Urban For For Management
1.9 Elect Director William T. Van Kleef For For Management
1.10 Elect Director Molly K. Williamson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OIL SEARCH LTD.
Ticker: OSH Security ID: Y64695110
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Kostas Constantinou as Director For For Management
3 Elect Agu Kantsler as Director For For Management
4 Elect Ziggy Switkowski as Director For For Management
5 Appoint Deloitte Touche Tohmatsu and For For Management
Authorize the Board to Fix Their
Remuneration
1 Approve the Issuance of 222,600 For For Management
Performance Rights to Peter Botten,
Managing Director of the Company
2 Approve the Issuance of 48,500 For For Management
Performance Rights to Gerea Aopi,
Executive Director of the Company
3 Approve the Issuance of 99,460 For For Management
Restricted Shares to Peter Botten,
Managing Director of the Company
4 Approve the Issuance of 25,996 For For Management
Restricted Shares Shares to Gerea
Aopi, Executive Director of the Company
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William R. Loomis, Jr. For For Management
1b Elect Director Glenn F. Tilton For For Management
1c Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Quantitative GHG Goals for Against Against Shareholder
Operations
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy L. Dove For For Management
1.2 Elect Director Stacy P. Methvin For For Management
1.3 Elect Director Charles E. Ramsey, Jr. For For Management
1.4 Elect Director Frank A. Risch For For Management
1.5 Elect Director Edison C. Buchanan For For Management
1.6 Elect Director Larry R. Grillot For For Management
1.7 Elect Director J. Kenneth Thompson For For Management
1.8 Elect Director Jim A. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION
Ticker: RRC Security ID: 75281A109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony V. Dub For For Management
1b Elect Director V. Richard Eales For For Management
1c Elect Director Allen Finkelson For For Management
1d Elect Director James M. Funk For For Management
1e Elect Director Jonathan S. Linker For For Management
1f Elect Director Mary Ralph Lowe For For Management
1g Elect Director Kevin S. McCarthy For For Management
1h Elect Director John H. Pinkerton For For Management
1i Elect Director Jeffrey L. Ventura For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Methane Emissions Reduction Against Against Shareholder
Targets and Measure Progress
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: 780259206
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Euleen Goh as Director For For Management
5 Elect Patricia Woertz as Director For For Management
6 Elect Ben van Beurden as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Charles Holliday as Director For For Management
10 Re-elect Gerard Kleisterlee as Director For For Management
11 Re-elect Jorma Ollila as Director For For Management
12 Re-elect Sir Nigel Sheinwald as For For Management
Director
13 Re-elect Linda Stuntz as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Re-elect Gerrit Zalm as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve Long Term Incentive Plan For For Management
22 Approve Deferred Bonus Plan For For Management
23 Approve Restricted Share Plan For For Management
24 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Maureen Kempston Darkes For For Management
1e Elect Director Paal Kibsgaard For For Management
1f Elect Director Nikolay Kudryavtsev For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director Leo Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SEADRILL LIMITED
Ticker: SDRL Security ID: G7945E105
Meeting Date: SEP 20, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect John Fredriksen as Director For For Management
2 Reelect Olav Troim as Director For Against Management
3 Reelect Kate Blankenship as Director For Against Management
4 Reelect Kathrine Fredriksen as Director For For Management
5 Reelect Carl Steen as Director For For Management
6 Reelect Bert Bekker as Director For For Management
7 Reelect Paul Leand Jr as Director For For Management
8 Amend Bye-Laws Re: Board Related For For Management
Amendments
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10 Approve Remuneration of Directors for For For Management
2013 in Aggregate of USD 1.5 Million
--------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Gass For For Management
1.2 Elect Director Catherine A. Kehr For For Management
1.3 Elect Director Greg D. Kerley For For Management
1.4 Elect Director Vello A. Kuuskraa For For Management
1.5 Elect Director Kenneth R. Mourton For For Management
1.6 Elect Director Steven L. Mueller For For Management
1.7 Elect Director Elliott Pew For For Management
1.8 Elect Director Alan H. Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against Against Shareholder
5 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
STATOIL ASA
Ticker: STL Security ID: R8413J103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Elect Chairman of Meeting For Did Not Vote Management
4 Approve Notice of Meeting and Agenda For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Accept Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 7.00
Per Share
7 Withdraw Company from Tar Sands Against Did Not Vote Shareholder
Activities in Canada
8 Withdraw Company from Ice-Laden Against Did Not Vote Shareholder
Activities in the Arctic
9 Approve Company's Corporate Governance For Did Not Vote Management
Statement
10 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
11 Approve Remuneration of Auditors For Did Not Vote Management
12a Reelect Olaug Svarva as Member of For Did Not Vote Management
Corporate Assembly
12b Reelect Idar Kreutzer as Member of For Did Not Vote Management
Corporate Assembly
12c Reelect Karin Aslaksen as Member of For Did Not Vote Management
Corporate Assembly
12d Reelect Greger Mannsverk as Member of For Did Not Vote Management
Corporate Assembly
12e Reelect Steinar Olsen as Member of For Did Not Vote Management
Corporate Assembly
12f Reelect Ingvald Strommen as Member of For Did Not Vote Management
Corporate Assembly
12g Reelect Rune Bjerke as Member of For Did Not Vote Management
Corporate Assembly
12h Reelect Siri Kalvig as Member of For Did Not Vote Management
Corporate Assembly
12i Reelect Barbro Haetta as Member of For Did Not Vote Management
Corporate Assembly
12j Elect Terje Venold as Member of For Did Not Vote Management
Corporate Assembly
12k Elect Tone Lunde Bakker as Member of For Did Not Vote Management
Corporate Assembly
12l Elect Kjersti Kleven as Member of For Did Not Vote Management
Corporate Assembly
12m Reelect Arthur Sletteberg as Deputy For Did Not Vote Management
Member of Corporate Assembly
12n Reelect Bassim Haj as Deputy Member of For Did Not Vote Management
Corporate Assembly
12o Elect Nina Kivijervi as Deputy Member For Did Not Vote Management
of Corporate Assembly
12p Elect Birgitte Vartdal as Deputy For Did Not Vote Management
Members of Corporate Assembly
13 Approve Remuneration of Corporate For Did Not Vote Management
Assembly in the Amount of NOK 116,400
for the Chairman, NOK 61,400 for the
Vice Chairman, NOK 43,100 for Other
Members, and NOK 6,100 for Deputy
Members
14.1 Reelect Olaug Svarva as Member and For Did Not Vote Management
Chairman of Nominating Committee
14.2 Reelect Tom Rathe as Member of For Did Not Vote Management
Nominating Committee
14.3 Reelect Elisabeth Berge as Member of For Did Not Vote Management
Nominating Committee with Johan Alstad
as Personal Deputy
14.4 Elect Tone Bakker as New Member of For Did Not Vote Management
Nominating Committee
15 Approve Remuneration of Nominating For Did Not Vote Management
Committee in the Amount of NOK 11,600
for the Chairman and NOK 8,600 for
Other Members
16 Approve Quaterly Dividend Payment For Did Not Vote Management
17 Approve Equity Plan Financing For Did Not Vote Management
18 Authorize Share Repurchase Program and For Did Not Vote Management
Cancellation of Repurchased Shares
19 Terminate Engagement in Angola and Against Did Not Vote Shareholder
Azerbaijan
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director W. Douglas Ford For For Management
1.4 Elect Director John D. Gass For For Management
1.5 Elect Director Paul Haseldonckx For For Management
1.6 Elect Director John R. Huff For For Management
1.7 Elect Director Jacques Lamarre For For Management
1.8 Elect Director Maureen McCaw For For Management
1.9 Elect Director Michael W. O'Brien For For Management
1.10 Elect Director James W. Simpson For For Management
1.11 Elect Director Eira M. Thomas For For Management
1.12 Elect Director Steven W. Williams For For Management
1.13 Elect Director Michael M. Wilson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 16, 2014 Meeting Type: Annual/Special
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.38 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Patricia Barbizet as Director For For Management
6 Reelect Marie-Christine For For Management
Coisne-Roquette as Director
7 Reelect Paul Desmarais Jr as Director For For Management
8 Reelect Barbara Kux as Director For For Management
9 Advisory Vote on Compensation of For For Management
Christophe de Margerie
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.5 Billion
and/or Authorize Capitalization of
Reserves for Bonus Issue or Increase
in Par Value
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 575 Million
12 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Item 11
13 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
Reserved for International Subsidiaries
16 Authorize up to 0.8 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
17 Amend Article 11 of Bylaws Re: For For Management
Employee Representatives and Employee
Shareholder Representatives
18 Amend Article 12 of Bylaws Re: Age For For Management
Limit for Chairman of the Board
19 Amend Article 15 of Bylaws Re: Age For For Management
Limit for CEO
20 Amend Article 17 of Bylaws Re: Proxy For For Management
Voting
A Amend Board Internal Rules Re: Against Against Shareholder
Publication of a Quarterly Newsletter
Written by Employee Shareholder
Representatives and Employee
Representatives
B Amend the Social Criteria that are Against Against Shareholder
Currently Linked to Executive
Compensation from Negative Safety
Indicators to Positive Safety Indicator
C Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders and Amend
Article 20 of Bylaws
D Approve Appointment of Employee Against Against Shareholder
Representatives to the Board
Committees and Amend Article 12.5 of
Bylaws
E Amend Article 12.7 of Bylaws: Against Against Shareholder
Remuneration of Directors
--------------------------------------------------------------------------------
TRANSCANADA CORPORATION
Ticker: TRP Security ID: 89353D107
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin E. Benson For For Management
1.2 Elect Director Derek H. Burney For For Management
1.3 Elect Director Paule Gauthier For For Management
1.4 Elect Director Russell K. Girling For For Management
1.5 Elect Director S. Barry Jackson For For Management
1.6 Elect Director Paula Rosput Reynolds For For Management
1.7 Elect Director John Richels For For Management
1.8 Elect Director Mary Pat Salomone For For Management
1.9 Elect Director D. Michael G. Stewart For For Management
1.10 Elect Director Siim A. Vanaselja For For Management
1.11 Elect Director Richard E. Waugh For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
===================== BlackRock Commodity Strategies Fund ======================
AFRICAN MINERALS LTD.
Ticker: AMI Security ID: G0114P100
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: AUG 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2 Approve Remuneration Report For Against Management
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Re-elect Murray John as Director For For Management
5 Re-elect Bernard Pryor as Director For For Management
6 Elect Li Zhimin as Director For For Management
7 Elect Ian Cockerill as Director For For Management
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony R. Chase For For Management
1b Elect Director Kevin P. Chilton For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director Peter J. Fluor For For Management
1e Elect Director Richard L. George For For Management
1f Elect Director Charles W. Goodyear For For Management
1g Elect Director John R. Gordon For For Management
1h Elect Director Eric D. Mullins For For Management
1i Elect Director R. A. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
5 Report on Financial Risks of Climate Against Against Shareholder
Change
--------------------------------------------------------------------------------
BG GROUP PLC
Ticker: BG. Security ID: G1245Z108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Elect Simon Lowth as Director For For Management
6 Elect Pam Daley as Director For For Management
7 Elect Martin Ferguson as Director For For Management
8 Re-elect Vivienne Cox as Director For For Management
9 Re-elect Chris Finlayson as Director None None Management
10 Re-elect Andrew Gould as Director For For Management
11 Re-elect Baroness Hogg as Director For For Management
12 Re-elect Dr John Hood as Director For For Management
13 Re-elect Caio Koch-Weser as Director For For Management
14 Re-elect Lim Haw-Kuang as Director For For Management
15 Re-elect Sir David Manning as Director For For Management
16 Re-elect Mark Seligman as Director For For Management
17 Re-elect Patrick Thomas as Director For For Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: G12793108
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Bob Dudley as Director For For Management
5 Re-elect Iain Conn as Director For For Management
6 Re-elect Dr Brian Gilvary as Director For For Management
7 Re-elect Paul Anderson as Director For For Management
8 Re-elect Frank Bowman as Director For For Management
9 Re-elect Antony Burgmans as Director For For Management
10 Re-elect Cynthia Carroll as Director For For Management
11 Re-elect George David as Director For For Management
12 Re-elect Ian Davis as Director For For Management
13 Re-elect Dame Ann Dowling as Director For For Management
14 Re-elect Brendan Nelson as Director For For Management
15 Re-elect Phuthuma Nhleko as Director For For Management
16 Re-elect Andrew Shilston as Director For For Management
17 Re-elect Carl-Henric Svanberg as For For Management
Director
18 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
19 Approve Executive Directors' Incentive For For Management
Plan
20 Approve Remuneration of Non-Executive For For Management
Directors
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CAIRN ENERGY PLC
Ticker: CNE Security ID: G17528269
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Elect Ian Tyler as Director For For Management
7 Re-elect Todd Hunt as Director For For Management
8 Re-elect Iain McLaren as Director For For Management
9 Re-elect Alexander Berger as Director For For Management
10 Re-elect Jacqueline Sheppard as For For Management
Director
11 Re-elect Simon Thomson as Director For For Management
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
16 Approve Any Disposals by the Company For For Management
or Any Subsidiary Undertaking of the
Company of Any or All Shares in Cairn
India Limited
--------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION
Ticker: CAM Security ID: 13342B105
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Paulett Eberhart For For Management
1.2 Elect Director Peter J. Fluor For For Management
1.3 Elect Director James T. Hackett For For Management
1.4 Elect Director Jack B. Moore For For Management
1.5 Elect Director Michael E. Patrick For For Management
1.6 Elect Director Jon Erik Reinhardsen For For Management
1.7 Elect Director Bruce W. Wilkinson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARACAL ENERGY INC
Ticker: CRCL Security ID: 140756107
Meeting Date: OCT 03, 2013 Meeting Type: Special
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: FTSE Provisions For For Management
2 Amend Articles Re: Allotment and For For Management
Pre-emption Rights Provisions
3 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
4 Authority to Disapply Pre-Emption For For Management
Rights
--------------------------------------------------------------------------------
CARACAL ENERGY INC.
Ticker: CRCL Security ID: 140756107
Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Carol Bell as Director For For Management
1.2 Elect John Bentley as Director For For Management
1.3 Elect Peter Dey as Director For For Management
1.4 Elect Gary Guidry as Director For For Management
1.5 Elect Robert Hodgins as Director For For Management
1.6 Elect Ronald Royal as Director For For Management
1.7 Elect Brooke Wade as Director For For Management
2 Appoint KPMG LLP as Auditors and For For Management
Authorise Their Remuneration
3 Authorise Issue of Equity with For For Management
Pre-emptive Rights
4 Authorise Issue of Equity without For For Management
Pre-emptive Rights
5 Amend Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
CARACAL ENERGY INC.
Ticker: CRCL Security ID: 140756107
Meeting Date: JUN 06, 2014 Meeting Type: Special
Record Date: MAY 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Arrangement Agreement with 8682321
Canada Inc.
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Jon M. Huntsman, Jr. For For Management
1f Elect Director George L. Kirkland For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Kevin W. Sharer For For Management
1i Elect Director John G. Stumpf For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director Carl Ware For For Management
1l Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Charitable Contributions Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
7 Require Independent Board Chairman Against Against Shareholder
8 Amend Bylaws -- Call Special Meetings Against Against Shareholder
9 Require Director Nominee with Against Against Shareholder
Environmental Experience
10 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
CIMAREX ENERGY CO.
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Hentschel For For Management
1.2 Elect Director Thomas E. Jorden For For Management
1.3 Elect Director Floyd R. Price For For Management
1.4 Elect Director L. Paul Teague For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CNH GLOBAL NV
Ticker: NHL Security ID: N20935206
Meeting Date: JUL 23, 2013 Meeting Type: Special
Record Date: JUN 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Call to Order None None Management
2 Approve Merger Agreement Fiat For For Management
Industrial S.p.A, and CNH Global
3 Close Meeting None None Management
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard L. Armitage For For Management
1b Elect Director Richard H. Auchinleck For For Management
1c Elect Director Charles E. Bunch For For Management
1d Elect Director James E. Copeland, Jr. For For Management
1e Elect Director Jody L. Freeman For For Management
1f Elect Director Gay Huey Evans For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director Robert A. Niblock For For Management
1i Elect Director Harald J. Norvik For For Management
1j Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Adopt Quantitative GHG Goals for Against Against Shareholder
Operations
--------------------------------------------------------------------------------
CONSOL ENERGY INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Brett Harvey For For Management
1.2 Elect Director Nicholas J. Deiuliis For For Management
1.3 Elect Director Philip W. Baxter For For Management
1.4 Elect Director James E. Altmeyer, Sr. For For Management
1.5 Elect Director Alvin R. Carpenter For For Management
1.6 Elect Director William E. Davis For For Management
1.7 Elect Director Raj K. Gupta For For Management
1.8 Elect Director David C. Hardesty, Jr. For For Management
1.9 Elect Director Maureen E. Lally-Green For For Management
1.10 Elect Director John T. Mills For For Management
1.11 Elect Director William P. Powell For For Management
1.12 Elect Director Joseph T. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
5 Report on Financial Risks of Climate Against Against Shareholder
Change
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara M. Baumann For For Management
1.2 Elect Director John E. Bethancourt For For Management
1.3 Elect Director Robert H. Henry For For Management
1.4 Elect Director John A. Hill For For Management
1.5 Elect Director Michael M. Kanovsky For For Management
1.6 Elect Director Robert A. Mosbacher, Jr. For For Management
1.7 Elect Director J. Larry Nichols For For Management
1.8 Elect Director Duane C. Radtke For For Management
1.9 Elect Director Mary P. Ricciardello For For Management
1.10 Elect Director John Richels For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Financial Risks of Climate Against Against Shareholder
Change
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Review Public Policy Advocacy on Against Against Shareholder
Climate Change
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 07, 2014 Meeting Type: Annual/Special
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Arledge For For Management
1.2 Elect Director James J. Blanchard For For Management
1.3 Elect Director J. Lorne Braithwaite For For Management
1.4 Elect Director J. Herb England For For Management
1.5 Elect Director Charles W. Fischer For For Management
1.6 Elect Director V. Maureen Kempston For For Management
Darkes
1.7 Elect Director David A. Leslie For For Management
1.8 Elect Director Al Monaco For For Management
1.9 Elect Director George K. Petty For For Management
1.10 Elect Director Charles E. Shultz For For Management
1.11 Elect Director Dan C. Tutcher For For Management
1.12 Elect Director Catherine L. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Stock Option Plan For For Management
4 Approve Shareholder Rights Plan For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director James C. Day For For Management
1d Elect Director Mark G. Papa For For Management
1e Elect Director H. Leighton Steward For For Management
1f Elect Director Donald F. Textor For For Management
1g Elect Director William R. Thomas For For Management
1h Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
5 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
EQT CORPORATION
Ticker: EQT Security ID: 26884L109
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret K. Dorman For For Management
1.2 Elect Director David L. Porges For For Management
1.3 Elect Director James E. Rohr For For Management
1.4 Elect Director David S. Shapira For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve the Material Terms of For For Management
Performance Goals for Purposes of
Internal Revenue Code Section 162(m)
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director Peter Brabeck-Letmathe For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Larry R. Faulkner For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Henrietta H. Fore For For Management
1.7 Elect Director Kenneth C. Frazier For For Management
1.8 Elect Director William W. George For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director Rex W. Tillerson For For Management
1.12 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against Against Shareholder
Election of Directors
5 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For Withhold Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For Withhold Management
1.9 Elect Director Charles C. Krulak For Withhold Management
1.10 Elect Director Bobby Lee Lackey For Withhold Management
1.11 Elect Director Jon C. Madonna For Withhold Management
1.12 Elect Director Dustan E. McCoy For Withhold Management
1.13 Elect Director James R. Moffett For Withhold Management
1.14 Elect Director B. M. Rankin, Jr. For For Management
1.15 Elect Director Stephen H. Siegele For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
5 Require Independent Board Chairman Against For Shareholder
6 Adopt Policy and Report on Board Against Against Shareholder
Diversity
7 Amend Bylaws-- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Risk Assessment Against Against Shareholder
Process
--------------------------------------------------------------------------------
HYPERDYNAMICS CORPORATION
Ticker: HDY Security ID: 448954206
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ray Leonard For For Management
1.2 Elect Director Robert A. Solberg For For Management
1.3 Elect Director Herman Cohen For For Management
1.4 Elect Director William O. Strange For For Management
1.5 Elect Director Lord David Owen For For Management
1.6 Elect Director Fred Zeidman For For Management
1.7 Elect Director Ian Norbury For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
IMPERIAL OIL LIMITED
Ticker: IMO Security ID: 453038408
Meeting Date: APR 24, 2014 Meeting Type: Annual/Special
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2.1 Elect Director Krystyna T. Hoeg For For Management
2.2 Elect Director Richard M. Kruger For For Management
2.3 Elect Director Jack M. Mintz For For Management
2.4 Elect Director David S. Sutherland For For Management
2.5 Elect Director Sheelagh D. Whittaker For For Management
2.6 Elect Director Darren W. Woods For For Management
2.7 Elect Director Victor L. Young For For Management
3 Change Location of Registered Office For For Management
--------------------------------------------------------------------------------
ISRAEL CHEMICALS LTD.
Ticker: ICL Security ID: M5920A109
Meeting Date: AUG 26, 2013 Meeting Type: Annual/Special
Record Date: JUL 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
2 Update Bonus and Share-Based Payments For For Management
Employment Agreement of Stefan Borgas,
CEO
3 Approve Bonus to Stefan Borgas, CEO For For Management
4 Discuss Financial Statements and the None None Management
Report of the Board for 2012
5 Reappoint Somekh Chaikin as Auditors For For Management
and Discuss Compensation of 2012
6.1 Reelect Nir Gilad as Director Until For For Management
the End of the Next Annual General
Meeting
6.2 Reelect Avisar Paz as Director Until For For Management
the End of the Next Annual General
Meeting
6.3 Reelect Eran Sarig as Director Until For For Management
the End of the Next Annual General
Meeting
6.4 Reelect Avraham (Baiga) Shochat as For For Management
Director Until the End of the Next
Annual General Meeting
6.5 Reelect Victor Medina as Director For For Management
Until the End of the Next Annual
General Meeting
6.6 Reelect Chaim Erez as Director Until For For Management
the End of the Next Annual General
Meeting
6.7 Reelect Ovadia Eli as Director Until For For Management
the End of the Next Annual General
Meeting
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
JOHNSON MATTHEY PLC
Ticker: JMAT Security ID: G51604158
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: JUL 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Colin Matthews as Director For For Management
5 Elect Odile Desforges as Director For For Management
6 Re-elect Tim Stevenson as Director For For Management
7 Re-elect Neil Carson as Director For For Management
8 Re-elect Alan Ferguson as Director For For Management
9 Re-elect Robert MacLeod as Director For For Management
10 Re-elect Larry Pentz as Director For For Management
11 Re-elect Michael Roney as Director For For Management
12 Re-elect Bill Sandford as Director For For Management
13 Re-elect Dorothy Thompson as Director For For Management
14 Appoint KPMG LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
KOSMOS ENERGY LTD.
Ticker: KOS Security ID: G5315B107
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Inglis For For Management
1.2 Elect Director Brian F. Maxted For For Management
1.3 Elect Director Richard B. Dearlove For For Management
1.4 Elect Director David I. Foley For For Management
1.5 Elect Director David B. Krieger For For Management
1.6 Elect Director Joseph P. Landy For For Management
1.7 Elect Director Prakash A. Melwani For For Management
1.8 Elect Director Adebayo ("Bayo") O. For For Management
Ogunlesi
1.9 Elect Director Lars H. Thunell For For Management
1.10 Elect Director Chris Tong For For Management
1.11 Elect Director Christopher A. Wright For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey L. Berenson For For Management
1.2 Elect Director Michael A. Cawley For For Management
1.3 Elect Director Edward F. Cox For For Management
1.4 Elect Director Charles D. Davidson For For Management
1.5 Elect Director Thomas J. Edelman For For Management
1.6 Elect Director Eric P. Grubman For For Management
1.7 Elect Director Kirby L. Hedrick For For Management
1.8 Elect Director Scott D. Urban For For Management
1.9 Elect Director William T. Van Kleef For For Management
1.10 Elect Director Molly K. Williamson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OIL SEARCH LTD.
Ticker: OSH Security ID: Y64695110
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Kostas Constantinou as Director For For Management
3 Elect Agu Kantsler as Director For For Management
4 Elect Ziggy Switkowski as Director For For Management
5 Appoint Deloitte Touche Tohmatsu and For For Management
Authorize the Board to Fix Their
Remuneration
1 Approve the Issuance of 222,600 For For Management
Performance Rights to Peter Botten,
Managing Director of the Company
2 Approve the Issuance of 48,500 For For Management
Performance Rights to Gerea Aopi,
Executive Director of the Company
3 Approve the Issuance of 99,460 For For Management
Restricted Shares to Peter Botten,
Managing Director of the Company
4 Approve the Issuance of 25,996 For For Management
Restricted Shares Shares to Gerea
Aopi, Executive Director of the Company
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William R. Loomis, Jr. For For Management
1b Elect Director Glenn F. Tilton For For Management
1c Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Quantitative GHG Goals for Against Against Shareholder
Operations
--------------------------------------------------------------------------------
PHOSAGRO OJSC
Ticker: PHOR Security ID: 71922G100
Meeting Date: OCT 12, 2013 Meeting Type: Special
Record Date: SEP 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 15.45 For For Management
per Share for First Six Months of
Fiscal 2013
2 Amend Regulations on Board of Directors For For Management
3 Approve Related-Party Transaction For Against Management
Re:Supplement to Guarantee Agreement
with ZAO Natiksis Bank
4 Approve Related-Party Transaction Re: For For Management
Loan Agreement with OAO Apatit
5 Approve Large-Scale Related-Party For For Management
Transaction Re: Loan Agreement
6 Approve Related-Party Transaction Re: For For Management
Guarantee Agreement with OAO Nordea
Bank for Securing Obligations of OAO
PhosAgro-Tscherepovets
7 Approve Related-Party Transaction Re: For For Management
Guarantee Agreement with OAO AKB
Rosbank for Securing Obligations of
OAO PhosAgro-Tscherepovets
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy L. Dove For For Management
1.2 Elect Director Stacy P. Methvin For For Management
1.3 Elect Director Charles E. Ramsey, Jr. For For Management
1.4 Elect Director Frank A. Risch For For Management
1.5 Elect Director Edison C. Buchanan For For Management
1.6 Elect Director Larry R. Grillot For For Management
1.7 Elect Director J. Kenneth Thompson For For Management
1.8 Elect Director Jim A. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION
Ticker: RRC Security ID: 75281A109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony V. Dub For For Management
1b Elect Director V. Richard Eales For For Management
1c Elect Director Allen Finkelson For For Management
1d Elect Director James M. Funk For For Management
1e Elect Director Jonathan S. Linker For For Management
1f Elect Director Mary Ralph Lowe For For Management
1g Elect Director Kevin S. McCarthy For For Management
1h Elect Director John H. Pinkerton For For Management
1i Elect Director Jeffrey L. Ventura For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Methane Emissions Reduction Against Against Shareholder
Targets and Measure Progress
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: G7690A118
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Euleen Goh as Director For For Management
5 Elect Patricia Woertz as Director For For Management
6 Elect Ben van Beurden as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Charles Holliday as Director For For Management
10 Re-elect Gerard Kleisterlee as Director For For Management
11 Re-elect Jorma Ollila as Director For For Management
12 Re-elect Sir Nigel Sheinwald as For For Management
Director
13 Re-elect Linda Stuntz as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Re-elect Gerrit Zalm as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve Long Term Incentive Plan For For Management
22 Approve Deferred Bonus Plan For For Management
23 Approve Restricted Share Plan For For Management
24 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Maureen Kempston Darkes For For Management
1e Elect Director Paal Kibsgaard For For Management
1f Elect Director Nikolay Kudryavtsev For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director Leo Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SMITHFIELD FOODS, INC.
Ticker: SFD Security ID: 832248108
Meeting Date: SEP 24, 2013 Meeting Type: Special
Record Date: AUG 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
STATOIL ASA
Ticker: STL Security ID: R8413J103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Elect Chairman of Meeting For Did Not Vote Management
4 Approve Notice of Meeting and Agenda For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Accept Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 7.00
Per Share
7 Withdraw Company from Tar Sands Against Did Not Vote Shareholder
Activities in Canada
8 Withdraw Company from Ice-Laden Against Did Not Vote Shareholder
Activities in the Arctic
9 Approve Company's Corporate Governance For Did Not Vote Management
Statement
10 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
11 Approve Remuneration of Auditors For Did Not Vote Management
12a Reelect Olaug Svarva as Member of For Did Not Vote Management
Corporate Assembly
12b Reelect Idar Kreutzer as Member of For Did Not Vote Management
Corporate Assembly
12c Reelect Karin Aslaksen as Member of For Did Not Vote Management
Corporate Assembly
12d Reelect Greger Mannsverk as Member of For Did Not Vote Management
Corporate Assembly
12e Reelect Steinar Olsen as Member of For Did Not Vote Management
Corporate Assembly
12f Reelect Ingvald Strommen as Member of For Did Not Vote Management
Corporate Assembly
12g Reelect Rune Bjerke as Member of For Did Not Vote Management
Corporate Assembly
12h Reelect Siri Kalvig as Member of For Did Not Vote Management
Corporate Assembly
12i Reelect Barbro Haetta as Member of For Did Not Vote Management
Corporate Assembly
12j Elect Terje Venold as Member of For Did Not Vote Management
Corporate Assembly
12k Elect Tone Lunde Bakker as Member of For Did Not Vote Management
Corporate Assembly
12l Elect Kjersti Kleven as Member of For Did Not Vote Management
Corporate Assembly
12m Reelect Arthur Sletteberg as Deputy For Did Not Vote Management
Member of Corporate Assembly
12n Reelect Bassim Haj as Deputy Member of For Did Not Vote Management
Corporate Assembly
12o Elect Nina Kivijervi as Deputy Member For Did Not Vote Management
of Corporate Assembly
12p Elect Birgitte Vartdal as Deputy For Did Not Vote Management
Members of Corporate Assembly
13 Approve Remuneration of Corporate For Did Not Vote Management
Assembly in the Amount of NOK 116,400
for the Chairman, NOK 61,400 for the
Vice Chairman, NOK 43,100 for Other
Members, and NOK 6,100 for Deputy
Members
14.1 Reelect Olaug Svarva as Member and For Did Not Vote Management
Chairman of Nominating Committee
14.2 Reelect Tom Rathe as Member of For Did Not Vote Management
Nominating Committee
14.3 Reelect Elisabeth Berge as Member of For Did Not Vote Management
Nominating Committee with Johan Alstad
as Personal Deputy
14.4 Elect Tone Bakker as New Member of For Did Not Vote Management
Nominating Committee
15 Approve Remuneration of Nominating For Did Not Vote Management
Committee in the Amount of NOK 11,600
for the Chairman and NOK 8,600 for
Other Members
16 Approve Quaterly Dividend Payment For Did Not Vote Management
17 Approve Equity Plan Financing For Did Not Vote Management
18 Authorize Share Repurchase Program and For Did Not Vote Management
Cancellation of Repurchased Shares
19 Terminate Engagement in Angola and Against Did Not Vote Shareholder
Azerbaijan
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director W. Douglas Ford For For Management
1.4 Elect Director John D. Gass For For Management
1.5 Elect Director Paul Haseldonckx For For Management
1.6 Elect Director John R. Huff For For Management
1.7 Elect Director Jacques Lamarre For For Management
1.8 Elect Director Maureen McCaw For For Management
1.9 Elect Director Michael W. O'Brien For For Management
1.10 Elect Director James W. Simpson For For Management
1.11 Elect Director Eira M. Thomas For For Management
1.12 Elect Director Steven W. Williams For For Management
1.13 Elect Director Michael M. Wilson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TATE & LYLE PLC
Ticker: TATE Security ID: G86838128
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: JUL 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Peter Gershon as Director For For Management
5 Re-elect Javed Ahmed as Director For For Management
6 Re-elect Tim Lodge as Director For For Management
7 Re-elect Liz Airey as Director For For Management
8 Re-elect William Camp as Director For For Management
9 Re-elect Douglas Hurt as Director For For Management
10 Elect Virginia Kamsky as Director For For Management
11 Elect Anne Minto as Director For For Management
12 Re-elect Dr Ajai Puri as Director For For Management
13 Re-elect Robert Walker as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Amend Articles of Association Re: For For Management
Annual Limit of Directors' Fees
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
THE MOSAIC COMPANY
Ticker: MOS Security ID: 61945C103
Meeting Date: OCT 03, 2013 Meeting Type: Annual
Record Date: AUG 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Timothy S. Gitzel For For Management
1b Elect Director William R. Graber For For Management
1c Elect Director Emery N. Koenig For For Management
1d Elect Director David T. Seaton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 16, 2014 Meeting Type: Annual/Special
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.38 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Patricia Barbizet as Director For For Management
6 Reelect Marie-Christine For For Management
Coisne-Roquette as Director
7 Reelect Paul Desmarais Jr as Director For For Management
8 Reelect Barbara Kux as Director For For Management
9 Advisory Vote on Compensation of For For Management
Christophe de Margerie
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.5 Billion
and/or Authorize Capitalization of
Reserves for Bonus Issue or Increase
in Par Value
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 575 Million
12 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Item 11
13 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
Reserved for International Subsidiaries
16 Authorize up to 0.8 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
17 Amend Article 11 of Bylaws Re: For For Management
Employee Representatives and Employee
Shareholder Representatives
18 Amend Article 12 of Bylaws Re: Age For For Management
Limit for Chairman of the Board
19 Amend Article 15 of Bylaws Re: Age For For Management
Limit for CEO
20 Amend Article 17 of Bylaws Re: Proxy For For Management
Voting
A Amend Board Internal Rules Re: Against Against Shareholder
Publication of a Quarterly Newsletter
Written by Employee Shareholder
Representatives and Employee
Representatives
B Amend the Social Criteria that are Against Against Shareholder
Currently Linked to Executive
Compensation from Negative Safety
Indicators to Positive Safety Indicator
C Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders and Amend
Article 20 of Bylaws
D Approve Appointment of Employee Against Against Shareholder
Representatives to the Board
Committees and Amend Article 12.5 of
Bylaws
E Amend Article 12.7 of Bylaws: Against Against Shareholder
Remuneration of Directors
--------------------------------------------------------------------------------
TRANSCANADA CORPORATION
Ticker: TRP Security ID: 89353D107
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin E. Benson For For Management
1.2 Elect Director Derek H. Burney For For Management
1.3 Elect Director Paule Gauthier For For Management
1.4 Elect Director Russell K. Girling For For Management
1.5 Elect Director S. Barry Jackson For For Management
1.6 Elect Director Paula Rosput Reynolds For For Management
1.7 Elect Director John Richels For For Management
1.8 Elect Director Mary Pat Salomone For For Management
1.9 Elect Director D. Michael G. Stewart For For Management
1.10 Elect Director Siim A. Vanaselja For For Management
1.11 Elect Director Richard E. Waugh For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
URALKALI OAO
Ticker: URKA Security ID: 91688E206
Meeting Date: OCT 22, 2013 Meeting Type: Special
Record Date: SEP 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Large-Scale Transaction Re: For For Management
Loan Agreement with OAO Sberbank of
Russia
2 Approve Large-Scale Transaction Re: For For Management
Loan Agreement with OAO Bank VTB
--------------------------------------------------------------------------------
URALKALI OAO
Ticker: URKA Security ID: 91688E206
Meeting Date: NOV 29, 2013 Meeting Type: Special
Record Date: SEP 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2 Approve Early Termination of Powers of For For Management
Board of Directors
3.1 Elect Anton Averin as Director None Against Management
3.2 Elect Vladislav Baumgertner as Director None Against Management
3.3 Elect Viktor Belyakov as Director None Against Management
3.4 Elect Alexandr Voloshin as Director None Against Management
3.5 Elect Pavel Grachev as Director None Against Management
3.6 Elect Anna Kolonchina as Director None Against Management
3.7 Elect Oleg Petrov as Director None Against Management
3.8 Elect Robert John Margetts as Director None For Management
3.9 Elect Paul James Ostling as Director None For Management
3.10 Elect Mikhail Stiskin as Director None Against Management
3.11 Elect Gordon Holden Sage as Director None For Management
--------------------------------------------------------------------------------
VEDANTA RESOURCES PLC
Ticker: VED Security ID: G9328D100
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUL 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Elect Deepak Parekh as Director For For Management
5 Re-elect Anil Agarwal as Director For For Management
6 Re-elect Navin Agarwal as Director For For Management
7 Re-elect Euan Macdonald as Director For For Management
8 Re-elect Aman Mehta as Director For For Management
9 Re-elect Mahendra Mehta as Director For For Management
10 Re-elect Geoffrey Green as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
================== BlackRock Disciplined Small Cap Core Fund ===================
1ST SOURCE CORPORATION
Ticker: SRCE Security ID: 336901103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vinod M. Khilnani For For Management
1.2 Elect Director Rex Martin For For Management
1.3 Elect Director Christopher J. Murphy, For Withhold Management
III
1.4 Elect Director Timothy K. Ozark For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AAR CORP.
Ticker: AIR Security ID: 000361105
Meeting Date: OCT 09, 2013 Meeting Type: Annual
Record Date: AUG 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Bobins For Withhold Management
1.2 Elect Director Ronald R. Fogleman For For Management
1.3 Elect Director James E. Goodwin For For Management
1.4 Elect Director Marc J. Walfish For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AARON'S, INC.
Ticker: AAN Security ID: 002535300
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Ray M. Robinson For Withhold Management
2.2 Elect Director Ronald W. Allen For For Management
2.3 Elect Director Brian R. Kahn For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACCESS NATIONAL CORPORATION
Ticker: ANCX Security ID: 004337101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Edgemond For For Management
1.2 Elect Director Martin S. Friedman For For Management
1.3 Elect Director Michael G. Anzilotti For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ACORDA THERAPEUTICS, INC.
Ticker: ACOR Security ID: 00484M106
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ron Cohen For For Management
1.2 Elect Director Lorin J. Randall For For Management
1.3 Elect Director Steven M. Rauscher For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC.
Ticker: AEIS Security ID: 007973100
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick A. Ball For For Management
1.2 Elect Director Richard P. Beck For For Management
1.3 Elect Director Garry W. Rogerson For For Management
1.4 Elect Director Edward C. Grady For For Management
1.5 Elect Director Terry Hudgens For For Management
1.6 Elect Director Thomas M. Rohrs For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
AERIE PHARMACEUTICALS, INC.
Ticker: AERI Security ID: 00771V108
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicente Anido, Jr. For For Management
1.2 Elect Director David W. Gryska For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AEROFLEX HOLDING CORP.
Ticker: ARX Security ID: 007767106
Meeting Date: NOV 15, 2013 Meeting Type: Annual
Record Date: SEP 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hugh Evans For For Management
1.2 Elect Director Leonard Borow For For Management
1.3 Elect Director John Buyko For For Management
1.4 Elect Director Prescott H. Ashe For For Management
1.5 Elect Director Joe Benavides For For Management
1.6 Elect Director Bradley J. Gross For For Management
1.7 Elect Director John D. Knoll For For Management
1.8 Elect Director Ramzi M. Musallam For For Management
1.9 Elect Director Richard N. Nottenburg For For Management
1.10 Elect Director Benjamin M. Polk For For Management
1.11 Elect Director Charles S. Ream For For Management
1.12 Elect Director Mark H. Ronald For For Management
1.13 Elect Director Peter J. Schoomaker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AFFYMAX, INC.
Ticker: AFFY Security ID: 00826A109
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hollings C. Renton For For Management
1.2 Elect Director John P. Walker For For Management
--------------------------------------------------------------------------------
AKORN, INC.
Ticker: AKRX Security ID: 009728106
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John N. Kapoor For For Management
1.2 Elect Director Ronald M. Johnson For For Management
1.3 Elect Director Brian Tambi For For Management
1.4 Elect Director Steven J. Meyer For For Management
1.5 Elect Director Alan Weinstein For For Management
1.6 Elect Director Kenneth S. Abramowitz For For Management
1.7 Elect Director Adrienne L. Graves For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALERE INC.
Ticker: ALR Security ID: 01449J105
Meeting Date: AUG 07, 2013 Meeting Type: Proxy Contest
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Hakan Bjorklund For Did Not Vote Management
1.2 Elect Director Stephen P. Macmillan For Did Not Vote Management
1.3 Elect Director Brian A. Markison For Did Not Vote Management
1.4 Elect Director T.F. Wilson McKillop For Did Not Vote Management
2 Amend Omnibus Stock Plan For Did Not Vote Management
3 Approve the Grant of Options to Key For Did Not Vote Management
Executive Officers
4 Amend Qualified Employee Stock For Did Not Vote Management
Purchase Plan
5 Ratify Auditors For Did Not Vote Management
6 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None
1.1 Elect Director Curt R. Hartman For For Shareholder
1.2 Elect Director Theodore E. Martin For For Shareholder
1.3 Elect Director Jerome J. Lande For Withhold Shareholder
1.4 Management Nominee - Hakan Bjorklund For For Shareholder
2 Amend Omnibus Stock Plan None For Management
3 Approve the Grant of Options to Key None For Management
Executive Officers
4 Amend Qualified Employee Stock None For Management
Purchase Plan
5 Ratify Auditors None For Management
6 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC.
Ticker: ALEX Security ID: 014491104
Meeting Date: SEP 24, 2013 Meeting Type: Special
Record Date: AUG 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC.
Ticker: ALGN Security ID: 016255101
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Lacob For For Management
1.2 Elect Director C. Raymond Larkin, Jr. For For Management
1.3 Elect Director George J. Morrow For For Management
1.4 Elect Director David C. Nagel For For Management
1.5 Elect Director Thomas M. Prescott For For Management
1.6 Elect Director Andrea L. Saia For For Management
1.7 Elect Director Greg J. Santora For For Management
1.8 Elect Director Warren S. Thaler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Anstice For For Management
1.2 Elect Director Robert A. Breyer For For Management
1.3 Elect Director Wendy L. Dixon For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Change Location of Annual Meeting For For Management
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Mitchell For For Management
1.2 Elect Director Richard F. Pops For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Change Location of Annual Meeting For For Management
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ALLIANCE FIBER OPTIC PRODUCTS, INC.
Ticker: AFOP Security ID: 018680306
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ray Sun For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLIANCE HEALTHCARE SERVICES, INC.
Ticker: AIQ Security ID: 018606301
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil F. Dimick For Withhold Management
1.2 Elect Director Curtis S. Lane For Withhold Management
1.3 Elect Director Paul S. Viviano For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLIANT TECHSYSTEMS INC.
Ticker: ATK Security ID: 018804104
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne J. Decyk For For Management
1.2 Elect Director Mark W. DeYoung For For Management
1.3 Elect Director Martin C. Faga For For Management
1.4 Elect Director Ronald R. Fogleman For For Management
1.5 Elect Director April H. Foley For For Management
1.6 Elect Director Tig H. Krekel For For Management
1.7 Elect Director Douglas L. Maine For For Management
1.8 Elect Director Roman Martinez, IV For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
ALPHA & OMEGA SEMICONDUCTOR LTD.
Ticker: AOSL Security ID: G6331P104
Meeting Date: NOV 12, 2013 Meeting Type: Annual
Record Date: SEP 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike F. Chang For For Management
1.2 Elect Director Yueh-Se Ho For For Management
1.3 Elect Director Howard M. Bailey For For Management
1.4 Elect Director Robert I. Chen For For Management
1.5 Elect Director King Owyang For For Management
1.6 Elect Director Michael J. Salameh For For Management
1.7 Elect Director Thomas W. Steipp For For Management
2 Approve Grant Thornton, LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
ALPHATEC HOLDINGS, INC.
Ticker: ATEC Security ID: 02081G102
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie H. Cross For For Management
1.2 Elect Director Mortimer Berkowitz, III For For Management
1.3 Elect Director John H. Foster For For Management
1.4 Elect Director R. Ian Molson For For Management
1.5 Elect Director Stephen E. O'Neil For For Management
1.6 Elect Director James R. Glynn For For Management
1.7 Elect Director Rohit M. Desai For For Management
1.8 Elect Director Siri S. Marshall For For Management
1.9 Elect Director James M. Corbett For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMBIT BIOSCIENCES CORPORATION
Ticker: AMBI Security ID: 02318X100
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Bonita For For Management
1.2 Elect Director Steven A. Elms For For Management
1.3 Elect Director Mark G. Foletta For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AMERICAN ASSETS TRUST, INC.
Ticker: AAT Security ID: 024013104
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest S. Rady For For Management
1.2 Elect Director John W. Chamberlain For For Management
1.3 Elect Director Larry E. Finger For For Management
1.4 Elect Director Duane A. Nelles For For Management
1.5 Elect Director Thomas S. Olinger For For Management
1.6 Elect Director Robert S. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN GREETINGS CORPORATION
Ticker: AM Security ID: 026375105
Meeting Date: AUG 07, 2013 Meeting Type: Special
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AMERICAN PACIFIC CORPORATION
Ticker: APFC Security ID: 028740108
Meeting Date: MAR 11, 2014 Meeting Type: Annual
Record Date: JAN 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara Smith Campbell For For Management
1.2 Elect Director C. Keith Rooker For For Management
1.3 Elect Director Charlotte E. Sibley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN SCIENCE AND ENGINEERING, INC.
Ticker: ASEI Security ID: 029429107
Meeting Date: SEP 04, 2013 Meeting Type: Annual
Record Date: JUL 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Denis R. Brown For For Management
1.2 Elect Director Charles P. Dougherty For For Management
1.3 Elect Director John A. Gordon For For Management
1.4 Elect Director Hamilton W. Helmer For For Management
1.5 Elect Director Don R. Kania For For Management
1.6 Elect Director Mark S. Thompson For For Management
1.7 Elect Director Jennifer L. Vogel For For Management
1.8 Elect Director Carl W. Vogt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN STATES WATER COMPANY
Ticker: AWR Security ID: 029899101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Fielder For For Management
1.2 Elect Director James F. McNulty For For Management
1.3 Elect Director Janice F. Wilkins For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERIS BANCORP
Ticker: ABCB Security ID: 03076K108
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Raymond Fulp For For Management
1.2 Elect Director Robert P. Lynch For For Management
1.3 Elect Director Brooks Sheldon For For Management
1.4 Elect Director William H. Stern For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC.
Ticker: AMKR Security ID: 031652100
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Kim For For Management
1.2 Elect Director Stephen D. Kelley For For Management
1.3 Elect Director Roger A. Carolin For For Management
1.4 Elect Director Winston J. Churchill For For Management
1.5 Elect Director John T. Kim For For Management
1.6 Elect Director Robert R. Morse For For Management
1.7 Elect Director John F. Osborne For For Management
1.8 Elect Director James W. Zug For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC.
Ticker: AHS Security ID: 001744101
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Foletta For For Management
1b Elect Director R. Jeffrey Harris For For Management
1c Elect Director Michael M.E. Johns For For Management
1d Elect Director Martha H. Marsh For For Management
1e Elect Director Susan R. Salka For For Management
1f Elect Director Andrew M. Stern For For Management
1g Elect Director Paul E. Weaver For For Management
1h Elect Director Douglas D. Wheat For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION
Ticker: AP Security ID: 032037103
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Abel For For Management
1.2 Elect Director William K. Lieberman For For Management
1.3 Elect Director Stephen E. Paul For For Management
1.4 Elect Director Carl H. Pforzheimer, III For For Management
1.5 Elect Director Michael I. German For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANAREN, INC.
Ticker: ANEN Security ID: 032744104
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew S. Robison For For Management
1.2 Elect Director John L. Smucker For For Management
1.3 Elect Director Patricia T. Civil For For Management
2 Declassify the Board of Directors Against For Shareholder
3 Amend Shareholder Rights Plan (Poison Against For Management
Pill)
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANAREN, INC.
Ticker: ANEN Security ID: 032744104
Meeting Date: FEB 06, 2014 Meeting Type: Special
Record Date: DEC 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ANIKA THERAPEUTICS, INC.
Ticker: ANIK Security ID: 035255108
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Wheeler For For Management
1.2 Elect Director Charles H. Sherwood For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANN INC.
Ticker: ANN Security ID: 035623107
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dale W. Hilpert For For Management
1b Elect Director Ronald W. Hovsepian For For Management
1c Elect Director Linda A. Huett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AOL INC.
Ticker: AOL Security ID: 00184X105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tim Armstrong For For Management
1.2 Elect Director Eve Burton For For Management
1.3 Elect Director Richard Dalzell For For Management
1.4 Elect Director Alberto Ibarguen For For Management
1.5 Elect Director Hugh Johnston For For Management
1.6 Elect Director Dawn Lepore For For Management
1.7 Elect Director Patricia Mitchell For For Management
1.8 Elect Director Fredric Reynolds For For Management
1.9 Elect Director James Stengel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
APCO OIL AND GAS INTERNATIONAL INC.
Ticker: APAGF Security ID: G0471F109
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Bender For Did Not Vote Management
1.2 Elect Director Piero Ruffinengo For Did Not Vote Management
1.3 Elect Director J. Kevin Vann For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARBOR REALTY TRUST, INC.
Ticker: ABR Security ID: 038923108
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ivan Kaufman For For Management
1.2 Elect Director Melvin F. Lazar For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARC DOCUMENT SOLUTIONS, INC.
Ticker: ARC Security ID: 00191G103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kumarakulasingam (Suri) For For Management
Suriyakumar
1.2 Elect Director Thomas J. Formolo For For Management
1.3 Elect Director Dewitt Kerry McCluggage For For Management
1.4 Elect Director James F. McNulty For For Management
1.5 Elect Director Mark W. Mealy For For Management
1.6 Elect Director Manuel Perez de la Mesa For For Management
1.7 Elect Director Eriberto R. Scocimara For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARGAN, INC.
Ticker: AGX Security ID: 04010E109
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rainer H. Bosselmann For For Management
1.2 Elect Director Henry A. Crumpton For For Management
1.3 Elect Director Cynthia A. Flanders For For Management
1.4 Elect Director William F. Griffin, Jr. For For Management
1.5 Elect Director William F. Leimkuhler For For Management
1.6 Elect Director W.G. Champion Mitchell For For Management
1.7 Elect Director James W. Quinn For For Management
1.8 Elect Director Brian R. Sherras For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARUBA NETWORKS, INC.
Ticker: ARUN Security ID: 043176106
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dominic P. Orr For For Management
1.2 Elect Director Keerti Melkote For For Management
1.3 Elect Director Bernard Guidon For For Management
1.4 Elect Director Emmanuel Hernandez For For Management
1.5 Elect Director Michael R. Kourey For For Management
1.6 Elect Director Willem P. Roelandts For For Management
1.7 Elect Director Juergen Rottler For For Management
1.8 Elect Director Daniel Warmenhoven For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASHFORD HOSPITALITY TRUST, INC.
Ticker: AHT Security ID: 044103109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Monty J. Bennett For For Management
1.2 Elect Director Benjamin J. Ansell For Withhold Management
1.3 Elect Director Thomas E. Callahan For For Management
1.4 Elect Director Amish Gupta For For Management
1.5 Elect Director Kamal Jafarnia For Withhold Management
1.6 Elect Director Alan L. Tallis For For Management
1.7 Elect Director Philip S. Payne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC.
Ticker: AZPN Security ID: 045327103
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Whelan, Jr. For For Management
1.2 Elect Director Donald P. Casey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASSOCIATED BANC-CORP
Ticker: ASBC Security ID: 045487105
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For For Management
1.2 Elect Director Ruth M. Crowley For For Management
1.3 Elect Director Philip B. Flynn For For Management
1.4 Elect Director Ronald R. Harder For For Management
1.5 Elect Director William R. Hutchinson For For Management
1.6 Elect Director Robert A. Jeffe For For Management
1.7 Elect Director Eileen A. Kamerick For For Management
1.8 Elect Director Richard T. Lommen For For Management
1.9 Elect Director Cory L. Nettles For For Management
1.10 Elect Director J. Douglas Quick For For Management
1.11 Elect Director Karen T. van Lith For For Management
1.12 Elect Director John (Jay) B. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ATMI, INC.
Ticker: ATMI Security ID: 00207R101
Meeting Date: APR 15, 2014 Meeting Type: Special
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
AVANIR PHARMACEUTICALS, INC.
Ticker: AVNR Security ID: 05348P401
Meeting Date: FEB 12, 2014 Meeting Type: Annual
Record Date: DEC 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Corinne H. Nevinny For For Management
1.2 Elect Director Dennis G. Podlesak For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
AVG TECHNOLOGIES NV
Ticker: AVG Security ID: N07831105
Meeting Date: JUL 30, 2013 Meeting Type: Special
Record Date: JUL 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Esser to Supervisory Board For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
4 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
5 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 4
6 Authorize Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
7 Allow Questions None None Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
AVG TECHNOLOGIES NV
Ticker: AVG Security ID: N07831105
Meeting Date: SEP 24, 2013 Meeting Type: Special
Record Date: AUG 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Gary Kovacs as CEO For For Management
3 Approve Remuneration Package of New CEO For Against Management
4 Amend Remuneration Arrangements with For Against Management
COO Giamatteo Including Approval of
One-Off Cash Bonuses and Accelarated
Vesting of 50,000 Stock Options and
37,500 Restricted Stock Units
5 Approve Annual Bonus of USD 500,000 in For Against Management
Cash or Restricted Stock Units to
Supervisory Board Chairman Fuller
6 Approve Grant of 20,000 Options to For Against Management
Supervisory Board Member Esser
7 Allow Questions None None Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
AVG TECHNOLOGIES NV
Ticker: AVG Security ID: N07831105
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Presentation Annual Accounts 2013 None None Management
3 Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
4 Adopt Financial Statements For For Management
5 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8 Reelect J. Little to Executive Board For For Management
9 Reelect D. Fuller to Supervisory Board For For Management
10 Reelect G. Eichler to Supervisory Board For For Management
11 Elect R. Dunne to Supervisory Board For For Management
12 Approve Stock Option Grants of 20,000 For Against Management
Options to Mr. Dunne
13 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
14 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances Under Item
13
15 Approve Increase of Options and RSU's For Against Management
Up to 9,059,948 under Share Option Plan
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Allow Questions None None Management
18 Open Meeting None None Management
--------------------------------------------------------------------------------
AVIAT NETWORKS, INC.
Ticker: AVNW Security ID: 05366Y102
Meeting Date: NOV 13, 2013 Meeting Type: Annual
Record Date: SEP 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Hasler For For Management
1.2 Elect Director Clifford H. Higgerson For For Management
1.3 Elect Director Charles D. Kissner For For Management
1.4 Elect Director Michael A. Pangia For For Management
1.5 Elect Director Raghavendra Rau For For Management
1.6 Elect Director Mohsen Sohi For For Management
1.7 Elect Director James C. Stoffel For For Management
1.8 Elect Director Edward F. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVISTA CORPORATION
Ticker: AVA Security ID: 05379B107
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Erik J. Anderson For For Management
1b Elect Director Kristianne Blake For For Management
1c Elect Director Donald C. Burke For For Management
1d Elect Director John F. Kelly For For Management
1e Elect Director Rebecca A. Klein For For Management
1f Elect Director Scott L. Morris For For Management
1g Elect Director Marc F. Racicot For For Management
1h Elect Director Heidi B. Stanley For For Management
1i Elect Director R. John Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVIV REIT, INC.
Ticker: AVIV Security ID: 05381L101
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig M. Bernfield For For Management
1.2 Elect Director Norman R. Bobins For Withhold Management
1.3 Elect Director Michael W. Dees For For Management
1.4 Elect Director Alan E. Goldberg For For Management
1.5 Elect Director Susan R. Lichtenstein For For Management
1.6 Elect Director Mark B. McClellan For For Management
1.7 Elect Director Sharon O'Keefe For For Management
1.8 Elect Director Mark J. Parrell For For Management
1.9 Elect Director Ben W. Perks For For Management
1.10 Elect Director James H. Roth For For Management
1.11 Elect Director J. Russell Triedman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
AVX CORPORATION
Ticker: AVX Security ID: 002444107
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Goro Yamaguchi For For Management
1.2 Elect Director Kazuo Inamori For Withhold Management
1.3 Elect Director David A. DeCenzo For For Management
1.4 Elect Director Tetsuo Kuba For For Management
2 Approve Non-Employee Director Stock For For Management
Option Plan
3 Approve Stock Option Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AXCELIS TECHNOLOGIES, INC.
Ticker: ACLS Security ID: 054540109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. John Fletcher For For Management
1.2 Elect Director Arthur L. George, Jr. For For Management
1.3 Elect Director Stephen R. Hardis For For Management
1.4 Elect Director William C. Jennings For For Management
1.5 Elect Director Joseph P. Keithley For For Management
1.6 Elect Director Barbara J. Lundberg For For Management
1.7 Elect Director Patrick H. Nettles For For Management
1.8 Elect Director Mary G. Puma For For Management
1.9 Elect Director H. Brian Thompson For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AXT, INC.
Ticker: AXTI Security ID: 00246W103
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morris S. Young For For Management
1.2 Elect Director David C. Chang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BALLY TECHNOLOGIES, INC.
Ticker: BYI Security ID: 05874B107
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Haddrill For For Management
1.2 Elect Director Josephine Linden For For Management
1.3 Elect Director Ramesh Srinivasan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BANCFIRST CORPORATION
Ticker: BANF Security ID: 05945F103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Brand For For Management
1.2 Elect Director C. L. Craig, Jr. For For Management
1.3 Elect Director William H. Crawford For For Management
1.4 Elect Director James R. Daniel For For Management
1.5 Elect Director F. Ford Drummond For For Management
1.6 Elect Director K. Gordon Greer For For Management
1.7 Elect Director Donald B. Halverstadt For For Management
1.8 Elect Director William O. Johnstone For For Management
1.9 Elect Director Dave R. Lopez For For Management
1.10 Elect Director J. Ralph McCalmont For For Management
1.11 Elect Director Tom H. McCasland, III For For Management
1.12 Elect Director Ronald Norick For For Management
1.13 Elect Director Paul B. Odom, Jr. For For Management
1.14 Elect Director David E. Rainbolt For For Management
1.15 Elect Director H. E. Rainbolt For For Management
1.16 Elect Director Michael S. Samis For For Management
1.17 Elect Director Natalie Shirley For For Management
1.18 Elect Director Michael K. Wallace For Withhold Management
1.19 Elect Director G. Rainey Williams, Jr. For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Non-Employee Director Stock For Against Management
Option Plan
4 Amend Deferred Compensation Plan For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANCO LATINOAMERICANO DE COMERCIO EXTERIOR, S.A.
Ticker: BLX Security ID: P16994132
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For Abstain Management
Statements and Statutory Reports
2 Ratify Deloitte as Auditor For For Management
3.1 Reelect Mario Covo as Director to For For Management
Represent Holders of Class E Shares
3.2a Elect Esteban Alejandro Acerbo as None For Management
Director to Represent Holders of Class
A Shares
3.2b Elect Roland Holst as Director to None Withhold Management
Represent Holders of Class A Shares
3.2c Elect Manuel Sanchez Gonzalez as None For Management
Director to Represent Holders of Class
A Shares
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
BEL FUSE INC.
Ticker: BELFB Security ID: 077347300
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Avi Eden For For Management
1.2 Elect Director Robert H. Simandl For Withhold Management
1.3 Elect Director Norman Yeung For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC.
Ticker: BHE Security ID: 08160H101
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Dawson For For Management
1.2 Elect Director Gayla J. Delly For For Management
1.3 Elect Director Peter G. Dorflinger For For Management
1.4 Elect Director Douglas G. Duncan For For Management
1.5 Elect Director Kenneth T. Lamneck For For Management
1.6 Elect Director David W. Scheible For For Management
1.7 Elect Director Bernee D.L. Strom For For Management
1.8 Elect Director Clay C. Williams For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BERRY PETROLEUM COMPANY
Ticker: BRY Security ID: 085789105
Meeting Date: DEC 16, 2013 Meeting Type: Special
Record Date: NOV 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BIG 5 SPORTING GOODS CORPORATION
Ticker: BGFV Security ID: 08915P101
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer H. Dunbar For For Management
1.2 Elect Director Steven G. Miller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BIND THERAPEUTICS, INC.
Ticker: BIND Security ID: 05548N107
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Barton Hutt For Withhold Management
1.2 Elect Director Charles A. Rowland, Jr. For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BIOSPECIFICS TECHNOLOGIES CORP.
Ticker: BSTC Security ID: 090931106
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Toby Wegman For For Management
1.2 Elect Director Mark Wegman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIOTELEMETRY, INC.
Ticker: BEAT Security ID: 090672106
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. Ahrens For For Management
1.2 Elect Director Joseph H. Capper For For Management
1.3 Elect Director Joseph A. Frick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BLACK BOX CORPORATION
Ticker: BBOX Security ID: 091826107
Meeting Date: AUG 06, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Crouch For For Management
1.2 Elect Director Thomas W. Golonski For For Management
1.3 Elect Director Thomas G. Greig For For Management
1.4 Elect Director John S. Heller For For Management
1.5 Elect Director William H. Hernandez For For Management
1.6 Elect Director Michael McAndrew For For Management
1.7 Elect Director Edward A. Nicholson For For Management
1.8 Elect Director Joel T. Trammell For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLACKSTONE MORTGAGE TRUST, INC.
Ticker: BXMT Security ID: 09257W100
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael B. Nash For For Management
1.2 Elect Director Stephen D. Plavin For For Management
1.3 Elect Director Leonard W. Cotton For For Management
1.4 Elect Director Thomas E. Dobrowski For For Management
1.5 Elect Director Martin L. Edelman For Withhold Management
1.6 Elect Director Henry N. Nassau For For Management
1.7 Elect Director Lynne B. Sagalyn For For Management
1.8 Elect Director John G. Schreiber For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLUCORA, INC.
Ticker: BCOR Security ID: 095229100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth Huebner For For Management
1.2 Elect Director Andrew Snyder For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLUEBIRD BIO, INC.
Ticker: BLUE Security ID: 09609G100
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Gillis For For Management
1.2 Elect Director Nick Leschly For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BONANZA CREEK ENERGY, INC.
Ticker: BCEI Security ID: 097793103
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kevin A. Neveu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROWN SHOE COMPANY, INC.
Ticker: BWS Security ID: 115736100
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Lee Capps, III For For Management
1.2 Elect Director Carla Hendra For For Management
1.3 Elect Director Patricia G. McGinnis For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BUILD-A-BEAR WORKSHOP, INC.
Ticker: BBW Security ID: 120076104
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maxine Clark For For Management
1.2 Elect Director Sharon John For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
C&F FINANCIAL CORPORATION
Ticker: CFFI Security ID: 12466Q104
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. P. Causey Jr. For For Management
1.2 Elect Director Barry R. Chernack For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CAESARS ACQUISITION COMPANY
Ticker: CACQ Security ID: 12768T103
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Beilinson For For Management
1.2 Elect Director Philip Erlanger For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CALAMOS ASSET MANAGEMENT, INC.
Ticker: CLMS Security ID: 12811R104
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary D. Black For For Management
1.2 Elect Director Thomas F. Eggers For For Management
1.3 Elect Director Richard W. Gilbert For For Management
1.4 Elect Director Keith M. Schappert For For Management
1.5 Elect Director William N. Shiebler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CALAMP CORP.
Ticker: CAMP Security ID: 128126109
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: JUN 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Perna, Jr. For For Management
1.2 Elect Director Kimberly Alexy For For Management
1.3 Elect Director Michael Burdiek For For Management
1.4 Elect Director A.J. 'Bert' Moyer For Withhold Management
1.5 Elect Director Thomas Pardun For Withhold Management
1.6 Elect Director Larry Wolfe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
CALIX, INC.
Ticker: CALX Security ID: 13100M509
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin DeNuccio For For Management
1.2 Elect Director Michael Matthews For For Management
1.3 Elect Director Thomas Pardun For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY
Ticker: CPE Security ID: 13123X102
Meeting Date: JAN 15, 2014 Meeting Type: Special
Record Date: DEC 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY
Ticker: CPE Security ID: 13123X102
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Nocchiero For For Management
1.2 Elect Director Matthew Regis Bob For For Management
1.3 Elect Director James M. Trimble For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CAPELLA EDUCATION COMPANY
Ticker: CPLA Security ID: 139594105
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Kevin Gilligan For For Management
1.2 Elect Director Michael A. Linton For For Management
1.3 Elect Director Michael L. Lomax For For Management
1.4 Elect Director Jody G. Miller For For Management
1.5 Elect Director Stephen G. Shank For For Management
1.6 Elect Director Andrew M. Slavitt For For Management
1.7 Elect Director David W. Smith For For Management
1.8 Elect Director Jeffrey W. Taylor For For Management
1.9 Elect Director Darrell R. Tukua For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAPITAL SOUTHWEST CORPORATION
Ticker: CSWC Security ID: 140501107
Meeting Date: JUL 15, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph B. Armes For For Management
1.2 Elect Director Samuel B. Ligon For For Management
1.3 Elect Director Gary L. Martin For For Management
1.4 Elect Director T . Duane Morgan For For Management
1.5 Elect Director Richard F . Strup For For Management
1.6 Elect Director John H. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CAPLEASE, INC.
Ticker: LSE Security ID: 140288101
Meeting Date: SEP 10, 2013 Meeting Type: Special
Record Date: JUL 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CARDTRONICS, INC.
Ticker: CATM Security ID: 14161H108
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jorge M. Diaz For For Management
1.2 Elect Director G. Patrick Phillips For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Amend Omnibus Stock Plan For For Management
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CARE.COM, INC.
Ticker: CRCM Security ID: 141633107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheila Lirio Marcelo For For Management
1.2 Elect Director Steven Cakebread For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CARTER'S, INC.
Ticker: CRI Security ID: 146229109
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy Woods Brinkley For For Management
1b Elect Director Michael D. Casey For For Management
1c Elect Director A. Bruce Cleverly For For Management
1d Elect Director Jevin S. Eagle For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CBL & ASSOCIATES PROPERTIES, INC.
Ticker: CBL Security ID: 124830100
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles B. Lebovitz For For Management
1.2 Elect Director Stephen D. Lebovitz For For Management
1.3 Elect Director Gary L. Bryenton For For Management
1.4 Elect Director A. Larry Chapman For For Management
1.5 Elect Director Thomas J. DeRosa For Withhold Management
1.6 Elect Director Matthew S. Dominski For Withhold Management
1.7 Elect Director Gary J. Nay For Withhold Management
1.8 Elect Director Kathleen M. Nelson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CEDAR REALTY TRUST, INC.
Ticker: CDR Security ID: 150602209
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Burns For For Management
1.2 Elect Director Pamela N. Hootkin For For Management
1.3 Elect Director Paul G. Kirk, Jr. For For Management
1.4 Elect Director Everett B. Miller, III For For Management
1.5 Elect Director Bruce J. Schanzer For For Management
1.6 Elect Director Roger M. Widmann For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CELLADON CORPORATION
Ticker: CLDN Security ID: 15117E107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter K. Honig For For Management
1.2 Elect Director Patrick Y. Yang For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CELLULAR DYNAMICS INTERNATIONAL, INC.
Ticker: ICEL Security ID: 15117V109
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Palay For For Management
1.2 Elect Director Thomas M. Palay For For Management
1.3 Elect Director Sheli Z. Rosenberg For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CENTRAL GARDEN & PET COMPANY
Ticker: CENTA Security ID: 153527106
Meeting Date: FEB 10, 2014 Meeting Type: Annual
Record Date: DEC 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Brown For For Management
1.2 Elect Director Brooks M. Pennington, For For Management
III
1.3 Elect Director John B. Balousek For For Management
1.4 Elect Director David N. Chichester For For Management
1.5 Elect Director Alfred A. Piergallini For For Management
1.6 Elect Director John R. Ranelli For For Management
1.7 Elect Director M. Beth Springer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTRAL PACIFIC FINANCIAL CORP.
Ticker: CPF Security ID: 154760409
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alvaro J. Aguirre For For Management
1.2 Elect Director James F. Burr For For Management
1.3 Elect Director Christine H. H. Camp For For Management
1.4 Elect Director John C. Dean For For Management
1.5 Elect Director Earl E. Fry For For Management
1.6 Elect Director Paul J. Kosasa For For Management
1.7 Elect Director Duane K. Kurisu For For Management
1.8 Elect Director Colbert M. Matsumoto For For Management
1.9 Elect Director Crystal K. Rose For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Tax Benefits Preservation Plan For For Management
5 Amend Securities Transfer Restrictions For For Management
--------------------------------------------------------------------------------
CEPHEID
Ticker: CPHD Security ID: 15670R107
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Easton For For Management
1.2 Elect Director Hollings C. Renton For For Management
1.3 Elect Director Glenn D. Steele, Jr. For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHATHAM LODGING TRUST
Ticker: CLDT Security ID: 16208T102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Miles Berger For Withhold Management
1.2 Elect Trustee Jack P. DeBoer For For Management
1.3 Elect Trustee Glen R. Gilbert For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHEGG, INC.
Ticker: CHGG Security ID: 163092109
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry McCarthy For For Management
1.2 Elect Director Dan Rosensweig For For Management
1.3 Elect Director Ted Schlein For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHEMICAL FINANCIAL CORPORATION
Ticker: CHFC Security ID: 163731102
Meeting Date: APR 21, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary E. Anderson For For Management
1.2 Elect Director Nancy Bowman For For Management
1.3 Elect Director James R. Fitterling For For Management
1.4 Elect Director Thomas T. Huff For For Management
1.5 Elect Director Michael T. Laethem For For Management
1.6 Elect Director James B. Meyer For For Management
1.7 Elect Director Terence F. Moore For For Management
1.8 Elect Director David B. Ramaker For For Management
1.9 Elect Director Grace O. Shearer For For Management
1.10 Elect Director Larry D. Stauffer For For Management
1.11 Elect Director Franklin C. Wheatlake For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHEROKEE INC.
Ticker: CHKE Security ID: 16444H102
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy Ewing For For Management
1.2 Elect Director Robert Galvin For For Management
1.3 Elect Director Keith Hull For For Management
1.4 Elect Director Jess Ravich For For Management
1.5 Elect Director Henry Stupp For For Management
1.6 Elect Director Frank Tworecke For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CHEROKEE INC.
Ticker: CHKE Security ID: 16444H102
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy Ewing For For Management
1.2 Elect Director Robert Galvin For For Management
1.3 Elect Director Keith Hull For For Management
1.4 Elect Director Jess Ravich For For Management
1.5 Elect Director Frank Tworecke For For Management
1.6 Elect Director Henry Stupp For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
CHINA BIOLOGIC PRODUCTS, INC.
Ticker: CBPO Security ID: 16938C106
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sean Shao For Withhold Management
1.2 Elect Director Wenfang Liu For For Management
1.3 Elect Director David Hui Li For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws to Clarify Terms of For For Management
Directors Chosen by Other Directors to
Fill a Vacancy on the Board
5 Provide Right to Call Special Meeting For Against Management
--------------------------------------------------------------------------------
CHIQUITA BRANDS INTERNATIONAL, INC.
Ticker: CQB Security ID: 170032809
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director Howard W. Barker, Jr. For For Management
1c Elect Director Clare M. Hasler-Lewis For For Management
1d Elect Director Craig E. Huss For For Management
1e Elect Director Edward F. Lonergan For For Management
1f Elect Director Jeffrey N. Simmons For For Management
1g Elect Director Steven P. Stanbrook For For Management
1h Elect Director Ronald V. Waters, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC.
Ticker: CIR Security ID: 17273K109
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Buckhout For For Management
1.2 Elect Director John (Andy) O'Donnell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CIRRUS LOGIC, INC.
Ticker: CRUS Security ID: 172755100
Meeting Date: JUL 30, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Carter For For Management
1.2 Elect Director Timothy R. Dehne For For Management
1.3 Elect Director Jason P. Rhode For For Management
1.4 Elect Director Alan R. Schuele For For Management
1.5 Elect Director William D. Sherman For For Management
1.6 Elect Director Susan Wang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
CLAYTON WILLIAMS ENERGY, INC.
Ticker: CWEI Security ID: 969490101
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Parker For For Management
1.2 Elect Director Jordan R. Smith For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC.
Ticker: CNO Security ID: 12621E103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward J. Bonach For For Management
1b Elect Director Ellyn L. Brown For For Management
1c Elect Director Robert C. Greving For For Management
1d Elect Director Mary R. (Nina) Henderson For For Management
1e Elect Director R. Keith Long For For Management
1f Elect Director Neal C. Schneider For For Management
1g Elect Director Frederick J. Sievert For For Management
1h Elect Director Michael T. Tokarz For Against Management
1i Elect Director John G. Turner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CODEXIS, INC.
Ticker: CDXS Security ID: 192005106
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas R. Baruch For For Management
1.2 Elect Director Patrick Y. Yang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLLECTORS UNIVERSE, INC.
Ticker: CLCT Security ID: 19421R200
Meeting Date: DEC 09, 2013 Meeting Type: Annual
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Clinton Allen For For Management
1.2 Elect Director Robert G. Deuster For For Management
1.3 Elect Director Deborah A. Farrington For For Management
1.4 Elect Director David G. Hall For For Management
1.5 Elect Director Joseph R. Martin For For Management
1.6 Elect Director A. J. 'Bert' Moyer For For Management
1.7 Elect Director Van D. Simmons For Withhold Management
1.8 Elect Director Bruce A. Stevens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COLONIAL PROPERTIES TRUST
Ticker: CLP Security ID: 195872106
Meeting Date: SEP 27, 2013 Meeting Type: Special
Record Date: AUG 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COMMERCIAL METALS COMPANY
Ticker: CMC Security ID: 201723103
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Guido For For Management
1.2 Elect Director Sarah E. Raiss For For Management
1.3 Elect Director J. David Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMVAULT SYSTEMS, INC.
Ticker: CVLT Security ID: 204166102
Meeting Date: AUG 21, 2013 Meeting Type: Annual
Record Date: JUL 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Armando Geday For For Management
1.2 Elect Director F. Robert Kurimsky For For Management
1.3 Elect Director David F. Walker For For Management
2 Ratify Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMSTOCK RESOURCES, INC.
Ticker: CRK Security ID: 205768203
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Jay Allison For For Management
1.2 Elect Director David W. Sledge For For Management
1.3 Elect Director Jim L. Turner For For Management
1.4 Elect Director Elizabeth B. Davis For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Pro-rata Vesting of Equity Awards Against Against Shareholder
6 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
CONSOLIDATED GRAPHICS, INC.
Ticker: CGX Security ID: 209341106
Meeting Date: AUG 08, 2013 Meeting Type: Annual
Record Date: JUN 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Forbes For For Management
1.2 Elect Director James H. Limmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONSOLIDATED GRAPHICS, INC.
Ticker: CGX Security ID: 209341106
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
CONSTANT CONTACT, INC.
Ticker: CTCT Security ID: 210313102
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Anderson For For Management
1.2 Elect Director Jay Herratti For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONVERSANT, INC.
Ticker: CNVR Security ID: 21249J105
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Zarley For For Management
1.2 Elect Director David S. Buzby For For Management
1.3 Elect Director Brian Smith For For Management
1.4 Elect Director Jeffrey F. Rayport For For Management
1.5 Elect Director James R. Peters For For Management
1.6 Elect Director James A. Crouthamel For For Management
1.7 Elect Director John Giuliani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: JUL 30, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. David Chatham For For Management
1.2 Elect Director Douglas C. Curling For For Management
1.3 Elect Director John C. Dorman For For Management
1.4 Elect Director Paul F. Folino For For Management
1.5 Elect Director Anand K. Nallathambi For For Management
1.6 Elect Director Thomas C. O'Brien For For Management
1.7 Elect Director Jaynie Miller Studenmund For For Management
1.8 Elect Director D. Van Skilling For For Management
1.9 Elect Director David F. Walker For For Management
1.10 Elect Director Mary Lee Widener For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CRAWFORD & COMPANY
Ticker: CRD.B Security ID: 224633107
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harsha V. Agadi For For Management
1.2 Elect Director P. George Benson For For Management
1.3 Elect Director Jeffrey T. Bowman For For Management
1.4 Elect Director Jesse C. Crawford For For Management
1.5 Elect Director Roger A. S. Day For For Management
1.6 Elect Director James D. Edwards For For Management
1.7 Elect Director Russel L. Honore For For Management
1.8 Elect Director Joia M. Johnson For For Management
1.9 Elect Director Charles H. Ogburn For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CRIMSON EXPLORATION INC.
Ticker: CXPO Security ID: 22662K207
Meeting Date: OCT 01, 2013 Meeting Type: Special
Record Date: AUG 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CROSS COUNTRY HEALTHCARE, INC.
Ticker: CCRN Security ID: 227483104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Grubbs For For Management
1.2 Elect Director W. Larry Cash For For Management
1.3 Elect Director Thomas C. Dircks For For Management
1.4 Elect Director Gale Fitzgerald For For Management
1.5 Elect Director Richard M. Mastaler For For Management
1.6 Elect Director Joseph A. Trunfio For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROWN MEDIA HOLDINGS, INC.
Ticker: CRWN Security ID: 228411104
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Abbott For For Management
1.2 Elect Director Dwight C. Arn For For Management
1.3 Elect Director Robert C. Bloss For For Management
1.4 Elect Director William Cella For For Management
1.5 Elect Director Glenn Curtis For For Management
1.6 Elect Director Steve Doyal For For Management
1.7 Elect Director Brian E. Gardner For For Management
1.8 Elect Director Herbert A. Granath For For Management
1.9 Elect Director Timothy Griffith For For Management
1.10 Elect Director Donald J. Hall, Jr. For For Management
1.11 Elect Director A. Drue Jennings For For Management
1.12 Elect Director Peter A. Lund For For Management
1.13 Elect Director Brad R. Moore For For Management
1.14 Elect Director Deanne R. Stedem For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CTC MEDIA, INC.
Ticker: CTCM Security ID: 12642X106
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tamjid Basunia For For Management
1.2 Elect Director Irina Gofman For For Management
1.3 Elect Director Timur Weinstein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CULP, INC.
Ticker: CFI Security ID: 230215105
Meeting Date: SEP 17, 2013 Meeting Type: Annual
Record Date: JUL 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Culp, III For For Management
1.2 Elect Director Patrick B. Flavin For For Management
1.3 Elect Director Kenneth R. Larson For For Management
1.4 Elect Director Kenneth W. McAllister For For Management
1.5 Elect Director Franklin N. Saxon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUMBERLAND PHARMACEUTICALS INC.
Ticker: CPIX Security ID: 230770109
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Griggs For For Management
1.2 Elect Director Joey Jacobs For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUTERA, INC.
Ticker: CUTR Security ID: 232109108
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin P. Connors For For Management
1.2 Elect Director David A. Gollnick For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYBERONICS, INC.
Ticker: CYBX Security ID: 23251P102
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date: JUL 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Guy C. Jackson For For Management
1.2 Elect Director Joseph E. Laptewicz, Jr. For For Management
1.3 Elect Director Daniel J. Moore For For Management
1.4 Elect Director Hugh M. Morrison For For Management
1.5 Elect Director Alfred J. Novak For For Management
1.6 Elect Director Arthur L. Rosenthal For For Management
1.7 Elect Director Jon T. Tremmel For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYRUSONE INC.
Ticker: CONE Security ID: 23283R100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary J. Wojtaszek For For Management
1.2 Elect Director John F. Cassidy For For Management
1.3 Elect Director William E. Sullivan For For Management
1.4 Elect Director T. Tod Nielsen For For Management
1.5 Elect Director Alex Shumate For For Management
1.6 Elect Director Melissa E. Hathaway For For Management
1.7 Elect Director David H. Ferdman For For Management
1.8 Elect Director Lynn A. Wentworth For For Management
1.9 Elect Director John W. Gamble, Jr. For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CYTOKINETICS, INCORPORATED
Ticker: CYTK Security ID: 23282W605
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Patrick Gage For For Management
1.2 Elect Director Wendell Wierenga For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DARLING INTERNATIONAL INC.
Ticker: DAR Security ID: 237266101
Meeting Date: NOV 26, 2013 Meeting Type: Special
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
DAWSON GEOPHYSICAL COMPANY
Ticker: DWSN Security ID: 239359102
Meeting Date: JAN 21, 2014 Meeting Type: Annual
Record Date: NOV 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig W. Cooper For For Management
1.2 Elect Director Gary M. Hoover For For Management
1.3 Elect Director Stephen C. Jumper For For Management
1.4 Elect Director Ted R. North For For Management
1.5 Elect Director Tim C. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEAN FOODS COMPANY
Ticker: DF Security ID: 242370203
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tom C. Davis For For Management
1.2 Elect Director John R. Muse For For Management
1.3 Elect Director Gregg A. Tanner For For Management
1.4 Elect Director Jim L. Turner For For Management
1.5 Elect Director Robert T. Wiseman For For Management
2 Reduce Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Pro-rata Vesting of Equity Plans Against Against Shareholder
6 Report on Political Contributions Against Against Shareholder
7 Require Dairy Farmer Suppliers to Against Against Shareholder
Report on Sustainability
--------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION
Ticker: DECK Security ID: 243537107
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angel R. Martinez For For Management
1.2 Elect Director John M. Gibbons For For Management
1.3 Elect Director John G. Perenchio For For Management
1.4 Elect Director Maureen Conners For For Management
1.5 Elect Director Karyn O. Barsa For For Management
1.6 Elect Director Michael F. Devine, III For For Management
1.7 Elect Director James Quinn For For Management
1.8 Elect Director Lauri Shanahan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DELTA APPAREL, INC.
Ticker: DLA Security ID: 247368103
Meeting Date: NOV 07, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Cochran For For Management
1.2 Elect Director Sam P. Cortez For For Management
1.3 Elect Director Elizabeth J. Gatewood For For Management
1.4 Elect Director G. Jay Gogue For For Management
1.5 Elect Director Robert W. Humphreys For For Management
1.6 Elect Director David T. Peterson For For Management
1.7 Elect Director Suzanne B. Rudy For For Management
1.8 Elect Director Robert E. Staton, Sr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DELUXE CORPORATION
Ticker: DLX Security ID: 248019101
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald C. Baldwin For For Management
1.2 Elect Director Charles A. Haggerty For For Management
1.3 Elect Director Cheryl E. Mayberry For For Management
McKissack
1.4 Elect Director Don J. McGrath For For Management
1.5 Elect Director Neil J. Metviner For For Management
1.6 Elect Director Stephen P. Nachtsheim For For Management
1.7 Elect Director Mary Ann O'Dwyer For For Management
1.8 Elect Director Martyn R. Redgrave For For Management
1.9 Elect Director Lee J. Schram For For Management
1.10 Elect Director Thomas J. Reddin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DEMAND MEDIA, INC.
Ticker: DMD Security ID: 24802N109
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Hawkins For For Management
1.2 Elect Director Joshua G. James For Withhold Management
1.3 Elect Director Victor E. Parker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Reverse Stock Split For For Management
5 Approve Reverse Stock Split For For Management
6 Approve Repricing of Options For Against Management
--------------------------------------------------------------------------------
DFC GLOBAL CORP.
Ticker: DLLR Security ID: 23324T107
Meeting Date: NOV 07, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clive Kahn For For Management
1.2 Elect Director John Gavin For For Management
1.3 Elect Director Edward A. Evans For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DICERNA PHARMACEUTICALS, INC.
Ticker: DRNA Security ID: 253031108
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Fambrough, For For Management
III
1b Elect Director Brian K. Halak For For Management
1c Elect Director Stephen J. Hoffman For For Management
1d Elect Director Peter Kolchinsky For For Management
1e Elect Director Dennis H. Langer For For Management
1f Elect Director David M. Madden For For Management
1g Elect Director Vincent J. Miles For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DIGIMARC CORPORATION
Ticker: DMRC Security ID: 25381B101
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Davis For For Management
1.2 Elect Director William J. Miller For For Management
1.3 Elect Director James T. Richardson For For Management
1.4 Elect Director Peter W. Smith For For Management
1.5 Elect Director Bernard Whitney For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DUCOMMUN INCORPORATED
Ticker: DCO Security ID: 264147109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Baldridge For For Management
1.2 Elect Director Joseph C. Berenato For For Management
1.3 Elect Director Robert D. Paulson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DUPONT FABROS TECHNOLOGY, INC.
Ticker: DFT Security ID: 26613Q106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Coke For For Management
1.2 Elect Director Lammot J. du Pont For For Management
1.3 Elect Director Thomas D. Eckert For For Management
1.4 Elect Director Hossein Fateh For For Management
1.5 Elect Director Jonathan G. Heiliger For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director John T. Roberts, Jr. For For Management
1.8 Elect Director John H. Toole For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EARTHLINK HOLDINGS CORP.
Ticker: ELNK Security ID: 27033X101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan D. Bowick For For Management
1b Elect Director Joseph F. Eazor For For Management
1c Elect Director David A. Koretz For For Management
1d Elect Director Kathy S. Lane For For Management
1e Elect Director Garry K. McGuire For For Management
1f Elect Director R. Gerard Salemme For For Management
1g Elect Director Julie A. Shimer For For Management
1h Elect Director M. Wayne Wisehart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Advance Notice Requirement for For For Management
Shareholder Nominations of Directors
4 Ratify Auditors For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
EAST WEST BANCORP, INC.
Ticker: EWBC Security ID: 27579R104
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Iris S. Chan For For Management
1.2 Elect Director Rudolph I. Estrada For For Management
1.3 Elect Director Julia S. Gouw For For Management
1.4 Elect Director Paul H. Irving For For Management
1.5 Elect Director Tak-Chuen Clarence Kwan For For Management
1.6 Elect Director John Lee For For Management
1.7 Elect Director Herman Y. Li For For Management
1.8 Elect Director Jack C. Liu For For Management
1.9 Elect Director Dominic Ng For For Management
1.10 Elect Director Keith W. Renken For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC.
Ticker: EGP Security ID: 277276101
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Pike Aloian For For Management
1.2 Elect Director H.C. Bailey, Jr. For For Management
1.3 Elect Director H. Eric Bolton, Jr. For For Management
1.4 Elect Director Hayden C. Eaves, III For For Management
1.5 Elect Director Fredric H. Gould For For Management
1.6 Elect Director David H. Hoster, II For For Management
1.7 Elect Director Mary E. McCormick For For Management
1.8 Elect Director David M. Osnos For For Management
1.9 Elect Director Leland R. Speed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EBIX, INC.
Ticker: EBIX Security ID: 278715206
Meeting Date: DEC 20, 2013 Meeting Type: Annual
Record Date: NOV 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans U. Benz For Withhold Management
1.2 Elect Director Pavan Bhalla For For Management
1.3 Elect Director Neil D. Eckert For For Management
1.4 Elect Director Rolf Herter For For Management
1.5 Elect Director Hans Ueli Keller For Withhold Management
1.6 Elect Director Robin Raina For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EINSTEIN NOAH RESTAURANT GROUP, INC.
Ticker: BAGL Security ID: 28257U104
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Arthur For For Management
1.2 Elect Director E. Nelson Heumann For For Management
1.3 Elect Director Frank C. Meyer For For Management
1.4 Elect Director Edna K. Morris For For Management
1.5 Elect Director Thomas J. Mueller For For Management
1.6 Elect Director S. Garrett Stonehouse, For For Management
Jr.
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC.
Ticker: EBS Security ID: 29089Q105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zsolt Harsanyi For For Management
1.2 Elect Director George Joulwan For For Management
1.3 Elect Director Louis W. Sullivan For For Management
1.4 Elect Director Marvin L. White For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENANTA PHARMACEUTICALS, INC.
Ticker: ENTA Security ID: 29251M106
Meeting Date: FEB 06, 2014 Meeting Type: Annual
Record Date: JAN 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. A. Carter For For Management
1.2 Elect Director Jay R. Luly For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC.
Ticker: EIGI Security ID: 29272B105
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Hayford For For Management
1.2 Elect Director Peter J. Perrone For For Management
1.3 Elect Director Chandler J. Reedy For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENERGY XXI (BERMUDA) LIMITED
Ticker: EXXI Security ID: G10082140
Meeting Date: NOV 05, 2013 Meeting Type: Annual
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cornelius Dupre, II For For Management
1.2 Elect Director Kevin Flannery For For Management
2 Approve UHY LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ENERGY XXI (BERMUDA) LIMITED
Ticker: EXXI Security ID: G10082140
Meeting Date: MAY 30, 2014 Meeting Type: Special
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Elect Director Scott A. Griffiths For For Management
--------------------------------------------------------------------------------
ENZON PHARMACEUTICALS, INC.
Ticker: ENZN Security ID: 293904108
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: SEP 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Christodoro For For Management
1.2 Elect Director Odysseas Kostas For For Management
1.3 Elect Director Jennifer I. McNealey For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENZON PHARMACEUTICALS, INC.
Ticker: ENZN Security ID: 293904108
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Christodoro For For Management
1.2 Elect Director Odysseas Kostas For For Management
1.3 Elect Director Jennifer I. McNealey For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EPR PROPERTIES
Ticker: EPR Security ID: 26884U109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Brain For For Management
1.2 Elect Director Robert J. Druten For For Management
1.3 Elect Director Robin P. Sterneck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC.
Ticker: ELS Security ID: 29472R108
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip Calian For For Management
1.2 Elect Director David Contis For For Management
1.3 Elect Director Thomas Dobrowski For For Management
1.4 Elect Director Thomas Heneghan For For Management
1.5 Elect Director Marguerite Nader For For Management
1.6 Elect Director Sheli Rosenberg For Withhold Management
1.7 Elect Director Howard Walker For For Management
1.8 Elect Director Gary Waterman For For Management
1.9 Elect Director William Young For For Management
1.10 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Stock Award Plan Grants For For Management
5 Approve Omnibus Stock Plan For For Management
6 Report on Political Contributions and Against Against Shareholder
Lobbying Communications
--------------------------------------------------------------------------------
ESCO TECHNOLOGIES INC.
Ticker: ESE Security ID: 296315104
Meeting Date: FEB 05, 2014 Meeting Type: Annual
Record Date: DEC 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.W. Solley For For Management
1.2 Elect Director J.D. Woods For For Management
1.3 Elect Director G.E. Muenster For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
ESPERION THERAPEUTICS, INC.
Ticker: ESPR Security ID: 29664W105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel Janney For Against Management
1b Elect Director Tim M. Mayleben For For Management
1c Elect Director Mark E. McGovern For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ESTERLINE TECHNOLOGIES CORPORATION
Ticker: ESL Security ID: 297425100
Meeting Date: MAR 05, 2014 Meeting Type: Annual
Record Date: JAN 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony P. Franceschini For For Management
1.2 Elect Director James J. Morris For For Management
1.3 Elect Director Henry W. Winship, IV For For Management
1.4 Elect Director Curtis C. Reusser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EVERBANK FINANCIAL CORP
Ticker: EVER Security ID: 29977G102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Blake Wilson For For Management
1.2 Elect Director Mitchell M. Leidner For For Management
1.3 Elect Director William Sanford For For Management
1.4 Elect Director Richard P. Schifter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
EVOLUTION PETROLEUM CORPORATION
Ticker: EPM Security ID: 30049A107
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward J. DiPaolo For For Management
1.2 Elect Director William E. Dozier For For Management
1.3 Elect Director Robert S. Herlin For For Management
1.4 Elect Director Kelly W. Loyd For For Management
1.5 Elect Director Gene G. Stoever For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
EXELIS INC.
Ticker: XLS Security ID: 30162A108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul J. Kern For For Management
1b Elect Director Mark L. Reuss For For Management
1c Elect Director Billie I. Williamson For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Provide Right to Call Special Meeting For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXPRESS, INC.
Ticker: EXPR Security ID: 30219E103
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Archbold For For Management
1.2 Elect Director Peter S. Swinburn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EXTREME NETWORKS, INC.
Ticker: EXTR Security ID: 30226D106
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: OCT 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward B. Meyercord, III For For Management
1.2 Elect Director John H. Kispert For For Management
1.3 Elect Director Charles W. Berger For For Management
1.4 Elect Director Charles Carinalli For For Management
1.5 Elect Director Maury Austin For For Management
1.6 Elect Director John C. Shoemaker For For Management
1.7 Elect Director Edward H. Kennedy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
F.N.B. CORPORATION
Ticker: FNB Security ID: 302520101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William B. Campbell For For Management
1.2 Elect Director James D. Chiafullo For For Management
1.3 Elect Director Vincent J. Delie, Jr. For For Management
1.4 Elect Director Laura E. Ellsworth For For Management
1.5 Elect Director Robert B. Goldstein For For Management
1.6 Elect Director Stephen J. Gurgovits For For Management
1.7 Elect Director David J. Malone For For Management
1.8 Elect Director D. Stephen Martz For For Management
1.9 Elect Director Robert J. McCarthy, Jr. For For Management
1.10 Elect Director David L. Motley For For Management
1.11 Elect Director Arthur J. Rooney, II For For Management
1.12 Elect Director John W. Rose For For Management
1.13 Elect Director John S. Stanik For For Management
1.14 Elect Director William J. Strimbu For For Management
1.15 Elect Director Earl K. Wahl, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FABRINET
Ticker: FN Security ID: G3323L100
Meeting Date: DEC 19, 2013 Meeting Type: Annual
Record Date: OCT 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Homa Bahrami as Director For For Management
1.2 Elect Rollance E. Olson as Director For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers ABAS Ltd For For Management
as Auditors
--------------------------------------------------------------------------------
FBR & CO.
Ticker: FBRC Security ID: 30247C400
Meeting Date: OCT 22, 2013 Meeting Type: Special
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FBR & CO.
Ticker: FBRC Security ID: 30247C400
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reena Aggarwal For For Management
1.2 Elect Director Richard J. Hendrix For For Management
1.3 Elect Director Thomas J. Hynes, Jr. For For Management
1.4 Elect Director Richard A. Kraemer For For Management
1.5 Elect Director Arthur J. Reimers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FEDERAL SIGNAL CORPORATION
Ticker: FSS Security ID: 313855108
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Goodwin For For Management
1.2 Elect Director Paul W. Jones For For Management
1.3 Elect Director Bonnie C. Lind For For Management
1.4 Elect Director Dennis J. Martin For For Management
1.5 Elect Director Richard R. Mudge For For Management
1.6 Elect Director William F. Owens For For Management
1.7 Elect Director Brenda L. Reichelderfer For For Management
1.8 Elect Director John L. Workman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FERRO CORPORATION
Ticker: FOE Security ID: 315405100
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Hipple For For Management
1.2 Elect Director Gregory E. Hyland For For Management
1.3 Elect Director William B. Lawrence For For Management
2 Declassify the Board of Directors For For Management
3 Amend Articles of Incorporation to For For Management
Eliminate Cumulative Voting
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Adopt Simple Majority Vote Requirement For For Shareholder
--------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC.
Ticker: FCNCA Security ID: 31946M103
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Alexander, Jr. For For Management
1.2 Elect Director Victor E. Bell, III For For Management
1.3 Elect Director Hope H. Bryant For For Management
1.4 Elect Director Hubert M. Craig, III For For Management
1.5 Elect Director H. Lee Durham, Jr. For For Management
1.6 Elect Director Daniel L. Heavner For For Management
1.7 Elect Director Frank B. Holding, Jr. For For Management
1.8 Elect Director Lucius S. Jones For For Management
1.9 Elect Director Robert E. Mason, IV For For Management
1.10 Elect Director Robert T. Newcomb For For Management
1.11 Elect Director James M. Parker For For Management
1.12 Elect Director Ralph K. Shelton For For Management
2 Authorize New Class of Preferred Stock For Against Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION
Ticker: FRME Security ID: 320817109
Meeting Date: OCT 29, 2013 Meeting Type: Special
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION
Ticker: FRME Security ID: 320817109
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roderick English For For Management
1.2 Elect Director Gary J. Lehman For For Management
1.3 Elect Director Jean L. Wojtowicz For For Management
1.4 Elect Director F. Howard Halderman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRSTMERIT CORPORATION
Ticker: FMER Security ID: 337915102
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lizabeth A. Ardisana For For Management
1.2 Elect Director Steven H. Baer For For Management
1.3 Elect Director Karen S. Belden For For Management
1.4 Elect Director R. Cary Blair For For Management
1.5 Elect Director John C. Blickle For For Management
1.6 Elect Director Robert W. Briggs For For Management
1.7 Elect Director Richard Colella For For Management
1.8 Elect Director Robert S. Cubbin For For Management
1.9 Elect Director Gina D. France For For Management
1.10 Elect Director Paul G. Greig For For Management
1.11 Elect Director Terry L. Haines For For Management
1.12 Elect Director J. Michael Hochschwender For For Management
1.13 Elect Director Clifford J. Isroff For For Management
1.14 Elect Director Philip A. Lloyd, II For For Management
1.15 Elect Director Russ M. Strobel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIVE PRIME THERAPEUTICS, INC.
Ticker: FPRX Security ID: 33830X104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian G. Atwood For For Management
1.2 Elect Director R. Lee Douglas For For Management
1.3 Elect Director Mark D. McDade For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FLAGSTAR BANCORP, INC.
Ticker: FBC Security ID: 337930705
Meeting Date: AUG 20, 2013 Meeting Type: Annual
Record Date: JUL 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter N. Carter For For Management
1.2 Elect Director Alessandro P. DiNello For For Management
1.3 Elect Director Jay J. Hansen For For Management
1.4 Elect Director John D. Lewis For For Management
1.5 Elect Director David J. Matlin For For Management
1.6 Elect Director James A. Ovenden For For Management
1.7 Elect Director Peter Schoels For For Management
1.8 Elect Director Michael J. Shonka For For Management
1.9 Elect Director David L. Treadwell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FLEETMATICS GROUP PLC
Ticker: FLTX Security ID: G35569105
Meeting Date: AUG 19, 2013 Meeting Type: Annual
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Andrew Flett as Director For For Management
1b Elect Jack Noonan as Director For For Management
2a Reappoint PricewaterhouseCoopers as For For Management
Auditors
2b Authorise Board to Fix Remuneration of For For Management
Auditors
3 Approve Remuneration of Directors For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Authorise Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights
6 Change Location of Annual Meeting For For Management
7 Authorise Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
FORESTAR GROUP INC.
Ticker: FOR Security ID: 346233109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen Brown For For Management
1.2 Elect Director Michael E. Dougherty For For Management
1.3 Elect Director William C. Powers, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FORTEGRA FINANCIAL CORPORATION
Ticker: FRF Security ID: 34954W104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Kahlbaugh For For Management
1.2 Elect Director John R. Carroll For For Management
1.3 Elect Director Francis M. Colalucci For For Management
1.4 Elect Director Frank P. Filipps For For Management
1.5 Elect Director J.J. Kardwell For For Management
1.6 Elect Director Arun Maheshwari For For Management
1.7 Elect Director Ted W. Rollins For Against Management
1.8 Elect Director Sean S. Sweeney For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FOUNDATION MEDICINE, INC.
Ticker: FMI Security ID: 350465100
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brook Byers For For Management
1.2 Elect Director Michael Pellini For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
FUTUREFUEL CORP.
Ticker: FF Security ID: 36116M106
Meeting Date: AUG 12, 2013 Meeting Type: Annual
Record Date: JUL 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin A. Levy For For Management
1.2 Elect Director Donald C. Bedell For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
G&K SERVICES, INC.
Ticker: GK Security ID: 361268105
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. Bronson For For Management
1.2 Elect Director Wayne M. Fortun For For Management
1.3 Elect Director Ernest J. Mrozek For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GASTAR EXPLORATION INC.
Ticker: GST Security ID: 367299203
Meeting Date: JAN 22, 2014 Meeting Type: Special
Record Date: NOV 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization Plan For For Management
--------------------------------------------------------------------------------
GENERAC HOLDINGS INC.
Ticker: GNRC Security ID: 368736104
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bennett Morgan For For Management
1.2 Elect Director Todd A. Adams For For Management
1.3 Elect Director Ralph W. Castner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
GENTHERM INCORPORATED
Ticker: THRM Security ID: 37253A103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Booth For For Management
1.2 Elect Director Francois J. Castaing For For Management
1.3 Elect Director Daniel R. Coker For For Management
1.4 Elect Director Sophie Desormiere For For Management
1.5 Elect Director Maurice E.P. Gunderson For For Management
1.6 Elect Director Oscar B. Marx, III For For Management
1.7 Elect Director Carlos E. Mazzorin For For Management
1.8 Elect Director Franz Scherer For For Management
1.9 Elect Director Byron T. Shaw, II For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC.
Ticker: GABC Security ID: 373865104
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christina M. Ernst For For Management
1.2 Elect Director M. Darren Root For For Management
1.3 Elect Director Mark A. Schroeder For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GLOBAL BRASS AND COPPER HOLDINGS, INC.
Ticker: BRSS Security ID: 37953G103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin E. Welch, III For For Management
1.2 Elect Director Ronald C. Whitaker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
GLOBAL CASH ACCESS HOLDINGS, INC.
Ticker: GCA Security ID: 378967103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ram Chary For For Management
1.2 Elect Director Fred C. Enlow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GLOBAL EAGLE ENTERTAINMENT INC.
Ticker: ENT Security ID: 37951D102
Meeting Date: DEC 19, 2013 Meeting Type: Special
Record Date: NOV 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GOGO INC.
Ticker: GOGO Security ID: 38046C109
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Small For For Management
1.2 Elect Director Oakleigh Thorne For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GOLD RESERVE INC.
Ticker: GRZ Security ID: 38068N108
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rockne J. Timm For For Management
1.2 Elect Director A. Douglas Belanger For For Management
1.3 Elect Director James P. Geyer For For Management
1.4 Elect Director James H. Coleman For For Management
1.5 Elect Director Patrick D. McChesney For For Management
1.6 Elect Director Chris D. Mikkelsen For For Management
1.7 Elect Director Jean Charles Potvin For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY
Ticker: GPK Security ID: 388689101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Andrea Botta For For Management
1.2 Elect Director Jeffrey H. Coors For For Management
1.3 Elect Director David W. Scheible For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GREEN PLAINS RENEWABLE ENERGY, INC.
Ticker: GPRE Security ID: 393222104
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jim Anderson For For Management
1.2 Elect Director Wayne Hoovestol For For Management
2 Change Company Name For For Management
3 Approve Conversion of Securities For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRIFFON CORPORATION
Ticker: GFF Security ID: 398433102
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Harrison For Withhold Management
1.2 Elect Director Ronald J. Kramer For For Management
1.3 Elect Director Victor Eugene Renuart For For Management
1.4 Elect Director Martin S. Sussman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GUESS?, INC.
Ticker: GES Security ID: 401617105
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kay Isaacson-Leibowitz For Withhold Management
1.2 Elect Director Maurice Marciano For For Management
1.3 Elect Director Alex Yemenidjian For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GULFMARK OFFSHORE, INC.
Ticker: GLF Security ID: 402629208
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter I. Bijur For For Management
1.2 Elect Director David J. Butters For For Management
1.3 Elect Director Brian R. Ford For For Management
1.4 Elect Director Sheldon S. Gordon For For Management
1.5 Elect Director Quintin V. Kneen For For Management
1.6 Elect Director Steven W. Kohlhagen For For Management
1.7 Elect Director Rex C. Ross For For Management
1.8 Elect Director Charles K. Valutas For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HALLMARK FINANCIAL SERVICES, INC.
Ticker: HALL Security ID: 40624Q203
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark E. Schwarz For For Management
1.2 Elect Director Scott T. Berlin For For Management
1.3 Elect Director James H. Graves For For Management
1.4 Elect Director Jim W. Henderson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HANMI FINANCIAL CORPORATION
Ticker: HAFC Security ID: 410495204
Meeting Date: AUG 23, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director I Joon Ahn For Withhold Management
1.2 Elect Director John A. Hall For For Management
1.3 Elect Director Paul Seon-Hong Kim For For Management
1.4 Elect Director Chong Guk (C.G.) Kum For For Management
1.5 Elect Director Joon Hyung Lee For For Management
1.6 Elect Director William J. Stolte For For Management
1.7 Elect Director Joseph K. Rho For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HARRIS TEETER SUPERMARKETS, INC.
Ticker: HTSI Security ID: 414585109
Meeting Date: OCT 03, 2013 Meeting Type: Special
Record Date: AUG 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HARSCO CORPORATION
Ticker: HSC Security ID: 415864107
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Earl For For Management
1.2 Elect Director Kathy G. Eddy For For Management
1.3 Elect Director David C. Everitt For For Management
1.4 Elect Director Stuart E. Graham For For Management
1.5 Elect Director Terry D. Growcock For For Management
1.6 Elect Director Henry W. Knueppel For For Management
1.7 Elect Director Elaine La Roche For For Management
1.8 Elect Director James M. Loree For For Management
1.9 Elect Director Phillip C. Widman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HARTE-HANKS, INC.
Ticker: HHS Security ID: 416196103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judy C. Odom For Withhold Management
1.2 Elect Director Robert A. Philpott For For Management
1.3 Elect Director Karen A. Puckett For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HARVARD APPARATUS REGENERATIVE TECHNOLOGY, INC.
Ticker: HART Security ID: 41690A106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James J. McGorry For Against Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HARVARD BIOSCIENCE, INC.
Ticker: HBIO Security ID: 416906105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Green For For Management
1.2 Elect Director John F. Kennedy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HAVERTY FURNITURE COMPANIES, INC.
Ticker: HVT Security ID: 419596101
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2.8 Elect Director Terence F. McGuirk For For Management
2.9 Elect Director Vicki R. Palmer For For Management
2.10 Elect Director Fred L. Schuermann For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HEADWATERS INCORPORATED
Ticker: HW Security ID: 42210P102
Meeting Date: FEB 27, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kirk A. Benson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC.
Ticker: HLX Security ID: 42330P107
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy K. Quinn For For Management
1.2 Elect Director William L. Transier For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HERCULES OFFSHORE, INC.
Ticker: HERO Security ID: 427093109
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas N. Amonett For For Management
1.2 Elect Director Thomas J. Madonna For For Management
1.3 Elect Director F. Gardner Parker For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Amend Certificate of Incorporation For For Management
--------------------------------------------------------------------------------
HERITAGE FINANCIAL GROUP, INC.
Ticker: HBOS Security ID: 42726X102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph C. Burger For For Management
1.2 Elect Director Carol W. Slappey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HERITAGE OAKS BANCORP
Ticker: HEOP Security ID: 42724R107
Meeting Date: FEB 19, 2014 Meeting Type: Special
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HFF, INC.
Ticker: HF Security ID: 40418F108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. Gibson For For Management
1.2 Elect Director George L. Miles, Jr. For Withhold Management
1.3 Elect Director Joe B. Thornton, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HOME FEDERAL BANCORP, INC.
Ticker: HOME Security ID: 43710G105
Meeting Date: MAY 16, 2014 Meeting Type: Special
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HOMESTREET, INC.
Ticker: HMST Security ID: 43785V102
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Ederer For For Management
1.2 Elect Director Thomas E. King For For Management
1.3 Elect Director George 'Judd' Kirk For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HORACE MANN EDUCATORS CORPORATION
Ticker: HMN Security ID: 440327104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary H. Futrell For For Management
1b Elect Director Stephen J. Hasenmiller For For Management
1c Elect Director Ronald J. Helow For For Management
1d Elect Director Beverley J. McClure For For Management
1e Elect Director Gabriel L. Shaheen For For Management
1f Elect Director Roger J. Steinbecker For For Management
1g Elect Director Robert Stricker For For Management
1h Elect Director Steven O. Swyers For For Management
1i Elect Director Marita Zuraitis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HYSTER-YALE MATERIALS HANDLING, INC.
