Exhibit 1.01 to Form SD
SYMANTEC CORPORATION
CONFLICT MINERALS REPORT
FOR THE REPORTING PERIOD JANUARY 1 TO DECEMBER 31, 2018
This Conflict Minerals Report has been prepared by Symantec Corporation (herein referred to, alternatively, as “Symantec,” “we” and “our”). This Conflict Minerals Report for the reporting period January 1 to December 31, 2018 is presented to comply with the final Conflict Minerals implementing rules (the “Conflict Minerals Rules”) promulgated by the Securities and Exchange Commission (“SEC”), as modified by SEC guidance issued on April 29, 2014 and the SEC order issued on May 2, 2014. The Conflict Minerals Rules were adopted by the SEC to implement reporting and disclosure requirements related to Conflict Minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 as codified in Section 13(p) of the Securities Exchange Act of 1934. The Conflict Minerals Rules impose certain reporting obligations on SEC registrants whose manufactured products contain Conflict Minerals that are necessary to the functionality or production of their products. “Conflict Minerals” are currently defined by the SEC as cassiterite, columbite-tantalite (coltan), gold, wolframite, or their derivatives, which the SEC has currently limited to tin, tantalum, tungsten and gold (“3TG”).
To comply with the Conflict Minerals Rules, we conducted due diligence on the origin, source and chain of custody of the Conflict Minerals that were necessary to the functionality or production of the products that we manufactured or contracted to manufacture to ascertain whether these Conflict Minerals originated in the Democratic Republic of Congo (“DRC”) or adjoining countries (collectively, the “Covered Countries”) and financed or benefited armed groups (as defined in Section 1, Item 1.01(d)(2) of Form SD) in any of these countries.
Pursuant to SEC guidance issued April 29, 2014 and the SEC order issued May 2, 2014, Symantec is not required to describe any of its products as “DRC conflict free” (as defined in Section 1, Item 1.01(d)(4) of Form SD), “DRC conflict undeterminable” (as defined in Section 1, Item 1.01(d)(5) of Form SD) or “having not been found to be ‘DRC conflict free,’” and therefore makes no conclusion in this regard in the report presented herein. Furthermore, given that Symantec has not voluntarily elected to describe any of its products as “DRC conflict free,” an independent private sector audit of the report presented herein has not been conducted.
| I. | Company Overview |
Founded in 1982, Symantec has evolved to become a global leader in cyber security, with more than 11,000 employees in over 35 countries. Symantec provides cyber security products, services, and solutions to more than 350,000 organizations and 50 million individuals worldwide.
Other than the information expressly set forth in this report, the information contained or referred to on our website is not part of this report.
| II. | Products Overview |
Symantec’s Integrated Cyber Defense Platform helps enterprise, business, and government customers unify cloud andon-premises security to protect against threats and safeguard information across every control point and attack vector. Symantec’s Digital Safety solutions (delivered via Norton and LifeLock brands) help consumers protect their information, identity, devices, and networks at home and online.
Symantec product overviews can be found athttps://www.symantec.com/products.
All tier one suppliers of physical products that Symantec contracts to manufacture are considered suppliers. These suppliers manufacture products in the following categories: (i) software, (ii) appliances and (iii) tokens.
| III. | Supply Chain Overview |
All of Symantec’s product manufacturing is outsourced to Subcontract Manufacturing and Logistic Partners. Our suppliers are located in North America, South America, EMEA, Russia and Asia. As of April 30, 2019, there were 338 verified 3TG smelter or refiner facilities reported by Symantec’s 18 direct suppliers, 311 of which are in conformance with the assessment protocols of the Responsible Minerals Initiative’s (“RMI”) Responsible Minerals Assurance Program (“RMAP’). Four of Symantec’s 18 direct suppliers did not manufacture products that contain Conflict Minerals or 3TGs.
| IV. | Conflict Minerals Analysis and Reasonable Country of Origin Inquiry |
Based upon a review of our product categories and our reasonable country of origin inquiry (“RCOI”), we have concluded that:
| • | Our appliance and token products contain Conflict Minerals that are necessary to the production or functionality of such products; and |
| • | We are unable to determine whether the Conflict Minerals present in such products originate in the Covered Countries. |
We are therefore required pursuant to the Conflict Minerals Rules to file with the SEC a Form SD and a Conflict Minerals Report as an exhibit thereto.
