UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-5972
NAME OF REGISTRANT: VANGUARD INTERNATIONAL EQUITY INDEX FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: ANNE E. ROBINSON
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: OCTOBER 31
DATE OF REPORTING PERIOD: JULY 1, 2016 - JUNE 30, 2017
FUND: VANGUARD FTSE ALL-WORLD EX-US INDEX FUND
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ISSUER: 3i Group plc
TICKER: III CUSIP: G88473148
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JONATHAN ASQUITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT CAROLINE BANSZKY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT SIMON BORROWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT STEPHEN DAINTITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PETER GROSCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DAVID HUTCHISON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SIMON THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT JULIA WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE BOARD ACTING THROUGH THE ISSUER YES FOR FOR
AUDIT AND COMPLIANCE COMMITTEE TO FIX REMUNERATION OF
AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: APPROVE INCREASE IN THE AGGREGATE ISSUER YES FOR FOR
ANNUAL LIMIT OF FEES PAYABLE TO DIRECTORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
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ISSUER: 3SBio Inc.
TICKER: 1530 CUSIP: G8875G102
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT HUANG BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT STEVEN DASONG WANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT MA JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
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ISSUER: 77 Bank Ltd.
TICKER: 8341 CUSIP: J71348106
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 4.5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3: AMEND ARTICLES TO ADOPT BOARD STRUCTURE ISSUER YES FOR FOR
WITH AUDIT COMMITTEE - AMEND PROVISIONS ON NUMBER OF
DIRECTORS - AUTHORIZE DIRECTORS TO EXECUTE DAY TO DAY
OPERATIONS WITHOUT FULL BOARD APPROVAL - INDEMNIFY
DIRECTORS
PROPOSAL #4.1: ELECT DIRECTOR KAMATA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR UJIIE, TERUHIKO ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR KOBAYASHI, HIDEFUMI ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR IGARASHI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR TAKAHASHI, TAKESHI ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR TSUDA, MASAKATSU ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR HOMAREDA, TOSHIMI ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR SUGAWARA, TORU ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR SUZUKI, KOICHI ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT DIRECTOR SHITO, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #4.11: ELECT DIRECTOR ONODERA, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #4.12: ELECT DIRECTOR KIKUCHI, KENJI ISSUER YES FOR FOR
PROPOSAL #4.13: ELECT DIRECTOR SUGITA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #4.14: ELECT DIRECTOR NAKAMURA, KEN ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NAGAYAMA, YOSHIAKI
PROPOSAL #5.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NAKAMURA, SHUJI
PROPOSAL #5.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SUZUKI, TOSHIO
PROPOSAL #5.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER YAMAURA, MASAI
PROPOSAL #5.5: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER WAKO, MASAHIRO
PROPOSAL #6: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES AGAINST AGAINST
COMMITTEE MEMBER ISHII, YUSUKE
PROPOSAL #7: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #8: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
PROPOSAL #9: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
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ISSUER: A.P. Moller - Maersk A/S
TICKER: MAERSK B CUSIP: K0514G135
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT AND ISSUER YES FOR FOR
BOARD
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 150 PER SHARE
PROPOSAL #5a: REELECT NIELS JACOBSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5b: REELECT ARNE KARLSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5c: REELECT DOROTHEE BLESSING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: REELECT NIELS BJØRN CHRISTIANSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7a: AUTHORIZE THE BOARD TO DECIDE ON ISSUER YES FOR FOR
EXTRAORDINARY DIVIDENDS PRIOR TO NEXT AGM
PROPOSAL #7b: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
PROPOSAL #7c: APPROVE REMUNERATION GUIDELINES FOR FOR ISSUER YES FOR FOR
EXECUTIVE MANAGEMENT AND BOARD
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ISSUER: AAC Technologies Holdings Inc.
TICKER: 2018 CUSIP: G2953R114
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT BENJAMIN ZHENGMIN PAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT POON CHUNG YIN JOSEPH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHANG CARMEN I-HUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
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ISSUER: ABB India Limited
TICKER: 500002 CUSIP: Y0005K103
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT TARAK MEHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE B S R BATLIBOI & ASSOCIATES LLP ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: APPROVE COMMISSION REMUNERATION TO NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AMEND OBJECTS CLAUSE OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
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ISSUER: ABB Ltd.
TICKER: ABBN CUSIP: H0010V101
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT (NON- ISSUER YES FOR FOR
BINDING)
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 0.76 PER SHARE
PROPOSAL #5: APPROVE CHF 5.6 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES
PROPOSAL #6: APPROVE CREATION OF CHF 24 MILLION POOL ISSUER YES FOR FOR
OF AUTHORIZED SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 4.4 MILLION
PROPOSAL #7.2: APPROVE MAXIMUM REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 52 MILLION
PROPOSAL #8.1: REELECT MATTI ALAHUHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.2: REELECT DAVID CONSTABLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.3: REELECT FREDERICO CURADO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.4: ELECT LARS FOERBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.5: REELECT LOUIS HUGHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.6: REELECT DAVID MELINE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.7: REELECT SATISH PAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.8: REELECT JACOB WALLENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.9: REELECT YING YEH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.10: REELECT PETER VOSER AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #9.1: APPOINT DAVID CONSTABLE AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #9.2: APPOINT FREDERICO CURADO AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #9.3: APPOINT YING YEH AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #10: DESIGNATE HANS ZEHNDER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #11: RATIFY ERNST AND YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
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ISSUER: ABC-Mart Inc.
TICKER: 2670 CUSIP: J00056101
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 60
PROPOSAL #2.1: ELECT DIRECTOR NOGUCHI, MINORU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YOSHIDA, YUKIE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KATSUNUMA, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOJIMA, JO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KIKUCHI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HATTORI, KIICHIRO ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER HAYASHI, YUTAKA
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MATSUOKA, TADASHI
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SUGAHARA, TAIO
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ISSUER: Aberdeen Asset Management plc
TICKER: ADN CUSIP: G00434111
MEETING DATE: 2/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: RE-ELECT JULIE CHAKRAVERTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MARTIN GILBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANDREW LAING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ROD MACRAE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT RICHARD MULLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT VAL RAHMANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT BILL RATTRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT JUTTA AF ROSENBORG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT AKIRA SUZUKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT SIMON TROUGHTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT HUGH YOUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT GERHARD FUSENIG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #18: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #19: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #24: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
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ISSUER: Aberdeen Asset Management PLC
TICKER: ADN CUSIP: G00434111
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
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ISSUER: Aberdeen Asset Management PLC
TICKER: ADN CUSIP: G00434111
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATTERS RELATING TO THE ALL- ISSUER YES FOR FOR
SHARE MERGER OF STANDARD LIFE PLC AND ABERDEEN ASSET
MANAGEMENT PLC
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ISSUER: Abertis Infraestructuras S.A
TICKER: ABE CUSIP: E0003D111
MEETING DATE: 4/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4.1: AMEND ARTICLES RE: BOARD COMPOSITION, ISSUER YES FOR FOR
MEETINGS AND COMMITTEES
PROPOSAL #4.2: AMEND ARTICLE 29 RE: DISTRIBUTION OF ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: APPROVE SHAREHOLDER REMUNERATION EITHER ISSUER YES FOR FOR
IN SHARES OR CASH WITH A CHARGE AGAINST RESERVES
PROPOSAL #6.1: RATIFY APPOINTMENT OF AND ELECT MARINA ISSUER YES FOR FOR
SERRANO GONZALEZ AS DIRECTOR
PROPOSAL #6.2: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
SANDRINE LAGUMINA AS DIRECTOR
PROPOSAL #6.3: RATIFY APPOINTMENT OF AND ELECT ENRICO ISSUER YES FOR FOR
LETTA AS DIRECTOR
PROPOSAL #6.4: RATIFY APPOINTMENT OF AND ELECT LUIS ISSUER YES FOR FOR
G. FORTUNO AS DIRECTOR
PROPOSAL #6.5: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
FRANCISCO JAVIER BROSSA GALOFRE AS DIRECTOR
PROPOSAL #6.6: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.7: REELECT G3T SL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
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ISSUER: ABN AMRO Group N.V.
TICKER: ABN CUSIP: N0162C102
MEETING DATE: 8/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2b: ELECT J.B.J. STEGMANN TO SUPERVISORY ISSUER YES FOR FOR
BOARD
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ISSUER: ABN AMRO Group N.V.
TICKER: ABN CUSIP: N0162C102
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #5.b: AMEND TRUST CONDITIONS STAK AAG ISSUER YES FOR FOR
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ISSUER: ABN AMRO Group N.V.
TICKER: ABN CUSIP: N0162C102
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.g: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3.b: APPROVE DIVIDENDS OF EUR 0.84 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #4.a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4.b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7.b: REELECT ANNEMIEKE ROOBEEK TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL
PROPOSAL #8.b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #8.c: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
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ISSUER: Aboitiz Equity Ventures Inc.
TICKER: AEV CUSIP: Y0001Z104
MEETING DATE: 5/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF PREVIOUS ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON MAY 16, 2016
PROPOSAL #2: APPROVE THE 2016 ANNUAL REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #3: APPOINT EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: RATIFY THE ACTS, RESOLUTIONS, AND ISSUER YES FOR FOR
PROCEEDINGS OF THE BOARD OF DIRECTORS, CORPORATE
OFFICERS, AND MANAGEMENT IN 2016 UP TO MAY 15, 2017
PROPOSAL #5.1: ELECT JON RAMON ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT ERRAMON I. ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT MIKEL A. ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT ENRIQUE M. ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT JUSTO A. ORTIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT ANTONIO R. MORAZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT RAPHAEL P.M. LOTILLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT JOSE C. VITUG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.9: ELECT STEPHEN T. CUUNJIENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
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ISSUER: Aboitiz Power Corporation
TICKER: AP CUSIP: Y0005M109
MEETING DATE: 5/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD LAST MAY 16, 2016
PROPOSAL #2: APPROVE 2016 ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPOINT EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ACTS, RESOLUTIONS AND PROCEEDINGS ISSUER YES FOR FOR
OF THE BOARD OF DIRECTORS, CORPORATE OFFICERS AND
MANAGEMENT IN 2016 UP TO MAY 15, 2017
PROPOSAL #5.1: ELECT ENRIQUE M. ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT JON RAMON ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT ERRAMON I. ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT ANTONIO R. MORAZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT MIKEL A. ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT JAIME JOSE Y. ABOITIZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.7: ELECT CARLOS C. EJERCITO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT ROMEO L. BERNARDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.9: ELECT ALFONSO A. UY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
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ISSUER: Abu Dhabi Commercial Bank PJSC
TICKER: ADCB CUSIP: M0152Q104
MEETING DATE: 3/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS REPRESENTING 40 ISSUER YES FOR FOR
PERCENT OF SHARE CAPITAL FOR FY 2016
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #9: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
PROPOSAL #11: APPROVE EMPLOYEE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #12: APPROVE CONDITIONS OF THE EMPLOYEE ISSUER YES FOR FOR
SHARE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ACC Ltd.
TICKER: ACC CUSIP: Y0002C112
MEETING DATE: 7/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE VARIATION IN THE TERMS OF ISSUER YES FOR FOR
REMUNERATION OF HARISH BADAMI, CEO & MANAGING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ACC Ltd.
TICKER: ACC CUSIP: Y0022S105
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT N S SEKHSARIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT MARTIN KRIEGNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS AND SELLS LLP ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #1: ELECT NEERAJ AKHOURY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
NEERAJ AKHOURY AS MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
COST AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acciona S.A
TICKER: ANA CUSIP: E0008Z109
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
MANAGEMENT REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPOINT KPMG AUDITORES AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5.1: REELECT JERONIMO MARCOS GERARD RIVERO ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5.2: ELECT KAREN CHRISTIANA FIGUERES OLSEN ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: FIX NUMBER OF SHARES AVAILABLE FOR ISSUER YES FOR FOR
GRANTS
PROPOSAL #9: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CORPORATE SOCIAL RESPONSIBILITY ISSUER YES FOR FOR
REPORT
PROPOSAL #11: AUTHORIZE COMPANY TO CALL EGM WITH 15 ISSUER YES �� FOR FOR
DAYS' NOTICE
PROPOSAL #12: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Accor
TICKER: AC CUSIP: F00189120
MEETING DATE: 7/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTRIBUTION IN KIND IN THE FORM ISSUER YES FOR FOR
OF FRHI SHARES AND ITS REMUNERATION IN THE FORM OF
ACCOR SHARES
PROPOSAL #2: PURSUANT TO APPROVAL OF ITEM 1, ISSUE ISSUER YES FOR FOR
46.7 MILLION SHARES
PROPOSAL #3: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
PROPOSAL #4: ELECT ALI BOUZARIF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT AZIZ ALUTHMAN FAKHROO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT SARMAD ZOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT JIANG QIONG ER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT ISABELLE SIMON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT NATACHA VALLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 1,12 MILLION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Accor
TICKER: AC CUSIP: F00189120
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE TREATMENT OF LOSSES AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.05 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: REELECT SEBASTIEN BAZIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT IRIS KNOBLOCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RATIFY APPOINTMENT OF NAWAF BIN JASSIM ISSUER YES FOR FOR
BIN JABOR AL-THANI AS DIRECTOR
PROPOSAL #8: RATIFY APPOINTMENT OF VIVEK BADRINATH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: RATIFY APPOINTMENT OF NICOLAS SARKOZY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: APPROVE TRANSACTION WITH EURAZEO RE: ISSUER YES FOR FOR
SALE OF ASSETS
PROPOSAL #11: APPROVE TERMINATION PACKAGE OF SVEN ISSUER YES FOR FOR
BOINET, VICE-CEO
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
SEBASTIEN BAZIN, CHAIRMAN AND CEO
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
SVEN BOINET, VICE-CEO
PROPOSAL #14: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #15: APPROVE REMUNERATION POLICY OF VICE-CEO ISSUER YES FOR FOR
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 427 MILLION
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 85 MILLION
PROPOSAL #20: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES RESERVED FOR QUALIFIED INVESTORS OR
RESTRICTED NUMBER OF INVESTORS, UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 85 MILLION
PROPOSAL #21: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEM 24
PROPOSAL #22: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND,
UP TO AGGREGATE AMOUNT OF EUR 85 MILLION
PROPOSAL #23: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 427 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #24: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS AT EUR 427 MILLION
PROPOSAL #25: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #26: AUTHORIZE UP TO 2 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS UNDER
PERFORMANCE CONDITIONS RESERVED FOR EMPLOYEES AND
EXECUTIVE OFFICERS
PROPOSAL #27: AUTHORIZE BOARD TO ISSUE FREE WARRANTS ISSUER YES FOR FOR
WITH PREEMPTIVE RIGHTS DURING A PUBLIC TENDER OFFER
PROPOSAL #28: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
PROPOSAL #A: REMOVE DOUBLE-VOTING RIGHTS FOR LONG- SHAREHOLDER YES FOR AGAINST
TERM REGISTERED SHAREHOLDERS AND AMEND BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Accor
TICKER: AC CUSIP: F00189120
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF COMPANY ASSETS TO ISSUER YES FOR FOR
ACCORINVEST
PROPOSAL #2: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acer Inc.
TICKER: 2353 CUSIP: Y0003F171
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT STAN SHIH WITH SHAREHOLDER NO. 2 ISSUER YES FOR FOR
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT GEORGE HUANG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 5 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT JASON CHEN WITH SHAREHOLDER NO. ISSUER YES FOR FOR
857788 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT CAROLYN YEH, REPRESENTATIVE OF ISSUER YES FOR FOR
HUNG ROUAN INVESTMENT CORP., WITH SHAREHOLDER NO.
5978 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT A REPRESENTATIVE OF SMART ISSUER YES FOR FOR
CAPITAL CORP. WITH SHAREHOLDER NO. 545878 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #1.6: ELECT F. C. TSENG WITH SHAREHOLDER NO. ISSUER YES FOR FOR
771487 AS INDEPENDENT DIRECTOR
PROPOSAL #1.7: ELECT JI REN LEE WITH SHAREHOLDER NO. ISSUER YES FOR FOR
857786 AS INDEPENDENT DIRECTOR
PROPOSAL #1.8: ELECT SIMON CHANG WITH SHARHEOLDER NO. ISSUER YES FOR FOR
157790 AS INDEPENDENT DIRECTOR
PROPOSAL #1.9: ELECT CHARLES HSU WITH SHAREHOLDER NO. ISSUER YES FOR FOR
916903 AS INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM ISSUER YES FOR FOR
CAPITAL RESERVE
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acerinox S.A.
TICKER: ACX CUSIP: E00460233
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS CHARGED TO RESERVES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6.1: REELECT RYO HATTORI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: RATIFY APPOINTMENT OF AND ELECT TOMAS ISSUER YES FOR FOR
HEVIA ARMENGOL AS DIRECTOR
PROPOSAL #6.3: RATIFY APPOINTMENT OF AND ELECT ROSA ISSUER YES FOR FOR
MARIA GARCIA PINEIRO AS DIRECTOR
PROPOSAL #6.4: RATIFY APPOINTMENT OF AND ELECT LAURA ISSUER YES FOR FOR
GONZALEZ MOLERO AS DIRECTOR
PROPOSAL #6.5: RATIFY APPOINTMENT OF AND ELECT MARTA ISSUER YES FOR FOR
MARTINEZ ALONSO AS DIRECTOR
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #8: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ackermans & van Haaren
TICKER: ACKB CUSIP: B01165156
MEETING DATE: 5/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDENDS OF EUR 2.04 PER SHARE
PROPOSAL #4.1: APPROVE DISCHARGE OF DIRECTOR ALEXIA ISSUER YES FOR FOR
BERTRAND
PROPOSAL #4.2: APPROVE DISCHARGE OF DIRECTOR LUC ISSUER YES FOR FOR
BERTRAND
PROPOSAL #4.3: APPROVE DISCHARGE OF DIRECTOR MARION ISSUER YES FOR FOR
DEBRUYNE
PROPOSAL #4.4: APPROVE DISCHARGE OF DIRECTOR JACQUES ISSUER YES FOR FOR
DELEN
PROPOSAL #4.5: APPROVE DISCHARGE OF DIRECTOR VALERIE ISSUER YES FOR FOR
JURGENS
PROPOSAL #4.6: APPROVE DISCHARGE OF DIRECTOR PIERRE ISSUER YES FOR FOR
MACHARIS
PROPOSAL #4.7: APPROVE DISCHARGE OF DIRECTOR JULIEN ISSUER YES FOR FOR
PESTIAUX
PROPOSAL #4.8: APPROVE DISCHARGE OF DIRECTOR THIERRY ISSUER YES FOR FOR
VAN BAREN
PROPOSAL #4.9: APPROVE DISCHARGE OF DIRECTOR FREDERIC ISSUER YES FOR FOR
VAN HAAREN
PROPOSAL #4.10: APPROVE DISCHARGE OF DIRECTOR PIERRE ISSUER YES FOR FOR
WILLAERT
PROPOSAL #5: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.1: REELECT ALEXIA BERTRAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: REELECT LUC BERTRAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: REELECT FREDERIC VAN HAAREN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acom Co., Ltd.
TICKER: 8572 CUSIP: J00105106
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO ABOLISH BOARD ISSUER YES FOR FOR
STRUCTURE WITH STATUTORY AUDITORS - ADOPT BOARD
STRUCTURE WITH AUDIT COMMITTEE - AMEND PROVISIONS ON
NUMBER OF DIRECTORS - AUTHORIZE DIRECTORS TO EXECUTE
DAY TO DAY OPERATIONS WITHOUT FULL BOARD APPROVAL
PROPOSAL #2.1: ELECT DIRECTOR KINOSHITA, SHIGEYOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KINOSHITA, MASATAKA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SAGEHASHI, TERUYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MURAKAMI, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR WACHI, KAORU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR WATANABE, NORIYOSHI ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER FUKUMOTO, KAZUO
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ITO, TATSUYA
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TAKADA, OSAMU
PROPOSAL #3.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER DOI, TAKASHI
PROPOSAL #4: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acron PJSC
TICKER: AKRN CUSIP: X00311104
MEETING DATE: 9/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST SIX ISSUER YES FOR FOR
MONTHS OF FISCAL 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acron PJSC
TICKER: AKRN CUSIP: X00311104
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4.1: ELECT NIKOLAY ARUTYUNOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.2: ELECT IGOR BELIKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.3: ELECT VLADIMIR GAVRIKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT GEORGY GOLUKHOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.5: ELECT ALEKSANDR DYNKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT YURY MALYSHEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.7: ELECT ALEKSANDR POPOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.8: ELECT ARKADY SVERDLOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.9: ELECT VLADIMIR SISTER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT VALENTINA ALEKSANDROVA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #7.2: ELECT IRINA DUDICHEVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7.3: ELECT ELENA ZUBRILOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7.4: ELECT ELENA POTAPOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7.5: ELECT TATYANA KHRAPOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acs, Actividades de Construccion y Servicios S.A
TICKER: ACS CUSIP: E7813W163
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT CARMEN FERNANDEZ ROZADO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT JOSE ELADIO SECO DOMINGUEZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT MARCELINO FERNANDEZ VERDES AS ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #6: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #7.1: AMEND ARTICLE 19 RE: BOARD COMMITTEES ISSUER YES FOR FOR
PROPOSAL #7.2: AMEND ARTICLE 22 RE: APPOINTMENTS ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #7.3: AMEND ARTICLE 23 RE: BOARD COMMITTEES ISSUER YES FOR FOR
PROPOSAL #7.4: ADD ARTICLE 22 BIS RE: REMUNERATION ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #8: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE AND CAPITAL ISSUER YES FOR FOR
REDUCTION VIA AMORTIZATION OF REPURCHASED SHARES
PROPOSAL #10: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Actelion Ltd.
TICKER: ATLN CUSIP: H0032X135
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1a: REELECT JEAN-PIERRE GARNIER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1b: REELECT JEAN-PAUL CLOZEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1c: REELECT JUHANI ANTTILA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1d: REELECT ROBERT BERTOLINI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1e: REELECT JOHN GREISCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1f: REELECT PETER GRUSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1g: REELECT MICHAEL JACOBI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1h: REELECT JEAN MALO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1i: REELECT DAVID STOUT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1j: REELECT HERNA VERHAGEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT JEAN-PIERRE GARNIER AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #4.3a: APPOINT HERNA VERHAGEN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.3b: APPOINT JEAN-PIERRE GARNIER AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #4.3c: APPOINT JOHN GRIESCH AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #5.1a: ELECT LUDO OOMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1b: ELECT CLAUDIO CESCATO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1c: ELECT ANDREA OSTINELLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1d: ELECT PASCAL HOORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1e: ELECT JULIAN BERTSCHINGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT LUDO OOMS AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5.3a: APPOINT CLAUDIO CESCATO AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.3b: APPOINT ANDREA OSTINELLI AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.3c: APPOINT PASCAL HOORN AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6: APPROVE ISSUANCE OF SHARES IN IDORSIA ISSUER YES FOR FOR
LTD. TO ACTELION SHAREHOLDERS IN CONNECTION WITH
SPIN-OFF
PROPOSAL #7: DESIGNATE BDO AG AS INDEPENDENT PROXY ISSUER YES FOR FOR
PROPOSAL #8: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CHF 681,000 REDUCTION IN SHARE ISSUER YES FOR FOR
CAPITAL VIA CANCELLATION OF REPURCHASED SHARES
PROPOSAL #10: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adani Enterprises Ltd.
TICKER: 512599 CUSIP: Y00106131
MEETING DATE: 8/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT VASANT S. ADANI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT AMEET H. DESAI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE DHARMESH PARIKH AND CO. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: ELECT HEMANT M. NERURKAR AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE OPTION TO CONVERT LOANS INTO ISSUER YES FOR FOR
EQUITY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adani Ports and Special Economic Zone Ltd.
TICKER: ADANIPORTS CUSIP: Y00130107
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDEND ON PREFERENCE SHARES ISSUER YES FOR FOR
PROPOSAL #4: REELECT MALAY MAHADEVIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE S R B C & CO LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF KARAN ADANI, ISSUER YES FOR FOR
CHIEF EXECUTIVE OFFICER
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #9: APPROVE INCREASE IN LIMIT ON FOREIGN ISSUER YES FOR FOR
SHAREHOLDINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adani Ports and Special Economic Zone Ltd.
TICKER: ADANIPORTS CUSIP: Y00130107
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adani Power Ltd
TICKER: 533096 CUSIP: Y0019Q104
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT VNEET S. JAAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DELOITTE HASKINS & SELLS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adastria Co., Ltd.
TICKER: 2685 CUSIP: J0011S105
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FUKUDA, MICHIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATSUSHITA, MASA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIMURA, OSAMU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FUKUDA, TAIKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KURASHIGE, HIDEKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATSUI, TADAMITSU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AKUTSU, SATOSHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HORIE, HIROMI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adecco Group AG
TICKER: ADEN CUSIP: H00392318
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 1.50 PER SHARE
PROPOSAL #2.2: APPROVE EUR 154 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL AND CAPITAL REPAYMENT OF EUR 0.90 PER
SHARE
PROPOSAL #2.3: AMEND ARTICLES RE: THRESHOLD TO SUBMIT ISSUER YES FOR FOR
ITEMS TO AGENDA
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 4.7 MILLION
PROPOSAL #4.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 34.8 MILLION
PROPOSAL #5.1.1: REELECT ROLF DOERIG AS DIRECTOR AND ISSUER YES FOR FOR
AS BOARD CHAIRMAN
PROPOSAL #5.1.2: REELECT JEAN-CHRISTOPHE DESLARZES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1.3: REELECT ALEXANDER GUT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.4: REELECT DIDIER LAMOUCHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.5: REELECT DAVID PRINCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.6: REELECT WANDA RAPACZYNSKI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1.7: REELECT KATHLEEN TAYLOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.8: ELECT ARIANE GORIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.1: APPOINT ALEXANDER GUT AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.2.2: APPOINT JEAN-CHRISTOPHE DESLARZES AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #5.2.3: APPOINT WANDA RAPACZYNSKI AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #5.2.4: APPOINT KATHLEEN TAYLOR AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.3: DESIGNATE ANDREAS KELLER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #5.4: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE PARTIAL CANCELLATION OF ISSUER YES FOR FOR
CONDITIONAL CAPITAL
PROPOSAL #6.2: APPROVE CREATION OF CHF 855,780 POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES FOR FOR
PROPOSAL #8: CHANGE LOCATION OF REGISTERED ISSUER YES FOR FOR
OFFICE/HEADQUARTERS TO ZURICH, SWITZERLAND
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adelaide Brighton Ltd.
TICKER: ABC CUSIP: Q0109N101
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT Z TODORCEVSKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LV HOSKING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT KEN SCOTT-MACKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ARLENE TANSEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF AWARDS TO M BRYDON ISSUER YES FOR FOR
PROPOSAL #7: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE THE INCREASE TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR'S REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: adidas AG
TICKER: ADS CUSIP: D0066B185
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.00 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6: APPROVE CREATION OF EUR 50 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE CREATION OF EUR 16 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #8: APPROVE CREATION OF EUR 20 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #9.1: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #9.2: RATIFY KPMG AG AS AUDITORS FOR HALF- ISSUER YES FOR FOR
YEAR AND QUARTERLY REPORTS 2017
PROPOSAL #9.3: RATIFY KPMG AG AS AUDITORS FOR THE ISSUER YES FOR FOR
2018 INTERIM FINANCIAL STATEMENTS UNTIL THE 2018 AGM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aditya Birla Nuvo Ltd.
TICKER: 500303 CUSIP: Y0014E106
MEETING DATE: 8/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAJASHREE BIRLA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT LALIT NAIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE S R B C & CO LLP AS JOINT ISSUER YES FOR FOR
STATUTORY AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6: APPROVE DELOITTE HASKINS & SELLS LLP AS ISSUER YES FOR FOR
JOINT STATUTORY AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #7.1: APPROVE S R B C & CO LLP AS BRANCH ISSUER YES FOR FOR
AUDITORS OF THE COMPANY'S JAYA SHREE TEXTILES
DIVISION, RISHRA AND INDO GULF FERTILISERS,
JAGDISHPUR, AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #7.2: APPROVE DELOITTE HASKINS & SELLS LLP ISSUER YES FOR FOR
AS BRANCH AUDITORS OF THE COMPANY'S ADITYA BIRLA
INSULATORS DIVISIONS AT RISHRA & HALOL AND INDIAN
RAYON DIVISION AT VERAVAL, AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: ELECT V. CHANDRASEKARAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE INCREASE IN LIMIT ON FOREIGN ISSUER YES FOR FOR
SHAREHOLDINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aditya Birla Nuvo Ltd.
TICKER: 500303 CUSIP: Y0014E106
MEETING DATE: 4/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Admiral Group plc
TICKER: ADM CUSIP: G0110T106
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT JUSTINE ROBERTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ANNETTE COURT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DAVID STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GERAINT JONES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT COLIN HOLMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JEAN PARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PENNY JAMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT MANNING ROUNTREE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT OWEN CLARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advanced Info Service PCL
TICKER: ADVANC CUSIP: Y0014U183
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AS DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
AUDIT CO. LTD. AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #7.1: ELECT SOMPRASONG BOONYACHAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT KRAIRIT EUCHUKANONCHAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT SOMCHAI LERTSUTIWONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT PRASAN CHUAPHANICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE AND SALE OF WARRANTS ISSUER YES FOR FOR
TO EMPLOYEES OF THE COMPANY AND SUBSIDIARIES
PROPOSAL #11: APPROVE ISSUANCE OF SHARES FOR THE ISSUER YES FOR FOR
CONVERSION OF WARRANTS TO BE ISSUED TO EMPLOYEES OF
THE COMPANY AND ITS SUBSIDIARIES
PROPOSAL #12: APPROVE ALLOCATION OF WARRANTS TO ISSUER YES FOR FOR
SOMCHAI LERTSUTIWONG
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advanced Semiconductor Engineering Inc.
TICKER: 2311 CUSIP: 00756M404
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #F1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #F2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #G1: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advanced Semiconductor Engineering Inc.
TICKER: 2311 CUSIP: Y00153109
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advantech Co., Ltd.
TICKER: 2395 CUSIP: Y0017P108
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #10: APPROVE DISPOSAL OF EQUITY IN ADVANTECH ISSUER YES FOR FOR
LNC TECHNOLOGY CO., LTD.
PROPOSAL #11.1: ELECT K.C.LIU WITH SHAREHOLDER NO. ISSUER YES FOR FOR
00000001 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.2: ELECT TED HSU WITH ID NO. Q120226XXX ISSUER YES FOR FOR
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.3: ELECT DONALD CHANG, REPRESENTATIVE OF ISSUER YES FOR FOR
AIDC INVESTMENT CORP., WITH SHAREHOLDER NO. 00000040
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.4: ELECT CHANEY HO, REPRESENTATIVE OF ISSUER YES FOR FOR
ADVANTECH FOUNDATION, WITH SHAREHOLDER NO. 00000163
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.5: ELECT JEFF CHEN WITH ID NO. ISSUER YES FOR FOR
B100630XXX AS INDEPENDENT DIRECTOR
PROPOSAL #11.6: ELECT BENSON LIU WITH ID NO. ISSUER YES FOR FOR
P100215XXX AS INDEPENDENT DIRECTOR
PROPOSAL #11.7: ELECT JOSEPH YU WITH SHAREHOLDER NO. ISSUER YES FOR FOR
00017301 AS INDEPENDENT DIRECTOR
PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advantest Corp.
TICKER: 6857 CUSIP: J00210104
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YOSHIDA, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KARATSU, OSAMU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YOSHIKAWA, SEIICHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAE BUM MYUNG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HANS-JUERGEN WAGNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TSUKAKOSHI, SOICHI ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KURITA, YUICHI
PROPOSAL #2.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER YAMAMURO, MEGUMI
PROPOSAL #2.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER HAGIO, YASUSHIGE
PROPOSAL #3: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES �� FOR FOR
COMMITTEE MEMBER KARATSU, OSAMU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AECI Ltd
TICKER: AFE CUSIP: S00660118
MEETING DATE: 5/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2016
PROPOSAL #2: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #3.1: RE-ELECT GRAHAM DEMPSTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: RE-ELECT LIZIWE MDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: RE-ELECT ALLEN MORGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT MOSES KGOSANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MARK DYTOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: RE-ELECT GRAHAM DEMPSTER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6.2: RE-ELECT GODFREY GOMWE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6.3: ELECT MOSES KGOSANA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #6.4: RE-ELECT ALLEN MORGAN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #7.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE IMPLEMENTATION OF THE ISSUER YES FOR FOR
REMUNERATION POLICY
PROPOSAL #1.1: APPROVE FEES OF THE BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE FEES OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #1.3: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #1.4: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBERS
PROPOSAL #1.5: APPROVE FEES OF THE OTHER BOARD ISSUER YES FOR FOR
COMMITTEES' CHAIRMAN
PROPOSAL #1.6: APPROVE FEES OF THE OTHER BOARD ISSUER YES FOR FOR
COMMITTEES' MEMBERS
PROPOSAL #1.7: APPROVE FEES OF THE SUBSIDIARIES' ISSUER YES FOR FOR
FINANCIAL REVIEW AND RISK COMMITTEES CHAIRMAN
PROPOSAL #1.8: APPROVE FEES OF THE SUBSIDIARIES' ISSUER YES FOR FOR
FINANCIAL REVIEW AND RISK COMMITTEES NON-EXECUTIVE
MEMBERS
PROPOSAL #1.9: APPROVE MEETING ATTENDANCE FEE ISSUER YES FOR FOR
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY
PROPOSAL #4.1: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
DELETION AND SUBSTITUTION OF ARTICLE 15.1.10
PROPOSAL #4.2: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
DELETION OF ARTICLE 15.2.3
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aegon NV
TICKER: AGN CUSIP: N00927298
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.4: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3.5: APPROVE DIVIDENDS OF EUR 0.26 PER ISSUER YES FOR �� FOR
COMMON SHARE AND EUR 0.00650 PER COMMON SHARE B
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5.1: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #6.1: REELECT DONA YOUNG TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.2: ELECT WILLIAM CONNELLY TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.3: ELECT MARK ELLMAN TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT MATTHEW RIDER TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #8.1: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #8.2: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #8.3: AUTHORIZE BOARD TO ISSUE SHARES UP TO ISSUER YES FOR FOR
1 PERCENT OF ISSUED CAPITAL UNDER INCENTIVE PLANS
PROPOSAL #8.4: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AENA S.A.
TICKER: AENA CUSIP: E526K0106
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5.1: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
FRANCISCO JAVIER MARTIN RAMIRO AS DIRECTOR
PROPOSAL #5.2: ELECT MARIA JESUS ROMERO DE AVILA ISSUER YES FOR FOR
TORRIJOS AS DIRECTOR
PROPOSAL #5.3: ELECT ALICIA SEGOVIA MARCO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
BONDS/DEBENTURES AND/OR OTHER DEBT SECURITIES UP TO
EUR 5 BILLION
PROPOSAL #7: AMEND ARTICLES RE: COMPANY NAME, ISSUER YES FOR FOR
CORPORATE PURPOSE, NATIONALITY, REGISTERED OFFICE,
FISCAL YEAR, ANNUAL STATEMENTS, RESERVES AND
DISTRIBUTION OF PROFITS
PROPOSAL #8: CHANGE COMPANY NAME TO AENA SME SA ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aeon Co., Ltd.
TICKER: 8267 CUSIP: J00288100
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YOKO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OKADA, MOTOYA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MORI, YOSHIKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YAMASHITA, AKINORI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SATO, KEN ISSUER �� YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR UCHINAGA, YUKAKO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NAGASHIMA, TORU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TSUKAMOTO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ONO, KOTARO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AEON Financial Service Co., Ltd.
TICKER: 8570 CUSIP: J0021H107
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO REFLECT CHANGES IN LAW ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR SUZUKI, MASAKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KAWAHARA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MIZUNO, MASAO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WAKABAYASHI, HIDEKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MANGETSU, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YAMADA, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SUZUKI, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ARAI, NAOHIRO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ISHIZUKA, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR WATANABE, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR OTSURU, MOTONARI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR HAKODA, JUNYA ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR NAKAJIMA, YOSHIMI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR UCHIBORI, ISSUER YES FOR FOR
HISANORI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR YAMAZAWA, ISSUER YES FOR FOR
KOTARO
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR SAKAKI, ISSUER YES FOR FOR
TAKAYUKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AEON Mall Co., Ltd.
TICKER: 8905 CUSIP: J10005106
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MURAKAMI, NORIYUKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YOSHIDA, AKIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IWAMOTO, KAORU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHIBA, SEIICHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR UMEDA, YOSHIHARU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MISHIMA, AKIO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OKADA, MOTOYA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FUJIKI, MITSUHIRO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TAMAI, MITSUGU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SATO, HISAYUKI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR YOKOYAMA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR TAIRA, MAMI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR KAWABATA, MASAO ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR WATANABE, MAKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aeroflot PJSC
TICKER: AFLT CUSIP: X00096101
MEETING DATE: 12/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER NO N/A N/A
CESSION OF RIGHTS ON PURCHASE OF AIRCRAFT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aeroports de Paris ADP
TICKER: ADP CUSIP: F00882104
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.64 PER SHARE
PROPOSAL #4: APPROVE TRANSACTION WITH THE FRENCH ISSUER YES FOR FOR
STATE
PROPOSAL #5: APPROVE TRANSACTION WITH THE MUSEE DU ISSUER YES FOR FOR
LOUVRE
PROPOSAL #6: APPROVE TRANSACTION WITH THE MUSEE ISSUER YES FOR FOR
D'ORSAY AND THE MUSEE DE L'ORANGERIE
PROPOSAL #7: APPROVE TRANSACTION WITH MEDIA AEROPORTS ISSUER YES FOR FOR
DE PARIS
PROPOSAL #8: APPROVE TRANSACTION WITH SNCF MOBILITE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TRANSACTION WITH SNCF RESEAU AND ISSUER YES FOR FOR
THE CAISSE DES DEPOTS ET CONSIGNATIONS
PROPOSAL #10: APPROVE TRANSACTION WITH L'ECOLE ISSUER YES FOR FOR
NATIONALE SUPERIEURE LOUIS LUMIERE
PROPOSAL #11: APPROVE TRANSACTION WITH CHATEAU DU ISSUER YES FOR FOR
MUSEE ET DU DOMAINE NATIONAL DE VERSAILLES
PROPOSAL #12: APPROVE TRANSACTION WITH ATOUT FRANCE ISSUER YES FOR FOR
PROPOSAL #13: APPROVE TRANSACTION WITH RATP AND STIF ISSUER YES FOR FOR
PROPOSAL #14: APPROVE TRANSACTION WITH SOCIETE DE ISSUER YES FOR FOR
DISTRIBUTION AEROPORTUAIRE
PROPOSAL #15: APPROVE TRANSACTION WITH PARIS MUSEES ISSUER YES FOR FOR
PROPOSAL #16: APPROVE TRANSACTION WITH THE GROUPEMENT ISSUER YES FOR FOR
D'INTERET PUBLIC PARIS2024
PROPOSAL #17: APPROVE TRANSACTION WITH GROUPE VINCI ISSUER YES FOR FOR
PROPOSAL #18: AUTHORIZE REPURCHASE OF UP TO 5 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #19: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
AUGUSTIN DE ROMANET, CHAIRMAN AND CEO
PROPOSAL #20: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PATRICK JEANTET, VICE-CEO
PROPOSAL #21: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #22: RATIFY CHANGE LOCATION OF REGISTERED ISSUER YES FOR FOR
OFFICE TO, 1 RUE DE FRANCE, 93290, TREMBLAY EN FRANCE
PROPOSAL #23: AMEND ARTICLES 1, 13, 14, 15, 16 OF ISSUER YES FOR FOR
BYLAWS RE: BOARD OF DIRECTORS
PROPOSAL #24: AMEND ARTICLE 18 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH LEGAL CHANGES RE: TRANSACTIONS BETWEEN DIRECTORS
AND SHAREHOLDERS
PROPOSAL #25: AMEND ARTICLE 20 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH LEGAL CHANGES RE: GENERAL MEETINGS
PROPOSAL #26: DELEGATE POWER TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO AMEND THE BYLAWS TO COMPLY WITH NEW
PROPOSAL #27: ELECT GENIEVRE CHAUX-DEBRY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #28: ELECT MICHEL MASSONI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #29: ELECT MURIEL PENICAUD AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #30: ELECT DENIS ROBIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #31: ELECT PERRINE VIDALENCHE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #32: SUBJECTED TO APPROVAL OF ITEM 23, ISSUER YES AGAINST AGAINST
APPOINT GILLES LEBLANC AS CENSOR
PROPOSAL #33: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
CENSORS IN THE AGGREGATE AMOUNT OF EUR 350,000
PROPOSAL #34: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AES Gener S.A.
TICKER: AESGENER CUSIP: P0607L111
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF USD 0.031 PER SHARE
PROPOSAL #3: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE; PRESENT REPORT ON DIRECTORS'
COMMITTEE EXPENSES AND ACTIVITIES
PROPOSAL #5: APPOINT AUDITORS AND DESIGNATE RISK ISSUER YES FOR FOR
ASSESSMENT COMPANIES
PROPOSAL #6: APPROVE DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #7: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: DESIGNATE NEWSPAPER TO PUBLISH ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #9: OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AES Tiete Energia SA
TICKER: TIET4 CUSIP: ADPV35727
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT ALTERNATE FISCAL COUNCIL MEMBER ISSUER YES FOR FOR
PROPOSAL #3: RECTIFY REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AES Tiete Energia SA
TICKER: TIET4 CUSIP: P0R94U104
MEETING DATE: 4/20/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #4.1: ELECT ANDRE EDUARDO DANTAS AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND PAULO ROBERTO BELLENTANI BRANDAO
AS ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AES Tiete Energia SA
TICKER: TIET4 CUSIP: P0R94U104
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #2: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AES Tiete Energia SA
TICKER: TIET4 CUSIP: P0R94U104
MEETING DATE: 5/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF NOVA ENERGIA ISSUER YES FOR FOR
HOLDING S.A.
PROPOSAL #2: ELECT DIRECTOR AND ALTERNATES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AES Tiete Energia SA
TICKER: TIET4 CUSIP: P30641107
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CARLOS EDUARDO TEIXEIRA TAVEIROS SHAREHOLDER YES FOR N/A
AS FISCAL COUNCIL MEMBER AND JOAO GUSTAVO SPECIALSKI
DA SILVEIRA AS ALTERNATE APPOINTED BY PREFERRED
SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AES TIETE ENERGIA SA
TICKER: TIET4 CUSIP: P30641115
MEETING DATE: 8/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AES Tiete Energia SA
TICKER: TIET4 CUSIP: P30641115
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT ALTERNATE FISCAL COUNCIL MEMBER ISSUER YES FOR FOR
PROPOSAL #3: RECTIFY REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AES Tiete Energia SA
TICKER: TIET4 CUSIP: P30641115
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #2: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AES Tiete Energia SA
TICKER: TIET4 CUSIP: P30641115
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #4.1: ELECT ANDRE EDUARDO DANTAS AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND PAULO ROBERTO BELLENTANI BRANDAO
AS ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #4.2: ELECT CARLOS EDUARDO TEIXEIRA TAVEIROS SHAREHOLDER YES FOR N/A
AS FISCAL COUNCIL MEMBER AND JOAO GUSTAVO SPECIALSKI
DA SILVEIRA AS ALTERNATE APPOINTED BY PREFERRED
SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AES Tiete Energia SA
TICKER: TIET4 CUSIP: P30641115
MEETING DATE: 5/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF NOVA ENERGIA ISSUER YES FOR FOR
HOLDING S.A.
PROPOSAL #2: ELECT DIRECTOR AND ALTERNATES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Africa Israel Investments Ltd.
TICKER: AFIL CUSIP: M02005102
MEETING DATE: 10/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ERAN RENATO JARACH AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR FOR A THREE-YEAR PERIOD
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Africa Israel Investments Ltd.
TICKER: AFIL CUSIP: M02005102
MEETING DATE: 2/5/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REELECT LEV LEVIEV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT AVINADAV GRINSHPON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT SHMUEL SHKEDI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: REELECT SHLOMO BOROCHOV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT EITAN RAFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REAPPOINT SOMEKH CHAIKIN AND BRIGHTMAN, ISSUER YES AGAINST AGAINST
ALMAGOR, ZOHAR, AND SHOTI AS JOINT AUDITORS
PROPOSAL #8: APPROVE PURCHASE OF INDEMNIFICATION ISSUER YES FOR FOR
INSURANCE
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Africa Israel Investments Ltd.
TICKER: AFIL CUSIP: M02005102
MEETING DATE: 3/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO THE COMPANY'S ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
PROPOSAL #2: ISSUE UPDATED INDEMNIFICATION AGREEMENTS ISSUER YES FOR FOR
TO DIRECTORS/OFFICERS
PROPOSAL #3: APPROVE PURCHASE OF RUN-OFF INSURANCE ISSUER YES FOR FOR
POLICY FOR OFFICERS
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: African Bank Investments Ltd
TICKER: AFRVY CUSIP: S01035112
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT GRANT THORNTON AS AUDITORS OF ISSUER YES FOR FOR
THE COMPANY WITH SONE KOCK AS THE INDIVIDUAL
REGISTERED AUDITOR AND AUTHORISE THEIR REMUNERATION
PROPOSAL #2.1: ELECT DR ENOS BANDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DANIEL VLOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT ALETHEA CONRAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT MORRIS MTHOMBENI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.2: ELECT DANIEL VLOK AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: ELECT ALETHEA CONRAD AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #6: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #7: AUTHORISE REPURCHASE OF ISSUED ORDINARY ISSUER YES FOR FOR
SHARE CAPITAL
PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED ISSUER YES FOR FOR
PREFERENCE SHARE CAPITAL
PROPOSAL #9: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
PROPOSAL #11: APPROVE CHANGE OF COMPANY NAME TO ISSUER YES FOR FOR
AFRICAN PHOENIX INVESTMENTS LIMITED
PROPOSAL #12: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: African Rainbow Minerals Ltd
TICKER: ARI CUSIP: S01680107
MEETING DATE: 12/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT FRANK ABBOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT TOM BOARDMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT MANGISI GULE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH LANCE TOMLINSON AS THE DESIGNATED
AUDITOR
PROPOSAL #5.1: RE-ELECT TOM BOARDMAN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5.2: RE-ELECT FRANK ABBOTT AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5.3: RE-ELECT DR MANANA BAKANE-TUOANE AS ISSUER YES FOR FOR
MEMBER OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #5.4: RE-ELECT ANTON BOTHA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5.5: RE-ELECT ALEX MADITSI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5.6: RE-ELECT DR REJOICE SIMELANE AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INCREASE IN THE ANNUAL RETAINER ISSUER YES FOR FOR
FEES FOR NON-EXECUTIVE DIRECTORS
PROPOSAL #8: APPROVE INCREASE IN COMMITTEE ATTENDANCE ISSUER YES FOR FOR
FEES FOR NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ageas SA/NV
TICKER: AGS CUSIP: B0148L138
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1.3: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2.2.2: APPROVE DIVIDENDS OF EUR 2.10 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #2.3.1: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.3.2: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DISCUSS AND APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT KATLEEN VANDEWEYER AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #4.2: REELECT BART DE SMET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE CANCELLATION OF 7,170,522 ISSUER YES FOR FOR
REPURCHASED SHARES
PROPOSAL #5.2.2: RENEW AUTHORIZATION TO INCREASE ISSUER YES FOR FOR
SHARE CAPITAL UP TO 155.40 MILLION WITHIN THE
FRAMEWORK OF AUTHORIZED CAPITAL
PROPOSAL #5.3: AMEND ARTICLE 10 RE: BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5.4: AMEND ARTICLE 12 RE: MANAGEMENT OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aggreko plc
TICKER: AGK CUSIP: G0116S185
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT BARBARA JEREMIAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT MILES ROBERTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT KEN HANNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CHRIS WESTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CAROLE CRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DAME NICOLA BREWER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT RUSSELL KING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT UWE KRUEGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT DIANA LAYFIELD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT IAN MARCHANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: APPROVE RESTRICTED SHARE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #19: APPROVE SHARESAVE PLANS ISSUER YES FOR FOR
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agile Group Holdings Ltd.
TICKER: 3383 CUSIP: G01198103
MEETING DATE: 5/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHAN CHEUK YIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT CHAN CHEUK HEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT KWONG CHE KEUNG, GORDON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT HUI CHIU CHUNG, STEPHEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT WONG SHIU HOI, PETER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #11A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AGL Energy Ltd.
TICKER: AGL CUSIP: Q01630195
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ELECT BELINDA JANE HUTCHINSON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: ELECT JACQUELINE CHERIE HEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT DIANE LEE SMITH-GANDER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO ANDREW VESEY, MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER OF THE COMPANY
PROPOSAL #5: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agnico Eagle Mines Limited
TICKER: AEM CUSIP: 008474108
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEANNE M. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SEAN BOYD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTINE A. CELEJ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. GEMMELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MEL LEIDERMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBORAH A. MCCOMBE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES D. NASSO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SEAN RILEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR J. MERFYN ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMIE C. SOKALSKY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR HOWARD R. STOCKFORD ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PERTTI VOUTILAINEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agricultural Bank of China Limited
TICKER: 1288 CUSIP: Y00289119
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2017 FIXED ASSET INVESTMENT ISSUER YES FOR FOR
BUDGET
PROPOSAL #6: ELECT LIAO LUMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT HUANG ZHENZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT WANG XINGCHUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINAL REMUNERATION PLAN FOR ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #10: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL
AUDITORS
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agrium Inc.
TICKER: AGU CUSIP: 008916108
MEETING DATE: 11/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT WITH POTASH ISSUER YES FOR FOR
CORPORATION OF SASKATCHEWAN INC.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agrium Inc.
TICKER: AGU CUSIP: 008916108
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAURA J. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID C. EVERITT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUSSELL K. GIRLING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUSSELL J. HORNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MIRANDA C. HUBBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHUCK V. MAGRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A. ANNE MCLELLAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEREK G. PANNELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MAYO M. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aguas Andinas S.A.
TICKER: AGUAS-A CUSIP: P4171M125
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 15.26 PER SHARE
PROPOSAL #5: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #11: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #12: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AIA Group Ltd.
TICKER: 1299 CUSIP: Y002A1105
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT MOHAMED AZMAN YAHYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT EDMUND SZE-WING TSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT JACK CHAK-KWONG SO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7C: APPROVE ALLOTMENT AND ISSUANCE OF ISSUER YES FOR FOR
ADDITIONAL SHARES UNDER THE RESTRICTED SHARE UNIT
SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aiful Corp.
TICKER: 8515 CUSIP: J00557108
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FUKUDA, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SATO, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OISHI, KAZUMITSU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NAKAGAWA, TSUGUO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FUKUDA, MITSUHIDE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TANAKA, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR UEMURA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MASUI, KEIJI ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TODA, SATORU
PROPOSAL #2.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SUZUKI, HARUICHI
PROPOSAL #3: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER IMADA, SATORU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air Arabia PJSC
TICKER: AIRARABIA CUSIP: M0367N110
MEETING DATE: 3/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.07 PER SHARE ISSUER YES FOR FOR
IN CASH FOR FY 2016
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #9: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air China Ltd.
TICKER: 753 CUSIP: Y002A6104
MEETING DATE: 8/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG ZHENGANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air China Ltd.
TICKER: 753 CUSIP: Y002A6104
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FRAMEWORK AGREEMENT AND THE ISSUER YES FOR FOR
PROPOSED ANNUAL CAPS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air China Ltd.
TICKER: 753 CUSIP: Y002A6104
MEETING DATE: 1/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD RELATING TO THE NON-PUBLIC A SHARE ISSUE
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
VALIDITY PERIOD GRANTED TO THE BOARD AND THE BOARD'S
AUTHORIZED PERSONS TO HANDLE ALL RELEVANT MATTERS
RELATING TO THE NON-PUBLIC A SHARE ISSUE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air China Ltd.
TICKER: 753 CUSIP: Y002A6104
MEETING DATE: 1/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD RELATING TO THE NON-PUBLIC A SHARE ISSUE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air China Ltd.
TICKER: 753 CUSIP: Y002A6104
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air China Ltd.
TICKER: 753 CUSIP: Y002A6104
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU AS SHAREHOLDER YES FOR N/A
INTERNATIONAL AUDITOR AND DELOITTE TOUCHE TOHMATSU
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AND
INTERNAL CONTROL AUDITOR AND AUTHORIZE THE AUDIT AND
RISK MANAGEMENT COMMITTEE OF THE BOARD TO FIX THEIR R
PROPOSAL #8.1: ELECT WANG XIAOKANG AS DIRECTOR AND SHAREHOLDER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #8.2: ELECT LIU DEHENG AS DIRECTOR AND SHAREHOLDER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air New Zealand Ltd.
TICKER: AIR CUSIP: Q0169V100
MEETING DATE: 9/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JAN DAWSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT JONATHAN MASON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT THERESE WALSH AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air Water Inc.
TICKER: 4088 CUSIP: J00662114
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND PROVISIONS ON ISSUER YES FOR FOR
DIRECTOR TITLES
PROPOSAL #2.1: ELECT DIRECTOR TOYODA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IMAI, YASUO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SHIRAI, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TOYODA, KIKUO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KARATO, YU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MATSUBARA, YUKIO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MACHIDA, MASATO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TSUTSUMI, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NAGATA, MINORU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MURAKAMI, YUKIO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR YAMAMOTO, KENSUKE ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR SOGABE, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR KOMURA, KOSUKE ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR KAWATA, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR SHIOMI, YOSHIO ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR KAJIWARA, KATSUMI ISSUER YES FOR FOR
PROPOSAL #2.17: ELECT DIRECTOR IINAGA, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.18: ELECT DIRECTOR TOYONAGA, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.19: ELECT DIRECTOR SAKAMOTO, YUKIKO ISSUER YES FOR FOR
PROPOSAL #2.20: ELECT DIRECTOR ARAKAWA, YOJI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AirAsia Berhad
TICKER: AIRASIA CUSIP: Y0029V101
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIRST AND FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
THE FINANCIAL YEAR ENDED DECEMBER 31, 2016
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS FROM ISSUER YES FOR FOR
THE FINANCIAL YEAR ENDING DECEMBER 31, 2017 UNTIL THE
NEXT ANNUAL GENERAL MEETING
PROPOSAL #4: ELECT ANTHONY FRANCIS FERNANDES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT KAMARUDIN BIN MERANUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT THARUMALINGAM A/L KANAGALINGAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE FAM LEE EE TO CONTINUE OFFICE AS ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Airbus SE
TICKER: AIR CUSIP: N0280E105
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4.1: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR1.35PER SHARE
PROPOSAL #4.3: APPROVE DISCHARGE OF NON-EXECUTIVE ISSUER YES FOR FOR
MEMBERS OF THE BOARD OF DIRECTORS
PROPOSAL #4.4: APPROVE DISCHARGE OF EXECUTIVE MEMBERS ISSUER YES FOR FOR
OF THE BOARD OF DIRECTORS
PROPOSAL #4.5: RATIFY ERNST & YOUNG ACCOUNTANTS LLP ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #4.6: REELECT DENIS RANQUE AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.7: REELECT RALPH D. CROSBY, JR. AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #4.8: REELECT HERMANN-JOSEF LAMBERTI AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #4.9: ELECT LORD DRAYSON (PAUL) AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #4.10: PROPOSAL TO CHANGE THE COMPANY NAME ISSUER YES FOR FOR
FROM AIRBUS GROUP SE TO AIRBUS SE
PROPOSAL #4.11: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 0.51 PERCENT OF ISSUED CAPITAL AND EXCLUDING
PREEMPTIVE RIGHTS RE: ESOP AND LTIP PLANS
PROPOSAL #4.12: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 1.15 PERCENT OF ISSUED CAPITAL AND EXCLUDING
PREEMPTIVE RIGHTS RE: COMPANY FUNDING
PROPOSAL #4.13: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #4.14: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Airport City Ltd.