Ticker: HY Security ID: 449172105
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.C. Butler, Jr. For For Management
1.2 Elect Director Carolyn Corvi For For Management
1.3 Elect Director John P. Jumper For For Management
1.4 Elect Director Dennis W. LaBarre For For Management
1.5 Elect Director F. Joseph Loughrey For For Management
1.6 Elect Director Alfred M. Rankin, Jr. For For Management
1.7 Elect Director Claiborne R. Rankin For For Management
1.8 Elect Director Michael E. Shannon For For Management
1.9 Elect Director John M. Stropki For For Management
1.10 Elect Director Britton T. Taplin For For Management
1.11 Elect Director Eugene Wong For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ICU MEDICAL, INC.
Ticker: ICUI Security ID: 44930G107
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Amend Certificate of Incorporation For For Management
3.1 Elect Director John J. Connors For For Management
3.2 Elect Director Joseph R. Saucedo For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IDT CORPORATION
Ticker: IDT Security ID: 448947507
Meeting Date: DEC 16, 2013 Meeting Type: Annual
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Chenkin For For Management
1.2 Elect Director Eric F. Cosentino For For Management
1.3 Elect Director Howard S. Jonas For For Management
1.4 Elect Director Bill Pereira For For Management
1.5 Elect Director Judah Schorr For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
IMMERSION CORPORATION
Ticker: IMMR Security ID: 452521107
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carl Schlachte For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INDEPENDENT BANK GROUP, INC.
Ticker: IBTX Security ID: 45384B106
Meeting Date: APR 14, 2014 Meeting Type: Special
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition For For Management
2 Issue Shares in Connection with For For Management
Acquisition
3.1 Elect Director James D. Stein For For Management
3.2 Elect Director Donald L. Poarch For For Management
3.3 Elect Director J. Webb Jennings, III For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INDEPENDENT BANK GROUP, INC.
Ticker: IBTX Security ID: 45384B106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Torry Berntsen For For Management
1.2 Elect Director Jack M. Radke For For Management
1.3 Elect Director G. Stacy Smith For For Management
1.4 Elect Director James D. Stein For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
INGLES MARKETS, INCORPORATED
Ticker: IMKTA Security ID: 457030104
Meeting Date: FEB 11, 2014 Meeting Type: Annual
Record Date: DEC 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred D. Ayers For For Management
1.2 Elect Director John O. Pollard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
INLAND REAL ESTATE CORPORATION
Ticker: IRC Security ID: 457461200
Meeting Date: JUL 15, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas P. D'Arcy For For Management
1b Elect Director Daniel L. Goodwin For For Management
1c Elect Director Joel G. Herter For For Management
1d Elect Director Heidi N. Lawton For For Management
1e Elect Director Thomas H. McAuley For For Management
1f Elect Director Thomas R. McWilliams For For Management
1g Elect Director Joel D. Simmons For For Management
2 Ratify Auditors For For Management
3a Amend Charter to Remove Provisions For For Management
3b Amend Charter to Revise Provisions For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INPHI CORPORATION
Ticker: IPHI Security ID: 45772F107
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas E. Brathwaite For For Management
1.2 Elect Director David Liddle For For Management
1.3 Elect Director Bruce McWilliams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTELIQUENT, INC.
Ticker: IQNT Security ID: 45825N107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James P. Hynes For For Management
1.2 Elect Director Joseph A. Beatty For For Management
1.3 Elect Director G. Edward Evans For For Management
1.4 Elect Director Edward M. Greenberg For For Management
1.5 Elect Director Lawrence M. Ingeneri For For Management
1.6 Elect Director Timothy A. Samples For For Management
1.7 Elect Director Rian J. Wren For For Management
1.8 Elect Director Lauren F. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERMOLECULAR, INC.
Ticker: IMI Security ID: 45882D109
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas R. Baruch For For Management
1.2 Elect Director Bruce M. McWilliams For For Management
1.3 Elect Director George M. Scalise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERMUNE, INC.
Ticker: ITMN Security ID: 45884X103
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Healy For For Management
1.2 Elect Director Louis Drapeau For For Management
1.3 Elect Director Frank Verwiel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL RECTIFIER CORPORATION
Ticker: IRF Security ID: 460254105
Meeting Date: NOV 04, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Attiyeh For For Management
1.2 Elect Director Mary B. Cranston For For Management
1.3 Elect Director Richard J. Dahl For For Management
1.4 Elect Director Dwight W. Decker For For Management
1.5 Elect Director Didier Hirsch For For Management
1.6 Elect Director Oleg Khaykin For For Management
1.7 Elect Director Thomas A. Lacey For For Management
1.8 Elect Director James D. Plummer For For Management
1.9 Elect Director Barbara L. Rambo For For Management
1.10 Elect Director Rochus E. Vogt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERSECTIONS INC.
Ticker: INTX Security ID: 460981301
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Stanfield For For Management
1.2 Elect Director John M. Albertine For For Management
1.3 Elect Director Thomas G. Amato For For Management
1.4 Elect Director James L. Kempner For For Management
1.5 Elect Director Thomas L. Kempner For Withhold Management
1.6 Elect Director David A. McGough For For Management
1.7 Elect Director William J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
INTRALINKS HOLDINGS, INC.
Ticker: IL Security ID: 46118H104
Meeting Date: AUG 09, 2013 Meeting Type: Annual
Record Date: JUN 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Hovsepian For For Management
1.2 Elect Director Brian J. Conway For For Management
1.3 Elect Director Peter Gyenes For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INVESCO MORTGAGE CAPITAL INC.
Ticker: IVR Security ID: 46131B100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Mark Armour For For Management
1.2 Elect Director James S. Balloun For For Management
1.3 Elect Director John S. Day For For Management
1.4 Elect Director Karen Dunn Kelley For For Management
1.5 Elect Director Edward J. Hardin For For Management
1.6 Elect Director James R. Lientz, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ION GEOPHYSICAL CORPORATION
Ticker: IO Security ID: 462044108
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael C. Jennings For For Management
1.2 Elect Director John N. Seitz For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ISIS PHARMACEUTICALS, INC.
Ticker: ISIS Security ID: 464330109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer R. Berthelsen For For Management
1.2 Elect Director B. Lynne Parshall For For Management
1.3 Elect Director Joseph H. Wender For For Management
2 Ratify Appointment of Director Breaux For For Management
B. Castleman to Fill Board Vacancy
3 Ratify Appointment of Director Joseph For For Management
Loscalzo to Fill Board Vacancy
4 Increase Authorized Common Stock For For Management
5 Amend Non-Employee Director Stock For For Management
Option Plan
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
IXYS CORPORATION
Ticker: IXYS Security ID: 46600W106
Meeting Date: AUG 30, 2013 Meeting Type: Annual
Record Date: JUL 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald L. Feucht For For Management
1.2 Elect Director Samuel Kory For For Management
1.3 Elect Director S. Joon Lee For For Management
1.4 Elect Director Timothy A. Richardson For For Management
1.5 Elect Director James M. Thorburn For For Management
1.6 Elect Director Kenneth D. Wong For For Management
1.7 Elect Director Nathan Zommer For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JACK IN THE BOX INC.
Ticker: JACK Security ID: 466367109
Meeting Date: FEB 14, 2014 Meeting Type: Annual
Record Date: DEC 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard A. Comma For For Management
1b Elect Director David L. Goebel For For Management
1c Elect Director Madeleine A. Kleiner For For Management
1d Elect Director Michael W. Murphy For For Management
1e Elect Director James M. Myers For For Management
1f Elect Director David M. Tehle For For Management
1g Elect Director John T. Wyatt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC.
Ticker: JNS Security ID: 47102X105
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy K. Armour For For Management
1.2 Elect Director G. Andrew Cox For For Management
1.3 Elect Director Jeffrey J. Diermeier For For Management
1.4 Elect Director Eugene Flood, Jr. For For Management
1.5 Elect Director J. Richard Fredericks For For Management
1.6 Elect Director Deborah R. Gatzek For For Management
1.7 Elect Director Seiji Inagaki For For Management
1.8 Elect Director Lawrence E. Kochard For For Management
1.9 Elect Director Glenn S. Schafer For For Management
1.10 Elect Director Richard M. Weil For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JGWPT HOLDINGS INC.
Ticker: JGW Security ID: 46617M109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander R. Castaldi For For Management
1.2 Elect Director Robert C. Griffin For For Management
1.3 Elect Director Robert N. Pomroy For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JOHN B. SANFILIPPO & SON, INC.
Ticker: JBSS Security ID: 800422107
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jim Edgar For For Management
1.2 Elect Director Ellen C. Taaffe For For Management
1.3 Elect Director Daniel M. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JOHN BEAN TECHNOLOGIES CORPORATION
Ticker: JBT Security ID: 477839104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Giacomini For For Management
1.2 Elect Director Polly B. Kawalek For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KADANT INC.
Ticker: KAI Security ID: 48282T104
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Albertine For For Management
1.2 Elect Director Thomas C. Leonard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KAPSTONE PAPER AND PACKAGING CORPORATION
Ticker: KS Security ID: 48562P103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Chapman For For Management
1.2 Elect Director Ronald J. Gidwitz For For Management
1.3 Elect Director Matthew Kaplan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KFORCE INC.
Ticker: KFRC Security ID: 493732101
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John N. Allred For For Management
1.2 Elect Director Richard M. Cocchiaro For For Management
1.3 Elect Director A. Gordon Tunstall For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KIMBALL INTERNATIONAL, INC.
Ticker: KBALB Security ID: 494274103
Meeting Date: OCT 15, 2013 Meeting Type: Annual
Record Date: AUG 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jack R. Wentworth For For Management
--------------------------------------------------------------------------------
KIRKLAND'S, INC.
Ticker: KIRK Security ID: 497498105
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Alderson For For Management
1.2 Elect Director Carl T. Kirkland For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
KNOWLES CORPORATION
Ticker: KN Security ID: 49926D109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Niew For For Management
1.2 Elect Director Keith L. Barnes For For Management
1.3 Elect Director Richard K. Lochridge For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
KODIAK OIL & GAS CORP.
Ticker: KOG Security ID: 50015Q100
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynn A. Peterson For For Management
1.2 Elect Director James E. Catlin For For Management
1.3 Elect Director Rodney D. Knutson For For Management
1.4 Elect Director Herrick K. Lidstone, Jr. For For Management
1.5 Elect Director William J. Krysiak For For Management
2 Approve Ernst & Young LLP asAuditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KORN/FERRY INTERNATIONAL
Ticker: KFY Security ID: 500643200
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: AUG 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Gary D. Burnison For For Management
2.2 Elect Director William R. Floyd For For Management
2.3 Elect Director Jerry P. Leamon For For Management
2.4 Elect Director Edward D. Miller For For Management
2.5 Elect Director Debra J. Perry For For Management
2.6 Elect Director Gerhard Schulmeyer For For Management
2.7 Elect Director George T. Shaheen For For Management
2.8 Elect Director Harry L. You For For Management
3.9 Elect Director Gary D. Burnison For For Management
3.10 Elect Director Edward D. Miller For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KULICKE AND SOFFA INDUSTRIES, INC.
Ticker: KLIC Security ID: 501242101
Meeting Date: FEB 18, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director MacDonell Roehm, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC.
Ticker: LSTR Security ID: 515098101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David G. Bannister For For Management
1.2 Elect Director Michael A. Henning For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LANNETT COMPANY, INC.
Ticker: LCI Security ID: 516012101
Meeting Date: JAN 22, 2014 Meeting Type: Annual
Record Date: DEC 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Farber For For Management
1.2 Elect Director Arthur P. Bedrosian For For Management
1.3 Elect Director James M. Maher For For Management
1.4 Elect Director David Drabik For For Management
1.5 Elect Director Paul Taveira For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
LAREDO PETROLEUM, INC.
Ticker: LPI Security ID: 516806106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randy A. Foutch For For Management
1.2 Elect Director Peter R. Kagan For For Management
1.3 Elect Director Edmund P. Segner, III For Withhold Management
1.4 Elect Director Myles W. Scoggins For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION
Ticker: LSCC Security ID: 518415104
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darin G. Billerbeck For For Management
1.2 Elect Director Patrick S. Jones For For Management
1.3 Elect Director Robin A. Abrams For For Management
1.4 Elect Director John Bourgoin For For Management
1.5 Elect Director Balaji Krishnamurthy For For Management
1.6 Elect Director Robert R. Herb For For Management
1.7 Elect Director Mark E. Jensen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LAWSON PRODUCTS, INC.
Ticker: LAWS Security ID: 520776105
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald B. Port For For Management
1.2 Elect Director Wilma J. Smelcer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LEAP WIRELESS INTERNATIONAL, INC.
Ticker: LEAP Security ID: 521863308
Meeting Date: OCT 30, 2013 Meeting Type: Special
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LEXMARK INTERNATIONAL, INC.
Ticker: LXK Security ID: 529771107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph E. Gomory For For Management
1b Elect Director Jared L. Cohon For For Management
1c Elect Director J. Edward Coleman For For Management
1d Elect Director Sandra L. Helton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIFELOCK, INC.
Ticker: LOCK Security ID: 53224V100
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert A. (Rocky) For For Management
Pimentel
1.2 Elect Director Thomas J. Ridge For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED
Ticker: LGND Security ID: 53220K504
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason M. Aryeh For For Management
1.2 Elect Director Todd C. Davis For For Management
1.3 Elect Director John L. Higgins For For Management
1.4 Elect Director David M. Knott For For Management
1.5 Elect Director John W. Kozarich For For Management
1.6 Elect Director John L. LaMattina For For Management
1.7 Elect Director Sunil Patel For For Management
1.8 Elect Director Stephen L. Sabba For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Spin-off Agreement Against Against Shareholder
--------------------------------------------------------------------------------
LIHUA INTERNATIONAL, INC.
Ticker: LIWA Security ID: 532352101
Meeting Date: OCT 19, 2013 Meeting Type: Annual
Record Date: AUG 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jianhua Zhu For For Management
1.2 Elect Director Yaying Wang For For Management
1.3 Elect Director Robert C. Bruce For For Management
1.4 Elect Director Jonathan P. Serbin For For Management
1.5 Elect Director Siu Ki 'Kelvin' Lau For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIMELIGHT NETWORKS, INC.
Ticker: LLNW Security ID: 53261M104
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter D. Amaral For For Management
1.2 Elect Director Gray Hall For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINDSAY CORPORATION
Ticker: LNN Security ID: 535555106
Meeting Date: JAN 27, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael N. Christodolou For For Management
1.2 Elect Director W. Thomas Jagodinski For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LINNCO, LLC
Ticker: LNCO Security ID: 535782106
Meeting Date: DEC 16, 2013 Meeting Type: Annual
Record Date: NOV 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve Amendments to the LLC Agreement For For Management
3 Approve Amendments to the LLC For For Management
Agreement that Continue to be in
Effect After Closing of Transactions
4.1 Elect Director George A. Alcorn For For Management
4.2 Elect Director David D. Dunlap For For Management
4.3 Elect Director Mark E. Ellis For For Management
4.4 Elect Director Michael C. Linn For For Management
4.5 Elect Director Joseph P. McCoy For For Management
4.6 Elect Director Jeffrey C. Swoveland For For Management
5 Ratify Auditors For For Management
6 Issue Shares in Connection with For For Management
Acquisition
7 Amend Omnibus Stock Plan For For Management
8 Adjourn Meeting For For Management
9 Ratify Auditors For For Management
10 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LINNCO, LLC
Ticker: LNCO Security ID: 535782106
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark E. Ellis For For Management
1.2 Elect Director David D. Dunlap For For Management
1.3 Elect Director Stephen J. Hadden For For Management
1.4 Elect Director Michael C. Linn For Withhold Management
1.5 Elect Director Joseph P. McCoy For For Management
1.6 Elect Director Jeffrey C. Swoveland For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LSI INDUSTRIES INC.
Ticker: LYTS Security ID: 50216C108
Meeting Date: NOV 21, 2013 Meeting Type: Annual
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Beech For For Management
1.2 Elect Director Gary P. Kreider For For Management
1.3 Elect Director Dennis B. Meyer For For Management
1.4 Elect Director Wilfred T. O'Gara For For Management
1.5 Elect Director Robert J. Ready For For Management
1.6 Elect Director Mark A. Serrianne For For Management
1.7 Elect Director James P. Sferra For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LUMBER LIQUIDATORS HOLDINGS, INC.
Ticker: LL Security ID: 55003T107
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Lynch For For Management
1.2 Elect Director Peter B. Robinson For For Management
1.3 Elect Director Martin F. Roper For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LYDALL, INC.
Ticker: LDL Security ID: 550819106
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dale G. Barnhart For For Management
1.2 Elect Director Kathleen Burdett For For Management
1.3 Elect Director W. Leslie Duffy For For Management
1.4 Elect Director Matthew T. Farrell For For Management
1.5 Elect Director Marc T. Giles For For Management
1.6 Elect Director William D. Gurley For For Management
1.7 Elect Director Suzanne Hammett For For Management
1.8 Elect Director S. Carl Soderstrom, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MAGICJACK VOCALTEC LTD.
Ticker: CALL Security ID: M6787E101
Meeting Date: JUL 03, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald A. Burns For For Management
1.2 Elect Director Richard Harris For For Management
1.3 Elect Director Yuen Wah Sing For For Management
1.4 Elect Director Gerald Vento For For Management
2 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
3 Approve Employment Agreements with For For Management
Gerald Vento
4 Approve Share Grant Arrangement with For For Management
Richard Harris
5 Approve Omnibus Stock Plan For For Management
6 Approve Omnibus Stock Plan For For Management
7 Reappoint BDO USA, LLP and BDO Ziv For For Management
Haft, Certified Public Accountants as
Auditors and Authorize Board to Fix
Their Remuneration
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
MAGICJACK VOCALTEC LTD.
Ticker: CALL Security ID: M6787E101
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald A. Burns For For Management
1.2 Elect Director Richard Harris For For Management
1.3 Elect Director Yuen Wah Sing For For Management
1.4 Elect Director Gerald Vento For For Management
2 Elect Director Tal Yaron-Eldar For For Management
3 Approve Restricted Share Grant to For For Management
Donald A. Burns and Richard Harris
4 Approve Restricted Share Grant to Tal For For Management
Yaron-Eldar and Yoseph Dauber
5 Approve the Grant of Options and Cash For For Management
Compensation to Yuen Wah Sing
6 Amend Omnibus Stock Plan For For Management
7 Amend Omnibus Stock Plan For For Management
8 Approve the Purchase of Officers and For For Management
Directors Liability Insurance Coverage
9 Reappoint BDO USA, LLP and BDO Ziv For For Management
Haft, Certified Public Accountants as
Auditors and Authorize Board to Fix
Their Remuneration
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
MANHATTAN ASSOCIATES, INC.
Ticker: MANH Security ID: 562750109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian J. Cassidy For For Management
1.2 Elect Director Eddie Capel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
MANNING & NAPIER, INC.
Ticker: MN Security ID: 56382Q102
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Manning For For Management
1.2 Elect Director Patrick Cunningham For For Management
1.3 Elect Director Richard Goldberg For For Management
1.4 Elect Director Barbara Goodstein For Withhold Management
1.5 Elect Director Richard M. Hurwitz For Withhold Management
1.6 Elect Director Edward J. Pettinella For Withhold Management
1.7 Elect Director Robert M. Zak For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARKET LEADER, INC.
Ticker: LEDR Security ID: 57056R103
Meeting Date: AUG 16, 2013 Meeting Type: Special
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MATADOR RESOURCES COMPANY
Ticker: MTDR Security ID: 576485205
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Wm. Foran For For Management
1.2 Elect Director David M. Laney For For Management
1.3 Elect Director Reynald A. Baribault For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MATRIX SERVICE COMPANY
Ticker: MTRX Security ID: 576853105
Meeting Date: NOV 14, 2013 Meeting Type: Annual
Record Date: SEP 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Hewitt For For Management
1.2 Elect Director Michael J. Hall For For Management
1.3 Elect Director I. Edgar 'Ed' Hendrix For For Management
1.4 Elect Director Paul K. Lackey For For Management
1.5 Elect Director Tom E. Maxwell For For Management
1.6 Elect Director Jim W. Mogg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MATSON, INC.
Ticker: MATX Security ID: 57686G105
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Blake Baird For For Management
1.2 Elect Director Michael J. Chun For For Management
1.3 Elect Director Matthew J. Cox For For Management
1.4 Elect Director Walter A. Dods, Jr. For For Management
1.5 Elect Director Thomas B. Fargo For For Management
1.6 Elect Director Constance H. Lau For For Management
1.7 Elect Director Jeffrey N. Watanabe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MAXYGEN, INC.
Ticker: MAXY Security ID: 577776107
Meeting Date: AUG 12, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan of Liquidation For For Management
2 Adjourn Meeting For For Management
3.1 Elect Director Louis G. Lange For For Management
3.2 Elect Director Kenneth B. Lee, Jr. For For Management
3.3 Elect Director Ernest Mario For For Management
3.4 Elect Director Gordon Ringold For For Management
3.5 Elect Director Isaac Stein For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MCG CAPITAL CORPORATION
Ticker: MCGC Security ID: 58047P107
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Keith Kennedy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDASSETS, INC.
Ticker: MDAS Security ID: 584045108
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rand A. Ballard For For Management
1.2 Elect Director Vernon R. Loucks, Jr. For Withhold Management
1.3 Elect Director R. Halsey Wise For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDICAL ACTION INDUSTRIES INC.
Ticker: MDCI Security ID: 58449L100
Meeting Date: AUG 08, 2013 Meeting Type: Annual
Record Date: JUN 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Meringolo For For Management
1.2 Elect Director Kenneth R. Newsome For For Management
1.3 Elect Director Pamela R. Levy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MEDIFAST INC.
Ticker: MED Security ID: 58470H101
Meeting Date: SEP 17, 2013 Meeting Type: Annual
Record Date: JUL 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles P. Connolly For For Management
1.2 Elect Director Jason L. Groves For For Management
1.3 Elect Director John P. McDaniel For For Management
1.4 Elect Director Donald F. Reilly For For Management
1.5 Elect Director Carl E. Sassano For For Management
1.6 Elect Director Michael C. MacDonald For For Management
1.7 Elect Director Margaret E. Sheetz For For Management
1.8 Elect Director Harvey C. Barnum For For Management
1.9 Elect Director Jerry D. Reece For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MERIDIAN BIOSCIENCE, INC.
Ticker: VIVO Security ID: 589584101
Meeting Date: JAN 22, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Anderson For For Management
1.2 Elect Director John A. Kraeutler For For Management
1.3 Elect Director William J. Motto For For Management
1.4 Elect Director David C. Phillips For For Management
1.5 Elect Director Robert J. Ready For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
METALICO, INC.
Ticker: MEA Security ID: 591176102
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carlos E. Aguero For For Management
1b Elect Director Michael J. Drury For For Management
1c Elect Director Sean P. Duffy For For Management
1d Elect Director Paul A. Garrett For For Management
1e Elect Director Bret R. Maxwell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
METROCORP BANCSHARES, INC.
Ticker: MCBI Security ID: 591650106
Meeting Date: DEC 16, 2013 Meeting Type: Special
Record Date: NOV 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MFA FINANCIAL, INC.
Ticker: MFA Security ID: 55272X102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen R. Blank For For Management
1b Elect Director William S. Gorin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
MGIC INVESTMENT CORPORATION
Ticker: MTG Security ID: 552848103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel A. Arrigoni For For Management
1.2 Elect Director Cassandra C. Carr For For Management
1.3 Elect Director C. Edward Chaplin For For Management
1.4 Elect Director Curt S. Culver For For Management
1.5 Elect Director Timothy A. Holt For For Management
1.6 Elect Director Kenneth M. Jastrow, II For For Management
1.7 Elect Director Michael E. Lehman For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Gary A. Poliner For For Management
1.10 Elect Director Mark M. Zandi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MICROFINANCIAL INCORPORATED
Ticker: MFI Security ID: 595072109
Meeting Date: MAY 08, 2014 Meeting Type: Special
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Torrence C. Harder For For Management
1.2 Elect Director Fritz von Mering For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MICROSEMI CORPORATION
Ticker: MSCC Security ID: 595137100
Meeting Date: FEB 11, 2014 Meeting Type: Annual
Record Date: DEC 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Peterson For For Management
1.2 Elect Director Dennis R. Leibel For For Management
1.3 Elect Director Thomas R. Anderson For For Management
1.4 Elect Director William E. Bendush For For Management
1.5 Elect Director Paul F. Folino For For Management
1.6 Elect Director William L. Healey For For Management
1.7 Elect Director Matthew E. Massengill For For Management
1.8 Elect Director James V. Mazzo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC.
Ticker: MTX Security ID: 603158106
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Duane R. Dunham For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MOMENTA PHARMACEUTICALS, INC.
Ticker: MNTA Security ID: 60877T100
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Downey For For Management
1.2 Elect Director Marsha H. Fanucci For For Management
1.3 Elect Director Peter Barton Hutt For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MONMOUTH REAL ESTATE INVESTMENT CORPORATION
Ticker: MNR Security ID: 609720107
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian H. Haimm For For Management
1.2 Elect Director Neal Herstik For For Management
1.3 Elect Director Matthew I. Hirsch For For Management
1.4 Elect Director Stephen B. Wolgin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MONSTER WORLDWIDE, INC.
Ticker: MWW Security ID: 611742107
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Salvatore Iannuzzi For For Management
1b Elect Director John Gaulding For For Management
1c Elect Director Edmund P. Giambastiani, For For Management
Jr.
1d Elect Director Jeffrey F. Rayport For For Management
1e Elect Director Roberto Tunioli For For Management
1f Elect Director Timothy T. Yates For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MOVADO GROUP, INC.
Ticker: MOV Security ID: 624580106
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret Hayes Adame For For Management
1.2 Elect Director Peter A. Bridgman For For Management
1.3 Elect Director Richard Cote For For Management
1.4 Elect Director Alex Grinberg For For Management
1.5 Elect Director Efraim Grinberg For For Management
1.6 Elect Director Alan H. Howard For For Management
1.7 Elect Director Richard Isserman For For Management
1.8 Elect Director Nathan Leventhal For For Management
1.9 Elect Director Maurice Reznik For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MURPHY USA INC.
Ticker: MUSA Security ID: 626755102
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claiborne P. Deming For For Management
1.2 Elect Director Thomas M. Gattle, Jr. For For Management
1.3 Elect Director Jack T. Taylor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MYR GROUP INC.
Ticker: MYRG Security ID: 55405W104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry W. Fayne For For Management
1.2 Elect Director Gary R. Johnson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Establish Range For Board Size For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MYRIAD GENETICS, INC.
Ticker: MYGN Security ID: 62855J104
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter D. Meldrum For For Management
1.2 Elect Director Heiner Dreismann For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATIONAL AMERICAN UNIVERSITY HOLDINGS, INC.
Ticker: NAUH Security ID: 63245Q105
Meeting Date: OCT 29, 2013 Meeting Type: Annual
Record Date: SEP 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Buckingham For For Management
1.2 Elect Director Jerry L. Gallentine For For Management
1.3 Elect Director Ronald L. Shape For For Management
1.4 Elect Director Therese Kreig Crane For For Management
1.5 Elect Director Thomas D. Saban For For Management
1.6 Elect Director David L. Warnock For For Management
1.7 Elect Director Richard L. Halbert For For Management
1.8 Elect Director Jeffrey B. Berzina For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Approve Restricted Stock Plan For Against Management
4 Approve Stock Option Exchange Program For Against Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year Three Years Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL BANK HOLDINGS CORPORATION
Ticker: NBHC Security ID: 633707104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank V. Cahouet For For Management
1.2 Elect Director Ralph W. Clermont For For Management
1.3 Elect Director Robert E. Dean For For Management
1.4 Elect Director Lawrence K. Fish For For Management
1.5 Elect Director G. Timothy Laney For For Management
1.6 Elect Director Micho F. Spring For For Management
1.7 Elect Director Burney S. Warren, III For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NATUS MEDICAL INCORPORATED
Ticker: BABY Security ID: 639050103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth E. Ludlum For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NELNET, INC.
Ticker: NNI Security ID: 64031N108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael S. Dunlap For For Management
1b Elect Director Stephen F. Butterfield For For Management
1c Elect Director James P. Abel For For Management
1d Elect Director William R. Cintani For For Management
1e Elect Director Kathleen A. Farrell For For Management
1f Elect Director David S. Graff For For Management
1g Elect Director Thomas E. Henning For For Management
1h Elect Director Kimberly K. Rath For For Management
1i Elect Director Michael D. Reardon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Restricted Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NETSCOUT SYSTEMS, INC.
Ticker: NTCT Security ID: 64115T104
Meeting Date: AUG 26, 2013 Meeting Type: Annual
Record Date: JUL 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anil K. Singhal For For Management
1.2 Elect Director John R. Egan For For Management
1.3 Elect Director Robert E. Donahue For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEW JERSEY RESOURCES CORPORATION
Ticker: NJR Security ID: 646025106
Meeting Date: JAN 22, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane M. Kenny For For Management
1.2 Elect Director Sharon C. Taylor For For Management
1.3 Elect Director David A. Trice For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NEW RESIDENTIAL INVESTMENT CORP.
Ticker: NRZ Security ID: 64828T102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Tyson For For Management
1.2 Elect Director David Saltzman For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NEWPORT CORPORATION
Ticker: NEWP Security ID: 651824104
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Cox For For Management
1.2 Elect Director Oleg Khaykin For For Management
1.3 Elect Director Cherry A. Murray For For Management
1.4 Elect Director Robert J. Phillippy For For Management
1.5 Elect Director Kenneth F. Potashner For For Management
1.6 Elect Director Peter J. Simone For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NMI HOLDINGS, INC.
Ticker: NMIH Security ID: 629209305
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley M. Shuster For For Management
1.2 Elect Director Michael Embler For For Management
1.3 Elect Director James G. Jones For For Management
1.4 Elect Director Michael Montgomery For For Management
1.5 Elect Director John Brandon Osmon For For Management
1.6 Elect Director James H. Ozanne For For Management
1.7 Elect Director Steven L. Scheid For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NN, INC.
Ticker: NNBR Security ID: 629337106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Ronald Morris For For Management
1.2 Elect Director Steven T. Warshaw For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NORTHERN OIL AND GAS, INC.
Ticker: NOG Security ID: 665531109
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Reger For For Management
1.2 Elect Director Robert Grabb For For Management
1.3 Elect Director Delos Cy Jamison For For Management
1.4 Elect Director Jack King For For Management
1.5 Elect Director Lisa Bromiley For For Management
1.6 Elect Director Richard Weber For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NORTHWEST NATURAL GAS COMPANY
Ticker: NWN Security ID: 667655104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha L. 'Stormy' For For Management
Byorum
1.2 Elect Director John D. Carter For For Management
1.3 Elect Director C. Scott Gibson For For Management
1.4 Elect Director Gregg S. Kantor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NPS PHARMACEUTICALS, INC.
Ticker: NPSP Security ID: 62936P103
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Bonney For For Management
1.2 Elect Director Colin Broom For For Management
1.3 Elect Director Georges Gemayel For For Management
1.4 Elect Director Pedro Granadillo For For Management
1.5 Elect Director James G. Groninger For For Management
1.6 Elect Director Francois Nader For For Management
1.7 Elect Director Rachel R. Selisker For For Management
1.8 Elect Director Peter G. Tombros For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OM GROUP, INC.
Ticker: OMG Security ID: 670872100
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans-Georg Betz For For Management
1.2 Elect Director Joseph Scaminace For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMEGA PROTEIN CORPORATION
Ticker: OME Security ID: 68210P107
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Allee For For Management
1.2 Elect Director David A. Owen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMNICELL, INC.
Ticker: OMCL Security ID: 68213N109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randy D. Lindholm For For Management
1.2 Elect Director Sara J. White For For Management
1.3 Elect Director Joanne B. Bauer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ONCOGENEX PHARMACEUTICALS, INC.
Ticker: OGXI Security ID: 68230A106
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Cormack For For Management
1.2 Elect Director Neil Clendeninn For For Management
1.3 Elect Director Jack Goldstein For For Management
1.4 Elect Director Martin Mattingly For For Management
1.5 Elect Director Stewart Parker For For Management
1.6 Elect Director David Smith For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ONCOMED PHARMACEUTICALS, INC.
Ticker: OMED Security ID: 68234X102
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elisha P. ('Terry') For For Management
Gould, III
1.2 Elect Director Michael S. Wyzga For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ORBITZ WORLDWIDE, INC.
Ticker: OWW Security ID: 68557K109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Britton For For Management
1.2 Elect Director Brad Gerstner For For Management
1.3 Elect Director Kris Leslie For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V.
Ticker: OFIX Security ID: N6748L102
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: MAY 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Hinrichs For For Management
1.2 Elect Director Guy J. Jordan For For Management
1.3 Elect Director Anthony F. Martin For For Management
1.4 Elect Director Bradley R. Mason For For Management
1.5 Elect Director Ronald A. Matricaria For For Management
1.6 Elect Director Kathleen T. Regan For For Management
1.7 Elect Director Maria Sainz For For Management
1.8 Elect Director Davey S. Scoon For For Management
2 Accept Financial Statements and For For Management
Statutory Reports (Voting)
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OUTERWALL INC.
Ticker: OUTR Security ID: 690070107
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Eskenazy For For Management
1b Elect Director Robert D. Sznewajs For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
P. H. GLATFELTER COMPANY
Ticker: GLT Security ID: 377316104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen A. Dahlberg For For Management
1.2 Elect Director Nicholas DeBenedictis For For Management
1.3 Elect Director Kevin M. Fogarty For For Management
1.4 Elect Director J. Robert Hall For For Management
1.5 Elect Director Richard C. Ill For For Management
1.6 Elect Director Ronald J. Naples For For Management
1.7 Elect Director Dante C. Parrini For For Management
1.8 Elect Director Richard L. Smoot For For Management
1.9 Elect Director Lee C. Stewart For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACER INTERNATIONAL, INC.
Ticker: PACR Security ID: 69373H106
Meeting Date: MAR 27, 2014 Meeting Type: Special
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PACIFIC CONTINENTAL CORPORATION
Ticker: PCBK Security ID: 69412V108
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Ballin For For Management
1.2 Elect Director Hal M. Brown For For Management
1.3 Elect Director Michael E. Heijer For For Management
1.4 Elect Director Michael D. Holzgang For For Management
1.5 Elect Director Judith A. Johansen For For Management
1.6 Elect Director Donald L. Krahmer, Jr. For For Management
1.7 Elect Director Donald G. Montgomery For For Management
1.8 Elect Director Jeffrey D. Pinneo For For Management
1.9 Elect Director John H. Rickman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PACIFIC SUNWEAR OF CALIFORNIA, INC.
Ticker: PSUN Security ID: 694873100
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary H. Schoenfeld For For Management
1.2 Elect Director Frances P. Philip For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PAIN THERAPEUTICS, INC.
Ticker: PTIE Security ID: 69562K100
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Z. Gussin For For Management
1.2 Elect Director Saira Ramasastry For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PAREXEL INTERNATIONAL CORPORATION
Ticker: PRXL Security ID: 699462107
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Dana Callow, Jr. For For Management
1.2 Elect Director Christopher J. Lindop For For Management
1.3 Elect Director Josef H. von Rickenbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
PARKER DRILLING COMPANY
Ticker: PKD Security ID: 701081101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Parker, Jr. For For Management
1.2 Elect Director Roger B. Plank For For Management
1.3 Elect Director Gary G. Rich For For Management
1.4 Elect Director Peter C. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PATTERN ENERGY GROUP, INC.
Ticker: PEGI Security ID: 70338P100
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Batkin For For Management
1.2 Elect Director Patricia S. Bellinger For For Management
1.3 Elect Director The Lord Browne of For For Management
Madingley
1.4 Elect Director Michael M. Garland For For Management
1.5 Elect Director Douglas G. Hall For For Management
1.6 Elect Director Michael B. Hoffman For For Management
1.7 Elect Director Patricia M. Newson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PDL BIOPHARMA, INC.
Ticker: PDLI Security ID: 69329Y104
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Gryska For For Management
1.2 Elect Director Paul W. Sandman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PENN VIRGINIA CORPORATION
Ticker: PVA Security ID: 707882106
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John U. Clarke For For Management
1.2 Elect Director Edward B. Cloues, II For For Management
1.3 Elect Director Steven W. Krablin For For Management
1.4 Elect Director Marsha R. Perelman For For Management
1.5 Elect Director H. Baird Whitehead For For Management
1.6 Elect Director Gary K. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PERFORMANT FINANCIAL CORPORATION
Ticker: PFMT Security ID: 71377E105
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon D. Shaver For For Management
1.2 Elect Director William D. Hansen For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PERICOM SEMICONDUCTOR CORPORATION
Ticker: PSEM Security ID: 713831105
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alex Chiming Hui For For Management
1.2 Elect Director Chi-Hung (John) Hui For For Management
1.3 Elect Director John C. East For For Management
1.4 Elect Director Hau L. Lee For For Management
1.5 Elect Director Michael J. Sophie For For Management
1.6 Elect Director Siu-Weng Simon Wong For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PETMED EXPRESS, INC.
Ticker: PETS Security ID: 716382106
Meeting Date: JUL 26, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Menderes Akdag For For Management
1.2 Elect Director Frank J. Formica For For Management
1.3 Elect Director Gian M. Fulgoni For For Management
1.4 Elect Director Ronald J. Korn For For Management
1.5 Elect Director Robert C. Schweitzer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PGT, INC.
Ticker: PGTI Security ID: 69336V101
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brett N. Milgrim For For Management
1.2 Elect Director Richard D. Feintuch For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PHARMERICA CORPORATION
Ticker: PMC Security ID: 71714F104
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory S. Weishar For For Management
1.2 Elect Director W. Robert Dahl, Jr. For For Management
1.3 Elect Director Frank E. Collins For For Management
1.4 Elect Director Thomas P. Mac Mahon For For Management
1.5 Elect Director Marjorie W. Dorr For For Management
1.6 Elect Director Thomas P. Gerrity For For Management
1.7 Elect Director Robert A. Oakley For For Management
1.8 Elect Director Geoffrey G. Meyers For For Management
1.9 Elect Director Patrick G. LePore For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PIKE ELECTRIC CORPORATION
Ticker: PIKE Security ID: 721283109
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Eric Pike For For Management
1.2 Elect Director Charles E. Bayless For For Management
1.3 Elect Director James R. Helvey III For For Management
1.4 Elect Director Peter Pace For Withhold Management
1.5 Elect Director Daniel J. Sullivan III For For Management
1.6 Elect Director James L. Turner For For Management
2 Change State of Incorporation [from For For Management
Delaware to North Carolina]
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PILGRIM'S PRIDE CORPORATION
Ticker: PPC Security ID: 72147K108
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gilberto Tomazoni For For Management
1.2 Elect Director Joesley Mendonca Batista For Withhold Management
1.3 Elect Director Wesley Mendonca Batista For For Management
1.4 Elect Director William W. Lovette For For Management
1.5 Elect Director Marcus Vinicius Pratini For For Management
de Moraes
1.6 Elect Director Wallim Cruz De For For Management
Vasconcellos Junior
2.1 Elect Director David E. Bell For For Management
2.2 Elect Director Michael L. Cooper For For Management
2.3 Elect Director Charles Macaluso For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For Against Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PLANTRONICS, INC.
Ticker: PLT Security ID: 727493108
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUN 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marv Tseu For For Management
1.2 Elect Director Ken Kannappan For For Management
1.3 Elect Director Brian Dexheimer For For Management
1.4 Elect Director Robert Hagerty For For Management
1.5 Elect Director Gregg Hammann For For Management
1.6 Elect Director John Hart For For Management
1.7 Elect Director Marshall Mohr For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PLY GEM HOLDINGS, INC.
Ticker: PGEM Security ID: 72941W100
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick J. Iseman For For Management
1.2 Elect Director Mary K. Rhinehart For For Management
1.3 Elect Director Janice E. Stipp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC COMPANY
Ticker: POR Security ID: 736508847
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Ballantine For For Management
1.2 Elect Director Rodney L. Brown, Jr. For For Management
1.3 Elect Director Jack E. Davis For For Management
1.4 Elect Director David A. Dietzler For For Management
1.5 Elect Director Kirby A. Dyess For For Management
1.6 Elect Director Mark B. Ganz For For Management
1.7 Elect Director Kathryn J. Jackson For For Management
1.8 Elect Director Neil J. Nelson For For Management
1.9 Elect Director M. Lee Pelton For For Management
1.10 Elect Director James J. Piro For For Management
1.11 Elect Director Charles W. Shivery For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PORTOLA PHARMACEUTICALS, INC.
Ticker: PTLA Security ID: 737010108
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey W. Bird For For Management
1.2 Elect Director John H. Johnson For For Management
1.3 Elect Director H. Ward Wolff For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
POST HOLDINGS, INC.
Ticker: POST Security ID: 737446104
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Banks - None None Management
WITHDRAWN
1.2 Elect Director Terence E. Block For For Management
1.3 Elect Director Robert E. Grote For For Management
2 Approve Conversion of Securities For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POZEN INC.
Ticker: POZN Security ID: 73941U102
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth B. Lee, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PREFERRED BANK
Ticker: PFBC Security ID: 740367404
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Li Yu For For Management
1.2 Elect Director J. Richard Belliston For For Management
1.3 Elect Director Gary S. Nunnelly For For Management
1.4 Elect Director Clark Hsu For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PREMIERE GLOBAL SERVICES, INC.
Ticker: PGI Security ID: 740585104
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Boland T. Jones For For Management
1.2 Elect Director Wilkie S. Colyer For For Management
1.3 Elect Director K. Robert Draughon For For Management
1.4 Elect Director John R. Harris For For Management
1.5 Elect Director W. Steven Jones For For Management
1.6 Elect Director Raymond H. Pirtle, Jr. For For Management
1.7 Elect Director J. Walker Smith, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PRESTIGE BRANDS HOLDINGS, INC.
Ticker: PBH Security ID: 74112D101
Meeting Date: JUL 29, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew M. Mannelly For For Management
1.2 Elect Director John E. Byom For For Management
1.3 Elect Director Gary E. Costley For For Management
1.4 Elect Director Charles J. Hinkaty For For Management
1.5 Elect Director Carl J. Johnson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROGRESS SOFTWARE CORPORATION
Ticker: PRGS Security ID: 743312100
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry N. Bycoff For For Management
1.2 Elect Director John R. Egan For For Management
1.3 Elect Director Ram Gupta For For Management
1.4 Elect Director Charles F. Kane For For Management
1.5 Elect Director David A. Krall For For Management
1.6 Elect Director Michael L. Mark For For Management
1.7 Elect Director Philip M. Pead For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PROVIDENT FINANCIAL HOLDINGS, INC.
Ticker: PROV Security ID: 743868101
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: OCT 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Barr For For Management
1.2 Elect Director Bruce W. Bennett For For Management
1.3 Elect Director Debbi H. Guthrie For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PS BUSINESS PARKS, INC.
Ticker: PSB Security ID: 69360J107
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Joseph D. Russell, Jr. For For Management
1.3 Elect Director Jennifer Holden Dunbar For For Management
1.4 Elect Director James H. Kropp For For Management
1.5 Elect Director Sara Grootwassink Lewis For For Management
1.6 Elect Director Michael V. McGee For For Management
1.7 Elect Director Gary E. Pruitt For For Management
1.8 Elect Director Robert S. Rollo For For Management
1.9 Elect Director Peter Schultz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PUMA BIOTECHNOLOGY, INC.
Ticker: PBYI Security ID: 74587V107
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan H. Auerbach For For Management
1.2 Elect Director Thomas R. Malley For For Management
1.3 Elect Director Jay M. Moyes For For Management
1.4 Elect Director Troy E. Wilson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
QLOGIC CORPORATION
Ticker: QLGC Security ID: 747277101
Meeting Date: AUG 22, 2013 Meeting Type: Annual
Record Date: JUN 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H.K. Desai For For Management
1b Elect Director Balakrishnan S. Iyer For Against Management
1c Elect Director Christine King For For Management
1d Elect Director Kathryn B. Lewis For For Management
1e Elect Director D. Scott Mercer For For Management
1f Elect Director George D. Wells For For Management
1g Elect Director William M. Zeitler For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUINSTREET, INC.
Ticker: QNST Security ID: 74874Q100
Meeting Date: OCT 28, 2013 Meeting Type: Annual
Record Date: SEP 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Simons For For Management
1.2 Elect Director Dana Stalder For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RADIAN GROUP INC.
Ticker: RDN Security ID: 750236101
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Herbert Wender For For Management
1b Elect Director David C. Carney For For Management
1c Elect Director Howard B. Culang For For Management
1d Elect Director Lisa W. Hess For For Management
1e Elect Director Stephen T. Hopkins For For Management
1f Elect Director Sanford A. Ibrahim For For Management
1g Elect Director Brian D. Montgomery For For Management
1h Elect Director Gaetano Muzio For For Management
1i Elect Director Jan Nicholson For For Management
1j Elect Director Gregory V. Serio For For Management
1k Elect Director Noel J. Spiegel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REALD INC.
Ticker: RLD Security ID: 75604L105
Meeting Date: AUG 08, 2013 Meeting Type: Annual
Record Date: JUN 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael V. Lewis For For Management
1.2 Elect Director P. Gordon Hodge For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RED LION HOTELS CORPORATION
Ticker: RLH Security ID: 756764106
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond R. Brandstrom For For Management
1.2 Elect Director Ryland P. 'Skip' Davis For For Management
1.3 Elect Director James P. Evans For For Management
1.4 Elect Director David J. Johnson For For Management
1.5 Elect Director Melvin L. Keating For For Management
1.6 Elect Director Michael Vernon For For Management
1.7 Elect Director Robert G. Wolfe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REGADO BIOSCIENCES, INC.
Ticker: RGDO Security ID: 75874Q107
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Mazzo For For Management
1.2 Elect Director Jesse Treu For For Management
1.3 Elect Director Andrew J. Fromkin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
REGULUS THERAPEUTICS INC.
Ticker: RGLS Security ID: 75915K101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Bruce L.A. Carter For For Management
1.3 Elect Director Mark G. Foletta For For Management
1.4 Elect Director Stelios Papadopoulos For For Management
1.5 Elect Director B. Lynne Parshall For For Management
1.6 Elect Director William H. Rastetter For For Management
1.7 Elect Director Douglas Williams For For Management
1.8 Elect Director Kleanthis G. For For Management
Xanthopoulos
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffery M. Jackson For For Management
1.2 Elect Director Leonard H. Roberts For For Management
1.3 Elect Director Mark E. Speese For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REPLIGEN CORPORATION
Ticker: RGEN Security ID: 759916109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn L. Cooper For For Management
1.2 Elect Director John G. Cox For For Management
1.3 Elect Director Karen A. Dawes For For Management
1.4 Elect Director Alfred L. Goldberg For For Management
1.5 Elect Director Michael A. Griffith For For Management
1.6 Elect Director Walter C. Herlihy For For Management
1.7 Elect Director Thomas F. Ryan, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
REPUBLIC AIRWAYS HOLDINGS INC.
Ticker: RJET Security ID: 760276105
Meeting Date: SEP 17, 2013 Meeting Type: Annual
Record Date: JUL 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryan K. Bedford For For Management
1.2 Elect Director Lawrence J. Cohen For For Management
1.3 Elect Director Neal S. Cohen For For Management
1.4 Elect Director Douglas J. Lambert For For Management
1.5 Elect Director Mark L. Plaumann For For Management
1.6 Elect Director Richard P. Schifter For For Management
1.7 Elect Director David N. Siegel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
REPUBLIC AIRWAYS HOLDINGS INC.
Ticker: RJET Security ID: 760276105
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryan K. Bedford For For Management
1.2 Elect Director Neal S. Cohen For For Management
1.3 Elect Director Lawrence J. Cohen For For Management
1.4 Elect Director Robert L. Colin For For Management
1.5 Elect Director Daniel P. Garton For For Management
1.6 Elect Director Douglas J. Lambert For For Management
1.7 Elect Director Mark L. Plaumann For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RESOURCES CONNECTION, INC.
Ticker: RECN Security ID: 76122Q105
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: AUG 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony Cherbak For For Management
1.2 Elect Director Neil F. Dimick For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REX AMERICAN RESOURCES CORPORATION
Ticker: REX Security ID: 761624105
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart A. Rose For For Management
1.2 Elect Director Lawrence Tomchin For For Management
1.3 Elect Director Robert Davidoff For Against Management
1.4 Elect Director Edward M. Kress For For Management
1.5 Elect Director Charles A. Elcan For Against Management
1.6 Elect Director David S. Harris For For Management
1.7 Elect Director Mervyn L. Alphonso For For Management
1.8 Elect Director Lee Fisher For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REXNORD CORPORATION
Ticker: RXN Security ID: 76169B102
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Bartlett For Withhold Management
1.2 Elect Director Damian J. Giangiacomo For For Management
1.3 Elect Director Steven Martinez For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RIGEL PHARMACEUTICALS, INC.
Ticker: RIGL Security ID: 766559603
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter H. Moos For For Management
1.2 Elect Director Stephen A. Sherwin For Withhold Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RLJ LODGING TRUST
Ticker: RLJ Security ID: 74965L101
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Johnson For For Management
1.2 Elect Director Thomas J. Baltimore, Jr. For For Management
1.3 Elect Director Evan Bayh For For Management
1.4 Elect Director Nathaniel A. Davis For For Management
1.5 Elect Director Robert M. La Forgia For For Management
1.6 Elect Director Glenda G. McNeal For For Management
1.7 Elect Director Joseph Ryan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RPX CORPORATION
Ticker: RPXC Security ID: 74972G103
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shelby W. Bonnie For For Management
1.2 Elect Director Sanford R. Robertson For For Management
1.3 Elect Director Thomas O. Ryder For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RTI SURGICAL INC
Ticker: RTIX Security ID: 74975N105
Meeting Date: NOV 07, 2013 Meeting Type: Special
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Conversion of Securities For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
RTI SURGICAL, INC.
Ticker: RTIX Security ID: 74975N105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter F. Gearen For For Management
1.2 Elect Director Adrian J. R. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RUE21, INC.
Ticker: RUE Security ID: 781295100
Meeting Date: SEP 19, 2013 Meeting Type: Special
Record Date: AUG 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director L. Patrick Hassey For For Management
1b Elect Director Michael F. Hilton For For Management
1c Elect Director Hansel E. Tookes, II For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement Regarding the Removal of
Directors
5 Eliminate Supermajority Vote For For Management
Requirement Regarding the Alteration,
Amendment, Repeal or Adoption of
Certain Provisions of the By-Laws
6 Eliminate Supermajority Vote For For Management
Requirement Regarding the Alteration,
Amendment, Repeal or Adoption of
Certain Provisions of the Articles of
Incorporation
7 Eliminate the Provisions of the For For Management
Articles regarding Business
Combinations with Interested
Shareholders
--------------------------------------------------------------------------------
SALEM COMMUNICATIONS CORPORATION
Ticker: SALM Security ID: 794093104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stuart W. Epperson For For Management
1b Elect Director Edward G. Atsinger, III For For Management
1c Elect Director David Davenport For For Management
1d Elect Director Ronald S. Hinz For For Management
1e Elect Director James Keet Lewis For For Management
1f Elect Director Richard A. Riddle For For Management
1g Elect Director Jonathan Venverloh For For Management
--------------------------------------------------------------------------------
SAPIENS INTERNATIONAL CORP NV
Ticker: SPNS Security ID: N7716A151
Meeting Date: DEC 19, 2013 Meeting Type: Annual
Record Date: NOV 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Guy Bernstein as Director Until For For Management
the Next Annual General Meeting
1.2 Elect Eyal Ben-Chlouche as Director For For Management
Until the Next Annual General Meeting
1.3 Elect Roni Al Dor as Director Until For For Management
the Next Annual General Meeting
1.4 Elect Yacov Elinav as Director Until For For Management
the Next Annual General Meeting
1.5 Elect Uzi Netanel as Director Until For For Management
the Next Annual General Meeting
1.6 Elect Naamit Salomon as Director Until For For Management
the Next Annual General Meeting
1.7 Elect United International Trust NV as For For Management
Director Until the Next Annual General
Meeting
2 Approve of Board Report For For Management
3 Accept Financial Statements and For For Management
Statutory Reports (Voting)
4 Approve Discharge of Management and For For Management
Supervisory Board
5 Approve Kost Forer Gabbay & Kasierer For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
6 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
SCANSOURCE, INC.
Ticker: SCSC Security ID: 806037107
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Baur For Withhold Management
1.2 Elect Director Steven R. Fischer For For Management
1.3 Elect Director Michael J. Grainger For For Management
1.4 Elect Director John P. Reilly For For Management
1.5 Elect Director Charles R. Whitchurch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SCICLONE PHARMACEUTICALS, INC.
Ticker: SCLN Security ID: 80862K104
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon S. Saxe For For Management
1.2 Elect Director Friedhelm Blobel For For Management
1.3 Elect Director Richard J. Hawkins For For Management
1.4 Elect Director Gregg Anthony Lapointe For For Management
1.5 Elect Director Simon Li For For Management
1.6 Elect Director Nancy T. Chang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SEABOARD CORPORATION
Ticker: SEB Security ID: 811543107
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Bresky For For Management
1.2 Elect Director David A. Adamsen For For Management
1.3 Elect Director Douglas W. Baena For For Management
1.4 Elect Director Edward I. Shifman, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Charitable, Political and Against Against Shareholder
Lobbying Contributions
--------------------------------------------------------------------------------
SEACOAST BANKING CORPORATION OF FLORIDA
Ticker: SBCF Security ID: 811707801
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis J. Arczynski For For Management
1.2 Elect Director Stephen E. Bohner For For Management
1.3 Elect Director T. Michael Crook For For Management
1.4 Elect Director Julie H. Daum For For Management
1.5 Elect Director Maryann B. Goebel For For Management
1.6 Elect Director Dennis S. Hudson, III For For Management
1.7 Elect Director Edwin E. Walpole, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SEARS HOMETOWN AND OUTLET STORES, INC.
Ticker: SHOS Security ID: 812362101
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.J. Bird For For Management
1.2 Elect Director Jeffrey Flug For For Management
1.3 Elect Director James F. Gooch For For Management
1.4 Elect Director William R. Harker For For Management
1.5 Elect Director W. Bruce Johnson For For Management
1.6 Elect Director Josephine Linden For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SILICON IMAGE, INC.
Ticker: SIMG Security ID: 82705T102
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Raduchel For For Management
1.2 Elect Director Camillo Martino For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SIX FLAGS ENTERTAINMENT CORPORATION
Ticker: SIX Security ID: 83001A102
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kurt M. Cellar For For Management
1.2 Elect Director Charles A. Koppelman For For Management
1.3 Elect Director Jon L. Luther For For Management
1.4 Elect Director Usman Nabi For For Management
1.5 Elect Director Stephen D. Owens For For Management
1.6 Elect Director James Reid-Anderson For For Management
1.7 Elect Director Richard W. Roedel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SKYWEST, INC.
Ticker: SKYW Security ID: 830879102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry C. Atkin For For Management
1.2 Elect Director J. Ralph Atkin For For Management
1.3 Elect Director W. Steve Albrecht For For Management
1.4 Elect Director Margaret S. Billson For For Management
1.5 Elect Director Henry J. Eyring For For Management
1.6 Elect Director Ronald J. Mittelstaedt For For Management
1.7 Elect Director Robert G. Sarver For For Management
1.8 Elect Director Keith E. Smith For For Management
1.9 Elect Director Steven F. Udvar-Hazy For For Management
1.10 Elect Director James L. Welch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPANSION INC.
Ticker: CODE Security ID: 84649R200
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith Barnes For For Management
1.2 Elect Director William E. Mitchell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Approve Issuance of Shares for a For For Management
Private Placement
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPEEDWAY MOTORSPORTS, INC.
Ticker: TRK Security ID: 847788106
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Brooks For For Management
1.2 Elect Director Mark M. Gambill For For Management
1.3 Elect Director James P. Holden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS, INC.
Ticker: SPR Security ID: 848574109
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Chadwell For For Management
1.2 Elect Director Ivor (Ike) Evans For For Management
1.3 Elect Director Paul Fulchino For For Management
1.4 Elect Director Richard Gephardt For Withhold Management
1.5 Elect Director Robert Johnson For For Management
1.6 Elect Director Ronald Kadish For For Management
1.7 Elect Director Christopher E. Kubasik For For Management
1.8 Elect Director Larry A. Lawson For For Management
1.9 Elect Director Tawfiq Popatia For For Management
1.10 Elect Director Francis Raborn For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
SPIRIT AIRLINES, INC.
Ticker: SAVE Security ID: 848577102
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Ben Baldanza For For Management
1.2 Elect Director Robert L. Fornaro For For Management
1.3 Elect Director H. McIntyre Gardner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STAMPS.COM INC.
Ticker: STMP Security ID: 852857200
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth McBride For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STEC, INC.
Ticker: STEC Security ID: 784774101
Meeting Date: SEP 12, 2013 Meeting Type: Special
Record Date: JUL 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
STEELCASE INC.
Ticker: SCS Security ID: 858155203
Meeting Date: JUL 17, 2013 Meeting Type: Annual
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Blanford For For Management
1.2 Elect Director William P. Crawford For For Management
1.3 Elect Director Connie K. Duckworth For For Management
1.4 Elect Director James P. Hackett For For Management
1.5 Elect Director R. David Hoover For For Management
1.6 Elect Director David W. Joos For For Management
1.7 Elect Director James P. Keane For For Management
1.8 Elect Director Elizabeth Valk Long For For Management
1.9 Elect Director Robert C. Pew, III For For Management
1.10 Elect Director Cathy D. Ross For For Management
1.11 Elect Director P. Craig Welch, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STEINER LEISURE LIMITED
Ticker: STNR Security ID: P8744Y102
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard I. Fluxman For For Management
1.2 Elect Director Michele Steiner Warshaw For For Management
1.3 Elect Director Steven J. Preston For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STELLARONE CORPORATION
Ticker: STEL Security ID: 85856G100
Meeting Date: DEC 05, 2013 Meeting Type: Special
Record Date: OCT 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
STERLING FINANCIAL CORPORATION
Ticker: STSA Security ID: 859319303
Meeting Date: FEB 25, 2014 Meeting Type: Special
Record Date: JAN 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
STEWART ENTERPRISES, INC.
Ticker: STEI Security ID: 860370105
Meeting Date: AUG 13, 2013 Meeting Type: Special
Record Date: JUL 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
STONE ENERGY CORPORATION
Ticker: SGY Security ID: 861642106
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George R. Christmas For For Management
1.2 Elect Director B. J. Duplantis For For Management
1.3 Elect Director Peter D. Kinnear For For Management
1.4 Elect Director David T. Lawrence For For Management
1.5 Elect Director Robert S. Murley For For Management
1.6 Elect Director Richard A. Pattarozzi For For Management
1.7 Elect Director Donald E. Powell For For Management
1.8 Elect Director Kay G. Priestly For For Management
1.9 Elect Director Phyllis M. Taylor For For Management
1.10 Elect Director David H. Welch For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STR HOLDINGS, INC.
Ticker: STRI Security ID: 78478V100
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis L. Jilot For For Management
1.2 Elect Director Robert M. Chiste For For Management
1.3 Elect Director John A. Janitz For For Management
1.4 Elect Director Andrew M. Leitch For For Management
1.5 Elect Director Bryant R. Riley For For Management
1.6 Elect Director Robert S. Yorgensen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STRAIGHT PATH COMMUNICATIONS INC.
Ticker: STRP Security ID: 862578101
Meeting Date: JAN 16, 2014 Meeting Type: Annual
Record Date: NOV 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Davidi Jonas For For Management
1.2 Elect Director K. Chris Todd For For Management
1.3 Elect Director William F. Weld For For Management
1.4 Elect Director Fred S. Zeidman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
SUNESIS PHARMACEUTICALS, INC.
Ticker: SNSS Security ID: 867328601
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew K. Fust For For Management
1.2 Elect Director David C. Stump For For Management
1.3 Elect Director Daniel N. Swisher, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUNSTONE HOTEL INVESTORS, INC.
Ticker: SHO Security ID: 867892101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John V. Arabia For For Management
1.2 Elect Director Andrew Batinovich For For Management
1.3 Elect Director Z. Jamie Behar For For Management
1.4 Elect Director Kenneth E. Cruse For For Management
1.5 Elect Director Thomas A. Lewis, Jr. For For Management
1.6 Elect Director Keith M. Locker For For Management
1.7 Elect Director Douglas M. Pasquale For Withhold Management
1.8 Elect Director Keith P. Russell For For Management
1.9 Elect Director Lewis N. Wolff For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SURMODICS, INC.
Ticker: SRDX Security ID: 868873100
Meeting Date: FEB 04, 2014 Meeting Type: Annual
Record Date: DEC 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose H. Bedoya For For Management
1.2 Elect Director Susan E. Knight For For Management
2 Fix Number of Directors at Eight For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SWIFT ENERGY COMPANY
Ticker: SFY Security ID: 870738101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deanna L. Cannon For For Management
1.2 Elect Director Douglas J. Lanier For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SWIFT TRANSPORTATION COMPANY
Ticker: SWFT Security ID: 87074U101
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry Moyes For For Management
1.2 Elect Director Richard H. Dozer For For Management
1.3 Elect Director David VanderPloeg For For Management
1.4 Elect Director Glenn Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYKES ENTERPRISES, INCORPORATED
Ticker: SYKE Security ID: 871237103
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. MacLeod For For Management
1.2 Elect Director William D. Muir, Jr. For For Management
1.3 Elect Director Lorraine Leigh Lutton For For Management
1.4 Elect Director James K. Murray, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYMMETRICOM, INC.
Ticker: SYMM Security ID: 871543104
Meeting Date: OCT 25, 2013 Meeting Type: Annual
Record Date: SEP 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Chiddix For For Management
1.2 Elect Director Robert T. Clarkson For For Management
1.3 Elect Director Elizabeth A. Fetter For For Management
1.4 Elect Director Robert M. Neumeister, For For Management
Jr.
1.5 Elect Director Richard N. Snyder For For Management
1.6 Elect Director Robert J. Stanzione For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SYMMETRY MEDICAL INC.
Ticker: SMA Security ID: 871546206
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francis T. Nusspickel For For Management
1.2 Elect Director Thomas J. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYNACOR, INC.
Ticker: SYNC Security ID: 871561106
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald N. Frankel For For Management
1.2 Elect Director Gary L. Ginsberg For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYNAPTICS INCORPORATED
Ticker: SYNA Security ID: 87157D109
Meeting Date: OCT 22, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Bergman For For Management
1.2 Elect Director Russell J. Knittel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYNTEL, INC.
Ticker: SYNT Security ID: 87162H103
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paritosh K. Choksi For For Management
1.2 Elect Director Bharat Desai For For Management
1.3 Elect Director Thomas Doke For For Management
1.4 Elect Director Rajesh Mashruwala For For Management
1.5 Elect Director George R. Mrkonic, Jr. For For Management
1.6 Elect Director Prashant Ranade For For Management
1.7 Elect Director Neerja Sethi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: TTWO Security ID: 874054109
Meeting Date: SEP 18, 2013 Meeting Type: Annual
Record Date: JUL 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Strauss Zelnick For For Management
1.2 Elect Director Robert A. Bowman For For Management
1.3 Elect Director SungHwan Cho For Withhold Management
1.4 Elect Director Michael Dornemann For For Management
1.5 Elect Director Brett Icahn For Withhold Management
1.6 Elect Director J. Moses For For Management
1.7 Elect Director James L. Nelson For Withhold Management
1.8 Elect Director Michael Sheresky For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TARGACEPT, INC.
Ticker: TRGT Security ID: 87611R306
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julia R. Brown For For Management
1.2 Elect Director Stephen A. Hill For For Management
1.3 Elect Director John P. Richard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TASER INTERNATIONAL, INC.
Ticker: TASR Security ID: 87651B104
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick W. Smith For For Management
1.2 Elect Director Mark W. Kroll For For Management
1.3 Elect Director Judy Martz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEAM HEALTH HOLDINGS, INC.
Ticker: TMH Security ID: 87817A107
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg Roth For For Management
1.2 Elect Director James L. Bierman For For Management
1.3 Elect Director Mary R. Grealy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TELENAV, INC.
Ticker: TNAV Security ID: 879455103
Meeting Date: DEC 03, 2013 Meeting Type: Annual
Record Date: OCT 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel Chen For For Management
1.2 Elect Director Hon Jane (Jason) Chiu For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TESCO CORPORATION
Ticker: TESO Security ID: 88157K101
Meeting Date: MAY 09, 2014 Meeting Type: Annual/Special
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Dielwart For For Management
1.2 Elect Director Fred J. Dyment For For Management
1.3 Elect Director Gary L. Kott For For Management
1.4 Elect Director R. Vance Milligan For For Management
1.5 Elect Director Julio M. Quintana For For Management
1.6 Elect Director John T. Reynolds For For Management
1.7 Elect Director Elijio V. Serrano For For Management
1.8 Elect Director Michael W. Sutherlin For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4a Allow Electronic Distribution of For For Management
Company Communications
4b Approve Advance Notice Policy For For Management
4c Amend Articles to Make other Updates For For Management
and Changes
--------------------------------------------------------------------------------
TESSERA TECHNOLOGIES, INC.
Ticker: TSRA Security ID: 88164L100
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Hill For Against Management
1.2 Elect Director Christopher A. Seams For For Management
1.3 Elect Director Donald E. Stout For For Management
1.4 Elect Director George Cwynar For For Management
1.5 Elect Director George A. Riedel For For Management
1.6 Elect Director John Chenault For For Management
1.7 Elect Director Peter A. Feld For For Management
1.8 Elect Director Timothy J. Stultz For For Management
1.9 Elect Director Thomas Lacey For For Management
1.10 Elect Director Tudor Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
TETRAPHASE PHARMACEUTICALS, INC.
Ticker: TTPH Security ID: 88165N105
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Patrick Gage For For Management
1.2 Elect Director Nancy Wysenski For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEXAS CAPITAL BANCSHARES, INC.
Ticker: TCBI Security ID: 88224Q107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Keith Cargill For For Management
1.2 Elect Director Peter B. Bartholow For For Management
1.3 Elect Director James H. Browning For For Management
1.4 Elect Director Preston M. Geren, III For For Management
1.5 Elect Director Frederick B. Hegi, Jr. For For Management
1.6 Elect Director Larry L. Helm For For Management
1.7 Elect Director James R. Holland, Jr. For Withhold Management
1.8 Elect Director Charles S. Hyle For For Management
1.9 Elect Director W. W. McAllister, III For For Management
1.10 Elect Director Elysia Holt Ragusa For For Management
1.11 Elect Director Steven P. Rosenberg For For Management
1.12 Elect Director Grant E. Sims For For Management
1.13 Elect Director Robert W. Stallings For For Management
1.14 Elect Director Dale W. Tremblay For For Management
1.15 Elect Director Ian J. Turpin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE GREENBRIER COMPANIES, INC.
Ticker: GBX Security ID: 393657101
Meeting Date: JAN 08, 2014 Meeting Type: Annual
Record Date: NOV 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Graeme A. Jack For For Management
1.2 Elect Director Victoria McManus For For Management
1.3 Elect Director Wendy L. Teramoto For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE HACKETT GROUP, INC.
Ticker: HCKT Security ID: 404609109
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Harris For For Management
1.2 Elect Director Edwin A. Huston For For Management
2 Amend Omnibus Stock Plan - WITHDRAWN None None Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE JONES GROUP INC.
Ticker: JNY Security ID: 48020T101
Meeting Date: APR 07, 2014 Meeting Type: Special
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
THE MEN'S WEARHOUSE, INC.
Ticker: MW Security ID: 587118100
Meeting Date: SEP 10, 2013 Meeting Type: Annual
Record Date: JUL 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Edwab For For Management
1.2 Elect Director Douglas S. Ewert For For Management
1.3 Elect Director Rinaldo S. Brutoco For For Management
1.4 Elect Director Michael L. Ray For For Management
1.5 Elect Director Sheldon I. Stein For For Management
1.6 Elect Director Deepak Chopra For For Management
1.7 Elect Director William B. Sechrest For For Management
1.8 Elect Director Grace Nichols For For Management
1.9 Elect Director Allen I. Questrom For For Management
2 Amend Omnibus Stock Plan For For Management
3 Report on Sustainability Against Against Shareholder
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE PANTRY, INC.
Ticker: PTRY Security ID: 698657103
Meeting Date: MAR 13, 2014 Meeting Type: Proxy Contest
Record Date: JAN 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Robert F. Bernstock For Did Not Vote Management
1.2 Elect Director Thomas W. Dickson For Did Not Vote Management
1.3 Elect Director Wilfred A. Finnegan For Did Not Vote Management
1.4 Elect Director Kathleen Guion For Did Not Vote Management
1.5 Elect Director Dennis G. Hatchell For Did Not Vote Management
1.6 Elect Director Edwin J. Holman For Did Not Vote Management
1.7 Elect Director Terry L. McElroy For Did Not Vote Management
1.8 Elect Director Mark D. Miles For Did Not Vote Management
1.9 Elect Director Thomas M. Murnane For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Ratify Auditors For Did Not Vote Management
4 Report on Human Rights Risk Assessment Against Did Not Vote Shareholder
Process
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Directors Todd E. Diener For For Shareholder
1.2 Elect Directors James C. Pappas For For Shareholder
1.3 Elect Directors Joshua E. Schechter For Withhold Shareholder
1.4 Management Nominee - Thomas W. Dickson For For Shareholder
1.5 Management Nominee - Wilfred A. For For Shareholder
Finnegan
1.6 Management Nominee - Kathleen Guion For For Shareholder
1.7 Management Nominee - Dennis G. Hatchell For For Shareholder
1.8 Management Nominee - Terry L. McElroy For For Shareholder
1.9 Management Nominee - Mark D. Miles For For Shareholder
2 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
3 Ratify Auditors None For Management
4 Report on Human Rights Risk Assessment None Against Shareholder
Process
--------------------------------------------------------------------------------
THE RYLAND GROUP, INC.
Ticker: RYL Security ID: 783764103
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Jews For For Management
1.2 Elect Director Ned Mansour For For Management
1.3 Elect Director Robert E. Mellor For For Management
1.4 Elect Director Norman J. Metcalfe For For Management
1.5 Elect Director Larry T. Nicholson For For Management
1.6 Elect Director Charlotte St. Martin For For Management
1.7 Elect Director Thomas W. Toomey For For Management
1.8 Elect Director Robert G. van For For Management
Schoonenberg
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE WET SEAL, INC.
Ticker: WTSL Security ID: 961840105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynda J. Davey For For Management
1.2 Elect Director John D. Goodman For For Management
1.3 Elect Director Nancy Lublin For For Management
1.4 Elect Director John S. Mills For For Management
1.5 Elect Director Kenneth M. Reiss For For Management
1.6 Elect Director Adam L. Rothstein For For Management
1.7 Elect Director Deena Varshavskaya For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THORATEC CORPORATION
Ticker: THOR Security ID: 885175307
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil F. Dimick For Withhold Management
1.2 Elect Director Gerhard F. Burbach For For Management
1.3 Elect Director J. Daniel Cole For For Management
1.4 Elect Director Steven H. Collis For For Management
1.5 Elect Director D. Keith Grossman For For Management
1.6 Elect Director William A. Hawkins, III For For Management
1.7 Elect Director Paul A. LaViolette For For Management
1.8 Elect Director Martha H. Marsh For For Management
1.9 Elect Director Todd C. Schermerhorn For For Management
2 Amend Director Liability and For For Management
Indemnification
3 Issue Updated Indemnification For For Management
Agreements to Directors
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THRESHOLD PHARMACEUTICALS, INC.
Ticker: THLD Security ID: 885807206
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey W. Bird For For Management
1.2 Elect Director Harold E. Selick For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TILE SHOP HOLDINGS, INC.
Ticker: TTS Security ID: 88677Q109
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. Jacullo III For For Management
1.2 Elect Director Adam L. Suttin For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TOWER INTERNATIONAL, INC.
Ticker: TOWR Security ID: 891826109
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank E. English, Jr. For For Management
1.2 Elect Director Jonathan Gallen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TRAVELZOO INC.
Ticker: TZOO Security ID: 89421Q106
Meeting Date: SEP 12, 2013 Meeting Type: Annual
Record Date: JUL 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split Followed For For Management
by Forward Stock Split
2.1 Elect Director Holger Bartel For For Management
2.2 Elect Director Ralph Bartel For For Management
2.3 Elect Director David J. Ehrlich For For Management
2.4 Elect Director Donovan Neale-May For For Management
2.5 Elect Director Mary Reilly For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the None For Shareholder
Election of Directors
--------------------------------------------------------------------------------
TRAVELZOO INC.
Ticker: TZOO Security ID: 89421Q205
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Holger Bartel For For Management
1.2 Elect Director Ralph Bartel For For Management
1.3 Elect Director Michael Karg For For Management
1.4 Elect Director Donovan Neale-May For For Management
1.5 Elect Director Mary Reilly For For Management
2 Approve Stock Option Plan Grants to For For Management
Christopher Loughlin
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TREMOR VIDEO, INC.
Ticker: TRMR Security ID: 89484Q100
Meeting Date: JUN 16, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Warren Lee For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TREVENA, INC.
Ticker: TRVN Security ID: 89532E109
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Farah Champsi For Withhold Management
1.2 Elect Director Terrance G. McGuire For Withhold Management
1.3 Elect Director Christopher K. Mirabelli For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
UBIQUITI NETWORKS, INC.
Ticker: UBNT Security ID: 90347A100
Meeting Date: DEC 13, 2013 Meeting Type: Annual
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ronald A. Sege For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION
Ticker: UMPQ Security ID: 904214103
Meeting Date: FEB 25, 2014 Meeting Type: Special
Record Date: JAN 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION
Ticker: UMPQ Security ID: 904214103
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond P. Davis For For Management
1.2 Elect Director Peggy Y. Fowler For For Management
1.3 Elect Director Stephen M. Gambee For For Management
1.4 Elect Director James S. Greene For For Management
1.5 Elect Director Luis F. Machuca For For Management
1.6 Elect Director Laureen E. Seeger For For Management
1.7 Elect Director Dudley R. Slater For For Management
1.8 Elect Director Susan F. Stevens For For Management
1.9 Elect Director Hilliard C. Terry, III For For Management
1.10 Elect Director Bryan L. Timm For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNIFI, INC.
Ticker: UFI Security ID: 904677200
Meeting Date: OCT 23, 2013 Meeting Type: Annual
Record Date: SEP 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Armfield, IV For For Management
1.2 Elect Director R. Roger Berrier, Jr. For For Management
1.3 Elect Director Archibald Cox, Jr. For For Management
1.4 Elect Director William L. Jasper For For Management
1.5 Elect Director Kenneth G. Langone For For Management
1.6 Elect Director George R. Perkins, Jr. For For Management
1.7 Elect Director Suzanne M. Present For For Management
1.8 Elect Director G. Alfred Webster For For Management
1.9 Elect Director Mitchel Weinberger For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNIT CORPORATION
Ticker: UNT Security ID: 909218109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Adcock For For Management
1.2 Elect Director Steven B. Hildebrand For For Management
1.3 Elect Director Larry C. Payne For For Management
1.4 Elect Director G. Bailey Peyton, IV For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require a Majority Vote for the None For Shareholder
Election of Directors
--------------------------------------------------------------------------------
UNITED COMMUNITY BANKS, INC.
Ticker: UCBI Security ID: 90984P303
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. C. Nelson, Jr. For For Management
1.2 Elect Director Jimmy C. Tallent For For Management
1.3 Elect Director Robert H. Blalock For For Management
1.4 Elect Director Clifford V. Brokaw For For Management
1.5 Elect Director L. Cathy Cox For For Management
1.6 Elect Director Steven J. Goldstein For For Management
1.7 Elect Director Thomas A. Richlovsky For For Management
1.8 Elect Director Tim R. Wallis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNITED ONLINE, INC.
Ticker: UNTD Security ID: 911268100
Meeting Date: SEP 05, 2013 Meeting Type: Special
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Amend Articles For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
UNITED ONLINE, INC.
Ticker: UNTD Security ID: 911268209
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis Lobo For For Management
1b Elect Director Howard G. Phanstiel For For Management
1c Elect Director Carol A. Scott For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION
Ticker: UTHR Security ID: 91307C102
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond Dwek For For Management
1.2 Elect Director Roger Jeffs For For Management
1.3 Elect Director Christopher Patusky For For Management
1.4 Elect Director Tommy Thompson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL CORPORATION
Ticker: UVV Security ID: 913456109
Meeting Date: AUG 06, 2013 Meeting Type: Annual
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chester A. Crocker For For Management
1.2 Elect Director Charles H. Foster, Jr. For For Management
1.3 Elect Director Thomas H. Johnson For For Management
1.4 Elect Director Lennart R. Freeman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
UNIVERSAL INSURANCE HOLDINGS, INC.
Ticker: UVE Security ID: 91359V107
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott P. Callahan For Withhold Management
1.2 Elect Director Sean P. Downes For For Management
1.3 Elect Director Darryl L. Lewis For For Management
1.4 Elect Director Ralph J. Palmieri For For Management
1.5 Elect Director Richard D. Peterson For For Management
1.6 Elect Director Michael A. Pietrangelo For For Management
1.7 Elect Director Ozzie A. Schindler For For Management
1.8 Elect Director Jon W. Springer For For Management
1.9 Elect Director Joel M. Wilentz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
USANA HEALTH SCIENCES, INC.
Ticker: USNA Security ID: 90328M107
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Anciaux For For Management
1.2 Elect Director Gilbert A. Fuller For For Management
1.3 Elect Director Jerry G. McClain For For Management
1.4 Elect Director Ronald S. Poelman For For Management
1.5 Elect Director Myron W. Wentz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VAALCO ENERGY, INC.
Ticker: EGY Security ID: 91851C201
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven P. Guidry For For Management
1.2 Elect Director W. Russell Scheirman For For Management
1.3 Elect Director Frederick W. Brazelton For For Management
1.4 Elect Director O. Donaldson Chapoton For For Management
1.5 Elect Director James B. Jennings For For Management
1.6 Elect Director John J. Myers, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VAIL RESORTS, INC.
Ticker: MTN Security ID: 91879Q109
Meeting Date: DEC 06, 2013 Meeting Type: Annual
Record Date: OCT 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roland A. Hernandez For For Management
1b Elect Director Robert A. Katz For For Management
1c Elect Director Richard D. Kincaid For For Management
1d Elect Director John T. Redmond For For Management
1e Elect Director Hilary A. Schneider For For Management
1f Elect Director D. Bruce Sewell For For Management
1g Elect Director John F. Sorte For For Management
1h Elect Director Peter A. Vaughn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VANDA PHARMACEUTICALS INC.
Ticker: VNDA Security ID: 921659108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Dugan For For Management
1.2 Elect Director Vincent J. Milano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VCA ANTECH, INC.
Ticker: WOOF Security ID: 918194101
Meeting Date: APR 21, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Chickering, Jr. For For Management
1.2 Elect Director John Heil For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Change Company Name For For Management
--------------------------------------------------------------------------------
VERIFONE SYSTEMS, INC.
Ticker: PAY Security ID: 92342Y109
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Alspaugh For For Management
1.2 Elect Director Paul Galant For For Management
1.3 Elect Director Alex W. (Pete) Hart For For Management
1.4 Elect Director Robert B. Henske For For Management
1.5 Elect Director Wenda Harris Millard For For Management
1.6 Elect Director Eitan Raff For For Management
1.7 Elect Director Jonathan I. Schwartz For For Management
1.8 Elect Director Jane J. Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VERINT SYSTEMS INC.
Ticker: VRNT Security ID: 92343X100
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan Bodner For For Management
1.2 Elect Director Victor DeMarines For For Management
1.3 Elect Director John Egan For For Management
1.4 Elect Director Larry Myers For For Management
1.5 Elect Director Richard Nottenburg For For Management
1.6 Elect Director Howard Safir For For Management
1.7 Elect Director Earl Shanks For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VIAD CORP
Ticker: VVI Security ID: 92552R406
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul B. Dykstra For For Management
1b Elect Director Edward E. Mace For For Management
1c Elect Director Margaret E. Pederson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Abraham Ludomirski For For Management
1.2 Elect Director Wayne M. Rogers For For Management
1.3 Elect Director Ronald Ruzic For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VISTEON CORPORATION
Ticker: VC Security ID: 92839U206
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Duncan H. Cocroft For For Management
1b Elect Director Jeffrey D. Jones For For Management
1c Elect Director Timothy D. Leuliette For For Management
1d Elect Director Robert J. Manzo For For Management
1e Elect Director Francis M. Scricco For For Management
1f Elect Director David L. Treadwell For For Management
1g Elect Director Harry J. Wilson For For Management
1h Elect Director Kam Ho George Yuen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VONAGE HOLDINGS CORP.
Ticker: VG Security ID: 92886T201
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc P. Lefar For For Management
1.2 Elect Director Carolyn Katz For For Management
1.3 Elect Director John J. Roberts For For Management
1.4 Elect Director Carl Sparks For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VOXX INTERNATIONAL CORPORATION
Ticker: VOXX Security ID: 91829F104
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul C. Kreuch, Jr. For For Management
1.2 Elect Director Peter A. Lesser For For Management
1.3 Elect Director Stan Glasgow For For Management
1.4 Elect Director John J. Shalam For For Management
1.5 Elect Director Patrick M. Lavelle For For Management
1.6 Elect Director Charles M. Stoehr For For Management
1.7 Elect Director Ari M. Shalam For For Management
1.8 Elect Director Fred S. Klipsch For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WALKER & DUNLOP, INC.
Ticker: WD Security ID: 93148P102
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan J. Bowers For For Management
1.2 Elect Director Andrew C. Florance For For Management
1.3 Elect Director Cynthia A. Hallenbeck For For Management
1.4 Elect Director Michael D. Malone For For Management
1.5 Elect Director John Rice For For Management
1.6 Elect Director Dana L. Schmaltz For For Management
1.7 Elect Director Howard W. Smith, III For For Management
1.8 Elect Director William M. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WARREN RESOURCES, INC.
Ticker: WRES Security ID: 93564A100
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chet Borgida For For Management
1.2 Elect Director Marcus C. Rowland For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
WEB.COM GROUP, INC.
Ticker: WWWW Security ID: 94733A104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Brown For For Management
1.2 Elect Director Timothy I. Maudlin For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WESTERN REFINING, INC.
Ticker: WNR Security ID: 959319104
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Carin Marcy Barth For For Management
2.2 Elect Director Paul L. Foster For For Management
2.3 Elect Director L. Frederick Francis For Withhold Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WHITESTONE REIT
Ticker: WSR Security ID: 966084204
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daryl J. Carter For For Management
1.2 Elect Director Donald F. Keating For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WHITEWAVE FOODS COMPANY
Ticker: WWAV Security ID: 966244105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregg L. Engles For For Management
1.2 Elect Director Joseph S. Hardin, Jr. For For Management
2 Eliminate Class of Common Stock For For Management
3 Amend Charter Prompted By The For For Management
Completion of Separation From Dean
Foods
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WILLIS LEASE FINANCE CORPORATION
Ticker: WLFC Security ID: 970646105
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert T. Morris For For Management
1.2 Elect Director W. William Coon, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WIX.COM LTD.
Ticker: WIX Security ID: M98068105
Meeting Date: FEB 06, 2014 Meeting Type: Special
Record Date: JAN 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Ron Gutler as External For For Management
Director For a Three Year Term
1.2 Reelect Betsy Atkins as External For For Management
Director For a Three Year Term
2 Authorize Avishai Abrahami, Chairman For For Management
to Serve as CEO for a Three Year Period
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
WORTHINGTON INDUSTRIES, INC.
Ticker: WOR Security ID: 981811102
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: AUG 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director John P. McConnell For For Management
1c Elect Director Mary Schiavo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
XPO LOGISTICS, INC.
Ticker: XPO Security ID: 983793100
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley S. Jacobs For For Management
1.2 Elect Director Michael G. Jesselson For For Management
1.3 Elect Director Adrian P. Kingshott For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
YONGYE INTERNATIONAL, INC.
Ticker: YONG Security ID: 98607B106
Meeting Date: DEC 03, 2013 Meeting Type: Annual
Record Date: OCT 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zishen Wu For For Management
1.2 Elect Director Rijun Zhang For For Management
1.3 Elect Director Xiaochuan Guo For For Management
1.4 Elect Director Sean Shao For Withhold Management
1.5 Elect Director Xindan Li For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
YONGYE INTERNATIONAL, INC.
Ticker: YONG Security ID: 98607B106
Meeting Date: MAR 05, 2014 Meeting Type: Special
Record Date: JAN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ZAGG INC
Ticker: ZAGG Security ID: 98884U108
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Hales For For Management
1.2 Elect Director Cheryl A. Larabee For For Management
1.3 Elect Director E. Todd Heiner For For Management
1.4 Elect Director Bradley J. Holiday For For Management
1.5 Elect Director Daniel R. Maurer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION
Ticker: ZBRA Security ID: 989207105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank B. Modruson For For Management
1.2 Elect Director Anders Gustafsson For For Management
1.3 Elect Director Andrew K. Ludwick For For Management
1.4 Elect Director Janice M. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
================ BlackRock Emerging Market Allocation Portfolio ================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== BlackRock Emerging Markets Dividend Fund ===================
AMBEV SA
Ticker: ABEV3 Security ID: 02319V103
Meeting Date: JAN 02, 2014 Meeting Type: Special
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement to Absorb Companhia For For Management
de Bebidas das Americas - Ambev
2 Appoint Independent Firm to Appraise For For Management
Proposed Transaction
3 Approve Independent Firm's Appraisal For For Management
4 Approve Absorption of Companhia de For For Management
Bebidas das Americas - Ambev
5 Approve Acquisition Agreement between For For Management
the Company and Ambev Brasil Bebidas S.
A. (Ambev Brasil)
6 Appoint Independent Firm to Appraise For For Management
Proposed Transaction
7 Approve Independent Firm's Appraisal For For Management
8 Approve Acquisition of Ambev Brasil For For Management
and Issuance of Shares in Connection
with Acquisition
9 Amend Article 5 to Reflect Changes in For For Management
Capital
10 Amend Corporate Purpose For For Management
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12.1 Elect Victorio Carlos de Marchi as For For Management
Director
12.2 Elect Carlos Alves de Brito as Director For For Management
12.3 Elect Marcel Herrmann Telles as For For Management
Director
12.4 Elect Jose Heitor Attilio Gracioso as For For Management
Director
12.5 Elect Vicente Falconi Campos as For For Management
Director
12.6 Elect Luis Felipe Pedreira Dutra Leite For For Management
as Director
12.7 Elect Roberto Moses Thompson Motta as For For Management
Director
12.8 Elect Alvaro Antonio Cardoso de Sousa For For Management
as Director
12.9 Elect Paulo Alberto Lemman as Director For For Management
12.10 Elect Antonio Carlos Augusto Ribeiro For For Management
Bonchristiano as Director
12.11 Elect Marcos de Barros Lisboa as For For Management
Director
12.12 Elect Luiz Fernando Ziegler de Saint For For Management
Edmond as Alternate Director
13 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
AVI LTD
Ticker: AVI Security ID: S0808A101
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date: OCT 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 June 2013
2 Reappoint KPMG Inc as Auditors of the For For Management
Company
3 Re-elect Adriaan Nuhn as Director For For Management
4 Re-elect Abe Thebyane as Director For For Management
5 Re-elect Barry Smith as Director For For Management
6 Re-elect Neo Dongwana as Director For For Management
7 Elect Michael Koursaris as Director For For Management
8 Re-elect Michael Bosman as Chairman of For For Management
the Audit and Risk Committee
9 Re-elect James Hersov as Member of the For For Management
Audit and Risk Committee
10 Re-elect Neo Dongwana as Member of the For For Management
Audit and Risk Committee
11 Approve Fees Payable to the For For Management
Non-executive Directors Excluding the
Board Chairman and the Foreign
Non-executive Director
12 Approve Fees Payable to the Board For For Management
Chairman
13 Approve Fees Payable to the Foreign For For Management
Non-executive Director Adriaan Nuhn
14 Approve Fees Payable to the Members of For For Management
the Remuneration, Nomination and
Appointments Committee
15 Approve Fees Payable to the Members of For For Management
the Audit and Risk Committee
16 Approve Fees Payable to the Members of For For Management
the Social and Ethics Committee
17 Approve Fees Payable to the Chairman For For Management
of the Remuneration, Nomination and
Appointments Committee
18 Approve Fees Payable to the Chairman For For Management
of the Audit and Risk Committee
19 Approve Fees Payable to the Chairman For For Management
of the Social and Ethics Committee
20 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
21 Approve Financial Assistance to For For Management
Related or Inter-related Company
22 Approve Remuneration Policy For Against Management
--------------------------------------------------------------------------------
AVICHINA INDUSTRY & TECHNOLOGY CO., LTD.
Ticker: 02357 Security ID: Y0485Q109
Meeting Date: AUG 21, 2013 Meeting Type: Special
Record Date: JUL 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association of the For For Management
Company
2 Approve Acquisition Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
AVICHINA INDUSTRY & TECHNOLOGY CO., LTD.
Ticker: 02357 Security ID: Y0485Q109
Meeting Date: AUG 21, 2013 Meeting Type: Special
Record Date: JUL 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association of the For For Management
Company
--------------------------------------------------------------------------------
BANCO DE CHILE
Ticker: CHILE Security ID: 059520106
Meeting Date: MAR 27, 2014 Meeting Type: Annual/Special
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Abstain Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CLP 3.48 Per Share
3 Elect Directors For For Management
4 Approve Remuneration of Directors For For Management
5 Approve Remuneration and Budget of For For Management
Directors and Audit Committee
6 Appoint Auditors For For Management
7 Present Directors and Audit None None Management
Committee's Report
8 Receive Report Regarding Related-Party None None Management
Transactions
9 Transact Other Business (Non-Voting) None None Management
1 Authorize Increase in Capital via For For Management
Capitalization of 30 Percent of
Distributable Net Income for FY 2013;
Amend Articles to Reflect Changes in
Capital; Authorize Board to Ratify and
Execute Approved Resolutions
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 03988 Security ID: Y0698A107
Meeting Date: MAR 25, 2014 Meeting Type: Special
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chen Siqing as Director For For Management
--------------------------------------------------------------------------------
BB SEGURIDADE PARTICIPACOES S.A.
Ticker: BBSE3 Security ID: P1R1WJ103
Meeting Date: NOV 29, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Elect Fiscal Council Members For For Management
Representing Minority Shareholders
3 Elect Director Representing Minority For For Management
Shareholders
4 Elect Director Representing Finance For For Management
Ministry
5 Elect Director Representing Banco do For For Management
Brasil S.A.
6 Elect Fiscal Council Member For For Management
Representing Finance Ministry
--------------------------------------------------------------------------------
BB SEGURIDADE PARTICIPACOES S.A.
Ticker: BBSE3 Security ID: P1R1WJ103
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Abstain Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For For Management
4 Approve Remuneration of Fiscal Council For For Management
Members
5 Elect CEO as Director For For Management
6 Approve Remuneration of Company's For For Management
Management
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00694 Security ID: Y07717104
Meeting Date: FEB 26, 2014 Meeting Type: Special
Record Date: JAN 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Cheng Chi Ming, Brian Director For For Management
and Approve Director's Remuneration
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00694 Security ID: Y07717104
Meeting Date: JUN 30, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Proposal For For Management
5 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditors and
PricewaterhouseCoopers as
International Auditors and Authorize
Board to Fix Their Remuneration
6a Elect Liu Xuesong as Director and None For Shareholder
Authorize Board to Fix His Remuneration
6b Elect Shi Boli as Director and None For Shareholder
Authorize Board to Fix His Remuneration
6c Elect Gao Lijia as Director and None For Shareholder
Authorize Board to Fix Her Remuneration
6d Elect Yao Yabo as Director and None For Shareholder
Authorize Board to Fix His Remuneration
6e Elect Zhang Musheng as Director and None For Shareholder
Authorize Board to Fix His Remuneration
6f Elect Cheng Chi Ming, Brian as None For Shareholder
Director and Authorize Board to Fix
His Remuneration
6g Elect Japhet Sebastian Law as Director None For Shareholder
and Authorize Board to Fix His
Remuneration
6h Elect Wang Xiaolong as Director and None For Shareholder
Authorize Board to Fix His Remuneration
6i Elect Jiang Ruiming as Director and None For Shareholder
Authorize Board to Fix His Remuneration
6j Elect Liu Guibin as Director and None For Shareholder
Authorize Board to Fix His Remuneration
7 Authorize Board to Arrange for Service None For Shareholder
Contracts and/or Appointment Letters
to Be Issued by the Company to the
Newly Elected Directors and to Do All
Such Acts and Things to Effect Such
Matters
8a1 Elect Liu Yanbin as Supervisor and None For Shareholder
Authorize Board to Fix His Remuneration
8a2 Elect Song Shengli as Supervisor and None For Shareholder
Authorize Board to Fix His Remuneration
8a3 Elect Dong Ansheng as Supervisor and None For Shareholder
Authorize Board to Fix His Remuneration
8a4 Elect Lau Siu ki as Supervisor and None For Shareholder
Authorize Board to Fix His Remuneration
8b1 Elect Li Xiaomei as Supervisor and None For Shareholder
Authorize Board to Fix Her Remuneration
8b2 Elect Deng Xianshan as Supervisor and None For Shareholder
Authorize Board to Fix His Remuneration
8b3 Elect Chang Jun as Supervisor and None For Shareholder
Authorize Board to Fix His Remuneration
9 Authorize Board to Issue Appointment None For Shareholder
Letters to All Newly Elected
Supervisors and to Do All Such Acts
and Things to Effect Such Matters
--------------------------------------------------------------------------------
BIM BIRLESIK MAGAZALAR AS
Ticker: BIMAS Security ID: M2014F102
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting, Elect Presiding Council For For Management
of Meeting, and Authorize Presiding
Council to Sign Meeting Minutes
2 Accept Board Report None None Management
3 Accept Audit Report None None Management
4 Accept Financial Statements For For Management
5 Approve Profit Distribution Policy For For Management
6 Approve Allocation of Income For For Management
7 Approve Discharge of Board For For Management
8 Elect Directors and Approve Their For For Management
Remuneration
9 Receive Information on Commercial None None Management
Transactions with the Company
10 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
11 Receive Information on Share None None Management
Repurchase Program
12 Receive Information on Company None None Management
Disclosure Policy
13 Approve Upper Limit of Donations and For For Management
Receive Information on Charitable
Donations
14 Receive Information on the Guarantees, None None Management
Pledges, and Mortgages Provided by the
Company to Third Parties
15 Ratify External Auditors For For Management
16 Wishes None None Management
--------------------------------------------------------------------------------
BOLSA MEXICANA DE VALORES S.A.B DE C.V.
Ticker: BOLSAA Security ID: P17330104
Meeting Date: FEB 12, 2014 Meeting Type: Special
Record Date: FEB 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Line of Bank Credit For For Management
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
BOLSA MEXICANA DE VALORES S.A.B DE C.V.
Ticker: BOLSAA Security ID: P17330104
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve CEO's Report in Accordance For For Management
with Article 172 of General Company Law
1.2 Approve Board's Report Regarding For For Management
Articles 28 and 172 of Stock Market Law
1.3 Accept Individual and Consolidated For Abstain Management
Financial Statements and Statutory
Reports
1.4 Accept Audit and Corporate Practices For For Management
Committee's Report
1.5 Accept Statutory Auditors' Report For Abstain Management
1.6 Accept Report on Member Admission, For For Management
Share Listing and Regulatory Committee
Activities
1.7 Accept Report on Compliance with For For Management
Fiscal Obligations
2 Approve Allocation of Income For For Management
3 Approve Cash Dividends of MXN 646.36 For For Management
Million or MXN 1.09 Per Share
4 Elect Principal and Alternate Members For For Management
of Board of Directors, Statutory
Auditors, Chairman of Audit and
Corporate Practices Committees; Verify
Independence Classification of Board
Members
5 Approve Remuneration of Principal and For For Management
Alternate Members of Board of
Directors and Statutory Auditors;
Approve Remuneration of Members of
Audit Committee and Corporate
Practices Committee
6 Approve Report of Policies Related to For For Management
Repurchase of Shares
7 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
BOSIDENG INTERNATIONAL HOLDINGS LTD.
Ticker: 03998 Security ID: G12652106
Meeting Date: AUG 28, 2013 Meeting Type: Annual
Record Date: AUG 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Mei Dong as Director For For Management
3b Elect Gao Miaoqin as Director For For Management
3c Elect Mak Yun Kuen as Director For For Management
3d Elect Rui Jinsong as Director For For Management
3e Elect Wang Yao as Director For For Management
3f Elect Ngai Wai Fung as Director For For Management
3g Elect Lian Jie as Director For For Management
3h Authorize Board to Fix Remuneration of For For Management
Directors
4 Appoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CCR S.A.
Ticker: CCRO3 Security ID: P1413U105
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Abstain Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Capital Budget For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Fix Board Size and Elect Directors For For Management
5 Install Fiscal Council and Elect For For Management
Members
6 Approve Remuneration of Company's For For Management
Management
--------------------------------------------------------------------------------
CHINA CITIC BANK CORPORATION LTD.
Ticker: 601998 Security ID: Y1434M116
Meeting Date: AUG 06, 2013 Meeting Type: Special
Record Date: JUL 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ou-Yang Qian as Shareholder For For Management
Representative Supervisor
--------------------------------------------------------------------------------
CHINA COAL ENERGY COMPANY LIMITED
Ticker: 01898 Security ID: Y1434L100
Meeting Date: JUL 05, 2013 Meeting Type: Special
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in Constructing For For Management
China Coal Shaanxi Yulin Energy and
Chemical Co., Ltd. Methanol Acetic
Acid Series Geep Processing and
Comprehensive Utilization Project
--------------------------------------------------------------------------------
CHINA HONGQIAO GROUP LTD.
Ticker: 01378 Security ID: G21150100
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Zhang Shiping as Director For For Management
2b Elect Zheng Shuliang as Director For For Management
2c Elect Zhang Bo as Director For For Management
2d Elect Qi Xingli as Director For For Management
2e Elect Yang Congsen as Director For For Management
2f Elect Zhang Jinglei as Director For For Management
2g Elect Xing Jian as Director For For Management
2h Elect Chen Yinghai as Director For For Management
2i Elect Han Benwen as Director For For Management
2j Authorize Board to Fix Directors' For For Management
Remuneration
3 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Declare Final Dividend For For Management
5 Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD.
Ticker: 00144 Security ID: Y1489Q103
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAY 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Elect Zheng Shaoping as Director For For Management
3a2 Elect Kut Ying Hay as Director For For Management
3a3 Elect Lee Yip Wah Peter as Director For For Management
3a4 Elect Li Kwok Heem John as Director For For Management
3a5 Elect Li Ka Fai David as Director For For Management
3b Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Grant of Options Pursuant to For Against Management
the Share Option Scheme
5b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5c Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5d Authorize Reissuance of Repurchased For Against Management
Shares
6 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 00386 Security ID: Y15010104
Meeting Date: NOV 26, 2013 Meeting Type: Special
Record Date: OCT 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Term of For For Management
Validity of the Proposal Regarding the
Issuance of A Share Convertible Bonds
and Other Related Matters
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 00386 Security ID: Y15010104
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan for For For Management
the Year Ended Dec. 31, 2013
5 Approve Interim Profit Distribution For For Management
Plan for the Year 2014
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
Auditors and Authorize Board to Fix
Their Remuneration
7 Amend Articles of Association For For Management
8 Authorize Board to Determine the For Abstain Management
Proposed Plan for the Issuance of Debt
Financing Instruments
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA RESOURCES POWER HOLDINGS CO., LTD.
Ticker: 00836 Security ID: Y1503A100
Meeting Date: JUL 22, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For Against Management
--------------------------------------------------------------------------------
CLEANAWAY COMPANY LTD
Ticker: 8422 Security ID: Y16688106
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Amend Articles of Association For For Management
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV
Ticker: ABEV3 Security ID: 02319V103
Meeting Date: APR 28, 2014 Meeting Type: Annual/Special
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Abstain Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For For Management
4 Ratify Remuneration Paid for Fiscal For For Management
Year 2013 and Approve Remuneration of
Company's Management
1 Authorize Capitalization of Fiscal For For Management
Benefits and Issue New Shares
2 Authorize Capitalization of Fiscal For For Management
Benefits without Issuing New Shares
3 Amend Article 5 to Reflect Changes in For For Management
Capital
--------------------------------------------------------------------------------
COMPANIA CERVECERIAS UNIDAS S.A.
Ticker: CCU Security ID: 204429104
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Present Chairman's Report None None Management
2 Approve Financial Statements and For Withhold Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Dividend Policy None None Management
5 Approve Remuneration of Directors For For Management
6 Approve Remuneration and Budget of For For Management
Directors' Committee
7 Approve Remuneration and Budget of For For Management
Audit Committee
8 Appoint Auditors For For Management
9 Present Directors' Committee Report on None None Management
Activities
10 Receive Report Regarding Related-Party None None Management
Transactions
11 Other Business (Voting) None None Management
--------------------------------------------------------------------------------
CREDICORP LTD.
Ticker: BAP Security ID: G2519Y108
Meeting Date: MAR 31, 2014 Meeting Type: Annual
Record Date: FEB 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Present 2013 Annual Report None None Management
2 Approve Audited Consolidated Financial For Abstain Management
Statements of Credicorp and its
Subsidiaries for FY 2013, Including
External auditors' Report
3.1 Elect Dionisio Romero Paoletti as For For Management
Director
3.2 Elect Raimundo Morales Dasso as For For Management
Director
3.3 Elect Fernando Fort Marie as Director For For Management
3.4 Elect Reynaldo A. Llosa Barber as For For Management
Director
3.5 Elect Juan Carlos Verme Giannoni as For For Management
Director
3.6 Elect Luis Enrique Yarur Rey as For For Management
Director
3.7 Elect Benedicto Ciguenas Guevara as For For Management
Director
3.8 Elect Martin Perez Monteverde as For For Management
Director
4 Approve Remuneration of Directors For For Management
5 Appoint Ernst & Young Global as For For Management
External Auditors and Authorize Board
to Fix Their Remuneration
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO. LTD
Ticker: 00991 Security ID: Y20020106
Meeting Date: AUG 23, 2013 Meeting Type: Special
Record Date: JUL 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Provision of Guarantee to For Against Management
Shenzhen Datang Baochang Gas Power
Generation Co. Ltd.
1b Approve Provision of Guarantee to For Against Management
Inner Mongolia Datang International
Hothot Thermal Power Generation Co.
Ltd.
--------------------------------------------------------------------------------
DELTA ELECTRONICS INC.
Ticker: 2308 Security ID: Y20263102
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Financial Statements For For Management
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Amend Articles of Association For For Management
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
6 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
DIGI.COM BERHAD
Ticker: DIGI Security ID: Y2070F100
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sigve Brekke as Director For For Management
2 Elect Saw Choo Boon as Director For For Management
3 Elect Yasmin Binti Aladad Khan as For For Management
Director
4 Approve Remuneration of Directors For For Management
5 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
7 Approve Halim Bin Mohyiddin to For For Management
Continue Office as Independent
Non-Executive Director
--------------------------------------------------------------------------------
DRAGON OIL PLC
Ticker: DRS Security ID: G2828W132
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3a Reelect Mohammed Al Ghurair as Director For For Management
3b Reelect Abdul Jaleel Al Khalifa as For For Management
Director
3c Reelect Thor Haugnaess as Director For For Management
3d Reelect Ahmad Sharaf as Director For For Management
3e Reelect Ahmad Al Muhairbi as Director For For Management
3f Reelect Saeed Al Mazrooei as Director For For Management
3g Elect Justin Crowley as Director For For Management
4 Approve Remuneration Policy For For Management
5 Approve Remuneration Report For Against Management
6 Authorize Board to Fix Remuneration of For For Management
Auditors
7 Authorize General Meetings Outside the For For Management
Republic of Ireland
8 Authorize the Company to Call EGM with For For Management
Two Weeks' Notice
9 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Share Repurchase Program and For For Management
Reissuance of Shares
12 Approve the Adoption of the 2014 For Against Management
Long-Term Incentive Plan
--------------------------------------------------------------------------------
EDP- ENERGIAS DO BRASIL S.A.
Ticker: ENBR3 Security ID: P3769R108
Meeting Date: FEB 04, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Board Size For For Management
2 Elect New Director; Appoint Chairman For For Management
and Vice Chairman
--------------------------------------------------------------------------------
EDP- ENERGIAS DO BRASIL S.A.
Ticker: ENBR3 Security ID: P3769R108
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Abstain Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Board Size and Elect Directors For For Management
4 Approve Remuneration of Company's For For Management
Management
--------------------------------------------------------------------------------
EDP- ENERGIAS DO BRASIL S.A.
Ticker: ENBR3 Security ID: P3769R108
Meeting Date: APR 29, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles 24 and 25 Re: Executive For For Management
Committee
--------------------------------------------------------------------------------
FAR EASTONE TELECOMMUNICATIONS CO., LTD.
Ticker: 4904 Security ID: Y7540C108
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Financial Statements For For Management
(Including Business Operations Report)
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve Cash Dividend from Company?s For For Management
Capital Reserves
4 Approve Amendments to Articles of For For Management
Association
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V.
Ticker: FUNO11 Security ID: P3515D163
Meeting Date: NOV 05, 2013 Meeting Type: Special
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Alfredo Achar Tussie as For For Management
Independent Member of Trust Technical
Committee and Ratify His Election as
Member of Practices and Nomination
Committees
2 Authorize Issuance of Debt Real Estate For For Management
Trust Certificates
3 Authorize Issuance of Debentures For For Management
4 Authorize Issuance of Real Estate For For Management
Trust Certificates to Be Maintained at
the Trust Treasury
5 Appoint Legal Representatives For For Management
--------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V.
Ticker: FUNO11 Security ID: P3515D163
Meeting Date: APR 04, 2014 Meeting Type: Special
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Modifications of Servicing For For Management
Advisory Contract
2 Amend or Ratify Incentive Plan for For For Management
Trust Management
3 Authorize Issuance of Real Estate For For Management
Trust Certificates in Accordance with
Technical Committee of Trust
4 Appoint Legal Representatives For For Management
--------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V.
