The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
89BIO INC | COM | 282559103 | 33 | 10,292 | SH | SOLE | 10,292 | 0 | 0 | ||
AGNC INVESTMENT CORP | COM | 00123Q104 | 3,391 | 306,362 | SH | SOLE | 306,362 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 2,991 | 142,700 | SH | SOLE | 142,700 | 0 | 0 | ||
ABERDEEN ASIA-PACIFIC INCOME FUND INC | COM | 003009107 | 4,391 | 1,503,855 | SH | SOLE | 1,503,855 | 0 | 0 | ||
ANNALY CAPITAL MANAGEMENT INC | COM | 035710409 | 2,091 | 353,745 | SH | SOLE | 353,745 | 0 | 0 | ||
ARGAN INC | COM | 04010E109 | 421 | 11,280 | SH | SOLE | 11,280 | 0 | 0 | ||
AVROBIO INC | COM | 05455M100 | 34 | 37,306 | SH | SOLE | 37,306 | 0 | 0 | ||
BARRICK GOLD CORP COM | COM | 067901108 | 1,480 | 83,650 | SH | SOLE | 83,650 | 0 | 0 | ||
BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST | SHS | 09257A108 | 5,219 | 581,181 | SH | SOLE | 581,181 | 0 | 0 | ||
CAMECO CORPORATION | SHS | 13321L108 | 268 | 12,765 | SH | SOLE | 12,765 | 0 | 0 | ||
CHEESECAKE FACTORY INC 0.375 15-JUN-2026 | COM | 163072AA9 | 399 | 523,000 | SH | SOLE | 523,000 | 0 | 0 | ||
DIGITALBRIDGE GROUP | CLA | 25401T108 | 1,722 | 352,939 | SH | SOLE | 352,939 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 992 | 12,426 | SH | SOLE | 12,426 | 0 | 0 | ||
DOUBLELINE YIELD OPPORTUNITIES FUND | COM | 25862D105 | 2,866 | 199,841 | SH | SOLE | 199,841 | 0 | 0 | ||
ENERGY TRANSFER LP | COM | 29273V100 | 953 | 95,500 | SH | SOLE | 95,500 | 0 | 0 | ||
ENTERPRISE PRODUCTS PARTNERS LP | COM | 293792107 | 872 | 35,788 | SH | SOLE | 35,788 | 0 | 0 | ||
FIRST MAJESTIC SILVER CORP | COM | 32076V103 | 264 | 36,780 | SH | SOLE | 36,780 | 0 | 0 | ||
FRANKLIN BSP RLTY TR INC | COM | 35243J101 | 8,674 | 643,488 | SH | SOLE | 643,488 | 0 | 0 | ||
FUTUREFUEL CORP | COM | 36116M106 | 1,099 | 151,029 | SH | SOLE | 151,029 | 0 | 0 | ||
HEALTHCARE SERVICES | COM | 421906108 | 988 | 56,770 | SH | SOLE | 56,770 | 0 | 0 | ||
HALOZYME THERAPEUTICS INC 0.25 01-MAR-2027 | NOTE | 40637HAD1 | 1,152 | 1,305,000 | SH | SOLE | 1,305,000 | 0 | 0 | ||
HURCO COMPANIES | COM | 447324104 | 255 | 10,305 | SH | SOLE | 10,305 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHINES | COM | 459200101 | 1,956 | 13,855 | SH | SOLE | 13,855 | 0 | 0 | ||
IONS PHARM INC 0.125 15-DEC-2024 | NOTE | 462222AB6 | 1,103 | 1,256,000 | SH | SOLE | 1,256,000 | 0 | 0 | ||
JAZZ INVT I LTD | NOTE | 472145AD3 | 512 | 515,000 | SH | SOLE | 515,000 | 0 | 0 | ||
LSI INDUSTRIES INC | COM | 50216C108 | 401 | 64,990 | SH | SOLE | 64,990 | 0 | 0 | ||
LIGAND PHARMACEU | NOTE | 53220KAF5 | 1,164 | 1,214,000 | SH | SOLE | 1,214,000 | 0 | 0 | ||