| V. | Design of Due Diligence Measures |
Symantec designed its due diligence with respect to the source and chain of custody of the Conflict Minerals contained in its products based on the five-step framework set forth in the Third Edition of the Organisation for EconomicCo-operation and Development’s Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict- affected and High-Risk Areasand the supplements thereto.
| VI. | Due Diligence Measures Performed by Symantec |
Step #1: Establish Strong Company Management Systems
| • | Symantec maintains a policy on Conflict Minerals (the “Policy”). The Policy can be viewed athttps://www.symantec.com/content/dam/symantec/docs/other-resources/sym-conflict-minerals-policy-en.pdf. The Policy has been communicated to relevant personnel, and it is available to all Symantec employees and the public via Symantec’s website. |
| • | Symantec’s Conflict Minerals Team (the “Team”) is responsible for Conflict Minerals due diligence, governance and reporting. The Team consists of representatives from Global Supply Chain Management, Finance, Legal and Corporate Responsibility, all of whom have experience and expertise with respect to the requirements of the Conflict Minerals Rules, and is supported by external consultants. Oversight of Symantec’s Conflict Minerals due diligence, governance and reporting is exercised by the Disclosure Committee and the Nominating and Governance Committee of the Company’s Board of Directors. The Team is supported by a member of Symantec’s Senior Management Team. |
| • | To make training regarding Conflict Minerals compliance available to suppliers, Symantec refers suppliers to the Responsible Minerals Initiative’s (“RMI”) website athttp://www.responsiblemineralsinitiative.org/training-and-resources, which contains Conflict Minerals training materials and resources for suppliers. |
| • | Symantec’s Policy is available to existing suppliers, and was made available to new suppliers as part of the “new supplier” onboarding process. In addition, Symantec incorporated a provision requiring compliance with the Conflict Minerals Rules and the Policy into (i) new supplier agreements and (ii) existing supplier agreements when such agreements were negotiated for renewal. |
| • | Pursuant to the Policy, concerned parties may contact Symantec regarding complaints related to Conflict Minerals compliance by contacting Symantec’s Ethics Line online at SymantecEthicsLine.EthicsPoint.com, via telephone by choosing a number fromhttps://secure.ethicspoint.com/domain/media/en/gui/28771/phone.html or by sending ane-mail to the Office of Ethics and Compliance at ethicsandcompliance@symantec.com. Suppliers may also contact their supply chain representative in their region. |
| • | All documentation and records, including all material communications with suppliers, are retained electronically for a period of five (5) years. |
Step #2: Identify and Assess Risk in the Supply Chain
| • | Symantec maintains a Conflict Minerals Compliance Program (the “Program”) that outlines the process for supplier due diligence and engagement. |
| • | The Program includes the identification of the suppliers that provide inputs to Symantec’s products that may contain Conflict Minerals. This analysis is performed on an annual basis, as well as through the ongoing supplier approval and onboarding process, with data pulled from the global supplier database. |
| • | The Corporate Responsibility Team works with Global Supply Chain Management, Legal and Finance to determine the enterprise reporting entity for compliance purposes. This includes the determination of whether any of Symantec’s subsidiaries, joint ventures, or acquired companies arein-scope orout-of-scope for the respective reporting year pursuant to the Conflict Minerals Rules. |
| • | Forout-of-scope entities, if the entity supplies Symantecin-scope entities with products Symantec contracts to manufacture, then the entity is considered a supplier and is surveyed as part of the RCOI process. |
| • | The RMI’s Conflict Minerals Reporting Template (the “Survey”) is emailed annually by the Global Supply Chain Team to allin-scope suppliers along with an introductory email. |
| • | On an annual basis, any new subsidiaries and joint ventures are evaluated for inclusion as anin-scope entity for the purposes of compliance with the Conflict Minerals Rules. |
| • | For acquisitions, due diligence is conducted to determine whether the newly acquired organization is subject to the Conflict Minerals Rules. |
Step #3: Design and Implement a Strategy to Respond to Identified Risks
| • | Symantec has designed a Due Diligence Decision Tree that sets forth steps to be taken to mitigate risk based on a supplier’s Survey responses. Suppliers are ranked for risk, ranging from Low to High, based upon red flags and issues raised by suppliers’ Survey responses (the “Risk Levels”). |