TICKER: ARPT CUSIP: M0367L106
MEETING DATE: 9/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT SOMEKH CHAIKIN AS AUDITORS AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: REELECT HAIM TSUFF AS DIRECTOR UNTIL THE ISSUER YES FOR FOR
END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #4: REELECT EITAN VOLOCH AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #5: REELECT ITAMAR VOLKOV AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE DIRECTOR'S REMUNERATION
PROPOSAL #6: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #7: APPROVE MANAGEMENT SERVICES AGREEMENT ISSUER YES FOR FOR
WITH HAIM TSUFF, ACTIVE CHAIRMAN
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
ISRAEL OIL COMPANY LTD., FOR PROVISION OF SERVICES
PROPOSAL #9: APPROVE MANAGEMENT SERVICES AGREEMENT ISSUER YES FOR FOR
WITH HAIM TSUFF, ACTIVE CHAIRMAN, AND NITSBA HOLDINGS
1995 LTD., FOR PROVISION OF CHAIRMAN SERVICES
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
NITSBA HOLDINGS 1995 LTD. AND ISRAEL OIL COMPANY LTD
FOR PROVISION OF SERVICES
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
PROPOSAL #B4: IF YOU DO NOT FALL UNDER ANY OF THE ISSUER YES AGAINST N/A
CATEGORIES MENTIONED UNDER ITEMS B1 THROUGH B3, VOTE
FOR. OTHERWISE, VOTE AGAINST.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Airport City Ltd.
TICKER: ARPT CUSIP: M0367L106
MEETING DATE: 3/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MANAGEMENT SERVICES AGREEMENT ISSUER YES FOR FOR
WITH PREAL ATTIAS AS JOINT CEO
PROPOSAL #2: APPROVE MANAGEMENT SERVICES AGREEMENT ISSUER YES FOR FOR
WITH SHARON TOUSSIA-COHEN AS JOINT CEO
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
PROPOSAL #B4: IF YOU DO NOT FALL UNDER ANY OF THE ISSUER YES AGAINST N/A
CATEGORIES MENTIONED UNDER ITEMS B1 THROUGH B3, VOTE
FOR. OTHERWISE, VOTE AGAINST.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Airports of Thailand Public Co., Ltd.
TICKER: AOT CUSIP: Y0028Q111
MEETING DATE: 1/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: MATTERS TO BE INFORMED ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS OF 2016 ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND PAYMENT ISSUER YES FOR FOR
OF DIVIDEND
PROPOSAL #5.1: ELECT PRASONG POONTANEAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT MANIT NITIPRATEEP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT SARAWUT BENJAKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT MANAS JAMVEHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT MANU MEKMOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ALTERATION IN PAR VALUE AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aisin Seiki Co. Ltd.
TICKER: 7259 CUSIP: J00714105
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 75
PROPOSAL #2.1: ELECT DIRECTOR TOYODA, KANSHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IHARA, YASUMORI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MITSUYA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUJIE, NAOFUMI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OKABE, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR USAMI, KAZUMI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OZAKI, KAZUHISA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KOBAYASHI, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HARAGUCHI, TSUNEKAZU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR HAMADA, MICHIYO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR NISHIKAWA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR UENAKA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR OGISO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR SHIMIZU, KANICHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KOBAYASHI, RYO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ajinomoto Co. Inc.
TICKER: 2802 CUSIP: J00882126
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2: AMEND ARTICLES TO AUTHORIZE PUBLIC ISSUER YES FOR FOR
ANNOUNCEMENTS IN ELECTRONIC FORMAT - ABOLISH
RETIREMENT BONUS SYSTEM
PROPOSAL #3.1: ELECT DIRECTOR ITO, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR NISHII, TAKAAKI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TAKATO, ETSUHIRO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR FUKUSHI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TOCHIO, MASAYA ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KIMURA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SAKIE TACHIBANA ISSUER YES FOR FOR
FUKUSHIMA
PROPOSAL #3.8: ELECT DIRECTOR SAITO, YASUO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR NAWA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akbank T.A.S.
TICKER: AKBNK CUSIP: M0300L106
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PRESIDING COUNCIL OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: AMENDCOMPANY BYLAWS ISSUER YES FOR FOR
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akcansa Cimento Sanayi ve Ticaret SA
TICKER: AKCNS CUSIP: M03343122
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aker BP ASA
TICKER: AKERBP CUSIP: R7173B102
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING; DESIGNATE ISSUER YES FOR FOR
INSPECTOR(S) OF MINUTES OF MEETING
PROPOSAL #3: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #5: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #6: APPROVE REMUNERATION OF AUDITORS FOR ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE REMUNERATION OF CORPORATE ISSUER YES FOR FOR
ASSEMBLY
PROPOSAL #8: APPROVE REMUNERATION OF NOMINATION ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #9: ELECT MEMBERS OF CORPORATE ASSEMBLY ISSUER YES AGAINST AGAINST
PROPOSAL #10: ELECT MEMBERS OF NOMINATING COMMITTEE ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CREATION OF NOK 16.8 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #13: AUTHORIZE BOARD TO DISTRIBUTE DVIDENDS ISSUER YES FOR FOR
PROPOSAL #14: ABOLISH CORPORATE ASSEMBLY ISSUER YES FOR FOR
PROPOSAL #15: AMEND ARTICLES RE: ABOLISHING CORPORATE ISSUER YES FOR FOR
ASSEMBLY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akzo Nobel NV
TICKER: AKZA CUSIP: N01803100
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.b: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3.d: APPROVE DIVIDENDS OF EUR1.65 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #4.a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4.b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #5.b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Al Meera Consumer Goods Company QSC
TICKER: MERS CUSIP: M0857C103
MEETING DATE: 10/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND BYLAWS TO COMPLY WITH COMMERCIAL ISSUER YES AGAINST AGAINST
LAW NO.11 OF 2015
PROPOSAL #2: AMEND ARTICLE 6 OF BYLAWS RE: TRANSFER ISSUER YES FOR FOR
OF SHARES
PROPOSAL #3: AMEND ARTICLE 26 OF BYLAWS RE: BOARD ISSUER YES FOR FOR
REQUIREMENTS
PROPOSAL #4: AMEND ARTICLE 35 OF BYLAWS RE: CHAIRMAN ISSUER YES FOR FOR
OR ANY OTHER DIRECTOR DISMISSAL
PROPOSAL #5: AMEND BYLAWS TO REPLACE REFERENCES TO ISSUER YES FOR FOR
"THE GOVERNMENT OF THE STATE OF QATAR" WITH "QATAR
HOLDING COMPANY"
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aldar Properties PJSC
TICKER: ALDAR CUSIP: M0517N101
MEETING DATE: 3/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.11 PER SHARE ISSUER YES FOR FOR
FOR FY 2016
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES AGAINST AGAINST
2016
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alexander Forbes Group Holdings Ltd.
TICKER: AFH CUSIP: S0R00C104
MEETING DATE: 8/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT DR DEENADAYALEN KONAR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: RE-ELECT DAVID ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT MATTHEWS MOLOKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT BUSISIWE MEMELA-KHAMBULA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: RE-ELECT DR DEENADAYALEN KONAR AS ISSUER YES FOR FOR
CHAIRMAN OF THE AUDIT COMMITTEE
PROPOSAL #2.2: RE-ELECT RABOIJANE KGOSANA AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #2.3: RE-ELECT MARK COLLIER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES OR CORPORATIONS
PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alfa Laval AB
TICKER: ALFA CUSIP: W04008152
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #10a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 4.25 PER SHARE
PROPOSAL #10c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #12: DETERMINE NUMBER OF DIRECTORS (8) AND ISSUER YES FOR FOR
DEPUTY DIRECTORS (0) OF BOARD; FIX NUMBER OF AUDITORS
(2) AND DEPUTY AUDITORS (2)
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.58 MILLION TO THE CHAIRMAN AND
SEK 525,000 TO OTHER DIRECTORS; APPROVE REMUNERATION
OF COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #14: REELECT ARNE FRANK, ULLA LITZÉN, ANDERS ISSUER YES FOR FOR
NARVINGER (CHAIR), FINN RAUSING, JORN RAUSING, ULF
WIINBERG AND MARGARETH OVRUM AS DIRECTORS; ELECT ANNA
OHLSSON-LEJON AS NEW DIRECTOR; ELECT HAKAN OLSSON
REISING AND JOAKIM THILSTEDT AS AUDITORS
PROPOSAL #15: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alfresa Holdings Corp.
TICKER: 2784 CUSIP: J0109X107
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR ISHIGURO, DENROKU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KANOME, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KUBO, TAIZO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MIYAKE, SHUNICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MASUNAGA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR IZUMI, YASUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ARAKAWA, RYUJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KATSUKI, HISASHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TERAI, KIMIKO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR YATSURUGI, YOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KONNO, SHIHO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR KAMIGAKI, ISSUER YES FOR FOR
SEISUI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR KATO, ISSUER YES FOR FOR
YOSHITAKA
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
UEDA, YUJI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alibaba Health Information Technology Limited
TICKER: 241 CUSIP: G0171K101
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE SERVICES FRAMEWORK AGREEMENT ISSUER YES FOR FOR
AND RELATED ANNUAL CAPS FOR THE YEAR ENDING MARCH 31,
2017 AND 2018
PROPOSAL #1b: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE SERVICES FRAMEWORK AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alibaba Health Information Technology Ltd.
TICKER: 241 CUSIP: G0171K101
MEETING DATE: 8/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a1: ELECT LUO TONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2a2: ELECT WONG KING ON, SAMUEL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: APPROVE SPECIFIC MANDATE TO GRANT AWARDS ISSUER YES FOR FOR
OF OPTIONS AND/OR RESTRICTED SHARE UNITS UNDER THE
SHARE AWARD SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alibaba Health Information Technology Ltd.
TICKER: 241 CUSIP: G0171K101
MEETING DATE: 9/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE SERVICES AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #1b: AUTHORIZE ANY ONE OR MORE DIRECTORS TO ISSUER YES FOR FOR
DO ALL SUCH ACTS AND THINGS NECESSARY TO GIVE EFFECT
TO THE SERVICES AGREEMENT AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alibaba Health Information Technology Ltd.
TICKER: 241 CUSIP: G0171K101
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SERVICES AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE SERVICES AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alibaba Health Information Technology Ltd.
TICKER: 241 CUSIP: G0171K101
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE SHARE PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #1b: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE SHARE PURCHASE AGREEMENT
AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE INCREASE IN AUTHORIZED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3a: APPROVE SPECIFIC MANDATE TO ISSUE ISSUER YES FOR FOR
CONSIDERATION SHARES TO ALI JK NUTRITIONAL PRODUCTS
HOLDING LIMITED AND RELATED TRANSACTIONS
PROPOSAL #3b: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE SPECIFIC MANDATE TO ISSUE
CONSIDERATION SHARES TO ALI JK NUTRITIONAL PRODUCTS
HOLDING LIMITED AND RELATED TRANSACTIONS
PROPOSAL #4a: APPROVE SOFTWARE SERVICES AGREEMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAPS FOR THE YEAR ENDING MARCH 31,
2018, 2019 AND 2020 AND RELATED TRANSACTIONS
PROPOSAL #4b: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE SOFTWARE SERVICES
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alibaba Pictures Group Limited
TICKER: 01060 CUSIP: G0171W105
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1a: ELECT YU YONGFU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1b: ELECT ZHANG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1c: ELECT LI LIAN JIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1d: ELECT SHAO XIAOFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alimentation Couche-Tard Inc.
TICKER: ATD.B CUSIP: 01626P403
MEETING DATE: 9/20/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAIN BOUCHARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NATHALIE BOURQUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACQUES D'AMOURS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEAN ELIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD FORTIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIAN HANNASCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MELANIE KAU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MONIQUE F. LEROUX ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR REAL PLOURDE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DANIEL RABINOWICZ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEAN TURMEL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: SP 1: APPROVE HUMAN RIGHTS RISK SHAREHOLDER YES AGAINST FOR
ASSESSMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alior Bank S.A.
TICKER: ALR CUSIP: X0081M123
MEETING DATE: 7/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DEMERGER PLAN OF BANK BPH SA ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CONSOLIDATED TEXT OF STATUTE ISSUER YES FOR FOR
PROPOSAL #7.1: RECALL SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #7.2: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alior Bank S.A.
TICKER: ALR CUSIP: X0081M123
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5.1: RECALL SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #5.2: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #6: APPROVE DECISION ON COVERING COSTS OF ISSUER YES AGAINST AGAINST
CONVOCATION OF GENERAL MEETING OF SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alior Bank S.A.
TICKER: ALR CUSIP: X0081M123
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS
PROPOSAL #9.1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #9.2: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS
PROPOSAL #10: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #11.1: APPROVE DISCHARGE OF WOJCIECH ISSUER YES FOR FOR
SOBIERAJ (CEO)
PROPOSAL #11.2: APPROVE DISCHARGE OF MALGORZATA ISSUER YES FOR FOR
BARTLER (DEPUTY CEO)
PROPOSAL #11.3: APPROVE DISCHARGE OF KRZYSZTOF CZUBA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #11.4: APPROVE DISCHARGE OF JOANNA ISSUER YES FOR FOR
KRZYZANOWSKA (DEPUTY CEO)
PROPOSAL #11.5: APPROVE DISCHARGE OF WITOLD SKROK ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #11.6: APPROVE DISCHARGE OF BARBARA SMALSKA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #11.7: APPROVE DISCHARGE OF KATARZYNA ISSUER YES FOR FOR
SULKOWSKA (DEPUTY CEO)
PROPOSAL #12.1: APPROVE DISCHARGE OF MICHAL KRUPINSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #12.2: APPROVE DISCHARGE OF MALGORZATA ISSUER YES FOR FOR
IWANICZ - DROZDOWSKA (SUPERVISORY BOARD DEPUTY
CHAIRMAN)
PROPOSAL #12.3: APPROVE DISCHARGE OF PRZEMYSLAW ISSUER YES FOR FOR
DABROWSKI (SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #12.4: APPROVE DISCHARGE OF DARIUSZ GATAREK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.5: APPROVE DISCHARGE OF STANISLAW ISSUER YES FOR FOR
KACZORUK (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.6: APPROVE DISCHARGE OF NIELS LUNDORFF ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7: APPROVE DISCHARGE OF MAREK MICHALSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.8: APPROVE DISCHARGE OF SLAWOMIRI ISSUER YES FOR FOR
NIEMIERKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.9: APPROVE DISCHARGE OF KRZYSZTOF OBLOJ ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.10: APPROVE DISCHARGE OF MACIEJ ISSUER YES FOR FOR
RAPKIEWICZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.11: APPROVE DISCHARGE OF PAWEL SZYMANSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.12: APPROVE DISCHARGE OF HELENE ZALESKI ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #13: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER YES FOR FOR
PROPOSAL #14.1: RECALL SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #14.2: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #14.3: FIX SIZE OF SUPERVISORY BOARD SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alliance Financial Group Berhad
TICKER: AFG CUSIP: Y0034W102
MEETING DATE: 7/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT OU SHIAN WAEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: ELECT KUNG BENG HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT OH CHONG PENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OH CHONG PENG TO CONTINUE OFFICE ISSUER YES FOR FOR
AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #7: APPROVE STEPHEN GEH SIM WHYE TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alliance Global Group, Inc.
TICKER: AGI CUSIP: Y00334105
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS MEETING HELD ON SEPT. 15, 2015
PROPOSAL #5: APPOINT INDEPENDENT AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ACTS OF THE BOARD OF DIRECTORS, ISSUER YES FOR FOR
BOARD COMMITTEES, AND OFFICERS
PROPOSAL #7.1: ELECT ANDREW L. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT KINGSON U. SIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.3: ELECT KATHERINE L. TAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.4: ELECT WINSTON S. CO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.5: ELECT KEVIN ANDREW L. TAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.6: ELECT SERGIO R. ORTIZ-LUIS, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.7: ELECT ALEJO L. VILLANUEVA, JR. AS ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allianz SE
TICKER: ALV CUSIP: D03080112
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS OF EUR 7.60 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER NO N/A N/A
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER NO N/A N/A
FOR FISCAL 2016
PROPOSAL #5: APPROVE AFFILIATION AGREEMENT WITH ISSUER NO N/A N/A
ALLIANZ GLOBAL HEALTH GMBH
PROPOSAL #6.1: ELECT HELMUT PERLET TO THE SUPERVISORY ISSUER NO N/A N/A
BOARD
PROPOSAL #6.2: ELECT MICHAEL DIEKMANN TO THE ISSUER NO N/A N/A
SUPERVISORY BOARD
PROPOSAL #6.3: ELECT SOPHIE BOISSARD TO THE ISSUER NO N/A N/A
SUPERVISORY BOARD
PROPOSAL #6.4: ELECT CHRISTINE BOSSE TO THE ISSUER NO N/A N/A
SUPERVISORY BOARD
PROPOSAL #6.5: ELECT FRIEDRICH EICHINER TO THE ISSUER NO N/A N/A
SUPERVISORY BOARD
PROPOSAL #6.6: ELECT HERBERT HAINER TO THE ISSUER NO N/A N/A
SUPERVISORY BOARD
PROPOSAL #6.7: ELECT JIM HAGEMANN SNABE TO THE ISSUER NO N/A N/A
SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Almacenes Exito S.A.
TICKER: EXITO CUSIP: P3782F107
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: PRESENT BOARD OF DIRECTORS AND ISSUER YES FOR FOR
CHAIRMAN'S REPORT
PROPOSAL #5: PRESENT CORPORATE GOVERNANCE REPORT ISSUER YES FOR FOR
PROPOSAL #6: PRESENT INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #7: PRESENT AUDITOR'S REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE BOARD OF DIRECTORS AND ISSUER YES FOR FOR
CHAIRMAN'S REPORT AND CORPORATE GOVERNANCE REPORT
PROPOSAL #9: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #10.a: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #10.b: APPROVE DONATIONS ISSUER YES FOR FOR
PROPOSAL #10.c: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #11: SHAREHOLDER PROPOSALS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alony Hetz Properties & Investments Ltd.
TICKER: ALHE CUSIP: M0867F104
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT BRIGHTMAN ALMAGOR ZOHAR & CO. ISSUER YES AGAINST AGAINST
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #3.1: REELECT AVIRAM WERTHEIM AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.2: REELECT NATHAN HETZ AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.3: REELECT ADVA SHARVIT AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.4: REELECT AARON NAHUMI AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.5: REELECT GITTIT GUBERMAN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.6: REELECT AMOS YADLIN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #4: AMEND ARTICLE 97 OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION RE: VOTING AND REGISTRATION REQUIREMENTS
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ALPEK, S.A.B. de C.V.
TICKER: ALPEK A CUSIP: P01703100
MEETING DATE: 2/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND CASH ISSUER YES FOR FOR
DIVIDENDS; APPROVE MAXIMUM AMOUNT FOR REPURCHASE OF
SHARES
PROPOSAL #3: ELECT DIRECTORS AND CHAIRMEN OF AUDIT ISSUER YES AGAINST AGAINST
AND CORPORATE PRACTICES COMMITTEES; FIX THEIR
PROPOSAL #4: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alpha Bank AE
TICKER: ALPHA CUSIP: X0085P155
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE CONVERTIBLE DEBT ISSUANCE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS, APPOINT INDEPENDENT ISSUER YES FOR FOR
BOARD MEMBERS AND MEMBERS OF AUDIT COMMITTEE
PROPOSAL #7: AUTHORIZE BOARD TO PARTICIPATE IN ISSUER YES FOR FOR
COMPANIES WITH SIMILAR BUSINESS INTERESTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alps Electric Co. Ltd.
TICKER: 6770 CUSIP: J01176114
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2.1: ELECT DIRECTOR KATAOKA, MASATAKA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KURIYAMA, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KIMOTO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SASAO, YASUO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR AMAGISHI, YOSHITADA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR UMEHARA, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR EDAGAWA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR DAIOMARU, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR OKAYASU, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SAEKI, TETSUHIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KEGA, YOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR SATO, HIROYUKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alrosa PJSC
TICKER: ALRS CUSIP: X0085A109
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME �� ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS OF RUB 8.93 PER SHARE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #7.1: ELECT PETR ALEXEEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.2: ELECT SERGEY BARSUKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.3: ELECT GEORGY BASHARIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.4: ELECT EGOR BORISOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.5: ELECT ALEXANDR GALUSHKA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.6: ELECT MARIA GORDON AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #7.7: ELECT EVGENIA GRIGORYEVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.8: ELECT ANDREY GURYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.9: ELECT GALINA DANCHIKOVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.10: ELECT KIRILL DMITRIEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.11: ELECT SERGEY IVANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.12: ELECT VALENTINA KONDRATYEVA AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #7.13: ELECT DMITRY KONOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.14: ELECT VALENTINA LEMESHEVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.15: ELECT GALINA MAKAROVA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #7.16: ELECT SERGEY MESTNIKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.17: ELECT ANDREY PANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.18: ELECT ANTON SILUANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.19: ELECT OLEG FEDOROV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #7.20: ELECT EVGENY CHEKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.21: ELECT ALEKSEY CHEKUNKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.1: ELECT ANNA VASILYEVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.2: ELECT ALEXANDR VASILCHENKO AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #8.3: ELECT DMITRY VLADIMIROV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.4: ELECT VICTOR PUSHMIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #9: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #11: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER YES FOR FOR
PROPOSAL #12: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #13: AMEND COMPANY'S CORPORATE GOVERNANCE ISSUER YES FOR FOR
CODE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ALS Limited
TICKER: ALQ CUSIP: Q0266A116
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MEL BRIDGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT TONIANNE DWYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE RENEWAL OF THE PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISIONS
PROPOSAL #4: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO GREG KILMISTER, MANAGING DIRECTOR OF THE COMPANY
PROPOSAL #6: APPROVE THE SPILL RESOLUTION ISSUER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alsea S.A.B. de C.V.
TICKER: ALSEA * CUSIP: P0212A104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ANNUAL REPORT ON OPERATIONS ISSUER YES FOR FOR
CARRIED BY KEY BOARD COMMITTEES
PROPOSAL #3: ELECT OR RATIFY DIRECTORS, KEY ISSUER YES FOR FOR
MANAGEMENT AND MEMBERS OF BOARD COMMITTEES
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS, KEY ISSUER YES FOR FOR
MANAGEMENT AND MEMBERS OF BOARD COMMITTEES
PROPOSAL #5: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE; PRESENT REPORT ON SHARE REPURCHASE
PROPOSAL #6: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alstom
TICKER: ALO CUSIP: F0259M475
MEETING DATE: 7/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE TREATMENT OF LOSSES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENTS AND SEVERANCE PAYMENT AGREEMENT WITH HENRI
POUPART-LAFARGE
PROPOSAL #5: REELECT PASCAL COLOMBANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT GERARD HAUSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE ON COMPENSATION OF PATRICK ISSUER YES FOR FOR
KRON, CHAIRMAN AND CEO
PROPOSAL #8: ADVISORY VOTE ON COMPENSATION OF HENRI ISSUER YES FOR FOR
POUPART-LAFARGE
PROPOSAL #9: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #10: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS AND/OR
CAPITALIZATION OF RESERVES, UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 506 MILLION
PROPOSAL #11: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 153 MILLION
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 153 MILLION
PROPOSAL #13: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #14: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 10-12, 15,
17-20, 23, AND 25
PROPOSAL #15: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS UNDER ITEMS
11-17 AND 19-25
PROPOSAL #16: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
153 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY UPON ISSUER YES FOR FOR
CONVERSION OF A SUBSIDIARY'S EQUITY-LINKED SECURITIES
FOR UP TO EUR 153 MILLION
PROPOSAL #18: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 506 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE, ONLY IN THE EVENT OF A PUBLIC TENDER
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 153 MILLION, ONLY IN
THE EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #20: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 153 MILLION, ONLY IN
THE EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #21: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND,
ONLY IN THE EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #22: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 10-12, 15,
17-20, 23, AND 25 ABOVE, ONLY IN THE EVENT OF A
PUBLIC TENDER OFFER
PROPOSAL #23: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS UNDER ITEMS
11-17 AND 19-25, ONLY IN THE EVENT OF A PUBLIC
TENDER OFFER
PROPOSAL #24: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
153 MILLION FOR FUTURE EXCHANGE OFFERS, ONLY IN THE
EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #25: AUTHORIZE ISSUANCE OF EQUITY UPON ISSUER YES FOR FOR
CONVERSION OF A SUBSIDIARY'S EQUITY-LINKED SECURITIES
FOR UP TO EUR 153 MILLION, ONLY IN THE EVENT OF A
PUBLIC TENDER OFFER
PROPOSAL #26: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #27: APPROVE STOCK PURCHASE PLAN RESERVED ISSUER YES FOR FOR
FOR EMPLOYEES OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #28: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altice NV
TICKER: ATC CUSIP: N0R25F103
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: AMEND ARTICLES RE: REPRESENTATION OF ISSUER YES FOR FOR
THE COMPANY
PROPOSAL #2b: AMEND ARTICLES RE: CHANGES IN RULES FOR ISSUER YES FOR FOR
GRANTING TITLES TO EXECUTIVE BOARD MEMBERS
PROPOSAL #2c: AMEND ARTICLES RE: CHANGES IN RULES FOR ISSUER YES FOR FOR
SUSPENSION OF VICE-PRESIDENT
PROPOSAL #2d: AMEND ARTICLES RE: CHANGES IN QUORUM ISSUER YES AGAINST AGAINST
AND VOTING REQUIREMENTS BOARD MEETINGS
PROPOSAL #2e: AMEND ARTICLES RE: MISCELLANEOUS ISSUER YES FOR FOR
CHANGES
PROPOSAL #3a: APPROVE REMUNERATION OF DEXTER GOEI ISSUER YES FOR FOR
PROPOSAL #3b: APPROVE REMUNERATION OF MICHEL COMBES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF PATRICK DRAHI AS ISSUER YES FOR FOR
RESIGNING CEO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altice NV
TICKER: ATC CUSIP: N0R25F103
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ADOPT ANNUAL ACCOUNTS FOR FINANCIAL YEAR ISSUER YES FOR FOR
2016
PROPOSAL #4: APPROVE DISCHARGE OF EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #5: APPROVE DISCHARGE OF NON-EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #6: ELECT M. SCOTT MATLOCK AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT J. ALLAVENA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.a: APPROVE EXECUTIVE ANNUAL CASH BONUS ISSUER YES FOR FOR
PLAN
PROPOSAL #8.b: AMEND REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8.c: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #8.d: AMEND REMUNERATION OF MICHEL COMBES ISSUER YES FOR FOR
PROPOSAL #8.e: AMEND REMUNERATION OF DEXTER GOEI ISSUER YES FOR FOR
PROPOSAL #8.f: AMEND REMUNERATION OF DENNIS OKHUIJSEN ISSUER YES FOR FOR
PROPOSAL #8.g: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: PROPOSAL TO CANCEL SHARES THE COMPANY ISSUER YES FOR FOR
HOLDS IN ITS OWN CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altice NV
TICKER: ATC CUSIP: N0R25F111
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: AMEND ARTICLES RE: REPRESENTATION OF ISSUER YES FOR FOR
THE COMPANY
PROPOSAL #2b: AMEND ARTICLES RE: CHANGES IN RULES FOR ISSUER YES FOR FOR
GRANTING TITLES TO EXECUTIVE BOARD MEMBERS
PROPOSAL #2c: AMEND ARTICLES RE: CHANGES IN RULES FOR ISSUER YES FOR FOR
SUSPENSION OF VICE-PRESIDENT
PROPOSAL #2d: AMEND ARTICLES RE: CHANGES IN QUORUM ISSUER YES AGAINST AGAINST
AND VOTING REQUIREMENTS BOARD MEETINGS
PROPOSAL #2e: AMEND ARTICLES RE: MISCELLANEOUS ISSUER YES FOR FOR
CHANGES
PROPOSAL #3a: APPROVE REMUNERATION OF DEXTER GOEI ISSUER YES FOR FOR
PROPOSAL #3b: APPROVE REMUNERATION OF MICHEL COMBES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF PATRICK DRAHI AS ISSUER YES FOR FOR
RESIGNING CEO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altice NV
TICKER: ATC CUSIP: N0R25F111
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ADOPT ANNUAL ACCOUNTS FOR FINANCIAL YEAR ISSUER YES FOR FOR
2016
PROPOSAL #4: APPROVE DISCHARGE OF EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #5: APPROVE DISCHARGE OF NON-EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #6: ELECT M. SCOTT MATLOCK AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT J. ALLAVENA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.a: APPROVE EXECUTIVE ANNUAL CASH BONUS ISSUER YES FOR FOR
PLAN
PROPOSAL #8.b: AMEND REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8.c: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #8.d: AMEND REMUNERATION OF MICHEL COMBES ISSUER YES FOR FOR
PROPOSAL #8.e: AMEND REMUNERATION OF DEXTER GOEI ISSUER YES FOR FOR
PROPOSAL #8.f: AMEND REMUNERATION OF DENNIS OKHUIJSEN ISSUER YES FOR FOR
PROPOSAL #8.g: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: PROPOSAL TO CANCEL SHARES THE COMPANY ISSUER YES FOR FOR
HOLDS IN ITS OWN CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alumina Ltd.
TICKER: AWC CUSIP: Q0269M109
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ELECT G JOHN PIZZEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT W PETER DAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT MICHAEL P FERRARO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
(LONG TERM INCENTIVE) TO PETER WASOW, CHIEF EXECUTIVE
OFFICER OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aluminum Corporation of China Ltd.
TICKER: 2600 CUSIP: Y0094N109
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PARTICIPATION IN THE BIDDING FOR ISSUER YES FOR FOR
60% EQUITY INTEREST IN CHINALCO SHANGHAI
PROPOSAL #2: APPROVE INCREASE OF GUARANTEE AMOUNT ISSUER YES AGAINST AGAINST
PROVIDED FOR NINGXIA ENERGY AND ITS SUBSIDIARIES
PROPOSAL #3: APPROVE PROPOSED GUARANTEE PROVIDED BY ISSUER YES FOR FOR
CHINA ALUMINUM INTERNATIONAL TRADING CO., LTD. FOR
CHALCO TRADING HONG KONG CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aluminum Corporation of China Ltd.
TICKER: 2600 CUSIP: Y0094N109
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 INDEPENDENT AUDITOR'S ISSUER YES FOR FOR
REPORT AND AUDITED FINANCIAL REPORT
PROPOSAL #4: APPROVE 2016 LOSS RECOVERY PROPOSALS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ERNST & YOUNG HUA MING (LLP) AS ISSUER YES FOR FOR
DOMESTIC AUDITORS AND ERNST & YOUNG AS INTERNATIONAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE 2017 REMUNERATION STANDARDS FOR ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #7: APPROVE RENEWAL OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #8: APPROVE PROVISION OF FINANCING ISSUER YES FOR FOR
GUARANTEES BY CHALCO SHANDONG TO SHANDONG ADVANCED
PROPOSAL #9: APPROVE PROVISION OF GUARANTEES BY THE ISSUER YES FOR FOR
COMPANY TO CHALCO HONG KONG AND ITS SUBSIDIARIES FOR
FINANCING
PROPOSAL #10: APPROVE PROVISION OF GUARANTEES BY THE ISSUER YES FOR FOR
COMPANY AND CHALCO SHANDONG TO XINGHUA TECHNOLOGY FOR
FINANCING
PROPOSAL #11: APPROVE PROVISION OF GUARANTEES BY ISSUER YES FOR FOR
CHALCO TRADING TO CHALCO TRADING HONG KONG FOR
FINANCING
PROPOSAL #12: APPROVE RESOLUTION IN RELATION TO ISSUER YES AGAINST AGAINST
MATTERS ON GUARANTEES OF NINGXIA ENERGY AND ITS
SUBSIDIARIES
PROPOSAL #13: APPROVE ACQUISITION OF 40 PERCENT ISSUER YES FOR FOR
EQUITY INTERESTS IN CHALCO SHANGHAI BY THE COMPANY
PROPOSAL #15: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #16: APPROVE ISSUANCE OF OVERSEAS BONDS ISSUER YES FOR FOR
PROPOSAL #17: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amada Holdings Co., Ltd.
TICKER: 6113 CUSIP: J01218106
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 18
PROPOSAL #2.1: ELECT DIRECTOR OKAMOTO, MITSUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ISOBE, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ABE, ATSUSHIGE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SHIBATA, KOTARO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KUDO, HIDEKAZU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MAZUKA, MICHIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR CHINO, TOSHITAKE ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MIYOSHI, HIDEKAZU ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR ITO, ISSUER YES FOR FOR
KATSUHIDE
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR NISHIURA, ISSUER YES FOR FOR
SEIJI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
MURATA, MAKOTO
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amadeus IT Group SA
TICKER: AMS CUSIP: E04908112
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT NICOLAS HUSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: REELECT JOSE ANTONIO TAZON GARCIA AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.3: REELECT LUIS MAROTO CAMINO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: REELECT DAVID GORDON COMYN WEBSTER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: REELECT PIERRE-HENRI GOURGEON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: REELECT GUILLERMO DE LA DEHESA ROMERO ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5.7: REELECT CLARA FURSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: REELECT FRANCESCO LOREDAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.9: REELECT STUART MCALPINE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.10: REELECT MARC VERSPYCK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.11: REELECT ROLAND BUSCH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambev S.A.
TICKER: ABEV3 CUSIP: 02319V103
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND RATIFY ISSUER YES FOR FOR
DISTRIBUTION OF DIVIDENDS AND INTEREST-ON-CAPITAL-
STOCK PAYMENTS
PROPOSAL #3.1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTORS ISSUER YES ABSTAIN AGAINST
PROPOSAL #4a: ELECT FISCAL COUNCIL MEMBERS AND ISSUER YES ABSTAIN AGAINST
ALTERNATES
PROPOSAL #4b: ELECT PAULO ASSUNCAO DE SOUSA AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND VINICIUS BALBINO BOUHID AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #5.1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5.2: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB CACHOEIRAS ISSUER YES FOR FOR
DE MACACU BEBIDAS LTDA. (CACHOEIRAS DE MACACU)
PROPOSAL #2: RATIFY APSIS CONSULTORIA E AVALIACOES ISSUER YES FOR FOR
LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ABSORPTION OF CACHOEIRAS DE ISSUER YES FOR FOR
MACACU BEBIDAS LTDA. (CACHOEIRAS DE MACACU)
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambev S.A.
TICKER: ABEV3 CUSIP: P0273U106
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB CACHOEIRAS ISSUER YES FOR FOR
DE MACACU BEBIDAS LTDA. (CACHOEIRAS DE MACACU)
PROPOSAL #2: RATIFY APSIS CONSULTORIA E AVALIACOES ISSUER YES FOR FOR
LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ABSORPTION OF CACHOEIRAS DE ISSUER YES FOR FOR
MACACU BEBIDAS LTDA. (CACHOEIRAS DE MACACU)
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambev S.A.
TICKER: ABEV3 CUSIP: P0273U106
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND RATIFY ISSUER YES FOR FOR
DISTRIBUTION OF DIVIDENDS AND INTEREST-ON-CAPITAL-
STOCK PAYMENTS
PROPOSAL #3.1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3.3: ELECT ALOISIO MACARIO FERREIRA DE SHAREHOLDER YES FOR N/A
SOUZA AS DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS AND ISSUER YES ABSTAIN AGAINST
ALTERNATES
PROPOSAL #4.1: ELECT PAULO ASSUNCAO DE SOUSA AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND VINICIUS BALBINO BOUHID AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambuja Cements Ltd.
TICKER: 500425 CUSIP: Y6140K106
MEETING DATE: 10/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
AJAY KAPUR, MANAGING DIRECTOR & CEO
PROPOSAL #2: APPROVE EXTENSION OF SERVICES AVAILED ISSUER YES AGAINST AGAINST
FROM B. L. TAPARIA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambuja Cements Ltd.
TICKER: 500425 CUSIP: Y6140K106
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT B.L.TAPARIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT AJAY KAPUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS, MUMBAI AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amcor Limited
TICKER: AMC CUSIP: Q03080100
MEETING DATE: 10/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT A (ARMIN) MEYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT K J (KAREN) GUERRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: America Movil S.A.B. de C.V.
TICKER: AMX L CUSIP: P0280A101
MEETING DATE: 10/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DELISTING OF SHARES FROM NASDAQ ISSUER YES FOR FOR
AND LATIBEX
PROPOSAL #2: APPROVE OPTION TO RECEIVE SHARES OR CASH ISSUER YES FOR FOR
AS SECOND INSTALLMENT OF DIVIDEND OF MXN 0.14 PER
SHARE APPROVED BY AGM ON APRIL 18, 2016
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: America Movil S.A.B. de C.V.
TICKER: AMX L CUSIP: P0280A101
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT OR RATIFY DIRECTORS FOR SERIES L ISSUER YES AGAINST AGAINST
SHAREHOLDERS
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMMB Holdings Berhad
TICKER: AMBANK CUSIP: Y0122P100
MEETING DATE: 8/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT SOO KIM WAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT AHMAD JOHAN BIN MOHAMMAD RASLAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT GRAHAM KENNEDY HODGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT WASIM AKHTAR SAIFI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT SHIREEN ANN ZAHARAH BINTI ISSUER YES FOR FOR
MUHIUDEEN AS DIRECTOR
PROPOSAL #8: ELECT SEOW YOO LIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT AZMAN HASHIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT MOHAMMED HANIF BIN OMAR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #12: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES AGAINST AGAINST
EXECUTIVES' SHARE SCHEME
PROPOSAL #13: APPROVE ALLOCATION OF SHARES AND ISSUER YES AGAINST AGAINST
OPTIONS TO SULAIMAN MOHD TAHIR UNDER THE EXECUTIVES'
SHARE SCHEME
PROPOSAL #14: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
DIVIDEND REINVESTMENT PLAN
PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #16: APPROVE RENEWAL OF EXISTING ISSUER YES FOR FOR
SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY
TRANSACTIONS WITH AUSTRALIA AND NEW ZEALAND BANKING
GROUP LIMITED GROUP
PROPOSAL #17: APPROVE RENEWAL OF EXISTING ISSUER YES FOR FOR
SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY
TRANSACTIONS WITH AMCORP GROUP BERHAD GROUP
PROPOSAL #18: APPROVE RENEWAL OF EXISTING ISSUER YES FOR FOR
SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY
TRANSACTIONS WITH MODULAR TECHCORP HOLDINGS BERHAD
GROUP
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AmorePacific Corp.
TICKER: A090430 CUSIP: Y01258105
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT TWO OUTSIDE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT KIM SEONG-SOO AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amorepacific Group Inc.
TICKER: A002790 CUSIP: Y0126C105
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT TWO OUTSIDE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT TWO MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amot Investment Ltd.
TICKER: AMOT CUSIP: M1035R103
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #2: RATIFY AMENDED EMPLOYMENT AGREEMENT OF ISSUER YES FOR FOR
AVSHLOM MOUSLER
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMP Limited
TICKER: AMP CUSIP: Q0344G101
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT CATHERINE BRENNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT PATTY AKOPIANTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT TREVOR MATTHEWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT GEOFF ROBERTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT PETER VARGHESE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2f: ELECT MIKE WILKINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ADOPTION OF REMUNERATION ISSUER YES FOR FOR
REPORT
PROPOSAL #4: APPROVE CHIEF EXECUTIVE OFFICER'S LONG- ISSUER YES FOR FOR
TERM INCENTIVE FOR 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amundi
TICKER: AMUN CUSIP: F8233H108
MEETING DATE: 1/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 210 MILLION
PROPOSAL #2: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #3: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amundi
TICKER: AMUN CUSIP: F8233H108
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.20 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING A NEW
PROPOSAL #5: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-PAUL CHIFFLET, CHAIRMAN OF THE BOARD UNTIL APRIL
28, 2016
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF YVES ISSUER YES FOR FOR
PERRIER, CEO
PROPOSAL #7: APPROVE REMUNERATION POLICY OF YVES ISSUER YES FOR FOR
PERRIER, CEO
PROPOSAL #8: ADVISORY VOTE ON THE AGGREGATE ISSUER YES FOR FOR
REMUNERATION GRANTED IN 2016 TO SENIOR MANAGEMENT,
RESPONSIBLE OFFICERS AND REGULATED RISK-TAKERS
PROPOSAL #9: RATIFY APPOINTMENT OF MICHEL MATHIEU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: REELECT LAURENCE DANON-ARNAUD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: REELECT HELENE MOLINARI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REELECT CHRISTIAN ROUCHON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT ANDREE SAMAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #15: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO 50
PERCENT OF ISSUED CAPITAL
PROPOSAL #16: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO 10
PERCENT OF ISSUED CAPITAL
PROPOSAL #17: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 10 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS
PROPOSAL #18: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #19: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #20: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO 20 PERCENT OF ISSUED CAPITAL FOR BONUS ISSUE
OR INCREASE IN PAR VALUE
PROPOSAL #21: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #22: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #23: AUTHORIZE UP TO 2 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS UNDER
PERFORMANCE CONDITIONS RESERVED FOR SOME EMPLOYEES
AND CORPORATE OFFICERS
PROPOSAL #24: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #25: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ANA Holdings Co.,Ltd.
TICKER: 9202 CUSIP: J51914109
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3: AMEND ARTICLES TO REDUCE SHARE TRADING ISSUER YES FOR FOR
UNIT
PROPOSAL #4.1: ELECT DIRECTOR ITO, SHINICHIRO ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR SHINOBE, OSAMU ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR KATANOZAKA, SHINYA ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR NAGAMINE, TOYOYUKI ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR ISHIZAKA, NAOTO ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR TAKADA, NAOTO ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR HIRAKO, YUJI ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR MORI, SHOSUKE ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR YAMAMOTO, ADO ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT DIRECTOR KOBAYASHI, IZUMI ISSUER YES FOR FOR
PROPOSAL #5.1: APPOINT STATUTORY AUDITOR TONOMOTO, ISSUER YES FOR FOR
KIYOSHI
PROPOSAL #5.2: APPOINT STATUTORY AUDITOR HASEGAWA, ISSUER YES FOR FOR
AKIHIKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anadolu Efes Biracilik ve Malt Sanayii A.S.
TICKER: AEFES CUSIP: M10225106
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: RATIFY APPOINTMENT OF STUART MURRAY ISSUER YES FOR FOR
MACFARLANE AS DIRECTOR
PROPOSAL #8: ELECT DIRECTORS AND APPROVE THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Andritz AG
TICKER: ANDR CUSIP: A11123105
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.50 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #6: RATIFY KPMG AUSTRIA GMBH AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: REELECT CHRISTIAN NOWOTNY AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Angang Steel Company Limited
TICKER: 347 CUSIP: Y0132D105
MEETING DATE: 2/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED ISSUANCE OF DOMESTIC ISSUER YES FOR FOR
MEDIUM TERM NOTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Angang Steel Company Limited
TICKER: 347 CUSIP: Y0132D105
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
EXTRACTS
PROPOSAL #4: APPROVE 2016 AUDITORS' REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
PROPOSAL #7: APPROVE RUIHUA CERTIFIED PUBLIC SHAREHOLDER YES FOR FOR
ACCOUNTANTS AS AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION (ARTICLES 1, 11 AND 20)
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- SHAREHOLDER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF SHAREHOLDER YES AGAINST AGAINST
ASSOCIATION (ARTICLES 1, 11, 82, 105, 170, 193, 24,
48, 5 AND CHAPTER 10)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anglo American Platinum Ltd
TICKER: AMS CUSIP: S9122P108
MEETING DATE: 4/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT MARK CUTIFANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT RICHARD DUNNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT VALLI MOOSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT TONY O'NEILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT RICHARD DUNNE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #2.2: RE-ELECT PETER MAGEZA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #2.3: RE-ELECT JOHN VICE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #2.4: RE-ELECT DAISY NAIDOO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anglo American plc
TICKER: AAL CUSIP: G03764134
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT STEPHEN PEARCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT NOLITHA FAKUDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT MARK CUTIFANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT BYRON GROTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT SIR PHILIP HAMPTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT TONY O'NEILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SIR JOHN PARKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MPHU RAMATLAPENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JIM RUTHERFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANNE STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT JACK THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #17: REDUCE THE MINIMUM NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHRORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AngloGold Ashanti Ltd
TICKER: ANG CUSIP: S04255196
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT SIPHO PITYANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT RODNEY RUSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT MARIA RICHTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT SINDI ZILWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT RHIDWAAN GASANT AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.2: RE-ELECT MICHAEL KIRKWOOD AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.3: RE-ELECT RODNEY RUSTON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.4: RE-ELECT ALBERT GARNER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.5: RE-ELECT MARIA RICHTER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.6: ELECT SINDI ZILWA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #4: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: APPROVE DEFERRED SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE ISSUE OF ORDINARY SHARES ISSUER YES FOR FOR
PURSUANT TO THE DEFERRED SHARE PLAN
PROPOSAL #11: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #12: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #13: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anheuser-Busch InBev SA
TICKER: ABI CUSIP: B6399C107
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A.1: APPROVE MATTERS RELATING TO THE ISSUER YES FOR FOR
ACQUISITION OF SABMILLER PLC BY ANHEUSER-BUSCH INBEV
PROPOSAL #B.4: APPROVE TRANSFER OF ASSETS AND ISSUER YES FOR FOR
LIABILITIES RE: SABMILLER PLC AND ANHEUSER-BUSCH
INBEV SA TRANSACTION
PROPOSAL #B.5: APPROVE DELISTING RE: SABMILLER PLC ISSUER YES FOR FOR
AND ANHEUSER-BUSCH INBEV SA TRANSACTION
PROPOSAL #C.6: AUTHORIZE IMPLEMENTATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anheuser-Busch InBev SA
TICKER: ABI CUSIP: B639CJ108
MEETING DATE: 4/26/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A1.b: RENEW AUTHORIZATION TO INCREASE SHARE ISSUER YES FOR FOR
CAPITAL UP TO 3 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #B3: APPROVAL OF THE ACCOUNTS OF THE OLD AB ISSUER YES FOR FOR
INBEV
PROPOSAL #B4: APPROVE DISCHARGE TO THE DIRECTORS OF ISSUER YES FOR FOR
THE OLD AB INBEV
PROPOSAL #B5: APPROVE DISCHARGE OF AUDITORS OF THE ISSUER YES FOR FOR
OLD AB INBEV
PROPOSAL #B.9: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #B10: APPROVE DISCHARGE TO THE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #B11: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #B12.a: ELECT M.J. BARRINGTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #B12.b: ELECT W.F. GIFFORD JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #B12.c: ELECT A. SANTO DOMINGO DAVILA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #B13.a: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #B13.b: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #B13.c: APPROVE NON-EXECUTIVE DIRECTOR STOCK ISSUER YES FOR FOR
OPTION GRANTS
PROPOSAL #C1: AUTHORIZE IMPLEMENTATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anhui Conch Cement Company Ltd
TICKER: 914 CUSIP: Y01373102
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL REPORTS ISSUER YES FOR FOR
PREPARED UNDER THE PRC ACCOUNTING STANDARDS AND
INTERNATIONAL FINANCIAL REPORTING STANDARDS
RESPECTIVELY
PROPOSAL #4: APPROVE KPMG HUAZHEN LLP AS PRC AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR, KPMG AS INTERNATIONAL
FINANCIAL AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: APPROVE 2016 PROFIT APPROPRIATION ISSUER YES FOR FOR
PROPOSAL AND DECLARATION OF FINAL DIVIDEND
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARIES AND JOINT VENTURE ENTITIES
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anhui Expressway Co Ltd
TICKER: 995 CUSIP: Y01374100
MEETING DATE: 10/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JIANG JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INVESTMENT IN CONSTRUCTION ISSUER YES FOR FOR
PROJECT TO EXPAND HENING EXPRESSWAY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anhui Expressway Co Ltd
TICKER: 995 CUSIP: Y01374100
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT APPROPRIATION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE 2017 DAILY CONNECTED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anhui Gujing Distillery Co., Ltd.
TICKER: 200596 CUSIP: Y0137M100
MEETING DATE: 8/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI PEIHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT XU PENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WANG FENG AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #2.2: ELECT YANG XIAOFAN AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #2.3: ELECT ZHANG BO AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #2.4: ELECT WANG ZIBIN AS SUPERVISOR SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anhui Gujing Distillery Co., Ltd.
TICKER: 200596 CUSIP: Y0137M100
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2017 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9.01: ELECT LIANG JINHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #9.02: ELECT LI PEIHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #9.03: ELECT ZHOU QINGWU AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #9.04: ELECT YAN LIJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #9.05: ELECT YE CHANGQING AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #9.06: ELECT XU PENG AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #10.01: ELECT WANG GAO AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #10.02: ELECT SONG SHUYU AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #10.03: ELECT DU JIE AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #11.01: ELECT WANG FENG AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #11.02: ELECT YANG XIAOFAN AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #11.03: ELECT FU QIANGXIN AS SUPERVISOR SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ansell Ltd.
TICKER: ANN CUSIP: Q04020105
MEETING DATE: 10/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT RONNIE BELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT W PETER DAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT LESLIE DESJARDINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO MAGNUS NICOLIN, MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER OF THE COMPANY
PROPOSAL #4: APPROVE THE RENEWAL OF THE PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISIONS
PROPOSAL #5: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE THE SPILL RESOLUTION ISSUER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anta Sports Products Ltd.
TICKER: 2020 CUSIP: G04011105
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT WANG WENMO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT WU YONGHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LU HONG TE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE KPMG AS AUDITOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #12: ADOPT NEW SHARE OPTION SCHEME AND ISSUER YES FOR FOR
TERMINATE EXISTING SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Antofagasta plc
TICKER: ANTO CUSIP: G0398N128
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JEAN-PAUL LUKSIC AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT OLLIE OLIVEIRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GONZALO MENENDEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT RAMON JARA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JUAN CLARO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT WILLIAM HAYES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT TIM BAKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ANDRONICO LUKSIC AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT VIVIANNE BLANLOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JORGE BANDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT FRANCISCA CASTRO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE THE AUDIT AND RISK COMMITTEE ISSUER YES FOR FOR
TO FIX REMUNERATION OF AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
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ISSUER: Aoyama Trading Co. Ltd.
TICKER: 8219 CUSIP: J01722107
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 115
PROPOSAL #2.1: ELECT DIRECTOR MIYAMAE, SHOZO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MIYAMAE, HIROAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR AOYAMA, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MIYATAKE, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MATSUKAWA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OKANO, SHINJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR UCHIBAYASHI, SEISHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR WATANABE, TORU ISSUER YES FOR FOR
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ISSUER: Aozora Bank, Ltd.
TICKER: 8304 CUSIP: J0172K107
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #2: AMEND ARTICLES TO UPDATE AUTHORIZED ISSUER YES FOR FOR
CAPITAL TO REFLECT REVERSE STOCK SPLIT - REDUCE SHARE
TRADING UNIT
PROPOSAL #3.1: ELECT DIRECTOR FUKUDA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR BABA, SHINSUKE ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR SAITO, TAKEO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TAKEDA, SHUNSUKE ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR MIZUTA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MURAKAMI, IPPEI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR ITO, TOMONORI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR SEKIZAWA, YUKIO ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
UCHIDA, KEIICHIRO
PROPOSAL #4.2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
MITCH R. FULSCHER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: APA Group
TICKER: APA CUSIP: Q0437B100
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT STEVEN CRANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT JOHN FLETCHER AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aplus Financial Co Ltd
TICKER: 8589 CUSIP: J01743103
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WATANABE, AKIRA ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR OKUDA, SHOICHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HIRASAWA, AKIRA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KOZANO, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHIMIZU, TETSURO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUGIE, RIKU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR UCHIKAWA, HARUYA ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
KASAHARA, JIRO
PROPOSAL #2.2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
ISHII, HIROSHI
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ISSUER: Arabtec Holding S.A.L.
TICKER: ARTC CUSIP: M1491G104
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS AND AUDITORS' REPORT ON COMPANY FINANCIAL
STATEMENTS FOR FY 2016
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #3: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #4: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #6: ELECT JAMAL AL NUAIMI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.a: APPROVE RECAPITALIZATION PLAN AND ISSUER YES FOR FOR
APPROVE ALL RESOLUTIONS BELOW
PROPOSAL #7.b: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #7.c: AMEND ARTICLE 39.3 OF BYLAWS RE: ISSUER YES FOR FOR
DIRECTORS VOTES ON DISCHARGE RESOLUTION
PROPOSAL #7.d: APPROVE INCREASE SHARE CAPITAL UP TO ISSUER YES FOR FOR
AED 1.5 BILLION THROUGH A RIGHTS OFFER
PROPOSAL #7.e: AUTHORISE AABAR INVESTMENTS OR THEIR ISSUER YES FOR FOR
ASSOCIATES TO SUBSCRIBE FOR ALL UNSUBSCRIBED SHARES
BY ELIGIBLE SHAREHOLDERS ON THE CLOSING DAY OF
SUBSCRIPTION TO THE RIGHTS ISSUE
PROPOSAL #7.f: APPROVE REDUCTION IN SHARE CAPITAL BY ISSUER YES FOR FOR
CANCELLING REPURCHASED SHARES
PROPOSAL #7.g: APPROVE TREATMENT OF LOSSES FROM THE ISSUER YES FOR FOR
STATUTORY RESERVES
PROPOSAL #7.h: AUTHORIZE BOARD OR ANY DELEGATED ISSUER YES FOR FOR
PERSON TO RATIFY AND EXECUTE APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARC Resources Ltd.
TICKER: ARX CUSIP: 00208D408
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. COLLYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. DIELWART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED J. DYMENT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY J. HEARN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. HOUCK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HAROLD N. KVISLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATHLEEN M. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HERBERT C. PINDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM G. SEMBO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NANCY L. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MYRON M. STADNYK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arca Continental S.A.B. de C.V.
TICKER: AC * CUSIP: P0448R103
MEETING DATE: 10/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BALANCE SHEET ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MERGER BY ABSORPTION OF ARCA ISSUER YES FOR FOR
ECUADOR SAPI DE CV, INCLUDING AGREEMENTS TO CARRY OUT
MERGER
PROPOSAL #3: APPROVE CAPITAL INCREASE VIA ISSUANCE OF ISSUER YES FOR FOR
SHARES IN CONNECTION WITH MERGER
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #5: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arca Continental S.A.B. de C.V.
TICKER: AC * CUSIP: P0448R103
MEETING DATE: 12/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BALANCE SHEET ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MERGER BY ABSORPTION OF CARISMED ISSUER YES FOR FOR
XXI, S DE RL DE CV, INCLUDING AGREEMENTS TO CARRY
OUT MERGER
PROPOSAL #3: APPROVE CAPITAL INCREASE VIA ISSUANCE OF ISSUER YES FOR FOR
SHARES IN CONNECTION WITH MERGER
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #5: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arca Continental S.A.B. de C.V.
TICKER: AC * CUSIP: P0448R103
MEETING DATE: 3/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSACTION WITH RELATED-PARTY ISSUER YES FOR FOR
THE COCA-COLA COMPANY
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #3: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arca Continental S.A.B. de C.V.
TICKER: AC * CUSIP: P0448R103
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CEO'S REPORT ON OPERATIONS AND ISSUER YES FOR FOR
RESULTS OF COMPANY ACCOMPANIED BY AUDITOR'S REPORT
AND BOARD'S OPINION
PROPOSAL #1.2: APPROVE REPORT ON OPERATIONS AND ISSUER YES FOR FOR
ACTIVITIES UNDERTAKEN BY BOARD AND PRINCIPAL
ACCOUNTING POLICIES AND CRITERIA AND INFORMATION
FOLLOWED IN PREPARATION OF FINANCIAL INFORMATION
PROPOSAL #1.3: APPROVE REPORT OF AUDIT AND CORPORATE ISSUER YES FOR FOR
PRACTICES COMMITTEE; RECEIVE REPORT ON ADHERENCE TO
FISCAL OBLIGATIONS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND CASH ISSUER YES FOR FOR
DIVIDENDS OF MXN 2 PER SHARE
PROPOSAL #3: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
PROGRAM
PROPOSAL #4: ELECT DIRECTORS, VERIFY INDEPENDENCE OF ISSUER YES AGAINST AGAINST
BOARD MEMBERS, APPROVE THEIR REMUNERATION AND ELECT
SECRETARIES
PROPOSAL #5: APPROVE REMUNERATION OF BOARD COMMITTEE ISSUER YES AGAINST AGAINST
MEMBERS; ELECT CHAIRMAN OF AUDIT AND CORPORATE
PRACTICES COMMITTEE
PROPOSAL #6: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arcelik A.S.
TICKER: �� ARCLK CUSIP: M1490L104
MEETING DATE: 12/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #4: ACCEPT INTERIM FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SPIN-OFF AGREEMENT AND RELATED ISSUER YES FOR FOR
FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arcelik A.S.
TICKER: ARCLK CUSIP: M1490L104
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: TAKE DECISION ON AUTHORIZED SHARE ISSUER YES FOR FOR
CAPITAL AND AMEND COMPANY ARTICLES ACCORDINGLY
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ArcelorMittal
TICKER: MT CUSIP: L0302D129
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #I: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #II: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #III: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #IV: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #V: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #VI: REELECT LAKSHMI N. MITTAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #VII: REELECT BRUNO LAFONT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #VIII: REELECT MICHEL WURTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #IX: RATIFY DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #X: APPROVE 2017 PERFORMANCE SHARE UNIT PLAN ISSUER YES FOR �� FOR
PROPOSAL #I: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #II: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #III: AMEND ARTICLES 4, 5, 7, 8, 9, 11, 13, ISSUER YES FOR FOR
14 AND 15 RE: REFLECT CHANGES IN LUXEMBOURG LAW
PROPOSAL #IV: APPROVE CONVERSION OF REGISTERED SHARES ISSUER YES FOR FOR
INTO DEMATERIALIZED SHARES
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ISSUER: Ariake Japan Co. Ltd.