Ticker: FUNO11 Security ID: P3515D163
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Trust Manager Report on For For Management
Activities Undertaken; Approve Report
of Technical Committee
2 Approve Reports of Audit, Corporate For For Management
Practices and Nominating Committees
3 Approve Trust Manager Report on For For Management
Compliance in Accordance to Article
44-XI of Securities Market Law and
Article 172 (Except B) of General
Mercantile Companies Law
4 Approve Trust Manager Report on For For Management
Principal Accounting Criteria Policy
and Disclosure Policy; Receive
Technical Committee Opinion on Trust
Manager Report
5 Approve Report on Compliance with For For Management
Fiscal Obligations
6 Approve Financial Statements and For For Management
Allocation of Income
7 Elect or Ratify Members of Technical For For Management
Committee; Verify Independence
Classification
8 Approve Remuneration of Technical For For Management
Committee Members
9 Approve Minutes of Previous Meeting For For Management
10 Present Report on Offer and Ratify For For Management
Activities on Issuance and Placing of
Real Estate Trust Certificates
Approved by General Meeting on April
4, 2014
11 Appoint Legal Representatives For For Management
12 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
FIRSTRAND LTD
Ticker: FSR Security ID: S5202Z131
Meeting Date: MAY 21, 2014 Meeting Type: Special
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend the FirstRand Black Employee For For Management
Trust Deed
2 Amend FirstRand Black Non-executive For For Management
Directors Trust Deed
3 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA
Ticker: FEMSAUBD Security ID: 344419106
Meeting Date: DEC 06, 2013 Meeting Type: Special
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends of MXN 0.33 per For For Management
Class B Share, MXN 0.42 per Class D
Share, MXN 1.67 per B Unit and MXN 2
per BD Unit
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA
Ticker: FEMSAUBD Security ID: 344419106
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Abstain Management
Statutory Reports
2 Accept Report on Adherence to Fiscal For For Management
Obligations
3 Approve Allocation of Income For For Management
4 Set Aggregate Nominal Share Repurchase For For Management
Reserve
5 Elect Directors and Secretaries, For For Management
Verify Independence of Directors, and
Approve their Remuneration
6 Elect Members and Chairmen of Finance For For Management
and Planning, Audit, and Corporate
Practices Committees; Approve Their
Remuneration
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
8 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
GLOBALTRANS INVESTMENT PLC
Ticker: GLTR Security ID: 37949E204
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Approve Termination of Powers of Board For For Management
of Directors
5 Elect Alexander Eliseev as Director For For Management
6 Elect Michael Zampelas as Director and For For Management
Approve His Remuneration
7 Elect George Papaioannou as Director For For Management
and Approve His Remuneration
8 Elect J. Carroll Colley as Director For For Management
and Approve His Remuneration
9 Elect Johann Franz Durrer as Director For For Management
and Approve His Remuneration
10 Elect Sergey Maltsev as Director For For Management
11 Elect Michael Thomaides as Director For For Management
12 Elect Elia Nicoalou as Director and For For Management
Approve His Remuneration
13 Elect Konstantin Shirokov as Director For For Management
14 Elect Andrey Gomon as Director For For Management
15 Elect Alexander Storozhev as Director For For Management
16 Elect Alexander Tarasov as Director For For Management
17 Elect Marios Tofaros as Director and For For Management
Approve His Remuneration
18 Elect Sergey Tolmachev as Director For For Management
19 Elect Melina Pyrgou as Director For For Management
--------------------------------------------------------------------------------
GRAND KOREA LEISURE CO LTD.
Ticker: 114090 Security ID: Y2847C109
Meeting Date: DEC 20, 2013 Meeting Type: Special
Record Date: OCT 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Four Inside Directors (Bundled) For For Management
1.2 Elect Two Outside Directors (Bundled) For For Management
--------------------------------------------------------------------------------
GRAND KOREA LEISURE CO LTD.
Ticker: 114090 Security ID: Y2847C109
Meeting Date: MAR 28, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 1,049 per Share
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
3 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
4 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
GRAND KOREA LEISURE CO LTD.
Ticker: 114090 Security ID: Y2847C109
Meeting Date: MAY 08, 2014 Meeting Type: Special
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Park Seung-Koo as Internal For For Management
Auditor
--------------------------------------------------------------------------------
GREAT WALL MOTOR CO., LTD.
Ticker: 02333 Security ID: Y2882P106
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Audited Financial Report For For Management
2 Accept Report of the Board of Directors For For Management
3 Approve Profit Distribution Proposal For For Management
4 Approve Annual Report and Its Summary For For Management
Report
5 Approve Report of Independent Directors For For Management
6 Approve Report of Supervisory Committee For For Management
7 Approve Strategies of the Company For For Management
8 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
9 Elect Wei Jian Jun as Director and For For Management
Authorize the Board to Fix His
Remuneration
10 Elect Liu Ping Fu as Director and For For Management
Authorize the Board to Fix His
Remuneration
11 Elect Wang Feng Ying as Director and For For Management
Authorize the Board to Fix Her
Remuneration
12 Elect Hu Ke Gang as Director and For For Management
Authorize the Board to Fix His
Remuneration
13 Elect Yang Zhi Juan as Director and For For Management
Authorize the Board to Fix Her
Remuneration
14 Elect He Ping as Director and For For Management
Authorize the Board to Fix His
Remuneration
15 Elect Niu Jun as Director and For For Management
Authorize the Board to Fix His
Remuneration
16 Elect Wong Chi Hung, Stanley as For For Management
Director and Authorize the Board to
Fix His Remuneration
17 Elect Lu Chuang as Director and For For Management
Authorize the Board to Fix His
Remuneration
18 Elect Liang Shang Shang as Director For For Management
and Authorize the Board to Fix His
Remuneration
19 Elect Ma Li Hui as Director and For For Management
Authorize the Board to Fix His
Remuneration
20 Elect Luo Jin Li as Supervisor and For For Management
Authorize the Supervisory Committee to
Fix Her Remuneration
21 Elect Zong Yi Xiang as Supervisor and For For Management
Authorize the Supervisory Committee to
Fix Her Remuneration
22 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
23 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
GREAT WALL MOTOR CO., LTD.
Ticker: 02333 Security ID: Y2882P106
Meeting Date: MAY 09, 2014 Meeting Type: Special
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of A Share Capital and H Share
Capital
--------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO S.A.B. DE C.V.
Ticker: GAPB Security ID: P4959P100
Meeting Date: DEC 03, 2013 Meeting Type: Court
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Non-Renewal of Technical None For Shareholder
Assistance and Technology Transfer
Contract Signed by Grupo Aeroportuario
del Pacifico SAB de CV on Aug. 25, 1999
2 Appoint Legal Representatives None For Shareholder
--------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO S.A.B. DE C.V.
Ticker: GAPB Security ID: P4959P100
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Abstain Management
Statutory Reports
2 Approve Individual and Consolidated For Abstain Management
Financial Statements and Statutory
Reports
3 Approve Allocation of Income in the For For Management
Amount of MXN 1.99 Billion
4 Approve Two Dividends of MXN 1.19 For For Management
Billion and MXN 397.50 Million to be
Distributed on May 31, 2014 and Nov.
30, 2014 Respectively
5 Cancel Pending Amount of MXN 280.73 For For Management
Million of Share Repurchase Approved
at AGM on April 16, 2013; Set Nominal
Amount of Share Repurchase of up to a
Maximum of MXN 400 Million
6 Elect or Ratify Four Directors and None None Management
Their Respective Alternates of Series
BB Shareholders
7 Elect or Ratify Directors of Series B None None Management
Shareholders that Hold 10 Percent of
Share Capital
8 Elect or Ratify Directors of Series B For For Management
Shareholders
9 Elect or Ratify Board Chairman For For Management
10 Approve Remuneration of Directors for For For Management
FY 2013 and 2014
11 Elect or Ratify Director of Series B For For Management
Shareholders and Member of Nomination
and Remuneration Committee
12 Elect or Ratify Chairman of Audit and For For Management
Corporate Practices Committee
13 Present Report Regarding Individual or None None Management
Accumulated Operations Greater Than
USD 3 Million
14 Authorize Board to Ratify and Execute None None Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO S.A.B. DE C.V.
Ticker: GAPB Security ID: P4959P100
Meeting Date: APR 23, 2014 Meeting Type: Special
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Fixed Capital by For For Management
MXN 1.51 Billion; Amend Article 6 of
Company's Bylaws Accordingly
2 Approve Proposal to Change Company For For Management
Headquarters; Amend Articles 3 and 52
of Company's Bylaws Accordingly
3 Authorize Board to Ratify and Execute None None Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL SURESTE S.A.B. DE C.V.
Ticker: ASURB Security ID: 40051E202
Meeting Date: DEC 19, 2013 Meeting Type: Special
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Dividends of MXN For For Management
4.40 per Class B and BB Shares
--------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL SURESTE S.A.B. DE C.V.
Ticker: ASURB Security ID: 40051E202
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve CEO's and Auditor's Report on For Abstain Management
Financial Statements and Statutory
Reports
1b Approve Board's Report on Accounting For For Management
Criteria Policy and Disclosure Policy
Law
1c Approve Report Re: Activities and For For Management
Operations Undertaken by the Board
1d Approve Individual and Consolidated For Abstain Management
Financial Statements
1e Approve Audit Committee's Report For For Management
Regarding Company's Subsidiaries
1f Approve Report on Adherence to Fiscal For For Management
Obligations
2a Approve Increase in Legal Reserves For For Management
2b Set Maximum Nominal Amount of Share For For Management
Repurchase Reserve; Approve Policy
Related to Acquisition of Own Shares
3a Approve Discharge of Board of For For Management
Directors and CEO
3b.1 Elect/Ratify Fernando Chico Pardo as For For Management
Director
3b.2 Elect/Ratify Jose Antonio Perez Anton For For Management
as Director
3b.3 Elect/Ratify Luis Chico Pardo as For For Management
Director
3b.4 Elect/Ratify Aurelio Perez Alonso as For For Management
Director
3b.5 Elect/Ratify Rasmus Christiansen as For For Management
Director
3b.6 Elect/Ratify Francisco Garza Zambrano For For Management
as Director
3b.7 Elect/Ratify Ricardo Guajardo Touche For For Management
as Director
3b.8 Elect/Ratify Guillermo Ortiz Martinez For For Management
as Director
3b.9 Elect/Ratify Roberto Servitje Sendra For For Management
as Director
3c.1 Elect/Ratify Ricardo Guajardo Touche For For Management
as Chairman of Audit Committee
3d.1 Elect/Ratify Fernando Chico Pardo, For For Management
Jose Antonio Perez Anton and Roberto
Servitje Sendra as Members of
Nominations and Compensations Committee
3e.1 Approve Remuneration of Directors in For For Management
the Amount of MXN 50,000
3e.2 Approve Remuneration of Operations For For Management
Committee in the Amount of MXN 50,000
3e.3 Approve Remuneration of Nominations For For Management
and Compensations Committee in the
Amount of MXN 50,000
3e.4 Approve Remuneration of Audit For For Management
Committee in the Amount of MXN 70,000
3e.5 Approve Remuneration of Acquisitions For For Management
and Contracts Committee in the Amount
of MXN 15,000
4a Authorize Claudio R. Gongora Morales For For Management
to Ratify and Execute Approved
Resolutions
4b Authorize Rafael Robles Miaja to For For Management
Ratify and Execute Approved Resolutions
4c Authorize Ana Maria Poblanno Chanona For For Management
to Ratify and Execute Approved
Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO SANTANDER MEXICO S.A.B. DE C.V.
Ticker: SANMEXB Security ID: 40053C105
Meeting Date: DEC 13, 2013 Meeting Type: Special
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Resolutions Related to Dividend For For Management
Payment Date of Feb. 25, 2014 as
Approved at Aug. 20, 2013 Ordinary
Shareholder Meeting
2 Approve Cash Dividends For For Management
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Approve Spin-Off of Gestion Santander For For Management
SA de CV, Sociedad Operadora de
Sociedades de Inversion; Approve
Termination of Sole Responsibility
Agreement
2 Approve Modifications of Sole For For Management
Responsibility Agreement
3 Reform Articles of Association For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO SANTANDER MEXICO S.A.B. DE C.V.
Ticker: SANMEXB Security ID: 40053C105
Meeting Date: APR 25, 2014 Meeting Type: Annual/Special
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Abstain Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Accept Chairman's and CEO's Report For For Management
4 Accept Board's Opinion on President's For For Management
and CEO Report
5 Accept Board Report on Major For For Management
Accounting and Disclosure Criteria and
Policies
6 Accept Report on Adherence to Fiscal For For Management
Obligations for Fiscal Year 2012
7 Accept Report on Board Operations and For For Management
Activities
8 Accept Board Report on Audit and For For Management
Corporate Governance Committees'
Activities
9 Elect Chairman of Corporate Practice, For For Management
Nominating and Remuneration Committee
10 Elect and Ratify Directors and Their For For Management
Respective Alternate Representatives
of Class F and B Shareholders; Fix
Their Remuneration
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Elect or Ratify Directors Representing For For Management
Class B Shares
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
HENGAN INTERNATIONAL GROUP CO. LTD.
Ticker: 01044 Security ID: G4402L151
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAY 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Sze Man Bok as Director For For Management
4 Elect Hui Lin Chit as Director For For Management
5 Elect Xu Chun Man as Director For For Management
6 Elect Chan Henry as Director For For Management
7 Elect Ada Ying Kay Wong as Director For For Management
8 Authorize Board to Fix Directors' For For Management
Remuneration
9 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HUABAO INTERNATIONAL HOLDINGS LIMITED
Ticker: 00336 Security ID: G4639H122
Meeting Date: AUG 08, 2013 Meeting Type: Annual
Record Date: AUG 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Declare Final Dividend For For Management
2b Declare Special Dividend For For Management
3a Elect Chu Lam Yiu as Director For For Management
3b Elect Lee Luk Shiu as Director For For Management
3c Elect Xiong Qing as Director For For Management
3d Elect Ding Ningning as Director For For Management
3e Elect Wu Chi Keung as Director For For Management
3f Authorize the Board to Fix For For Management
Remuneration of Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
6a Amend Bye-Laws of the Company For For Management
6b Adopt New Set of Bye-Laws of the For For Management
Company
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: Y3990B112
Meeting Date: SEP 10, 2013 Meeting Type: Special
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Payment of Remuneration to For For Management
Directors and Supervisors
2 Elect Yi Xiqun as Director For For Management
3 Elect Fu Zhongjun as Director For For Management
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: Y3990B112
Meeting Date: APR 15, 2014 Meeting Type: Special
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Hongli as Director For For Management
2 Approve 2014 Fixed Assets Investment For For Management
Budget
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INFOSYS LTD.
Ticker: 500209 Security ID: 456788108
Meeting Date: JUN 14, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of INR 43.00 For For Management
Per Share and Confirm Interim Dividend
of INR 20.00 Per Share
3 Reelect B.G. Srinivas as Director None None Management
4 Reelect S. Gopalakrishnan as Director For For Management
5 Approve BSR & Co. LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Elect U.B.P. Rao as Director and For For Management
Approve Appointment and Remuneration
of U.B.P. Rao as Executive Director
7 Elect K. Mazumdar-Shaw as Independent For For Management
Non-Executive Director
8 Elect C.M. Browner as Independent For For Management
Non-Executive Director
9 Elect R. Venkatesan as Independent For For Management
Non-Executive Director
10 Approve Sale, Transfer, and/or For For Management
Disposal of the Products, Platforms
and Solutions Business to Edgeverve
Systems Ltd., a Wholly-Owned
Subsidiary of the Company, for a
Consideration of USD 80 Million
11 Approve Vacancy on the Board Resulting For For Management
from the Retirement of A.M. Fudge
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JERONIMO MARTINS SGPS S.A
Ticker: JMT Security ID: X40338109
Meeting Date: DEC 18, 2013 Meeting Type: Special
Record Date: DEC 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2 Elect Board Chairman For Against Management
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JERONIMO MARTINS SGPS S.A
Ticker: JMT Security ID: X40338109
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Individual Financial Statements For For Management
and Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3 Accept Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Discharge of Management and For For Management
Supervisory Boards
5 Approve Remuneration Policy For For Management
6 Elect Chairman of General Meeting For For Management
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JIANGSU EXPRESSWAY CO. LTD.
Ticker: 00177 Security ID: Y4443L103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Approve Annual Budget Report for the For For Management
Year 2013
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Profit Distribution Scheme in For For Management
Respect of the Final Dividend
6 Appoint Deloitte Touche Tohmatsu CPA For For Management
LLP as Auditors at a Remuneration of
RMB 2.1 Million Per Year
7 Appoint Deloitte Touche Tohmatsu CPA For For Management
LLP as Auditors for Internal Control
at a Remuneration of RMB 680,000 Per
Year
8 Approve Issuance of Short-Term For For Management
Commercial Papers
9 Approve Adjustment of Independent For For Management
Directors' Remuneration
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KCELL JSC
Ticker: KCEL Security ID: 48668G205
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman and Secretary of For For Management
Meeting; Approve Meeting Procedures
2 Approve Meeting Agenda For For Management
3 Fix Size and Term of Office of Vote For For Management
Counting Commission; Elect New Members
of Vote Counting Commission
4 Ratify Auditor For Against Management
5 Approve Annual Financial Statements For For Management
6 Approve Allocation of Income and For For Management
Dividends
7 Elect Directors; Fix Their Term of None Against Management
Office and Remuneration
8 Approve Results of Shareholders For For Management
Appeals on Actions of Company and Its
Officials
9 Approve Information on Remuneration of For Against Management
Directors and Members of Management
Board in 2013
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KOMERCNI BANKA A.S.
Ticker: BAAKOMB Security ID: X45471111
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.1 Approve Meeting Procedures For For Management
2.2 Elect Meeting Chairman and Other For For Management
Meeting Officials
3 Amend Articles of Association For For Management
4 Close Meeting None None Management
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KOMERCNI BANKA A.S.
Ticker: BAAKOMB Security ID: X45471111
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Management Board Report on For For Management
Company's Operations and State of Its
Assets in Fiscal 2013
2 Receive Report on Defensive Structure None None Management
and Mechanisms in Case of Takeover Bid
3 Receive Management Board Report on None None Management
Relations Among Related Entities
4 Receive Financial Statements, None None Management
Consolidated Financial Statements, and
Allocation of Income Proposal
5 Receive Supervisory Board Reports None None Management
6 Receive Audit Committee's Report None None Management
7 Approve Financial Statements For For Management
8 Approve Allocation of Income and For For Management
Dividend of CZK 230 per Share
9 Approve Consolidated Financial For For Management
Statements
10 Approve Agreements with Supervisory For For Management
Board Members
11 Approve Agreements with Audit For For Management
Committee Board Members
12 Approve Share Repurchase Program For For Management
13 Ratify Ernst and Young Audit s.r.o. as For For Management
Auditor
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KROTON EDUCACIONAL S.A.
Ticker: KROT3 Security ID: P6115V129
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Abstain Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Legal Reserves For For Management
3 Approve Dividends For For Management
4 Approve Allocation of Investment For For Management
Reserves
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KROTON EDUCACIONAL S.A.
Ticker: KROT3 Security ID: P6115V129
Meeting Date: APR 25, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Company's For For Management
Management
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LUKOIL OAO
Ticker: LKOH Security ID: 677862104
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report, Financial For For Management
Statements, and Allocation of Income,
Including Dividends of RUB 110 Per
Share for 2013
2.1 Elect Vagit Alekperov as Director None Against Management
2.2 Elect Viktor Blazheev as Director None For Management
2.3 Elect Valery Grayfer as Director None Against Management
2.4 Elect Igor Ivanov as Director None For Management
2.5 Elect Sergey Kochkurov as Director None Against Management
2.6 Elect Ravil Maganov as Director None Against Management
2.7 Elect Richard Matzke as Director None For Management
2.8 Elect Sergey Mikhaylov as Director None Against Management
2.9 Elect Mark Mobius as Director None For Management
2.10 Elect Guglielmo Antonio Claudio None For Management
Moscato as Director
2.11 Elect Ivan Pictet as Director None For Management
2.12 Elect Leonid Fedun as Director None Against Management
3.1 Elect Mikhail Maksimov as Member of For For Management
Audit Commission
3.2 Elect Pavel Suloev as Member of Audit For For Management
Commission
3.3 Elect Aleksandr Surkov as Member of For For Management
Audit Commission
4.1 Approve Remuneration of Directors for For For Management
Their Service until 2014 AGM
4.2 Approve Remuneration of Newly Elected For For Management
Directors
5.1 Approve Remuneration of Members of For For Management
Audit Commission for Their Service
until 2014 AGM
5.2 Approve Remuneration of Newly Elected For For Management
Members of Audit Commission
6 Ratify ZAO KPMG as Auditor For For Management
7 Amend Charter For For Management
8 Amend Regulations on General Meetings For For Management
9.1 Approve Related-Party Transaction with For For Management
OAO Kapital Strakhovanie Re: Liability
Insurance for Directors, Officers, and
Corporations
9.2 Approve Related-Party Transaction Re: For For Management
Supplement to Loan Agreement with OAO
RITEK
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MACQUIRE MEXICO REAL ESTATE MANAGEMENT S.A. DE C.V.
Ticker: FIBRAMQ12 Security ID: P3515D155
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Audited Financial Statements For Abstain Management
for Fiscal Year 2013
2 Approve Annual Report for Fiscal Year For Abstain Management
2013
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
MAHLE METAL LEVE S.A.
Ticker: LEVE3 Security ID: P6528U106
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Abstain Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Capital Budget For For Management
4 Elect Directors and Alternates For For Management
5 Elect Fiscal Council Members and For For Management
Alternates and Approve their
Remuneration
6 Approve Remuneration of Company's For For Management
Management
--------------------------------------------------------------------------------
MARCOPOLO S.A.
Ticker: POMO4 Security ID: P64331112
Meeting Date: MAR 27, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nominated by Preferred None For Shareholder
Shareholders
2 Elect Fiscal Council Member(s) None For Shareholder
Nominated by Preferred Shareholders
--------------------------------------------------------------------------------
MMC NORILSK NICKEL
Ticker: GMKN Security ID: 46626D108
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Dividends
5.1 Elect Sergey Barbashev as Director None Abstain Management
5.2 Elect Alexey Bashkirov as Director None Abstain Management
5.3 Elect Sergey Bratukhin as Director None Abstain Management
5.4 Elect Andrey Bugrov as Director None Abstain Management
5.5 Elect Marianna Zakharova as Director None Abstain Management
5.6 Elect Egor Ivanov as Director None Abstain Management
5.7 Elect Stalbek Mishakov as Director None Abstain Management
5.8 Elect Ardavan Moshiri as Director None Abstain Management
5.9 Elect Garreth Penny as Director None For Management
5.10 Elect Gerhard Prinsloo as Director None For Management
5.11 Elect Sergei Skvorcov as Director None Abstain Management
5.12 Elect Maxim Sokov as Director None Abstain Management
5.13 Elect Vladislav Solovyev as Director None Abstain Management
5.14 Elect Robert Edwards as Director None For Management
6.1 Elect Ekaterina Voziyanova as Member For For Management
of Audit Commission
6.2 Elect Anna Masalova as Member of Audit For For Management
Commission
6.3 Elect Georgiy Svanidze as Member of For For Management
Audit Commission
6.4 Elect Vladimir Shilkov as Member of For For Management
Audit Commission
6.5 Elect Elena Yanevich as Member of For For Management
Audit Commission
7 Ratify Auditor of Company's Financial For For Management
Statements Prepared in Accordance with
Russian Accounting Standards (RAS)
8 Ratify Auditor of Company's Financial For For Management
Statements Prepared in Accordance with
International Financial Reporting
Standards (IFRS)
9 Approve Remuneration of Directors For Against Management
10 Approve Remuneration of Members of For For Management
Audit Commission
11 Approve Related-Party Transactions Re: For For Management
Indemnification Agreements with
Directors and Executives
12 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors and
Executives
13 Amend Charter For Against Management
14 Amend Regulations on General Meetings For For Management
15a1 Approve Related-Party Transaction with For For Management
OJSC Arkhangelsk Commercial Sea Port
Re: Lease of Equipment
15a2 Approve Related-Party Transaction with For For Management
OJSC Arkhangelsk Commercial Sea Port
Re: Supply of Heat Energy and/or
Heat-Carriers
15a3 Approve Related-Party Transaction with For For Management
OJSC Arkhangelsk Commercial Sea Port
Re: Lease of Equipment
15a4 Approve Related-Party Transaction with For For Management
CJSC Taymyr Fuel Company Re: Provision
of Petroleum Products
15a5 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Supply of
Materials Required for Maintenance of
Machinery, and Hoisting Mechanisms
15a6 Approve Related-Party Transaction with For For Management
OJSC NTEK Re: Rendition of Sewage
Network Maintenance, and Operation
Services
15a7 Approve Related-Party Transaction with For For Management
Polar Construction Company LLC Re:
Lease of Movable and Immovable
Property for Production, and Operation
Activities
15a8 Approve Related-Party Transaction with For For Management
Polar Construction Company LLC Re:
Sale of Fixed Assets, Goods,
Miscellaneous Products, and Materials
15a9 Approve Related-Party Transaction with For For Management
Gipronickel Institute LLC Re: Lease of
Movable and Immovable Property for
Production, and Operation Activities
15a10 Approve Related-Party Transaction with For For Management
Gipronickel Institute LLC Re: Transfer
of Machinery, WIP Products, and Goods
15a11 Approve Related-Party Transaction with For For Management
OJSC Norilskgazprom Re: Land Plot
Lease Agreement
15a12 Approve Related-Party Transaction with For For Management
OJSC Norilskgazprom Re: Sale of Fixed
Assets, Goods, Miscellaneous Products,
and Materials
15a13 Approve Related-Party Transaction with For For Management
Norilsk Industrial Transport LLC Re:
Lease of Movable and Immovable
Property for Production and Operation
Activities
15a14 Approve Related-Party Transaction with For For Management
Norilsk Industrial Transport LLC Re:
Sale of Fixed Assets, Goods,
Miscellaneous Products, and Materials
15a15 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Lease of
Movable and Immovable Property for
Production and Operation Activities
15a16 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Sale of
Fixed Assets, Goods, Miscellaneous
Products, and Materials
15a17 Approve Related-Party Transaction with For For Management
CJSC Taymyr Fuel Company Re: Lease of
Movable and Immovable Property for
Production and Operation Activities
15a18 Approve Related-Party Transaction with For For Management
CJSC Taymyr Fuel Company Re: Sale of
Fixed Assets, Goods, Miscellaneous
Products, and Materials
15a19 Approve Related-Party Transaction with For For Management
OJSC NTEK Re: Sale of Goods
15a20 Approve Related-Party Transaction with For For Management
OJSC Taimyrgas Re: Transfer of
Inventories, Other Products, and
Materials
15a21 Approve Related-Party Transaction with For For Management
OJSC Yenisey River Shipping Company
Re: Transfer of Coal
15a22 Approve Related-Party Transaction with For For Management
OJSC Norilskgazprom Re: Placement of
Industrial Wastes
15a23 Approve Related-Party Transaction with For For Management
Polar Construction Company LLC Re:
Agency Services for Organization of
Training Employees
15a24 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Agency
Services for Organization of Training
Employees
15a25 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re:
Organization of Storage and
Destruction of Documents, Making
Copies, Submission of Information
Requested in Course of Inspection
15a26 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: Design
Work on Projects
15a27 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: Geodetic
Survey Works
15a28 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re:
Quantitative Chemical Assay of Samples
of Raw Materials and Process Cycle
Products for Quality Control
15a29 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: External
Quality Control of Results of
Quantitative Chemical Assay
15a30 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: R&D
Services
15a31 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: Design
Works, Development of Working and
Non-Standard Equipment Design
Documentation for Production Units
15a32 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: R&D Works
for Production Units
15a33 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC : Feasibility
Study for Nadezhda Metallurgical Plant
and for Production Association of
Concentrators
15a34 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: R&D Works
for NMP Facilities and Nickel Plant
Shutdown
15a35 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: Unforeseen
Design and Survey Works
15a36 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re:
Development and Approval of Design
Documents for Non-Standard Equipment,
Approval of Estimates for Start-Up
Operations
15a37 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: Cadastral
Works
15a38 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: Design
Works
15a39 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: Design
Works
15a40 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: R&D Works,
Approval of Budgeting Documentation
and Engineering Documentation for
Non-Standardized Equipment,
Engineering Documentation Development
15a41 Approve Related-Party Transaction with For For Management
Polar Construction Company LLC Re:
Execution of Civil, Assembly and
Specialized Works
15a42 Approve Related-Party Transaction with For For Management
Polar Construction Company LLC Re:
Preassembly Equipment Audit Works
15a43 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re:
Preassembly Equipment Audit Works
15a44 Approve Related-Party Transaction For For Management
Norilsknickelremont LLC Re: Transfer
of Goods
15a45 Approve Related-Party Transaction with For For Management
Polar Contraction Company LLC Re:
Lease of Movable Property
15a46 Approve Related-Party Transaction with For For Management
CJSC Taimyr Fuel Company Re: Lease of
Movable Property
15b1 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Opening Accounts and Debiting of
Monetary Funds
15b2 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Maintenance of Security Deposit on
Accounts
15b3 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Services of Systems of Information
Electronic Transfer and Electronic
Payment Systems
15b4 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Agreements on Procedures and Terms of
Interest Rate Charging
15b5 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Agreements on Procedures of Issuance
and Maintenance of International Bank
Cards for Employees
15b6 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Services on Management of Financial
Flows of MMC Norilsk Nickel and Its
Subsidiaries
15b7 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Opening of Letters of Credit
15b8 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Contracts on Placing Deposits
15b9 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Guarantee Agreements
15b10 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Agreements on Loan Funds in Form of
Credits, Credit Lines, and Overdrafts
15b11 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Agreements on Promissory Notes
15b12 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re: Sale
and Purchase of Foreign Currency
15b13 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Agreements on Derivative Financial
Instruments
15b14 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re: Sale
and Purchase of Precious Metals
15b15 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re: Joint
Implementation of Corporate Social
Programs
15b16 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re: Sale
and Purchase of Securities
15c Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia, and/or
SIB (Cyprus) Ltd., and/or Sberbank CIB
(UK) Ltd., and/or Sberbank
(Switzerland) AG Re: Guarantee
Agreements to Secure Fulfillment of
Obligations of Subsidiaries
--------------------------------------------------------------------------------
NAGACORP LTD.
Ticker: 03918 Security ID: G6382M109
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Philip Lee Wai Tuck as Director For For Management
3b Elect Chen Yepern as Director For For Management
3c Elect Michael Lai Kai Jin as Director For For Management
4 Approve Remuneration of Directors for For For Management
the Year Ended Dec. 31, 2013 and
Authorize Board to Fix Directors'
Remuneration for the Year Ending Dec.
31, 2014
5 Reappoint BDO Limited as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
PHILIPPINE LONG DISTANCE TELEPHONE CO.
Ticker: TEL Security ID: 718252109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Audited Financial For For Management
Statements for the Fiscal Year Ended
Dec. 31, 2013
2.1 Elect Artemio V. Panganiban as a For For Management
Director
2.2 Elect Pedro E. Roxas as a Director For For Management
2.3 Elect Alfred V. Ty as a Director For For Management
2.4 Elect Helen Y. Dee as a Director For For Management
2.5 Elect Ray C. Espinosa as a Director For For Management
2.6 Elect James L. Go as a Director For For Management
2.7 Elect Setsuya Kimura as a Director For For Management
2.8 Elect Napoleon L. Nazareno as a For For Management
Director
2.9 Elect Manuel V. Pangilinan as a For For Management
Director
2.10 Elect Hideaki Ozaki as a Director For For Management
2.11 Elect Ma. Lourdes C. Rausa-Chan as a For For Management
Director
2.12 Elect Juan B. Santos as a Director For For Management
2.13 Elect Tony Tan Caktiong as a Director For For Management
3 Amend the Third Article of the For For Management
Articles of Incorporation to Specify
the Complete Principal Office Address
of the Company
--------------------------------------------------------------------------------
PHILIPPINE LONG DISTANCE TELEPHONE CO.
Ticker: TEL Security ID: 718252604
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Audited Financial For For Management
Statements for the Fiscal Year Ended
Dec. 31, 2013
2.1 Elect Artemio V. Panganiban as a For For Management
Director
2.2 Elect Pedro E. Roxas as a Director For For Management
2.3 Elect Alfred V. Ty as a Director For For Management
2.4 Elect Helen Y. Dee as a Director For For Management
2.5 Elect Ray C. Espinosa as a Director For For Management
2.6 Elect James L. Go as a Director For For Management
2.7 Elect Setsuya Kimura as a Director For For Management
2.8 Elect Napoleon L. Nazareno as a For For Management
Director
2.9 Elect Manuel V. Pangilinan as a For For Management
Director
2.10 Elect Hideaki Ozaki as a Director For For Management
2.11 Elect Ma. Lourdes C. Rausa-Chan as a For For Management
Director
2.12 Elect Juan B. Santos as a Director For For Management
2.13 Elect Tony Tan Caktiong as a Director For For Management
3 Amend the Third Article of the For For Management
Articles of Incorporation to Specify
the Complete Principal Office Address
of the Company
--------------------------------------------------------------------------------
POWSZECHNY ZAKLAD UBEZPIECZEN SA
Ticker: PZU Security ID: X6919T107
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: JUN 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Financial Statements None None Management
6 Receive Management Board Report on None None Management
Company's Operations in Fiscal 2013
7 Receive Consolidated Financial None None Management
Statements
8 Receive Management Board Report on None None Management
Group's Operations in Fiscal 2013
9 Receive Supervisory Board Reports on None None Management
Its Review of Financial Statements and
Statutory Reports
10 Receive Supervisory Board Report on None None Management
Board's Operations
11 Approve Financial Statements For For Management
12 Approve Management Board Report on For For Management
Company's Operations in Fiscal 2013
13 Approve Consolidated Financial For For Management
Statements
14 Approve Management Board Report on For For Management
Group's Operations in Fiscal 2013
15 Approve Allocation of Income For For Management
16.1 Approve Discharge of Przemyslaw For For Management
Dabrowski (Management Board Member)
16.2 Approve Discharge of Andrzej Klesyk For For Management
(Management Board Member)
16.3 Approve Discharge of Dariusz Krzewina For For Management
(Management Board Member)
16.4 Approve Discharge of Boguslaw Skuza For For Management
(Management Board Member)
16.5 Approve Discharge of Barbara Smalska For For Management
(Management Board Member)
16.6 Approve Discharge of Tomasz Tarkowski For For Management
(Management Board Member)
16.7 Approve Discharge of Ryszard For For Management
Trepczynski (Management Board Member)
17.1 Approve Discharge of Zbigniew For For Management
Cwiakalski (Supervisory Board Member)
17.2 Approve Discharge of Dariusz Daniluk For For Management
(Supervisory Board Member)
17.3 Approve Discharge of Zbigniew Derdziuk For For Management
(Supervisory Board Member)
17.4 Approve Discharge of Dariusz Filar For For Management
(Supervisory Board Member)
17.5 Approve Discharge of Wlodzimierz For For Management
Kicinski (Supervisory Board Member)
17.6 Approve Discharge of Waldemar Maj For For Management
(Supervisory Board Member)
17.7 Approve Discharge of Alojzy Nowak For For Management
(Supervisory Board Member)
17.8 Approve Discharge of Maciej Piotrowski For For Management
(Supervisory Board Member)
17.9 Approve Discharge of Tomasz Zganiacz For For Management
(Supervisory Board Member)
18 Approve Changes in Composition of None Against Shareholder
Supervisory Board
19 Close Meeting None None Management
--------------------------------------------------------------------------------
PT BANK CENTRAL ASIA TBK
Ticker: BBCA Security ID: Y7123P138
Meeting Date: APR 07, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports and Discharge
Directors and Commissioners
2 Approve Allocation of Income For For Management
3 Elect Directors and/or Commissioners For Against Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Auditors For For Management
6 Approve Interim Dividends For For Management
--------------------------------------------------------------------------------
PT MEDIA NUSANTARA CITRA TBK
Ticker: MNCN Security ID: Y71280104
Meeting Date: APR 29, 2014 Meeting Type: Annual/Special
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Directors' Report For For Management
2 Approve Financial Statements and For For Management
Discharge Directors and Commissioners
3 Approve Allocation of Income For For Management
4 Elect Directors and Commissioners For Against Management
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
1 Authorize Commissioners to Issue For Against Management
Shares Pursuant to the Employee and
Management Stock Option Program (EMSOP)
2 Approve Issuance of New Shares to be For Against Management
Allocated for the EMSOP
3 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
QUANTA COMPUTER INC.
Ticker: 2382 Security ID: Y7174J106
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
4.1 Elect a Representative of CIANYU For For Management
INVESTEMENT LTD, with Shareholder No.
590, as Supervisor
5 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ROBINSONS LAND CORPORATION
Ticker: RLC Security ID: Y73196126
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Minutes of the Annual For For Management
Meeting of the Stockholders Held on
April 18, 2013
3 Approve Annual Report and Financial For For Management
Statements for the Preceding Year
4 Approve the Amendment to Article Third For For Management
of the Articles of Incorporation in
Order to Change the Company's
Principal Office Address
5.1 Elect John L. Gokongwei, Jr. as a For For Management
Director
5.2 Elect James L. Go as a Director For For Management
5.3 Elect Lance Y. Gokongwei as a Director For For Management
5.4 Elect Frederick D. Go as a Director For For Management
5.5 Elect Patrick Henry C. Go as a Director For For Management
5.6 Elect Johnson Robert G. Go, Jr. as a For For Management
Director
5.7 Elect Robina Y. Gokongwei-Pe as a For For Management
Director
5.8 Elect Artemio V. Panganiban as a For For Management
Director
5.9 Elect Roberto F. de Ocampo as a For For Management
Director
5.10 Elect Emmanuel C. Rojas, Jr. as a For For Management
Director
6 Elect External Auditor For For Management
7 Ratify All Acts of the Board of For For Management
Directors and Management Since the
Last Annual Meeting
8 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
SANDS CHINA LTD.
Ticker: 01928 Security ID: G7800X107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAY 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Chiang Yun as Director For For Management
3b Elect Iain Ferguson Bruce as Director For For Management
3c Elect Charles Daniel Forman as Director For For Management
3d Elect Robert Glen Goldstein as Director For For Management
3e Authorize Board to Fix Directors' For For Management
Remuneration
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SANLAM LTD
Ticker: SLM Security ID: S7302C137
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: MAY 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 December 2013
2 Reapoint Ernst & Young Incorporated as For For Management
Auditors of the Company with Johanna
de Villiers as the Individual and
Designated Auditor
3 Elect Paul Bradshaw as Director For For Management
4.1 Re-elect Sipho Nkosi as Director For For Management
4.2 Re-elect Lazarus Zim as Director For For Management
4.3 Re-elect Valli Moosa as Director For For Management
4.4 Re-elect Philisiwe Mthethwa as Director For For Management
5.1 Re-elect Johan van Zyl as Director For For Management
5.2 Re-elect Kobus Moller as Director For For Management
6.1 Elect Paul Bradshaw as Member of the For For Management
Audit Committee
6.2 Re-elect Flip Rademeyer as Chairman of For For Management
the Audit Committee
6.3 Re-elect Chris Swanepoel as Member of For For Management
the Audit Committee
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Executive For For Management
Directors and Non-executive Directors
for the Financial Year Ended 31
December 2013
9 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
A Approve Remuneration of Non-executive For For Management
Directors for the Period 1 July 2014
until 30 June 2015
B Authorise Repurchase of Up to Five For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
SASOL LTD
Ticker: SOL Security ID: 803866102
Meeting Date: NOV 22, 2013 Meeting Type: Annual
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Nolitha Fakude as Director For For Management
1.2 Re-elect Mandla Gantsho as Director For For Management
1.3 Re-elect Imogen Mkhize as Director For For Management
1.4 Re-elect JJ Njeke as Director For For Management
2 Elect Paul Victor as Director For For Management
3 Appoint PricewaterhouseCoopers Inc as For For Management
Auditors of the Company
4.1 Re-elect Colin Beggs as Member of the For For Management
Audit Committee
4.2 Elect Imogen Mkhize as Member of the For For Management
Audit Committee
4.3 Re-elect JJ Njeke as Member of the For For Management
Audit Committee
4.4 Re-elect Stephen Westwell as Member of For For Management
the Audit Committee
5 Approve Remuneration Policy For For Management
6 Approve Non-Executive Directors' For For Management
Remuneration
7 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
8 Authorise Repurchase of Issued Share For For Management
Capital from a Director and/or a
Prescribed Officer of the Company
--------------------------------------------------------------------------------
SK TELECOM CO.
Ticker: 017670 Security ID: Y4935N104
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 8,400 per Share
2 Amend Articles of Incorporation For For Management
3.1 Reelect Ha Sung-Min as Inside Director For For Management
3.2 Reelect Chung Jay-Young as Outside For For Management
Director
3.3 Elect Lee Jae-Hoon as Outside Director For For Management
3.4 Elect Ahn Jae-Hyun as Outside Director For For Management
4 Elect Ahn Jae-Hyun as Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SK TELECOM CO.
Ticker: 017670 Security ID: 78440P108
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 8,400 per Share
2 Amend Articles of Incorporation For For Management
3.1 Reelect Ha Sung-Min as Inside Director For For Management
3.2 Reelect Chung Jay-Young as Outside For For Management
Director
3.3 Elect Lee Jae-Hoon as Outside Director For For Management
3.4 Elect Ahn Jae-Hyun as Outside Director For For Management
4 Elect Ahn Jae-Hyun as Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
TAIWAN CEMENT CORP.
Ticker: 1101 Security ID: Y8415D106
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: Y84629107
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve 2013 Plan on Profit For For Management
Distribution
3 Approve Amendments to Procedures For For Management
Governing the Acquisition or Disposal
of Assets and Approve Amendments to
Trading Procedures Governing
Derivatives Products
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: 874039100
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve 2013 Plan on Profit For For Management
Distribution
3 Approve Amendments to Procedures For For Management
Governing the Acquisition or Disposal
of Assets and Trading Procedures
Governing Derivatives Products
--------------------------------------------------------------------------------
TRINA SOLAR LTD.
Ticker: TSL Security ID: 89628E104
Meeting Date: SEP 03, 2013 Meeting Type: Annual
Record Date: JUL 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Re-Election of Mr. Qian ZHAO For For Management
as Director
2 Approve Re-Election of Mr. Kwok On For For Management
YEUNG as Director
3 Approve to Appoint KPMG as Auditor and For For Management
Authorize Board to Fix the Remuneration
--------------------------------------------------------------------------------
TRIPOD TECHNOLOGY CORPORATION
Ticker: 3044 Security ID: Y8974X105
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Financial Statements For For Management
2 Approve 2013 Plan on Profit For For Management
Distribution
3 Approve Amendments to Articles of For For Management
Association
4 Amend Partial Rules and Procedures for For For Management
Election of Directors and Supervisors
5 Amend Partial Rules and Procedures For For Management
Regarding Shareholder's General Meeting
6 Amend Partial Procedures Governing the For For Management
Acquisition or Disposal of Assets
7 Amend Partial Trading Procedures For For Management
Governing Derivatives Products
8 Amend Partial Procedures for For For Management
Endorsement and Guarantees
9 Amend Partial Procedures for Lending For For Management
Funds to Other Parties
--------------------------------------------------------------------------------
TURK TRAKTOR VE ZIRAAT MAKINELERI AS
Ticker: TTRAK Security ID: M9044T101
Meeting Date: MAR 24, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Reports For For Management
3 Accept Statutory Reports For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Profit Distribution Policy For For Management
7 Approve Allocation of Income For For Management
8 Amend Company Articles For For Management
9 Elect Directors For For Management
10 Approve Remuneration Policy For For Management
11 Approve Director Remuneration For For Management
12 Ratify External Auditors For For Management
13 Receive Information on Related Party None None Management
Transactions
14 Approve Upper Limit of Donations for For Against Management
2014
15 Receive Information on the Guarantees, None None Management
Pledges, and Mortgages Provided by the
Company to Third Parties
16 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
17 Wishes None None Management
--------------------------------------------------------------------------------
TURKIYE HALK BANKASI A.S.
Ticker: HALKB Security ID: M9032A106
Meeting Date: MAR 31, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For Did Not Vote Management
Council of Meeting
2 Accept Board and Audit Reports For Did Not Vote Management
3 Accept Financial Statements For Did Not Vote Management
4 Approve Allocation of Income For Did Not Vote Management
5 Ratify Director Appointment For Did Not Vote Management
6 Approve Discharge of Board and Auditors For Did Not Vote Management
7 Elect Board of Directors and Internal For Did Not Vote Management
Auditors
8 Approve Director Remuneration For Did Not Vote Management
9 Ratify External Auditors For Did Not Vote Management
10 Approve Profit Distribution Policy For Did Not Vote Management
11 Receive Information on Charitable None None Management
Donations
12 Grant Permission for Board Members to For Did Not Vote Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
13 Receive Information on None None Management
Dematerialization of Shares
14 Wishes None None Management
--------------------------------------------------------------------------------
VALE S.A.
Ticker: VALE5 Security ID: 91912E105
Meeting Date: APR 17, 2014 Meeting Type: Annual/Special
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Abstain Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Alternate Directors For For Management
4 Elect Fiscal Council Members For For Management
5 Approve Remuneration of Company's For For Management
Management
6 Approve Cancellation of Treasury Shares For For Management
7 Authorize Capitalization of Reserves For For Management
8 Amend Article 5 to Reflect Changes in For For Management
Capital
--------------------------------------------------------------------------------
VALE S.A.
Ticker: VALE5 Security ID: 91912E204
Meeting Date: APR 17, 2014 Meeting Type: Annual/Special
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Abstain Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Alternate Directors None None Management
4 Elect Fiscal Council Member(s) None For Shareholder
Nominated by Preferred Shareholders
5 Approve Remuneration of Company's For For Management
Management
1 Approve Cancellation of Treasury Shares For For Management
2 Authorize Capitalization of Reserves For For Management
3 Amend Article 5 to Reflect Changes in For For Management
Capital
--------------------------------------------------------------------------------
WANT WANT CHINA HOLDINGS LTD.
Ticker: 00151 Security ID: G9431R103
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Tsai Wang-Chia as Director For For Management
3b Elect Chan Yu-Feng as Director For For Management
3c Elect Tsai Shao-Chung as Director For Against Management
3d Elect Pei Kerwei as Director For Against Management
3e Elect Chien Wen-Guey as Director For Against Management
3f Approve Remuneration of Directors For For Management
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
WOOLWORTHS HOLDINGS LTD
Ticker: WHL Security ID: S98758121
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 June 2013
2 Reappoint Ernst & Young Inc as For For Management
Auditors of the Company
3.1 Re-elect Peter Bacon as Director For For Management
3.2 Re-elect Ian Moir as Director For For Management
3.3 Re-elect Zyda Rylands as Director For For Management
4 Elect Reeza Isaacs as Director For For Management
5.1 Re-elect Peter Bacon as Member of the For For Management
Audit Committee
5.2 Re-elect Lindiwe Bakoro as Member of None None Management
the Audit Committee
5.3 Re-elect Zarina Bassa as Member of the For For Management
Audit Committee
5.4 Re-elect Andrew Higginson as Member of For For Management
the Audit Committee
5.5 Re-elect Mike Leeming as Member of the For For Management
Audit Committee
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Non-Executive For For Management
Directors
8 Authorise Repurchase of Up to Five For For Management
Percent of Issued Share Capital
9 Approve Financial Assistance to For For Management
Related or Inter-related Companies or
Corporations
10 Approve Issuance of Shares or Options For For Management
and Grant Financial Assistance in
Terms of the Company's Share-Based
Incentive Schemes
--------------------------------------------------------------------------------
YASHILI INTERNATIONAL HOLDINGS LIMITED
Ticker: 01230 Security ID: G98340105
Meeting Date: FEB 18, 2014 Meeting Type: Special
Record Date: FEB 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Transfer Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
YASHILI INTERNATIONAL HOLDINGS LIMITED
Ticker: 01230 Security ID: G98340105
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Sun Yiping as Director For For Management
3b Elect Ding Sheng as Director For For Management
3c Elect Wu Jingshui as Director For For Management
3d Elect Li Dongming as Director For For Management
3e Elect Zhang Yanpeng as Director For For Management
3f Elect Cheng Shoutai as Director For For Management
3g Elect Mok Wai Bun Ben as Director For For Management
3h Elect Lee Kong Wai Conway as Director For For Management
3i Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
============== BlackRock Emerging Markets Long/Short Equity Fund ===============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== BlackRock Energy & Resources Portfolio ====================
ALTAGAS LTD.
Ticker: ALA Security ID: 021361100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Catherine M. Best, David W. For Did Not Vote Management
Cornhill, Allan L. Edgeworth, Hugh A.
Fergusson, Daryl H. Gilbert, Robert B.
Hodgins, Myron F. Kanik, David F.
Mackie, and M. Neil McCrank as
Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director David W. Cornhill For For Management
1.3 Elect Director Allan L. Edgeworth For For Management
1.4 Elect Director Hugh A. Fergusson For For Management
1.5 Elect Director Daryl H. Gilbert For Withhold Management
1.6 Elect Director Robert B. Hodgins For For Management
1.7 Elect Director Myron F. Kanik For For Management
1.8 Elect Director David F. Mackie For For Management
1.9 Elect Director M. Neil McCrank For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ARCH COAL, INC.
Ticker: ACI Security ID: 039380100
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Eaves For For Management
1.2 Elect Director Douglas H. Hunt For For Management
1.3 Elect Director J. Thomas Jones For For Management
1.4 Elect Director George C. Morris, III For For Management
1.5 Elect Director Paul A. Lang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require a Majority Vote for the Against Against Shareholder
Election of Directors
5 Report on Appalachian Mining Against Against Shareholder
Environmental Hazard Reduction Efforts
--------------------------------------------------------------------------------
BELLATRIX EXPLORATION LTD.
Ticker: BXE Security ID: 078314101
Meeting Date: DEC 10, 2013 Meeting Type: Special
Record Date: NOV 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
--------------------------------------------------------------------------------
BELLATRIX EXPLORATION LTD.
Ticker: BXE Security ID: 078314101
Meeting Date: MAY 21, 2014 Meeting Type: Annual/Special
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Ten For For Management
2.1 Elect Director Raymond G. Smith For For Management
2.2 Elect Director Doug N. Baker For For Management
2.3 Elect Director Murray L. Cobbe For For Management
2.4 Elect Director John H. Cuthbertson For Withhold Management
2.5 Elect Director W.C. (Mickey) Dunn For For Management
2.6 Elect Director Melvin M. Hawkrigg For For Management
2.7 Elect Director Robert A. Johnson For For Management
2.8 Elect Director Keith E. Macdonald For For Management
2.9 Elect Director Murray B. Todd For For Management
2.10 Elect Director Keith Turnbull For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION
Ticker: COG Security ID: 127097103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dan O. Dinges For For Management
1b Elect Director James R. Gibbs For For Management
1c Elect Director Robert L. Keiser For For Management
1d Elect Director W. Matt Ralls For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Approve Omnibus Stock Plan For For Management
6 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
CAIRN ENERGY PLC
Ticker: CNE Security ID: G17528269
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Elect Ian Tyler as Director For For Management
7 Re-elect Todd Hunt as Director For For Management
8 Re-elect Iain McLaren as Director For For Management
9 Re-elect Alexander Berger as Director For For Management
10 Re-elect Jacqueline Sheppard as For For Management
Director
11 Re-elect Simon Thomson as Director For For Management
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
16 Approve Any Disposals by the Company For For Management
or Any Subsidiary Undertaking of the
Company of Any or All Shares in Cairn
India Limited
--------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION
Ticker: CAM Security ID: 13342B105
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Paulett Eberhart For For Management
1.2 Elect Director Peter J. Fluor For For Management
1.3 Elect Director James T. Hackett For For Management
1.4 Elect Director Jack B. Moore For For Management
1.5 Elect Director Michael E. Patrick For For Management
1.6 Elect Director Jon Erik Reinhardsen For For Management
1.7 Elect Director Bruce W. Wilkinson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARACAL ENERGY INC
Ticker: CRCL Security ID: 140756107
Meeting Date: OCT 03, 2013 Meeting Type: Special
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: FTSE Provisions For For Management
2 Amend Articles Re: Allotment and For For Management
Pre-emption Rights Provisions
3 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
4 Authority to Disapply Pre-Emption For For Management
Rights
--------------------------------------------------------------------------------
CARACAL ENERGY INC.
Ticker: CRCL Security ID: 140756107
Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Carol Bell as Director For For Management
1.2 Elect John Bentley as Director For For Management
1.3 Elect Peter Dey as Director For For Management
1.4 Elect Gary Guidry as Director For For Management
1.5 Elect Robert Hodgins as Director For For Management
1.6 Elect Ronald Royal as Director For For Management
1.7 Elect Brooke Wade as Director For For Management
2 Appoint KPMG LLP as Auditors and For For Management
Authorise Their Remuneration
3 Authorise Issue of Equity with For For Management
Pre-emptive Rights
4 Authorise Issue of Equity without For For Management
Pre-emptive Rights
5 Amend Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
CARACAL ENERGY INC.
Ticker: CRCL Security ID: 140756107
Meeting Date: JUN 06, 2014 Meeting Type: Special
Record Date: MAY 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Arrangement Agreement with 8682321
Canada Inc.
--------------------------------------------------------------------------------
CARRIZO OIL & GAS, INC.
Ticker: CRZO Security ID: 144577103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S.P. Johnson, IV For For Management
1.2 Elect Director Steven A. Webster For For Management
1.3 Elect Director Thomas L. Carter, Jr. For Withhold Management
1.4 Elect Director Robert F. Fulton For For Management
1.5 Elect Director F. Gardner Parker For Withhold Management
1.6 Elect Director Roger A. Ramsey For For Management
1.7 Elect Director Frank A. Wojtek For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CIMAREX ENERGY CO.
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Hentschel For For Management
1.2 Elect Director Thomas E. Jorden For For Management
1.3 Elect Director Floyd R. Price For For Management
1.4 Elect Director L. Paul Teague For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COASTAL ENERGY COMPANY
Ticker: CEN Security ID: G22404118
Meeting Date: JAN 06, 2014 Meeting Type: Special
Record Date: DEC 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with Condor For For Management
(Cayman) Limited
--------------------------------------------------------------------------------
CONSOL ENERGY INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Brett Harvey For For Management
1.2 Elect Director Nicholas J. Deiuliis For For Management
1.3 Elect Director Philip W. Baxter For For Management
1.4 Elect Director James E. Altmeyer, Sr. For For Management
1.5 Elect Director Alvin R. Carpenter For For Management
1.6 Elect Director William E. Davis For For Management
1.7 Elect Director Raj K. Gupta For For Management
1.8 Elect Director David C. Hardesty, Jr. For For Management
1.9 Elect Director Maureen E. Lally-Green For For Management
1.10 Elect Director John T. Mills For For Management
1.11 Elect Director William P. Powell For For Management
1.12 Elect Director Joseph T. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
5 Report on Financial Risks of Climate Against Against Shareholder
Change
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CROCOTTA ENERGY INC.
Ticker: CTA Security ID: 227045200
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Robert Zakresky For For Management
2.2 Elect Director Donald Cowie For For Management
2.3 Elect Director Daryl Gilbert For For Management
2.4 Elect Director Larry Moeller For For Management
2.5 Elect Director Brian Krausert For For Management
2.6 Elect Director Gary Burns For For Management
2.7 Elect Director Don D. Copeland For For Management
2.8 Elect Director Patricia A. Phillips For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Incentive Plan For For Management
--------------------------------------------------------------------------------
DENBURY RESOURCES INC.
Ticker: DNR Security ID: 247916208
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wieland F. Wettstein For For Management
1.2 Elect Director Michael L. Beatty For For Management
1.3 Elect Director Michael B. Decker For For Management
1.4 Elect Director John P. Dielwart For For Management
1.5 Elect Director Ronald G. Greene For For Management
1.6 Elect Director Gregory L. McMichael For For Management
1.7 Elect Director Kevin O. Meyers For Withhold Management
1.8 Elect Director Phil Rykhoek For For Management
1.9 Elect Director Randy Stein For For Management
1.10 Elect Director Laura A. Sugg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENQUEST PLC
Ticker: ENQ Security ID: G3159S104
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAY 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Dr James Buckee as Director For For Management
3 Re-elect Amjad Bseisu as Director For For Management
4 Re-elect Jonathan Swinney as Director For For Management
5 Re-elect Helmut Langanger as Director For For Management
6 Re-elect Jock Lennox as Director For For Management
7 Re-elect Phil Nolan as Director For For Management
8 Re-elect Clare Spottiswoode as Director For For Management
9 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
10 Approve Remuneration Policy For For Management
11 Approve Remuneration Report For For Management
12 Approve EU Political Donations and For For Management
Expenditure
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director James C. Day For For Management
1d Elect Director Mark G. Papa For For Management
1e Elect Director H. Leighton Steward For For Management
1f Elect Director Donald F. Textor For For Management
1g Elect Director William R. Thomas For For Management
1h Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
5 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
EQT CORPORATION
Ticker: EQT Security ID: 26884L109
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret K. Dorman For For Management
1.2 Elect Director David L. Porges For For Management
1.3 Elect Director James E. Rohr For For Management
1.4 Elect Director David S. Shapira For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve the Material Terms of For For Management
Performance Goals for Purposes of
Internal Revenue Code Section 162(m)
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FOSTER WHEELER AG
Ticker: FWLT Security ID: H27178104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clayton C. Daley, Jr. For For Management
1.2 Elect Director Steven J. Demetriou For For Management
1.3 Elect Director Edward G. Galante For For Management
1.4 Elect Director John M. Malcolm For For Management
1.5 Elect Director J. Kent Masters For For Management
1.6 Elect Director Stephanie S. Newby For For Management
1.7 Elect Director Henri Philippe Reichstul For For Management
1.8 Elect Director Maureen B. Tart-Bezer For For Management
2 Elect Steven J. Demetriou as Board For For Management
Chairman
3.1 Elect Clayton C. Daley, Jr. to For For Management
Compensation and Executive Development
Committee
3.2 Elect Edward G. Galante to For For Management
Compensation and Executive Development
Committee
3.3 Elect Henri Philippe Reichstul to For For Management
Compensation and Executive Development
Committee
3.4 Elect Maureen B. Tart-Bezer to For For Management
Compensation and Executive Development
Committee
4 Ratify PricewaterhouseCoopers AG, For For Management
Zurich, Switzerland as Auditors
5 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Designate Sandro Tobler as Independent For For Management
Proxy
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Dividends of CHF .40 per Share For For Management
10 Approve Discharge of Board and Senior For For Management
Management
11 By Marking the Box to the Right, I For Abstain Management
Instruct the Independent Proxy to Vote
FOR or AGAINST the Voting
Recommendations of the Board of
Directors in Case of New or Amended
Proposals, or to ABSTAIN from such New
or Amended Proposals or New Agenda
Items
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Moore For For Management
1.2 Elect Director Donald L. Dillingham For For Management
1.3 Elect Director Craig Groeschel For For Management
1.4 Elect Director David L. Houston For For Management
1.5 Elect Director Michael S. Reddin For For Management
1.6 Elect Director Scott E. Streller For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 05, 2014 Meeting Type: Annual
Record Date: JAN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hans Helmerich For For Management
1b Elect Director John W. Lindsay For For Management
1c Elect Director Paula Marshall For For Management
1d Elect Director Randy A. Foutch For For Management
1e Elect Director John D. Zeglis For For Management
1f Elect Director William L. Armstrong For For Management
1g Elect Director Thomas A. Petrie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ITHACA ENERGY INC.
Ticker: IAE Security ID: 465676104
Meeting Date: JUN 17, 2014 Meeting Type: Annual/Special
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors Eight For For Management
2.1 Elect Director Jack C. Lee For For Management
2.2 Elect Director Les Thomas For For Management
2.3 Elect Director Ron A. Brenneman For For Management
2.4 Elect Director Brad Hurtubise For For Management
2.5 Elect Director Franklin M. Wormsbecker For For Management
2.6 Elect Director Jay M. Zammit For Withhold Management
2.7 Elect Director Jannik Lindbaek For For Management
2.8 Elect Director Alec Carstairs For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For For Management
5 Amend Stock Option Plan For For Management
--------------------------------------------------------------------------------
KBR, INC.
Ticker: KBR Security ID: 48242W106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Frank Blount For For Management
1.2 Elect Director Loren K. Carroll For For Management
1.3 Elect Director Linda Z. Cook For For Management
1.4 Elect Director Jeffrey E. Curtiss For For Management
1.5 Elect Director Lester L. Lyles For For Management
1.6 Elect Director Jack B. Moore For For Management
1.7 Elect Director Richard J. Slater For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KOSMOS ENERGY LTD.
Ticker: KOS Security ID: G5315B107
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Inglis For For Management
1.2 Elect Director Brian F. Maxted For For Management
1.3 Elect Director Richard B. Dearlove For For Management
1.4 Elect Director David I. Foley For For Management
1.5 Elect Director David B. Krieger For For Management
1.6 Elect Director Joseph P. Landy For For Management
1.7 Elect Director Prakash A. Melwani For For Management
1.8 Elect Director Adebayo ("Bayo") O. For For Management
Ogunlesi
1.9 Elect Director Lars H. Thunell For For Management
1.10 Elect Director Chris Tong For For Management
1.11 Elect Director Christopher A. Wright For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAGNUM HUNTER RESOURCES CORPORATION
Ticker: MHR Security ID: 55973B102
Meeting Date: SEP 27, 2013 Meeting Type: Annual
Record Date: AUG 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Raleigh Bailes, Sr. For For Management
1.2 Elect Director Victor G. Carrillo For For Management
1.3 Elect Director Gary C. Evans For For Management
1.4 Elect Director Stephen C. Hurley For For Management
1.5 Elect Director Joe L. McClaugherty For For Management
1.6 Elect Director Jeff Swanson For For Management
2 Ratify Auditors For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey L. Berenson For For Management
1.2 Elect Director Michael A. Cawley For For Management
1.3 Elect Director Edward F. Cox For For Management
1.4 Elect Director Charles D. Davidson For For Management
1.5 Elect Director Thomas J. Edelman For For Management
1.6 Elect Director Eric P. Grubman For For Management
1.7 Elect Director Kirby L. Hedrick For For Management
1.8 Elect Director Scott D. Urban For For Management
1.9 Elect Director William T. Van Kleef For For Management
1.10 Elect Director Molly K. Williamson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OIL SEARCH LTD.
Ticker: OSH Security ID: Y64695110
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Kostas Constantinou as Director For For Management
3 Elect Agu Kantsler as Director For For Management
4 Elect Ziggy Switkowski as Director For For Management
5 Appoint Deloitte Touche Tohmatsu and For For Management
Authorize the Board to Fix Their
Remuneration
1 Approve the Issuance of 222,600 For For Management
Performance Rights to Peter Botten,
Managing Director of the Company
2 Approve the Issuance of 48,500 For For Management
Performance Rights to Gerea Aopi,
Executive Director of the Company
3 Approve the Issuance of 99,460 For For Management
Restricted Shares to Peter Botten,
Managing Director of the Company
4 Approve the Issuance of 25,996 For For Management
Restricted Shares Shares to Gerea
Aopi, Executive Director of the Company
--------------------------------------------------------------------------------
PAINTED PONY PETROLEUM LTD.
Ticker: PPY Security ID: 695781104
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Patrick R. Ward For For Management
2.2 Elect Director Glenn R. Carley For For Management
2.3 Elect Director Allan K. Ashton For For Management
2.4 Elect Director Kevin D. Angus For For Management
2.5 Elect Director Arthur J.G. Madden For For Management
2.6 Elect Director Nereus L. Joubert For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
PDC ENERGY, INC.
Ticker: PDCE Security ID: 69327R101
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph E. Casabona For For Management
1.2 Elect Director David C. Parke For For Management
1.3 Elect Director Jeffrey C. Swoveland For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy L. Dove For For Management
1.2 Elect Director Stacy P. Methvin For For Management
1.3 Elect Director Charles E. Ramsey, Jr. For For Management
1.4 Elect Director Frank A. Risch For For Management
1.5 Elect Director Edison C. Buchanan For For Management
1.6 Elect Director Larry R. Grillot For For Management
1.7 Elect Director J. Kenneth Thompson For For Management
1.8 Elect Director Jim A. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION
Ticker: RRC Security ID: 75281A109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony V. Dub For For Management
1b Elect Director V. Richard Eales For For Management
1c Elect Director Allen Finkelson For For Management
1d Elect Director James M. Funk For For Management
1e Elect Director Jonathan S. Linker For For Management
1f Elect Director Mary Ralph Lowe For For Management
1g Elect Director Kevin S. McCarthy For For Management
1h Elect Director John H. Pinkerton For For Management
1i Elect Director Jeffrey L. Ventura For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Methane Emissions Reduction Against Against Shareholder
Targets and Measure Progress
--------------------------------------------------------------------------------
REX ENERGY CORPORATION
Ticker: REXX Security ID: 761565100
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lance T. Shaner For For Management
1.2 Elect Director Thomas C. Stabley For For Management
1.3 Elect Director John W. Higbee For For Management
1.4 Elect Director John A. Lombardi For For Management
1.5 Elect Director Eric L. Mattson For For Management
1.6 Elect Director Todd N. Tipton For For Management
1.7 Elect Director John J. Zak For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROSETTA RESOURCES INC.
Ticker: ROSE Security ID: 777779307
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Craddock For For Management
1.2 Elect Director Matthew D. Fitzgerald For For Management
1.3 Elect Director Philip L. Frederickson For For Management
1.4 Elect Director Carin S. Knickel For For Management
1.5 Elect Director Holli C. Ladhani For For Management
1.6 Elect Director Donald D. Patteson, Jr. For For Management
1.7 Elect Director Jerry R. Schuyler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SM ENERGY COMPANY
Ticker: SM Security ID: 78454L100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Best For For Management
1.2 Elect Director Larry W. Bickle For For Management
1.3 Elect Director Stephen R. Brand For For Management
1.4 Elect Director William J. Gardiner For For Management
1.5 Elect Director Loren M. Leiker For For Management
1.6 Elect Director Julio M. Quintana For For Management
1.7 Elect Director John M. Seidl For For Management
1.8 Elect Director William D. Sullivan For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Gass For For Management
1.2 Elect Director Catherine A. Kehr For For Management
1.3 Elect Director Greg D. Kerley For For Management
1.4 Elect Director Vello A. Kuuskraa For For Management
1.5 Elect Director Kenneth R. Mourton For For Management
1.6 Elect Director Steven L. Mueller For For Management
1.7 Elect Director Elliott Pew For For Management
1.8 Elect Director Alan H. Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against Against Shareholder
5 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
STONE ENERGY CORPORATION
Ticker: SGY Security ID: 861642106
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George R. Christmas For For Management
1.2 Elect Director B. J. Duplantis For For Management
1.3 Elect Director Peter D. Kinnear For For Management
1.4 Elect Director David T. Lawrence For For Management
1.5 Elect Director Robert S. Murley For For Management
1.6 Elect Director Richard A. Pattarozzi For For Management
1.7 Elect Director Donald E. Powell For For Management
1.8 Elect Director Kay G. Priestly For For Management
1.9 Elect Director Phyllis M. Taylor For For Management
1.10 Elect Director David H. Welch For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC.
Ticker: SPN Security ID: 868157108
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold J. Bouillion For For Management
1.2 Elect Director Enoch L. Dawkins For For Management
1.3 Elect Director David D. Dunlap For For Management
1.4 Elect Director James M. Funk For For Management
1.5 Elect Director Terence E. Hall For For Management
1.6 Elect Director Peter D. Kinnear For For Management
1.7 Elect Director Michael M. McShane For For Management
1.8 Elect Director W. Matt Ralls For For Management
1.9 Elect Director Justin L. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Human Rights Risk Assessment Against Against Shareholder
Process
--------------------------------------------------------------------------------
TOURMALINE OIL CORP.
Ticker: TOU Security ID: 89156V106
Meeting Date: JUN 04, 2014 Meeting Type: Annual/Special
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eleven For For Management
2.1 Elect Director Michael L. Rose For For Management
2.2 Elect Director William D. Armstrong For For Management
2.3 Elect Director Lee A. Baker For For Management
2.4 Elect Director Robert W. Blakely For For Management
2.5 Elect Director John W. Elick For For Management
2.6 Elect Director Kevin J. Keenan For For Management
2.7 Elect Director Phillip A. Lamoreaux For For Management
2.8 Elect Director Andrew B. MacDonald For For Management
2.9 Elect Director Clayton H. Riddell For For Management
2.10 Elect Director Brian G. Robinson For For Management
2.11 Elect Director Robert N. Yurkovich For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Re-approve Share Option Plan For For Management
5 Amend Share Option Plan For For Management
6 Approve Stock Option Plan Grants For For Management
--------------------------------------------------------------------------------
TRANSGLOBE ENERGY CORPORATION
Ticker: TGL Security ID: 893662106
Meeting Date: JUN 10, 2014 Meeting Type: Annual/Special
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Ross G. Clarkson For For Management
2.2 Elect Director Lloyd W. Herrick For For Management
2.3 Elect Director Robert G. Jennings For For Management
2.4 Elect Director Geoffrey C. Chase For For Management
2.5 Elect Director Fred J. Dyment For For Management
2.6 Elect Director Susan M. MacKenzie For For Management
3 Approve Shareholder Rights Plan For For Management
4 Approve Advance Notice Policy For Against Management
5 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
TRIOIL RESOURCES LTD.
Ticker: TOL Security ID: 896724101
Meeting Date: NOV 12, 2013 Meeting Type: Special
Record Date: OCT 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
========================= BlackRock Exchange Portfolio =========================
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heidi Fields For For Management
1.2 Elect Director A. Barry Rand For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald L. Baliles For For Management
1.2 Elect Director Martin J. Barrington For For Management
1.3 Elect Director John T. Casteen, III For For Management
1.4 Elect Director Dinyar S. Devitre For For Management
1.5 Elect Director Thomas F. Farrell, II For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Debra J. Kelly-Ennis For For Management
1.8 Elect Director W. Leo Kiely, III For For Management
1.9 Elect Director Kathryn B. McQuade For For Management
1.10 Elect Director George Munoz For For Management
1.11 Elect Director Nabil Y. Sakkab For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Inform Poor and Less Educated on Against Against Shareholder
Health Consequences of Tobacco
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Ursula M. Burns For For Management
1c Elect Director Kenneth I. Chenault For For Management
1d Elect Director Peter Chernin For For Management
1e Elect Director Anne Lauvergeon For For Management
1f Elect Director Theodore J. Leonsis For For Management
1g Elect Director Richard C. Levin For For Management
1h Elect Director Richard A. McGinn For For Management
1i Elect Director Samuel J. Palmisano For For Management
1j Elect Director Steven S Reinemund For For Management
1k Elect Director Daniel L. Vasella For For Management
1l Elect Director Robert D. Walter For For Management
1m Elect Director Ronald A. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prepare Employment Diversity Report Against Against Shareholder
5 Report on Board Oversight of Privacy Against Against Shareholder
and Data Security and Requests for
Customer Information
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: 046353108
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Appoint KPMG LLP as Auditor For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5(a) Re-elect Leif Johansson as Director For For Management
5(b) Re-elect Pascal Soriot as Director For For Management
5(c) Elect Marc Dunoyer as Director For For Management
5(d) Re-elect Genevieve Berger as Director For For Management
5(e) Re-elect Bruce Burlington as Director For For Management
5(f) Elect Ann Cairns as Director For For Management
5(g) Re-elect Graham Chipchase as Director For For Management
5(h) Re-elect Jean-Philippe Courtois as For For Management
Director
5(i) Re-elect Rudy Markham as Director For For Management
5(j) Re-elect Nancy Rothwell as Director For For Management
5(k) Re-elect Shriti Vadera as Director For For Management
5(l) Re-elect John Varley as Director For For Management
5(m) Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Authorise EU Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
13 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 03, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates, III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Meryl B. Witmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
4 Adopt Quantitative Goals for GHG and Against Against Shareholder
Other Air Emissions
5 Approve Annual Dividends Against Against Shareholder
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: 055622104
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Bob Dudley as Director For For Management
5 Re-elect Iain Conn as Director For For Management
6 Re-elect Dr Brian Gilvary as Director For For Management
7 Re-elect Paul Anderson as Director For For Management
8 Re-elect Frank Bowman as Director For For Management
9 Re-elect Antony Burgmans as Director For For Management
10 Re-elect Cynthia Carroll as Director For For Management
11 Re-elect George David as Director For For Management
12 Re-elect Ian Davis as Director For For Management
13 Re-elect Dame Ann Dowling as Director For For Management
14 Re-elect Brendan Nelson as Director For For Management
15 Re-elect Phuthuma Nhleko as Director For For Management
16 Re-elect Andrew Shilston as Director For For Management
17 Re-elect Carl-Henric Svanberg as For For Management
Director
18 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
19 Approve Executive Directors' Incentive For For Management
Plan
20 Approve Remuneration of Non-Executive For For Management
Directors
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Calhoun For For Management
1.2 Elect Director Daniel M. Dickinson For For Management
1.3 Elect Director Juan Gallardo For For Management
1.4 Elect Director Jesse J. Greene, Jr. For For Management
1.5 Elect Director Jon M. Huntsman, Jr. For For Management
1.6 Elect Director Peter A. Magowan For For Management
1.7 Elect Director Dennis A. Muilenburg For For Management
1.8 Elect Director Douglas R. Oberhelman For For Management
1.9 Elect Director William A. Osborn For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Susan C. Schwab For For Management
1.12 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Review and Amend Human Rights Policies Against Against Shareholder
7 Report on Controls to Ensure no Sales Against Against Shareholder
to Sudan
8 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director Peter Brabeck-Letmathe For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Larry R. Faulkner For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Henrietta H. Fore For For Management
1.7 Elect Director Kenneth C. Frazier For For Management
1.8 Elect Director William W. George For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director Rex W. Tillerson For For Management
1.12 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against Against Shareholder
Election of Directors
5 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For Withhold Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For Withhold Management
1.9 Elect Director Charles C. Krulak For Withhold Management
1.10 Elect Director Bobby Lee Lackey For Withhold Management
1.11 Elect Director Jon C. Madonna For Withhold Management
1.12 Elect Director Dustan E. McCoy For Withhold Management
1.13 Elect Director James R. Moffett For Withhold Management
1.14 Elect Director B. M. Rankin, Jr. For For Management
1.15 Elect Director Stephen H. Siegele For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
5 Require Independent Board Chairman Against For Shareholder
6 Adopt Policy and Report on Board Against Against Shareholder
Diversity
7 Amend Bylaws-- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary T. Barra For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director William P. Fricks For For Management
1.5 Elect Director Paul G. Kaminski For For Management
1.6 Elect Director John M. Keane For For Management
1.7 Elect Director Lester L. Lyles For For Management
1.8 Elect Director James N. Mattis For For Management
1.9 Elect Director Phebe N. Novakovic For For Management
1.10 Elect Director William A. Osborn For For Management
1.11 Elect Director Laura J. Schumacher For For Management
1.12 Elect Director Robert Walmsley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan J. Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director James E. Rohr For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For Against Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Provide for Cumulative Voting Against Against Shareholder
21 Stock Retention/Holding Period Against Against Shareholder
22 Require More Director Nominations Than Against Against Shareholder
Open Seats
23 Provide Right to Act by Written Consent Against Against Shareholder
24 Cessation of All Stock Options and Against Against Shareholder
Bonuses
25 Seek Sale of Company Against Against Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For Against Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC.
Ticker: KRFT Security ID: 50076Q106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director L. Kevin Cox For For Management
1b Elect Director Myra M. Hart For For Management
1c Elect Director Peter B. Henry For For Management
1d Elect Director Terry J. Lundgren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Prohibit Political Contributions Against Against Shareholder
5 Adopt Policy to Ensure Consistency Against Against Shareholder
between Company Values and Political
Contributions
6 Assess Environmental Impact of Against Against Shareholder
Non-Recyclable Packaging
7 Report on Supply Chain and Against Against Shareholder
Deforestation
8 Adopt Policy to Require Suppliers to Against Against Shareholder
Eliminate Cattle Dehorning
9 Support for Animal Welfare For For Shareholder
Improvements in the Company's Pork
Supply Chain
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison, Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For Against Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Nelson Peltz For For Management
1g Elect Director Fredric G. Reynolds For For Management
1h Elect Director Irene B. Rosenfeld For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Ruth J. Simmons For For Management
1k Elect Director Ratan N. Tata For For Management
1l Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Assess Environmental Impact of Against Against Shareholder
Non-Recyclable Packaging
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: FEB 25, 2014 Meeting Type: Annual
Record Date: JAN 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.45 per Share
4.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 8.0 Million
(Non-Binding)
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 67.7
Million for Performance Cycle 2013
(Non-Binding)
5.1 Reelect Joerg Reinhardt as Director For For Management
and Chairman of the Board of Directors
5.2 Reelect Dimitri Azar as Director For For Management
5.3 Reelect Verena Briner as Director For For Management
5.4 Reelect Srikant Datar as Director For For Management
5.5 Reelect Ann Fudge as Director For For Management
5.6 Reelect Pierre Landolt as Director For For Management
5.7 Reelect Ulrich Lehner as Director For For Management
5.8 Reelect Andreas von Planta as Director For For Management
5.9 Reelect Charles Sawyers as Director For For Management
5.10 Reelect Enrico Vanni as Director For For Management
5.11 Reelect William Winters as Director For For Management
6.1 Elect Srikant Datar as Member of the For For Management
Compensation Committee
6.2 Elect Ann Fudge as Member of the For For Management
Compensation Committee
6.3 Elect Ulrich Lehner as Member of the For For Management
Compensation Committee
6.4 Elect Enrico Vanni as Member of the For For Management
Compensation Committee
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Designate Peter Andreas Zahn as For For Management
Independent Proxy
9 Additional And/or Counter-proposals For Against Management
Presented At The Meeting
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Andre Calantzopoulos For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director Jennifer Li For For Management
1.5 Elect Director Sergio Marchionne For For Management
1.6 Elect Director Kalpana Morparia For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director Robert B. Polet For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Adopt Policy to Restrict Non-Required Against Against Shareholder
Animal Testing
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Maureen Kempston Darkes For For Management
1e Elect Director Paal Kibsgaard For For Management
1f Elect Director Nikolay Kudryavtsev For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director Leo Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For For Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director Calvin Darden For For Management
1d Elect Director Henrique De Castro For For Management
1e Elect Director James A. Johnson For For Management
1f Elect Director Mary E. Minnick For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Derica W. Rice For For Management
1i Elect Director Kenneth L. Salazar For For Management
1j Elect Director John G. Stumpf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Perquisites Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
6 Cease Discrimination in Hiring, Vendor Against Against Shareholder
Contracts, or Customer Relations
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Calhoun For For Management
1b Elect Director Arthur D. Collins, Jr. For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Edmund P. Giambastiani, For For Management
Jr.
1f Elect Director Lawrence W. Kellner For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Susan C. Schwab For For Management
1j Elect Director Ronald A. Williams For For Management
1k Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Ana Botin For For Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Richard M. Daley For For Management
1.6 Elect Director Barry Diller For For Management
1.7 Elect Director Helene D. Gayle For For Management
1.8 Elect Director Evan G. Greenberg For For Management
1.9 Elect Director Alexis M. Herman For For Management
1.10 Elect Director Muhtar Kent For For Management
1.11 Elect Director Robert A. Kotick For For Management
1.12 Elect Director Maria Elena Lagomasino For For Management
1.13 Elect Director Sam Nunn For For Management
1.14 Elect Director James D. Robinson, III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2013 Meeting Type: Annual
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angela F. Braly For For Management
1b Elect Director Kenneth I. Chenault For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Susan Desmond-Hellmann For For Management
1e Elect Director A.G. Lafley For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director W. James McNerney, Jr. For For Management
1h Elect Director Margaret C. Whitman For For Management
1i Elect Director Mary Agnes Wilderotter For For Management
1j Elect Director Patricia A. Woertz For For Management
1k Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE WESTERN UNION COMPANY
Ticker: WU Security ID: 959802109
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dinyar S. Devitre For For Management
1b Elect Director Hikmet Ersek For For Management
1c Elect Director Jack M. Greenberg For For Management
1d Elect Director Betsy D. Holden For For Management
1e Elect Director Linda Fayne Levinson For For Management
1f Elect Director Frances Fragos Townsend For For Management
1g Elect Director Solomon D. Trujillo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Political Contributions Against Against Shareholder
6 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against Against Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Elect Omid Kordestani as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
1 Approve Disposal of All of the Shares For For Management
in Vodafone Americas Finance 1 by
Vodafone 4 Limited to Verizon
Communications Inc
2 Approve Matters Relating to the Return For For Management
of Value to Shareholders
3 Authorise Market Purchase of Ordinary For For Management
Shares
4 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For Against Management
1b Elect Director James I. Cash, Jr. For Against Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Pamela J. Craig For Against Management
1e Elect Director Douglas N. Daft For Against Management
1f Elect Director Michael T. Duke For Against Management
1g Elect Director Timothy P. Flynn For Against Management
1h Elect Director Marissa A. Mayer For For Management
1i Elect Director C. Douglas McMillon For For Management
1j Elect Director Gregory B. Penner For For Management
1k Elect Director Steven S Reinemund For For Management
1l Elect Director Jim C. Walton For For Management
1m Elect Director S. Robson Walton For Against Management
1n Elect Director Linda S. Wolf For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Disclosure of Recoupment Activity from Against For Shareholder
Senior Officers
6 Report on Lobbying Payments and Policy Against Against Shareholder
======================== BlackRock Flexible Equity Fund ========================
ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Corti For For Management
1.2 Elect Director Brian G. Kelly For For Management
1.3 Elect Director Robert A. Kotick For For Management
1.4 Elect Director Barry Meyer For For Management
1.5 Elect Director Robert J. Morgado For For Management
1.6 Elect Director Peter Nolan For For Management
1.7 Elect Director Richard Sarnoff For For Management
1.8 Elect Director Elaine Wynn For For Management
2 Approve Omnibus Stock Plan For For Management
3A Amend Provisions Relating to the For For Management
Relationship with Vivendi
3B Amend Provisions Relating to For For Management
Supermajority and Special Voting
Requirements
3C Amend Provisions Relating to the For For Management
Ability to Amend Bylaws
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AIR CANADA
Ticker: AC.B Security ID: 008911802
Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christie J.B. Clark For For Management
1.2 Elect Director Michael M. Green For For Management
1.3 Elect Director Jean Marc Huot For For Management
1.4 Elect Director Joseph B. Leonard For For Management
1.5 Elect Director David I. Richardson For For Management
1.6 Elect Director Roy J. Romanow For For Management
1.7 Elect Director Calin Rovinescu For For Management
1.8 Elect Director Vagn Sorensen For For Management
1.9 Elect Director Annette Verschuren For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Shareholder Rights Plan For For Management
4 Approve Advance Notice Policy For For Management
5 Amend Long-Term Incentive Plan For For Management
6 Advisory Vote on Executive For For Management
Compensation Approach
7 The Undersigned Hereby Certifies that None Against Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Peter R. Fisher For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Arthur C. Martinez For For Management
1h Elect Director George L. Miles, Jr. For Against Management
1i Elect Director Henry S. Miller For For Management
1j Elect Director Robert S. Miller For For Management
1k Elect Director Suzanne Nora Johnson For For Management
1l Elect Director Ronald A. Rittenmeyer For For Management
1m Elect Director Douglas M. Steenland For For Management
1n Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation to For For Management
Continue to Restrict Certain Transfers
of AIG Common Stock in Order to
Protect AIG's Tax Attributes
4 Amend Tax Asset Protection Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 03, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates, III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Meryl B. Witmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
4 Adopt Quantitative Goals for GHG and Against Against Shareholder
Other Air Emissions
5 Approve Annual Dividends Against Against Shareholder
--------------------------------------------------------------------------------
BMW GROUP BAYERISCHE MOTOREN WERKE AG
Ticker: BMW Security ID: D12096109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.62 per Preffered
Share and 2.60 per Ordinary Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2014
6.1 Elect Franz Haniel to the Supervisory For For Management
Board
6.2 Elect Susanne Klatten to the For For Management
Supervisory Board
6.3 Elect Robert Lane to the Supervisory For For Management
Board
6.4 Elect Wolfgang Mayrhuber to the For For Management
Supervisory Board
6.5 Elect Stefan Quandt to the Supervisory For For Management
Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Approve Creation of EUR 5 Million Pool For For Management
of Capital for Employee Stock Purchase
Plan
9 Approve Remuneration System for For For Management
Management Board Members
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert C. Arzbaecher For For Management
1b Elect Director William Davisson For For Management
1c Elect Director Stephen J. Hagge For For Management
1d Elect Director Robert G. Kuhbach For For Management
1e Elect Director Edward A. Schmitt For For Management
2 Eliminate Supermajority Vote For For Management
Requirement
3 Eliminate Supermajority Vote For For Management
Requirement
4 Eliminate Supermajority Vote For For Management
Requirement
5 Provide Right to Call Special Meeting For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Edward D. Breen For For Management
1.4 Elect Director Joseph J. Collins For For Management
1.5 Elect Director J. Michael Cook For For Management
1.6 Elect Director Gerald L. Hassell For For Management
1.7 Elect Director Jeffrey A. Honickman For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Ralph J. Roberts For For Management
1.11 Elect Director Johnathan A. Rodgers For For Management
1.12 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Pro-rata Vesting of Equity Plans Against Against Shareholder
--------------------------------------------------------------------------------
COMMUNITY HEALTH SYSTEMS, INC.
Ticker: CYH Security ID: 203668108
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Larry Cash For For Management
1.2 Elect Director John A. Clerico For For Management
1.3 Elect Director James S. Ely, III For For Management
1.4 Elect Director John A. Fry For For Management
1.5 Elect Director William Norris Jennings For For Management
1.6 Elect Director Julia B. North For For Management
1.7 Elect Director Wayne T. Smith For For Management
1.8 Elect Director H. Mitchell Watson, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Candace H. Duncan For For Management
1.5 Elect Director Cynthia A. Glassman For For Management
1.6 Elect Director Richard H. Lenny For For Management
1.7 Elect Director Thomas G. Maheras For For Management
1.8 Elect Director Michael H. Moskow For For Management
1.9 Elect Director David W. Nelms For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred D. Anderson For For Management
1.2 Elect Director Edward W. Barnholt For For Management
1.3 Elect Director Scott D. Cook For For Management
1.4 Elect Director John J. Donahoe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Vote on Company's Spin Off (Withdrawn) None None Shareholder
--------------------------------------------------------------------------------
EQT CORPORATION
Ticker: EQT Security ID: 26884L109
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret K. Dorman For For Management
1.2 Elect Director David L. Porges For For Management
1.3 Elect Director James E. Rohr For For Management
1.4 Elect Director David S. Shapira For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve the Material Terms of For For Management
Performance Goals for Purposes of
Internal Revenue Code Section 162(m)
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC.
Ticker: FNF Security ID: 31620R105
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: MAY 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Approve the Tracking Stock Proposal
2 Approve the Reclassification Proposal For For Management
3 Approve the Optional Conversion For For Management
Proposal
4 Approve the Group Disposition Proposal For For Management
5 Adjourn Meeting For For Management
6.1 Elect Director William P. Foley, II For For Management
6.2 Elect Director Douglas K. Ammerman For For Management
6.3 Elect Director Thomas M. Hagerty For For Management
6.4 Elect Director Peter O. Shea, Jr. For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Amend Nonqualified Employee Stock For For Management
Purchase Plan
9 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FRANK'S INTERNATIONAL N.V.
Ticker: FI Security ID: N33462107
Meeting Date: NOV 06, 2013 Meeting Type: Special
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Gary P. Luquette as Director For For Management
1.2 Elect Michael C. Kearney as Director For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
GAZPROM NEFT JSC
Ticker: SIBN Security ID: 36829G107
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 9.38 per Share For For Management
5.1 Elect Vladimir Alisov as Director None Against Management
5.2 Elect Marat Garaev as Director None Against Management
5.3 Elect Valery Golubev as Director None Against Management
5.4 Elect Nikolay Dubik as Director None Against Management
5.5 Elect Alexander Dyukov as Director None Against Management
5.6 Elect Alexander Kalinkin as Director None Against Management
5.7 Elect Andrey Kruglov as Director None Against Management
5.8 Elect Alexey Miller as Director None Against Management
5.9 Elect Elena Mikhailova as Director None Against Management
5.10 Elect Alexander Mikheyev as Director None Against Management
5.11 Elect Kirill Seleznev as Director None Against Management
5.12 Elect Valery Serdyukov as Director None Against Management
5.13 Elect Mikhail Sereda as Director None Against Management
5.14 Elect Sergey Fursenko as Director None Against Management
5.15 Elect Vsevolod Cherepanov as Director None Against Management
6.1 Elect Dmitry Arkhipov as Member of For For Management
Audit Commission
6.2 Elect Galina Delvig as Member of Audit For For Management
Commission
6.3 Elect Vitaly Kovalev as Member of For For Management
Audit Commission
6.4 Elect Anatoly Kotlyar as Member of For For Management
Audit Commission
6.5 Elect Alexander Frolov as Member of For For Management
Audit Commission
7 Ratify ZAO PricewaterhouseCoopers For For Management
Audit as Auditor
8 Approve Remuneration of Directors For For Management
9 Approve Remuneration of Members of For For Management
Audit Commission
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph J. Ashton For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Erroll B. Davis, Jr. For For Management
1d Elect Director Stephen J. Girsky For For Management
1e Elect Director E. Neville Isdell For For Management
1f Elect Director Kathryn V. Marinello For For Management
1g Elect Director Michael G. Mullen For For Management
1h Elect Director James J. Mulva For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Thomas M. Schoewe For For Management
1k Elect Director Theodore M. Solso For For Management
1l Elect Director Carol M. Stephenson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For For Management
7 Provide for Cumulative Voting Against Against Shareholder
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Adopt Policy and Report on Impact of Against Against Shareholder
Tax Strategy
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION
Ticker: HFC Security ID: 436106108
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas Y. Bech For For Management
1b Elect Director Leldon E. Echols For For Management
1c Elect Director R. Kevin Hardage For For Management
1d Elect Director Michael C. Jennings For For Management
1e Elect Director Robert J. Kostelnik For For Management
1f Elect Director James H. Lee For For Management
1g Elect Director Franklin Myers For For Management
1h Elect Director Michael E. Rose For For Management
1i Elect Director Tommy A. Valenta For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
HOUGHTON MIFFLIN HARCOURT COMPANY
Ticker: HMHC Security ID: 44157R109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda K. Zecher For For Management
1.2 Elect Director Lawrence K. Fish For For Management
1.3 Elect Director John R. McKernan, Jr. For For Management
1.4 Elect Director John F. Killian For For Management
1.5 Elect Director L. Gordon Crovitz For For Management
1.6 Elect Director Sheru Chowdhry For For Management
1.7 Elect Director Jill A. Greenthal For For Management
1.8 Elect Director E. Rogers Novak, Jr. For For Management
1.9 Elect Director Jonathan F. Miller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JAPAN AIRLINES CO. LTD.
Ticker: 9201 Security ID: J25979121
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 160
2 Amend Articles To Update Authorized For For Management
Capital to Reflect Stock Split
3.1 Elect Director Onishi, Masaru For For Management
3.2 Elect Director Ueki, Yoshiharu For For Management
3.3 Elect Director Sato, Nobuhiro For For Management
3.4 Elect Director Kamikawa, Hirohide For For Management
3.5 Elect Director Okawa, Junko For For Management
3.6 Elect Director Fujita, Tadashi For For Management
3.7 Elect Director Saito, Norikazu For For Management
3.8 Elect Director Kainaka, Tatsuo For For Management
3.9 Elect Director Iwata, Kimie For For Management
--------------------------------------------------------------------------------
LEGG MASON, INC.
Ticker: LM Security ID: 524901105
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis M. Kass For For Management
1.2 Elect Director John V. Murphy For For Management
1.3 Elect Director John H. Myers For For Management
1.4 Elect Director Nelson Peltz For For Management
1.5 Elect Director W. Allen Reed For For Management
1.6 Elect Director Joseph A. Sullivan For For Management
2 Amend Non-Employee Director Omnibus For For Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY GLOBAL PLC
Ticker: LBTYA Security ID: G5480U104
Meeting Date: JAN 30, 2014 Meeting Type: Special
Record Date: DEC 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For Against Management
2 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
--------------------------------------------------------------------------------
LIBERTY GLOBAL PLC
Ticker: LBTYK Security ID: G5480U104
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Miranda Curtis For Against Management
2 Elect Director John W. Dick For For Management
3 Elect Director J.C. Sparkman For Against Management
4 Elect Director J. David Wargo For For Management
5 Approve Remuneration Policy For Against Management
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
8 Approve Remuneration Report For Against Management
9 Ratify KPMG LLP as Independent Auditors For For Management
10 Ratify KPMG LLP as Statutory Auditor For For Management
11 Authorize Audit Committee to Fix For For Management
Remuneration of Statutory Auditors
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven A. Davis For For Management
1b Elect Director Gary R. Heminger For For Management
1c Elect Director John W. Snow For For Management
1d Elect Director John P. Surma For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
METRO AG
Ticker: MEO Security ID: D53968125
Meeting Date: FEB 12, 2014 Meeting Type: Annual
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for the Abbreviated
Fiscal Year 2013 (Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Abbreviated Fiscal Year 2013
4 Approve Discharge of Supervisory Board For For Management
for Abbreviated Fiscal Year 2013
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2013/2014
6 Elect Fredy Raas to the Supervisory For For Management
Board
7 Approve Remuneration System for For For Management
Management Board Members
--------------------------------------------------------------------------------
NEXSTAR BROADCASTING GROUP, INC.
Ticker: NXST Security ID: 65336K103
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director I. Martin Pompadur For For Management
1.2 Elect Director Dennis A. Miller For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NOBLE CORPORATION
Ticker: NE Security ID: H5833N103
Meeting Date: OCT 11, 2013 Meeting Type: Special
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Jurisdiction of Incorporation For For Management
--------------------------------------------------------------------------------
NOBLE CORPORATION PLC
Ticker: NE Security ID: G65431101
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Scott D. Josey For For Management
2 Elect Director Jon A. Marshall For For Management
3 Elect Director Mary P. Ricciardello For Against Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm
5 Ratify PricewaterhouseCoopers LLP as For For Management
Statutory Auditor
6 Authorize Audit Committee to Fix For For Management
Remuneration of Statutory Auditors
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Advisory Vote to Ratify Directors' For For Management
Compensation Report
9 Approve Remuneration Policy For For Management
10 Approve Dividends For For Management
11 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
OWENS CORNING
Ticker: OC Security ID: 690742101
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann Iverson For For Management
1.2 Elect Director Edward F. Lonergan For For Management
1.3 Elect Director John D. Williams For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC.
Ticker: SBGI Security ID: 829226109
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David D. Smith For For Management
1.2 Elect Director Frederick G. Smith For For Management
1.3 Elect Director J. Duncan Smith For For Management
1.4 Elect Director Robert E. Smith For For Management
1.5 Elect Director Lawrence E. McCanna For For Management
1.6 Elect Director Daniel C. Keith For Withhold Management
1.7 Elect Director Martin R. Leader For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SK HYNIX INC.
Ticker: 000660 Security ID: Y8085F100
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Lim Hyung-Gyu as Inside Director For For Management
2.2 Elect Choi Jong-Won as Outside For For Management
Director
3 Elect Choi Jong-Won as Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Amend Terms of Severance Payments to For For Management
Executives
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9984 Security ID: J75963108
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Goto, Yoshimitsu For For Management
2.2 Elect Director Fujihara, Kazuhiko For For Management
2.3 Elect Director Nagamori, Shigenobu For For Management
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director W. Douglas Ford For For Management
1.4 Elect Director John D. Gass For For Management
1.5 Elect Director Paul Haseldonckx For For Management
1.6 Elect Director John R. Huff For For Management
1.7 Elect Director Jacques Lamarre For For Management
1.8 Elect Director Maureen McCaw For For Management
1.9 Elect Director Michael W. O'Brien For For Management
1.10 Elect Director James W. Simpson For For Management
1.11 Elect Director Eira M. Thomas For For Management
1.12 Elect Director Steven W. Williams For For Management
1.13 Elect Director Michael M. Wilson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
UNITED CONTINENTAL HOLDINGS, INC.
Ticker: UAL Security ID: 910047109
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carolyn Corvi For For Management
1.2 Elect Director Jane C. Garvey For For Management
1.3 Elect Director Walter Isaacson For For Management
1.4 Elect Director Henry L. Meyer, III For For Management
1.5 Elect Director Oscar Munoz For For Management
1.6 Elect Director William R. Nuti For For Management
1.7 Elect Director Laurence E. Simmons For For Management
1.8 Elect Director Jeffery A. Smisek For For Management
1.9 Elect Director David J. Vitale For For Management
1.10 Elect Director John H. Walker For For Management
1.11 Elect Director Charles A. Yamarone For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Directo Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against Against Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: DEC 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary B. Cranston For For Management
1b Elect Director Francisco Javier For Against Management
Fernandez-Carbajal
1c Elect Director Alfred F. Kelly, Jr. For For Management
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Charles W. Scharf For For Management
1i Elect Director William S. Shanahan For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Elect Omid Kordestani as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
1 Approve Disposal of All of the Shares For For Management
in Vodafone Americas Finance 1 by
Vodafone 4 Limited to Verizon
Communications Inc
2 Approve Matters Relating to the Return For For Management
of Value to Shareholders
3 Authorise Market Purchase of Ordinary For For Management
Shares
4 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
WESTJET AIRLINES LTD.
Ticker: WJA Security ID: 960410306
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Twelve For For Management
2.1 Elect Director Clive J. Beddoe For For Management
2.2 Elect Director Hugh Bolton For For Management
2.3 Elect Director Ron A. Brenneman For For Management
2.4 Elect Director Antonio Faiola For For Management
2.5 Elect Director Brett Godfrey For For Management
2.6 Elect Director Allan W. Jackson For For Management
2.7 Elect Director S. Barry Jackson For For Management
2.8 Elect Director Wilmot L. Matthews For For Management
2.9 Elect Director L. Jacques Menard For For Management
2.10 Elect Director L.M. (Larry) Pollock For For Management
2.11 Elect Director Janice Rennie For For Management
2.12 Elect Director Gregg Saretsky For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Advance Notice Policy For For Management
5 The Undersigned Hereby Certifies that None Abstain Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian
(in the case of Common Voting
Shareholders) or a Non-Canadian (in
the case of Variable Voting
Shareholders)
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Filo For For Management
1.2 Elect Director Susan M. James For For Management
1.3 Elect Director Max R. Levchin For For Management
1.4 Elect Director Marissa A. Mayer For For Management
1.5 Elect Director Thomas J. McInerney For For Management
1.6 Elect Director Charles R. Schwab For For Management
1.7 Elect Director H. Lee Scott, Jr. For For Management
1.8 Elect Director Jane E. Shaw For For Management
1.9 Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Call Special Meeting For For Management
6 Establish Board Committee on Human Against Against Shareholder
Rights
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Report on Political Contributions Against Against Shareholder
=================== BlackRock Global Long/Short Credit Fund ====================
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against Against Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Against Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
BARCLAYS PLC
Ticker: BARC Security ID: G08036124
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Maximum Ratio of Fixed to For For Management
Variable Remuneration
5 Elect Mike Ashley as Director For For Management
6 Elect Wendy Lucas-Bull as Director For For Management
7 Elect Tushar Morzaria as Director For For Management
8 Elect Frits van Paasschen as Director For For Management
9 Elect Steve Thieke as Director For For Management
10 Re-elect Tim Breedon as Director For For Management
11 Re-elect Reuben Jeffery III as Director For For Management
12 Re-elect Antony Jenkins as Director For For Management
13 Re-elect Dambisa Moyo as Director For For Management
14 Re-elect Sir Michael Rake as Director For For Management
15 Re-elect Diane de Saint Victor as For For Management
Director
16 Re-elect Sir John Sunderland as For For Management
Director
17 Re-elect Sir David Walker as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise Board to Fix Remuneration of For For Management
Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Issue of Equity with For For Management
Pre-emptive Rights in Relation to the
Issuance of Contingent Equity
Conversion Notes
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to the
Issuance of Contingent Equity
Conversion Notes
25 Authorise Market Purchase of Ordinary For For Management
Shares
26 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert D. Daleo For For Management
1b Elect Director Murray J. Demo For For Management
1c Elect Director Asiff S. Hirji For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLOVERIE PLC
Ticker: Security ID: G2335QAH0
Meeting Date: AUG 09, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For Did Not Vote Management
per Meeting Notice
--------------------------------------------------------------------------------
CSX CORPORATION
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donna M. Alvarado For For Management
1b Elect Director John B. Breaux For For Management
1c Elect Director Pamela L. Carter For For Management
1d Elect Director Steven T. Halverson For For Management
1e Elect Director Edward J. Kelly, III For For Management
1f Elect Director Gilbert H. Lamphere For For Management
1g Elect Director John D. McPherson For For Management
1h Elect Director Timothy T. O'Toole For For Management
1i Elect Director David M. Ratcliffe For For Management
1j Elect Director Donald J. Shepard For For Management
1k Elect Director Michael J. Ward For For Management
1l Elect Director J.C. Watts, Jr. For For Management
1m Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director William D. Green For For Management
1g Elect Director Edmund F. Kelly For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Butler For For Management
1.2 Elect Director Kimberly A. Casiano For For Management
1.3 Elect Director Anthony F. Earley, Jr. For For Management
1.4 Elect Director Edsel B. Ford, II For For Management
1.5 Elect Director William Clay Ford, Jr. For For Management
1.6 Elect Director Richard A. Gephardt For Against Management
1.7 Elect Director James P. Hackett For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director William W. Helman, IV For For Management
1.10 Elect Director Jon M. Huntsman, Jr. For For Management
1.11 Elect Director John C. Lechleiter For For Management
1.12 Elect Director Ellen R. Marram For For Management
1.13 Elect Director Alan Mulally For For Management
1.14 Elect Director Homer A. Neal For For Management
1.15 Elect Director Gerald L. Shaheen For For Management
1.16 Elect Director John L. Thornton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan J. Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director James E. Rohr For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For Against Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Provide for Cumulative Voting Against Against Shareholder
21 Stock Retention/Holding Period Against Against Shareholder
22 Require More Director Nominations Than Against Against Shareholder
Open Seats
23 Provide Right to Act by Written Consent Against Against Shareholder
24 Cessation of All Stock Options and Against Against Shareholder
Bonuses
25 Seek Sale of Company Against Against Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA
Ticker: IAG Security ID: E67674106
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: JUN 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Discharge of Directors For For Management
4a Reappoint Ernst & Young as Auditors For For Management
4b Authorise Board to Fix Remuneration of For For Management
Auditors
5 Amend Article 36 of the Corporate For For Management
Bylaws
6a Re-elect Antonio Vazquez Romero as For For Management
Director
6b Re-elect Sir Martin Broughton as For For Management
Director
6c Re-elect William Walsh as Director For For Management
6d Re-elect Cesar Alierta Izuel as For For Management
Director
6e Re-elect Patrick Cescau as Director For For Management
6f Re-elect Enrique Dupuy de Lome as For For Management
Director
6g Re-elect Baroness Kingsmill as Director For For Management
6h Re-elect James Lawrence as Director For For Management
6i Re-elect Jose Pedro Perez-Llorca as For For Management
Director
6j Re-elect Kieran Poynter as Director For For Management
6k Re-elect Alberto Terol Esteban as For For Management
Director
6l Ratify Appointment by Co-option and For For Management
Elect Dame Marjorie Scardino as
Director
6m Ratify Appointment by Co-option and For For Management
Elect Maria Fernanda Mejia Campuzano
as Director
7 Authorise Market Purchase of Ordinary For For Management
Shares
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issuance of Securities For For Management
Including Warrants Convertible Into
and/or Exchangeable for Shares with
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Issuance of Bonds or Simple For For Management
Debentures and Other Debt Securities
12 Apply the Spanish Consolidation Tax For For Management
Regime
13 Approve Remuneration Report For For Management
14 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
NBCUNIVERSAL ENTERPRISE, INC.
Ticker: Security ID: 63946CAE8
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bernard C. Watson For For Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Discuss Remuneration Report None None Management
2b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2c Adopt Financial Statements For For Management
2d Approve Discharge of Board of Directors For For Management
3a Reelect R.L. Clemmer as Executive For For Management
Director
3b Reelect P. Bonfield as Non-Executive For For Management
Director
3c Reelect J.P. Huth as as Non-Executive For For Management
Director
3d Reelect K.A. Goldman as as For For Management
Non-Executive Director
3e Reelect M. Helmes as as Non-Executive For For Management
Director
3f Reelect J. Kaeser as as Non-Executive For For Management
Director
3g Reelect I. Loring as as Non-Executive For For Management
Director
3h Reelect E. Meurice as as Non-Executive For For Management
Director
3i Reelect J. Southern as as For For Management
Non-Executive Director
3j Elect R. Tsai as as Non-Executive For For Management
Director
4 Authorize Repurchase of Shares For For Management
5 Approve Cancellation of Repurchased For For Management
Shares
6 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
PUNCH TAVERNS FINANCE B LIMITED
Ticker: Security ID: G72988AK7
Meeting Date: APR 29, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
PUNCH TAVERNS FINANCE B LIMITED
Ticker: Security ID: G72988AC5
Meeting Date: MAY 13, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For Did Not Vote Management
per Meeting Notice
--------------------------------------------------------------------------------
SILK ROAD FINANCE NUMBER THREE PLC
Ticker: Security ID: G816B7AA2
Meeting Date: DEC 27, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolutions as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
THE WESTERN UNION COMPANY
Ticker: WU Security ID: 959802109
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dinyar S. Devitre For For Management
1b Elect Director Hikmet Ersek For For Management
1c Elect Director Jack M. Greenberg For For Management
1d Elect Director Betsy D. Holden For For Management
1e Elect Director Linda Fayne Levinson For For Management
1f Elect Director Frances Fragos Townsend For For Management
1g Elect Director Solomon D. Trujillo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Political Contributions Against Against Shareholder
6 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
--------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Appropriation of Available Earnings For For Management
for Fiscal Year 2013
4 Approve Dividends of USD 3.00 per For For Management
Share from Capital Contribution
Reserves
5 Approve Renewal of the Authorized For For Management
Share Capital
6 Approve Decrease in Size of Board For For Management
7a Declassify the Board of Directors For For Management
7b Amend Articles Re: Binding Shareholder For Against Management
Ratification of the Compensation of
the Board of Directors and the
Executive Management Team
7c Amend Articles Re: Supplementary For For Management
Amount for Persons Assuming Executive
Management Team Positions During a
Compensation Period for which
Shareholder Ratification has Already
been Granted
7d Amend Articles Re: Principles For For Management
Applicable to the Compensation of the
Members of the Board of Directors and
the Executive Management Team
7e Amend Articles Re: Maximum Term and For For Management
Termination Notice Period of Members
of the Board of Directors and the
Executive Management Team and
Non-Competition Agreements with
Members of the Executive Management
Team
7f Amend Articles Re: Permissible For Against Management
Mandates of Members of the Board of
Directors and the Executive Management
Team
7g Amend Articles Re: Loans and For Against Management
Post-Retirement Benefits
8 Require Majority Vote for the Election For For Management
of Directors
9 Amend Articles Re: Shareholder Agenda For For Management
Item Requests Pursuant to Swiss Law
10a Elect Ian C. Strachan as Director For For Management
10b Elect Glyn A. Barker as Director For For Management
10c Elect Vanessa C. L. Chang as Director For For Management
10d Elect Frederico F. Curado as Director For For Management
10e Elect Chad Deaton as Director For For Management
10f Elect Martin B. McNamara as Director For For Management
10g Elect Samuel Merksamer as Director For Against Management
10h Elect Edward R. Muller as Director For For Management
10i Elect Steven L. Newman as Director For For Management
10j Elect Tan Ek Kia as Director For Against Management
10k Elect Vincent J. Intrieri as Director For Against Management
11 Elect Ian C. Strachan as Board Chairman For For Management
12a Appoint Frederico F. Curado as Member For For Management
of the Compensation Committee
12b Appoint Martin B. McNamara as Member For For Management
of the Compensation Committee
12c Appoint Tan Ek Kia as Member of the For For Management
Compensation Committee
12d Appoint Vincent J. Intrieri as Member For For Management
of the Compensation Committee
13 Designate Schweiger Advokatur/Notariat For For Management
as Independent Proxy
14 Appointment Of Ernst & Young LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2014
and Reelection of Ernst & Young Ltd,
Zurich as the Company's Auditor for a
Further One-Year Term
15 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
16 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VOLKSWAGEN AG (VW)
Ticker: VOW3 Security ID: D94523103
Meeting Date: MAY 13, 2014 Meeting Type: Special
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 10
Billion; Approve Creation of EUR 119
Million Pool of Preferred Shares to
Guarantee Conversion Rights
=================== BlackRock Global Long/Short Equity Fund ====================
CAESARSTONE SDOT-YAM LTD.
