UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-05734
Diamond Hill Financial Trends Fund, Inc.
(Exact name of registrant as specified in charter)
325 John H. McConnell Blvd., Suite 200, Columbus, Ohio 43215
(Address of principal executive offices) (Zip code)
James F. Laird, Jr., 325 John H. McConnell Blvd., Suite 200, Columbus, Ohio 43215
(Name and address of agent for service)
Registrant’s telephone number, including area code: (614) 255-3333
Date of fiscal year end: 12/31
Date of reporting period: 7/1/11 – 6/30/12
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30bl-4 thereunder (17CFR 270.30bl-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §3507.
DIAMOND HILL FINANCIAL TRENDS FUND, INC.
Issuer | Ticker | CUSIP | Meeting Date | Description of Vote | Matter | Matter | Vote | For / | ||||||||
ACE LIMITED | ACE | H0023R105 | 09-Jan-2012 | APPROVAL OF AMENDMENT TO INCREASE DIVIDENDS FROM LEGAL RESERVES | Issuer | Yes | For | For | ||||||||
FIRST FINANCIAL HOLDINGS, INC. | FFCH | 320239106 | 26-Jan-2012 | DIRECTOR: R. WAYNE HALL | Issuer | Yes | For | For | ||||||||
FIRST FINANCIAL HOLDINGS, INC. | FFCH | 320239106 | 26-Jan-2012 | DIRECTOR: JAMES L. ROWE | Issuer | Yes | For | For | ||||||||
FIRST FINANCIAL HOLDINGS, INC. | FFCH | 320239106 | 26-Jan-2012 | DIRECTOR: RICHARD W. SALMONS, JR. | Issuer | Yes | For | For | ||||||||
FIRST FINANCIAL HOLDINGS, INC. | FFCH | 320239106 | 26-Jan-2012 | DIRECTOR: HENRY M. SWINK | Issuer | Yes | For | For | ||||||||
FIRST FINANCIAL HOLDINGS, INC. | FFCH | 320239106 | 26-Jan-2012 | TO PROVIDE ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (SAY ON PAY). | Issuer | Yes | For | For | ||||||||
FIRST FINANCIAL HOLDINGS, INC. | FFCH | 320239106 | 26-Jan-2012 | TO PROVIDE ADVISORY APPROVAL FOR THE FREQUENCY OF THE VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (SAY ON FREQUENCY). | Issuer | Yes | 3 Years | For | ||||||||
FIRST FINANCIAL HOLDINGS, INC. | FFCH | 320239106 | 26-Jan-2012 | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING 2012. | Issuer | Yes | For | For | ||||||||
ALLEGHANY CORPORATION | Y | 017175100 | 06-Feb-2012 | COMMON STOCK ISSUANCE - TO APPROVE THE ISSUANCE OF ALLEGHANY COMMON STOCK AS CONSIDERATION FOR TRANSATLANTIC STOCKHOLDERS IN CONNECTION WITH THE MERGER OF TRANSATLANTIC WITH ALLEGHANY’S WHOLLY OWNED SUBSIDIARY, SHORELINE MERGER SUB, INC. | Issuer | Yes | For | For | ||||||||
ALLEGHANY CORPORATION | Y | 017175100 | 06-Feb-2012 | ADJOURNMENT OF SPECIAL MEETING - TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL OF PROPOSAL NO. 1. | Issuer | Yes | For | For | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 10-Apr-2012 | ELECTION OF DIRECTOR: RUTH E. BRUCH | Issuer | Yes | For | For | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 10-Apr-2012 | ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO | Issuer | Yes | For | For | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 10-Apr-2012 | ELECTION OF DIRECTOR: GERALD L. HASSELL | Issuer | Yes | For | For | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 10-Apr-2012 | ELECTION OF DIRECTOR: EDMUND F. KELLY | Issuer | Yes | For | For | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 10-Apr-2012 | ELECTION OF DIRECTOR: RICHARD J. KOGAN | Issuer | Yes | For | For | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 10-Apr-2012 | ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI | Issuer | Yes | For | For | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 10-Apr-2012 | ELECTION OF DIRECTOR: JOHN A. LUKE, JR | Issuer | Yes | For | For | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 10-Apr-2012 | ELECTION OF DIRECTOR: MARK A. NORDENBERG | Issuer | Yes | For | For | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 10-Apr-2012 | ELECTION OF DIRECTOR: CATHERINE A. REIN | Issuer | Yes | For | For | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 10-Apr-2012 | ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON | Issuer | Yes | For | For | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 10-Apr-2012 | ELECTION OF DIRECTOR: SAMUEL C. SCOTT III | Issuer | Yes | For | For | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 10-Apr-2012 | ELECTION OF DIRECTOR: WESLEY W. VON SCHACK | Issuer | Yes | For | For | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 10-Apr-2012 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Issuer | Yes | For | For | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 10-Apr-2012 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Issuer | Yes | For | For | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 10-Apr-2012 | STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF A POLICY RELATED TO AN INDEPENDENT CHAIRMAN. | Shareholder | Yes | For | Against | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 10-Apr-2012 | STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE VOTING. | Shareholder | Yes | For | Against | ||||||||
U.S. BANCORP | USB | 902973304 | 17-Apr-2012 | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Issuer | Yes | For | For | ||||||||
U.S. BANCORP | USB | 902973304 | 17-Apr-2012 | ELECTION OF DIRECTOR: Y. MARC BELTON | Issuer | Yes | For | For | ||||||||
U.S. BANCORP | USB | 902973304 | 17-Apr-2012 | ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN | Issuer | Yes | For | For | ||||||||
U.S. BANCORP | USB | 902973304 | 17-Apr-2012 | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Issuer | Yes | For | For | ||||||||
U.S. BANCORP | USB | 902973304 | 17-Apr-2012 | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Issuer | Yes | For | For | ||||||||
U.S. BANCORP | USB | 902973304 | 17-Apr-2012 | ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ | Issuer | Yes | For | For | ||||||||
U.S. BANCORP | USB | 902973304 | 17-Apr-2012 | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Issuer | Yes | For | For | ||||||||
U.S. BANCORP | USB | 902973304 | 17-Apr-2012 | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Issuer | Yes | For | For | ||||||||
U.S. BANCORP | USB | 902973304 | 17-Apr-2012 | ELECTION OF DIRECTOR: JERRY W. LEVIN | Issuer | Yes | For | For | ||||||||
U.S. BANCORP | USB | 902973304 | 17-Apr-2012 | ELECTION OF DIRECTOR: DAVID B. O’MALEY | Issuer | Yes | For | For | ||||||||
U.S. BANCORP | USB | 902973304 | 17-Apr-2012 | ELECTION OF DIRECTOR: O’DELL M. OWENS, M.D., M.P.H. | Issuer | Yes | For | For | ||||||||
U.S. BANCORP | USB | 902973304 | 17-Apr-2012 | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | Issuer | Yes | For | For | ||||||||
U.S. BANCORP | USB | 902973304 | 17-Apr-2012 | ELECTION OF DIRECTOR: PATRICK T. STOKES | Issuer | Yes | For | For | ||||||||
U.S. BANCORP | USB | 902973304 | 17-Apr-2012 | ELECTION OF DIRECTOR: DOREEN WOO HO | Issuer | Yes | For | For | ||||||||
U.S. BANCORP | USB | 902973304 | 17-Apr-2012 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE 2012 FISCAL YEAR. | Issuer | Yes | For | For | ||||||||
U.S. BANCORP | USB | 902973304 | 17-Apr-2012 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | Issuer | Yes | For | For | ||||||||
THE FIRST OF LONG ISLAND CORPORATION | FLIC | 320734106 | 17-Apr-2012 | DIRECTOR: ALLEN E. BUSCHING | Issuer | Yes | For | For | ||||||||
THE FIRST OF LONG ISLAND CORPORATION | FLIC | 320734106 | 17-Apr-2012 | DIRECTOR: PAUL T. CANARICK | Issuer | Yes | For | For | ||||||||
THE FIRST OF LONG ISLAND CORPORATION | FLIC | 320734106 | 17-Apr-2012 | DIRECTOR: ALEXANDER L. COVER | Issuer | Yes | For | For | ||||||||
THE FIRST OF LONG ISLAND CORPORATION | FLIC | 320734106 | 17-Apr-2012 | DIRECTOR: J. DOUGLAS MAXWELL JR. | Issuer | Yes | For | For |
THE FIRST OF LONG ISLAND CORPORATION | FLIC | 320734106 | 17-Apr-2012 | DIRECTOR: STEPHEN V. MURPHY | Issuer | Yes | For | For | ||||||||
THE FIRST OF LONG ISLAND CORPORATION | FLIC | 320734106 | 17-Apr-2012 | NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Issuer | Yes | For | For | ||||||||
THE FIRST OF LONG ISLAND CORPORATION | FLIC | 320734106 | 17-Apr-2012 | TO RATIFY THE REAPPOINTMENT OF CROWE HORWATH LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | Issuer | Yes | For | For | ||||||||
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 18-Apr-2012 | ELECTION OF DIRECTOR: JEFFREY S. ARONIN | Issuer | Yes | For | For | ||||||||
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 18-Apr-2012 | ELECTION OF DIRECTOR: MARY K. BUSH | Issuer | Yes | For | For | ||||||||
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 18-Apr-2012 | ELECTION OF DIRECTOR: GREGORY C. CASE | Issuer | Yes | For | For | ||||||||
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 18-Apr-2012 | ELECTION OF DIRECTOR: ROBERT M. DEVLIN | Issuer | Yes | For | For | ||||||||
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 18-Apr-2012 | ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN | Issuer | Yes | For | For | ||||||||
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 18-Apr-2012 | ELECTION OF DIRECTOR: RICHARD H. LENNY | Issuer | Yes | For | For | ||||||||
