UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 9, 2021
ZIX CORPORATION
(Exact name of registrant as specified in its charter)
Texas | 0-17995 | 75-2216818 | ||
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
2711 North Haskell Avenue
Suite 2300, LB 36
Dallas, Texas 75204-2960
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (214) 370-2000
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading | Name of each exchange | ||
Common Stock, par value $0.01 per share | ZIXI | NASDAQ |
Item 5.07 | Submission of Matters to a Vote of Security Holders |
The Company held its annual meeting of shareholders on June 9, 2021. The proposals presented at the annual meeting are described in detail in the definitive Proxy Statement relating thereto, which was filed with the Securities and Exchange Commission on April 23, 2021. The voting results detailed below represent final results as certified by an independent inspector of elections.
Proposal 1: | Election of Directors |
Shareholders elected the following individuals as Directors of the Company.
Nominee | For | Withheld | Broker Non-Votes | |||
Mark J. Bonney | 54,845,025 | 5,112,897 | 7,903,879 | |||
Marcy Campbell | 58,868,935 | 1,088,987 | 7,903,879 | |||
Taher A. Elgamal | 58,772,498 | 1,185,424 | 7,903,879 | |||
James H. Greene, Jr. | 52,319,837 | 7,638,085 | 7,903,879 | |||
Robert C. Hausmann | 54,678,542 | 5,279,380 | 7,903,879 | |||
Maribess L. Miller | 58,818,100 | 1,139,822 | 7,903,879 | |||
Brandon Van Buren | 57,443,214 | 2,514,708 | 7,903,879 | |||
David J. Wagner | 58,756,651 | 1,201,271 | 7,903,879 |
Proposal 2: | Ratification of Appointment of Accountants |
Shareholders ratified the appointment of Whitley Penn LLP as the Company’s independent registered public accountants for the fiscal year ending December 31, 2021.
For | Against | Abstain | Broker Non-votes | |||
64,994,708 | 75,889 | 791,204 | -0- |
Proposal 3: | “Say on Pay” |
Shareholders approved the following resolution: “Resolved, that shareholders approve the compensation of the Company’s named executive officers, as discussed and disclosed in the Compensation Discussion and Analysis, the executive compensation tables, and any narrative executive compensation disclosure contained in this proxy statement.” Approximately 88.4% of the shares entitled to vote and represented at the meeting were voted “For” the subject resolution.
For | Against | Abstain | Broker Non-votes | |||
53,254,818 | 4,747,293 | 1,955,811 | 7,903,879 |
Proposal 4: | 2021 Omnibus Incentive Plan |
Shareholders approved the Company’s 2021 Omnibus Incentive Plan.
For | Against | Abstain | Broker Non-votes | |||
53,204,496 | 5,909,485 | 843,941 | 7,903,879 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ZIX CORPORATION | ||||||
Date: June 11, 2021 | By: | /s/ Noah F. Webster | ||||
Noah F. Webster | ||||||
Chief Legal Officer and Corporate Secretary |