Ticker: CSTE Security ID: B796245
Meeting Date: DEC 19, 2013 Meeting Type: Annual
Record Date: NOV 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Maxim Ohana as Director Until For For Management
the End of the Next Annual General
Meeting
1.2 Reelect Eitan Shachar as Director For For Management
Until the End of the Next Annual
General Meeting
1.3 Reelect Boaz Shani as Director Until For For Management
the End of the Next Annual General
Meeting
1.4 Reelect Shachar Degani as Director For For Management
Until the End of the Next Annual
General Meeting
1.5 Reelect Gal Cohen as Director Until For For Management
the End of the Next Annual General
Meeting
1.6 Elect Ram Belnikov as Director Until For For Management
the End of the Next Annual General
Meeting
2 Approve Compensation of Directors of For For Management
the Company
3 Approve Conditions for the Extension, For For Management
Renewal, and Entering nto a New
Insurance Policy for Directors and
Officers of the Company officers?
liability
4 Amend Articles of Association For For Management
5 Reappoint Kost, Forer, Gabbay & For For Management
Kasierer as Auditors and Authorize
Board to Fix Their Remuneration
6 Discuss Financial Statements and the None None Management
Report of the Board for 2012
7 Other Business (Voting), If Relevant For Against Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
CNH GLOBAL NV
Ticker: NHL Security ID: 2534778
Meeting Date: JUL 23, 2013 Meeting Type: Special
Record Date: JUN 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Call to Order None None Management
2 Approve Merger Agreement Fiat For For Management
Industrial S.p.A, and CNH Global
3 Close Meeting None None Management
--------------------------------------------------------------------------------
CNH GLOBAL NV
Ticker: NHL Security ID: 2534778
Meeting Date: JUL 23, 2013 Meeting Type: Special
Record Date: JUN 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Call to Order None None Management
2 Approve Merger Agreement Fiat For Did Not Vote Management
Industrial S.p.A, and CNH Global
3 Close Meeting None None Management
--------------------------------------------------------------------------------
FRANK'S INTERNATIONAL N.V.
Ticker: FI Security ID: BCRY5H0
Meeting Date: NOV 06, 2013 Meeting Type: Special
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Gary P. Luquette as Director For For Management
1.2 Elect Michael C. Kearney as Director For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
MICHAEL KORS HOLDINGS LIMITED
Ticker: KORS Security ID: B7341C6
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Michael Kors as a Director For For Management
1b Elect Judy Gibbons as a Director For For Management
1c Elect Lawrence Stroll as a Director For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: B505PN7
Meeting Date: OCT 10, 2013 Meeting Type: Special
Record Date: SEP 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Elect M. Helmes as Non-Executive For For Management
Director
2b Elect J. Southern as Non-Executive For For Management
Director
3 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: B58JVZ5
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date: SEP 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen J. Luczo For For Management
1b Elect Director Frank J. Biondi, Jr. For For Management
1c Elect Director Michael R. Cannon For For Management
1d Elect Director Mei-Wei Cheng For For Management
1e Elect Director William T. Coleman For For Management
1f Elect Director Jay L. Geldmacher For For Management
1g Elect Director Seh-Woong Jeong For For Management
1h Elect Director Lydia M. Marshall For For Management
1i Elect Director Kristen M. Onken For For Management
1j Elect Director Chong Sup Park For For Management
1k Elect Director Gregorio Reyes For For Management
1l Elect Director Edward J. Zander For For Management
2 Amend Executive Officer Performance For For Management
Bonus Plan
3 Determine Price Range for Reissuance For For Management
of Treasury Shares
4 Authorize the Holding of the 2014 AGM For For Management
at a Location Outside Ireland
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6a Amend Articles Re: Removing For For Management
Restrictions on Holding AGM Outside
the U.S.
6b Amend Articles Re: Clarify For For Management
Shareholders' Right to Appoint
Multiple Proxies
6c Amend Articles Re: Provide for For For Management
Escheatment in Accordance with U.S.
Laws
6d Amend Articles Re: Clarify the For For Management
Company's Mechanism for Effecting
Share Repurchases
7 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
=================== BlackRock Global Opportunities Portfolio ===================
21VIANET GROUP INC.
Ticker: VNET Security ID: 90138A103
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Share Incentive Plan For For Management
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Edward M. Liddy For For Management
1.3 Elect Director Frederick H. Waddell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACTAVIS PLC
Ticker: ACT Security ID: G0083B108
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul M. Bisaro For For Management
1b Elect Director James H. Bloem For For Management
1c Elect Director Christopher W. Bodine For For Management
1d Elect Director Tamar D. Howson For For Management
1e Elect Director John A. King For For Management
1f Elect Director Catherine M. Klema For For Management
1g Elect Director Jiri Michal For For Management
1h Elect Director Sigurdur Olafsson For For Management
1i Elect Director Patrick J. O'Sullivan For For Management
1j Elect Director Ronald R. Taylor For For Management
1k Elect Director Andrew L. Turner For For Management
1l Elect Director Fred G. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
ACTAVIS PLC
Ticker: ACT Security ID: G0083B108
Meeting Date: JUN 17, 2014 Meeting Type: Special
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ACUITY BRANDS, INC.
Ticker: AYI Security ID: 00508Y102
Meeting Date: JAN 07, 2014 Meeting Type: Annual
Record Date: NOV 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon D. Harnett For For Management
1.2 Elect Director Robert F. McCullough For For Management
1.3 Elect Director Dominic J. Pileggi For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADECCO SA
Ticker: ADEN Security ID: H00392318
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 2.00 per Share For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Amend Articles Re: Remuneration of the For For Management
Board of Directors and Executive
Management (Ordinance Against
Excessive Remuneration at Listed
Companies)
4.2 Amend Articles Re: General Amendments For For Management
(Ordinance Against Excessive
Remuneration at Listed Companies)
5.1.1 Reelect Rolf Dorig as Director and For For Management
Board Chairman
5.1.2 Reelect Dominique-Jean Chertier as For For Management
Director
5.1.3 Reelect Alexander Gut as Director For For Management
5.1.4 Reelect Andreas Jacobs as Director For For Management
5.1.5 Reelect Didier Lamouche as Director For For Management
5.1.6 Reelect Thomas O'Neill as Director For For Management
5.1.7 Reelect David Prince as Director For For Management
5.1.8 Reelect Wanda Rapaczynski as Director For For Management
5.2.1 Appoint Andreas Jacobs as Member of For For Management
the Compensation Committee
5.2.2 Appoint Thomas O'Neill as Member of For For Management
the Compensation Committee
5.2.3 Appoint Wanda Rapaczynski as Member of For For Management
the Compensation Committee
5.3 Designate Andreas Keller as For For Management
Independent Proxy
5.4 Ratify Ernst & Young SA as Auditors For For Management
6 Approve CHF 10.2 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy L. Banse For For Management
1b Elect Director Kelly J. Barlow For For Management
1c Elect Director Edward W. Barnholt For For Management
1d Elect Director Robert K. Burgess For For Management
1e Elect Director Frank A. Calderoni For For Management
1f Elect Director Michael R. Cannon For For Management
1g Elect Director James E. Daley For For Management
1h Elect Director Laura B. Desmond For For Management
1i Elect Director Charles M. Geschke For For Management
1j Elect Director Shantanu Narayen For For Management
1k Elect Director Daniel L. Rosensweig For For Management
1l Elect Director Robert Sedgewick For For Management
1m Elect Director John E. Warnock For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AIA GROUP LTD.
Ticker: 01299 Security ID: Y002A1105
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Mohamed Azman Yahya as Director For For Management
4 Elect Edmund Sze-Wing Tse as Director For For Management
5 Elect Jack Chak-Kwong So as Director For For Management
6 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7a Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7c Approve Allotment and Issuance of For For Management
Additional Shares Under the Restricted
Share Unit Scheme
8 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Mitchell For For Management
1.2 Elect Director Richard F. Pops For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Change Location of Annual Meeting For For Management
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ALPHA BANK AE
Ticker: ALPHA Security ID: X1687N119
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: JUN 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Auditors For For Management
3 Approve Auditors and Fix Their For For Management
Remuneration
4 Approve Director Remuneration For For Management
5 Ratify Director Appointments For For Management
6 Elect Directors For For Management
7 Authorize Share Capital Increase or For For Management
Issuance of Convertible Bonds
8 Authorize Board to Participate in For For Management
Companies with Similar Business
Interests
--------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP INC.
Ticker: AAL Security ID: 02376R102
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Albaugh For For Management
1b Elect Director Jeffrey D. Benjamin For Against Management
1c Elect Director John T. Cahill For For Management
1d Elect Director Michael J. Embler For For Management
1e Elect Director Matthew J. Hart For For Management
1f Elect Director Alberto Ibarguen For For Management
1g Elect Director Richard C. Kraemer For For Management
1h Elect Director Denise M. O'Leary For For Management
1i Elect Director W. Douglas Parker For For Management
1j Elect Director Ray M. Robinson For Against Management
1k Elect Director Richard P. Schifter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA
Ticker: ABI Security ID: B6399C107
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
A1 Exchange all Outstanding Warrants For For Management
under Executive and Senior Manager
Incentive Scheme into Stock Options
A2a Receive Special Board Report Re: None None Management
Authorized Capital
A2b Renew Authorization to Increase Share For For Management
Capital Up To 3 Percent of Issued
Capital
B1a Authorize Repurchase and Reissuance of For For Management
Up to 20 Percent of Issued Share
Capital
B1b Amend Articles to Reflect Changes in For For Management
Capital Re: Repurchase Authorization
under Item B1a
C1 Receive Directors' Reports (Non-Voting) None None Management
C2 Receive Auditors' Reports (Non-Voting) None None Management
C3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
C4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 2.05 per Share
C5 Approve Discharge of Directors For For Management
C6 Approve Discharge of Auditors For For Management
C7a Reelect Kees Storm as Independent For For Management
Director
C7b Reelect Mark Winkelman as Independent For For Management
Director
C7c Reelect Alexandre Van Damme as Director For For Management
C7d Reelect Gregoire de Spoelberch as For For Management
Director
C7e Reelect Carlos Alberto de Veiga For For Management
Sicupera as Director
C7f Reelect Marcel Herrmann Telles as For For Management
Director
C7g Elect Paulo Lemann as Director For Against Management
C7h Elect Alexandre Behring as Director For Against Management
C7i Elect Elio Leoni Sceti as Independent For For Management
Director
C7j Elect Maria Asuncion Aramburuzabala For For Management
Larregui as Director
C7k Elect Valentin Diez Morodo as Director For For Management
C8a Approve Remuneration Report For For Management
C8b Approve Non-Employee Director Stock For For Management
Option Plan and According Stock Option
Grants to Non-Executive Directors
D1 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
ANHUI CONCH CEMENT COMPANY LTD
Ticker: 600585 Security ID: Y01373102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Audited Financial Reports and For For Management
International Financial Reporting
Standards
4 Elect Wang Jianchao as Director For For Management
5 Approve KPMG Huazhen and KPMG as the For For Management
PRC and International (Financial)
Auditors Respectively, Reappoint KPMG
Huazhen as the Internal Control
Auditor of the Company, and Authorize
Board to Fix Their Remuneration
6 Approve Profit Distribution Proposal For For Management
7 Amend Articles of Association For For Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against Against Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Against Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
APR ENERGY PLC
Ticker: APR Security ID: G0498C105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAY 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Michael Fairey as Director For For Management
6 Re-elect Edward Hawkes as Director For For Management
7 Re-elect Baroness Denise Kingsmill as For For Management
Director
8 Re-elect John Campion as Director For For Management
9 Re-elect Vipul Tandon as Director None None Management
10 Re-elect Gregory Bowes as Director For For Management
11 Re-elect Haresh Jaisinghani as Director For For Management
12 Re-elect Jim Hughes as Director For For Management
13 Re-elect Matthew Allen as Director For For Management
14 Re-elect Shonaid Jemmett-Page as For For Management
Director
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Approve EU Political Donations and For For Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
22 Ratify the Payment of Dividends in For For Management
Respect of the Financial Years Ended
31 December 2011 and 2012
23 Authorise the Company to Use For For Management
Electronic Communications
--------------------------------------------------------------------------------
ASOS PLC
Ticker: ASC Security ID: G0536Q108
Meeting Date: DEC 04, 2013 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Ian Dyson as Director For For Management
4 Re-elect Nick Robertson as Director For For Management
5 Re-elect Karen Jones as Director For For Management
6 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
ASSICURAZIONI GENERALI SPA
Ticker: G Security ID: T05040109
Meeting Date: APR 28, 2014 Meeting Type: Annual/Special
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2.1 Slate Submitted by Mediobanca SpA None Did Not Vote Shareholder
2.2 Slate Submitted by Institutional None For Shareholder
Investors (Assogestioni)
3 Approve Internal Auditors' Remuneration For For Management
4 Elect Jean-Rene Fourtou as Director For For Management
5 Approve Remuneration Report For For Management
6 Approve Restricted Stock Plan For For Management
7 Authorize Share Repurchase Program to For For Management
Service Long-Term Incentive Plans
1 Approve Equity Plan Financing For For Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: G0593M107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Appoint KPMG LLP as Auditor For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5(a) Re-elect Leif Johansson as Director For For Management
5(b) Re-elect Pascal Soriot as Director For For Management
5(c) Elect Marc Dunoyer as Director For For Management
5(d) Re-elect Genevieve Berger as Director For For Management
5(e) Re-elect Bruce Burlington as Director For For Management
5(f) Elect Ann Cairns as Director For For Management
5(g) Re-elect Graham Chipchase as Director For For Management
5(h) Re-elect Jean-Philippe Courtois as For For Management
Director
5(i) Re-elect Rudy Markham as Director For For Management
5(j) Re-elect Nancy Rothwell as Director For For Management
5(k) Re-elect Shriti Vadera as Director For For Management
5(l) Re-elect John Varley as Director For For Management
5(m) Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Authorise EU Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
13 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JAN 14, 2014 Meeting Type: Special
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carl Bass For For Management
1b Elect Director Crawford W. Beveridge For For Management
1c Elect Director J. Hallam Dawson For For Management
1d Elect Director Thomas Georgens For For Management
1e Elect Director Per-Kristian Halvorsen For For Management
1f Elect Director Mary T. McDowell For For Management
1g Elect Director Lorrie M. Norrington For For Management
1h Elect Director Betsy Rafael For For Management
1i Elect Director Stacy J. Smith For For Management
1j Elect Director Steven M. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
AVEVA GROUP PLC
Ticker: AVV Security ID: G06812112
Meeting Date: JUL 09, 2013 Meeting Type: Annual
Record Date: JUL 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Philip Aiken as Director For For Management
5 Re-elect Richard Longdon as Director For For Management
6 Re-elect James Kidd as Director For For Management
7 Re-elect Jonathan Brooks as Director For For Management
8 Re-elect Philip Dayer as Director For For Management
9 Reappoint Ernst & Young LLP as Auditors For For Management
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
15 Approve Special Dividend and Approve For For Management
Share Consolidation
--------------------------------------------------------------------------------
BABCOCK INTERNATIONAL GROUP PLC
Ticker: BAB Security ID: G0689Q152
Meeting Date: JUL 11, 2013 Meeting Type: Annual
Record Date: JUL 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Mike Turner as Director For For Management
5 Re-elect Peter Rogers as Director For For Management
6 Re-elect Bill Tame as Director For For Management
7 Re-elect Archie Bethel as Director For For Management
8 Re-elect Kevin Thomas as Director For For Management
9 Re-elect Kate Swann as Director For For Management
10 Re-elect Justin Crookenden as Director For For Management
11 Re-elect Sir David Omand as Director For For Management
12 Re-elect Ian Duncan as Director For For Management
13 Elect John Davies as Director For For Management
14 Elect Anna Stewart as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise EU Political Donations and For For Management
Expenditures
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BANCA GENERALI S.P.A.
Ticker: BGN Security ID: T3000G115
Meeting Date: APR 23, 2014 Meeting Type: Annual/Special
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles 13 and 18 Re: For For Management
Related-Party Transactions and Maximum
Variable Compensation Ratio
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Remuneration Report For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4 Elect Director For For Management
--------------------------------------------------------------------------------
BANKUNITED, INC.
Ticker: BKU Security ID: 06652K103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tere Blanca For For Management
1.2 Elect Director Sue M. Cobb For For Management
1.3 Elect Director Eugene F. DeMark For For Management
1.4 Elect Director Michael J. Dowling For For Management
1.5 Elect Director John A. Kanas For For Management
1.6 Elect Director Douglas J. Pauls For For Management
1.7 Elect Director Rajinder P. Singh For For Management
1.8 Elect Director Sanjiv Sobti For For Management
1.9 Elect Director A. Robert Towbin For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Recive Annual Financial Statements and For For Management
Statutory Reports for Fiscal 2013 and
Approve Allocation of Income and
Dividends of EUR 2.10 per Share
2 Approve Discharge of Management Board For For Management
for Fiscal 2013
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
4a Elect Simone Bagel-Trah to the For For Management
Supervisory Board
4b Elect Ernst-Ludwig Winnacker to the For For Management
Supervisory Board
5 Approve Creation of EUR 530 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
6 Approve Creation of EUR 211.7 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 6
Billion; Approve Creation of EUR 211.7
Million Pool of Capital to Guarantee
Conversion Rights
8a Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8b Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9a Approve Affiliation Agreement with For For Management
Subsidiary Bayer Business Services GmbH
9b Approve Affiliation Agreement with For For Management
Subsidiary Bayer Technology Services
GmbH
9c Approve Affiliation Agreement with For For Management
Subsidiary Bayer US IP GmbH
9d Approve Affiliation Agreement with For For Management
Subsidiary Bayer Bitterfeld GmbH
9e Approve Affiliation Agreement with For For Management
Subsidiary Bayer Innovation GmbH
9f Approve Affiliation Agreement with For For Management
Subsidiary Bayer Real Estate GmbH
9g Approve Affiliation Agreement with For For Management
Subsidiary Erste K-W-A
Beteiligungsgesellschaft mbH
9h Approve Affiliation Agreement with For For Management
Subsidiary Zweite K-W-A
Beteiligungsgesellschaft mbH
10 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2014
--------------------------------------------------------------------------------
BEIJING ENTERPRISES WATER GROUP LTD.
Ticker: 00371 Security ID: G0957L109
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAY 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Zhou Min as Director For For Management
3b Elect Zhang Tiefu as Director For For Management
3c Elect Qi Xiaohong as Director For For Management
3d Elect Ke Jian as Director For Against Management
3e Elect Li Li as Director For For Management
3f Elect Shea Chun Lok Quadrant as For For Management
Director
3g Elect Zhang Gaobo as Director For For Management
3h Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline D. Dorsa For For Management
1.2 Elect Director Stelios Papadopoulos For For Management
1.3 Elect Director George A. Scangos For For Management
1.4 Elect Director Lynn Schenk For For Management
1.5 Elect Director Alexander J. Denner For For Management
1.6 Elect Director Nancy L. Leaming For For Management
1.7 Elect Director Richard C. Mulligan For For Management
1.8 Elect Director Robert W. Pangia For For Management
1.9 Elect Director Brian S. Posner For For Management
1.10 Elect Director Eric K. Rowinsky For For Management
1.11 Elect Director Stephen A. Sherwin For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC.
Ticker: BMRN Security ID: 09061G101
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Jacques Bienaime For For Management
1.2 Elect Director Michael Grey For For Management
1.3 Elect Director Elaine J. Heron For For Management
1.4 Elect Director Pierre Lapalme For For Management
1.5 Elect Director V. Bryan Lawlis For For Management
1.6 Elect Director Richard A. Meier For For Management
1.7 Elect Director Alan J. Lewis For For Management
1.8 Elect Director William D. Young For For Management
1.9 Elect Director Kenneth M. Bate For For Management
1.10 Elect Director Dennis J. Slamon For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BLINKX PLC
Ticker: BLNX Security ID: G13235109
Meeting Date: JUL 11, 2013 Meeting Type: Annual
Record Date: JUL 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Suranga Chandratillake as For For Management
Director
3 Re-elect Dr Michael Lynch as Director For For Management
4 Reappoint Deloitte LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Authorise Issue of Equity with For For Management
Pre-emptive Rights
7 Authorise Issue of Equity without For For Management
Pre-emptive Rights
8 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION
Ticker: COG Security ID: 127097103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dan O. Dinges For For Management
1b Elect Director James R. Gibbs For For Management
1c Elect Director Robert L. Keiser For For Management
1d Elect Director W. Matt Ralls For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Approve Omnibus Stock Plan For For Management
6 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
CHINA CINDA ASSET MANAGEMENT CO., LTD.
Ticker: 01359 Security ID: Y1R34V103
Meeting Date: JUN 30, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board For For Management
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Final Financial Account For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Fixed Asset Investment Budget For For Management
for 2014
6 Appoint Accounting Firm for 2014 For For Management
7a Elect Li Honghui as Director For Against Management
7b Elect Song Lizhong as Director For Against Management
8 Approve Capital Increase in Happy Life For For Management
Insurance Co. Ltd.
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
COMMERZBANK AG
Ticker: CBK Security ID: D172W1279
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividend Omission
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2014
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for the First Quarter of
Fiscal 2015
7.1 Elect Stefan Lippe to the Supervisory For For Management
Board
7.2 Elect Nicholas Teller to the For For Management
Supervisory Board
7.3 Elect Solms Wittig as Alternate For For Management
Supervisory Board Member
8 Amend Affiliation Agreements with For For Management
Subsidiaries
9 Amend Affiliation Agreements with For For Management
Subsidiary Atlas Vermoegensverwaltungs
GmbH
--------------------------------------------------------------------------------
CONCHO RESOURCES INC.
Ticker: CXO Security ID: 20605P101
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy A. Leach For For Management
1.2 Elect Director William H. Easter, III For For Management
1.3 Elect Director John P. Surma For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CREST NICHOLSON HOLDINGS PLC
Ticker: CRST Security ID: G25425102
Meeting Date: MAR 20, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect William Rucker as Director For For Management
4 Elect Stephen Stone as Director For For Management
5 Elect Patrick Bergin as Director For For Management
6 Elect Jim Pettigrew as Director For For Management
7 Elect Malcolm McCaig as Director For For Management
8 Elect Pam Alexander as Director For For Management
9 Appoint KPMG LLP as Auditors For For Management
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Approve Remuneration Report For For Management
12 Approve Remuneration Policy For For Management
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CRH PLC
Ticker: CRG Security ID: G25508105
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5(a) Re-elect Ernst Bartschi as Director For For Management
5(b) Re-elect Maeve Carton as Director For For Management
5(c) Re-elect Bill Egan as Director For For Management
5(d) Re-elect Utz-Hellmuth Felcht as For For Management
Director
5(e) Re-elect Nicky Hartery as Director For For Management
5(f) Re-elect John Kennedy as Director For For Management
5(g) Elect Don McGovern Jr. as Director For For Management
5(h) Re-elect Heather Ann McSharry as For For Management
Director
5(i) Re-elect Albert Manifold as Director For For Management
5(j) Re-elect Dan O'Connor as Director For For Management
5(k) Elect Henk Rottinghuis as Director For For Management
5(l) Re-elect Mark Towe as Director For For Management
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Reappoint Ernst & Young as Auditors For For Management
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Authorise Reissuance of Treasury Shares For For Management
12 Approve Scrip Dividend Program For For Management
13 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
CROWN HOLDINGS, INC.
Ticker: CCK Security ID: 228368106
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Arnold W. Donald For For Management
1.4 Elect Director William G. Little For For Management
1.5 Elect Director Hans J. Loliger For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Josef M. Muller For For Management
1.8 Elect Director Thomas A. Ralph For For Management
1.9 Elect Director Caesar F. Sweitzer For For Management
1.10 Elect Director Jim L. Turner For For Management
1.11 Elect Director William S. Urkiel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Share Retention Policy For Against Against Shareholder
Senior Executives
5 Submit SERP to Shareholder Vote Against Against Shareholder
--------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.25 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify KMPG AG as Auditors for Fiscal For For Management
2014
6 Approve Remuneration System for For For Management
Management Board Members
7.1 Elect Bernd Bohr to the Supervisory For For Management
Board
7.2 Elect Joe Kaeser to the Supervisory For For Management
Board
7.3 Elect Bernd Pischetsrieder to the For For Management
Supervisory Board
8 Approve Creation of EUR1 Billion of For For Management
Capital with Partial Exclusion of
Preemptive Rights
9 Amend Articles Re: Remuneration of For For Management
Supervisory Board
10 Amend Affiliation Agreements with For For Management
Subsidiaries
11 Approve Affiliation Agreements with For For Management
Subsidiaries
--------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Humberto P. Alfonso For For Management
1.2 Elect Director Gary E. Anderson For For Management
1.3 Elect Director Brett D. Begemann For For Management
1.4 Elect Director Michael P. Connors For For Management
1.5 Elect Director Mark J. Costa For For Management
1.6 Elect Director Stephen R. Demeritt For For Management
1.7 Elect Director Robert M. Hernandez For For Management
1.8 Elect Director Julie F. Holder For For Management
1.9 Elect Director Renee J. Hornbaker For For Management
1.10 Elect Director Lewis M. Kling For For Management
1.11 Elect Director David W. Raisbeck For For Management
1.12 Elect Director James P. Rogers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George S. Barrett For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Michael J. Critelli For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director Charles E. Golden For For Management
1g Elect Director Linda A. Hill For For Management
1h Elect Director Arthur E. Johnson For For Management
1i Elect Director Ned C. Lautenbach For For Management
1j Elect Director Deborah L. McCoy For For Management
1k Elect Director Gregory R. Page For For Management
1l Elect Director Gerald B. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approval of Overseas Market Purchases For For Management
of the Company Shares
--------------------------------------------------------------------------------
ERSTE GROUP BANK AG
Ticker: EBS Security ID: A19494102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAY 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board Members
6.1 Approve Increase of Board Size For For Management
6.2 Elect Bettina Breiteneder as For For Management
Supervisory Board Member
6.3 Elect Jan Homann as Supervisory Board For For Management
Member
6.4 Elect Juan Maria Nin Genova as For For Management
Supervisory Board Member
6.5 Elect Friedrich Roedler as Supervisory For For Management
Board Member
6.6 Elect Elisabeth Bleyleben-Koren as For For Management
Supervisory Board Member
6.7 Elect Gunter Griss as Supervisory For For Management
Board Member
6.8 Elect Elisabeth Krainer Senger-Weiss For For Management
as Supervisory Board Member
7 Ratify Ernst & Young as Auditors For For Management
8 Approve Creation of EUR 171.8 Million For For Management
Pool of Capital without Preemptive
Rights
9 Amend Articles For For Management
--------------------------------------------------------------------------------
EURASIA DRILLING COMPANY LTD.
Ticker: EDCL Security ID: 29843U202
Meeting Date: SEP 23, 2013 Meeting Type: Annual
Record Date: AUG 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Richard Anderson as Director For Did Not Vote Management
1b Reelect Rene Huck as Director For Did Not Vote Management
1c Reelect Richard Matzke as Director For Did Not Vote Management
1d Elect Igor Belikov as Director For Did Not Vote Management
1e Elect Edward J. DiPaolo as Director For Did Not Vote Management
2 Reappoint KPMG Limited as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Susan D. For For Management
Desmond-Hellmann
1.4 Elect Director Donald E. Graham For For Management
1.5 Elect Director Reed Hastings For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Mark Zuckerberg For For Management
2 Ratify Auditors For For Management
3 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Assess Privacy and Advertising Policy Against Against Shareholder
Relating to Childhood Obesity
7 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
FLOWSERVE CORPORATION
Ticker: FLS Security ID: 34354P105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gayla J. Delly For For Management
1.2 Elect Director Rick J. Mills For For Management
1.3 Elect Director Charles M. Rampacek For For Management
1.4 Elect Director William C. Rusnack For For Management
1.5 Elect Director John R. Friedery For For Management
1.6 Elect Director Joe E. Harlan For For Management
1.7 Elect Director Leif E. Darner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Proxy Voting Disclosure, Against Against Shareholder
Confidentiality, and Tabulation
--------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA
Ticker: FEMSAUBD Security ID: 344419106
Meeting Date: DEC 06, 2013 Meeting Type: Special
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends of MXN 0.33 per For For Management
Class B Share, MXN 0.42 per Class D
Share, MXN 1.67 per B Unit and MXN 2
per BD Unit
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
FOXTONS GROUP PLC
Ticker: FOXT Security ID: G3654P100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAY 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4 Approve Remuneration Policy For For Management
5 Approve Remuneration Report For For Management
6 Elect Andrew Adcock as Director For For Management
7 Elect Ian Barlow as Director For For Management
8 Elect Michael Brown as Director For For Management
9 Elect Annette Court as Director For For Management
10 Elect Gerard Nieslony as Director For For Management
11 Elect Stefano Quadrio Curzio as For For Management
Director
12 Elect Garry Watts as Director For For Management
13 Appoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph J. Ashton For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Erroll B. Davis, Jr. For For Management
1d Elect Director Stephen J. Girsky For For Management
1e Elect Director E. Neville Isdell For For Management
1f Elect Director Kathryn V. Marinello For For Management
1g Elect Director Michael G. Mullen For For Management
1h Elect Director James J. Mulva For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Thomas M. Schoewe For For Management
1k Elect Director Theodore M. Solso For For Management
1l Elect Director Carol M. Stephenson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For For Management
7 Provide for Cumulative Voting Against Against Shareholder
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC.
Ticker: GNW Security ID: 37247D106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Bolinder For For Management
1.2 Elect Director G. Kent Conrad For For Management
1.3 Elect Director Melina E. Higgins For For Management
1.4 Elect Director Nancy J. Karch For Against Management
1.5 Elect Director Thomas J. McInerney For For Management
1.6 Elect Director Christine B. Mead For For Management
1.7 Elect Director David M. Moffett For For Management
1.8 Elect Director Thomas E. Moloney For For Management
1.9 Elect Director James A. Parke For For Management
1.10 Elect Director James S. Riepe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Etienne F. Davignon For For Management
1c Elect Director Carla A. Hills For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director John W. Madigan For For Management
1f Elect Director John C. Martin For For Management
1g Elect Director Nicholas G. Moore For For Management
1h Elect Director Richard J. Whitley For For Management
1i Elect Director Gayle E. Wilson For For Management
1j Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Approve Amendment to Certificate of For For Management
Incorporation to Adopt Delaware as the
Exclusive Forum for Certain Legal
Actions
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Link CEO Compensation to Patient Against Against Shareholder
Access to the Company's Medicine
--------------------------------------------------------------------------------
GMO INTERNET INC
Ticker: 9449 Security ID: J1727L103
Meeting Date: MAR 23, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kumagai, Masatoshi For For Management
1.2 Elect Director Yasuda, Masashi For For Management
1.3 Elect Director Nishiyama, Hiroyuki For For Management
1.4 Elect Director Ito, Tadashi For For Management
1.5 Elect Director Miyazaki, Kazuhiko For For Management
1.6 Elect Director Yamashita, Hirofumi For For Management
1.7 Elect Director Takahashi, Shintaro For For Management
1.8 Elect Director Sugaya, Toshihiko For For Management
1.9 Elect Director Arisawa, Katsumi For For Management
1.10 Elect Director Arai, Teruhiro For For Management
1.11 Elect Director Sato, Kentaro For For Management
1.12 Elect Director Horiuchi, Toshiaki For For Management
1.13 Elect Director Kodama, Kimihiro For For Management
1.14 Elect Director Nomura, Masamitsu For For Management
1.15 Elect Director Ainoura, Issei For For Management
1.16 Elect Director Iwakura, Masakazu For Against Management
2 Appoint Statutory Auditor Masuda, For For Management
Kaname
3 Appoint Alternate Statutory Auditor For For Management
Tachibana, Koichi
4 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Adopt Policy and Report on Impact of Against Against Shareholder
Tax Strategy
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
GREEN REIT PLC
Ticker: GN1 Security ID: G40968102
Meeting Date: MAY 01, 2014 Meeting Type: Special
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
2 Approve Capital Raising For For Management
3 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
4 Amend Articles For For Management
--------------------------------------------------------------------------------
HDFC BANK LIMITED
Ticker: 500180 Security ID: Y3119P174
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 6.85 Per Share For For Management
3 Reelect R. Karnad as Director For For Management
4 Reelect K. Mistry as Director For For Management
5 Approve Delloitte Haskins & Sells LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
6 Elect P. Datta as Independent For For Management
Non-Executive Director
7 Elect P. Palande as Independent For For Management
Non-Executive Director
8 Elect B. Parikh as Independent For For Management
Non-Executive Director
9 Elect A.N. Roy as Independent For For Management
Non-Executive Director
10 Elect C.M. Vasudev as Independent For For Management
Non-Executive Director
11 Elect V. Merchant as Independent For For Management
Non-Executive Director
12 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
13 Approve Increase in Limit on Foreign For For Management
Shareholdings
--------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC.
Ticker: HTZ Security ID: 42805T105
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Durham For For Management
1.2 Elect Director Mark P. Frissora For For Management
1.3 Elect Director Henry C. Wolf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Approve Reverse Stock Split For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ING GROEP NV
Ticker: INGA Security ID: N4578E413
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Announcements None None Management
2a Receive Report of Management Board None None Management
(Non-Voting)
2b Receive Report of Supervisory Board None None Management
(Non-Voting)
2c Discuss Remuneration Report None None Management
2d Approve Amendments to Remuneration For For Management
Policy for Management Board Members
2e Adopt Financial Statements For For Management
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4a Discussion on Company's Corporate None None Management
Governance Structure
4b Increase Share Capital by EUR 13 For For Management
Billion by Reduction in Share Premium
Reserve and Increase Nominal per Share
4c Decrease Share Capital by EUR 13 For For Management
Billion by Reduction in Nominal Value
per Share and With Repayment of
Capital in Kind to Shareholders
4d Amend Articles Re: Representation of For For Management
the Board
5 Receive Announcements on Sustainability None None Management
6a Approve Discharge of Management Board For For Management
6b Approve Discharge of Supervisory Board For For Management
7 Elect Eric Boyer de la Giroday to For For Management
Supervisory Board
8a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Restricting/Excluding Preemptive Rights
8b Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital in
Case of Takeover/Merger and
Restricting/Excluding Preemptive Rights
9a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital in
Connection with a Major Capital
Restructuring
10 Other Business (Non-Voting) and Closing None None Management
--------------------------------------------------------------------------------
INTESA SANPAOLO SPA
Ticker: ISP Security ID: T55067101
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income through For For Management
Partial Distribution of Reserves
2a Approve Remuneration Report For For Management
2b Approve Leveraged Employee For Against Management
Co-Investment Plan 2014
2c Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
1 Amend Company Bylaws Re: Article 5 For Against Management
(Equity-Plan Related)
2 Approve Equity Plan Financing For Against Management
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
JUBILANT FOODWORKS LTD
Ticker: 533155 Security ID: Y4493W108
Meeting Date: AUG 08, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect S.S. Bhartia as Director For For Management
3 Reelect P. Vandrevala as Director For Against Management
4 Approve S.R. Batliboi & Co LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Amend Employees Stock Option Scheme For For Management
2011
--------------------------------------------------------------------------------
KENEDIX REALTY INVESTMENT CORP.
Ticker: 8972 Security ID: J32922106
Meeting Date: JAN 22, 2014 Meeting Type: Special
Record Date: OCT 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Change REIT Name - For For Management
Amend Permitted Investment Types -
Change Location of Head Office -
Authorize Unit Buybacks
2 Elect Executive Director Uchida, For For Management
Naokatsu
3 Elect Alternate Executive Director For For Management
Teramoto, Hikaru
4.1 Appoint Supervisory Director Toba, For For Management
Shiro
4.2 Appoint Supervisory Director For For Management
Morishima, Yoshihiro
4.3 Appoint Supervisory Director Seki, For For Management
Takahiro
--------------------------------------------------------------------------------
KENNEDY WILSON EUROPE REAL ESTATE PLC
Ticker: KWE Security ID: G9877R104
Meeting Date: JUN 12, 2014 Meeting Type: Special
Record Date: JUN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Central Park For For Management
Portfolio
2 Approve Acquisition of Opera Portfolio For For Management
--------------------------------------------------------------------------------
KENNEDY-WILSON HOLDINGS, INC.
Ticker: KW Security ID: 489398107
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry R. Solomon For For Management
1.2 Elect Director David A. Minella For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Forman For For Management
1.2 Elect Director George Jamieson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEKOIL LTD.
Ticker: LEK Security ID: G5462G107
Meeting Date: AUG 07, 2013 Meeting Type: Special
Record Date: AUG 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights Pursuant to the
Placing
2 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights Pursuant to the
Placing
--------------------------------------------------------------------------------
LEKOIL LTD.
Ticker: LEK Security ID: G5462G107
Meeting Date: NOV 21, 2013 Meeting Type: Special
Record Date: NOV 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights Pursuant to the
Placing
2 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights Pursuant to the
Placing
--------------------------------------------------------------------------------
LEKOIL LTD.
Ticker: LEK Security ID: G5462G107
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: JUN 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Reappoint KPMG LLP as Auditors For Did Not Vote Management
3 Authorise Board to Fix Remuneration of For Did Not Vote Management
Auditors
4 Authorise Issuance of Equity or For Did Not Vote Management
Equity-Linked Securities with
Preemptive Rights
5 Approve Issuance of Equity or For Did Not Vote Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David W. Bernauer For For Management
1.3 Elect Director Leonard L. Berry For For Management
1.4 Elect Director Angela F. Braly For For Management
1.5 Elect Director Richard W. Dreiling For For Management
1.6 Elect Director Dawn E. Hudson For For Management
1.7 Elect Director Robert L. Johnson For Withhold Management
1.8 Elect Director Marshall O. Larsen For For Management
1.9 Elect Director Richard K. Lochridge For For Management
1.10 Elect Director Robert A. Niblock For For Management
1.11 Elect Director Eric C. Wiseman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Data Used to Make Against Against Shareholder
Environmental Goals and Costs and
Benefits of Sustainability Program
--------------------------------------------------------------------------------
MEG ENERGY CORP.
Ticker: MEG Security ID: 552704108
Meeting Date: MAY 01, 2014 Meeting Type: Annual/Special
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William McCaffrey For For Management
1b Elect Director David J. Wizinsky For For Management
1c Elect Director David B. Krieger For For Management
1d Elect Director Peter R. Kagan For For Management
1e Elect Director Boyd Anderson For For Management
1f Elect Director James D. McFarland For For Management
1g Elect Director Harvey Doerr For For Management
1h Elect Director Robert Hodgins For For Management
1i Elect Director Jeffrey J. McCaig For For Management
2 Approve Shareholder Rights Plan For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD.
Ticker: 06883 Security ID: 585464100
Meeting Date: MAR 26, 2014 Meeting Type: Special
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividend For For Management
--------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD.
Ticker: 06883 Security ID: 585464100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Clarence Yuk Man Chung as For For Management
Director
2b Elect William Todd Nisbet as Director For For Management
2c Elect James Andrew Charles MacKenzie For For Management
as Director
2d Elect Thomas Jefferson Wu as Director For For Management
3 Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison, Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
MONCLER SPA
Ticker: MONC Security ID: T6730E110
Meeting Date: FEB 28, 2014 Meeting Type: Special
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Plan 2014-2018 For Against Management
Top Management and Key People
2 Approve Stock Option Plan 2014-2018 For Against Management
Italian Corporate Structure
--------------------------------------------------------------------------------
MONCLER SPA
Ticker: MONC Security ID: T6730E110
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Remuneration Report For Against Management
3 Elect Internal Auditors (Bundled) None For Shareholder
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For Against Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Nelson Peltz For For Management
1g Elect Director Fredric G. Reynolds For For Management
1h Elect Director Irene B. Rosenfeld For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Ruth J. Simmons For For Management
1k Elect Director Ratan N. Tata For For Management
1l Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Assess Environmental Impact of Against Against Shareholder
Non-Recyclable Packaging
--------------------------------------------------------------------------------
NABTESCO CORP.
Ticker: 6268 Security ID: J4707Q100
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Kotani, Kazuaki For For Management
2.2 Elect Director Mishiro, Yosuke For For Management
2.3 Elect Director Sakamoto, Tsutomu For For Management
2.4 Elect Director Aoi, Hiroyuki For For Management
2.5 Elect Director Osada, Nobutaka For For Management
2.6 Elect Director Nakamura, Kenichi For For Management
2.7 Elect Director Sakai, Hiroaki For For Management
2.8 Elect Director Yoshikawa, Toshio For For Management
2.9 Elect Director Yamanaka, Nobuyoshi For For Management
2.10 Elect Director Fujiwara, Yutaka For For Management
3 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Merrill A. Miller, Jr. For For Management
1B Elect Director Clay C. Williams For For Management
1C Elect Director Greg L. Armstrong For For Management
1D Elect Director Robert E. Beauchamp For For Management
1E Elect Director Marcela E. Donadio For For Management
1F Elect Director Ben A. Guill For For Management
1G Elect Director David D. Harrison For For Management
1H Elect Director Roger L. Jarvis For For Management
1I Elect Director Eric L. Mattson For For Management
1K Elect Director Jeffery A. Smisek For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NAVER CORP.
Ticker: 035420 Security ID: Y62579100
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 734 per Share
2 Amend Articles of Incorporation For For Management
3.1 Reelect Kim Sang-Hun as Inside Director For For Management
3.2 Reelect Hwang In-Joon as Inside For For Management
Director
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
NH HOTELES S.A
Ticker: NHH Security ID: E7650R103
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: JUN 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements and Treatment of
Net Loss
2 Approve Discharge of Board For For Management
3 Renew Appointment of Deloitte as For For Management
Auditor
4 Change Company Name For For Management
5 Approve Issuance of Shares in For For Management
Connection with Acquisition of NH
Italia SpA
6 Fix Number of Directors at 13 For For Management
7.1 Ratify Appointment of and Elect Haibo For Against Management
Bai as Director
7.2 Reelect Carlos Gonzalez Fernandez as For For Management
Director
7.3 Elect Livio Giovanni Maria Torio as For Against Management
Director
8 Authorize Increase in Capital up to 50 For Against Management
Percent via Issuance of Equity or
Equity-Linked Securities without
Preemptive Rights
9 Authorize Issuance of Non-Convertible For Against Management
Debt Securities up to EUR 500 Million
and Convertible Debt Securities,
including Warrants, without Preemptive
Rights up to EUR 500 Million
10 Approve Remuneration of Directors For For Management
11 Advisory Vote on Remuneration Policy For Against Management
Report
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 25, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.45 per Share
4.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 8.0 Million
(Non-Binding)
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 67.7
Million for Performance Cycle 2013
(Non-Binding)
5.1 Reelect Joerg Reinhardt as Director For For Management
and Chairman of the Board of Directors
5.2 Reelect Dimitri Azar as Director For For Management
5.3 Reelect Verena Briner as Director For For Management
5.4 Reelect Srikant Datar as Director For For Management
5.5 Reelect Ann Fudge as Director For For Management
5.6 Reelect Pierre Landolt as Director For For Management
5.7 Reelect Ulrich Lehner as Director For For Management
5.8 Reelect Andreas von Planta as Director For For Management
5.9 Reelect Charles Sawyers as Director For For Management
5.10 Reelect Enrico Vanni as Director For For Management
5.11 Reelect William Winters as Director For For Management
6.1 Elect Srikant Datar as Member of the For For Management
Compensation Committee
6.2 Elect Ann Fudge as Member of the For For Management
Compensation Committee
6.3 Elect Ulrich Lehner as Member of the For For Management
Compensation Committee
6.4 Elect Enrico Vanni as Member of the For For Management
Compensation Committee
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Designate Peter Andreas Zahn as For For Management
Independent Proxy
--------------------------------------------------------------------------------
NOVO NORDISK A/S
Ticker: NOVO B Security ID: K72807132
Meeting Date: MAR 20, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3.1 Approve Remuneration of Directors for For For Management
2013 in the Aggregate Amount of DKK 9.
2 Million
3.2 Approve Remuneration of Directors for For For Management
2013 in the Amount of DKK 1.5 Million
for Chairman, DKK 1 Million for Vice
Chairman, and Base Amount of DKK
500,000 for Other Members; Approve
Remuneration for Committee Work
4 Approve Allocation of Income and For For Management
Dividends of DKK 4.5 Per Share
5.1 Elect Goran Ando (Chairman) as Director For For Management
5.2 Elect Jeppe Christiansen (Vice For For Management
Chairman) as New Director
5.3a Elect Bruno Angelici as Director For For Management
5.3b Elect Liz Hewitt as Director For For Management
5.3c Elect Thomas Koestler as Director For For Management
5.3d Elect Helge Lund as Director For For Management
5.3e Elect Hannu Ryopponen as Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7.1 Approve DKK 20 Million Reduction in For For Management
Class B Share Capital via Share
Cancellation
7.2 Authorize Share Repurchase Program For For Management
7.3 Approve Donation to the World Diabetes For For Management
Foundation (WDF) of up to DKK 654
Million for the Years 2005-2024
7.4.1 Approve Publication of Annual Report For For Management
in English
7.4.2 Change Language of Annual Meeting to For For Management
English
7.5 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
8.1 Provide Financial Information in Against Against Shareholder
Notice to Convene AGM
8.2 Publish Annual Reports and Other Against Against Shareholder
Documents in Danish and Keep Them
Public for at Least Five Years
8.3 Simplify Access to Documents Available Against Against Shareholder
on Company's Website
8.4 Require Refreshments to be Available Against Against Shareholder
During Annual General Meeting
9 Other Business None None Management
--------------------------------------------------------------------------------
OASIS PETROLEUM INC.
Ticker: OAS Security ID: 674215108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted Collins, Jr. For For Management
1.2 Elect Director Douglas E. Swanson, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
OSRAM LICHT AG
Ticker: OSR Security ID: D5963B113
Meeting Date: FEB 27, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012/2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal 2012/2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012/2013
5 Ratify Ernst & Young as Auditors for For For Management
Fiscal 2013/2014
6.1 Elect Peter Bauer to the Supervisory For For Management
Board
6.2 Elect Christine Bortenlaenger to the For For Management
Supervisory Board
6.3 Elect Roland Busch to the Supervisory For For Management
Board
6.4 Elect Joachim Faber to the Supervisory For For Management
Board
6.5 Elect Lothar Frey to the Supervisory For For Management
Board
6.6 Elect Frank Lakerveld to the For For Management
Supervisory Board
7 Approve Remuneration System for For For Management
Management Board Members
8 Amend Articles Re: Remuneration of the For For Management
Supervisory Board
--------------------------------------------------------------------------------
PERFORM GROUP PLC
Ticker: PER Security ID: G7012D105
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Paul Walker as Director For For Management
5 Re-elect Simon Denyer as Director For For Management
6 Re-elect Oliver Slipper as Director For For Management
7 Re-elect Peter Williams as Director For For Management
8 Re-elect Marc Brown as Director For For Management
9 Re-elect Jorg Mohaupt as Director For For Management
10 Re-elect Peter Parmenter as Director For For Management
11 Re-elect Gabby Logan as Director For For Management
12 Appoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 02318 Security ID: Y69790106
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve Report of the Auditors and For For Management
Audited Financial Statements
5 Declare Final Dividend For For Management
6 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian LLP as the PRC Auditor and
PricewaterhouseCoopers as the
International Auditor and Authorize
Board to Fix Their Remuneration
7 Elect Cai Fangfang as Director For For Management
8 Authorize Board to Fix Independent For For Management
Supervisors' Remuneration
9 Approve the General Mandate to Issue For Against Management
and Allot Additional H Shares and
Amend Articles of Association Re: New
Capital Structure Upon Allotment of H
Shares
--------------------------------------------------------------------------------
PT GLOBAL MEDIACOM TBK
Ticker: BMTR Security ID: Y7119T144
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Report For For Management
2 Approve Financial Statements and For For Management
Discharge Directors and Commissioners
3 Approve Allocation of Income For For Management
4 Elect Directors and Commissioners For Against Management
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
1 Authorize Commissioners to Issue For Against Management
Shares Pursuant to the Employee and
Management Stock Option Program (EMSOP)
2 Approve Issuance of New Shares to be For Against Management
Allocated for the EMSOP
3 Approve Issuance of Equity Shares For For Management
without Preemptive Rights, which was
Approved at the EGM Dated April 30,
2013
--------------------------------------------------------------------------------
PT MATAHARI DEPARTMENT STORE TBK
Ticker: LPPF Security ID: Y7139L105
Meeting Date: APR 11, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports and Discharge
Directors and Commissioners
2 Approve Allocation of Income For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Amend Articles of Association For For Management
5 Elect Directors and Commissioners and For Against Management
Approve Their Remuneration
6 Reaffirm Composition of the Company's For For Management
Shareholders
--------------------------------------------------------------------------------
PT MATAHARI DEPARTMENT STORE TBK
Ticker: LPPF Security ID: Y7139L105
Meeting Date: JUN 02, 2014 Meeting Type: Special
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Pledging of Assets for Debt For For Management
--------------------------------------------------------------------------------
PTT GLOBAL CHEMICAL PUBLIC CO., LTD.
Ticker: PTTGC Security ID: Y7150W105
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Company's Operation and For For Management
Business Plan
3 Accept Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend of THB 3.40 Per Share
5.1 Elect Prasert Bunsumpun as Director For For Management
5.2 Elect Amnuay Preemonwong as Director For For Management
5.3 Elect Samerjai Suksumek as Director For For Management
5.4 Elect Sarun Rungkasiri as Director For For Management
5.5 Elect Bowon Vongsinudom as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Other Business For Against Management
--------------------------------------------------------------------------------
RANDSTAD HOLDING NV
Ticker: RAND Security ID: N7291Y137
Meeting Date: APR 03, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Receive Report of Management Board None None Management
(Non-Voting)
2b Discuss Remuneration Report None None Management
2c Adopt Financial Statements and For For Management
Statutory Reports
2d Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2e Approve Dividends of EUR 0.95 Per Share For For Management
3a Approve Discharge of Management Board For For Management
3b Approve Discharge of Supervisory Board For For Management
4 Elect Heutink to Executive Board For For Management
5a Reelect Kampouri Monnas to Supervisory For For Management
Board
5b Elect Dorjee to Supervisory Board For For Management
6a Grant Board Authority to Issue Shares For For Management
Up To 3 Percent of Issued Capital
6b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 6a
6c Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Ratify Deloitte as Auditors For For Management
8 Other Business (Non-Voting) None None Management
9 Close Meeting None None Management
--------------------------------------------------------------------------------
REXEL
Ticker: RXL Security ID: F7782J366
Meeting Date: MAY 22, 2014 Meeting Type: Annual/Special
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Regarding
New Transactions
6 Approve Severance Payment Agreement For For Management
with Catherine Guillouard
7 Approve Amendment to Severance Payment For For Management
Agreement with Rudy Provoost Re:
Performance Criteria
8 Approve Amendment to Severance Payment For For Management
Agreement with Pascal Martin Re:
Performance Criteria
9 Approve Amendment to Severance Payment For For Management
Agreement with Catherine Guillouard
Re: Performance Criteria
10 Advisory Vote on Compensation of Rudy For For Management
Provoost, Chairman of the Management
Board
11 Advisory Vote on Compensation of For For Management
Catherine Guillouard and Pascal
Martin, Members of the Management Board
12 Elect Pier Luigi Sigismondi as For For Management
Supervisory Board Member
13 Ratify Appointment of Monika Ribar as For For Management
Supervisory Board Member
14 Ratify Appointment of Francois Henrot For For Management
as Supervisory Board Member
15 Ratify Appointment of Hendrica For For Management
Verhagen as Supervisory Board Member
16 Reelect Hendrica Verhagen as For For Management
Supervisory Board Member
17 Reelect Patrick Sayer as Supervisory For Against Management
Board Member
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Approve Remuneration of Supervisory For For Management
Board Members in the Aggregate Amount
of EUR 1.31 Million
20 Ratify Change of Registered Office to For For Management
13, Boulevard du Fort de Vaux, 75017
Paris ; and Bylaws Accordingly
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 800 Million
23 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 280 Million
24 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 280 Million
25 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 22-24
26 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
27 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
International Employees
29 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
30 Authorize Capital Increase of Up to For Against Management
EUR 250 Million for Future Exchange
Offers
31 Authorize Capitalization of Reserves For For Management
of Up to EUR 200 Million for Bonus
Issue or Increase in Par Value
32 Amend Article 11-2 of Bylaws Re: For Against Management
Shareholding Disclosure Thresholds
33 Adopt One-Tiered Board Structure, and For For Management
Amend Bylaws Accordingly
34 Subject to Approval of Item 33 Above, For For Management
Transfer to the Board of Directors
Authorization to Issue Restricted
Shares Granted to the Management Board
by the May 22, 2013 AGM (Item 15)
35 Subject to Approval of Item 33, Elect For For Management
Rudy Provoost as Director
36 Subject to Approval of Item 33, Elect For For Management
Roberto Quarta as Director
37 Subject to Approval of Item 33, Elect For Against Management
Patrick Sayer as Director
38 Subject to Approval of Item 33, Elect For Against Management
Vivianne Akriche as Director
39 Subject to Approval of Item 33, Elect For For Management
Thomas Farrell as Director
40 Subject to Approval of Item 33, Elect For For Management
Fritz Frohlich as Director
41 Subject to Approval of Item 33, Elect For For Management
Francois Henrot as Director
42 Subject to Approval of Item 33, Elect For For Management
Monika Ribar as Director
43 Subject to Approval of Item 33, Elect For For Management
Pier Luigi Sigismondi as Director
44 Subject to Approval of Item 33, Elect For For Management
Hendrica Verhagen as Director
45 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ROPER INDUSTRIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard F. Wallman For Withhold Management
1.2 Elect Director Christopher Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROWAN COMPANIES PLC
Ticker: RDC Security ID: G7665A101
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Thomas P. Burke as Director For For Management
2 Elect William T. Fox, III as Director For For Management
3 Elect Graham Hearne as Director For For Management
4 Elect Lord Moynihan as Director For For Management
5 Elect John J. Quicke as Director For For Management
6 Elect W. Matt Ralls as Director For For Management
7 Elect Tore I. Sandvold as Director For For Management
8 Ratify Deloitte & Touche LLP as U.S. For For Management
Auditors
9 Reappoint Deloitte LLP as U.K. Auditors For For Management
10 Authorize the Audit Committee to Fix For For Management
Remuneration of Auditors
11 Approve Remuneration Policy For For Management
12 Approve Remuneration Report For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SABMILLER PLC
Ticker: SAB Security ID: G77395104
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: JUL 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Guy Elliott as Director For For Management
4 Re-elect Mark Armour as Director For For Management
5 Re-elect Geoffrey Bible as Director For For Management
6 Re-elect Alan Clark as Director For For Management
7 Re-elect Dinyar Devitre as Director For For Management
8 Re-elect Lesley Knox as Director For For Management
9 Re-elect Graham Mackay as Director For For Management
10 Re-elect John Manser as Director For For Management
11 Re-elect John Manzoni as Director For For Management
12 Re-elect Miles Morland as Director For For Management
13 Re-elect Dr Dambisa Moyo as Director For For Management
14 Re-elect Carlos Perez Davila as For For Management
Director
15 Re-elect Alejandro Santo Domingo For For Management
Davila as Director
16 Re-elect Helen Weir as Director For For Management
17 Re-elect Howard Willard as Director For For Management
18 Re-elect Jamie Wilson as Director For For Management
19 Approve Final Dividend For For Management
20 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
21 Authorise Board to Fix Remuneration of For For Management
Auditors
22 Authorise Issue of Equity with For For Management
Pre-emptive Rights
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Market Purchase of Ordinary For For Management
Shares
25 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SACYR SA
Ticker: SCYR Security ID: E6038H118
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: JUN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2.1 Approve Treatment of Net Loss For For Management
2.2 Approve Application of Reserves to For For Management
Offset Losses
3 Approve Discharge of Board For For Management
4 Fix Number of Directors at 14 For For Management
5 Approve Remuneration of Executive For Against Management
Director
6 Renew Appointment of Ernst & Young as For For Management
Auditor
7.1 Amend Article 43 Re: Director For For Management
Remuneration
7.2 Amend Articles Re: Board and For For Management
Committees, Annual Corporate
Governance Report and Annual Reports
8 Authorize Increase in Capital up to 50 For Against Management
Percent via Issuance of Equity or
Equity-Linked Securities without
Preemptive Rights
9 Authorize Issuance of Convertible For Against Management
Bonds, Debentures, Warrants, and Other
Debt Securities without Preemptive
Rights up to EUR 800 Million
10 Authorize Issuance of Non-Convertible For Against Management
Bonds up to EUR 800 Million, and
Promissory Notes up to EUR 800 Million
11 Authorize Share Repurchase Program For For Management
12 Amend Article 19 of General Meeting For For Management
Regulations Re: Shareholder Right to
Information
13 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
14 Advisory Vote on Remuneration Policy For Against Management
Report
--------------------------------------------------------------------------------
SAMSONITE INTERNATIONAL S.A.
Ticker: 01910 Security ID: L80308106
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Results for the For For Management
Year 2013
3 Approve Cash Distribution For For Management
4a Elect Kyle Francis Gendreau as Director For For Management
4b Elect Ying Yeh as Director For For Management
5 Elect Tom Korbas as Director For For Management
6 Renew Mandate Granted to KPMG For For Management
Luxembourg S.a.r.l. as Statutory
Auditor
7 Approve Appointment of KPMG LLP as For For Management
External Auditor
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9 Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
10 Approve Discharge of Directors and For For Management
Auditors
11 Approve Remuneration of Directors For For Management
12 Authorize Board to Fix the For For Management
Remuneration of KPMG Luxembourg S.a r.
l.
--------------------------------------------------------------------------------
SAMSUNG HEAVY INDUSTRIES CO. LTD.
Ticker: 010140 Security ID: Y7474M106
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 500 per Share
2 Elect Yoon Young-Ho as Inside Director For For Management
and Shin Jong-Gye as Outside Director
(Bundled)
3 Elect Kwak Dong-Hyo as Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA
Ticker: SU Security ID: F86921107
Meeting Date: MAY 06, 2014 Meeting Type: Annual/Special
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 1.87 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Severance Payment Agreement For For Management
and Additional Pension Scheme
Agreement with Jean-Pascal Tricoire
6 Approve Severance Payment Agreement For For Management
and Additional Pension Scheme
Agreement with Emmanuel Babeau
7 Advisory Vote on Compensation of For For Management
Jean-Pascal Tricoire
8 Advisory Vote on Compensation of For For Management
Emmanuel Babeau
9 Elect Linda Knoll as Director For For Management
10 Reelect Noel Forgeard as Director For For Management
11 Reelect Willy Kissling as Director For For Management
12 Reelect Cathy Kopp as Director For For Management
13 Reelect Henri Lachmann as Director For For Management
14 Reelect Richard Thoman as Director For For Management
15 Ratify Appointment of Jeong Kim as For For Management
Director
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Approve Change of Corporate Form to For For Management
Societas Europaea (SE)
18 Change Company Name to Schneider For For Management
Electric SE and Amend Bylaws
Accordingly, Pursuant to Item Above
19 Amend Articles 1 and 3 of Bylaws Re: For For Management
Change of Corporate Form
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for International Subsidiaries
22 Authorize Filing of Required For For Management
Documents/Other Formalities
23 Elect Lone Fonss Schroder as Director For For Management
--------------------------------------------------------------------------------
SHINSEI BANK LTD.
Ticker: 8303 Security ID: J7385L103
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Toma, Shigeki For For Management
1.2 Elect Director Nakamura, Yukio For For Management
1.3 Elect Director J. Christopher Flowers For For Management
1.4 Elect Director Ernest M. Higa For For Management
1.5 Elect Director Kani, Shigeru For For Management
1.6 Elect Director Makihara, Jun For For Management
2.1 Appoint Statutory Auditor Shiga, Kozue For For Management
2.2 Appoint Statutory Auditor Tomimura, For For Management
Ryuichi
3.1 Appoint Alternate Statutory Auditor For For Management
Taima, Kojiro
3.2 Appoint Alternate Statutory Auditor For For Management
Yasuda, Makiko
4 Approve Retirement Bonus Payment for For Against Management
Statutory Auditors
--------------------------------------------------------------------------------
SINA CORPORATION
Ticker: SINA Security ID: G81477104
Meeting Date: NOV 18, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Reelect Mr. Ter Fung Tsao For For Management
as Director
2 Approve to Reelect Mr. Yichen Zhang as For For Management
Director
3 Approve Appointment of For For Management
Pricewaterhousecoopers Zhong Tian LLP
as Auditors of the Company
--------------------------------------------------------------------------------
SKANSKA AB
Ticker: SKA B Security ID: W83567110
Meeting Date: APR 03, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive President's Report None None Management
8 Receive Financial Statements and None None Management
Statutory Reports
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income and For For Management
Dividends of SEK 6.25 Per Share
11 Approve Discharge of Board and For For Management
President
12 Change Location of Registered Office For For Management
of the Board of Directors (Article
Amendment)
13 Determine Number of Members (10) and For For Management
Deputy Members (0) of Board
14 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.9 Million for
Chairman and SEK 625,000 for Other
Directors; Approve Compensation for
Committee Work; Approve Remuneration
of Auditors
15 Reelect Re-election of Stuart Graham, For For Management
Johan Karlstrom, Fredrik Lundberg,
Sverker Martin-Lof, Adrian Montague,
Charlotte Stromberg, Matti Sundberg
and Par Ostberg as Directors; Elect
John Carrig and Nina Linander as New
Directors
16 Ratify KPMG as Auditors For For Management
17 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
18a Authorize Repurchase of up to 4.5 For For Management
Million Series B Shares to Fund
2014-2016 Long-Term Incentive Plan
18b Approve Transfer of up to 763,000 For For Management
Series B Shares to Cover Certain Costs
Related to Outstanding Incentive Plans
19 Close Meeting None None Management
--------------------------------------------------------------------------------
SMC CORP.
Ticker: 6273 Security ID: J75734103
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 90
2 Amend Articles To Indemnify Directors For For Management
and Statutory Auditors
3.1 Elect Director Takada, Yoshiyuki For For Management
3.2 Elect Director Maruyama, Katsunori For For Management
3.3 Elect Director Usui, Ikuji For For Management
3.4 Elect Director Tomita, Katsunori For For Management
3.5 Elect Director Kosugi, Seiji For For Management
3.6 Elect Director Satake, Masahiko For For Management
3.7 Elect Director Takada, Yoshiki For For Management
3.8 Elect Director Ohashi, Eiji For For Management
3.9 Elect Director Kuwahara, Osamu For For Management
3.10 Elect Director Mogi, Iwao For For Management
3.11 Elect Director Shikakura, Koichi For For Management
3.12 Elect Director Ogura, Koji For For Management
3.13 Elect Director Kawada, Motoichi For For Management
3.14 Elect Director Takada, Susumu For For Management
3.15 Elect Director German Berakoetxea For For Management
3.16 Elect Director Lup Yin Chan For For Management
3.17 Elect Director Kaizu, Masanobu For For Management
3.18 Elect Director Steve Bangs For For Management
4 Approve Retirement Bonus Payment for For For Management
Director
--------------------------------------------------------------------------------
SOCIETE GENERALE
Ticker: GLE Security ID: F43638141
Meeting Date: MAY 20, 2014 Meeting Type: Annual/Special
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 per Share
4 Approve Auditors' Special Report For For Management
Mentioning the Absence of
Related-Party Transactions
5 Advisory Vote on Compensation of For For Management
Frederic Oudea, Chairman and CEO
6 Advisory Vote on Compensation of For For Management
Severin Cabannes, Jean-Francois
Sammarcelli and Bernardo Sanchez
Incera, Vice-CEOs
7 Advisory Vote on the Aggregate For For Management
Remuneration Granted in 2013 to Senior
Management, Responsible Officers and
Regulated Risk-Takers
8 Fix Maximum Variable Compensation For For Management
Ratio for Executives and Risk Takers
9 Reelect Robert Castaigne as Director For For Management
10 Elect Lorenzo Bini Smaghi as Director For For Management
11 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 399 Million
and/or Capitalization of Reserves of
up to EUR 550 Million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 99.839 Million
14 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
15 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
16 Authorize Issuance of Convertible For For Management
Bonds for Private Placements without
Preemptive Rights, up to Aggregate
Nominal Ammount of EUR 99.839 Million
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
18 Authorize up to 2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9984 Security ID: J75963108
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Goto, Yoshimitsu For For Management
2.2 Elect Director Fujihara, Kazuhiko For For Management
2.3 Elect Director Nagamori, Shigenobu For For Management
--------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard R. Devenuti For For Management
1.2 Elect Director Stefan K. Widensohler For For Management
1.3 Elect Director Wendy L. Yarno For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Declassify the Board of Directors For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STATOIL ASA
Ticker: STL Security ID: R8413J103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Elect Chairman of Meeting For Did Not Vote Management
4 Approve Notice of Meeting and Agenda For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Accept Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 7.00
Per Share
7 Withdraw Company from Tar Sands Against Did Not Vote Shareholder
Activities in Canada
8 Withdraw Company from Ice-Laden Against Did Not Vote Shareholder
Activities in the Arctic
9 Approve Company's Corporate Governance For Did Not Vote Management
Statement
10 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
11 Approve Remuneration of Auditors For Did Not Vote Management
12a Reelect Olaug Svarva as Member of For Did Not Vote Management
Corporate Assembly
12b Reelect Idar Kreutzer as Member of For Did Not Vote Management
Corporate Assembly
12c Reelect Karin Aslaksen as Member of For Did Not Vote Management
Corporate Assembly
12d Reelect Greger Mannsverk as Member of For Did Not Vote Management
Corporate Assembly
12e Reelect Steinar Olsen as Member of For Did Not Vote Management
Corporate Assembly
12f Reelect Ingvald Strommen as Member of For Did Not Vote Management
Corporate Assembly
12g Reelect Rune Bjerke as Member of For Did Not Vote Management
Corporate Assembly
12h Reelect Siri Kalvig as Member of For Did Not Vote Management
Corporate Assembly
12i Reelect Barbro Haetta as Member of For Did Not Vote Management
Corporate Assembly
12j Elect Terje Venold as Member of For Did Not Vote Management
Corporate Assembly
12k Elect Tone Lunde Bakker as Member of For Did Not Vote Management
Corporate Assembly
12l Elect Kjersti Kleven as Member of For Did Not Vote Management
Corporate Assembly
12m Reelect Arthur Sletteberg as Deputy For Did Not Vote Management
Member of Corporate Assembly
12n Reelect Bassim Haj as Deputy Member of For Did Not Vote Management
Corporate Assembly
12o Elect Nina Kivijervi as Deputy Member For Did Not Vote Management
of Corporate Assembly
12p Elect Birgitte Vartdal as Deputy For Did Not Vote Management
Members of Corporate Assembly
13 Approve Remuneration of Corporate For Did Not Vote Management
Assembly in the Amount of NOK 116,400
for the Chairman, NOK 61,400 for the
Vice Chairman, NOK 43,100 for Other
Members, and NOK 6,100 for Deputy
Members
14.1 Reelect Olaug Svarva as Member and For Did Not Vote Management
Chairman of Nominating Committee
14.2 Reelect Tom Rathe as Member of For Did Not Vote Management
Nominating Committee
14.3 Reelect Elisabeth Berge as Member of For Did Not Vote Management
Nominating Committee with Johan Alstad
as Personal Deputy
14.4 Elect Tone Bakker as New Member of For Did Not Vote Management
Nominating Committee
15 Approve Remuneration of Nominating For Did Not Vote Management
Committee in the Amount of NOK 11,600
for the Chairman and NOK 8,600 for
Other Members
16 Approve Quaterly Dividend Payment For Did Not Vote Management
17 Approve Equity Plan Financing For Did Not Vote Management
18 Authorize Share Repurchase Program and For Did Not Vote Management
Cancellation of Repurchased Shares
19 Terminate Engagement in Angola and Against Did Not Vote Shareholder
Azerbaijan
--------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 65
2.1 Elect Director Miyata, Koichi For For Management
2.2 Elect Director Kurumatani, Nobuaki For For Management
2.3 Elect Director Inoue, Atsuhiko For For Management
2.4 Elect Director Ota, Jun For For Management
2.5 Elect Director Yokoyama, Yoshinori For For Management
3 Appoint Statutory Auditor Nakao, For For Management
Kazuhiko
--------------------------------------------------------------------------------
SUNPOWER CORPORATION
Ticker: SPWR Security ID: 867652406
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas R. McDaniel For For Management
1.2 Elect Director Humbert de Wendel For For Management
1.3 Elect Director Thomas H. Werner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
SVENSKA CELLULOSA AB (SCA)
Ticker: SCA B Security ID: W90152120
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive Review by Chairman and CEO None None Management
8a Accept Financial Statements and For For Management
Statutory Reports
8b Approve Allocation of Income and For For Management
Dividends of SEK 4.75 Per Share
8c Approve Discharge of Board and For For Management
President
9 Determine Number of Members (9) and For For Management
Deputy Members (0) of Board
10 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 2.1 Million for
Chairman, and SEK 700,000 for
Non-Executive Directors; Approve
Remuneration for Committee Work;
Approve Remuneration of Auditors
12 Reelect Par Boman, Rolf Borjesson, Jan For For Management
Johansson, Leif Johansson, Sverker
Martin-Lof (Chairman), Bert Nordberg,
Anders Nyren, Louise Svanberg, and
Barbara Thoralfsson as Directors
13 Ratify PricewaterhouseCoopers as For For Management
Auditors
14 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
TELEFONICA DEUTSCHLAND HOLDING AG
Ticker: O2D Security ID: D8T9CK101
Meeting Date: FEB 11, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve EUR 3.7 Billion Share Capital For For Management
Increase via Issuance of New Shares
with Preemptive Rights
2 Approve Creation of EUR 475 Million For For Management
Pool of Capital without Preemptive
Rights
3 Approve Issuance of Warrants/Bonds For Against Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 3
Billion; Approve Creation of EUR 558.5
Million Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
TELEFONICA DEUTSCHLAND HOLDING AG
Ticker: O2D Security ID: D8T9CK101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.47 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2014
6 Approve Increase in Size of Board to For For Management
16 Members
7a Elect Anne Ashford to the Supervisory For For Management
Board
7b Elect Antonio Ledesma Santiago to the For Against Management
Supervisory Board
8 Approve EUR 3.7 Billion Share Capital For For Management
Increase via Issuance of New Shares
with Preemptive Rights
--------------------------------------------------------------------------------
TEXTRON INC.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott C. Donnelly For For Management
1.2 Elect Director Kathleen M. Bader For For Management
1.3 Elect Director R. Kerry Clark For For Management
1.4 Elect Director James T. Conway For For Management
1.5 Elect Director Ivor J. Evans For For Management
1.6 Elect Director Lawrence K. Fish For For Management
1.7 Elect Director Paul E. Gagne For For Management
1.8 Elect Director Dain M. Hancock For For Management
1.9 Elect Director Lord Powell For For Management
1.10 Elect Director Lloyd G. Trotter For For Management
1.11 Elect Director James L. Ziemer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC.
Ticker: HAIN Security ID: 405217100
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin D. Simon For For Management
1.2 Elect Director Richard C. Berke For For Management
1.3 Elect Director Jack Futterman For For Management
1.4 Elect Director Marina Hahn For For Management
1.5 Elect Director Andrew R. Heyer For For Management
1.6 Elect Director Roger Meltzer For For Management
1.7 Elect Director Scott M. O'Neil For For Management
1.8 Elect Director Lawrence S. Zilavy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TOKYO TATEMONO CO. LTD.
Ticker: 8804 Security ID: J88333117
Meeting Date: MAR 28, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Appoint Statutory Auditor Hanazawa, For For Management
Toshiyuki
2.2 Appoint Statutory Auditor Uehara, For For Management
Masahiro
--------------------------------------------------------------------------------
TREASURY WINE ESTATES LTD.
Ticker: TWE Security ID: Q9194S107
Meeting Date: OCT 23, 2013 Meeting Type: Annual
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Paul Rayner as Director For For Management
4 Elect Warwick Every-Burns as Director For For Management
5 Approve the Proportional Takeover For For Management
Provisions
6 Appoint KPMG as Auditor of the Company For For Management
7 ***Withdrawn Resolution*** Approve the None None Management
Grant of Up to 458,404 Performance
Rights to David Dearie, Chief
Executive Officer of the Company
--------------------------------------------------------------------------------
UBS AG
Ticker: UBSN Security ID: H89231338
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 0.25 per Share from
Capital Contribution Reserve
3 Approve Discharge of Board and Senior For For Management
Management
4 Amend Articles Re: Ordinance Against For For Management
Excessive Remuneration at Listed
Companies
5 Advisory Vote on the EU Capital For For Management
Requirements Directive of 2013 (CRD IV)
6.1a Reelect Axel Weber as Director and For For Management
Board Chairman
6.1b Reelect Michel Demare as Director For For Management
6.1c Reelect David Sidwell as Director For For Management
6.1d Reelect Reto Francioni as Director For For Management
6.1e Reelect Ann Godbehere as Director For For Management
6.1f Reelect Axel Lehmann as Director For For Management
6.1g Reelect Helmut Panke as Director For For Management
6.1h Reelect William Parrett as Director For For Management
6.1i Reelect Isabelle Romy as Director For For Management
6.1j Reelect Beatrice Weder di Mauro as For For Management
Director
6.1k Reelect Joseph Yam as Director For For Management
6.2.1 Appoint Ann Godbehere as Member of the For For Management
Human Resources and Compensation
Committee
6.2.2 Appoint Michel Demare as Member of the For For Management
Human Resources and Compensation
Committee
6.2.3 Appoint Helmut Panke as Member of the For For Management
Human Resources and Compensation
Committee
6.2.4 Appoint Reto Francioni as Member of For For Management
the Human Resources and Compensation
Committee
6.3 Designate ADB Altorfer Duss & For For Management
Beilstein AG as Independent Proxy
6.4 Ratify Ernst & Young AG as Auditors For For Management
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Michael J. Burns For For Management
1d Elect Director D. Scott Davis For For Management
1e Elect Director Stuart E. Eizenstat For For Management
1f Elect Director Michael L. Eskew For For Management
1g Elect Director William R. Johnson For For Management
1h Elect Director Candace Kendle For For Management
1i Elect Director Ann M. Livermore For For Management
1j Elect Director Rudy H.P. Markham For For Management
1k Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1l Elect Director Carol B. Tome For For Management
1m Elect Director Kevin M. Warsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
UNITED RENTALS, INC.
Ticker: URI Security ID: 911363109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director Jose B. Alvarez For For Management
1.3 Elect Director Bobby J. Griffin For For Management
1.4 Elect Director Michael J. Kneeland For For Management
1.5 Elect Director Pierre E. Leroy For For Management
1.6 Elect Director Singleton B. McAllister For For Management
1.7 Elect Director Brian D. McAuley For For Management
1.8 Elect Director John S. McKinney For For Management
1.9 Elect Director James H. Ozanne For For Management
1.10 Elect Director Jason D. Papastavrou For For Management
1.11 Elect Director Filippo Passerini For For Management
1.12 Elect Director Donald C. Roof For For Management
1.13 Elect Director Keith Wimbush For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
US AIRWAYS GROUP, INC.
Ticker: LCC Security ID: 90341W108
Meeting Date: JUL 12, 2013 Meeting Type: Annual
Record Date: MAY 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
4a Elect Director Denise M. O'Leary For For Management
4b Elect Director George M. Philip For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against Against Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: DEC 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary B. Cranston For For Management
1b Elect Director Francisco Javier For Against Management
Fernandez-Carbajal
1c Elect Director Alfred F. Kelly, Jr. For For Management
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Charles W. Scharf For For Management
1i Elect Director William S. Shanahan For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VIVENDI
Ticker: VIV Security ID: F97982106
Meeting Date: JUN 24, 2014 Meeting Type: Annual/Special
Record Date: JUN 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions
4 Approve Treatment of Losses and For For Management
Dividends of EUR 1.00 per Share
5 Advisory Vote on Compensation of For For Management
Jean-Francois Dubos, Chairman of the
Management Board
6 Advisory Vote on Compensation of For For Management
Philippe Capron, Member of the
Management Board up to Dec. 31, 2013
7 Reelect Aliza Jabes as Supervisory For For Management
Board Member
8 Reelect Daniel Camus as Supervisory For For Management
Board Member
9 Elect Katie Jacobs Stanton as For For Management
Supervisory Board Member
10 Elect Virginie Morgon as Supervisory For For Management
Board Member
11 Elect Philippe Benacin as Supervisory For For Management
Board Member
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
16 Approve Stock Purchase Plan Reserved For For Management
for International Employees
17 Amend Article 8 of Bylaws Re: For For Management
Appointment of Employee Representatives
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Elect Omid Kordestani as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
1 Approve Disposal of All of the Shares For For Management
in Vodafone Americas Finance 1 by
Vodafone 4 Limited to Verizon
Communications Inc
2 Approve Matters Relating to the Return For For Management
of Value to Shareholders
3 Authorise Market Purchase of Ordinary For For Management
Shares
4 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
WISDOMTREE INVESTMENTS, INC.
Ticker: WETF Security ID: 97717P104
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Begleiter For For Management
1.2 Elect Director Win Neuger For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WISDOMTREE INVESTMENTS, INC.
Ticker: WETF Security ID: 97717P104
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Jarrett Lilien For For Management
1b Elect Director Frank Salerno For For Management
1c Elect Director Jonathan L. Steinberg For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 14, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip T. Gianos For For Management
1.2 Elect Director Moshe N. Gavrielov For For Management
1.3 Elect Director John L. Doyle For For Management
1.4 Elect Director William G. Howard, Jr. For For Management
1.5 Elect Director J. Michael Patterson For For Management
1.6 Elect Director Albert A. Pimentel For For Management
1.7 Elect Director Marshall C. Turner For For Management
1.8 Elect Director Elizabeth W. Vanderslice For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
YELP INC.
Ticker: YELP Security ID: 985817105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane Irvine For For Management
1.2 Elect Director Max Levchin For For Management
1.3 Elect Director Mariam Naficy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
============== BlackRock Health Sciences Opportunities Portfolio ===============
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For Withhold Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Label Products with GMO Ingredients Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Cease Compliance Adjustments to Against Against Shareholder
Performance Criteria
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Edward M. Liddy For For Management
1.3 Elect Director Frederick H. Waddell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC.
Ticker: ACAD Security ID: 004225108
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Borer For For Management
1.2 Elect Director Mary Ann Gray For For Management
1.3 Elect Director Lester J. Kaplan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ACCELERON PHARMA INC.
Ticker: XLRN Security ID: 00434H108
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean M. George For For Management
1.2 Elect Director George Golumbeski For For Management
1.3 Elect Director Edwin M. Kania, Jr. For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ACORDA THERAPEUTICS, INC.
Ticker: ACOR Security ID: 00484M106
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ron Cohen For For Management
1.2 Elect Director Lorin J. Randall For For Management
1.3 Elect Director Steven M. Rauscher For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACTAVIS PLC
Ticker: ACT Security ID: G0083B108
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul M. Bisaro For For Management
1b Elect Director James H. Bloem For For Management
1c Elect Director Christopher W. Bodine For For Management
1d Elect Director Tamar D. Howson For For Management
1e Elect Director John A. King For For Management
1f Elect Director Catherine M. Klema For For Management
1g Elect Director Jiri Michal For For Management
1h Elect Director Sigurdur Olafsson For For Management
1i Elect Director Patrick J. O'Sullivan For For Management
1j Elect Director Ronald R. Taylor For For Management
1k Elect Director Andrew L. Turner For For Management
1l Elect Director Fred G. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
ACTAVIS PLC
Ticker: ACT Security ID: G0083B108
Meeting Date: JUN 17, 2014 Meeting Type: Special
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ACTAVIS, INC.
Ticker: ACT Security ID: 00507K103
Meeting Date: SEP 10, 2013 Meeting Type: Special
Record Date: JUL 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Creation of Distributable For For Management
Reserves
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ACTELION LTD.
Ticker: ATLN Security ID: H0032X135
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 1.20 per Share
3 Approve Remuneration Report For For Management
(Non-Binding)
4 Approve Discharge of Board and Senior For For Management
Management
5 Approve CHF 3.1 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
6.1a Reelect Jean-Pierre Garnier as Director For For Management
6.1b Reelect Jean-Paul Clozel as Director For For Management
6.1c Reelect Juhani Anttila as Director For For Management
6.1d Reelect Robert Bertolini as Director For For Management
6.1e Reelect Carl Feldbaum as Director For For Management
6.1f Reelect John J. Greisch as Director For For Management
6.1g Reelect Peter Gruss as Director For For Management
6.1h Reelect Werner Henrich as Director For For Management
6.1i Reelect Michael Jacobi as Director For For Management
6.1j Reelect Jean Malo as Director For For Management
6.2 Elect Jean-Pierre Garnier as Board For For Management
Chairman
6.3.1 Appoint Werner Henrich as Member of For For Management
the Compensation Committee
6.3.2 Appoint Jean-Pierre Garnier as Member For For Management
of the Compensation Committee
6.3.3 Appoint John Greisch as Member and For For Management
Chairman of the Compensation Committee
7 Designate Marc Schaffner as For For Management
Independent Proxy
8 Ratify Ernst & Young AG as Auditors For For Management
9.1 Amend Articles Re: Ordinance Against For For Management
Excessive Remuneration at Listed
Companies (Compensation)
9.2 Amend Articles Re: Ordinance Against For For Management
Excessive Remuneration at Listed
Companies (Further Amendments)
10 Approve Creation of CHF 6.5 Million For For Management
Pool of Capital without Preemptive
Rights
11 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
AEGERION PHARMACEUTICALS, INC.
Ticker: AEGR Security ID: 00767E102
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sol J. Barer For Withhold Management
1.2 Elect Director Antonio M. Gotto, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director Mark T. Bertolini For For Management
1c Elect Director Frank M. Clark For For Management
1d Elect Director Betsy Z. Cohen For For Management
1e Elect Director Molly J. Coye For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Barbara Hackman Franklin For For Management
1h Elect Director Jeffrey E. Garten For For Management
1i Elect Director Ellen M. Hancock For For Management
1j Elect Director Richard J. Harrington For For Management
1k Elect Director Edward J. Ludwig For For Management
1l Elect Director Joseph P. Newhouse For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Amend Right to Call Special Meeting For For Management
5 Amend Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7A Require Independent Board Chairman Against Against Shareholder
7B Enhance Board Oversight of Political Against Against Shareholder
Contributions
7C Amend Policy to Disclose Payments to Against Against Shareholder
Tax-Exempt Organizations
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heidi Fields For For Management
1.2 Elect Director A. Barry Rand For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC.
Ticker: AGIO Security ID: 00847X104
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis C. Cantley For For Management
1.2 Elect Director Perry Karsen For For Management
1.3 Elect Director Paul J. Clancy For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Bell For For Management
1.2 Elect Director Max Link For For Management
1.3 Elect Director William R. Keller For For Management
1.4 Elect Director John T. Mollen For For Management
1.5 Elect Director R. Douglas Norby For For Management
1.6 Elect Director Alvin S. Parven For For Management
1.7 Elect Director Andreas Rummelt For For Management
1.8 Elect Director Ann M. Veneman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Anstice For For Management
1.2 Elect Director Robert A. Breyer For For Management
1.3 Elect Director Wendy L. Dixon For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Change Location of Annual Meeting For For Management
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Mitchell For For Management
1.2 Elect Director Richard F. Pops For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Change Location of Annual Meeting For For Management
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David E.I. Pyott For For Management
1b Elect Director Michael R. Gallagher For For Management
1c Elect Director Deborah Dunsire For For Management
1d Elect Director Trevor M. Jones For For Management
1e Elect Director Louis J. Lavigne, Jr. For For Management
1f Elect Director Peter J. McDonnell For For Management
1g Elect Director Timothy D. Proctor For For Management
1h Elect Director Russell T. Ray For For Management
1i Elect Director Henri A. Termeer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 06, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven H. Collis For For Management
1.2 Elect Director Douglas R. Conant For For Management
1.3 Elect Director Richard W. Gochnauer For For Management
1.4 Elect Director Richard C. Gozon For For Management
1.5 Elect Director Lon R. Greenberg For Against Management
1.6 Elect Director Edward E. Hagenlocker For For Management
1.7 Elect Director Jane E. Henney For For Management
1.8 Elect Director Kathleen W. Hyle For For Management
1.9 Elect Director Michael J. Long For For Management
1.10 Elect Director Henry W. McGee For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Frank J. Biondi, Jr. For Against Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Francois de Carbonnel For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Robert A. Eckert For For Management
1.7 Elect Director Greg C. Garland For For Management
1.8 Elect Director Rebecca M. Henderson For For Management
1.9 Elect Director Frank C. Herringer For For Management
1.10 Elect Director Tyler Jacks For For Management
1.11 Elect Director Judith C. Pelham For For Management
1.12 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
ARRAY BIOPHARMA INC.
Ticker: ARRY Security ID: 04269X105
Meeting Date: OCT 23, 2013 Meeting Type: Annual
Record Date: AUG 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Orwin For For Management
1.2 Elect Director Gil J. Van Lunsen For For Management
1.3 Elect Director John L. Zabriskie For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: G0593M107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Appoint KPMG LLP as Auditor For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5(a) Re-elect Leif Johansson as Director For For Management
5(b) Re-elect Pascal Soriot as Director For For Management
5(c) Elect Marc Dunoyer as Director For For Management
5(d) Re-elect Genevieve Berger as Director For For Management
5(e) Re-elect Bruce Burlington as Director For For Management
5(f) Elect Ann Cairns as Director For For Management
5(g) Re-elect Graham Chipchase as Director For For Management
5(h) Re-elect Jean-Philippe Courtois as For For Management
Director
5(i) Re-elect Rudy Markham as Director For For Management
5(j) Re-elect Nancy Rothwell as Director For For Management
5(k) Re-elect Shriti Vadera as Director For For Management
5(l) Re-elect John Varley as Director For For Management
5(m) Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Authorise EU Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
13 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
ATRICURE, INC.
Ticker: ATRC Security ID: 04963C209
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Carrel For For Management
1.2 Elect Director Mark A. Collar For For Management
1.3 Elect Director Scott W. Drake For For Management
1.4 Elect Director Michael D. Hooven For For Management
1.5 Elect Director Richard M. Johnston For For Management
1.6 Elect Director Elizabeth D. Krell For For Management
1.7 Elect Director Mark R. Lanning For For Management
1.8 Elect Director Karen P. Robards For For Management
1.9 Elect Director Robert S. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wayne T. Hockmeyer For For Management
1b Elect Director Robert L. Parkinson, Jr. For For Management
1c Elect Director Thomas T. Stallkamp For For Management
1d Elect Director Albert P. L. Stroucken For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Recive Annual Financial Statements and For For Management
Statutory Reports for Fiscal 2013 and
Approve Allocation of Income and
Dividends of EUR 2.10 per Share
2 Approve Discharge of Management Board For For Management
for Fiscal 2013
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
4a Elect Simone Bagel-Trah to the For For Management
Supervisory Board
4b Elect Ernst-Ludwig Winnacker to the For For Management
Supervisory Board
5 Approve Creation of EUR 530 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
6 Approve Creation of EUR 211.7 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 6
Billion; Approve Creation of EUR 211.7
Million Pool of Capital to Guarantee
Conversion Rights
8a Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8b Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9a Approve Affiliation Agreement with For For Management
Subsidiary Bayer Business Services GmbH
9b Approve Affiliation Agreement with For For Management
Subsidiary Bayer Technology Services
GmbH
9c Approve Affiliation Agreement with For For Management
Subsidiary Bayer US IP GmbH
9d Approve Affiliation Agreement with For For Management
Subsidiary Bayer Bitterfeld GmbH
9e Approve Affiliation Agreement with For For Management
Subsidiary Bayer Innovation GmbH
9f Approve Affiliation Agreement with For For Management
Subsidiary Bayer Real Estate GmbH
9g Approve Affiliation Agreement with For For Management
Subsidiary Erste K-W-A
Beteiligungsgesellschaft mbH
9h Approve Affiliation Agreement with For For Management
Subsidiary Zweite K-W-A
Beteiligungsgesellschaft mbH
10 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2014
--------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline D. Dorsa For For Management
1.2 Elect Director Stelios Papadopoulos For For Management
1.3 Elect Director George A. Scangos For For Management
1.4 Elect Director Lynn Schenk For For Management
1.5 Elect Director Alexander J. Denner For For Management
1.6 Elect Director Nancy L. Leaming For For Management
1.7 Elect Director Richard C. Mulligan For For Management
1.8 Elect Director Robert W. Pangia For For Management
1.9 Elect Director Brian S. Posner For For Management
1.10 Elect Director Eric K. Rowinsky For For Management
1.11 Elect Director Stephen A. Sherwin For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC.
Ticker: BMRN Security ID: 09061G101
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Jacques Bienaime For For Management
1.2 Elect Director Michael Grey For For Management
1.3 Elect Director Elaine J. Heron For For Management
1.4 Elect Director Pierre Lapalme For For Management
1.5 Elect Director V. Bryan Lawlis For For Management
1.6 Elect Director Richard A. Meier For For Management
1.7 Elect Director Alan J. Lewis For For Management
1.8 Elect Director William D. Young For For Management
1.9 Elect Director Kenneth M. Bate For For Management
1.10 Elect Director Dennis J. Slamon For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BIOTA PHARMACEUTICALS, INC.
Ticker: BOTA Security ID: 090694100
Meeting Date: NOV 12, 2013 Meeting Type: Annual
Record Date: SEP 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell H. Plumb For For Management
1.2 Elect Director James Fox For For Management
1.3 Elect Director Geoffrey F. Cox For For Management
1.4 Elect Director Michael R. Dougherty For For Management
1.5 Elect Director Richard Hill For For Management
1.6 Elect Director John P. Richard For For Management
1.7 Elect Director Anne M. VanLent For For Management
2 Ratify Auditors For For Management
3 Reduce Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLUEBIRD BIO, INC.
Ticker: BLUE Security ID: 09609G100
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Gillis For For Management
1.2 Elect Director Nick Leschly For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce L. Byrnes For For Management
1b Elect Director Nelda J. Connors For For Management
1c Elect Director Kristina M. Johnson For For Management
1d Elect Director Edward J. Ludwig For For Management
1e Elect Director Michael F. Mahoney For For Management
1f Elect Director Ernest Mario For Withhold Management
1g Elect Director N.J. Nicholas, Jr. For For Management
1h Elect Director Pete M. Nicholas For For Management
1i Elect Director Uwe E. Reinhardt For For Management
1j Elect Director David J. Roux For For Management
1k Elect Director John E. Sununu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Report on Animal Testing and Plans for Against Against Shareholder
Improving Welfare
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lamberto Andreotti For For Management
1B Elect Director Lewis B. Campbell For For Management
1C Elect Director James M. Cornelius For For Management
1D Elect Director Laurie H. Glimcher For For Management
1E Elect Director Michael Grobstein For For Management
1F Elect Director Alan J. Lacy For For Management
1G Elect Director Thomas J. Lynch, Jr. For For Management
1H Elect Director Dinesh C. Paliwal For For Management
1I Elect Director Vicki L. Sato For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Togo D. West, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote None For Shareholder
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director George S. Barrett For For Management
1.3 Elect Director Glenn A. Britt For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Calvin Darden For For Management
1.6 Elect Director Bruce L. Downey For For Management
1.7 Elect Director John F. Finn For For Management
1.8 Elect Director Patricia A. Hemingway For For Management
Hall
1.9 Elect Director Clayton M. Jones For For Management
1.10 Elect Director Gregory B. Kenny For For Management
1.11 Elect Director David P. King For For Management
1.12 Elect Director Richard C. Notebaert For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
CAREFUSION CORPORATION
Ticker: CFN Security ID: 14170T101
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kieran T. Gallahue For For Management
1b Elect Director J. Michael Losh For Against Management
1c Elect Director Edward D. Miller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Declassify the Board of Directors For For Management
6 Adopt Majority Voting for Uncontested For For Management
Election of Directors
7 Reduce Supermajority Vote Requirement For For Management
8 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard W. Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For Withhold Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock and For For Management
Approve Stock Split
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
CERNER CORPORATION
Ticker: CERN Security ID: 156782104
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John C. Danforth For For Management
1b Elect Director Neal L. Patterson For For Management
1c Elect Director William D. Zollars For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
Ticker: CRL Security ID: 159864107
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Foster For For Management
1.2 Elect Director Robert J. Bertolini For For Management
1.3 Elect Director Stephen D. Chubb For For Management
1.4 Elect Director Deborah T. Kochevar For For Management
1.5 Elect Director George E. Massaro For For Management
1.6 Elect Director George M. Milne, Jr. For For Management
1.7 Elect Director C. Richard Reese For For Management
1.8 Elect Director Craig B. Thompson For For Management
1.9 Elect Director Richard F. Wallman For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO. LTD.
Ticker: 4519 Security ID: J06930101
Meeting Date: MAR 27, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 23
2.1 Elect Director Nagayama, Osamu For For Management
2.2 Elect Director Ueno, Motoo For For Management
2.3 Elect Director Kosaka, Tatsuro For For Management
2.4 Elect Director Itaya, Yoshio For For Management
2.5 Elect Director Tanaka, Yutaka For For Management
2.6 Elect Director Ikeda, Yasuo For Against Management
2.7 Elect Director Franz B. Humer For Against Management
2.8 Elect Director Sophie Kornowski-Bonnet For Against Management
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125509109
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric J. Foss For For Management
1.2 Elect Director Roman Martinez IV For For Management
1.3 Elect Director William D. Zollars For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLOPLAST A/S
Ticker: COLO B Security ID: K16018192
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: NOV 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income For For Management
4.1 Amend Articles Re: Remove Age Limit For For Management
4.2 Approve Remuneration of Directors For For Management
4.3 Authorize Share Repurchase Program For For Management
5a Elect Michael Rasmussen as Chairman For For Management
5b Elect Nils Louis-Hansen as Deputy For For Management
Chairman
5c Elect Sven Bjorklund as Director For For Management
5d Elect Per Magid as Director For For Management
5e Elect Brian Petersen as Director For For Management
5f Elect Jorgen Tang-Jensen as Director For For Management
6 Ratify PwC as Auditors For For Management
7 Other Business None None Management
--------------------------------------------------------------------------------
CONATUS PHARMACEUTICALS INC.
Ticker: CNAT Security ID: 20600T108
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Preston S. Klassen For For Management
1.2 Elect Director Shahzad Malik For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F113
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Joy A. Amundson For For Management
1c Elect Director Craig Arnold For For Management
1d Elect Director Robert H. Brust For For Management
1e Elect Director Christopher J. Coughlin For For Management
1f Elect Director Randall J. Hogan, III For For Management
1g Elect Director Martin D. Madaus For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director Stephen H. Rusckowski For For Management
1j Elect Director Joseph A. Zaccagnino For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Market Purchases of Ordinary For For Management
Shares
5 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
6 Renew Director's Authority to Issue For For Management
Shares
7 Renew Director's Authority to Issue For For Management
Shares for Cash
--------------------------------------------------------------------------------
DENTSPLY INTERNATIONAL INC.
Ticker: XRAY Security ID: 249030107
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael C. Alfano For For Management
1b Elect Director Eric K. Brandt For For Management
1c Elect Director William F. Hecht For For Management
1d Elect Director Francis J. Lunger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DYAX CORP.
Ticker: DYAX Security ID: 26746E103
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Fordyce For For Management
1.2 Elect Director Mary Ann Gray For For Management
1.3 Elect Director Thomas L. Kempner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Cardis For For Management
1b Elect Director David E.I. Pyott For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Eskew For For Management
1b Elect Director Karen N. Horn For For Management
1c Elect Director William G. Kaelin, Jr. For For Management
1d Elect Director John C. Lechleiter For For Management
1e Elect Director Marschall S. Runge For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENVISION HEALTHCARE HOLDINGS, INC.
Ticker: EVHC Security ID: 29413U103
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark V. Mactas For For Management
1.2 Elect Director Randel G. Owen For For Management
1.3 Elect Director Richard J. Schnall For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EPIZYME, INC.
Ticker: EPZM Security ID: 29428V104
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andrew R. Allen For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EXELIXIS, INC.
Ticker: EXEL Security ID: 30161Q104
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael M. Morrissey For For Management
1.2 Elect Director Stelios Papadopoulos For For Management
1.3 Elect Director George A. Scangos For For Management
1.4 Elect Director Lance Willsey For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary G. Benanav For For Management
1b Elect Director Maura C. Breen For For Management
1c Elect Director William J. DeLaney For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For For Management
1f Elect Director Frank Mergenthaler For For Management
1g Elect Director Woodrow A. Myers, Jr. For For Management
1h Elect Director John O. Parker, Jr. For For Management
1i Elect Director George Paz For For Management
1j Elect Director William L. Roper For For Management
1k Elect Director Seymour Sternberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: JUN 17, 2014 Meeting Type: Special
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
GENOMIC HEALTH, INC.
Ticker: GHDX Security ID: 37244C101
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimberly J. Popovits For For Management
1.2 Elect Director Felix J. Baker For For Management
1.3 Elect Director Julian C. Baker For For Management
1.4 Elect Director Fred E. Cohen For For Management
1.5 Elect Director Samuel D. Colella For For Management
1.6 Elect Director Henry J. Fuchs For For Management
1.7 Elect Director Ginger L. Graham For For Management
1.8 Elect Director Randall S. Livingston For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Etienne F. Davignon For For Management
1c Elect Director Carla A. Hills For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director John W. Madigan For For Management
1f Elect Director John C. Martin For For Management
1g Elect Director Nicholas G. Moore For For Management
1h Elect Director Richard J. Whitley For For Management
1i Elect Director Gayle E. Wilson For For Management
1j Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Approve Amendment to Certificate of For For Management
Incorporation to Adopt Delaware as the
Exclusive Forum for Certain Legal
Actions
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Link CEO Compensation to Patient Against Against Shareholder
Access to the Company's Medicine
--------------------------------------------------------------------------------
GIVEN IMAGING LTD.
Ticker: GIVN Security ID: M52020100
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUL 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Israel Makov as Director Until For For Management
the End of the Next Annual General
Meeting
1.2 Reelect Arie Mientkavitch as Director For For Management
Until the End of the Next Annual
General Meeting
1.3 Reelect Doron Birger as Director Until For For Management
the End of the Next Annual General
Meeting
1.4 Reelect Nachum Shamir as Director For For Management
Until the End of the Next Annual
General Meeting
1.5 Reelect Anat Loewenstein as Director For For Management
Until the End of the Next Annual
General Meeting
1.6 Reelect Ari Bronshtein as Director For For Management
Until the End of the Next Annual
General Meeting
1.7 Reelect Stanley Stern as Director For For Management
Until the End of the Next Annual
General Meeting
1.8 Reelect Lior Hannes as Director Until For For Management
the End of the Next Annual General
Meeting
2 Reappoint Somekh Chaikin as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Discuss Financial Statements and the None None Management
Report of the Board for 2012
4 To Act Upon Such Other Matters as May None None Management
Properly Come Before the Meeting or
Any Adjournment or Adjournments Thereof
--------------------------------------------------------------------------------
GIVEN IMAGING LTD.
Ticker: GIVN Security ID: M52020100
Meeting Date: OCT 08, 2013 Meeting Type: Special
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bonus of USD 515,923 to Nachum For For Management
Shamir, President and CEO
2 Approve Grant of 30,000 Restricted For For Management
Share Units to Nachum Shamir,
President and CEO
3 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
4 Amend Restricted Share Unit Plan of For For Management
Non-Employee Directors to Fix the
Value of Equity Awards that May be
Granted as Recurring Annual Grants and
Extend the Vesting Period of Such
Grants from One Year to Three Years
5 Approve Bonus Plan for Nachum Shamir, For For Management
President and CEO, for Fiscal Year 2013
6 Amend Employment Terms of Nachum For For Management
Shamir, President and CEO
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
HCA HOLDINGS, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Bracken For For Management
1.2 Elect Director R. Milton Johnson For For Management
1.3 Elect Director Robert J. Dennis For For Management
1.4 Elect Director Nancy-Ann DeParle For For Management
1.5 Elect Director Thomas F. Frist III For For Management
1.6 Elect Director William R. Frist For For Management
1.7 Elect Director Ann H. Lamont For For Management
1.8 Elect Director Jay O. Light For For Management
1.9 Elect Director Geoffrey G. Meyers For For Management
1.10 Elect Director Michael W. Michelson For For Management
1.11 Elect Director Stephen G. Pagliuca For For Management
1.12 Elect Director Wayne J. Riley For For Management
1.13 Elect Director John W. Rowe For For Management
2 Ratify Auditors For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ICON PLC
Ticker: ICLR Security ID: G4705A100
Meeting Date: JUL 22, 2013 Meeting Type: Annual
Record Date: JUL 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Thomas Lynch as Director For For Management
1.2 Reelect Declan McKeon as Director For For Management
1.3 Elect William Hall as Director For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Authorise Board to Fix Remuneration of For For Management
Auditors
4 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
5 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorise Share Repurchase Program For For Management
--------------------------------------------------------------------------------
ILLUMINA, INC.
Ticker: ILMN Security ID: 452327109
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel M. Bradbury For Withhold Management
1.2 Elect Director Robert S. Epstein For For Management
1.3 Elect Director Roy A. Whitfield For For Management
1.4 Elect Director Francis A. deSouza For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
--------------------------------------------------------------------------------
INCYTE CORPORATION
Ticker: INCY Security ID: 45337C102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard U. De Schutter For For Management
1.2 Elect Director Barry M. Ariko For For Management
1.3 Elect Director Julian C. Baker For For Management
1.4 Elect Director Paul A. Brooke For For Management
1.5 Elect Director Wendy L. Dixon For Withhold Management
1.6 Elect Director Paul A. Friedman For Withhold Management
1.7 Elect Director Herve Hoppenot For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INFINITY PHARMACEUTICALS, INC.
Ticker: INFI Security ID: 45665G303
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose Baselga For For Management
1.2 Elect Director Jeffrey Berkowitz For For Management
1.3 Elect Director Anthony B. Evnin For For Management
1.4 Elect Director Gwen A. Fyfe For For Management
1.5 Elect Director Eric S. Lander For For Management
1.6 Elect Director Adelene Q. Perkins For For Management
1.7 Elect Director Norman C. Selby For For Management
1.8 Elect Director Ian F. Smith For For Management
1.9 Elect Director Michael C. Venuti For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERMUNE, INC.
Ticker: ITMN Security ID: 45884X103
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Healy For For Management
1.2 Elect Director Louis Drapeau For For Management
1.3 Elect Director Frank Verwiel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTRA-CELLULAR THERAPIES, INC.
Ticker: ITCI Security ID: 46116X101
Meeting Date: JUN 30, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Lerner For For Management
1.2 Elect Director Michael Rawlins For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ISIS PHARMACEUTICALS, INC.
Ticker: ISIS Security ID: 464330109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer R. Berthelsen For For Management
1.2 Elect Director B. Lynne Parshall For For Management
1.3 Elect Director Joseph H. Wender For For Management
2 Ratify Appointment of Director Breaux For For Management
B. Castleman to Fill Board Vacancy
3 Ratify Appointment of Director Joseph For For Management
Loscalzo to Fill Board Vacancy
4 Increase Authorized Common Stock For For Management
5 Amend Non-Employee Director Stock For For Management
Option Plan
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
KARYOPHARM THERAPEUTICS INC.
Ticker: KPTI Security ID: 48576U106
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry E. Greene For For Management
1.2 Elect Director Mansoor Raza Mirza For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIFE TECHNOLOGIES CORPORATION
Ticker: LIFE Security ID: 53217V109
Meeting Date: AUG 21, 2013 Meeting Type: Special
Record Date: JUL 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MACROGENICS, INC.
Ticker: MGNX Security ID: 556099109
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Koenig For For Management
1.2 Elect Director Matthew Fust For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MALLINCKRODT PLC
Ticker: MNK Security ID: G5785G107
Meeting Date: MAR 20, 2014 Meeting Type: Annual
Record Date: JAN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Melvin D. Booth For For Management
1b Elect Director David R. Carlucci For For Management
1c Elect Director J. Martin Carroll For For Management
1d Elect Director Diane H. Gulyas For For Management
1e Elect Director Nancy S. Lurker For For Management
1f Elect Director JoAnn A. Reed For For Management
1g Elect Director Mark C. Trudeau For For Management
1h Elect Director Kneeland C. Youngblood For For Management
1i Elect Director Joseph A. Zaccagnino For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Authorize Share Repurchase up to 10 For For Management
Percent of Issued Share Capital
6 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andy D. Bryant For For Management
1b Elect Director Wayne A. Budd For For Management
1c Elect Director John H. Hammergren For For Management
1d Elect Director Alton F. Irby, III For For Management
1e Elect Director M. Christine Jacobs For For Management
1f Elect Director Marie L. Knowles For For Management
1g Elect Director David M. Lawrence For For Management
1h Elect Director Edward A. Mueller For For Management
1i Elect Director Jane E. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Call Special Meeting For For Management
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Report on Political Contributions Against Against Shareholder
9 Stock Retention/Holding Period Against Against Shareholder
10 Clawback Policy and Disclosure of Against Against Shareholder
Clawback Activity
--------------------------------------------------------------------------------
MEDIVATION, INC.