| • | All suppliers regardless of Risk Level in 2018 were contacted via email withfollow-up questions, comments and/or requests. |
Step #4: Carry Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain
| • | As a downstream actor in the supply chain, we do not have a direct relationship with the smelters and refiners that process the Conflict Minerals that are present in our products, and for this reason we rely on the RMI to conduct third-party audits of smelters and refiners. |
Step #5: Report on Supply Chain Due Diligence
| • | As required by the Conflict Minerals Rules, we have filed a Form SD and a Conflict Minerals Report as an exhibit thereto for the 2018 reporting year. The Form SD and Conflict Minerals Report are also available on our website athttps://www.symantec.com/about/corporate-responsibility/the-world/supply-chain-responsibility. |
| VII. | Supplier Survey Responses and Smelter and Refiner Information |
The supplier Survey results were as follows:
| • | 100% ofin-scope suppliers responded using the Survey. |
| • | 83% ofin-scope suppliers who responded provide products that contain Conflict Minerals. |
| • | 65% ofin-scope suppliers who responded source from the Covered Countries. |
| • | 93% ofin-scope suppliers who responded have a Conflict Minerals policy in place, and 71% of suchin-scope suppliers have made their policy available to the public. |
| • | 86% ofin-scope suppliers who responded require their direct suppliers to be DRC conflict-free (as defined in the Survey). |
| • | 93% ofin-scope suppliers who responded have implemented due diligence measures for conflict-free sourcing. |
| • | 93% ofin-scope suppliers who responded collect conflict minerals due diligence information from their suppliers that is in conformance with theIPC-1755 Conflict Minerals Data Exchange Standard (e.g., the RMI Conflict Minerals Reporting Template). |
| • | 71% ofin-scope suppliers who responded only require their direct suppliers to source the 3TG from smelters whose due diligence practices have been validated by an independent third-party audit program. |
| • | 86% ofin-scope suppliers who responded review due diligence information received from their suppliers against their company’s expectations. |
| • | 79% ofin-scope suppliers who responded have a review process in place that includes corrective action management. |
| • | 50% ofin-scope suppliers who responded are subject to the Conflict Minerals Rules. |
In addition, Addendum A to this Conflict Minerals Report contains smelter eligibility, audit and location information and a list of those smelters reported by our direct suppliers that appear on the RMI’s Standard Smelter List.
| VIII. | Steps to Mitigate Risk |
Symantec intends to take the following steps to mitigate the risk that its necessary Conflict Minerals benefit armed groups:
| • | Follow up with suppliers to improve the quality of their Surveys and continue to engage with them to obtain complete Surveys in a timely manner; |
| • | Support the development of supplier capabilities to perform Conflict Minerals-related due diligence by means of the implementation of risk mitigation measures, as appropriate; and |
| • | provide ongoing training regarding emerging best practices and other relevant topics to personnel responsible for Conflict Minerals compliance. |
FORWARD-LOOKING STATEMENTS
Statements relating to due diligence improvements and certain other statements herein are forward-looking in nature and are based on Symantec’s management’s current expectations or beliefs. These forward-looking statements are not a guarantee of performance and are subject to a number of uncertainties and other factors that may be outside of Symantec’s control and that could cause actual events to differ materially from those expressed or implied by the statements made herein.
DOCUMENTS INCORPORATED BY REFERENCE
Unless otherwise stated herein, any documents, third-party materials or references to websites (including Symantec’s) are not incorporated by reference in, or considered to be a part of, this Conflict Minerals Report, unless expressly incorporated by reference herein.
Addendum A
With the exception of one supplier, the smelter information below was reported by Symantec suppliers using the Conflict Minerals Reporting Template, Revision 5.11.
Data collection was completed between February 2019 and May 2019.
For more detail and the most current status of each smelter, please visit the RMAP website atwww.responsiblemineralsinitiative.org.
For the purposes of the table and chart immediately below, smelter eligibility status refers to whether or not the entity fits the definition of a smelter / refiner under the RMAP standards and is subsequently eligible for an audit, please refer tohttp://www.responsiblemineralsinitiative.org/members/database-field-definitions.