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 18-Apr-2012 | ELECTION OF DIRECTOR: THOMAS G. MAHERAS | Issuer | Yes | For | For | ||||||||
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 18-Apr-2012 | ELECTION OF DIRECTOR: MICHAEL H. MOSKOW | Issuer | Yes | For | For | ||||||||
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 18-Apr-2012 | ELECTION OF DIRECTOR: DAVID W. NELMS | Issuer | Yes | For | For | ||||||||
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 18-Apr-2012 | ELECTION OF DIRECTOR: E. FOLLIN SMITH | Issuer | Yes | For | For | ||||||||
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 18-Apr-2012 | ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH | Issuer | Yes | For | For | ||||||||
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 18-Apr-2012 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Issuer | Yes | For | For | ||||||||
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 18-Apr-2012 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Issuer | Yes | For | For | ||||||||
HUNTINGTON BANCSHARES INCORPORATED | HBAN | 446150104 | 19-Apr-2012 | DIRECTOR: DON M. CASTO III | Issuer | Yes | For | For | ||||||||
HUNTINGTON BANCSHARES INCORPORATED | HBAN | 446150104 | 19-Apr-2012 | DIRECTOR: ANN B. CRANE | Issuer | Yes | For | For | ||||||||
HUNTINGTON BANCSHARES INCORPORATED | HBAN | 446150104 | 19-Apr-2012 | DIRECTOR: STEVEN G. ELLIOTT | Issuer | Yes | For | For | ||||||||
HUNTINGTON BANCSHARES INCORPORATED | HBAN | 446150104 | 19-Apr-2012 | DIRECTOR: MICHAEL J. ENDRES | Issuer | Yes | For | For | ||||||||
HUNTINGTON BANCSHARES INCORPORATED | HBAN | 446150104 | 19-Apr-2012 | DIRECTOR: JOHN B. GERLACH, JR. | Issuer | Yes | For | For | ||||||||
HUNTINGTON BANCSHARES INCORPORATED | HBAN | 446150104 | 19-Apr-2012 | DIRECTOR: DAVID P. LAUER | Issuer | Yes | For | For | ||||||||
HUNTINGTON BANCSHARES INCORPORATED | HBAN | 446150104 | 19-Apr-2012 | DIRECTOR: JONATHAN A. LEVY | Issuer | Yes | For | For | ||||||||
HUNTINGTON BANCSHARES INCORPORATED | HBAN | 446150104 | 19-Apr-2012 | DIRECTOR: RICHARD W. NEU | Issuer | Yes | For | For | ||||||||
HUNTINGTON BANCSHARES INCORPORATED | HBAN | 446150104 | 19-Apr-2012 | DIRECTOR: DAVID L. PORTEOUS | Issuer | Yes | For | For | ||||||||
HUNTINGTON BANCSHARES INCORPORATED | HBAN | 446150104 | 19-Apr-2012 | DIRECTOR: KATHLEEN H. RANSIER | Issuer | Yes | For | For | ||||||||
HUNTINGTON BANCSHARES INCORPORATED | HBAN | 446150104 | 19-Apr-2012 | DIRECTOR: STEPHEN D. STEINOUR | Issuer | Yes | For | For | ||||||||
HUNTINGTON BANCSHARES INCORPORATED | HBAN | 446150104 | 19-Apr-2012 | APPROVAL OF THE 2012 LONG-TERM INCENTIVE PLAN. | Issuer | Yes | For | For | ||||||||
HUNTINGTON BANCSHARES INCORPORATED | HBAN | 446150104 | 19-Apr-2012 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | Issuer | Yes | For | For | ||||||||
HUNTINGTON BANCSHARES INCORPORATED | HBAN | 446150104 | 19-Apr-2012 | AN ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Issuer | Yes | For | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | DIRECTOR: JOHN A. ALLISON IV | Issuer | Yes | For | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | DIRECTOR: JENNIFER S. BANNER | Issuer | Yes | For | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | DIRECTOR: K. DAVID BOYER, JR. | Issuer | Yes | For | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | DIRECTOR: ANNA R. CABLIK | Issuer | Yes | For | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | DIRECTOR: RONALD E. DEAL | Issuer | Yes | For | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | DIRECTOR: J.L. GLOVER, JR. | Issuer | Yes | For | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | DIRECTOR: JANE P. HELM | Issuer | Yes | For | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | DIRECTOR: JOHN P. HOWE III, M.D. | Issuer | Yes | For | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | DIRECTOR: KELLY S. KING | Issuer | Yes | For | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | DIRECTOR: VALERIA LYNCH LEE | Issuer | Yes | For | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | DIRECTOR: NIDO R. QUBEIN | Issuer | Yes | For | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | DIRECTOR: THOMAS E. SKAINS | Issuer | Yes | For | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | DIRECTOR: THOMAS N. THOMPSON | Issuer | Yes | For | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | DIRECTOR: EDWIN H. WELCH, PH.D. | Issuer | Yes | For | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | DIRECTOR: STEPHEN T. WILLIAMS | Issuer | Yes | For | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | TO APPROVE THE BB&T 2012 INCENTIVE PLAN. | Issuer | Yes | For | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | TO RATIFY THE REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | Issuer | Yes | For | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE BB&T’S OVERALL PAY-FOR- PERFORMANCE EXECUTIVE COMPENSATION PROGRAM, COMMONLY REFERRED TO AS A “SAY ON PAY” VOTE. | Issuer | Yes | For | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING REPORTS WITH RESPECT TO BB&T’S POLITICAL CONTRIBUTIONS AND RELATED POLICIES AND PROCEDURES. | Shareholder | Yes | Against | For | ||||||||
BB&T CORPORATION | BBT | 054937107 | 24-Apr-2012 | TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS. | Shareholder | Yes | For | Against | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | ELECTION OF DIRECTOR: JOHN D. BAKER II | Issuer | Yes | For | For | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | ELECTION OF DIRECTOR: ELAINE L. CHAO | Issuer | Yes | For | For | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | ELECTION OF DIRECTOR: JOHN S. CHEN | Issuer | Yes | For | For | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | ELECTION OF DIRECTOR: LLOYD H. DEAN | Issuer | Yes | For | For | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Issuer | Yes | For | For | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Issuer | Yes | For | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | ELECTION OF DIRECTOR: DONALD M. JAMES | Issuer | Yes | For | For | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Issuer | Yes | For | For | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Issuer | Yes | For | For | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | ELECTION OF DIRECTOR: FEDERICO F. PENA | Issuer | Yes | For | For | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | Issuer | Yes | For | For | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | Issuer | Yes | For | For | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Issuer | Yes | For | For | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | ELECTION OF DIRECTOR: JOHN G. STUMPF | Issuer | Yes | For | For | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Issuer | Yes | For | For | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO APPROVE THE NAMED EXECUTIVES’ COMPENSATION. | Issuer | Yes | For | For | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2012. | Issuer | Yes | For | For | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Shareholder | Yes | For | Against | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE VOTING IN CONTESTED DIRECTOR ELECTIONS. | Shareholder | Yes | For | Against | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | STOCKHOLDER PROPOSAL TO AMEND THE COMPANY’S BY-LAWS TO ALLOW STOCKHOLDERS TO NOMINATE DIRECTOR CANDIDATES FOR INCLUSION IN THE COMPANY’S PROXY MATERIALS. | Shareholder | Yes | Against | For | ||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 24-Apr-2012 | STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE SERVICING OPERATIONS. | Shareholder | Yes | Against | For | ||||||||
SUNTRUST BANKS, INC. | STI | 867914103 | 24-Apr-2012 | ELECTION OF DIRECTOR: ROBERT M. BEALL, II | Issuer | No | ||||||||||
SUNTRUST BANKS, INC. | STI | 867914103 | 24-Apr-2012 | ELECTION OF DIRECTOR: ALSTON D. CORRELL | Issuer | No | ||||||||||
SUNTRUST BANKS, INC. | STI | 867914103 | 24-Apr-2012 | ELECTION OF DIRECTOR: JEFFREY C. CROWE | Issuer | No | ||||||||||
SUNTRUST BANKS, INC. | STI | 867914103 | 24-Apr-2012 | ELECTION OF DIRECTOR: BLAKE P. GARRETT, JR. | Issuer | No | ||||||||||
SUNTRUST BANKS, INC. | STI | 867914103 | 24-Apr-2012 | ELECTION OF DIRECTOR: DAVID H. HUGHES | Issuer | No | ||||||||||
SUNTRUST BANKS, INC. | STI | 867914103 | 24-Apr-2012 | ELECTION OF DIRECTOR: M. DOUGLAS IVESTER | Issuer | No | ||||||||||
SUNTRUST BANKS, INC. | STI | 867914103 | 24-Apr-2012 | ELECTION OF DIRECTOR: KYLE PRECHTL LEGG | Issuer | No | ||||||||||
SUNTRUST BANKS, INC. | STI | 867914103 | 24-Apr-2012 | ELECTION OF DIRECTOR: WILLIAM A. LINNENBRINGER | Issuer | No | ||||||||||
SUNTRUST BANKS, INC. | STI | 867914103 | 24-Apr-2012 | ELECTION OF DIRECTOR: G. GILMER MINOR, III | Issuer | No | ||||||||||
SUNTRUST BANKS, INC. | STI | 867914103 | 24-Apr-2012 | ELECTION OF DIRECTOR: DONNA MOREA | Issuer | No | ||||||||||
SUNTRUST BANKS, INC. | STI | 867914103 | 24-Apr-2012 | ELECTION OF DIRECTOR: DAVID M. RATCLIFFE | Issuer | No | ||||||||||
