UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): November 1, 2016
Symantec Corporation
(Exact Name of Registrant as Specified in its Charter)
| | | | |
| Delaware | | 000-17781 | | 77-0181864 |
(State or Other Jurisdiction of Incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
| |
| 350 Ellis Street, Mountain View, CA | | 94043 |
| (Address of Principal Executive Offices) | | (Zip Code) |
Registrant’s Telephone Number, Including Area Code (650) 527-8000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (seeGeneral Instruction A.2. below):
| | ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| | ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| | ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| | ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
The Company’s 2016 Annual Meeting of Stockholders was held on November 1, 2016. Set forth below are the matters the stockholders voted on and the final voting results.
Proposal 1: Election of Directors:
| | | | | | | | |
Nominee | | Votes For | | Votes Against | | Abstentions | | Broker Non-Votes |
Gregory S. Clark | | 495,515,135 | | 2,771,785 | | 379,068 | | 46,358,893 |
Frank E. Dangeard | | 490,239,844 | | 8,052,443 | | 373,701 | | 46,358,893 |
Kenneth Y. Hao | | 393,372,895 | | 105,025,867 | | 267,226 | | 46,358,893 |
David W. Humphrey | | 387,385,054 | | 111,016,261 | | 264,673 | | 46,358,893 |
Geraldine B. Laybourne | | 488,763,177 | | 9,726,832 | | 176,039 | | 46,358,893 |
David L. Mahoney | | 483,720,312 | | 14,693,514 | | 252,162 | | 46,358,893 |
Robert S. Miller | | 479,075,586 | | 19,330,735 | | 259,667 | | 46,358,893 |
Anita M. Sands | | 490,298,037 | | 8,117,340 | | 250,611 | | 46,358,893 |
Daniel H. Schulman | | 465,794,860 | | 26,228,519 | | 6,642,609 | | 46,358,893 |
V. Paul Unruh | | 488,147,768 | | 10,196,917 | | 321,303 | | 46,358,893 |
Suzanne M. Vautrinot | | 490,506,477 | | 7,903,343 | | 256,168 | | 46,358,893 |
Each of the eleven nominees were elected to the Board of Directors, each to hold office until the next annual meeting of stockholders and until his or her successor has been duly elected or until his or her earlier resignation or removal.
Proposal 2: Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the 2017 fiscal year:
| | | | | | |
Votes For | | Votes Against | | Abstentions | | Broker Non-Votes |
| 540,513,450 | | 4,535,066 | | 280,621 | | 0 |
The appointment was ratified.
Proposal 3: Amendments to the Company’s 2013 Equity Incentive Plan, as amended:
| | | | | | |
Votes For | | Votes Against | | Abstentions | | Broker Non-Votes |
| 458,639,010 | | 39,116,328 | | 910,650 | | 46,358,893 |
The proposal was approved.
Proposal 4: Advisory vote to approve the Company’s executive compensation:
| | | | | | |
Votes For | | Votes Against | | Abstentions | | Broker Non-Votes |
| 482,464,142 | | 15,206,615 | | 995,231 | | 46,358,893 |
The proposal was approved.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | | SYMANTEC CORPORATION |
| | | |
Dated: November 3, 2016 | | | | By: | | /s/ Scott C. Taylor |
| | | | Name: | | Scott C. Taylor |
| | | | Title: | | Executive Vice President, General Counsel and Secretary |