Ticker: MDVN Security ID: 58501N101
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel D. Adams For For Management
1.2 Elect Director Kim D. Blickenstaff For For Management
1.3 Elect Director Kathryn E. Falberg For For Management
1.4 Elect Director David T. Hung For For Management
1.5 Elect Director C. Patrick Machado For For Management
1.6 Elect Director Dawn Svoronos For For Management
1.7 Elect Director W. Anthony Vernon For For Management
1.8 Elect Director Wendy L. Yarno For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 22, 2013 Meeting Type: Annual
Record Date: JUL 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Scott C. Donnelly For For Management
1.3 Elect Director Victor J. Dzau For For Management
1.4 Elect Director Omar Ishrak For For Management
1.5 Elect Director Shirley Ann Jackson For Withhold Management
1.6 Elect Director Michael O. Leavitt For For Management
1.7 Elect Director James T. Lenehan For For Management
1.8 Elect Director Denise M. O'Leary For For Management
1.9 Elect Director Kendall J. Powell For For Management
1.10 Elect Director Robert C. Pozen For For Management
1.11 Elect Director Preetha Reddy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
6 Reduce Supermajority Vote Requirement For For Management
for Establishing Range For Board Size
7 Reduce Supermajority Vote Requirement For For Management
for Removal of Directors
8 Reduce Supermajority Vote Requirement For For Management
for Amendment of Articles
9 Rescind Fair Price Provision For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison, Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
MYLAN INC.
Ticker: MYL Security ID: 628530107
Meeting Date: APR 11, 2014 Meeting Type: Annual
Record Date: FEB 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heather Bresch For For Management
1.2 Elect Director Wendy Cameron For For Management
1.3 Elect Director Robert J. Cindrich For For Management
1.4 Elect Director Robert J. Coury For For Management
1.5 Elect Director JoEllen Lyons Dillon For For Management
1.6 Elect Director Neil Dimick For Against Management
1.7 Elect Director Melina Higgins For For Management
1.8 Elect Director Douglas J. Leech For For Management
1.9 Elect Director Rajiv Malik For For Management
1.10 Elect Director Joseph C. Maroon For For Management
1.11 Elect Director Mark W. Parrish For For Management
1.12 Elect Director Rodney L. Piatt For For Management
1.13 Elect Director Randall L. 'Pete' For For Management
Vanderveen
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC.
Ticker: NBIX Security ID: 64125C109
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin C. Gorman For For Management
1.2 Elect Director Gary A. Lyons For Withhold Management
1.3 Elect Director William H. Rastetter For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 25, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.45 per Share
4.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 8.0 Million
(Non-Binding)
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 67.7
Million for Performance Cycle 2013
(Non-Binding)
5.1 Reelect Joerg Reinhardt as Director For For Management
and Chairman of the Board of Directors
5.2 Reelect Dimitri Azar as Director For For Management
5.3 Reelect Verena Briner as Director For For Management
5.4 Reelect Srikant Datar as Director For For Management
5.5 Reelect Ann Fudge as Director For For Management
5.6 Reelect Pierre Landolt as Director For For Management
5.7 Reelect Ulrich Lehner as Director For For Management
5.8 Reelect Andreas von Planta as Director For For Management
5.9 Reelect Charles Sawyers as Director For For Management
5.10 Reelect Enrico Vanni as Director For For Management
5.11 Reelect William Winters as Director For For Management
6.1 Elect Srikant Datar as Member of the For For Management
Compensation Committee
6.2 Elect Ann Fudge as Member of the For For Management
Compensation Committee
6.3 Elect Ulrich Lehner as Member of the For For Management
Compensation Committee
6.4 Elect Enrico Vanni as Member of the For For Management
Compensation Committee
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Designate Peter Andreas Zahn as For For Management
Independent Proxy
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
PROSENSA HOLDING NV
Ticker: RNA Security ID: N71546100
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: MAY 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.1 Receive Report of Management Board None None Management
(Non-Voting)
2.2 Discuss Remuneration Report None None Management
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Allocation of Income For For Management
5 Approve Discharge of Management Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7 Ratify PricewaterhouseCoopers as For For Management
Auditors
8 Elect Michael Wyzga to Supervisory For For Management
Board
9 Approve Remuneration of Supervisory For For Management
Board
10.1 Authorize Repurchase of Ordinary For Against Management
Shares Up to 50 Percent of Issued
Share Capital
10.2 Authorize Repurchase of Preferred For For Management
Shares
11 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
PROTALIX BIOTHERAPEUTICS, INC.
Ticker: PLX Security ID: 74365A101
Meeting Date: NOV 07, 2013 Meeting Type: Annual
Record Date: SEP 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Aviezer For For Management
1.2 Elect Director Yoseph Shaaltiel For For Management
1.3 Elect Director Zeev Bronfeld For Withhold Management
1.4 Elect Director Amos Bar Shalev For For Management
1.5 Elect Director Yodfat Harel Buchris For For Management
1.6 Elect Director Roger D. Komberg For For Management
1.7 Elect Director Eyal Sheratzky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PTC THERAPEUTICS, INC.
Ticker: PTCT Security ID: 69366J200
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart W. Peltz For For Management
1.2 Elect Director Jerome B. Zeldis For For Management
1.3 Elect Director Ronald C. Renaud, Jr. For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PUMA BIOTECHNOLOGY, INC.
Ticker: PBYI Security ID: 74587V107
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan H. Auerbach For For Management
1.2 Elect Director Thomas R. Malley For For Management
1.3 Elect Director Jay M. Moyes For For Management
1.4 Elect Director Troy E. Wilson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PW MEDTECH GROUP LTD.
Ticker: 01358 Security ID: G7306W108
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAY 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements, Reports For For Management
of Directors, and Statutory Reports
2 Elect Jiang Liwei as Director For For Management
3 Elect Lin Junshan as Director For For Management
4 Elect Yue'e Zhang as Director For For Management
5 Elect Feng Dai as Director For For Management
6 Elect Zhang Xingdong as Director For For Management
7 Elect Chen Geng as Director For For Management
8 Elect Wang Xiaogang as Director For For Management
9 Authorize Board to Fix Directors' For For Management
Remuneration
10 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
11 Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alfred G. Gilman For For Management
1.2 Elect Director Joseph L. Goldstein For For Management
1.3 Elect Director Robert A. Ingram For For Management
1.4 Elect Director Christine A. Poon For For Management
1.5 Elect Director P. Roy Vagelos For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SEATTLE GENETICS, INC.
Ticker: SGEN Security ID: 812578102
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Orwin For For Management
1.2 Elect Director Srinivas Akkaraju For For Management
1.3 Elect Director David W. Gryska For For Management
1.4 Elect Director John P. McLaughlin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL
Ticker: SCI Security ID: 817565104
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Ryan For For Management
1.2 Elect Director Malcolm Gillis For For Management
1.3 Elect Director Clifton H. Morris, Jr. For For Management
1.4 Elect Director W. Blair Waltrip For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: 82481R106
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Dominic Blakemore as Director For For Management
5 Re-elect William Burns as Director For For Management
6 Re-elect Dr Steven Gillis as Director For For Management
7 Re-elect Dr David Ginsburg as Director For For Management
8 Re-elect David Kappler as Director For For Management
9 Re-elect Susan Kilsby as Director For For Management
10 Re-elect Anne Minto as Director For For Management
11 Re-elect Dr Flemming Ornskov as For For Management
Director
12 Re-elect David Stout as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit, Compliance & Risk For For Management
Committee to Fix Remuneration of
Auditors
15 Approve Increase in Borrowing Powers For For Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SIGMA-ALDRICH CORPORATION
Ticker: SIAL Security ID: 826552101
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rebecca M. Bergman For For Management
1b Elect Director George M. Church For For Management
1c Elect Director Michael L. Marberry For For Management
1d Elect Director W. Lee McCollum For For Management
1e Elect Director Avi M. Nash For For Management
1f Elect Director Steven M. Paul For For Management
1g Elect Director J. Pedro Reinhard For For Management
1h Elect Director Rakesh Sachdev For For Management
1i Elect Director D. Dean Spatz For For Management
1j Elect Director Barrett A. Toan For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Authorize New Class of Preferred Stock For For Management
5 Approve Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard R. Devenuti For For Management
1.2 Elect Director Stefan K. Widensohler For For Management
1.3 Elect Director Wendy L. Yarno For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Declassify the Board of Directors For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard E. Cox, Jr. For For Management
1b Elect Director Srikant M. Datar For Against Management
1c Elect Director Roch Doliveux For For Management
1d Elect Director Louise L. Francesconi For For Management
1e Elect Director Allan C. Golston For For Management
1f Elect Director Kevin A. Lobo For For Management
1g Elect Director William U. Parfet For For Management
1h Elect Director Andrew K. Silvernail For For Management
1i Elect Director Ronda E. Stryker For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEAM HEALTH HOLDINGS, INC.
Ticker: TMH Security ID: 87817A107
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg Roth For For Management
1.2 Elect Director James L. Bierman For For Management
1.3 Elect Director Mary R. Grealy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEKMIRA PHARMACEUTICALS CORPORATION
Ticker: TKM Security ID: 87911B209
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mark Murray For For Management
2 Elect Director Frank Karbe For For Management
3 Elect Director Daniel Kisner For For Management
4 Elect Director Kenneth Galbraith For For Management
5 Elect Director Donald Jewell For For Management
6 Elect Director Peggy Phillips For For Management
7 Ratify KPMG LLP as Auditors For For Management
8 Amend Omnibus Share Compensation Plan For For Management
9 Other Business For Against Management
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: AUG 27, 2013 Meeting Type: Annual
Record Date: JUL 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Moshe Many as Director Until For For Management
the End of the 2016 General Meeting
1b Reelect Arie Belldegrun as Director For For Management
Until the End of the 2016 General
Meeting
1c Reelect Amir Elstein as Director Until For For Management
the End of the 2016 General Meeting
1d Reelect Yitzhak Peterburg as Director For For Management
Until the End of the 2016 General
Meeting
2a Approve Cash Bonus of USD 1,203,125 to For For Management
Jeremy Levin, President and CEO
2a.1 Vote YES if you have a personal None Against Management
interest in item 2a; otherwise, vote
NO. You may not abstain. If you vote
YES, please provide an explanation to
your account manager.
2b Approval of Bonus Objectives and For For Management
Payout Terms for 2013 for Jeremy
Levin, President and CEO
2b.1 Vote YES if you have a personal None Against Management
interest in item 2b; otherwise, vote
NO. You may not abstain. If you vote
YES, please provide an explanation to
your account manager.
3 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
3.a Vote YES if you have a personal None Against Management
interest in item 3; otherwise, vote NO.
You may not abstain. If you vote YES,
please provide an explanation to your
account manager.
4 Approve Dividend for First and Second For For Management
Quarters of 2012, Paid in Two
Installments in an Aggregate Amount of
NIS 2.00 (USD 0.51) per Ordinary Share
5 Appoint Kesselman and Kesselman For For Management
(Member of PricewaterhouseCoopers
International Ltd.) as External
Auditors until the 2014 General Meeting
6 Discuss Financial Statements for 2012 None None Management
--------------------------------------------------------------------------------
THE COOPER COMPANIES, INC.
Ticker: COO Security ID: 216648402
Meeting Date: MAR 17, 2014 Meeting Type: Annual
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Thomas Bender For For Management
1.2 Elect Director Michael H. Kalkstein For For Management
1.3 Elect Director Jody S. Lindell For For Management
1.4 Elect Director Gary S. Petersmeyer For For Management
1.5 Elect Director Steven Rosenberg For For Management
1.6 Elect Director Allan E. Rubenstein For For Management
1.7 Elect Director Robert S. Weiss For For Management
1.8 Elect Director Stanley Zinberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director William G. Parrett For Against Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Scott M. Sperling For For Management
1k Elect Director Elaine S. Ullian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNIQURE NV
Ticker: QURE Security ID: N90064101
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Receive Announcements None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Approve Discharge of Management Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7 Elect Will Lewis to Supervisory Board For For Management
8 Ratify PricewaterhouseCoopers as For For Management
Auditors
9 Grant Board Authority to Issue Shares For For Management
Up To 19.9 Percent of Issued Capital
Plus and Restricting/Excluding
Preemptive Rights
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Other Business (Non-Voting) None None Management
12 Close Meeting None None Management
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Directo Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lawrence S. Gibbs For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
Ticker: VRX Security ID: 91911K102
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald H. Farmer For For Management
1b Elect Director Colleen A. Goggins For For Management
1c Elect Director Robert A. Ingram For For Management
1d Elect Director Anders Lonner For For Management
1e Elect Director Theo Melas-Kyriazi For For Management
1f Elect Director J. Michael Pearson For For Management
1g Elect Director Robert N. Power For For Management
1h Elect Director Norma A. Provencio For For Management
1i Elect Director Howard B. Schiller For For Management
1j Elect Director Katharine B. Stevenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 20, 2014 Meeting Type: Annual
Record Date: DEC 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Bostrom For For Management
1.2 Elect Director Regina E. Dugan For For Management
1.3 Elect Director Venkatraman Thyagarajan For For Management
1.4 Elect Director Dow R. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Declassify the Board of Directors For For Management
6 Eliminate Cumulative Voting For For Management
--------------------------------------------------------------------------------
VERASTEM, INC.
Ticker: VSTM Security ID: 92337C104
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alison Lawton For For Management
1.2 Elect Director Stephen A. Sherwin For Withhold Management
1.3 Elect Director Timothy Barberich For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret G. McGlynn For For Management
1.2 Elect Director Wayne J. Riley For For Management
1.3 Elect Director William D. Young For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Kerry Clark For For Management
1.2 Elect Director Robert L. Dixon, Jr. For For Management
1.3 Elect Director Lewis Hay, III For For Management
1.4 Elect Director William J. Ryan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prohibit Political Spending Against Against Shareholder
--------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC.
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Paul M. Bisaro For For Management
1d Elect Director Gail K. Boudreaux For For Management
1e Elect Director David C. Dvorak For For Management
1f Elect Director Larry C. Glasscock For For Management
1g Elect Director Robert A. Hagemann For For Management
1h Elect Director Arthur J. Higgins For For Management
1i Elect Director Cecil B. Pickett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ZOETIS INC.
Ticker: ZTS Security ID: 98978V103
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Norden For For Management
1.2 Elect Director Louise M. Parent For For Management
1.3 Elect Director Robert W. Scully For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
============================= BlackRock India Fund =============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=============== BlackRock International Opportunities Portfolio ================
AALBERTS INDUSTRIES
Ticker: AALB Security ID: N00089271
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3a Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
3b Adopt Consolidated Financial Statements For For Management
4a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4b Approve Dividends of EUR 0.41 Per Share For For Management
5 Approve Discharge of Management Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7 Reelect M.C.J. van Pernis to For For Management
Supervisory Board
8 Elect O.N. Jager to Executive Board For For Management
9 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
10 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 9
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Ratify PricewaterhouseCoopers as For For Management
Auditors
13 Announcements and Other Business None None Management
(Non-Voting)
14 Close Meeting None None Management
--------------------------------------------------------------------------------
ACTELION LTD.
Ticker: ATLN Security ID: H0032X135
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 1.20 per Share
3 Approve Remuneration Report For For Management
(Non-Binding)
4 Approve Discharge of Board and Senior For For Management
Management
5 Approve CHF 3.1 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
6.1a Reelect Jean-Pierre Garnier as Director For For Management
6.1b Reelect Jean-Paul Clozel as Director For For Management
6.1c Reelect Juhani Anttila as Director For For Management
6.1d Reelect Robert Bertolini as Director For For Management
6.1e Reelect Carl Feldbaum as Director For For Management
6.1f Reelect John J. Greisch as Director For For Management
6.1g Reelect Peter Gruss as Director For For Management
6.1h Reelect Werner Henrich as Director For For Management
6.1i Reelect Michael Jacobi as Director For For Management
6.1j Reelect Jean Malo as Director For For Management
6.2 Elect Jean-Pierre Garnier as Board For For Management
Chairman
6.3.1 Appoint Werner Henrich as Member of For For Management
the Compensation Committee
6.3.2 Appoint Jean-Pierre Garnier as Member For For Management
of the Compensation Committee
6.3.3 Appoint John Greisch as Member and For For Management
Chairman of the Compensation Committee
7 Designate Marc Schaffner as For For Management
Independent Proxy
8 Ratify Ernst & Young AG as Auditors For For Management
9.1 Amend Articles Re: Ordinance Against For For Management
Excessive Remuneration at Listed
Companies (Compensation)
9.2 Amend Articles Re: Ordinance Against For For Management
Excessive Remuneration at Listed
Companies (Further Amendments)
10 Approve Creation of CHF 6.5 Million For For Management
Pool of Capital without Preemptive
Rights
11 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ADECCO SA
Ticker: ADEN Security ID: H00392318
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 2.00 per Share For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Amend Articles Re: Remuneration of the For For Management
Board of Directors and Executive
Management (Ordinance Against
Excessive Remuneration at Listed
Companies)
4.2 Amend Articles Re: General Amendments For For Management
(Ordinance Against Excessive
Remuneration at Listed Companies)
5.1.1 Reelect Rolf Dorig as Director and For For Management
Board Chairman
5.1.2 Reelect Dominique-Jean Chertier as For For Management
Director
5.1.3 Reelect Alexander Gut as Director For For Management
5.1.4 Reelect Andreas Jacobs as Director For For Management
5.1.5 Reelect Didier Lamouche as Director For For Management
5.1.6 Reelect Thomas O'Neill as Director For For Management
5.1.7 Reelect David Prince as Director For For Management
5.1.8 Reelect Wanda Rapaczynski as Director For For Management
5.2.1 Appoint Andreas Jacobs as Member of For For Management
the Compensation Committee
5.2.2 Appoint Thomas O'Neill as Member of For For Management
the Compensation Committee
5.2.3 Appoint Wanda Rapaczynski as Member of For For Management
the Compensation Committee
5.3 Designate Andreas Keller as For For Management
Independent Proxy
5.4 Ratify Ernst & Young SA as Auditors For For Management
6 Approve CHF 10.2 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
AGEAS SA/NV
Ticker: AGS Security ID: B0148L138
Meeting Date: SEP 16, 2013 Meeting Type: Special
Record Date: SEP 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.1 Approve Cancellation of 469,705 For For Management
Repurchased Shares
2.2 Approve Additional Reduction in Share For For Management
Capital Through Distribution of EUR 1
per Share
3.1 Elect Lucrezia Reichlin as Independent For For Management
Director
3.2 Elect Richard Jackson as Independent For For Management
Director
4 Close Meeting None None Management
--------------------------------------------------------------------------------
AIA GROUP LTD.
Ticker: 01299 Security ID: Y002A1105
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Mohamed Azman Yahya as Director For For Management
4 Elect Edmund Sze-Wing Tse as Director For For Management
5 Elect Jack Chak-Kwong So as Director For For Management
6 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7a Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7c Approve Allotment and Issuance of For For Management
Additional Shares Under the Restricted
Share Unit Scheme
8 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
AIXTRON SE
Ticker: AIXA Security ID: D0198L143
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal 2013
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
4 Ratify Deloitte abd Touche GmbH as For For Management
Auditors for Fiscal 2014
5 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
6 Approve Creation of EUR 45.9 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
--------------------------------------------------------------------------------
ALPHA BANK AE
Ticker: ALPHA Security ID: X1687N119
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: JUN 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Auditors For For Management
3 Approve Auditors and Fix Their For For Management
Remuneration
4 Approve Director Remuneration For For Management
5 Ratify Director Appointments For For Management
6 Elect Directors For For Management
7 Authorize Share Capital Increase or For For Management
Issuance of Convertible Bonds
8 Authorize Board to Participate in For For Management
Companies with Similar Business
Interests
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA
Ticker: ABI Security ID: B6399C107
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
A1 Exchange all Outstanding Warrants For For Management
under Executive and Senior Manager
Incentive Scheme into Stock Options
A2a Receive Special Board Report Re: None None Management
Authorized Capital
A2b Renew Authorization to Increase Share For For Management
Capital Up To 3 Percent of Issued
Capital
B1a Authorize Repurchase and Reissuance of For For Management
Up to 20 Percent of Issued Share
Capital
B1b Amend Articles to Reflect Changes in For For Management
Capital Re: Repurchase Authorization
under Item B1a
C1 Receive Directors' Reports (Non-Voting) None None Management
C2 Receive Auditors' Reports (Non-Voting) None None Management
C3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
C4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 2.05 per Share
C5 Approve Discharge of Directors For For Management
C6 Approve Discharge of Auditors For For Management
C7a Reelect Kees Storm as Independent For For Management
Director
C7b Reelect Mark Winkelman as Independent For For Management
Director
C7c Reelect Alexandre Van Damme as Director For For Management
C7d Reelect Gregoire de Spoelberch as For For Management
Director
C7e Reelect Carlos Alberto de Veiga For For Management
Sicupera as Director
C7f Reelect Marcel Herrmann Telles as For For Management
Director
C7g Elect Paulo Lemann as Director For Against Management
C7h Elect Alexandre Behring as Director For Against Management
C7i Elect Elio Leoni Sceti as Independent For For Management
Director
C7j Elect Maria Asuncion Aramburuzabala For For Management
Larregui as Director
C7k Elect Valentin Diez Morodo as Director For For Management
C8a Approve Remuneration Report For For Management
C8b Approve Non-Employee Director Stock For For Management
Option Plan and According Stock Option
Grants to Non-Executive Directors
D1 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
ANHUI CONCH CEMENT COMPANY LTD
Ticker: 600585 Security ID: Y01373102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Audited Financial Reports and For For Management
International Financial Reporting
Standards
4 Elect Wang Jianchao as Director For For Management
5 Approve KPMG Huazhen and KPMG as the For For Management
PRC and International (Financial)
Auditors Respectively, Reappoint KPMG
Huazhen as the Internal Control
Auditor of the Company, and Authorize
Board to Fix Their Remuneration
6 Approve Profit Distribution Proposal For For Management
7 Amend Articles of Association For For Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
APR ENERGY PLC
Ticker: APR Security ID: G0498C105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAY 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Michael Fairey as Director For For Management
6 Re-elect Edward Hawkes as Director For For Management
7 Re-elect Baroness Denise Kingsmill as For For Management
Director
8 Re-elect John Campion as Director For For Management
9 Re-elect Vipul Tandon as Director None None Management
10 Re-elect Gregory Bowes as Director For For Management
11 Re-elect Haresh Jaisinghani as Director For For Management
12 Re-elect Jim Hughes as Director For For Management
13 Re-elect Matthew Allen as Director For For Management
14 Re-elect Shonaid Jemmett-Page as For For Management
Director
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Approve EU Political Donations and For For Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
22 Ratify the Payment of Dividends in For For Management
Respect of the Financial Years Ended
31 December 2011 and 2012
23 Authorise the Company to Use For For Management
Electronic Communications
--------------------------------------------------------------------------------
ASM PACIFIC TECHNOLOGY LTD.
Ticker: 00522 Security ID: G0535Q133
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Arthur H. del Prado as Director For For Management
4 Elect Lee Wai Kwong as Director For For Management
5 Elect Chow Chuen, James as Director For Against Management
6 Elect Robin Gerard Ng Cher Tat as For Against Management
Director
7 Authorize Board to Fix Directors' For For Management
Remuneration
8 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
ASOS PLC
Ticker: ASC Security ID: G0536Q108
Meeting Date: DEC 04, 2013 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Ian Dyson as Director For For Management
4 Re-elect Nick Robertson as Director For For Management
5 Re-elect Karen Jones as Director For For Management
6 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: G0593M107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Appoint KPMG LLP as Auditor For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5(a) Re-elect Leif Johansson as Director For For Management
5(b) Re-elect Pascal Soriot as Director For For Management
5(c) Elect Marc Dunoyer as Director For For Management
5(d) Re-elect Genevieve Berger as Director For For Management
5(e) Re-elect Bruce Burlington as Director For For Management
5(f) Elect Ann Cairns as Director For For Management
5(g) Re-elect Graham Chipchase as Director For For Management
5(h) Re-elect Jean-Philippe Courtois as For For Management
Director
5(i) Re-elect Rudy Markham as Director For For Management
5(j) Re-elect Nancy Rothwell as Director For For Management
5(k) Re-elect Shriti Vadera as Director For For Management
5(l) Re-elect John Varley as Director For For Management
5(m) Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Authorise EU Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
13 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
ASTRO MALAYSIA HOLDINGS BHD.
Ticker: ASTRO Security ID: Y04323104
Meeting Date: JUL 03, 2013 Meeting Type: Annual
Record Date: JUN 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend of MYR 0.01 Per For For Management
Share
2 Elect Chin Kwai Yoong as Director For For Management
3 Elect Mohamed Khadar Bin Merican as For For Management
Director
4 Elect Zaki Bin Tun Azmi as Director For For Management
5 Elect Hisham Bin Zainal Mokhtar as For For Management
Director
6 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Mohamed Khadar Bin Merican to For For Management
Continue Office as Independent
Non-Executive Director
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
ASTRO MALAYSIA HOLDINGS BHD.
Ticker: ASTRO Security ID: Y04323104
Meeting Date: JUL 03, 2013 Meeting Type: Special
Record Date: JUN 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Utilization of Transponder For For Management
Capacity on the MEASAT-3c Satellite by
MEASAT Broadcast Network Systems Sdn.
Bhd., A Whollly-Owned Subsidiary of
the Company
2 Approve Shareholders' Ratification for For For Management
Recurrent Related Party Transactions
3 Approve Shareholders' Mandate for For For Management
Recurrent Related Party Transactions
with Usaha Tegas Sdn. Bhd and/or its
Affiliates
4 Approve Shareholders' Mandate for For For Management
Recurrent Related Party Transactions
with Maxis Bhd. and/or its Affiliates
5 Approve Shareholders' Mandate for For For Management
Recurrent Related Party Transactions
with MEASAT Global Bhd. and/or its
Affiliates
6 Approve Shareholders' Mandate for For For Management
Recurrent Related Party Transactions
with Astro Holdings Sdn. Bhd. and/or
its Affiliates
7 Approve Shareholders' Mandate for For For Management
Recurrent Related Party Transactions
with New Delhi Television Ltd. and/or
its Affiliates
8 Approve Shareholders' Mandate for For For Management
Recurrent Related Party Transactions
with ASN Asia Ltd. and/or its
Affiliates
9 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Sun TV
Network Ltd. and/or its Affiliates
--------------------------------------------------------------------------------
AVEVA GROUP PLC
Ticker: AVV Security ID: G06812112
Meeting Date: JUL 09, 2013 Meeting Type: Annual
Record Date: JUL 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Philip Aiken as Director For For Management
5 Re-elect Richard Longdon as Director For For Management
6 Re-elect James Kidd as Director For For Management
7 Re-elect Jonathan Brooks as Director For For Management
8 Re-elect Philip Dayer as Director For For Management
9 Reappoint Ernst & Young LLP as Auditors For For Management
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
15 Approve Special Dividend and Approve For For Management
Share Consolidation
--------------------------------------------------------------------------------
BABCOCK INTERNATIONAL GROUP PLC
Ticker: BAB Security ID: G0689Q152
Meeting Date: JUL 11, 2013 Meeting Type: Annual
Record Date: JUL 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Mike Turner as Director For For Management
5 Re-elect Peter Rogers as Director For For Management
6 Re-elect Bill Tame as Director For For Management
7 Re-elect Archie Bethel as Director For For Management
8 Re-elect Kevin Thomas as Director For For Management
9 Re-elect Kate Swann as Director For For Management
10 Re-elect Justin Crookenden as Director For For Management
11 Re-elect Sir David Omand as Director For For Management
12 Re-elect Ian Duncan as Director For For Management
13 Elect John Davies as Director For For Management
14 Elect Anna Stewart as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise EU Political Donations and For For Management
Expenditures
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BABCOCK INTERNATIONAL GROUP PLC
Ticker: BAB Security ID: G0689Q152
Meeting Date: APR 16, 2014 Meeting Type: Special
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Avincis Mission For For Management
Critical Services Topco Limited
--------------------------------------------------------------------------------
BANCA GENERALI S.P.A.
Ticker: BGN Security ID: T3000G115
Meeting Date: APR 23, 2014 Meeting Type: Annual/Special
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles 13 and 18 Re: For For Management
Related-Party Transactions and Maximum
Variable Compensation Ratio
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Remuneration Report For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4 Elect Director For For Management
--------------------------------------------------------------------------------
BANKINTER S.A.
Ticker: BKT Security ID: E2116H880
Meeting Date: MAR 20, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Discharge of Board For For Management
4 Renew Appointment of Deloitte as For For Management
Auditor
5.1 Reelect Cartival SA as Director For For Management
5.2 Fix Number of Directors at Ten For For Management
6 Authorize Issuance of Convertible For Against Management
Bonds, Debentures, Warrants, and Other
Debt Securities without Preemptive
Rights up to EUR 1 Billion
7.1 Approve Stock-for-Salary/Bonus Plan For For Management
7.2 Approve Deferred Share Bonus Plan For For Management
7.3 Fix Maximum Variable Compensation Ratio For For Management
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
9 Advisory Vote on Remuneration Policy For For Management
Report
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Recive Annual Financial Statements and For For Management
Statutory Reports for Fiscal 2013 and
Approve Allocation of Income and
Dividends of EUR 2.10 per Share
2 Approve Discharge of Management Board For For Management
for Fiscal 2013
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
4a Elect Simone Bagel-Trah to the For For Management
Supervisory Board
4b Elect Ernst-Ludwig Winnacker to the For For Management
Supervisory Board
5 Approve Creation of EUR 530 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
6 Approve Creation of EUR 211.7 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 6
Billion; Approve Creation of EUR 211.7
Million Pool of Capital to Guarantee
Conversion Rights
8a Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8b Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9a Approve Affiliation Agreement with For For Management
Subsidiary Bayer Business Services GmbH
9b Approve Affiliation Agreement with For For Management
Subsidiary Bayer Technology Services
GmbH
9c Approve Affiliation Agreement with For For Management
Subsidiary Bayer US IP GmbH
9d Approve Affiliation Agreement with For For Management
Subsidiary Bayer Bitterfeld GmbH
9e Approve Affiliation Agreement with For For Management
Subsidiary Bayer Innovation GmbH
9f Approve Affiliation Agreement with For For Management
Subsidiary Bayer Real Estate GmbH
9g Approve Affiliation Agreement with For For Management
Subsidiary Erste K-W-A
Beteiligungsgesellschaft mbH
9h Approve Affiliation Agreement with For For Management
Subsidiary Zweite K-W-A
Beteiligungsgesellschaft mbH
10 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2014
--------------------------------------------------------------------------------
BEIJING ENTERPRISES WATER GROUP LTD.
Ticker: 00371 Security ID: G0957L109
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAY 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Zhou Min as Director For For Management
3b Elect Zhang Tiefu as Director For For Management
3c Elect Qi Xiaohong as Director For For Management
3d Elect Ke Jian as Director For Against Management
3e Elect Li Li as Director For For Management
3f Elect Shea Chun Lok Quadrant as For For Management
Director
3g Elect Zhang Gaobo as Director For For Management
3h Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BLINKX PLC
Ticker: BLNX Security ID: G13235109
Meeting Date: JUL 11, 2013 Meeting Type: Annual
Record Date: JUL 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Suranga Chandratillake as For For Management
Director
3 Re-elect Dr Michael Lynch as Director For For Management
4 Reappoint Deloitte LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Authorise Issue of Equity with For For Management
Pre-emptive Rights
7 Authorise Issue of Equity without For For Management
Pre-emptive Rights
8 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
BNP PARIBAS SA
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 14, 2014 Meeting Type: Annual/Special
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Jean-Francois Lepetit as For For Management
Director
7 Reelect Baudouin Prot as Director For For Management
8 Reelect Fields Wicker-Miurin as For For Management
Director
9 Ratify Appointment and Reelect Monique For For Management
Cohen as Director
10 Elect Daniela Schwarzer as Director For For Management
11 Advisory Vote on Compensation of For For Management
Baudouin Prot, Chairman
12 Advisory Vote on Compensation of For For Management
Jean-Laurent Bonnafe, CEO
13 Advisory Vote on Compensation of For For Management
Georges Chodron de Courcel, Philippe
Bordenave, and Francois Villeroy de
Galhau, Vice-CEOs
14 Advisory Vote on the Overall Envelope For For Management
of Compensation of Certain Senior
Management, Responsible Officers and
the Risk-takers
15 Fix Maximum Variable Compensation For For Management
Ratio for Executives and Risk Takers
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 240 Million
18 Authorize Capital Increase of Up to For For Management
EUR 240 Million for Future Exchange
Offers
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
20 Set Total Limit for Capital Increase For For Management
without Preemptive Rights to Result
from Issuance Requests Under Items 17
to 19 at EUR 240 Million
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value
22 Set Total Limit for Capital Increase For For Management
with or without Preemptive Rights to
Result from Issuance Requests Under
Items 16 to 19 at EUR 1 Billion
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
24 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CHINA CINDA ASSET MANAGEMENT CO., LTD.
Ticker: 01359 Security ID: Y1R34V103
Meeting Date: JUN 30, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board For For Management
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Final Financial Account For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Fixed Asset Investment Budget For For Management
for 2014
6 Appoint Accounting Firm for 2014 For For Management
7a Elect Li Honghui as Director For Against Management
7b Elect Song Lizhong as Director For Against Management
8 Approve Capital Increase in Happy Life For For Management
Insurance Co. Ltd.
--------------------------------------------------------------------------------
CREST NICHOLSON HOLDINGS PLC
Ticker: CRST Security ID: G25425102
Meeting Date: MAR 20, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect William Rucker as Director For For Management
4 Elect Stephen Stone as Director For For Management
5 Elect Patrick Bergin as Director For For Management
6 Elect Jim Pettigrew as Director For For Management
7 Elect Malcolm McCaig as Director For For Management
8 Elect Pam Alexander as Director For For Management
9 Appoint KPMG LLP as Auditors For For Management
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Approve Remuneration Report For For Management
12 Approve Remuneration Policy For For Management
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CRH PLC
Ticker: CRG Security ID: G25508105
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5(a) Re-elect Ernst Bartschi as Director For For Management
5(b) Re-elect Maeve Carton as Director For For Management
5(c) Re-elect Bill Egan as Director For For Management
5(d) Re-elect Utz-Hellmuth Felcht as For For Management
Director
5(e) Re-elect Nicky Hartery as Director For For Management
5(f) Re-elect John Kennedy as Director For For Management
5(g) Elect Don McGovern Jr. as Director For For Management
5(h) Re-elect Heather Ann McSharry as For For Management
Director
5(i) Re-elect Albert Manifold as Director For For Management
5(j) Re-elect Dan O'Connor as Director For For Management
5(k) Elect Henk Rottinghuis as Director For For Management
5(l) Re-elect Mark Towe as Director For For Management
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Reappoint Ernst & Young as Auditors For For Management
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Authorise Reissuance of Treasury Shares For For Management
12 Approve Scrip Dividend Program For For Management
13 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.25 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify KMPG AG as Auditors for Fiscal For For Management
2014
6 Approve Remuneration System for For For Management
Management Board Members
7.1 Elect Bernd Bohr to the Supervisory For For Management
Board
7.2 Elect Joe Kaeser to the Supervisory For For Management
Board
7.3 Elect Bernd Pischetsrieder to the For For Management
Supervisory Board
8 Approve Creation of EUR1 Billion of For For Management
Capital with Partial Exclusion of
Preemptive Rights
9 Amend Articles Re: Remuneration of For For Management
Supervisory Board
10 Amend Affiliation Agreements with For For Management
Subsidiaries
11 Approve Affiliation Agreements with For For Management
Subsidiaries
--------------------------------------------------------------------------------
DCC PLC
Ticker: DCC Security ID: G2689P101
Meeting Date: JUL 19, 2013 Meeting Type: Annual
Record Date: JUL 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4a Reelect Tommy Breen as Director For For Management
4b Reelect Roisin Brennan as Director For For Management
4c Reelect Michael Buckley as Director For For Management
4d Reelect David Byrne as Director For For Management
4e Elect Jane Lodge as Director For For Management
4f Reelect Kevin Melia as Director For For Management
4g Reelect John Moloney as Director For For Management
4h Reelect Donal Murphy as Director For For Management
4i Reelect Fergal O'Dwyer as Director For For Management
4j Reelect Leslie Van de Walle as Director For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
7 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorise Share Repurchase Program For For Management
9 Authorise Reissuance Price Range of For For Management
Treasury Shares
10 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
11 Adopt Articles of Association For For Management
--------------------------------------------------------------------------------
DMG MORI SEIKI AKTIENGESELLSCHAFT
Ticker: GIL Security ID: D2251X105
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5a Amend Affiliation Agreements with For For Management
Subsidiaries
5b Amend Affiliation Agreements with For For Management
Subsidiaries
6 Approve Creation of EUR 102.5 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Ratify KPMG AG as Auditors for Fiscal For For Management
2014
--------------------------------------------------------------------------------
DS SMITH PLC
Ticker: SMDS Security ID: G2848Q123
Meeting Date: SEP 03, 2013 Meeting Type: Annual
Record Date: SEP 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Elect Kathleen O'Donovan as Director For For Management
5 Elect Chris Britton as Director For For Management
6 Re-elect Gareth Davis as Director For For Management
7 Re-elect Miles Roberts as Director For For Management
8 Re-elect Philippe Mellier as Director For For Management
9 Re-elect Jonathan Nicholls as Director For For Management
10 Reappoint Deloitte LLP as Auditors For For Management
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
EPISTAR CORP.
Ticker: 2448 Security ID: Y2298F106
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Elect Liang Jiyan, with ID No. For For Management
N12xxxxxxx, as Independent Director
4 Approve Cash Dividend Distribution For For Management
from Capital Reserve
5 Amend Articles of Association For For Management
6 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
7 Amend Rules and Procedures for For For Management
Election of Directors and Supervisors
8 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
ERSTE GROUP BANK AG
Ticker: EBS Security ID: A19494102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAY 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board Members
6.1 Approve Increase of Board Size For For Management
6.2 Elect Bettina Breiteneder as For For Management
Supervisory Board Member
6.3 Elect Jan Homann as Supervisory Board For For Management
Member
6.4 Elect Juan Maria Nin Genova as For For Management
Supervisory Board Member
6.5 Elect Friedrich Roedler as Supervisory For For Management
Board Member
6.6 Elect Elisabeth Bleyleben-Koren as For For Management
Supervisory Board Member
6.7 Elect Gunter Griss as Supervisory For For Management
Board Member
6.8 Elect Elisabeth Krainer Senger-Weiss For For Management
as Supervisory Board Member
7 Ratify Ernst & Young as Auditors For For Management
8 Approve Creation of EUR 171.8 Million For For Management
Pool of Capital without Preemptive
Rights
9 Amend Articles For For Management
--------------------------------------------------------------------------------
EURASIA DRILLING COMPANY LTD.
Ticker: EDCL Security ID: 29843U202
Meeting Date: SEP 23, 2013 Meeting Type: Annual
Record Date: AUG 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Richard Anderson as Director For Did Not Vote Management
1b Reelect Rene Huck as Director For Did Not Vote Management
1c Reelect Richard Matzke as Director For Did Not Vote Management
1d Elect Igor Belikov as Director For Did Not Vote Management
1e Elect Edward J. DiPaolo as Director For Did Not Vote Management
2 Reappoint KPMG Limited as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
EURONET WORLDWIDE, INC.
Ticker: EEFT Security ID: 298736109
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrzej Olechowski For For Management
1.2 Elect Director Eriberto R. Scocimara For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA
Ticker: FEMSAUBD Security ID: 344419106
Meeting Date: DEC 06, 2013 Meeting Type: Special
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends of MXN 0.33 per For For Management
Class B Share, MXN 0.42 per Class D
Share, MXN 1.67 per B Unit and MXN 2
per BD Unit
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
FOXTONS GROUP PLC
Ticker: FOXT Security ID: G3654P100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAY 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4 Approve Remuneration Policy For For Management
5 Approve Remuneration Report For For Management
6 Elect Andrew Adcock as Director For For Management
7 Elect Ian Barlow as Director For For Management
8 Elect Michael Brown as Director For For Management
9 Elect Annette Court as Director For For Management
10 Elect Gerard Nieslony as Director For For Management
11 Elect Stefano Quadrio Curzio as For For Management
Director
12 Elect Garry Watts as Director For For Management
13 Appoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
GILDAN ACTIVEWEAR INC.
Ticker: GIL Security ID: 375916103
Meeting Date: FEB 06, 2014 Meeting Type: Annual
Record Date: DEC 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Anderson For For Management
1.2 Elect Director Glenn J. Chamandy For For Management
1.3 Elect Director Russell Goodman For For Management
1.4 Elect Director Russ Hagey For For Management
1.5 Elect Director George Heller For For Management
1.6 Elect Director Sheila O'Brien For For Management
1.7 Elect Director Pierre Robitaille For For Management
1.8 Elect Director James R. Scarborough For For Management
1.9 Elect Director Gonzalo F. Valdes-Fauli For For Management
2 Approve Shareholder Rights Plan For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GMO INTERNET INC
Ticker: 9449 Security ID: J1727L103
Meeting Date: MAR 23, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kumagai, Masatoshi For For Management
1.2 Elect Director Yasuda, Masashi For For Management
1.3 Elect Director Nishiyama, Hiroyuki For For Management
1.4 Elect Director Ito, Tadashi For For Management
1.5 Elect Director Miyazaki, Kazuhiko For For Management
1.6 Elect Director Yamashita, Hirofumi For For Management
1.7 Elect Director Takahashi, Shintaro For For Management
1.8 Elect Director Sugaya, Toshihiko For For Management
1.9 Elect Director Arisawa, Katsumi For For Management
1.10 Elect Director Arai, Teruhiro For For Management
1.11 Elect Director Sato, Kentaro For For Management
1.12 Elect Director Horiuchi, Toshiaki For For Management
1.13 Elect Director Kodama, Kimihiro For For Management
1.14 Elect Director Nomura, Masamitsu For For Management
1.15 Elect Director Ainoura, Issei For For Management
1.16 Elect Director Iwakura, Masakazu For Against Management
2 Appoint Statutory Auditor Masuda, For For Management
Kaname
3 Appoint Alternate Statutory Auditor For For Management
Tachibana, Koichi
4 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
--------------------------------------------------------------------------------
GREEN REIT PLC
Ticker: GN1 Security ID: G40968102
Meeting Date: MAY 01, 2014 Meeting Type: Special
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
2 Approve Capital Raising For For Management
3 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
4 Amend Articles For For Management
--------------------------------------------------------------------------------
HARGREAVES LANSDOWN PLC
Ticker: HL. Security ID: G43940108
Meeting Date: OCT 25, 2013 Meeting Type: Annual
Record Date: OCT 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Appoint PwC LLP as Auditors and For For Management
Authorise Their Remuneration
4 Re-elect Mike Evans as Director For For Management
5 Re-elect Ian Gorham as Director For For Management
6 Re-elect Tracey Taylor as Director For For Management
7 Re-elect Peter Hargreaves as Director For For Management
8 Re-elect Chris Barling as Director For For Management
9 Re-elect Stephen Robertson as Director For For Management
10 Re-elect Dharmash Mistry as Director For For Management
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
HDFC BANK LIMITED
Ticker: 500180 Security ID: Y3119P174
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 6.85 Per Share For For Management
3 Reelect R. Karnad as Director For For Management
4 Reelect K. Mistry as Director For For Management
5 Approve Delloitte Haskins & Sells LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
6 Elect P. Datta as Independent For For Management
Non-Executive Director
7 Elect P. Palande as Independent For For Management
Non-Executive Director
8 Elect B. Parikh as Independent For For Management
Non-Executive Director
9 Elect A.N. Roy as Independent For For Management
Non-Executive Director
10 Elect C.M. Vasudev as Independent For For Management
Non-Executive Director
11 Elect V. Merchant as Independent For For Management
Non-Executive Director
12 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
13 Approve Increase in Limit on Foreign For For Management
Shareholdings
--------------------------------------------------------------------------------
ING GROEP NV
Ticker: INGA Security ID: N4578E413
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Announcements None None Management
2a Receive Report of Management Board None None Management
(Non-Voting)
2b Receive Report of Supervisory Board None None Management
(Non-Voting)
2c Discuss Remuneration Report None None Management
2d Approve Amendments to Remuneration For For Management
Policy for Management Board Members
2e Adopt Financial Statements For For Management
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4a Discussion on Company's Corporate None None Management
Governance Structure
4b Increase Share Capital by EUR 13 For For Management
Billion by Reduction in Share Premium
Reserve and Increase Nominal per Share
4c Decrease Share Capital by EUR 13 For For Management
Billion by Reduction in Nominal Value
per Share and With Repayment of
Capital in Kind to Shareholders
4d Amend Articles Re: Representation of For For Management
the Board
5 Receive Announcements on Sustainability None None Management
6a Approve Discharge of Management Board For For Management
6b Approve Discharge of Supervisory Board For For Management
7 Elect Eric Boyer de la Giroday to For For Management
Supervisory Board
8a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Restricting/Excluding Preemptive Rights
8b Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital in
Case of Takeover/Merger and
Restricting/Excluding Preemptive Rights
9a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital in
Connection with a Major Capital
Restructuring
10 Other Business (Non-Voting) and Closing None None Management
--------------------------------------------------------------------------------
INTESA SANPAOLO SPA
Ticker: ISP Security ID: T55067101
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income through For For Management
Partial Distribution of Reserves
2a Approve Remuneration Report For For Management
2b Approve Leveraged Employee For Against Management
Co-Investment Plan 2014
2c Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
1 Amend Company Bylaws Re: Article 5 For Against Management
(Equity-Plan Related)
2 Approve Equity Plan Financing For Against Management
--------------------------------------------------------------------------------
JUBILANT FOODWORKS LTD
Ticker: 533155 Security ID: Y4493W108
Meeting Date: AUG 08, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect S.S. Bhartia as Director For For Management
3 Reelect P. Vandrevala as Director For Against Management
4 Approve S.R. Batliboi & Co LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Amend Employees Stock Option Scheme For For Management
2011
--------------------------------------------------------------------------------
KENEDIX REALTY INVESTMENT CORP.
Ticker: 8972 Security ID: J32922106
Meeting Date: JAN 22, 2014 Meeting Type: Special
Record Date: OCT 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Change REIT Name - For For Management
Amend Permitted Investment Types -
Change Location of Head Office -
Authorize Unit Buybacks
2 Elect Executive Director Uchida, For For Management
Naokatsu
3 Elect Alternate Executive Director For For Management
Teramoto, Hikaru
4.1 Appoint Supervisory Director Toba, For For Management
Shiro
4.2 Appoint Supervisory Director For For Management
Morishima, Yoshihiro
4.3 Appoint Supervisory Director Seki, For For Management
Takahiro
--------------------------------------------------------------------------------
KENNEDY WILSON EUROPE REAL ESTATE PLC
Ticker: KWE Security ID: G9877R104
Meeting Date: JUN 12, 2014 Meeting Type: Special
Record Date: JUN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Central Park For For Management
Portfolio
2 Approve Acquisition of Opera Portfolio For For Management
--------------------------------------------------------------------------------
KINGSPAN GROUP PLC
Ticker: KRX Security ID: G52654103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4a Reelect Eugene Murtagh as Director For For Management
4b Reelect Gene Murtagh as Director For For Management
4c Reelect Geoff Doherty as Director For For Management
4d Reelect Russell Shiels as Director For For Management
4e Reelect Peter Wilson as Director For For Management
4f Reelect Gilbert McCarthy as Director For For Management
4g Reelect Helen Kirkpatrick as Director For For Management
4h Reelect Kieran Murphy as Director For For Management
4i Elect Linda Hickey as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Share Repurchase Program For For Management
9 Authorize Reissuance of Treasury Shares For For Management
10 Authorize the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
LEG IMMOBILIEN AG
Ticker: LEG Security ID: D4960A103
Meeting Date: JUL 19, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.41 per Share
3 Approve Discharge of Managing For Did Not Vote Management
Directors of LEG Immobilien GmbH for
Fiscal 2012
4 Approve Remuneration System for For Did Not Vote Management
Management Board Members
--------------------------------------------------------------------------------
LEKOIL LTD.
Ticker: LEK Security ID: G5462G107
Meeting Date: AUG 07, 2013 Meeting Type: Special
Record Date: AUG 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights Pursuant to the
Placing
2 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights Pursuant to the
Placing
--------------------------------------------------------------------------------
LEKOIL LTD.
Ticker: LEK Security ID: G5462G107
Meeting Date: NOV 21, 2013 Meeting Type: Special
Record Date: NOV 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights Pursuant to the
Placing
2 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights Pursuant to the
Placing
--------------------------------------------------------------------------------
LEKOIL LTD.
Ticker: LEK Security ID: G5462G107
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: JUN 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Reappoint KPMG LLP as Auditors For Did Not Vote Management
3 Authorise Board to Fix Remuneration of For Did Not Vote Management
Auditors
4 Authorise Issuance of Equity or For Did Not Vote Management
Equity-Linked Securities with
Preemptive Rights
5 Approve Issuance of Equity or For Did Not Vote Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
MEG ENERGY CORP.
Ticker: MEG Security ID: 552704108
Meeting Date: MAY 01, 2014 Meeting Type: Annual/Special
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William McCaffrey For For Management
1b Elect Director David J. Wizinsky For For Management
1c Elect Director David B. Krieger For For Management
1d Elect Director Peter R. Kagan For For Management
1e Elect Director Boyd Anderson For For Management
1f Elect Director James D. McFarland For For Management
1g Elect Director Harvey Doerr For For Management
1h Elect Director Robert Hodgins For For Management
1i Elect Director Jeffrey J. McCaig For For Management
2 Approve Shareholder Rights Plan For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD.
Ticker: 06883 Security ID: 585464100
Meeting Date: MAR 26, 2014 Meeting Type: Special
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividend For For Management
--------------------------------------------------------------------------------
MITSUI O.S.K. LINES LTD.
Ticker: 9104 Security ID: J45013109
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Muto, Koichi For Against Management
3.2 Elect Director Sato, Kazuhiro For For Management
3.3 Elect Director Watanabe, Tsuneo For For Management
3.4 Elect Director Ikeda, Junichiro For For Management
3.5 Elect Director Tanabe, Masahiro For For Management
3.6 Elect Director Takahashi, Shizuo For For Management
3.7 Elect Director Komura, Takeshi For For Management
3.8 Elect Director Matsushima, Masayuki For For Management
3.9 Elect Director Nishida, Atsutoshi For For Management
4 Appoint Statutory Auditor Yamashita, For For Management
Hideki
5 Appoint Alternate Statutory Auditor For For Management
Fujiyoshi, Masaomi
6 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
MONCLER SPA
Ticker: MONC Security ID: T6730E110
Meeting Date: FEB 28, 2014 Meeting Type: Special
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Plan 2014-2018 For Against Management
Top Management and Key People
2 Approve Stock Option Plan 2014-2018 For Against Management
Italian Corporate Structure
--------------------------------------------------------------------------------
MONCLER SPA
Ticker: MONC Security ID: T6730E110
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Remuneration Report For Against Management
3 Elect Internal Auditors (Bundled) None For Shareholder
--------------------------------------------------------------------------------
NABTESCO CORP.
Ticker: 6268 Security ID: J4707Q100
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Kotani, Kazuaki For For Management
2.2 Elect Director Mishiro, Yosuke For For Management
2.3 Elect Director Sakamoto, Tsutomu For For Management
2.4 Elect Director Aoi, Hiroyuki For For Management
2.5 Elect Director Osada, Nobutaka For For Management
2.6 Elect Director Nakamura, Kenichi For For Management
2.7 Elect Director Sakai, Hiroaki For For Management
2.8 Elect Director Yoshikawa, Toshio For For Management
2.9 Elect Director Yamanaka, Nobuyoshi For For Management
2.10 Elect Director Fujiwara, Yutaka For For Management
3 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
NAVER CORP.
Ticker: 035420 Security ID: Y62579100
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 734 per Share
2 Amend Articles of Incorporation For For Management
3.1 Reelect Kim Sang-Hun as Inside Director For For Management
3.2 Reelect Hwang In-Joon as Inside For For Management
Director
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
NH HOTELES S.A
Ticker: NHH Security ID: E7650R103
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: JUN 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements and Treatment of
Net Loss
2 Approve Discharge of Board For For Management
3 Renew Appointment of Deloitte as For For Management
Auditor
4 Change Company Name For For Management
5 Approve Issuance of Shares in For For Management
Connection with Acquisition of NH
Italia SpA
6 Fix Number of Directors at 13 For For Management
7.1 Ratify Appointment of and Elect Haibo For Against Management
Bai as Director
7.2 Reelect Carlos Gonzalez Fernandez as For For Management
Director
7.3 Elect Livio Giovanni Maria Torio as For Against Management
Director
8 Authorize Increase in Capital up to 50 For Against Management
Percent via Issuance of Equity or
Equity-Linked Securities without
Preemptive Rights
9 Authorize Issuance of Non-Convertible For Against Management
Debt Securities up to EUR 500 Million
and Convertible Debt Securities,
including Warrants, without Preemptive
Rights up to EUR 500 Million
10 Approve Remuneration of Directors For For Management
11 Advisory Vote on Remuneration Policy For Against Management
Report
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK1V Security ID: X61873133
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: JUN 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and an For For Management
Ordinary Dividend of EUR 0.11 Per
Share and a Special Dividend of EUR 0.
26 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 440,000 for the
Chairman, EUR 150,000 for the Vice
Chairman, and EUR 130,000 for Other
Members; Approve Remuneration for
Committee Work
11 Fix Number of Directors at Nine For For Management
12 Reelect Bruce Brown, Elizabeth For For Management
Doherty, Jouko Karvinen, Marten
Mickos, Elizabeth Nelson, Risto
Siilasmaa, and Kari Stadigh as
Directors; Elect Vivek Badrinath and
Dennis Strigl as New Directors
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Authorize Share Repurchase Program For For Management
16 Approve Issuance of up to 740 Million For For Management
Shares without Preemptive Rights
17 Close Meeting None None Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 25, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.45 per Share
4.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 8.0 Million
(Non-Binding)
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 67.7
Million for Performance Cycle 2013
(Non-Binding)
5.1 Reelect Joerg Reinhardt as Director For For Management
and Chairman of the Board of Directors
5.2 Reelect Dimitri Azar as Director For For Management
5.3 Reelect Verena Briner as Director For For Management
5.4 Reelect Srikant Datar as Director For For Management
5.5 Reelect Ann Fudge as Director For For Management
5.6 Reelect Pierre Landolt as Director For For Management
5.7 Reelect Ulrich Lehner as Director For For Management
5.8 Reelect Andreas von Planta as Director For For Management
5.9 Reelect Charles Sawyers as Director For For Management
5.10 Reelect Enrico Vanni as Director For For Management
5.11 Reelect William Winters as Director For For Management
6.1 Elect Srikant Datar as Member of the For For Management
Compensation Committee
6.2 Elect Ann Fudge as Member of the For For Management
Compensation Committee
6.3 Elect Ulrich Lehner as Member of the For For Management
Compensation Committee
6.4 Elect Enrico Vanni as Member of the For For Management
Compensation Committee
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Designate Peter Andreas Zahn as For For Management
Independent Proxy
--------------------------------------------------------------------------------
NOVO NORDISK A/S
Ticker: NOVO B Security ID: K72807132
Meeting Date: MAR 20, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3.1 Approve Remuneration of Directors for For For Management
2013 in the Aggregate Amount of DKK 9.
2 Million
3.2 Approve Remuneration of Directors for For For Management
2013 in the Amount of DKK 1.5 Million
for Chairman, DKK 1 Million for Vice
Chairman, and Base Amount of DKK
500,000 for Other Members; Approve
Remuneration for Committee Work
4 Approve Allocation of Income and For For Management
Dividends of DKK 4.5 Per Share
5.1 Elect Goran Ando (Chairman) as Director For For Management
5.2 Elect Jeppe Christiansen (Vice For For Management
Chairman) as New Director
5.3a Elect Bruno Angelici as Director For For Management
5.3b Elect Liz Hewitt as Director For For Management
5.3c Elect Thomas Koestler as Director For For Management
5.3d Elect Helge Lund as Director For For Management
5.3e Elect Hannu Ryopponen as Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7.1 Approve DKK 20 Million Reduction in For For Management
Class B Share Capital via Share
Cancellation
7.2 Authorize Share Repurchase Program For For Management
7.3 Approve Donation to the World Diabetes For For Management
Foundation (WDF) of up to DKK 654
Million for the Years 2005-2024
7.4.1 Approve Publication of Annual Report For For Management
in English
7.4.2 Change Language of Annual Meeting to For For Management
English
7.5 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
8.1 Provide Financial Information in Against Against Shareholder
Notice to Convene AGM
8.2 Publish Annual Reports and Other Against Against Shareholder
Documents in Danish and Keep Them
Public for at Least Five Years
8.3 Simplify Access to Documents Available Against Against Shareholder
on Company's Website
8.4 Require Refreshments to be Available Against Against Shareholder
During Annual General Meeting
9 Other Business None None Management
--------------------------------------------------------------------------------
OSRAM LICHT AG
Ticker: OSR Security ID: D5963B113
Meeting Date: FEB 27, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012/2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal 2012/2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012/2013
5 Ratify Ernst & Young as Auditors for For For Management
Fiscal 2013/2014
6.1 Elect Peter Bauer to the Supervisory For For Management
Board
6.2 Elect Christine Bortenlaenger to the For For Management
Supervisory Board
6.3 Elect Roland Busch to the Supervisory For For Management
Board
6.4 Elect Joachim Faber to the Supervisory For For Management
Board
6.5 Elect Lothar Frey to the Supervisory For For Management
Board
6.6 Elect Frank Lakerveld to the For For Management
Supervisory Board
7 Approve Remuneration System for For For Management
Management Board Members
8 Amend Articles Re: Remuneration of the For For Management
Supervisory Board
--------------------------------------------------------------------------------
PERFORM GROUP PLC
Ticker: PER Security ID: G7012D105
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Paul Walker as Director For For Management
5 Re-elect Simon Denyer as Director For For Management
6 Re-elect Oliver Slipper as Director For For Management
7 Re-elect Peter Williams as Director For For Management
8 Re-elect Marc Brown as Director For For Management
9 Re-elect Jorg Mohaupt as Director For For Management
10 Re-elect Peter Parmenter as Director For For Management
11 Re-elect Gabby Logan as Director For For Management
12 Appoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 02318 Security ID: Y69790106
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve Report of the Auditors and For For Management
Audited Financial Statements
5 Declare Final Dividend For For Management
6 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian LLP as the PRC Auditor and
PricewaterhouseCoopers as the
International Auditor and Authorize
Board to Fix Their Remuneration
7 Elect Cai Fangfang as Director For For Management
8 Authorize Board to Fix Independent For For Management
Supervisors' Remuneration
9 Approve the General Mandate to Issue For Against Management
and Allot Additional H Shares and
Amend Articles of Association Re: New
Capital Structure Upon Allotment of H
Shares
--------------------------------------------------------------------------------
PLATFORM SPECIALTY PRODUCTS CORPORATION
Ticker: PAH Security ID: 72766Q105
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin E. Franklin For For Management
1.2 Elect Director Daniel H. Leever For For Management
1.3 Elect Director Ian G.H. Ashken For For Management
1.4 Elect Director Nicolas Berggruen For For Management
1.5 Elect Director Michael F. Goss For For Management
1.6 Elect Director Ryan Israel For For Management
1.7 Elect Director E. Stanley O'Neal For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PROSIEBENSAT.1 MEDIA AG
Ticker: PSM Security ID: D6216S143
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.47 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2014
6a Elect Lawrence Aidem to the For For Management
Supervisory Board
6b Elect Antoinette Aris to the For For Management
Supervisory Board
6c Elect Werner Brandt to the Supervisory For For Management
Board
6d Elect Adam Cahan to the Supervisory For For Management
Board
6e Elect Stefan Dziarski to the For For Management
Supervisory Board
6f Elect Philipp Freise to the For For Management
Supervisory Board
6g Elect Marion Helmes to the Supervisory For For Management
Board
6h Elect Erik Huggers to the Supervisory For For Management
Board
6i Elect Harald Wiedmann to the For For Management
Supervisory Board
7 Amend Articles Re: Remuneration of For For Management
Supervisory Board
8 Approve Creation of EUR 65 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9.1 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.5
Billion
9.2 Approve Creation of EUR 43 Million For For Management
Pool of Capital to Guarantee
Conversion Rights
10 Amend Articles Re: Notification of For For Management
Significant Shareholdings
11.1 Amend Affiliation Agreements with For For Management
Subsidiaries
11.2 Amend Affiliation Agreements with For For Management
Subsidiaries
11.3 Amend Affiliation Agreements with For For Management
Subsidiaries
11.4 Amend Affiliation Agreements with For For Management
Subsidiaries
11.5 Amend Affiliation Agreements with For For Management
Subsidiaries
11.6 Amend Affiliation Agreements with For For Management
Subsidiaries
11.7 Amend Affiliation Agreements with For For Management
Subsidiaries
11.8 Amend Affiliation Agreements with For For Management
Subsidiaries
11.9 Amend Affiliation Agreements with For For Management
Subsidiaries
11.10 Amend Affiliation Agreements with For For Management
Subsidiaries
11.11 Amend Affiliation Agreements with For For Management
Subsidiaries
11.12 Amend Affiliation Agreements with For For Management
Subsidiaries
11.13 Amend Affiliation Agreements with For For Management
Subsidiaries
11.14 Amend Affiliation Agreements with For For Management
Subsidiaries
11.15 Amend Affiliation Agreements with For For Management
Subsidiaries
11.16 Amend Affiliation Agreements with For For Management
Subsidiaries
11.17 Amend Affiliation Agreements with For For Management
Subsidiaries
11.18 Amend Affiliation Agreements with For For Management
Subsidiaries
11.19 Amend Affiliation Agreements with For For Management
Subsidiaries
11.20 Amend Affiliation Agreements with For For Management
Subsidiaries
11.21 Amend Affiliation Agreements with For For Management
Subsidiaries
--------------------------------------------------------------------------------
PT GLOBAL MEDIACOM TBK
Ticker: BMTR Security ID: Y7119T144
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Report For For Management
2 Approve Financial Statements and For For Management
Discharge Directors and Commissioners
3 Approve Allocation of Income For For Management
4 Elect Directors and Commissioners For Against Management
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
1 Authorize Commissioners to Issue For Against Management
Shares Pursuant to the Employee and
Management Stock Option Program (EMSOP)
2 Approve Issuance of New Shares to be For Against Management
Allocated for the EMSOP
3 Approve Issuance of Equity Shares For For Management
without Preemptive Rights, which was
Approved at the EGM Dated April 30,
2013
--------------------------------------------------------------------------------
PT MATAHARI DEPARTMENT STORE TBK
Ticker: LPPF Security ID: Y7139L105
Meeting Date: APR 11, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports and Discharge
Directors and Commissioners
2 Approve Allocation of Income For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Amend Articles of Association For For Management
5 Elect Directors and Commissioners and For Against Management
Approve Their Remuneration
6 Reaffirm Composition of the Company's For For Management
Shareholders
--------------------------------------------------------------------------------
PT MATAHARI DEPARTMENT STORE TBK
Ticker: LPPF Security ID: Y7139L105
Meeting Date: JUN 02, 2014 Meeting Type: Special
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Pledging of Assets for Debt For For Management
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PTT GLOBAL CHEMICAL PUBLIC CO., LTD.
Ticker: PTTGC Security ID: Y7150W105
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Company's Operation and For For Management
Business Plan
3 Accept Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend of THB 3.40 Per Share
5.1 Elect Prasert Bunsumpun as Director For For Management
5.2 Elect Amnuay Preemonwong as Director For For Management
5.3 Elect Samerjai Suksumek as Director For For Management
5.4 Elect Sarun Rungkasiri as Director For For Management
5.5 Elect Bowon Vongsinudom as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Other Business For Against Management
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PUBLICIS GROUPE SA
Ticker: PUB Security ID: F7607Z165
Meeting Date: MAY 28, 2014 Meeting Type: Annual/Special
Record Date: MAY 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.10 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Transaction with BNP Paribas For For Management
Re: Loan Agreement
6 Approve Transaction with Societe For For Management
Generale Re: Loan Agreement
7 Reelect Claudine Bienaime as For For Management
Supervisory Board Member
8 Reelect Michel Halperin as Supervisory For For Management
Board Member
9 Approve Remuneration of Supervisory For For Management
Board Members in the Aggregate Amount
of EUR 1.20 Million
10 Advisory Vote on Compensation of For For Management
Maurice Levy, Chairman of the
Management Board
11 Advisory Vote on Compensation of For For Management
Jean-Michel Etienne, Jean-Yves Naouri,
and Kevin Roberts, Members of the
Management Board
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 30 Million
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 9 Million
15 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 9 Million
16 Authorize Capitalization of Reserves For For Management
of Up to EUR 30 Million for Bonus
Issue or Increase in Par Value
17 Authorize Capital Increase of Up to For For Management
EUR 9 Million for Future Exchange
Offers
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize up to 5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
International Employees
22 Authorize Filing of Required For For Management
Documents/Other Formalities
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RANDSTAD HOLDING NV
Ticker: RAND Security ID: N7291Y137
Meeting Date: APR 03, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Receive Report of Management Board None None Management
(Non-Voting)
2b Discuss Remuneration Report None None Management
2c Adopt Financial Statements and For For Management
Statutory Reports
2d Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2e Approve Dividends of EUR 0.95 Per Share For For Management
3a Approve Discharge of Management Board For For Management
3b Approve Discharge of Supervisory Board For For Management
4 Elect Heutink to Executive Board For For Management
5a Reelect Kampouri Monnas to Supervisory For For Management
Board
5b Elect Dorjee to Supervisory Board For For Management
6a Grant Board Authority to Issue Shares For For Management
Up To 3 Percent of Issued Capital
6b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 6a
6c Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Ratify Deloitte as Auditors For For Management
8 Other Business (Non-Voting) None None Management
9 Close Meeting None None Management
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REXEL
Ticker: RXL Security ID: F7782J366
Meeting Date: MAY 22, 2014 Meeting Type: Annual/Special
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Regarding
New Transactions
6 Approve Severance Payment Agreement For For Management
with Catherine Guillouard
7 Approve Amendment to Severance Payment For For Management
Agreement with Rudy Provoost Re:
Performance Criteria
8 Approve Amendment to Severance Payment For For Management
Agreement with Pascal Martin Re:
Performance Criteria
9 Approve Amendment to Severance Payment For For Management
Agreement with Catherine Guillouard
Re: Performance Criteria
10 Advisory Vote on Compensation of Rudy For For Management
Provoost, Chairman of the Management
Board
11 Advisory Vote on Compensation of For For Management
Catherine Guillouard and Pascal
Martin, Members of the Management Board
12 Elect Pier Luigi Sigismondi as For For Management
Supervisory Board Member
13 Ratify Appointment of Monika Ribar as For For Management
Supervisory Board Member
14 Ratify Appointment of Francois Henrot For For Management
as Supervisory Board Member
15 Ratify Appointment of Hendrica For For Management
Verhagen as Supervisory Board Member
16 Reelect Hendrica Verhagen as For For Management
Supervisory Board Member
17 Reelect Patrick Sayer as Supervisory For Against Management
Board Member
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Approve Remuneration of Supervisory For For Management
Board Members in the Aggregate Amount
of EUR 1.31 Million
20 Ratify Change of Registered Office to For For Management
13, Boulevard du Fort de Vaux, 75017
Paris ; and Bylaws Accordingly
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 800 Million
23 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 280 Million
24 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 280 Million
25 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 22-24
26 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
27 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
International Employees
29 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
30 Authorize Capital Increase of Up to For Against Management
EUR 250 Million for Future Exchange
Offers
31 Authorize Capitalization of Reserves For For Management
of Up to EUR 200 Million for Bonus
Issue or Increase in Par Value
32 Amend Article 11-2 of Bylaws Re: For Against Management
Shareholding Disclosure Thresholds
33 Adopt One-Tiered Board Structure, and For For Management
Amend Bylaws Accordingly
34 Subject to Approval of Item 33 Above, For For Management
Transfer to the Board of Directors
Authorization to Issue Restricted
Shares Granted to the Management Board
by the May 22, 2013 AGM (Item 15)
35 Subject to Approval of Item 33, Elect For For Management
Rudy Provoost as Director
36 Subject to Approval of Item 33, Elect For For Management
Roberto Quarta as Director
37 Subject to Approval of Item 33, Elect For Against Management
Patrick Sayer as Director
38 Subject to Approval of Item 33, Elect For Against Management
Vivianne Akriche as Director
39 Subject to Approval of Item 33, Elect For For Management
Thomas Farrell as Director
40 Subject to Approval of Item 33, Elect For For Management
Fritz Frohlich as Director
41 Subject to Approval of Item 33, Elect For For Management
Francois Henrot as Director
42 Subject to Approval of Item 33, Elect For For Management
Monika Ribar as Director
43 Subject to Approval of Item 33, Elect For For Management
Pier Luigi Sigismondi as Director
44 Subject to Approval of Item 33, Elect For For Management
Hendrica Verhagen as Director
45 Authorize Filing of Required For For Management
Documents/Other Formalities
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RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report for UK Law For For Management
Purposes
4 Approve Remuneration Report for For For Management
Australian Law Purposes
5 Approve Potential Termination Benefits For For Management
6 Elect Anne Lauvergeon as Director For For Management
7 Elect Simon Thompson as Director For For Management
8 Re-elect Robert Brown as Director For For Management
9 Re-elect Jan du Plessis as Director For For Management
10 Re-elect Michael Fitzpatrick as For For Management
Director
11 Re-elect Ann Godbehere as Director For For Management
12 Re-elect Richard Goodmanson as Director For For Management
13 Re-elect Lord Kerr as Director For For Management
14 Re-elect Chris Lynch as Director For For Management
15 Re-elect Paul Tellier as Director For For Management
16 Re-elect John Varley as Director For For Management
17 Re-elect Sam Walsh as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Approve Scrip Dividend For For Management
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SABMILLER PLC
Ticker: SAB Security ID: G77395104
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: JUL 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Guy Elliott as Director For For Management
4 Re-elect Mark Armour as Director For For Management
5 Re-elect Geoffrey Bible as Director For For Management
6 Re-elect Alan Clark as Director For For Management
7 Re-elect Dinyar Devitre as Director For For Management
8 Re-elect Lesley Knox as Director For For Management
9 Re-elect Graham Mackay as Director For For Management
10 Re-elect John Manser as Director For For Management
11 Re-elect John Manzoni as Director For For Management
12 Re-elect Miles Morland as Director For For Management
13 Re-elect Dr Dambisa Moyo as Director For For Management
14 Re-elect Carlos Perez Davila as For For Management
Director
15 Re-elect Alejandro Santo Domingo For For Management
Davila as Director
16 Re-elect Helen Weir as Director For For Management
17 Re-elect Howard Willard as Director For For Management
18 Re-elect Jamie Wilson as Director For For Management
19 Approve Final Dividend For For Management
20 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
21 Authorise Board to Fix Remuneration of For For Management
Auditors
22 Authorise Issue of Equity with For For Management
Pre-emptive Rights
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Market Purchase of Ordinary For For Management
Shares
25 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
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SACYR SA
Ticker: SCYR Security ID: E6038H118
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: JUN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2.1 Approve Treatment of Net Loss For For Management
2.2 Approve Application of Reserves to For For Management
Offset Losses
3 Approve Discharge of Board For For Management
4 Fix Number of Directors at 14 For For Management
5 Approve Remuneration of Executive For Against Management
Director
6 Renew Appointment of Ernst & Young as For For Management
Auditor
7.1 Amend Article 43 Re: Director For For Management
Remuneration
7.2 Amend Articles Re: Board and For For Management
Committees, Annual Corporate
Governance Report and Annual Reports
8 Authorize Increase in Capital up to 50 For Against Management
Percent via Issuance of Equity or
Equity-Linked Securities without
Preemptive Rights
9 Authorize Issuance of Convertible For Against Management
Bonds, Debentures, Warrants, and Other
Debt Securities without Preemptive
Rights up to EUR 800 Million
10 Authorize Issuance of Non-Convertible For Against Management
Bonds up to EUR 800 Million, and
Promissory Notes up to EUR 800 Million
11 Authorize Share Repurchase Program For For Management
12 Amend Article 19 of General Meeting For For Management
Regulations Re: Shareholder Right to
Information
13 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
14 Advisory Vote on Remuneration Policy For Against Management
Report
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SAMSONITE INTERNATIONAL S.A.
Ticker: 01910 Security ID: L80308106
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Results for the For For Management
Year 2013
3 Approve Cash Distribution For For Management
4a Elect Kyle Francis Gendreau as Director For For Management
4b Elect Ying Yeh as Director For For Management
5 Elect Tom Korbas as Director For For Management
6 Renew Mandate Granted to KPMG For For Management
Luxembourg S.a.r.l. as Statutory
Auditor
7 Approve Appointment of KPMG LLP as For For Management
External Auditor
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9 Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
10 Approve Discharge of Directors and For For Management
Auditors
11 Approve Remuneration of Directors For For Management
12 Authorize Board to Fix the For For Management
Remuneration of KPMG Luxembourg S.a r.
l.
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SAMSUNG HEAVY INDUSTRIES CO. LTD.
Ticker: 010140 Security ID: Y7474M106
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 500 per Share
2 Elect Yoon Young-Ho as Inside Director For For Management
and Shin Jong-Gye as Outside Director
(Bundled)
3 Elect Kwak Dong-Hyo as Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
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SANITEC CORPORATION
Ticker: SNTC Security ID: X7568G115
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector or Shareholder For Did Not Vote Management
Representative(s) of Minutes of Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive CEO's Review None None Management
8 Receive Financial Statements and None None Management
Statutory Reports
9 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
10 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.22 Per Share
11 Approve Discharge of Board and For Did Not Vote Management
President
12 Approve Remuneration of Directors and For Did Not Vote Management
Auditors
13 Fix Number of Directors at 8 For Did Not Vote Management
14 Reelect Fredrik Cappelen (Chairman), For Did Not Vote Management
Adrian Barden, Johan Brygge, Caspar
Callerstrom, Margareta Lehmann, Pekka
Lettijeff, and Ulf Mattsson as
Directors; Elect Joakim Rubin as New
Director
15 Ratify KPMG as Auditors For Did Not Vote Management
16 Authorize Chairman of Board and For Did Not Vote Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
17 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
18 Amend Articles Re: Amend Articles of For Did Not Vote Management
Association to Swedish
19 Approve Restricted Stock Plan For Did Not Vote Management
20 Close Meeting None None Management
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SCHNEIDER ELECTRIC SA
Ticker: SU Security ID: F86921107
Meeting Date: MAY 06, 2014 Meeting Type: Annual/Special
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 1.87 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Severance Payment Agreement For For Management
and Additional Pension Scheme
Agreement with Jean-Pascal Tricoire
6 Approve Severance Payment Agreement For For Management
and Additional Pension Scheme
Agreement with Emmanuel Babeau
7 Advisory Vote on Compensation of For For Management
Jean-Pascal Tricoire
8 Advisory Vote on Compensation of For For Management
Emmanuel Babeau
9 Elect Linda Knoll as Director For For Management
10 Reelect Noel Forgeard as Director For For Management
11 Reelect Willy Kissling as Director For For Management
12 Reelect Cathy Kopp as Director For For Management
13 Reelect Henri Lachmann as Director For For Management
14 Reelect Richard Thoman as Director For For Management
15 Ratify Appointment of Jeong Kim as For For Management
Director
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Approve Change of Corporate Form to For For Management
Societas Europaea (SE)
18 Change Company Name to Schneider For For Management
Electric SE and Amend Bylaws
Accordingly, Pursuant to Item Above
19 Amend Articles 1 and 3 of Bylaws Re: For For Management
Change of Corporate Form
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for International Subsidiaries
22 Authorize Filing of Required For For Management
Documents/Other Formalities
23 Elect Lone Fonss Schroder as Director For For Management
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SEAMLESS DISTRIBUTION AB
Ticker: SEAM Security ID: W82216107
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Allocation of Income and For For Management
Omission of Dividend
10 Approve Discharge of Board and For For Management
President
11 Receive Nominating Committee's Report None None Management
12 Determine Number of Members (5) and For For Management
Deputy Members (0) of Board
13 Approve Remuneration of Directors in For For Management
the Amount SEK 500,000 to the Chairman
and SEK 400,000 for Other Directors;
Approve Remuneration of Auditors
14 Reelect Michael Sundin (Chairman), For For Management
Peter Fredell, Robin Saunders, Omar
Cordes, and Martin Borresen as
Directors
15 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
16 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
17 Approve Issuance of up to 10 Million For Against Management
Shares without Preemptive Rights
18 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
19 Approve Warrants Plan for Key Employees For For Management
20 Close Meeting None None Management
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SHINSEI BANK LTD.
Ticker: 8303 Security ID: J7385L103
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Toma, Shigeki For For Management
1.2 Elect Director Nakamura, Yukio For For Management
1.3 Elect Director J. Christopher Flowers For For Management
1.4 Elect Director Ernest M. Higa For For Management
1.5 Elect Director Kani, Shigeru For For Management
1.6 Elect Director Makihara, Jun For For Management
2.1 Appoint Statutory Auditor Shiga, Kozue For For Management
2.2 Appoint Statutory Auditor Tomimura, For For Management
Ryuichi
3.1 Appoint Alternate Statutory Auditor For For Management
Taima, Kojiro
3.2 Appoint Alternate Statutory Auditor For For Management
Yasuda, Makiko
4 Approve Retirement Bonus Payment for For Against Management
Statutory Auditors
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SINA CORPORATION
Ticker: SINA Security ID: G81477104
Meeting Date: NOV 18, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Reelect Mr. Ter Fung Tsao For For Management
as Director
2 Approve to Reelect Mr. Yichen Zhang as For For Management
Director
3 Approve Appointment of For For Management
Pricewaterhousecoopers Zhong Tian LLP
as Auditors of the Company
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SKANSKA AB
Ticker: SKA B Security ID: W83567110
Meeting Date: APR 03, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive President's Report None None Management
8 Receive Financial Statements and None None Management
Statutory Reports
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income and For For Management
Dividends of SEK 6.25 Per Share
11 Approve Discharge of Board and For For Management
President
12 Change Location of Registered Office For For Management
of the Board of Directors (Article
Amendment)
13 Determine Number of Members (10) and For For Management
Deputy Members (0) of Board
14 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.9 Million for
Chairman and SEK 625,000 for Other
Directors; Approve Compensation for
Committee Work; Approve Remuneration
of Auditors
15 Reelect Re-election of Stuart Graham, For For Management
Johan Karlstrom, Fredrik Lundberg,
Sverker Martin-Lof, Adrian Montague,
Charlotte Stromberg, Matti Sundberg
and Par Ostberg as Directors; Elect
John Carrig and Nina Linander as New
Directors
16 Ratify KPMG as Auditors For For Management
17 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
18a Authorize Repurchase of up to 4.5 For For Management
Million Series B Shares to Fund
2014-2016 Long-Term Incentive Plan
18b Approve Transfer of up to 763,000 For For Management
Series B Shares to Cover Certain Costs
Related to Outstanding Incentive Plans
19 Close Meeting None None Management
--------------------------------------------------------------------------------
SMC CORP.
Ticker: 6273 Security ID: J75734103
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 90
2 Amend Articles To Indemnify Directors For For Management
and Statutory Auditors
3.1 Elect Director Takada, Yoshiyuki For For Management
3.2 Elect Director Maruyama, Katsunori For For Management
3.3 Elect Director Usui, Ikuji For For Management
3.4 Elect Director Tomita, Katsunori For For Management
3.5 Elect Director Kosugi, Seiji For For Management
3.6 Elect Director Satake, Masahiko For For Management
3.7 Elect Director Takada, Yoshiki For For Management
3.8 Elect Director Ohashi, Eiji For For Management
3.9 Elect Director Kuwahara, Osamu For For Management
3.10 Elect Director Mogi, Iwao For For Management
3.11 Elect Director Shikakura, Koichi For For Management
3.12 Elect Director Ogura, Koji For For Management
3.13 Elect Director Kawada, Motoichi For For Management
3.14 Elect Director Takada, Susumu For For Management
3.15 Elect Director German Berakoetxea For For Management
3.16 Elect Director Lup Yin Chan For For Management
3.17 Elect Director Kaizu, Masanobu For For Management
3.18 Elect Director Steve Bangs For For Management
4 Approve Retirement Bonus Payment for For For Management
Director
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SOCIETE GENERALE
Ticker: GLE Security ID: F43638141
Meeting Date: MAY 20, 2014 Meeting Type: Annual/Special
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 per Share
4 Approve Auditors' Special Report For For Management
Mentioning the Absence of
Related-Party Transactions
5 Advisory Vote on Compensation of For For Management
Frederic Oudea, Chairman and CEO
6 Advisory Vote on Compensation of For For Management
Severin Cabannes, Jean-Francois
Sammarcelli and Bernardo Sanchez
Incera, Vice-CEOs
7 Advisory Vote on the Aggregate For For Management
Remuneration Granted in 2013 to Senior
Management, Responsible Officers and
Regulated Risk-Takers
8 Fix Maximum Variable Compensation For For Management
Ratio for Executives and Risk Takers
9 Reelect Robert Castaigne as Director For For Management
10 Elect Lorenzo Bini Smaghi as Director For For Management
11 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 399 Million
and/or Capitalization of Reserves of
up to EUR 550 Million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 99.839 Million
14 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
15 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
16 Authorize Issuance of Convertible For For Management
Bonds for Private Placements without
Preemptive Rights, up to Aggregate
Nominal Ammount of EUR 99.839 Million
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
18 Authorize up to 2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9984 Security ID: J75963108
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Goto, Yoshimitsu For For Management
2.2 Elect Director Fujihara, Kazuhiko For For Management
2.3 Elect Director Nagamori, Shigenobu For For Management
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STATOIL ASA
Ticker: STL Security ID: R8413J103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Elect Chairman of Meeting For Did Not Vote Management
4 Approve Notice of Meeting and Agenda For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Accept Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 7.00
Per Share
7 Withdraw Company from Tar Sands Against Did Not Vote Shareholder
Activities in Canada
8 Withdraw Company from Ice-Laden Against Did Not Vote Shareholder
Activities in the Arctic
9 Approve Company's Corporate Governance For Did Not Vote Management
Statement
10 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
11 Approve Remuneration of Auditors For Did Not Vote Management
12a Reelect Olaug Svarva as Member of For Did Not Vote Management
Corporate Assembly
12b Reelect Idar Kreutzer as Member of For Did Not Vote Management
Corporate Assembly
12c Reelect Karin Aslaksen as Member of For Did Not Vote Management
Corporate Assembly
12d Reelect Greger Mannsverk as Member of For Did Not Vote Management
Corporate Assembly
12e Reelect Steinar Olsen as Member of For Did Not Vote Management
Corporate Assembly
12f Reelect Ingvald Strommen as Member of For Did Not Vote Management
Corporate Assembly
12g Reelect Rune Bjerke as Member of For Did Not Vote Management
Corporate Assembly
12h Reelect Siri Kalvig as Member of For Did Not Vote Management
Corporate Assembly
12i Reelect Barbro Haetta as Member of For Did Not Vote Management
Corporate Assembly
12j Elect Terje Venold as Member of For Did Not Vote Management
Corporate Assembly
12k Elect Tone Lunde Bakker as Member of For Did Not Vote Management
Corporate Assembly
12l Elect Kjersti Kleven as Member of For Did Not Vote Management
Corporate Assembly
12m Reelect Arthur Sletteberg as Deputy For Did Not Vote Management
Member of Corporate Assembly
12n Reelect Bassim Haj as Deputy Member of For Did Not Vote Management
Corporate Assembly
12o Elect Nina Kivijervi as Deputy Member For Did Not Vote Management
of Corporate Assembly
12p Elect Birgitte Vartdal as Deputy For Did Not Vote Management
Members of Corporate Assembly
13 Approve Remuneration of Corporate For Did Not Vote Management
Assembly in the Amount of NOK 116,400
for the Chairman, NOK 61,400 for the
Vice Chairman, NOK 43,100 for Other
Members, and NOK 6,100 for Deputy
Members
14.1 Reelect Olaug Svarva as Member and For Did Not Vote Management
Chairman of Nominating Committee
14.2 Reelect Tom Rathe as Member of For Did Not Vote Management
Nominating Committee
14.3 Reelect Elisabeth Berge as Member of For Did Not Vote Management
Nominating Committee with Johan Alstad
as Personal Deputy
14.4 Elect Tone Bakker as New Member of For Did Not Vote Management
Nominating Committee
15 Approve Remuneration of Nominating For Did Not Vote Management
Committee in the Amount of NOK 11,600
for the Chairman and NOK 8,600 for
Other Members
16 Approve Quaterly Dividend Payment For Did Not Vote Management
17 Approve Equity Plan Financing For Did Not Vote Management
18 Authorize Share Repurchase Program and For Did Not Vote Management
Cancellation of Repurchased Shares
19 Terminate Engagement in Angola and Against Did Not Vote Shareholder
Azerbaijan
--------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 65
2.1 Elect Director Miyata, Koichi For For Management
2.2 Elect Director Kurumatani, Nobuaki For For Management
2.3 Elect Director Inoue, Atsuhiko For For Management
2.4 Elect Director Ota, Jun For For Management
2.5 Elect Director Yokoyama, Yoshinori For For Management
3 Appoint Statutory Auditor Nakao, For For Management
Kazuhiko
--------------------------------------------------------------------------------
SVENSKA CELLULOSA AB (SCA)
Ticker: SCA B Security ID: W90152120
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive Review by Chairman and CEO None None Management
8a Accept Financial Statements and For For Management
Statutory Reports
8b Approve Allocation of Income and For For Management
Dividends of SEK 4.75 Per Share
8c Approve Discharge of Board and For For Management
President
9 Determine Number of Members (9) and For For Management
Deputy Members (0) of Board
10 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 2.1 Million for
Chairman, and SEK 700,000 for
Non-Executive Directors; Approve
Remuneration for Committee Work;
Approve Remuneration of Auditors
12 Reelect Par Boman, Rolf Borjesson, Jan For For Management
Johansson, Leif Johansson, Sverker
Martin-Lof (Chairman), Bert Nordberg,
Anders Nyren, Louise Svanberg, and
Barbara Thoralfsson as Directors
13 Ratify PricewaterhouseCoopers as For For Management
Auditors
14 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
TATA MOTORS LTD.
Ticker: 500570 Security ID: 876568502
Meeting Date: JUN 27, 2014 Meeting Type: Special
Record Date: MAY 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Payment of Minimum For Against Management
Remuneration to R. Pisharody,
Executive Director (Commercial
Vehicles)
2 Approve Payment of Minimum For Against Management
Remuneration to S. Borwankar,
Executive Director (Quality)
3 Ratify Excess Remuneration Paid to K. For Against Management
Slym, Managing Director
4 Approve Increase in Borrowing Powers For For Management
5 Approve Pledging of Assets for Debt For For Management
6 Approve Issuance of Non-Convertible For For Management
Debentures
--------------------------------------------------------------------------------
TELEFONICA DEUTSCHLAND HOLDING AG
Ticker: O2D Security ID: D8T9CK101
Meeting Date: FEB 11, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve EUR 3.7 Billion Share Capital For For Management
Increase via Issuance of New Shares
with Preemptive Rights
2 Approve Creation of EUR 475 Million For For Management
Pool of Capital without Preemptive
Rights
3 Approve Issuance of Warrants/Bonds For Against Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 3
Billion; Approve Creation of EUR 558.5
Million Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
TELEFONICA DEUTSCHLAND HOLDING AG
Ticker: O2D Security ID: D8T9CK101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.47 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2014
6 Approve Increase in Size of Board to For For Management
16 Members
7a Elect Anne Ashford to the Supervisory For For Management
Board
7b Elect Antonio Ledesma Santiago to the For Against Management
Supervisory Board
8 Approve EUR 3.7 Billion Share Capital For For Management
Increase via Issuance of New Shares
with Preemptive Rights
--------------------------------------------------------------------------------
TOKYO TATEMONO CO. LTD.
Ticker: 8804 Security ID: J88333117
Meeting Date: MAR 28, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Appoint Statutory Auditor Hanazawa, For For Management
Toshiyuki
2.2 Appoint Statutory Auditor Uehara, For For Management
Masahiro
--------------------------------------------------------------------------------
TOURMALINE OIL CORP.
Ticker: TOU Security ID: 89156V106
Meeting Date: JUN 04, 2014 Meeting Type: Annual/Special
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eleven For For Management
2.1 Elect Director Michael L. Rose For For Management
2.2 Elect Director William D. Armstrong For For Management
2.3 Elect Director Lee A. Baker For For Management
2.4 Elect Director Robert W. Blakely For For Management
2.5 Elect Director John W. Elick For For Management
2.6 Elect Director Kevin J. Keenan For For Management
2.7 Elect Director Phillip A. Lamoreaux For For Management
2.8 Elect Director Andrew B. MacDonald For For Management
2.9 Elect Director Clayton H. Riddell For For Management
2.10 Elect Director Brian G. Robinson For For Management
2.11 Elect Director Robert N. Yurkovich For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Re-approve Share Option Plan For For Management
5 Amend Share Option Plan For For Management
6 Approve Stock Option Plan Grants For For Management
--------------------------------------------------------------------------------
TREASURY WINE ESTATES LTD.
Ticker: TWE Security ID: Q9194S107
Meeting Date: OCT 23, 2013 Meeting Type: Annual
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Paul Rayner as Director For For Management
4 Elect Warwick Every-Burns as Director For For Management
5 Approve the Proportional Takeover For For Management
Provisions
6 Appoint KPMG as Auditor of the Company For For Management
7 ***Withdrawn Resolution*** Approve the None None Management
Grant of Up to 458,404 Performance
Rights to David Dearie, Chief
Executive Officer of the Company
--------------------------------------------------------------------------------
UBS AG
Ticker: UBSN Security ID: H89231338
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 0.25 per Share from
Capital Contribution Reserve
3 Approve Discharge of Board and Senior For For Management
Management
4 Amend Articles Re: Ordinance Against For For Management
Excessive Remuneration at Listed
Companies
5 Advisory Vote on the EU Capital For For Management
Requirements Directive of 2013 (CRD IV)
6.1a Reelect Axel Weber as Director and For For Management
Board Chairman
6.1b Reelect Michel Demare as Director For For Management
6.1c Reelect David Sidwell as Director For For Management
6.1d Reelect Reto Francioni as Director For For Management
6.1e Reelect Ann Godbehere as Director For For Management
6.1f Reelect Axel Lehmann as Director For For Management
6.1g Reelect Helmut Panke as Director For For Management
6.1h Reelect William Parrett as Director For For Management
6.1i Reelect Isabelle Romy as Director For For Management
6.1j Reelect Beatrice Weder di Mauro as For For Management
Director
6.1k Reelect Joseph Yam as Director For For Management
6.2.1 Appoint Ann Godbehere as Member of the For For Management
Human Resources and Compensation
Committee
6.2.2 Appoint Michel Demare as Member of the For For Management
Human Resources and Compensation
Committee
6.2.3 Appoint Helmut Panke as Member of the For For Management
Human Resources and Compensation
Committee
6.2.4 Appoint Reto Francioni as Member of For For Management
the Human Resources and Compensation
Committee
6.3 Designate ADB Altorfer Duss & For For Management
Beilstein AG as Independent Proxy
6.4 Ratify Ernst & Young AG as Auditors For For Management
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
UNICREDIT SPA
Ticker: UCG Security ID: T960AS101
Meeting Date: MAY 13, 2014 Meeting Type: Annual/Special
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.a Approve Allocation of Income For For Management
2.b Approve Stock Dividend Program For For Management
2.c Restore Legal Reserve through Share For For Management
Premium Reserve
3 Appoint Alternate Internal Statutory None For Management
Auditor
4 Approve Remuneration of Common For For Management
Representative for Saving Shares
5 Fix Maximum Variable Compensation Ratio For For Management
6 Approve Remuneration Report For For Management
7 Approve 2014 Group Incentive System For For Management
8 Approve Group Employees Share For For Management
Ownership Plan 2014
1 Authorize Capitalization of Reserves For For Management
for a Bonus Issue
2 Amend Company Bylaws Re: Art. 8 For For Management
(Compensation Related)
3 Authorize Board to Increase Capital to For For Management
Service Incentive Plans
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against Against Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
--------------------------------------------------------------------------------
VIVENDI
Ticker: VIV Security ID: F97982106
Meeting Date: JUN 24, 2014 Meeting Type: Annual/Special
Record Date: JUN 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions
4 Approve Treatment of Losses and For For Management
Dividends of EUR 1.00 per Share
5 Advisory Vote on Compensation of For For Management
Jean-Francois Dubos, Chairman of the
Management Board
6 Advisory Vote on Compensation of For For Management
Philippe Capron, Member of the
Management Board up to Dec. 31, 2013
7 Reelect Aliza Jabes as Supervisory For For Management
Board Member
8 Reelect Daniel Camus as Supervisory For For Management
Board Member
9 Elect Katie Jacobs Stanton as For For Management
Supervisory Board Member
10 Elect Virginie Morgon as Supervisory For For Management
Board Member
11 Elect Philippe Benacin as Supervisory For For Management
Board Member
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
16 Approve Stock Purchase Plan Reserved For For Management
for International Employees
17 Amend Article 8 of Bylaws Re: For For Management
Appointment of Employee Representatives
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: JAN 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of All of the Shares For For Management
in Vodafone Americas Finance 1 by
Vodafone 4 Limited to Verizon
Communications Inc
2 Approve Matters Relating to the Return For For Management
of Value to Shareholders
3 Authorise Market Purchase of Ordinary For For Management
Shares
4 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JAN 28, 2014 Meeting Type: Court
Record Date: JAN 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
WESTJET AIRLINES LTD.
Ticker: WJA Security ID: 960410207
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Twelve For For Management
2.1 Elect Director Clive J. Beddoe For For Management
2.2 Elect Director Hugh Bolton For For Management
2.3 Elect Director Ron A. Brenneman For For Management
2.4 Elect Director Antonio Faiola For For Management
2.5 Elect Director Brett Godfrey For For Management
2.6 Elect Director Allan W. Jackson For For Management
2.7 Elect Director S. Barry Jackson For For Management
2.8 Elect Director Wilmot L. Matthews For For Management
2.9 Elect Director L. Jacques Menard For For Management
2.10 Elect Director L.M. (Larry) Pollock For For Management
2.11 Elect Director Janice Rennie For For Management
2.12 Elect Director Gregg Saretsky For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Advance Notice Policy For For Management
5 The Undersigned Hereby Certifies that None Abstain Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian
(in the case of Common Voting
Shareholders) or a Non-Canadian (in
the case of Variable Voting
Shareholders)
--------------------------------------------------------------------------------
YAHOO JAPAN CORPORATION
Ticker: 4689 Security ID: J95402103
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Miyasaka, Manabu For For Management
1.2 Elect Director Son, Masayoshi For For Management
1.3 Elect Director Kawabe, Kentaro For For Management
1.4 Elect Director Oya, Toshiki For For Management
1.5 Elect Director Miyauchi, Ken For Against Management
1.6 Elect Director Imai, Yasuyuki For Against Management
1.7 Elect Director Kenneth Goldman For Against Management
--------------------------------------------------------------------------------
ZIGGO NV
Ticker: ZIGGO Security ID: N9837R105
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discuss Remuneration Report None None Management
4 Adopt Financial Statements For For Management
5a Receive Explanation on Dividend Policy None None Management
5b Approve Allocation of Income and For For Management
Dividends of EUR 0.95 per Share
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8 Announce Intention to Appoint Hendrik None None Management
de Groot to Executive Board
9 Ratify Ernst and Young as Auditors For For Management
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
11b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 11a
12 Other Business (Non-Voting) None None Management
13 Close Meeting None None Management
==================== BlackRock Managed Volatility Portfolio ====================
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: JAN 10, 2014 Meeting Type: Special
Record Date: DEC 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividend Distribution from For For Management
Legal Reserves
2 Elect of Homburger AG as Independent For For Management
Proxy
3 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
AINSWORTH LUMBER CO. LTD.
Ticker: ANS Security ID: 009037201
Meeting Date: OCT 29, 2013 Meeting Type: Special
Record Date: SEP 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by For For Management
Louisiana-Pacific Corporation
--------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC.
Ticker: ALEX Security ID: 014491104
Meeting Date: SEP 24, 2013 Meeting Type: Special
Record Date: AUG 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director David J. Anderson For For Management
1.3 Elect Director J. Barnie Beasley, Jr. For For Management
1.4 Elect Director Ralph D. Crosby, Jr. For For Management
1.5 Elect Director Linda A. Goodspeed For For Management
1.6 Elect Director Thomas E. Hoaglin For For Management
1.7 Elect Director Sandra Beach Lin For For Management
1.8 Elect Director Richard C. Notebaert For For Management
1.9 Elect Director Lionel L. Nowell, III For For Management
1.10 Elect Director Stephen S. Rasmussen For For Management
1.11 Elect Director Oliver G. Richard, III For For Management
1.12 Elect Director Sara Martinez Tucker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA
Ticker: ABI Security ID: B6399C107
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
A1 Exchange all Outstanding Warrants For For Management
under Executive and Senior Manager
Incentive Scheme into Stock Options
A2a Receive Special Board Report Re: None None Management
Authorized Capital
A2b Renew Authorization to Increase Share For For Management
Capital Up To 3 Percent of Issued
Capital
B1a Authorize Repurchase and Reissuance of For For Management
Up to 20 Percent of Issued Share
Capital
B1b Amend Articles to Reflect Changes in For For Management
Capital Re: Repurchase Authorization
under Item B1a
C1 Receive Directors' Reports (Non-Voting) None None Management
C2 Receive Auditors' Reports (Non-Voting) None None Management
C3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
C4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 2.05 per Share
C5 Approve Discharge of Directors For For Management
C6 Approve Discharge of Auditors For For Management
C7a Reelect Kees Storm as Independent For For Management
Director
C7b Reelect Mark Winkelman as Independent For For Management
Director
C7c Reelect Alexandre Van Damme as Director For For Management
C7d Reelect Gregoire de Spoelberch as For For Management
Director
C7e Reelect Carlos Alberto de Veiga For For Management
Sicupera as Director
C7f Reelect Marcel Herrmann Telles as For For Management
Director
C7g Elect Paulo Lemann as Director For Against Management
C7h Elect Alexandre Behring as Director For Against Management
C7i Elect Elio Leoni Sceti as Independent For For Management
Director
C7j Elect Maria Asuncion Aramburuzabala For For Management
Larregui as Director
C7k Elect Valentin Diez Morodo as Director For For Management
C8a Approve Remuneration Report For For Management
C8b Approve Non-Employee Director Stock For For Management
Option Plan and According Stock Option
Grants to Non-Executive Directors
D1 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against Against Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Against Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
ARCELORMITTAL
Ticker: MT Security ID: L0302D129
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's and Auditor's Reports None None Management
I Approve Consolidated Financial For For Management
Statements
II Approve Financial Statements For For Management
III Approve Allocation of Income and For For Management
Dividends
IV Approve Remuneration of Directors For For Management
V Approve Discharge of Directors For For Management
VI Reelect Lakshmi N. Mittal as Director For For Management
VII Reelect Lewis B. Kaden as Director For For Management
VIII Reelect Antoine Spillman as Director For For Management
IX Reelect Bruno Lafont as Director For For Management
X Elect Michel Wurth as Director For For Management
XI Appoint Deloitte as Auditor For For Management
XII Approve 2014 Performance Share Unit For For Management
Plan
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: G0593M107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Appoint KPMG LLP as Auditor For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5(a) Re-elect Leif Johansson as Director For For Management
5(b) Re-elect Pascal Soriot as Director For For Management
5(c) Elect Marc Dunoyer as Director For For Management
5(d) Re-elect Genevieve Berger as Director For For Management
5(e) Re-elect Bruce Burlington as Director For For Management
5(f) Elect Ann Cairns as Director For For Management
5(g) Re-elect Graham Chipchase as Director For For Management
5(h) Re-elect Jean-Philippe Courtois as For For Management
Director
5(i) Re-elect Rudy Markham as Director For For Management
5(j) Re-elect Nancy Rothwell as Director For For Management
5(k) Re-elect Shriti Vadera as Director For For Management
5(l) Re-elect John Varley as Director For For Management
5(m) Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Authorise EU Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
13 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Reuben V. Anderson For For Management
1.3 Elect Director Jaime Chico Pardo For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director James P. Kelly For For Management
1.6 Elect Director Jon C. Madonna For For Management
1.7 Elect Director Michael B. McCallister For For Management
1.8 Elect Director John B. McCoy For For Management
1.9 Elect Director Beth E. Mooney For For Management
1.10 Elect Director Joyce M. Roche For For Management
1.11 Elect Director Matthew K. Rose For For Management
1.12 Elect Director Cynthia B. Taylor For For Management
1.13 Elect Director Laura D'Andrea Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Severance For For Management
Agreements/Change-in-Control Agreements
5 Report on Indirect Political Against Against Shareholder
Contributions
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Lower Ownership Threshold for Action Against Against Shareholder
by Written Consent
--------------------------------------------------------------------------------
AVERY DENNISON CORPORATION
Ticker: AVY Security ID: 053611109
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradley A. Alford For For Management
1b Elect Director Anthony K. Anderson For For Management
1c Elect Director Peter K. Barker For For Management
1d Elect Director Rolf L. Borjesson For For Management
1e Elect Director Ken C. Hicks For For Management
1f Elect Director Charles H. Noski For For Management
1g Elect Director David E. I. Pyott For For Management
1h Elect Director Dean A. Scarborough For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Julia A. Stewart For For Management
1k Elect Director Martha N. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 03, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates, III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Meryl B. Witmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
4 Adopt Quantitative Goals for GHG and Against Against Shareholder
Other Air Emissions
5 Approve Annual Dividends Against Against Shareholder
--------------------------------------------------------------------------------
BG GROUP PLC
Ticker: BG. Security ID: G1245Z108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Elect Simon Lowth as Director For For Management
6 Elect Pam Daley as Director For For Management
7 Elect Martin Ferguson as Director For For Management
8 Re-elect Vivienne Cox as Director For For Management
9 Re-elect Chris Finlayson as Director None None Management
10 Re-elect Andrew Gould as Director For For Management
11 Re-elect Baroness Hogg as Director For For Management
12 Re-elect Dr John Hood as Director For For Management
13 Re-elect Caio Koch-Weser as Director For For Management
14 Re-elect Lim Haw-Kuang as Director For For Management
15 Re-elect Sir David Manning as Director For For Management
16 Re-elect Mark Seligman as Director For For Management
17 Re-elect Patrick Thomas as Director For For Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BHP BILLITON PLC
Ticker: BLT Security ID: G10877101
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: OCT 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint KPMG LLP as Auditors For For Management
3 Authorise the Risk and Audit Committee For For Management
to Fix Remuneration of Auditors
4 Authorise Issue of Equity with For For Management
Pre-emptive Rights
5 Authorise Issue of Equity without For For Management
Pre-emptive Rights
6 Authorise Market Purchase of Ordinary For For Management
Shares
7 Approve Remuneration Report For For Management
8 Approve Long Term Incentive Plan For For Management
9 Approve Grant of Deferred Shares and For For Management
Performance Shares under the Group's
Employee Equity Plans to Andrew
Mackenzie
10 Elect Andrew Mackenzie as Director For For Management
11 Re-elect Malcolm Broomhead as Director For For Management
12 Re-elect Sir John Buchanan as Director For For Management
13 Re-elect Carlos Cordeiro as Director For For Management
14 Re-elect David Crawford as Director For For Management
15 Re-elect Pat Davies as Director For For Management
16 Re-elect Carolyn Hewson as Director For For Management
17 Re-elect Lindsay Maxsted as Director For For Management
18 Re-elect Wayne Murdy as Director For For Management
19 Re-elect Keith Rumble as Director For For Management
20 Re-elect John Schubert as Director For For Management
21 Re-elect Shriti Vadera as Director For For Management
22 Re-elect Jac Nasser as Director For For Management
23 Elect Ian Dunlop, a Shareholder Against Against Shareholder
Nominee to the Board
--------------------------------------------------------------------------------
BMC SOFTWARE, INC.
Ticker: BMC Security ID: 055921100
Meeting Date: JUL 24, 2013 Meeting Type: Special
Record Date: JUN 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BNP PARIBAS SA
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 14, 2014 Meeting Type: Annual/Special
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Jean-Francois Lepetit as For For Management
Director
7 Reelect Baudouin Prot as Director For For Management
8 Reelect Fields Wicker-Miurin as For For Management
Director
9 Ratify Appointment and Reelect Monique For For Management
Cohen as Director
10 Elect Daniela Schwarzer as Director For For Management
11 Advisory Vote on Compensation of For For Management
Baudouin Prot, Chairman
12 Advisory Vote on Compensation of For For Management
Jean-Laurent Bonnafe, CEO
13 Advisory Vote on Compensation of For For Management
Georges Chodron de Courcel, Philippe
Bordenave, and Francois Villeroy de
Galhau, Vice-CEOs
14 Advisory Vote on the Overall Envelope For For Management
of Compensation of Certain Senior
Management, Responsible Officers and
the Risk-takers
15 Fix Maximum Variable Compensation For For Management
Ratio for Executives and Risk Takers
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 240 Million
18 Authorize Capital Increase of Up to For For Management
EUR 240 Million for Future Exchange
Offers
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
20 Set Total Limit for Capital Increase For For Management
without Preemptive Rights to Result
from Issuance Requests Under Items 17
to 19 at EUR 240 Million
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value
22 Set Total Limit for Capital Increase For For Management
with or without Preemptive Rights to
Result from Issuance Requests Under
Items 16 to 19 at EUR 1 Billion
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
24 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC
Ticker: BSY Security ID: G15632105
Meeting Date: NOV 22, 2013 Meeting Type: Annual
Record Date: NOV 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Chase Carey as Director For For Management
4 Re-elect Tracy Clarke as Director For For Management
5 Re-elect Jeremy Darroch as Director For For Management
6 Re-elect David DeVoe as Director For For Management
7 Re-elect Nick Ferguson as Director For For Management
8 Re-elect Martin Gilbert as Director For For Management
9 Elect Adine Grate as Director For For Management
10 Re-elect Andrew Griffith as Director For For Management
11 Re-elect Andy Higginson as Director For For Management
12 Elect Dave Lewis as Director For For Management
13 Re-elect James Murdoch as Director For For Management
14 Re-elect Matthieu Pigasse as Director For For Management
15 Re-elect Danny Rimer as Director For For Management
16 Re-elect Arthur Siskind as Director For For Management
17 Elect Andy Sukawaty as Director For For Management
18 Reappoint Deloitte LLP as Auditors and For For Management
Authorise Their Remuneration
19 Approve Remuneration Report For For Management
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Authorise Market Purchase of Ordinary For For Management
Shares
25 Authorise Off-Market Purchase of For For Management
Ordinary Shares
26 Approve the Twenty-First Century Fox For For Management
Agreement as a Related Party
Transaction
27 Approve 2013 Sharesave Scheme Rules For For Management
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director George S. Barrett For For Management
1.3 Elect Director Glenn A. Britt For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Calvin Darden For For Management
1.6 Elect Director Bruce L. Downey For For Management
1.7 Elect Director John F. Finn For For Management
1.8 Elect Director Patricia A. Hemingway For For Management
Hall
1.9 Elect Director Clayton M. Jones For For Management
1.10 Elect Director Gregory B. Kenny For For Management
1.11 Elect Director David P. King For For Management
1.12 Elect Director Richard C. Notebaert For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
CARNIVAL PLC
Ticker: CCL Security ID: G19081101
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Micky Arison as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
2 Re-elect Sir Jonathon Band as Director For For Management
of Carnival Corporation and as a
Director of Carnival plc
3 Re-elect Arnold Donald as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
4 Re-elect Richard Glasier as Director For For Management
of Carnival Corporation and as a
Director of Carnival plc
5 Re-elect Debra Kelly-Ennis as Director For For Management
of Carnival Corporation and as a
Director of Carnival plc
6 Re-elect Sir John Parker as Director For For Management
of Carnival Corporation and as a
Director of Carnival plc
7 Re-elect Stuart Subotnick as Director For For Management
of Carnival Corporation and as a
Director of Carnival plc
8 Re-elect Laura Weil as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
9 Re-elect Randall Weisenburger as For For Management
Director of Carnival Corporation and
as a Director of Carnival plc
10 Reappoint PricewaterhouseCoopers LLP For For Management
as Independent Auditors of Carnival
plc; Ratify the Selection of the U.S.