SUNTRUST BANKS, INC. | STI | 867914103 | 24-Apr-2012 | ELECTION OF DIRECTOR: WILLIAM H. ROGERS, JR. | Issuer | No | ||||||||||
SUNTRUST BANKS, INC. | STI | 867914103 | 24-Apr-2012 | ELECTION OF DIRECTOR: THOMAS R. WATJEN | Issuer | No | ||||||||||
SUNTRUST BANKS, INC. | STI | 867914103 | 24-Apr-2012 | ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. | Issuer | No | ||||||||||
SUNTRUST BANKS, INC. | STI | 867914103 | 24-Apr-2012 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2012. | Issuer | No | ||||||||||
SUNTRUST BANKS, INC. | STI | 867914103 | 24-Apr-2012 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Issuer | No | ||||||||||
THE CHUBB CORPORATION | CB | 171232101 | 24-Apr-2012 | ELECTION OF DIRECTOR: ZOE BAIRD BUDINGER | Issuer | Yes | For | For | ||||||||
THE CHUBB CORPORATION | CB | 171232101 | 24-Apr-2012 | ELECTION OF DIRECTOR: SHEILA P. BURKE | Issuer | Yes | For | For | ||||||||
THE CHUBB CORPORATION | CB | 171232101 | 24-Apr-2012 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Issuer | Yes | For | For | ||||||||
THE CHUBB CORPORATION | CB | 171232101 | 24-Apr-2012 | ELECTION OF DIRECTOR: JOHN D. FINNEGAN | Issuer | Yes | For | For | ||||||||
THE CHUBB CORPORATION | CB | 171232101 | 24-Apr-2012 | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Issuer | Yes | For | For | ||||||||
THE CHUBB CORPORATION | CB | 171232101 | 24-Apr-2012 | ELECTION OF DIRECTOR: MARTIN G. MCGUINN | Issuer | Yes | For | For | ||||||||
THE CHUBB CORPORATION | CB | 171232101 | 24-Apr-2012 | ELECTION OF DIRECTOR: LAWRENCE M. SMALL | Issuer | Yes | For | For | ||||||||
THE CHUBB CORPORATION | CB | 171232101 | 24-Apr-2012 | ELECTION OF DIRECTOR: JESS SODERBERG | Issuer | Yes | For | For | ||||||||
THE CHUBB CORPORATION | CB | 171232101 | 24-Apr-2012 | ELECTION OF DIRECTOR: DANIEL E. SOMERS | Issuer | Yes | For | For | ||||||||
THE CHUBB CORPORATION | CB | 171232101 | 24-Apr-2012 | ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN | Issuer | Yes | For | For | ||||||||
THE CHUBB CORPORATION | CB | 171232101 | 24-Apr-2012 | ELECTION OF DIRECTOR: ALFRED W. ZOLLAR | Issuer | Yes | For | For | ||||||||
THE CHUBB CORPORATION | CB | 171232101 | 24-Apr-2012 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR. | Issuer | Yes | For | For | ||||||||
THE CHUBB CORPORATION | CB | 171232101 | 24-Apr-2012 | ADVISORY VOTE ON THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Issuer | Yes | For | For | ||||||||
THE CHUBB CORPORATION | CB | 171232101 | 24-Apr-2012 | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND RELATED EXPENDITURES. | Shareholder | Yes | Against | For | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | PNC | 693475105 | 24-Apr-2012 | ELECTION OF DIRECTOR: RICHARD O. BERNDT | Issuer | Yes | For | For | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | PNC | 693475105 | 24-Apr-2012 | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Issuer | Yes | For | For | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | PNC | 693475105 | 24-Apr-2012 | ELECTION OF DIRECTOR: PAUL W. CHELLGREN | Issuer | Yes | For | For | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | PNC | 693475105 | 24-Apr-2012 | ELECTION OF DIRECTOR: KAY COLES JAMES | Issuer | Yes | For | For | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | PNC | 693475105 | 24-Apr-2012 | ELECTION OF DIRECTOR: RICHARD B. KELSON | Issuer | Yes | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | PNC | 693475105 | 24-Apr-2012 | ELECTION OF DIRECTOR: BRUCE C. LINDSAY | Issuer | Yes | For | For | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | PNC | 693475105 | 24-Apr-2012 | ELECTION OF DIRECTOR: ANTHONY A. MASSARO | Issuer | Yes | For | For | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | PNC | 693475105 | 24-Apr-2012 | ELECTION OF DIRECTOR: JANE G. PEPPER | Issuer | Yes | For | For | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | PNC | 693475105 | 24-Apr-2012 | ELECTION OF DIRECTOR: JAMES E. ROHR | Issuer | Yes | For | For | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | PNC | 693475105 | 24-Apr-2012 | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Issuer | Yes | For | For | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | PNC | 693475105 | 24-Apr-2012 | ELECTION OF DIRECTOR: LORENE K. STEFFES | Issuer | Yes | For | For | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | PNC | 693475105 | 24-Apr-2012 | ELECTION OF DIRECTOR: DENNIS F. STRIGL | Issuer | Yes | For | For | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | PNC | 693475105 | 24-Apr-2012 | ELECTION OF DIRECTOR: THOMAS J. USHER | Issuer | Yes | For | For | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | PNC | 693475105 | 24-Apr-2012 | ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. | Issuer | Yes | For | For | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | PNC | 693475105 | 24-Apr-2012 | ELECTION OF DIRECTOR: HELGE H. WEHMEIER | Issuer | Yes | For | For | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | PNC | 693475105 | 24-Apr-2012 | RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | Issuer | Yes | For | For | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | PNC | 693475105 | 24-Apr-2012 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Issuer | Yes | For | For | ||||||||
NATIONAL PENN BANCSHARES, INC. | NPBC | 637138108 | 24-Apr-2012 | DIRECTOR: SCOTT V. FAINOR | Issuer | Yes | For | For | ||||||||
NATIONAL PENN BANCSHARES, INC. | NPBC | 637138108 | 24-Apr-2012 | DIRECTOR: DONNA D. HOLTON | Issuer | Yes | For | For | ||||||||
NATIONAL PENN BANCSHARES, INC. | NPBC | 637138108 | 24-Apr-2012 | DIRECTOR: THOMAS L. KENNEDY | Issuer | Yes | For | For | ||||||||
NATIONAL PENN BANCSHARES, INC. | NPBC | 637138108 | 24-Apr-2012 | DIRECTOR: MICHAEL E. MARTIN | Issuer | Yes | For | For | ||||||||
NATIONAL PENN BANCSHARES, INC. | NPBC | 637138108 | 24-Apr-2012 | RATIFICATION OF NATIONAL PENN’S INDEPENDENT AUDITORS FOR 2012. | Issuer | Yes | For | For | ||||||||
NATIONAL PENN BANCSHARES, INC. | NPBC | 637138108 | 24-Apr-2012 | AN ADVISORY (NON-BINDING) PROPOSAL TO APPROVE THE COMPENSATION OF NATIONAL PENN’S EXECUTIVE OFFICERS. | Issuer | Yes | For | For | ||||||||
FIRST NIAGARA FINANCIAL GROUP, INC. | FNFG | 33582V108 | 25-Apr-2012 | DIRECTOR: CARL A. FLORIO | Issuer | Yes | For | For | ||||||||
FIRST NIAGARA FINANCIAL GROUP, INC. | FNFG | 33582V108 | 25-Apr-2012 | DIRECTOR: NATHANIEL D. WOODSON | Issuer | Yes | For | For | ||||||||
FIRST NIAGARA FINANCIAL GROUP, INC. | FNFG | 33582V108 | 25-Apr-2012 | DIRECTOR: ROXANNE J. COADY | Issuer | Yes | For | For | ||||||||
FIRST NIAGARA FINANCIAL GROUP, INC. | FNFG | 33582V108 | 25-Apr-2012 | AN ADVISORY (NON-BINDING) VOTE TO APPROVE OUR EXECUTIVE COMPENSATION PROGRAMS AND POLICIES AS DESCRIBED IN THIS PROXY STATEMENT. | Issuer | Yes | For | For | ||||||||
FIRST NIAGARA FINANCIAL GROUP, INC. | FNFG | 33582V108 | 25-Apr-2012 | APPROVAL OF THE FIRST NIAGARA FINANCIAL GROUP, INC. 2012 EQUITY INCENTIVE PLAN. | Issuer | Yes | For | For | ||||||||
FIRST NIAGARA FINANCIAL GROUP, INC. | FNFG | 33582V108 | 25-Apr-2012 | APPROVAL OF THE FIRST NIAGARA FINANCIAL GROUP, INC. EXECUTIVE ANNUAL INCENTIVE PLAN. | Issuer | Yes | For | For | ||||||||
FIRST NIAGARA FINANCIAL GROUP, INC. | FNFG | 33582V108 | 25-Apr-2012 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012. | Issuer | Yes | For | For | ||||||||
SELECTIVE INSURANCE GROUP, INC. | SIGI | 816300107 | 25-Apr-2012 | ELECTION OF DIRECTOR: PAUL D. BAUER | Issuer | Yes | For | For | ||||||||
SELECTIVE INSURANCE GROUP, INC. | SIGI | 816300107 | 25-Apr-2012 | ELECTION OF DIRECTOR: ANNABELLE G. BEXIGA | Issuer | Yes | For | For | ||||||||
SELECTIVE INSURANCE GROUP, INC. | SIGI | 816300107 | 25-Apr-2012 | ELECTION OF DIRECTOR: A. DAVID BROWN | Issuer | Yes | For | For | ||||||||
SELECTIVE INSURANCE GROUP, INC. | SIGI | 816300107 | 25-Apr-2012 | ELECTION OF DIRECTOR: JOHN C. BURVILLE | Issuer | Yes | For | For | ||||||||
SELECTIVE INSURANCE GROUP, INC. | SIGI | 816300107 | 25-Apr-2012 | ELECTION OF DIRECTOR: JOAN M. LAMM- TENNANT | Issuer | Yes | For | For | ||||||||
SELECTIVE INSURANCE GROUP, INC. | SIGI | 816300107 | 25-Apr-2012 | ELECTION OF DIRECTOR: MICHAEL J. MORRISSEY | Issuer | Yes | For | For | ||||||||
SELECTIVE INSURANCE GROUP, INC. | SIGI | 816300107 | 25-Apr-2012 | ELECTION OF DIRECTOR: GREGORY E. MURPHY | Issuer | Yes | For | For | ||||||||
SELECTIVE INSURANCE GROUP, INC. | SIGI | 816300107 | 25-Apr-2012 | ELECTION OF DIRECTOR: CYNTHIA S. NICHOLSON | Issuer | Yes | For | For | ||||||||
SELECTIVE INSURANCE GROUP, INC. | SIGI | 816300107 | 25-Apr-2012 | ELECTION OF DIRECTOR: RONALD L. O’KELLEY | Issuer | Yes | For | For | ||||||||
SELECTIVE INSURANCE GROUP, INC. | SIGI | 816300107 | 25-Apr-2012 | ELECTION OF DIRECTOR: WILLIAM M. RUE | Issuer | Yes | For | For | ||||||||
SELECTIVE INSURANCE GROUP, INC. | SIGI | 816300107 | 25-Apr-2012 | ELECTION OF DIRECTOR: J. BRIAN THEBAULT | Issuer | Yes | For | For | ||||||||