Smelter Eligibility Status | Definition | |
| Alleged | Unknown if entity is a smelter / refiner; more research is needed; not included in the CMRT Standard Smelter List | |
| Eligible | Meets the definition of a smelter / refiner; included in the CMRT Standard Smelter List | |
| Not Eligible | Does not meet the definition of a smelter / refiner or is otherwise ineligible for the program; not included in the CMRT Standard Smelter List |
| Smelter Audit Status | Definition | |
| Active | Engaged in the RMAP but not yet conformant | |
| Communication Suspended—Not Interested | Facility has strongly communicated a lack of interest in participation in the RMAP | |
| Communication Suspended— Temporarily Ceased Operation | Facility has temporarily ceased operations | |
| Conformant | Audited and found conformant with the relevant RMAP standard | |
| Due Diligence Vetting Process | Facility does not meet RMI’s requirements for participation according to the due diligence vetting process | |
| In Communication | Not yet active but in communication with RMAP and/or member company | |
| Non-Conformant | Audited but found not conformant with the relevant RMAP standard | |
| Not Applicable | Not eligible for the RMAP | |
| Outreach Required | Outreach needed by RMI member companies to contact entity and encourage its participation in RMAP audit | |
| RMI Due Diligence Review—Unable to Proceed | For facilities that have not met the threshold for Due Diligence Vetting Process after a period of six months. Status may change if additional information is submitted. |
Smelter List—GOLD
| Smelter ID | Smelter Name | Smelter Country | ||
| CID000015 | Advanced Chemical Company | USA | ||
| CID000019 | Aida Chemical Industries Co., Ltd. | JAPAN | ||
| CID000035 | AllgemeineGold-und Silberscheideanstalt A.G. | GERMANY | ||
| CID000041 | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | ||
| CID000058 | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL | ||
| CID000077 | Argor-Heraeus S.A. | SWITZERLAND | ||
| CID000082 | Asahi Pretec Corp. | JAPAN | ||
| CID000090 | Asaka Riken Co., Ltd. | JAPAN | ||
| CID000103 | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | ||
| CID000113 | Aurubis AG | GERMANY | ||
| CID000128 | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | ||
| CID000157 | Boliden AB | SWEDEN | ||
| CID000176 | C. Hafner GmbH + Co. KG | GERMANY | ||
| CID000180 | Caridad | MEXICO | ||
| CID000185 | CCR Refinery—Glencore Canada Corporation | CANADA | ||
| CID000189 | Cendres + Metaux S.A. | SWITZERLAND | ||
| CID000197 | Yunnan Copper Industry Co., Ltd. | CHINA | ||
| CID000233 | Chimet S.p.A. | ITALY | ||
| CID000264 | Chugai Mining | JAPAN | ||
| CID000328 | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | ||
| CID000343 | DayeNon-Ferrous Metals Mining Ltd. | CHINA | ||
| CID000359 | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | ||
| CID000362 | DODUCO Contacts and Refining GmbH | GERMANY | ||
| CID000401 | Dowa | JAPAN | ||
| CID000425 | Eco-System Recycling Co., Ltd. | JAPAN | ||
| CID000493 | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | ||
| CID000522 | Refinery of Seemine Gold Co., Ltd. | CHINA | ||
| CID000651 | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | ||
| CID000671 | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | ||
| CID000689 | HeeSung Metal Ltd. | KOREA, REPUBLIC OF | ||
| CID000694 | Heimerle + Meule GmbH | GERMANY | ||
| CID000707 | Heraeus Metals Hong Kong Ltd. | CHINA | ||
| CID000711 | Heraeus Precious Metals GmbH & Co. KG | GERMANY | ||
| CID000767 | Hunan Chenzhou Mining Co., Ltd. | CHINA | ||
| CID000773 | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA | ||
| CID000778 | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF | ||
| CID000801 | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | ||
| CID000807 | Ishifuku Metal Industry Co., Ltd. | JAPAN | ||
| CID000814 | Istanbul Gold Refinery | TURKEY | ||
| CID000823 | Japan Mint | JAPAN | ||
| CID000855 | Jiangxi Copper Co., Ltd. | CHINA | ||
| CID000920 | Asahi Refining USA Inc. | USA | ||