TICKER: 2815 CUSIP: J01964105
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 40
PROPOSAL #2.1: ELECT DIRECTOR TAGAWA, TOMOKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IWAKI, KATSUTOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SHIRAKAWA, NAOKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR UCHIDA, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MATSUMOTO, KOICHI ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ISAKA, KENICHI
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ONO, TAKEYOSHI
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TAKESHITA, NAOYOSHI
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aristocrat Leisure Ltd.
TICKER: ALL CUSIP: Q0521T108
MEETING DATE: 2/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT A TANSEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT S SUMMERS COUDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT P RAMSEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT DCP BANKS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT K CONLON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE THE GRANT OF PERFORMANCE SHARE ISSUER YES FOR FOR
RIGHTS TO TREVOR CROKER
PROPOSAL #7: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE THE AMENDMENT TO THE COMPANY'S ISSUER YES FOR FOR
CONSTITUTION
PROPOSAL #9: APPROVE THE REINSERTION OF THE ISSUER YES FOR FOR
PROPORTIONAL TAKEOVER PROVISIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arkema
TICKER: AKE CUSIP: F0392W125
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.05 PER SHARE
PROPOSAL #4: RECEIVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING THE ABSENCE OF
NEW TRANSACTION AND ACKNOWLEDGE ONGOING TRANSACTIONS
PROPOSAL #5: RATIFY APPOINTMENT OF MARIE-JOSE DONSION ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #6: REELECT MARC PANDRAUD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT THIERRY MORIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT YANNICK ASSOUAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY OF CEO AND ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
THIERRY LE HENAFF, CEO AND CHAIRMAN
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #13: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
PROPOSAL #A: APPROVE STOCK DIVIDEND PROGRAM (CASH OR SHAREHOLDER YES AGAINST FOR
SHARES)
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ISSUER: ARM Holdings plc
TICKER: ARM CUSIP: G0483X122
MEETING DATE: 8/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CASH ACQUISITION OF ARM HOLDINGS ISSUER YES FOR FOR
PLC BY SOFTBANK GROUP CORP
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ISSUER: ARM Holdings plc
TICKER: ARM CUSIP: G0483X122
MEETING DATE: 8/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aryzta AG
TICKER: ARYN CUSIP: H0336B110
MEETING DATE: 12/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE DIVIDENDS OF CHF 0.57 PER ISSUER YES FOR FOR
SHARE FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1.1: ELECT GARY MCGANN AS DIRECTOR AND ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #4.1.2: ELECT CHARLES ADAIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.3: REELECT DAN FLINTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.4: REELECT ANNETTE FLYNN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.5: REELECT OWEN KILLIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.6: REELECT ANDREW MORGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.7: REELECT WOLFGANG WERLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.8: ELECT ROLF WATTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2.1: APPOINT CHARLES ADAIR AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.2.2: APPOINT GARY MCGANN AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #4.2.3: APPOINT ROLF WATTER AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #4.3: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4.4: DESIGNATE PATRICK ONEILL AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #5.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 1 MILLION
PROPOSAL #5.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 15.05 MILLION
PROPOSAL #6: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
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ISSUER: Asahi Glass Co. Ltd.
TICKER: 5201 CUSIP: J02394120
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR ISHIMURA, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SHIMAMURA, TAKUYA ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR HIRAI, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MIYAJI, SHINJI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KIMURA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR EGAWA, MASAKO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR HASEGAWA, YASUCHIKA ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR TATSUNO, ISSUER YES FOR FOR
TETSUO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asahi Group Holdings Ltd.
TICKER: 2502 CUSIP: J02100113
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 28
PROPOSAL #2.1: ELECT DIRECTOR IZUMIYA, NAOKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KOJI, AKIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKAHASHI, KATSUTOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OKUDA, YOSHIHIDE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KAGAMI, NOBORU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HAMADA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR BANDO, MARIKO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TANAKA, NAOKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KOSAKA, TATSURO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KATSUKI, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KAWAKAMI, ISSUER YES FOR FOR
YUTAKA
PROPOSAL #4: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
SHAREHOLDER PROPOSALS AND MOTION OF NO CONFIDENCE
AGAINST CHAIRMAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASAHI INTECC CO. LTD.
TICKER: 7747 CUSIP: J0279C107
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2: AMEND ARTICLES TO ADOPT BOARD STRUCTURE ISSUER YES FOR FOR
WITH AUDIT COMMITTEE - AUTHORIZE DIRECTORS TO EXECUTE
DAY TO DAY OPERATIONS WITHOUT FULL BOARD APPROVAL -
AMEND PROVISIONS ON NUMBER OF DIRECTORS - INDEMNIFY
DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR MIYATA, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MIYATA, KENJI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KATO, TADAKAZU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YUGAWA, IPPEI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TERAI, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MATSUMOTO, MUNECHIKA ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR ITO, MIZUHO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR ITO, KIYOMICHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR SHIBAZAKI, AKINORI ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER WATANABE, YUKIYOSHI
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SATO, MASAMI
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER OBAYASHI, TOSHIHARU
PROPOSAL #5: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER TOMIDA, RYUJI
PROPOSAL #6: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #7: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
PROPOSAL #8: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
PROPOSAL #9: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asahi Kasei Corp.
TICKER: 3407 CUSIP: J0242P110
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ITO, ICHIRO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KOBORI, HIDEKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NAKAO, MASAFUMI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAKAMOTO, SHUICHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAKIZAWA, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HASHIZUME, SOICHIRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ICHINO, NORIO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHIRAISHI, MASUMI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TATSUOKA, TSUNEYOSHI ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR KOBAYASHI, ISSUER YES FOR FOR
YUJI
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR KONISHI, ISSUER YES FOR FOR
HIKOE
PROPOSAL #3: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ascendas Real Estate Investment Trust
TICKER: A17U CUSIP: Y0205X103
MEETING DATE: 1/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED ACQUISITION OF THE ISSUER YES FOR FOR
PROPERTY
PROPOSAL #2: APPROVE PROPOSED ISSUANCE OF NEW UNITS ISSUER YES FOR FOR
AS PARTIAL CONSIDERATION FOR THE PROPOSED ACQUISITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ascendas Real Estate Investment Trust
TICKER: A17U CUSIP: Y0205X103
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT REPORT OF THE TRUSTEE, STATEMENT ISSUER YES FOR FOR
BY THE MANAGER, AUDITED FINANCIAL STATEMENTS AND
AUDITORS' REPORT
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE MANAGER TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: APPROVE TRUST DEED SUPPLEMENT ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE UNIT REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aselsan Elektronik Sanayi ve Ticaret AS
TICKER: ASELS CUSIP: M1501H100
MEETING DATE: 3/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES �� FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
THE CURRENT FISCAL YEAR
PROPOSAL #13: APPROVE UPPER LIMIT OF SPONSORSHIPS TO ISSUER YES AGAINST AGAINST
BE MADE IN 2017
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashmore Group plc
TICKER: ASHM CUSIP: G0609C101
MEETING DATE: 10/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT MARK COOMBS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT TOM SHIPPEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PETER GIBBS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT SIMON FRASER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DAME ANNE PRINGLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DAVID BENNETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT CLIVE ADAMSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: APPROVE WAIVER ON TENDER-BID ISSUER YES AGAINST AGAINST
REQUIREMENT
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashok Leyland Limited
TICKER: 500477 CUSIP: Y0266N143
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT A K DAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE M S KRISHNASWAMI & RAJAN AND ISSUER YES FOR FOR
DELOITTE HASKINS & SELLS LLP AS JOINT AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT ANDREW C PALMER AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF VINOD K DASARI AS CHIEF EXECUTIVE OFFICER AND
MANAGING DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMMISSION REMUNERATION FOR NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #11: APPROVE ASHOK LEYLAND EMPLOYEES STOCK ISSUER YES AGAINST AGAINST
OPTION PLAN 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashok Leyland Limited
TICKER: 500477 CUSIP: Y0266N143
MEETING DATE: 1/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: INCREASE NUMBER OF STOCK OPTIONS UNDER ISSUER YES AGAINST AGAINST
ASHOK LEYLAND EMPLOYEES STOCK OPTION PLAN 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashok Leyland Limited
TICKER: 500477 CUSIP: Y0266N143
MEETING DATE: 1/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashok Leyland Limited
TICKER: 500477 CUSIP: Y0266N143
MEETING DATE: 1/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashtead Group plc
TICKER: AHT CUSIP: G05320109
MEETING DATE: 9/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT CHRIS COLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT GEOFF DRABBLE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: RE-ELECT BRENDAN HORGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SAT DHAIWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SUZANNE WOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IAN SUTCLIFFE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT WAYNE EDMUNDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT LUCINDA RICHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT TANYA FRATTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asia Cement Corporation
TICKER: 1102 CUSIP: Y0275F107
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS, PROCEDURES FOR
ENDORSEMENT AND GUARANTEES AS WELL AS LENDING FUNDS
TO OTHER PARTIES
PROPOSAL #6.1: ELECT DOUGLAS TONG HSU WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 13 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT TSAI HSIUNG CHANG, ISSUER YES FOR FOR
REPRESENTATIVE OF FAR EASTERN NEW CENTURY CORP., WITH
SHAREHOLDER NO. 1 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT JOHNNY SHIH, REPRESENTATIVE OF ISSUER YES FOR FOR
FAR EASTERN NEW CENTURY CORP., WITH SHAREHOLDER NO. 1
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT C.V. CHEN, REPRESENTATIVE OF FAR ISSUER YES FOR FOR
EASTERN NEW CENTURY CORP., WITH SHAREHOLDER NO. 1 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT CHIN-DER OU, REPRESENTATIVE OF ISSUER YES FOR FOR
BAI-YANG INVESTMENT HOLDINGS CORP., WITH SHAREHOLDER
NO. 85666 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT KUN YAN LEE, REPRESENTATIVE U- ISSUER YES FOR FOR
DING CORP., WITH SHAREHOLDER NO. 126912 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT PETER HSU, REPRESENTATIVE OF FAR ISSUER YES FOR FOR
EASTERN Y.Z. HSU SCIENCE AND TECHNOLOGY MEMORIAL
FOUNDATION, WITH SHAREHOLDER NO. 180996 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT CHEN KUN CHANG, REPRESENTATIVE ISSUER YES FOR FOR
OF FAR EASTERN Y.Z. HSU SCIENCE AND TECHNOLOGY
MEMORIAL FOUNDATION, WITH SHAREHOLDER NO. 180996 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT RUEY LONG CHEN, REPRESENTATIVE ISSUER YES FOR FOR
OF TA CHU CHEMICAL FIBER CO., LTD., WITH SHAREHOLDER
NO. 225135 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.10: ELECT CONNIE HSU, REPRESENTATIVE OF ISSUER YES FOR FOR
HUEY KANG INVESTMENT CORP., WITH SHAREHOLDER NO.
92107 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.11: ELECT CHAMPION LEE, REPRESENTATIVE OF ISSUER YES FOR FOR
FAR EASTERN MEDICAL FOUNDATION, WITH SHAREHOLDER NO.
22744 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.12: ELECT KWAN-TAO LI, REPRESENTATIVE OF ISSUER YES FOR FOR
U-MING CORPORATION, WITH SHAREHOLDER NO. 27718AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #6.13: ELECT TA-CHOU HUANG WITH ID NO. ISSUER YES FOR FOR
R102128XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.14: ELECT CHI SCHIVE WITH ID NO. ISSUER YES FOR FOR
Q100446XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.15: ELECT GORDON S. CHEN WITH ID NO. ISSUER YES FOR FOR
P101989XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES AGAINST AGAINST
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asian Paints Ltd.
TICKER: ASIANPAINT CUSIP: Y03638114
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT ABHAY VAKIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT AMRITA VAKIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT R. SESHASAYEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF K.B.S. ANAND AS MANAGING DIRECTOR AND CEO
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asics Corp.
TICKER: 7936 CUSIP: J03234150
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 23.5
PROPOSAL #2.1: ELECT DIRECTOR OYAMA, MOTOI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KATO, KATSUMI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KATO, ISAO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NISHIMAE, MANABU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NISHIWAKI, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TANAKA, KATSURO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KAJIWARA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR HANAI, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KASHIWAKI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
ONISHI, HIROFUMI
PROPOSAL #4: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Askul Corporation
TICKER: 2678 CUSIP: J03325107
MEETING DATE: 8/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 18
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR IWATA, SHOICHIRO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR IMAMURA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR YOSHIDA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YOSHIOKA, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KOSHIMIZU, HIRONORI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TODA, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR IMAIZUMI, KOJI ISSUER YES AGAINST AGAINST
PROPOSAL #3.8: ELECT DIRECTOR OZAWA, TAKAO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR MIYATA, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR HIGUCHI, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR ORIMO, ISSUER YES FOR FOR
YOSHIYUKI
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR YASUMOTO, ISSUER YES AGAINST AGAINST
TAKAHARU
PROPOSAL #5: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASM Pacific Technology Ltd.
TICKER: 522 CUSIP: G0535Q133
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: AMEND MEMORANDUM AND ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: ADOPT MEMORANDUM AND ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: ELECT LEE WAI KWONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ROBIN GERARD NG CHER TAT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: ELECT TSUI CHING MAN, STANLEY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #13: APPROVE TERMS OF APPOINTMENT FOR ALL ISSUER YES FOR FOR
EXISTING DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASML Holding NV
TICKER: ASML CUSIP: N07059202
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIVIDENDS OF EUR 1.20 PER ISSUER YES FOR FOR
ORDINARY SHARE
PROPOSAL #9: AMEND THE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
MANAGEMENT BOARD
PROPOSAL #10: APPROVE PERFORMANCE SHARE ARRANGEMENT ISSUER YES FOR FOR
ACCORDING TO REMUNERATION POLICY
PROPOSAL #11: APPROVE NUMBER OF STOCK OPTIONS, ISSUER YES FOR FOR
RESPECTIVELY SHARES FOR EMPLOYEES
PROPOSAL #13.a: ELECT PAULINE VAN DER MEER MOHR TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #13.b: ELECT CARLA SMITS-NUSTELING TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #13.c: ELECT DOUG GROSE TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #13.d: ELECT WOLFGANG ZIEBART TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #14: AMEND REMUNERATION OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #15: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 5 PERCENT OF ISSUED CAPITAL
PROPOSAL #16.b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES RE: ITEM 16A
PROPOSAL #16.c: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 5 PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #16.d: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES RE: ITEM 16C
PROPOSAL #17.a: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17.b: AUTHORIZE ADDITIONAL REPURCHASE OF UP ISSUER YES FOR FOR
TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #18: AUTHORIZE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aspen Pharmacare Holdings Ltd
TICKER: APN CUSIP: S0754A105
MEETING DATE: 8/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #1: RE-ELECT JOHN BUCHANAN AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aspen Pharmacare Holdings Ltd
TICKER: APN CUSIP: S0754A105
MEETING DATE: 12/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #2: RECEIVE AND NOTE THE SOCIAL & ETHICS ISSUER YES FOR FOR
COMMITTEE REPORT
PROPOSAL #3a: RE-ELECT JOHN BUCHANAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: RE-ELECT MAUREEN MANYAMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT BABALWA NGONYAMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: RE-ELECT DAVID REDFERN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: RE-ELECT SINDI ZILWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH TANYA RAE AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #5a: RE-ELECT ROY ANDERSEN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5b: RE-ELECT JOHN BUCHANAN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5c: RE-ELECT MAUREEN MANYAMA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #5d: ELECT BABALWA NGONYAMA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5e: RE-ELECT SINDI ZILWA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #6: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1.1a: APPROVE REMUNERATION OF BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #1.1b: APPROVE REMUNERATION OF BOARD MEMBERS ISSUER YES FOR FOR
PROPOSAL #1.2a: APPROVE REMUNERATION OF AUDIT & RISK ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.2b: APPROVE REMUNERATION OF AUDIT & RISK ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #1.3a: APPROVE REMUNERATION OF REMUNERATION ISSUER YES FOR FOR
& NOMINATION COMMITTEE CHAIRMAN
PROPOSAL #1.3b: APPROVE REMUNERATION OF REMUNERATION ISSUER YES FOR FOR
& NOMINATION COMMITTEE MEMBERS
PROPOSAL #1.4a: APPROVE REMUNERATION OF SOCIAL & ISSUER YES FOR FOR
ETHICS COMMITTEE CHAIRMAN
PROPOSAL #1.4b: APPROVE REMUNERATION OF SOCIAL & ISSUER YES FOR FOR
ETHICS COMMITTEE MEMBERS
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assa Abloy AB
TICKER: ASSA B CUSIP: W0817X204
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 3.00 PER SHARE
PROPOSAL #9c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #10: DETERMINE NUMBER OF MEMBERS (9) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD;
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 2 MILLION FOR CHAIRMAN, SEK 850,000
FOR VICE CHAIRMAN, AND SEK 600,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK;
APPROVE REMUNERATION OF AUDITORS
PROPOSAL #12: REELECT LARS RENSTRÖM, CARL DOUGLAS, ISSUER YES FOR FOR
ULF EWALDSSON, EVA KARLSSON, BIRGITTA KLASÉN, EVA
LINDQVIST, JOHAN MOLIN AND JAN SVENSSON AS DIRECTORS;
ELECT SOFIA SCHÖRLING HÖGBERG AS NEW DIRECTORS;
RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS
PROPOSAL #13: ELECT CARL DOUGLAS, MIKAEL EKDAHL, ISSUER YES FOR FOR
LISELOTT LEDIN, MARIANNE NILSSON, AND ANDERS
OSCARSSON AS MEMBERS OF NOMINATING COMMITTEE
PROPOSAL #14: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #16: APPROVE 2017 LTI SHARE MATCHING PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asseco Poland S.A.
TICKER: ACP CUSIP: X02540130
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING; ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE PROPER CONVENING OF MEETING; ISSUER YES FOR FOR
ELECT MEMBERS OF VOTE COUNTING COMMISSION
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS IN FISCAL 2016
PROPOSAL #9.2: APPROVE FINANCIAL STATEMENTS FOR ISSUER YES FOR FOR
FISCAL 2016
PROPOSAL #12: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND MANAGEMENT BOARD REPORT ON GROUP'S
OPERATIONS FOR FISCAL 2016
PROPOSAL #13.1: APPROVE DISCHARGE OF ADAM GORAL (CEO) ISSUER YES FOR FOR
PROPOSAL #13.2: APPROVE DISCHARGE OF ZBIGNIEW ISSUER YES FOR FOR
POMIANEK (DEPUTY CEO)
PROPOSAL #13.3: APPROVE DISCHARGE OF PRZEMYSLAW ISSUER YES FOR FOR
BORZESTOWSKI (DEPUTY CEO)
PROPOSAL #13.4: APPROVE DISCHARGE OF MAREK PANEK ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #13.5: APPROVE DISCHARGE OF PRZEMYSLAW ISSUER YES FOR FOR
SECZKOWSKI (DEPUTY CEO)
PROPOSAL #13.6: APPROVE DISCHARGE OF ROBERT ISSUER YES FOR FOR
SMULKOWSKI (DEPUTY CEO)
PROPOSAL #13.7: APPROVE DISCHARGE OF WLODZIMIERZ ISSUER YES FOR FOR
SERWINSKI (DEPUTY CEO)
PROPOSAL #13.8: APPROVE DISCHARGE OF TADEUSZ DYRGA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #13.9: APPROVE DISCHARGE OF PAWEL PIWOWAR ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #13.10: APPROVE DISCHARGE OF RAFAL KOZLOWSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #13.11: APPROVE DISCHARGE OF ANDRZEJ ISSUER YES FOR FOR
DOPIERALA (DEPUTY CEO)
PROPOSAL #13.12: APPROVE DISCHARGE OF KRZYSZTOF ISSUER YES FOR FOR
GROYECKI (DEPUTY CEO)
PROPOSAL #14.1: APPROVE DISCHARGE OF JACEK DUCH ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #14.2: APPROVE DISCHARGE OF ADAM NOGA ISSUER YES FOR FOR
(SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #14.3: APPROVE DISCHARGE OF DARIUSZ BRZESKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #14.4: APPROVE DISCHARGE OF ARTUR KUCHARSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #14.5: APPROVE DISCHARGE OF DARIUSZ ISSUER YES FOR FOR
STOLARCZYK (SUPERVISORY BOARD MEMBER)
PROPOSAL #14.6: APPROVE DISCHARGE OF PIOTR ISSUER YES FOR FOR
AUGUSTYNIAK (SUPERVISORY BOARD MEMBER)
PROPOSAL #15: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 3.01 PER SHARE
PROPOSAL #16: APPROVE SALE OF REAL ESTATE PROPERTY ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assicurazioni Generali Spa
TICKER: G CUSIP: T05040109
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.b: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.a.1: SLATE 1 SUBMITTED BY MEDIOBANCA SPA SHAREHOLDER YES FOR N/A
PROPOSAL #2.a.2: SLATE 2 SUBMITTED BY INSTITUTIONAL SHAREHOLDER NO N/A N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #2.b: APPROVE INTERNAL AUDITORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4.a: APPROVE GROUP LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
(LTIP) 2017
PROPOSAL #4.b: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES TO SERVICE LTIP
PROPOSAL #4.c: APPROVE EQUITY PLAN FINANCING TO ISSUER YES FOR FOR
SERVICE LTIP 2017
PROPOSAL #5.a: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5.b: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES TO SERVICE
RESTRICTED STOCK PLAN
PROPOSAL #5.c: APPROVE EQUITY PLAN FINANCING TO ISSUER YES FOR FOR
SERVICE RESTRICTED STOCK PLAN
PROPOSAL #6.a: AMEND ARTICLE 7.2 RE: COMPANY RECORDS ISSUER YES FOR FOR
PROPOSAL #6.b: AMEND ARTICLE 9 (CAPITAL-RELATED) ISSUER YES FOR FOR
PROPOSAL #6.c: AMEND ARTICLE 28.2 (BOARD-RELATED) ISSUER YES FOR FOR
PROPOSAL #6.d: AMEND ARTICLE 32.2 (BOARD-RELATED) ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Associated British Foods plc
TICKER: ABF CUSIP: G05600138
MEETING DATE: 12/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT EMMA ADAMO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JOHN BASON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT RUTH CAIRNIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT TIMOTHY CLARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JAVIER FERRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT WOLFHART HAUSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT RICHARD REID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT CHARLES SINCLAIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT GEORGE WESTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #19: APPROVE 2016 LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assore Ltd
TICKER: ASR CUSIP: S07525116
MEETING DATE: 11/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT THANDEKA MGODUSO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT SYDNEY MHLARHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT ED SOUTHEY, SYDNEY MHLARHI AND ISSUER YES AGAINST AGAINST
BILL URMSON AS MEMBERS OF THE AUDIT AND RISK
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #4: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astellas Pharma Inc.
TICKER: 4503 CUSIP: J03393105
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17
PROPOSAL #2.1: ELECT DIRECTOR HATANAKA, YOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YASUKAWA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OKAJIMA, ETSUKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR AIZAWA, YOSHIHARU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SEKIYAMA, MAMORU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YAMAGAMI, KEIKO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AstraZeneca plc
TICKER: AZN CUSIP: G0593M107
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: APPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5a: RE-ELECT LEIF JOHANSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5b: RE-ELECT PASCAL SORIOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5c: RE-ELECT MARC DUNOYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: RE-ELECT GENEVIEVE BERGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5e: ELECT PHILIP BROADLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5f: RE-ELECT BRUCE BURLINGTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5g: RE-ELECT GRAHAM CHIPCHASE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5h: RE-ELECT RUDY MARKHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5i: RE-ELECT SHRITI VADERA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5j: RE-ELECT MARCUS WALLENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #10: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #11: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #12: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astro Malaysia Holdings Berhad
TICKER: ASTRO CUSIP: Y04323104
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT ROHANA BINTI TAN SRI DATUK HJ ISSUER YES FOR FOR
ROZHAN AS DIRECTOR
PROPOSAL #3: ELECT LIM GHEE KEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT RICHARD JOHN FREUDENSTEIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT ZAKI BIN TUN AZMI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: ELECT SIMON CATHCART AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #11: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH USAHA TEGAS SDN BHD AND/OR ITS AFFILIATES
PROPOSAL #12: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH MAXIS BERHAD AND/OR ITS AFFILIATES
PROPOSAL #13: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH MEASAT GLOBAL BERHAD AND/OR ITS AFFILIATES
PROPOSAL #14: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH ASTRO HOLDINGS SDN BHD AND/OR ITS AFFILIATES
PROPOSAL #15: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH NEW DELHI TELEVISION LIMITED AND/OR ITS
PROPOSAL #16: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH SUN TV NETWORK LIMITED AND/OR ITS AFFILIATES
PROPOSAL #17: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH GS HOME SHOPPING INC. AND/OR ITS AFFILIATES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASUSTeK Computer Inc.
TICKER: 2357 CUSIP: Y04327105
MEETING DATE:�� 7/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #5.1: ELECT TSUNG-TANG (JONNEY) SHIH WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 71 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT CHIANG-SHENG (JONATHAN) TSENG ISSUER YES FOR FOR
WITH SHAREHOLDER NO. 25370 AS NON-INDEPENDENT
PROPOSAL #5.3: ELECT SHIH-CHANG (TED) HSU WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 4 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT CHENG-LAI (JERRY) SHEN WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 80 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT YEN-CHENG (ERIC) CHEN WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 135 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.6: ELECT HSIEN-YUEN HSU WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 116 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.7: ELECT SU-PIN (SAMSON) HU WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 255368 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.8: ELECT MIN-CHIEH (JOE) HSIEH WITH ID ISSUER YES FOR FOR
NO. A123222XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.9: ELECT YU-CHIA (JACKIE) HSU WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 67474 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.10: ELECT TZE-KAING YANG WITH ID NO. ISSUER YES FOR FOR
A102241XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.11: ELECT MING-YU LEE WITH ID NO. ISSUER YES FOR FOR
F120639XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.12: ELECT CHUNG-HOU (KENNETH) TAI WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 88 AS INDEPENDENT DIRECTOR
PROPOSAL #5.13: ELECT CHUN-AN SHEU WITH ID NO. ISSUER YES FOR FOR
R101740XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASUSTeK Computer Inc.
TICKER: 2357 CUSIP: Y04327105
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASX Ltd.
TICKER: ASX CUSIP: Q0604U105
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3a: ELECT KEN HENRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT MELINDA CONRAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO DOMINIC STEVENS, MANAGING DIRECTOR AND CEO OF THE
COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: �� Atlantia SPA
TICKER: ATL CUSIP: T05404107
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #3: APPROVE PHANTOM STOCK OPTION PLAN (2017) ISSUER YES FOR FOR
AND PHANTOM STOCK GRANT PLAN (2017)
PROPOSAL #4: ELECT MARCO EMILIO ANGELO PATUANO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlas Copco AB
TICKER: ATCO A CUSIP: W10020324
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPENING OF MEETING; ELECT CHAIRMAN OF ISSUER YES FOR FOR
MEETING
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #8a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8b: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #8c: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 6.80 PER SHARE
PROPOSAL #8d: APPROVE RECORD DATE FOR DIVIDEND ISSUER YES FOR FOR
PAYMENT
PROPOSAL #9a: DETERMINE NUMBER OF MEMBERS(9) AND ISSUER YES FOR FOR
DEPUTY MEMBERS OF BOARD(0)
PROPOSAL #9b: DETERMINE NUMBER OF AUDITORS(1) AND ISSUER YES FOR FOR
DEPUTY AUDITORS(0)
PROPOSAL #10: REELECT GUNILLA BERG, STAFFAN BOHMAN, ISSUER YES FOR FOR
JOHAN FORSSELL, SABINE NEUSS, HANS STRABERG, ANDERS
ULLBERG AND PETER WALLENBERG JR AS DIRECTORS; ELECT
TINA DONIKOWSKI AND MATS RAHMSTRÖM AS NEW DIRECTOR
PROPOSAL #10b: ELECT HANS STRABERG AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #10c: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11a: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 2.1 MILLION TO CHAIR AND SEK
660,000 TO OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE RECEIVING PART OF
REMUNERATION IN FORM OF SYNTHETIC SHARES
PROPOSAL #11b: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #12b: APPROVE PERFORMANCE BASED STOCK OPTION ISSUER YES FOR FOR
PLAN 2017 FOR KEY EMPLOYEES
PROPOSAL #13a: ACQUIRE CLASS A SHARES RELATED TO ISSUER YES FOR FOR
PERSONNEL OPTION PLAN FOR 2017
PROPOSAL #13b: ACQUIRE CLASS A SHARES RELATED TO ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS IN THE FORM OF SYNTHETIC
SHARES
PROPOSAL #13c: TRANSFER CLASS A SHARES RELATED TO ISSUER YES FOR FOR
PERSONNEL OPTION PLAN FOR 2017
PROPOSAL #13d: SELL CLASS A SHARES TO COVER COSTS ISSUER YES FOR FOR
RELATED TO SYNTHETIC SHARES TO THE BOARD
PROPOSAL #13e: SELL CLASS A AND B SHARES TO COVER ISSUER YES FOR FOR
COSTS IN RELATION TO THE PERFORMANCE RELATED
PERSONNEL OPTION PLANS FOR 2012, 2013, AND 2014
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlas Copco AB
TICKER: ATCO A CUSIP: W10020332
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPENING OF MEETING; ELECT CHAIRMAN OF ISSUER YES FOR FOR
MEETING
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #8a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8b: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #8c: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 6.80 PER SHARE
PROPOSAL #8d: APPROVE RECORD DATE FOR DIVIDEND ISSUER YES FOR FOR
PAYMENT
PROPOSAL #9a: DETERMINE NUMBER OF MEMBERS(9) AND ISSUER YES FOR FOR
DEPUTY MEMBERS OF BOARD(0)
PROPOSAL #9b: DETERMINE NUMBER OF AUDITORS(1) AND ISSUER YES FOR FOR
DEPUTY AUDITORS(0)
PROPOSAL #10: REELECT GUNILLA BERG, STAFFAN BOHMAN, ISSUER YES FOR FOR
JOHAN FORSSELL, SABINE NEUSS, HANS STRABERG, ANDERS
ULLBERG AND PETER WALLENBERG JR AS DIRECTORS; ELECT
TINA DONIKOWSKI AND MATS RAHMSTRÖM AS NEW DIRECTOR
PROPOSAL #10b: ELECT HANS STRABERG AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #10c: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11a: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 2.1 MILLION TO CHAIR AND SEK
660,000 TO OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE RECEIVING PART OF
REMUNERATION IN FORM OF SYNTHETIC SHARES
PROPOSAL #11b: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #12b: APPROVE PERFORMANCE BASED STOCK OPTION ISSUER YES FOR FOR
PLAN 2017 FOR KEY EMPLOYEES
PROPOSAL #13a: ACQUIRE CLASS A SHARES RELATED TO ISSUER YES FOR FOR
PERSONNEL OPTION PLAN FOR 2017
PROPOSAL #13b: ACQUIRE CLASS A SHARES RELATED TO ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS IN THE FORM OF SYNTHETIC
SHARES
PROPOSAL #13c: TRANSFER CLASS A SHARES RELATED TO ISSUER YES FOR FOR
PERSONNEL OPTION PLAN FOR 2017
PROPOSAL #13d: SELL CLASS A SHARES TO COVER COSTS ISSUER YES FOR FOR
RELATED TO SYNTHETIC SHARES TO THE BOARD
PROPOSAL #13e: SELL CLASS A AND B SHARES TO COVER ISSUER YES FOR FOR
COSTS IN RELATION TO THE PERFORMANCE RELATED
PERSONNEL OPTION PLANS FOR 2012, 2013, AND 2014
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atos SE
TICKER: ATO CUSIP: F06116101
MEETING DATE: 12/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADVISORY VOTE ON THE GROUP'S ISSUER YES FOR FOR
ORIENTATIONS UP TO 2019 AS PRESENTED BY THE BOARD'S
PROPOSAL #2: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH THIERRY BRETON
PROPOSAL #3: APPROVE REMUNERATION POLICY OF THIERRY ISSUER YES FOR FOR
BRETON, CHAIRMAN AND CEO
PROPOSAL #4: REELECT THIERRY BRETON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLE 19 OF BYLAWS RE: AGE LIMIT ISSUER YES FOR FOR
OF CHAIRMAN OF THE BOARD
PROPOSAL #6: AMEND ARTICLE 23 OF BYLAWS RE: AGE LIMIT ISSUER YES FOR FOR
OF CEO
PROPOSAL #7: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atos SE
TICKER: ATO CUSIP: F06116101
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.60 PER SHARE
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 500,000
PROPOSAL #5: REELECT NICOLAS BAZIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT VALERIE BERNIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT ROLAND BUSCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT COLETTE NEUVILLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT JEAN FLEMING AS REPRESENTATIVE OF ISSUER YES FOR FOR
EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #10: ELECT ALEXANDRA DEMOULIN AS ISSUER YES AGAINST FOR
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #11: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
THIERRY BRETON, CHAIRMAN AND CEO
PROPOSAL #13: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #14: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #15: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #16: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #17: AUTHORIZE UP TO 0.09 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #18: AMEND ARTICLE 16 OF BYLAWS RE: TERMS OF ISSUER YES FOR FOR
DESIGNATION OF EMPLOYEE REPRESENTATIVES IN THE BOARD
OF DIRECTORS
PROPOSAL #19: AMEND ARTICLE 16 OF BYLAWS RE: EMPLOYEE ISSUER YES FOR FOR
SHAREHOLDER REPRESENTATIVES' LENGTH OF TERM
PROPOSAL #20: AMEND ARTICLE 13 OF BYLAWS RE: ISSUER YES FOR FOR
COMPOSITION OF THE BOARD OF DIRECTORS
PROPOSAL #21: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Attacq Ltd
TICKER: ATT CUSIP: S1244P108
MEETING DATE: 11/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE
PROPOSAL #3: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT DELOITTE AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY WITH PATRICK KLEB AS THE DESIGNATED PARTNER
PROPOSAL #5: RE-ELECT PIERRE TREDOUX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JOHANNES VAN DER MERWE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: RE-ELECT LOUIS VAN DER WATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT STEWART SHAW-TAYLOR AS CHAIRMAN ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #9: RE-ELECT HELLEN EL HAIMER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #10: RE-ELECT KENEILWE MOLOKO AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #11: ELECT BRETT NAGLE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #12: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: AUTHORISE ALLOTMENT AND ISSUE OF SHARES ISSUER YES FOR FOR
TO DIRECTORS AND PRESCRIBED OFFICERS UNDER THE LONG-
TERM INCENTIVE PLAN
PROPOSAL #4: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AU Optronics Corp
TICKER: 2409 CUSIP: 002255107
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #3.2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4.2: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4.3: APPROVE ISSUANCE OF ORDINARY SHARES TO ISSUER YES FOR FOR
PARTICIPATE IN THE ISSUANCE OF GLOBAL DEPOSITORY
RECEIPT AND/OR ISSUANCE OF ORDINARY SHARES AND/OR
ISSUANCE OF ORDINARY SHARES VIA PRIVATE PLACEMENT
AND/OR ISSUANCE OF FOREIGN OR DOMESTIC CONVERTIBLE B
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AU Optronics Corp
TICKER: 2409 CUSIP: Y0451X104
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE ISSUANCE OF ORDINARY SHARES TO ISSUER YES FOR FOR
PARTICIPATE IN THE ISSUANCE OF GLOBAL DEPOSITORY
RECEIPT AND/OR ISSUANCE OF ORDINARY SHARES AND/OR
ISSUANCE OF ORDINARY SHARES VIA PRIVATE PLACEMENT
AND/OR ISSUANCE OF FOREIGN OR DOMESTIC CONVERTIBLE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Auckland International Airport Ltd.
TICKER: AIA CUSIP: Q06213146
MEETING DATE: 10/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HENRY VAN DER HEYDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT MICHELLE GUTHRIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHRISTINE SPRING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF DIRECTORS
PROPOSAL #5: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aurizon Holdings Ltd.
TICKER: AZJ CUSIP: Q0695Q104
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT RUSSELL CAPLAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT MICHAEL FRASER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT KATE VIDGEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aurobindo Pharma Ltd.
TICKER: 524804 CUSIP: Y04527142
MEETING DATE: 8/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE INTERIM DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #4: REELECT K. NITHYANANDA REDDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT M. MADAN MOHAN REDDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE S.R. BATLIBOI & ASSOCIATES LLP ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
N. GOVINDARAJAN AS MANAGING DIRECTOR
PROPOSAL #8: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
M. MADAN MOHAN REDDY AS EXECUTIVE DIRECTOR
PROPOSAL #9: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
P. SARATH CHANDRA REDDY AS EXECUTIVE DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AusNet Services
TICKER: AST CUSIP: Q0708Q109
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT PETER MASON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT TAN CHEE MENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO NINO FICCA, MANAGING DIRECTOR OF THE COMPANY
PROPOSAL #5: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #6: APPROVE THE ISSUE OF SHARES UP TO 10 ISSUER YES FOR FOR
PERCENT PRO RATA
PROPOSAL #7: APPROVE THE ISSUANCE OF SHARES PURSUANT ISSUER YES FOR FOR
TO THE DIVIDEND REINVESTMENT PLAN
PROPOSAL #8: APPROVE THE ISSUANCE OF SHARES PURSUANT ISSUER YES FOR FOR
TO AN EMPLOYEE INCENTIVE SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Australia and New Zealand Banking Group Ltd.
TICKER: ANZ CUSIP: Q09504137
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO SHAYNE ELLIOT, CHIEF EXECUTIVE OFFICER OF THE
COMPANY
PROPOSAL #4a: ELECT S. J. HALTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT G. R. LIEBELT AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Auto Trader Group plc
TICKER: AUTO CUSIP: G06708104
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT ED WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT TREVOR MATHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SEAN GLITHERO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DAVID KEENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JILL EASTERBROOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT JENI MUNDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #11: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #15: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Auto Trader Group plc
TICKER: AUTO CUSIP: G06708104
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Autobacs Seven Co. Ltd.
TICKER: 9832 CUSIP: J03507100
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR KOBAYASHI, KIOMI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MATSUMURA, TERUYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HIRATA, ISAO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOYAMA, NAOYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KUMAKURA, EIICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HORII, YUGO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SHIMAZAKI, NORIAKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ODAMURA, HATSUO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TAKAYAMA, YOSHIKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVI Ltd
TICKER: AVI CUSIP: S0808A101
MEETING DATE: 11/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #2: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #3: RE-ELECT NEO DONGWANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JAMES HERSOV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT RICHARD INSKIP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MICHAEL KOURSARIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MICHAEL BOSMAN AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #8: RE-ELECT NEO DONGWANA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #9: RE-ELECT JAMES HERSOV AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #10: APPROVE FEES PAYABLE TO THE NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS EXCLUDING THE BOARD CHAIRMAN AND
THE FOREIGN NON-EXECUTIVE DIRECTOR, ADRIAN NUHN
PROPOSAL #11: APPROVE FEES PAYABLE TO THE BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #12: APPROVE FEES PAYABLE TO THE FOREIGN ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR, ADRIAN NUHN
PROPOSAL #13: APPROVE FEES PAYABLE TO THE MEMBERS OF ISSUER YES FOR FOR
THE REMUNERATION, NOMINATION AND APPOINTMENTS
PROPOSAL #14: APPROVE FEES PAYABLE TO THE MEMBERS OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #15: APPROVE FEES PAYABLE TO THE MEMBERS OF ISSUER YES FOR FOR
THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #16: APPROVE FEES PAYABLE TO THE CHAIRMAN OF ISSUER YES FOR FOR
THE REMUNERATION, NOMINATION AND APPOINTMENTS
PROPOSAL #17: APPROVE FEES PAYABLE TO THE CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #18: APPROVE FEES PAYABLE TO THE CHAIRMAN OF ISSUER YES FOR FOR
THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #19: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #20: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
PROPOSAL #21: APPROVE DEFERRED BONUS SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #22: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS IN TERMS OF THE DEFERRED
BONUS SHARE PLAN
PROPOSAL #23: APPROVE REVISED EXECUTIVE SHARE ISSUER YES FOR FOR
INCENTIVE SCHEME
PROPOSAL #24: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS IN TERMS OF THE REVISED
EXECUTIVE SHARE INCENTIVE SCHEME
PROPOSAL #25: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS IN TERMS OF THE THE OUT-
PERFORMANCE SCHEME
PROPOSAL #26: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avichina Industry & Technology Co., Ltd.
TICKER: 2357 CUSIP: Y0485Q109
MEETING DATE: 8/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HE ZHIPING AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avichina Industry & Technology Co., Ltd.
TICKER: 2357 CUSIP: Y0485Q109
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHENG QIANG AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avichina Industry & Technology Co., Ltd.
TICKER: 2357 CUSIP: Y0485Q109
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND DISTRIBUTION OF FINAL DIVIDEND
PROPOSAL #5: APPROVE SHINEWING (HK) CPA LIMITED AND ISSUER YES FOR FOR
SHINEWING CERTIFIED PUBLIC ACCOUNTANT LLP AS THE
INTERNATIONAL AND DOMESTIC AUDITORS, RESPECTIVELY AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT WU XIANDONG AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
REMUNERATION COMMITTEE TO FIX HIS REMUNERATION AND
AUTHORIZE BOARD TO APPROVE HIS SERVICE CONTRACT
PROPOSAL #7: ELECT LI YAO AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
REMUNERATION COMMITTEE TO FIX HIS REMUNERATION AND
AUTHORIZE BOARD TO APPROVE HIS SERVICE CONTRACT
PROPOSAL #8: ELECT PATRICK DE CASTELBAJAC AS ISSUER YES FOR FOR
DIRECTOR, AUTHORIZE REMUNERATION COMMITTEE TO FIX HIS
REMUNERATION AND AUTHORIZE BOARD TO APPROVE HIS
SERVICE CONTRACT
PROPOSAL #9: OTHER BUSINESS BY WAY OF ORDINARY ISSUER YES AGAINST AGAINST
RESOLUTION
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: OTHER BUSINESS BY WAY OF SPECIAL ISSUER YES AGAINST AGAINST
RESOLUTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aviva plc
TICKER: AV. CUSIP: G0683Q109
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT KEITH WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT CLAUDIA ARNEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT GLYN BARKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANDY BRIGGS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PATRICIA CROSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT BELEN ROMANA GARCIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MICHAEL HAWKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT MICHAEL MIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SIR ADRIAN MONTAGUE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: RE-ELECT TOM STODDARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT MARK WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: APPROVE SAVINGS RELATED SHARE OPTION ISSUER YES FOR FOR
SCHEME
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE MARKET PURCHASE OF PREFERENCE ISSUER YES FOR FOR
SHARES
PROPOSAL #24: AUTHORISE MARKET PURCHASE OF PREFERENCE ISSUER YES FOR FOR
SHARES
PROPOSAL #25: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #26: AUTHORISE ISSUE OF EQUITY IN RELATION ISSUER YES FOR FOR
TO ANY ISSUANCE OF SII INSTRUMENTS
PROPOSAL #27: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO ANY ISSUANCE OF SII
INSTRUMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Awa Bank Ltd.
TICKER: 8388 CUSIP: J03612108
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 4.5
PROPOSAL #2.1: ELECT DIRECTOR SONOKI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ASAOKA, KENZO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR ARAKI, KOJIRO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTOR AND STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
RETIREMENT BONUS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axa
TICKER: CS CUSIP: F06106102
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.16 PER SHARE
PROPOSAL #4: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
HENRI DE CASTRIES, CHAIRMAN AND CEO UNTIL AUGUST 31,
PROPOSAL #5: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DENIS DUVERNE, VICE CEO UNTIL AUGUST 31, 2016
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DENIS DUVERNE, CHAIRMAN OF THE BOARD OF DIRECTORS
SINCE SEPTEMBER 1, 2016
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
THOMA BUBERL, CEO SINCE SEPTEMBER 1, 2016
PROPOSAL #8: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #9: APPROVE REMUNERATION POLICY OF CEO ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #11: APPROVE ADDITIONAL SOCIAL BENEFITS ISSUER YES FOR FOR
AGREEMENT WITH THOMAS BUBERL, CEO
PROPOSAL #12: APPROVE SEVERANCE AGREEMENT WITH THOMAS ISSUER YES FOR FOR
BUBERL
PROPOSAL #13: REELECT DEANNA OPPENHEIMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REELECT RAMON DE OLIVEIRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RATIFY APPOINTMENT OF THOMAS BUBERL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: RATIFY APPOINTMENT OF ANDRÉ FRANÇOIS- ISSUER YES FOR FOR
PONCET AS DIRECTOR
PROPOSAL #17: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #18: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 1 BILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 2 BILLIONS
PROPOSAL #20: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 550 MILLION
PROPOSAL #21: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 550 MILLION
PROPOSAL #22: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #23: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
550 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #24: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #25: AUTHORIZE ISSUANCE OF EQUITY UPON ISSUER YES FOR FOR
CONVERSION OF A SUBSIDIARY'S EQUITY-LINKED SECURITIES
WITHOUT PREEMPTIVE RIGHTS FOR UP TO EUR 550 MILLION
PROPOSAL #26: AUTHORIZE ISSUANCE OF EQUITY UPON ISSUER YES FOR FOR
CONVERSION OF A SUBSIDIARY'S EQUITY-LINKED SECURITIES
WITH PREEMPTIVE RIGHTS FOR UP TO EUR 2 BILLION
PROPOSAL #27: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #28: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR EMPLOYEES
OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #29: AUTHORIZE UP TO 1 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #30: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #31: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axel Springer SE
TICKER: SPR CUSIP: D76169115
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.90 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4.1: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBERS OTHER THAN FRIEDE SPRINGER FOR FISCAL 2016
PROPOSAL #4.2: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER FRIEDE SPRINGER FOR FISCAL 2016
PROPOSAL #5: ELECT WILLIAM FORD TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6: RATIFY ERNST AND YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2017
PROPOSAL #7: AMEND ARTICLES RE: PRINCIPLES FOR ISSUER YES FOR FOR
MANAGEMENT OF THE COMPANY
PROPOSAL #8: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
EINUNDNEUNZIGSTE
"MEDIA"VERMOEGENSVERWALTUNGSGESELLSCHAFT MBH
PROPOSAL #9: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
VIERUNDNEUNZIGSTE
"MEDIA"VERMOEGENSVERWALTUNGSGESELLSCHAFT MBH
PROPOSAL #10: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
FUENFUNDNEUNZIGSTE
"MEDIA"VERMOEGENSVERWALTUNGSGESELLSCHAFT MBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axiata Group Berhad
TICKER: AXIATA CUSIP: Y0488A101
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT MUHAMAD CHATIB BASRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT KENNETH SHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT MOHD IZZADDIN IDRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT RAMLAH NIK MAHMOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT GHAZZALI SHEIKH ABDUL KHALID AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT AZZAT KAMALUDIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS FROM ISSUER YES FOR FOR
25TH ANNUAL GENERAL MEETING UNTIL THE NEXT ANNUAL
GENERAL MEETING
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS FROM ISSUER YES FOR FOR
JANUARY 31, 2017 UNTIL THE NEXT ANNUAL GENERAL
PROPOSAL #10: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #11: APPROVE GHAZZALI SHEIKH ABDUL KHALID TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE
PROPOSAL #12: APPROVE AZZAT KAMALUDIN TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #13: APPROVE DAVID LAU NAI PEK TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #14: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #15: APPROVE ISSUANCE OF NEW ORDINARY SHARES ISSUER YES FOR FOR
UNDER THE DIVIDEND REINVESTMENT SCHEME
PROPOSAL #16: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axis Bank Ltd.
TICKER: 532215 CUSIP: Y0487S137
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT V. SRINIVASAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S.R. BATLIBOI & CO. LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: ELECT RAKESH MAKHIJA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT KETAKI BHAGWATI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT B. BABU RAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
SHIKHA SHARMA AS MANAGING DIRECTOR AND CEO
PROPOSAL #9: APPROVE REAPPOINTMENT OF V. SRINIVASAN ISSUER YES FOR FOR
AS EXECUTIVE DIRECTOR & HEAD (CORPORATE BANKING) FROM
OCT. 15, 2015 TO DEC. 20, 2015 AND APPROVE HIS
APPOINTMENT AND REMUNERATION AS DEPUTY MANAGING
DIRECTOR FROM DEC. 21, 2015 TO DEC. 20, 2018
PROPOSAL #10: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
V. SRINIVASAN AS EXECUTIVE DIRECTOR DESIGNATED AS
DEPUTY MANAGING DIRECTOR WITH EFFECT FROM JUNE 1,
PROPOSAL #11: ELECT SANJIV MISRA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
SANJIV MISRA AS NON-EXECUTIVE PART-TIME CHAIRMAN
PROPOSAL #13: ELECT RAJIV ANAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
RAJIV ANAND AS EXECUTIVE DIRECTOR DESIGNATED AS
EXECUTIVE DIRECTOR (RETAIL BANKING)
PROPOSAL #15: ELECT RAJESH DAHIYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
RAJESH DAHIYA AS EXECUTIVE DIRECTOR DESIGNATED AS
EXECUTIVE DIRECTOR (CORPORATE CENTRE)
PROPOSAL #17: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #18: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ayala Corporation
TICKER: AC CUSIP: Y0486V115
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT JAIME AUGUSTO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT FERNANDO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT DELFIN L. LAZARO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT KEIICHI MATSUNAGA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT RAMON R. DEL ROSARIO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT XAVIER P. LOINAZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT ANTONIO JOSE U. PERIQUET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
INDEPENDENT AUDITOR AND FIX ITS REMUNERATION
PROPOSAL #5: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ayala Land, Inc.
TICKER: ALI CUSIP: Y0488F100
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT FERNANDO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT JAIME AUGUSTO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT BERNARD VINCENT O. DY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT ANTONINO T. AQUINO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT ARTURO G. CORPUZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DELFIN L. LAZARO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT MA. ANGELA E. IGNACIO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.8: ELECT JAIME C. LAYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT RIZALINA G. MANTARING AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
INDEPENDENT AUDITOR AND APPROVE THE FIXING OF ITS
REMUNERATION
PROPOSAL #5: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aygaz AS
TICKER: AYGAZ CUSIP: M1548S101
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLE 6 IN COMPANY BYLAWS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: RECEIVE INFORMATION ON DONATION POLICY ISSUER YES AGAINST AGAINST
AND CHARITABLE DONATIONS FOR 2016 AND APPROVE UPPER
LIMIT OF DONATIONS FOR 2017
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Azbil Corp.
TICKER: 6845 CUSIP: J0370G106
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 40
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Azrieli Group Ltd.
TICKER: AZRG CUSIP: M1571Q105
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT MENACHEM EINAN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2: REELECT NIV AHITUV AS EXTERNAL DIRECTOR ISSUER YES FOR FOR
FOR A THREE-YEAR PERIOD
PROPOSAL #3: REELECT EFRAIM HALEVY AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR FOR A THREE-YEAR PERIOD
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION RE: ISSUER YES FOR FOR
INSURANCE AND INDEMNIFICATION
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Azrieli Group Ltd.
TICKER: AZRG CUSIP: M1571Q105
MEETING DATE: 10/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE UPDATE OF SERVICE AGREEMENT ISSUER YES FOR FOR
WITH THE CEO
PROPOSAL #4: APPROVE SERVICE AGREEMENT WITH DANNA ISSUER YES FOR FOR
AZRIELI
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Azrieli Group Ltd.
TICKER: AZRG CUSIP: M1571Q105
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT DANNA AZRIELI HAKIM AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2: REELECT SHARON RACHELLE AZRIELI AS ISSUER YES FOR FOR
DIRECTOR UNTIL THE END OF THE NEXT ANNUAL GENERAL
MEETING
PROPOSAL #3: REELECT NAOMI SARA AZRIELI AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #4: REELECT MENACHEM EINAN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #5: REELECT JOSEF CIECHANOVER AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #6: REELECT TZIPORA CARMON AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #7: REELECT ORAN DROR AS DIRECTOR UNTIL THE ISSUER YES FOR FOR
END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #8: REAPPOINT DELOITTE BRIGHTMAN ALMAGOR ISSUER YES AGAINST AGAINST
ZOHAR AS AUDITORS
PROPOSAL #11: ISSUE UPDATED INDEMNIFICATION ISSUER YES FOR FOR
AGREEMENTS TO OFFICERS WHO ARE AMONG THE CONTROLLING
PROPOSAL #12: APPROVE INDEMNIFICATION AGREEMENTS TO ISSUER YES FOR FOR
OFFICERS WHO ARE NOT AMONG THE CONTROLLING
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Babcock International Group plc
TICKER: BAB CUSIP: G0689Q152
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT MIKE TURNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PETER ROGERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT BILL TAME AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ARCHIE BETHEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JOHN DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT FRANCO MARTINELLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SIR DAVID OMAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT IAN DUNCAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ANNA STEWART AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT JEFF RANDALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT MYLES LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT VICTOIRE DE MARGERIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BAE Systems plc
TICKER: BA. CUSIP: G06940103
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SIR ROGER CARR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ELIZABETH CORLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JERRY DEMURO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT HARRIET GREEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CHRISTOPHER GRIGG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IAN KING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT PETER LYNAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT PAULA REYNOLDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT NICHOLAS ROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT IAN TYLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT CHARLES WOODBURN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BAIC Motor Corporation Ltd
TICKER: 1958 CUSIP: Y0506H104
MEETING DATE: 12/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE DEPOSIT TRANSACTIONS UNDER THE ISSUER YES FOR FOR
FINANCIAL SERVICES FRAMEWORK AGREEMENT
PROPOSAL #1.2: APPROVE PRODUCTS PURCHASING ISSUER YES FOR FOR
TRANSACTIONS UNDER THE PRODUCTS AND SERVICES
PURCHASING FRAMEWORK AGREEMENT
PROPOSAL #1.3: APPROVE SERVICES PURCHASING ISSUER YES FOR FOR
TRANSACTIONS UNDER THE PRODUCTS AND SERVICES
PURCHASING FRAMEWORK AGREEMENT
PROPOSAL #1.4: APPROVE PROVISION OF PRODUCTS ISSUER YES FOR FOR
TRANSACTIONS UNDER THE PROVISION OF PRODUCTS AND
SERVICES FRAMEWORK AGREEMENT
PROPOSAL #2.1: ELECT ZHANG JIANYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT SHANG YUANXIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT WANG MIN AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BAIC Motor Corporation Ltd
TICKER: 1958 CUSIP: Y0506H104
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT XU HEYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT ZHANG XIYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT LI FENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT ZHANG JIANYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT QIU YINFU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT HUBERTUS TROSKA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT BODO UEBBER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT GUO XIANPENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT WANG JING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT ZHU BAOCHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT GE SONGLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT WONG LUNG TAK PATRICK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.13: ELECT BAO ROBERT XIAOCHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT ZHAO FUQUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT LIU KAIXIANG AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BAIC Motor Corporation Ltd
TICKER: 01958 CUSIP: Y0506H104
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFITS DISTRIBUTION AND ISSUER YES FOR FOR
DIVIDENDS DISTRIBUTION PLAN
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AND ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS
INTERNATIONAL AUDITOR AND DOMESTIC AUDITOR,
RESPECTIVELY AND AUTHORIZE MANAGEMENT TO FIX THEIR
PROPOSAL #6: ELECT CHEN HONGLIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF ONSHORE AND OFFSHORE ISSUER YES FOR FOR
CORPORATE DEBT FINANCING INSTRUMENTS
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BAIC Motor Corporation Ltd
TICKER: 01958 CUSIP: Y0506H104
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bajaj Auto Ltd.
TICKER: BAJAJ-AUTO CUSIP: Y05490100
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE INTERIM DIVIDEND AND FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT MANISH KEJRIWAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT SANJIV BAJAJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DALAL & SHAH LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT PRADEEP SHRIVASTAVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
PRADEEP SHRIVASTAVA AS EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE PAYMENT OF COMMISSION TO NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bajaj Finance Ltd.
TICKER: 500034 CUSIP: ADPV36940
MEETING DATE: 12/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BORROWING POWERS ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bajaj Finance Ltd.
TICKER: 500034 CUSIP: Y05473122
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND INTERIM ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT RAHUL BAJAJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DALAL & SHAH LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bajaj Finance Ltd.