SELECTIVE INSURANCE GROUP, INC. | SIGI | 816300107 | 25-Apr-2012 | APPROVE A NON-BINDING ADVISORY RESOLUTION ON THE COMPENSATION OF SELECTIVE’S NAMED EXECUTIVE OFFICERS. | Issuer | Yes | For | For | ||||||||
SELECTIVE INSURANCE GROUP, INC. | SIGI | 816300107 | 25-Apr-2012 | RATIFY THE APPOINTMENT OF KPMG LLP AS SELECTIVE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | Issuer | Yes | For | For | ||||||||
POPULAR, INC. | BPOP | 733174106 | 27-Apr-2012 | ELECTION OF DIRECTOR FOR A THREE- YEAR TERM: ALEJANDRO M. BALLESTER | Issuer | Yes | For | For | ||||||||
POPULAR, INC. | BPOP | 733174106 | 27-Apr-2012 | ELECTION OF DIRECTOR FOR A THREE- YEAR TERM: RICHARD L. CARRION | Issuer | Yes | For | For | ||||||||
POPULAR, INC. | BPOP | 733174106 | 27-Apr-2012 | ELECTION OF DIRECTOR FOR A THREE- YEAR TERM: CARLOS A. UNANUE | Issuer | Yes | For | For | ||||||||
POPULAR, INC. | BPOP | 733174106 | 27-Apr-2012 | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: DAVID GOEL | Issuer | Yes | For | For | ||||||||
POPULAR, INC. | BPOP | 733174106 | 27-Apr-2012 | AMENDMENT TO THE CORPORATION’S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A 1-FOR-10 REVERSE STOCK SPLIT, TOGETHER WITH A CORRESPONDING REDUCTION IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Issuer | Yes | For | For | ||||||||
POPULAR, INC. | BPOP | 733174106 | 27-Apr-2012 | ADVISORY VOTE TO APPROVE THE CORPORATION’S EXECUTIVE COMPENSATION PROGRAM. | Issuer | Yes | For | For | ||||||||
POPULAR, INC. | BPOP | 733174106 | 27-Apr-2012 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION FOR 2012. | Issuer | Yes | For | For | ||||||||
POPULAR, INC. | BPOP | 733174106 | 27-Apr-2012 | TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE PROPOSAL SET FORTH IN ITEM 2 ABOVE. | Issuer | Yes | For | For |
XL GROUP PLC | XL | G98290102 | 27-Apr-2012 | ELECTION OF DIRECTOR: RAMANI AYER | Issuer | Yes | For | For | ||||||||
XL GROUP PLC | XL | G98290102 | 27-Apr-2012 | ELECTION OF DIRECTOR: DALE R. COMEY | Issuer | Yes | For | For | ||||||||
XL GROUP PLC | XL | G98290102 | 27-Apr-2012 | ELECTION OF DIRECTOR: ROBERT R. GLAUBER | Issuer | Yes | For | For | ||||||||
XL GROUP PLC | XL | G98290102 | 27-Apr-2012 | ELECTION OF DIRECTOR: SUZANNE B. LABARGE | Issuer | Yes | For | For | ||||||||
XL GROUP PLC | XL | G98290102 | 27-Apr-2012 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO ACT AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2012, AND THE AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF PRICEWATERHOUSECOOPERS LLP. | Issuer | Yes | For | For | ||||||||
XL GROUP PLC | XL | G98290102 | 27-Apr-2012 | TO PROVIDE A NON-BINDING, ADVISORY VOTE APPROVING THE COMPANY’S EXECUTIVE COMPENSATION. | Issuer | Yes | For | For | ||||||||
ALLEGHANY CORPORATION | Y | 017175100 | 27-Apr-2012 | ELECTION OF DIRECTOR: JOHN G. FOOS | Issuer | Yes | For | For | ||||||||
ALLEGHANY CORPORATION | Y | 017175100 | 27-Apr-2012 | ELECTION OF DIRECTOR: WILLIAM K. LAVIN | Issuer | Yes | For | For | ||||||||
ALLEGHANY CORPORATION | Y | 017175100 | 27-Apr-2012 | ELECTION OF DIRECTOR: PHILLIP M. MARTINEAU | Issuer | Yes | For | For | ||||||||
ALLEGHANY CORPORATION | Y | 017175100 | 27-Apr-2012 | ELECTION OF DIRECTOR: RAYMOND L.M. WONG | Issuer | Yes | For | For | ||||||||
ALLEGHANY CORPORATION | Y | 017175100 | 27-Apr-2012 | PROPOSAL TO APPROVE THE 2012 LONG- TERM INCENTIVE PLAN OF ALLEGHANY CORPORATION. | Issuer | Yes | For | For | ||||||||
ALLEGHANY CORPORATION | Y | 017175100 | 27-Apr-2012 | RATIFICATION OF ERNST & YOUNG LLP AS ALLEGHANY CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2012. | Issuer | Yes | For | For | ||||||||
ALLEGHANY CORPORATION | Y | 017175100 | 27-Apr-2012 | ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION OF ALLEGHANY CORPORATION. | Issuer | Yes | For | For | ||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 30-Apr-2012 | DIRECTOR: C. BARSHEFSKY | Issuer | Yes | For | For | ||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 30-Apr-2012 | DIRECTOR: U.M. BURNS | Issuer | Yes | For | For | ||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 30-Apr-2012 | DIRECTOR: K.I. CHENAULT | Issuer | Yes | For | For | ||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 30-Apr-2012 | DIRECTOR: P. CHERNIN | Issuer | Yes | For | For | ||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 30-Apr-2012 | DIRECTOR: T.J. LEONSIS | Issuer | Yes | For | For | ||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 30-Apr-2012 | DIRECTOR: J. LESCHLY | Issuer | Yes | For | For | ||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 30-Apr-2012 | DIRECTOR: R.C. LEVIN | Issuer | Yes | For | For | ||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 30-Apr-2012 | DIRECTOR: R.A. MCGINN | Issuer | Yes | For | For | ||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 30-Apr-2012 | DIRECTOR: E.D. MILLER | Issuer | Yes | For | For | ||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 30-Apr-2012 | DIRECTOR: S.S REINEMUND | Issuer | Yes | For | For | ||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 30-Apr-2012 | DIRECTOR: R.D. WALTER | Issuer | Yes | For | For | ||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 30-Apr-2012 | DIRECTOR: R.A. WILLIAMS | Issuer | Yes | For | For | ||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 30-Apr-2012 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | Issuer | Yes | For | For | ||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 30-Apr-2012 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Issuer | Yes | For | For | ||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 30-Apr-2012 | APPROVAL OF PERFORMANCE GOALS AND AWARD LIMITS UNDER 2007 INCENTIVE COMPENSATION PLAN. | Issuer | Yes | For | For | ||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 30-Apr-2012 | SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING FOR DIRECTORS. | Shareholder | Yes | For | Against | ||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 30-Apr-2012 | SHAREHOLDER PROPOSAL RELATING TO SEPARATION OF CHAIRMAN AND CEO ROLES. | Shareholder | Yes | For | Against | ||||||||
STERLING BANCORP | STL | 859158107 | 03-May-2012 | DIRECTOR: ROBERT ABRAMS | Issuer | Yes | For | For | ||||||||
STERLING BANCORP | STL | 859158107 | 03-May-2012 | DIRECTOR: JOSEPH M. ADAMKO | Issuer | Yes | For | For | ||||||||
STERLING BANCORP | STL | 859158107 | 03-May-2012 | DIRECTOR: LOUIS J. CAPPELLI | Issuer | Yes | For | For | ||||||||
STERLING BANCORP | STL | 859158107 | 03-May-2012 | DIRECTOR: FERNANDO FERRER | Issuer | Yes | For | For | ||||||||
STERLING BANCORP | STL | 859158107 | 03-May-2012 | DIRECTOR: ALLAN F. HERSHFIELD | Issuer | Yes | For | For | ||||||||
STERLING BANCORP | STL | 859158107 | 03-May-2012 | DIRECTOR: HENRY J. HUMPHREYS | Issuer | Yes | For | For | ||||||||
STERLING BANCORP | STL | 859158107 | 03-May-2012 | DIRECTOR: ROBERT W. LAZAR | Issuer | Yes | For | For | ||||||||
STERLING BANCORP | STL | 859158107 | 03-May-2012 | DIRECTOR: CAROLYN JOY LEE | Issuer | Yes | For | For | ||||||||
STERLING BANCORP | STL | 859158107 | 03-May-2012 | DIRECTOR: JOHN C. MILLMAN | Issuer | Yes | For | For | ||||||||
STERLING BANCORP | STL | 859158107 | 03-May-2012 | DIRECTOR: EUGENE ROSSIDES | Issuer | Yes | For | For | ||||||||
STERLING BANCORP | STL | 859158107 | 03-May-2012 | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2012. | Issuer | Yes | For | For | ||||||||
STERLING BANCORP | STL | 859158107 | 03-May-2012 | ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Issuer | Yes | For | For | ||||||||
STERLING BANCORP | STL | 859158107 | 03-May-2012 | FREQUENCY OF ADVISORY APPROVAL ON EXECUTIVE COMPENSATION. | Issuer | Yes | 3 Years | Against | ||||||||
STERLING BANCORP | STL | 859158107 | 03-May-2012 | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Yes | For | Against | ||||||||
FIRST CALIFORNIA FINANCIAL GROUP, INC. | FCAL | 319395109 | 07-May-2012 | DIRECTOR: RICHARD D. ALDRIDGE | Issuer | Yes | For | For | ||||||||
FIRST CALIFORNIA FINANCIAL GROUP, INC. | FCAL | 319395109 | 07-May-2012 | DIRECTOR: DONALD E. BENSON | Issuer | Yes | For | For | ||||||||
FIRST CALIFORNIA FINANCIAL GROUP, INC. | FCAL | 319395109 | 07-May-2012 | DIRECTOR: JOHN W. BIRCHFIELD | Issuer | Yes | For | For | ||||||||
FIRST CALIFORNIA FINANCIAL GROUP, INC. | FCAL | 319395109 | 07-May-2012 | DIRECTOR: JOSEPH N. COHEN | Issuer | Yes | For | For | ||||||||
FIRST CALIFORNIA FINANCIAL GROUP, INC. | FCAL | 319395109 | 07-May-2012 | DIRECTOR: ROBERT E. GIPSON | Issuer | Yes | For | For | ||||||||
FIRST CALIFORNIA FINANCIAL GROUP, INC. | FCAL | 319395109 | 07-May-2012 | DIRECTOR: ANTOINETTE T. HUBENETTE | Issuer | Yes | For | For | ||||||||
FIRST CALIFORNIA FINANCIAL GROUP, INC. | FCAL | 319395109 | 07-May-2012 | DIRECTOR: C.G. KUM | Issuer | Yes | For | For | ||||||||
FIRST CALIFORNIA FINANCIAL GROUP, INC. | FCAL | 319395109 | 07-May-2012 | DIRECTOR: THOMAS TIGNINO | Issuer | Yes | For | For | ||||||||
FIRST CALIFORNIA FINANCIAL GROUP, INC. | FCAL | 319395109 | 07-May-2012 | TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | Issuer | Yes | For | For | ||||||||
