SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuit to Section13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report:
November 12, 2003
(Date of earliest event reported)
HARMONIC INC.
(Exact name of registrant as specified in its charter)
| | | | | |
| Delaware | | 000-25826 | | 77-0201147 |
| (State or other jurisdiction of | | (Commission File Number) | | (I.R.S. Employer |
| incorporation or organization) | | | | Identification Number) |
549 Baltic Way
Sunnyvale, CA 94089
(408) 542-2500
(Address including zip code, and telephone number, including
area code, of Registrant’s principal executive offices)
TABLE OF CONTENTS
Item 5. Other Events and Regulation FD Disclosure
On November 12, 2003, Harmonic Inc. issued a press release announcing that the underwriters of its public offering of 9 million shares of common stock at a price of $7.40 per share had exercised their option to purchase 1.35 million additional shares of common stock to cover over-allotments, resulting in an aggregate public offering price from the over-allotment shares of $9.99 million. A copy of the press release is attached hereto as Exhibit 99.1.
Item 7. Exhibits
(c) Exhibits
| | | |
| 99.1 | | Press release of Harmonic Inc. issued on November 12, 2003. |
-1-
SIGNATURE
Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | | |
| | | HARMONIC INC |
| | | | | |
| Date: November 13, 2003 | | By: | | /s/ Robin N. Dickson |
| | | | |
|
| | | Name: | | Robin N. Dickson |
| | | Title: | | Chief Financial Officer |
-2-
EXHIBIT INDEX
| | | |
| Exhibit Number | | |
| | |
| 99.1 | | Press release of Harmonic Inc. issued on November 12, 2003. |
-3-