TICKER: 500034 CUSIP: Y05473122
MEETING DATE: 8/28/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: APPROVE BONUS ISSUE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bajaj Finserv Ltd.
TICKER: 532978 CUSIP: Y0548X109
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT MADHUR BAJAJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DALAL & SHAH LLP AS STATUTORY ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INCREASE IN THRESHOLD OF LOANS, ISSUER YES AGAINST AGAINST
GUARANTEES AND /OR SECURITY IN OTHER BODY CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bajaj Holdings & Investment Ltd.
TICKER: 500490 CUSIP: Y0546X143
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT MANISH KEJRIWAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE DALAL & SHAH LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE COMMISSION REMUNERATION FOR NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Baloise Holding
TICKER: BALN CUSIP: H04530202
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 5.20 PER SHARE
PROPOSAL #4.1: APPROVE CHF 120,000 REDUCTION IN SHARE ISSUER YES FOR FOR
CAPITAL VIA CANCELLATION OF REPURCHASED SHARES
PROPOSAL #4.2: APPROVE CREATION OF CHF 500,000 POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5.1a: REELECT ANDREAS BURCKHARDT AS ISSUER YES FOR FOR
DIRECTOR AND BOARD CHAIRMAN
PROPOSAL #5.1b: REELECT ANDREAS BEERLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1c: REELECT GEORGES-ANTOINE DE BOCCARD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1d: REELECT CHRISTOPH GLOOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1e: REELECT KARIN KELLER-SUTTER AS ISSUER YES �� FOR FOR
DIRECTOR
PROPOSAL #5.1f: REELECT WERNER KUMMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1g: REELECT HUGO LASAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1h: REELECT THOMAS PLEINES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1i: REELECT MARIE-NOELLE VENTURI-ZEN- ISSUER YES FOR FOR
RUFFINEN AS DIRECTOR
PROPOSAL #5.1j: ELECT THOMAS VON PLANTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2a: APPOINT GEORGES-ANTOINE DE BOCCARD AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #5.2b: APPOINT KARIN KELLER-SUTTER AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #5.2c: APPOINT THOMAS PLEINES AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.2d: APPOINT MARIE-NOELLE VENTURI-ZEN- ISSUER YES FOR FOR
RUFFINEN AS MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #5.3: DESIGNATE CHRISTOPHE SARASIN AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #5.4: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 3.3 MILLION
PROPOSAL #6.2a: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 4 MILLION
PROPOSAL #6.2b: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 4.7 MILLION
PROPOSAL #7: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banca Mediolanum S.p.A
TICKER: BMED CUSIP: T1R88K108
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE SEVERANCE PAYMENTS POLICY ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3.2: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES TO SERVICE
EXECUTIVE INCENTIVE BONUS PLAN
PROPOSAL #4: ELECT DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.1: APPOINT INTERNAL STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: APPOINT CHAIR OF THE BOARD OF ISSUER YES AGAINST AGAINST
STATUTORY AUDITORS
PROPOSAL #5.3: APPOINT ALTERNATE INTERNAL STATUTORY ISSUER YES AGAINST AGAINST
AUDITOR
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Bilbao Vizcaya Argentaria, S.A.
TICKER: BBVA CUSIP: E11805103
MEETING DATE: 3/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #1.3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #2.1: REELECT JOSE MANUEL GONZALEZ-PARAMO ISSUER YES FOR FOR
MARTINEZ-MURILLO AS DIRECTOR
PROPOSAL #2.2: REELECT CARLOS LORING MARTINEZ DE ISSUER YES FOR FOR
IRUJO AS DIRECTOR
PROPOSAL #2.3: REELECT SUSANA RODRIGUEZ VIDARTE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: REELECT TOMAS ALFARO DRAKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: REELECT LOURDES MAIZ CARRO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #4: AUTHORIZE INCREASE IN CAPITAL UP TO 50 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED
SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20
PERCENT
PROPOSAL #5: AUTHORIZE ISSUANCE OF CONVERTIBLE BONDS, ISSUER YES FOR FOR
DEBENTURES, WARRANTS, AND OTHER DEBT SECURITIES
WITHOUT PREEMPTIVE RIGHTS UP TO EUR 8 BILLION
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
PROPOSAL #8: APPOINT KPMG AUDITORES AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #10: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Bradesco S.A.
TICKER: BBDC4 CUSIP: 059460303
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #5: ELECT LUIZ CARLOS DE FREITAS AS FISCAL SHAREHOLDER YES ABSTAIN N/A
COUNCIL MEMBER AND JOSE LUIZ RODRIGUES BUENO AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Bradesco S.A.
TICKER: BBDC4 CUSIP: P1808G109
MEETING DATE: 10/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT FOR PARTIAL SPIN-OFF ISSUER YES FOR FOR
OF HSBC BANK BRASIL SA AND ABSORPTION OF SPUN-OFF
ASSETS; APPOINT INDEPENDENT FIRM TO APPRAISE
TRANSACTION; APPROVE APPRAISAL REPORT; APPROVE
PARTIAL SPIN-OFF OF HSBC BANK BRASIL SA AND
PROPOSAL #2.1: AMEND ARTICLE 12 ISSUER YES FOR FOR
PROPOSAL #2.2: AMEND ARTICLE 18 ISSUER YES FOR FOR
PROPOSAL #2.3: AMEND ARTICLE 23 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Bradesco S.A.
TICKER: BBDC4 CUSIP: P1808G109
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT LAZARO DE MELLO BRANDAO AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.2: ELECT LUIZ CARLOS TRABUCO CAPPI AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.3: ELECT DENISE AGUIAR ALVAREZ AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.4: ELECT JOAO AGUIAR ALVAREZ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.5: ELECT CARLOS ALBERTO RODRIGUES ISSUER YES AGAINST AGAINST
GUILHERME AS DIRECTOR
PROPOSAL #4.6: ELECT MILTON MATSUMOTO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.7: ELECT JOSE ALCIDES MUNHOZ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.8: ELECT AURELIO CONRADO BONI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.9: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #5.1: ELECT JOAO CARLOS DE OLIVEIRA AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND JOAO SABINO AS ALTERNATE
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Bradesco S.A.
TICKER: BBDC4 CUSIP: P1808G109
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE
PROPOSAL #2: AMEND ARTICLES 9, 12, 13, 17, 21, 24 AND ISSUER YES FOR FOR
27
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Bradesco S.A.
TICKER: BBDC4 CUSIP: P1808G117
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #2.1: ELECT LUIZ CARLOS DE FREITAS AS FISCAL SHAREHOLDER NO N/A N/A
COUNCIL MEMBER AND JOSE LUIZ RODRIGUES BUENO AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #2.2: ELECT WALTER LUIS BERNARDES ALBERTONI SHAREHOLDER YES FOR N/A
AS FISCAL COUNCIL MEMBER AND REGINALDO FERREIRA
ALEXANDRE AS ALTERNATE APPOINTED BY PREFERRED
SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BTG Pactual SA
TICKER: BBTG11 CUSIP: G16634126
MEETING DATE: 7/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES RE: PREFERRED CLASS ISSUER YES FOR FOR
SHARES
PROPOSAL #2: APPROVE AGREEMENT TO ABSORB SPUN OFF ISSUER YES FOR FOR
ASSETS OF BTG PACTUAL HOLDING INTERNACIONAL S.A.
PROPOSAL #3: RATIFY ACAL AUDITORES INDEPENDENTES S/S. ISSUER YES FOR FOR
AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTION
PROPOSAL #4: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ABSORPTION OF SPUN OFF ASSETS OF ISSUER YES FOR FOR
BTG PACTUAL HOLDING INTERNACIONAL S.A.
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BTG Pactual SA
TICKER: BBTG11 �� CUSIP: G16634126
MEETING DATE: 8/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT NELSON AZEVEDO JOBIM AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BTG Pactual SA
TICKER: BBTG11 CUSIP: G16634126
MEETING DATE: 12/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RATIFY BOARD COMPOSITION AND ELECT ISSUER YES FOR FOR
MARCELO KALIM AS CHAIRMAN OF THE BOARD
PROPOSAL #1.2: AMEND ARTICLE RE: CEO ISSUER YES FOR FOR
PROPOSAL #2: ELECT GUILLERMO ORTIZ MARTINEZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4: ELIMINATE CLASS C, CLASS D AND CLASS E ISSUER YES FOR FOR
PREFERRED SHARES AND REMOVE ARTICLE 58 OF THE
COMPANY'S BYLAWS
PROPOSAL #5: AMEND ARTICLE 14 ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES 29 AND 31 ISSUER YES FOR FOR
PROPOSAL #7: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BTG Pactual SA
TICKER: BBTG11 CUSIP: G16634126
MEETING DATE: 12/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GUILLERMO ORTIZ MARTINEZ AS ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BTG Pactual SA
TICKER: BBTG11 CUSIP: G16634126
MEETING DATE: 1/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AGREEMENT TO ABSORB BTG PACTUAL ISSUER YES FOR FOR
COMERCIALIZADORA DE ENERGIA LTDA
PROPOSAL #3: RATIFY ACAL AUDITORES INDEPENDENTES S/S. ISSUER YES FOR FOR
AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTION
PROPOSAL #4: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ABSORPTION OF BTG PACTUAL ISSUER YES FOR FOR
COMERCIALIZADORA DE ENERGIA LTDA
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BTG Pactual SA
TICKER: BBTG11 CUSIP: G16634126
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: CONFIRM MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BTG Pactual SA
TICKER: BBTG11 CUSIP: G16634126
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BTG Pactual SA
TICKER: BBTG11 CUSIP: G16634126
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 28, 29 AND 30 ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco de Chile
TICKER: CHILE CUSIP: P0939W108
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 2.92 PER SHARE
PROPOSAL #c: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #d: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #e: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS AND AUDIT COMMITTEE
PROPOSAL #f: APPOINT AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #g: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco de Chile
TICKER: CHILE CUSIP: P0939W108
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: AUTHORIZE INCREASE IN CAPITAL VIA ISSUER YES FOR FOR
CAPITALIZATION OF 40 PERCENT OF DISTRIBUTABLE NET
INCOME FOR FY 2016; AMEND ARTICLES TO REFLECT CHANGES
IN CAPITAL; AUTHORIZE BOARD TO RATIFY AND EXECUTE
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco de Credito e Inversiones (BCI)
TICKER: BCI CUSIP: P32133111
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 1,000 PER SHARE
PROPOSAL #c: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #d: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE AND THEIR ADVISERS
PROPOSAL #e: ELECT KLAUS SCHMIDT-HEBBEL DUNKER AND ISSUER YES FOR FOR
HERNAN ORELLANA HURTADO AS DIRECTORS
PROPOSAL #f: APPOINT AUDITORS AND RISK ASSESSMENT ISSUER YES FOR FOR
COMPANIES
PROPOSAL #j: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco de Credito e Inversiones (BCI)
TICKER: BCI CUSIP: P32133111
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: AUTHORIZE CAPITALIZATION OF CLP 46.52 ISSUER YES FOR FOR
BILLION VIA BONUS STOCK ISSUANCE; AUTHORIZE
CAPITALIZATION OF CLP 170.08 BILLION WITHOUT BONUS
STOCK ISSUANCE
PROPOSAL #b: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES AGAINST AGAINST
CAPITAL
PROPOSAL #c: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco de Credito e Inversiones (BCI)
TICKER: BCI CUSIP: P32133111
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE CANCELLATION OF UNALLOCATED PART ISSUER YES FOR FOR
OF CAPITAL AUTHORIZATION APPROVED AT EGM HELD ON
MARCH 28, 2017 TO INCREASE CAPITAL
PROPOSAL #b: RECOGNIZE MINIMUM PLACEMENT PRICE OF ISSUER YES FOR FOR
SHARES IN CONNECTION WITH CAPITAL INCREASE APPROVED
AT OCT. 27, 2015 EGM
PROPOSAL #c: AUTHORIZE INCREASE IN CAPITAL VIA ISSUER YES FOR FOR
CAPITALIZATION OF INCOME WITH AND WITHOUT ISSUANCE OF
SHARES
PROPOSAL #d: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES AGAINST AGAINST
CAPITAL
PROPOSAL #e: ADOPT ALL NECESSARY AGREEMENTS TO ISSUER YES FOR FOR
EXECUTE APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco de Sabadell S.A
TICKER: SAB CUSIP: E15819191
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND DISCHARGE OF BOARD
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3.1: ELECT ANTHONY FRANK ELLIOTT BALL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: RATIFY APPOINTMENT OF AND ELECT MANUEL ISSUER YES FOR FOR
VALLS MORATO AS DIRECTOR
PROPOSAL #3.3: REELECT MARIA TERESA GARCIA-MILA ISSUER YES FOR FOR
LLOVERAS AS DIRECTOR
PROPOSAL #3.4: REELECT JOSE LUIS NEGRO RODRIGUEZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: AUTHORIZE INCREASE IN CAPITAL UP TO 50 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED
SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20
PERCENT
PROPOSAL #5: AUTHORIZE ISSUANCE OF CONVERTIBLE BONDS, ISSUER YES FOR FOR
DEBENTURES, WARRANTS, AND OTHER DEBT SECURITIES UP
TO EUR 2 BILLION WITH EXCLUSION OF PREEMPTIVE RIGHTS
UP TO 20 PERCENT OF CAPITAL
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE AND CAPITAL ISSUER YES FOR FOR
REDUCTION VIA AMORTIZATION OF REPURCHASED SHARES
PROPOSAL #7: APPROVE SHARE APPRECIATION RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #8: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES AGAINST AGAINST
OF DESIGNATED GROUP MEMBERS
PROPOSAL #9: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #10: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AS AUDITOR
PROPOSAL #11: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco do Brasil S.A.
TICKER: BBAS3 CUSIP: P11427112
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ALDO CESAR MARTINS BRAIDO AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND IEDA APARECIDA MOURA CAGNI
AS ALTERNATE
PROPOSAL #3.2: ELECT CHRISTIANNE DIAS FERREIRA AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND RAFAEL REZENDE BRIGOLINI AS
ALTERNATE
PROPOSAL #3.3: ELECT FELIPE PALMEIRA BARDELLA AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND LUIZ FERNANDO ALVES AS
ALTERNATE
PROPOSAL #3.4: ELECT GIORGIO BAMPI AS FISCAL COUNCIL ISSUER YES FOR FOR
MEMBER AND PAULO ROBERTO FRANCESCHI AS ALTERNATE
PROPOSAL #3.5: ELECT MAURICIO GRACCHO DE SEVERIANO ISSUER YES FOR FOR
CARDOSO AS FISCAL COUNCIL MEMBER AND ALEXANDRE
GIMENEZ NEVES AS ALTERNATE APPOINTED BY MINORITY
PROPOSAL #3.6: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY MINORITY SHAREHOLDER
PROPOSAL #4.1: ELECT DANIEL SIGELMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT FABIANO FELIX DO NASCIMENTO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT FABRICIO DA SOLLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT JULIO CESAR COSTA PINTO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT ODAIR LUCIETTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT PAULO ROGERIO CAFFARELLI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.7: ELECT BENY PARNES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT LUIZ SERAFIM SPINOLA SANTOS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.9: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7: APPROVE REMUNERATION OF AUDIT COMMITTEE ISSUER YES AGAINST AGAINST
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco do Brasil S.A.
TICKER: BBAS3 CUSIP: P11427112
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION FOR MEMBERSHIP OF ISSUER YES FOR FOR
THE BM&FBOVESPA STATE GOVERNANCE PROGRAM
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE BONUS MATCHING PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Popular Espanol S.A
TICKER: POP CUSIP: E2R98T283
MEETING DATE: 2/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: AMEND ARTICLES RE: CAPITAL INCREASE, ISSUER YES FOR FOR
MEETING TYPES, CONVENING OF GENERAL MEETINGS AND
BOARD OF GENERAL MEETINGS; REMOVE TRANSITORY
PROPOSAL #1.2: AMEND ARTICLES RE: BOARD OF DIRECTORS, ISSUER YES FOR FOR
COMPOSITION, FUNCTIONING AND ADOPTION OF RESOLUTIONS
PROPOSAL #1.3: AMEND ARTICLE 26 RE: DIRECTOR ISSUER YES FOR FOR
REMUNERATION; ADD TRANSITORY PROVISION
PROPOSAL #1.4: AMEND ARTICLES RE: AUDIT AND ISSUER YES FOR FOR
APPOINTMENTS COMMITTEES
PROPOSAL #1.5: AMEND ARTICLES RE: GOVERNING BODIES, ISSUER YES FOR FOR
DELEGATION OF POWERS AND GENERAL MANAGEMENT
PROPOSAL #2: AMEND ARTICLES OF GENERAL MEETING ISSUER YES FOR FOR
REGULATIONS RE: APPROVAL AND AMENDMENT OF MEETING
REGULATIONS, BOARD OF MEETINGS, REPORTS AND
CLARIFICATIONS REQUEST OR ADDITIONAL INFORMATION
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT EMILIO SARACHO RODRIGUEZ DE ISSUER YES FOR FOR
TORRES AS DIRECTOR
PROPOSAL #4.2: RATIFY APPOINTMENT OF AND ELECT PEDRO ISSUER YES FOR FOR
LARENA LANDETA AS DIRECTOR
PROPOSAL #4.3: RATIFY APPOINTMENT OF AND ELECT JAIME ISSUER YES FOR FOR
RUIZ SACRISTAN AS DIRECTOR
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Popular Espanol S.A
TICKER: POP CUSIP: E2R98T283
MEETING DATE: 4/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES AGAINST AGAINST
FINANCIAL STATEMENTS
PROPOSAL #1.2: APPROVE TREATMENT OF NET LOSS ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #2.1: RATIFY APPOINTMENT OF AND ELECT CARLOS ISSUER YES FOR FOR
GONZALEZ FERNANDEZ AS DIRECTOR
PROPOSAL #2.2: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
ANTONIO GONZALEZ-ADALID GARCIA-ZOZAYA AS DIRECTOR
PROPOSAL #3: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AS AUDITOR
PROPOSAL #4: AUTHORIZE INCREASE IN CAPITAL UP TO 50 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED
SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20
PERCENT
PROPOSAL #5: AUTHORIZE ISSUANCE OF CONVERTIBLE BONDS, ISSUER YES FOR FOR
DEBENTURES, WARRANTS, AND OTHER DEBT SECURITIES UP
TO EUR 2.5 BILLION WITH EXCLUSION OF PREEMPTIVE
RIGHTS UP TO 20 PERCENT OF CAPITAL
PROPOSAL #6: APPROVE PARTIAL SPIN-OFF OF BANCO ISSUER YES FOR FOR
POPULAR PORTUGAL SA; APPROVE SPIN-OFF BALANCE SHEET;
AND APPROVE SUBMISSION OF THE SPIN-OFF TO THE SPECIAL
TAX REGIME
PROPOSAL #7: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #9: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Santander (Brasil) S.A.
TICKER: SANB4 CUSIP: P1505Z160
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #4.2: ELECT DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Santander Brasil SA
TICKER: SANB4 CUSIP: P1505Z160
MEETING DATE: 12/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT FOR FISCAL YEAR 2016
PROPOSAL #3: APPROVE LOCAL LONG-TERM INCENTIVE ISSUER YES FOR FOR
PROGRAM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Santander Brasil SA
TICKER: SANB4 CUSIP: P1505Z160
MEETING DATE: 12/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ALVARO ANTONIO CARDOSO DE SOUZA AS ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #2: DISMISS JESUS MARIA ZABALZA LOTINA AS ISSUER YES FOR FOR
VICE-CHAIRMAN
PROPOSAL #3: ELECT SERGIO AGAPITO LIRES RIAL AS VICE- ISSUER YES FOR FOR
CHAIRMAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Santander Chile
TICKER: BSANTANDER CUSIP: 05965X109
MEETING DATE: 1/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE NAME OR CORPORATE NAME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DECREASE IN BOARD SIZE FROM 11 ISSUER YES FOR FOR
TO 9 MEMBERS; AMEND ARTICLES ACCORDINGLY
PROPOSAL #3: UPDATE SHARE CAPITAL RE: REVALUATION OF ISSUER YES FOR FOR
OWN CAPITAL BETWEEN YEARS 2002 AND 2008
PROPOSAL #4: REMOVE TRANSITIONAL ARTICLES THAT HAVE ISSUER YES FOR FOR
ALREADY PRODUCED ALL THEIR EFFECTS
PROPOSAL #5: AMEND ARTICLES TO COMPLY WITH CURRENT ISSUER YES FOR FOR
LEGISLATION
PROPOSAL #6: CONSIDER AMENDMENTS IN PREVIOUS ITEMS; ISSUER YES FOR FOR
CONSOLIDATE BYLAWS
PROPOSAL #8: ADOPT ALL OTHER AGREEMENTS AND GRANT ISSUER YES FOR FOR
NECESSARY POWERS TO COMPLY WITH AND IMPLEMENT
RESOLUTIONS ADOPTED AT THIS MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Santander Chile
TICKER: BSANTANDER CUSIP: 05965X109
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 1.75 PER SHARE
PROPOSAL #3: APPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: DESIGNATE FELLER RATE, FITCH RATING ISSUER YES FOR FOR
CHILE AND STANDARD & POOR'S RATINGS CHILE AS RISK
ASSESSMENT COMPANIES
PROPOSAL #5.1: ELECT VITTORIO CORBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT OSCAR VON CHRISMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT ROBERTO MÉNDEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT JUAN PEDRO SANTA MARÍA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT ROBERTO ZAHLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT LUCÍA SANTA CRUZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT ORLANDO POBLETE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT ANDREU PLAZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.9: ELECT ANA DORREGO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.10: ELECT VICTOR TOLEDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT BLANCA BUSTAMANTE AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT RAIMUNDO MONGE AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE AND AUDIT COMMITTEE; RECEIVE
DIRECTORS AND AUDIT COMMITTEE'S REPORT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Santander Chile
TICKER: BSANTANDER CUSIP: P1506A107
MEETING DATE: 1/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE NAME OR CORPORATE NAME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DECREASE IN BOARD SIZE FROM 11 ISSUER YES FOR FOR
TO 9 MEMBERS; AMEND ARTICLES ACCORDINGLY
PROPOSAL #3: UPDATE SHARE CAPITAL RE: REVALUATION OF ISSUER YES FOR FOR
OWN CAPITAL BETWEEN YEARS 2002 AND 2008
PROPOSAL #4: REMOVE TRANSITIONAL ARTICLES THAT HAVE ISSUER YES FOR FOR
ALREADY PRODUCED ALL THEIR EFFECTS
PROPOSAL #5: AMEND ARTICLES TO COMPLY WITH CURRENT ISSUER YES FOR FOR
LEGISLATION
PROPOSAL #6: CONSIDER AMENDMENTS IN PREVIOUS ITEMS; ISSUER YES FOR FOR
CONSOLIDATE BYLAWS
PROPOSAL #8: ADOPT ALL OTHER AGREEMENTS AND GRANT ISSUER YES FOR FOR
NECESSARY POWERS TO COMPLY WITH AND IMPLEMENT
RESOLUTIONS ADOPTED AT THIS MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Santander Chile
TICKER: BSANTANDER CUSIP: P1506A107
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 1.75 PER SHARE
PROPOSAL #3: APPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: DESIGNATE FELLER RATE, FITCH RATING ISSUER YES FOR FOR
CHILE AND STANDARD & POOR'S RATINGS CHILE AS RISK
ASSESSMENT COMPANIES
PROPOSAL #5.1: ELECT VITTORIO CORBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT OSCAR VON CHRISMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT ROBERTO MÉNDEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT JUAN PEDRO SANTA MARÍA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT ROBERTO ZAHLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT LUCÍA SANTA CRUZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT ORLANDO POBLETE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT ANDREU PLAZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.9: ELECT ANA DORREGO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.10: ELECT VICTOR TOLEDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT BLANCA BUSTAMANTE AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT RAIMUNDO MONGE AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE AND AUDIT COMMITTEE; RECEIVE
DIRECTORS AND AUDIT COMMITTEE'S REPORT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Santander S.A.
TICKER: SAN CUSIP: E19790109
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.A: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.B: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3.A: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
HOMAIRA AKBARI AS DIRECTOR
PROPOSAL #3.B: REELECT JOSE ANTONIO ALVAREZ ALVAREZ ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3.C: REELECT BELEN ROMANA GARCIA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.D: REELECT ANA PATRICIA BOTIN-SANZ DE ISSUER YES FOR FOR
SAUTUOLA Y O'SHEA AS DIRECTOR
PROPOSAL #3.E: REELECT RODRIGO ECHENIQUE GORDILLO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.F: REELECT ESTHER GIMENEZ-SALINAS I ISSUER YES FOR FOR
COLOMER AS DIRECTOR
PROPOSAL #4: APPROVE CAPITAL RAISING ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE INCREASE IN CAPITAL UP TO 50 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED
SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20
PERCENT
PROPOSAL #6: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #7: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBT SECURITIES UP TO EUR 50 BILLION
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
PROPOSAL #11.A: APPROVE DEFERRED MULTIYEAR OBJECTIVES ISSUER YES FOR FOR
VARIABLE REMUNERATION PLAN
PROPOSAL #11.B: APPROVE DEFERRED AND CONDITIONAL ISSUER YES FOR FOR
VARIABLE REMUNERATION PLAN
PROPOSAL #11.C: APPROVE BUY-OUT POLICY ISSUER YES FOR FOR
PROPOSAL #11.D: APPROVE EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #13: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bancolombia SA
TICKER: BCOLOMBIA CUSIP: 05968L102
MEETING DATE: 9/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION OF LEASING ISSUER YES FOR FOR
BANCOLOMBIA SA COMPANIA DE FINANCIAMIENTO BY COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BANDAI NAMCO Holdings Inc.
TICKER: 7832 CUSIP: Y0606D102
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 70
PROPOSAL #2.1: ELECT DIRECTOR ISHIKAWA, SHUKUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAGUCHI, MITSUAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OTSU, SHUJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ASAKO, YUJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KAWAGUCHI, MASARU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OSHITA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KAWASHIRO, KAZUMI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MATSUDA, YUZURU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KUWABARA, SATOKO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR NOMA, MIKIHARU ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EQUITY COMPENSATION PLAN AND ISSUER YES FOR FOR
AMEND DEEP DISCOUNT STOCK OPTION PLANS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bangkok Bank Public Co. Ltd
TICKER: BBL CUSIP: Y0606R119
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #6.1: ELECT PRACHET SIRIDEJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT SINGH TANGTATSWAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT CHARN SOPHONPANICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT ARUN CHIRACHAVALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.5: ELECT CHARTSIRI SOPHONPANICH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.6: ELECT THAWEELAP RITTAPIROM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT CHARAMPORN JOTIKASTHIRA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT CHOKECHAI NILJIANSKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
AUDIT CO., LTD. AS AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bangkok Dusit Medical Services PCL
TICKER: BDMS CUSIP: Y06071255
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT PRASERT PRASARTTONG-OSOTH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT CHATREE DUANGNET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT PRADIT THEEKAKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT SRIPOP SARASAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT WEERAWONG CHITTMITTRAPAP AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #9: REDUCE REGISTERED CAPITAL AND AMEND ISSUER YES FOR FOR
MEMORANDUM OF ASSOCIATION TO REFLECT DECREASE IN
REGISTERED CAPITAL
PROPOSAL #10: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND MEMORANDUM OF ASSOCIATION TO REFLECT
INCREASE IN REGISTERED CAPITAL
PROPOSAL #11: APPROVE ALLOCATION OF NEWLY ISSUED ISSUER YES FOR FOR
SHARES UNDER THE GENERAL MANDATE
PROPOSAL #12: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bangkok Expressway and Metro Public Company Limited
TICKER: BEM CUSIP: Y0607C111
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND PAYMENT ISSUER YES FOR FOR
OF DIVIDENDS
PROPOSAL #5.1: ELECT PLEW TRIVISVAVET AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: ELECT SUPONG CHAYUTSAHAKIJ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.3: ELECT PHONGSARIT TANTISUVANITCHKUL AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.4: ELECT THEERAPHAN TACHASIRINUGUNE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT SOMBAT KITJALAKSANA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.6: ELECT PAYAO MARITTANAPORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bangkok Expressway and Metro Public Company Limited
TICKER: BEM CUSIP: Y0607C111
MEETING DATE: 6/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ENGAGEMENT OF CH. KARNCHANG ISSUER YES FOR FOR
PUBLIC COMPANY LIMITED FOR PROJECT MANAGEMENT, SUPPLY
AND INSTALLATION OF THE M&E SYSTEMS OF THE MRT BLUE
LINE PROJECT
PROPOSAL #3: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bangkok Life Assurance Public Company Limited
TICKER: BLA CUSIP: Y0608V100
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT SUNTHON ARUNANONDCHAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT DAMRONG THAWESAENGSKULTHAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT PRAPHANT ASAVA-AREE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.4: ELECT PRAPAIVAN LIMSONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMASTSU JAIYOS ISSUER YES FOR FOR
AUDIT CO LTD. AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Handlowy w Warszawie SA
TICKER: BHW CUSIP: X05318104
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Handlowy w Warszawie SA
TICKER: BHW CUSIP: X05318104
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #5.3: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S AND GROUP'S OPERATIONS
PROPOSAL #5.4a: APPROVE DISCHARGE OF SLAWOMIR SIKORA ISSUER YES FOR FOR
(CEO)
PROPOSAL #5.4b: APPROVE DISCHARGE OF MACIEJ ISSUER YES FOR FOR
KROPIDLOWSKI (DEPUTY CEO)
PROPOSAL #5.4c: APPROVE DISCHARGE OF DAVID MOUILLE ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #5.4d: APPROVE DISCHARGE OF BARBARA SOBALA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #5.4e: APPROVE DISCHARGE OF WITOLD ZIELINSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #5.4f: APPROVE DISCHARGE OF KATARZYNA ISSUER YES FOR FOR
MAJEWSKA (MANAGEMENT BOARD MEMBER)
PROPOSAL #5.4g: APPROVE DISCHARGE OF CZESLAW PIASEK ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #5.5: APPROVE SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #5.6a: APPROVE DISCHARGE OF ANDRZEJ ISSUER YES FOR FOR
OLECHOWSKI (SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #5.6b: APPROVE DISCHARGE OF SHIRISH APTE ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6c: APPROVE DISCHARGE OF IGOR CHALUPEC ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6d: APPROVE DISCHARGE OF JENNY GREY ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6e: APPROVE DISCHARGE OF MIROSLAW GRYSZKA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6f: APPROVE DISCHARGE OF MAREK ISSUER YES FOR FOR
KAPUSCINSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6g: APPROVE DISCHARGE OF FRANK MANNION ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6h: APPROVE DISCHARGE OF DARIUSZ MIODUSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6i: APPROVE DISCHARGE OF ANNA RULKIEWICZ ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6j: APPROVE DISCHARGE OF STANISLAW ISSUER YES FOR FOR
SOLTYSINSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6k: APPROVE DISCHARGE OF ZDENEK TUREK ISSUER YES FOR FOR
(SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #5.6l: APPROVE DISCHARGE OF ANIL WADHWANI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6m: APPROVE DISCHARGE OF STEPHEN VOLK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6n: APPROVE DISCHARGE OF ANAND ISSUER YES FOR FOR
SELVAKESARI (SUPERVISORY BOARD MEMBER)
PROPOSAL #5.7: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 4.53 PER SHARE
PROPOSAL #5.8: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #5.9: APPROVE RECRUITMENT POLICY FOR ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBERS
PROPOSAL #5.10: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER YES FOR FOR
PROPOSAL #5.11: APPROVE INFORMATION ON MAXIMUM ISSUER YES FOR FOR
VARIABLE COMPENSATION RATIO
PROPOSAL #5.12: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Hapoalim Ltd.
TICKER: POLI CUSIP: M1586M115
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT YACOV PEER AS EXTERNAL DIRECTOR ISSUER YES FOR FOR
FOR AN ADDITIONAL THREE YEAR TERM
PROPOSAL #2: ELECT ISRAEL TAPOOHI AS DIRECTOR FOR A ISSUER YES FOR FOR
THREE-YEAR PERIOD
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Hapoalim Ltd.
TICKER: POLI CUSIP: M1586M115
MEETING DATE: 12/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #2: APPROVE EMPLOYMENT TERMS OF THE ISSUER YES FOR FOR
COMPANY'S CEO
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Hapoalim Ltd.
TICKER: POLI CUSIP: M1586M115
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT ZIV HAFT AND SOMEKH CHAIKIN AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: APPROVE EXTENSION OF DIRECTOR SERVICE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EMPLOYMENT TERMS OF BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Leumi le-Israel B.M.
TICKER: LUMI CUSIP: M16043107
MEETING DATE: 7/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT SOMEKH CHAIKIN AND KOST FORER ISSUER YES FOR FOR
GABBAY & KASIERER AS JOINT AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: REELECT DAVID BRODET AS DIRECTOR FOR A ISSUER YES FOR FOR
THREE-YEAR PERIOD
PROPOSAL #4: REELECT YOAV NARDI AS DIRECTOR FOR A ISSUER YES AGAINST AGAINST
THREE-YEAR PERIOD
PROPOSAL #5: ELECT ESTER LEVANON AS DIRECTOR FOR A ISSUER YES FOR FOR
THREE-YEAR PERIOD
PROPOSAL #6: ELECT REGINA UNGAR AS DIRECTOR FOR A ISSUER YES FOR FOR
THREE-YEAR PERIOD
PROPOSAL #7: ELECT YOFI TIROSH AS DIRECTOR FOR A SHAREHOLDER YES AGAINST N/A
THREE-YEAR PERIOD
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Leumi le-Israel B.M.
TICKER: LUMI CUSIP: M16043107
MEETING DATE: 11/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TZAHI FRANKOVITS AS DIRECTOR FOR ISSUER NO N/A N/A
A THREE-YEAR PERIOD
PROPOSAL #1.2: ELECT ITZICK SHARIR AS DIRECTOR FOR A ISSUER YES FOR FOR
THREE-YEAR PERIOD
PROPOSAL #1.3: ELECT ESTER DOMINISSINI AS DIRECTOR ISSUER YES FOR FOR
FOR A THREE-YEAR PERIOD
PROPOSAL #1.4: ELECT GIDEON SCHURR AS DIRECTOR FOR A SHAREHOLDER NO N/A N/A
THREE-YEAR PERIOD
PROPOSAL #1.5: ELECT YORAM MICHAELIS AS EXTERNAL ISSUER YES AGAINST AGAINST
DIRECTOR FOR A THREE-YEAR PERIOD
PROPOSAL #1.6: ELECT YTZHAK EDELMAN AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR FOR A THREE-YEAR PERIOD
PROPOSAL #2: ADD ARTICLE 143E TO THE ARTICLE OF ISSUER YES FOR FOR
ASSOCIATION RE: INDEMNIFICATION OF OFFICERS
PROPOSAL #3: AMEND ARTICLE 128 RE: SIGNATURE BANK ISSUER YES FOR FOR
BALANCE SHEET
PROPOSAL #4: ADD ARTICLE 146 TO THE ARTICLE OF ISSUER YES FOR FOR
ASSOCIATION RE: JURISDICTION CLAUSE
PROPOSAL #5: RATIFY AMENDED INDEMNIFICATION ISSUER YES FOR FOR
AGREEMENTS WITH DIRECTORS AND OFFICERS
PROPOSAL #6: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #7: APPROVE EMPLOYMENT TERMS OF ACTIVE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #8: APPROVE EMPLOYMENT TERMS OF THE CEO ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Millennium SA
TICKER: MIL CUSIP: X05407105
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #6: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #7.1: RECEIVE AND APPROVE FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND MANAGEMENT BOARD REPORT ON COMPANY'S
OPERATIONS FOR FISCAL 2016
PROPOSAL #7.2: RECEIVE AND APPROVE SUPERVISORY BOARD ISSUER YES FOR FOR
REPORT
PROPOSAL #7.3: RECEIVE AND APPROVE CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND MANAGEMENT BOARD REPORT ON
GROUP'S OPERATIONS FOR FISCAL 2016
PROPOSAL #8: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE DISCHARGE OF JOAO NUNO LIMA ISSUER YES FOR FOR
BRAS JORGE (CEO)
PROPOSAL #9.2: APPROVE DISCHARGE OF FERNANDO MARIA ISSUER YES FOR FOR
CARDOS RODRIGUES BICHO (DEPUTY CEO)
PROPOSAL #9.3: APPROVE DISCHARGE OF MICHAL GAJEWSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.4: APPROVE DISCHARGE OF WOJCIECH HAASE ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.5: APPROVE DISCHARGE OF ANDRZEJ GLINSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.6: APPROVE DISCHARGE OF MARIA JOSE ISSUER YES FOR FOR
HENRIQUES BARRETO DE MATOS DE CAMPOS (MANAGEMENT
BOARD MEMBER)
PROPOSAL #9.7: APPROVE DISCHARGE OF WOJCIECH RYBAK ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.8: APPROVE DISCHARGE OF BOGUSLAW KOTT ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #9.9: APPROVE DISCHARGE OF NUNO MANUEL DA ISSUER YES FOR FOR
SILVA AMADO (SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #9.10: APPROVE DISCHARGE OF DARIUSZ ROSATI ISSUER YES FOR FOR
(SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #9.11: APPROVE DISCHARGE OF JULIANNA BONIUK- ISSUER YES FOR FOR
GORZELANCZYK (SUPERVISORY BOARD MEMBER)
PROPOSAL #9.12: APPROVE DISCHARGE OF MIGUEL DE CAMPOS ISSUER YES FOR FOR
PEREIRA DE BRAGANCA (SUPERVISORY BOARD MEMBER)
PROPOSAL #9.13: APPROVE DISCHARGE OF AGNIESZKA ISSUER YES FOR FOR
HRYNIEWICZ-BIENIEK (SUPERVISORY BOARD MEMBER)
PROPOSAL #9.14: APPROVE DISCHARGE OF ANNA JAKUBOWSKA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.15: APPROVE DISCHARGE OF GRZEGORZ JEDRYS ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.16: APPROVE DISCHARGE OF DAVID H. ISSUER YES FOR FOR
KLINGENSMITH (SUPERVISORY BOARD MEMBER)
PROPOSAL #9.17: APPROVE DISCHARGE OF ANDRZEJ ISSUER YES FOR FOR
KOZMINSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #9.18: APPROVE DISCHARGE OF MIGUEL MAYA DIAS ISSUER YES FOR FOR
PINHEIRO (SUPERVISORY BOARD MEMBER)
PROPOSAL #9.19: APPROVE DISCHARGE OF RUI MANUEL DA ISSUER YES FOR FOR
SILVA TEIXEIRA (SUPERVISORY BOARD MEMBER)
PROPOSAL #10: AMEND STATUTE RE: CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CHANGES IN COMPOSITION OF ISSUER YES AGAINST AGAINST
SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Baroda Ltd.
TICKER: 532134 CUSIP: Y0643L141
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of China Limited
TICKER: 3988 CUSIP: Y0698A107
MEETING DATE: 11/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG XIQUAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: ELECT REN DEQI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT GAO YINGXIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ANGELA CHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2015 REMUNERATION DISTRIBUTION ISSUER YES FOR FOR
PLAN FOR CHAIRMAN OF THE BOARD OF DIRECTORS,
EXECUTIVE DIRECTORS, CHAIRMAN OF THE BOARD OF
SUPERVISORS AND SHAREHOLDERS' REPRESENTATIVE
PROPOSAL #6: APPROVE ESTABLISHMENT OF THE CHARITY ISSUER YES FOR FOR
FOUNDATION OF BANK OF CHINA
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of China Limited
TICKER: 3988 CUSIP: Y0698A107
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 ANNUAL FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2017 ANNUAL BUDGET FOR FIXED ISSUER YES FOR FOR
ASSETS INVESTMENT
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING AS ISSUER YES FOR FOR
EXTERNAL AUDITOR
PROPOSAL #7.01: ELECT CHEN SIQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.02: ELECT ZHANG XIANGDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.03: ELECT XIAO LIHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.04: ELECT WANG XIAOYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.05: ELECT ZHAO JIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF BONDS ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Communications Co., Ltd.
TICKER: 3328 CUSIP: Y06988102
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSAL IN RELATION TO THE PLAN ISSUER YES FOR FOR
AND RELEVANT AUTHORIZATION OF THE OVERSEAS LISTING
OF BOCOM INTERNATIONAL HOLDINGS COMPANY LIMITED
PROPOSAL #2: APPROVE PROPOSAL IN RELATION TO THE ISSUER YES FOR FOR
COMPLIANCE OF THE OVERSEAS LISTING OF BOCOM
INTERNATIONAL HOLDINGS COMPANY LIMITED WITH THE
CIRCULAR ON ISSUES IN RELATION TO REGULATING OVERSEAS
LISTING OF SUBSIDIARIES OF DOMESTIC LISTED COMPANIES
PROPOSAL #3: APPROVE PROPOSAL IN RELATION TO THE ISSUER YES FOR FOR
UNDERTAKING OF MAINTAINING INDEPENDENT LISTING STATUS
OF THE BANK
PROPOSAL #4: APPROVE PROPOSAL IN RELATION TO THE ISSUER YES FOR FOR
DESCRIPTION OF THE SUSTAINABLE PROFITABILITY AND
PROSPECTS OF THE BANK
PROPOSAL #5: APPROVE PROPOSAL REGARDING THE PROVISION ISSUER YES FOR FOR
OF ASSURED ENTITLEMENT TO H SHARE SHAREHOLDERS OF
THE BANK ONLY FOR THE SPIN-OFF AND OVERSEAS LISTING
OF BOCOM INTERNATIONAL HOLDINGS COMPANY LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Communications Co., Ltd.
TICKER: 3328 CUSIP: Y06988102
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSAL REGARDING THE PROVISION ISSUER YES FOR FOR
OF ASSURED ENTITLEMENT TO H SHARE SHAREHOLDERS OF
THE BANK ONLY FOR THE SPIN-OFF AND OVERSEAS LISTING
OF BOCOM INTERNATIONAL HOLDINGS COMPANY LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Communications Co., Ltd.
TICKER: 601328 CUSIP: Y06988102
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
INTERNATIONAL AUDITOR AND PRICEWATERHOUSECOOPERS
ZHONG TIAN LLP AS DOMESTIC AUDITOR AND AUTHORIZE
BOARD TO DETERMINE AND ENTER INTO RESPECTIVE
ENGAGEMENT WITH THEM
PROPOSAL #6: APPROVE 2017 FIXED ASSETS INVESTMENT ISSUER YES FOR FOR
PLAN
PROPOSAL #7: APPROVE REMUNERATION PLAN OF THE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE REMUNERATION PLAN OF THE ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: ELECT SONG GUOBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT RAYMOND WOO CHIN WAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT CAI HONGPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT WANG XUEQING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT HE ZHAOBIN AS DIRECTOR SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Of India Ltd
TICKER: 532149 CUSIP: Y06949112
MEETING DATE: 7/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Of India Ltd
TICKER: 532149 CUSIP: Y06949112
MEETING DATE: 8/30/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES ON A ISSUER YES FOR FOR
PREFERENTIAL BASIS TO GOVERNMENT OF INDIA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Of India Ltd
TICKER: 532149 CUSIP: Y06949112
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO ISSUER YES FOR FOR
LIFE INSURANCE CORPORATION OF INDIA ON PREFERENTIAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Of India Ltd
TICKER: 532149 CUSIP: Y06949112
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO ISSUER YES FOR FOR
GOVERNMENT OF INDIA (PRESIDENT OF INDIA) ON
PREFERENTIAL BASIS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Kyoto Ltd.
TICKER: 8369 CUSIP: J03990108
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR TAKASAKI, HIDEO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR DOI, NOBUHIRO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR NAKA, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR HITOMI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR ANAMI, MASAYA ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR IWAHASHI, TOSHIRO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KASHIHARA, YASUO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR YASUI, MIKIYA ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR KOISHIHARA, NORIKAZU ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR ODAGIRI, JUNKO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR HAMAGISHI, ISSUER YES FOR FOR
YOSHIHIKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Of Montreal
TICKER: BMO CUSIP: 063671101
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANICE M. BABIAK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SOPHIE BROCHU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE A. COPE �� ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM A. DOWNE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE A. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARTIN S. EICHENBAUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD H. FARMER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LINDA HUBER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ERIC R. LA FLECHE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LORRAINE MITCHELMORE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PHILIP S. ORSINO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR J. ROBERT S. PRICHARD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DON M. WILSON III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND BY-LAWS ISSUER YES FOR FOR
PROPOSAL #4: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
FOR CERTAIN EUROPEAN UNION STAFF TO COMPLY WITH
REGULATORY REQUIREMENTS
PROPOSAL #5: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Queensland Ltd
TICKER: BOQ CUSIP: Q12764116
MEETING DATE: 11/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT DAVID WILLIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT KAREN PENROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT JOHN LORIMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT WARWICK NEGUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF PERFORMANCE AWARD ISSUER YES FOR FOR
RIGHTS TO JON SUTTON
PROPOSAL #4: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #5: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of The Philippine Islands
TICKER: BPI CUSIP: Y0967S169
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
MEETING OF THE STOCKHOLDERS HELD ON APRIL 14, 2016
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ALL ACTS AND RESOLUTIONS OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS AND MANAGEMENT DURING THE PREVIOUS
YEAR
PROPOSAL #4.1: ELECT JAIME AUGUSTO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT FERNANDO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT GERARDO C. ABLAZA, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT ROMEO L. BERNARDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT IGNACIO R. BUNYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT CEZAR P. CONSING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT OCTAVIO V. ESPIRITU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT REBECCA G. FERNANDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DELFIN C. GONZALEZ, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.10: ELECT XAVIER P. LOINAZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.11: ELECT AURELIO R. MONTINOLA III AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.12: ELECT MERCEDITA S. NOLLEDO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.13: ELECT ANTONIO JOSE U. PERIQUET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.14: ELECT ASTRID S. TUMINEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.15: ELECT DOLORES B. YUVIENCO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ISLA LIPANA & CO. AS INDEPENDENT ISSUER YES FOR FOR
AUDITORS AND FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Polska Kasa Opieki S.A.
TICKER: PEO CUSIP: X0R77T117
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #12.1: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS
PROPOSAL #12.2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #12.3: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS
PROPOSAL #12.4: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #12.5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 8.68 PER SHARE
PROPOSAL #12.6: APPROVE SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #12.7a: APPROVE DISCHARGE OF JERZY WOZNICKI ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #12.7b: APPROVE DISCHARGE OF LESZEK ISSUER YES FOR FOR
PAWLOWICZ (SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #12.7c: APPROVE DISCHARGE OF DARIUSZ FILAR ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7d: APPROVE DISCHARGE OF KATARZYNA ISSUER YES FOR FOR
MAJCHRZAK (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7e: APPROVE DISCHARGE OF LAURA PENNA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7f: APPROVE DISCHARGE OF WIOLETTA ISSUER YES FOR FOR
ROSOLOWSKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7g: APPROVE DISCHARGE OF DORIS TOMANEK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7h: APPROVE DISCHARGE OF ROBERTO ISSUER YES FOR FOR
NICASTRO (SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #12.7i: APPROVE DISCHARGE OF ALESSANDRO ISSUER YES FOR FOR
DECIO (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7j: APPROVE DISCHARGE OF MASSIMILIANO ISSUER YES FOR FOR
FOSSATI (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7k: APPROVE DISCHARGE OF GIANNI PAPA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.8a: APPROVE DISCHARGE OF LUIGI LOVAGLIO ISSUER YES FOR FOR
(CEO)
PROPOSAL #12.8b: APPROVE DISCHARGE OF DIEGO BIONDO ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #12.8c: APPROVE DISCHARGE OF ANDRZEJ ISSUER YES FOR FOR
KOPYRSKI (DEPUTY CEO)
PROPOSAL #12.8d: APPROVE DISCHARGE OF ADAM NIEWINSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #12.8e: APPROVE DISCHARGE OF GRZEGORZ ISSUER YES FOR FOR
PIWOWAR (DEPUTY CEO)
PROPOSAL #12.8f: APPROVE DISCHARGE OF STEFANO SANTINI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #12.8g: APPROVE DISCHARGE OF MARIAN WAZYNSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #13: APPROVE SHAREHOLDERS' CONSENT WITH ISSUER YES FOR FOR
CORPORATE GOVERNANCE PRINCIPLES FOR
SUPERVISEDINSTITUTIONS ADOPTED BY POLISH FINANCIAL
SUPERVISION AUTHORITY
PROPOSAL #15: AMEND STATUTE ISSUER YES FOR FOR
PROPOSAL #16: APPROVE CONSOLIDATED TEXT OF STATUTE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Polska Kasa Opieki S.A.
TICKER: PEO CUSIP: X0R77T117
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: AMEND STATUTE SHAREHOLDER YES FOR N/A
PROPOSAL #7: APPROVE CONSOLIDATED TEXT OF STATUTE SHAREHOLDER YES FOR N/A
PROPOSAL #8: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #9: APPROVE DECISION ON COVERING COSTS OF ISSUER YES AGAINST AGAINST
CONVOCATION OF GENERAL MEETING OF SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Zachodni WBK SA
TICKER: BZW CUSIP: X0646L107
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #7: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S AND GROUP'S OPERATIONS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 5.40 PER SHARE
PROPOSAL #9.1: APPROVE DISCHARGE OF MICHAL GAJEWSKI ISSUER YES FOR FOR
(CEO)
PROPOSAL #9.2: APPROVE DISCHARGE OF ANDRZEJ BURLIGA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.3: APPROVE DISCHARGE OF MICHAEL MCCARTHY ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.4: APPROVE DISCHARGE OF EAMONN CROWLEY ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.5: APPROVE DISCHARGE OF BEATA DASZYNSKA- ISSUER YES FOR FOR
MUZYCZKA (MANAGEMENT BOARD MEMBER)
PROPOSAL #9.6: APPROVE DISCHARGE OF JUAN DE PORRAS ISSUER YES FOR FOR
AGUIRRE (MANAGEMENT BOARD MEMBER)
PROPOSAL #9.7: APPROVE DISCHARGE OF MARCIN PRELL ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.8: APPROVE DISCHARGE OF CARLOS POLAINO ISSUER YES FOR FOR
IZQUIERDO (MANAGEMENT BOARD MEMBER)
PROPOSAL #9.9: APPROVE DISCHARGE OF MIROSLAW SKIBA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.10: APPROVE DISCHARGE OF FELIKS ISSUER YES FOR FOR
SZYSZKOWIAK (MANAGEMENT BOARD MEMBER)
PROPOSAL #9.11: APPROVE DISCHARGE OF PAWEL WIECZOREK ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.12: APPROVE DISCHARGE OF ARTUR CHODACKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #10: APPROVE SUPERVISORY BOARD REPORTS ISSUER YES FOR FOR
PROPOSAL #11.1: APPROVE DISCHARGE OF GERRY BYRNE ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #11.2: APPROVE DISCHARGE OF JOSE GARCIA ISSUER YES FOR FOR
CANTERA (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.3: APPROVE DISCHARGE OF DANUTA DABROWSKA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.4: APPROVE DISCHARGE OF DAVID HEXTER ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.5: APPROVE DISCHARGE OF WITOLD JURCEWICZ ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.6: APPROVE DISCHARGE OF JOSE LUIS DE ISSUER YES FOR FOR
MORA (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.7: APPROVE DISCHARGE OF JOHN POWER ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.8: APPROVE DISCHARGE OF JERZY SURMA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.9: APPROVE DISCHARGE OF JOSE MANUEL ISSUER YES FOR FOR
VARELA (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.10: APPROVE DISCHARGE OF MARYNIKA ISSUER YES FOR FOR
WOROSZYLSKA-SAPIEHA (SUPERVISORY BOARD MEMBER)
PROPOSAL #12: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #13: ELECT CHAIRMAN OF SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
PROPOSAL #14: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBERS
PROPOSAL #15: AMEND STATUTE RE: CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #16: APPROVE INCREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
ISSUANCE OF M SERIES SHARES WITHOUT PREEMPTIVE
RIGHTS; APPROVE DEMATERIALIZATION AND LISTING OF NEW
SHARES; AMEND STATUTE ACCORDINGLY
PROPOSAL #17: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #18: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bankia SA
TICKER: BKIA CUSIP: E2R23Z123
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE STANDALONE FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #1.2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #1.3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #2: APPROVE CAPITAL REDUCTION BY DECREASE IN ISSUER YES FOR FOR
PAR VALUE TO INCREASE VOLUNTARY RESERVES
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4.1: REELECT JOSE IGNACIO GOIRIGOLZARRI ISSUER YES FOR FOR
TELLAECHE AS DIRECTOR
PROPOSAL #4.2: REELECT ANTONIO ORTEGA PARRA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: REELECT JORGE COSMEN MENENDEZ- ISSUER YES FOR FOR
CASTANEDO AS DIRECTOR
PROPOSAL #4.4: REELECT JOSE LUIS FEITO HIGUERUELA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: REELECT FERNANDO FERNANDEZ MENDEZ DE ISSUER YES FOR FOR
ANDES AS DIRECTOR
PROPOSAL #4.6: REELECT ALVARO RENGIFO ABBAD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: RENEW APPOINTMENT OF ERNST & YOUNG AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #6: AUTHORIZE INCREASE IN CAPITAL UP TO 50 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED
SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20
PERCENT
PROPOSAL #7: AUTHORIZE ISSUANCE OF CONVERTIBLE BONDS, ISSUER YES FOR FOR
DEBENTURES, WARRANTS, AND OTHER DEBT SECURITIES UP
TO EUR 1.5 BILLION WITH EXCLUSION OF PREEMPTIVE
RIGHTS UP TO 20 PERCENT OF CAPITAL
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE SHARES-IN-LIEU-OF-BONUS PLAN AS ISSUER YES FOR FOR
PART OF THE 2016 ANNUAL VARIABLE REMUNERATION OF
EXECUTIVE DIRECTORS
PROPOSAL #11: APPROVE SHARES-IN-LIEU-OF-BONUS PLAN AS ISSUER YES FOR FOR
PART OF THE 2017 ANNUAL VARIABLE REMUNERATION OF
EXECUTIVE DIRECTORS
PROPOSAL #12: APPROVE INCLUSION OF EXECUTIVE ISSUER YES FOR FOR
DIRECTORS IN THE MULTI-YEAR REFERENCED VARIABLE
PROPOSAL #13: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #14: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bankinter S.A.
TICKER: BKT CUSIP: E2116H880
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4.1: REELECT PEDRO GUERRERO GUERRERO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: REELECT RAFAEL MATEU DE ROS CEREZO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: REELECT MARCELINO BOTIN-SANZ DE ISSUER YES FOR FOR
SAUTUOLA Y NAVEDA AS DIRECTOR
PROPOSAL #4.4: REELECT FERNANDO MASAVEU HERRERO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: FIX NUMBER OF DIRECTORS AT 10 ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE INCREASE IN CAPITAL UP TO 10 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED
SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: APPROVE A RESTRICTED CAPITALIZATION ISSUER YES FOR FOR
RESERVE PURSUANT TO SECTION 25.1.B) OF LAW 27/2014 OF
27 NOVEMBER ON CORPORATE INCOME TAX
PROPOSAL #7.1: APPROVE DEFERRED SHARE BONUS PLAN FOR ISSUER YES FOR FOR
FY 2016
PROPOSAL #7.2: FIX MAXIMUM VARIABLE COMPENSATION ISSUER YES FOR FOR
RATIO
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #9: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banpu PCL
TICKER: BANPU CUSIP: Y0697Z186
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACKNOWLEDGE OPERATIONAL RESULTS AND ISSUER YES FOR FOR
DIRECTOR'S REPORT
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT RUTT PHANIJPHAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT SUTHAD SETBOONSARNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT ANON SIRISAENGTAKSIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT METEE AUAPINYAKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ABAS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND MEMORANDUM OF ASSOCIATION TO REFLECT
INCREASE IN REGISTERED CAPITAL
PROPOSAL #11: APPROVE ALLOCATION OF NEW ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banque Cantonale Vaudoise
TICKER: BCVN CUSIP: H0482P863
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4.1: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 23 PER SHARE
PROPOSAL #4.2: APPROVE DIVIDENDS OF CHF 10 PER SHARE ISSUER YES FOR FOR
FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #5.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 1.85 MILLION
PROPOSAL #5.2: APPROVE MAXIMUM FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 5.9 MILLION
PROPOSAL #5.3: APPROVE SHORT-TERM VARIABLE ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF
CHF 3.7 MILLION
PROPOSAL #5.4: APPROVE LONG-TERM VARIABLE ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE IN FORM OF 1,738
PROPOSAL #6: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7: DESIGNATE INDEPENDENT PROXY ISSUER YES FOR FOR
PROPOSAL #8: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BanRegio Grupo Financiero S.A.B. de C.V.