FIRST CALIFORNIA FINANCIAL GROUP, INC. | FCAL | 319395109 | 07-May-2012 | TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON THE COMPANY’S EXECUTIVE COMPENSATION. | Issuer | Yes | For | For |
WINTHROP REALTY TRUST | FUR | 976391300 | 08-May-2012 | DIRECTOR: MICHAEL L. ASHNER | Issuer | Yes | For | For | ||||||||
WINTHROP REALTY TRUST | FUR | 976391300 | 08-May-2012 | DIRECTOR: ARTHUR BLASBERG, JR. | Issuer | Yes | For | For | ||||||||
WINTHROP REALTY TRUST | FUR | 976391300 | 08-May-2012 | DIRECTOR: HOWARD GOLDBERG | Issuer | Yes | For | For | ||||||||
WINTHROP REALTY TRUST | FUR | 976391300 | 08-May-2012 | DIRECTOR: THOMAS F. MCWILLIAMS | Issuer | Yes | For | For | ||||||||
WINTHROP REALTY TRUST | FUR | 976391300 | 08-May-2012 | DIRECTOR: SCOTT RUDOLPH | Issuer | Yes | For | For | ||||||||
WINTHROP REALTY TRUST | FUR | 976391300 | 08-May-2012 | DIRECTOR: LEE SEIDLER | Issuer | Yes | For | For | ||||||||
WINTHROP REALTY TRUST | FUR | 976391300 | 08-May-2012 | DIRECTOR: CAROLYN TIFFANY | Issuer | Yes | For | For | ||||||||
WINTHROP REALTY TRUST | FUR | 976391300 | 08-May-2012 | DIRECTOR: STEVEN ZALKIND | Issuer | Yes | For | For | ||||||||
WINTHROP REALTY TRUST | FUR | 976391300 | 08-May-2012 | PROPOSAL TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | Issuer | Yes | For | For | ||||||||
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 08-May-2012 | ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR. | Issuer | Yes | For | For | ||||||||
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 08-May-2012 | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Issuer | Yes | For | For | ||||||||
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 08-May-2012 | ELECTION OF DIRECTOR: GASTON CAPERTON | Issuer | Yes | For | �� | For | |||||||
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 08-May-2012 | ELECTION OF DIRECTOR: GILBERT F. CASELLAS | Issuer | Yes | For | For | ||||||||
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 08-May-2012 | ELECTION OF DIRECTOR: JAMES G. CULLEN | Issuer | Yes | For | For | ||||||||
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 08-May-2012 | ELECTION OF DIRECTOR: WILLIAM H. GRAY III | Issuer | Yes | For | For | ||||||||
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 08-May-2012 | ELECTION OF DIRECTOR: MARK B. GRIER | Issuer | Yes | For | For | ||||||||
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 08-May-2012 | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Issuer | Yes | For | For | ||||||||
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 08-May-2012 | ELECTION OF DIRECTOR: MARTINA HUND- MEJEAN | Issuer | Yes | For | For | ||||||||
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 08-May-2012 | ELECTION OF DIRECTOR: KARL J. KRAPEK | Issuer | Yes | For | For | ||||||||
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 08-May-2012 | ELECTION OF DIRECTOR: CHRISTINE A. POON | Issuer | Yes | For | For | ||||||||
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 08-May-2012 | ELECTION OF DIRECTOR: JOHN R. STRANGFELD | Issuer | Yes | For | For | ||||||||
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 08-May-2012 | ELECTION OF DIRECTOR: JAMES A. UNRUH | Issuer | Yes | For | For | ||||||||
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 08-May-2012 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | Issuer | Yes | For | For | ||||||||
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 08-May-2012 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Issuer | Yes | For | For | ||||||||
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 08-May-2012 | AMENDMENTS TO THE COMPANY’S CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS. | Issuer | Yes | For | For | ||||||||
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 08-May-2012 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR. | Shareholder | Yes | For | Against | ||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 09-May-2012 | ELECTION OF DIRECTOR: MUKESH D. AMBANI | Issuer | Yes | For | For | ||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 09-May-2012 | ELECTION OF DIRECTOR: SUSAN S. BIES | Issuer | Yes | For | For | ||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 09-May-2012 | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Issuer | Yes | For | For | ||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 09-May-2012 | ELECTION OF DIRECTOR: VIRGIS W. COLBERT | Issuer | Yes | For | For | ||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 09-May-2012 | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | Issuer | Yes | For | For | ||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 09-May-2012 | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | Issuer | Yes | For | For | ||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 09-May-2012 | ELECTION OF DIRECTOR: MONICA C. LOZANO | Issuer | Yes | For | For | ||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 09-May-2012 | ELECTION OF DIRECTOR: THOMAS J. MAY | Issuer | Yes | For | For | ||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 09-May-2012 | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | Issuer | Yes | For | For | ||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 09-May-2012 | ELECTION OF DIRECTOR: DONALD E. POWELL | Issuer | Yes | For | For | ||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 09-May-2012 | ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI | Issuer | Yes | For | For | ||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 09-May-2012 | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Issuer | Yes | For | For | ||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 09-May-2012 | AN ADVISORY (NON-BINDING) “SAY ON PAY” VOTE TO APPROVE EXECUTIVE COMPENSATION. | Issuer | Yes | For | For | ||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 09-May-2012 | RATIFICATION OF THE APPOINTMENT OF THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2012. | Issuer | Yes | For | For | ||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 09-May-2012 | STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT EMPLOYMENT. | Shareholder | Yes | Against | For | ||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 09-May-2012 | STOCKHOLDER PROPOSAL - GRASSROOTS AND OTHER LOBBYING. | Shareholder | Yes | Against | For | ||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 09-May-2012 | STOCKHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Yes | Against | For | ||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 09-May-2012 | STOCKHOLDER PROPOSAL - MORTGAGE SERVICING OPERATIONS. | Shareholder | Yes | Against | For | ||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 09-May-2012 | STOCKHOLDER PROPOSAL - PROHIBITION ON POLITICAL SPENDING. | Shareholder | Yes | Against | For | ||||||||
ASSURED GUARANTY LTD. | AGO | G0585R106 | 09-May-2012 | DIRECTOR: FRANCISCO L. BORGES | Issuer | Yes | For | For | ||||||||
ASSURED GUARANTY LTD. | AGO | G0585R106 | 09-May-2012 | DIRECTOR: STEPHEN A. COZEN | Issuer | Yes | For | For | ||||||||
ASSURED GUARANTY LTD. | AGO | G0585R106 | 09-May-2012 | DIRECTOR: PATRICK W. KENNY | Issuer | Yes | For | For | ||||||||
ASSURED GUARANTY LTD. | AGO | G0585R106 | 09-May-2012 | DIRECTOR: DONALD H. LAYTON | Issuer | Yes | For | For | ||||||||
ASSURED GUARANTY LTD. | AGO | G0585R106 | 09-May-2012 | DIRECTOR: ROBIN MONRO-DAVIES | Issuer | Yes | For | For | ||||||||
ASSURED GUARANTY LTD. | AGO | G0585R106 | 09-May-2012 | DIRECTOR: MICHAEL T. O’KANE | Issuer | Yes | For | For | ||||||||
ASSURED GUARANTY LTD. | AGO | G0585R106 | 09-May-2012 | DIRECTOR: WILBUR L. ROSS, JR. | Issuer | Yes | For | For | ||||||||
ASSURED GUARANTY LTD. | AGO | G0585R106 | 09-May-2012 | DIRECTOR: WALTER A. SCOTT | Issuer | Yes | For | For | ||||||||
ASSURED GUARANTY LTD. | AGO | G0585R106 | 09-May-2012 | DIRECTOR: HOWARD W. ALBERT | Issuer | Yes | For | For | ||||||||
ASSURED GUARANTY LTD. | AGO | G0585R106 | 09-May-2012 | DIRECTOR: ROBERT A. BAILENSON | Issuer | Yes | For | For | ||||||||
ASSURED GUARANTY LTD. | AGO | G0585R106 | 09-May-2012 | DIRECTOR: RUSSELL B. BREWER II | Issuer | Yes | For | For | ||||||||
ASSURED GUARANTY LTD. | AGO | G0585R106 | 09-May-2012 | DIRECTOR: GARY BURNET | Issuer | Yes | For | For | ||||||||
ASSURED GUARANTY LTD. | AGO | G0585R106 | 09-May-2012 | DIRECTOR: DOMINIC J. FREDERICO | Issuer | Yes | For | For | ||||||||
ASSURED GUARANTY LTD. | AGO | G0585R106 | 09-May-2012 | DIRECTOR: JAMES M. MICHENER | Issuer | Yes | For | For | ||||||||
ASSURED GUARANTY LTD. | AGO | G0585R106 | 09-May-2012 | DIRECTOR: ROBERT B. MILLS | Issuer | Yes | For | For |
ASSURED GUARANTY LTD. | AGO | G0585R106 | 09-May-2012 | DIRECTOR: KEVIN PEARSON | Issuer | Yes | For | For | ||||||||
ASSURED GUARANTY LTD. | AGO | G0585R106 | 09-May-2012 | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Issuer | Yes | For | For | ||||||||
ASSURED GUARANTY LTD. | AGO | G0585R106 | 09-May-2012 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP (“PWC”) AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | Issuer | Yes | For | For | ||||||||