MIX TELEMATICS LTD-SP ADR | ADR | 60688N102 | 296 | 36,410 | SH | SOLE | 36,410 | 0 | 0 | ||
MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC | COM | 617477104 | 4,328 | 963,819 | SH | SOLE | 963,819 | 0 | 0 | ||
MPLX LP | COM | 55336V100 | 721 | 24,737 | SH | SOLE | 24,737 | 0 | 0 | ||
NEW RESIDENTIAL INVESTMENT CORP | COM | 64828T201 | 3,354 | 359,900 | SH | SOLE | 359,900 | 0 | 0 | ||
NEWELL BRANDS INC | COM | 651229106 | 341 | 17,925 | SH | SOLE | 17,925 | 0 | 0 | ||
NUSTAR ENERGY LP | COM | 67058H102 | 150 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
NUVEEN PREFERRED & INCOME SECURITIES FUND | COM | 67072C105 | 2,248 | 309,650 | SH | SOLE | 309,650 | 0 | 0 | ||
NVE CORPORATION | COM | 629445206 | 1,747 | 37,468 | SH | SOLE | 37,468 | 0 | 0 | ||
PGIM GLOBAL HIGH YIELD FUND INC | COM | 69346J106 | 151 | 13,152 | SH | SOLE | 13,152 | 0 | 0 | ||
PLAINS ALL AMERICAN PIPELINE LP | COM | 726503105 | 388 | 39,500 | SH | SOLE | 39,500 | 0 | 0 | ||
PHATHOM PHARM INC | COM | 71722W107 | 734 | 86,940 | SH | SOLE | 86,940 | 0 | 0 | ||
RICHARDSON ELECTRONICS LTD | COM | 763165107 | 464 | 31,644 | SH | SOLE | 31,644 | 0 | 0 | ||
SIMON PROPERTY GROUP INC | COM | 828806109 | 2,870 | 30,240 | SH | SOLE | 30,240 | 0 | 0 | ||
SUPERNUS PHARMAC | NOTE | 868459AD0 | 656 | 675,000 | SH | SOLE | 675,000 | 0 | 0 | ||
SIERRA ONCOLOGY | COM | 82640U404 | 2,058 | 37,424 | SH | SOLE | 37,424 | 0 | 0 | ||
SMITH & WESSON BRANDS | COM | 831754106 | 223 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
TWO HARBORS INVESTMENT CORP | COM | 90187B408 | 1,235 | 248,000 | SH | SOLE | 248,000 | 0 | 0 | ||
TENARIS S.A. SPONSORED ADR | ADR | 88031M109 | 283 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
VALE SA | COM | 91912E105 | 424 | 28,953 | SH | SOLE | 28,953 | 0 | 0 | ||
VANECK JP MORGAN EM LOCAL CURRENCY BOND ETF | ETF | 92189H300 | 1,198 | 48,943 | SH | SOLE | 48,943 | 0 | 0 | ||
VISHAY INTERTECHNOLOGY INC 2.25 15-JUN-2025 | NOTE | 928298AP3 | 961 | 1,015,000 | SH | SOLE | 1,015,000 | 0 | 0 | ||
VISTRA CORP | COM | 92840M102 | 290 | 12,705 | SH | SOLE | 12,705 | 0 | 0 | ||
WESTERN ASSET EMERGINIG MKTS DEBT FUND INC | COM | 95766A101 | 1,007 | 114,079 | SH | SOLE | 114,079 | 0 | 0 | ||
XPERI HOLDING CORP | COM | 98390M103 | 366 | 25,355 | SH | SOLE | 25,355 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE | COM | 931427108 | 862 | 22,755 | SH | SOLE | 22,755 | 0 | 0 | ||
WARNER BROS DISCOVERY INC | COM | 934423104 | 463 | 34,520 | SH | SOLE | 34,520 | 0 | 0 | ||
TURNING POINT BRANDS INC 2.500 15-JUL-2024 | NOTE | 90041LAE5 | 682 | 750,000 | SH | SOLE | 750,000 | 0 | 0 |