TICKER: GFREGIO O CUSIP: P1610L106
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: APPROVE CEO'S REPORT, INCLUDING ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #1.b: APPROVE BOARD'S REPORT ISSUER YES FOR FOR
PROPOSAL #1.c: APPROVE AUDIT AND CORPORATE PRACTICES ISSUER YES FOR FOR
COMMITTEE'S REPORT INCLUDING BOARD'S OPINION ON CEO'S
REPORT
PROPOSAL #2.a: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.b: APPROVE CASH DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #2.c: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
PROGRAM
PROPOSAL #2.d: PRESENT REPORT ON SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.a: APPROVE DISCHARGE OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3.b: ELECT OR RATIFY DIRECTORS; QUALIFY ISSUER YES FOR FOR
INDEPENDENT DIRECTORS; ELECT CHAIRMAN AND SECRETARY
OF BOARD OF DIRECTORS
PROPOSAL #3.c: ELECT OR RATIFY MEMBERS AND CHAIRMAN ISSUER YES FOR FOR
OF AUDIT AND CORPORATE PRACTICES COMMITTEES
PROPOSAL #3.d: APPROVE REMUNERATION ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #5: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barclays Africa Group Ltd
TICKER: BGA CUSIP: S0850R101
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2016
PROPOSAL #2.1: REAPPOINT ERNST & YOUNG INC. AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH ERNEST VAN ROOYEN AS THE
DESIGNATED AUDITOR
PROPOSAL #2.2: REAPPOINT KPMG INC. AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY WITH PIERRE FOURIE AS THE DESIGNATED AUDITOR
PROPOSAL #3.1: RE-ELECT ALEX DARKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: RE-ELECT ASHOK VASWANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: RE-ELECT FRANCIS OKOMO-OKELLO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: RE-ELECT PETER MATLARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: RE-ELECT TREVOR MUNDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: RE-ELECT YOLANDA CUBA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DAISY NAIDOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT JASON QUINN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT RENE VAN WYK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: RE-ELECT ALEX DARKO AS MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #5.2: RE-ELECT COLIN BEGGS AS MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #5.3: RE-ELECT MOHAMED HUSAIN AS MEMBER OF ISSUER YES FOR FOR
THE GROUP AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #5.4: RE-ELECT PAUL O'FLAHERTY AS MEMBER OF ISSUER YES FOR FOR
THE GROUP AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #5.5: ELECT DAISY NAIDOO AS MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #5.6: ELECT RENE VAN WYK AS MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #6: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barclays plc
TICKER: BARC CUSIP: G08036124
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: ELECT MARY FRANCIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SIR IAN CHESHIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MIKE ASHLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT TIM BREEDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CRAWFORD GILLIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SIR GERRY GRIMSTONE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT REUBEN JEFFERY III AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JOHN MCFARLANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT TUSHAR MORZARIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT DAMBISA MOYO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT DIANE SCHUENEMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT JAMES STALEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE THE BOARD AUDIT COMMITTEE TO ISSUER YES FOR FOR
FIX REMUNERATION OF AUDITORS
PROPOSAL #18: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY IN RELATION ISSUER YES FOR FOR
TO ISSUANCE OF CONTINGENT EQUITY CONVERSION NOTES
PROPOSAL #23: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO THE ISSUANCE OF
CONTINGENT EQUITY CONVERSION NOTES
PROPOSAL #24: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #25: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #26: AMEND LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barloworld Ltd
TICKER: BAW CUSIP: S08470189
MEETING DATE: 2/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR YEAR THE ENDED 30 SEPTEMBER
PROPOSAL #2: RE-ELECT DUMISA NTSEBEZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT SANGO NTSALUBA AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4: RE-ELECT BABALWA NGONYAMA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #5: RE-ELECT FRANCES EDOZIEN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6: REAPPOINT DELOITTE AND TOUCHE AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH BONGISIPHO NYEMBE AS THE
INDIVIDUAL REGISTERED AUDITOR AND AUTHORISE THEIR
REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD
PROPOSAL #1.2: APPROVE FEES FOR THE RESIDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #1.3: APPROVE FEES FOR THE NON-RESIDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #1.4: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE (RESIDENT)
PROPOSAL #1.5: APPROVE FEES FOR THE RESIDENT MEMBERS ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #1.6: APPROVE FEES FOR THE NON-RESIDENT ISSUER YES FOR FOR
MEMBERS OF THE AUDIT COMMITTEE
PROPOSAL #1.7: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
REMUNERATION COMMITTEE (NON-RESIDENT)
PROPOSAL #1.8: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
REMUNERATION COMMITTEE (RESIDENT)
PROPOSAL #1.9: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE
PROPOSAL #1.10: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
RISK AND SUSTAINABILITY COMMITTEE (RESIDENT)
PROPOSAL #1.11: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
GENERAL PURPOSES COMMITTEE (RESIDENT)
PROPOSAL #1.12: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
NOMINATION COMMITTEE (RESIDENT)
PROPOSAL #1.13: APPROVE FEES FOR THE RESIDENT MEMBERS ISSUER YES FOR FOR
OF EACH OF THE BOARD COMMITTEES OTHER THAN AUDIT
COMMITTEE
PROPOSAL #1.14: APPROVE FEES FOR THE NON-RESIDENT ISSUER YES FOR FOR
MEMBERS OF EACH OF THE BOARD COMMITTEES
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barratt Developments plc
TICKER: BDEV CUSIP: G08288105
MEETING DATE: 11/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT NEIL COOPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT JOCK LENNOX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JOHN ALLAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DAVID THOMAS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: RE-ELECT STEVEN BOYES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT RICHARD AKERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT TESSA BAMFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT NINA BIBBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #15: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: APPROVE SALE OF A BARRATT SHOWHOME BY ISSUER YES FOR FOR
BDW TRADING LIMITED TO DAVID THOMAS
PROPOSAL #17: APPROVE SALE OF A DAVID WILSON HOME BY ISSUER YES FOR FOR
BDW TRADING LIMITED TO A CONNECTED PERSON OF DAVID
THOMAS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barrick Gold Corporation
TICKER: ABX CUSIP: 067901108
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GUSTAVO A. CISNEROS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GRAHAM G. CLOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY A. DOER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KELVIN P.M. DUSHNISKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. MICHAEL EVANS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIAN L. GREENSPUN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. BRETT HARVEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NANCY H.O. LOCKHART ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PABLO MARCET ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAMBISA F. MOYO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANTHONY MUNK ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR J. ROBERT S. PRICHARD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR STEVEN J. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JOHN L. THORNTON ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR ERNIE L. THRASHER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barry Callebaut AG
TICKER: BARN CUSIP: H05072105
MEETING DATE: 12/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.1: ACCEPT ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3.3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
CONSOLIDATED FINANCIAL STATEMENTS
PROPOSAL #4.1: APPROVE TRANSFER OF CHF 23 MILLION ISSUER YES FOR FOR
FROM CAPITAL CONTRIBUTION RESERVES TO FREE RESERVES
PROPOSAL #4.2: APPROVE DIVIDENDS OF CHF 4.19 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #4.3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4.4: APPROVE CHF 62.1 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA REDUCTION OF NOMINAL VALUE AND
REPAYMENT OF CHF 11.31 PER SHARE
PROPOSAL #5: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6.1.1: ELECT PATRICK DE MAESENEIRE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1.2: ELECT FERNANDO AGUIRRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.3: ELECT JAKOB BAER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.4: ELECT JAMES LLOYD DONALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.5: ELECT NICOLAS JACOBS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.6: ELECT WAI LING LIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.7: ELECT TIMOTHY E. MINGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.8: ELECT ANDREAS SCHMID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.9: ELECT JUERGEN B. STEINEMANN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT PATRICK DE MAESENEIRE AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #6.3.1: APPOINT JAMES LLOYD DONALD AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #6.3.2: APPOINT FERNANDO AGUIRRE AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #6.3.3: APPOINT WAI LING LIU AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.3.4: APPOINT JUERGEN B. STEINEMANN AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #6.4: DESIGNATE ANDREAS G. KELLER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #6.5: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 2.2 MILLION
PROPOSAL #7.2: APPROVE MAXIMUM FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 6.3 MILLION
PROPOSAL #7.3: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 16.5 MILLION
PROPOSAL #8: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barwa Real Estate Co QSC
TICKER: BRES CUSIP: M1995R101
MEETING DATE: 10/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND BYLAWS TO COMPLY WITH COMMERCIAL ISSUER YES AGAINST AGAINST
LAW NO.11 OF 2015
PROPOSAL #2: AMEND ARTICLE 6 OF BYLAWS TO REFLECT ISSUER YES FOR FOR
CHANGES IN CAPITAL
PROPOSAL #3: ADOPT ARTICLES OF ASSOCIATION TO COMPLY ISSUER YES FOR FOR
WITH QATAR CORPORATE GOVERNANCE REGULATIONS
PROPOSAL #4: AUTHORIZE CHAIRMAN TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BASF SE
TICKER: BAS CUSIP: D06216317
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.00 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #7: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 10 BILLION; APPROVE CREATION OF EUR 117.6 MILLION
POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bashneft PJSOC
TICKER: BANE CUSIP: X0710V106
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT SVETLANA GRITSKEVICH AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.2: ELECT EVGENY GURYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.3: ELECT ELENA ZAVALEEVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT OTABEK KARIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.5: ELECT DIDIER CASIMIRO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT RUSTEM MARDANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.7: ELECT CHRISTOPH NEHRING AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.8: ELECT ARTEM PRIGODA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.9: ELECT PAVEL FEDOROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.10: ELECT OLEG FEOKTISTOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.11: ELECT ANDREY SHISHKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.1: ELECT OLEG BELITSKY AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #6.2: ELECT SERGEY VASILYEV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.3: ELECT SERGEY DERYUGIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.4: ELECT LIRA IGTISAMOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.5: ELECT YURY MOSHKIN AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #6.6: ELECT VALERY TKACHENKO AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bashneft PJSOC
TICKER: BANE CUSIP: X0710V106
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #6: FIX NUMBER OF DIRECTORS AT 10 ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT PAVEL FEDOROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.2: ELECT ANDREY SHISHKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.3: ELECT URAL LAPYTOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.4: ELECT CASIMIRO DIDIER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.5: ELECT OTABEK KARIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.6: ELECT CHRISTOPH NEHRING AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.7: ELECT ARTEM PRIGODA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.8: ELECT ELENA ZAVALEEVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.9: ELECT EVGENY GURYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.10: ELECT FARKHAD SAMEDOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.1: ELECT VALERY TKACHENKO AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.2: ELECT YURY MOSHKIN AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #8.3: ELECT OLEG BELITSKY AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #8.4: ELECT SERGEY VASILYEV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.5: ELECT SERGEY DERYUGIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.6: ELECT LIRA IGTISAMOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #9: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bayer AG
TICKER: BAYN CUSIP: D0712D163
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECEIVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF EUR 2.70 PER SHARE FOR FISCAL 2016
PROPOSAL #2: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4.1: ELECT WERNER WENNING TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #4.2: ELECT PAUL ACHLEITNER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #4.3: ELECT NORBERT W. BISCHOFBERGER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #4.4: ELECT THOMAS EBELING TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #4.5: ELECT COLLEEN A. GOGGINS TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #4.6: ELECT KLAUS STURANY TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIES BAYER CROPSCIENCE AKTIENGESELLSCHAFT
PROPOSAL #7: RATIFY DELOITTE GMBH AS AUDITORS FOR ISSUER YES FOR FOR
FISCAL 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bayerische Motoren Werke AG (BMW)
TICKER: BMW CUSIP: D12096109
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.52 PER PREFERRED SHARE AND EUR
3.50 PER ORDINARY SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #6: ELECT HEINRICH HIESINGER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BB Seguridade Participacoes S.A.
TICKER: BBSE3 CUSIP: P1R1WJ103
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #3.1: ELECT GIORGIO BAMPI AS FISCAL COUNCIL SHAREHOLDER YES FOR N/A
MEMBER AND PAULO ROBERTO FRANCESCHI AS ALTERNATE
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #4: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4.1: ELECT ISABEL DA SILVA RAMOS AS SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7: APPROVE REMUNERATION OF AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BB Seguridade Participacoes S.A.
TICKER: BBSE3 CUSIP: P1R1WJ103
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BONUS MATCHING PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BBMG Corporation
TICKER: 2009 CUSIP: Y076A3105
MEETING DATE: 8/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE AGREEMENT AND ISSUER YES FOR FOR
EQUITY TRANSFER AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE SHARE ISSUANCE AND ASSET ISSUER YES FOR FOR
PURCHASE AGREEMENT, EQUITY ENTRUSTMENT AGREEMENT AND
RELATED TRANSACTIONS
PROPOSAL #3: APPROVE PERFORMANCE COMPENSATION IN SHAREHOLDER YES FOR FOR
CONNECTION TO SHARE ISSUANCE AND ASSET PURCHASE
AGREEMENT, EQUITY ENTRUSTMENT AGREEMENT AND RELATED
TRANSACTIONS
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BBMG Corporation
TICKER: 2009 CUSIP: Y076A3105
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITED ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PROPOSAL ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION PLAN OF THE ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #6: APPOINT ERNST & YOUNG HUA MING CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE GUARANTEE AUTHORIZATION TO ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
NOTES
PROPOSAL #11: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE RESOLUTIONS IN RELATION TO THE ISSUANCE OF
CORPORATE BONDS
PROPOSAL #12: APPROVE ADJUSTMENT TO THE PROJECT OF SHAREHOLDER YES FOR N/A
BBMG INTERNATIONAL LOGISTICS PARK UNDER THE 2013
PROPOSED PLACING BY THE COMPANY
PROPOSAL #13: APPROVE PROPOSED COMMENCEMENT OF DEBT SHAREHOLDER YES FOR N/A
FINANCING PLAN OF THE COMPANY
PROPOSAL #14: APPROVE PROPOSED COMMENCEMENT OF ASSET SHAREHOLDER YES FOR N/A
SECURITIZATION OF RENTAL INCOME RIGHTS BY THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BCE Inc.
TICKER: BCE CUSIP: 05534B760
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY K. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SOPHIE BROCHU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT E. BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE A. COPE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID F. DENISON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT P. DEXTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR IAN GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHERINE LEE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MONIQUE F. LEROUX ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GORDON M. NIXON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CALIN ROVINESCU ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KAREN SHERIFF ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ROBERT C. SIMMONDS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR PAUL R. WEISS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BDO Unibank Inc.
TICKER: BDO CUSIP: Y07775102
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CALL TO ORDER ISSUER YES FOR FOR
PROPOSAL #2: PROOF OF NOTICE AND DETERMINATION OF ISSUER YES FOR FOR
QUORUM
PROPOSAL #3: APPROVE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
SHAREHOLDERS' MEETING HELD ON APRIL 22, 2016
PROPOSAL #4: APPROVE REPORT OF THE PRESIDENT AND ISSUER YES FOR FOR
AUDITED FINANCIAL STATEMENTS AS OF DEC. 31, 2016
PROPOSAL #5: OPEN FORUM ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AND RATIFY ALL ACTS OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS, BOARD COMMITTEES, AND MANAGEMENT
DURING THEIR TERM OF OFFICE
PROPOSAL #7.1: ELECT TERESITA T. SY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT JESUS A. JACINTO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT NESTOR V. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT CHRISTOPHER A. BELL-KNIGHT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.5: ELECT ANTONIO C. PACIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.6: ELECT JOSEFINA N. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.7: ELECT JOSE F. BUENAVENTURA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.8: ELECT JONES M. CASTRO, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.9: ELECT DIOSCORO I. RAMOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.10: ELECT JIMMY T. TANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.11: ELECT GILBERTO C. TEODORO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPOINT EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: AMEND SEVENTH ARTICLE OF THE ARTICLES OF ISSUER YES FOR FOR
INCORPORATION TO REFLECT THE CONVERSION OF UNISSUED
PREFERRED SHARES TO COMMON SHARES
PROPOSAL #10: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
PROPOSAL #11: ADJOURNMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BEC World Public Company Limited
TICKER: BEC CUSIP: Y0769B133
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ACKNOWLEDGE AUDITOR'S REPORT
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT RATANA MALEENONT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: ELECT NIPA MALEENONT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT SOMPRASONG BOONYACHAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT VORAWAT MALEENONT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT TOSPOL MALEENONT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DR. VIRACH & ASSOCIATES OFFICE ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Becle, S.A.B. de C.V.
TICKER: CUERVO * CUSIP: P0929Y106
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: PRESENT OR RATIFY INTEGRATION OF SHARE ISSUER YES AGAINST AGAINST
CAPITAL
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS AND DISCHARGE DIRECTORS, COMMITTEES AND CEO
PROPOSAL #3: PRESENT REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES AGAINST AGAINST
RATIFY ITS POLICIES APPROVED BY DIRECTORS
PROPOSAL #6: ELECT OR RATIFY DIRECTORS, SECRETARY AND ISSUER YES AGAINST AGAINST
OFFICERS
PROPOSAL #7: ELECT OR RATIFY CHAIRMEN OF AUDIT AND ISSUER YES AGAINST AGAINST
CORPORATE PRACTICES COMMITTEE
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
AUDIT AND CORPORATE PRACTICES COMMITTEE
PROPOSAL #9: APPROVE GRANTING OF POWERS ISSUER YES AGAINST AGAINST
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beiersdorf AG
TICKER: BEI CUSIP: D08792109
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.70 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2017
PROPOSAL #6.1: ELECT HONG CHOW TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.2: ELECT BEATRICE DREYFUS AS ALTERNATE ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #7: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Capital International Airport Co., Ltd.
TICKER: 694 CUSIP: Y07717104
MEETING DATE: 8/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HAN ZHILIANG AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Capital International Airport Co., Ltd.
TICKER: 694 CUSIP: Y07717104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND INDEPENDENT AUDITOR'S REPORT
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS PRC AUDITORS AND PRICEWATERHOUSECOOPERS
AS INTERNATIONAL AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6.1: ELECT LIU XUESONG AS DIRECTOR, APPROVE SHAREHOLDER YES FOR FOR
HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #6.2: ELECT HAN ZHILIANG AS DIRECTOR, SHAREHOLDER YES FOR FOR
APPROVE HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #6.3: ELECT GAO LIJIA AS DIRECTOR, APPROVE SHAREHOLDER YES FOR FOR
HER SERVICE CONTRACT, AND AUTHORIZE BOARD TO FIX HER
REMUNERATION
PROPOSAL #6.4: ELECT GAO SHIQING AS DIRECTOR, APPROVE SHAREHOLDER YES FOR FOR
HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #6.5: ELECT YAO YABO AS DIRECTOR, APPROVE SHAREHOLDER YES FOR FOR
HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #6.6: ELECT MA ZHENG AS DIRECTOR, APPROVE SHAREHOLDER YES FOR FOR
HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #6.7: ELECT CHENG CHI MING, BRIAN AS SHAREHOLDER YES FOR FOR
DIRECTOR, APPROVE HIS SERVICE CONTRACT, AND AUTHORIZE
BOARD TO FIX HIS REMUNERATION
PROPOSAL #6.8: ELECT JAPHET SEBASTIAN LAW AS SHAREHOLDER YES FOR FOR
DIRECTOR, APPROVE HIS SERVICE CONTRACT, AND AUTHORIZE
BOARD TO FIX HIS REMUNERATION
PROPOSAL #6.9: ELECT JIANG RUIMING AS DIRECTOR, SHAREHOLDER YES FOR FOR
APPROVE HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #6.10: ELECT LIU GUIBIN AS DIRECTOR, APPROVE SHAREHOLDER YES FOR FOR
HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #6.11: ELECT ZHANG JIALI AS DIRECTOR, SHAREHOLDER YES FOR FOR
APPROVE HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #7.1: ELECT SONG SHENGLI AS SUPERVISOR, SHAREHOLDER YES FOR FOR
APPROVE HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #7.2: ELECT DONG ANSHENG AS SUPERVISOR, SHAREHOLDER YES FOR FOR
APPROVE HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #7.3: ELECT WANG XIAOLONG AS SUPERVISOR, SHAREHOLDER YES FOR FOR
APPROVE HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Enterprises Holdings Ltd.
TICKER: 00392 CUSIP: Y07702122
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZHOU SI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LI FUCHENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT E MENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT JIANG XINHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT LAM HOI HAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT MA SHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Enterprises Water Group Ltd.
TICKER: 371 CUSIP: G0957L109
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZHANG TIEFU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: ELECT QI XIAOHONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT KE JIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.4: ELECT ZHANG GAOBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT WANG KAIJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: AMEND BYE-LAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Jingneng Clean Energy Co., Ltd.
TICKER: 579 CUSIP: Y0R7A0107
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHAO WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT HUANG XIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHAN YIN TSUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS UNDER THE FRAMEWORK HEAT SALE AND
PURCHASE AGREEMENT AND THE PROPOSED ANNUAL CAPS
PROPOSAL #5: APPROVE THE DEPOSIT SERVICE RECEIVED ISSUER YES FOR FOR
UNDER THE FINANCIAL SERVICES FRAMEWORK AGREEMENT AND
THE PROPOSED ANNUAL CAPS
PROPOSAL #6: ELECT CHEN RUIJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT ZHU YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT GUO MINGXING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT LI DAWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ZHU BAOCHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT YU ZHONGFU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12: ELECT ZHANG FUSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT HAN XIAOPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE THE PROPOSED REMUNERATION ISSUER YES FOR FOR
ADJUSTMENT OF INDEPENDENT NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Jingneng Clean Energy Co., Ltd.
TICKER: 579 CUSIP: Y0R7A0107
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 AUDITORS' REPORT AND ISSUER YES FOR FOR
AUDITED FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND DISTRIBUTION OF FINAL DIVIDENDS
PROPOSAL #5: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
INTERNATIONAL AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #7: APPROVE RUIHUA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS DOMESTIC AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE 2017 BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2017 INVESTMENT BUSINESS PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: ELECT LI XUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT LIU JIAKAI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #13: APPROVE CONNECTED TRANSACTION IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED SUBSCRIPTION OF NEW DOMESTIC
SHARES OF THE COMPANY
PROPOSAL #14: APPROVE CONNECTED TRANSACTION IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED SUBSCRIPTION OF NEW H SHARES
OF THE COMPANY
PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing North Star Company Ltd
TICKER: 588 CUSIP: Y0770G105
MEETING DATE: 10/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI WEI-DONG AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing North Star Company Ltd
TICKER: 588 CUSIP: Y0770G105
MEETING DATE: 2/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION OF THE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
HANGZHOU CHENXU PROPERTY COMPANY LIMITED
PROPOSAL #3: APPROVE REGISTRATION AND ISSUANCE OF ISSUER YES FOR FOR
MEDIUM TERM NOTES
PROPOSAL #4: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE OF MEDIUM TERM NOTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing North Star Company Ltd
TICKER: 588 CUSIP: Y0770G105
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
CORPORATE GUARANTEE
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION SCHEME AND ISSUER YES FOR FOR
CAPITAL RESERVE FUND CONVERSION
PROPOSAL #7: APPROVE DEBT FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPOINT PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS THE DOMESTIC
AND INTERNATIONAL AUDITORS AND TO FIX THEIR
REMUNERATION
PROPOSAL #11: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #12: APPROVE REGISTRATION AND ISSUANCE OF SHAREHOLDER YES FOR FOR
PERPETUAL MEDIUM-TERM NOTES
PROPOSAL #13: APPROVE ISSUANCE OF DEBT FINANCING SHAREHOLDER YES FOR FOR
INSTRUMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Belle International Holdings Ltd
TICKER: 1880 CUSIP: G09702104
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4a1: ELECT TANG KING LOY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4a2: ELECT HO KWOK WAH, GEORGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4a3: ELECT CHAN YU LING, ABRAHAM AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4a4: ELECT XUE QIUZHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bellway plc
TICKER: BWY CUSIP: G09744155
MEETING DATE: 12/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JOHN WATSON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: RE-ELECT TED AYRES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT KEITH ADEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MIKE TOMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JOHN CUTHBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PAUL HAMPDEN SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DENISE JAGGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #13: APPROVE SALE OF A PROPERTY BY BELLWAY ISSUER YES FOR FOR
HOMES LIMITED TO TED AYRES
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AMEND SAVINGS RELATED SHARE OPTION ISSUER YES FOR FOR
SCHEME
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bendigo and Adelaide Bank Ltd.
TICKER: BEN CUSIP: Q1458B102
MEETING DATE: 10/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT JAN HARRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ROB HUBBARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT JIM HAZEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DAVID MATTHEWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ROBERT JOHANSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
AND DEFERRED SHARES TO THE MANAGING DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Benesse Holdings Inc
TICKER: 9783 CUSIP: J0429N102
MEETING DATE: 6/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR ADACHI, TAMOTSU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IWATA, SHINJIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FUKUHARA, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOBAYASHI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TAKIYAMA, SHINYA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YAMASAKI, MASAKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TSUJIMURA, KIYOYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR FUKUTAKE, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YASUDA, RYUJI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KUWAYAMA, NOBUO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR ISHIGURO, ISSUER YES FOR FOR
MIYUKI
PROPOSAL #4: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bengang Steel Plates Co., Ltd.
TICKER: 200761 CUSIP: Y0782P101
MEETING DATE: 12/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE AMOUNT AND INTENDED USAGE OF ISSUER YES FOR FOR
RAISED FUNDS
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS (2016 DECEMBER REVISION)
PROPOSAL #5: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS AND THE RELEVANT MEASURES TO BE TAKEN (2016
DECEMBER REVISION)
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #7.1: ELECT WANG SHU AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #7.2: ELECT TANG CHAOSHENG AS NON- SHAREHOLDER YES FOR N/A
INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE ADJUSTMENT TO THE FINANCIAL SHAREHOLDER YES FOR N/A
SERVICE AGREEMENT WITH BENGANG GROUP FINANCE COMPANY
LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bengang Steel Plates Co., Ltd.
TICKER: 200761 CUSIP: Y0782P101
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2017 INVESTMENT FRAMEWORK PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2017 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: APPROVE RE-SIGNING OF RAW MATERIALS AND ISSUER YES FOR FOR
SERVICES SUPPLY CONTRACT
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: APPROVE PROVISION FOR ASSET IMPAIRMENT, ISSUER YES FOR FOR
INVENTORY DEPRECIATION AND BAD DEBTS
PROPOSAL #13: APPROVE USE OF OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
ENTRUSTED ASSET MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berjaya Sports Toto Berhad
TICKER: BJTOTO CUSIP: Y0849N107
MEETING DATE: 10/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT ROBIN TAN YEONG CHING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHAN KIEN SING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ROBERT YONG KUEN LOKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT NERINE TAN SHEIK PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berli Jucker Public Co Ltd
TICKER: BJC CUSIP: Y0872M174
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT CHAIYUT PILUN-OWAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT THIRASAKDI NATHIKANCHANALAB AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT THAPANEE TECHAJAREONVIKUL AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.4: ELECT PIROM KAMOLRATANAKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT KRISNA POLANANTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
AUDIT CO., LTD AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bezeq The Israeli Telecommunication Corp. Ltd.
TICKER: BEZQ CUSIP: M2012Q100
MEETING DATE: 8/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVIDEND OF NIS 665 MILLION ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bezeq The Israeli Telecommunication Corp. Ltd.
TICKER: BEZQ CUSIP: M2012Q100
MEETING DATE: 4/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY AMENDED SERVICES AGREEMENT ISSUER YES FOR FOR
BETWEEN SPACE COMMUNICATION LTD. AND D.B.S. SATELLITE
SERVICES (1998) LTD.
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bezeq The Israeli Telecommunication Corp. Ltd.
TICKER: BEZQ CUSIP: M2012Q100
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bezeq The Israeli Telecommunication Corp. Ltd.
TICKER: BEZQ CUSIP: M2012Q100
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3.1: REELECT SHAUL ELOVITCH AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.2: REELECT OR ELOVITCH AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.3: REELECT ORNA ELOVITCH-PELED AS ISSUER YES FOR FOR
DIRECTOR UNTIL THE END OF THE NEXT ANNUAL GENERAL
PROPOSAL #3.4: REELECT RAMI NOMKIN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.5: REELECT JOSHUA ROSENSWEIG AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.6: ELECT DAVID GRANOT AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ISSUE INDEMNIFICATION AGREEMENT TO DAVID ISSUER YES FOR FOR
GRANOT
PROPOSAL #5: REAPPOINT SOMEKH CHAIKIN AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AMEND MONTHLY COMPENSATION OF CEO ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BGF Retail Co. Ltd.
TICKER: A027410 CUSIP: Y0R25T101
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT KIM NAN-DO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharat Electronics Limited
TICKER: 500049 CUSIP: Y0881Q117
MEETING DATE: 3/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharat Electronics Ltd.
TICKER: 500049 CUSIP: Y0881Q117
MEETING DATE: 9/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharat Electronics Ltd.
TICKER: 500049 CUSIP: Y0881Q117
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT M L SHANMUKH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ELECT KUSUM SINGH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT BHASKAR RAMAMURTHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT R K SHEVGAONKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT USHA MATHUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT SHARAD SANGHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT GIRISH KUMAR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: ELECT NATARAJ KRISHNAPPA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharat Forge Ltd.
TICKER: 500493 CUSIP: Y08825179
MEETING DATE: 8/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDENDS AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT B. P. KALYANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT P. C. BHALERAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE S R B C & CO LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF B. P. KALYANI AS EXECUTIVE DIRECTOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF S. E. TANDALE AS EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharat Heavy Electricals Ltd.
TICKER: 500103 CUSIP: Y0882L133
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT D. BANDYOPADHYAY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT AMITABH MATHUR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT SUBRATA BISWAS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: ELECT RAJESH KISHORE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT KESHAV N. DESIRAJU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: ELECT R. SWAMINATHAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: ELECT T. CHOCKALINGAM AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12: ELECT SUBHASH CHANDRA PANDEY AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #13: ELECT AKHIL JOSHI AS DIRECTOR ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharat Petroleum Corporation Ltd.
TICKER: BPCL CUSIP: Y0882Z116
MEETING DATE: 7/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BONUS ISSUE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharat Petroleum Corporation Ltd.
TICKER: BPCL CUSIP: Y0882Z116
MEETING DATE: 9/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDENDS AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT SHRIKANT PRAKASH GATHOO AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
BONDS/DEBENTURES AND/OR OTHER DEBT SECURITIES
PROPOSAL #6: APPROVE MATERIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: ELECT RAJESH KUMAR MANGAL AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT DEEPAK BHOJWANI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT DEGOPAL CHANDRA NANDA AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10: ELECT ANANT KUMAR SINGH AS DIRECTOR ISSUER YES�� AGAINST AGAINST
PROPOSAL #11: ELECT RAMESH SRINIVASAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12: ELECT RAMAMOORTHY RAMACHANDRAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #13: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharti Airtel Ltd.
TICKER: 532454 CUSIP: Y0885K108
MEETING DATE: 8/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT CHUA SOCK KOONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S.R. BATLIBOI & ASSOCIATES LLP ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: REELECT RAKESH BHARTI MITTAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
SUNIL BHARTI MITTAL AS CHAIRMAN OF THE COMPANY
PROPOSAL #9: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
GOPAL VITTAL, MANAGING DIRECTOR AND CEO (INDIA AND
SOUTH ASIA)
PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharti Airtel Ltd.
TICKER: 532454 CUSIP: Y0885K108
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #2: APPROVE TRANSFER OF INVESTMENT IN BHARTI ISSUER YES FOR FOR
AIRTEL INTERNATIONAL (MAURITIUS) LIMITED, MAURITIUS
TO NETWORK I2I LIMITED, MAURITIUS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharti Infratel Ltd.
TICKER: INFRATEL CUSIP: Y0R86J109
MEETING DATE: 8/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT MARK CHIN KOK CHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S.R. BATLIBOI & ASSOCIATES LLP ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: REELECT RAJAN BHARTI MITTAL AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BHP Billiton Limited
TICKER: BHP CUSIP: Q1498M100
MEETING DATE: 11/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPOINT KPMG LLP AS AUDITOR OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #3: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE AUDITORS
PROPOSAL #4: APPROVE GENERAL AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES IN BHP BILLITON PLC
PROPOSAL #5: APPROVE GENERAL AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES IN BHP BILLITON PLC FOR CASH
PROPOSAL #6: APPROVE THE REPURCHASE OF SHARES IN BHP ISSUER YES FOR FOR
BILLITON PLC
PROPOSAL #7: APPROVE THE REMUNERATION REPORT OTHER ISSUER YES FOR FOR
THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION
POLICY
PROPOSAL #8: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE THE GRANT OF AWARDS TO ANDREW ISSUER YES FOR FOR
MACKENZIE, EXECUTIVE DIRECTOR OF THE COMPANY
PROPOSAL #10: ELECT KEN MACKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT MALCOLM BRINDED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT MALCOLM BROOMHEAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT PAT DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT ANITA FREW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT CAROLYN HEWSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT ANDREW MACKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: ELECT LINDSAY MAXSTED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: ELECT WAYNE MURDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: ELECT SHRITI VADERA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: ELECT JAC NASSER AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BHP Billiton plc
TICKER: BLT CUSIP: G10877101
MEETING DATE: 10/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AUTHORISE THE RISK AND AUDIT COMMITTEE ISSUER YES FOR FOR
TO FIX REMUNERATION OF AUDITORS
PROPOSAL #4: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #5: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #6: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #7: APPROVE REMUNERATION REPORT FOR UK LAW ISSUER YES FOR FOR
PURPOSES
PROPOSAL #8: APPROVE REMUNERATION REPORT FOR ISSUER YES FOR FOR
AUSTRALIAN LAW PURPOSES
PROPOSAL #9: APPROVE GRANT OF AWARDS UNDER THE ISSUER YES FOR FOR
GROUP'S LONG TERM INCENTIVE PLAN TO ANDREW MACKENZIE
PROPOSAL #10: ELECT KEN MACKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT MALCOLM BRINDED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MALCOLM BROOMHEAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT PAT DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT ANITA FREW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT CAROLYN HEWSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT ANDREW MACKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT LINDSAY MAXSTED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: RE-ELECT WAYNE MURDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: RE-ELECT SHRITI VADERA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: RE-ELECT JAC NASSER AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BIC CAMERA INC.
TICKER: 3048 CUSIP: J04516100
MEETING DATE: 11/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 7
PROPOSAL #2.1: ELECT DIRECTOR MIYAJIMA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KAWAMURA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NOGUCHI, SUSUMU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR URANISHI, TOMOYOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ABE, TORU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SAMI, YUSUKE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KIMURA, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MORIOKA, MASATO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TAMURA, EIJI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OTSUKA, NORIKO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR NAMAI, TOSHISHIGE ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR SATO, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR YAMADA, NOBORU ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR KOIZUMI, ISSUER YES FOR FOR
MARIKO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR OHARA, ISSUER YES FOR FOR
HISANORI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
HIRAI, SADAO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BID Corporation Limited
TICKER: BID CUSIP: S11881109
MEETING DATE: 11/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT KPMG AS AUDITORS OF THE COMPANY ISSUER YES FOR FOR
WITH MOHAMMED HASSAN AS THE INDIVIDUAL REGISTERED
AUDITOR
PROPOSAL #2.1: ELECT BERNARD BERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT PAUL BALOYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DOUGLAS BAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT NIGEL PAYNE AS DIRECTOR ISSUER YES �� FOR FOR
PROPOSAL #2.5: ELECT HELEN WISEMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DOLLY MOKGATLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DAVID CLEASBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT BRIAN JOFFE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT PAUL BALOYI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3.2: ELECT NIGEL PAYNE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3.3: ELECT HELEN WISEMAN AS CHAIRMAN OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #4.1: ADOPT POLICY ON BASE PACKAGE AND ISSUER YES FOR FOR
BENEFITS
PROPOSAL #4.2: ADOPT POLICY ON SHORT-TERM INCENTIVES ISSUER YES FOR FOR
PROPOSAL #4.3: ADOPT POLICY ON LONG-TERM INCENTIVES ISSUER YES FOR FOR
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRO RATA REDUCTION OF STATED ISSUER YES FOR FOR
CAPITAL IN LIEU OF DIVIDEND
PROPOSAL #8: AUTHORISE CREATION AND ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE DEBENTURES OR OTHER CONVERTIBLE
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bim Birlesik Magazalar AS
TICKER: BIMAS CUSIP: M2014F102
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF ISSUER YES FOR FOR
MEETING AND AUTHORIZE PRESIDING COUNCIL TO SIGN
MINUTES OF MEETING
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS AND APPROVE THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #12: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioMerieux SA
TICKER: BIM CUSIP: F1149Y109
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR �� FOR
DIVIDENDS OF EUR 1 PER SHARE
PROPOSAL #5: APPROVE TRANSACTION WITH FONDATION ISSUER YES FOR FOR
MERIEUX RE: SPONSORSHIP
PROPOSAL #6: APPROVE TRANSACTION WITH FONDATION ISSUER YES FOR FOR
CHRISTOPHE ET RODOLPHE MERIEUX RE: SPONSORSHIP
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-LUC BELINGARD, CHAIRMAN AND CEO
PROPOSAL #8: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ALEXANDRE MERIEUX, VICE-CEO
PROPOSAL #10: APPROVE REMUNERATION POLICY OF VICE-CEO ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 400,000
PROPOSAL #12: ELECT MARIE-PAULE KIENY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT FANNY LETIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RENEW APPOINTMENT OF GRANT THORNTON SIS ISSUER YES FOR FOR
AS AUDITOR
PROPOSAL #15: DECISION NOT TO RENEW ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AUDIT SA AS ALTERNATE AUDITOR
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17: AMEND ARTICLE 12 OF BYLAWS RE: FOUNDER ISSUER YES FOR FOR
AND CHAIRMAN OF THE BOARD
PROPOSAL #18: APPROVE 3-FOR-1 STOCK SPLIT AND AMEND ISSUER YES FOR FOR
BYLAWS ACCORDINGLY
PROPOSAL #19: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #20: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 4.21 MILLION
PROPOSAL #21: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 4.21 MILLION
PROPOSAL #22: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS
PROPOSAL #23: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #24: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #25: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #26: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 4.21 MILLION FOR BONUS ISSUE OR INCREASE
IN PAR VALUE
PROPOSAL #27: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED INSTRUMENTS WITHOUT PREEMPTIVE RIGHTS
INCLUDING BY COMPANIES OWNING OVER 50 PERCENT OF THE
COMPANY SHARE CAPITAL UP TO AGGREGATE NOMINAL AMOUNT
OF EUR 4.21 MILLION
PROPOSAL #28: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #29: ELIMINATE PREEMPTIVE RIGHTS PURSUANT TO ISSUER YES FOR FOR
ITEM 28 ABOVE, IN FAVOR OF EMPLOYEES
PROPOSAL #30: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS AT EUR 4.21
PROPOSAL #31: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biostime International Holdings Ltd
TICKER: 1112 CUSIP: G11259101
MEETING DATE: 9/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE TRANSACTIONS AND AUTHORIZE ISSUER YES FOR FOR
ANY ONE DIRECTOR TO HANDLE ALL MATTERS RELATING TO
EACH OF THE TRANSACTIONS
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ISSUER: Biostime International Holdings Ltd
TICKER: 1112 CUSIP: G11259101
MEETING DATE: 1/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biostime International Holdings Ltd
TICKER: 1112 CUSIP: G11259101
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a1: ELECT WU XIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a2: ELECT NGAI WAI FUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a3: ELECT TAN WEE SENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: APPROVE CHANGE OF ENGLISH NAME AND DUAL ISSUER YES FOR FOR
FOREIGN CHINESE NAME OF THE COMPANY
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ISSUER: BlackBerry Limited
TICKER: BB CUSIP: 09228F103
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN CHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. DANIELS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY DATTELS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RICHARD LYNCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAURIE SMALDONE ALSUP ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARBARA STYMIEST ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR V. PREM WATSA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WAYNE WOUTERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: AMEND EQUITY INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #4: RE-APPROVE DEFERRED SHARE UNIT PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bloomberry Resorts Corporation
TICKER: BLOOM CUSIP: Y0927M104
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CALL TO ORDER ISSUER YES FOR FOR
PROPOSAL #2: DETERMINATION OF EXISTENCE OF QUORUM ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE PRESIDENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT ENRIQUE K. RAZON, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT JOSE EDUARDO J. ALARILLA AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6.3: ELECT THOMAS ARASI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6.4: ELECT CHRISTIAN R. GONZALEZ AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6.5: ELECT DONATO C. ALMEDA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6.6: ELECT CARLOS C. EJERCITO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.7: ELECT JON RAMON ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPOINT EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bluescope Steel Ltd.
TICKER: BSL CUSIP: Q1415L177
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ELECT EWEN CROUCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LLOYD JONES AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BM&FBOVESPA S.A.
TICKER: BVMF3 CUSIP: P1R0U2138
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BM&FBOVESPA S.A.
TICKER: BVMF3 CUSIP: P1R0U2138
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #3.1: AMEND ARTICLES 1, 24, 50, 51, 63, 65, ISSUER YES FOR FOR
66, 73, 75 AND 81
PROPOSAL #3.2: AMEND ARTICLE 3 RE: CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #3.3: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3.4: AMEND ARTICLES RE: MANAGEMENT ISSUER YES FOR FOR
PROPOSAL #3.5: AMEND ARTICLES RE: BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.6: AMEND ARTICLE 29 ISSUER YES FOR FOR
PROPOSAL #3.7: AMEND ARTICLE 35 AND INCLUDE ARTICLE ISSUER YES FOR FOR
51
PROPOSAL #3.8: AMEND ARTICLE 45 AND INCLUDE ARTICLES ISSUER YES FOR FOR
54 TO 56
PROPOSAL #3.9: AMEND ARTICLE 83 ISSUER YES FOR FOR
PROPOSAL #3.10: APPROVE INCREASE IN BOARD SIZE FROM ISSUER YES FOR FOR
13 TO 14 MEMBERS AND AMEND ARTICLE 83 ACCORDINGLY
PROPOSAL #3.11: AMEND ARTICLES 3, 8, 10, 12, 21, 22, ISSUER YES FOR FOR
26, 28, 29, 30, 33, 35, 49, 52, 53, 60, 63, 73, 75
AND 87
PROPOSAL #3.12: AMEND ARTICLES RE: REMUNERATION ISSUER YES FOR FOR
PROPOSAL #3.13: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT FOR FISCAL YEAR 2016
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BM&FBOVESPA S.A.
TICKER: BVMF3 CUSIP: P1R0U2138
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2.1: AMEND ARTICLES 1, 24, 50, 51, 63, 65, ISSUER YES FOR FOR
66, 73, 75 AND 81
PROPOSAL #2.2: AMEND ARTICLE 3 RE: CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #2.3: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2.4: AMEND ARTICLES RE: MANAGEMENT ISSUER YES FOR FOR
PROPOSAL #2.5: AMEND ARTICLES RE: BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.6: AMEND ARTICLE 29 ISSUER YES FOR FOR
PROPOSAL #2.7: AMEND ARTICLE 35 AND INCLUDE ARTICLE ISSUER YES FOR FOR
51
PROPOSAL #2.8: AMEND ARTICLE 45 AND INCLUDE ARTICLES ISSUER YES FOR FOR
54 TO 56
PROPOSAL #2.9: AMEND ARTICLE 83 ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE INCREASE IN BOARD SIZE FROM ISSUER YES FOR FOR
13 TO 14 MEMBERS AND AMEND ARTICLE 83 ACCORDINGLY
PROPOSAL #2.11: AMEND ARTICLES 3, 8, 10, 12, 21, 22, ISSUER YES FOR FOR
26, 28, 29, 30, 33, 35, 49, 52, 53, 60, 63, 73, 75
AND 87
PROPOSAL #2.12: AMEND ARTICLES RE: REMUNERATION ISSUER YES FOR FOR
PROPOSAL #2.13: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BMFBOVESPA S.A.
TICKER: BVMF3 CUSIP: P1R0U2138
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB CETIP S.A. - ISSUER YES FOR FOR
MERCADOS ORGANIZADOS (CETIP)
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS AUDITORES ISSUER YES FOR FOR
INDEPENDENTES AS THE INDEPENDENT FIRM TO APPRAISE
PROPOSED TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ABSORPTION OF CETIP S.A. - ISSUER YES FOR FOR
MERCADOS ORGANIZADOS (CETIP)
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BNK Financial Group Inc.
TICKER: A138930 CUSIP: Y0R7ZV102
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT LEE BONG-CHEOL AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #4.1: ELECT KIM YEONG-JAE AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR TO SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #4.2: ELECT YOON IN-TAE AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
TO SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BNP Paribas SA
TICKER: BNP CUSIP: F1058Q238
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.70 PER SHARE
PROPOSAL #4: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: REELECT JEAN LEMIERRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT MONIQUE COHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT DANIELA SCHWARZER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT FIELDS WICKER-MIURIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT JACQUES ASCHENBROICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD
PROPOSAL #12: APPROVE REMUNERATION POLICY FOR CEO AND ISSUER YES FOR FOR
VICE-CEO
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN LEMIERRE, CHAIRMAN OF THE BOARD
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-LAURENT BONNAFE, CEO
PROPOSAL #15: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PHILIPPE BORDENAVE, VICE-CEO
PROPOSAL #16: NON-BINDING VOTE ON THE OVERALL ISSUER YES FOR FOR
ENVELOPE OF COMPENSATION OF CERTAIN SENIOR
MANAGEMENT, RESPONSIBLE OFFICERS AND THE RISK-TAKERS
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BOC Aviation Ltd.
TICKER: 2588 CUSIP: Y09292106
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHEN SIQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ROBERT JAMES MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT GAO ZHAOGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT LIU CHENGGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT FU SHULA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT YEUNG YIN BERNARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #9: APPROVE PURCHASE OF NEW AIRCRAFT FROM ISSUER YES FOR FOR
AIRBUS S.A.S. AND THE BOEING COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BOC Hong Kong (Holdings) Ltd.
TICKER: 2388 CUSIP: Y0920U103
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT TIAN GUOLI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: ELECT CHEN SIQING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3c: ELECT LI JIUZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT CHENG EVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT CHOI KOON SHUM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD OR DULY AUTHORIZED COMMITTEE OF THE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BOC Hong Kong (Holdings) Ltd.
TICKER: �� 2388 CUSIP: Y0920U103
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS AND THE NEW CAPS
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ISSUER: BOE Technology Group Co., Ltd.
TICKER: 000725 CUSIP: Y0920M119
MEETING DATE: 8/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE TYPE AND SCALE OF ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE SOURCE AND AMOUNT OF FUNDS OF ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE TERMINAL TIME OF THE ISSUER YES FOR FOR
SHAREHOLDER RIGHT OF THE SHARE REPURCHASE
PROPOSAL #1.7: APPROVE DISPOSAL OF THE SHARE TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD FOR ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #4: ELECT LI XUAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BOE Technology Group Co., Ltd.
TICKER: 000725 CUSIP: Y0920M119
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO HEFEI ISSUER YES FOR FOR
BOE DISPLAY TECHNOLOGY CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ORDOS ISSUER YES FOR FOR
YUANSHENG OPTOELECTRONICS CO., LTD.
PROPOSAL #3: APPROVE INVESTMENT IN THE ESTABLISHMENT ISSUER YES FOR FOR
OF MIANYANG 6TH GENERATION AMOLED (FLEXIBLE)
PRODUCTION LINE PROJECT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BOE Technology Group Co., Ltd.
TICKER: 000725 CUSIP: Y0920M119
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2017 OPERATION PLAN
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE LOANS AND BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DEVELOPMENT OF GUARANTEED ISSUER YES FOR FOR
FINANCIAL PRODUCTS BUSINESS
PROPOSAL #9: APPROVE 2017 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: ELECT SUN YUN AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #12: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boliden AB
TICKER: BOL CUSIP: W17218103
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #11: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #12: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 5.25 PER SHARE
PROPOSAL #13: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #14: DETERMINE NUMBER OF DIRECTORS (8) AND ISSUER YES FOR FOR
DEPUTY DIRECTORS (0) OF BOARD; SET NUMBER OF AUDITORS
AT ONE
PROPOSAL #15: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.58 MILLION FOR CHAIRMAN AND SEK
525,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK
PROPOSAL #16: REELECT MARIE BERGLUND, TOM ERIXON, ISSUER YES FOR FOR
LENNART EVRELL, MICHAEL LOW, ELISABETH NILSSON,
ANDERS ULLBERG (CHAIRMAN) AND PEKKA VAURAMO AS
DIRECTORS; ELECT PIA RUDENGREN AS NEW DIRECTOR
PROPOSAL #17: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #19: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #20: REELECT JAN ANDERSSON (CHAIRMAN), LARS ISSUER YES FOR FOR
ERIK FORSGARDH, OLA PETER GJESSING, ANDERS OSCARSSON
AND ANDERS ULLBERG AS MEMBERS OF NOMINATING COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bollore
TICKER: BOL CUSIP: F10659260
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DISCHARGE DIRECTORS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.06 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: AUTHORIZE BOARD TO PROVIDE AN ADVANCE ON ISSUER YES FOR FOR
PAYMENT OF DIVIDEND FOR FISCAL YEAR (NEW SHARES)
PROPOSAL #6: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #7: REELECT MARIE BOLLORE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: REELECT CELINE MERLE-BERAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: REELECT MARTINE STUDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ACKNOWLEDGE END OF MANDATE OF MICHEL ISSUER YES FOR FOR
ROUSSIN, AS CENSOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 1.2 MILLION
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
VINCENT BOLLORE, CHAIRMAN AND CEO
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CYRILLE BOLLORE, VICE-CEO
PROPOSAL #15: APPROVE REMUNERATION POLICY OF VINCENT ISSUER YES FOR FOR
BOLLORE, CEO AND CHAIRMAN
PROPOSAL #16: APPROVE REMUNERATION POLICY OF CYRILLE ISSUER YES FOR FOR
BOLLORE, VICE-CEO
PROPOSAL #17: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
PROPOSAL #1: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 200 MILLION
PROPOSAL #2: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 200 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #3: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #4: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #5: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #6: AUTHORIZE UP TO 5 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #7: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Booker Group plc
TICKER: BOK CUSIP: G1450C109
MEETING DATE: 7/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT STEWART GILLILAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT CHARLES WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JONATHAN PRENTIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GUY FARRANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT HELENA ANDREAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANDREW CRIPPS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT GARY HUGHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT KAREN JONES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: APPROVE MATTERS RELATING TO THE RETURN ISSUER YES FOR FOR
OF CAPITAL TO SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boral Ltd.
TICKER: BLD CUSIP: Q16969109
MEETING DATE: 11/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT KAREN MOSES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT EILEEN DOYLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF AWARD RIGHTS TO ISSUER YES FOR FOR
MIKE KANE, CEO AND MANAGING DIRECTOR OF THE COMAPANY
PROPOSAL #5: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bosch Limited
TICKER: 500530 CUSIP: Y6139L131
MEETING DATE: 8/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUYBACK OF UP TO 878,160 SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bosch Limited
TICKER: 500530 CUSIP: Y6139L131
MEETING DATE: 9/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT SOUMITRA BHATTACHARYA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE PRICE WATERHOUSE & CO. BANGALORE ISSUER YES FOR FOR
LLP AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF STEFFEN BERNS AS MANAGING DIRECTOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF SOUMITRA BHATTACHARYA AS JOINT MANAGING DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bosideng International Holdings Ltd.
TICKER: 3998 CUSIP: G12652106
MEETING DATE: 8/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT HUANG QIAOLIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT MAK YUN KUEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT WANG YAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT NGAI WAI FUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bosideng International Holdings Ltd.
TICKER: 3998 CUSIP: G12652106
MEETING DATE: 10/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSCRIPTION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bouygues
TICKER: EN CUSIP: F11487125
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.60 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH OLIVIER BOUYGUES, VICE CEO
PROPOSAL #6: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH PHILIPPE MARIEN, VICE CEO
PROPOSAL #7: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH OLIVIER ROUSSAT, VICE CEO
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
MARTIN BOUYGUES, CEO AND CHAIRMAN
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
OLIVIER BOUYGUES, VICE CEO
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PHILIPPE MARIEN, VICE CEO
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
OLIVIER ROUSSAT, VICE CEO
PROPOSAL #12: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO AND VICE CEOS
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 1 MILLION
PROPOSAL #14: REELECT HELMAN LE PAS DE SECHEVAL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: ELECT ALEXANDRE DE ROTHSCHILD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 5 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 150 MILLION
PROPOSAL #19: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 4 BILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #20: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 85 MILLION
PROPOSAL #21: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 70 MILLION
PROPOSAL #22: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES AGAINST AGAINST
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #23: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE
PROPOSAL #24: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #25: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
85 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #26: AUTHORIZE ISSUANCE OF EQUITY UPON ISSUER YES FOR FOR
CONVERSION OF A SUBSIDIARY'S EQUITY-LINKED SECURITIES
FOR UP TO EUR 85 MILLION
PROPOSAL #27: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #28: AUTHORIZE UP TO 2 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #29: AUTHORIZE BOARD TO ISSUE FREE WARRANTS ISSUER YES FOR FOR
WITH PREEMPTIVE RIGHTS DURING A PUBLIC TENDER OFFER
PROPOSAL #30: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BP plc
TICKER: BP. CUSIP: G12793108
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT BOB DUDLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DR BRIAN GILVARY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT NILS ANDERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PAUL ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ALAN BOECKMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT FRANK BOWMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IAN DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DAME ANN DOWLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT MELODY MEYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT BRENDAN NELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PAULA REYNOLDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT SIR JOHN SAWERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT CARL-HENRIC SVANBERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORISE THEIR REMUNERATION
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: bpost NV-SA
TICKER: BPOST CUSIP: B1306V108
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDENDS OF EUR 1.31 PER SHARE
PROPOSAL #5: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT JOS DONVIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT THOMAS HUBNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.3: ELECT FILOMENA TEIXEIRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.4: ELECT SASKIA VAN UFFELEN AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BR Malls Participacoes S.A.
TICKER: BRML3 CUSIP: P1908S102
MEETING DATE: 12/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY IAUD AUDITORES INDEPENDENTES S/S ISSUER YES FOR FOR
AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTIONS
PROPOSAL #2: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ABSORPTION OF ECISA ENGENHARIA, ISSUER YES FOR FOR
COMERCIO E INDUSTRIA LTDA (ECISA)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BR Malls Participacoes S.A.
TICKER: BRML3 CUSIP: P1908S102
MEETING DATE: 2/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #1.2: ELECT DIRECTORS AS SLATE PRESENTED BY ISSUER YES FOR FOR
THE COMPANY'S MANAGEMENT
PROPOSAL #1.3: IF ONE OF THE CANDIDATES THAT COMPOSE ISSUER YES AGAINST AGAINST
THE SLATE PRESENTED BY THE COMPANY'S MANAGEMENT FAILS
TO INTEGRATE IT, CAN THE VOTES CONTINUE TO BE CAST
TO THE SLATE?
PROPOSAL #1.4.1: ELECT CLAUDIO BRUNI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.4.2: ELECT PEDRO HENRIQUE NOGUEIRA ISSUER YES ABSTAIN N/A
DAMASCENO AS DIRECTOR
PROPOSAL #1.4.3: ELECT MAURO GENTILE RODRIGUES DA ISSUER YES ABSTAIN N/A
CUNHA AS DIRECTOR
PROPOSAL #1.4.4: ELECT RODOLPHO AMBOSS AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.4.5: ELECT MARCOS BARBOSA PINTO AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #1.4.6: ELECT RICHARD PAUL MATHESON AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #1.4.7: ELECT LUIZ ALBERTO QUINTA AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #2: INSTALL FISCAL COUNCIL ISSUER YES FOR N/A
PROPOSAL #3: IN THE EVENT OF A SECOND CALL OF THIS ISSUER YES FOR FOR
EXTRAORDINARY GENERAL MEETING, THE VOTING
INSTRUCTIONSCONTAINED IN THIS PROXY CARD MAY ALSO BE
CONSIDERED FOR THE SECOND CALL?
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BR Malls Participacoes S.A.
TICKER: BRML3 CUSIP: P1908S102
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BR Malls Participacoes S.A.
TICKER: BRML3 CUSIP: P1908S102
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGES IN AUTHORIZED CAPITAL ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES 5 AND 6 TO REFLECT ISSUER YES FOR FOR
CHANGES IN SHARE CAPITAL AND AUTHORIZED CAPITAL AND
AMEND ARTICLES RE: EXECUTIVE BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BR Malls Participacoes S.A.