Firm of PricewaterhouseCoopers LLP as
the Independent Registered Certified
Public Accounting Firm of Carnival
Corporation
11 Authorise the Audit Committee of For For Management
Carnival plc to Fix Remuneration of
Auditors
12 Accept Financial Statements and For For Management
Statutory Reports
13 Advisory Vote to Approve Compensation For Against Management
of the Named Executive Officers
14 Approve Remuneration Report For Against Management
15 Approve Remuneration Policy For Against Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Approve Employee Share Plan For For Management
--------------------------------------------------------------------------------
CELANESE CORPORATION
Ticker: CE Security ID: 150870103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean S. Blackwell For For Management
1b Elect Director Martin G. McGuinn For For Management
1c Elect Director Daniel S. Sanders For For Management
1d Elect Director John K. Wulff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director Gregory Q. Brown For For Management
1d Elect Director M. Michele Burns For For Management
1e Elect Director Michael D. Capellas For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Roderick C. McGeary For For Management
1k Elect Director Arun Sarin For For Management
1l Elect Director Steven M. West For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Approve Proxy Advisor Competition Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
CNA FINANCIAL CORPORATION
Ticker: CNA Security ID: 126117100
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Liska For For Management
1.2 Elect Director Jose O. Montemayor For For Management
1.3 Elect Director Thomas F. Motamed For For Management
1.4 Elect Director Don M. Randel For For Management
1.5 Elect Director Joseph Rosenberg For For Management
1.6 Elect Director Andrew H. Tisch For For Management
1.7 Elect Director James S. Tisch For For Management
1.8 Elect Director Marvin Zonis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: CFR Security ID: H25662158
Meeting Date: SEP 12, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 1.00 per A Bearer
Share and CHF 0.10 per B Registered
Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Johann Rupert as Director For For Management
4.2 Reelect Franco Cologni as Director For For Management
4.3 Reelect Lord Douro as Director For For Management
4.4 Reelect Yves-Andre Istel as Director For For Management
4.5 Reelect Richard Lepeu as Director For For Management
4.6 Reelect Ruggero Magnoni as Director For For Management
4.7 Reelect Josua Malherbe as Director For For Management
4.8 Reelect Frederick Mostert as Director For For Management
4.9 Reelect Simon Murray as Director For For Management
4.10 Reelect Alain Dominique Perrin as For For Management
Director
4.11 Reelect Guillaume Pictet as Director For For Management
4.12 Reelect Norbert Platt as Director For For Management
4.13 Reelect Alan Quasha as Director For For Management
4.14 Reelect Maria Ramos as Director For For Management
4.15 Reelect Lord Renwick of Clifton as For For Management
Director
4.16 Reelect Jan Rupert as Director For For Management
4.17 Reelect Gary Saage as Director For For Management
4.18 Reelect Juergen Schrempp as Director For For Management
4.19 Elect Bernard Fornas as Director For For Management
4.20 Elect Jean-Blaise Eckert as Director For For Management
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6 Approve Conversion of A Bearer Shares For For Management
into Registered Shares
--------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: AUG 13, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Barram For For Management
1b Elect Director Erik Brynjolfsson For For Management
1c Elect Director Rodney F. Chase For For Management
1d Elect Director Judith R. Haberkorn For For Management
1e Elect Director Nancy Killefer For For Management
1f Elect Director J. Michael Lawrie For For Management
1g Elect Director Brian Patrick MacDonald For For Management
1h Elect Director Chong Sup Park For For Management
1i Elect Director Lawrence A. Zimmerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Non-Employee Director Restricted For For Management
Stock Plan
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: JUL 30, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. David Chatham For For Management
1.2 Elect Director Douglas C. Curling For For Management
1.3 Elect Director John C. Dorman For For Management
1.4 Elect Director Paul F. Folino For For Management
1.5 Elect Director Anand K. Nallathambi For For Management
1.6 Elect Director Thomas C. O'Brien For For Management
1.7 Elect Director Jaynie Miller Studenmund For For Management
1.8 Elect Director D. Van Skilling For For Management
1.9 Elect Director David F. Walker For For Management
1.10 Elect Director Mary Lee Widener For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director Richard M. Libenson For For Management
1.3 Elect Director John W. Meisenbach For For Management
1.4 Elect Director Charles T. Munger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote Against For Shareholder
5 Declassify the Board of Directors None For Management
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
1.2 Approve Remuneration Report For For Management
(Non-Binding)
1.3 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends of CHF 0.70 per For For Management
Share from Capital Contributions
Reserves
4 Amend Articles Re: Ordinance Against For For Management
Excessive Remuneration at Listed
Companies
5 Reserve Additional CHF 1.2 Million in For Against Management
Nominal Share Capital for Pool of
Conditional Capital without Preemptive
Rights for Employee Stock Option
Programs
6.1.a Reelect Urs Rohner as Director and For For Management
Board Chairman
6.1.b Reelect Jassim Al Thani as Director For For Management
6.1.c Reelect Iris Bohnet as Director For For Management
6.1.d Reelect Noreen Doyle as Director For For Management
6.1.e Reelect Jean-Daniel Gerber as Director For For Management
6.1.f Reelect Andreas Koopmann as Director For For Management
6.1.g Reelect Jean Lanier as Director For For Management
6.1.h Reelect Kai Nargolwala as Director For For Management
6.1.i Reelect Anton van Rossum as Director For For Management
6.1.j Reelect Richard Thornburgh as Director For For Management
6.1.k Reelect John Tiner as Director For For Management
6.1.l Reelect Severin Schwan as Director For For Management
6.1.m Reelect Sebastian Thrun as Director For For Management
6.2.1 Appoint Iris Bohnet as Member of the For For Management
Compensation Committee
6.2.2 Appoint Andreas Koopmann as Member of For For Management
the Compensation Committee
6.2.3 Appoint Jean Lanier as Member of the For For Management
Compensation Committee
6.2.4 Appoint Kai Nargolwala as Member of For For Management
the Compensation Committee
6.3 Ratify KPMG AG as Auditors For For Management
6.4 Ratify BDO AG as Special Auditors For For Management
6.5 Designate Andreas Keller as For For Management
Independent Proxy
7 Transact Other Business (Voting) For For Management
--------------------------------------------------------------------------------
DANSKE BANK A/S
Ticker: DANSKE Security ID: K22272114
Meeting Date: MAR 18, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 2.00 Per Share
4a Reelect Ole Andersen as Director For For Management
4b Reelect Urban Backstrom as Director For For Management
4c Reelect Lars Forberg as Director For For Management
4d Reelect Jorn Jensen as Director For For Management
4e Reelect Carol Sergeant as Director For For Management
4f Reelect Jim Snabe as Director For For Management
4g Reelect Tront Westlie as Director For For Management
4h Elect Rolv Ryssdal as New Director For For Management
5 Ratify KPMG as Auditors For For Management
6a Approve Publication of Annual Report For For Management
in English
6b Amend Articles Re: Approve Norwegian For For Management
and Swedish as Spoken Languages at
General Meeting
6c Amend Articles Re: Registration by For For Management
Name in Article 4.4
6d Amend Articles Re: Board's Entitlement For For Management
of Ballot to be Held
6e Amend Articles Re: Proxy Requirement For For Management
in Article 12
6f Adopt Danske Invest A/S as Secondary For For Management
Name
7 Authorize Share Repurchase Program For For Management
8 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.42 Million for
Chairman, DKK 708,750 for Vice
Chairman, and 472,500 for Other
Directors; Approve Remuneration for
Committee Work
9 Amend Company's Remuneration Policy For For Management
10a Require Inclusion of Certain Financial Against Against Shareholder
information to Meeting Notice
10b Require Annual Reports to be Available Against Against Shareholder
in Danish
10c Simplify Access to Documents Available Against Against Shareholder
on Company's Website
10d Require Refreshments to be Available Against Against Shareholder
During Annual General Meeting
11 Establish Institution to Work on Against Against Shareholder
Integration of Copenhagen and
Landskrona
12a Require Bank to Always State the Most Against Against Shareholder
Recent Quoted Price on a Regulated
Market
12b Require Bank to Never Set Trading Against Against Shareholder
Price of Its Share
12c Limit Bank's Ability to Charge General Against Against Shareholder
Fees in Certain Cases
12d Require Customer Transactions to be Against Against Shareholder
Executed at Lowest Price
12e Amend Articles Re: Include Norwegian Against Against Shareholder
and Swedish as Corporate Language
12f Amend Articles Re: Allow Norwegian and Against Against Shareholder
Swedish to be Spoken at Annual General
Meeting
12g Require Immediate Cash Payment of Against Against Shareholder
Hybrid Core Capital Raised in May 2009
12h Amend Articles Re: Prohibit Board of Against Against Shareholder
Directors from Rejecting or Placing
Shareholder Proposals Under Other Items
12i Amend Articles Re: Prohibit Board from Against Against Shareholder
Rejecting Request for Voting by Ballot
13a Require Danske Bank to Refrain from Against Against Shareholder
using Tax Havens
13b Request Danske Bank to take Position Against Against Shareholder
in Principle on Bank Secrecy
14 Remove Ole Andersen from the Board of Against Against Shareholder
Directors
--------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: SEP 12, 2013 Meeting Type: Special
Record Date: AUG 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: OCT 17, 2013 Meeting Type: Annual
Record Date: SEP 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Carty For Against Management
1.2 Elect Director Janet F. Clark For For Management
1.3 Elect Director Laura Conigliaro For For Management
1.4 Elect Director Michael S. Dell For For Management
1.5 Elect Director Kenneth M. Duberstein For For Management
1.6 Elect Director Gerard J. Kleisterlee For For Management
1.7 Elect Director Klaus S. Luft For For Management
1.8 Elect Director Alex J. Mandl For For Management
1.9 Elect Director Shantanu Narayen For For Management
1.10 Elect Director H. Ross Perot, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
DEUTSCHE POST AG
Ticker: DPW Security ID: D19225107
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.80 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2014
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
8 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 40
Million Pool of Conditional Capital to
Guarantee Conversion Rights
9a Elect Henning Kagermann to the For For Management
Supervisory Board
9b Elect Simone Menne to the Supervisory For For Management
Board
9c Elect Ulrich Schroeder to the For For Management
Supervisory Board
9d Elect Stefan Schulte to the For For Management
Supervisory Board
10a Amend Affiliation Agreement with For For Management
Subsidiary DHL Home Delivery GmbH
10b Amend Affiliation Agreement with For For Management
Subsidiary Deutsche Post IT Services
GmbH
10c Amend Affiliation Agreement with For For Management
Subsidiary Deutsche Post Assekuranz
Vermittlungs GmbH
10d Amend Affiliation Agreement with For For Management
Subsidiary Deutsche Post Beteiligungen
Holding GmbH
10e Amend Affiliation Agreement with For For Management
Subsidiary Deutsche Post Consult GmbH
10f Amend Affiliation Agreement with For For Management
Subsidiary Deutsche Post DHL Research
and Innovation GmbH
10g Amend Affiliation Agreement with For For Management
Subsidiary Deutsche Post
Grundstuecks-Vermietungsgesellschaft
beta mbH
10h Amend Affiliation Agreement with For For Management
Subsidiary Deutsche Post IT Brief GmbH
10i Amend Affiliation Agreement with For For Management
Subsidiary Werbeagentur Janssen GmbH
--------------------------------------------------------------------------------
DIRECTV
Ticker: DTV Security ID: 25490A309
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil Austrian For For Management
1b Elect Director Ralph Boyd, Jr. For For Management
1c Elect Director Abelardo Bru For For Management
1d Elect Director David Dillon For For Management
1e Elect Director Samuel DiPiazza, Jr. For For Management
1f Elect Director Dixon Doll For For Management
1g Elect Director Charles Lee For For Management
1h Elect Director Peter Lund For For Management
1i Elect Director Nancy Newcomb For For Management
1j Elect Director Lorrie Norrington For For Management
1k Elect Director Anthony Vinciquerra For For Management
1l Elect Director Michael White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
DOMINO'S PIZZA, INC.
Ticker: DPZ Security ID: 25754A201
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew B. Balson For For Management
1.2 Elect Director Vernon 'Bud' O. Hamilton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DTE ENERGY COMPANY
Ticker: DTE Security ID: 233331107
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard M. Anderson For For Management
1.2 Elect Director Lillian Bauder For For Management
1.3 Elect Director David A. Brandon For For Management
1.4 Elect Director W. Frank Fountain, Jr. For For Management
1.5 Elect Director Charles G. McClure, Jr. For For Management
1.6 Elect Director Gail J. McGovern For For Management
1.7 Elect Director Mark A. Murray For For Management
1.8 Elect Director James B. Nicholson For For Management
1.9 Elect Director Charles W. Pryor, Jr. For For Management
1.10 Elect Director Josue Robles, Jr. For For Management
1.11 Elect Director Ruth G. Shaw For For Management
1.12 Elect Director David A. Thomas For For Management
1.13 Elect Director James H. Vandenberghe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Eskew For For Management
1b Elect Director Karen N. Horn For For Management
1c Elect Director William G. Kaelin, Jr. For For Management
1d Elect Director John C. Lechleiter For For Management
1e Elect Director Marschall S. Runge For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ERSTE GROUP BANK AG
Ticker: EBS Security ID: A19494102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAY 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board Members
6.1 Approve Increase of Board Size For For Management
6.2 Elect Bettina Breiteneder as For For Management
Supervisory Board Member
6.3 Elect Jan Homann as Supervisory Board For For Management
Member
6.4 Elect Juan Maria Nin Genova as For For Management
Supervisory Board Member
6.5 Elect Friedrich Roedler as Supervisory For For Management
Board Member
6.6 Elect Elisabeth Bleyleben-Koren as For For Management
Supervisory Board Member
6.7 Elect Gunter Griss as Supervisory For For Management
Board Member
6.8 Elect Elisabeth Krainer Senger-Weiss For For Management
as Supervisory Board Member
7 Ratify Ernst & Young as Auditors For For Management
8 Approve Creation of EUR 171.8 Million For For Management
Pool of Capital without Preemptive
Rights
9 Amend Articles For For Management
--------------------------------------------------------------------------------
EUTELSAT COMMUNICATIONS
Ticker: ETL Security ID: F3692M128
Meeting Date: NOV 07, 2013 Meeting Type: Annual/Special
Record Date: NOV 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 1.08 per Share
5 Reelect Bertrand Mabille as Director For For Management
6 Ratify Appointment of Ross McInnes as For For Management
Director
7 Advisory Vote on Compensation of CEO For For Management
8 Advisory Vote on Compensation of For For Management
Vice-CEO
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
11 Authorize Capitalization of Reserves For For Management
of Up to EUR 44 Million for Bonus
Issue or Increase in Par Value
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 44 Million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 22 Million
14 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 22 Million
15 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
16 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 12-14
17 Authorize Capital Increase of Up to For For Management
EUR 22 Million for Future Exchange
Offers
18 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
19 Authorize Issuance of Equity upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities for Up to EUR
22 Million
20 Approve Issuance of Securities For For Management
Convertible into Debt up to an
Aggregate Amount of EUR 1.5 Billion
21 Approve Employee Stock Purchase Plan For For Management
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan J. Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director James E. Rohr For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For Against Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Provide for Cumulative Voting Against Against Shareholder
21 Stock Retention/Holding Period Against Against Shareholder
22 Require More Director Nominations Than Against Against Shareholder
Open Seats
23 Provide Right to Act by Written Consent Against Against Shareholder
24 Cessation of All Stock Options and Against Against Shareholder
Bonuses
25 Seek Sale of Company Against Against Shareholder
--------------------------------------------------------------------------------
GENMAB AS
Ticker: GEN Security ID: K3967W102
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
3 Approve Allocation of Income and For For Management
Omission of Dividends
4a Reelect Mats Petterson as Director For For Management
4b Reelect Anders Pedersen as Director For For Management
4c Reelect Burton Malkiel as Director For For Management
4d Reelect Hans Munch-Jensen as Director For For Management
5 Ratify PricewaterhouseCoopers as For For Management
Auditors
6a Amend Guidelines for Incentive-Based For Against Management
Compensation for Executive Management
and Board
6b Authorize Share Repurchase Program For For Management
6c Approve Remuneration of Directors in For Against Management
the Amounts of DKK 780,000 to the
Chairman, DKK 520,000 to the Deputy
Chairman, and DKK 260,000 to the Other
Directors; Approve Remuneration for
Committee Work
6d Approve Issuance of Warrants to Board For Against Management
Members, Employees, and Consultants;
Approve Creation of DKK 500,000 Pool
of Conditional Capital to Guarantee
Conversion Rights
6e Amend Articles Re: Election Period For For Management
6f Approve Preparation of Annual Report For For Management
in English Only
7 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
8 Other Business None None Management
--------------------------------------------------------------------------------
GENPACT LIMITED
Ticker: G Security ID: G3922B107
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect N.V. Tyagarajan as Director For For Management
1.2 Elect Robert G. Scott as Director For Withhold Management
1.3 Elect Amit Chandra as Director For For Management
1.4 Elect Laura Conigliaro as Director For For Management
1.5 Elect David Humphrey as Director For For Management
1.6 Elect Jagdish Khattar as Director For For Management
1.7 Elect James C. Madden as Director For Withhold Management
1.8 Elect Alex Mandl as Director For For Management
1.9 Elect Mark Nunnelly as Director For Withhold Management
1.10 Elect Hanspeter Spek as Director For For Management
1.11 Elect Mark Verdi as Director For For Management
2 Ratify KPMG as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENUINE PARTS COMPANY
Ticker: GPC Security ID: 372460105
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary B. Bullock For For Management
1.2 Elect Director Paul D. Donahue For For Management
1.3 Elect Director Jean Douville For For Management
1.4 Elect Director Gary P. Fayard For For Management
1.5 Elect Director Thomas C. Gallagher For For Management
1.6 Elect Director George C. 'Jack' Guynn For For Management
1.7 Elect Director John R. Holder For For Management
1.8 Elect Director John D. Johns For For Management
1.9 Elect Director Michael M. E. Johns For For Management
1.10 Elect Director Robert C. 'Robin' For For Management
Loudermilk, Jr.
1.11 Elect Director Wendy B. Needham For For Management
1.12 Elect Director Jerry W. Nix For For Management
1.13 Elect Director Gary W. Rollins For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GRUPO TELEVISA S.A.B.
Ticker: TLEVISACPO Security ID: 40049J206
Meeting Date: DEC 09, 2013 Meeting Type: Special
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends of MXN 0.35 per CPO For For Management
2 Approve Granting of Powers For For Management
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO TELEVISA S.A.B.
Ticker: TLEVISACPO Security ID: 40049J206
Meeting Date: APR 29, 2014 Meeting Type: Annual/Special
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect or Ratify Directors Representing For For Management
Series L Shareholders
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Elect or Ratify Directors Representing For For Management
Series D Shareholders
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Approve Financial Statements and For For Management
Statutory Reports as Required by
Article 28 of Mexican Securities Law,
Approve Financial Statements; Approve
Discharge of Directors, CEO and Board
Committees
2 Present Report on Compliance with For For Management
Fiscal Obligations
3 Approve Allocation of Income For For Management
4 Set Aggregate Nominal Amount for Share For For Management
Repurchase and Receive Report on
Board's Decision on Share Repurchase,
Sale of Treasury Shares, and Share Plan
5 Elect or Ratify Members of Board, For For Management
Secretary and Other Officers
6 Elect or Ratify Members of Executive For For Management
Committee
7 Elect or Ratify Chairman of Audit For For Management
Committee and Corporate Practices
Committee
8 Approve Remuneration of Board Members, For For Management
Executive, Audit and Corporate
Practices Committees, and Secretary
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HSBA Security ID: G4634U169
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAY 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For Against Management
3 Approve Remuneration Report For Against Management
4 Approve Variable Pay Cap For For Management
5(a) Elect Kathleen Casey as Director For For Management
5(b) Elect Sir Jonathan Evans as Director For For Management
5(c) Elect Marc Moses as Director For For Management
5(d) Elect Jonathan Symonds as Director For For Management
5(e) Re-elect Safra Catz as Director For For Management
5(f) Re-elect Laura Cha as Director For For Management
5(g) Re-elect Marvin Cheung as Director For For Management
5(h) Re-elect Joachim Faber as Director For For Management
5(i) Re-elect Rona Fairhead as Director For For Management
5(j) Re-elect Renato Fassbind as Director For Against Management
5(k) Re-elect Douglas Flint as Director For For Management
5(l) Re-elect Stuart Gulliver as Director For For Management
5(m) Re-elect Sam Laidlaw as Director For For Management
5(n) Re-elect John Lipsky as Director For For Management
5(o) Re-elect Rachel Lomax as Director For For Management
5(p) Re-elect Iain Mackay as Director For For Management
5(q) Re-elect Sir Simon Robertson as For Against Management
Director
6 Reappoint KPMG Audit plc as Auditors For For Management
7 Authorise the Group Audit Committee to For For Management
Fix Remuneration of Auditors
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Directors to Allot Any For For Management
Repurchased Shares
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights in Relation to
Contingent Convertible Securities
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to
Contingent Convertible Securities
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC
Ticker: IMT Security ID: G4721W102
Meeting Date: FEB 05, 2014 Meeting Type: Annual
Record Date: FEB 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Dr Ken Burnett as Director For For Management
6 Re-elect Alison Cooper as Director For For Management
7 Re-elect David Haines as Director For For Management
8 Re-elect Michael Herlihy as Director For For Management
9 Re-elect Susan Murray as Director For For Management
10 Re-elect Matthew Phillips as Director For For Management
11 Elect Oliver Tant as Director For For Management
12 Re-elect Mark Williamson as Director For For Management
13 Re-elect Malcolm Wyman as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL (INDITEX)
Ticker: ITX Security ID: E6282J109
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: JUL 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual Financial Statements For For Management
2 Approve Consolidated Financial For For Management
Statements, and Discharge of Board
3 Approve Updated Balance Sheets to For For Management
Benefit from New Tax Regulation
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Long Term Incentive Plan For For Management
6 Authorize Share Repurchase Program For For Management
7 Advisory Vote on Remuneration Policy For For Management
Report
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For Against Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
ITV PLC
Ticker: ITV Security ID: G4984A110
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For Abstain Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Approve Special Dividend For For Management
6 Elect Sir Peter Bazalgette as Director For For Management
7 Re-elect Adam Crozier as Director For For Management
8 Re-elect Roger Faxon as Director For For Management
9 Re-elect Ian Griffiths as Director For For Management
10 Re-elect Andy Haste as Director For For Management
11 Re-elect Baroness Lucy Neville-Rolfe For For Management
as Director
12 Re-elect Archie Norman as Director For For Management
13 Re-elect John Ormerod as Director For For Management
14 Appoint KPMG LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
21 Approve Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
JAPAN TOBACCO INC
Ticker: 2914 Security ID: J27869106
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2 Amend Articles To Change Fiscal Year For For Management
End
3.1 Elect Director Tango, Yasutake For For Management
3.2 Elect Director Koizumi, Mitsuomi For For Management
3.3 Elect Director Shingai, Yasushi For For Management
3.4 Elect Director Okubo, Noriaki For For Management
3.5 Elect Director Saeki, Akira For For Management
3.6 Elect Director Miyazaki, Hideki For For Management
3.7 Elect Director Oka, Motoyuki For For Management
3.8 Elect Director Koda, Main For For Management
4 Appoint Alternate Statutory Auditor For For Management
Masaki, Michio
5 Approve Alternate Income Allocation, Against Against Shareholder
with a Final Dividend of JPY 150
6 Authorize Share Repurchase of Up To Against Against Shareholder
200 Million Shares in the Coming Year
7 Amend Articles to Allow Binding Against Against Shareholder
Shareholder Meeting Resolutions on
Cancellation of Treasury Shares
8 Cancel the Company's Treasury Shares Against Against Shareholder
9 Amend Articles to Allow Shareholder Against Against Shareholder
Meetings to Resolve on Share Warrants
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 00177 Security ID: Y4443L103
Meeting Date: DEC 20, 2013 Meeting Type: Special
Record Date: NOV 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue of Ultra Short-term For For Management
Financing Bills and Related
Transactions
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: NOV 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Natalie A. Black For For Management
1.2 Elect Director Raymond L. Conner For For Management
1.3 Elect Director William H. Lacy For For Management
1.4 Elect Director Alex A. Molinaroli For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC.
Ticker: KRFT Security ID: 50076Q106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director L. Kevin Cox For For Management
1b Elect Director Myra M. Hart For For Management
1c Elect Director Peter B. Henry For For Management
1d Elect Director Terry J. Lundgren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Prohibit Political Contributions Against Against Shareholder
5 Adopt Policy to Ensure Consistency Against Against Shareholder
between Company Values and Political
Contributions
6 Assess Environmental Impact of Against Against Shareholder
Non-Recyclable Packaging
7 Report on Supply Chain and Against Against Shareholder
Deforestation
8 Adopt Policy to Require Suppliers to Against Against Shareholder
Eliminate Cattle Dehorning
9 Support for Animal Welfare For For Shareholder
Improvements in the Company's Pork
Supply Chain
--------------------------------------------------------------------------------
LARSEN & TOUBRO LTD
Ticker: 500510 Security ID: Y5217N159
Meeting Date: JUL 03, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bonus Issue For For Management
--------------------------------------------------------------------------------
LARSEN & TOUBRO LTD
Ticker: 500510 Security ID: Y5217N159
Meeting Date: AUG 12, 2013 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
LIBERTY GLOBAL PLC
Ticker: LBTYA Security ID: G5480U104
Meeting Date: JAN 30, 2014 Meeting Type: Special
Record Date: DEC 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For Against Management
2 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
--------------------------------------------------------------------------------
LIBERTY GLOBAL PLC
Ticker: LBTYK Security ID: G5480U104
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Miranda Curtis For Against Management
2 Elect Director John W. Dick For For Management
3 Elect Director J.C. Sparkman For Against Management
4 Elect Director J. David Wargo For For Management
5 Approve Remuneration Policy For Against Management
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
8 Approve Remuneration Report For Against Management
9 Ratify KPMG LLP as Independent Auditors For For Management
10 Ratify KPMG LLP as Statutory Auditor For For Management
11 Authorize Audit Committee to Fix For For Management
Remuneration of Statutory Auditors
--------------------------------------------------------------------------------
LIC HOUSING FINANCE LTD.
Ticker: 500253 Security ID: Y5278Z133
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 3.80 Per Share For For Management
3 Reelect S. Ravi as Director For For Management
4 Reelect J. Capoor as Director For For Management
5 Approve Chokshi & Chokshi and Shah For For Management
Gupta & Co. as Joint Auditors and
Authorize Board to Fix Their
Remuneration
6 Approve Appointment and Remuneration For Against Management
of V.K. Sharma as Managing Director &
CEO
--------------------------------------------------------------------------------
LIFE TECHNOLOGIES CORPORATION
Ticker: LIFE Security ID: 53217V109
Meeting Date: AUG 21, 2013 Meeting Type: Special
Record Date: JUL 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MAKITA CORP.
Ticker: 6586 Security ID: J39584107
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 73
2 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
MANPOWERGROUP INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cari M. Dominguez For For Management
1.2 Elect Director Roberto Mendoza For For Management
1.3 Elect Director Jonas Prising For For Management
1.4 Elect Director Elizabeth P. Sartain For For Management
1.5 Elect Director Edward J. Zore For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Pierre Brondeau For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Chadwick C. Deaton For For Management
1e Elect Director Shirley Ann Jackson For Against Management
1f Elect Director Philip Lader For For Management
1g Elect Director Michael E. J. Phelps For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director Lee M. Tillman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
MATSON, INC.
Ticker: MATX Security ID: 57686G105
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Blake Baird For For Management
1.2 Elect Director Michael J. Chun For For Management
1.3 Elect Director Matthew J. Cox For For Management
1.4 Elect Director Walter A. Dods, Jr. For For Management
1.5 Elect Director Thomas B. Fargo For For Management
1.6 Elect Director Constance H. Lau For For Management
1.7 Elect Director Jeffrey N. Watanabe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 13, 2013 Meeting Type: Annual
Record Date: SEP 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tunc Doluca For For Management
1.2 Elect Director B. Kipling Hagopian For For Management
1.3 Elect Director James R. Bergman For For Management
1.4 Elect Director Joseph R. Bronson For For Management
1.5 Elect Director Robert E. Grady For For Management
1.6 Elect Director William D. Watkins For For Management
1.7 Elect Director A.R. Frank Wazzan For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andy D. Bryant For For Management
1b Elect Director Wayne A. Budd For For Management
1c Elect Director John H. Hammergren For For Management
1d Elect Director Alton F. Irby, III For For Management
1e Elect Director M. Christine Jacobs For For Management
1f Elect Director Marie L. Knowles For For Management
1g Elect Director David M. Lawrence For For Management
1h Elect Director Edward A. Mueller For For Management
1i Elect Director Jane E. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Call Special Meeting For For Management
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Report on Political Contributions Against Against Shareholder
9 Stock Retention/Holding Period Against Against Shareholder
10 Clawback Policy and Disclosure of Against Against Shareholder
Clawback Activity
--------------------------------------------------------------------------------
MEDIATEK INC.
Ticker: 2454 Security ID: Y5945U103
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
(Voting)
2 Approve 2013 Plan on Profit For For Management
Distribution
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
4 Amend Procedures for Lending Funds to For For Management
Other Parties
5 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORP.
Ticker: 6503 Security ID: J43873116
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yamanishi, Kenichiro For Against Management
1.2 Elect Director Sakuyama, Masaki For For Management
1.3 Elect Director Yoshimatsu, Hiroki For For Management
1.4 Elect Director Hashimoto, Noritomo For For Management
1.5 Elect Director Okuma, Nobuyuki For For Management
1.6 Elect Director Matsuyama, Akihiro For For Management
1.7 Elect Director Sasakawa, Takashi For For Management
1.8 Elect Director Sasaki, Mikio For Against Management
1.9 Elect Director Miki, Shigemitsu For Against Management
1.10 Elect Director Makino, Fujiatsu For For Management
1.11 Elect Director Yabunaka, Mitoji For For Management
1.12 Elect Director Obayashi, Hiroshi For For Management
--------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: J44497105
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 9
2.1 Elect Director Sono, Kiyoshi For For Management
2.2 Elect Director Wakabayashi, Tatsuo For For Management
2.3 Elect Director Hirano, Nobuyuki For For Management
2.4 Elect Director Tanaka, Masaaki For For Management
2.5 Elect Director Yuuki, Taihei For For Management
2.6 Elect Director Kagawa, Akihiko For For Management
2.7 Elect Director Kuroda, Tadashi For For Management
2.8 Elect Director Nagaoka, Takashi For For Management
2.9 Elect Director Okamoto, Junichi For For Management
2.10 Elect Director Noguchi, Hiroyuki For For Management
2.11 Elect Director Okuda, Tsutomu For For Management
2.12 Elect Director Araki, Ryuuji For For Management
2.13 Elect Director Okamoto, Kunie For For Management
2.14 Elect Director Kawamoto, Yuuko For For Management
2.15 Elect Director Matsuyama, Haruka For For Management
3 Appoint Statutory Auditor Sato, For For Management
Yukihiro
4 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
--------------------------------------------------------------------------------
MOLEX INCORPORATED
Ticker: MOLX Security ID: 608554101
Meeting Date: NOV 15, 2013 Meeting Type: Annual
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
4.1 Elect Director Michael J. Birck For For Management
4.2 Elect Director Anirudh Dhebar For For Management
4.3 Elect Director Frederick A. Krehbiel For For Management
4.4 Elect Director Martin P. Slark For For Management
5 Ratify Auditors For For Management
6 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NEWMARKET CORPORATION
Ticker: NEU Security ID: 651587107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis L. Cothran For For Management
1.2 Elect Director Mark M. Gambill For For Management
1.3 Elect Director Bruce C. Gottwald For For Management
1.4 Elect Director Thomas E. Gottwald For For Management
1.5 Elect Director Patrick D. Hanley For For Management
1.6 Elect Director James E. Rogers For For Management
1.7 Elect Director Charles B. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director John C. Lechleiter For For Management
1.3 Elect Director Phyllis M. Wise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey L. Berenson For For Management
1.2 Elect Director Michael A. Cawley For For Management
1.3 Elect Director Edward F. Cox For For Management
1.4 Elect Director Charles D. Davidson For For Management
1.5 Elect Director Thomas J. Edelman For For Management
1.6 Elect Director Eric P. Grubman For For Management
1.7 Elect Director Kirby L. Hedrick For For Management
1.8 Elect Director Scott D. Urban For For Management
1.9 Elect Director William T. Van Kleef For For Management
1.10 Elect Director Molly K. Williamson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK1V Security ID: X61873133
Meeting Date: NOV 19, 2013 Meeting Type: Special
Record Date: NOV 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Approve Sale of the Devices & Services For For Management
Business
7 Close Meeting None None Management
--------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK1V Security ID: X61873133
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: JUN 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and an For For Management
Ordinary Dividend of EUR 0.11 Per
Share and a Special Dividend of EUR 0.
26 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 440,000 for the
Chairman, EUR 150,000 for the Vice
Chairman, and EUR 130,000 for Other
Members; Approve Remuneration for
Committee Work
11 Fix Number of Directors at Nine For For Management
12 Reelect Bruce Brown, Elizabeth For For Management
Doherty, Jouko Karvinen, Marten
Mickos, Elizabeth Nelson, Risto
Siilasmaa, and Kari Stadigh as
Directors; Elect Vivek Badrinath and
Dennis Strigl as New Directors
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Authorize Share Repurchase Program For For Management
16 Approve Issuance of up to 740 Million For For Management
Shares without Preemptive Rights
17 Close Meeting None None Management
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Bell, Jr. For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Wesley G. Bush For For Management
1.5 Elect Director Daniel A. Carp For For Management
1.6 Elect Director Karen N. Horn For For Management
1.7 Elect Director Steven F. Leer For For Management
1.8 Elect Director Michael D. Lockhart For For Management
1.9 Elect Director Amy E. Miles For For Management
1.10 Elect Director Charles W. Moorman, IV For For Management
1.11 Elect Director Martin H. Nesbitt For For Management
1.12 Elect Director James A. Squires For For Management
1.13 Elect Director John R. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
NOVO NORDISK A/S
Ticker: NOVO B Security ID: K72807132
Meeting Date: MAR 20, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3.1 Approve Remuneration of Directors for For For Management
2013 in the Aggregate Amount of DKK 9.
2 Million
3.2 Approve Remuneration of Directors for For For Management
2013 in the Amount of DKK 1.5 Million
for Chairman, DKK 1 Million for Vice
Chairman, and Base Amount of DKK
500,000 for Other Members; Approve
Remuneration for Committee Work
4 Approve Allocation of Income and For For Management
Dividends of DKK 4.5 Per Share
5.1 Elect Goran Ando (Chairman) as Director For For Management
5.2 Elect Jeppe Christiansen (Vice For For Management
Chairman) as New Director
5.3a Elect Bruno Angelici as Director For For Management
5.3b Elect Liz Hewitt as Director For For Management
5.3c Elect Thomas Koestler as Director For For Management
5.3d Elect Helge Lund as Director For For Management
5.3e Elect Hannu Ryopponen as Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7.1 Approve DKK 20 Million Reduction in For For Management
Class B Share Capital via Share
Cancellation
7.2 Authorize Share Repurchase Program For For Management
7.3 Approve Donation to the World Diabetes For For Management
Foundation (WDF) of up to DKK 654
Million for the Years 2005-2024
7.4.1 Approve Publication of Annual Report For For Management
in English
7.4.2 Change Language of Annual Meeting to For For Management
English
7.5 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
8.1 Provide Financial Information in Against Against Shareholder
Notice to Convene AGM
8.2 Publish Annual Reports and Other Against Against Shareholder
Documents in Danish and Keep Them
Public for at Least Five Years
8.3 Simplify Access to Documents Available Against Against Shareholder
on Company's Website
8.4 Require Refreshments to be Available Against Against Shareholder
During Annual General Meeting
9 Other Business None None Management
--------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC.
Ticker: NUAN Security ID: 67020Y100
Meeting Date: FEB 03, 2014 Meeting Type: Annual
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul A. Ricci For For Management
1b Elect Director Robert J. Frankenberg For For Management
1c Elect Director Patrick T. Hackett For For Management
1d Elect Director Brett Icahn For For Management
1e Elect Director William H. Janeway For For Management
1f Elect Director Mark R. Laret For For Management
1g Elect Director Katharine A. Martin For For Management
1h Elect Director Mark B. Myers For For Management
1i Elect Director Philip J. Quigley For For Management
1j Elect Director David S. Schechter For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: OCT 10, 2013 Meeting Type: Special
Record Date: SEP 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Elect M. Helmes as Non-Executive For For Management
Director
2b Elect J. Southern as Non-Executive For For Management
Director
3 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAR 28, 2014 Meeting Type: Special
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect E. Meurice as Non-Executive For For Management
Director
3 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For Withhold Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Naomi O. Seligman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Establish Human Rights Committee Against Against Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
8 Adopt Multiple Performance Metrics Against Against Shareholder
Under Executive Incentive Plans
9 Require Shareholder Approval of Against Against Shareholder
Quantifiable Performance Metrics
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
POLARIS INDUSTRIES INC.
Ticker: PII Security ID: 731068102
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin M. Farr For For Management
1.2 Elect Director Gary E. Hendrickson For For Management
1.3 Elect Director R. M. (Mark) Schreck For For Management
1.4 Elect Director William G. Van Dyke For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Angel For For Management
1.2 Elect Director Hugh Grant For For Management
1.3 Elect Director Michele J. Hooper For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Reduce Supermajority Vote Requirement For For Management
in the Articles of Incorporation
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Steven M. Mollenkopf For For Management
1i Elect Director Duane A. Nelles For For Management
1j Elect Director Clark T. 'Sandy' Randt, For For Management
Jr.
1k Elect Director Francisco Ros For For Management
1l Elect Director Jonathan J. Rubinstein For For Management
1m Elect Director Brent Scowcroft For For Management
1n Elect Director Marc I. Stern For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report for UK Law For For Management
Purposes
4 Approve Remuneration Report for For For Management
Australian Law Purposes
5 Approve Potential Termination Benefits For For Management
6 Elect Anne Lauvergeon as Director For For Management
7 Elect Simon Thompson as Director For For Management
8 Re-elect Robert Brown as Director For For Management
9 Re-elect Jan du Plessis as Director For For Management
10 Re-elect Michael Fitzpatrick as For For Management
Director
11 Re-elect Ann Godbehere as Director For For Management
12 Re-elect Richard Goodmanson as Director For For Management
13 Re-elect Lord Kerr as Director For For Management
14 Re-elect Chris Lynch as Director For For Management
15 Re-elect Paul Tellier as Director For For Management
16 Re-elect John Varley as Director For For Management
17 Re-elect Sam Walsh as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Approve Scrip Dividend For For Management
--------------------------------------------------------------------------------
ROCK-TENN COMPANY
Ticker: RKT Security ID: 772739207
Meeting Date: JAN 31, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenny A. Hourihan For For Management
1.2 Elect Director Steven C. Voorhees For For Management
1.3 Elect Director J. Powell Brown For Withhold Management
1.4 Elect Director Robert M. Chapman For For Management
1.5 Elect Director Terrell K. Crews For For Management
1.6 Elect Director Russell M. Currey For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: G7690A100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Euleen Goh as Director For For Management
5 Elect Patricia Woertz as Director For For Management
6 Elect Ben van Beurden as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Charles Holliday as Director For For Management
10 Re-elect Gerard Kleisterlee as Director For For Management
11 Re-elect Jorma Ollila as Director For For Management
12 Re-elect Sir Nigel Sheinwald as For For Management
Director
13 Re-elect Linda Stuntz as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Re-elect Gerrit Zalm as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve Long Term Incentive Plan For For Management
22 Approve Deferred Bonus Plan For For Management
23 Approve Restricted Share Plan For For Management
24 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 13,800 per Share
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SANDS CHINA LTD.
Ticker: 01928 Security ID: G7800X107
Meeting Date: JUL 26, 2013 Meeting Type: Special
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
SANDS CHINA LTD.
Ticker: 01928 Security ID: G7800X107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAY 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Chiang Yun as Director For For Management
3b Elect Iain Ferguson Bruce as Director For For Management
3c Elect Charles Daniel Forman as Director For For Management
3d Elect Robert Glen Goldstein as Director For For Management
3e Authorize Board to Fix Directors' For For Management
Remuneration
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SBERBANK OF RUSSIA
Ticker: SBER Security ID: 80585Y308
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Ratify Auditor For For Management
5.1 Elect Martin Gilman Grant as Director None For Management
5.2 Elect Valery Goreglyad as Director None Against Management
5.3 Elect German Gref as Director None For Management
5.4 Elect Yevsey Gurvich as Director None Against Management
5.5 Elect Bella Zlatkis as Director None Against Management
5.6 Elect Nadezhda Ivanova as Director None Against Management
5.7 Elect Sergey Ignatyev as Director None Against Management
5.8 Elect Peter Kralich as Director None For Management
5.9 Elect Alexei Kudrin as Director None For Management
5.10 Elect Georgy Luntovsky as Director None Against Management
5.11 Elect Vladimir Mau as Director None Against Management
5.12 Elect Gennady Melikyan as Director None Against Management
5.13 Elect Leif Pagrotski as Director None Against Management
5.14 Elect Alessandro Profumo as Director None Against Management
5.15 Elect Sergey Sinelnikov-Murylev as None Against Management
Director
5.16 Elect Dmitriy Tulin as Member as None Against Management
Director
5.17 Elect Nadia Wells as Member as Director None For Management
5.18 Elect Sergey Shvetsov as Director None Against Management
6.1 Elect Natalya Borodina as Member of For For Management
Audit Commission
6.2 Elect Vladimir Volkov as Member of For For Management
Audit Commission
6.3 Elect Tatiyana Domanskaya as Member of For For Management
Audit Commission
6.4 Elect Yuliya Isakhanova as Member of For For Management
Audit Commission
6.5 Elect Aleksey Minenko as Member of For For Management
Audit Commission
6.6 Elect Olga Polyakova as Member of For For Management
Audit Commission
6.7 Elect Natalia Revina as Member of For For Management
Audit Commission
7 Approve New Edition of Charter For For Management
8 Approve New Edition of Regulations on For For Management
General Meetings
9 Approve New Edition of Regulations on For For Management
Board of Directors
10 Approve New Edition of Regulations on For For Management
Audit Commission
11 Approve New Edition of Regulations on For For Management
Management
12 Approve Remuneration of Members of For For Management
Audit Commission
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Maureen Kempston Darkes For For Management
1e Elect Director Paal Kibsgaard For For Management
1f Elect Director Nikolay Kudryavtsev For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director Leo Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA
Ticker: SU Security ID: F86921107
Meeting Date: MAY 06, 2014 Meeting Type: Annual/Special
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 1.87 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Severance Payment Agreement For For Management
and Additional Pension Scheme
Agreement with Jean-Pascal Tricoire
6 Approve Severance Payment Agreement For For Management
and Additional Pension Scheme
Agreement with Emmanuel Babeau
7 Advisory Vote on Compensation of For For Management
Jean-Pascal Tricoire
8 Advisory Vote on Compensation of For For Management
Emmanuel Babeau
9 Elect Linda Knoll as Director For For Management
10 Reelect Noel Forgeard as Director For For Management
11 Reelect Willy Kissling as Director For For Management
12 Reelect Cathy Kopp as Director For For Management
13 Reelect Henri Lachmann as Director For For Management
14 Reelect Richard Thoman as Director For For Management
15 Ratify Appointment of Jeong Kim as For For Management
Director
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Approve Change of Corporate Form to For For Management
Societas Europaea (SE)
18 Change Company Name to Schneider For For Management
Electric SE and Amend Bylaws
Accordingly, Pursuant to Item Above
19 Amend Articles 1 and 3 of Bylaws Re: For For Management
Change of Corporate Form
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for International Subsidiaries
22 Authorize Filing of Required For For Management
Documents/Other Formalities
23 Elect Lone Fonss Schroder as Director For For Management
--------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: G8124V108
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: APR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Dominic Blakemore as Director For For Management
5 Re-elect William Burns as Director For For Management
6 Re-elect Dr Steven Gillis as Director For For Management
7 Re-elect Dr David Ginsburg as Director For For Management
8 Re-elect David Kappler as Director For For Management
9 Re-elect Susan Kilsby as Director For For Management
10 Re-elect Anne Minto as Director For For Management
11 Re-elect Dr Flemming Ornskov as For For Management
Director
12 Re-elect David Stout as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit, Compliance & Risk For For Management
Committee to Fix Remuneration of
Auditors
15 Approve Increase in Borrowing Powers For For Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SIRONA DENTAL SYSTEMS, INC.
Ticker: SIRO Security ID: 82966C103
Meeting Date: FEB 19, 2014 Meeting Type: Annual
Record Date: DEC 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William K. Hood For For Management
1.2 Elect Director Thomas Jetter For For Management
1.3 Elect Director Harry M. Jansen For For Management
Kraemer, Jr.
1.4 Elect Director Jeffrey T. Slovin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
SOCIETE GENERALE
Ticker: GLE Security ID: F43638141
Meeting Date: MAY 20, 2014 Meeting Type: Annual/Special
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 per Share
4 Approve Auditors' Special Report For For Management
Mentioning the Absence of
Related-Party Transactions
5 Advisory Vote on Compensation of For For Management
Frederic Oudea, Chairman and CEO
6 Advisory Vote on Compensation of For For Management
Severin Cabannes, Jean-Francois
Sammarcelli and Bernardo Sanchez
Incera, Vice-CEOs
7 Advisory Vote on the Aggregate For For Management
Remuneration Granted in 2013 to Senior
Management, Responsible Officers and
Regulated Risk-Takers
8 Fix Maximum Variable Compensation For For Management
Ratio for Executives and Risk Takers
9 Reelect Robert Castaigne as Director For For Management
10 Elect Lorenzo Bini Smaghi as Director For For Management
11 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 399 Million
and/or Capitalization of Reserves of
up to EUR 550 Million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 99.839 Million
14 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
15 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
16 Authorize Issuance of Convertible For For Management
Bonds for Private Placements without
Preemptive Rights, up to Aggregate
Nominal Ammount of EUR 99.839 Million
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
18 Authorize up to 2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard R. Devenuti For For Management
1.2 Elect Director Stefan K. Widensohler For For Management
1.3 Elect Director Wendy L. Yarno For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Declassify the Board of Directors For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Election Of Director Howard Schultz For For Management
1b Election Of Director William W. Bradley For For Management
1c Election Of Director Robert M. Gates For For Management
1d Election Of Director Mellody Hobson For For Management
1e Election Of Director Kevin R. Johnson For For Management
1f Election Of Director Olden Lee For For Management
1g Election Of Director Joshua Cooper Ramo For For Management
1h Election Of Director James G. Shennan, For For Management
Jr.
1i Election Of Director Clara Shih For For Management
1j Election Of Director Javier G. Teruel For For Management
1k Election Of Director Myron E. Ullman, For For Management
III
1l Election Of Director Craig E. Weatherup For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Prohibit Political Spending Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
SWATCH GROUP AG
Ticker: UHR Security ID: H83949141
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 1.50 per Registered
Share and CHF 7.50 per Bearer Share
4.1 Reelect Nayla Hayek as Director For Did Not Vote Management
4.2 Reelect Esther Grether as Director For Did Not Vote Management
4.3 Reelect Ernst Tanner as Director For Did Not Vote Management
4.4 Reelect Georges N. Hayek as Director For Did Not Vote Management
4.5 Reelect Claude Nicollier as Director For Did Not Vote Management
4.6 Reelect Jean-Pierre Roth as Director For Did Not Vote Management
4.7 Reelect Nayla Hayek as Board Chairman For Did Not Vote Management
5.1 Appoint Nayla Hayek as Member of the For Did Not Vote Management
Compensation Committee
5.2 Appoint Esther Grether as Member of For Did Not Vote Management
the Compensation Committee
5.3 Appoint Ernst Tanner as Member of the For Did Not Vote Management
Compensation Committee
5.4 Appoint Georges N. Hayek as Member of For Did Not Vote Management
the Compensation Committee
5.5 Appoint Claude Nicollier as Member of For Did Not Vote Management
the Compensation Committee
5.6 Appoint Jean-Pierre Roth as Member of For Did Not Vote Management
the Compensation Committee
6 Designate Bernhard Lehmann as For Did Not Vote Management
Independent Proxy
7 Ratify PricewaterhouseCoopers Ltd as For Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
TATA MOTORS LTD.
Ticker: 500570 Security ID: Y85740267
Meeting Date: JUN 27, 2014 Meeting Type: Special
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Payment of Minimum For Against Management
Remuneration to R. Pisharody,
Executive Director (Commercial
Vehicles)
2 Approve Payment of Minimum For Against Management
Remuneration to S. Borwankar,
Executive Director (Quality)
3 Ratify Excess Remuneration Paid to K. For Against Management
Slym, Managing Director
4 Approve Increase in Borrowing Powers For For Management
5 Approve Pledging of Assets for Debt For For Management
6 Approve Issuance of Non-Convertible For For Management
Debentures
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Calhoun For For Management
1b Elect Director Arthur D. Collins, Jr. For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Edmund P. Giambastiani, For For Management
Jr.
1f Elect Director Lawrence W. Kellner For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Susan C. Schwab For For Management
1j Elect Director Ronald A. Williams For For Management
1k Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC.
Ticker: EL Security ID: 518439104
Meeting Date: NOV 12, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aerin Lauder For For Management
1.2 Elect Director William P. Lauder For For Management
1.3 Elect Director Richard D. Parsons For For Management
1.4 Elect Director Lynn Forester de For For Management
Rothschild
1.5 Elect Director Richard F. Zannino For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Adopt and Implement Sustainable Palm Against Against Shareholder
Oil Policy
--------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 14, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathryn W. Dindo For For Management
1b Elect Director Robert B. Heisler, Jr. For For Management
1c Elect Director Richard K. Smucker For For Management
1d Elect Director Paul Smucker Wagstaff For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2013 Meeting Type: Annual
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angela F. Braly For For Management
1b Elect Director Kenneth I. Chenault For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Susan Desmond-Hellmann For For Management
1e Elect Director A.G. Lafley For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director W. James McNerney, Jr. For For Management
1h Elect Director Margaret C. Whitman For For Management
1i Elect Director Mary Agnes Wilderotter For For Management
1j Elect Director Patricia A. Woertz For For Management
1k Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE VALSPAR CORPORATION
Ticker: VAL Security ID: 920355104
Meeting Date: FEB 19, 2014 Meeting Type: Annual
Record Date: DEC 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Ballbach For For Management
1.2 Elect Director Ian R. Friendly For For Management
1.3 Elect Director Janel S. Haugarth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TIBCO SOFTWARE INC.
Ticker: TIBX Security ID: 88632Q103
Meeting Date: APR 03, 2014 Meeting Type: Annual
Record Date: FEB 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vivek Y. Ranadive For For Management
1.2 Elect Director Nanci E. Caldwell For For Management
1.3 Elect Director Eric C.W. Dunn For For Management
1.4 Elect Director Peter J. Job For For Management
1.5 Elect Director David J. West For For Management
1.6 Elect Director Philip K. Wood For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TOKIO MARINE HOLDINGS, INC.
Ticker: 8766 Security ID: J86298106
Meeting Date: JUN 23, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 40
2.1 Elect Director Sumi, Shuuzo For For Management
2.2 Elect Director Nagano, Tsuyoshi For For Management
2.3 Elect Director Oba, Masashi For For Management
2.4 Elect Director Fujita, Hirokazu For For Management
2.5 Elect Director Ito, Takashi For For Management
2.6 Elect Director Ito, Kunio For For Management
2.7 Elect Director Mimura, Akio For For Management
2.8 Elect Director Sasaki, Mikio For For Management
2.9 Elect Director Fujii, Kunihiko For For Management
2.10 Elect Director Hirose, Shinichi For For Management
3.1 Appoint Statutory Auditor Kawamoto, For For Management
Yuuko
3.2 Appoint Statutory Auditor Tamai, For For Management
Takaaki
3.3 Appoint Statutory Auditor Wani, Akihiro For For Management
--------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: JAN 31, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Tyson For For Management
1b Elect Director Kathleen M. Bader For For Management
1c Elect Director Gaurdie E. Banister, Jr. For For Management
1d Elect Director Jim Kever For For Management
1e Elect Director Kevin M. McNamara For For Management
1f Elect Director Brad T. Sauer For For Management
1g Elect Director Robert Thurber For For Management
1h Elect Director Barbara A. Tyson For For Management
1i Elect Director Albert C. Zapanta For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on the Risks Associated with Against Abstain Shareholder
Use of Gestation Crates in Supply
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry D. Choate For For Management
1b Elect Director Joseph W. Gorder For For Management
1c Elect Director William R. Klesse For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Donald L. Nickles For For Management
1f Elect Director Philip J. Pfeiffer For For Management
1g Elect Director Robert A. Profusek For For Management
1h Elect Director Susan Kaufman Purcell For For Management
1i Elect Director Stephen M. Waters For For Management
1j Elect Director Randall J. Weisenburger For For Management
1k Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against Against Shareholder
5 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC.
Ticker: VMI Security ID: 920253101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Walter Scott, Jr. For For Management
1.3 Elect Director Clark T. Randt, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VCA ANTECH, INC.
Ticker: WOOF Security ID: 918194101
Meeting Date: APR 21, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Chickering, Jr. For For Management
1.2 Elect Director John Heil For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Change Company Name For For Management
--------------------------------------------------------------------------------
VEECO INSTRUMENTS INC.
Ticker: VECO Security ID: 922417100
Meeting Date: DEC 10, 2013 Meeting Type: Annual
Record Date: OCT 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger D. McDaniel For For Management
1.2 Elect Director John R. Peeler For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VEECO INSTRUMENTS INC.
Ticker: VECO Security ID: 922417100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon Hunter For For Management
1.2 Elect Director Peter J. Simone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against Against Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Elect Omid Kordestani as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: JAN 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of All of the Shares For For Management
in Vodafone Americas Finance 1 by
Vodafone 4 Limited to Verizon
Communications Inc
2 Approve Matters Relating to the Return For For Management
of Value to Shareholders
3 Authorise Market Purchase of Ordinary For For Management
Shares
4 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JAN 28, 2014 Meeting Type: Court
Record Date: JAN 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC.
Ticker: WDR Security ID: 930059100
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharilyn S. Gasaway For For Management
1.2 Elect Director Alan W. Kosloff For For Management
1.3 Elect Director Jerry W. Walton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WARNER CHILCOTT PUBLIC LIMITED COMPANY
Ticker: WCRX Security ID: G94368100
Meeting Date: SEP 10, 2013 Meeting Type: Special
Record Date: JUL 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
1 Approve Scheme of Arrangement For For Management
2 Approve Cancellation of Capital For For Management
Authorization
3 Authority to Allot Securities and For For Management
Application of Reserves
4 Amend Articles of Association For For Management
5 Approve Creation of Distributable For For Management
Reserves
6 Advisory Vote on Golden Parachutes For Against Management
7 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
YANDEX NV
Ticker: YNDX Security ID: N97284108
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements For For Management
2 Approve Allocation of Income For For Management
3 Approve Discharge of Board of Directors For For Management
4 Elect Herman Gref as a Non-Executive For For Management
Director
5 Reelect Arkady Volozh as an Executive For For Management
Director
6 Reelect Alfred Fenaughty as a For For Management
Non-Executive Director
7 Reelect Elena Ivashenseva as a For For Management
Non-Executive Director
8 Reelect Rogier Rijnja as a For For Management
Non-Executive Director
9 Approve Cancellation of Class C Shares For For Management
Held in Treasury
10 Decrease Authorized Share Capital For For Management
11 Amend Company's Equity Incentive Plan For For Management
12 Ratify Zao Deloitte & Touche CIS as For For Management
Auditors
13 Grant Board Authority to Issue Shares For Against Management
14 Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances Under Item
13
15 Authorize Repurchase of Up to 20 For Against Management
Percent of Issued Share Capital
16 Other Business (Non-Voting) None None Management
================== BlackRock Mid-Cap Growth Equity Portfolio ===================
ACUITY BRANDS, INC.
Ticker: AYI Security ID: 00508Y102
Meeting Date: JAN 07, 2014 Meeting Type: Annual
Record Date: NOV 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon D. Harnett For For Management
1.2 Elect Director Robert F. McCullough For For Management
1.3 Elect Director Dominic J. Pileggi For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 16, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel T. Byrne For For Management
1b Elect Director Dwight D. Churchill For For Management
1c Elect Director Niall Ferguson For For Management
1d Elect Director Sean M. Healey For For Management
1e Elect Director Harold J. Meyerman For For Management
1f Elect Director William J. Nutt For For Management
1g Elect Director Tracy P. Palandjian For For Management
1h Elect Director Rita M. Rodriguez For For Management
1i Elect Director Patrick T. Ryan For For Management
1j Elect Director Jide J. Zeitlin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AIMIA INC.
Ticker: AIM Security ID: 00900Q103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Brown For For Management
1.2 Elect Director Roman Doroniuk For For Management
1.3 Elect Director Rupert Duchesne For For Management
1.4 Elect Director Joanne Ferstman For For Management
1.5 Elect Director Michael M. Fortier For For Management
1.6 Elect Director John M. Forzani For For Management
1.7 Elect Director Beth S. Horowitz For For Management
1.8 Elect Director David H. Laidley For For Management
1.9 Elect Director Douglas D. Port For For Management
1.10 Elect Director Alan P. Rossy For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce K. Anderson For For Management
1.2 Elect Director Roger H. Ballou For For Management
1.3 Elect Director Lawrence M. Benveniste For For Management
1.4 Elect Director D. Keith Cobb For For Management
1.5 Elect Director E. Linn Draper, Jr. For For Management
1.6 Elect Director Kenneth R. Jensen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Conti For For Management
1.2 Elect Director Frank S. Hermance For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AOL INC.
Ticker: AOL Security ID: 00184X105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tim Armstrong For For Management
1.2 Elect Director Eve Burton For For Management
1.3 Elect Director Richard Dalzell For For Management
1.4 Elect Director Alberto Ibarguen For For Management
1.5 Elect Director Hugh Johnston For For Management
1.6 Elect Director Dawn Lepore For For Management
1.7 Elect Director Patricia Mitchell For For Management
1.8 Elect Director Fredric Reynolds For For Management
1.9 Elect Director James Stengel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ATHENAHEALTH, INC.
Ticker: ATHN Security ID: 04685W103
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amy Abernethy For For Management
1.2 Elect Director Jonathan Bush For For Management
1.3 Elect Director Brandon Hull For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JAN 14, 2014 Meeting Type: Special
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
COLFAX CORPORATION
Ticker: CFX Security ID: 194014106
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mitchell P. Rales For For Management
1b Elect Director Steven E. Simms For For Management
1c Elect Director Clay H. Kiefaber For For Management
1d Elect Director Patrick W. Allender For For Management
1e Elect Director Thomas S. Gayner For For Management
1f Elect Director Rhonda L. Jordan For For Management
1g Elect Director San W. Orr, III For For Management
1h Elect Director A. Clayton Perfall For For Management
1i Elect Director Rajiv Vinnakota For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORE LABORATORIES N.V.
Ticker: CLB Security ID: N22717107
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Demshur For For Management
1b Elect Director Michael C. Kearney For For Management
1c Elect Director Jan Willem Sodderland For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Approve Cancellation of Repurchased For For Management
Shares
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Grant Board Authority to Issue For For Management
Ordinary and Preference Shares Up To
10 Percent of Issued Capital
8 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance
9 Amend Non-Employee Director Omnibus For For Management
Stock Plan
10 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Klein For For Management
1.2 Elect Director Andrew C. Florance For For Management
1.3 Elect Director David Bonderman For For Management
1.4 Elect Director Michael J. Glosserman For For Management
1.5 Elect Director Warren H. Haber For For Management
1.6 Elect Director John W. Hill For For Management
1.7 Elect Director Christopher J. Nassetta For For Management
1.8 Elect Director David J. Steinberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DSW INC.
Ticker: DSW Security ID: 23334L102
Meeting Date: OCT 14, 2013 Meeting Type: Special
Record Date: AUG 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Stock Split For For Management
--------------------------------------------------------------------------------
FIRST REPUBLIC BANK
Ticker: FRC Security ID: 33616C100
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Herbert, II For For Management
1.2 Elect Director Katherine August-deWilde For For Management
1.3 Elect Director Thomas J. Barrack, Jr. For For Management
1.4 Elect Director Frank J. Fahrenkopf, Jr For For Management
1.5 Elect Director William E. Ford For For Management
1.6 Elect Director L. Martin Gibbs For For Management
1.7 Elect Director Sandra R. Hernandez For For Management
1.8 Elect Director Pamela J. Joyner For For Management
1.9 Elect Director Reynold Levy For For Management
1.10 Elect Director Jody S. Lindell For For Management
1.11 Elect Director George G.C. Parker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENESEE & WYOMING INC.
Ticker: GWR Security ID: 371559105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mortimer B. Fuller, III For For Management
1.2 Elect Director John C. Hellmann For For Management
1.3 Elect Director Robert M. Melzer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE, INC.
Ticker: GWRE Security ID: 40171V100
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Cavoores For For Management
1.2 Elect Director Guy Dubois For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
IAC/INTERACTIVECORP
Ticker: IACI Security ID: 44919P508
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edgar Bronfman, Jr. For For Management
1.2 Elect Director Chelsea Clinton For For Management
1.3 Elect Director Sonali De Rycker For For Management
1.4 Elect Director Barry Diller For For Management
1.5 Elect Director Michael D. Eisner For For Management
1.6 Elect Director Victor A. Kaufman For For Management
1.7 Elect Director Donald R. Keough For For Management
1.8 Elect Director Bryan Lourd For For Management
1.9 Elect Director David Rosenblatt For For Management
1.10 Elect Director Alan G. Spoon For For Management
1.11 Elect Director Alexander von For For Management
Furstenberg
1.12 Elect Director Richard F. Zannino For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amal M. Johnson For For Management
1.2 Elect Director Eric H. Halvorson For For Management
1.3 Elect Director Alan J. Levy For For Management
1.4 Elect Director Craig H. Barratt For For Management
1.5 Elect Director Floyd D. Loop For For Management
1.6 Elect Director George Stalk, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC.
Ticker: JBHT Security ID: 445658107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas G. Duncan For For Management
1.2 Elect Director Francesca M. Edwardson For For Management
1.3 Elect Director Wayne Garrison For For Management
1.4 Elect Director Sharilyn S. Gasaway For For Management
1.5 Elect Director Gary C. George For For Management
1.6 Elect Director J. Bryan Hunt, Jr. For For Management
1.7 Elect Director Coleman H. Peterson For For Management
1.8 Elect Director John N. Roberts, III For For Management
1.9 Elect Director James L. Robo For For Management
1.10 Elect Director Kirk Thompson For For Management
1.11 Elect Director John A. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JARDEN CORPORATION
Ticker: JAH Security ID: 471109108
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Heckmann For For Management
1.2 Elect Director Irwin D. Simon For For Management
1.3 Elect Director William J. Grant For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KAR AUCTION SERVICES, INC.
Ticker: KAR Security ID: 48238T109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ryan M. Birtwell For For Management
1.2 Elect Director Brian T. Clingen For For Management
1.3 Elect Director Donna R. Ecton For For Management
1.4 Elect Director Peter R. Formanek For For Management
1.5 Elect Director James P. Hallett For For Management
1.6 Elect Director Mark E. Hill For For Management
1.7 Elect Director Lynn Jolliffe For For Management
1.8 Elect Director Michael T. Kestner For For Management
1.9 Elect Director John P. Larson For For Management
1.10 Elect Director Stephen E. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KIRBY CORPORATION
Ticker: KEX Security ID: 497266106
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Alario For For Management
1.2 Elect Director David W. Grzebinski For For Management
1.3 Elect Director Richard R. Stewart For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINKEDIN CORPORATION
Ticker: LNKD Security ID: 53578A108
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid Hoffman For For Management
1.2 Elect Director Stanley J. Meresman For For Management
1.3 Elect Director David Sze For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LIONS GATE ENTERTAINMENT CORP.
Ticker: LGF Security ID: 535919203
Meeting Date: SEP 10, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Burns For For Management
1.2 Elect Director Gordon Crawford For For Management
1.3 Elect Director Arthur Evrensel For Withhold Management
1.4 Elect Director Jon Feltheimer For For Management
1.5 Elect Director Frank Giustra For For Management
1.6 Elect Director Morley Koffman For For Management
1.7 Elect Director Harald Ludwig For For Management
1.8 Elect Director G. Scott Paterson For Withhold Management
1.9 Elect Director Mark H. Rachesky For For Management
1.10 Elect Director Daryl Simm For For Management
1.11 Elect Director Hardwick Simmons For For Management
1.12 Elect Director Phyllis Yaffe For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
LOUIS XIII HOLDINGS LTD.
Ticker: 00577 Security ID: G5713J140
Meeting Date: DEC 11, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Placing Agreement and Specific For For Management
Mandate
2 Approve Creation and Issue of For For Management
Convertible Bonds and Specific Mandate
--------------------------------------------------------------------------------
LUMBER LIQUIDATORS HOLDINGS, INC.
Ticker: LL Security ID: 55003T107
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Lynch For For Management
1.2 Elect Director Peter B. Robinson For For Management
1.3 Elect Director Martin F. Roper For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY
Ticker: MJN Security ID: 582839106
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven M. Altschuler For For Management
1b Elect Director Howard B. Bernick For For Management
1c Elect Director Kimberly A. Casiano For For Management
1d Elect Director Anna C. Catalano For For Management
1e Elect Director Celeste A. Clark For For Management
1f Elect Director James M. Cornelius For For Management
1g Elect Director Stephen W. Golsby For For Management
1h Elect Director Michael Grobstein For For Management
1i Elect Director Peter Kasper Jakobsen For For Management
1j Elect Director Peter G. Ratcliffe For For Management
1k Elect Director Elliott Sigal For For Management
1l Elect Director Robert S. Singer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jorge A. Bermudez For For Management
1.2 Elect Director Kathryn M. Hill For For Management
1.3 Elect Director Leslie F. Seidman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
Ticker: OII Security ID: 675232102
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Jay Collins For For Management
1.2 Elect Director D. Michael Hughes For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PANERA BREAD COMPANY
Ticker: PNRA Security ID: 69840W108
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred K. Foulkes For For Management
1.2 Elect Director Ronald M. Shaich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PENTAIR LTD.
Ticker: PNR Security ID: H6169Q108
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glynis A. Bryan For For Management
1b Elect Director Jerry W. Burris For For Management
1c Elect Director Carol Anthony (John) For For Management
Davidson
1d Elect Director T. Michael Glenn For For Management
1e Elect Director David H.Y. Ho For For Management
1f Elect Director Randall J. Hogan For For Management
1g Elect Director David A. Jones For For Management
1h Elect Director Ronald L. Merriman For For Management
1i Elect Director William T. Monahan For For Management
1j Elect Director Billie Ida Williamson For For Management
2 Elect Randall J. Hogan as Board For For Management
Chairman
3a Appoint David A. Jones as Member of For For Management
the Compensation Committee
3b Appoint Glynis A. Bryan as Member of For For Management
the Compensation Committee
3c Appoint T. Michael Glenn as Member of For For Management
the Compensation Committee
3d Appoint William T. Monahan as Member For For Management
of the Compensation Committee
4 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
5 Accept Financial Statements and For For Management
Statutory Reports
6 Approve Discharge of Board and Senior For For Management
Management
7a Ratify Deloitte AG as Statutory For For Management
Auditors
7b Ratify Deloitte & Touche LLP as For For Management
Auditors
7c Ratify PricewaterhouseCoopers as For For Management
Special Auditors
8a Approve the Appropriation of results For For Management
for the year ended December 31, 2013
8b Approve Dividends For For Management
9 Advisory Vote to Ratify Names For For Management
Executive Officers' Compensation
10 Approve Renewal of the Authorized For Against Management
Share Capital of Pentair Ltd
--------------------------------------------------------------------------------
PENTAIR LTD.
Ticker: PNR Security ID: H6169Q111
Meeting Date: MAY 20, 2014 Meeting Type: Special
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Change State of Incorporation [from For For Management
Switzerland to Ireland]
2 Approve Proposal to Eliminate the 20% For For Management
Voting Cap in Pentair-Ireland's
Articles of Association
3 Approval to Create Distributable For For Management
Reserves of Pentair-Ireland
--------------------------------------------------------------------------------
QLIK TECHNOLOGIES INC.
Ticker: QLIK Security ID: 74733T105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Golden For For Management
1.2 Elect Director Lars Bjork For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RESTORATION HARDWARE HOLDINGS, INC.
Ticker: RH Security ID: 761283100
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katie Mitic For For Management
1.2 Elect Director Thomas Mottola For For Management
1.3 Elect Director Barry Sternlicht For Withhold Management
2 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION
Ticker: SBAC Security ID: 78388J106
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven E. Bernstein For For Management
1b Elect Director Duncan H. Cocroft For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCHIBSTED ASA
Ticker: SCH Security ID: R75677105
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Approve Notice of Meeting and Agenda For Did Not Vote Management
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
5 Approve Allocation of Income and For Did Not Vote Management
Dividends of NOK 3.50 Per Share
6 Approve Remuneration of Auditors For Did Not Vote Management
7 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
8 Receive Report from Nominating None None Management
Committee
9 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
10 Elect Directors For Did Not Vote Management
11 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of NOK 788,000 for the
Chairman and NOK 335,000 for Other
Members; Approve Remuneration for
Committee Work; Approve Meeting Fees
12 Approve Remuneration of Nominating For Did Not Vote Management
Committee
13 Grant Power of Attorney to Board For Did Not Vote Management
Pursuant to Article 7
--------------------------------------------------------------------------------
SINA CORPORATION
Ticker: SINA Security ID: G81477104
Meeting Date: NOV 18, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Reelect Mr. Ter Fung Tsao For For Management
as Director
2 Approve to Reelect Mr. Yichen Zhang as For For Management
Director
3 Approve Appointment of For For Management
Pricewaterhousecoopers Zhong Tian LLP
as Auditors of the Company
--------------------------------------------------------------------------------
SOLARCITY CORPORATION
Ticker: SCTY Security ID: 83416T100
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Antonio J. Gracias For For Management
1b Elect Director Nancy E. Pfund For Against Management
1c Elect Director Peter J. Rive For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPIRIT AIRLINES, INC.
Ticker: SAVE Security ID: 848577102
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Ben Baldanza For For Management
1.2 Elect Director Robert L. Fornaro For For Management
1.3 Elect Director H. McIntyre Gardner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Connors For For Management
1.2 Elect Director Patricia B. Morrison For For Management
1.3 Elect Director Nicholas G. Sturiale For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SVB FINANCIAL GROUP
Ticker: SIVB Security ID: 78486Q101
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg W. Becker For For Management
1.2 Elect Director Eric A. Benhamou For For Management
1.3 Elect Director David M. Clapper For For Management
1.4 Elect Director Roger F. Dunbar For For Management
1.5 Elect Director Joel P. Friedman For For Management
1.6 Elect Director C. Richard Kramlich For For Management
1.7 Elect Director Lata Krishnan For For Management
1.8 Elect Director Jeffrey N. Maggioncalda For For Management
1.9 Elect Director Kate D. Mitchell For For Management
1.10 Elect Director John F. Robinson For For Management
1.11 Elect Director Garen K. Staglin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
THE COOPER COMPANIES, INC.
Ticker: COO Security ID: 216648402
Meeting Date: MAR 17, 2014 Meeting Type: Annual
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Thomas Bender For For Management
1.2 Elect Director Michael H. Kalkstein For For Management
1.3 Elect Director Jody S. Lindell For For Management
1.4 Elect Director Gary S. Petersmeyer For For Management
1.5 Elect Director Steven Rosenberg For For Management
1.6 Elect Director Allan E. Rubenstein For For Management
1.7 Elect Director Robert S. Weiss For For Management
1.8 Elect Director Stanley Zinberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE MADISON SQUARE GARDEN COMPANY
Ticker: MSG Security ID: 55826P100
Meeting Date: NOV 21, 2013 Meeting Type: Annual
Record Date: SEP 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Parsons For For Management
1.2 Elect Director Alan D. Schwartz For Withhold Management
1.3 Elect Director Vincent Tese For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY
Ticker: TSCO Security ID: 892356106
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia T. Jamison For For Management
1.2 Elect Director Johnston C. Adams For For Management
1.3 Elect Director Peter D. Bewley For For Management
1.4 Elect Director Jack C. Bingleman For For Management
1.5 Elect Director Richard W. Frost For For Management
1.6 Elect Director George MacKenzie For For Management
1.7 Elect Director Edna K. Morris For For Management
1.8 Elect Director Gregory A. Sandfort For For Management
1.9 Elect Director Mark J. Weikel For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNDER ARMOUR, INC.
Ticker: UA Security ID: 904311107
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin A. Plank For For Management
1.2 Elect Director Byron K. Adams, Jr. For For Management
1.3 Elect Director Douglas E. Coltharp For For Management
1.4 Elect Director Anthony W. Deering For For Management
1.5 Elect Director A.B. Krongard For For Management
1.6 Elect Director William R. McDermott For For Management
1.7 Elect Director Eric T. Olson For For Management
1.8 Elect Director Harvey L. Sanders For For Management
1.9 Elect Director Thomas J. Sippel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION
Ticker: UTHR Security ID: 91307C102
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond Dwek For For Management
1.2 Elect Director Roger Jeffs For For Management
1.3 Elect Director Christopher Patusky For For Management
1.4 Elect Director Tommy Thompson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VAIL RESORTS, INC.
Ticker: MTN Security ID: 91879Q109
Meeting Date: DEC 06, 2013 Meeting Type: Annual
Record Date: OCT 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roland A. Hernandez For For Management
1b Elect Director Robert A. Katz For For Management
1c Elect Director Richard D. Kincaid For For Management
1d Elect Director John T. Redmond For For Management
1e Elect Director Hilary A. Schneider For For Management
1f Elect Director D. Bruce Sewell For For Management
1g Elect Director John F. Sorte For For Management
1h Elect Director Peter A. Vaughn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WASTE CONNECTIONS, INC.
Ticker: WCN Security ID: 941053100
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert H. Davis For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WEX INC.
Ticker: WEX Security ID: 96208T104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Dubyak For For Management
1.2 Elect Director Eric Duprat For For Management
1.3 Elect Director Ronald T. Maheu For For Management
1.4 Elect Director Rowland T. Moriarty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Miller For For Management
1.2 Elect Director D. Boone Wayson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Board Qualifications For Against Management
6 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
XPO LOGISTICS, INC.
Ticker: XPO Security ID: 983793100
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley S. Jacobs For For Management
1.2 Elect Director Michael G. Jesselson For For Management
1.3 Elect Director Adrian P. Kingshott For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
YELP INC.
Ticker: YELP Security ID: 985817105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane Irvine For For Management
1.2 Elect Director Max Levchin For For Management
1.3 Elect Director Mariam Naficy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZOETIS INC.
Ticker: ZTS Security ID: 98978V103
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Norden For For Management
1.2 Elect Director Louise M. Parent For For Management
1.3 Elect Director Robert W. Scully For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
======================= BlackRock Money Market Portfolio =======================
NUVEEN CALIFORNIA INVESTMENT QUALITY MUNICIPAL FUND, INC.
Ticker: NQC Security ID: 67062A507
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: DEC 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Adams IV For For Management
1.2 Elect Director Robert P. Bremner For For Management
1.3 Elect Director Jack B. Evans For For Management
1.4 Elect Director David J. Kundert For For Management
1.5 Elect Director John K. Nelson For For Management
1.6 Elect Director Thomas S. Schreier, Jr. For For Management
1.7 Elect Director Judith M. Stockdale For For Management
1.8 Elect Director Carole E. Stone For For Management
1.9 Elect Director Virginia L. Stringer For For Management
1.10 Elect Director Terence J. Toth For For Management
1.11 Elect Director William C. Hunter For For Management
1.12 Elect Director William J. Schneider For For Management
2 Approve Reorganization of Funds For For Management
Between Nuveen California Investment
Quality Municipal Fund, Inc. and
Nuveen California Dividend Advantage
Municipal Fund
--------------------------------------------------------------------------------
NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUND
Ticker: NRK Security ID: 670656503
Meeting Date: AUG 07, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judith M. Stockdale For For Management
1.2 Elect Director Carole E. Stone For For Management
1.3 Elect Director Virginia L. Stringer For For Management
1.4 Elect Director William C. Hunter For For Management
1.5 Elect Director William J. Schneider For For Management
==================== BlackRock Multi-Asset Real Return Fund ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== BlackRock Municipal Money Market Portfolio ==================
NUVEEN MUNICIPAL ADVANTAGE FUND, INC.
Ticker: NMA Security ID: 67062H700
Meeting Date: AUG 07, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Amboian For For Management
1.2 Elect Director Robert P. Bremner For For Management
1.3 Elect Director Jack B. Evans For For Management
1.4 Elect Director David J. Kundert For For Management
1.5 Elect Director Judith M. Stockdale For For Management
1.6 Elect Director Carole E. Stone For For Management
1.7 Elect Director Virginia L. Stringer For For Management
1.8 Elect Director Terence J. Toth For For Management
1.9 Elect Director William C. Hunter For For Management
1.10 Elect Director William J. Schneider For For Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND, INC.
Ticker: NMO Security ID: 67062W608
Meeting Date: AUG 07, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Amboian For For Management
1.2 Elect Director Robert P. Bremner For For Management
1.3 Elect Director Jack B. Evans For For Management
1.4 Elect Director David J. Kundert For For Management
1.5 Elect Director Judith M. Stockdale For For Management
1.6 Elect Director Carole E. Stone For For Management
1.7 Elect Director Virginia L. Stringer For For Management
1.8 Elect Director Terence J. Toth For For Management
1.9 Elect Director William C. Hunter For For Management
1.10 Elect Director William J. Schneider For For Management
--------------------------------------------------------------------------------
NUVEEN NEW JERSEY INVESTMENT QUALITY MUNICIPAL FUND, INC.
Ticker: NQJ Security ID: 670971605
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: OCT 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Adams IV For For Management
1.2 Elect Director Robert P. Bremner For For Management
1.3 Elect Director Jack B. Evans For For Management
1.4 Elect Director David J. Kundert For For Management
1.5 Elect Director John K. Nelson For For Management
1.6 Elect Director Thomas S. Schreier, Jr. For For Management
1.7 Elect Director Judith M. Stockdale For For Management
1.8 Elect Director Carole E. Stone For For Management
1.9 Elect Director Virginia L. Stringer For For Management
1.10 Elect Director Terence J. Toth For For Management
1.11 Elect Director William C. Hunter For For Management
1.12 Elect Director William J. Schneider For For Management
--------------------------------------------------------------------------------
NUVEEN NEW JERSEY PREMIUM INCOME MUNICIPAL FUND, INC.
Ticker: NNJ Security ID: 67101N601
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: OCT 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Adams IV For For Management
1.2 Elect Director Robert P. Bremner For For Management
1.3 Elect Director Jack B. Evans For For Management
1.4 Elect Director David J. Kundert For For Management
1.5 Elect Director John K. Nelson For For Management
1.6 Elect Director Thomas S. Schreier, Jr. For For Management
1.7 Elect Director Judith M. Stockdale For For Management
1.8 Elect Director Carole E. Stone For For Management
1.9 Elect Director Virginia L. Stringer For For Management
1.10 Elect Director Terence J. Toth For For Management
1.11 Elect Director William C. Hunter For For Management
1.12 Elect Director William J. Schneider For For Management
============ BlackRock New Jersey Municipal Money Market Portfolio =============
NUVEEN NEW JERSEY INVESTMENT QUALITY MUNICIPAL FUND, INC.
Ticker: NQJ Security ID: 670971605
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: OCT 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Adams IV For For Management
1.2 Elect Director Robert P. Bremner For For Management
1.3 Elect Director Jack B. Evans For For Management
1.4 Elect Director David J. Kundert For For Management
1.5 Elect Director John K. Nelson For For Management
1.6 Elect Director Thomas S. Schreier, Jr. For For Management
1.7 Elect Director Judith M. Stockdale For For Management
1.8 Elect Director Carole E. Stone For For Management
1.9 Elect Director Virginia L. Stringer For For Management
1.10 Elect Director Terence J. Toth For For Management
1.11 Elect Director William C. Hunter For For Management
1.12 Elect Director William J. Schneider For For Management
--------------------------------------------------------------------------------
NUVEEN NEW JERSEY PREMIUM INCOME MUNICIPAL FUND, INC.
Ticker: NNJ Security ID: 67101N601
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: OCT 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Adams IV For For Management
1.2 Elect Director Robert P. Bremner For For Management
1.3 Elect Director Jack B. Evans For For Management
1.4 Elect Director David J. Kundert For For Management
1.5 Elect Director John K. Nelson For For Management
1.6 Elect Director Thomas S. Schreier, Jr. For For Management
1.7 Elect Director Judith M. Stockdale For For Management
1.8 Elect Director Carole E. Stone For For Management
1.9 Elect Director Virginia L. Stringer For For Management
1.10 Elect Director Terence J. Toth For For Management
1.11 Elect Director William C. Hunter For For Management
1.12 Elect Director William J. Schneider For For Management
========== BlackRock North Carolina Municipal Money Market Portfolio ===========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=============== BlackRock Ohio Municipal Money Market Portfolio ================
NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND
Ticker: NUO Security ID: 670980879
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: OCT 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judith M. Stockdale For For Management
1.2 Elect Director Carole E. Stone For For Management
1.3 Elect Director Virginia L. Stringer For For Management
1.4 Elect Director William C. Hunter For For Management
1.5 Elect Director William J. Schneider For For Management
=========== BlackRock Pennsylvania Municipal Money Market Portfolio ============
NUVEEN PENNSYLVANIA PREMIUM INCOME MUNICIPAL FUND 2
Ticker: NPY Security ID: 67061F408
Meeting Date: NOV 22, 2013 Meeting Type: Annual
Record Date: AUG 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judith M. Stockdale For For Management
1.2 Elect Director Carole E. Stone For For Management
1.3 Elect Director Virginia L. Stringer For For Management
1.4 Elect Director William C. Hunter For For Management
1.5 Elect Director William J. Schneider For For Management
2 Approve Reorganization of Funds For For Management
Between Nuveen Pennsylvania Premium
Income Municipal Fund 2 and Nuveen
Pennsylvania Investment Quality
Municipal Fund
==================== BlackRock Real Estate Securities Fund =====================
ACADIA REALTY TRUST
Ticker: AKR Security ID: 004239109
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth F. Bernstein For For Management
1b Elect Director Douglas Crocker II For For Management
1c Elect Director Lorrence T. Kellar For For Management
1d Elect Director Wendy Luscombe For For Management
1e Elect Director William T. Spitz For For Management
1f Elect Director Lee S. Wielansky For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Richard B. Jennings For For Management
1.3 Elect Director John L. Atkins, III For For Management
1.4 Elect Director Maria C. Freire For For Management
1.5 Elect Director Steven R. Hash For For Management
1.6 Elect Director Richard H. Klein For For Management
1.7 Elect Director James H. Richardson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN ASSETS TRUST, INC.
Ticker: AAT Security ID: 024013104
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest S. Rady For For Management
1.2 Elect Director John W. Chamberlain For For Management
1.3 Elect Director Larry E. Finger For For Management
1.4 Elect Director Duane A. Nelles For For Management
1.5 Elect Director Thomas S. Olinger For For Management
1.6 Elect Director Robert S. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN CAMPUS COMMUNITIES, INC.
Ticker: ACC Security ID: 024835100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Bayless Jr. For For Management
1b Elect Director R.D. Burck For For Management
1c Elect Director G. Steven Dawson For For Management
1d Elect Director Cydney C. Donnell For For Management
1e Elect Director Dennis G. Lopez For For Management
1f Elect Director Edward Lowenthal For For Management
1g Elect Director Oliver Luck For For Management
1h Elect Director C. Patrick Oles, Jr. For For Management
1i Elect Director Winston W. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN HOMES 4 RENT
Ticker: AMH Security ID: 02665T306
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Wayne Hughes For For Management
1.2 Elect Director David P. Singelyn For For Management
1.3 Elect Director John 'Jack' Corrigan For For Management
1.4 Elect Director Dann V. Angeloff For For Management
1.5 Elect Director Matthew J. Hart For For Management
1.6 Elect Director James H. Kropp For For Management
1.7 Elect Director Lynn Swann For For Management
1.8 Elect Director Kenneth M. Woolley For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond P. Dolan For For Management
1b Elect Director Ronald M. Dykes For For Management
1c Elect Director Carolyn F. Katz For For Management
1d Elect Director Gustavo Lara Cantu For For Management
1e Elect Director JoAnn A. Reed For For Management
1f Elect Director Pamela D.A. Reeve For For Management
1g Elect Director David E. Sharbutt For For Management
1h Elect Director James D. Taiclet, Jr. For For Management
1i Elect Director Samme L. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glyn F. Aeppel For For Management
1.2 Elect Director Alan B. Buckelew For For Management
1.3 Elect Director Bruce A. Choate For For Management
1.4 Elect Director John J. Healy, Jr. For For Management
1.5 Elect Director Timothy J. Naughton For For Management
1.6 Elect Director Lance R. Primis For For Management
1.7 Elect Director Peter S. Rummell For For Management
1.8 Elect Director H. Jay Sarles For For Management
1.9 Elect Director W. Edward Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
BOSTON PROPERTIES, INC.
Ticker: BXP Security ID: 101121101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol B. Einiger For For Management
1.2 Elect Director Jacob A. Frenkel For For Management
1.3 Elect Director Joel I. Klein For For Management
1.4 Elect Director Douglas T. Linde For For Management
1.5 Elect Director Matthew J. Lustig For For Management
1.6 Elect Director Alan J. Patricof For For Management
1.7 Elect Director Ivan G. Seidenberg For For Management
1.8 Elect Director Owen D. Thomas For For Management
1.9 Elect Director Martin Turchin For For Management
1.10 Elect Director David A. Twardock For For Management
1.11 Elect Director Mortimer B. Zuckerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Adopt Proxy Access Right Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
CAMDEN PROPERTY TRUST
Ticker: CPT Security ID: 133131102
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Campo For For Management
1.2 Elect Director Scott S. Ingraham For For Management
1.3 Elect Director Lewis A. Levey For For Management
1.4 Elect Director William B. McGuire, Jr. For For Management
1.5 Elect Director William F. Paulsen For For Management
1.6 Elect Director D. Keith Oden For For Management
1.7 Elect Director F. Gardner Parker For Withhold Management
1.8 Elect Director Frances Aldrich For For Management
Sevilla-Sacasa
1.9 Elect Director Steven A. Webster For Withhold Management
1.10 Elect Director Kelvin R. Westbrook For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLE REAL ESTATE INVESTMENTS INC.
Ticker: COLE Security ID: 19329V105
Meeting Date: JAN 23, 2014 Meeting Type: Special
Record Date: DEC 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CYRUSONE INC.
Ticker: CONE Security ID: 23283R100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary J. Wojtaszek For For Management
1.2 Elect Director John F. Cassidy For For Management
1.3 Elect Director William E. Sullivan For For Management
1.4 Elect Director T. Tod Nielsen For For Management
1.5 Elect Director Alex Shumate For For Management
1.6 Elect Director Melissa E. Hathaway For For Management
1.7 Elect Director David H. Ferdman For For Management
1.8 Elect Director Lynn A. Wentworth For For Management
1.9 Elect Director John W. Gamble, Jr. For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DDR CORP.
Ticker: DDR Security ID: 23317H102
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrance R. Ahern For For Management
1.2 Elect Director James C. Boland For For Management
1.3 Elect Director Thomas Finne For For Management
1.4 Elect Director Robert H. Gidel For For Management
1.5 Elect Director Daniel B. Hurwitz For For Management
1.6 Elect Director Volker Kraft For For Management
1.7 Elect Director Rebecca L. Maccardini For For Management
1.8 Elect Director Victor B. MacFarlane For For Management
1.9 Elect Director Craig Macnab For For Management
1.10 Elect Director Scott D. Roulston For For Management
1.11 Elect Director Barry A. Sholem For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC.
Ticker: DLR Security ID: 253868103
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Dennis E. Singleton For For Management
1B Elect Director Laurence A. Chapman For For Management
1C Elect Director Kathleen Earley For For Management
1D Elect Director Ruann F. Ernst For For Management
1E Elect Director Kevin J. Kennedy For For Management
1F Elect Director William G. LaPerch For For Management
1G Elect Director Robert H. Zerbst For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC.
Ticker: EGP Security ID: 277276101
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Pike Aloian For For Management
1.2 Elect Director H.C. Bailey, Jr. For For Management
1.3 Elect Director H. Eric Bolton, Jr. For For Management
1.4 Elect Director Hayden C. Eaves, III For For Management
1.5 Elect Director Fredric H. Gould For For Management
1.6 Elect Director David H. Hoster, II For For Management
1.7 Elect Director Mary E. McCormick For For Management
1.8 Elect Director David M. Osnos For For Management
1.9 Elect Director Leland R. Speed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EPR PROPERTIES
Ticker: EPR Security ID: 26884U109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Brain For For Management
1.2 Elect Director Robert J. Druten For For Management
1.3 Elect Director Robin P. Sterneck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Charles L. Atwood For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Bradley A. Keywell For For Management
1.6 Elect Director John E. Neal For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark S. Shapiro For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director B. Joseph White For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC.
Ticker: ESS Security ID: 297178105
Meeting Date: MAR 28, 2014 Meeting Type: Special
Record Date: JAN 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC.
Ticker: ESS Security ID: 297178105
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Brady For For Management
1.2 Elect Director Keith R. Guericke For For Management
1.3 Elect Director Irving F. Lyons, III For For Management
1.4 Elect Director George M. Marcus For For Management
1.5 Elect Director Gary P. Martin For For Management
1.6 Elect Director Issie N. Rabinovitch For For Management
1.7 Elect Director Thomas E. Randlett For For Management
1.8 Elect Director Thomas E. Robinson For For Management
1.9 Elect Director Michael J. Schall For For Management
1.10 Elect Director Byron A. Scordelis For For Management
1.11 Elect Director Janice L. Sears For For Management
1.12 Elect Director Thomas P. Sullivan For For Management
1.13 Elect Director Claude J. Zinngrabe, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXTRA SPACE STORAGE INC.
Ticker: EXR Security ID: 30225T102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth M. Woolley For For Management
1.2 Elect Director Spencer F. Kirk For For Management
1.3 Elect Director Karl Haas For For Management
1.4 Elect Director Joseph D. Margolis For For Management
1.5 Elect Director Diane Olmstead For For Management
1.6 Elect Director Roger B. Porter For For Management
1.7 Elect Director K. Fred Skousen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST
Ticker: FRT Security ID: 313747206
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director David W. Faeder For For Management
1.3 Elect Director Kristin Gamble For For Management
1.4 Elect Director Gail P. Steinel For For Management
1.5 Elect Director Warren M. Thompson For For Management
1.6 Elect Director Joseph S. Vassalluzzo For For Management
1.7 Elect Director Donald C. Wood For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENERAL GROWTH PROPERTIES, INC.
Ticker: GGP Security ID: 370023103
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard B. Clark For For Management
1b Elect Director Mary Lou Fiala For For Management
1c Elect Director J. Bruce Flatt For For Management
1d Elect Director John K. Haley For For Management
1e Elect Director Daniel B. Hurwitz For For Management
1f Elect Director Brian W. Kingston For For Management
1g Elect Director Sandeep Mathrani For For Management
1h Elect Director David J. Neithercut For For Management
1i Elect Director Mark R. Patterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HCP, INC.
Ticker: HCP Security ID: 40414L109
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian G. Cartwright For For Management
1b Elect Director Christine N. Garvey For For Management
1c Elect Director David B. Henry For For Management
1d Elect Director Lauralee E. Martin For For Management
1e Elect Director Michael D. McKee For For Management
1f Elect Director Peter L. Rhein For For Management
1g Elect Director Joseph P. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HEALTHCARE REALTY TRUST INCORPORATED
Ticker: HR Security ID: 421946104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Emery For For Management
1.2 Elect Director Batey M. Gresham, Jr. For For Management
1.3 Elect Director Dan S. Wilford For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEALTHCARE TRUST OF AMERICA, INC.
Ticker: HTA Security ID: 42225P105
Meeting Date: JUL 09, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott D. Peters For For Management
1.2 Elect Director W. Bradley Blair, II For For Management
1.3 Elect Director Maurice J. DeWald For For Management
1.4 Elect Director Warren D. Fix For For Management
1.5 Elect Director Larry L. Mathis For For Management
1.6 Elect Director Gary T. Wescombe For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HIGHWOODS PROPERTIES, INC.
Ticker: HIW Security ID: 431284108
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Anderson For For Management
1.2 Elect Director Gene H. Anderson For For Management
1.3 Elect Director Edward J. Fritsch For For Management
1.4 Elect Director David J. Hartzell For For Management
1.5 Elect Director Sherry A. Kellett For For Management
1.6 Elect Director Mark F. Mulhern For For Management
1.7 Elect Director L. Glenn Orr, Jr. For For Management
1.8 Elect Director O. Temple Sloan, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC.
Ticker: HLT Security ID: 43300A104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Nassetta For For Management
1.2 Elect Director Jonathan D. Gray For For Management
1.3 Elect Director Michael S. Chae For For Management
1.4 Elect Director Tyler S. Henritze For For Management
1.5 Elect Director Judith A. McHale For For Management
1.6 Elect Director John G. Schreiber For For Management
1.7 Elect Director Elizabeth A. Smith For For Management
1.8 Elect Director Douglas M. Steenland For For Management
1.9 Elect Director William J. Stein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
LIBERTY PROPERTY TRUST
Ticker: LPT Security ID: 531172104
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick F. Buchholz For For Management
1.2 Elect Director Thomas C. DeLoach, Jr. For For Management
1.3 Elect Director Katherine Elizabeth For For Management
Dietze
1.4 Elect Director Daniel P. Garton For For Management
1.5 Elect Director William P. Hankowsky For For Management
1.6 Elect Director M. Leanne Lachman For For Management
1.7 Elect Director David L. Lingerfelt For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC.
Ticker: MAA Security ID: 59522J103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Eric Bolton, Jr. For For Management
1b Elect Director Alan B. Graf, Jr. For For Management
1c Elect Director Ralph Horn For For Management
1d Elect Director James K. Lowder For For Management
1e Elect Director Thomas H. Lowder For For Management
1f Elect Director Claude B. Nielsen For For Management
1g Elect Director Philip W. Norwood For For Management
1h Elect Director Harold W. Ripps For For Management
1i Elect Director W. Reid Sanders For For Management
1j Elect Director William B. Sansom For For Management
1k Elect Director Gary Shorb For For Management
1l Elect Director John W. Spiegel For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL HEALTH INVESTORS, INC.
Ticker: NHI Security ID: 63633D104
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Andrew Adams For For Management
1b Elect Director Robert A. McCabe, Jr. For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST
Ticker: PEB Security ID: 70509V100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director Cydney C. Donnell For For Management
1.3 Elect Director Ron E. Jackson For For Management
1.4 Elect Director Phillip M. Miller For For Management
1.5 Elect Director Michael J. Schall For For Management
1.6 Elect Director Earl E. Webb For For Management
1.7 Elect Director Laura H. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROLOGIS, INC.
Ticker: PLD Security ID: 74340W103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hamid R. Moghadam For For Management
1b Elect Director George L. Fotiades For For Management
1c Elect Director Christine N. Garvey For For Management
1d Elect Director Lydia H. Kennard For For Management
1e Elect Director J. Michael Losh For Against Management
1f Elect Director Irving F. Lyons, III For For Management
1g Elect Director Jeffrey L. Skelton For For Management
1h Elect Director D. Michael Steuert For For Management
1i Elect Director Carl B. Webb For For Management
1j Elect Director William D. Zollars For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Tamara Hughes Gustavson For For Management
1.3 Elect Director Uri P. Harkham For For Management
1.4 Elect Director B. Wayne Hughes, Jr. For For Management
1.5 Elect Director Avedick B. Poladian For For Management
1.6 Elect Director Gary E. Pruitt For For Management
1.7 Elect Director Ronald P. Spogli For For Management
1.8 Elect Director Daniel C. Staton For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SABRA HEALTH CARE REIT, INC.
Ticker: SBRA Security ID: 78573L106
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig A. Barbarosh For For Management
1b Elect Director Robert A. Ettl For For Management
1c Elect Director Michael J. Foster For For Management
1d Elect Director Richard K. Matros For For Management
1e Elect Director Milton J. Walters For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Melvyn E. Bergstein For For Management
1.2 Elect Director Larry C. Glasscock For For Management
1.3 Elect Director Karen N. Horn For For Management
1.4 Elect Director Allan Hubbard For For Management
1.5 Elect Director Reuben S. Leibowitz For For Management
1.6 Elect Director Daniel C. Smith For For Management
1.7 Elect Director J. Albert Smith, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SL GREEN REALTY CORP.
Ticker: SLG Security ID: 78440X101
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Holliday For For Management
1.2 Elect Director John S. Levy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC.
Ticker: SRC Security ID: 84860W102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin M. Charlton For For Management
1.2 Elect Director Todd A. Dunn For For Management
1.3 Elect Director David J. Gilbert For For Management
1.4 Elect Director Richard I. Gilchrist For For Management
1.5 Elect Director Diane M. Morefield For For Management
1.6 Elect Director Thomas H. Nolan, Jr. For For Management
1.7 Elect Director Sheli Z. Rosenberg For Withhold Management
1.8 Elect Director Thomas D. Senkbeil For For Management
1.9 Elect Director Nicholas P. Shepherd For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
STAG INDUSTRIAL, INC.
Ticker: STAG Security ID: 85254J102
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Butcher For For Management
1.2 Elect Director Virgis W. Colbert For For Management
1.3 Elect Director Jeffrey D. Furber For For Management
1.4 Elect Director Larry T. Guillemette For For Management
1.5 Elect Director Francis X. Jacoby, III For For Management
1.6 Elect Director Christopher P. Marr For For Management
1.7 Elect Director Hans S. Weger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: HOT Security ID: 85590A401
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frits van Paasschen For For Management
1b Elect Director Bruce W. Duncan For For Management
1c Elect Director Adam M. Aron For For Management
1d Elect Director Charlene Barshefsky For For Management
1e Elect Director Thomas E. Clarke For For Management
1f Elect Director Clayton C. Daley, Jr. For For Management
1g Elect Director Lizanne Galbreath For For Management
1h Elect Director Eric Hippeau For For Management
1i Elect Director Aylwin B. Lewis For For Management
1j Elect Director Stephen R. Quazzo For For Management
1k Elect Director Thomas O. Ryder For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VENTAS, INC.
Ticker: VTR Security ID: 92276F100
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Debra A. Cafaro For For Management
1b Elect Director Douglas Crocker, II For For Management
1c Elect Director Ronald G. Geary For For Management
1d Elect Director Jay M. Gellert For For Management
1e Elect Director Richard I. Gilchrist For For Management
1f Elect Director Matthew J. Lustig For For Management
1g Elect Director Douglas M. Pasquale For For Management
1h Elect Director Robert D. Reed For For Management
1i Elect Director Glenn J. Rufrano For For Management
1j Elect Director James D. Shelton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID: 929042109
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Lynne For Withhold Management
1.2 Elect Director David Mandelbaum For Withhold Management
1.3 Elect Director Daniel R. Tisch For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Require Independent Board Chairman Against For Shareholder
6 Declassify the Board of Directors Against For Shareholder
7 Pro-rata Vesting of Equity Awards Against Against Shareholder
============ BlackRock Science & Technology Opportunities Portfolio ============
21VIANET GROUP INC.
Ticker: VNET Security ID: 90138A103
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Share Incentive Plan For For Management
--------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy L. Banse For For Management
1b Elect Director Kelly J. Barlow For For Management
1c Elect Director Edward W. Barnholt For For Management
1d Elect Director Robert K. Burgess For For Management
1e Elect Director Frank A. Calderoni For For Management
1f Elect Director Michael R. Cannon For For Management
1g Elect Director James E. Daley For For Management
1h Elect Director Laura B. Desmond For For Management
1i Elect Director Charles M. Geschke For For Management
1j Elect Director Shantanu Narayen For For Management
1k Elect Director Daniel L. Rosensweig For For Management
1l Elect Director Robert Sedgewick For For Management
1m Elect Director John E. Warnock For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AIXTRON SE
Ticker: AIXA Security ID: D0198L143
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal 2013
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
4 Ratify Deloitte abd Touche GmbH as For For Management
Auditors for Fiscal 2014
5 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
6 Approve Creation of EUR 45.9 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
--------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce K. Anderson For For Management
1.2 Elect Director Roger H. Ballou For For Management
1.3 Elect Director Lawrence M. Benveniste For For Management
1.4 Elect Director D. Keith Cobb For For Management
1.5 Elect Director E. Linn Draper, Jr. For For Management
1.6 Elect Director Kenneth R. Jensen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director John Seely Brown For For Management
1d Elect Director William B. Gordon For For Management
1e Elect Director Jamie S. Gorelick For For Management
1f Elect Director Alain Monie For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against Against Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Against Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aart J. de Geus For For Management
1b Elect Director Gary E. Dickerson For For Management
1c Elect Director Stephen R. Forrest For For Management
1d Elect Director Thomas J. Iannotti For For Management
1e Elect Director Susan M. James For For Management
1f Elect Director Alexander A. Karsner For For Management
1g Elect Director Gerhard H. Parker For For Management
1h Elect Director Dennis D. Powell For For Management
1i Elect Director Willem P. Roelandts For For Management
1j Elect Director James E. Rogers For For Management
1k Elect Director Michael R. Splinter For For Management
1l Elect Director Robert H. Swan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Bylaws -- Call Special Meetings Against Against Shareholder
--------------------------------------------------------------------------------
ARCAM AB
Ticker: ARCM Security ID: W05243154
Meeting Date: DEC 06, 2013 Meeting Type: Special
Record Date: NOV 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Agenda of Meeting For For Management
7 Approve 4:1 Stock Split; Amend For For Management
Articles of Association
8 Approve Creation of SEK 1.6 Million For For Management
Pool of Capital without Preemptive
Rights
9 Close Meeting None None Management
--------------------------------------------------------------------------------
ARCAM AB
Ticker: ARCM Security ID: W05243238
Meeting Date: MAR 27, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Agenda of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8a Accept Financial Statements and For For Management
Statutory Reports
8b Approve Allocation of Income and For For Management
Omission of Dividends
8c Approve Discharge of Board and For For Management
President
9 Determine Number of Members of Board For Against Management
10 Approve Remuneration of Directors; For Against Management
Approve Remuneration of Auditors
11 Elect Directors For Against Management
12 Elect Members of Nominating Committee For Against Management
13 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
14 Approve Stock Option Plan For For Management
15 Approve Creation of SEK 1.8 Million For For Management
Pool of Capital without Preemptive
Rights
16 Close Meeting None None Management
--------------------------------------------------------------------------------
ASM PACIFIC TECHNOLOGY LTD.
Ticker: 00522 Security ID: G0535Q133
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Arthur H. del Prado as Director For For Management
4 Elect Lee Wai Kwong as Director For For Management
5 Elect Chow Chuen, James as Director For Against Management
6 Elect Robin Gerard Ng Cher Tat as For Against Management
Director
7 Authorize Board to Fix Directors' For For Management
Remuneration
8 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JAN 14, 2014 Meeting Type: Special
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carl Bass For For Management
1b Elect Director Crawford W. Beveridge For For Management
1c Elect Director J. Hallam Dawson For For Management
1d Elect Director Thomas Georgens For For Management
1e Elect Director Per-Kristian Halvorsen For For Management
1f Elect Director Mary T. McDowell For For Management
1g Elect Director Lorrie M. Norrington For For Management
1h Elect Director Betsy Rafael For For Management
1i Elect Director Stacy J. Smith For For Management
1j Elect Director Steven M. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
AVAGO TECHNOLOGIES LIMITED
Ticker: AVGO Security ID: Y0486S104
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director John T. Dickson For For Management
1c Elect Director James V. Diller For For Management
1d Elect Director Lewis C. Eggebrecht For For Management
1e Elect Director Bruno Guilmart For For Management
1f Elect Director Kenneth Y. Hao For For Management
1g Elect Director Justine F. Lien For For Management
1h Elect Director Donald Macleod For For Management
1i Elect Director Peter J. Marks For For Management
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Cash Compensation to Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Issuance of Shares with or For For Management
without Preemptive Rights
6 Approve Repurchase of up to 10 Percent For For Management
of Issued Capital
7 Approve Omnibus Stock Plan For For Management
8 Approve or Amend Severance For For Management
Agreements/Change-in-Control
Agreements with Hock E. Tan
--------------------------------------------------------------------------------
BLUE LABEL TELECOMS LTD
Ticker: BLU Security ID: S12461109
Meeting Date: NOV 29, 2013 Meeting Type: Annual
Record Date: NOV 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dean Suntup as Director For For Management
2 Re-elect Kevin Ellerine as Director For Abstain Management
3 Re-elect Joe Mthimunye as Director For For Management
4 Re-elect Larry Nestadt as Director For Abstain Management
5 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with Eben
Gerryts as the Individual Registered
Auditor
6 Re-elect Joe Mthimunye as Chairperson For For Management
of the Audit, Risk and Compliance
Committee
7 Re-elect Gary Harlow as Member of the For For Management
Audit, Risk and Compliance Committee
8 Re-elect Neil Lazarus as Member of the For Against Management
Audit, Risk and Compliance Committee
9 Re-elect Jerry Vilakazi as Member of For For Management
the Audit, Risk and Compliance
Committee
10 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
1 Approve Remuneration Policy For For Management
1 Approve Non-Executive Directors' For For Management
Remuneration for the Period 1 June
2013 to 31 May 2014
2 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
CAVIUM, INC.
