Harvest Natural Resources (HNR) Form 3/A HARVEST NATURAL RESOURCES / Alessandro Bazzoni ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Bazzoni Alessandro

(Last) (First) (Middle)

1177 ENCLAVE PARKWAY

SUITE 300

(Street)

HOUSTON TX 77077

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
06/19/2015

3. Issuer Name and Ticker or Trading Symbol
HARVEST NATURAL RESOURCES, INC. [ HNR ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
See Footnote 1

5. If Amendment, Date of Original Filed (Month/Day/Year)
06/29/2015

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Series C Preferred Stock	0(1)	I(1)	None

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
9.0% Convertible Note due 2020	(1)	(1)	Common Stock	0(1)	(1)	I(1)	None
Warrant	(1)	(1)	Common Stock	0(1)	(1)	I(1)	None

Explanation of Responses:

1. This Form 3 amendment is being filed to correct certain facts of Mr. Bazzoni's Form 3 filed with the Securities and Exchange Commission on June 29, 2015 (the "Form 3"). At the time of the filing of the Form 3, it was contemplated that CTVEN Investments SRL, a Barbados Society with Restricted Liability ("CTVEN") would purchase 35% of the equity interests in CT Energy Holding SRL, a Barbados Society with Restricted Liability ("CT Energy Holding"). As a result, the Form 3 stated that Mr. Bazzoni is one of the controlling persons of CT Energy Holding and CTVEN, and that CTVEN was a member of CT Energy Holding. However, this transaction never occurred. CTVEN is not, and has never been, a member of CT Energy Holding and each of CTVEN and Mr. Bazzoni are not, and have never been, controlling persons or beneficial owners of CT Energy Holding, or indirect beneficial owners of securities beneficially owned by CT Energy Holding.

Remarks:

	/s/ Keith L. Head by Power of Attorney	04/05/2016
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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