| CID000924 | Asahi Refining Canada Ltd. | CANADA | ||
| CID000927 | JSC EkaterinburgNon-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | ||
| CID000929 | JSC Uralelectromed | RUSSIAN FEDERATION | ||
| CID000937 | JX Nippon Mining & Metals Co., Ltd. | JAPAN | ||
| CID000956 | Kazakhmys Smelting LLC | KAZAKHSTAN | ||
| CID000957 | Kazzinc | KAZAKHSTAN | ||
| CID000969 | Kennecott Utah Copper LLC | USA |
| CID000981 | Kojima Chemicals Co., Ltd. | JAPAN | ||
| CID001029 | Kyrgyzaltyn JSC | KYRGYZSTAN | ||
| CID001032 | L’azurde Company For Jewelry | SAUDI ARABIA | ||
| CID001056 | Lingbao Gold Co., Ltd. | CHINA | ||
| CID001058 | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | ||
| CID001078 | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | ||
| CID001093 | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | ||
| CID001113 | Materion | USA | ||
| CID001119 | Matsuda Sangyo Co., Ltd. | JAPAN | ||
| CID001147 | Metalor Technologies (Suzhou) Ltd. | CHINA | ||
| CID001149 | Metalor Technologies (Hong Kong) Ltd. | CHINA | ||
| CID001152 | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | ||
| CID001153 | Metalor Technologies S.A. | SWITZERLAND | ||
| CID001157 | Metalor USA Refining Corporation | USA | ||
| CID001161 | MetalurgicaMet-Mex Penoles S.A. De C.V. | MEXICO | ||
| CID001188 | Mitsubishi Materials Corporation | JAPAN | ||
| CID001193 | Mitsui Mining and Smelting Co., Ltd. | JAPAN | ||
| CID001204 | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | ||
| CID001220 | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | ||
| CID001236 | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | ||
| CID001259 | Nihon Material Co., Ltd. | JAPAN | ||
| CID001325 | Ohura Precious Metal Industry Co., Ltd. | JAPAN | ||
| CID001326 | OJSC “The Gulidov KrasnoyarskNon-Ferrous Metals Plant” (OJSC Krastsvetmet) | RUSSIAN FEDERATION | ||
| CID001352 | PAMP S.A. | SWITZERLAND | ||
| CID001362 | Penglai Penggang Gold Industry Co., Ltd. | CHINA | ||
| CID001386 | Prioksky Plant ofNon-Ferrous Metals | RUSSIAN FEDERATION | ||
| CID001397 | PT Aneka Tambang (Persero) Tbk | INDONESIA | ||
| CID001498 | PX Precinox S.A. | SWITZERLAND | ||
| CID001512 | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | ||
| CID001534 | Royal Canadian Mint | CANADA | ||
| CID001546 | Sabin Metal Corp. | USA | ||
| CID001555 | Samduck Precious Metals | KOREA, REPUBLIC OF | ||
| CID001562 | Samwon Metals Corp. | KOREA, REPUBLIC OF | ||
| CID001585 | SEMPSA Joyeria Plateria S.A. | SPAIN | ||
| CID001619 | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | ||
| CID001622 | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | ||
| CID001736 | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | ||
| CID001756 | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | ||
| CID001761 | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | ||
| CID001798 | Sumitomo Metal Mining Co., Ltd. | JAPAN | ||
| CID001875 | Tanaka Kikinzoku Kogyo K.K. | JAPAN | ||
| CID001909 | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | ||
| CID001916 | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | ||
| CID001938 | Tokuriki Honten Co., Ltd. | JAPAN | ||
| CID001947 | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | ||
| CID001955 | Torecom | KOREA, REPUBLIC OF | ||
| CID001977 | Umicore Brasil Ltda. | BRAZIL | ||
| CID001980 | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | ||
| CID001993 | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA |
| CID002003 | Valcambi S.A. | SWITZERLAND | ||
| CID002030 | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA | ||
| CID002100 | Yamakin Co., Ltd. | JAPAN | ||
| CID002129 | Yokohama Metal Co., Ltd. | JAPAN | ||
| CID002224 | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | ||
| CID002243 | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA | ||
| CID002282 | Morris and Watson | NEW ZEALAND | ||
| CID002290 | SAFINA A.S. | CZECHIA | ||
| CID002312 | Guangdong Jinding Gold Limited | CHINA | ||
| CID002314 | Umicore Precious Metals Thailand | THAILAND | ||