TICKER: BRML3 CUSIP: P1908S102
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 5 AND 6 TO REFLECT ISSUER YES FOR FOR
CHANGES IN SHARE CAPITAL AND AUTHORIZED CAPITAL AND
AMEND ARTICLES RE: EXECUTIVE BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRAIT SE
TICKER: BAT CUSIP: L1201E101
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: RE-ELECT PJ MOLEKETI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT JC BOTTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT AS JACOBS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: RE-ELECT LL PORTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: RE-ELECT CS SEABROOKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: RE-ELECT HRW TROSKIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: RE-ELECT CH WIESE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE BONUS SHARE ISSUE AND ISSUER YES FOR FOR
ALTERNATIVE CASH DIVIDEND PROGRAM
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE SHARE CAPITAL INCREASE WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRAIT SE
TICKER: BAT CUSIP: L1201E101
MEETING DATE: 11/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF REGISTERED OFFICE TO ISSUER YES FOR FOR
THE UNITED KINGDOM
PROPOSAL #2: AMEND COMPANY BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGE IN COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
SHORTER NOTICE
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE SHARE CAPITAL INCREASE ISSUER YES FOR FOR
PROPOSAL #7: ELIMINATE PRE-EMPTIVE RIGHTS ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DELISTING OF SHARES FROM ISSUER YES FOR FOR
LUXEMBOURG STOCK EXCHANGE AND LISTING OF SHARES ON
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brambles Ltd
TICKER: BXB CUSIP: Q6634U106
MEETING DATE: 11/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT GEORGE EL ZOGHBI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ANTHONY GRANT FROGGATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DAVID PETER GOSNELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE THE PARTICIPATION OF GRAHAM ISSUER YES FOR FOR
CHIPCHASE IN THE PERFORMANCE SHARE PLAN
PROPOSAL #7: APPROVE THE PARTICIPATION OF GRAHAM ISSUER YES FOR FOR
CHIPCHASE IN THE MYSHARE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Braskem S.A.
TICKER: BRKM5 CUSIP: 105532105
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER APPOINTED BY SHAREHOLDER YES ABSTAIN N/A
PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Braskem S.A.
TICKER: BRKM5 CUSIP: P18533110
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER APPOINTED BY SHAREHOLDER YES ABSTAIN N/A
PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brenntag AG
TICKER: BNR CUSIP: D12459117
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.05 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #6.1: ELECT WIJNAND DONKERS TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.2: ELECT ULRICH HARNACKE TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7: CHANGE LOCATION OF REGISTERED OFFICE TO ISSUER YES FOR FOR
ESSEN, GERMANY
PROPOSAL #8: AMEND ARTICLES RE: CHAIRMAN OF GENERAL ISSUER YES FOR FOR
MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRF SA
TICKER: BRFS3 CUSIP: 10552T107
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: RATIFY INTEREST-ON-CAPITAL-STOCK PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT BOARD CHAIRMAN AND VICE-CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7.1: ELECT ATTILIO GUASPARI AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER
PROPOSAL #7.2: ELECT MARCUS VINICIUS DIAS SEVERINI AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER
PROPOSAL #7.3: ELECT ANTONIO CARLOS ROVAI AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER
PROPOSAL #7.4: ELECT SUSANA HANNA STIPHAN JABRA AS ISSUER YES FOR FOR
ALTERNATE FISCAL COUNCIL MEMBER
PROPOSAL #7.5: ELECT MARCOS TADEU DE SIQUEIRA AS ISSUER YES FOR FOR
ALTERNATE FISCAL COUNCIL MEMBER
PROPOSAL #7.6: ELECT DORIS BEATRIZ FRANCA WILHELM AS ISSUER YES FOR FOR
ALTERNATE FISCAL COUNCIL MEMBER
PROPOSAL #8: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #1: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRF SA
TICKER: BRFS3 CUSIP: P1905C100
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: RATIFY INTEREST-ON-CAPITAL-STOCK PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT BOARD CHAIRMAN AND VICE-CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRF SA
TICKER: BRFS3 CUSIP: P1905C100
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bridgestone Corp.
TICKER: 5108 CUSIP: J04578126
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 70
PROPOSAL #2.1: ELECT DIRECTOR TSUYA, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NISHIGAI, KAZUHISA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ZAITSU, NARUMI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TOGAMI, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TACHIBANA FUKUSHIMA, ISSUER YES FOR FOR
SAKIE
PROPOSAL #2.6: ELECT DIRECTOR SCOTT TREVOR DAVIS ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OKINA, YURI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MASUDA, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YAMAMOTO, KENZO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TERUI, KEIKO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SASA, SEIICHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brightoil Petroleum (Holdings) Ltd
TICKER: 933 CUSIP: G1371C121
MEETING DATE: 7/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 OIL PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED ANNUAL CAPS
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS AS NEW ISSUER YES FOR FOR
EXTERNAL AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brightoil Petroleum (Holdings) Ltd
TICKER: 933 CUSIP: G1371C121
MEETING DATE: 11/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT SIT KWONG LAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT TANG BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DAI ZHUJIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT LAU HON CHUEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brilliance China Automotive Holdings Ltd.
TICKER: 1114 CUSIP: G1368B102
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: ELECT QIAN ZUMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: ELECT ZHANG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2C: ELECT SONG JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2D: ELECT JIANG BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2E: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE GRANT THORNTON HONG KONG LIMITED ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Britannia Industries Ltd.
TICKER: 500825 CUSIP: Y0969R136
MEETING DATE: 8/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT NUSLI N. WADIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE BSR & CO LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: British American Tobacco (Malaysia) Berhad
TICKER: BAT CUSIP: Y0971P110
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL BY TOBACCO IMPORTERS ISSUER YES FOR FOR
AND MANUFACTURERS SDN BERHAD, A WHOLLY-OWNED
SUBSIDIARY OF THE COMPANY, OF 2 PARCELS OF LEASEHOLD
LANDS TOGETHER WITH BUILDINGS ELECTED THEREON
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: British American Tobacco (Malaysia) Berhad
TICKER: BAT CUSIP: Y0971P110
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ASEH BIN HAJI CHE MAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT HENDRIK STOEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT RICARDO MARTIN GUARDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ZAINUN AISHAH BINTI AHMAD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT LEE OI KUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT OH CHONG PENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE OH CHONG PENG TO CONTINUE OFFICE ISSUER YES FOR FOR
AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: British American Tobacco plc
TICKER: BATS CUSIP: G1510J102
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #6: RE-ELECT RICHARD BURROWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT NICANDRO DURANTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SUE FARR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SAVIO KWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DR PEDRO MALAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT DIMITRI PANAYOTOPOULOS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: RE-ELECT KIERAN POYNTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT BEN STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT DR MARION HELMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brookfield Asset Management Inc.
TICKER: BAM.A CUSIP: 112585104
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. ELYSE ALLAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MURILO FERREIRA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK J. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAFAEL MIRANDA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YOUSSEF A. NASR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SEEK NGEE HUAT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brother Industries Ltd.
TICKER: 6448 CUSIP: 114813108
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KOIKE, TOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SASAKI, ICHIRO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ISHIGURO, TADASHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAMIYA, JUN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAWANABE, TASUKU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TADA, YUICHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NISHIJO, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HATTORI, SHIGEHIKO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FUKAYA, KOICHI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MATSUNO, SOICHI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TAKEUCHI, KEISUKE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BT Group plc
TICKER: BT.A CUSIP: G16612106
MEETING DATE: 7/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT �� ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT SIR MICHAEL RAKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT GAVIN PATTERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT TONY BALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT IAIN CONN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ISABEL HUDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT KAREN RICHARDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT NICK ROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JASMINE WHITBREAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT MIKE INGLIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT TIM HOTTGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT SIMON LOWTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #21: APPROVE POLITICAL DONATIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BTG Pactual Group
TICKER: BBTG11 CUSIP: G16634126
MEETING DATE: 2/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: AMEND ARTICLES RE: ISSUANCE OF UNITS ISSUER YES FOR FOR
PROPOSAL #b: AMEND ARTICLES RE: UNITS RIGHTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BTG Pactual Group
TICKER: BBTG11 CUSIP: G16634126
MEETING DATE: 2/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES RE: ISSUANCE OF UNITS AND ISSUER YES FOR FOR
UNITS RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BTS Group Holdings PCL
TICKER: BTS CUSIP: Y0984D187
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: ACKNOWLEDGE OPERATIONAL RESULTS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT COMPANY AND ITS SUBSIDIARIES? ISSUER YES FOR FOR
REPORT AND FINANCIAL STATEMENTS
PROPOSAL #5: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT KEEREE KANJANAPAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT PAUL TONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT KONG CHI KEUNG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.4: ELECT SUCHIN WANGLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: ELECT PICHITRA MAHAPHON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #9: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BTS Group Holdings PCL
TICKER: BTS CUSIP: Y0984D187
MEETING DATE: 4/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHAIRMAN'S MESSAGE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE INVESTMENT IN THE MRT PINK LINE ISSUER YES FOR FOR
PROJECT AND MRT YELLOW LINE PROJECT
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Budimex SA
TICKER: BDX CUSIP: X0788V103
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S AND COMPANY'S OPERATIONS
PROPOSAL #8.2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #8.3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #8.4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 14.99 PER SHARE
PROPOSAL #8.5.1: APPROVE DISCHARGE OF DARIUSZ BLOCHER ISSUER YES FOR FOR
(CEO)
PROPOSAL #8.5.2: APPROVE DISCHARGE OF FERNANDO LUIS ISSUER YES FOR FOR
PASCUAL LARRAGOITI (DEPUTY CEO)
PROPOSAL #8.5.3: APPROVE DISCHARGE OF JACEK DANIEWSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #8.5.4: APPROVE DISCHARGE OF RADOSLAW GORSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #8.5.5: APPROVE DISCHARGE OF CEZARY MACZKA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #8.5.6: APPROVE DISCHARGE OF ARTUR POPKO ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #8.5.7: APPROVE DISCHARGE OF HENRYK URBANSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #8.5.8: APPROVE DISCHARGE OF MARCIN ISSUER YES FOR FOR
WEGLOWSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #8.6.1: APPROVE DISCHARGE OF MARZENNA WERESA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.6.2: APPROVE DISCHARGE OF MAREK ISSUER YES FOR FOR
MICHALOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #8.6.3: APPROVE DISCHARGE OF ALEJANDRO DE LA ISSUER YES FOR FOR
JOYA RUIZ DE VELASCO (SUPERVISORY BOARD MEMBER)
PROPOSAL #8.6.4: APPROVE DISCHARGE OF JAVIER GALINDO ISSUER YES FOR FOR
HERNANDEZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #8.6.5: APPROVE DISCHARGE OF JOSE CARLOS ISSUER YES FOR FOR
GARRIDO-LESTACHE RODRIGUEZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #8.6.6: APPROVE DISCHARGE OF PIOTR KAMINSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.6.7: APPROVE DISCHARGE OF IGOR CHALUPEC ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.6.8: APPROVE DISCHARGE OF JANUSZ DEDO ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.6.9: APPROVE DISCHARGE OF IGNACIO CLOPES ISSUER YES FOR FOR
ESTELA (SUPERVISORY BOARD MEMBER)
PROPOSAL #8.7: AMEND STATUTE TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bumi Armada Berhad
TICKER: ARMADA CUSIP: Y10028119
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ALEXANDRA ELISABETH JOHANNA MARIA ISSUER YES FOR FOR
SCHAAPVELD AS DIRECTOR
PROPOSAL #2: ELECT MAUREEN TOH SIEW GUAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT SHAHARUL REZZA BIN HASSAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT UTHAYA KUMAR A/L K VIVEKANANDA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE GRANT OF SHARES TO LEON ANDRE ISSUER YES FOR FOR
HARLAND UNDER THE MANAGEMENT INCENTIVE PLAN
PROPOSAL #9: APPROVE GRANT OF SHARES TO SHAHARUL ISSUER YES FOR FOR
REZZA BIN HASSAN UNDER THE MANAGEMENT INCENTIVE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bumrungrad Hospital Public Co Ltd
TICKER: BH CUSIP: Y1002E256
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT AND ACKNOWLEDGE INTERIM DIVIDEND
PROPOSAL #5.1: ELECT CHONG TOH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT SOPHAVADEE UTTAMOBOL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT SUVARN VALAISATHIEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT NUM TANTHUWANIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bunzl plc
TICKER: BNZL CUSIP: G16968110
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT PHILIP ROGERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT FRANK VAN ZANTEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PATRICK LARMON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT BRIAN MAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT EUGENIA ULASEWICZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JEAN-CHARLES PAUZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT VANDA MURRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT LLOYD PITCHFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #12: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Burberry Group plc
TICKER: BRBY CUSIP: G1700D105
MEETING DATE: 7/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT SIR JOHN PEACE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT FABIOLA ARREDONDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT PHILIP BOWMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT IAN CARTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JEREMY DARROCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT STEPHANIE GEORGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MATTHEW KEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DAME CAROLYN MCCALL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RE-ELECT CHRISTOPHER BAILEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT CAROL FAIRWEATHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JOHN SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bureau Veritas
TICKER: BVI CUSIP: F96888114
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPIN-OFF AGREEMENT WITH BUREAU ISSUER YES FOR FOR
VERITAS MARINE ET OFFSHORE - REGISTRE INTERNATIONAL
DE CLASSIFICATION DE NAVIRES ET DE PLATEFORMES
OFFSHORES SAS
PROPOSAL #2: APPROVE SPIN-OFF AGREEMENT WITH BUREAU ISSUER YES FOR FOR
VERITAS GSIT SAS
PROPOSAL #3: APPROVE SPIN-OFF AGREEMENT WITH BUREAU ISSUER YES FOR FOR
VERITAS EXPLOITATION SAS
PROPOSAL #4: APPROVE SPIN-OFF AGREEMENT WITH BUREAU ISSUER YES FOR FOR
VERITAS CONSTRUCTION SAS
PROPOSAL #5: APPROVE SPIN-OFF AGREEMENT WITH BUREAU ISSUER YES FOR FOR
VERITAS SERVICES FRANCE SAS
PROPOSAL #6: APPROVE SPIN-OFF AGREEMENT WITH BUREAU ISSUER YES FOR FOR
VERITAS SERVICES SAS
PROPOSAL #7: ELECT STEPHANIE BESNIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT CLAUDE EHLINGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 700,000
PROPOSAL #10: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bureau Veritas
TICKER: BVI CUSIP: F96888114
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.55 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #5: APPROVE SEVERANCE AGREEMENT WITH DIDIER ISSUER YES FOR FOR
MICHAUD-DANIEL, CEO
PROPOSAL #6: REELECT FREDERIC LEMOINE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT STEPHANE BACQUAERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT IEDA GOMES YELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT JEAN-MICHEL ROPERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT LUCIA SINAPI-THOMAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT ANA GIROS CALPE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 1 MILLION
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DIDIER MICHAUD-DANIEL, CEO
PROPOSAL #14: APPROVE REMUNERATION POLICY OF FREDERIC ISSUER YES FOR FOR
LEMOINE, CHAIRMAN OF THE BOARD UNTIL MAR. 8, 2017
PROPOSAL #15: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD FROM MAR. 8, 2017
PROPOSAL #16: APPROVE REMUNERATION POLICY OF CEO ISSUER YES FOR FOR
PROPOSAL #17: CHANGE LOCATION OF REGISTERED OFFICE TO ISSUER YES FOR FOR
IMMEUBLE NEWTIME, 40/52, BOULEVARD DU PARC, 92200
NEUILLY-SUR-SEINE, AND AMEND ARTICLE 4 OF BYLAWS
ACCORDINGLY
PROPOSAL #18: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 8 MILLION
PROPOSAL #20: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEM 19
PROPOSAL #21: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #22: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 6 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #23: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #24: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
4 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #25: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #26: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS AT EUR 14 MILLION
PROPOSAL #27: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Buzzi Unicem Spa
TICKER: BZU CUSIP: T2320M109
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: AUTHORIZE EXTRAORDINARY DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #4.1: SLATE SUBMITTED BY PRESA SPA AND SHAREHOLDER NO N/A N/A
FIMEDI SPA
PROPOSAL #4.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #5.1: SLATE SUBMITTED BY PRESA SPA AND SHAREHOLDER YES AGAINST N/A
FIMEDI SPA
PROPOSAL #5.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: AUTHORIZE CAPITAL INCREASE AND/OR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS WITH OR WITHOUT
WARRANTS ATTACHED WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Buzzi Unicem Spa
TICKER: BZU CUSIP: T2320M117
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DARIO TREVISAN AS REPRESENTATIVE SHAREHOLDER YES FOR N/A
FOR HOLDERS OF SAVING SHARES; APPROVE
REPRESENTATIVE'S REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BYD Company Ltd.
TICKER: 1211 CUSIP: Y1023R104
MEETING DATE: 11/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMENDMENT TO THE ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE PROPOSED FURTHER CHANGE OF SHAREHOLDER YES FOR FOR
COMPANY'S BUSINESS SCOPE AND AMEND RELATED ARTICLES
OF ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BYD Company Ltd.
TICKER: 1211 CUSIP: Y1023R104
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2016 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #5: APPROVE P2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
PRC AUDITOR AND INTERNAL CONTROL AUDIT INSTITUTION
AND ERNST & YOUNG AS AUDITOR OUTSIDE THE PRC AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE BY THE ISSUER YES AGAINST AGAINST
GROUP
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE BY THE ISSUER YES FOR FOR
COMPANY AND ITS SUBSIDIARIES FOR EXTERNAL PARTIES
PROPOSAL #9: APPROVE ESTIMATED CAP OF ORDINARY ISSUER YES FOR FOR
CONNECTED TRANSACTIONS FOR THE YEAR 2017
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: APPROVE ISSUANCE BY BYD ELECTRONIC ISSUER YES FOR FOR
(INTERNATIONAL) COMPANY LIMITED OF EQUITY OR EQUITY-
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE USE OF SHORT-TERM INTERMITTENT ISSUER YES FOR FOR
FUNDS FOR ENTRUSTED WEALTH MANAGEMENT AND RELATED
TRANSACTIONS
PROPOSAL #13: AUTHORIZE BOARD TO DETERMINE PROPOSED SHAREHOLDER YES AGAINST AGAINST
PLAN FOR THE ISSUANCE OF DEBT FINANCING INSTRUMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cadila Healthcare Limited
TICKER: 532321 CUSIP: Y1R73U123
MEETING DATE: 8/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: ELECT SHARVIL P. PATEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE MUKESH M. SHAH & CO. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF PANKAJ R. PATEL AS EXECUTIVE CHAIRMAN AND MANAGING
DIRECTOR
PROPOSAL #6: ELECT APURVA S. DIWANJI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE COMMISSION REMUNERATION FOR NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cadila Healthcare Limited
TICKER: 532321 CUSIP: Y1R73U123
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cafe De Coral Holdings Ltd.
TICKER: 341 CUSIP: G1744V103
MEETING DATE: 9/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3.1: ELECT LO TAK SHING, PETER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LO PIK LING, ANITA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT CHOI NGAI MIN, MICHAEL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT LI KWOK SING, AUBREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cairn India Limited
TICKER: CAIRN CUSIP: Y1081B108
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT PRIYA AGARWAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE S.R. BATLIBOI & CO. LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
COST AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cairn India Limited
TICKER: CAIRN CUSIP: Y1081B108
MEETING DATE: 9/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cairn India Limited
TICKER: CAIRN CUSIP: Y1081B108
MEETING DATE: 9/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CaixaBank SA
TICKER: CABK CUSIP: E2427M123
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #5.1: RATIFY APPOINTMENT OF AND ELECT JORDI ISSUER YES FOR FOR
GUAL SOLE AS DIRECTOR
PROPOSAL #5.2: RATIFY APPOINTMENT OF AND ELECT JOSE ISSUER YES FOR FOR
SERNA MASIA AS DIRECTOR
PROPOSAL #5.3: RATIFY APPOINTMENT OF AND ELECT KORO ISSUER YES FOR FOR
USARRAGA UNSAIN AS DIRECTOR
PROPOSAL #5.4: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
ALEJANDRO GARCIA-BRAGADO DALMAU AS DIRECTOR
PROPOSAL #5.5: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
FUNDACION BANCARIA CANARIA CAJA GENERAL DE AHORROS
DECANARIAS - FUNDACION CAJACANARIAS AS DIRECTOR
PROPOSAL #5.6: ELECT IGNACIO GARRALDA RUIZ DE VELASCO ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #6: ALLOW DIRECTORS TO BE INVOLVED IN OTHER ISSUER YES FOR FOR
COMPANIES
PROPOSAL #7.1: AMEND ARTICLE 6 RE: SHARES ISSUER YES FOR FOR
PROPOSAL #7.2: AMEND ARTICLES RE: BOARD, FUNCTIONS, ISSUER YES FOR FOR
COMPOSITION, APPOINTMENTS AND DEVELOPMENT OF MEETINGS
PROPOSAL #7.3: AMEND ARTICLE 40 RE: BOARD COMMITTEES ISSUER YES FOR FOR
PROPOSAL #7.4: ADD FINAL PROVISION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE 2017 VARIABLE REMUNERATION ISSUER YES FOR FOR
SCHEME
PROPOSAL #11: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE COMPANY TO CALL EGM WITH 15 ISSUER YES FOR FOR
DAYS' NOTICE
PROPOSAL #13: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #14: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CALBEE, Inc.
TICKER: 2229 CUSIP: J05190103
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 42
PROPOSAL #2.1: ELECT DIRECTOR MATSUMOTO, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ITO, SHUJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MOGI, YUZABURO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKAHARA, TAKAHISA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FUKUSHIMA, ATSUKO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MIYAUCHI, YOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR WEIWEI YAO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
UCHIDA, KAZUNARI
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calsonic Kansei Corp.
TICKER: 7248 CUSIP: J5075P111
MEETING DATE: 1/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AUTHORIZE BOARD TO ISSUER YES FOR FOR
DETERMINE INCOME ALLOCATION WITH RECORD DATE NO LATER
THAN SEP. 29, 2017
PROPOSAL #2: APPROVE CAPITAL REDUCTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ACCOUNTING TRANSFERS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caltex Australia Ltd.
TICKER: CTX CUSIP: Q19884107
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT GREIG GAILEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT BRUCE MORGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT MELINDA CONRAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ADOPTION OF REMUNERATION ISSUER YES FOR FOR
REPORT
PROPOSAL #4: APPROVE GRANT OF PERFORMANCE RIGHTS TO ISSUER YES FOR FOR
JULIAN SEGAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cameco Corporation
TICKER: CCO CUSIP: 13321L108
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A: THE UNDERSIGNED HEREBY CERTIFIES THAT ISSUER YES ABSTAIN N/A
THE SHARES REPRESENTED BY THIS PROXY ARE OWNED AND
CONTROLLED BY A CANADIAN. VOTE FOR = YES AND ABSTAIN
= NO. A VOTE AGAINST WILL BE TREATED AS NOT VOTED.
PROPOSAL #B1: ELECT DIRECTOR IAN BRUCE ISSUER YES FOR FOR
PROPOSAL #B2: ELECT DIRECTOR DANIEL CAMUS ISSUER YES FOR FOR
PROPOSAL #B3: ELECT DIRECTOR JOHN CLAPPISON ISSUER YES FOR FOR
PROPOSAL #B4: ELECT DIRECTOR DONALD DERANGER ISSUER YES FOR FOR
PROPOSAL #B5: ELECT DIRECTOR CATHERINE GIGNAC ISSUER YES FOR FOR
PROPOSAL #B6: ELECT DIRECTOR TIM GITZEL ISSUER YES FOR FOR
PROPOSAL #B7: ELECT DIRECTOR JIM GOWANS ISSUER YES FOR FOR
PROPOSAL #B8: ELECT DIRECTOR KATHRYN (KATE) JACKSON ISSUER YES FOR FOR
PROPOSAL #B9: ELECT DIRECTOR DON KAYNE ISSUER YES FOR FOR
PROPOSAL #B10: ELECT DIRECTOR ANNE MCLELLAN ISSUER YES FOR FOR
PROPOSAL #B11: ELECT DIRECTOR NEIL MCMILLAN ISSUER YES FOR FOR
PROPOSAL #C: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #D: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Imperial Bank Of Commerce
TICKER: CM CUSIP: 136069101
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT S. BELZBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCI E. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY F. COLTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK D. DANIEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LUC DESJARDINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VICTOR G. DODIG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LINDA S. HASENFRATZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEVIN J. KELLY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTINE E. LARSEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NICHOLAS D. LE PAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN P. MANLEY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JANE L. PEVERETT ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR KATHARINE B. STEVENSON ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR MARTINE TURCOTTE ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR RONALD W. TYSOE ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR BARRY L. ZUBROW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: SP 1: ADOPT A POLICY OF WITHDRAWAL FROM SHAREHOLDER YES AGAINST FOR
TAX HAVENS OR JURISDICTIONS WITH LOW TAX RATES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian National Railway Company
TICKER: CNR CUSIP: 136375102
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHAUNEEN BRUDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD J. CARTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GORDON D. GIFFIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JULIE GODIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDITH E. HOLIDAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LUC JOBIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR V. MAUREEN KEMPSTON ISSUER YES FOR FOR
DARKES
PROPOSAL #1.8: ELECT DIRECTOR DENIS LOSIER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEVIN G. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES E. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT PACE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT L. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR LAURA STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Natural Resources Limited
TICKER: CNQ CUSIP: 136385101
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CATHERINE M. BEST, N. MURRAY ISSUER YES FOR FOR
EDWARDS, TIMOTHY W. FAITHFULL, GARY A. FILMON,
CHRISTOPHER L. FONG, GORDON D. GIFFIN, WILFRED A.
GOBERT, STEVE W. LAUT, FRANK J. MCKENNA, DAVID A.
TUER, AND ANNETTE M. VERSCHUREN AS DIRECTORS
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE M. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR N. MURRAY EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY W. FAITHFULL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY A. FILMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER L. FONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON D. GIFFIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILFRED A. GOBERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVE W. LAUT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANK J. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID A. TUER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANNETTE M. VERSCHUREN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Pacific Railway Limited
TICKER: CP CUSIP: 13645T100
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #3.1: ELECT DIRECTOR JOHN BAIRD ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ISABELLE COURVILLE ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KEITH E. CREEL ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR GILLIAN (JILL) H. ISSUER YES FOR FOR
DENHAM
PROPOSAL #3.5: ELECT DIRECTOR WILLIAM R. FATT ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR REBECCA MACDONALD ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MATTHEW H. PAULL ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR JANE L. PEVERETT ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR ANDREW F. REARDON ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR GORDON T. TRAFTON II ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Tire Corporation, Limited
TICKER: CTC.A CUSIP: 136681202
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PIERRE BOIVIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES L. GOODFELLOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. PRICE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canara Bank Ltd
TICKER: 532483 CUSIP: Y1081F109
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #3: ELECT THREE SHAREHOLDER DIRECTORS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canon Inc.
TICKER: 7751 CUSIP: J05124144
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 75
PROPOSAL #2.1: ELECT DIRECTOR MITARAI, FUJIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MAEDA, MASAYA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TANAKA, TOSHIZO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MATSUMOTO, SHIGEYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HOMMA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SAIDA, KUNITARO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KATO, HARUHIKO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR YOSHIDA, ISSUER YES FOR FOR
HIROSHI
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canon Marketing Japan Inc
TICKER: 8060 CUSIP: J05166111
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR MURASE, HARUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SAKATA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR USUI, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YAGI, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KAMIMORI, AKIHISA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MATSUSAKA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ADACHI, MASACHIKA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR HAMADA, SHIRO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR DOI, NORIHISA ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR DOBASHI, AKIO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cap Gemini
TICKER: CAP CUSIP: F13587120
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS AND ACKNOWLEDGE THE
ABSENCE OF NEW TRANSACTIONS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.55 PER SHARE
PROPOSAL #5: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF PAUL ISSUER YES FOR FOR
HERMELIN, CHAIRMAN AND CEO
PROPOSAL #7: ELECT PATRICK POUYANNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT DANIEL BERNARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT ANNE BOUVEROT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT PIERRE PRINGUET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: CHANGE COMPANY NAME TO CAPGEMINI AND ISSUER YES FOR FOR
AMEND ARTICLE 2 OF BYLAWS ACCORDINGLY
PROPOSAL #13: APPROVE CHANGE OF CORPORATE FORM TO ISSUER YES FOR FOR
SOCIETAS EUROPAEA (SE)
PROPOSAL #14: PURSUANT TO ITEM 13 ABOVE, ADOPT NEW ISSUER YES FOR FOR
BYLAWS
PROPOSAL #15: AMEND ARTICLE 10 OF BYLAWS RE: ISSUER YES FOR FOR
SHAREHOLDING DISCLOSURE THRESHOLDS
PROPOSAL #16: AUTHORIZE UP TO 1 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS UNDER
PERFORMANCE CONDITIONS RESERVED FOR EMPLOYEES AND
EXECUTIVE OFFICERS
PROPOSAL #17: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #18: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN RESERVED FOR EMPLOYEES
OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #19: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capcom Co. Ltd.
TICKER: 9697 CUSIP: J05187109
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2.1: ELECT DIRECTOR TSUJIMOTO, KENZO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TSUJIMOTO, HARUHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR EGAWA, YOICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NOMURA, KENKICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YASUDA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SATO, MASAO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MURANAKA, TORU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capita plc
TICKER: CPI CUSIP: G1846J115
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT SIR IAN POWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ANDY PARKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT NICK GREATOREX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT VIC GYSIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT GILLIAN SHELDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JOHN CRESSWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANDREW WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT CHRIS SELLERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT MATTHEW LESTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE THE AUDIT AND RISK COMMITTEE ISSUER YES FOR FOR
TO FIX REMUNERATION OF AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #21: APPROVE DEFERRED ANNUAL BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #22: APPROVE SAVE AS YOU EARN OPTION SCHEME ISSUER YES FOR FOR
PROPOSAL #23: APPROVE SHARE INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital & Counties Properties PLC
TICKER: CAPC CUSIP: G19406100
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT IAN DURANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT IAN HAWKSWORTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SITUL JOBANPUTRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT GARY YARDLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GRAEME GORDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT GERRY MURPHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DEMETRA PINSENT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT HENRY STAUNTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANDREW STRANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ANTHONY STEAINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #15: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #17: APPROVE SCRIP DIVIDEND SCHEME ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR �� FOR
SHARES
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #22: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital Securities Corp.
TICKER: 6005 CUSIP: Y11003103
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CapitaLand Commercial Trust
TICKER: C61U CUSIP: Y1091N100
MEETING DATE: 7/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF 50.0 PERCENT OF ISSUER YES FOR FOR
THE UNITS IN MSO TRUST WHICH HOLDS CAPITAGREEN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CapitaLand Commercial Trust
TICKER: C61U CUSIP: Y1091N100
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT REPORT OF THE TRUSTEE, STATEMENT ISSUER YES FOR FOR
BY THE MANAGER, AUDITED FINANCIAL STATEMENTS AND
AUDITORS' REPORT
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: AUTHORIZE UNIT REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CapitaLand Limited
TICKER: C31 CUSIP: Y10923103
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FIRST AND FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4a: ELECT EULEEN GOH YIU KIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT PHILIP NALLIAH PILLAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHALY MAH CHEE KHEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE GRANT OF AWARDS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE CAPITALAND PERFORMANCE SHARE PLAN
2010 AND CAPITALAND RESTRICTED SHARE PLAN 2010
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CapitaLand Mall Trust
TICKER: C38U CUSIP: Y1100L160
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT TRUSTEE'S REPORT, STATEMENT BY THE ISSUER YES FOR FOR
MANAGER, AUDITED FINANCIAL STATEMENTS AND AUDITORS'
REPORT
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE MANAGER TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capitec Bank Holdings Ltd
TICKER: CPI CUSIP: S15445109
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT NONHLANHLA MJOLI-MNCUBE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: RE-ELECT PETRUS MOUTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT RIAAN STASSEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT LINDIWE DLAMINI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT KABELO MAKWANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REAPPOINT PRICEWATERHOUSECOOPERS INC. AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #7: AUTHORISE SPECIFIC ISSUE OF LOSS ISSUER YES FOR FOR
ABSORBENT CONVERTIBLE CAPITAL SECURITIES FOR CASH
PROPOSAL #8: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #4: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Car Inc.
TICKER: 699 CUSIP: G19021107
MEETING DATE: 8/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE FRAMEWORK AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #b: APPROVE ANNUAL CAPS FOR FINANCIAL YEARS ISSUER YES FOR FOR
ENDING DECEMBER 31, 2016, 2017 AND 2018
PROPOSAL #c: AUTHORIZE BOARD DEAL WITH ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE FRAMEWORK AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAR Inc.
TICKER: 699 CUSIP: G19021107
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT CHARLES ZHENGYAO LU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LINAN ZHU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT XIAOGENG LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carlsberg
TICKER: CARL B CUSIP: K36628137
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE REMUNERATION OF DIRECTORS;
APPROVE DISCHARGE OF MANAGEMENT AND BOARD
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 10 PER SHARE
PROPOSAL #4a: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
PROPOSAL #4b: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF DKK 1.85 MILLION FOR CHAIRMAN, DKK
618,000 FOR VICE CHAIR, AND DKK 412,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #4c: AMEND ARTICLES RE: COMPANY ISSUER YES FOR FOR
ANNOUNCEMENTS IN ENGLISH ONLY
PROPOSAL #4d: AMEND ARTICLES RE: ABOLISH THE USE OF ISSUER YES FOR FOR
THE DANISH BUSINESS AUTHORITY'S IT SYSTEM FOR
CONVENING AND ANNOUNCING ANNUAL GENERAL MEETINGS
PROPOSAL #5a: REELECT FLEMMING BESENBACHER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5b: REELECT LARS REBIEN SORENSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5c: REELECT RICHARD BURROWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: REELECT DONNA CORDNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5e: REELECT CORNELIUS JOB VAN DER GRAAF AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5f: REELECT CARL BACHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5g: REELECT SOREN-PETER FUCHS OLESEN ISSUER YES FOR FOR
PROPOSAL #5h: REELECT NINA SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5i: REELECT LARS STEMMERIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5j: ELECT NANCY CRUICKSHANK AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carnival plc
TICKER: CCL CUSIP: G19081101
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT MICKY ARISON AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #2: RE-ELECT JONATHON BAND AS DIRECTOR OF ISSUER �� YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #3: ELECT HELEN DEEBLE AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #4: RE-ELECT ARNOLD DONALD AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #5: RE-ELECT RICHARD GLASIER AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #6: RE-ELECT DEBRA KELLY-ENNIS AS DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #7: RE-ELECT JOHN PARKER AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #8: RE-ELECT STUART SUBOTNICK AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #9: RE-ELECT LAURA WEIL AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #10: RE-ELECT RANDALL WEISENBURGER AS ISSUER YES FOR FOR
DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #13: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF CARNIVAL PLC; RATIFY THE
SELECTION OF THE U.S. FIRM OF PRICEWATERHOUSECOOPERS
LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM OF CARNIVAL CORPORATION
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE OF ISSUER YES FOR FOR
CARNIVAL PLC TO FIX REMUNERATION OF AUDITORS
PROPOSAL #17: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carrefour
TICKER: CA CUSIP: F13923119
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.70 PER SHARE
PROPOSAL #4: REELECT BERNARD ARNAULT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: REELECT JEAN-LAURENT BONNAFE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: RATIFY APPOINTMENT OF FLAVIA BUARQUE DE ISSUER YES AGAINST AGAINST
ALMEIDA AS DIRECTOR
PROPOSAL #7: ELECT MARIE-LAURE SAUTY DE CHALON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT LAN YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 1.2 MILLION
PROPOSAL #10: RENEW APPOINTMENT OF MAZARS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF CEO ISSUER YES FOR FOR
AND CHAIRMAN
PROPOSAL #13: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
EXECUTIVE CORPORATE OFFICERS
PROPOSAL #14: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #15: AMEND ARTICLE 11 OF BYLAWS RE: EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE
PROPOSAL #16: AMEND ARTICLE 11 AND 12 OF BYLAWS RE: ISSUER YES FOR FOR
AGE LIMIT OF CEO AND DIRECTORS
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 4.4 BILLION
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 175 MILLION
PROPOSAL #19: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 175 MILLION
PROPOSAL #20: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #21: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #22: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 500 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #23: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Casino Guichard Perrachon
TICKER: CO CUSIP: F14133106
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.12 PER SHARE
PROPOSAL #4: APPROVE TRANSACTION WITH CNOVA N.V. RE: ISSUER YES FOR FOR
PUBLIC TENDER OFFER
PROPOSAL #5: APPROVE AMENDMENT TO AGREEMENT WITH ISSUER YES FOR FOR
MERCIALYS RE: PARTNERSHIP AGREEMENT
PROPOSAL #6: APPROVE AMENDMENT TO AGREEMENT WITH ISSUER YES FOR FOR
EURIS
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-CHARLES NAOURI, CHAIRMAN AND CEO
PROPOSAL #8: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #9: REELECT GERARD DE ROQUEMAUREL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: REELECT DAVID DE ROTHSCHILD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REELECT FREDERIC SAINT-GEOURS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: REELECT EURIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT FONCIERE EURIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT CHRISTIANE FERAL-SCHUHL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: DECISION NOT TO REPLACE A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 59 MILLION
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 16.9 MILLION
PROPOSAL #19: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 16.9 MILLION
PROPOSAL #20: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #21: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #22: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 59 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #23: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
16.9 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #24: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #25: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS AT EUR 59 MILLION
PROPOSAL #26: AUTHORIZE UP TO 2 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS (REPURCHASED
SHARES)
PROPOSAL #27: AUTHORIZE UP TO 2 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS (NEW SHARES)
PROPOSAL #28: AUTHORIZE UP TO 2 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #29: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #30: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #31: AMEND ARTICLE 14, 16 AND 29 OF BYLAWS ISSUER YES FOR FOR
RE: EMPLOYEE REPRESENTATIVE
PROPOSAL #32: AMEND ARTICLE 20 AND 21 OF BYLAWS RE: ISSUER YES FOR FOR
AGE LIMIT FOR CHAIRMAN OF THE BOARD AND CEO
PROPOSAL #33: AMEND ARTICLE 4 AND 225 OF BYLAWS RE: ISSUER YES FOR FOR
HEADQUARTERS AND GENERAL MEETINGS COMPOSITION
PROPOSAL #34: DELEGATE POWERS TO THE BOARD TO AMEND ISSUER YES FOR FOR
BYLAWS IN ACCORDANCE WITH NEW REGULATIONS
PROPOSAL #35: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Casio Computer Co. Ltd.
TICKER: 6952 CUSIP: J05250139
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2.1: ELECT DIRECTOR KASHIO, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KASHIO, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NAKAMURA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKAGI, AKINORI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MASUDA, YUICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ITO, SHIGENORI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YAMAGISHI, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TAKANO, SHIN ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SAITO, HARUMI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR ISHIKAWA, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KOTANI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR UCHIYAMA, ISSUER YES FOR FOR
TOMOYUKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Castrol India Ltd.(ex-Indrol Lubricants Ltd.)
TICKER: 500870 CUSIP: Y1143S149
MEETING DATE: 5/31/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE INTERIM DIVIDEND, SPECIAL ISSUER YES FOR FOR
DIVIDEND AND DECLARE FINAL DIVIDEND
PROPOSAL #3: REELECT OMER DORMEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT RASHMI JOSHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Catcher Technology Co., Ltd.
TICKER: 2474 CUSIP: Y1148A101
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF ORDINARY SHARES OR ISSUER YES FOR FOR
ISSUANCE OF ORDINARY SHARES TO RAISE OPERATIONAL
FUNDS OR PARTICIPATE IN THE ISSUANCE OF GLOBAL
DEPOSITORY RECEIPT
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cathay Financial Holding Co., Ltd.
TICKER: 2882 CUSIP: Y11654103
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE LONG-TERM CAPITAL INCREASE ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT EDWARD YUNG DO WAY WITH ID NO. ISSUER YES FOR FOR
A102143XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cathay Pacific Airways Ltd
TICKER: 293 CUSIP: Y11757104
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT CHU KWOK LEUNG IVAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT RUPERT BRUCE GRANTHAM TROWER HOGG ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #1c: ELECT JOHN ROBERT SLOSAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT SONG ZHIYONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT MERLIN BINGHAM SWIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT XIAO FENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cathay Real Estate Development Co. Ltd.
TICKER: 2501 CUSIP: Y11579102
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT CHANG CHING KUEI, REPRESENTATIVE ISSUER YES FOR FOR
OF HE HSIN CAPITAL CO., LTD WITH SHAREHOLDER NO.
336395 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.2: ELECT LEE HUNG MING, REPRESENTATIVE OF ISSUER YES FOR FOR
HE HSIN CAPITAL CO., LTD WITH SHAREHOLDER NO. 336395
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.3: ELECT TSAI CHUNG YAN, REPRESENTATIVE ISSUER YES FOR FOR
OF HE HSIN CAPITAL CO., LTD WITH SHAREHOLDER NO.
336395 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.4: ELECT TUNG TZI LI, REPRESENTATIVE OF ISSUER YES FOR FOR
CATHAY CHARITY FOUNDATION WITH SHAREHOLDER NO. 33055
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.5: ELECT CHU CHUNG CHANG, REPRESENTATIVE ISSUER YES FOR FOR
OF CATHAY REAL ESTATE FOUNDATION WITH SHAREHOLDER NO.
35678 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.6: ELECT LIN CHIN LIANG, REPRESENTATIVE ISSUER YES FOR FOR
OF CATHAY REAL ESTATE EMPLOYEES WELFARE COMMITTEE
WITH SHAREHOLDER NO. 9800 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.7: ELECT LIN SHIOU LING WITH ID NO. ISSUER YES FOR FOR
A202924XXX AS INDEPENDENT DIRECTOR
PROPOSAL #3.8: ELECT WU CHIH WEI WITH ID NO. ISSUER YES FOR FOR
H120573XXX AS INDEPENDENT DIRECTOR
PROPOSAL #3.9: ELECT JAMES Y. CHANG WITH ID NO. ISSUER YES FOR FOR
A102212XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CCC SA
TICKER: CCC CUSIP: X5818P109
MEETING DATE: 1/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF NEW SERIES F SHARES ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: ELIMINATE PREEMPTIVE RIGHTS WITH REGARDS ISSUER YES FOR FOR
TO NEW SERIES F SHARES
PROPOSAL #8: APPROVE ISSUANCE OF CONVERTIBLE WARRANTS ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: ELIMINATE PREEMPTIVE RIGHTS WITH REGARDS ISSUER YES FOR FOR
TO NEW CONVERTIBLE WARRANTS
PROPOSAL #10: APPROVE LISTING, DEMATERIALIZATION, AND ISSUER YES FOR FOR
REGISTRATION OF NEWLY ISSUED SHARES
PROPOSAL #11: AMEND STATUTE TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #12: AMEND STATUTE RE: MANAGEMENT BOARD ISSUER YES FOR FOR
AUTHORIZATION TO INCREASE SHARE CAPITAL WITHIN LIMITS
OF TARGET CAPITAL WITH POSSIBLE EXCLUSION OF
PREEMPTIVE RIGHTS
PROPOSAL #13: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #14: APPROVE CREATION OF RESERVE CAPITAL FOR ISSUER YES FOR FOR
PURPOSES OF SHARE REPURCHASE PROGRAM
PROPOSAL #15: AMEND STATUTE RE: VOTING RIGHTS CAP ISSUER YES AGAINST AGAINST
PROPOSAL #16: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CCC SA
TICKER: CCC CUSIP: X5818P109
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #7: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS AND FINANCIAL STATEMENTS
PROPOSAL #8: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS AND CONSOLIDATED FINANCIAL
STATEMENTS
PROPOSAL #9: APPROVE APPROPRIATION OF SUPPLEMENTARY ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 2.59 PER SHARE
PROPOSAL #11.1: APPROVE DISCHARGE OF DARIUSZ MILEK ISSUER YES FOR FOR
(CEO)
PROPOSAL #11.2: APPROVE DISCHARGE OF MARIUSZ GNYCH ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #11.3: APPROVE DISCHARGE OF PIOTR NOWJALIS ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #11.4: APPROVE DISCHARGE OF KAROL POLTORAK ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #12.1: APPROVE DISCHARGE OF HENRYK CHOJNACKI ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #12.2: APPROVE DISCHARGE OF WIESLAW OLES ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #12.3: APPROVE DISCHARGE OF MARCIN MURAWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.4: APPROVE DISCHARGE OF JERZY SUCHNICKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.5: APPROVE DISCHARGE OF WALDEMAR ISSUER YES FOR FOR
JURKIEWICZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.6: APPROVE DISCHARGE OF MIROSLAW ISSUER YES FOR FOR
STACHOWICZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7: APPROVE DISCHARGE OF KAROL POLTORAK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #13: FIX NUMBER OF SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
AT FIVE
PROPOSAL #14.1: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #14.2: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #14.3: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #14.4: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #14.5: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #15: ELECT CHAIRMAN OF SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
PROPOSAL #16: APPROVE ISSUANCE OF B SERIES WARRANTS ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS CONVERTIBLE INTO F SERIES
SHARES FOR INCENTIVE PLAN; AMEND STATUTE ACCORDINGLY
PROPOSAL #17: APPROVE ISSUANCE OF C SERIES ISSUER YES FOR FOR
SUBSCRIPTION WARRANTS WITHOUT PREEMPTIVE RIGHTS AND
CONDITIONAL INCREASE IN SHARE CAPITAL; APPROVE
CONDITIONAL INCREASE IN SHARE CAPITAL VIA ISSUANCE OF
G SERIES SHARES WITHOUT PREEMPTIVE RIGHTS; AMEND
STATUTE AC
PROPOSAL #18: AMEND STATUTE RE: MANAGEMENT BOARD ISSUER YES FOR FOR
AUTHORIZATION TO INCREASE SHARE CAPITAL WITHIN LIMITS
OF TARGET CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CCR S.A.
TICKER: �� CCRO3 CUSIP: P1413U105
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN AUTHORIZED CAPITAL ISSUER NO N/A N/A
AND AMEND ARTICLE 8
PROPOSAL #2: AMEND ARTICLE 13 ISSUER NO N/A N/A
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CCR S.A.
TICKER: CCRO3 CUSIP: P2170M104
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4.1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT ANA MARIA MARCONDES PENIDO ISSUER YES ABSTAIN AGAINST
SANT'ANNA AS DIRECTOR AND VICE-CHAIRMAN AND EDUARDA
PENIDO DALLA VECCHIA AS ALTERNATE
PROPOSAL #4.3: ELECT FRANCISCO CAPRINO NETO AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND ROBERTO NAVARRO EVANGELISTA AS ALTERNATE
PROPOSAL #4.4: ELECT RICARDO COUTINHO DE SENA AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND JOSE HENRIQUE BRAGA POLIDO LOPES AS
ALTERNATE
PROPOSAL #4.5: ELECT JOSE FLORENCIO RODRIGES NETO AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND LIVIO HAGIME KUZE AS ALTERNATE
PROPOSAL #4.6: ELECT PAULO ROBERTO RECKZIEGEL GUEDES ISSUER YES ABSTAIN AGAINST
AS DIRECTOR AND TARCISIO AUGUSTO CARNEIRO AS
PROPOSAL #4.7: ELECT ANA DOLORES MOURA CARNEIRO ISSUER YES ABSTAIN AGAINST
NOVAES AS DIRECTOR AND EDUARDO PENIDO SANT'ANNA AS
PROPOSAL #4.8: ELECT PAULO MARCIO DE OLIVEIRA ISSUER YES ABSTAIN AGAINST
MONTEIRO AS DIRECTOR AND MARINA ROSENTHAL ROCHA AS
PROPOSAL #4.9: ELECT HENRIQUE SUTTON DE SOUSA NEVES ISSUER YES ABSTAIN AGAINST
AS DIRECTOR AND ROSA E PENIDO DALLA VECCHIA AS
PROPOSAL #4.10: ELECT MURILO CESAR LEMOS DOS SANTOS ISSUER YES ABSTAIN AGAINST
PASSOS AS DIRECTOR AND CHAIRMAN AND FERNANDO LUIZ
AGUIAR FILHO AS ALTERNATE
PROPOSAL #4.11: ELECT LUIZ ALBERTO COLONNA ROSMAN AS ISSUER YES ABSTAIN AGAINST
INDEPENDENT DIRECTOR
PROPOSAL #4.12: ELECT WILSON NELIO BRUMER AS ISSUER YES ABSTAIN AGAINST
INDEPENDENT DIRECTOR
PROPOSAL #4.13: ELECT MAILSON FERREIRA DA NOBREGA AS SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #4.14: ELECT CHARLES RENE LEBARBENCHON AS SHAREHOLDER YES ABSTAIN N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #5.1: INSTALL AND FIX NUMBER OF FISCAL ISSUER YES FOR FOR
COUNCIL MEMBERS
PROPOSAL #5.2: ELECT NEWTON BRANDAO FERRAZ RAMOS AS ISSUER YES ABSTAIN AGAINST
FISCAL COUNCIL MEMBER AND FERNANDO SANTOS SALLES AS
ALTERNATE
PROPOSAL #5.3: ELECT ADALGISO FRAGOSO FARIA AS FISCAL ISSUER YES ABSTAIN AGAINST
COUNCIL MEMBER AND MARCELO DE ANDRADE AS ALTERNATE
PROPOSAL #5.4: ELECT JOSE VALDIR PESCE AS FISCAL ISSUER YES ABSTAIN AGAINST
COUNCIL MEMBER AND EDMAR BRIGUELLI AS ALTERNATE
PROPOSAL #5.5: ELECT LUIZ CLAUDIO LEITE DE OLIVEIRA SHAREHOLDER YES FOR N/A
AS FISCAL COUNCIL MEMBER AND ANDRE EDUARDO DANTAS AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #5.6: ELECT FISCAL MARIA CECILIA ROSSI AS SHAREHOLDER YES ABSTAIN N/A
FISCAL COUNCIL MEMBER AND ALEXANDRE CARDOSO FREITAS
AS ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
�� ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CCR S.A.
TICKER: CCRO3 CUSIP: P2170M104
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL AND CONSOLIDATE BYLAWS ACCORDINGLY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celltrion Inc.
TICKER: A068270 CUSIP: Y1242A106
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT GI WOO-SEONG AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT KIM HYEONG-GI AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cementos Argos SA
TICKER: CEMARGOS CUSIP: P2216Y112
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: PRESENT BOARD OF DIRECTORS AND ISSUER YES FOR FOR
CHAIRMAN'S REPORT
PROPOSAL #5: PRESENT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: PRESENT AUDITOR'S REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #9: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR �� FOR
PROPOSAL #11: APPROVE APPOINTMENTS, REMUNERATION AND ISSUER YES AGAINST AGAINST
BOARD SUCCESSION POLICY
PROPOSAL #12: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE DONATIONS ISSUER YES FOR FOR
PROPOSAL #15: PROPOSALS PRESENTED BY SHAREHOLDERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemex Latam Holdings SA
TICKER: CLH CUSIP: E28096100
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: RENEW APPOINTMENT OF KPMG AUDITORES AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #5: APPROVE THE EXCESS INCURRED IN THE ISSUER YES FOR FOR
PAYMENT OF INDEPENDENT DIRECTORS FOR ATTENDANCE FEES
OF THE BOARD AND COMMITTEE MEETINGS HELD DURING FY
PROPOSAL #6: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY FOR FY 2017, ISSUER YES FOR FOR
2018 AND 2019
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CEMEX S.A.B. de C.V.
TICKER: CEMEX CPO CUSIP: 151290889
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE INCREASE IN VARIABLE PORTION ISSUER YES FOR FOR
OF CAPITAL VIA CAPITALIZATION OF RESERVES AND
ISSUANCE OF TREASURY SHARES
PROPOSAL #4: ELECT DIRECTORS, MEMBERS AND CHAIRMEN OF ISSUER YES FOR FOR
AUDIT, CORPORATE PRACTICES AND FINANCE COMMITTEES
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
MEMBERS OF AUDIT, CORPORATE PRACTICES AND FINANCE
COMMITTEES
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: 204409601
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ELECT MANUEL JEREMIAS LEITE CALDAS AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND RONALDO DIAS AS ALTERNATE
APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: P2577R102
MEETING DATE: 10/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #2: DETERMINE HOW THE COMPANY WILL VOTE ON ISSUER YES FOR FOR
THE SHAREHOLDERS' MEETING OF ITS SUBSIDIARIES CEMIG
DISTRIBUICAO SA AND CEMIG GERACAO E TRANSMISSAO S.A.
RE: ELECT DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: P2577R102
MEETING DATE: 12/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECTIFY FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015
PROPOSAL #2: RE-RATIFY ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS APPROVED AT THE APRIL 29, 2016, AGM
PROPOSAL #3.1: DETERMINE HOW THE COMPANY WILL VOTE ON ISSUER YES FOR FOR
THE SHAREHOLDERS' MEETING OF ITS SUBSIDIARY CEMIG
GERACAO E TRANSMISSAO S.A. RE: RECTIFY FINANCIAL
STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR
ENDED DEC. 31, 2015
PROPOSAL #3.2: DETERMINE HOW THE COMPANY WILL VOTE ON ISSUER YES FOR FOR
THE SHAREHOLDERS' MEETING OF ITS SUBSIDIARY CEMIG
GERACAO E TRANSMISSAO S.A. RE: RE-RATIFY ALLOCATION
OF INCOME AND DIVIDENDS APPROVED AT THE APRIL 29,
2016, AGM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: P2577R102
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE THE COMPANY TO EXCEED, IN ISSUER YES AGAINST AGAINST
2017, THE LIMITS SPECIFIED UNDER THE BYLAWS OF ITEMS
A, B AND D OF ARTICLE 11 PARAGRAPH 7
PROPOSAL #2: RATIFY EXCEEDING THE LIMITS SPECIFIED ON ISSUER YES AGAINST AGAINST
ITEM 1 FROM JAN 01, 2017 UNTIL THE MEETING DATE
PROPOSAL #3: RE-RATIFY MINUTES OF THE ORDINARY AND ISSUER YES FOR FOR
EXTRAORDINARY MEETINGS HELD ON APRIL 29, 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: P2577R102
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDENDS AND DIVIDEND PAYMENT ISSUER YES FOR FOR
DATE
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS AND ISSUER YES FOR FOR
ALTERNATES
PROPOSAL #4.1: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER NO N/A N/A
BY MINORITY SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: P2577R102
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #2: DETERMINE HOW THE COMPANY WILL VOTE ON ISSUER YES FOR FOR
THE SHAREHOLDERS' MEETING OF ITS SUBSIDIARIES CEMIG
DISTRIBUICAO SA AND CEMIG GERACAO E TRANSMISSAO SA
RE: ELECT DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: P2577R102
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE THE COMPANY TO EXCEED THE ISSUER YES FOR FOR
LIMITS, SPECIFIED UNDER THE BYLAWS, OF THE AMOUNT OF
FUNDS ALLOCATED TO CAPITAL INVESTMENT AND ACQUISITION
OF ASSETS
PROPOSAL #2: DETERMINE HOW THE COMPANY WILL VOTE ON ISSUER YES FOR FOR
THE SHAREHOLDERS' MEETINGS FOR CEMIG DISTRIBUICAO SA
BEING HELD ON MAY 12, 2017
PROPOSAL #3: DETERMINE HOW THE COMPANY WILL VOTE ON ISSUER YES FOR FOR
THE SHAREHOLDERS' MEETINGS FOR CEMIG GERACAO E
TRANSMISSAO SA BEING HELD ON MAY 12, 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: P2577R102
MEETING DATE: 6/27/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE THE COMPANY TO EXCEED THE ISSUER YES AGAINST AGAINST
LIMITS, SPECIFIED UNDER THE BYLAWS, OF THE
CONSOLIDATED DEBT AND THE AMOUNT OF FUNDS ALLOCATED
TO CAPITAL INVESTMENT AND ACQUISITION OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: P2577R110
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MANUEL JEREMIAS LEITE CALDAS AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND RONALDO DIAS AS ALTERNATE
APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cencosud S.A.
TICKER: CENCOSUD CUSIP: P2205J100
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 30 PER SHARE
PROPOSAL #c: APPROVE DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #d: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #e: APPROVE REMUNERATION OF DIRECTORS' ISSUER YES FOR FOR
COMMITTEE AND ITS CONSULTANTS AND THEIR BUDGET
PROPOSAL #f: RECEIVE REPORT OF DIRECTORS AND ISSUER YES FOR FOR
DIRECTORS' COMMITTEE EXPENSES
PROPOSAL #g: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #h: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #i: RECEIVE REPORT OF DIRECTORS' COMMITTEE; ISSUER YES FOR FOR
RECEIVE REPORT REGARDING RELATED-PARTY TRANSACTIONS
PROPOSAL #j: RECEIVE REPORT ON OPPOSITIONS RECORDED ISSUER YES FOR FOR
ON MINUTES OF BOARD MEETINGS
PROPOSAL #k: DESIGNATE NEWSPAPER TO PUBLISH ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #l: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cenovus Energy Inc.