ASSURED GUARANTY LTD. | AGO | G0585R106 | 09-May-2012 | AUTHORIZING THE COMPANY TO VOTE FOR THE APPOINTMENT OF PWC AS AG RE’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | Issuer | Yes | For | For | ||||||||
CITY NATIONAL CORPORATION | CYN | 178566105 | 09-May-2012 | ELECTION OF DIRECTOR: KENNETH L. COLEMAN | Issuer | Yes | For | For | ||||||||
CITY NATIONAL CORPORATION | CYN | 178566105 | 09-May-2012 | ELECTION OF DIRECTOR: BRUCE ROSENBLUM | Issuer | Yes | For | For | ||||||||
CITY NATIONAL CORPORATION | CYN | 178566105 | 09-May-2012 | ELECTION OF DIRECTOR: PETER M. THOMAS | Issuer | Yes | For | For | ||||||||
CITY NATIONAL CORPORATION | CYN | 178566105 | 09-May-2012 | ELECTION OF DIRECTOR: CHRISTOPHER J. WARMUTH | Issuer | Yes | For | For | ||||||||
CITY NATIONAL CORPORATION | CYN | 178566105 | 09-May-2012 | RATIFICATION OF KPMG LLP AS INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2012. | Issuer | Yes | For | For | ||||||||
CITY NATIONAL CORPORATION | CYN | 178566105 | 09-May-2012 | AMENDMENT OF THE 2008 OMNIBUS PLAN. | Issuer | Yes | For | For | ||||||||
CITY NATIONAL CORPORATION | CYN | 178566105 | 09-May-2012 | APPROVAL AND ADOPTION OF AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE COMPANY’S BOARD OF DIRECTORS. | Issuer | Yes | For | For | ||||||||
CITY NATIONAL CORPORATION | CYN | 178566105 | 09-May-2012 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Issuer | Yes | For | For | ||||||||
ASSURANT, INC. | AIZ | 04621X108 | 10-May-2012 | ELECTION OF DIRECTOR: ELAINE D. ROSEN | Issuer | Yes | For | For | ||||||||
ASSURANT, INC. | AIZ | 04621X108 | 10-May-2012 | ELECTION OF DIRECTOR: HOWARD L. CARVER | Issuer | Yes | For | For | ||||||||
ASSURANT, INC. | AIZ | 04621X108 | 10-May-2012 | ELECTION OF DIRECTOR: JUAN N. CENTO | Issuer | Yes | For | For | ||||||||
ASSURANT, INC. | AIZ | 04621X108 | 10-May-2012 | ELECTION OF DIRECTOR: ELYSE DOUGLAS | Issuer | Yes | For | For | ||||||||
ASSURANT, INC. | AIZ | 04621X108 | 10-May-2012 | ELECTION OF DIRECTOR: LAWRENCE V. JACKSON | Issuer | Yes | For | For | ||||||||
ASSURANT, INC. | AIZ | 04621X108 | 10-May-2012 | ELECTION OF DIRECTOR: DAVID B. KELSO | Issuer | Yes | For | For | ||||||||
ASSURANT, INC. | AIZ | 04621X108 | 10-May-2012 | ELECTION OF DIRECTOR: CHARLES J. KOCH | Issuer | Yes | For | For | ||||||||
ASSURANT, INC. | AIZ | 04621X108 | 10-May-2012 | ELECTION OF DIRECTOR: H. CARROLL MACKIN | Issuer | Yes | For | For | ||||||||
ASSURANT, INC. | AIZ | 04621X108 | 10-May-2012 | ELECTION OF DIRECTOR: ROBERT B. POLLOCK | Issuer | Yes | For | For | ||||||||
ASSURANT, INC. | AIZ | 04621X108 | 10-May-2012 | ELECTION OF DIRECTOR: PAUL J. REILLY | Issuer | Yes | For | For | ||||||||
ASSURANT, INC. | AIZ | 04621X108 | 10-May-2012 | ELECTION OF DIRECTOR: ROBERT W. STEIN | Issuer | Yes | For | For | ||||||||
ASSURANT, INC. | AIZ | 04621X108 | 10-May-2012 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Issuer | Yes | For | For | ||||||||
ASSURANT, INC. | AIZ | 04621X108 | 10-May-2012 | ADVISORY APPROVAL OF THE 2011 COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Issuer | Yes | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | ELECTION OF DIRECTOR: JAMES A. BELL | Issuer | Yes | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Issuer | Yes | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Issuer | Yes | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | ELECTION OF DIRECTOR: DAVID M. COTE | Issuer | Yes | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | ELECTION OF DIRECTOR: JAMES S. CROWN | Issuer | Yes | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | ELECTION OF DIRECTOR: JAMES DIMON | Issuer | Yes | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Issuer | Yes | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | ELECTION OF DIRECTOR: ELLEN V. FUTTER | Issuer | Yes | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Issuer | Yes | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | ELECTION OF DIRECTOR: LEE R. RAYMOND | Issuer | Yes | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Issuer | Yes | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Issuer | Yes | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | POLITICAL NON-PARTISANSHIP | Shareholder | Yes | Against | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | INDEPENDENT DIRECTOR AS CHAIRMAN | Shareholder | Yes | For | Against | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | LOAN SERVICING | Shareholder | Yes | Against | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | CORPORATE POLITICAL CONTRIBUTIONS REPORT | Shareholder | Yes | Against | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | GENOCIDE-FREE INVESTING | Shareholder | Yes | Against | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | SHAREHOLDER ACTION BY WRITTEN CONSENT | Shareholder | Yes | Against | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 15-May-2012 | STOCK RETENTION | Shareholder | Yes | Against | For | ||||||||
MORGAN STANLEY | MS | 617446448 | 15-May-2012 | ELECTION OF DIRECTOR: ROY J. BOSTOCK | Issuer | Yes | For | For | ||||||||
MORGAN STANLEY | MS | 617446448 | 15-May-2012 | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Issuer | Yes | For | For | ||||||||
MORGAN STANLEY | MS | 617446448 | 15-May-2012 | ELECTION OF DIRECTOR: HOWARD J. DAVIES | Issuer | Yes | For | For | ||||||||
MORGAN STANLEY | MS | 617446448 | 15-May-2012 | ELECTION OF DIRECTOR: JAMES P. GORMAN | Issuer | Yes | For | For | ||||||||
MORGAN STANLEY | MS | 617446448 | 15-May-2012 | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Issuer | Yes | For | For | ||||||||
MORGAN STANLEY | MS | 617446448 | 15-May-2012 | ELECTION OF DIRECTOR: KLAUS KLEINFELD | Issuer | Yes | For | For | ||||||||
MORGAN STANLEY | MS | 617446448 | 15-May-2012 | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Issuer | Yes | For | For | ||||||||
MORGAN STANLEY | MS | 617446448 | 15-May-2012 | ELECTION OF DIRECTOR: HUTHAM S. OLAYAN | Issuer | Yes | For | For | ||||||||
MORGAN STANLEY | MS | 617446448 | 15-May-2012 | ELECTION OF DIRECTOR: JAMES W. OWENS | Issuer | Yes | For | For | ||||||||
MORGAN STANLEY | MS | 617446448 | 15-May-2012 | ELECTION OF DIRECTOR: O. GRIFFITH SEXTON | Issuer | Yes | For | For | ||||||||
MORGAN STANLEY | MS | 617446448 | 15-May-2012 | ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI | Issuer | Yes | For | For |
MORGAN STANLEY | MS | 617446448 | 15-May-2012 | ELECTION OF DIRECTOR: MASAAKI TANAKA | Issuer | Yes | For | For | ||||||||
MORGAN STANLEY | MS | 617446448 | 15-May-2012 | ELECTION OF DIRECTOR: LAURA D. TYSON | Issuer | Yes | For | For | ||||||||
MORGAN STANLEY | MS | 617446448 | 15-May-2012 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | Issuer | Yes | For | For | ||||||||
MORGAN STANLEY | MS | 617446448 | 15-May-2012 | TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION PLAN | Issuer | Yes | For | For | ||||||||
MORGAN STANLEY | MS | 617446448 | 15-May-2012 | TO AMEND THE DIRECTORS’ EQUITY CAPITAL ACCUMULATION PLAN | Issuer | Yes | For | For | ||||||||
MORGAN STANLEY | MS | 617446448 | 15-May-2012 | TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION) | Issuer | Yes | For | For | ||||||||
FIRST REPUBLIC BANK | FRC | 33616C100 | 15-May-2012 | DIRECTOR: JAMES H. HERBERT, II | Issuer | Yes | For | For | ||||||||
FIRST REPUBLIC BANK | FRC | 33616C100 | 15-May-2012 | DIRECTOR: K. AUGUST-DEWILDE | Issuer | Yes | For | For | ||||||||
FIRST REPUBLIC BANK | FRC | 33616C100 | 15-May-2012 | DIRECTOR: THOMAS J. BARRACK, JR. | Issuer | Yes | For | For | ||||||||
FIRST REPUBLIC BANK | FRC | 33616C100 | 15-May-2012 | DIRECTOR: F.J. FAHRENKOPF, JR. | Issuer | Yes | For | For | ||||||||
FIRST REPUBLIC BANK | FRC | 33616C100 | 15-May-2012 | DIRECTOR: WILLIAM E. FORD | Issuer | Yes | For | For | ||||||||
FIRST REPUBLIC BANK | FRC | 33616C100 | 15-May-2012 | DIRECTOR: L. MARTIN GIBBS | Issuer | Yes | For | For | ||||||||
FIRST REPUBLIC BANK | FRC | 33616C100 | 15-May-2012 | DIRECTOR: SANDRA R. HERNANDEZ | Issuer | Yes | For | For | ||||||||
FIRST REPUBLIC BANK | FRC | 33616C100 | 15-May-2012 | DIRECTOR: PAMELA J. JOYNER | Issuer | Yes | For | For | ||||||||
FIRST REPUBLIC BANK | FRC | 33616C100 | 15-May-2012 | DIRECTOR: JODY S. LINDELL | Issuer | Yes | For | For | ||||||||
FIRST REPUBLIC BANK | FRC | 33616C100 | 15-May-2012 | DIRECTOR: GEORGE G.C. PARKER | Issuer | Yes | For | For | ||||||||
FIRST REPUBLIC BANK | FRC | 33616C100 | 15-May-2012 | TO APPROVE FIRST REPUBLIC’S 2012 EXECUTIVE INCENTIVE BONUS PLAN. | Issuer | Yes | For | For | ||||||||
FIRST REPUBLIC BANK | FRC | 33616C100 | 15-May-2012 | TO APPROVE AMENDMENTS TO FIRST REPUBLIC’S 2010 OMNIBUS AWARD PLAN. | Issuer | Yes | For | For | ||||||||
FIRST REPUBLIC BANK | FRC | 33616C100 | 15-May-2012 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS OF FIRST REPUBLIC FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | Issuer | Yes | For | For | ||||||||