| CID002459 | Geib Refining Corporation | USA | ||
| CID002509 | MMTC-PAMP India Pvt., Ltd. | INDIA | ||
| CID002511 | KGHM Polska Miedz Spolka Akcyjna | POLAND | ||
| CID002515 | Fidelity Printers and Refiners Ltd. | ZIMBABWE | ||
| CID002516 | Singway Technology Co., Ltd. | TAIWAN | ||
| CID002525 | Shandong Humon Smelting Co., Ltd. | CHINA | ||
| CID002560 | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | ||
| CID002561 | Emirates Gold DMCC | UNITED ARAB EMIRATES | ||
| CID002562 | International Precious Metal Refiners | UNITED ARAB EMIRATES | ||
| CID002563 | Kaloti Precious Metals | UNITED ARAB EMIRATES | ||
| CID002567 | Sudan Gold Refinery | SUDAN | ||
| CID002580 | T.C.A S.p.A | ITALY | ||
| CID002582 | REMONDIS PMR B.V. | NETHERLANDS | ||
| CID002584 | Fujairah Gold FZC | UNITED ARAB EMIRATES | ||
| CID002587 | Tony Goetz NV | BELGIUM | ||
| CID002605 | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | ||
| CID002606 | Marsam Metals | BRAZIL | ||
| CID002615 | TOOTau-Ken-Altyn | KAZAKHSTAN | ||
| CID002708 | Abington Reldan Metals, LLC | USA | ||
| CID002761 | SAAMP | FRANCE | ||
| CID002762 | L’Orfebre S.A. | ANDORRA | ||
| CID002763 | 8853 S.p.A. | ITALY | ||
| CID002765 | Italpreziosi | ITALY | ||
| CID002777 | SAXONIA Edelmetalle GmbH | GERMANY | ||
| CID002778 | WIELAND Edelmetalle GmbH | GERMANY | ||
| CID002779 | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | ||
| CID002850 | AU Traders and Refiners | SOUTH AFRICA | ||
| CID002852 | GCC Gujrat Gold Centre Pvt. Ltd. | INDIA | ||
| CID002853 | Sai Refinery | INDIA | ||
| CID002854 | Universal Precious Metals Refining Zambia | ZAMBIA | ||
| CID002857 | Modeltech Sdn Bhd | MALAYSIA | ||
| CID002863 | Bangalore Refinery | INDIA | ||
| CID002865 | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION | ||
| CID002866 | Morris and Watson Gold Coast | AUSTRALIA | ||
| CID002867 | Degussa Sonne / Mond Goldhandel GmbH | GERMANY | ||
| CID002872 | Pease & Curren | USA | ||
| CID002918 | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | ||
| CID002919 | Planta Recuperadora de Metales SpA | CHILE | ||
| CID002973 | Safimet S.p.A | ITALY | ||
| CID003153 | State Research Institute Center for Physical Sciences and Technology | LITHUANIA | ||
| CID003185 | African Gold Refinery | UGANDA | ||
| CID003189 | NH Recytech Company | KOREA, REPUBLIC OF | ||
| CID003195 | DS PRETECH Co., Ltd. | KOREA, REPUBLIC OF | ||
| CID003324 | QG Refining, LLC | USA | ||
| CID003348 | Dijllah Gold Refinery FZC | UNITED ARAB EMIRATES |
Smelter List—TANTALUM
| Smelter ID | Smelter Name | Smelter Country | ||
| CID000092 | Asaka Riken Co., Ltd. | JAPAN | ||
| CID000211 | Changsha South Tantalum Niobium Co., Ltd. | CHINA | ||
| CID000291 | Guangdong Rising RareMetals-EO Materials Ltd. | CHINA | ||
| CID000456 | Exotech Inc. | USA | ||
| CID000460 | F&X Electro-Materials Ltd. | CHINA | ||
| CID000616 | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | ||
| CID000914 | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | ||
| CID000917 | Jiujiang Tanbre Co., Ltd. | CHINA | ||
| CID001076 | LSM Brasil S.A. | BRAZIL | ||
| CID001163 | Metallurgical Products India Pvt., Ltd. | INDIA | ||
| CID001175 | Mineracao Taboca S.A. | BRAZIL | ||
| CID001192 | Mitsui Mining and Smelting Co., Ltd. | JAPAN | ||
| CID001200 | NPM Silmet AS | ESTONIA | ||
| CID001277 | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | ||
| CID001508 | QuantumClean | USA | ||
| CID001522 | RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA | ||
| CID001769 | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | ||
| CID001869 | Taki Chemical Co., Ltd. | JAPAN | ||
| CID001891 | Telex Metals | USA | ||
| CID001969 | Ulba Metallurgical Plant JSC | KAZAKHSTAN | ||
| CID002492 | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | ||
| CID002504 | D Block Metals, LLC | USA | ||
| CID002505 | FIR Metals & Resource Ltd. | CHINA | ||
| CID002506 | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | ||
| CID002508 | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | ||