TICKER: CVE CUSIP: 15135U109
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #2.1: ELECT DIRECTOR SUSAN F. DABARNO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR PATRICK D. DANIEL ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR IAN W. DELANEY ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR BRIAN C. FERGUSON ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR STEVEN F. LEER ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR RICHARD J. MARCOGLIESE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR CLAUDE MONGEAU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR CHARLES M. RAMPACEK ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR COLIN TAYLOR ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR WAYNE G. THOMSON ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR RHONDA I. ZYGOCKI ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Japan Railway Co.
TICKER: 9022 CUSIP: J05523105
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 70
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Pattana PCL
TICKER: CPN CUSIP: Y1242U276
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT SUTHICHAI CHIRATHIVAT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT PAITOON TAVEEBHOL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT SUDHITHAM CHIRATHIVAT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT PRIN CHIRATHIVAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG POOMCHAI AUDIT LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Centrica plc
TICKER: CNA CUSIP: G2018Z143
MEETING DATE: 5/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT JOAN GILLMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT STEPHEN HESTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT SCOTT WHEWAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT RICK HAYTHORNTHWAITE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: RE-ELECT IAIN CONN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JEFF BELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MARGHERITA DELLA VALLE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: RE-ELECT MARK HANAFIN AS DIRECTOR �� ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MARK HODGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT LESLEY KNOX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT CARLOS PASCUAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT STEVE PUSEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: APPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CETIP S.A. - Mercados Organizados
TICKER: CTIP3 CUSIP: P2325R149
MEETING DATE: 7/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CETIP S.A. - Mercados Organizados
TICKER: CTIP3 CUSIP: P2325R149
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cez A.S.
TICKER: BAACEZ CUSIP: X2337V121
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4.1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CZK 33 PER SHARE
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7: RATIFY ERNST & YOUNG AUDIT S.R.O. AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE VOLUME OF CHARITABLE DONATIONS ISSUER YES FOR FOR
PROPOSAL #9: ELECT VACLAV PACES AS SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
MEMBER
PROPOSAL #10: RECALL AND ELECT MEMBERS OF AUDIT ISSUER YES AGAINST AGAINST
COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CGI Group Inc.
TICKER: GIB.A CUSIP: 39945C109
MEETING DATE: 2/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAIN BOUCHARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BERNARD BOURIGEAUD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN BRASSARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOMINIC D'ALESSANDRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAULE DORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD B. EVANS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JULIE GODIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SERGE GODIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TIMOTHY J. HEARN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANDRE IMBEAU ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GILLES LABBE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR HEATHER MUNROE-BLUM ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MICHAEL E. ROACH ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR GEORGE D. SCHINDLER ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR JOAKIM WESTH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: SP 1: ADVISORY VOTE TO RATIFY NAMED SHAREHOLDER YES AGAINST FOR
EXECUTIVE OFFICERS' COMPENSATION
PROPOSAL #4: SP 2: APPROVE SEPARATE DISCLOSURE OF SHAREHOLDER YES AGAINST FOR
VOTING RESULTS BY CLASSES OF SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CGN Power Co., Ltd.
TICKER: 1816 CUSIP: Y1300C101
MEETING DATE: 11/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE TRANSFER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 GENERAL SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE SUPPLEMENTAL AGREEMENT TO THE ISSUER YES FOR FOR
2014 ENGINEERING SERVICES FRAMEWORK AGREEMENT AND
RELATED TRANSACTIONS
PROPOSAL #4: APPROVE SUPPLEMENTAL AGREEMENT TO THE ISSUER YES FOR FOR
2014 NUCLEAR FUEL SUPPLY AND SERVICES FRAMEWORK
AGREEMENT
PROPOSAL #1: APPROVE ISSUANCE OF MID-TO-LONG-TERM ISSUER YES FOR FOR
BONDS AND RELATED TRANSACTIONS AND AUTHORIZE CHIEF
FINANCIAL OFFICER TO EXECUTE APPROVED RESOLUTION
PROPOSAL #2: APPROVE EXTENSION OF CLOSING DATE OF THE ISSUER YES FOR FOR
RELEVANT AUTHORIZATION PERIOD FOR THE SHORT-TERM
DEBENTURES ISSUE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CGN Power Co., Ltd.
TICKER: 1816 CUSIP: Y1300C101
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 INVESTMENT PLAN AND CAPITAL ISSUER YES FOR FOR
EXPENDITURE BUDGET
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITORS
AND DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8.1: ELECT ZHANG SHANMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT GAO LIGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.3: ELECT TAN JIANSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.4: ELECT SHI BING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.5: ELECT ZHONG HUILING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.6: ELECT ZHANG YONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.7: ELECT NA XIZHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.8: ELECT HU YIGUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.9: ELECT FRANCIS SIU WAI KEUNG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.1: ELECT CHEN SUI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.2: ELECT YANG LANHE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.3: ELECT CHEN RONGZHEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE REMUNERATION OF GAO LIGANG ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE REMUNERATION OF NA XIZHI ISSUER YES FOR FOR
PROPOSAL #10.3: APPROVE REMUNERATION OF HU YIGUANG ISSUER YES FOR FOR
PROPOSAL #10.4: APPROVE REMUNERATION OF FRANCIS SIU ISSUER YES FOR FOR
WAI KEUNG
PROPOSAL #10.5: APPROVE REMUNERATION OF PAN YINSHENG ISSUER YES FOR FOR
PROPOSAL #10.6: APPROVE REMUNERATION OF YANG LANHE ISSUER YES FOR FOR
PROPOSAL #10.7: APPROVE REMUNERATION OF CHEN RONGZHEN ISSUER YES FOR FOR
PROPOSAL #10.8: APPROVE REMUNERATION OF CAI ZIHUA ISSUER YES FOR FOR
PROPOSAL #10.9: APPROVE REMUNERATION OF WANG HONGXIN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Challenger Ltd
TICKER: CGF CUSIP: Q22685103
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT PETER POLSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT JONATHAN GRUNZWEIG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Champion Real Estate Investment Trust
TICKER: 2778 CUSIP: Y1292D109
MEETING DATE: 12/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WAIVER EXTENSION AND ISSUER YES FOR FOR
MODIFICATION AND THE NEW ANNUAL CAPS FOR CONNECTED
PARTY TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Champion Real Estate Investment Trust
TICKER: 2778 CUSIP: Y1292D109
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ELECT CHA MOU SING, PAYSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SHEK LAI HIM, ABRAHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Champion Real Estate Investment Trust
TICKER: 2778 CUSIP: Y1292D109
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND TRUST DEED RE: JOINT OWNERSHIP IN ISSUER YES FOR FOR
PROPERTIES VIA SPECIAL PURPOSE VEHICLES
PROPOSAL #2: AMEND TRUST DEED RE: CALCULATION OF NET ISSUER YES FOR FOR
PROPERTY INCOME, ACQUISITION FEE AND TRUSTEE'S
ADDITIONAL FEES FOR PROPERTIES ACQUIRED IN CONNECTION
WITH PROPERTY DEVELOPMENT AND RELATED ACTIVITIES
PROPOSAL #3: AMEND TRUST DEED RE: OFFER OF UNITS ISSUER YES FOR FOR
PURSUANT TO RIGHTS ISSUE TO EXISTING UNITHOLDERS
PROPOSAL #4: AMEND TRUST DEED RE: VOTING BY SHOW OF ISSUER YES FOR FOR
HANDS
PROPOSAL #5: AMEND TRUST DEED RE: TIMING OF DESPATCH ISSUER YES FOR FOR
OF CERTAIN CIRCULARS
PROPOSAL #6: AMEND TRUST DEED RE: MAXIMUM NUMBER OF ISSUER YES FOR FOR
PROXIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chang Hwa Commercial Bank Ltd.
TICKER: 2801 CUSIP: Y1293J105
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6.1: ELECT CHANG MING-DAW, REPRESENTATIVE ISSUER YES FOR FOR
OF MINISTRY OF FINANCE WITH SHAREHOLDER NO. 940001 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT JUAN CHING-HWA, REPRESENTATIVE ISSUER YES FOR FOR
OF MINISTRY OF FINANCE WITH SHAREHOLDER NO. 940001 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT WANG SHU-MIN, REPRESENTATIVE OF ISSUER NO N/A N/A
MINISTRY OF FINANCE WITH SHAREHOLDER NO. 940001 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT LIN CHIH-HSIEN, REPRESENTATIVE ISSUER NO N/A N/A
OF NATIONAL DEVELOPMENT FUND WITH SHAREHOLDER NO.
71695 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT LIAO SHENG-LI, REPRESENTATIVE OF ISSUER NO N/A N/A
TAIWAN BUSINESS BANK WITH SHAREHOLDER NO. 920434 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT LEE SHIH-TSUNG, REPRESENTATIVE ISSUER NO N/A N/A
OF LEE INVESTMENT CO., LTD WITH SHAREHOLDER NO.
3013829 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT KUO HSUEH-CHUN, REPRESENTATIVE ISSUER NO N/A N/A
OF LUNGYEN LIFE SERVICE CORP WITH SHAREHOLDER NO.
959743 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT WU CHENG-CHING, REPRESENTATIVE ISSUER YES FOR FOR
OF TAISHIN FINANCIAL HOLDING CO., LTD WITH
SHAREHOLDER NO. 2837094 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT CHEN HWAI-CHOU, REPRESENTATIVE ISSUER YES FOR FOR
OF TAISHIN FINANCIAL HOLDING CO., LTD WITH
SHAREHOLDER NO. 2837094 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.10: ELECT LIN CHENG-HSIEN, REPRESENTATIVE ISSUER YES FOR FOR
OF TAISHIN FINANCIAL HOLDING CO., LTD WITH
SHAREHOLDER NO. 2837094 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.11: ELECT WANG WEN-YEW, REPRESENTATIVE OF ISSUER YES FOR FOR
TAISHIN FINANCIAL HOLDING CO., LTD WITH SHAREHOLDER
NO. 2837094 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.12: ELECT CHENG CHIA-CHUNG, ISSUER NO N/A N/A
REPRESENTATIVE OF TAISHIN FINANCIAL HOLDING CO., LTD
WITH SHAREHOLDER NO. 2837094 AS NON-INDEPENDENT
PROPOSAL #6.13: ELECT LIANG KUO-YUAN WITH ID NO. ISSUER YES AGAINST AGAINST
M100671XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.14: ELECT YU CHI-CHANG WITH ID NO. ISSUER YES FOR FOR
B100920XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.15: ELECT HUANG MING-HSIANG WITH ID NO. ISSUER YES AGAINST AGAINST
L103022XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.16: ELECT PAN JUNG-CHUN WITH ID NO. ISSUER YES FOR FOR
T102205XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.17: ELECT HSU CHAO-CHING WITH ID ISSUER YES AGAINST AGAINST
NO.N122517XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.18: ELECT CHEN DENG-SHAN WITH ID NO. ISSUER YES FOR FOR
Q100509XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charoen Pokphand Foods PCL
TICKER: CPF CUSIP: Y1296K166
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST �� MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT PONGSAK ANGKASITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT PHATCHARAVAT WONGSUWAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT ARUNEE WATCHARANANAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT SOOKSUNT JIUMJAISWANGLERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT SUKHAWAT DANSERMSUK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charoen Pokphand Foods PCL
TICKER: CPF CUSIP: Y1296K166
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT INCREASE IN REGISTERED CAPITAL
PROPOSAL #4: APPROVE ALLOCATION OF NEWLY ISSUED ISSUER YES FOR FOR
ORDINARY SHARES TO EXISTING SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheil Worldwide Inc.
TICKER: A030000 CUSIP: Y1296G108
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chemical WKS of Richter Gedeon Plc
TICKER: RICHTER CUSIP: X3124S107
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF ELECTRONIC VOTE ISSUER YES FOR FOR
COLLECTION METHOD
PROPOSAL #2: AUTHORIZE COMPANY TO PRODUCE SOUND ISSUER YES FOR FOR
RECORDING OF MEETING PROCEEDINGS
PROPOSAL #3: ELECT CHAIRMAN AND OTHER MEETING ISSUER YES FOR FOR
OFFICIALS
PROPOSAL #4: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #5: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS
PROPOSAL #6: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF HUF 106 PER SHARE
PROPOSAL #7: APPROVE ALLOCATION OF HUF 34.72 MILLION ISSUER YES FOR FOR
TO RESERVES
PROPOSAL #8: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER YES FOR FOR
STATEMENT
PROPOSAL #10: APPROVE ESTABLISHMENT OF NEW BRANCH; ISSUER YES FOR FOR
AMEND STATUTE ACCORDINGLY
PROPOSAL #11: AMEND STATUTE RE: CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #12: AMEND STAUTE RE: BOARD ISSUER YES FOR FOR
PROPOSAL #13: AMEND STATUTE RE: AUDIT BOARD ISSUER YES FOR FOR
PROPOSAL #14: AMEND STAUTE RE: INTERIM DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #15: AMEND STATUTE RE: MANAGING DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: APPROVE INFORMATION ON ACQUISITION OF ISSUER YES FOR FOR
TREASURY SHARES
PROPOSAL #17: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #18: REELECT ERIK BOGSCH AS MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #19: REELECT JANOS CSAK AS MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #20: REELECT GABOR PERJES AS MANAGEMENT ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #21: REELECT SZILVESZTER VIZI AS MANAGEMENT ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #22: REELECT KRISZTINA ZOLNAY AS MANAGEMENT ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #23: ELECT ILONA HARDY AS MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #24: ELECT GABOR ORBAN AS MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #25: APPROVE REMUNERATION OF MANAGEMENT ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #26: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #27: APPROVE REGULATIONS ON SUPERVISORY ISSUER YES FOR FOR
BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheng Shin Rubber Industry Co. Ltd.
TICKER: 2105 CUSIP: Y1306X109
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT, ISSUER YES FOR FOR
GUARANTEES AND LENDING FUNDS TO OTHER PARTIES
PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #7.1: ELECT HSU EN DE WITH ID NO. Q121432XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT TOO JUI RZE WITH ID NO. ISSUER YES FOR FOR
N102348XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT CHEN SHUEI JIN WITH ID NO. ISSUER YES FOR FOR
P120616XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.8: ELECT NON-INDEPENDENT DIRECTOR NO. 5 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.9: ELECT NON-INDEPENDENT DIRECTOR NO. 6 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.10: ELECT NON-INDEPENDENT DIRECTOR NO. 7 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.11: ELECT NON-INDEPENDENT DIRECTOR NO. 8 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheng Uei Precision Industry Co. Ltd.
TICKER: 2392 CUSIP: Y13077105
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #8.1: ELECT GUO TAI QIANG, A REPRESENTATIVE ISSUER YES FOR FOR
OF XIN HONG INTERNATIONAL INVESTMENT CO., LTD. WITH
SHAREHOLDER NO. 5, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT WANG SHI JIE, A REPRESENTATIVE ISSUER YES FOR FOR
OF XIN HONG INTERNATIONAL INVESTMENT CO., LTD. WITH
SHAREHOLDER NO. 5, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT LIAO GUI LONG, A REPRESENTATIVE ISSUER YES FOR FOR
OF FU LIN INTERNATIONAL INVESTMENT CO., LTD. WITH
SHAREHOLDER NO. 6, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT WANG DENG WEI, A REPRESENTATIVE ISSUER YES FOR FOR
OF FU LIN INTERNATIONAL INVESTMENT CO., LTD. WITH
SHAREHOLDER NO. 6, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT WANG XIU MING WITH SHAREHOLDER ISSUER YES FOR FOR
NO. J120001XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT WAN RIU XIA WITH SHAREHOLDER NO. ISSUER YES FOR FOR
S201021XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT LI CHUAN WEI WITH ID NO. ISSUER YES FOR FOR
A110698XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT FU JIAN ZHONG WITH ID NO. ISSUER YES FOR FOR
P120154XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT TANG JING MIN WITH ID NO. ISSUER YES FOR FOR
J120035XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheung Kong Infrastructure Holdings Ltd
TICKER: 1038 CUSIP: G2098R102
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSORTIUM FORMATION AGREEMENT ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheung Kong Infrastructure Holdings Ltd
TICKER: 1038 CUSIP: G2098R102
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT CHAN LOI SHUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: ELECT CHEN TSIEN HUA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT SNG SOW-MEI (POON SOW MEI) AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.4: ELECT COLIN STEVENS RUSSEL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.5: ELECT LAN HONG TSUNG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.6: ELECT GEORGE COLIN MAGNUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT PAUL JOSEPH TIGHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5.1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5.2: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5.3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #6: CHANGE ENGLISH NAME AND ADOPT CHINESE ISSUER YES FOR FOR
NAME AS DUAL FOREIGN NAME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheung Kong Property Holdings Ltd.
TICKER: 1113 CUSIP: G2103F101
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONNECTED TRANSACTION BETWEEN ISSUER YES FOR FOR
THE COMPANY AND CHEUNG KONG INFRASTRUCTURE HOLDINGS
LIMITED PURSUANT TO THE CONSORTIUM FORMATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheung Kong Property Holdings Ltd.
TICKER: 1113 CUSIP: G2103F101
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LI TZAR KUOI, VICTOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT KAM HING LAM AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT CHUNG SUN KEUNG, DAVY AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.4: ELECT CHEONG YING CHEW, HENRY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT COLIN STEVENS RUSSEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DONALD JEFFREY ROBERTS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5.1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5.2: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5.3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chiba Bank Ltd.
TICKER: 8331 CUSIP: J05670104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 7.5
PROPOSAL #2.1: ELECT DIRECTOR SAKUMA, HIDETOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IIJIMA, DAIZO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR IKEDA, TOMOYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YONEMOTO, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YOKOTA, TOMOYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TASHIMA, YUKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TAKAYAMA, YASUKO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR SAKAMOTO, ISSUER YES FOR FOR
TOMOHIKO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR ISHIHARA, ISSUER YES FOR FOR
KAZUHIKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chicony Electronics Co., Ltd.
TICKER: 2385 CUSIP: Y1364B106
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT, ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Agri-Industries Holdings Ltd.
TICKER: 606 CUSIP: Y1375F104
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT DONG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT YANG HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT SHI BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: ELECT LI JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3E: ELECT JIA PENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3F: ELECT LAM WAI HON, AMBROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3G: ELECT ONG TECK CHYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Airlines Ltd.
TICKER: 2610 CUSIP: Y1374F105
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF CHAIRMAN NUAN HSUAN HO AND
DIRECTOR SU CHIEN HSIEH
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Bluechemical Ltd.
TICKER: 3983 CUSIP: Y14251105
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT XIA QINGLONG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Bluechemical Ltd.
TICKER: 3983 CUSIP: Y14251105
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN BI AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
EXECUTIVE DIRECTOR TO SIGN A SERVICE CONTRACT WITH
HIM AND AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #2: ELECT XIE WEIZHI AS DIRECTOR AND SHAREHOLDER YES FOR N/A
AUTHORIZE BOARD TO FIX HIS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Bluechemical Ltd.
TICKER: 3983 CUSIP: Y14251105
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
AUDITORS' REPORT
PROPOSAL #4: APPROVE DISTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
SPECIAL DIVIDEND
PROPOSAL #5: APPROVE BUDGET PROPOSALS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS AS OVERSEAS AUDITORS AND
DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC
ACCOUNTANTS LLP AS DOMESTIC AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Bluechemical Ltd.
TICKER: 3983 CUSIP: Y14251105
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Cinda Asset Management Co., Ltd.
TICKER: 1359 CUSIP: Y1R34V103
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY IN CINDA ISSUER YES FOR FOR
PROPERTY AND CASUALTY INSURANCE CO., LTD. AND RELATED
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Cinda Asset Management Co., Ltd.
TICKER: 1359 CUSIP: Y1R34V103
MEETING DATE: 1/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG GUOQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1: APPROVE SUBSCRIPTION OF NEWLY ISSUED ���� ISSUER YES FOR FOR
SHARES OF HAPPY LIFE INSURANCE CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Cinda Asset Management Co., Ltd.
TICKER: 1359 CUSIP: Y1R34V103
MEETING DATE: 3/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2015 REMUNERATION SETTLEMENT ISSUER YES FOR FOR
SCHEME FOR DIRECTORS
PROPOSAL #2: APPROVE 2015 REMUNERATION SETTLEMENT ISSUER YES FOR FOR
SCHEME FOR SUPERVISORS
PROPOSAL #3: APPROVE 2017 FIXED ASSETS INVESTMENT ISSUER YES FOR FOR
BUDGET
PROPOSAL #4: ELECT LIU CHONG AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Cinda Asset Management Co., Ltd.
TICKER: 1359 CUSIP: Y1R34V103
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINAL FINANCIAL ACCOUNT PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ERNST & YOUNG HUA MING LLP AND ISSUER YES FOR FOR
ERNST & YOUNG AS THE ONSHORE AND OFFSHORE ACCOUNTING
FIRMS FOR 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China CITIC Bank Corporation Ltd.
TICKER: 998 CUSIP: Y1434M116
MEETING DATE: 2/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE TYPES OF SECURITIES TO BE ISSUER YES FOR FOR
ISSUED IN RELATION TO THE ISSUANCE AND LISTING OF A
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.2: APPROVE SIZE OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE AND LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.3: APPROVE PAR VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.4: APPROVE TERM IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE AND LISTING OF A SHARE CONVERTIBLE CORPORATE
BONDS
PROPOSAL #1.5: APPROVE INTEREST RATE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE AND LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.6: APPROVE METHOD AND TIMING OF INTEREST ISSUER YES FOR FOR
PAYMENT IN RELATION TO THE ISSUANCE AND LISTING OF A
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.7: APPROVE CONVERSION PERIOD IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE AND LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE IN RELATION TO THE ISSUANCE AND
LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.9: APPROVE DOWNWARD ADJUSTMENT TO ISSUER YES FOR FOR
CONVERSION PRICE IN RELATION TO THE ISSUANCE AND
LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.10: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION IN RELATION TO THE
ISSUANCE AND LISTING OF A SHARE CONVERTIBLE CORPORATE
BONDS
PROPOSAL #1.11: APPROVE ENTITLEMENT TO DIVIDEND OF ISSUER YES FOR FOR
THE YEAR OF CONVERSION IN RELATION TO THE ISSUANCE
AND LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.12: APPROVE TERMS OF REDEMPTION IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.13: APPROVE TERMS OF SALE BACK IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.14: APPROVE METHOD OF ISSUANCE AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS IN RELATION TO THE ISSUANCE AND LISTING
OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.15: APPROVE SUBSCRIPTION ARRANGEMENT FOR ISSUER YES FOR FOR
EXISTING SHAREHOLDERS IN RELATION TO THE ISSUANCE AND
LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.16: APPROVE CONVERTIBLE BONDS HOLDERS AND ISSUER YES FOR FOR
MEETINGS OF CONVERTIBLE BONDS HOLDERS IN RELATION TO
THE ISSUANCE AND LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.17: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE AND LISTING OF A SHARES CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.18: APPROVE GUARANTEE AND SECURITY IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.19: APPROVE VALIDITY PERIOD OF RESOLUTION ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #2: APPROVE CONDITIONS OF ISSUANCE OF A ISSUER YES FOR FOR
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #3: APPROVE FEASIBILITY REPORT OF USE OF ISSUER YES FOR FOR
PROCEEDS RAISED FROM THE ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #4: APPROVE USE OF PREVIOUSLY RAISED ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #5: APPROVE DILUTION OF IMMEDIATE RETURNS ISSUER YES FOR FOR
AND RECOMMENDED REMEDIAL MEASURE TO THE ISSUANCE OF A
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #6: AUTHORIZE BOARD TO MANAGE MATTERS ISSUER YES FOR FOR
RELATING TO THE ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #7: AMEND RULES OF PROCEDURES OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #8: APPROVE REPORT ON USE OF PREVIOUSLY SHAREHOLDER YES FOR FOR
RAISED FUND FOR PERIOD ENDED DECEMBER 31, 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China CITIC Bank Corporation Ltd.
TICKER: 998 CUSIP: Y1434M116
MEETING DATE: 2/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE TYPES OF SECURITIES TO BE ISSUER YES FOR FOR
ISSUED IN RELATION TO THE ISSUANCE AND LISTING OF A
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.2: APPROVE SIZE OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE AND LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.3: APPROVE PAR VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.4: APPROVE TERM IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE AND LISTING OF A SHARE CONVERTIBLE CORPORATE
BONDS
PROPOSAL #1.5: APPROVE INTEREST RATE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE AND LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.6: APPROVE METHOD AND TIMING OF INTEREST ISSUER YES FOR FOR
PAYMENT IN RELATION TO THE ISSUANCE AND LISTING OF A
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.7: APPROVE CONVERSION PERIOD IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE AND LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE IN RELATION TO THE ISSUANCE AND
LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.9: APPROVE DOWNWARD ADJUSTMENT TO ISSUER YES FOR FOR
CONVERSION PRICE IN RELATION TO THE ISSUANCE AND
LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.10: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION IN RELATION TO THE
ISSUANCE AND LISTING OF A SHARE CONVERTIBLE CORPORATE
BONDS
PROPOSAL #1.11: APPROVE ENTITLEMENT TO DIVIDEND OF ISSUER YES FOR FOR
THE YEAR OF CONVERSION IN RELATION TO THE ISSUANCE
AND LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.12: APPROVE TERMS OF REDEMPTION IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.13: APPROVE TERMS OF SALE BACK IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.14: APPROVE METHOD OF ISSUANCE AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS IN RELATION TO THE ISSUANCE AND LISTING
OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.15: APPROVE SUBSCRIPTION ARRANGEMENT FOR ISSUER YES FOR FOR
EXISTING SHAREHOLDERS IN RELATION TO THE ISSUANCE AND
LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.16: APPROVE CONVERTIBLE BONDS HOLDERS AND ISSUER YES FOR FOR
MEETINGS OF CONVERTIBLE BONDS HOLDERS IN RELATION TO
THE ISSUANCE AND LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.17: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE AND LISTING OF A SHARES CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.18: APPROVE GUARANTEE AND SECURITY IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.19: APPROVE VALIDITY PERIOD OF RESOLUTION ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #2: AUTHORIZE BOARD TO MANAGE MATTERS ISSUER YES FOR FOR
RELATING TO THE ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China CITIC Bank Corporation Ltd.
TICKER: 998 CUSIP: Y1434M116
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2017 FINANCIAL BUDGET PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ENGAGEMENT OF ACCOUNTING FIRMS ISSUER YES FOR FOR
AND THEIR FEES
PROPOSAL #8: APPROVE SPECIAL REPORT ON RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: ELECT ZHU GAOMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Coal Energy Company Limited
TICKER: 1898 CUSIP: Y1434L100
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
DISTRIBUTION OF FINAL DIVIDENDS
PROPOSAL #5: APPROVE CAPITAL EXPENDITURE BUDGET FOR ISSUER YES FOR FOR
THE YEAR 2017
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITOR
AND DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL AUDITOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE EMOLUMENTS OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8.01: APPROVE SUPPLEMENTAL AGREEMENT TO THE ISSUER YES FOR FOR
2015 COAL SUPPLY FRAMEWORK AGREEMENT, REVISION OF
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #9.01: APPROVE 2018 COAL SUPPLY FRAMEWORK ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #9.02: APPROVE 2018 INTEGRATED MATERIALS AND ISSUER YES FOR FOR
SERVICES MUTUAL PROVISION FRAMEWORK AGREEMENT AND
RELATED TRANSACTIONS
PROPOSAL #9.03: APPROVE 2018 PROJECT DESIGN, ISSUER YES FOR FOR
CONSTRUCTION AND GENERAL CONTRACTING SERVICES
FRAMEWORK AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #9.04: APPROVE 2018 2018 FINANCIAL SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #10.01: ELECT ZHANG CHENGJIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.02: ELECT LEUNG CHONG SHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.01: ELECT DU JI'AN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.01: ELECT WANG WENZHANG AS SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE SUPERVISOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Communications Construction Company Ltd.
TICKER: 1800 CUSIP: Y1R36J108
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: APPROVE ERNST & YOUNG AS INTERNATIONAL ISSUER YES FOR FOR
AUDITOR AND ERNST & YOUNG HUA MING LLP AS DOMESTIC
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ESTIMATED CAP FOR THE INTERNAL ISSUER YES AGAINST AGAINST
GUARANTEES OF THE GROUP IN 2017
PROPOSAL #5: APPROVE 2016 REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE THE LAUNCH OF ASSET-BACKED ISSUER YES FOR FOR
SECURITIZATION BY THE COMPANY AND ITS SUBSIDIARIES
PROPOSAL #9: APPROVE ISSUANCE OF MEDIUM AND LONG-TERM ISSUER YES FOR FOR
BONDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Communications Services Corp. Ltd.
TICKER: 00552 CUSIP: Y1436A102
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
PAYMENT OF FINAL DIVIDEND
PROPOSAL #3: APPOINT DELOITTE TOUCHE TOHMATSU AND ISSUER YES FOR FOR
DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS
LLP AS INTERNATIONAL AND DOMESTIC AUDITORS,
RESPECTIVELY, AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #4: ELECT SHAO GUANGLU AS DIRECTOR, APPROVE ISSUER YES FOR FOR
HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #5.1: APPROVE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #5.2: AUTHORIZE ANY TWO OF THREE DIRECTORS ISSUER YES FOR FOR
DULY AUTHORIZED BY THE BOARD TO DEAL WITH ALL MATTERS
IN RELATION TO ISSUANCE OF DEBENTURES
PROPOSAL #5.3: APPROVE VALIDITY PERIOD OF THE GENERAL ISSUER YES FOR FOR
MANDATE TO ISSUE DEBENTURES
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE BOARD TO INCREASE REGISTERED ISSUER YES FOR FOR
CAPITAL OF THE COMPANY AND AMEND ARTICLES OF
ASSOCIATION TO REFLECT SUCH INCREASE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Conch Venture Holdings Ltd
TICKER: 586 CUSIP: G2116J108
MEETING DATE: 6/28/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT GUO JINGBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT CHAN CHI ON (DEREK CHAN) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Construction Bank Corporation
TICKER: 939 CUSIP: Y1397N101
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2016 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BUDGET OF 2017 FIXED ASSETS ISSUER YES FOR FOR
INVESTMENT
PROPOSAL #6: APPROVE REMUNERATION DISTRIBUTION AND ISSUER YES FOR FOR
SETTLEMENT PLAN FOR DIRECTORS IN 2015
PROPOSAL #7: APPROVE REMUNERATION DISTRIBUTION AND ISSUER YES FOR FOR
SETTLEMENT PLAN FOR SUPERVISORS IN 2015
PROPOSAL #8: ELECT MALCOLM CHRISTOPHER MCCARTHY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT FENG BING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ZHU HAILIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT WU MIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT ZHANG QI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT GUO YOU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #1: APPROVE ISSUANCE OF ELIGIBLE TIER-2 ISSUER YES FOR FOR
CAPITAL INSTRUMENTS
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #3: AMEND RULES OF PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS' GENERAL MEETINGS
PROPOSAL #4: AMEND RULES OF PROCEDURES FOR THE BOARD ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #5: AMEND RULES OF PROCEDURES FOR THE BOARD ISSUER YES FOR FOR
OF SUPERVISORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China COSCO Holdings Co., Ltd.
TICKER: 1919 CUSIP: Y1455B106
MEETING DATE: 8/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION, RULES OF ISSUER YES FOR FOR
PROCEDURES OF THE GENERAL MEETING AND RULES OF
PROCEDURES OF THE BOARD OF DIRECTORS
PROPOSAL #2: AMEND RULES OF PROCEDURES OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: CHANGE ENGLISH NAME AND CHINESE NAME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ACQUISITION IN EIGHT OFFSHORE SHAREHOLDER YES FOR FOR
COMPANIES AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Development Financial Holding Corp.
TICKER: 2883 CUSIP: Y1460P108
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT, ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Dongxiang (Group) Co., Ltd.
TICKER: 3818 CUSIP: G2112Y109
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2b: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT CHEN CHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT GAO YU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT CHEN GUOGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Eastern Airlines Corporation Ltd.
TICKER: 670 CUSIP: Y1406M102
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL SERVICES RENEWAL ISSUER YES FOR FOR
AGREEMENT WITH EASTERN AIR GROUP FINANCE CO., LTD.
AND CES FINANCE HOLDING CO., LTD.
PROPOSAL #3: APPROVE CATERING SERVICES RENEWAL ISSUER YES FOR FOR
AGREEMENT WITH CHINA EASTERN AIR CATERING INVESTMENT
CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Eastern Airlines Corporation Ltd.
TICKER: 670 CUSIP: Y1406M102
MEETING DATE: 1/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Eastern Airlines Corporation Ltd.
TICKER: 670 CUSIP: Y1406M102
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 FINANCIAL REPORTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRC DOMESTIC AUDITORS AND ISSUER YES FOR FOR
INTERNATIONAL AUDITORS FOR FINANCIAL REPORTING AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE AUDITORS FOR INTERNAL CONTROL ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE DEBT INSTRUMENTS LIMITATION IN ISSUER YES FOR FOR
RELATION TO GRANTING OF GENERAL MANDATE TO THE BOARD
TO ISSUE BONDS
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES OF PROCEDURE FOR GENERAL ISSUER YES FOR FOR
MEETINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Everbright Bank Co., Ltd.
TICKER: 601818 CUSIP: ADPV23066
MEETING DATE: 11/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF QUALIFIED TIER-2 ISSUER YES FOR FOR
CAPITAL INSTRUMENTS
PROPOSAL #2: APPROVE PLAN AND AUTHORIZATION TO ISSUE ISSUER YES FOR FOR
FINANCIAL BONDS
PROPOSAL #3: APPROVE ESTABLISHMENT OF SEPARATE LEGAL ISSUER YES FOR FOR
ENTITY FOR CREDIT CARD BUSINESS
PROPOSAL #1: ELECT WANG LIGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT WANG ZHE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION STANDARDS OF ISSUER YES FOR FOR
CHAIRMAN AND VICE-CHAIRMAN OF SUPERVISORY BOARD FOR
2015
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Everbright Bank Co., Ltd.
TICKER: 601818 CUSIP: Y1477U124
MEETING DATE: 2/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2.1: APPROVE TYPES OF PREFERENCE SHARES TO ISSUER YES FOR FOR
BE ISSUED IN RELATION TO THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES
PROPOSAL #2.2: APPROVE NUMBER OF PREFERENCE SHARES TO ISSUER YES FOR FOR
BE ISSUED AND ISSUANCE SIZE IN RELATION TO THE
DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE SHARES
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #2.4: APPROVE METHOD OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE
SHARES
PROPOSAL #2.5: APPROVE DURATION IN RELATION TO THE ISSUER YES FOR FOR
DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE SHARES
PROPOSAL #2.6: APPROVE TARGET INVESTORS IN RELATION ISSUER YES FOR FOR
TO THE DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE
PROPOSAL #2.7: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE SHARES
PROPOSAL #2.8: APPROVE TERMS FOR DISTRIBUTION OF ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #2.9: APPROVE TERMS OF MANDATORY CONVERSION ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #2.10: APPROVE TERMS FOR OPTIONAL CONVERSION ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #2.11: APPROVE RESTRICTIONS ON VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #2.12: APPROVE RESTORATIONS ON VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #2.13: APPROVE SEQUENCE OF SETTLEMENT AND ISSUER YES FOR FOR
METHOD OF LIQUIDATION IN RELATION TO THE DOMESTIC
NON-PUBLIC ISSUANCE OF PREFERENCE SHARES
PROPOSAL #2.14: APPROVE RATING ARRANGEMENTS IN ISSUER YES FOR FOR
RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #2.15: APPROVE GUARANTEE ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #2.16: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE TRANSFER ARRANGEMENTS IN ISSUER YES FOR FOR
RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #2.18: APPROVE EFFECTIVE PERIOD FOR ISSUER YES FOR FOR
RESOLUTION ON ISSUANCE OF PREFERENCE SHARES
PROPOSAL #2.19: APPROVE MATTERS RELATING TO ISSUER YES FOR FOR
AUTHORIZATION
PROPOSAL #1: APPROVE IMPACT OF DILUTION OF RETURNS ISSUER YES FOR FOR
FOR CURRENT PERIOD AND ADOPTION OF MEASURES FOR
MAKING UP SHORTFALL IN RELATION TO THE DOMESTIC NON-
PUBLIC ISSUANCE OF PREFERENCE SHARES
PROPOSAL #2: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS
PROPOSAL #3: ELECT CAI YUNGE AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #4: ELECT LIU CHONG AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #5: APPROVE CONNECTED TRANSACTION IN ISSUER YES FOR FOR
RELATION TO ISSUANCE OF A-SHARES CONVERTIBLE BONDS
PROPOSAL #6: APPROVE EXECUTION OF CONDITIONAL ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT OF A-SHARE CONVERTIBLE BONDS
WITH CHINA EVERBRIGHT GROUP CORPORATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Everbright Bank Co., Ltd.
TICKER: 601818 CUSIP: Y1477U124
MEETING DATE: 2/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE TYPES OF PREFERENCE SHARES TO ISSUER YES FOR FOR
BE ISSUED IN RELATION TO THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES
PROPOSAL #1.2: APPROVE NUMBER OF PREFERENCE SHARES TO ISSUER YES FOR FOR
BE ISSUED AND ISSUANCE SIZE IN RELATION TO THE
DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE SHARES
PROPOSAL #1.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #1.4: APPROVE METHOD OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE
SHARES
PROPOSAL #1.5: APPROVE DURATION IN RELATION TO THE ISSUER YES FOR FOR
DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE SHARES
PROPOSAL #1.6: APPROVE TARGET INVESTORS IN RELATION ISSUER YES FOR FOR
TO THE DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE
PROPOSAL #1.7: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE SHARES
PROPOSAL #1.8: APPROVE TERMS FOR DISTRIBUTION OF ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #1.9: APPROVE TERMS OF MANDATORY CONVERSION ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #1.10: APPROVE TERMS FOR OPTIONAL CONVERSION ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #1.11: APPROVE RESTRICTIONS ON VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #1.12: APPROVE RESTORATIONS ON VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #1.13: APPROVE SEQUENCE OF SETTLEMENT AND ISSUER YES FOR FOR
METHOD OF LIQUIDATION IN RELATION TO THE DOMESTIC
NON-PUBLIC ISSUANCE OF PREFERENCE SHARES
PROPOSAL #1.14: APPROVE RATING ARRANGEMENTS IN ISSUER YES FOR FOR
RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #1.15: APPROVE GUARANTEE ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #1.16: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #1.17: APPROVE TRANSFER ARRANGEMENTS IN ISSUER YES FOR FOR
RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #1.18: APPROVE EFFECTIVE PERIOD FOR ISSUER YES FOR FOR
RESOLUTION ON ISSUANCE OF PREFERENCE SHARES
PROPOSAL #1.19: APPROVE MATTERS RELATING TO ISSUER YES FOR FOR
AUTHORIZATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Everbright Bank Co., Ltd.
TICKER: 601818 CUSIP: Y1477U124
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CLASS OF SHARES AND THE PAR ISSUER YES FOR FOR
VALUE IN RELATION TO THE NON-PUBLIC ISSUANCE OF H
SHARES
PROPOSAL #1.2: APPROVE METHOD OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.3: APPROVE TARGET SUBSCRIBERS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.4: APPROVE ISSUANCE SIZE IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.5: APPROVE METHOD OF SUBSCRIPTION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.6: APPROVE PRICE BENCHMARK DATE IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.7: APPROVE ISSUE PRICE IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.8: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.9: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.10: APPROVE ARRANGEMENTS FOR ACCUMULATED ISSUER YES FOR FOR
PROFITS IN RELATION TO THE NON-PUBLIC ISSUANCE OF H
SHARES
PROPOSAL #1.11: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.12: APPROVE VALIDITY PERIOD OF RESOLUTION ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #3: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2017 BUDGET PLAN OF FIXED ASSET ISSUER YES FOR FOR
INVESTMENT
PROPOSAL #4: APPROVE 2016 AUDITED ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPRAISAL OF AUDIT WORK FOR THE ISSUER YES FOR FOR
YEAR 2016 PERFORMED BY ERNST & YOUNG HUA MING/ERNST &
YOUNG AND RE-APPOINT ERNST & YOUNG HUA MING/ERNST &
YOUNG AS AUDITOR FOR THE YEAR 2017
PROPOSAL #7: APPROVE REMUNERATION STANDARDS OF ISSUER YES FOR FOR
DIRECTORS FOR THE YEAR 2016
PROPOSAL #8: APPROVE REMUNERATION STANDARDS OF ISSUER YES FOR FOR
SUPERVISORS FOR THE YEAR 2016
PROPOSAL #9.1: APPROVE SUBSCRIPTION AGREEMENT IN ISSUER YES FOR FOR
RELATION TO THE SUBSCRIPTION OF NON-PUBLIC ISSUANCE
OF H SHARES OF CHINA EVERBRIGHT BANK COMPANY LIMITED
BY CHINA EVERBRIGHT GROUP LIMITED
PROPOSAL #9.2: APPROVE SUBSCRIPTION AGREEMENT IN ISSUER YES FOR FOR
RELATION TO THE SUBSCRIPTION OF NON-PUBLIC ISSUANCE
OF H SHARES OF CHINA EVERBRIGHT BANK COMPANY LIMITED
BY OVERSEAS CHINESE TOWN ENTERPRISES COMPANY
PROPOSAL #10: APPROVE WAIVER TO CHINA EVERBRIGHT ISSUER YES FOR FOR
GROUP LIMITED FROM MAKING THE GENERAL ACQUISITION
PROPOSAL #11: APPROVE CONNECTED TRANSACTION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #12: APPROVE REPORT OF USE OF PROCEEDS FROM ISSUER YES FOR FOR
PREVIOUS OFFERING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Everbright Bank Co., Ltd.
TICKER: 601818 CUSIP: Y1477U124
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CLASS OF SHARES AND THE PAR ISSUER YES FOR FOR
VALUE IN RELATION TO THE NON-PUBLIC ISSUANCE OF H
SHARES
PROPOSAL #1.2: APPROVE METHOD OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.3: APPROVE TARGET SUBSCRIBERS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.4: APPROVE ISSUANCE SIZE IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.5: APPROVE METHOD OF SUBSCRIPTION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.6: APPROVE PRICE BENCHMARK DATE IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.7: APPROVE ISSUE PRICE IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.8: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.9: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.10: APPROVE ARRANGEMENTS FOR ACCUMULATED ISSUER YES FOR FOR
PROFITS IN RELATION TO THE NON-PUBLIC ISSUANCE OF H
SHARES
PROPOSAL #1.11: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.12: APPROVE VALIDITY PERIOD OF RESOLUTION ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #3: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Everbright International Ltd.
TICKER: 257 CUSIP: Y14226107
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CAI YUNGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT WANG TIANYI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3c: ELECT CAI SHUGUANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3d: ELECT TANG SHUANGNING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3e: ELECT ZHAI HAITAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF THE DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5.1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5.2: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5.3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Everbright Limited
TICKER: 165 CUSIP: Y1421G106
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CAI YUNGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT CHEN SHUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT TANG CHI CHUN, RICHARD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT LIN ZHIJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Evergrande Group
TICKER: 3333 CUSIP: G2119W106
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT HE MIAOLING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT HUANG XIANGUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT PAN DARONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SHI JUNPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT HE QI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT XIE HONGXI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #12: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Foods Ltd.
TICKER: 506 CUSIP: G2154F109
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZHOU CHENGUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LUAN XIUJU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT QIN YELONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT XIAO JIANPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT JIANG GUOJIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT STEPHEN EDWARD CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT LI HUNG KWAN, ALFRED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #13: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #14: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Galaxy Securities Co Ltd
TICKER: 6881 CUSIP: Y1R92J109
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN GONGYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2012-2014 REMUNERATION PLAN FOR ISSUER YES FOR FOR
CHEN YOUAN
PROPOSAL #3: APPROVE 2012-2014 REMUNERATION PLAN FOR ISSUER YES FOR FOR
YU WENXIU
PROPOSAL #4: APPROVE 2014 REMUNERATION PLAN FOR ZHONG ISSUER YES FOR FOR
CHENG
PROPOSAL #5: ELECT TAO LIBIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Galaxy Securities Co Ltd
TICKER: 6881 CUSIP: Y1R92J109
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN JING AS SUPERVISOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Galaxy Securities Co Ltd
TICKER: 06881 CUSIP: Y1R92J109
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 CAPITAL EXPENDITURE BUDGET ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU CPA ISSUER YES FOR FOR
LTD. (SPECIAL GENERAL PARTNERSHIP) AND DELOITTE
TOUCHE TOHMATSU AS EXTERNAL AUDITING FIRMS AND FIX
THEIR REMUNERATION
PROPOSAL #8: APPROVE INCREASE OF NET CAPITAL ISSUER YES FOR FOR
GUARANTEE TO GALAXY JINHUI SECURITIES ASSETS
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE AMENDMENTS TO AUTHORIZATION ISSUER YES FOR FOR
GRANTED TO THE BOARD BY THE SHAREHOLDERS' GENERAL
MEETING
PROPOSAL #12: APPROVE SECURITIES AND FINANCIAL SHAREHOLDER YES FOR FOR
PRODUCTS TRANSACTIONS FRAMEWORK AGREEMENT, CAPAMOUNTS
FOR THREE YEARS AND RELATED TRANSACTIONS
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Gas Holdings Ltd.
TICKER: 384 CUSIP: G2109G103
MEETING DATE: 8/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT ZHOU SI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT LI CHING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT LIU MINGXING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT MAO ERWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a5: ELECT WONG SIN YUE, CYNTHIA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Gas Holdings Ltd.
TICKER: 384 CUSIP: G2109G103
MEETING DATE: 8/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE PROPOSED ACQUISITION UNDER THE ISSUER YES FOR FOR
AMENDED AND RESTATED SHARE PURCHASE AGREEMENT
PROPOSAL #1b: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RESPECT OF THE PROPOSED ACQUISITION AND
THE TRANSACTIONS UNDER THE AMENDED AND RESTATED SHARE
PURCHASE AGREEMENT
PROPOSAL #2: APPROVE ISSUANCE OF CONSIDERATION SHARES ISSUER YES FOR FOR
UNDER SPECIFIC MANDATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Huarong Asset Management Co., Ltd.
TICKER: 2799 CUSIP: ADPV30665
MEETING DATE: 9/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED PLAN FOR A SHARE ISSUER YES FOR FOR
OFFERING
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
RELATING TO THE A SHARE OFFERING
PROPOSAL #3: APPROVE PLAN FOR DISTRIBUTION OF ISSUER YES FOR FOR
ACCUMULATED PROFITS BEFORE THE A SHARE OFFERING
PROPOSAL #4: APPROVE PROPOSAL ON PRICE STABILIZATION ISSUER YES FOR FOR
OF A SHARES FOR THE THREE YEARS AFTER THE A SHARE
OFFERING
PROPOSAL #5: APPROVE UNDERTAKINGS REGARDING THE ISSUER YES FOR FOR
INFORMATION DISCLOSED IN THE PROSPECTUS FOR THE A
SHARE OFFERING
PROPOSAL #6: APPROVE REMEDIAL MEASURES FOR THE ISSUER YES FOR FOR
DILUTION OF IMMEDIATE RETURNS AS A RESULT OF THE A
SHARE OFFERING AND UNDERTAKINGS BY RELEVANT
UNDERTAKING PARTIES
PROPOSAL #7: APPROVE USE OF PROCEEDS FROM THE A SHARE ISSUER YES FOR FOR
OFFERING
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #1: APPROVE DIVIDEND DISTRIBUTION PLAN FOR ISSUER YES FOR FOR
THE THREE YEARS AFTER THE A SHARE OFFERING
PROPOSAL #2: APPROVE REPORT ON THE USE OF PREVIOUSLY ISSUER YES FOR FOR
RAISED FUNDS
PROPOSAL #3: APPROVE SELF-ASSESSMENT REPORT ON THE ISSUER YES FOR FOR
LAND AND RESIDENTIAL PROPERTY SALES MATTERS
PROPOSAL #4: APPROVE UNDERTAKING LETTER IN RELATION ISSUER YES FOR FOR
TO THE LAND AND RESIDENTIAL PROPERTY SALES MATTERS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #8: ELECT ZHOU LANGLANG AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Huarong Asset Management Co., Ltd.
TICKER: 2799 CUSIP: ADPV30665
MEETING DATE: 9/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED PLAN FOR A SHARE ISSUER YES FOR FOR
OFFERING
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
RELATING TO THE A SHARE OFFERING
PROPOSAL #3: APPROVE PLAN FOR DISTRIBUTION OF ISSUER YES FOR FOR
ACCUMULATED PROFITS BEFORE THE A SHARE OFFERING
PROPOSAL #4: APPROVE PROPOSAL ON PRICE STABILIZATION ISSUER YES FOR FOR
OF A SHARES FOR THE THREE YEARS AFTER THE A SHARE
OFFERING
PROPOSAL #5: APPROVE UNDERTAKINGS REGARDING THE ISSUER YES FOR FOR
INFORMATION DISCLOSED IN THE PROSPECTUS FOR THE A
SHARE OFFERING
PROPOSAL #6: APPROVE REMEDIAL MEASURES FOR THE ISSUER YES FOR FOR
DILUTION OF IMMEDIATE RETURNS AS A RESULT OF THE A
SHARE OFFERING AND UNDERTAKINGS BY RELEVANT
UNDERTAKING PARTIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Huarong Asset Management Co., Ltd.
TICKER: 2799 CUSIP: ADPV30665
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG LIHUA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT LI YI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT MA ZHONGFU AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Huarong Asset Management Co., Ltd.
TICKER: 2799 CUSIP: ADPV30665
MEETING DATE: 2/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE PLAN OF FINANCIAL BONDS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT LAI XIAOMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT KE KASHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT WANG LIHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT WANG KEYUE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT LI YI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT WANG CONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DAI LIJIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT ZHOU LANGLANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT SONG FENGMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT TSE HAU YIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT LIU JUNMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT SHAO JINGCHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT MA ZHONGFU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DONG JUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT XU LI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE WORK REPORT OF FIRST SESSION OF ISSUER YES FOR FOR
THE BOARD
PROPOSAL #4: APPROVE WORK REPORT OF FIRST SESSION OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE REMUNERATION FOR DIRECTORS FOR ISSUER YES FOR FOR
YEAR 2015
PROPOSAL #6: APPROVE REMUNERATION FOR SUPERVISORS FOR ISSUER YES FOR FOR
YEAR 2015
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Huarong Asset Management Co., Ltd.
TICKER: 2799 CUSIP: ADPV30665
MEETING DATE: 3/21/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIXED ASSETS INVESTMENT BUDGET ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Huarong Asset Management Co., Ltd.
TICKER: 2799 CUSIP: ADPV30665
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 FINAL FINANCIAL ACCOUNT ISSUER YES FOR FOR
PLAN
PROPOSAL #2: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2016 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE 2016 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AND DELOITTE TOUCHE
TOHMATSU AS DOMESTIC AND OVERSEAS AUDITORS AND
AUTHORIZE THE BOARD TO DETERMINE THE ADJUSTMENT OF
THE AUDIT FEES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Huishan Dairy Holdings Company Limited
TICKER: 6863 CUSIP: G2117A106
MEETING DATE: 8/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT KAN YU LEUNG PETER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT SONG KUNGANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT GU RUIXIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT TSUI KEI PANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China International Capital Corporation Limited
TICKER: 3908 CUSIP: ADPV33204
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE PROPOSED ACQUISITION AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #2: APPROVE THE PROPOSED INCREASE OF THE ISSUER YES FOR FOR
ISSUE SIZE OF ONSHORE AND OFFSHORE DEBT FINANCING
INSTRUMENTS
PROPOSAL #3: APPROVE WHITEWASH WAIVER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China International Capital Corporation Limited
TICKER: 3908 CUSIP: ADPV33204
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE PROPOSED ACQUISITION AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #2: APPROVE WHITEWASH WAIVER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China International Capital Corporation Limited
TICKER: 3908 CUSIP: Y1R99Y109
MEETING DATE: 6/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG HUAZHEN LLP AND KPMG AS ISSUER YES FOR FOR
DOMESTIC AND INTERNATIONAL AUDITORS, RESPECTIVELY AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China International Marine Containers (Group) Co., Ltd.
TICKER: 000039 CUSIP: Y1457J123
MEETING DATE: 12/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LV SHENGZHOU AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China International Marine Containers (Group) Co., Ltd.
TICKER: 000039 CUSIP: Y1457J123
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FEASIBILITY REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS RAISED FROM THE NON-PUBLIC ISSUANCE OF A
SHARES (2017 REVISED)
PROPOSAL #2: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM PREVIOUS FUNDRAISING ACTIVITIES BY THE COMPANY
PROPOSAL #3: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS RESULTING FROM THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #4: APPROVE UNDERTAKING OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT IN RELATION TO THE REMEDIAL
MEASURES ADOPTED FOR THE DILUTION OF CURRENT RETURNS
RESULTING FROM THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5.1: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5.2: APPROVE ISSUANCE PRICE, THE PRICE ISSUER YES FOR FOR
DETERMINATION DATE AND PRICING PRINCIPLE IN RELATION
TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5.3: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF
A SHARES
PROPOSAL #6: APPROVE REVISED PROPOSAL REGARDING THE ISSUER YES FOR FOR
PLAN FOR THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #7: APPROVE PROPOSAL REGARDING THE EXTENSION ISSUER YES FOR FOR
OF THE VALIDITY PERIOD OF THE AUTHORIZATION TO THE
BOARD TO HANDLE ALL MATTERS IN RELATION TO THE NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #8: APPROVE 2016 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #10: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND DIVIDEND DISTRIBUTION
PROPOSAL #12: APPROVE 2016 PROVISIONS FOR ASSET ISSUER YES FOR FOR
IMPAIRMENT
PROPOSAL #13: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN CPAS LLP AS AUDITOR
PROPOSAL #14: APPROVE APPLICATION OF BANKING ISSUER YES FOR FOR
FACILITIES AND PROJECT GUARANTEES FOR SUBSIDIARIES IN
2017
PROPOSAL #15: APPROVE CREDIT GUARANTEE PROVIDED BY ISSUER YES FOR FOR
SHENZHEN CIMC SKYSPACE REAL ESTATE DEVELOPMENT CO.,
LTD. AND ITS SUBSIDIARIES FOR THE MORTGAGE LOANS OF
COMMERCIAL PROPERTY PURCHASERS
PROPOSAL #16: APPROVE CREDIT GUARANTEE PROVIDED BY ISSUER YES FOR FOR
CIMC VEHICLE (GROUP) CO., LTD. AND ITS SUBSIDIARIES
TO THEIR DISTRIBUTORS AND CUSTOMERS
PROPOSAL #17: APPROVE APPLICATION BY CIMC FINANCE ISSUER YES AGAINST AGAINST
COMPANY LTD. TO HANDLE THE EXTERNAL GUARANTEE
BUSINESS OF THE MEMBERS OF THE GROUP
PROPOSAL #18: APPROVE PROVISIONS OF CREDIT GUARANTEES ISSUER YES FOR FOR
BY C&C TRUCKS CO., LTD. AND ITS SUBSIDIARIES TO
THEIR DISTRIBUTORS AND CUSTOMERS.
PROPOSAL #19: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China International Marine Containers (Group) Co., Ltd.
TICKER: 000039 CUSIP: Y1457J123
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.2: APPROVE ISSUANCE PRICE, PRICE ISSUER YES FOR FOR
DETERMINATION DATE AND PRICING PRINCIPLE IN RELATION
TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.3: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF
A SHARES
PROPOSAL #2: APPROVE REVISED PROPOSAL REGARDING THE ISSUER YES FOR FOR
PLAN FOR THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #3: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE AUTHORIZATION TO THE BOARD TO HANDLE ALL MATTERS
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Jinmao Holdings Group Ltd.