Ticker: CAVM Security ID: 14964U108
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director C.N. Reddy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHANNELADVISOR CORPORATION
Ticker: ECOM Security ID: 159179100
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Hower For For Management
1.2 Elect Director M. Scot Wingo For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COMMVAULT SYSTEMS, INC.
Ticker: CVLT Security ID: 204166102
Meeting Date: AUG 21, 2013 Meeting Type: Annual
Record Date: JUL 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Armando Geday For For Management
1.2 Elect Director F. Robert Kurimsky For For Management
1.3 Elect Director David F. Walker For For Management
2 Ratify Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONCUR TECHNOLOGIES, INC.
Ticker: CNQR Security ID: 206708109
Meeting Date: MAR 12, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward P. Gilligan For For Management
1.2 Elect Director Jeffrey T. McCabe For For Management
1.3 Elect Director Rajeev Singh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CVENT, INC.
Ticker: CVT Security ID: 23247G109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reggie Aggarwal For For Management
1.2 Elect Director Kevin Parker For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DEALERTRACK TECHNOLOGIES, INC.
Ticker: TRAK Security ID: 242309102
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark F. O'Neil For For Management
1.2 Elect Director Joseph P. Payne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DEMANDWARE, INC.
Ticker: DWRE Security ID: 24802Y105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles F. Kane For For Management
1.2 Elect Director Stephan Schambach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
E2OPEN, INC.
Ticker: EOPN Security ID: 29788A104
Meeting Date: AUG 07, 2013 Meeting Type: Annual
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Johnston Evans For For Management
1.2 Elect Director Bernard Mathaisel For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred D. Anderson For For Management
1.2 Elect Director Edward W. Barnholt For For Management
1.3 Elect Director Scott D. Cook For For Management
1.4 Elect Director John J. Donahoe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Vote on Company's Spin Off (Withdrawn) None None Shareholder
--------------------------------------------------------------------------------
EPISTAR CORP.
Ticker: 2448 Security ID: Y2298F106
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Elect Liang Jiyan, with ID No. For For Management
N12xxxxxxx, as Independent Director
4 Approve Cash Dividend Distribution For For Management
from Capital Reserve
5 Amend Articles of Association For For Management
6 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
7 Amend Rules and Procedures for For For Management
Election of Directors and Supervisors
8 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
EURONET WORLDWIDE, INC.
Ticker: EEFT Security ID: 298736109
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrzej Olechowski For For Management
1.2 Elect Director Eriberto R. Scocimara For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXPEDIA, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. George 'Skip' Battle For Withhold Management
1.2 Elect Director Pamela L. Coe For For Management
1.3 Elect Director Barry Diller For For Management
1.4 Elect Director Jonathan L. Dolgen For For Management
1.5 Elect Director Craig A. Jacobson For For Management
1.6 Elect Director Victor A. Kaufman For For Management
1.7 Elect Director Peter M. Kern For For Management
1.8 Elect Director Dara Khosrowshahi For For Management
1.9 Elect Director John C. Malone For For Management
1.10 Elect Director Jose A. Tazon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Susan D. For For Management
Desmond-Hellmann
1.4 Elect Director Donald E. Graham For For Management
1.5 Elect Director Reed Hastings For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Mark Zuckerberg For For Management
2 Ratify Auditors For For Management
3 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Assess Privacy and Advertising Policy Against Against Shareholder
Relating to Childhood Obesity
7 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Ticker: FIS Security ID: 31620M106
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David K. Hunt For For Management
1b Elect Director Richard N. Massey For For Management
1c Elect Director Leslie M. Muma For For Management
1d Elect Director James B. Stallings, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Reduce Supermajority Vote Requirement For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FINGERPRINT CARDS AB
Ticker: FING B Security ID: W3143G119
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: MAY 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive President's Report None None Management
8 Receive Financial Statements and None None Management
Statutory Reports
9a Accept Financial Statements and For For Management
Statutory Reports
9b Approve Allocation of Income and For For Management
Omission of Dividends
9c Approve Discharge of Board and For For Management
President
10 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 350,000 for the
Chairman and SEK 220,000 for Other
Members
12 Approve Remuneration of Auditors For For Management
13 Reelect Urban Fagerstedt (Chairman), For For Management
Christer Bergman, Alexander Kotsinas,
Tord Wingren, and Johan Carlstrom as
Directors; Elect Eva Lindqvist as New
Director
14 Ratify KPMG as Auditors For For Management
15 Elect Tommy Trollborg, Dimitrij Titov, For For Management
and Lars Soderfjell as Members of
Nominating Committee
16 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
17 Approve Issuance of 10 Million Shares For For Management
without Preemptive Rights
18 Approve Issuance of 10 Million Shares For For Management
with Preemptive Rights
19 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Swedish Authorities
20 Close Meeting None None Management
--------------------------------------------------------------------------------
GMO INTERNET INC
Ticker: 9449 Security ID: J1727L103
Meeting Date: MAR 23, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kumagai, Masatoshi For For Management
1.2 Elect Director Yasuda, Masashi For For Management
1.3 Elect Director Nishiyama, Hiroyuki For For Management
1.4 Elect Director Ito, Tadashi For For Management
1.5 Elect Director Miyazaki, Kazuhiko For For Management
1.6 Elect Director Yamashita, Hirofumi For For Management
1.7 Elect Director Takahashi, Shintaro For For Management
1.8 Elect Director Sugaya, Toshihiko For For Management
1.9 Elect Director Arisawa, Katsumi For For Management
1.10 Elect Director Arai, Teruhiro For For Management
1.11 Elect Director Sato, Kentaro For For Management
1.12 Elect Director Horiuchi, Toshiaki For For Management
1.13 Elect Director Kodama, Kimihiro For For Management
1.14 Elect Director Nomura, Masamitsu For For Management
1.15 Elect Director Ainoura, Issei For For Management
1.16 Elect Director Iwakura, Masakazu For Against Management
2 Appoint Statutory Auditor Masuda, For For Management
Kaname
3 Appoint Alternate Statutory Auditor For For Management
Tachibana, Koichi
4 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
--------------------------------------------------------------------------------
GMO PAYMENT GATEWAY INC
Ticker: 3769 Security ID: J18229104
Meeting Date: DEC 22, 2013 Meeting Type: Annual
Record Date: SEP 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 24.5
2 Amend Articles To Increase Maximum For For Management
Number of Statutory Auditors
3.1 Elect Director Kumagai, Masatoshi For For Management
3.2 Elect Director Ainoura, Issei For For Management
3.3 Elect Director Muramatsu, Ryu For For Management
3.4 Elect Director Isozaki, Satoru For For Management
3.5 Elect Director Hisada, Yuichi For For Management
3.6 Elect Director Kimura, Yasuhiko For For Management
3.7 Elect Director Oshima, Tadashi For For Management
3.8 Elect Director Murakami, Tomoyuki For For Management
3.9 Elect Director Onagi, Masaya For Against Management
3.10 Elect Director Sato, Akio For For Management
4.1 Appoint Statutory Auditor Iinuma, For For Management
Takashi
4.2 Appoint Statutory Auditor Ikeda, Kazuo For Against Management
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Statutory
Auditors
6 Appoint External Audit Firm For For Management
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Adopt Policy and Report on Impact of Against Against Shareholder
Tax Strategy
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE, INC.
Ticker: GWRE Security ID: 40171V100
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Cavoores For For Management
1.2 Elect Director Guy Dubois For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO., LTD.
Ticker: 2317 Security ID: Y36861105
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Approve Issuance of Ordinary Shares to For For Management
Participate in the Issuance of Global
Depository Receipt
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
6 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
7 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
IMAX CORPORATION
Ticker: IMAX Security ID: 45245E109
Meeting Date: JUN 02, 2014 Meeting Type: Annual/Special
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil S. Braun For For Management
1.2 Elect Director Eric A. Demirian For For Management
1.3 Elect Director Richard L. Gelfond For For Management
1.4 Elect Director Garth M. Girvan For Withhold Management
1.5 Elect Director David W. Leebron For For Management
1.6 Elect Director Michael Lynne For For Management
1.7 Elect Director Michael MacMillan For For Management
1.8 Elect Director I. Martin Pompadur For For Management
1.9 Elect Director Marc A. Utay For For Management
1.10 Elect Director Bradley J. Wechsler For For Management
2 Ratify Auditors For For Management
3 Require Advance Notice for Shareholder For For Management
Proposals/Nominations
--------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC.
Ticker: JKHY Security ID: 426281101
Meeting Date: NOV 13, 2013 Meeting Type: Annual
Record Date: SEP 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew C. Flanigan For For Management
1.2 Elect Director Wesley A. Brown For For Management
1.3 Elect Director Marla K. Shepard For For Management
1.4 Elect Director John F. Prim For For Management
1.5 Elect Director Thomas H. Wilson For For Management
1.6 Elect Director Jacque R. Fiegel For For Management
1.7 Elect Director Thomas A. Wimsett For For Management
1.8 Elect Director Laura G. Kelly For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KGINICIS CO., LTD.
Ticker: 035600 Security ID: Y4083K100
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 150 per Share
2 Amend Articles of Incorporation For For Management
3.1 Reelect Kwak Jae-Sun as Inside Director For For Management
3.2 Reelect Koh Gyu-Young as Inside For For Management
Director
4 Appoint Oh Chang-Suk as Internal For For Management
Auditor
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
KLA-TENCOR CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward W. Barnholt For For Management
1.2 Elect Director Emiko Higashi For For Management
1.3 Elect Director Stephen P. Kaufman For For Management
1.4 Elect Director Richard P. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LINKEDIN CORPORATION
Ticker: LNKD Security ID: 53578A108
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid Hoffman For For Management
1.2 Elect Director Stanley J. Meresman For For Management
1.3 Elect Director David Sze For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Julius Genachowski For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Nancy J. Karch For Against Management
1i Elect Director Marc Olivie For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Jackson P. Tai For Against Management
1m Elect Director Edward Suning Tian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MONITISE PLC
Ticker: MONI Security ID: G6258F105
Meeting Date: OCT 17, 2013 Meeting Type: Annual
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Colin Tucker as Director For For Management
3 Elect Michael Keyworth as Director For For Management
4 Elect Bradley Petzer as Director For For Management
5 Elect Victor Dahir as Director For For Management
6 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Approve Remuneration Report For For Management
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
NAVER CORP.
Ticker: 035420 Security ID: Y62579100
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 734 per Share
2 Amend Articles of Incorporation For For Management
3.1 Reelect Kim Sang-Hun as Inside Director For For Management
3.2 Reelect Hwang In-Joon as Inside For For Management
Director
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
NCSOFT CORP.
Ticker: 036570 Security ID: Y6258Y104
Meeting Date: MAR 28, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 600 per Share
2 Reelect Lee Hee-Sang as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
NETSUITE INC.
Ticker: N Security ID: 64118Q107
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zachary Nelson For For Management
1.2 Elect Director Kevin Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: OCT 10, 2013 Meeting Type: Special
Record Date: SEP 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Elect M. Helmes as Non-Executive For For Management
Director
2b Elect J. Southern as Non-Executive For For Management
Director
3 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAR 28, 2014 Meeting Type: Special
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect E. Meurice as Non-Executive For For Management
Director
3 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Discuss Remuneration Report None None Management
2b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2c Adopt Financial Statements For For Management
2d Approve Discharge of Board of Directors For For Management
3a Reelect R.L. Clemmer as Executive For For Management
Director
3b Reelect P. Bonfield as Non-Executive For For Management
Director
3c Reelect J.P. Huth as as Non-Executive For For Management
Director
3d Reelect K.A. Goldman as as For For Management
Non-Executive Director
3e Reelect M. Helmes as as Non-Executive For For Management
Director
3f Reelect J. Kaeser as as Non-Executive For For Management
Director
3g Reelect I. Loring as as Non-Executive For For Management
Director
3h Reelect E. Meurice as as Non-Executive For For Management
Director
3i Reelect J. Southern as as For For Management
Non-Executive Director
3j Elect R. Tsai as as Non-Executive For For Management
Director
4 Authorize Repurchase of Shares For For Management
5 Approve Cancellation of Repurchased For For Management
Shares
6 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For Withhold Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Naomi O. Seligman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Establish Human Rights Committee Against Against Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
8 Adopt Multiple Performance Metrics Against Against Shareholder
Under Executive Incentive Plans
9 Require Shareholder Approval of Against Against Shareholder
Quantifiable Performance Metrics
--------------------------------------------------------------------------------
PROOFPOINT, INC.
Ticker: PFPT Security ID: 743424103
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Feiber For For Management
1.2 Elect Director Eric Hahn For For Management
1.3 Elect Director Kevin Harvey For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QIWI PLC
Ticker: QIWI Security ID: 74735M108
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Accept Financial Statements of 2012 For For Management
A.2 Accept Financial Statements of 2013 For For Management
B.1 Approve Dividends For For Management
B.2 Confirm Dividend Record Date For For Management
C.1 Ratify Auditors For For Management
C.2 Approve Remuneration of External For For Management
Auditors
D.1.A Elect Andrey Romanenko as Director None Against Management
D.1.B Elect Igor Mikhaylov as Director None Against Management
D.1.C Elect Andrey Muraviev as Director None Against Management
D.1.D Elect Matthew Hammond as Director None Against Management
D.1.E Elect Boris Kim as Director None Against Management
D.1.F Elect Andrey Shemetov as Director None Against Management
D.1.G Elect Sergey Solonin as Director None Against Management
D.1.H Elect Alexey Rasskazov as Director None Against Management
D.1.I Elect Nilesh Lakhani as Director None Against Management
D.1.J Elect Denis Yarotskiy as Director None Against Management
D.1.K Elect Dickson Chu as Director None Against Management
D.1.L Elect Osama Bedier as Director None Against Management
D.1.M Elect Ron Khalifa as Director None Against Management
D.1.N Elect Sergey Vibornov as Director None Against Management
D.2.A ELect Markus Rhodes as Director None For Management
D.2.B Elect Dmitry Pleskonos as Director None For Management
D.2.C Elect Alexey Savatygin as Director None For Management
E.1 Approve Remuneration of Non Executive For For Management
Directors
E.2 Approve Remuneration of Executive For For Management
Directors
F.1 Amend Company Bylaws For Against Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Steven M. Mollenkopf For For Management
1i Elect Director Duane A. Nelles For For Management
1j Elect Director Clark T. 'Sandy' Randt, For For Management
Jr.
1k Elect Director Francisco Ros For For Management
1l Elect Director Jonathan J. Rubinstein For For Management
1m Elect Director Brent Scowcroft For For Management
1n Elect Director Marc I. Stern For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
RINGCENTRAL, INC.
Ticker: RNG Security ID: 76680R206
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vladimir Shmunis For For Management
1.2 Elect Director Neil Williams For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Benioff For For Management
1.2 Elect Director Keith Block For For Management
1.3 Elect Director Craig Conway For For Management
1.4 Elect Director Alan Hassenfeld For For Management
1.5 Elect Director Colin Powell For For Management
1.6 Elect Director John V. Roos For For Management
1.7 Elect Director Lawrence Tomlinson For For Management
1.8 Elect Director Robin Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: G7945M107
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date: SEP 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen J. Luczo For For Management
1b Elect Director Frank J. Biondi, Jr. For For Management
1c Elect Director Michael R. Cannon For For Management
1d Elect Director Mei-Wei Cheng For For Management
1e Elect Director William T. Coleman For For Management
1f Elect Director Jay L. Geldmacher For For Management
1g Elect Director Seh-Woong Jeong For For Management
1h Elect Director Lydia M. Marshall For For Management
1i Elect Director Kristen M. Onken For For Management
1j Elect Director Chong Sup Park For For Management
1k Elect Director Gregorio Reyes For For Management
1l Elect Director Edward J. Zander For For Management
2 Amend Executive Officer Performance For For Management
Bonus Plan
3 Determine Price Range for Reissuance For For Management
of Treasury Shares
4 Authorize the Holding of the 2014 AGM For For Management
at a Location Outside Ireland
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6a Amend Articles Re: Removing For For Management
Restrictions on Holding AGM Outside
the U.S.
6b Amend Articles Re: Clarify For For Management
Shareholders' Right to Appoint
Multiple Proxies
6c Amend Articles Re: Provide for For For Management
Escheatment in Accordance with U.S.
Laws
6d Amend Articles Re: Clarify the For For Management
Company's Mechanism for Effecting
Share Repurchases
7 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
SEAMLESS DISTRIBUTION AB
Ticker: SEAM Security ID: W82216107
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Allocation of Income and For For Management
Omission of Dividend
10 Approve Discharge of Board and For For Management
President
11 Receive Nominating Committee's Report None None Management
12 Determine Number of Members (5) and For For Management
Deputy Members (0) of Board
13 Approve Remuneration of Directors in For For Management
the Amount SEK 500,000 to the Chairman
and SEK 400,000 for Other Directors;
Approve Remuneration of Auditors
14 Reelect Michael Sundin (Chairman), For For Management
Peter Fredell, Robin Saunders, Omar
Cordes, and Martin Borresen as
Directors
15 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
16 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
17 Approve Issuance of up to 10 Million For Against Management
Shares without Preemptive Rights
18 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
19 Approve Warrants Plan for Key Employees For For Management
20 Close Meeting None None Management
--------------------------------------------------------------------------------
SEMTECH CORPORATION
Ticker: SMTC Security ID: 816850101
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen M. Antle For For Management
1.2 Elect Director W. Dean Baker For For Management
1.3 Elect Director James P. Burra For For Management
1.4 Elect Director Bruce C. Edwards For For Management
1.5 Elect Director Rockell N. Hankin For For Management
1.6 Elect Director James T. Lindstrom For For Management
1.7 Elect Director Mohan R. Maheswaran For For Management
1.8 Elect Director John L. Piotrowski For For Management
1.9 Elect Director Carmelo J. Santoro For For Management
1.10 Elect Director Sylvia Summers For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SINA CORPORATION
Ticker: SINA Security ID: G81477104
Meeting Date: NOV 18, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Reelect Mr. Ter Fung Tsao For For Management
as Director
2 Approve to Reelect Mr. Yichen Zhang as For For Management
Director
3 Approve Appointment of For For Management
Pricewaterhousecoopers Zhong Tian LLP
as Auditors of the Company
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9984 Security ID: J75963108
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Goto, Yoshimitsu For For Management
2.2 Elect Director Fujihara, Kazuhiko For For Management
2.3 Elect Director Nagamori, Shigenobu For For Management
--------------------------------------------------------------------------------
SOLAZYME, INC.
Ticker: SZYM Security ID: 83415T101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan S. Wolfson For For Management
1.2 Elect Director David C. Cole For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPS COMMERCE, INC.
Ticker: SPSC Security ID: 78463M107
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Archie C. Black For For Management
1.2 Elect Director Michael B. Gorman For For Management
1.3 Elect Director Martin J. Leestma For For Management
1.4 Elect Director James B. Ramsey For For Management
1.5 Elect Director Michael A. Smerklo For For Management
1.6 Elect Director Philip E. Soran For For Management
1.7 Elect Director Sven A. Wehrwein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TABLEAU SOFTWARE, INC.
Ticker: DATA Security ID: 87336U105
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elliott Jurgensen, Jr. For For Management
1.2 Elect Director John McAdam For For Management
1.3 Elect Director Brooke Seawell For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TENCENT HOLDINGS LTD.
Ticker: 00700 Security ID: G87572148
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Elect Lau Chi Ping Martin as Director For For Management
3a2 Elect Charles St Leger Searle as For For Management
Director
3b Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Share Subdivision For For Management
9 Adopt the Option Scheme of Riot Games, For Against Management
Inc.
10 Amend Existing Memorandum and Articles For For Management
of Association and Adopt Amended and
Restated Memorandum and Articles of
Association of the Company
--------------------------------------------------------------------------------
TEXTURA CORPORATION
Ticker: TXTR Security ID: 883211104
Meeting Date: FEB 03, 2014 Meeting Type: Annual
Record Date: DEC 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward K. Chandler For For Management
1.2 Elect Director David Habiger For For Management
1.3 Elect Director Peter Pace For Withhold Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE PRICELINE GROUP INC.
Ticker: PCLN Security ID: 741503403
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Howard W. Barker, Jr. For For Management
1.3 Elect Director Jeffery H. Boyd For For Management
1.4 Elect Director Jan L. Docter For For Management
1.5 Elect Director Jeffrey E. Epstein For For Management
1.6 Elect Director James M. Guyette For For Management
1.7 Elect Director Darren R. Huston For For Management
1.8 Elect Director Nancy B. Peretsman For For Management
1.9 Elect Director Thomas E. Rothman For For Management
1.10 Elect Director Craig W. Rydin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
THE ULTIMATE SOFTWARE GROUP, INC.
Ticker: ULTI Security ID: 90385D107
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director LeRoy A. Vander Putten For For Management
1.2 Elect Director Robert A. Yanover For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TONG HSING ELECTRONIC INDUSTRIES LTD.
Ticker: 6271 Security ID: Y8862W102
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
TRUSTBUDDY INTERNATIONAL AB
Ticker: TBDY Security ID: W9680C106
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Elect Secretary of Meeting For For Management
4 Prepare and Approve List of For For Management
Shareholders
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Agenda of Meeting For For Management
8 Receive Financial Statements and None None Management
Statutory Reports
9a Accept Financial Statements and For For Management
Statutory Reports
9b Approve Allocation of Income For For Management
9c Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of SEK 200,000 for Chairman
and SEK 50,000 for Other Members;
Approve Remuneration of Auditors
11 Determine Number of Members and Deputy For For Management
Members of Board
12 Reelect All Current Directors; Ratify For For Management
KPMG as Auditors
13 Approve Creation of Pool of Capital For For Management
without Preemptive Rights
14 Close Meeting None None Management
--------------------------------------------------------------------------------
TWITTER, INC.
Ticker: TWTR Security ID: 90184L102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Costolo For For Management
1.2 Elect Director Peter Fenton For For Management
1.3 Elect Director Marjorie Scardino For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: DEC 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary B. Cranston For For Management
1b Elect Director Francisco Javier For Against Management
Fernandez-Carbajal
1c Elect Director Alfred F. Kelly, Jr. For For Management
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Charles W. Scharf For For Management
1i Elect Director William S. Shanahan For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WANDISCO PLC
Ticker: WAND Security ID: G9381R103
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: JUN 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Paul Harrison as Director For For Management
3 Reelect James Campigli as Director For For Management
4 Reelect Ian Duncan as Director For For Management
5 Reappoint KPMG LLP as Auditors For For Management
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9 Approve Share Repurchase Program For For Management
10 Authorise Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
WIRECARD AG
Ticker: WDI Security ID: D22359133
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: MAY 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.12 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2014
6 Elect Alfons Henseler to the For For Management
Supervisory Board
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 14, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip T. Gianos For For Management
1.2 Elect Director Moshe N. Gavrielov For For Management
1.3 Elect Director John L. Doyle For For Management
1.4 Elect Director William G. Howard, Jr. For For Management
1.5 Elect Director J. Michael Patterson For For Management
1.6 Elect Director Albert A. Pimentel For For Management
1.7 Elect Director Marshall C. Turner For For Management
1.8 Elect Director Elizabeth W. Vanderslice For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Filo For For Management
1.2 Elect Director Susan M. James For For Management
1.3 Elect Director Max R. Levchin For For Management
1.4 Elect Director Marissa A. Mayer For For Management
1.5 Elect Director Thomas J. McInerney For For Management
1.6 Elect Director Charles R. Schwab For For Management
1.7 Elect Director H. Lee Scott, Jr. For For Management
1.8 Elect Director Jane E. Shaw For For Management
1.9 Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Call Special Meeting For For Management
6 Establish Board Committee on Human Against Against Shareholder
Rights
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
YELP INC.
Ticker: YELP Security ID: 985817105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane Irvine For For Management
1.2 Elect Director Max Levchin For For Management
1.3 Elect Director Mariam Naficy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
======================= BlackRock Short Obligations Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== BlackRock Short-Term Treasury Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= BlackRock Small Cap Growth Equity Portfolio ==================
1-800-FLOWERS.COM, INC.
Ticker: FLWS Security ID: 68243Q106
Meeting Date: DEC 13, 2013 Meeting Type: Annual
Record Date: OCT 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene DeMark For For Management
1.2 Elect Director Leonard J. Elmore For For Management
--------------------------------------------------------------------------------
AAR CORP.
Ticker: AIR Security ID: 000361105
Meeting Date: OCT 09, 2013 Meeting Type: Annual
Record Date: AUG 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Bobins For Withhold Management
1.2 Elect Director Ronald R. Fogleman For For Management
1.3 Elect Director James E. Goodwin For For Management
1.4 Elect Director Marc J. Walfish For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC.
Ticker: ACAD Security ID: 004225108
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Borer For For Management
1.2 Elect Director Mary Ann Gray For For Management
1.3 Elect Director Lester J. Kaplan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ACCESS NATIONAL CORPORATION
Ticker: ANCX Security ID: 004337101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Edgemond For For Management
1.2 Elect Director Martin S. Friedman For For Management
1.3 Elect Director Michael G. Anzilotti For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ACETO CORPORATION
Ticker: ACET Security ID: 004446100
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert L. Eilender For For Management
1.2 Elect Director Salvatore Guccione For For Management
1.3 Elect Director Hans C. Noetzli For For Management
1.4 Elect Director William N. Britton For For Management
1.5 Elect Director Richard P. Randall For For Management
1.6 Elect Director Natasha Giordano For For Management
1.7 Elect Director Alan G. Levin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ACHILLION PHARMACEUTICALS, INC.
Ticker: ACHN Security ID: 00448Q201
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Kishbauch For For Management
1.2 Elect Director Robert L. Van Nostrand For For Management
1.3 Elect Director Nicole Vitullo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ACORDA THERAPEUTICS, INC.
Ticker: ACOR Security ID: 00484M106
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ron Cohen For For Management
1.2 Elect Director Lorin J. Randall For For Management
1.3 Elect Director Steven M. Rauscher For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC.
Ticker: AEIS Security ID: 007973100
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick A. Ball For For Management
1.2 Elect Director Richard P. Beck For For Management
1.3 Elect Director Garry W. Rogerson For For Management
1.4 Elect Director Edward C. Grady For For Management
1.5 Elect Director Terry Hudgens For For Management
1.6 Elect Director Thomas M. Rohrs For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
AEGERION PHARMACEUTICALS, INC.
Ticker: AEGR Security ID: 00767E102
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sol J. Barer For Withhold Management
1.2 Elect Director Antonio M. Gotto, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AERIE PHARMACEUTICALS, INC.
Ticker: AERI Security ID: 00771V108
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicente Anido, Jr. For For Management
1.2 Elect Director David W. Gryska For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AEROFLEX HOLDING CORP.
Ticker: ARX Security ID: 007767106
Meeting Date: NOV 15, 2013 Meeting Type: Annual
Record Date: SEP 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hugh Evans For For Management
1.2 Elect Director Leonard Borow For For Management
1.3 Elect Director John Buyko For For Management
1.4 Elect Director Prescott H. Ashe For For Management
1.5 Elect Director Joe Benavides For For Management
1.6 Elect Director Bradley J. Gross For For Management
1.7 Elect Director John D. Knoll For For Management
1.8 Elect Director Ramzi M. Musallam For For Management
1.9 Elect Director Richard N. Nottenburg For For Management
1.10 Elect Director Benjamin M. Polk For For Management
1.11 Elect Director Charles S. Ream For For Management
1.12 Elect Director Mark H. Ronald For For Management
1.13 Elect Director Peter J. Schoomaker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AKORN, INC.
Ticker: AKRX Security ID: 009728106
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John N. Kapoor For For Management
1.2 Elect Director Ronald M. Johnson For For Management
1.3 Elect Director Brian Tambi For For Management
1.4 Elect Director Steven J. Meyer For For Management
1.5 Elect Director Alan Weinstein For For Management
1.6 Elect Director Kenneth S. Abramowitz For For Management
1.7 Elect Director Adrienne L. Graves For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALERE INC.
Ticker: ALR Security ID: 01449J105
Meeting Date: AUG 07, 2013 Meeting Type: Proxy Contest
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Hakan Bjorklund For Did Not Vote Management
1.2 Elect Director Stephen P. Macmillan For Did Not Vote Management
1.3 Elect Director Brian A. Markison For Did Not Vote Management
1.4 Elect Director T.F. Wilson McKillop For Did Not Vote Management
2 Amend Omnibus Stock Plan For Did Not Vote Management
3 Approve the Grant of Options to Key For Did Not Vote Management
Executive Officers
4 Amend Qualified Employee Stock For Did Not Vote Management
Purchase Plan
5 Ratify Auditors For Did Not Vote Management
6 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None
1.1 Elect Director Curt R. Hartman For For Shareholder
1.2 Elect Director Theodore E. Martin For For Shareholder
1.3 Elect Director Jerome J. Lande For Withhold Shareholder
1.4 Management Nominee - Hakan Bjorklund For For Shareholder
2 Amend Omnibus Stock Plan None For Management
3 Approve the Grant of Options to Key None For Management
Executive Officers
4 Amend Qualified Employee Stock None For Management
Purchase Plan
5 Ratify Auditors None For Management
6 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC.
Ticker: ALGN Security ID: 016255101
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Lacob For For Management
1.2 Elect Director C. Raymond Larkin, Jr. For For Management
1.3 Elect Director George J. Morrow For For Management
1.4 Elect Director David C. Nagel For For Management
1.5 Elect Director Thomas M. Prescott For For Management
1.6 Elect Director Andrea L. Saia For For Management
1.7 Elect Director Greg J. Santora For For Management
1.8 Elect Director Warren S. Thaler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Anstice For For Management
1.2 Elect Director Robert A. Breyer For For Management
1.3 Elect Director Wendy L. Dixon For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Change Location of Annual Meeting For For Management
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
--------------------------------------------------------------------------------
ALLIANCE FIBER OPTIC PRODUCTS, INC.
Ticker: AFOP Security ID: 018680306
Meeting Date: NOV 01, 2013 Meeting Type: Special
Record Date: SEP 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALLIANCE HEALTHCARE SERVICES, INC.
Ticker: AIQ Security ID: 018606301
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil F. Dimick For Withhold Management
1.2 Elect Director Curtis S. Lane For Withhold Management
1.3 Elect Director Paul S. Viviano For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALPHA & OMEGA SEMICONDUCTOR LTD.
Ticker: AOSL Security ID: G6331P104
Meeting Date: NOV 12, 2013 Meeting Type: Annual
Record Date: SEP 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike F. Chang For For Management
1.2 Elect Director Yueh-Se Ho For For Management
1.3 Elect Director Howard M. Bailey For For Management
1.4 Elect Director Robert I. Chen For For Management
1.5 Elect Director King Owyang For For Management
1.6 Elect Director Michael J. Salameh For For Management
1.7 Elect Director Thomas W. Steipp For For Management
2 Approve Grant Thornton, LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
ALTISOURCE RESIDENTIAL CORPORATION
Ticker: RESI Security ID: 02153W100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director Michael A. Eruzione For For Management
1.3 Elect Director Robert J. Fitzpatrick For For Management
1.4 Elect Director James H. Mullen, Jr. For For Management
1.5 Elect Director David B. Reiner For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMAG PHARMACEUTICALS, INC.
Ticker: AMAG Security ID: 00163U106
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William K. Heiden For For Management
1.2 Elect Director Barbara Deptula For For Management
1.3 Elect Director Robert J. Perez For For Management
1.4 Elect Director Lesley Russell For For Management
1.5 Elect Director Gino Santini For For Management
1.6 Elect Director Davey S. Scoon For For Management
1.7 Elect Director James R. Sulat For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMBIT BIOSCIENCES CORPORATION
Ticker: AMBI Security ID: 02318X100
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Bonita For For Management
1.2 Elect Director Steven A. Elms For For Management
1.3 Elect Director Mark G. Foletta For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AMERICAN PACIFIC CORPORATION
Ticker: APFC Security ID: 028740108
Meeting Date: MAR 11, 2014 Meeting Type: Annual
Record Date: JAN 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara Smith Campbell For For Management
1.2 Elect Director C. Keith Rooker For For Management
1.3 Elect Director Charlotte E. Sibley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN STATES WATER COMPANY
Ticker: AWR Security ID: 029899101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Fielder For For Management
1.2 Elect Director James F. McNulty For For Management
1.3 Elect Director Janice F. Wilkins For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN WOODMARK CORPORATION
Ticker: AMWD Security ID: 030506109
Meeting Date: AUG 22, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Brandt, Jr. For For Management
1.2 Elect Director Andrew B. Cogan For For Management
1.3 Elect Director Martha M. Dally For For Management
1.4 Elect Director James G. Davis, Jr. For For Management
1.5 Elect Director Kent B. Guichard For For Management
1.6 Elect Director Daniel T. Hendrix For For Management
1.7 Elect Director Kent J. Hussey For For Management
1.8 Elect Director Carol B. Moerdyk For For Management
1.9 Elect Director Vance W. Tang For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC.
Ticker: AHS Security ID: 001744101
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Foletta For For Management
1b Elect Director R. Jeffrey Harris For For Management
1c Elect Director Michael M.E. Johns For For Management
1d Elect Director Martha H. Marsh For For Management
1e Elect Director Susan R. Salka For For Management
1f Elect Director Andrew M. Stern For For Management
1g Elect Director Paul E. Weaver For For Management
1h Elect Director Douglas D. Wheat For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANAREN, INC.
Ticker: ANEN Security ID: 032744104
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew S. Robison For For Management
1.2 Elect Director John L. Smucker For For Management
1.3 Elect Director Patricia T. Civil For For Management
2 Declassify the Board of Directors Against For Shareholder
3 Amend Shareholder Rights Plan (Poison Against For Management
Pill)
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANAREN, INC.
Ticker: ANEN Security ID: 032744104
Meeting Date: FEB 06, 2014 Meeting Type: Special
Record Date: DEC 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ANIKA THERAPEUTICS, INC.
Ticker: ANIK Security ID: 035255108
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Wheeler For For Management
1.2 Elect Director Charles H. Sherwood For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANNIE'S, INC.
Ticker: BNNY Security ID: 03600T104
Meeting Date: SEP 10, 2013 Meeting Type: Annual
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Molly F. Ashby For For Management
2.2 Elect Director John M. Foraker For For Management
2.3 Elect Director Julie D. Klapstein For For Management
2.4 Elect Director Lawrence S. Peiros For For Management
2.5 Elect Director Bettina M. Whyte For For Management
2.6 Elect Director Billie Ida Williamson For For Management
3.7 Elect Director Bettina M. Whyte For For Management
3.8 Elect Director Billie Ida Williamson For For Management
4 Amend Certificate of Incorporation For For Management
Eliminating Various Provisions Related
to Solera Capital, LLC
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APCO OIL AND GAS INTERNATIONAL INC.
Ticker: APAGF Security ID: G0471F109
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Bender For Did Not Vote Management
1.2 Elect Director Piero Ruffinengo For Did Not Vote Management
1.3 Elect Director J. Kevin Vann For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC.
Ticker: AIT Security ID: 03820C105
Meeting Date: OCT 29, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Thomas Hiltz For For Management
1.2 Elect Director Edith Kelly-Green For For Management
1.3 Elect Director Dan P. Komnenovich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC.
Ticker: ARNA Security ID: 040047102
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack Lief For For Management
1.2 Elect Director Dominic P. Behan For For Management
1.3 Elect Director Donald D. Belcher For For Management
1.4 Elect Director Scott H. Bice For For Management
1.5 Elect Director Harry F. Hixson, Jr. For For Management
1.6 Elect Director Tina S. Nova For For Management
1.7 Elect Director Phillip M. Schneider For For Management
1.8 Elect Director Christine A. White For For Management
1.9 Elect Director Randall E. Woods For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARQULE, INC.
Ticker: ARQL Security ID: 04269E107
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald M. Lindsay For For Management
1.2 Elect Director William G. Messenger For For Management
1.3 Elect Director Patrick J. Zenner For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARTHROCARE CORPORATION
Ticker: ARTC Security ID: 043136100
Meeting Date: DEC 12, 2013 Meeting Type: Special
Record Date: OCT 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Size of Board For For Management
2 Elect Director Fabiana Lacerca-Allen For For Management
--------------------------------------------------------------------------------
ARUBA NETWORKS, INC.
Ticker: ARUN Security ID: 043176106
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dominic P. Orr For For Management
1.2 Elect Director Keerti Melkote For For Management
1.3 Elect Director Bernard Guidon For For Management
1.4 Elect Director Emmanuel Hernandez For For Management
1.5 Elect Director Michael R. Kourey For For Management
1.6 Elect Director Willem P. Roelandts For For Management
1.7 Elect Director Juergen Rottler For For Management
1.8 Elect Director Daniel Warmenhoven For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC.
Ticker: AZPN Security ID: 045327103
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Whelan, Jr. For For Management
1.2 Elect Director Donald P. Casey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AV HOMES, INC.
Ticker: AVHI Security ID: 00234P102
Meeting Date: SEP 18, 2013 Meeting Type: Special
Record Date: AUG 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Securities For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AV HOMES, INC.
Ticker: AVHI Security ID: 00234P102
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Barnett For For Management
1.2 Elect Director Roger A. Cregg For For Management
1.3 Elect Director Kelvin L. Davis For Withhold Management
1.4 Elect Director Roger W. Einiger For For Management
1.5 Elect Director Paul Hackwell For For Management
1.6 Elect Director Greg Kranias For For Management
1.7 Elect Director Joshua L. Nash For For Management
1.8 Elect Director Joel M. Simon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVG TECHNOLOGIES NV
Ticker: AVG Security ID: N07831105
Meeting Date: JUL 30, 2013 Meeting Type: Special
Record Date: JUL 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Esser to Supervisory Board For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
4 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
5 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 4
6 Authorize Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
7 Allow Questions None None Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
AVG TECHNOLOGIES NV
Ticker: AVG Security ID: N07831105
Meeting Date: SEP 24, 2013 Meeting Type: Special
Record Date: AUG 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Gary Kovacs as CEO For For Management
3 Approve Remuneration Package of New CEO For Against Management
4 Amend Remuneration Arrangements with For Against Management
COO Giamatteo Including Approval of
One-Off Cash Bonuses and Accelarated
Vesting of 50,000 Stock Options and
37,500 Restricted Stock Units
5 Approve Annual Bonus of USD 500,000 in For Against Management
Cash or Restricted Stock Units to
Supervisory Board Chairman Fuller
6 Approve Grant of 20,000 Options to For Against Management
Supervisory Board Member Esser
7 Allow Questions None None Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
AVG TECHNOLOGIES NV
Ticker: AVG Security ID: N07831105
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Presentation Annual Accounts 2013 None None Management
3 Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
4 Adopt Financial Statements For For Management
5 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8 Reelect J. Little to Executive Board For For Management
9 Reelect D. Fuller to Supervisory Board For For Management
10 Reelect G. Eichler to Supervisory Board For For Management
11 Elect R. Dunne to Supervisory Board For For Management
12 Approve Stock Option Grants of 20,000 For Against Management
Options to Mr. Dunne
13 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
14 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances Under Item
13
15 Approve Increase of Options and RSU's For Against Management
Up to 9,059,948 under Share Option Plan
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Allow Questions None None Management
18 Open Meeting None None Management
--------------------------------------------------------------------------------
AVIAT NETWORKS, INC.
Ticker: AVNW Security ID: 05366Y102
Meeting Date: NOV 13, 2013 Meeting Type: Annual
Record Date: SEP 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Hasler For For Management
1.2 Elect Director Clifford H. Higgerson For For Management
1.3 Elect Director Charles D. Kissner For For Management
1.4 Elect Director Michael A. Pangia For For Management
1.5 Elect Director Raghavendra Rau For For Management
1.6 Elect Director Mohsen Sohi For For Management
1.7 Elect Director James C. Stoffel For For Management
1.8 Elect Director Edward F. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVISTA CORPORATION
Ticker: AVA Security ID: 05379B107
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Erik J. Anderson For For Management
1b Elect Director Kristianne Blake For For Management
1c Elect Director Donald C. Burke For For Management
1d Elect Director John F. Kelly For For Management
1e Elect Director Rebecca A. Klein For For Management
1f Elect Director Scott L. Morris For For Management
1g Elect Director Marc F. Racicot For For Management
1h Elect Director Heidi B. Stanley For For Management
1i Elect Director R. John Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVIV REIT, INC.
Ticker: AVIV Security ID: 05381L101
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig M. Bernfield For For Management
1.2 Elect Director Norman R. Bobins For Withhold Management
1.3 Elect Director Michael W. Dees For For Management
1.4 Elect Director Alan E. Goldberg For For Management
1.5 Elect Director Susan R. Lichtenstein For For Management
1.6 Elect Director Mark B. McClellan For For Management
1.7 Elect Director Sharon O'Keefe For For Management
1.8 Elect Director Mark J. Parrell For For Management
1.9 Elect Director Ben W. Perks For For Management
1.10 Elect Director James H. Roth For For Management
1.11 Elect Director J. Russell Triedman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
AVX CORPORATION
Ticker: AVX Security ID: 002444107
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Goro Yamaguchi For For Management
1.2 Elect Director Kazuo Inamori For Withhold Management
1.3 Elect Director David A. DeCenzo For For Management
1.4 Elect Director Tetsuo Kuba For For Management
2 Approve Non-Employee Director Stock For For Management
Option Plan
3 Approve Stock Option Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BALLY TECHNOLOGIES, INC.
Ticker: BYI Security ID: 05874B107
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Haddrill For For Management
1.2 Elect Director Josephine Linden For For Management
1.3 Elect Director Ramesh Srinivasan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BANC OF CALIFORNIA INC
Ticker: BANC Security ID: 33589V101
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Sugarman For For Management
1.2 Elect Director Jonah Schnel For For Management
1.3 Elect Director Robb Evans For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
4 Approve Omnibus Stock Plan For Against Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC.
Ticker: BHE Security ID: 08160H101
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Dawson For For Management
1.2 Elect Director Gayla J. Delly For For Management
1.3 Elect Director Peter G. Dorflinger For For Management
1.4 Elect Director Douglas G. Duncan For For Management
1.5 Elect Director Kenneth T. Lamneck For For Management
1.6 Elect Director David W. Scheible For For Management
1.7 Elect Director Bernee D.L. Strom For For Management
1.8 Elect Director Clay C. Williams For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BERRY PETROLEUM COMPANY
Ticker: BRY Security ID: 085789105
Meeting Date: DEC 16, 2013 Meeting Type: Special
Record Date: NOV 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BIG 5 SPORTING GOODS CORPORATION
Ticker: BGFV Security ID: 08915P101
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer H. Dunbar For For Management
1.2 Elect Director Steven G. Miller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BIND THERAPEUTICS, INC.
Ticker: BIND Security ID: 05548N107
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Barton Hutt For Withhold Management
1.2 Elect Director Charles A. Rowland, Jr. For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BIOSPECIFICS TECHNOLOGIES CORP.
Ticker: BSTC Security ID: 090931106
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Toby Wegman For For Management
1.2 Elect Director Mark Wegman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIOTELEMETRY, INC.
Ticker: BEAT Security ID: 090672106
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. Ahrens For For Management
1.2 Elect Director Joseph H. Capper For For Management
1.3 Elect Director Joseph A. Frick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BLACK BOX CORPORATION
Ticker: BBOX Security ID: 091826107
Meeting Date: AUG 06, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Crouch For For Management
1.2 Elect Director Thomas W. Golonski For For Management
1.3 Elect Director Thomas G. Greig For For Management
1.4 Elect Director John S. Heller For For Management
1.5 Elect Director William H. Hernandez For For Management
1.6 Elect Director Michael McAndrew For For Management
1.7 Elect Director Edward A. Nicholson For For Management
1.8 Elect Director Joel T. Trammell For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLUCORA, INC.
Ticker: BCOR Security ID: 095229100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth Huebner For For Management
1.2 Elect Director Andrew Snyder For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLUEBIRD BIO, INC.
Ticker: BLUE Security ID: 09609G100
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Gillis For For Management
1.2 Elect Director Nick Leschly For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BOISE CASCADE COMPANY
Ticker: BCC Security ID: 09739D100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas E. Carlile For For Management
2 Elect Director Duane C. McDougall For Against Management
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BONANZA CREEK ENERGY, INC.
Ticker: BCEI Security ID: 097793103
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kevin A. Neveu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRAVO BRIO RESTAURANT GROUP, INC.
Ticker: BBRG Security ID: 10567B109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Alton F. ('Rick') For For Management
Doody, III
1B Elect Director David B. Pittaway For For Management
1C Elect Director Harold O. Rosser, II For For Management
1D Elect Director Fortunato N. Valenti For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROWN SHOE COMPANY, INC.
Ticker: BWS Security ID: 115736100
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Lee Capps, III For For Management
1.2 Elect Director Carla Hendra For For Management
1.3 Elect Director Patricia G. McGinnis For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRUNSWICK CORPORATION
Ticker: BC Security ID: 117043109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nancy E. Cooper For For Management
1b Elect Director Dustan E. McCoy For For Management
1c Elect Director Ralph C. Stayer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CAESARS ACQUISITION COMPANY
Ticker: CACQ Security ID: 12768T103
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Beilinson For For Management
1.2 Elect Director Philip Erlanger For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CALIX, INC.
Ticker: CALX Security ID: 13100M509
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin DeNuccio For For Management
1.2 Elect Director Michael Matthews For For Management
1.3 Elect Director Thomas Pardun For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY
Ticker: CPE Security ID: 13123X102
Meeting Date: JAN 15, 2014 Meeting Type: Special
Record Date: DEC 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY
Ticker: CPE Security ID: 13123X102
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Nocchiero For For Management
1.2 Elect Director Matthew Regis Bob For For Management
1.3 Elect Director James M. Trimble For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CAPELLA EDUCATION COMPANY
Ticker: CPLA Security ID: 139594105
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Kevin Gilligan For For Management
1.2 Elect Director Michael A. Linton For For Management
1.3 Elect Director Michael L. Lomax For For Management
1.4 Elect Director Jody G. Miller For For Management
1.5 Elect Director Stephen G. Shank For For Management
1.6 Elect Director Andrew M. Slavitt For For Management
1.7 Elect Director David W. Smith For For Management
1.8 Elect Director Jeffrey W. Taylor For For Management
1.9 Elect Director Darrell R. Tukua For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAPITAL SOUTHWEST CORPORATION
Ticker: CSWC Security ID: 140501107
Meeting Date: JUL 15, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph B. Armes For For Management
1.2 Elect Director Samuel B. Ligon For For Management
1.3 Elect Director Gary L. Martin For For Management
1.4 Elect Director T . Duane Morgan For For Management
1.5 Elect Director Richard F . Strup For For Management
1.6 Elect Director John H. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CARDTRONICS, INC.
Ticker: CATM Security ID: 14161H108
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jorge M. Diaz For For Management
1.2 Elect Director G. Patrick Phillips For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Amend Omnibus Stock Plan For For Management
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CARE.COM, INC.
Ticker: CRCM Security ID: 141633107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheila Lirio Marcelo For For Management
1.2 Elect Director Steven Cakebread For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CARRIZO OIL & GAS, INC.
Ticker: CRZO Security ID: 144577103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S.P. Johnson, IV For For Management
1.2 Elect Director Steven A. Webster For For Management
1.3 Elect Director Thomas L. Carter, Jr. For Withhold Management
1.4 Elect Director Robert F. Fulton For For Management
1.5 Elect Director F. Gardner Parker For Withhold Management
1.6 Elect Director Roger A. Ramsey For For Management
1.7 Elect Director Frank A. Wojtek For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CEDAR REALTY TRUST, INC.
Ticker: CDR Security ID: 150602209
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Burns For For Management
1.2 Elect Director Pamela N. Hootkin For For Management
1.3 Elect Director Paul G. Kirk, Jr. For For Management
1.4 Elect Director Everett B. Miller, III For For Management
1.5 Elect Director Bruce J. Schanzer For For Management
1.6 Elect Director Roger M. Widmann For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CELLADON CORPORATION
Ticker: CLDN Security ID: 15117E107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter K. Honig For For Management
1.2 Elect Director Patrick Y. Yang For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CELLDEX THERAPEUTICS, INC.
Ticker: CLDX Security ID: 15117B103
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Ellberger For For Management
1.2 Elect Director Anthony S. Marucci For For Management
1.3 Elect Director Herbert J. Conrad For For Management
1.4 Elect Director George O. Elston For For Management
1.5 Elect Director Harry H. Penner, Jr. For For Management
1.6 Elect Director Timothy M. Shannon For For Management
1.7 Elect Director Karen L. Shoos For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CEPHEID
Ticker: CPHD Security ID: 15670R107
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Easton For For Management
1.2 Elect Director Hollings C. Renton For For Management
1.3 Elect Director Glenn D. Steele, Jr. For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHEGG, INC.
Ticker: CHGG Security ID: 163092109
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry McCarthy For For Management
1.2 Elect Director Dan Rosensweig For For Management
1.3 Elect Director Ted Schlein For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHEROKEE INC.
Ticker: CHKE Security ID: 16444H102
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy Ewing For For Management
1.2 Elect Director Robert Galvin For For Management
1.3 Elect Director Keith Hull For For Management
1.4 Elect Director Jess Ravich For For Management
1.5 Elect Director Henry Stupp For For Management
1.6 Elect Director Frank Tworecke For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CHEROKEE INC.
Ticker: CHKE Security ID: 16444H102
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy Ewing For For Management
1.2 Elect Director Robert Galvin For For Management
1.3 Elect Director Keith Hull For For Management
1.4 Elect Director Jess Ravich For For Management
1.5 Elect Director Frank Tworecke For For Management
1.6 Elect Director Henry Stupp For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
CHIMERIX, INC.
Ticker: CMRX Security ID: 16934W106
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Michelle Berrey For For Management
1.2 Elect Director Rodman L. Drake For For Management
1.3 Elect Director Lisa Ricciardi For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHIQUITA BRANDS INTERNATIONAL, INC.
Ticker: CQB Security ID: 170032809
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director Howard W. Barker, Jr. For For Management
1c Elect Director Clare M. Hasler-Lewis For For Management
1d Elect Director Craig E. Huss For For Management
1e Elect Director Edward F. Lonergan For For Management
1f Elect Director Jeffrey N. Simmons For For Management
1g Elect Director Steven P. Stanbrook For For Management
1h Elect Director Ronald V. Waters, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
CLAYTON WILLIAMS ENERGY, INC.
Ticker: CWEI Security ID: 969490101
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Parker For For Management
1.2 Elect Director Jordan R. Smith For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLOVIS ONCOLOGY, INC.
Ticker: CLVS Security ID: 189464100
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith Flaherty For For Management
1.2 Elect Director Ginger Graham For For Management
1.3 Elect Director Edward J. McKinley For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC.
Ticker: CNO Security ID: 12621E103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward J. Bonach For For Management
1b Elect Director Ellyn L. Brown For For Management
1c Elect Director Robert C. Greving For For Management
1d Elect Director Mary R. (Nina) Henderson For For Management
1e Elect Director R. Keith Long For For Management
1f Elect Director Neal C. Schneider For For Management
1g Elect Director Frederick J. Sievert For For Management
1h Elect Director Michael T. Tokarz For Against Management
1i Elect Director John G. Turner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CODEXIS, INC.
Ticker: CDXS Security ID: 192005106
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas R. Baruch For For Management
1.2 Elect Director Patrick Y. Yang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COHERENT, INC.
Ticker: COHR Security ID: 192479103
Meeting Date: FEB 26, 2014 Meeting Type: Annual
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Ambroseo For For Management
1.2 Elect Director Jay T. Flatley For For Management
1.3 Elect Director Susan M. James For For Management
1.4 Elect Director L. William Krause For For Management
1.5 Elect Director Garry W. Rogerson For For Management
1.6 Elect Director Steve Skaggs For For Management
1.7 Elect Director Sandeep Vij For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLLECTORS UNIVERSE, INC.
Ticker: CLCT Security ID: 19421R200
Meeting Date: DEC 09, 2013 Meeting Type: Annual
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Clinton Allen For For Management
1.2 Elect Director Robert G. Deuster For For Management
1.3 Elect Director Deborah A. Farrington For For Management
1.4 Elect Director David G. Hall For For Management
1.5 Elect Director Joseph R. Martin For For Management
1.6 Elect Director A. J. 'Bert' Moyer For For Management
1.7 Elect Director Van D. Simmons For Withhold Management
1.8 Elect Director Bruce A. Stevens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COMFORT SYSTEMS USA, INC.
Ticker: FIX Security ID: 199908104
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darcy G. Anderson For For Management
1.2 Elect Director Herman E. Bulls For For Management
1.3 Elect Director Alfred J. Giardinelli, For For Management
Jr.
1.4 Elect Director Alan P. Krusi For For Management
1.5 Elect Director Brian E. Lane For For Management
1.6 Elect Director Franklin Myers For For Management
1.7 Elect Director James H. Schultz For For Management
1.8 Elect Director Constance E. Skidmore For For Management
1.9 Elect Director Vance W. Tang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMUNITYONE BANCORP
Ticker: COB Security ID: 20416Q108
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Austin A. Adams For For Management
1.2 Elect Director Scott B. Kauffman For For Management
1.3 Elect Director Jerry R. Licari For For Management
1.4 Elect Director J. Chandler Martin For For Management
1.5 Elect Director T. Gray McCaskill For For Management
1.6 Elect Director H. Ray McKenney, Jr. For For Management
1.7 Elect Director John C. Redett For For Management
1.8 Elect Director Robert L. Reid For For Management
1.9 Elect Director Brian E. Simpson For For Management
1.10 Elect Director Boyd C. Wilson, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONSOLIDATED GRAPHICS, INC.
Ticker: CGX Security ID: 209341106
Meeting Date: AUG 08, 2013 Meeting Type: Annual
Record Date: JUN 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Forbes For For Management
1.2 Elect Director James H. Limmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONSOLIDATED GRAPHICS, INC.
Ticker: CGX Security ID: 209341106
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
CONSTANT CONTACT, INC.
Ticker: CTCT Security ID: 210313102
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Anderson For For Management
1.2 Elect Director Jay Herratti For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONTANGO OIL & GAS COMPANY
Ticker: MCF Security ID: 21075N204
Meeting Date: DEC 10, 2013 Meeting Type: Annual
Record Date: OCT 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph J. Romano For For Management
1.2 Elect Director Allan D. Keel For For Management
1.3 Elect Director B.A. Berilgen For For Management
1.4 Elect Director B. James Ford For For Management
1.5 Elect Director Brad Juneau For For Management
1.6 Elect Director Lon McCain For For Management
1.7 Elect Director Charles M. Reimer For For Management
1.8 Elect Director Steven L. Schoonover For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC.
Ticker: CORE Security ID: 218681104
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert A. Allen For For Management
1b Elect Director Stuart W. Booth For For Management
1c Elect Director Gary F. Colter For For Management
1d Elect Director Robert G. Gross For For Management
1e Elect Director Thomas B. Perkins For For Management
1f Elect Director Harvey L. Tepner For For Management
1g Elect Director Randolph I. Thornton For For Management
1h Elect Director J. Michael Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CORNERSTONE ONDEMAND, INC.
Ticker: CSOD Security ID: 21925Y103
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam L. Miller For For Management
1.2 Elect Director R. C. Mark Baker For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COSTA INC.
Ticker: ATX Security ID: 22149T102
Meeting Date: JAN 30, 2014 Meeting Type: Special
Record Date: DEC 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Klein For For Management
1.2 Elect Director Andrew C. Florance For For Management
1.3 Elect Director David Bonderman For For Management
1.4 Elect Director Michael J. Glosserman For For Management
1.5 Elect Director Warren H. Haber For For Management
1.6 Elect Director John W. Hill For For Management
1.7 Elect Director Christopher J. Nassetta For For Management
1.8 Elect Director David J. Steinberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CRAWFORD & COMPANY
Ticker: CRD.B Security ID: 224633107
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harsha V. Agadi For For Management
1.2 Elect Director P. George Benson For For Management
1.3 Elect Director Jeffrey T. Bowman For For Management
1.4 Elect Director Jesse C. Crawford For For Management
1.5 Elect Director Roger A. S. Day For For Management
1.6 Elect Director James D. Edwards For For Management
1.7 Elect Director Russel L. Honore For For Management
1.8 Elect Director Joia M. Johnson For For Management
1.9 Elect Director Charles H. Ogburn For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CRIMSON EXPLORATION INC.
Ticker: CXPO Security ID: 22662K207
Meeting Date: OCT 01, 2013 Meeting Type: Special
Record Date: AUG 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CROSS COUNTRY HEALTHCARE, INC.
Ticker: CCRN Security ID: 227483104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Grubbs For For Management
1.2 Elect Director W. Larry Cash For For Management
1.3 Elect Director Thomas C. Dircks For For Management
1.4 Elect Director Gale Fitzgerald For For Management
1.5 Elect Director Richard M. Mastaler For For Management
1.6 Elect Director Joseph A. Trunfio For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROWN MEDIA HOLDINGS, INC.
Ticker: CRWN Security ID: 228411104
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Abbott For For Management
1.2 Elect Director Dwight C. Arn For For Management
1.3 Elect Director Robert C. Bloss For For Management
1.4 Elect Director William Cella For For Management
1.5 Elect Director Glenn Curtis For For Management
1.6 Elect Director Steve Doyal For For Management
1.7 Elect Director Brian E. Gardner For For Management
1.8 Elect Director Herbert A. Granath For For Management
1.9 Elect Director Timothy Griffith For For Management
1.10 Elect Director Donald J. Hall, Jr. For For Management
1.11 Elect Director A. Drue Jennings For For Management
1.12 Elect Director Peter A. Lund For For Management
1.13 Elect Director Brad R. Moore For For Management
1.14 Elect Director Deanne R. Stedem For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CTC MEDIA, INC.
Ticker: CTCM Security ID: 12642X106
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tamjid Basunia For For Management
1.2 Elect Director Irina Gofman For For Management
1.3 Elect Director Timur Weinstein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUTERA, INC.
Ticker: CUTR Security ID: 232109108
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin P. Connors For For Management
1.2 Elect Director David A. Gollnick For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYBERONICS, INC.
Ticker: CYBX Security ID: 23251P102
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date: JUL 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Guy C. Jackson For For Management
1.2 Elect Director Joseph E. Laptewicz, Jr. For For Management
1.3 Elect Director Daniel J. Moore For For Management
1.4 Elect Director Hugh M. Morrison For For Management
1.5 Elect Director Alfred J. Novak For For Management
1.6 Elect Director Arthur L. Rosenthal For For Management
1.7 Elect Director Jon T. Tremmel For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYTOKINETICS, INCORPORATED
Ticker: CYTK Security ID: 23282W605
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Patrick Gage For For Management
1.2 Elect Director Wendell Wierenga For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DAWSON GEOPHYSICAL COMPANY
Ticker: DWSN Security ID: 239359102
Meeting Date: JAN 21, 2014 Meeting Type: Annual
Record Date: NOV 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig W. Cooper For For Management
1.2 Elect Director Gary M. Hoover For For Management
1.3 Elect Director Stephen C. Jumper For For Management
1.4 Elect Director Ted R. North For For Management
1.5 Elect Director Tim C. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION
Ticker: DECK Security ID: 243537107
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angel R. Martinez For For Management
1.2 Elect Director John M. Gibbons For For Management
1.3 Elect Director John G. Perenchio For For Management
1.4 Elect Director Maureen Conners For For Management
1.5 Elect Director Karyn O. Barsa For For Management
1.6 Elect Director Michael F. Devine, III For For Management
1.7 Elect Director James Quinn For For Management
1.8 Elect Director Lauri Shanahan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEL FRISCO'S RESTAURANT GROUP, INC.
Ticker: DFRG Security ID: 245077102
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Barr For For Management
1.2 Elect Director William Lamar, Jr. For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DELEK US HOLDINGS, INC.
Ticker: DK Security ID: 246647101
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erza Uzi Yemin For For Management
1.2 Elect Director William J. Finnerty For For Management
1.3 Elect Director Carlos E. Jorda For For Management
1.4 Elect Director Charles H. Leonard For For Management
1.5 Elect Director Philip L. Maslowe For For Management
1.6 Elect Director Shlomo Zohar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DELUXE CORPORATION
Ticker: DLX Security ID: 248019101
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald C. Baldwin For For Management
1.2 Elect Director Charles A. Haggerty For For Management
1.3 Elect Director Cheryl E. Mayberry For For Management
McKissack
1.4 Elect Director Don J. McGrath For For Management
1.5 Elect Director Neil J. Metviner For For Management
1.6 Elect Director Stephen P. Nachtsheim For For Management
1.7 Elect Director Mary Ann O'Dwyer For For Management
1.8 Elect Director Martyn R. Redgrave For For Management
1.9 Elect Director Lee J. Schram For For Management
1.10 Elect Director Thomas J. Reddin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DEMANDWARE, INC.
Ticker: DWRE Security ID: 24802Y105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles F. Kane For For Management
1.2 Elect Director Stephan Schambach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DEXCOM, INC.
Ticker: DXCM Security ID: 252131107
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jonathan T. Lord For For Management
1b Elect Director Eric Topol For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DICERNA PHARMACEUTICALS, INC.
Ticker: DRNA Security ID: 253031108
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Fambrough, For For Management
III
1b Elect Director Brian K. Halak For For Management
1c Elect Director Stephen J. Hoffman For For Management
1d Elect Director Peter Kolchinsky For For Management
1e Elect Director Dennis H. Langer For For Management
1f Elect Director David M. Madden For For Management
1g Elect Director Vincent J. Miles For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOT HILL SYSTEMS CORP.
Ticker: HILL Security ID: 25848T109
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dana W. Kammersgard For For Management
1.2 Elect Director Richard Mejia, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DUCOMMUN INCORPORATED
Ticker: DCO Security ID: 264147109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Baldridge For For Management
1.2 Elect Director Joseph C. Berenato For For Management
1.3 Elect Director Robert D. Paulson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DUPONT FABROS TECHNOLOGY, INC.
Ticker: DFT Security ID: 26613Q106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Coke For For Management
1.2 Elect Director Lammot J. du Pont For For Management
1.3 Elect Director Thomas D. Eckert For For Management
1.4 Elect Director Hossein Fateh For For Management
1.5 Elect Director Jonathan G. Heiliger For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director John T. Roberts, Jr. For For Management
1.8 Elect Director John H. Toole For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DYAX CORP.
Ticker: DYAX Security ID: 26746E103
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Fordyce For For Management
1.2 Elect Director Mary Ann Gray For For Management
1.3 Elect Director Thomas L. Kempner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DYNAVAX TECHNOLOGIES CORPORATION
Ticker: DVAX Security ID: 268158102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel L. Kisner For For Management
1.2 Elect Director Stanley A. Plotkin For For Management
1.3 Elect Director Natale ('Nat') Ricciardi For For Management
2 Approve Reverse Stock Split For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EARTHLINK HOLDINGS CORP.
Ticker: ELNK Security ID: 27033X101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan D. Bowick For For Management
1b Elect Director Joseph F. Eazor For For Management
1c Elect Director David A. Koretz For For Management
1d Elect Director Kathy S. Lane For For Management
1e Elect Director Garry K. McGuire For For Management
1f Elect Director R. Gerard Salemme For For Management
1g Elect Director Julie A. Shimer For For Management
1h Elect Director M. Wayne Wisehart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Advance Notice Requirement for For For Management
Shareholder Nominations of Directors
4 Ratify Auditors For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
EBIX, INC.
Ticker: EBIX Security ID: 278715206
Meeting Date: DEC 20, 2013 Meeting Type: Annual
Record Date: NOV 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans U. Benz For Withhold Management
1.2 Elect Director Pavan Bhalla For For Management
1.3 Elect Director Neil D. Eckert For For Management
1.4 Elect Director Rolf Herter For For Management
1.5 Elect Director Hans Ueli Keller For Withhold Management
1.6 Elect Director Robin Raina For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EINSTEIN NOAH RESTAURANT GROUP, INC.
Ticker: BAGL Security ID: 28257U104
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Arthur For For Management
1.2 Elect Director E. Nelson Heumann For For Management
1.3 Elect Director Frank C. Meyer For For Management
1.4 Elect Director Edna K. Morris For For Management
1.5 Elect Director Thomas J. Mueller For For Management
1.6 Elect Director S. Garrett Stonehouse, For For Management
Jr.
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC.
Ticker: EBS Security ID: 29089Q105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zsolt Harsanyi For For Management
1.2 Elect Director George Joulwan For For Management
1.3 Elect Director Louis W. Sullivan For For Management
1.4 Elect Director Marvin L. White For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMPLOYERS HOLDINGS, INC.
Ticker: EIG Security ID: 292218104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Kolesar For For Management
1.2 Elect Director Douglas D. Dirks For For Management
1.3 Elect Director Richard W. Blakey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENERGY XXI (BERMUDA) LIMITED
Ticker: EXXI Security ID: G10082140
Meeting Date: MAY 30, 2014 Meeting Type: Special
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Elect Director Scott A. Griffiths For For Management
--------------------------------------------------------------------------------
ENTEGRIS, INC.
Ticker: ENTG Security ID: 29362U104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Bradley For For Management
1.2 Elect Director Marvin D. Burkett For For Management
1.3 Elect Director R. Nicholas Burns For For Management
1.4 Elect Director Daniel W. Christman For For Management
1.5 Elect Director James F. Gentilcore For For Management
1.6 Elect Director Bertrand Loy For For Management
1.7 Elect Director Paul L.H. Olson For For Management
1.8 Elect Director Brian F. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENZON PHARMACEUTICALS, INC.
Ticker: ENZN Security ID: 293904108
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: SEP 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Christodoro For For Management
1.2 Elect Director Odysseas Kostas For For Management
1.3 Elect Director Jennifer I. McNealey For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENZON PHARMACEUTICALS, INC.
Ticker: ENZN Security ID: 293904108
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Christodoro For For Management
1.2 Elect Director Odysseas Kostas For For Management
1.3 Elect Director Jennifer I. McNealey For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EPL OIL & GAS, INC.
Ticker: EPL Security ID: 26883D108
Meeting Date: MAY 30, 2014 Meeting Type: Special
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ESCO TECHNOLOGIES INC.
Ticker: ESE Security ID: 296315104
Meeting Date: FEB 05, 2014 Meeting Type: Annual
Record Date: DEC 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.W. Solley For For Management
1.2 Elect Director J.D. Woods For For Management
1.3 Elect Director G.E. Muenster For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
EVERBANK FINANCIAL CORP
Ticker: EVER Security ID: 29977G102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Blake Wilson For For Management
1.2 Elect Director Mitchell M. Leidner For For Management
1.3 Elect Director William Sanford For For Management
1.4 Elect Director Richard P. Schifter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
EVOLUTION PETROLEUM CORPORATION
Ticker: EPM Security ID: 30049A107
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward J. DiPaolo For For Management
1.2 Elect Director William E. Dozier For For Management
1.3 Elect Director Robert S. Herlin For For Management
1.4 Elect Director Kelly W. Loyd For For Management
1.5 Elect Director Gene G. Stoever For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
EXTREME NETWORKS, INC.
Ticker: EXTR Security ID: 30226D106
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: OCT 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward B. Meyercord, III For For Management
1.2 Elect Director John H. Kispert For For Management
1.3 Elect Director Charles W. Berger For For Management
1.4 Elect Director Charles Carinalli For For Management
1.5 Elect Director Maury Austin For For Management
1.6 Elect Director John C. Shoemaker For For Management
1.7 Elect Director Edward H. Kennedy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FARMER BROS. CO.
Ticker: FARM Security ID: 307675108
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Keown For For Management
1.2 Elect Director Charles F. Marcy For For Management
1.3 Elect Director Christopher P. Mottern For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC.
Ticker: FARO Security ID: 311642102
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Cole For For Management
1.2 Elect Director Marvin R. Sambur For For Management
1.3 Elect Director Jay W. Freeland For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FBR & CO.
Ticker: FBRC Security ID: 30247C400
Meeting Date: OCT 22, 2013 Meeting Type: Special
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FEDERAL SIGNAL CORPORATION
Ticker: FSS Security ID: 313855108
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Goodwin For For Management
1.2 Elect Director Paul W. Jones For For Management
1.3 Elect Director Bonnie C. Lind For For Management
1.4 Elect Director Dennis J. Martin For For Management
1.5 Elect Director Richard R. Mudge For For Management
1.6 Elect Director William F. Owens For For Management
1.7 Elect Director Brenda L. Reichelderfer For For Management
1.8 Elect Director John L. Workman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FERRO CORPORATION
Ticker: FOE Security ID: 315405100
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Hipple For For Management
1.2 Elect Director Gregory E. Hyland For For Management
1.3 Elect Director William B. Lawrence For For Management
2 Declassify the Board of Directors For For Management
3 Amend Articles of Incorporation to For For Management
Eliminate Cumulative Voting
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Adopt Simple Majority Vote Requirement For For Shareholder
--------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC.
Ticker: FCNCA Security ID: 31946M103
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Alexander, Jr. For For Management
1.2 Elect Director Victor E. Bell, III For For Management
1.3 Elect Director Hope H. Bryant For For Management
1.4 Elect Director Hubert M. Craig, III For For Management
1.5 Elect Director H. Lee Durham, Jr. For For Management
1.6 Elect Director Daniel L. Heavner For For Management
1.7 Elect Director Frank B. Holding, Jr. For For Management
1.8 Elect Director Lucius S. Jones For For Management
1.9 Elect Director Robert E. Mason, IV For For Management
1.10 Elect Director Robert T. Newcomb For For Management
1.11 Elect Director James M. Parker For For Management
1.12 Elect Director Ralph K. Shelton For For Management
2 Authorize New Class of Preferred Stock For Against Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
FLEETMATICS GROUP PLC
Ticker: FLTX Security ID: G35569105
Meeting Date: AUG 19, 2013 Meeting Type: Annual
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Andrew Flett as Director For For Management
1b Elect Jack Noonan as Director For For Management
2a Reappoint PricewaterhouseCoopers as For For Management
Auditors
2b Authorise Board to Fix Remuneration of For For Management
Auditors
3 Approve Remuneration of Directors For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Authorise Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights
6 Change Location of Annual Meeting For For Management
7 Authorise Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
FORESTAR GROUP INC.
Ticker: FOR Security ID: 346233109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen Brown For For Management
1.2 Elect Director Michael E. Dougherty For For Management
1.3 Elect Director William C. Powers, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FORTEGRA FINANCIAL CORPORATION
Ticker: FRF Security ID: 34954W104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Kahlbaugh For For Management
1.2 Elect Director John R. Carroll For For Management
1.3 Elect Director Francis M. Colalucci For For Management
1.4 Elect Director Frank P. Filipps For For Management
1.5 Elect Director J.J. Kardwell For For Management
1.6 Elect Director Arun Maheshwari For For Management
1.7 Elect Director Ted W. Rollins For Against Management
1.8 Elect Director Sean S. Sweeney For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FOUNDATION MEDICINE, INC.
Ticker: FMI Security ID: 350465100
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brook Byers For For Management
1.2 Elect Director Michael Pellini For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
FURIEX PHARMACEUTICALS, INC.
Ticker: FURX Security ID: 36106P101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director June S. Almenoff For For Management
1.2 Elect Director Peter B. Corr For For Management
1.3 Elect Director Stephen R. Davis For For Management
1.4 Elect Director Wendy L. Dixon For Withhold Management
1.5 Elect Director Fredric N. Eshelman For For Management
1.6 Elect Director Stephen W. Kaldor For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FUTUREFUEL CORP.
Ticker: FF Security ID: 36116M106
Meeting Date: AUG 12, 2013 Meeting Type: Annual
Record Date: JUL 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin A. Levy For For Management
1.2 Elect Director Donald C. Bedell For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
G&K SERVICES, INC.
Ticker: GK Security ID: 361268105
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. Bronson For For Management
1.2 Elect Director Wayne M. Fortun For For Management
1.3 Elect Director Ernest J. Mrozek For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GAMCO INVESTORS, INC.
Ticker: GBL Security ID: 361438104
Meeting Date: NOV 20, 2013 Meeting Type: Special
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Change State of Incorporation [from For For Management
New York to Delaware]
2 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GAMCO INVESTORS, INC.
Ticker: GBL Security ID: 361438104
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin L. Artzt For For Management
1.2 Elect Director Raymond C. Avansino, Jr. For Withhold Management
1.3 Elect Director Richard L. Bready For Withhold Management
1.4 Elect Director Mario J. Gabelli For For Management
1.5 Elect Director Eugene R. McGrath For For Management
1.6 Elect Director Robert S. Prather, Jr. For Withhold Management
1.7 Elect Director Elisa M. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Conversion of Securities For Against Management
--------------------------------------------------------------------------------
GASTAR EXPLORATION INC.
Ticker: GST Security ID: 367299203
Meeting Date: JAN 22, 2014 Meeting Type: Special
Record Date: NOV 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization Plan For For Management
--------------------------------------------------------------------------------
GENERAC HOLDINGS INC.
Ticker: GNRC Security ID: 368736104
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bennett Morgan For For Management
1.2 Elect Director Todd A. Adams For For Management
1.3 Elect Director Ralph W. Castner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
GENTHERM INCORPORATED
Ticker: THRM Security ID: 37253A103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Booth For For Management
1.2 Elect Director Francois J. Castaing For For Management
1.3 Elect Director Daniel R. Coker For For Management
1.4 Elect Director Sophie Desormiere For For Management
1.5 Elect Director Maurice E.P. Gunderson For For Management
1.6 Elect Director Oscar B. Marx, III For For Management
1.7 Elect Director Carlos E. Mazzorin For For Management
1.8 Elect Director Franz Scherer For For Management
1.9 Elect Director Byron T. Shaw, II For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLOBAL BRASS AND COPPER HOLDINGS, INC.
Ticker: BRSS Security ID: 37953G103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin E. Welch, III For For Management
1.2 Elect Director Ronald C. Whitaker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
GLOBAL CASH ACCESS HOLDINGS, INC.
Ticker: GCA Security ID: 378967103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ram Chary For For Management
1.2 Elect Director Fred C. Enlow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GLOBAL EAGLE ENTERTAINMENT INC.
Ticker: ENT Security ID: 37951D102
Meeting Date: DEC 19, 2013 Meeting Type: Special
Record Date: NOV 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GOGO INC.
Ticker: GOGO Security ID: 38046C109
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Small For For Management
1.2 Elect Director Oakleigh Thorne For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY
Ticker: GPK Security ID: 388689101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Andrea Botta For For Management
1.2 Elect Director Jeffrey H. Coors For For Management
1.3 Elect Director David W. Scheible For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GREEN PLAINS RENEWABLE ENERGY, INC.
Ticker: GPRE Security ID: 393222104
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jim Anderson For For Management
1.2 Elect Director Wayne Hoovestol For For Management
2 Change Company Name For For Management
3 Approve Conversion of Securities For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRIFFON CORPORATION
Ticker: GFF Security ID: 398433102
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Harrison For Withhold Management
1.2 Elect Director Ronald J. Kramer For For Management
1.3 Elect Director Victor Eugene Renuart For For Management
1.4 Elect Director Martin S. Sussman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GTX, INC.
Ticker: GTXI Security ID: 40052B108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barrington J.A. Furr For For Management
1.2 Elect Director Kenneth S. Robinson For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GULFMARK OFFSHORE, INC.
Ticker: GLF Security ID: 402629208
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter I. Bijur For For Management
1.2 Elect Director David J. Butters For For Management
1.3 Elect Director Brian R. Ford For For Management
1.4 Elect Director Sheldon S. Gordon For For Management
1.5 Elect Director Quintin V. Kneen For For Management
1.6 Elect Director Steven W. Kohlhagen For For Management
1.7 Elect Director Rex C. Ross For For Management
1.8 Elect Director Charles K. Valutas For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
HAEMONETICS CORPORATION
Ticker: HAE Security ID: 405024100
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: JUN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan Bartlett Foote For For Management
1.2 Elect Director Pedro P. Granadillo For For Management
1.3 Elect Director Mark W. Kroll For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HALLMARK FINANCIAL SERVICES, INC.
Ticker: HALL Security ID: 40624Q203
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark E. Schwarz For For Management
1.2 Elect Director Scott T. Berlin For For Management
1.3 Elect Director James H. Graves For For Management
1.4 Elect Director Jim W. Henderson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HALOZYME THERAPEUTICS, INC.
Ticker: HALO Security ID: 40637H109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathryn E. Falberg For For Management
1.2 Elect Director Kenneth J. Kelley For For Management
1.3 Elect Director Matthew L. Posard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HANGER, INC.
Ticker: HGR Security ID: 41043F208
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vinit K. Asar For For Management
1.2 Elect Director Christopher B. Begley For For Management
1.3 Elect Director Thomas P. Cooper For For Management
1.4 Elect Director Cynthia L. Feldmann For For Management
1.5 Elect Director Eric A. Green For For Management
1.6 Elect Director Stephen E. Hare For For Management
1.7 Elect Director Richard R. Pettingill For For Management
1.8 Elect Director Patricia B. Shrader For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HARRIS TEETER SUPERMARKETS, INC.
Ticker: HTSI Security ID: 414585109
Meeting Date: OCT 03, 2013 Meeting Type: Special
Record Date: AUG 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HARVARD APPARATUS REGENERATIVE TECHNOLOGY, INC.
Ticker: HART Security ID: 41690A106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James J. McGorry For Against Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HARVARD BIOSCIENCE, INC.
Ticker: HBIO Security ID: 416906105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Green For For Management
1.2 Elect Director John F. Kennedy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HAVERTY FURNITURE COMPANIES, INC.
Ticker: HVT Security ID: 419596101
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2.8 Elect Director Terence F. McGuirk For For Management
2.9 Elect Director Vicki R. Palmer For For Management
2.10 Elect Director Fred L. Schuermann For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HERCULES OFFSHORE, INC.
Ticker: HERO Security ID: 427093109
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas N. Amonett For For Management
1.2 Elect Director Thomas J. Madonna For For Management
1.3 Elect Director F. Gardner Parker For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Amend Certificate of Incorporation For For Management
--------------------------------------------------------------------------------
HERITAGE FINANCIAL GROUP, INC.
Ticker: HBOS Security ID: 42726X102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph C. Burger For For Management
1.2 Elect Director Carol W. Slappey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HFF, INC.
Ticker: HF Security ID: 40418F108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. Gibson For For Management
1.2 Elect Director George L. Miles, Jr. For Withhold Management
1.3 Elect Director Joe B. Thornton, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HHGREGG, INC.
Ticker: HGG Security ID: 42833L108
Meeting Date: JUL 30, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis L. May For For Management
1.2 Elect Director Gregg W. Throgmartin For For Management
1.3 Elect Director Gregory M. Bettinelli For For Management
1.4 Elect Director Lawrence P. Castellani For Withhold Management
1.5 Elect Director Benjamin D. Geiger For For Management
1.6 Elect Director Catherine A. Langham For For Management
1.7 Elect Director John M. Roth For For Management
1.8 Elect Director Michael L. Smith For For Management
1.9 Elect Director Peter M. Starrett For Withhold Management
1.10 Elect Director Kathleen C. Tierney For For Management
1.11 Elect Director Darell E. Zink For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HOME BANCSHARES, INC.
Ticker: HOMB Security ID: 436893200
Meeting Date: OCT 23, 2013 Meeting Type: Special
Record Date: SEP 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HOMESTREET, INC.
Ticker: HMST Security ID: 43785V102
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Ederer For For Management
1.2 Elect Director Thomas E. King For For Management
1.3 Elect Director George 'Judd' Kirk For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HORIZON PHARMA, INC.
Ticker: HZNP Security ID: 44047T109
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gino Santini For For Management
1.2 Elect Director Timothy P. Walbert For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Conversion of Securities For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HYSTER-YALE MATERIALS HANDLING, INC.
Ticker: HY Security ID: 449172105
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.C. Butler, Jr. For For Management
1.2 Elect Director Carolyn Corvi For For Management
1.3 Elect Director John P. Jumper For For Management
1.4 Elect Director Dennis W. LaBarre For For Management
1.5 Elect Director F. Joseph Loughrey For For Management
1.6 Elect Director Alfred M. Rankin, Jr. For For Management
1.7 Elect Director Claiborne R. Rankin For For Management
1.8 Elect Director Michael E. Shannon For For Management
1.9 Elect Director John M. Stropki For For Management
1.10 Elect Director Britton T. Taplin For For Management
1.11 Elect Director Eugene Wong For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ICU MEDICAL, INC.
Ticker: ICUI Security ID: 44930G107
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Amend Certificate of Incorporation For For Management
3.1 Elect Director John J. Connors For For Management
3.2 Elect Director Joseph R. Saucedo For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IDT CORPORATION
Ticker: IDT Security ID: 448947507
Meeting Date: DEC 16, 2013 Meeting Type: Annual
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Chenkin For For Management
1.2 Elect Director Eric F. Cosentino For For Management
1.3 Elect Director Howard S. Jonas For For Management
1.4 Elect Director Bill Pereira For For Management
1.5 Elect Director Judah Schorr For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
IMMERSION CORPORATION
Ticker: IMMR Security ID: 452521107
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carl Schlachte For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INDEPENDENT BANK GROUP, INC.
Ticker: IBTX Security ID: 45384B106
Meeting Date: APR 14, 2014 Meeting Type: Special
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition For For Management
2 Issue Shares in Connection with For For Management
Acquisition
3.1 Elect Director James D. Stein For For Management
3.2 Elect Director Donald L. Poarch For For Management
3.3 Elect Director J. Webb Jennings, III For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INDEPENDENT BANK GROUP, INC.
Ticker: IBTX Security ID: 45384B106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Torry Berntsen For For Management
1.2 Elect Director Jack M. Radke For For Management
1.3 Elect Director G. Stacy Smith For For Management
1.4 Elect Director James D. Stein For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
INPHI CORPORATION
Ticker: IPHI Security ID: 45772F107
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas E. Brathwaite For For Management
1.2 Elect Director David Liddle For For Management
1.3 Elect Director Bruce McWilliams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INSTEEL INDUSTRIES, INC.
Ticker: IIIN Security ID: 45774W108
Meeting Date: FEB 12, 2014 Meeting Type: Annual
Record Date: DEC 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Pechota For For Management
1.2 Elect Director W. Allen Rogers, II For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INSULET CORPORATION
Ticker: PODD Security ID: 45784P101
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sally Crawford For Withhold Management
1.2 Elect Director Regina Sommer For For Management
1.3 Elect Director Joseph Zakrzewski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTELIQUENT, INC.
Ticker: IQNT Security ID: 45825N107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James P. Hynes For For Management
1.2 Elect Director Joseph A. Beatty For For Management
1.3 Elect Director G. Edward Evans For For Management
1.4 Elect Director Edward M. Greenberg For For Management
1.5 Elect Director Lawrence M. Ingeneri For For Management
1.6 Elect Director Timothy A. Samples For For Management
1.7 Elect Director Rian J. Wren For For Management
1.8 Elect Director Lauren F. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERACTIVE INTELLIGENCE GROUP, INC.
Ticker: ININ Security ID: 45841V109
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald E. Brown For For Management
1.2 Elect Director Richard A. Reck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERMOLECULAR, INC.
Ticker: IMI Security ID: 45882D109
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas R. Baruch For For Management
1.2 Elect Director Bruce M. McWilliams For For Management
1.3 Elect Director George M. Scalise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERMUNE, INC.
Ticker: ITMN Security ID: 45884X103
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Healy For For Management
1.2 Elect Director Louis Drapeau For For Management
1.3 Elect Director Frank Verwiel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTRALINKS HOLDINGS, INC.
Ticker: IL Security ID: 46118H104
Meeting Date: AUG 09, 2013 Meeting Type: Annual
Record Date: JUN 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Hovsepian For For Management
1.2 Elect Director Brian J. Conway For For Management
1.3 Elect Director Peter Gyenes For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTREXON CORPORATION
Ticker: XON Security ID: 46122T102
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Randal J. Kirk For For Management
1b Elect Director Cesar L. Alvarez For Against Management
1c Elect Director Steven Frank For For Management
1d Elect Director Larry D. Horner For For Management
1e Elect Director Jeffrey B. Kindler For For Management
1f Elect Director Dean J. Mitchell For For Management
1g Elect Director Robert B. Shapiro For For Management
1h Elect Director James S. Turley For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ION GEOPHYSICAL CORPORATION
Ticker: IO Security ID: 462044108
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael C. Jennings For For Management
1.2 Elect Director John N. Seitz For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
IRONWOOD PHARMACEUTICALS, INC.
Ticker: IRWD Security ID: 46333X108
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryan E. Roberts For For Management
1.2 Elect Director Julie H. McHugh For For Management
1.3 Elect Director Peter M. Hecht For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ISIS PHARMACEUTICALS, INC.
Ticker: ISIS Security ID: 464330109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer R. Berthelsen For For Management
1.2 Elect Director B. Lynne Parshall For For Management
1.3 Elect Director Joseph H. Wender For For Management
2 Ratify Appointment of Director Breaux For For Management
B. Castleman to Fill Board Vacancy
3 Ratify Appointment of Director Joseph For For Management
Loscalzo to Fill Board Vacancy
4 Increase Authorized Common Stock For For Management
5 Amend Non-Employee Director Stock For For Management
Option Plan
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
J2 GLOBAL, INC.
Ticker: JCOM Security ID: 48123V102
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas Y. Bech For For Management
1b Elect Director Robert J. Cresci For For Management
1c Elect Director W. Brian Kretzmer For For Management
1d Elect Director Richard S. Ressler For For Management
1e Elect Director Stephen Ross For For Management
1f Elect Director Michael P. Schulhof For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JACK IN THE BOX INC.
Ticker: JACK Security ID: 466367109
Meeting Date: FEB 14, 2014 Meeting Type: Annual
Record Date: DEC 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard A. Comma For For Management
1b Elect Director David L. Goebel For For Management
1c Elect Director Madeleine A. Kleiner For For Management
1d Elect Director Michael W. Murphy For For Management
1e Elect Director James M. Myers For For Management
1f Elect Director David M. Tehle For For Management
1g Elect Director John T. Wyatt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JGWPT HOLDINGS INC.
Ticker: JGW Security ID: 46617M109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander R. Castaldi For For Management
1.2 Elect Director Robert C. Griffin For For Management
1.3 Elect Director Robert N. Pomroy For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JOHN B. SANFILIPPO & SON, INC.
Ticker: JBSS Security ID: 800422107
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jim Edgar For For Management
1.2 Elect Director Ellen C. Taaffe For For Management
1.3 Elect Director Daniel M. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JOHN BEAN TECHNOLOGIES CORPORATION
Ticker: JBT Security ID: 477839104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Giacomini For For Management
1.2 Elect Director Polly B. Kawalek For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KAPSTONE PAPER AND PACKAGING CORPORATION
Ticker: KS Security ID: 48562P103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Chapman For For Management
1.2 Elect Director Ronald J. Gidwitz For For Management
1.3 Elect Director Matthew Kaplan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KERYX BIOPHARMACEUTICALS, INC.
Ticker: KERX Security ID: 492515101
Meeting Date: JUN 23, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ron Bentsur For For Management
1.2 Elect Director Kevin J. Cameron For For Management
1.3 Elect Director Joseph Feczko For For Management
1.4 Elect Director Wyche Fowler, Jr. For For Management
1.5 Elect Director Jack Kaye For For Management
1.6 Elect Director Daniel P. Regan For For Management
1.7 Elect Director Michael P. Tarnok For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KFORCE INC.
Ticker: KFRC Security ID: 493732101
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John N. Allred For For Management
1.2 Elect Director Richard M. Cocchiaro For For Management
1.3 Elect Director A. Gordon Tunstall For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KIMBALL INTERNATIONAL, INC.
Ticker: KBALB Security ID: 494274103
Meeting Date: OCT 15, 2013 Meeting Type: Annual
Record Date: AUG 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jack R. Wentworth For For Management
--------------------------------------------------------------------------------
KIRKLAND'S, INC.
Ticker: KIRK Security ID: 497498105
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Alderson For For Management
1.2 Elect Director Carl T. Kirkland For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
KNOWLES CORPORATION
Ticker: KN Security ID: 49926D109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Niew For For Management
1.2 Elect Director Keith L. Barnes For For Management
1.3 Elect Director Richard K. Lochridge For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
KODIAK OIL & GAS CORP.
Ticker: KOG Security ID: 50015Q100
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynn A. Peterson For For Management
1.2 Elect Director James E. Catlin For For Management
1.3 Elect Director Rodney D. Knutson For For Management
1.4 Elect Director Herrick K. Lidstone, Jr. For For Management
1.5 Elect Director William J. Krysiak For For Management
2 Approve Ernst & Young LLP asAuditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
L & L ENERGY, INC.
Ticker: LLEN Security ID: 50162D100
Meeting Date: SEP 16, 2013 Meeting Type: Annual
Record Date: JUL 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dickson V. Lee For For Management
1.2 Elect Director Syd S. Peng For For Management
1.3 Elect Director Jingcai Yang For For Management
1.4 Elect Director Mohan Datwani For For Management
1.5 Elect Director Joseph Borich For For Management
1.6 Elect Director James Schaeffer For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LANDEC CORPORATION
Ticker: LNDC Security ID: 514766104
Meeting Date: OCT 10, 2013 Meeting Type: Annual
Record Date: AUG 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dean Hollis For For Management
1.2 Elect Director Robert Tobin For For Management
1.3 Elect Director Nicholas Tompkins For For Management
1.4 Elect Director Tonia Pankopf For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LANNETT COMPANY, INC.
Ticker: LCI Security ID: 516012101
Meeting Date: JAN 22, 2014 Meeting Type: Annual
Record Date: DEC 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Farber For For Management
1.2 Elect Director Arthur P. Bedrosian For For Management
1.3 Elect Director James M. Maher For For Management
1.4 Elect Director David Drabik For For Management
1.5 Elect Director Paul Taveira For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION
Ticker: LSCC Security ID: 518415104
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darin G. Billerbeck For For Management
1.2 Elect Director Patrick S. Jones For For Management
1.3 Elect Director Robin A. Abrams For For Management
1.4 Elect Director John Bourgoin For For Management
1.5 Elect Director Balaji Krishnamurthy For For Management
1.6 Elect Director Robert R. Herb For For Management
1.7 Elect Director Mark E. Jensen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LEAP WIRELESS INTERNATIONAL, INC.
Ticker: LEAP Security ID: 521863308
Meeting Date: OCT 30, 2013 Meeting Type: Special
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIFELOCK, INC.
Ticker: LOCK Security ID: 53224V100
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert A. (Rocky) For For Management
Pimentel
1.2 Elect Director Thomas J. Ridge For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED
Ticker: LGND Security ID: 53220K504
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason M. Aryeh For For Management
1.2 Elect Director Todd C. Davis For For Management
1.3 Elect Director John L. Higgins For For Management
1.4 Elect Director David M. Knott For For Management
1.5 Elect Director John W. Kozarich For For Management
1.6 Elect Director John L. LaMattina For For Management
1.7 Elect Director Sunil Patel For For Management
1.8 Elect Director Stephen L. Sabba For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Spin-off Agreement Against Against Shareholder
--------------------------------------------------------------------------------
LIHUA INTERNATIONAL, INC.
Ticker: LIWA Security ID: 532352101
Meeting Date: OCT 19, 2013 Meeting Type: Annual
Record Date: AUG 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jianhua Zhu For For Management
1.2 Elect Director Yaying Wang For For Management
1.3 Elect Director Robert C. Bruce For For Management
1.4 Elect Director Jonathan P. Serbin For For Management
1.5 Elect Director Siu Ki 'Kelvin' Lau For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIMELIGHT NETWORKS, INC.
Ticker: LLNW Security ID: 53261M104
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter D. Amaral For For Management
1.2 Elect Director Gray Hall For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LOGMEIN, INC.
Ticker: LOGM Security ID: 54142L109
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Benson For For Management
1.2 Elect Director Michael J. Christenson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LUXFER HOLDINGS PLC
Ticker: LXFR Security ID: 550678106
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Director Joseph Bonn as Director For For Management
3 Elect Director Kevin Flannery as For For Management
Director
4 Reappoint Ernst & Young LLP as For For Management
Auditors of the Company
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Approve Remuneration Report For Against Management
7 Approve Remuneration Policy For Against Management
8 Approve Stock Split For For Management
9 Authorize Off-Market Purchase of For For Management
Ordinary Shares
10 Approve Qualified Employee Stock For For Management
Purchase Plan
11 Authorize Off-Market Purchase of For For Management
Ordinary Shares
--------------------------------------------------------------------------------
M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC.
Ticker: MTSI Security ID: 55405Y100
Meeting Date: MAR 06, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Bland For For Management
1.2 Elect Director Mark Edelstone For For Management
1.3 Elect Director Susan Ocampo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MACROGENICS, INC.
Ticker: MGNX Security ID: 556099109
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Koenig For For Management
1.2 Elect Director Matthew Fust For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MAGICJACK VOCALTEC LTD.
Ticker: CALL Security ID: M6787E101
Meeting Date: JUL 03, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald A. Burns For For Management
1.2 Elect Director Richard Harris For For Management
1.3 Elect Director Yuen Wah Sing For For Management
1.4 Elect Director Gerald Vento For For Management
2 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
3 Approve Employment Agreements with For For Management
Gerald Vento
4 Approve Share Grant Arrangement with For For Management
Richard Harris
5 Approve Omnibus Stock Plan For For Management
6 Approve Omnibus Stock Plan For For Management
7 Reappoint BDO USA, LLP and BDO Ziv For For Management
Haft, Certified Public Accountants as
Auditors and Authorize Board to Fix
Their Remuneration
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
MAGICJACK VOCALTEC LTD.
Ticker: CALL Security ID: M6787E101
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald A. Burns For For Management
1.2 Elect Director Richard Harris For For Management
1.3 Elect Director Yuen Wah Sing For For Management
1.4 Elect Director Gerald Vento For For Management
2 Elect Director Tal Yaron-Eldar For For Management
3 Approve Restricted Share Grant to For For Management
Donald A. Burns and Richard Harris
4 Approve Restricted Share Grant to Tal For For Management
Yaron-Eldar and Yoseph Dauber
5 Approve the Grant of Options and Cash For For Management
Compensation to Yuen Wah Sing
6 Amend Omnibus Stock Plan For For Management
7 Amend Omnibus Stock Plan For For Management
8 Approve the Purchase of Officers and For For Management
Directors Liability Insurance Coverage
9 Reappoint BDO USA, LLP and BDO Ziv For For Management
Haft, Certified Public Accountants as
Auditors and Authorize Board to Fix
Their Remuneration
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
MANHATTAN ASSOCIATES, INC.
Ticker: MANH Security ID: 562750109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian J. Cassidy For For Management
1.2 Elect Director Eddie Capel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
MANNKIND CORPORATION
Ticker: MNKD Security ID: 56400P201
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alfred E. Mann For For Management
1.2 Elect Director Hakan S. Edstrom For For Management
1.3 Elect Director Ronald Consiglio For For Management
1.4 Elect Director Michael A. Friedman For Withhold Management
1.5 Elect Director Kent Kresa For Withhold Management
1.6 Elect Director David H. MacCallum For For Management
1.7 Elect Director Henry L. Nordhoff For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MARKET LEADER, INC.
Ticker: LEDR Security ID: 57056R103
Meeting Date: AUG 16, 2013 Meeting Type: Special
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MARTHA STEWART LIVING OMNIMEDIA, INC.
Ticker: MSO Security ID: 573083102
Meeting Date: AUG 27, 2013 Meeting Type: Annual
Record Date: JUL 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha Stewart For For Management
1.2 Elect Director Arlen Kantarian For For Management
1.3 Elect Director William Roskin For For Management
1.4 Elect Director Margaret Smyth For For Management
1.5 Elect Director Daniel Dienst For For Management
1.6 Elect Director Pierre deVillemejane For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MATRIX SERVICE COMPANY
Ticker: MTRX Security ID: 576853105
Meeting Date: NOV 14, 2013 Meeting Type: Annual
Record Date: SEP 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Hewitt For For Management
1.2 Elect Director Michael J. Hall For For Management
1.3 Elect Director I. Edgar 'Ed' Hendrix For For Management
1.4 Elect Director Paul K. Lackey For For Management
1.5 Elect Director Tom E. Maxwell For For Management
1.6 Elect Director Jim W. Mogg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MATSON, INC.
Ticker: MATX Security ID: 57686G105
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Blake Baird For For Management
1.2 Elect Director Michael J. Chun For For Management
1.3 Elect Director Matthew J. Cox For For Management
1.4 Elect Director Walter A. Dods, Jr. For For Management
1.5 Elect Director Thomas B. Fargo For For Management
1.6 Elect Director Constance H. Lau For For Management
1.7 Elect Director Jeffrey N. Watanabe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MAXYGEN, INC.
Ticker: MAXY Security ID: 577776107
Meeting Date: AUG 12, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan of Liquidation For For Management
2 Adjourn Meeting For For Management
3.1 Elect Director Louis G. Lange For For Management
3.2 Elect Director Kenneth B. Lee, Jr. For For Management
3.3 Elect Director Ernest Mario For For Management
3.4 Elect Director Gordon Ringold For For Management
3.5 Elect Director Isaac Stein For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDASSETS, INC.
Ticker: MDAS Security ID: 584045108
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rand A. Ballard For For Management
1.2 Elect Director Vernon R. Loucks, Jr. For Withhold Management
1.3 Elect Director R. Halsey Wise For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDICAL ACTION INDUSTRIES INC.
Ticker: MDCI Security ID: 58449L100
Meeting Date: AUG 08, 2013 Meeting Type: Annual
Record Date: JUN 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Meringolo For For Management
1.2 Elect Director Kenneth R. Newsome For For Management
1.3 Elect Director Pamela R. Levy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MERGE HEALTHCARE INCORPORATED
Ticker: MRGE Security ID: 589499102
Meeting Date: JUN 16, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Brown For For Management
1.2 Elect Director Justin C. Dearborn For For Management
1.3 Elect Director William J. Devers, Jr. For For Management
1.4 Elect Director Nancy J. Koenig For For Management
1.5 Elect Director Matthew M. Maloney For For Management
1.6 Elect Director Richard A. Reck For For Management
1.7 Elect Director Neele E. Stearns, Jr. For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MERIDIAN BIOSCIENCE, INC.
Ticker: VIVO Security ID: 589584101
Meeting Date: JAN 22, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Anderson For For Management
1.2 Elect Director John A. Kraeutler For For Management
1.3 Elect Director William J. Motto For For Management
1.4 Elect Director David C. Phillips For For Management
1.5 Elect Director Robert J. Ready For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MFA FINANCIAL, INC.
Ticker: MFA Security ID: 55272X102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen R. Blank For For Management
1b Elect Director William S. Gorin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
MGIC INVESTMENT CORPORATION
Ticker: MTG Security ID: 552848103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel A. Arrigoni For For Management
1.2 Elect Director Cassandra C. Carr For For Management
1.3 Elect Director C. Edward Chaplin For For Management
1.4 Elect Director Curt S. Culver For For Management
1.5 Elect Director Timothy A. Holt For For Management
1.6 Elect Director Kenneth M. Jastrow, II For For Management
1.7 Elect Director Michael E. Lehman For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Gary A. Poliner For For Management
1.10 Elect Director Mark M. Zandi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MICROSEMI CORPORATION
Ticker: MSCC Security ID: 595137100
Meeting Date: FEB 11, 2014 Meeting Type: Annual
Record Date: DEC 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Peterson For For Management
1.2 Elect Director Dennis R. Leibel For For Management
1.3 Elect Director Thomas R. Anderson For For Management
1.4 Elect Director William E. Bendush For For Management
1.5 Elect Director Paul F. Folino For For Management
1.6 Elect Director William L. Healey For For Management
1.7 Elect Director Matthew E. Massengill For For Management
1.8 Elect Director James V. Mazzo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MOMENTA PHARMACEUTICALS, INC.
Ticker: MNTA Security ID: 60877T100
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Downey For For Management
1.2 Elect Director Marsha H. Fanucci For For Management
1.3 Elect Director Peter Barton Hutt For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MONARCH CASINO & RESORT, INC.
Ticker: MCRI Security ID: 609027107
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Farahi For For Management
1.2 Elect Director Craig F. Sullivan For For Management
1.3 Elect Director Paul Andrews For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
MOVADO GROUP, INC.
Ticker: MOV Security ID: 624580106
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret Hayes Adame For For Management
1.2 Elect Director Peter A. Bridgman For For Management
1.3 Elect Director Richard Cote For For Management
1.4 Elect Director Alex Grinberg For For Management
1.5 Elect Director Efraim Grinberg For For Management
1.6 Elect Director Alan H. Howard For For Management
1.7 Elect Director Richard Isserman For For Management
1.8 Elect Director Nathan Leventhal For For Management
1.9 Elect Director Maurice Reznik For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MOVE, INC.
Ticker: MOVE Security ID: 62458M207
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joe F. Hanauer For For Management
1.2 Elect Director Steven H. Berkowitz For For Management
1.3 Elect Director Jennifer Dulski For For Management
1.4 Elect Director Kenneth K. Klein For For Management
1.5 Elect Director V. Paul Unruh For For Management
1.6 Elect Director Bruce G. Willison For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MURPHY USA INC.
Ticker: MUSA Security ID: 626755102
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claiborne P. Deming For For Management
1.2 Elect Director Thomas M. Gattle, Jr. For For Management
1.3 Elect Director Jack T. Taylor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MYRIAD GENETICS, INC.
Ticker: MYGN Security ID: 62855J104
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter D. Meldrum For For Management
1.2 Elect Director Heiner Dreismann For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATIONAL AMERICAN UNIVERSITY HOLDINGS, INC.
Ticker: NAUH Security ID: 63245Q105
Meeting Date: OCT 29, 2013 Meeting Type: Annual
Record Date: SEP 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Buckingham For For Management
1.2 Elect Director Jerry L. Gallentine For For Management
1.3 Elect Director Ronald L. Shape For For Management
1.4 Elect Director Therese Kreig Crane For For Management
1.5 Elect Director Thomas D. Saban For For Management
1.6 Elect Director David L. Warnock For For Management
1.7 Elect Director Richard L. Halbert For For Management
1.8 Elect Director Jeffrey B. Berzina For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Approve Restricted Stock Plan For Against Management
4 Approve Stock Option Exchange Program For Against Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year Three Years Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NATUS MEDICAL INCORPORATED
Ticker: BABY Security ID: 639050103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth E. Ludlum For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEKTAR THERAPEUTICS
Ticker: NKTR Security ID: 640268108
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph J. Krivulka For For Management
1b Elect Director Howard W. Robin For For Management
1c Elect Director Dennis L. Winger For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETSCOUT SYSTEMS, INC.
Ticker: NTCT Security ID: 64115T104
Meeting Date: AUG 26, 2013 Meeting Type: Annual
Record Date: JUL 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anil K. Singhal For For Management
1.2 Elect Director John R. Egan For For Management
1.3 Elect Director Robert E. Donahue For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEWPORT CORPORATION
Ticker: NEWP Security ID: 651824104
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Cox For For Management
1.2 Elect Director Oleg Khaykin For For Management
1.3 Elect Director Cherry A. Murray For For Management
1.4 Elect Director Robert J. Phillippy For For Management
1.5 Elect Director Kenneth F. Potashner For For Management
1.6 Elect Director Peter J. Simone For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NIC INC.
Ticker: EGOV Security ID: 62914B100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harry H. Herington For For Management
1.2 Elect Director Art N. Burtscher For For Management
1.3 Elect Director Daniel J. Evans For For Management
1.4 Elect Director Karen S. Evans For For Management
1.5 Elect Director Ross C. Hartley For Withhold Management
1.6 Elect Director C. Brad Henry For For Management
1.7 Elect Director Alexander C. Kemper For For Management
1.8 Elect Director William M. Lyons For For Management
1.9 Elect Director Pete Wilson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NPS PHARMACEUTICALS, INC.
Ticker: NPSP Security ID: 62936P103
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Bonney For For Management
1.2 Elect Director Colin Broom For For Management
1.3 Elect Director Georges Gemayel For For Management
1.4 Elect Director Pedro Granadillo For For Management
1.5 Elect Director James G. Groninger For For Management
1.6 Elect Director Francois Nader For For Management
1.7 Elect Director Rachel R. Selisker For For Management
1.8 Elect Director Peter G. Tombros For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OM GROUP, INC.
Ticker: OMG Security ID: 670872100
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans-Georg Betz For For Management
1.2 Elect Director Joseph Scaminace For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMEGA PROTEIN CORPORATION
Ticker: OME Security ID: 68210P107
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Allee For For Management
1.2 Elect Director David A. Owen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMNICELL, INC.
Ticker: OMCL Security ID: 68213N109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randy D. Lindholm For For Management
1.2 Elect Director Sara J. White For For Management
1.3 Elect Director Joanne B. Bauer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC.
Ticker: OMN Security ID: 682129101
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Merriman For For Management
1.2 Elect Director William R. Seelbach For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ONCOGENEX PHARMACEUTICALS, INC.
Ticker: OGXI Security ID: 68230A106
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Cormack For For Management
1.2 Elect Director Neil Clendeninn For For Management
1.3 Elect Director Jack Goldstein For For Management
1.4 Elect Director Martin Mattingly For For Management
1.5 Elect Director Stewart Parker For For Management
1.6 Elect Director David Smith For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OPHTHOTECH CORPORATION
Ticker: OPHT Security ID: 683745103
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas Galakatos For For Management
1.2 Elect Director Michael Ross For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OPKO HEALTH, INC.
Ticker: OPK Security ID: 68375N103
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip Frost For For Management
1.2 Elect Director Jane H. Hsiao For Withhold Management
1.3 Elect Director Steven D. Rubin For Withhold Management
1.4 Elect Director Robert A. Baron For For Management
1.5 Elect Director Thomas E. Beier For For Management
1.6 Elect Director Dmitry Kolosov For For Management
1.7 Elect Director Richard A. Lerner For For Management
1.8 Elect Director John A. Paganelli For For Management
1.9 Elect Director Richard C. Pfenniger, For For Management
Jr.