| CID002512 | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | ||
| CID002539 | KEMET Blue Metals | MEXICO | ||
| CID002544 | H.C. Starck Co., Ltd. | THAILAND | ||
| CID002545 | H.C. Starck Tantalum and Niobium GmbH | GERMANY | ||
| CID002547 | H.C. Starck Hermsdorf GmbH | GERMANY | ||
| CID002548 | H.C. Starck Inc. | USA | ||
| CID002549 | H.C. Starck Ltd. | JAPAN | ||
| CID002550 | H.C. Starck Smelting GmbH & Co. KG | GERMANY | ||
| CID002557 | Global Advanced Metals Boyertown | USA | ||
| CID002558 | Global Advanced Metals Aizu | JAPAN | ||
| CID002568 | KEMET Blue Powder | USA | ||
| CID002707 | Resind Industria e Comercio Ltda. | BRAZIL | ||
| CID002842 | Jiangxi Tuohong New Raw Material | CHINA | ||
| CID002847 | Power Resources Ltd. | MACEDONIA | ||
| CID003191 | Jiujiang Janny New Material Co., Ltd. | CHINA |
Smelter List—TIN
| Smelter ID | Smelter Name | Smelter Country | ||
| CID000228 | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | ||
| CID000292 | Alpha | USA | ||
| CID000306 | CV Gita Pesona | INDONESIA | ||
| CID000309 | PT Aries Kencana Sejahtera | INDONESIA | ||
| CID000313 | PT Premium Tin Indonesia | INDONESIA | ||
| CID000315 | CV United Smelting | INDONESIA | ||
| CID000402 | Dowa | JAPAN | ||
| CID000438 | EM Vinto | BOLIVIA | ||
| CID000448 | Estanho de Rondonia S.A. | BRAZIL | ||
| CID000468 | Fenix Metals | POLAND | ||
| CID000538 | GejiuNon-Ferrous Metal Processing Co., Ltd. | CHINA | ||
| CID000555 | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | ||
| CID000760 | Huichang Jinshunda Tin Co., Ltd. | CHINA | ||
| CID000942 | Gejiu Kai Meng Industry and Trade LLC | CHINA | ||
| CID001070 | China Tin Group Co., Ltd. | CHINA | ||
| CID001105 | Malaysia Smelting Corporation (MSC) | MALAYSIA | ||
| CID001142 | Metallic Resources, Inc. | USA | ||
| CID001173 | Mineracao Taboca S.A. | BRAZIL | ||
| CID001182 | Minsur | PERU | ||
| CID001191 | Mitsubishi Materials Corporation | JAPAN | ||
| CID001231 | Jiangxi New Nanshan Technology Ltd. | CHINA | ||
| CID001314 | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | ||
| CID001337 | Operaciones Metalurgicas S.A. | BOLIVIA | ||
| CID001399 | PT Artha Cipta Langgeng | INDONESIA | ||
| CID001402 | PT Babel Inti Perkasa | INDONESIA | ||
| CID001406 | PT Babel Surya Alam Lestari | INDONESIA | ||
| CID001419 | PT Bangka Tin Industry | INDONESIA | ||
| CID001421 | PT Belitung Industri Sejahtera | INDONESIA | ||
| CID001428 | PT Bukit Timah | INDONESIA | ||
| CID001434 | PT DS Jaya Abadi | INDONESIA | ||
| CID001448 | PT Karimun Mining | INDONESIA | ||
CID001453 | PT Mitra Stania Prima | INDONESIA | ||
CID001457 | PT Panca Mega Persada | INDONESIA | ||
CID001458 | PT Prima Timah Utama | INDONESIA | ||
CID001460 | PT Refined Bangka Tin | INDONESIA | ||
| CID001463 | PT Sariwiguna Binasentosa | INDONESIA | ||
| CID001468 | PT Stanindo Inti Perkasa | INDONESIA | ||
| CID001471 | PT Sumber Jaya Indah | INDONESIA | ||
| CID001477 | PT Timah Tbk Kundur | INDONESIA | ||
| CID001482 | PT Timah Tbk Mentok | INDONESIA | ||
| CID001490 | PT Tinindo Inter Nusa | INDONESIA | ||
| CID001493 | PT Tommy Utama | INDONESIA | ||
| CID001539 | Rui Da Hung | TAIWAN | ||
| CID001758 | Soft Metais Ltda. | BRAZIL | ||
| CID001898 | Thaisarco | THAILAND | ||
| CID001908 | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | ||
| CID002036 | White Solder Metalurgia e Mineracao Ltda. | BRAZIL | ||
| CID002158 | Yunnan ChengfengNon-ferrous Metals Co., Ltd. | CHINA | ||
| CID002180 | Yunnan Tin Company Limited | CHINA |
| CID002455 | CV Venus Inti Perkasa | INDONESIA | ||
| CID002468 | Magnu’s Minerais Metais e Ligas Ltda. | BRAZIL | ||
| CID002478 | PT Tirus Putra Mandiri | INDONESIA | ||
| CID002500 | Melt Metais e Ligas S.A. | BRAZIL | ||
| CID002503 | PT ATD Makmur Mandiri Jaya | INDONESIA | ||
| CID002517 | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | ||
| CID002530 | PT Inti Stania Prima | INDONESIA | ||
| CID002570 | CV Ayi Jaya | INDONESIA | ||
| CID002572 | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | ||