FIRST REPUBLIC BANK | FRC | 33616C100 | 15-May-2012 | TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF THE BANK’S EXECUTIVE OFFICERS (“SAY ON PAY”). | Issuer | Yes | For | For | ||||||||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 16-May-2012 | ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, III | Issuer | Yes | For | For | ||||||||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 16-May-2012 | ELECTION OF DIRECTOR: TREVOR FETTER | Issuer | Yes | For | For | ||||||||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 16-May-2012 | ELECTION OF DIRECTOR: PAUL G. KIRK, JR. | Issuer | Yes | For | For | ||||||||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 16-May-2012 | ELECTION OF DIRECTOR: LIAM E. MCGEE | Issuer | Yes | For | For | ||||||||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 16-May-2012 | ELECTION OF DIRECTOR: KATHRYN A. MIKELLS | Issuer | Yes | For | For | ||||||||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 16-May-2012 | ELECTION OF DIRECTOR: MICHAEL G. MORRIS | Issuer | Yes | For | For | ||||||||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 16-May-2012 | ELECTION OF DIRECTOR: THOMAS A. RENYI | Issuer | Yes | For | For | ||||||||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 16-May-2012 | ELECTION OF DIRECTOR: CHARLES B. STRAUSS | Issuer | Yes | For | For | ||||||||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 16-May-2012 | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | Issuer | Yes | For | For | ||||||||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 16-May-2012 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012 | Issuer | Yes | For | For | ||||||||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 16-May-2012 | MANAGEMENT PROPOSAL TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY’S PROXY STATEMENT | Issuer | Yes | For | For | ||||||||
ACE LIMITED | ACE | H0023R105 | 16-May-2012 | ELECTION OF DIRECTOR: MICHAEL G. ATIEH | Issuer | Yes | For | For | ||||||||
ACE LIMITED | ACE | H0023R105 | 16-May-2012 | ELECTION OF DIRECTOR: MARY A. CIRILLO | Issuer | Yes | For | For | ||||||||
ACE LIMITED | ACE | H0023R105 | 16-May-2012 | ELECTION OF DIRECTOR: THOMAS J. NEFF | Issuer | Yes | For | For | ||||||||
ACE LIMITED | ACE | H0023R105 | 16-May-2012 | APPROVAL OF THE ANNUAL REPORT | Issuer | Yes | For | For | ||||||||
ACE LIMITED | ACE | H0023R105 | 16-May-2012 | APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS OF ACE LIMITED | Issuer | Yes | For | For | ||||||||
ACE LIMITED | ACE | H0023R105 | 16-May-2012 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS | Issuer | Yes | For | For | ||||||||
ACE LIMITED | ACE | H0023R105 | 16-May-2012 | ALLOCATION OF DISPOSABLE PROFIT | Issuer | Yes | For | For | ||||||||
ACE LIMITED | ACE | H0023R105 | 16-May-2012 | DISCHARGE OF THE BOARD OF DIRECTORS | Issuer | Yes | For | For | ||||||||
ACE LIMITED | ACE | H0023R105 | 16-May-2012 | AMENDMENT OF THE ARTICLES OF ASSOCIATION RELATING TO AUTHORIZED SHARE CAPITAL FOR GENERAL PURPOSES | Issuer | Yes | For | For | ||||||||
ACE LIMITED | ACE | H0023R105 | 16-May-2012 | ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING | Issuer | Yes | For | For | ||||||||
ACE LIMITED | ACE | H0023R105 | 16-May-2012 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP (UNITED STATES) FOR PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE YEAR ENDING DECEMBER 31, 2012 | Issuer | Yes | For | For | ||||||||
ACE LIMITED | ACE | H0023R105 | 16-May-2012 | ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDITING FIRM UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING | Issuer | Yes | For | For | ||||||||
ACE LIMITED | ACE | H0023R105 | 16-May-2012 | APPROVAL OF THE PAYMENT OF A DIVIDEND IN THE FORM OF A DISTRIBUTION THROUGH REDUCTION OF THE PAR VALUE OF OUR SHARES | Issuer | Yes | For | For | ||||||||
ACE LIMITED | ACE | H0023R105 | 16-May-2012 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||||||
ACE LIMITED | ACE | H0023R105 | 16-May-2012 | AMENDMENT TO THE ACE LIMITED EMPLOYEE STOCK PURCHASE PLAN | Issuer | Yes | For | For | ||||||||
REDWOOD TRUST, INC. | RWT | 758075402 | 17-May-2012 | DIRECTOR: GEORGE E. BULL, III | Issuer | Yes | For | For | ||||||||
REDWOOD TRUST, INC. | RWT | 758075402 | 17-May-2012 | DIRECTOR: GEORGANNE C. PROCTOR | Issuer | Yes | For | For | ||||||||
REDWOOD TRUST, INC. | RWT | 758075402 | 17-May-2012 | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | Issuer | Yes | For | For |
REDWOOD TRUST, INC. | RWT | 758075402 | 17-May-2012 | ADVISORY RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Issuer | Yes | For | For | ||||||||
REDWOOD TRUST, INC. | RWT | 758075402 | 17-May-2012 | AMENDMENT TO THE COMPANY’S CHARTER TO INCREASE THE NUMBER OF SHARES OF CAPITAL STOCK AUTHORIZED FOR ISSUANCE FROM 125 MILLION SHARES TO 165 MILLION SHARES. | Issuer | Yes | For | For | ||||||||
REDWOOD TRUST, INC. | RWT | 758075402 | 17-May-2012 | AMENDMENT TO THE 2002 INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THAT PLAN BY 800,000 SHARES. | Issuer | Yes | For | For | ||||||||
REDWOOD TRUST, INC. | RWT | 758075402 | 17-May-2012 | AMENDMENT TO THE 2002 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR PURCHASE UNDER THAT PLAN BY 100,000 SHARES. | Issuer | Yes | For | For | ||||||||
REDWOOD TRUST, INC. | RWT | 758075402 | 17-May-2012 | AMENDMENT TO THE COMPANY’S CHARTER TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF DIRECTORS. | Issuer | Yes | For | For | ||||||||
REDWOOD TRUST, INC. | RWT | 758075402 | 17-May-2012 | AMENDMENT TO THE COMPANY’S BYLAWS TO ADOPT A MAJORITY VOTING PROVISION FOR UNCONTESTED DIRECTOR ELECTIONS. | Issuer | Yes | For | NA | ||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 23-May-2012 | ELECTION OF DIRECTOR: ALAN L. BELLER | Issuer | Yes | For | For | ||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 23-May-2012 | ELECTION OF DIRECTOR: JOHN H. DASBURG | Issuer | Yes | For | For | ||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 23-May-2012 | ELECTION OF DIRECTOR: JANET M. DOLAN | Issuer | Yes | For | For | ||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 23-May-2012 | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Issuer | Yes | For | For | ||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 23-May-2012 | ELECTION OF DIRECTOR: JAY S. FISHMAN | Issuer | Yes | For | For | ||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 23-May-2012 | ELECTION OF DIRECTOR: LAWRENCE G. GRAEV | Issuer | Yes | For | For | ||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 23-May-2012 | ELECTION OF DIRECTOR: PATRICIA L. HIGGINS | Issuer | Yes | For | For | ||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 23-May-2012 | ELECTION OF DIRECTOR: THOMAS R. HODGSON | Issuer | Yes | For | For | ||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 23-May-2012 | ELECTION OF DIRECTOR: WILLIAM J. KANE | Issuer | Yes | For | For | ||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 23-May-2012 | ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH JR. | Issuer | Yes | For | For | ||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 23-May-2012 | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Issuer | Yes | For | For | ||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 23-May-2012 | ELECTION OF DIRECTOR: LAURIE J. THOMSEN | Issuer | Yes | For | For | ||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 23-May-2012 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS TRAVELERS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | Issuer | Yes | For | For | ||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 23-May-2012 | NON-BINDING VOTE TO APPROVE EXECUTIVE COMPENSATION. | Issuer | Yes | For | For | ||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 23-May-2012 | SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS AND EXPENDITURES, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS. | Shareholder | Yes | Against | For | ||||||||
HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 23-May-2012 | ELECTION OF DIRECTOR: MARY H. FUTRELL | Issuer | Yes | For | For | ||||||||
HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 23-May-2012 | ELECTION OF DIRECTOR: STEPHEN J. HASENMILLER | Issuer | Yes | For | For | ||||||||
HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 23-May-2012 | ELECTION OF DIRECTOR: PETER H. HECKMAN | Issuer | Yes | For | For | ||||||||
HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 23-May-2012 | ELECTION OF DIRECTOR: RONALD J. HELOW | Issuer | Yes | For | For | ||||||||
HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 23-May-2012 | ELECTION OF DIRECTOR: GABRIEL L. SHAHEEN | Issuer | Yes | For | For | ||||||||
HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 23-May-2012 | ELECTION OF DIRECTOR: ROGER J. STEINBECKER | Issuer | Yes | For | For | ||||||||
HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 23-May-2012 | ELECTION OF DIRECTOR: ROBERT STRICKER | Issuer | Yes | For | For | ||||||||
HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 23-May-2012 | ELECTION OF DIRECTOR: CHARLES R. WRIGHT | Issuer | Yes | For | For | ||||||||
HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 23-May-2012 | APPROVAL OF AN AMENDMENT TO THE HORACE MANN EDUCATORS CORPORATION 2010 COMPREHENSIVE EXECUTIVE COMPENSATION PLAN WHICH WILL MAKE 2.2 MILLION ADDITIONAL SHARES OF COMMON STOCK AVAILABLE UNDER THE PLAN AND WILL INCLUDE A FUNGIBLE SHARE POOL. | Issuer | Yes | For | For | ||||||||
HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 23-May-2012 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY’S AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2012. | Issuer | Yes | For | For | ||||||||
HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 23-May-2012 | APPROVAL OF THE ADVISORY RESOLUTION ON NAMED EXECUTIVE OFFICERS’ COMPENSATION. | Issuer | Yes | For | For | ||||||||
HCC INSURANCE HOLDINGS, INC. | HCC | 404132102 | 23-May-2012 | DIRECTOR: EMMANUEL T. BALLASES | Issuer | Yes | For | For | ||||||||
HCC INSURANCE HOLDINGS, INC. | HCC | 404132102 | 23-May-2012 | DIRECTOR: JUDY C. BOZEMAN | Issuer | Yes | For | For | ||||||||
HCC INSURANCE HOLDINGS, INC. | HCC | 404132102 | 23-May-2012 | DIRECTOR: FRANK J. BRAMANTI | Issuer | Yes | For | For | ||||||||
HCC INSURANCE HOLDINGS, INC. | HCC | 404132102 | 23-May-2012 | DIRECTOR: WALTER M. DUER | Issuer | Yes | For | For | ||||||||
HCC INSURANCE HOLDINGS, INC. | HCC | 404132102 | 23-May-2012 | DIRECTOR: JAMES C. FLAGG, PH.D. | Issuer | Yes | For | For | ||||||||
HCC INSURANCE HOLDINGS, INC. | HCC | 404132102 | 23-May-2012 | DIRECTOR: THOMAS M. HAMILTON | Issuer | Yes | For | For | ||||||||
HCC INSURANCE HOLDINGS, INC. | HCC | 404132102 | 23-May-2012 | DIRECTOR: LESLIE S. HEISZ | Issuer | Yes | For | For | ||||||||
HCC INSURANCE HOLDINGS, INC. | HCC | 404132102 | 23-May-2012 | DIRECTOR: JOHN N. MOLBECK JR. | Issuer | Yes | For | For | ||||||||
HCC INSURANCE HOLDINGS, INC. | HCC | 404132102 | 23-May-2012 | DIRECTOR: ROBERT A. ROSHOLT | Issuer | Yes | For | For | ||||||||
HCC INSURANCE HOLDINGS, INC. | HCC | 404132102 | 23-May-2012 | DIRECTOR: J. MIKESELL THOMAS | Issuer | Yes | For | For | ||||||||
HCC INSURANCE HOLDINGS, INC. | HCC | 404132102 | 23-May-2012 | DIRECTOR: CHRISTOPHER JB WILLIAMS | Issuer | Yes | For | For | ||||||||
HCC INSURANCE HOLDINGS, INC. | HCC | 404132102 | 23-May-2012 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Issuer | Yes | For | For | ||||||||
HCC INSURANCE HOLDINGS, INC. | HCC | 404132102 | 23-May-2012 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR 2012. | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: H.L. CLARK, JR. | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: A.M. FRINQUELLI | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: A.L. WATERS | Issuer | Yes | For | For |
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: L. EK | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: B.E. KENSIL | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: G. A. THORSTENSSON | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: A.L. WATERS | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: C.H. REPASY | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: W.J. TRACE | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: A.L. WATERS | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: R. BARRETTE | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: D.T. FOY | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: J.L. PITTS | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: W.J. TRACE | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: C.H. REPASY | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: W.J. TRACE | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: A.L. WATERS | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: C.H. REPASY | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: G.A. THORSTENSSON | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: W.J. TRACE | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: A.L. WATERS | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: M. DASHFIELD | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: L. EK | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: G.A. THORSTENSSON | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: A.L. WATERS | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: R. BARRETTE | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: D.T. FOY | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: J.L. PITTS | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | DIRECTOR: W.J. TRACE | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Issuer | Yes | For | For | ||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | WTM | G9618E107 | 24-May-2012 | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (“PWC”) AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | Issuer | Yes | For | For | ||||||||
OLD REPUBLIC INTERNATIONAL CORPORATION | ORI | 680223104 | 25-May-2012 | DIRECTOR: HARRINGTON BISCHOF | Issuer | Yes | For | For | ||||||||
OLD REPUBLIC INTERNATIONAL CORPORATION | ORI | 680223104 | 25-May-2012 | DIRECTOR: LEO E. KNIGHT, JR. | Issuer | Yes | For | For | ||||||||
OLD REPUBLIC INTERNATIONAL CORPORATION | ORI | 680223104 | 25-May-2012 | DIRECTOR: CHARLES F. TITTERTON | Issuer | Yes | For | For | ||||||||
OLD REPUBLIC INTERNATIONAL CORPORATION | ORI | 680223104 | 25-May-2012 | DIRECTOR: STEVEN R. WALKER | Issuer | Yes | For | For | ||||||||
OLD REPUBLIC INTERNATIONAL CORPORATION | ORI | 680223104 | 25-May-2012 | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY’S AUDITORS FOR 2012 | Issuer | Yes | For | For | ||||||||
OLD REPUBLIC INTERNATIONAL CORPORATION | ORI | 680223104 | 25-May-2012 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||||||
ISTAR FINANCIAL INC. | SFI | 45031U101 | 31-May-2012 | DIRECTOR: JAY SUGARMAN | Issuer | Yes | For | For | ||||||||
ISTAR FINANCIAL INC. | SFI | 45031U101 | 31-May-2012 | DIRECTOR: ROBERT W. HOLMAN, JR. | Issuer | Yes | For | For | ||||||||
ISTAR FINANCIAL INC. | SFI | 45031U101 | 31-May-2012 | DIRECTOR: ROBIN JOSEPHS | Issuer | Yes | For | For | ||||||||
ISTAR FINANCIAL INC. | SFI | 45031U101 | 31-May-2012 | DIRECTOR: JOHN G. MCDONALD | Issuer | Yes | For | For | ||||||||
ISTAR FINANCIAL INC. | SFI | 45031U101 | 31-May-2012 | DIRECTOR: GEORGE R. PUSKAR | Issuer | Yes | For | For | ||||||||
ISTAR FINANCIAL INC. | SFI | 45031U101 | 31-May-2012 | DIRECTOR: DALE ANNE REISS | Issuer | Yes | For | For | ||||||||
ISTAR FINANCIAL INC. | SFI | 45031U101 | 31-May-2012 | DIRECTOR: BARRY W. RIDINGS | Issuer | Yes | For | For | ||||||||
ISTAR FINANCIAL INC. | SFI | 45031U101 | 31-May-2012 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | Issuer | Yes | For | For | ||||||||
ISTAR FINANCIAL INC. | SFI | 45031U101 | 31-May-2012 | A RESOLUTION TO APPROVE, ON A NON- BINDING, ADVISORY BASIS, EXECUTIVE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AND OTHER NAMED OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | Issuer | Yes | For | For | ||||||||
CME GROUP INC. | CME | 12572Q105 | 13-Jun-2012 | DIRECTOR: DENNIS H. CHOOKASZIAN | Issuer | Yes | For | For | ||||||||
CME GROUP INC. | CME | 12572Q105 | 13-Jun-2012 | DIRECTOR: LARRY G. GERDES | Issuer | Yes | For | For | ||||||||
CME GROUP INC. | CME | 12572Q105 | 13-Jun-2012 | DIRECTOR: DANIEL R. GLICKMAN | Issuer | Yes | For | For | ||||||||
CME GROUP INC. | CME | 12572Q105 | 13-Jun-2012 | DIRECTOR: JAMES E. OLIFF | Issuer | Yes | For | For | ||||||||
CME GROUP INC. | CME | 12572Q105 | 13-Jun-2012 | DIRECTOR: EDEMIR PINTO | Issuer | Yes | For | For | ||||||||
CME GROUP INC. | CME | 12572Q105 | 13-Jun-2012 | DIRECTOR: ALEX J. POLLOCK | Issuer | Yes | For | For | ||||||||
CME GROUP INC. | CME | 12572Q105 | 13-Jun-2012 | DIRECTOR: WILLIAM R. SHEPARD | Issuer | Yes | For | For | ||||||||
CME GROUP INC. | CME | 12572Q105 | 13-Jun-2012 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | Issuer | Yes | For | For | ||||||||
CME GROUP INC. | CME | 12572Q105 | 13-Jun-2012 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Issuer | Yes | For | For | ||||||||
CME GROUP INC. | CME | 12572Q105 | 13-Jun-2012 | APPROVAL OF THE FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CME GROUP INC. | Issuer | Yes | For | For | ||||||||
CME GROUP INC. | CME | 12572Q105 | 13-Jun-2012 | APPROVAL OF THE CME GROUP INC. AMENDED AND RESTATED OMNIBUS STOCK PLAN. | Issuer | Yes | For | For | ||||||||
CME GROUP INC. | CME | 12572Q105 | 13-Jun-2012 | APPROVAL OF THE CME GROUP INC. AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. | Issuer | Yes | For | For | ||||||||
CME GROUP INC. | CME | 12572Q105 | 13-Jun-2012 | SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS. | Shareholder | Yes | Against | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant): Diamond Hill Financial Trends Fund, Inc.
By (Signatures and Title):
/s/ James F. Laird, Jr. |
James F. Laird, Jr., President |
Date: August 29, 2012
* | Print the name and title of each signing officer under his or her signature. |