1.10 Elect Director Alice Lin-Tsing Yu For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORBITZ WORLDWIDE, INC.
Ticker: OWW Security ID: 68557K109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Britton For For Management
1.2 Elect Director Brad Gerstner For For Management
1.3 Elect Director Kris Leslie For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OVASCIENCE, INC.
Ticker: OVAS Security ID: 69014Q101
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Aldrich For Withhold Management
1.2 Elect Director Stephen Kraus For For Management
1.3 Elect Director Mary Fisher For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
P. H. GLATFELTER COMPANY
Ticker: GLT Security ID: 377316104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen A. Dahlberg For For Management
1.2 Elect Director Nicholas DeBenedictis For For Management
1.3 Elect Director Kevin M. Fogarty For For Management
1.4 Elect Director J. Robert Hall For For Management
1.5 Elect Director Richard C. Ill For For Management
1.6 Elect Director Ronald J. Naples For For Management
1.7 Elect Director Dante C. Parrini For For Management
1.8 Elect Director Richard L. Smoot For For Management
1.9 Elect Director Lee C. Stewart For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PAREXEL INTERNATIONAL CORPORATION
Ticker: PRXL Security ID: 699462107
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Dana Callow, Jr. For For Management
1.2 Elect Director Christopher J. Lindop For For Management
1.3 Elect Director Josef H. von Rickenbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
PARKER DRILLING COMPANY
Ticker: PKD Security ID: 701081101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Parker, Jr. For For Management
1.2 Elect Director Roger B. Plank For For Management
1.3 Elect Director Gary G. Rich For For Management
1.4 Elect Director Peter C. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PDL BIOPHARMA, INC.
Ticker: PDLI Security ID: 69329Y104
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Gryska For For Management
1.2 Elect Director Paul W. Sandman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PENN VIRGINIA CORPORATION
Ticker: PVA Security ID: 707882106
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John U. Clarke For For Management
1.2 Elect Director Edward B. Cloues, II For For Management
1.3 Elect Director Steven W. Krablin For For Management
1.4 Elect Director Marsha R. Perelman For For Management
1.5 Elect Director H. Baird Whitehead For For Management
1.6 Elect Director Gary K. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PERFICIENT, INC.
Ticker: PRFT Security ID: 71375U101
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Davis For For Management
1.2 Elect Director Ralph C. Derrickson For For Management
1.3 Elect Director John S. Hamlin For For Management
1.4 Elect Director James R. Kackley For For Management
1.5 Elect Director David S. Lundeen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PERFORMANT FINANCIAL CORPORATION
Ticker: PFMT Security ID: 71377E105
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon D. Shaver For For Management
1.2 Elect Director William D. Hansen For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PERICOM SEMICONDUCTOR CORPORATION
Ticker: PSEM Security ID: 713831105
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alex Chiming Hui For For Management
1.2 Elect Director Chi-Hung (John) Hui For For Management
1.3 Elect Director John C. East For For Management
1.4 Elect Director Hau L. Lee For For Management
1.5 Elect Director Michael J. Sophie For For Management
1.6 Elect Director Siu-Weng Simon Wong For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PETMED EXPRESS, INC.
Ticker: PETS Security ID: 716382106
Meeting Date: JUL 26, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Menderes Akdag For For Management
1.2 Elect Director Frank J. Formica For For Management
1.3 Elect Director Gian M. Fulgoni For For Management
1.4 Elect Director Ronald J. Korn For For Management
1.5 Elect Director Robert C. Schweitzer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PGT, INC.
Ticker: PGTI Security ID: 69336V101
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brett N. Milgrim For For Management
1.2 Elect Director Richard D. Feintuch For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PIER 1 IMPORTS, INC.
Ticker: PIR Security ID: 720279108
Meeting Date: JUL 02, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claire H. Babrowski For For Management
1.2 Elect Director Cheryl A. Bachelder For For Management
1.3 Elect Director John H. Burgoyne For For Management
1.4 Elect Director Hamish A. Dodds For For Management
1.5 Elect Director Brendan L. Hoffman For For Management
1.6 Elect Director Terry E. London For For Management
1.7 Elect Director Alexander W. Smith For For Management
1.8 Elect Director Cece Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PIKE ELECTRIC CORPORATION
Ticker: PIKE Security ID: 721283109
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Eric Pike For For Management
1.2 Elect Director Charles E. Bayless For For Management
1.3 Elect Director James R. Helvey III For For Management
1.4 Elect Director Peter Pace For Withhold Management
1.5 Elect Director Daniel J. Sullivan III For For Management
1.6 Elect Director James L. Turner For For Management
2 Change State of Incorporation [from For For Management
Delaware to North Carolina]
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PILGRIM'S PRIDE CORPORATION
Ticker: PPC Security ID: 72147K108
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gilberto Tomazoni For For Management
1.2 Elect Director Joesley Mendonca Batista For Withhold Management
1.3 Elect Director Wesley Mendonca Batista For For Management
1.4 Elect Director William W. Lovette For For Management
1.5 Elect Director Marcus Vinicius Pratini For For Management
de Moraes
1.6 Elect Director Wallim Cruz De For For Management
Vasconcellos Junior
2.1 Elect Director David E. Bell For For Management
2.2 Elect Director Michael L. Cooper For For Management
2.3 Elect Director Charles Macaluso For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For Against Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PLANET PAYMENT, INC.
Ticker: PLPM Security ID: U72603118
Meeting Date: JUN 16, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lady Barbara Judge For For Management
1.2 Elect Director Shane H. Kim For For Management
1.3 Elect Director Carl J. Williams For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PLY GEM HOLDINGS, INC.
Ticker: PGEM Security ID: 72941W100
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick J. Iseman For For Management
1.2 Elect Director Mary K. Rhinehart For For Management
1.3 Elect Director Janice E. Stipp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
POLYONE CORPORATION
Ticker: POL Security ID: 73179P106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Fearon For For Management
1.2 Elect Director Gregory J. Goff For For Management
1.3 Elect Director Gordon D. Harnett For For Management
1.4 Elect Director Sandra B. Lin For For Management
1.5 Elect Director Richard A. Lorraine For For Management
1.6 Elect Director Stephen D. Newlin For For Management
1.7 Elect Director Robert M. Patterson For For Management
1.8 Elect Director William H. Powell For For Management
1.9 Elect Director Kerry J. Preete For For Management
1.10 Elect Director Farah M. Walters For For Management
1.11 Elect Director William A. Wulfsohn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
POPEYES LOUISIANA KITCHEN, INC.
Ticker: PLKI Security ID: 732872106
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Krishnan Anand For For Management
1.2 Elect Director Victor Arias, Jr. For For Management
1.3 Elect Director Cheryl A. Bachelder For For Management
1.4 Elect Director Carolyn Hogan Byrd For For Management
1.5 Elect Director John M. Cranor, III For For Management
1.6 Elect Director R. William Ide, III For For Management
1.7 Elect Director Joel K. Manby For For Management
1.8 Elect Director Martyn R. Redgrave For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PORTOLA PHARMACEUTICALS, INC.
Ticker: PTLA Security ID: 737010108
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey W. Bird For For Management
1.2 Elect Director John H. Johnson For For Management
1.3 Elect Director H. Ward Wolff For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PREMIERE GLOBAL SERVICES, INC.
Ticker: PGI Security ID: 740585104
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Boland T. Jones For For Management
1.2 Elect Director Wilkie S. Colyer For For Management
1.3 Elect Director K. Robert Draughon For For Management
1.4 Elect Director John R. Harris For For Management
1.5 Elect Director W. Steven Jones For For Management
1.6 Elect Director Raymond H. Pirtle, Jr. For For Management
1.7 Elect Director J. Walker Smith, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PRESTIGE BRANDS HOLDINGS, INC.
Ticker: PBH Security ID: 74112D101
Meeting Date: JUL 29, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew M. Mannelly For For Management
1.2 Elect Director John E. Byom For For Management
1.3 Elect Director Gary E. Costley For For Management
1.4 Elect Director Charles J. Hinkaty For For Management
1.5 Elect Director Carl J. Johnson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROGRESS SOFTWARE CORPORATION
Ticker: PRGS Security ID: 743312100
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry N. Bycoff For For Management
1.2 Elect Director John R. Egan For For Management
1.3 Elect Director Ram Gupta For For Management
1.4 Elect Director Charles F. Kane For For Management
1.5 Elect Director David A. Krall For For Management
1.6 Elect Director Michael L. Mark For For Management
1.7 Elect Director Philip M. Pead For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PROS HOLDINGS, INC.
Ticker: PRO Security ID: 74346Y103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg B. Petersen For For Management
1.2 Elect Director Timothy V. Williams For For Management
1.3 Elect Director Mariette M. Woestemeyer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROVIDENT FINANCIAL HOLDINGS, INC.
Ticker: PROV Security ID: 743868101
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: OCT 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Barr For For Management
1.2 Elect Director Bruce W. Bennett For For Management
1.3 Elect Director Debbi H. Guthrie For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PS BUSINESS PARKS, INC.
Ticker: PSB Security ID: 69360J107
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Joseph D. Russell, Jr. For For Management
1.3 Elect Director Jennifer Holden Dunbar For For Management
1.4 Elect Director James H. Kropp For For Management
1.5 Elect Director Sara Grootwassink Lewis For For Management
1.6 Elect Director Michael V. McGee For For Management
1.7 Elect Director Gary E. Pruitt For For Management
1.8 Elect Director Robert S. Rollo For For Management
1.9 Elect Director Peter Schultz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PUMA BIOTECHNOLOGY, INC.
Ticker: PBYI Security ID: 74587V107
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan H. Auerbach For For Management
1.2 Elect Director Thomas R. Malley For For Management
1.3 Elect Director Jay M. Moyes For For Management
1.4 Elect Director Troy E. Wilson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
QAD INC.
Ticker: QADA Security ID: 74727D306
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karl F. Lopker For For Management
1.2 Elect Director Pamela M. Lopker For For Management
1.3 Elect Director Scott J. Adelson For For Management
1.4 Elect Director Lee D. Roberts For For Management
1.5 Elect Director Peter R. Van Cuylenburg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED
Ticker: ROLL Security ID: 75524B104
Meeting Date: SEP 12, 2013 Meeting Type: Annual
Record Date: JUL 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mitchell I. Quain For Withhold Management
1.2 Elect Director Thomas J. O'Brien For For Management
1.3 Elect Director Edward D. Stewart For For Management
1.4 Elect Director Daniel A. Bergeron For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REACHLOCAL, INC.
Ticker: RLOC Security ID: 75525F104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Carlick For For Management
1.2 Elect Director Edward Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REALD INC.
Ticker: RLD Security ID: 75604L105
Meeting Date: AUG 08, 2013 Meeting Type: Annual
Record Date: JUN 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael V. Lewis For For Management
1.2 Elect Director P. Gordon Hodge For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RECEPTOS, INC.
Ticker: RCPT Security ID: 756207106
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Faheem Hasnain For For Management
1.2 Elect Director Erle T. Mast For For Management
1.3 Elect Director Mary Lynne Hedley For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RED LION HOTELS CORPORATION
Ticker: RLH Security ID: 756764106
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond R. Brandstrom For For Management
1.2 Elect Director Ryland P. 'Skip' Davis For For Management
1.3 Elect Director James P. Evans For For Management
1.4 Elect Director David J. Johnson For For Management
1.5 Elect Director Melvin L. Keating For For Management
1.6 Elect Director Michael Vernon For For Management
1.7 Elect Director Robert G. Wolfe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REGULUS THERAPEUTICS INC.
Ticker: RGLS Security ID: 75915K101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Bruce L.A. Carter For For Management
1.3 Elect Director Mark G. Foletta For For Management
1.4 Elect Director Stelios Papadopoulos For For Management
1.5 Elect Director B. Lynne Parshall For For Management
1.6 Elect Director William H. Rastetter For For Management
1.7 Elect Director Douglas Williams For For Management
1.8 Elect Director Kleanthis G. For For Management
Xanthopoulos
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RELYPSA, INC.
Ticker: RLYP Security ID: 759531106
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Hillan For For Management
1.2 Elect Director Daniel K. Spiegelman For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RENEWABLE ENERGY GROUP, INC.
Ticker: REGI Security ID: 75972A301
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Stroburg For For Management
1.2 Elect Director Christopher D. Sorrells For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REPLIGEN CORPORATION
Ticker: RGEN Security ID: 759916109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn L. Cooper For For Management
1.2 Elect Director John G. Cox For For Management
1.3 Elect Director Karen A. Dawes For For Management
1.4 Elect Director Alfred L. Goldberg For For Management
1.5 Elect Director Michael A. Griffith For For Management
1.6 Elect Director Walter C. Herlihy For For Management
1.7 Elect Director Thomas F. Ryan, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
REPUBLIC AIRWAYS HOLDINGS INC.
Ticker: RJET Security ID: 760276105
Meeting Date: SEP 17, 2013 Meeting Type: Annual
Record Date: JUL 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryan K. Bedford For For Management
1.2 Elect Director Lawrence J. Cohen For For Management
1.3 Elect Director Neal S. Cohen For For Management
1.4 Elect Director Douglas J. Lambert For For Management
1.5 Elect Director Mark L. Plaumann For For Management
1.6 Elect Director Richard P. Schifter For For Management
1.7 Elect Director David N. Siegel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
REPUBLIC AIRWAYS HOLDINGS INC.
Ticker: RJET Security ID: 760276105
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryan K. Bedford For For Management
1.2 Elect Director Neal S. Cohen For For Management
1.3 Elect Director Lawrence J. Cohen For For Management
1.4 Elect Director Robert L. Colin For For Management
1.5 Elect Director Daniel P. Garton For For Management
1.6 Elect Director Douglas J. Lambert For For Management
1.7 Elect Director Mark L. Plaumann For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RESOURCES CONNECTION, INC.
Ticker: RECN Security ID: 76122Q105
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: AUG 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony Cherbak For For Management
1.2 Elect Director Neil F. Dimick For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RESTORATION HARDWARE HOLDINGS, INC.
Ticker: RH Security ID: 761283100
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katie Mitic For For Management
1.2 Elect Director Thomas Mottola For For Management
1.3 Elect Director Barry Sternlicht For Withhold Management
2 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REX AMERICAN RESOURCES CORPORATION
Ticker: REX Security ID: 761624105
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart A. Rose For For Management
1.2 Elect Director Lawrence Tomchin For For Management
1.3 Elect Director Robert Davidoff For Against Management
1.4 Elect Director Edward M. Kress For For Management
1.5 Elect Director Charles A. Elcan For Against Management
1.6 Elect Director David S. Harris For For Management
1.7 Elect Director Mervyn L. Alphonso For For Management
1.8 Elect Director Lee Fisher For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REXNORD CORPORATION
Ticker: RXN Security ID: 76169B102
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Bartlett For Withhold Management
1.2 Elect Director Damian J. Giangiacomo For For Management
1.3 Elect Director Steven Martinez For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RIGEL PHARMACEUTICALS, INC.
Ticker: RIGL Security ID: 766559603
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter H. Moos For For Management
1.2 Elect Director Stephen A. Sherwin For Withhold Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROCHESTER MEDICAL CORPORATION
Ticker: ROCM Security ID: 771497104
Meeting Date: NOV 13, 2013 Meeting Type: Special
Record Date: SEP 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ROSETTA RESOURCES INC.
Ticker: ROSE Security ID: 777779307
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Craddock For For Management
1.2 Elect Director Matthew D. Fitzgerald For For Management
1.3 Elect Director Philip L. Frederickson For For Management
1.4 Elect Director Carin S. Knickel For For Management
1.5 Elect Director Holli C. Ladhani For For Management
1.6 Elect Director Donald D. Patteson, Jr. For For Management
1.7 Elect Director Jerry R. Schuyler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROSETTA STONE INC.
Ticker: RST Security ID: 777780107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James P. Bankoff For For Management
1.2 Elect Director Laurence Franklin For For Management
1.3 Elect Director Laura L. Witt For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RPX CORPORATION
Ticker: RPXC Security ID: 74972G103
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shelby W. Bonnie For For Management
1.2 Elect Director Sanford R. Robertson For For Management
1.3 Elect Director Thomas O. Ryder For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RTI SURGICAL INC
Ticker: RTIX Security ID: 74975N105
Meeting Date: NOV 07, 2013 Meeting Type: Special
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Conversion of Securities For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
RTI SURGICAL, INC.
Ticker: RTIX Security ID: 74975N105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter F. Gearen For For Management
1.2 Elect Director Adrian J. R. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RUE21, INC.
Ticker: RUE Security ID: 781295100
Meeting Date: SEP 19, 2013 Meeting Type: Special
Record Date: AUG 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
RUTH'S HOSPITALITY GROUP, INC.
Ticker: RUTH Security ID: 783332109
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. O'Donnell For For Management
1.2 Elect Director Robin P. Selati For For Management
1.3 Elect Director Carla R. Cooper For For Management
1.4 Elect Director Bannus B. Hudson For For Management
1.5 Elect Director Robert S. Merritt For For Management
1.6 Elect Director Alan Vituli For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director L. Patrick Hassey For For Management
1b Elect Director Michael F. Hilton For For Management
1c Elect Director Hansel E. Tookes, II For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement Regarding the Removal of
Directors
5 Eliminate Supermajority Vote For For Management
Requirement Regarding the Alteration,
Amendment, Repeal or Adoption of
Certain Provisions of the By-Laws
6 Eliminate Supermajority Vote For For Management
Requirement Regarding the Alteration,
Amendment, Repeal or Adoption of
Certain Provisions of the Articles of
Incorporation
7 Eliminate the Provisions of the For For Management
Articles regarding Business
Combinations with Interested
Shareholders
--------------------------------------------------------------------------------
SALEM COMMUNICATIONS CORPORATION
Ticker: SALM Security ID: 794093104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stuart W. Epperson For For Management
1b Elect Director Edward G. Atsinger, III For For Management
1c Elect Director David Davenport For For Management
1d Elect Director Ronald S. Hinz For For Management
1e Elect Director James Keet Lewis For For Management
1f Elect Director Richard A. Riddle For For Management
1g Elect Director Jonathan Venverloh For For Management
--------------------------------------------------------------------------------
SANGAMO BIOSCIENCES, INC.
Ticker: SGMO Security ID: 800677106
Meeting Date: APR 21, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward O. Lanphier, II For For Management
1.2 Elect Director Paul B. Cleveland For For Management
1.3 Elect Director Stephen G. Dilly For For Management
1.4 Elect Director John W. Larson For For Management
1.5 Elect Director Steven J. Mento For For Management
1.6 Elect Director Saira Ramasastry For For Management
1.7 Elect Director William R. Ringo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SAREPTA THERAPEUTICS, INC.
Ticker: SRPT Security ID: 803607100
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Garabedian For For Management
1.2 Elect Director William Goolsbee For Withhold Management
1.3 Elect Director Gil Price For Withhold Management
1.4 Elect Director Hans Wigzell For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SCICLONE PHARMACEUTICALS, INC.
Ticker: SCLN Security ID: 80862K104
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon S. Saxe For For Management
1.2 Elect Director Friedhelm Blobel For For Management
1.3 Elect Director Richard J. Hawkins For For Management
1.4 Elect Director Gregg Anthony Lapointe For For Management
1.5 Elect Director Simon Li For For Management
1.6 Elect Director Nancy T. Chang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SCORPIO BULKERS INC
Ticker: SALT Security ID: Y7546A106
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emanuele A. Lauro For For Management
1.2 Elect Director Roberto Giorgi For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SEABOARD CORPORATION
Ticker: SEB Security ID: 811543107
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Bresky For For Management
1.2 Elect Director David A. Adamsen For For Management
1.3 Elect Director Douglas W. Baena For For Management
1.4 Elect Director Edward I. Shifman, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Charitable, Political and Against Against Shareholder
Lobbying Contributions
--------------------------------------------------------------------------------
SEARS HOMETOWN AND OUTLET STORES, INC.
Ticker: SHOS Security ID: 812362101
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.J. Bird For For Management
1.2 Elect Director Jeffrey Flug For For Management
1.3 Elect Director James F. Gooch For For Management
1.4 Elect Director William R. Harker For For Management
1.5 Elect Director W. Bruce Johnson For For Management
1.6 Elect Director Josephine Linden For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SEMGROUP CORPORATION
Ticker: SEMG Security ID: 81663A105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. Ballschmiede For For Management
1.2 Elect Director Sarah M. Barpoulis For For Management
1.3 Elect Director John F. Chlebowski For For Management
1.4 Elect Director Carlin G. Conner For For Management
1.5 Elect Director Karl F. Kurz For For Management
1.6 Elect Director James H. Lytal For For Management
1.7 Elect Director Thomas R. McDaniel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SFX ENTERTAINMENT, INC.
Ticker: SFXE Security ID: 784178303
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F.X. Sillerman For For Management
1.2 Elect Director D. Geoff Armstrong For For Management
1.3 Elect Director Andrew N. Bazos For For Management
1.4 Elect Director Jared Cohen For For Management
1.5 Elect Director Pasquale Manocchia For For Management
1.6 Elect Director Michael Meyer For For Management
1.7 Elect Director John Miller For For Management
1.8 Elect Director Joseph F. Rascoff For For Management
1.9 Elect Director Edward Simon For For Management
1.10 Elect Director Mitchell Slater For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SIGMA DESIGNS, INC.
Ticker: SIGM Security ID: 826565103
Meeting Date: JUL 26, 2013 Meeting Type: Annual
Record Date: MAY 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric B. Singer For For Management
1.2 Elect Director Mark J. Bonney For For Management
1.3 Elect Director Thinh Q. Tran For For Management
1.4 Elect Director J. Michael Dodson For For Management
1.5 Elect Director Patrick W. Little For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SILICON IMAGE, INC.
Ticker: SIMG Security ID: 82705T102
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Raduchel For For Management
1.2 Elect Director Camillo Martino For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SIX FLAGS ENTERTAINMENT CORPORATION
Ticker: SIX Security ID: 83001A102
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kurt M. Cellar For For Management
1.2 Elect Director Charles A. Koppelman For For Management
1.3 Elect Director Jon L. Luther For For Management
1.4 Elect Director Usman Nabi For For Management
1.5 Elect Director Stephen D. Owens For For Management
1.6 Elect Director James Reid-Anderson For For Management
1.7 Elect Director Richard W. Roedel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOUTHWEST GAS CORPORATION
Ticker: SWX Security ID: 844895102
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Boughner For For Management
1.2 Elect Director Jose A. Cardenas For For Management
1.3 Elect Director Thomas E. Chestnut For For Management
1.4 Elect Director Stephen C. Comer For For Management
1.5 Elect Director LeRoy C. Hanneman, Jr. For For Management
1.6 Elect Director Michael O. Maffie For For Management
1.7 Elect Director Anne L. Mariucci For For Management
1.8 Elect Director Michael J. Melarkey For For Management
1.9 Elect Director Jeffrey W. Shaw For For Management
1.10 Elect Director A. Randall Thoman For For Management
1.11 Elect Director Thomas A. Thomas For Withhold Management
1.12 Elect Director Terrence 'Terry' L. For For Management
Wright
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SOVRAN SELF STORAGE, INC.
Ticker: SSS Security ID: 84610H108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Attea For For Management
1.2 Elect Director Kenneth F. Myszka For For Management
1.3 Elect Director Anthony P. Gammie For For Management
1.4 Elect Director Charles E. Lannon For For Management
1.5 Elect Director James R. Boldt For For Management
1.6 Elect Director Stephen R. Rusmisel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPARK NETWORKS, INC.
Ticker: LOV Security ID: 84651P100
Meeting Date: JUN 27, 2014 Meeting Type: Proxy Contest
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Jonathan B. Bulkeley For For Management
1.2 Elect Director Benjamin Derhy For For Management
1.3 Elect Director David Hughes For For Management
1.4 Elect Director Gregory R. Liberman For For Management
1.5 Elect Director Thomas G. Stockham For For Management
1.6 Elect Director Vince Thompson For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
4 Amend Bylaws -- Call Special Meetings Against Against Shareholder
5 Amend Articles Allowing Beneficial Against For Shareholder
Stockholders to Submit Proposals and
Director Nominations
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Director Stephen J. Davis For Did Not Vote Shareholder
1.2 Elect Director John H. Lewis For Did Not Vote Shareholder
1.3 Elect Director Michael J. McConnell For Did Not Vote Shareholder
1.4 Elect Director Walter L. Turek For Did Not Vote Shareholder
2 Ratify Auditors For Did Not Vote Management
3 Submit Shareholder Rights Plan (Poison Against Did Not Vote Shareholder
Pill) to Shareholder Vote
4 Amend Bylaws-- Call Special Meetings For Did Not Vote Shareholder
5 Amend Articles Allowing Beneficial For Did Not Vote Shareholder
Stockholders to Submit Proposals and
Director Nominations
--------------------------------------------------------------------------------
SPEEDWAY MOTORSPORTS, INC.
Ticker: TRK Security ID: 847788106
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Brooks For For Management
1.2 Elect Director Mark M. Gambill For For Management
1.3 Elect Director James P. Holden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS, INC.
Ticker: SPR Security ID: 848574109
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Chadwell For For Management
1.2 Elect Director Ivor (Ike) Evans For For Management
1.3 Elect Director Paul Fulchino For For Management
1.4 Elect Director Richard Gephardt For Withhold Management
1.5 Elect Director Robert Johnson For For Management
1.6 Elect Director Ronald Kadish For For Management
1.7 Elect Director Christopher E. Kubasik For For Management
1.8 Elect Director Larry A. Lawson For For Management
1.9 Elect Director Tawfiq Popatia For For Management
1.10 Elect Director Francis Raborn For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
SPIRIT AIRLINES, INC.
Ticker: SAVE Security ID: 848577102
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Ben Baldanza For For Management
1.2 Elect Director Robert L. Fornaro For For Management
1.3 Elect Director H. McIntyre Gardner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STAMPS.COM INC.
Ticker: STMP Security ID: 852857200
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth McBride For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STATE BANK FINANCIAL CORPORATION
Ticker: STBZ Security ID: 856190103
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Balkcom, Jr. For For Management
1b Elect Director Kelly H. Barrett For For Management
1c Elect Director Archie L. Bransford, Jr. For For Management
1d Elect Director Kim M. Childers For For Management
1e Elect Director Ann Q. Curry For For Management
1f Elect Director Joseph W. Evans For For Management
1g Elect Director Virginia A. Hepner For For Management
1h Elect Director John D. Houser For For Management
1i Elect Director Robert H. McMahon For For Management
1j Elect Director J. Daniel Speight, Jr. For For Management
1k Elect Director J. Thomas Wiley, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STEINER LEISURE LIMITED
Ticker: STNR Security ID: P8744Y102
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard I. Fluxman For For Management
1.2 Elect Director Michele Steiner Warshaw For For Management
1.3 Elect Director Steven J. Preston For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STELLARONE CORPORATION
Ticker: STEL Security ID: 85856G100
Meeting Date: DEC 05, 2013 Meeting Type: Special
Record Date: OCT 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
STEMLINE THERAPEUTICS, INC.
Ticker: STML Security ID: 85858C107
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ron Bentsur For For Management
1.2 Elect Director Eric L. Dobmeier For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STEWART ENTERPRISES, INC.
Ticker: STEI Security ID: 860370105
Meeting Date: AUG 13, 2013 Meeting Type: Special
Record Date: JUL 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
STOCK BUILDING SUPPLY HOLDINGS, INC.
Ticker: STCK Security ID: 86101X104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert E. Mellor For For Management
1b Elect Director Jeffrey G. Rea For For Management
1c Elect Director David L. Keltner For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STONERIDGE, INC.
Ticker: SRI Security ID: 86183P102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Corey For For Management
1.2 Elect Director Jeffrey P. Draime For For Management
1.3 Elect Director Douglas C. Jacobs For For Management
1.4 Elect Director Ira C. Kaplan For For Management
1.5 Elect Director Kim Korth For For Management
1.6 Elect Director William M. Lasky For For Management
1.7 Elect Director George S. Mayes, Jr. For For Management
1.8 Elect Director Paul J. Schlather For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUNESIS PHARMACEUTICALS, INC.
Ticker: SNSS Security ID: 867328601
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew K. Fust For For Management
1.2 Elect Director David C. Stump For For Management
1.3 Elect Director Daniel N. Swisher, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUPPORT.COM, INC.
Ticker: SPRT Security ID: 86858W101
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shawn Farshchi For For Management
1.2 Elect Director Mark Fries For For Management
1.3 Elect Director J. Martin O'Malley For For Management
1.4 Elect Director Toni Portmann For For Management
1.5 Elect Director Jim Stephens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SURMODICS, INC.
Ticker: SRDX Security ID: 868873100
Meeting Date: FEB 04, 2014 Meeting Type: Annual
Record Date: DEC 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose H. Bedoya For For Management
1.2 Elect Director Susan E. Knight For For Management
2 Fix Number of Directors at Eight For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SWIFT TRANSPORTATION COMPANY
Ticker: SWFT Security ID: 87074U101
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry Moyes For For Management
1.2 Elect Director Richard H. Dozer For For Management
1.3 Elect Director David VanderPloeg For For Management
1.4 Elect Director Glenn Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYMMETRICOM, INC.
Ticker: SYMM Security ID: 871543104
Meeting Date: OCT 25, 2013 Meeting Type: Annual
Record Date: SEP 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Chiddix For For Management
1.2 Elect Director Robert T. Clarkson For For Management
1.3 Elect Director Elizabeth A. Fetter For For Management
1.4 Elect Director Robert M. Neumeister, For For Management
Jr.
1.5 Elect Director Richard N. Snyder For For Management
1.6 Elect Director Robert J. Stanzione For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SYNAGEVA BIOPHARMA CORP.
Ticker: GEVA Security ID: 87159A103
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sanj K. Patel For For Management
1.2 Elect Director Felix J. Baker For For Management
1.3 Elect Director Stephen R. Biggar For For Management
1.4 Elect Director Stephen R. Davis For For Management
1.5 Elect Director Thomas R. Malley For For Management
1.6 Elect Director Barry Quart For For Management
1.7 Elect Director Thomas J. Tisch For For Management
1.8 Elect Director Peter Wirth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYNAPTICS INCORPORATED
Ticker: SYNA Security ID: 87157D109
Meeting Date: OCT 22, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Bergman For For Management
1.2 Elect Director Russell J. Knittel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYNTEL, INC.
Ticker: SYNT Security ID: 87162H103
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paritosh K. Choksi For For Management
1.2 Elect Director Bharat Desai For For Management
1.3 Elect Director Thomas Doke For For Management
1.4 Elect Director Rajesh Mashruwala For For Management
1.5 Elect Director George R. Mrkonic, Jr. For For Management
1.6 Elect Director Prashant Ranade For For Management
1.7 Elect Director Neerja Sethi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYSTEMAX INC.
Ticker: SYX Security ID: 871851101
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Leeds For For Management
1.2 Elect Director Bruce Leeds For For Management
1.3 Elect Director Robert Leeds For For Management
1.4 Elect Director Lawrence Reinhold For For Management
1.5 Elect Director Stacy Dick For For Management
1.6 Elect Director Robert Rosenthal For For Management
1.7 Elect Director Marie Adler-Kravecas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: TTWO Security ID: 874054109
Meeting Date: SEP 18, 2013 Meeting Type: Annual
Record Date: JUL 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Strauss Zelnick For For Management
1.2 Elect Director Robert A. Bowman For For Management
1.3 Elect Director SungHwan Cho For Withhold Management
1.4 Elect Director Michael Dornemann For For Management
1.5 Elect Director Brett Icahn For Withhold Management
1.6 Elect Director J. Moses For For Management
1.7 Elect Director James L. Nelson For Withhold Management
1.8 Elect Director Michael Sheresky For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TARGA RESOURCES CORP.
Ticker: TRGP Security ID: 87612G101
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles R. Crisp For For Management
1.2 Elect Director Laura C. Fulton For For Management
1.3 Elect Director James W. Whalen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
TASER INTERNATIONAL, INC.
Ticker: TASR Security ID: 87651B104
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick W. Smith For For Management
1.2 Elect Director Mark W. Kroll For For Management
1.3 Elect Director Judy Martz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEAM HEALTH HOLDINGS, INC.
Ticker: TMH Security ID: 87817A107
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg Roth For For Management
1.2 Elect Director James L. Bierman For For Management
1.3 Elect Director Mary R. Grealy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEJON RANCH CO.
Ticker: TRC Security ID: 879080109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory S. Bielli For For Management
1.2 Elect Director John L. Goolsby For For Management
1.3 Elect Director Norman Metcalfe For For Management
1.4 Elect Director Kent G. Snyder For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TESSERA TECHNOLOGIES, INC.
Ticker: TSRA Security ID: 88164L100
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Hill For Against Management
1.2 Elect Director Christopher A. Seams For For Management
1.3 Elect Director Donald E. Stout For For Management
1.4 Elect Director George Cwynar For For Management
1.5 Elect Director George A. Riedel For For Management
1.6 Elect Director John Chenault For For Management
1.7 Elect Director Peter A. Feld For For Management
1.8 Elect Director Timothy J. Stultz For For Management
1.9 Elect Director Thomas Lacey For For Management
1.10 Elect Director Tudor Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
TETRALOGIC PHARMACEUTICALS CORPORATION
Ticker: TLOG Security ID: 88165U109
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Douglas Reed For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TETRAPHASE PHARMACEUTICALS, INC.
Ticker: TTPH Security ID: 88165N105
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Patrick Gage For For Management
1.2 Elect Director Nancy Wysenski For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEXAS CAPITAL BANCSHARES, INC.
Ticker: TCBI Security ID: 88224Q107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Keith Cargill For For Management
1.2 Elect Director Peter B. Bartholow For For Management
1.3 Elect Director James H. Browning For For Management
1.4 Elect Director Preston M. Geren, III For For Management
1.5 Elect Director Frederick B. Hegi, Jr. For For Management
1.6 Elect Director Larry L. Helm For For Management
1.7 Elect Director James R. Holland, Jr. For Withhold Management
1.8 Elect Director Charles S. Hyle For For Management
1.9 Elect Director W. W. McAllister, III For For Management
1.10 Elect Director Elysia Holt Ragusa For For Management
1.11 Elect Director Steven P. Rosenberg For For Management
1.12 Elect Director Grant E. Sims For For Management
1.13 Elect Director Robert W. Stallings For For Management
1.14 Elect Director Dale W. Tremblay For For Management
1.15 Elect Director Ian J. Turpin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE GEO GROUP, INC.
Ticker: GEO Security ID: 36159R103
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clarence E. Anthony For For Management
1.2 Elect Director Norman A. Carlson For For Management
1.3 Elect Director Anne N. Foreman For For Management
1.4 Elect Director Richard H. Glanton For For Management
1.5 Elect Director Christopher C. Wheeler For For Management
1.6 Elect Director George C. Zoley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
THE GEO GROUP, INC.
Ticker: GEO Security ID: 36159R103
Meeting Date: MAY 02, 2014 Meeting Type: Special
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE PANTRY, INC.
Ticker: PTRY Security ID: 698657103
Meeting Date: MAR 13, 2014 Meeting Type: Proxy Contest
Record Date: JAN 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Robert F. Bernstock For Did Not Vote Management
1.2 Elect Director Thomas W. Dickson For Did Not Vote Management
1.3 Elect Director Wilfred A. Finnegan For Did Not Vote Management
1.4 Elect Director Kathleen Guion For Did Not Vote Management
1.5 Elect Director Dennis G. Hatchell For Did Not Vote Management
1.6 Elect Director Edwin J. Holman For Did Not Vote Management
1.7 Elect Director Terry L. McElroy For Did Not Vote Management
1.8 Elect Director Mark D. Miles For Did Not Vote Management
1.9 Elect Director Thomas M. Murnane For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Ratify Auditors For Did Not Vote Management
4 Report on Human Rights Risk Assessment Against Did Not Vote Shareholder
Process
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Directors Todd E. Diener For For Shareholder
1.2 Elect Directors James C. Pappas For For Shareholder
1.3 Elect Directors Joshua E. Schechter For Withhold Shareholder
1.4 Management Nominee - Thomas W. Dickson For For Shareholder
1.5 Management Nominee - Wilfred A. For For Shareholder
Finnegan
1.6 Management Nominee - Kathleen Guion For For Shareholder
1.7 Management Nominee - Dennis G. Hatchell For For Shareholder
1.8 Management Nominee - Terry L. McElroy For For Shareholder
1.9 Management Nominee - Mark D. Miles For For Shareholder
2 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
3 Ratify Auditors None For Management
4 Report on Human Rights Risk Assessment None Against Shareholder
Process
--------------------------------------------------------------------------------
THE WET SEAL, INC.
Ticker: WTSL Security ID: 961840105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynda J. Davey For For Management
1.2 Elect Director John D. Goodman For For Management
1.3 Elect Director Nancy Lublin For For Management
1.4 Elect Director John S. Mills For For Management
1.5 Elect Director Kenneth M. Reiss For For Management
1.6 Elect Director Adam L. Rothstein For For Management
1.7 Elect Director Deena Varshavskaya For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THERMON GROUP HOLDINGS, INC.
Ticker: THR Security ID: 88362T103
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney L. Bingham For For Management
1.2 Elect Director Marcus J. George For For Management
1.3 Elect Director Richard E. Goodrich For For Management
1.4 Elect Director Kevin J. McGinty For For Management
1.5 Elect Director John T. Nesser, III For For Management
1.6 Elect Director Michael W. Press For For Management
1.7 Elect Director Stephen A. Snider For For Management
1.8 Elect Director Charles A. Sorrentino For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THIRD POINT REINSURANCE LTD.
Ticker: TPRE Security ID: G8827U100
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Fass For For Management
1.2 Elect Director Mary R. Hennessy For For Management
1.3 Elect Director Neil McConachie For For Management
1.4 Elect Director Gary D. Walters For For Management
1.5 Elect Director Mark Parkin For For Management
1.6 Elect Director Rafe de la Gueronniere For For Management
2 Elect Directors Christopher L. For For Management
Collins, Mary R. Hennessy, John R.
Berger, Steven E. Fass, Joshua L.
Targoff, William L. Spiegel, Mark
Parkin, Rafe de la Gueronniere, Neil
McConachie, Gary D. Walters
3 Approve Ernst & Young Ltd as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
THORATEC CORPORATION
Ticker: THOR Security ID: 885175307
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil F. Dimick For Withhold Management
1.2 Elect Director Gerhard F. Burbach For For Management
1.3 Elect Director J. Daniel Cole For For Management
1.4 Elect Director Steven H. Collis For For Management
1.5 Elect Director D. Keith Grossman For For Management
1.6 Elect Director William A. Hawkins, III For For Management
1.7 Elect Director Paul A. LaViolette For For Management
1.8 Elect Director Martha H. Marsh For For Management
1.9 Elect Director Todd C. Schermerhorn For For Management
2 Amend Director Liability and For For Management
Indemnification
3 Issue Updated Indemnification For For Management
Agreements to Directors
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THRESHOLD PHARMACEUTICALS, INC.
Ticker: THLD Security ID: 885807206
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey W. Bird For For Management
1.2 Elect Director Harold E. Selick For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TOWER INTERNATIONAL, INC.
Ticker: TOWR Security ID: 891826109
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank E. English, Jr. For For Management
1.2 Elect Director Jonathan Gallen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TRAVELZOO INC.
Ticker: TZOO Security ID: 89421Q106
Meeting Date: SEP 12, 2013 Meeting Type: Annual
Record Date: JUL 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split Followed For For Management
by Forward Stock Split
2.1 Elect Director Holger Bartel For For Management
2.2 Elect Director Ralph Bartel For For Management
2.3 Elect Director David J. Ehrlich For For Management
2.4 Elect Director Donovan Neale-May For For Management
2.5 Elect Director Mary Reilly For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the None For Shareholder
Election of Directors
--------------------------------------------------------------------------------
TRAVELZOO INC.
Ticker: TZOO Security ID: 89421Q205
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Holger Bartel For For Management
1.2 Elect Director Ralph Bartel For For Management
1.3 Elect Director Michael Karg For For Management
1.4 Elect Director Donovan Neale-May For For Management
1.5 Elect Director Mary Reilly For For Management
2 Approve Stock Option Plan Grants to For For Management
Christopher Loughlin
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TREMOR VIDEO, INC.
Ticker: TRMR Security ID: 89484Q100
Meeting Date: JUN 16, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Warren Lee For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UBIQUITI NETWORKS, INC.
Ticker: UBNT Security ID: 90347A100
Meeting Date: DEC 13, 2013 Meeting Type: Annual
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ronald A. Sege For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNITED ONLINE, INC.
Ticker: UNTD Security ID: 911268100
Meeting Date: SEP 05, 2013 Meeting Type: Special
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Amend Articles For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION
Ticker: X Security ID: 912909108
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Gephardt For Against Management
1.2 Elect Director Murry S. Gerber For For Management
1.3 Elect Director Glenda G. McNeal For For Management
1.4 Elect Director Patricia A. Tracey For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
UNIVERSAL INSURANCE HOLDINGS, INC.
Ticker: UVE Security ID: 91359V107
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott P. Callahan For Withhold Management
1.2 Elect Director Sean P. Downes For For Management
1.3 Elect Director Darryl L. Lewis For For Management
1.4 Elect Director Ralph J. Palmieri For For Management
1.5 Elect Director Richard D. Peterson For For Management
1.6 Elect Director Michael A. Pietrangelo For For Management
1.7 Elect Director Ozzie A. Schindler For For Management
1.8 Elect Director Jon W. Springer For For Management
1.9 Elect Director Joel M. Wilentz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
USANA HEALTH SCIENCES, INC.
Ticker: USNA Security ID: 90328M107
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Anciaux For For Management
1.2 Elect Director Gilbert A. Fuller For For Management
1.3 Elect Director Jerry G. McClain For For Management
1.4 Elect Director Ronald S. Poelman For For Management
1.5 Elect Director Myron W. Wentz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VAALCO ENERGY, INC.
Ticker: EGY Security ID: 91851C201
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven P. Guidry For For Management
1.2 Elect Director W. Russell Scheirman For For Management
1.3 Elect Director Frederick W. Brazelton For For Management
1.4 Elect Director O. Donaldson Chapoton For For Management
1.5 Elect Director James B. Jennings For For Management
1.6 Elect Director John J. Myers, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VAIL RESORTS, INC.
Ticker: MTN Security ID: 91879Q109
Meeting Date: DEC 06, 2013 Meeting Type: Annual
Record Date: OCT 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roland A. Hernandez For For Management
1b Elect Director Robert A. Katz For For Management
1c Elect Director Richard D. Kincaid For For Management
1d Elect Director John T. Redmond For For Management
1e Elect Director Hilary A. Schneider For For Management
1f Elect Director D. Bruce Sewell For For Management
1g Elect Director John F. Sorte For For Management
1h Elect Director Peter A. Vaughn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VANDA PHARMACEUTICALS INC.
Ticker: VNDA Security ID: 921659108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Dugan For For Management
1.2 Elect Director Vincent J. Milano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VCA ANTECH, INC.
Ticker: WOOF Security ID: 918194101
Meeting Date: APR 21, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Chickering, Jr. For For Management
1.2 Elect Director John Heil For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Change Company Name For For Management
--------------------------------------------------------------------------------
VERASTEM, INC.
Ticker: VSTM Security ID: 92337C104
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alison Lawton For For Management
1.2 Elect Director Stephen A. Sherwin For Withhold Management
1.3 Elect Director Timothy Barberich For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VERINT SYSTEMS INC.
Ticker: VRNT Security ID: 92343X100
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan Bodner For For Management
1.2 Elect Director Victor DeMarines For For Management
1.3 Elect Director John Egan For For Management
1.4 Elect Director Larry Myers For For Management
1.5 Elect Director Richard Nottenburg For For Management
1.6 Elect Director Howard Safir For For Management
1.7 Elect Director Earl Shanks For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VIAD CORP
Ticker: VVI Security ID: 92552R406
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul B. Dykstra For For Management
1b Elect Director Edward E. Mace For For Management
1c Elect Director Margaret E. Pederson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VONAGE HOLDINGS CORP.
Ticker: VG Security ID: 92886T201
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc P. Lefar For For Management
1.2 Elect Director Carolyn Katz For For Management
1.3 Elect Director John J. Roberts For For Management
1.4 Elect Director Carl Sparks For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WARREN RESOURCES, INC.
Ticker: WRES Security ID: 93564A100
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chet Borgida For For Management
1.2 Elect Director Marcus C. Rowland For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
WATSCO, INC.
Ticker: WSO Security ID: 942622200
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven R. Fedrizzi For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WEB.COM GROUP, INC.
Ticker: WWWW Security ID: 94733A104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Brown For For Management
1.2 Elect Director Timothy I. Maudlin For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WESTERN REFINING, INC.
Ticker: WNR Security ID: 959319104
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Carin Marcy Barth For For Management
2.2 Elect Director Paul L. Foster For For Management
2.3 Elect Director L. Frederick Francis For Withhold Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WESTWOOD HOLDINGS GROUP, INC.
Ticker: WHG Security ID: 961765104
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan M. Byrne For For Management
1.2 Elect Director Brian O. Casey For For Management
1.3 Elect Director Richard M. Frank For For Management
1.4 Elect Director Ellen H. Masterson For For Management
1.5 Elect Director Robert D. McTeer For For Management
1.6 Elect Director Geoffrey R. Norman For For Management
1.7 Elect Director Martin J. Weiland For For Management
1.8 Elect Director Raymond E. Wooldridge For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WILLIS LEASE FINANCE CORPORATION
Ticker: WLFC Security ID: 970646105
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert T. Morris For For Management
1.2 Elect Director W. William Coon, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WNS HOLDINGS LTD.
Ticker: WNS Security ID: 92932M101
Meeting Date: SEP 25, 2013 Meeting Type: Annual
Record Date: AUG 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2 Ratify Grant Thornton India LLP as For For Management
Auditors
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Reelect Anthony A. Greener as a Class For For Management
I Director
5 Reelect Richard Bernays as a Class I For For Management
Director
6 Reelect Adrian T. Dillon as a Class I For For Management
Director
7 Approve Remuneration of Directors For For Management
8 Approve Increase in Ordinary For For Management
Shares/American Depositary Shares
(ADSs) and Adopt Third Amended and
Restated 2006 Incentive Award Plan
--------------------------------------------------------------------------------
WORTHINGTON INDUSTRIES, INC.
Ticker: WOR Security ID: 981811102
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: AUG 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director John P. McConnell For For Management
1c Elect Director Mary Schiavo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
XENCOR, INC.
Ticker: XNCR Security ID: 98401F105
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L.A. Carter For For Management
1.2 Elect Director Robert F. Baltera, Jr. For For Management
1.3 Elect Director Bassil I. Dahiyat For For Management
1.4 Elect Director Jonathan Fleming For For Management
1.5 Elect Director John S. Stafford, III For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
XERIUM TECHNOLOGIES, INC.
Ticker: XRM Security ID: 98416J118
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger A. Bailey For For Management
1.2 Elect Director Harold C. Bevis For For Management
1.3 Elect Director David A. Bloss, Sr. For For Management
1.4 Elect Director April H. Foley For For Management
1.5 Elect Director Jay J. Gurandiano For For Management
1.6 Elect Director John F. McGovern For For Management
1.7 Elect Director James F. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
YUME, INC.
Ticker: YUME Security ID: 98872B104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jayant Kadambi For For Management
1b Elect Director Ayyappan Sankaran For For Management
1c Elect Director Daniel Springer For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ZAGG INC
Ticker: ZAGG Security ID: 98884U108
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Hales For For Management
1.2 Elect Director Cheryl A. Larabee For For Management
1.3 Elect Director E. Todd Heiner For For Management
1.4 Elect Director Bradley J. Holiday For For Management
1.5 Elect Director Daniel R. Maurer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
=================== BlackRock Strategic Risk Allocation Fund ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== BlackRock U.S. Opportunities Portfolio ====================
ABERCROMBIE & FITCH CO.
Ticker: ANF Security ID: 002896207
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James B. Bachmann For For Management
1b Elect Director Bonnie R. Brooks For For Management
1c Elect Director Terry L. Burman For For Management
1d Elect Director Sarah M. Gallagher For For Management
1e Elect Director Michael E. Greenlees For For Management
1f Elect Director Archie M. Griffin For For Management
1g Elect Director Michael S. Jeffries For For Management
1h Elect Director Arthur C. Martinez For For Management
1i Elect Director Diane L. Neal For For Management
1j Elect Director Charles R. Perrin For For Management
1k Elect Director Stephanie M. Shern For For Management
1l Elect Director Craig R. Stapleton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Pro-rata Vesting of Equity Awards Against Against Shareholder
5 Performance-Based Equity Awards Against Against Shareholder
6 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
ACTUANT CORPORATION
Ticker: ATU Security ID: 00508X203
Meeting Date: JAN 14, 2014 Meeting Type: Annual
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Arzbaecher For For Management
1.2 Elect Director Gurminder S. Bedi For For Management
1.3 Elect Director Thomas J. Fischer For For Management
1.4 Elect Director Mark E. Goldstein For For Management
1.5 Elect Director William K. Hall For For Management
1.6 Elect Director R. Alan Hunter, Jr. For For Management
1.7 Elect Director Robert A. Peterson For For Management
1.8 Elect Director Holly A. Van Deursen For For Management
1.9 Elect Director Dennis K. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ACUITY BRANDS, INC.
Ticker: AYI Security ID: 00508Y102
Meeting Date: JAN 07, 2014 Meeting Type: Annual
Record Date: NOV 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon D. Harnett For For Management
1.2 Elect Director Robert F. McCullough For For Management
1.3 Elect Director Dominic J. Pileggi For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC.
Ticker: AEIS Security ID: 007973100
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick A. Ball For For Management
1.2 Elect Director Richard P. Beck For For Management
1.3 Elect Director Garry W. Rogerson For For Management
1.4 Elect Director Edward C. Grady For For Management
1.5 Elect Director Terry Hudgens For For Management
1.6 Elect Director Thomas M. Rohrs For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heidi Fields For For Management
1.2 Elect Director A. Barry Rand For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Bell For For Management
1.2 Elect Director Max Link For For Management
1.3 Elect Director William R. Keller For For Management
1.4 Elect Director John T. Mollen For For Management
1.5 Elect Director R. Douglas Norby For For Management
1.6 Elect Director Alvin S. Parven For For Management
1.7 Elect Director Andreas Rummelt For For Management
1.8 Elect Director Ann M. Veneman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Mitchell For For Management
1.2 Elect Director Richard F. Pops For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Change Location of Annual Meeting For For Management
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce K. Anderson For For Management
1.2 Elect Director Roger H. Ballou For For Management
1.3 Elect Director Lawrence M. Benveniste For For Management
1.4 Elect Director D. Keith Cobb For For Management
1.5 Elect Director E. Linn Draper, Jr. For For Management
1.6 Elect Director Kenneth R. Jensen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMC NETWORKS INC.
Ticker: AMCX Security ID: 00164V103
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil M. Ashe For For Management
1.2 Elect Director Jonathan F. Miller For For Management
1.3 Elect Director Alan D. Schwartz For For Management
1.4 Elect Director Leonard Tow For Withhold Management
1.5 Elect Director Carl E. Vogel For Withhold Management
1.6 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP INC.
Ticker: AAL Security ID: 02376R102
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Albaugh For For Management
1b Elect Director Jeffrey D. Benjamin For Against Management
1c Elect Director John T. Cahill For For Management
1d Elect Director Michael J. Embler For For Management
1e Elect Director Matthew J. Hart For For Management
1f Elect Director Alberto Ibarguen For For Management
1g Elect Director Richard C. Kraemer For For Management
1h Elect Director Denise M. O'Leary For For Management
1i Elect Director W. Douglas Parker For For Management
1j Elect Director Ray M. Robinson For Against Management
1k Elect Director Richard P. Schifter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMPHENOL CORPORATION
Ticker: APH Security ID: 032095101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald P. Badie For For Management
1.2 Elect Director Stanley L. Clark For For Management
1.3 Elect Director David P. Falck For For Management
1.4 Elect Director Edward G. Jepsen For For Management
1.5 Elect Director Andrew E. Lietz For For Management
1.6 Elect Director Martin H. Loeffler For For Management
1.7 Elect Director John R. Lord For For Management
1.8 Elect Director R. Adam Norwitt For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Executive Share Option Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANNIE'S, INC.
Ticker: BNNY Security ID: 03600T104
Meeting Date: SEP 10, 2013 Meeting Type: Annual
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Molly F. Ashby For For Management
2.2 Elect Director John M. Foraker For For Management
2.3 Elect Director Julie D. Klapstein For For Management
2.4 Elect Director Lawrence S. Peiros For For Management
2.5 Elect Director Bettina M. Whyte For For Management
2.6 Elect Director Billie Ida Williamson For For Management
3.7 Elect Director Bettina M. Whyte For For Management
3.8 Elect Director Billie Ida Williamson For For Management
4 Amend Certificate of Incorporation For For Management
Eliminating Various Provisions Related
to Solera Capital, LLC
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0408V102
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lester B. Knight For For Management
1.2 Elect Director Gregory C. Case For For Management
1.3 Elect Director Fulvio Conti For For Management
1.4 Elect Director Cheryl A. Francis For For Management
1.5 Elect Director Edgar D. Jannotta For For Management
1.6 Elect Director James W. Leng For For Management
1.7 Elect Director J. Michael Losh For Against Management
1.8 Elect Director Robert S. Morrison For For Management
1.9 Elect Director Richard B. Myers For For Management
1.10 Elect Director Richard C. Notebaert For For Management
1.11 Elect Director Gloria Santona For For Management
1.12 Elect Director Carolyn Y. Woo For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Ratify Ernst and Young LLP as Aon's For For Management
Auditors
4 Ratify Ernst and Young LLP as Aon's U. For For Management
K. Statutory Auditor
5 Authorize Board to Fix Remuneration of For For Management
Internal Statutory Auditor
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Remuneration Policy For For Management
8 Advisory Vote to Ratify Directors' For For Management
Remuneration Report
9 Amend Omnibus Stock Plan For For Management
10 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aart J. de Geus For For Management
1b Elect Director Gary E. Dickerson For For Management
1c Elect Director Stephen R. Forrest For For Management
1d Elect Director Thomas J. Iannotti For For Management
1e Elect Director Susan M. James For For Management
1f Elect Director Alexander A. Karsner For For Management
1g Elect Director Gerhard H. Parker For For Management
1h Elect Director Dennis D. Powell For For Management
1i Elect Director Willem P. Roelandts For For Management
1j Elect Director James E. Rogers For For Management
1k Elect Director Michael R. Splinter For For Management
1l Elect Director Robert H. Swan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Bylaws -- Call Special Meetings Against Against Shareholder
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JAN 14, 2014 Meeting Type: Special
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carl Bass For For Management
1b Elect Director Crawford W. Beveridge For For Management
1c Elect Director J. Hallam Dawson For For Management
1d Elect Director Thomas Georgens For For Management
1e Elect Director Per-Kristian Halvorsen For For Management
1f Elect Director Mary T. McDowell For For Management
1g Elect Director Lorrie M. Norrington For For Management
1h Elect Director Betsy Rafael For For Management
1i Elect Director Stacy J. Smith For For Management
1j Elect Director Steven M. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
AVAGO TECHNOLOGIES LIMITED
Ticker: AVGO Security ID: Y0486S104
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director John T. Dickson For For Management
1c Elect Director James V. Diller For For Management
1d Elect Director Lewis C. Eggebrecht For For Management
1e Elect Director Bruno Guilmart For For Management
1f Elect Director Kenneth Y. Hao For For Management
1g Elect Director Justine F. Lien For For Management
1h Elect Director Donald Macleod For For Management
1i Elect Director Peter J. Marks For For Management
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Cash Compensation to Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Issuance of Shares with or For For Management
without Preemptive Rights
6 Approve Repurchase of up to 10 Percent For For Management
of Issued Capital
7 Approve Omnibus Stock Plan For For Management
8 Approve or Amend Severance For For Management
Agreements/Change-in-Control
Agreements with Hock E. Tan
--------------------------------------------------------------------------------
AXIALL CORPORATION
Ticker: AXLL Security ID: 05463D100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Carrico For For Management
1.2 Elect Director T. Kevin DeNicola For For Management
1.3 Elect Director Patrick J. Fleming For For Management
1.4 Elect Director Robert M. Gervis For For Management
1.5 Elect Director Victoria F. Haynes For For Management
1.6 Elect Director Michael H. McGarry For For Management
1.7 Elect Director William L. Mansfield For For Management
1.8 Elect Director Mark L. Noetzel For For Management
1.9 Elect Director Robert Ripp For For Management
1.10 Elect Director David N. Weinstein For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BANKUNITED, INC.
Ticker: BKU Security ID: 06652K103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tere Blanca For For Management
1.2 Elect Director Sue M. Cobb For For Management
1.3 Elect Director Eugene F. DeMark For For Management
1.4 Elect Director Michael J. Dowling For For Management
1.5 Elect Director John A. Kanas For For Management
1.6 Elect Director Douglas J. Pauls For For Management
1.7 Elect Director Rajinder P. Singh For For Management
1.8 Elect Director Sanjiv Sobti For For Management
1.9 Elect Director A. Robert Towbin For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC.
Ticker: BMRN Security ID: 09061G101
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Jacques Bienaime For For Management
1.2 Elect Director Michael Grey For For Management
1.3 Elect Director Elaine J. Heron For For Management
1.4 Elect Director Pierre Lapalme For For Management
1.5 Elect Director V. Bryan Lawlis For For Management
1.6 Elect Director Richard A. Meier For For Management
1.7 Elect Director Alan J. Lewis For For Management
1.8 Elect Director William D. Young For For Management
1.9 Elect Director Kenneth M. Bate For For Management
1.10 Elect Director Dennis J. Slamon For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION
Ticker: COG Security ID: 127097103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dan O. Dinges For For Management
1b Elect Director James R. Gibbs For For Management
1c Elect Director Robert L. Keiser For For Management
1d Elect Director W. Matt Ralls For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Approve Omnibus Stock Plan For For Management
6 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
CANADIAN SOLAR INC.
Ticker: CSIQ Security ID: 136635109
Meeting Date: JUN 23, 2014 Meeting Type: Annual
Record Date: MAY 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shawn (Xiaohua) Qu For For Management
1.2 Elect Director Robert McDermott For For Management
1.3 Elect Director Lars-Eric Johansson For For Management
1.4 Elect Director Harry E. Ruda For For Management
2 Approve Deloitte Touche Tohmatsu LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
CAREFUSION CORPORATION
Ticker: CFN Security ID: 14170T101
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kieran T. Gallahue For For Management
1b Elect Director J. Michael Losh For Against Management
1c Elect Director Edward D. Miller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Declassify the Board of Directors For For Management
6 Adopt Majority Voting for Uncontested For For Management
Election of Directors
7 Reduce Supermajority Vote Requirement For For Management
8 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CHANNELADVISOR CORPORATION
Ticker: ECOM Security ID: 159179100
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Hower For For Management
1.2 Elect Director M. Scot Wingo For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONCHO RESOURCES INC.
Ticker: CXO Security ID: 20605P101
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy A. Leach For For Management
1.2 Elect Director William H. Easter, III For For Management
1.3 Elect Director John P. Surma For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONSTELLIUM NV
Ticker: CSTM Security ID: N22035104
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Approve Publication of Information in For For Management
English
2b Receive Report of Management Board None None Management
(Non-Voting)
3 Discussion on Company's Corporate None None Management
Governance Structure
4a Discuss Remuneration Report None None Management
4b Amend Management Equity Plan to For For Management
Accelerate the Vesting of Shares
4c Approve Remuneration of Non-Executive For For Management
Directors
4d Amend 2013 Equity Incentive Plan to For Against Management
Increase Number of Shares Available
5 Adopt Financial Statements For For Management
6 Announce Allocation of Income None None Management
7 Approve Discharge of Executive For For Management
Directors
8 Approve Discharge of Non-Exeucitve For For Management
Directors
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10a Reelect P. Guillemot to Supervisory For For Management
Board
10b Reelect W. P. Paschke to Supervisory For For Management
Board
10c Elect M. Brandjes to Supervisory Board For For Management
10d Elect L. A. Walker to Supervisory Board For For Management
10e Elect P. F. Hartman to Supervisory For For Management
Board
10f Elect J. Ormerod to Supervisory Board For For Management
11 Ratify PricewaterhouseCoopers as For For Management
Auditors For Fiscal Year 2014
12 Approve Cancellation of Preference For For Management
Shares
13a Amend Articles Re: Delete References For For Management
to Preference Shares
13b Amend Articles Re: Casting Vote for For For Management
the Chairman of the Board
13c Authorize Board to Make Distributions For For Management
From Any Company Reserve
14 Allow Questions None None Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
CRANE CO.
Ticker: CR Security ID: 224399105
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Thayer Bigelow For For Management
1.2 Elect Director Philip R. Lochner, Jr. For For Management
1.3 Elect Director Max H. Mitchell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROWN HOLDINGS, INC.
Ticker: CCK Security ID: 228368106
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Arnold W. Donald For For Management
1.4 Elect Director William G. Little For For Management
1.5 Elect Director Hans J. Loliger For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Josef M. Muller For For Management
1.8 Elect Director Thomas A. Ralph For For Management
1.9 Elect Director Caesar F. Sweitzer For For Management
1.10 Elect Director Jim L. Turner For For Management
1.11 Elect Director William S. Urkiel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Share Retention Policy For Against Against Shareholder
Senior Executives
5 Submit SERP to Shareholder Vote Against Against Shareholder
--------------------------------------------------------------------------------
CVENT, INC.
Ticker: CVT Security ID: 23247G109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reggie Aggarwal For For Management
1.2 Elect Director Kevin Parker For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CYTEC INDUSTRIES INC.
Ticker: CYT Security ID: 232820100
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony G. Fernandes For For Management
1b Elect Director Shane D. Fleming For For Management
1c Elect Director Raymond P. Sharpe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIAMOND RESORTS INTERNATIONAL, INC.
Ticker: DRII Security ID: 25272T104
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Berkman For For Management
1.2 Elect Director B. Scott Minerd For For Management
1.3 Elect Director Hope S. Taitz For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC.
Ticker: FANG Security ID: 25278X109
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. West For For Management
1.2 Elect Director Michael P. Cross For For Management
1.3 Elect Director Travis D. Stice For For Management
1.4 Elect Director David L. Houston For For Management
1.5 Elect Director Mark L. Plaumann For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DIANA SHIPPING INC.
Ticker: DSX Security ID: Y2066G104
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Boris Nachamkin as Director For For Management
1.2 Elect Apostolos Kontoyannis as Director For For Management
2 Ratify Ernst & Young (Hellas) as For For Management
Auditors
--------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC.
Ticker: DKS Security ID: 253393102
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacqualyn A. Fouse For For Management
1.2 Elect Director Lawrence J. Schorr For For Management
1.3 Elect Director Edward W. Stack For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Humberto P. Alfonso For For Management
1.2 Elect Director Gary E. Anderson For For Management
1.3 Elect Director Brett D. Begemann For For Management
1.4 Elect Director Michael P. Connors For For Management
1.5 Elect Director Mark J. Costa For For Management
1.6 Elect Director Stephen R. Demeritt For For Management
1.7 Elect Director Robert M. Hernandez For For Management
1.8 Elect Director Julie F. Holder For For Management
1.9 Elect Director Renee J. Hornbaker For For Management
1.10 Elect Director Lewis M. Kling For For Management
1.11 Elect Director David W. Raisbeck For For Management
1.12 Elect Director James P. Rogers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Cardis For For Management
1b Elect Director David E.I. Pyott For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Copeland, Jr. For For Management
1b Elect Director Robert D. Daleo For For Management
1c Elect Director Walter W. Driver, Jr. For For Management
1d Elect Director Mark L. Feidler For For Management
1e Elect Director L. Phillip Humann For For Management
1f Elect Director Robert D. Marcus For For Management
1g Elect Director Siri S. Marshall For For Management
1h Elect Director John A. McKinley For For Management
1i Elect Director Richard F. Smith For For Management
1j Elect Director Mark B. Templeton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EURONET WORLDWIDE, INC.
Ticker: EEFT Security ID: 298736109
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrzej Olechowski For For Management
1.2 Elect Director Eriberto R. Scocimara For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Ticker: FIS Security ID: 31620M106
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David K. Hunt For For Management
1b Elect Director Richard N. Massey For For Management
1c Elect Director Leslie M. Muma For For Management
1d Elect Director James B. Stallings, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Reduce Supermajority Vote Requirement For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FLOWSERVE CORPORATION
Ticker: FLS Security ID: 34354P105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gayla J. Delly For For Management
1.2 Elect Director Rick J. Mills For For Management
1.3 Elect Director Charles M. Rampacek For For Management
1.4 Elect Director William C. Rusnack For For Management
1.5 Elect Director John R. Friedery For For Management
1.6 Elect Director Joe E. Harlan For For Management
1.7 Elect Director Leif E. Darner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Proxy Voting Disclosure, Against Against Shareholder
Confidentiality, and Tabulation
--------------------------------------------------------------------------------
GASLOG LTD.
Ticker: GLOG Security ID: G37585109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Peter G. Livanos as Director For Against Management
1b Elect Philip Radziwill as Director For Against Management
1c Elect Bruce L. Blythe as Director For Against Management
1d Elect Paul J. Collins as Director For For Management
1e Elect William M. Friedrich as Director For For Management
1f Elect Dennis M. Houston as Director For For Management
1g Elect Julian Metherell as Director For Against Management
1h Elect Anthony Papadimitriou as Director For For Management
1i Elect Robert D. Somerville as Director For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
GENESCO INC.
Ticker: GCO Security ID: 371532102
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joanna Barsh For For Management
1.2 Elect Director James S. Beard For For Management
1.3 Elect Director Leonard L. Berry For For Management
1.4 Elect Director William F. Blaufuss, Jr. For For Management
1.5 Elect Director James W. Bradford For For Management
1.6 Elect Director Robert J. Dennis For For Management
1.7 Elect Director Matthew C. Diamond For For Management
1.8 Elect Director Marty G. Dickens For For Management
1.9 Elect Director Thurgood Marshall, Jr. For For Management
1.10 Elect Director Kathleen Mason For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC.
Ticker: GNW Security ID: 37247D106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Bolinder For For Management
1.2 Elect Director G. Kent Conrad For For Management
1.3 Elect Director Melina E. Higgins For For Management
1.4 Elect Director Nancy J. Karch For Against Management
1.5 Elect Director Thomas J. McInerney For For Management
1.6 Elect Director Christine B. Mead For For Management
1.7 Elect Director David M. Moffett For For Management
1.8 Elect Director Thomas E. Moloney For For Management
1.9 Elect Director James A. Parke For For Management
1.10 Elect Director James S. Riepe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
GEOSPACE TECHNOLOGIES CORPORATION
Ticker: GEOS Security ID: 37364X109
Meeting Date: AUG 20, 2013 Meeting Type: Special
Record Date: JUL 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
2 Ratify Options Granted Under the 1997 For For Management
Key Employees Stock Option Plan
--------------------------------------------------------------------------------
GEOSPACE TECHNOLOGIES CORPORATION
Ticker: GEOS Security ID: 37364X109
Meeting Date: FEB 06, 2014 Meeting Type: Annual
Record Date: DEC 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Thomas L. Davis For For Management
1B Elect Director Richard F. Miles For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GNC HOLDINGS, INC.
Ticker: GNC Security ID: 36191G107
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey P. Berger For For Management
1.2 Elect Director Alan D. Feldman For For Management
1.3 Elect Director Joseph M. Fortunato For For Management
1.4 Elect Director Michael F. Hines For For Management
1.5 Elect Director Amy B. Lane For For Management
1.6 Elect Director Philip E. Mallott For For Management
1.7 Elect Director Robert F. Moran For For Management
1.8 Elect Director C. Scott O'Hara For For Management
1.9 Elect Director Richard J. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GROUPON, INC.
Ticker: GRPN Security ID: 399473107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Lefkofsky For For Management
1.2 Elect Director Peter Barris For For Management
1.3 Elect Director Robert Bass For For Management
1.4 Elect Director Daniel Henry For For Management
1.5 Elect Director Jeffrey Housenbold For For Management
1.6 Elect Director Bradley Keywell For Withhold Management
1.7 Elect Director Theodore Leonsis For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HCA HOLDINGS, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Bracken For For Management
1.2 Elect Director R. Milton Johnson For For Management
1.3 Elect Director Robert J. Dennis For For Management
1.4 Elect Director Nancy-Ann DeParle For For Management
1.5 Elect Director Thomas F. Frist III For For Management
1.6 Elect Director William R. Frist For For Management
1.7 Elect Director Ann H. Lamont For For Management
1.8 Elect Director Jay O. Light For For Management
1.9 Elect Director Geoffrey G. Meyers For For Management
1.10 Elect Director Michael W. Michelson For For Management
1.11 Elect Director Stephen G. Pagliuca For For Management
1.12 Elect Director Wayne J. Riley For For Management
1.13 Elect Director John W. Rowe For For Management
2 Ratify Auditors For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC.
Ticker: HTZ Security ID: 42805T105
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Durham For For Management
1.2 Elect Director Mark P. Frissora For For Management
1.3 Elect Director Henry C. Wolf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Approve Reverse Stock Split For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HORMEL FOODS CORPORATION
Ticker: HRL Security ID: 440452100
Meeting Date: JAN 28, 2014 Meeting Type: Annual
Record Date: NOV 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrell K. Crews For For Management
1.2 Elect Director Jeffrey M. Ettinger For For Management
1.3 Elect Director Jody H. Feragen For For Management
1.4 Elect Director Glenn S. Forbes For For Management
1.5 Elect Director Stephen M. Lacy For For Management
1.6 Elect Director John L. Morrison For For Management
1.7 Elect Director Elsa A. Murano For For Management
1.8 Elect Director Robert C. Nakasone For For Management
1.9 Elect Director Susan K. Nestegard For For Management
1.10 Elect Director Dakota A. Pippins For For Management
1.11 Elect Director Christopher J. For For Management
Policinski
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HOSPITALITY PROPERTIES TRUST
Ticker: HPT Security ID: 44106M102
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Harrington For Against Management
1.2 Elect Director Barry M. Portnoy For Against Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Amend Articles to Remove Antitakeover None For Shareholder
Provisions
--------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary L. Baglivo For For Management
1.2 Elect Director Sheila C. Bair For For Management
1.3 Elect Director Terence C. Golden For For Management
1.4 Elect Director Ann M. Korologos For Against Management
1.5 Elect Director Richard E. Marriott For For Management
1.6 Elect Director John B. Morse, Jr. For For Management
1.7 Elect Director Walter C. Rakowich For For Management
1.8 Elect Director Gordon H. Smith For For Management
1.9 Elect Director W. Edward Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ILLUMINA, INC.
Ticker: ILMN Security ID: 452327109
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel M. Bradbury For Withhold Management
1.2 Elect Director Robert S. Epstein For For Management
1.3 Elect Director Roy A. Whitfield For For Management
1.4 Elect Director Francis A. deSouza For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
--------------------------------------------------------------------------------
INSTALLED BUILDING PRODUCTS, INC.
Ticker: IBP Security ID: 45780R101
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: MAY 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael T. Miller For For Management
1.2 Elect Director J. Michael Nixon For For Management
1.3 Elect Director Steven G. Raich For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INVESCO LTD.
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Denis Kessler For For Management
2.2 Elect Director G. Richard ('Rick') For For Management
Wagoner, Jr.
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JARDEN CORPORATION
Ticker: JAH Security ID: 471109108
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Heckmann For For Management
1.2 Elect Director Irwin D. Simon For For Management
1.3 Elect Director William J. Grant For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JETBLUE AIRWAYS CORPORATION
Ticker: JBLU Security ID: 477143101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David Barger For For Management
1b Elect Director Jens Bischof For For Management
1c Elect Director Peter Boneparth For For Management
1d Elect Director David Checketts For For Management
1e Elect Director Virginia Gambale For For Management
1f Elect Director Stephan Gemkow For For Management
1g Elect Director Ellen Jewett For For Management
1h Elect Director Stanley McChrystal For For Management
1i Elect Director Joel Peterson For For Management
1j Elect Director Ann Rhoades For For Management
1k Elect Director Frank Sica For For Management
1l Elect Director Thomas Winkelmann For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
KARYOPHARM THERAPEUTICS INC.
Ticker: KPTI Security ID: 48576U106
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry E. Greene For For Management
1.2 Elect Director Mansoor Raza Mirza For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KATE SPADE & COMPANY
Ticker: KATE Security ID: 485865109
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernard W. Aronson For For Management
1.2 Elect Director Lawrence S. Benjamin For For Management
1.3 Elect Director Raul J. Fernandez For For Management
1.4 Elect Director Kenneth B. Gilman For For Management
1.5 Elect Director Nancy J. Karch For Against Management
1.6 Elect Director Kenneth P. Kopelman For For Management
1.7 Elect Director Kay Koplovitz For For Management
1.8 Elect Director Craig A. Leavitt For For Management
1.9 Elect Director Deborah J. Lloyd For For Management
1.10 Elect Director Doreen A. Toben For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
KENNEDY-WILSON HOLDINGS, INC.
Ticker: KW Security ID: 489398107
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry R. Solomon For For Management
1.2 Elect Director David A. Minella For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KOSMOS ENERGY LTD.
Ticker: KOS Security ID: G5315B107
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Inglis For For Management
1.2 Elect Director Brian F. Maxted For For Management
1.3 Elect Director Richard B. Dearlove For For Management
1.4 Elect Director David I. Foley For For Management
1.5 Elect Director David B. Krieger For For Management
1.6 Elect Director Joseph P. Landy For For Management
1.7 Elect Director Prakash A. Melwani For For Management
1.8 Elect Director Adebayo ("Bayo") O. For For Management
Ogunlesi
1.9 Elect Director Lars H. Thunell For For Management
1.10 Elect Director Chris Tong For For Management
1.11 Elect Director Christopher A. Wright For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
L BRANDS, INC.
Ticker: LB Security ID: 501797104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donna A. James For For Management
1.2 Elect Director Jeffrey H. Miro For For Management
1.3 Elect Director Michael G. Morris For For Management
1.4 Elect Director Raymond Zimmerman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Bott For For Management
1b Elect Director Thomas P. Capo For For Management
1c Elect Director Jonathan F. Foster For For Management
1d Elect Director Kathleen A. Ligocki For For Management
1e Elect Director Conrad L. Mallett, Jr. For For Management
1f Elect Director Donald L. Runkle For For Management
1g Elect Director Matthew J. Simoncini For For Management
1h Elect Director Gregory C. Smith For For Management
1i Elect Director Henry D. G. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LIBERTY GLOBAL PLC
Ticker: LBTYA Security ID: G5480U104
Meeting Date: JAN 30, 2014 Meeting Type: Special
Record Date: DEC 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For Against Management
2 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
--------------------------------------------------------------------------------
LIBERTY GLOBAL PLC
Ticker: LBTYK Security ID: G5480U104
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Miranda Curtis For Against Management
2 Elect Director John W. Dick For For Management
3 Elect Director J.C. Sparkman For Against Management
4 Elect Director J. David Wargo For For Management
5 Approve Remuneration Policy For Against Management
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
8 Approve Remuneration Report For Against Management
9 Ratify KPMG LLP as Independent Auditors For For Management
10 Ratify KPMG LLP as Statutory Auditor For For Management
11 Authorize Audit Committee to Fix For For Management
Remuneration of Statutory Auditors
--------------------------------------------------------------------------------
LIN MEDIA LLC
Ticker: LIN Security ID: 532771102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter S. Brodsky For For Management
1.2 Elect Director Douglas W. McCormick For For Management
1.3 Elect Director Michael A. Pausic For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MALLINCKRODT PLC
Ticker: MNK Security ID: G5785G107
Meeting Date: MAR 20, 2014 Meeting Type: Annual
Record Date: JAN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Melvin D. Booth For For Management
1b Elect Director David R. Carlucci For For Management
1c Elect Director J. Martin Carroll For For Management
1d Elect Director Diane H. Gulyas For For Management
1e Elect Director Nancy S. Lurker For For Management
1f Elect Director JoAnn A. Reed For For Management
1g Elect Director Mark C. Trudeau For For Management
1h Elect Director Kneeland C. Youngblood For For Management
1i Elect Director Joseph A. Zaccagnino For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Authorize Share Repurchase up to 10 For For Management
Percent of Issued Share Capital
6 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
--------------------------------------------------------------------------------
MYLAN INC.
Ticker: MYL Security ID: 628530107
Meeting Date: APR 11, 2014 Meeting Type: Annual
Record Date: FEB 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heather Bresch For For Management
1.2 Elect Director Wendy Cameron For For Management
1.3 Elect Director Robert J. Cindrich For For Management
1.4 Elect Director Robert J. Coury For For Management
1.5 Elect Director JoEllen Lyons Dillon For For Management
1.6 Elect Director Neil Dimick For Against Management
1.7 Elect Director Melina Higgins For For Management
1.8 Elect Director Douglas J. Leech For For Management
1.9 Elect Director Rajiv Malik For For Management
1.10 Elect Director Joseph C. Maroon For For Management
1.11 Elect Director Mark W. Parrish For For Management
1.12 Elect Director Rodney L. Piatt For For Management
1.13 Elect Director Randall L. 'Pete' For For Management
Vanderveen
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
NEXSTAR BROADCASTING GROUP, INC.
Ticker: NXST Security ID: 65336K103
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director I. Martin Pompadur For For Management
1.2 Elect Director Dennis A. Miller For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NORDSTROM, INC.
Ticker: JWN Security ID: 655664100
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Phyllis J. Campbell For For Management
1b Elect Director Michelle M. Ebanks For For Management
1c Elect Director Enrique Hernandez, Jr. For For Management
1d Elect Director Robert G. Miller For For Management
1e Elect Director Blake W. Nordstrom For For Management
1f Elect Director Erik B. Nordstrom For For Management
1g Elect Director Peter E. Nordstrom For For Management
1h Elect Director Philip G. Satre For For Management
1i Elect Director Brad D. Smith For For Management
1j Elect Director B. Kevin Turner For For Management
1k Elect Director Robert D. Walter For For Management
1l Elect Director Alison A. Winter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: OCT 10, 2013 Meeting Type: Special
Record Date: SEP 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Elect M. Helmes as Non-Executive For For Management
Director
2b Elect J. Southern as Non-Executive For For Management
Director
3 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAR 28, 2014 Meeting Type: Special
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect E. Meurice as Non-Executive For For Management
Director
3 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Discuss Remuneration Report None None Management
2b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2c Adopt Financial Statements For For Management
2d Approve Discharge of Board of Directors For For Management
3a Reelect R.L. Clemmer as Executive For For Management
Director
3b Reelect P. Bonfield as Non-Executive For For Management
Director
3c Reelect J.P. Huth as as Non-Executive For For Management
Director
3d Reelect K.A. Goldman as as For For Management
Non-Executive Director
3e Reelect M. Helmes as as Non-Executive For For Management
Director
3f Reelect J. Kaeser as as Non-Executive For For Management
Director
3g Reelect I. Loring as as Non-Executive For For Management
Director
3h Reelect E. Meurice as as Non-Executive For For Management
Director
3i Reelect J. Southern as as For For Management
Non-Executive Director
3j Elect R. Tsai as as Non-Executive For For Management
Director
4 Authorize Repurchase of Shares For For Management
5 Approve Cancellation of Repurchased For For Management
Shares
6 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
OASIS PETROLEUM INC.
Ticker: OAS Security ID: 674215108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted Collins, Jr. For For Management
1.2 Elect Director Douglas E. Swanson, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
OWENS-ILLINOIS, INC.
Ticker: OI Security ID: 690768403
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay L. Geldmacher For For Management
1.2 Elect Director Peter S. Hellman For For Management
1.3 Elect Director Anastasia D. Kelly For For Management
1.4 Elect Director John J. McMackin, Jr. For For Management
1.5 Elect Director Hari N. Nair For For Management
1.6 Elect Director Hugh H. Roberts For For Management
1.7 Elect Director Albert P. L. Stroucken For For Management
1.8 Elect Director Carol A. Williams For For Management
1.9 Elect Director Dennis K. Williams For For Management
1.10 Elect Director Thomas L. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PATTERN ENERGY GROUP, INC.
Ticker: PEGI Security ID: 70338P100
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Batkin For For Management
1.2 Elect Director Patricia S. Bellinger For For Management
1.3 Elect Director The Lord Browne of For For Management
Madingley
1.4 Elect Director Michael M. Garland For For Management
1.5 Elect Director Douglas G. Hall For For Management
1.6 Elect Director Michael B. Hoffman For For Management
1.7 Elect Director Patricia M. Newson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PULTEGROUP, INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director Bryce Blair For For Management
1.3 Elect Director Richard J. Dugas, Jr. For For Management
1.4 Elect Director Thomas J. Folliard For For Management
1.5 Elect Director Cheryl W. Grise For For Management
1.6 Elect Director Andre J. Hawaux For For Management
1.7 Elect Director Debra J. Kelly-Ennis For For Management
1.8 Elect Director Patrick J. O'Leary For For Management
1.9 Elect Director James J. Postl For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against Against Shareholder
Election of Directors
5 Performance-Based and/or Time-Based Against Against Shareholder
Equity Awards
--------------------------------------------------------------------------------
PVH CORP.
Ticker: PVH Security ID: 693656100
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Baglivo For For Management
1.2 Elect Director Brent Callinicos For For Management
1.3 Elect Director Emanuel Chirico For For Management
1.4 Elect Director Juan R. Figuereo For For Management
1.5 Elect Director Joseph B. Fuller For For Management
1.6 Elect Director Fred Gehring For For Management
1.7 Elect Director Bruce Maggin For For Management
1.8 Elect Director V. James Marino For For Management
1.9 Elect Director Henry Nasella For For Management
1.10 Elect Director Rita M. Rodriguez For For Management
1.11 Elect Director Edward R. Rosenfeld For For Management
1.12 Elect Director Craig Rydin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alfred G. Gilman For For Management
1.2 Elect Director Joseph L. Goldstein For For Management
1.3 Elect Director Robert A. Ingram For For Management
1.4 Elect Director Christine A. Poon For For Management
1.5 Elect Director P. Roy Vagelos For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
REGIONAL MANAGEMENT CORP.
Ticker: RM Security ID: 75902K106
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roel C. Campos For For Management
1.2 Elect Director Alvaro G. de Molina For For Management
1.3 Elect Director Thomas F. Fortin For For Management
1.4 Elect Director Richard A. Godley For Withhold Management
1.5 Elect Director Carlos Palomares For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION
Ticker: RF Security ID: 7591EP100
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George W. Bryan For For Management
1b Elect Director Carolyn H. Byrd For For Management
1c Elect Director David J. Cooper, Sr. For For Management
1d Elect Director Don DeFosset For For Management
1e Elect Director Eric C. Fast For For Management
1f Elect Director O.B. Grayson Hall, Jr. For For Management
1g Elect Director John D. Johns For For Management
1h Elect Director Charles D. McCrary For For Management
1i Elect Director James R. Malone For For Management
1j Elect Director Ruth Ann Marshall For For Management
1k Elect Director Susan W. Matlock For For Management
1l Elect Director John E. Maupin, Jr. For For Management
1m Elect Director Lee J. Styslinger, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine R. Detrick For For Management
1.2 Elect Director Joyce A. Phillips For For Management
1.3 Elect Director Arnoud W.A. Boot For For Management
1.4 Elect Director John F. Danahy For For Management
1.5 Elect Director J. Cliff Eason For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RLJ LODGING TRUST
Ticker: RLJ Security ID: 74965L101
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Johnson For For Management
1.2 Elect Director Thomas J. Baltimore, Jr. For For Management
1.3 Elect Director Evan Bayh For For Management
1.4 Elect Director Nathaniel A. Davis For For Management
1.5 Elect Director Robert M. La Forgia For For Management
1.6 Elect Director Glenda G. McNeal For For Management
1.7 Elect Director Joseph Ryan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROPER INDUSTRIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard F. Wallman For Withhold Management
1.2 Elect Director Christopher Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROWAN COMPANIES PLC
Ticker: RDC Security ID: G7665A101
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Thomas P. Burke as Director For For Management
2 Elect William T. Fox, III as Director For For Management
3 Elect Graham Hearne as Director For For Management
4 Elect Lord Moynihan as Director For For Management
5 Elect John J. Quicke as Director For For Management
6 Elect W. Matt Ralls as Director For For Management
7 Elect Tore I. Sandvold as Director For For Management
8 Ratify Deloitte & Touche LLP as U.S. For For Management
Auditors
9 Reappoint Deloitte LLP as U.K. Auditors For For Management
10 Authorize the Audit Committee to Fix For For Management
Remuneration of Auditors
11 Approve Remuneration Policy For For Management
12 Approve Remuneration Report For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION
Ticker: SBAC Security ID: 78388J106
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven E. Bernstein For For Management
1b Elect Director Duncan H. Cocroft For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: G7945M107
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date: SEP 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen J. Luczo For For Management
1b Elect Director Frank J. Biondi, Jr. For For Management
1c Elect Director Michael R. Cannon For For Management
1d Elect Director Mei-Wei Cheng For For Management
1e Elect Director William T. Coleman For For Management
1f Elect Director Jay L. Geldmacher For For Management
1g Elect Director Seh-Woong Jeong For For Management
1h Elect Director Lydia M. Marshall For For Management
1i Elect Director Kristen M. Onken For For Management
1j Elect Director Chong Sup Park For For Management
1k Elect Director Gregorio Reyes For For Management
1l Elect Director Edward J. Zander For For Management
2 Amend Executive Officer Performance For For Management
Bonus Plan
3 Determine Price Range for Reissuance For For Management
of Treasury Shares
4 Authorize the Holding of the 2014 AGM For For Management
at a Location Outside Ireland
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6a Amend Articles Re: Removing For For Management
Restrictions on Holding AGM Outside
the U.S.
6b Amend Articles Re: Clarify For For Management
Shareholders' Right to Appoint
Multiple Proxies
6c Amend Articles Re: Provide for For For Management
Escheatment in Accordance with U.S.
Laws
6d Amend Articles Re: Clarify the For For Management
Company's Mechanism for Effecting
Share Repurchases
7 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
SEATTLE GENETICS, INC.
Ticker: SGEN Security ID: 812578102
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Orwin For For Management
1.2 Elect Director Srinivas Akkaraju For For Management
1.3 Elect Director David W. Gryska For For Management
1.4 Elect Director John P. McLaughlin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SEQUENTIAL BRANDS GROUP, INC.
Ticker: SQBG Security ID: 817340201
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Al Gossett For Against Management
1.2 Elect Director Aaron Hollander For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIRIUS XM HOLDINGS INC.
Ticker: SIRI Security ID: 82968B103
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan L. Amble For For Management
1.2 Elect Director Anthony J. Bates For For Management
1.3 Elect Director George W. Bodenheimer For Withhold Management
1.4 Elect Director David J.A. Flowers For Withhold Management
1.5 Elect Director Eddy W. Hartenstein For For Management
1.6 Elect Director James P. Holden For Withhold Management
1.7 Elect Director Gregory B. Maffei For Withhold Management
1.8 Elect Director Evan D. Malone For For Management
1.9 Elect Director James E. Meyer For For Management
1.10 Elect Director James F. Mooney For For Management
1.11 Elect Director Carl E. Vogel For Withhold Management
1.12 Elect Director Vanessa A. Wittman For For Management
1.13 Elect Director David M. Zaslav For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SNAP-ON INCORPORATED
Ticker: SNA Security ID: 833034101
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne J. Decyk For For Management
1.2 Elect Director Nicholas T. Pinchuk For For Management
1.3 Elect Director Gregg M. Sherrill For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOLAZYME, INC.
Ticker: SZYM Security ID: 83415T101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan S. Wolfson For For Management
1.2 Elect Director David C. Cole For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPECTRUM BRANDS HOLDINGS, INC.
Ticker: SPB Security ID: 84763R101
Meeting Date: JAN 28, 2014 Meeting Type: Annual
Record Date: DEC 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth C. Ambrecht For For Management
1.2 Elect Director Eugene I. Davis For Withhold Management
1.3 Elect Director David R. Lumley For For Management
1.4 Elect Director Omar M. Asali For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Buckley For For Management
1.2 Elect Director Patrick D. Campbell For For Management
1.3 Elect Director Carlos M. Cardoso For For Management
1.4 Elect Director Robert B. Coutts For For Management
1.5 Elect Director Debra A. Crew For For Management
1.6 Elect Director Benjamin H. Griswold, IV For For Management
1.7 Elect Director John F. Lundgren For For Management
1.8 Elect Director Anthony Luiso For For Management
1.9 Elect Director Marianne M. Parrs For For Management
1.10 Elect Director Robert L. Ryan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUNPOWER CORPORATION
Ticker: SPWR Security ID: 867652406
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas R. McDaniel For For Management
1.2 Elect Director Humbert de Wendel For For Management
1.3 Elect Director Thomas H. Werner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Beall, II For For Management
1.2 Elect Director David H. Hughes For For Management
1.3 Elect Director M. Douglas Ivester For For Management
1.4 Elect Director Kyle Prechtl Legg For For Management
1.5 Elect Director William A. Linnenbringer For For Management
1.6 Elect Director Donna S. Morea For For Management
1.7 Elect Director David M. Ratcliffe For For Management
1.8 Elect Director William H. Rogers, Jr. For For Management
1.9 Elect Director Frank P. Scruggs, Jr. For For Management
1.10 Elect Director Thomas R. Watjen For For Management
1.11 Elect Director Phail Wynn, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
T-MOBILE US, INC.
Ticker: TMUS Security ID: 872590104
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Michael Barnes For For Management
1.2 Elect Director Thomas Dannenfeldt For For Management
1.3 Elect Director Srikant M. Datar For Withhold Management
1.4 Elect Director Lawrence H. Guffey For For Management
1.5 Elect Director Timotheus Hottges For For Management
1.6 Elect Director Bruno Jacobfeuerborn For For Management
1.7 Elect Director Raphael Kubler For For Management
1.8 Elect Director Thorsten Langheim For For Management
1.9 Elect Director John J. Legere For For Management
1.10 Elect Director Teresa A. Taylor For For Management
1.11 Elect Director Kelvin R. Westbrook For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Risk Assessment Against Against Shareholder
Process
--------------------------------------------------------------------------------
TABLEAU SOFTWARE, INC.
Ticker: DATA Security ID: 87336U105
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elliott Jurgensen, Jr. For For Management
1.2 Elect Director John McAdam For For Management
1.3 Elect Director Brooke Seawell For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TESLA MOTORS, INC.
Ticker: TSLA Security ID: 88160R101
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elon Musk For For Management
1.2 Elect Director Stephen T. Jurvetson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Reduce Supermajority Vote Requirement Against Against Shareholder
--------------------------------------------------------------------------------
TEXAS CAPITAL BANCSHARES, INC.
Ticker: TCBI Security ID: 88224Q107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Keith Cargill For For Management
1.2 Elect Director Peter B. Bartholow For For Management
1.3 Elect Director James H. Browning For For Management
1.4 Elect Director Preston M. Geren, III For For Management
1.5 Elect Director Frederick B. Hegi, Jr. For For Management
1.6 Elect Director Larry L. Helm For For Management
1.7 Elect Director James R. Holland, Jr. For Withhold Management
1.8 Elect Director Charles S. Hyle For For Management
1.9 Elect Director W. W. McAllister, III For For Management
1.10 Elect Director Elysia Holt Ragusa For For Management
1.11 Elect Director Steven P. Rosenberg For For Management
1.12 Elect Director Grant E. Sims For For Management
1.13 Elect Director Robert W. Stallings For For Management
1.14 Elect Director Dale W. Tremblay For For Management
1.15 Elect Director Ian J. Turpin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEXTRON INC.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott C. Donnelly For For Management
1.2 Elect Director Kathleen M. Bader For For Management
1.3 Elect Director R. Kerry Clark For For Management
1.4 Elect Director James T. Conway For For Management
1.5 Elect Director Ivor J. Evans For For Management
1.6 Elect Director Lawrence K. Fish For For Management
1.7 Elect Director Paul E. Gagne For For Management
1.8 Elect Director Dain M. Hancock For For Management
1.9 Elect Director Lord Powell For For Management
1.10 Elect Director Lloyd G. Trotter For For Management
1.11 Elect Director James L. Ziemer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
TEXTURA CORPORATION
Ticker: TXTR Security ID: 883211104
Meeting Date: FEB 03, 2014 Meeting Type: Annual
Record Date: DEC 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward K. Chandler For For Management
1.2 Elect Director David Habiger For For Management
1.3 Elect Director Peter Pace For Withhold Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE COOPER COMPANIES, INC.
Ticker: COO Security ID: 216648402
Meeting Date: MAR 17, 2014 Meeting Type: Annual
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Thomas Bender For For Management
1.2 Elect Director Michael H. Kalkstein For For Management
1.3 Elect Director Jody S. Lindell For For Management
1.4 Elect Director Gary S. Petersmeyer For For Management
1.5 Elect Director Steven Rosenberg For For Management
1.6 Elect Director Allan E. Rubenstein For For Management
1.7 Elect Director Robert S. Weiss For For Management
1.8 Elect Director Stanley Zinberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE E. W. SCRIPPS COMPANY
Ticker: SSP Security ID: 811054402
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roger L. Ogden For For Management
1b Elect Director J. Marvin Quin For For Management
1c Elect Director Kim Williams For For Management
--------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC.
Ticker: HAIN Security ID: 405217100
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin D. Simon For For Management
1.2 Elect Director Richard C. Berke For For Management
1.3 Elect Director Jack Futterman For For Management
1.4 Elect Director Marina Hahn For For Management
1.5 Elect Director Andrew R. Heyer For For Management
1.6 Elect Director Roger Meltzer For For Management
1.7 Elect Director Scott M. O'Neil For For Management
1.8 Elect Director Lawrence S. Zilavy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jocelyn Carter-Miller For For Management
1.2 Elect Director Jill M. Considine For For Management
1.3 Elect Director Richard A. Goldstein For For Management
1.4 Elect Director H. John Greeniaus For For Management
1.5 Elect Director Mary J. Steele Guilfoile For For Management
1.6 Elect Director Dawn Hudson For For Management
1.7 Elect Director William T. Kerr For For Management
1.8 Elect Director Michael I. Roth For For Management
1.9 Elect Director David M. Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
THE MADISON SQUARE GARDEN COMPANY
Ticker: MSG Security ID: 55826P100
Meeting Date: NOV 21, 2013 Meeting Type: Annual
Record Date: SEP 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Parsons For For Management
1.2 Elect Director Alan D. Schwartz For Withhold Management
1.3 Elect Director Vincent Tese For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE VALSPAR CORPORATION
Ticker: VAL Security ID: 920355104
Meeting Date: FEB 19, 2014 Meeting Type: Annual
Record Date: DEC 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Ballbach For For Management
1.2 Elect Director Ian R. Friendly For For Management
1.3 Elect Director Janel S. Haugarth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director William G. Parrett For Against Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Scott M. Sperling For For Management
1k Elect Director Elaine S. Ullian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TOLL BROTHERS, INC.
Ticker: TOL Security ID: 889478103
Meeting Date: MAR 12, 2014 Meeting Type: Annual
Record Date: JAN 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert I. Toll For For Management
1.2 Elect Director Bruce E. Toll For For Management
1.3 Elect Director Douglas C. Yearley, Jr. For For Management
1.4 Elect Director Robert S. Blank For For Management
1.5 Elect Director Edward G. Boehne For For Management
1.6 Elect Director Richard J. Braemer For For Management
1.7 Elect Director Christine N. Garvey For For Management
1.8 Elect Director Carl B. Marbach For For Management
1.9 Elect Director Stephen A. Novick For For Management
1.10 Elect Director Paul E. Shapiro For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TREEHOUSE FOODS, INC.
Ticker: THS Security ID: 89469A104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis F. O'Brien For For Management
1.2 Elect Director Sam K. Reed For For Management
1.3 Elect Director Ann M. Sardini For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRIUMPH GROUP, INC.
Ticker: TGI Security ID: 896818101
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Bourgon For For Management
1.2 Elect Director Elmer L. Doty For For Management
1.3 Elect Director John G. Drosdick For For Management
1.4 Elect Director Ralph E. Eberhart For For Management
1.5 Elect Director Jeffry D. Frisby For For Management
1.6 Elect Director Richard C. Gozon For For Management
1.7 Elect Director Richard C. Ill For For Management
1.8 Elect Director William L. Mansfield For For Management
1.9 Elect Director Adam J. Palmer For For Management
1.10 Elect Director Joseph M. Silvestri For For Management
1.11 Elect Director George Simpson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TRW AUTOMOTIVE HOLDINGS CORP.
Ticker: TRW Security ID: 87264S106
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francois J. Castaing For For Management
1.2 Elect Director Michael R. Gambrell For For Management
1.3 Elect Director David W. Meline For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
U.S. SILICA HOLDINGS, INC.
Ticker: SLCA Security ID: 90346E103
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Avramovich For For Management
1.2 Elect Director Peter Bernard For For Management
1.3 Elect Director William J. Kacal For For Management
1.4 Elect Director Charles Shaver For For Management
1.5 Elect Director Bryan A. Shinn For For Management
1.6 Elect Director J. Michael Stice For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
UNITED RENTALS, INC.
Ticker: URI Security ID: 911363109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director Jose B. Alvarez For For Management
1.3 Elect Director Bobby J. Griffin For For Management
1.4 Elect Director Michael J. Kneeland For For Management
1.5 Elect Director Pierre E. Leroy For For Management
1.6 Elect Director Singleton B. McAllister For For Management
1.7 Elect Director Brian D. McAuley For For Management
1.8 Elect Director John S. McKinney For For Management
1.9 Elect Director James H. Ozanne For For Management
1.10 Elect Director Jason D. Papastavrou For For Management
1.11 Elect Director Filippo Passerini For For Management
1.12 Elect Director Donald C. Roof For For Management
1.13 Elect Director Keith Wimbush For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lawrence S. Gibbs For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
US AIRWAYS GROUP, INC.
Ticker: LCC Security ID: 90341W108
Meeting Date: JUL 12, 2013 Meeting Type: Annual
Record Date: MAY 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
4a Elect Director Denise M. O'Leary For For Management
4b Elect Director George M. Philip For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VEECO INSTRUMENTS INC.
Ticker: VECO Security ID: 922417100
Meeting Date: DEC 10, 2013 Meeting Type: Annual
Record Date: OCT 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger D. McDaniel For For Management
1.2 Elect Director John R. Peeler For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VEECO INSTRUMENTS INC.
Ticker: VECO Security ID: 922417100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon Hunter For For Management
1.2 Elect Director Peter J. Simone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret G. McGlynn For For Management
1.2 Elect Director Wayne J. Riley For For Management
1.3 Elect Director William D. Young For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VISTEON CORPORATION
Ticker: VC Security ID: 92839U206
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Duncan H. Cocroft For For Management
1b Elect Director Jeffrey D. Jones For For Management
1c Elect Director Timothy D. Leuliette For For Management
1d Elect Director Robert J. Manzo For For Management
1e Elect Director Francis M. Scricco For For Management
1f Elect Director David L. Treadwell For For Management
1g Elect Director Harry J. Wilson For For Management
1h Elect Director Kam Ho George Yuen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION
Ticker: WAL Security ID: 957638109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Sande, III For For Management
1.2 Elect Director Robert G. Sarver For For Management
1.3 Elect Director Donald D. Snyder For For Management
1.4 Elect Director Sung Won Sohn For For Management
2 Change State of Incorporation [from For For Management
Nevada to Delaware]
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WEYERHAEUSER COMPANY
Ticker: WY Security ID: 962166104
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Debra A. Cafaro For For Management
1.2 Elect Director Mark A. Emmert For For Management
1.3 Elect Director John I. Kieckhefer For For Management
1.4 Elect Director Wayne W. Murdy For For Management
1.5 Elect Director Nicole W. Piasecki For For Management
1.6 Elect Director Doyle R. Simons For For Management
1.7 Elect Director Richard H. Sinkfield For For Management
1.8 Elect Director D. Michael Steuert For For Management
1.9 Elect Director Kim Williams For For Management
1.10 Elect Director Charles R. Williamson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC.
Ticker: WFM Security ID: 966837106
Meeting Date: FEB 24, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Elstrott For For Management
1.2 Elect Director Gabrielle Greene For For Management
1.3 Elect Director Shahid 'Hass' Hassan For For Management
1.4 Elect Director Stephanie Kugelman For For Management
1.5 Elect Director John Mackey For For Management
1.6 Elect Director Walter Robb For For Management
1.7 Elect Director Jonathan Seiffer For For Management
1.8 Elect Director Morris 'Mo' Siegel For For Management
1.9 Elect Director Jonathan Sokoloff For For Management
1.10 Elect Director Ralph Sorenson For For Management
1.11 Elect Director William 'Kip' Tindell, For Withhold Management
III
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Claw-back of Payments under Against For Shareholder
Restatements
5 Provide For Confidential Running Vote Against Against Shareholder
Tallies
--------------------------------------------------------------------------------
WISDOMTREE INVESTMENTS, INC.
Ticker: WETF Security ID: 97717P104
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Begleiter For For Management
1.2 Elect Director Win Neuger For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WISDOMTREE INVESTMENTS, INC.
Ticker: WETF Security ID: 97717P104
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Jarrett Lilien For For Management
1b Elect Director Frank Salerno For For Management
1c Elect Director Jonathan L. Steinberg For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 14, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip T. Gianos For For Management
1.2 Elect Director Moshe N. Gavrielov For For Management
1.3 Elect Director John L. Doyle For For Management
1.4 Elect Director William G. Howard, Jr. For For Management
1.5 Elect Director J. Michael Patterson For For Management
1.6 Elect Director Albert A. Pimentel For For Management
1.7 Elect Director Marshall C. Turner For For Management
1.8 Elect Director Elizabeth W. Vanderslice For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
================ BlackRock U.S. Treasury Money Market Portfolio ================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== BlackRock Ultra-Short Obligations Fund ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============= BlackRock Virginia Municipal Money Market Portfolio ==============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== BlackRock World Gold Fund ===========================
ARCHIPELAGO RESOURCES PLC
Ticker: AR. Security ID: G0453N104
Meeting Date: OCT 24, 2013 Meeting Type: Special
Record Date: OCT 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cancellation of the Admission For For Management
of the Company's Ordinary Shares to
Trading on AIM
--------------------------------------------------------------------------------
BHP BILLITON PLC
Ticker: BLT Security ID: G10877101
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: OCT 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint KPMG LLP as Auditors For For Management
3 Authorise the Risk and Audit Committee For For Management
to Fix Remuneration of Auditors
4 Authorise Issue of Equity with For For Management
Pre-emptive Rights
5 Authorise Issue of Equity without For For Management
Pre-emptive Rights
6 Authorise Market Purchase of Ordinary For For Management
Shares
7 Approve Remuneration Report For For Management
8 Approve Long Term Incentive Plan For For Management
9 Approve Grant of Deferred Shares and For For Management
Performance Shares under the Group's
Employee Equity Plans to Andrew
Mackenzie
10 Elect Andrew Mackenzie as Director For For Management
11 Re-elect Malcolm Broomhead as Director For For Management
12 Re-elect Sir John Buchanan as Director For For Management
13 Re-elect Carlos Cordeiro as Director For For Management
14 Re-elect David Crawford as Director For For Management
15 Re-elect Pat Davies as Director For For Management
16 Re-elect Carolyn Hewson as Director For For Management
17 Re-elect Lindsay Maxsted as Director For For Management
18 Re-elect Wayne Murdy as Director For For Management
19 Re-elect Keith Rumble as Director For For Management
20 Re-elect John Schubert as Director For For Management
21 Re-elect Shriti Vadera as Director For For Management
22 Re-elect Jac Nasser as Director For For Management
23 Elect Ian Dunlop, a Shareholder Against Against Shareholder
Nominee to the Board
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For Withhold Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For Withhold Management
1.9 Elect Director Charles C. Krulak For Withhold Management
1.10 Elect Director Bobby Lee Lackey For Withhold Management
1.11 Elect Director Jon C. Madonna For Withhold Management
1.12 Elect Director Dustan E. McCoy For Withhold Management
1.13 Elect Director James R. Moffett For Withhold Management
1.14 Elect Director B. M. Rankin, Jr. For For Management
1.15 Elect Director Stephen H. Siegele For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
5 Require Independent Board Chairman Against For Shareholder
6 Adopt Policy and Report on Board Against Against Shareholder
Diversity
7 Amend Bylaws-- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
HARMONY GOLD MINING COMPANY LTD
Ticker: HAR Security ID: S34320101
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: NOV 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Joaquim Chissano as Director For For Management
2 Re-elect Cathie Markus as Director For For Management
3 Re-elect Andre Wilkens as Director For For Management
4 Elect Karabo Nondumo as Director For For Management
5 Elect Vishnu Pillay as Director For For Management
6 Re-elect John Wetton as Member of the For For Management
Audit and Risk Committee
7 Re-elect Fikile De Buck as Member of For For Management
the Audit and Risk Committee
8 Re-elect Simo Lushaba as Member of the For For Management
Audit and Risk Committee
9 Re-elect Modise Motloba as Member of For For Management
the Audit and Risk Committee
10 Elect Karabo Nondumo as Member of the For For Management
Audit and Risk Committee
11 Reappoint PricewaterhouseCoopers For For Management
Incorporated as Auditors of the Company
12 Approve Remuneration Policy For For Management
13 Approve Non-executive Directors' For For Management
Remuneration
14 Approve Financial Assistance to For For Management
Related or Inter-related Companies
15 Amend Memorandum of Incorporation For For Management
--------------------------------------------------------------------------------
INDOCHINE MINING LTD
Ticker: IDC Security ID: Q4880W108
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Michael Leggo as Director For For Management
4 Elect Gavan Farley as Director For For Management
5 Ratify the Past Issuance of Shares to For For Management
Sophisticated and Professional
Investors
6 Approve the Issuance of Up to 10 For For Management
Percent of the Company's Issued Capital
--------------------------------------------------------------------------------
JOHNSON MATTHEY PLC
Ticker: JMAT Security ID: G51604158
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: JUL 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Colin Matthews as Director For For Management
5 Elect Odile Desforges as Director For For Management
6 Re-elect Tim Stevenson as Director For For Management
7 Re-elect Neil Carson as Director For For Management
8 Re-elect Alan Ferguson as Director For For Management
9 Re-elect Robert MacLeod as Director For For Management
10 Re-elect Larry Pentz as Director For For Management
11 Re-elect Michael Roney as Director For For Management
12 Re-elect Bill Sandford as Director For For Management
13 Re-elect Dorothy Thompson as Director For For Management
14 Appoint KPMG LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
MINERA IRL LTD
Ticker: MIRL Security ID: G6178C109
Meeting Date: JUL 10, 2013 Meeting Type: Annual/Special
Record Date: JUL 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2 Reelect Courtney Chamberlain as For For Management
Director
3 Reelect Douglas Jones as Director For For Management
4 Reelect Graeme Ross as Director For For Management
5 Reelect Kenneth Judge as Director For For Management
6 Reelect Napoleon Valdez as Director For For Management
7 Appoint BDO LLP as Auditors and For For Management
Authorise Board to Fix Their
Remuneration
8 Re-approve Rolling Stock Option Plans For For Management
9 Approve Grant of Incentive Stock For For Management
Options
10 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
NEWCREST MINING LTD.
Ticker: NCM Security ID: Q6651B114
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: OCT 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Philip Aiken as Director For For Management
2b Elect Peter Hay as Director For For Management
2c Elect Richard Lee as Director For For Management
2d Elect Tim Poole as Director For For Management
2e Elect John Spark as Director For For Management
3 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
NORTHERN STAR RESOURCES LTD
Ticker: NST Security ID: Q6951U101
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: NOV 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Christopher Rowe as Director For For Management
3 Elect John Fitzgerald as Director For For Management
4 Approve the Northern Star Resources For For Management
Limited Performance Share Plan
5 Approve the Potential Termination For For Management
Benefits Under the Performance Share
Plan
6 Approve the Grant of Up to 3.5 Million For For Management
Shares to Bill Beament, Managing
Director of the Company
--------------------------------------------------------------------------------
PAPILLON RESOURCES LIMITED
Ticker: PIR Security ID: Q7330A113
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: NOV 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Mark Connelly as Director For For Management
3 Elect Peter Woodman as Director For For Management
4 Appoint Deloitte Touch Tohmatsu as For For Management
Auditor of the Company
5 Ratify the Past Issuance of 39.50 For For Management
Million Fully Paid Ordinary Shares to
Institutional and Sophisticated
Investors
6 Approve the Adoption of a New For For Management
Constitution
========== END NPX REPORTPursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