| CID002573 | Nghe TinhNon-Ferrous Metals Joint Stock Company | VIET NAM | ||
| CID002574 | Tuyen QuangNon-Ferrous Metals Joint Stock Company | VIET NAM | ||
| CID002592 | CV Dua Sekawan | INDONESIA | ||
| CID002593 | PT Rajehan Ariq | INDONESIA | ||
| CID002703 | An Vinh Joint Stock Mineral Processing Company | VIET NAM | ||
| CID002706 | Resind Industria e Comercio Ltda. | BRAZIL | ||
| CID002756 | Super Ligas | BRAZIL | ||
| CID002773 | Metallo Belgium N.V. | BELGIUM | ||
| CID002774 | Metallo Spain S.L.U. | SPAIN | ||
| CID002776 | PT Bangka Prima Tin | INDONESIA | ||
| CID002816 | PT Sukses Inti Makmur | INDONESIA | ||
| CID002829 | PT Kijang Jaya Mandiri | INDONESIA | ||
| CID002835 | PT Menara Cipta Mulia | INDONESIA | ||
| CID002844 | HuiChang Hill Tin Industry Co., Ltd. | CHINA | ||
| CID002848 | Gejiu Fengming Metallurgy Chemical Plant | CHINA | ||
| CID002849 | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | ||
| CID002858 | Modeltech Sdn Bhd | MALAYSIA | ||
CID003116 | Guangdong HanheNon-Ferrous Metal Co., Ltd. | CHINA | ||
| CID003190 | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | ||
| CID003205 | PT Bangka Serumpun | INDONESIA | ||
| CID003208 | Pongpipat Company Limited | MYANMAR | ||
| CID003325 | Tin Technology & Refining | USA |
Smelter List—TUNGSTEN
| Smelter ID | Smelter Name | Smelter Country | ||
| CID000004 | A.L.M.T. Corp. | JAPAN | ||
| CID000105 | Kennametal Huntsville | USA | ||
| CID000218 | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | ||
| CID000258 | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | ||
| CID000499 | Fujian Jinxin Tungsten Co., Ltd. | CHINA | ||
| CID000568 | Global Tungsten & Powders Corp. | USA | ||
| CID000766 | Hunan Chenzhou Mining Co., Ltd. | CHINA | ||
| CID000769 | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | ||
| CID000825 | Japan New Metals Co., Ltd. | JAPAN | ||
| CID000875 | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | ||
| CID000966 | Kennametal Fallon | USA | ||
| CID001889 | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | ||
| CID002044 | Wolfram Bergbau und Hutten AG | AUSTRIA | ||
| CID002082 | Xiamen Tungsten Co., Ltd. | CHINA | ||
| CID002095 | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | ||
| CID002313 | Jiangxi Minmetals Gao’anNon-ferrous Metals Co., Ltd. | CHINA | ||
| CID002315 | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | ||
| CID002316 | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | ||
| CID002317 | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | ||
| CID002318 | Jiangxi TongguNon-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | ||
| CID002319 | Malipo Haiyu Tungsten Co., Ltd. | CHINA | ||
| CID002320 | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | ||
| CID002321 | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | ||
| CID002494 | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | ||
| CID002513 | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | ||
| CID002541 | H.C. Starck Tungsten GmbH | GERMANY | ||
| CID002542 | H.C. Starck Smelting GmbH & Co. KG | GERMANY | ||
| CID002543 | Masan Tungsten Chemical LLC (MTC) | VIET NAM | ||
| CID002551 | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | ||
| CID002579 | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | ||
| CID002589 | Niagara Refining LLC | USA | ||
| CID002645 | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA | ||
| CID002647 | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA | ||
| CID002649 | Hydrometallurg, JSC | RUSSIAN FEDERATION | ||
| CID002724 | Unecha Refractory metals plant | RUSSIAN FEDERATION | ||
| CID002815 | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA | ||
| CID002827 | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | ||
| CID002830 | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | ||
| CID002833 | ACL Metais Eireli | BRAZIL | ||
| CID002843 | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF | ||
| CID002845 | Moliren Ltd. | RUSSIAN FEDERATION | ||
| CID003182 | Hunan Litian Tungsten Industry Co., Ltd. | CHINA |