TICKER: 817 CUSIP: Y1500V107
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT LI CONGRUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT YANG LIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT LAU HON CHUEN, AMBROSE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3D: ELECT SU XIJIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Life Insurance Co. Limited
TICKER: 2628 CUSIP: Y1477R204
MEETING DATE: 12/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 13TH FIVE-YEAR DEVELOPMENTAL ISSUER YES FOR FOR
PLAN OUTLINE
PROPOSAL #2: APPROVE ERNST & YOUNG HUA MING AS US ISSUER YES FOR FOR
FORM 20-F AUDITOR FOR 2016
PROPOSAL #3: APPROVE COMPANY FRAMEWORK AGREEMENT, ISSUER YES FOR FOR
2017-2019 ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #4: APPROVE CLIC FRAMEWORK AGREEMENT AND ISSUER YES FOR FOR
CLP&C FRAMEWORK AGREEMENT, 2017-2019 ANNUAL CAPS AND
RELATED TRANSACTIONS
PROPOSAL #5: APPROVE RENEWAL OF FRAMEWORK AGREEMENT ISSUER YES FOR FOR
FOR DAILY CONNECTED TRANSACTIONS BETWEEN THE COMPANY
AND CHINA GUANGFA BANK CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Life Insurance Co. Limited
TICKER: 2628 CUSIP: Y1477R204
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: ELECT LIU HUIMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT YIN ZHAOJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
THE PRC AUDITOR AND THE AUDITOR FOR US FORM 20-F AND
ERNST & YOUNG AS THE HONG KONG AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE FRAMEWORK AGREEMENT AND RELATED ISSUER YES FOR FOR
ANNUAL CAPS FOR THE THREE YEARS ENDING DECEMBER 31,
2019
PROPOSAL #10: APPROVE ENTRUSTED INVESTMENT AND ISSUER YES FOR FOR
MANAGEMENT AGREEMENT AND RELATED ANNUAL CAPS FOR THE
TWO YEARS ENDING DECEMBER 31, 2018
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Life Insurance Co., Ltd
TICKER: 2823 CUSIP: Y1478C107
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #5: APPROVE LONG-TERM FUND RAISING PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7.1: ELECT ALAN WANG, A REPRESENTATIVE OF ISSUER YES FOR FOR
TAI LI INVESTMENT CO., LTD. WITH SHAREHOLDER
NO.213450, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT STEPHANIE HWANG, A ISSUER YES FOR FOR
REPRESENTATIVE OF TAI LI INVESTMENT CO., LTD. WITH
SHAREHOLDER NO.213450, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT YU LING KUO, A REPRESENTATIVE OF ISSUER YES FOR FOR
VIDEOLAND INC. WITH SHAREHOLDER NO.157891, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT TONY T.M. HSU, A REPRESENTATIVE ISSUER YES FOR FOR
OF LAN WAN INVESTMENT CORPORATION WITH SHAREHOLDER
NO.271780, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT ROY MANG, A REPRESENTATIVE OF ISSUER YES FOR FOR
LAN WAN INVESTMENT CORPORATION WITH SHAREHOLDER
NO.271780, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT LAUREN HSIEN, A REPRESENTATIVE ISSUER YES FOR FOR
OF EVER-RICH CO., LTD. WITH SHAREHOLDER NO.382796, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT LOUIS T. KUNG WITH ID ISSUER YES FOR FOR
NO.A103026XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.8: ELECT WEI TA PAN WITH ID NO.A104289XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #7.9: ELECT WEN YEN HSU WITH ID ISSUER YES FOR FOR
NO.C120287XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Longyuan Power Group Corporation Ltd.
TICKER: 916 CUSIP: Y1501T101
MEETING DATE: 8/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LUAN BAOXING AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE REMUNERATION AND ASSESSMENT COMMITTEE OF
THEBOARD TO FIX HIS REMUNERATION AND AUTHORIZE
CHAIRMAN OF THE BOARD TO ENTER INTO SERVICE CONTRACT
PROPOSAL #2: ELECT YANG XIANGBIN AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE REMUNERATION AND ASSESSMENT COMMITTEE OF
THEBOARD TO FIX HIS REMUNERATION AND AUTHORIZE
CHAIRMAN OF THE BOARD TO ENTER INTO SERVICE CONTRACT
WITH HIM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Longyuan Power Group Corporation Ltd.
TICKER: 00916 CUSIP: Y1501T101
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #3: ACCEPT 2016 INDEPENDENT AUDITOR'S REPORT ISSUER YES FOR FOR
AND AUDITED FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE 2016 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 FINANCIAL BUDGET PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
INTERNATIONAL AUDITORS AND AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE APPLICATION FOR REGISTRATION AND ISSUER YES FOR FOR
ISSUANCE OF DEBT FINANCING INSTRUMENTS OF NON-
FINANCIAL ENTERPRISES IN THE PRC
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: APPROVE ISSUANCE OF CORPORATE BONDS IN ISSUER YES FOR FOR
THE PRC
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Machinery Engineering Corporation
TICKER: 1829 CUSIP: Y1501U108
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: ACCEPT 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #3: ACCEPT 2016 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
DISTRIBUTION OF FINAL DIVIDEND
PROPOSAL #5: APPROVE ERNST & YOUNG AND ERNST & YOUNG ISSUER YES FOR FOR
HUA MING LLP (SPECIAL GENERAL PARTNERSHIP) AS
INTERNATIONAL AUDITOR AND DOMESTIC AUDITOR
RESPECTIVELY AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE ISSUANCE OF H SHARE CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #9: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #11: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Machinery Engineering Corporation
TICKER: 1829 CUSIP: Y1501U108
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Medical System Holdings Ltd.
TICKER: 867 CUSIP: G21108124
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHEN YANLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT SA MANLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHEUNG KAM SHING, TERRY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Mengniu Dairy Co., Ltd.
TICKER: 2319 CUSIP: G21096105
MEETING DATE: 2/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Mengniu Dairy Co., Ltd.
TICKER: 2319 CUSIP: G21096105
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT JIAO SHUGE (JIAO ZHEN) AS ISSUER YES FOR FOR
DIRECTOR AND AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3b: ELECT ZHANG XIAOYA AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3c: ELECT JEFFREY, MINFANG LU AS DIRECTOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3d: ELECT WU WENTING AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HER REMUNERATION
PROPOSAL #3e: ELECT YAU KA CHI AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Merchants Bank Co Ltd
TICKER: 600036 CUSIP: Y14896115
MEETING DATE: 11/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GRANT OF H SHARE APPRECIATION ISSUER YES FOR FOR
RIGHTS
PROPOSAL #2: APPROVE ADJUSTMENT TO THE REMUNERATION ISSUER YES FOR FOR
OF INDEPENDENT DIRECTORS
PROPOSAL #3: APPROVE ADJUSTMENT TO THE REMUNERATION ISSUER YES FOR FOR
OF EXTERNAL SUPERVISORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Merchants Bank Co Ltd
TICKER: 600036 CUSIP: Y14896115
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #5: APPROVE 2016 PROFIT APPROPRIATION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUDITOR AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ASSESSMENT REPORT ON THE DUTY ISSUER YES FOR FOR
PERFORMANCE OF DIRECTORS
PROPOSAL #8: APPROVE ASSESSMENT REPORT ON THE DUTY ISSUER YES FOR FOR
PERFORMANCE OF SUPERVISORS
PROPOSAL #9: APPROVE ASSESSMENT REPORT ON THE DUTY ISSUER YES FOR FOR
PERFORMANCE AND CROSS-EVALUATION OF INDEPENDENT
DIRECTORS
PROPOSAL #10: APPROVE ASSESSMENT REPORT ON THE DUTY ISSUER YES FOR FOR
PERFORMANCE AND CROSS-EVALUATION OF EXTERNAL
SUPERVISORS
PROPOSAL #11: APPROVE EVALUATION REPORT ON DUTY ISSUER YES FOR FOR
PERFORMANCE OF THE MEMBERS OF SENIOR MANAGEMENT
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
REPORT
PROPOSAL #13: APPROVE ISSUANCE OF FINANCIAL BONDS ISSUER YES FOR FOR
PROPOSAL #14.01: APPROVE TYPE AND AMOUNT IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #14.02: APPROVE DURATION IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF
THE COMPANY
PROPOSAL #14.03: APPROVE METHOD OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #14.04: APPROVE ISSUE TARGET IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY
PROPOSAL #14.05: APPROVE NOMINAL VALUE AND ISSUE ISSUER YES FOR FOR
PRICE IN RELATION TO THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE COMPANY
PROPOSAL #14.06: APPROVE LOCK-UP PERIOD IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #14.07: APPROVE DIVIDEND DISTRIBUTION TERMS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #14.08: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE COMPANY
PROPOSAL #14.09: APPROVE TERMS OF MANDATORY ISSUER YES FOR FOR
CONVERSION IN RELATION TO THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE COMPANY
PROPOSAL #14.10: APPROVE RESTRICTIONS ON VOTING ISSUER YES FOR FOR
RIGHTS IN RELATION TO THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE COMPANY
PROPOSAL #14.11: APPROVE RESTORATION OF VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #14.12: APPROVE ORDER OF DISTRIBUTION OF ISSUER YES FOR FOR
RESIDUAL ASSETS AND BASIS OF LIQUIDATION IN RELATION
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #14.13: APPROVE RATING ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #14.14: APPROVE GUARANTEE IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF
THE COMPANY
PROPOSAL #14.15: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #14.16: APPROVE TRANSFERABILITY IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #14.17: APPROVE COMPLIANCE OF LATEST ISSUER YES FOR FOR
REGULATORY REQUIREMENTS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE
PROPOSAL #14.18: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS IN RELATION TO THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE COMPANY
PROPOSAL #14.19: APPROVE RELATIONSHIP BETWEEN THE ISSUER YES FOR FOR
DOMESTIC AND OFFSHORE PREFERENCE SHARES IN RELATION
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #14.20: AUTHORIZE BOARD TO HANDLE ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.01: APPROVE TYPE AND AMOUNT OF THE ISSUER YES FOR FOR
OFFSHORE PREFERENCE SHARES IN RELATION TO THE PLAN
FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #15.02: APPROVE DURATION IN RELATION TO THE ISSUER YES FOR FOR
PLAN FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.03: APPROVE METHOD OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE PLAN FOR THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.04: APPROVE ISSUE TARGET IN RELATION TO ISSUER YES FOR FOR
THE PLAN FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.05: APPROVE NOMINAL VALUE AND ISSUE ISSUER YES FOR FOR
PRICE IN RELATION TO THE PLAN FOR THE NON-PUBLIC
ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.06: APPROVE LOCK-UP PERIOD IN RELATION ISSUER YES FOR FOR
TO THE PLAN FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.07: APPROVE DIVIDEND DISTRIBUTION TERMS ISSUER YES FOR FOR
IN RELATION TO THE PLAN FOR THE NON-PUBLIC ISSUANCE
OF OFFSHORE PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.08: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION IN RELATION TO THE PLAN FOR THE NON-PUBLIC
ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE
PROPOSAL #15.09: APPROVE TERMS OF MANDATORY ISSUER YES FOR FOR
CONVERSION IN RELATION TO THE PLAN FOR THE NON-PUBLIC
ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE
PROPOSAL #15.10: APPROVE RESTRICTIONS ON VOTING ISSUER YES FOR FOR
RIGHTS IN RELATION TO THE PLAN FOR THE NON-PUBLIC
ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.11: APPROVE RESTORATION OF VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE PLAN FOR THE NON-PUBLIC ISSUANCE
OF OFFSHORE PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.12: APPROVE ORDER OF DISTRIBUTION OF ISSUER YES FOR FOR
RESIDUAL ASSETS AND BASIS OF LIQUIDATION IN RELATION
TO THE PLAN FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.13: APPROVE RATING ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE PLAN FOR THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.14: APPROVE GUARANTEE IN RELATION TO THE ISSUER YES FOR FOR
PLAN FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.15: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE PLAN FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.16: APPROVE TRANSFERABILITY IN RELATION ISSUER YES FOR FOR
TO THE PLAN FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.17: APPROVE COMPLIANCE OF LATEST ISSUER YES FOR FOR
REGULATORY REQUIREMENTS IN RELATION TO THE PLAN FOR
THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
OF THE COMPANY
PROPOSAL #15.18: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS IN RELATION TO THE PLAN FOR THE NON-
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE
PROPOSAL #15.19: APPROVE RELATIONSHIP BETWEEN THE ISSUER YES FOR FOR
OFFSHORE AND DOMESTIC PREFERENCE SHARES IN RELATION
TO THE PLAN FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.20: AUTHORIZE BOARD TO HANDLE ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE PLAN FOR THE NON-PUBLIC
ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE COMPANY
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
REGARDING NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES BY THE COMPANY TO COSCO SHIPPING FINANCIAL
HOLDINGS CO., LIMITED
PROPOSAL #17: APPROVE SHARE SUBSCRIPTION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #18: APPROVE DILUTION OF CURRENT RETURN BY ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES AND THE
REMEDIAL MEASURES
PROPOSAL #19: APPROVE CAPITAL MANAGEMENT PLAN ISSUER YES FOR FOR
PROPOSAL #20: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS
PROPOSAL #21: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
PREVIOUSLY RAISED
PROPOSAL #22: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #23: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #24: APPROVE RESOLUTION REGARDING RULES AND ISSUER YES FOR FOR
PROCEDURES FOR SHAREHOLDERS' GENERAL MEETINGS AND
BOARD OF DIRECTORS' MEETINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Merchants Bank Co Ltd
TICKER: 600036 CUSIP: Y14896115
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE TYPE AND AMOUNT IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #1.02: APPROVE DURATION IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF
THE COMPANY
PROPOSAL #1.03: APPROVE METHOD OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #1.04: APPROVE ISSUE TARGET IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY
PROPOSAL #1.05: APPROVE NOMINAL VALUE AND ISSUE PRICE ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #1.06: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #1.07: APPROVE DIVIDEND DISTRIBUTION TERMS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #1.08: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE COMPANY
PROPOSAL #1.09: APPROVE TERMS OF MANDATORY CONVERSION ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #1.10: APPROVE RESTRICTIONS ON VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #1.11: APPROVE RESTORATION OF VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #1.12: APPROVE ORDER OF DISTRIBUTION OF ISSUER YES FOR FOR
RESIDUAL ASSETS AND BASIS OF LIQUIDATION IN RELATION
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #1.13: APPROVE RATING ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #1.14: APPROVE GUARANTEE IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF
THE COMPANY
PROPOSAL #1.15: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #1.16: APPROVE TRANSFERABILITY IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #1.17: APPROVE COMPLIANCE OF LATEST ISSUER YES FOR FOR
REGULATORY REQUIREMENTS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE
PROPOSAL #1.18: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS IN RELATION TO THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE COMPANY
PROPOSAL #1.19: APPROVE RELATIONSHIP BETWEEN THE ISSUER YES FOR FOR
DOMESTIC AND OFFSHORE PREFERENCE SHARES IN RELATION
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #1.20: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.01: APPROVE TYPE AND AMOUNT IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #2.02: APPROVE DURATION IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF
THE COMPANY
PROPOSAL #2.03: APPROVE METHOD OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.04: APPROVE ISSUE TARGET IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
OF THE COMPANY
PROPOSAL #2.05: APPROVE NOMINAL VALUE AND ISSUE PRICE ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.06: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #2.07: APPROVE DIVIDEND DISTRIBUTION TERMS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.08: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.09: APPROVE TERMS OF MANDATORY CONVERSION ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.10: APPROVE RESTRICTIONS ON VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.11: APPROVE RESTORATION OF VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.12: APPROVE ORDER OF DISTRIBUTION OF ISSUER YES FOR FOR
RESIDUAL ASSETS AND BASIS OF LIQUIDATION IN RELATION
TO THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #2.13: APPROVE RATING ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.14: APPROVE GUARANTEE IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF
THE COMPANY
PROPOSAL #2.15: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #2.16: APPROVE TRANSFERABILITY IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #2.17: APPROVE COMPLIANCE OF LATEST ISSUER YES FOR FOR
REGULATORY REQUIREMENTS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE
PROPOSAL #2.18: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS IN RELATION TO THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.19: APPROVE RELATIONSHIP BETWEEN THE ISSUER YES FOR FOR
OFFSHORE AND DOMESTIC PREFERENCE SHARES IN RELATION
TO THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #2.20: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Merchants Port Holdings Company Limited
TICKER: 144 CUSIP: Y1489Q103
MEETING DATE: 11/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE QIANHAIWAN EQUITY TRANSFER ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE LAND USE RIGHTS CONFIRMATION ISSUER YES FOR FOR
CONTRACT AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Merchants Port Holdings Company Limited
TICKER: 144 CUSIP: Y1489Q103
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3Aa: ELECT LI XIAOPENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3Ab: ELECT WANG HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3Ac: ELECT HUA LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3Ad: ELECT WANG ZHIXIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3Ae: ELECT ZHENG SHAOPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3Af: ELECT SHI WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3Ag: ELECT BONG SHU YING FRANCIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE GRANT OF OPTIONS UNDER THE ISSUER YES FOR FOR
SHARE OPTION SCHEME
PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5C: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5D: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Merchants Port Holdings Company Limited
TICKER: 144 CUSIP: Y1489Q103
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Minsheng Banking Corp., Ltd.
TICKER: 600016 CUSIP: Y1495M112
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT LIU JIPENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT LI HANCHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.03: ELECT XIE ZHICHUN AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Minsheng Banking Corp., Ltd.
TICKER: 600016 CUSIP: Y1495M112
MEETING DATE: 2/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT ZHANG HONGWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT LU ZHIQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.03: ELECT LIU YONGHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.04: ELECT SHI YUZHU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.05: ELECT WU DI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.06: ELECT YAO DAFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.07: ELECT SONG CHUNFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.08: ELECT TIAN ZHIPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.09: ELECT WENG ZHENJIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT LIU JIPENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT LI HANCHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT XIE ZHICHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT CHENG HOI-CHUEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT PENG XUEFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT LIU NINGYU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT HONG QI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT LIANG YUTANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT ZHENG WANCHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.01: ELECT WANG HANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.02: ELECT ZHANG BO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.03: ELECT LU ZHONGNAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.04: ELECT WANG YUGUI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.05: ELECT BAO JIMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.06: ELECT CHENG GUOQI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
RESOLUTION IN RESPECT OF NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Minsheng Banking Corp., Ltd.
TICKER: 600016 CUSIP: Y1495M112
MEETING DATE: 2/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
RESOLUTION IN RESPECT OF NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Minsheng Banking Corp., Ltd.
TICKER: 600016 CUSIP: Y1495M112
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2017 INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #5: APPROVE 2017 ANNUAL BUDGETS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8: APPROVE KPMG HUAZHEN LLP AND KPMG ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS AS THE DOMESTIC AND
INTERNATIONAL AUDITORS, RESPECTIVELY AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9.01: APPROVE TYPES OF SECURITIES TO BE ISSUER YES FOR FOR
ISSUED IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #9.02: APPROVE ISSUE SIZE IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.03: APPROVE PAR VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.04: APPROVE TERM IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.05: APPROVE INTEREST RATE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.06: APPROVE METHOD AND TIMING OF INTEREST ISSUER YES FOR FOR
PAYMENT IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #9.07: APPROVE CONVERSION PERIOD IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.08: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF THE CONVERSION PRICE OF THE CONVERTIBLE BONDS IN
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.09: APPROVE DOWNWARD ADJUSTMENT TO ISSUER YES FOR FOR
CONVERSION PRICE IN RELATION TO THE ISSUANCE OF A
SHARE CONVERTIBLE BONDS
PROPOSAL #9.10: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION IN RELATION TO THE
ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.11: APPROVE ENTITLEMENT TO DIVIDEND IN ISSUER YES FOR FOR
THE YEAR OF CONVERSION IN RELATION TO THE ISSUANCE OF
A SHARE CONVERTIBLE BONDS
PROPOSAL #9.12: APPROVE TERMS OF REDEMPTION IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.13: APPROVE TERMS OF SALE BACK IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.14: APPROVE METHOD OF ISSUANCE AND TARGET ISSUER YES FOR FOR
INVESTORS IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #9.15: APPROVE SUBSCRIPTION ARRANGEMENT FOR ISSUER YES FOR FOR
THE EXISTING HOLDERS OF A SHARES IN RELATION TO THE
ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.16: APPROVE CONVERTIBLE BOND HOLDERS AND ISSUER YES FOR FOR
THEIR MEETINGS IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #9.17: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.18: APPROVE GUARANTEE AND SECURITY IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.19: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #10: APPROVE FEASIBILITY ANALYSIS REPORT OF ISSUER YES FOR FOR
THE USE OF PROCEEDS FROM THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #11: APPROVE IMPACTS ON DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS OF ISSUANCE OF A SHARE CONVERTIBLE BONDS AND
THE REMEDIAL MEASURES
PROPOSAL #12: APPROVE REPORT OF THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM THE PREVIOUS ISSUANCE
PROPOSAL #13: AUTHORIZE BOARD OF DIRECTORS AND ITS ISSUER YES FOR FOR
AUTHORIZED PERSONS TO EXERCISE FULL POWER TO DEAL
WITH MATTERS RELATING TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #14: APPROVE FORMULATION OF CAPITAL ISSUER YES FOR FOR
MANAGEMENT PLAN FOR 2017 TO 2019
PROPOSAL #15: APPROVE DOMESTIC AND OVERSEAS ISSUANCE ISSUER YES FOR FOR
OF FINANCIAL BONDS AND TIER-TWO CAPITAL BONDS IN THE
NEXT THREE YEARS
PROPOSAL #16: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Minsheng Banking Corp., Ltd.
TICKER: 600016 CUSIP: Y1495M112
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE TYPES OF SECURITIES TO BE ISSUER YES FOR FOR
ISSUED IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #1.02: APPROVE ISSUE SIZE IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.03: APPROVE PAR VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.04: APPROVE TERM IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.05: APPROVE INTEREST RATE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.06: APPROVE METHOD AND TIMING OF INTEREST ISSUER YES FOR FOR
PAYMENT IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #1.07: APPROVE CONVERSION PERIOD IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.08: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF THE CONVERSION PRICE OF THE CONVERTIBLE BONDS IN
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.09: APPROVE DOWNWARD ADJUSTMENT TO ISSUER YES FOR FOR
CONVERSION PRICE IN RELATION TO THE ISSUANCE OF A
SHARE CONVERTIBLE BONDS
PROPOSAL #1.10: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION IN RELATION TO THE
ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.11: APPROVE ENTITLEMENT TO DIVIDEND IN ISSUER YES FOR FOR
THE YEAR OF CONVERSION IN RELATION TO THE ISSUANCE OF
A SHARE CONVERTIBLE BONDS
PROPOSAL #1.12: APPROVE TERMS OF REDEMPTION IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.13: APPROVE TERMS OF SALE BACK IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.14: APPROVE METHOD OF ISSUANCE AND TARGET ISSUER YES FOR FOR
INVESTORS IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #1.15: APPROVE SUBSCRIPTION ARRANGEMENT FOR ISSUER YES FOR FOR
THE EXISTING HOLDERS OF A SHARES IN RELATION TO THE
ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.16: APPROVE CONVERTIBLE BOND HOLDERS AND ISSUER YES FOR FOR
THEIR MEETINGS IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #1.17: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.18: APPROVE GUARANTEE AND SECURITY IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.19: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #2: AUTHORIZE BOARD OF DIRECTORS AND ITS ISSUER YES FOR FOR
AUTHORIZED PERSONS TO EXERCISE FULL POWER TO DEAL
WITH MATTERS RELATING TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Minsheng Financial Holding Corp Ltd.
TICKER: 245 CUSIP: Y14001104
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MASTER FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2: APPROVE REVISED ANNUAL CAPS ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE DIRECTORS TO RATIFY AND ISSUER YES FOR FOR
EXECUTE APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Minsheng Financial Holding Corp Ltd.
TICKER: 245 CUSIP: Y14001104
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT NI XINGUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT LYU WEI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2c: ELECT CHEN JOHNNY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2d: ELECT CHEN GUOGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Mobile Limited
TICKER: 941 CUSIP: Y14965100
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT DONG XIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT FRANK WONG KWONG SHING AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT MOSES CHENG MO CHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT PAUL CHOW MAN YIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT STEPHEN YIU KIN WAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AND ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS AUDITORS FOR
HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL
REPORTING PURPOSES, RESPECTIVELY AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z105
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SATISFACTION OF CONDITIONS OF ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.01: APPROVE CLASS AND PAR VALUE OF SHARES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE
OF A SHARES
PROPOSAL #2.02: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLE IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #2.03: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.04: APPROVE TARGET SUBSCRIBERS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.05: APPROVE METHOD OF SUBSCRIPTION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.06: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.07: APPROVE ARRANGEMENT ON ACCUMULATED ISSUER YES FOR FOR
PROFIT DISTRIBUTION PRIOR TO THE NON-PUBLIC ISSUANCE
OF A SHARES
PROPOSAL #2.08: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.09: APPROVE USE OF PROCEEDS FROM FUND ISSUER YES FOR FOR
RAISING IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #2.10: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION RELATING TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #3: APPROVE NON-PUBLIC ISSUANCE OF A SHARES ISSUER YES FOR FOR
(REVISED VERSION)
PROPOSAL #4: APPROVE NON-PUBLIC ISSUANCE OF A SHARES ISSUER YES FOR FOR
NOT CONSTITUTING A CONNECTED TRANSACTION
PROPOSAL #5: APPROVE FEASIBILITY REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS FROM FUND RAISING UNDER NON-PUBLIC ISSUANCE
OF A SHARES (REVISED VERSION)
PROPOSAL #6: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM PREVIOUS FUND RAISING
PROPOSAL #7: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
RELATING TO THE SHARE ISSUANCE
PROPOSAL #8: APPROVE SHAREHOLDERS' RETURN PLAN (2016- ISSUER YES FOR FOR
2018)
PROPOSAL #9: APPROVE RISK ALERT FOR DILUTION OF ISSUER YES FOR FOR
CURRENT RETURNS AS A RESULT OF THE NON-PUBLIC
ISSUANCE OF A SHARES AND ADOPTION OF REMEDIAL
PROPOSAL #10: APPROVE UNDERTAKINGS BY CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER AND ACTUAL CONTROLLER TO TAKE REMEDIAL
MEASURES FOR DILUTION OF CURRENT RETURNS AS A RESULT
OF NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #11: APPROVE UNDERTAKINGS BY ALL DIRECTORS ISSUER YES FOR FOR
AND SENIOR MANAGEMENT TO TAKE REMEDIAL MEASURES FOR
DILUTION OF CURRENT RETURNS AS A RESULT OF NON-PUBLIC
ISSUANCE OF A SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z105
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
(ACQUISITION OF OVERSEAS COPPER AND COBALT
BUSINESSES) SATISFYING CONDITIONS OF MATERIAL ASSET
REORGANIZATION OF LISTED COMPANIES
PROPOSAL #2: APPROVE PLAN OF MATERIAL ASSET ISSUER YES FOR FOR
ACQUISITION (ACQUISITION OF OVERSEAS COPPER AND
COBALT BUSINESSES)
PROPOSAL #3: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR �� FOR
REPORT (ACQUISITION OF OVERSEAS COPPER AND COBALT
BUSINESSES) (DRAFT) OF CHINA MOLYBDENUM CO., LTD. AND
PROPOSAL #4: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
(ACQUISITION OF OVERSEAS COPPER AND COBALT
BUSINESSES) NOT CONSTITUTING A REVERSE TAKEOVER
PROPOSAL #5: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
(ACQUISITION OF OVERSEAS COPPER AND COBALT
BUSINESSES) SATISFYING THE REQUIREMENTS UNDER ARTICLE
4 OF THE REGULATIONS CONCERNING THE STANDARDIZATION
OF CERTAIN ISSUES OF MATERIAL ASSET REORGANIZATION OF
PROPOSAL #6: APPROVE EXPLANATION OF WHETHER THE ISSUER YES FOR FOR
FLUCTUATION IN SHARE PRICE AS A RESULT OF THE
MATERIAL ASSET ACQUISITION (ACQUISITION OF OVERSEAS
COPPER AND COBALT BUSINESSES) REACHED THE RELEVANT
PROPOSAL #7: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
(ACQUISITION OF OVERSEAS COPPER AND COBALT
BUSINESSES) NOT CONSTITUTING A CONNECTED TRANSACTION
PROPOSAL #8: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
RELATING TO THE MATERIAL ASSET ACQUISITION
(ACQUISITION OF OVERSEAS COPPER AND COBALT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z105
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
(ACQUISITION OF OVERSEAS NIOBIUM AND PHOSPHATES
BUSINESSES) OF THE COMPANY SATISFYING CONDITIONS OF
MATERIAL ASSET REORGANIZATION OF LISTED COMPANIES
PROPOSAL #2: APPROVE PLAN OF MATERIAL ASSET ISSUER YES FOR FOR
ACQUISITION (ACQUISITION OF OVERSEAS NIOBIUM AND
PHOSPHATES BUSINESSES)
PROPOSAL #3: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
REPORT (ACQUISITION OF OVERSEAS NIOBIUM AND
PHOSPHATES BUSINESSES) (DRAFT) OF CHINA MOLYBDENUM
CO., LTD. AND ITS SUMMARY
PROPOSAL #4: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
(ACQUISITION OF OVERSEAS NIOBIUM AND PHOSPHATES
BUSINESSES) NOT CONSTITUTING A REVERSE TAKEOVER
PROPOSAL #5: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
(ACQUISITION OF OVERSEAS NIOBIUM AND PHOSPHATES
BUSINESSES) SATISFYING THE REQUIREMENTS UNDER ARTICLE
4 OF THE REGULATIONS
PROPOSAL #6: APPROVE EXPLANATION OF WHETHER THE ISSUER YES FOR FOR
FLUCTUATION IN SHARE PRICE AS A RESULT OF THE
MATERIAL ASSET ACQUISITION (ACQUISITION OF OVERSEAS
NIOBIUM AND PHOSPHATES BUSINESSES) REACHED THE
PROPOSAL #7: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
(ACQUISITION OF OVERSEAS NIOBIUM AND PHOSPHATES
BUSINESSES) NOT CONSTITUTING A CONNECTED TRANSACTION
PROPOSAL #8: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
RELATING TO THE MATERIAL ASSET ACQUISITION
(ACQUISITION OF OVERSEAS NIOBIUM AND PHOSPHATES
BUSINESSES)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z105
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE CLASS AND PAR VALUE OF SHARES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE
OF A SHARES
PROPOSAL #1.02: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLE IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #1.03: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.04: APPROVE TARGET SUBSCRIBERS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.05: APPROVE METHOD OF SUBSCRIPTION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.06: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.07: APPROVE ARRANGEMENT ON ACCUMULATED ISSUER YES FOR FOR
PROFIT DISTRIBUTION PRIOR TO THE NON-PUBLIC ISSUANCE
OF A SHARES
PROPOSAL #1.08: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.09: APPROVE USE OF PROCEEDS FROM FUND ISSUER YES FOR FOR
RAISING IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #1.10: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION RELATING TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #2: APPROVE NON-PUBLIC ISSUANCE OF A SHARES ISSUER YES FOR FOR
(REVISED VERSION)
PROPOSAL #3: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
RELATING TO THE SHARE ISSUANCE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z105
MEETING DATE: 4/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT COOPERATION WITH BHR ISSUER YES FOR FOR
NEWWOOD INVESTMENT MANAGEMENT LIMITED AND ITS
SHAREHOLDERS OR SHAREHOLDERS OF ITS SHAREHOLDERS AT
THE TENKE FUNGURUME MINING AREA
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE INVESTMENT COOPERATION
PROPOSAL #3: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #4: APPROVE INTRODUCTION OF NEW SHAREHOLDERS SHAREHOLDER YES FOR FOR
TO BHR NEWWOOD INVESTMENT MANAGEMENT LIMITED FOR THE
INVESTMENT COOPERATION IN THE TENKE FUNGURUME MINING
AREA
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION PLAN SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z105
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXTERNAL AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE BY CHINA ISSUER YES FOR FOR
MOLYBDENUM COMPANY LIMITED TO ITS DIRECT AND INDIRECT
WHOLLY OWNED SUBSIDIARIES AND RELATED TRANSACTIONS
PROPOSAL #9: APPROVE PROPOSAL REGARDING THE INCREASE ISSUER YES FOR FOR
IN AMOUNT OF OVERSEAS BONDS ISSUANCE AND EXTENSION OF
TERM OF AUTHORIZATION
PROPOSAL #10: APPROVE COMMENCEMENT OF HEDGING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #11: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE DISTRIBUTION OF 2017
INTERIM AND QUARTERLY DIVIDEND
PROPOSAL #12: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #13: APPROVE COMPLIANCE WITH CONDITIONS FOR SHAREHOLDER YES FOR FOR
THE PROPOSED PUBLIC ISSUANCE OF CORPORATE BONDS
PROPOSAL #14: APPROVE PROPOSED PLAN FOR PUBLIC SHAREHOLDER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #14.1: APPROVE ISSUE SIZE IN RELATION TO THE SHAREHOLDER YES FOR FOR
PROPOSED PUBLIC ISSUANCE OF CORPORATE BONDS
PROPOSAL #14.2: APPROVE PAR VALUE AND ISSUE PRICE IN SHAREHOLDER YES FOR FOR
RELATION TO THE PROPOSED PUBLIC ISSUANCE OF CORPORATE
BONDS
PROPOSAL #14.3: APPROVE TYPES OF THE BONDS AND SHAREHOLDER YES FOR FOR
MATURITY IN RELATION TO THE PROPOSED PUBLIC ISSUANCE
OF CORPORATE BONDS
PROPOSAL #14.4: APPROVE BONDS INTEREST RATE IN SHAREHOLDER YES FOR FOR
RELATION TO THE PROPOSED PUBLIC ISSUANCE OF CORPORATE
BONDS
PROPOSAL #14.5: APPROVE ISSUANCE METHODS IN RELATION SHAREHOLDER YES FOR FOR
TO THE PROPOSED PUBLIC ISSUANCE OF CORPORATE BONDS
PROPOSAL #14.6: APPROVE OFFERING ARRANGEMENT TO THE SHAREHOLDER YES FOR FOR
SHAREHOLDERS IN RELATION TO THE PROPOSED PUBLIC
ISSUANCE OF CORPORATE BONDS
PROPOSAL #14.7: APPROVE TERMS ON REDEMPTION OR SHAREHOLDER YES FOR FOR
REPURCHASE IN RELATION TO THE PROPOSED PUBLIC
ISSUANCE OF CORPORATE BONDS
PROPOSAL #14.8: APPROVE GUARANTEE ARRANGEMENT IN SHAREHOLDER YES FOR FOR
RELATION TO THE PROPOSED PUBLIC ISSUANCE OF CORPORATE
BONDS
PROPOSAL #14.9: APPROVE USE OF PROCEEDS IN RELATION SHAREHOLDER YES FOR FOR
TO THE PROPOSED PUBLIC ISSUANCE OF CORPORATE BONDS
PROPOSAL #14.10: APPROVE PROTECTIVE MEASURES FOR SHAREHOLDER YES FOR FOR
REPAYMENT IN RELATION TO THE PROPOSED PUBLIC ISSUANCE
OF CORPORATE BONDS
PROPOSAL #14.11: APPROVE LISTING VENUE IN RELATION TO SHAREHOLDER YES FOR FOR
THE PROPOSED PUBLIC ISSUANCE OF CORPORATE BONDS
PROPOSAL #14.12: APPROVE VALIDITY PERIOD OF SHAREHOLDER YES FOR FOR
RESOLUTION IN RELATION TO THE PROPOSED PUBLIC
ISSUANCE OF CORPORATE BONDS
PROPOSAL #15: AUTHORIZE BOARD TO DEAL WITH ALL SHAREHOLDER YES FOR FOR
MATTERS IN RELATION TO PROPOSED PUBLIC ISSUANCE OF
CORPORATE BONDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z105
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Motor Corp
TICKER: 2204 CUSIP: Y1499J107
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China National Accord Medicines Corp Ltd.
TICKER: 000028 CUSIP: Y77422106
MEETING DATE: 9/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WU YIJIAN AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #1.2: ELECT LIU JINGYUN AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China National Accord Medicines Corp Ltd.
TICKER: 000028 CUSIP: Y77422106
MEETING DATE: 1/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIU YONG AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #2: APPROVE ADJUSTMENT IN THE COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINE APPLICATION AND GUARANTEE ARRANGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China National Accord Medicines Corp Ltd.
TICKER: 000028 CUSIP: Y77422106
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHEN HONGHUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China National Accord Medicines Corp Ltd.
TICKER: 000028 CUSIP: Y77422106
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #6: APPROVE 2017 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE CONTINUED PROVISION OF FINANCIAL ISSUER YES FOR FOR
SERVICES BY SINOPHARM GROUP FINANCE CO., LTD.
PROPOSAL #8: APPROVE DEVELOPMENT OF ACCOUNTS ISSUER YES FOR FOR
RECEIVABLES FACTORING BUSINESS WITH SINOPHARM HOLDING
(CHINA) FINANCE LEASING CO., LTD. AND RELATED-PARTY
TRANSACTIONS
PROPOSAL #9: APPROVE FUND TRANSFER THROUGH ENTRUSTED ISSUER YES AGAINST AGAINST
LOAN APPLICATION BETWEEN THE COMPANY AND CONTROLLED
SUBSIDIARIES
PROPOSAL #10: APPROVE RE-APPOINTMENT OF ANNUAL REPORT ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #11: APPROVE ADJUSTMENT TO THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China National Building Material Co., Ltd.
TICKER: 3323 CUSIP: Y15045100
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE AUDITORS AND AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
FINAL DIVIDEND DISTRIBUTION PLAN
PROPOSAL #5: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE COMPANY'S DISTRIBUTION OF INTERIM
DIVIDEND
PROPOSAL #6: APPROVE BAKER TILLY CHINA CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS AS DOMESTIC AUDITOR AND BAKER
TILLY HONG KONG LIMITED AS INTERNATIONAL AUDITOR AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China National Materials Co., Ltd.
TICKER: 1893 CUSIP: Y15048104
MEETING DATE: 7/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES OF PROCEDURES OF THE GENERAL ISSUER YES FOR FOR
MEETING
PROPOSAL #3: AMEND RULES OF PROCEDURES OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #4: AMEND RULES OF PROCEDURES OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #5: ELECT SHEN YUNGANG AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE REMUNERATION COMMITTEE TO FIX HIS
REMUNERATION AND AUTHORIZE THE CHAIRMAN OF THE BOARD
TO EXECUTE A SERVICE CONTRACT
PROPOSAL #6: ELECT WANG FENGTING AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE REMUNERATION COMMITTEE TO FIX HIS
REMUNERATION AND AUTHORIZE THE CHAIRMAN OF THE BOARD
TO EXECUTE A SERVICE CONTRACT
PROPOSAL #7: ELECT WANG ZHULIN AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
REMUNERATION COMMITTEE TO FIX HIS REMUNERATION AND
AUTHORIZE THE CHAIRMAN OF THE BOARD TO EXECUTE A
SERVICE CONTRACT
PROPOSAL #8: ELECT ZHANG HAI AS SUPERVISOR, FIX HIS ISSUER YES FOR FOR
REMUNERATION AND AUTHORIZE THE CHAIRMAN OF THE BOARD
TO EXECUTE A SERVICE CONTRACT
PROPOSAL #9: ELECT GUO YANMING AS SUPERVISOR, FIX HIS ISSUER YES FOR FOR
REMUNERATION AND AUTHORIZE THE CHAIRMAN OF THE BOARD
TO EXECUTE A SERVICE CONTRACT
PROPOSAL #10: ELECT LIU ZHIJIANG AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE REMUNERATION COMMITTEE TO FIX HIS
REMUNERATION AND AUTHORIZE THE CHAIRMAN OF THE BOARD
TO EXECUTE A SERVICE CONTRACT
PROPOSAL #11: ELECT PENG JIANXIN AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE REMUNERATION COMMITTEE TO FIX HIS
REMUNERATION AND AUTHORIZE THE CHAIRMAN OF THE BOARD
TO EXECUTE A SERVICE CONTRACT
PROPOSAL #12: ELECT LI XINHUA AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
REMUNERATION COMMITTEE TO FIX HIS REMUNERATION AND
AUTHORIZE THE CHAIRMAN OF THE BOARD TO EXECUTE A
SERVICE CONTRACT
PROPOSAL #13: ELECT LI JIANLUN AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
REMUNERATION COMMITTEE TO FIX HIS REMUNERATION AND
AUTHORIZE THE CHAIRMAN OF THE BOARD TO EXECUTE A
SERVICE CONTRACT
PROPOSAL #14: ELECT LEUNG CHONG AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE REMUNERATION COMMITTEE TO FIX HIS
REMUNERATION AND AUTHORIZE THE CHAIRMAN OF THE BOARD
TO EXECUTE A SERVICE CONTRACT
PROPOSAL #15: ELECT LU ZHENGFEI AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE REMUNERATION COMMITTEE TO FIX HIS
REMUNERATION AND AUTHORIZE THE CHAIRMAN OF THE BOARD
TO EXECUTE A SERVICE CONTRACT
PROPOSAL #16: ELECT XU WEIBING AS SUPERVISOR, FIX HER ISSUER YES FOR FOR
REMUNERATION AND AUTHORIZE THE CHAIRMAN OF THE BOARD
TO EXECUTE A SERVICE CONTRACT
PROPOSAL #17: APPROVE REMUNERATION OF WANG YINGCAI ISSUER YES FOR FOR
AND AUTHORIZE THE CHAIRMAN OF THE BOARD TO EXECUTE A
SERVICE CONTRACT
PROPOSAL #18: APPROVE REMUNERATION OF QU XIAOLI AND ISSUER YES FOR FOR
AUTHORIZE THE CHAIRMAN OF THE BOARD TO EXECUTE A
SERVICE CONTRACT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China National Materials Co., Ltd.
TICKER: 1893 CUSIP: Y15048104
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2017 FINANCIAL SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, ANNUAL CAPS AND RELATED
PROPOSAL #3: APPROVE 2017 MUTUAL SUPPLY OF SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #4: APPROVE 2017 MUTUAL SUPPLY OF PRODUCTS ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, ANNUAL CAPS AND RELATED
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China National Materials Co., Ltd.
TICKER: 1893 CUSIP: Y15048104
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PROPOSAL AND ISSUER YES FOR FOR
DISTRIBUTION OF FINAL DIVIDEND
PROPOSAL #5: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS LLP AS AUDITOR AND AUTHORIZE THE AUDIT
COMMITTEE TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Oceanwide Holdings Ltd.
TICKER: 00715 CUSIP: G2117K104
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MASTER FRAMEWORK AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Oceanwide Holdings Ltd.
TICKER: 00715 CUSIP: G2117K104
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT QIN DINGGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT ZHENG DONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2c: ELECT ZHAO YINGWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT QI ZIXIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Oilfield Services Ltd.
TICKER: 2883 CUSIP: Y15002101
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEES FOR ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #2: ELECT QI MEISHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT DONG WEILIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT XIE WEIZHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Oilfield Services Ltd.
TICKER: 2883 CUSIP: Y15002101
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MASTER SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT WITH CNOOC AND THE TERMS, PROPOSED ANNUAL
CAPS AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE AMENDMENTS TO CONNECTED ISSUER YES FOR FOR
TRANSACTIONS DECISION-MAKING MECHANISM
PROPOSAL #3: ELECT LV BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LI FEILONG AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Oilfield Services Ltd.
TICKER: 2883 CUSIP: Y15002101
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Oilfield Services Ltd.
TICKER: 2883 CUSIP: Y15002101
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
ANNUAL DIVIDEND
PROPOSAL #3: APPROVE REPORT OF THE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITORS
AND DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: ELECT LAW HONG PING, LAWRENCE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
RELEVANT SUBSIDIARIES
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Overseas Land & Investment Ltd.
TICKER: 688 CUSIP: Y15004107
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Overseas Land & Investment Ltd.
TICKER: 688 CUSIP: Y15004107
MEETING DATE: 6/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT YAN JIANGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT NIP YUN WING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHANG YING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT LAM KWONG SIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT FAN HSU LAI TAI, RITA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Pacific Insurance (Group) Co., Ltd
TICKER: 601601 CUSIP: Y1505Z103
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT OF A SHARES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 ANNUAL REPORT OF H SHARES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #6: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS PRC AUDITOR AND INTERNAL CONTROL AUDITOR
AND PRICEWATERHOUSECOOPERS AS OVERSEAS AUDITOR AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE 2016 DUE DILIGENCE REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2016 REPORT ON PERFORMANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #10: APPROVE AMENDMENTS TO THE INTERIM ISSUER YES FOR FOR
ADMINISTRATIVE MEASURES ON RELATED PARTY TRANSACTIONS
PROPOSAL #11: APPROVE THE DEVELOPMENT PLAN FOR THE ISSUER YES FOR FOR
YEARS 2017 TO 2019
PROPOSAL #12.1: ELECT KONG QINGWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT HUO LIANHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.3: ELECT WANG JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.4: ELECT WANG TAYU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.5: ELECT KONG XIANGQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.6: ELECT ZHU KEBING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.7: ELECT SUN XIAONING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.8: ELECT WU JUNHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.9: ELECT CHEN XUANMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.10: ELECT BAI WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.11: ELECT LEE KA SZE, CARMELO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.12: ELECT LAM CHI KUEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.13: ELECT ZHOU ZHONGHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.14: ELECT GAO SHANWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13.1: ELECT ZHANG XINMEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13.2: ELECT LIN LICHUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13.3: ELECT ZHOU ZHUPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Petroleum & Chemical Corp.
TICKER: 386 CUSIP: Y15010104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 FINANCIAL REPORTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: AUTHORIZE BOARD TO DETERMINE THE 2017 ISSUER YES FOR FOR
INTERIM PROFIT DISTRIBUTION
PROPOSAL #7: AUTHORIZE BOARD TO DETERMINE THE ISSUER YES FOR FOR
PROPOSED PLAN FOR THE ISSUANCE OF DEBT FINANCING
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: ELECT LI YUNPENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ZHAO DONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION AND RULES ISSUER YES FOR FOR
OF PROCEDURES OF BOARD MEETINGS
PROPOSAL #12: APPROVE OVERSEAS LISTING PLAN OF ISSUER YES FOR FOR
SINOPEC MARKETING CO., LTD.
PROPOSAL #13: APPROVE COMPLIANCE OF OVERSEAS LISTING ISSUER YES FOR FOR
OF SINOPEC MARKETING CO., LTD. WITH THE CIRCULAR ON
ISSUES IN RELATION TO REGULATING OVERSEAS LISTING OF
SUBSIDIARIES OF DOMESTIC-LISTED COMPANIES
PROPOSAL #14: APPROVE UNDERTAKING OF THE COMPANY TO ISSUER YES FOR FOR
MAINTAIN ITS INDEPENDENT LISTING STATUS
PROPOSAL #15: APPROVE DESCRIPTION OF THE SUSTAINABLE ISSUER YES FOR FOR
PROFITABILITY AND PROSPECTS OF THE COMPANY
PROPOSAL #16: AUTHORIZE BOARD TO DEAL WITH OVERSEAS ISSUER YES FOR FOR
LISTING MATTERS OF SINOPEC MARKETING CO., LTD.
PROPOSAL #17: APPROVE PROVISION OF ASSURED ISSUER YES FOR FOR
ENTITLEMENT TO H-SHARE SHAREHOLDERS OF THE COMPANY
ONLY FOR OVERSEAS LISTING OF SINOPEC MARKETING CO.,
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Petroleum & Chemical Corp.
TICKER: 386 CUSIP: Y15010104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF ASSURED ENTITLEMENT ISSUER YES FOR FOR
TO H-SHARE SHAREHOLDERS OF THE COMPANY ONLY FOR
OVERSEAS LISTING OF SINOPEC MARKETING CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Power International Development Ltd.
TICKER: 2380 CUSIP: Y1508G102
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT YU BING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT GUAN QIHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT YAU KA CHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Railway Construction Corporation Ltd.
TICKER: 601186 CUSIP: Y1508P110
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #6: APPROVE DETERMINATION OF THE CAPS FOR ISSUER YES FOR FOR
GUARANTEES FOR SUBSIDIARIES OF THE COMPANY FOR 2017
PROPOSAL #7: APPROVE TRANSFER OF EQUITY INTEREST ISSUER YES FOR FOR
FUNDED BY THE PROCEEDS RAISED FROM THE NON-PUBLIC
ISSUANCE OF A SHARES IN 2015 AND PERMANENT
REPLENISHMENT OF WORKING CAPITAL BY THE PROCEEDS FROM
THE TRANSFER AND REMAINING UNINVESTED PROCEEDS
RAISED FROM
PROPOSAL #8: APPROVE RENEWAL OF MUTUAL SUPPLY OF ISSUER YES FOR FOR
SERVICES FRAMEWORK AGREEMENT
PROPOSAL #9: APPROVE PAYMENT OF FEES FOR AUDITING THE ISSUER YES FOR FOR
2016 ANNUAL REPORT AND RELEVANT SERVICES
PROPOSAL #10: APPROVE PAYMENT OF 2016 INTERNAL ISSUER YES FOR FOR
CONTROL AUDIT FEES
PROPOSAL #11: APPROVE DELOITTE TOUCHE TOHMATSU CPA ISSUER YES FOR FOR
LLP AS EXTERNAL AUDITORS AND PAYMENT OF 2017 AUDITING
SERVICE FEE
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #13: APPROVE AMENDMENTS TO THE RULES AND ISSUER YES FOR FOR
PROCEDURE FOR THE BOARD OF DIRECTORS
PROPOSAL #14: APPROVE REGISTRATION AND ISSUANCE OF ISSUER YES AGAINST AGAINST
DEBT FINANCING INSTRUMENTS OF THE COMPANY IN THE
NATIONAL ASSOCIATION OF FINANCIAL MARKET
INSTITUTIONAL INVESTORS
PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Railway Group Limited
TICKER: 601390 CUSIP: Y1509D116
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 WORK REPORT OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE 2016 A SHARE ANNUAL REPORT AND ISSUER YES FOR FOR
THE ABSTRACT, H SHARE ANNUAL REPORT AND RESULTS
ANNOUNCEMENT
PROPOSAL #5: APPROVE 2016 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #6: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS DOMESTIC AND
OVERSEAS AUDITORS, RESPECTIVELY AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS INTERNAL CONTROL AUDITORS OF THE COMPANY
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE AMENDMENTS TO SALARY MANAGEMENT ISSUER YES FOR FOR
MEASURES OF DIRECTORS AND SUPERVISORS
PROPOSAL #11: APPROVE 2016 SALARY OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #12: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #13: APPROVE ISSUANCE OF ASSET ISSUER YES FOR FOR
SECURITISATION PRODUCTS
PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #16.1: ELECT LI CHANGJIN AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #16.2: ELECT ZHANG ZONGYAN AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #16.3: ELECT ZHOU MENGBO AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #16.4: ELECT ZHANG XIAN AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #16.5: ELECT GUO PEIZHANG AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #16.6: ELECT WEN BAOMAN AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #16.7: ELECT ZHENG QINGZHI AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #16.8: ELECT CHUNG SHUI MING TIMPSON AS SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #16.9: ELECT MA ZONGLIN AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #17.1: ELECT LIU CHENGJUN AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #17.2: ELECT CHEN WENXIN AS SUPERVISOR SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Railway Signal & Communication Corporation Limited
TICKER: 3969 CUSIP: Y1R0AG105
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FU JIANGUO AS DIRECTOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Railway Signal & Communication Corporation Limited
TICKER: 3969 CUSIP: Y1R0AG105
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFITS DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ERNST & YOUNG AS INTERNATIONAL ISSUER YES FOR FOR
AUDITOR AND ERNST & YOUNG HUA MING LLP AS DOMESTIC
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Reinsurance (Group) Corporation
TICKER: 1508 CUSIP: ADPV30662
MEETING DATE: 1/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 13TH FIVE-YEAR DEVELOPMENTAL ISSUER YES FOR FOR
PLAN OUTLINE
PROPOSAL #2: APPROVE MATTERS REGARDING REMUNERATION ISSUER YES FOR FOR
OF RELEVANT DIRECTORS AND SUPERVISORS
PROPOSAL #3: APPROVE REMOVAL OF ZHANG HONG AS SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT HE CHUNLEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #5: APPROVE REMOVAL OF WANG YONGGANG AS SHAREHOLDER YES FOR FOR
SUPERVISOR
PROPOSAL #6: ELECT ZHANG HONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Reinsurance (Group) Corporation
TICKER: 1508 CUSIP: ADPV30662
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
REPORT
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2017 INVESTMENT BUDGET FOR FIXED ISSUER YES FOR FOR
ASSETS
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS DOMESTIC AND
OVERSEAS AUDITORS, RESPECTIVELY AND FIX THEIR
REMUNERATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Resources Beer (Holdings) Co., Ltd.
TICKER: 291 CUSIP: Y15037107
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT CHEN LANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LAI PO SING, TOMAKIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LAI NI HIUM, FRANK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT HOUANG TAI NINH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT SIU KWING CHUE, GORDON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Resources Cement Holdings Ltd.
TICKER: 1313 CUSIP: G2113L106
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZHOU LONGSHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT JI YOUHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LAU CHUNG KWOK ROBERT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT WANG YAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.5: ELECT ZENG XUEMIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES AGAINST AGAINST
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Resources Gas Group Ltd.
TICKER: 1193 CUSIP: G2113B108
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT WANG CHUANDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WEI BIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT WONG TAK SHING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT QIN CHAOKUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU, ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS AS AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Resources Land Ltd.
TICKER: 1109 CUSIP: G2108Y105
MEETING DATE: 10/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Resources Land Ltd.
TICKER: 1109 CUSIP: G2108Y105
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT YU JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHANG DAWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LI XIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT XIE JI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT YAN BIAO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.6: ELECT CHEN RONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT CHEN YING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.8: ELECT WANG YAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.9: ELECT ZHONG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT SUN ZHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.11: AUTHORIZE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Resources Power Holdings Co., Ltd.
TICKER: 836 CUSIP: Y1503A100
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZHOU JUNQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CHEN YING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT WANG YAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.4: ELECT MA CHIU-CHEUNG, ANDREW AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Shenhua Energy Co., Ltd.
TICKER: 01088 CUSIP: Y1504C113
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND FINAL DIVIDEND
PROPOSAL #5: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS PRC AUDITORS AND
DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL AUDITORS
AND AUTHORIZE DIRECTORS' COMMITTEE TO FIX THEIR
REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF BONDS AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9.01: ELECT LING WEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.02: ELECT HAN JIANGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.03: ELECT LI DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.04: ELECT ZHAO JIBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.01: ELECT TAM WAI CHU, MARIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.02: ELECT JIANG BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.03: ELECT ZHONG YINGJIE, CHRISTINA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.01: ELECT ZHAI RICHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11.02: ELECT ZHOU DAYU AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Shipping Container Lines Co. Ltd.
TICKER: 2866 CUSIP: Y1513C104
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Shipping Development Co., Ltd.
TICKER: 1138 CUSIP: Y1503Y108
MEETING DATE: 9/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE ENGLISH NAME AND CHINESE NAME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #4.1: ELECT LIU HANBO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT LU JUNSHAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.3: ELECT FENG BOMING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.4: ELECT ZHANG WEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.5: ELECT LIN HONGHUA AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #5: ELECT WENG YI AS SUPERVISOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Shipping Development Co., Ltd.
TICKER: 1138 CUSIP: Y1503Y108
MEETING DATE: 3/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR LIABILITIES IN ISSUER YES FOR FOR
RESPECT OF ESTIMATED LOSSES ON CHARTERING CONTRACTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China South City Holdings Ltd
TICKER: 1668 CUSIP: Y1515Q101
MEETING DATE: 8/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHENG CHUNG HING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT MA KAI CHEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT HUI CHIU CHUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT YUNG WING KI SAMUEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS INDEPENDENT ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Southern Airlines Co., Ltd.
TICKER: 600029 CUSIP: Y1503W102
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE ACQUISITION OF 12 B787-9 ISSUER YES FOR FOR
AIRCRAFT FROM THE BOEING COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Southern Airlines Co., Ltd.
TICKER: 600029 CUSIP: Y1503W102
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE AUDITED CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PROPOSAL ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG HUAZHEN (SPECIAL GENERAL ISSUER YES FOR FOR
PARTNERSHIP) AS AUDITORS FOR DOMESTIC, U.S. AND
INTERNAL CONTROL OF FINANCIAL REPORTING AND KPMG AS
AUDITORS FOR HONG KONG FINANCIAL REPORTING AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE AUTHORIZATION TO XIAMEN AIRLINES ISSUER YES AGAINST AGAINST
COMPANY LIMITED TO PROVIDE GUARANTEES TO HEBEI
AIRLINES COMPANY LIMITED AND JIANGXI AIRLINES COMPANY
LIMITED
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #9: APPROVE AIRCRAFT FINANCE LEASE FRAMEWORK SHAREHOLDER YES FOR FOR
AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China State Construction International Holdings Limited
TICKER: 3311 CUSIP: G21677136
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT TIAN SHUCHEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3B: ELECT PAN SHUJIE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3C: ELECT RAYMOND HO CHUNG TAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: ELECT ADRIAN DAVID LI MAN KIU AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Steel Corporation
TICKER: 2002 CUSIP: Y15041109
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF CHAIRMAN CHAO TUNG WONG
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR JIH GANG LIU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Taiping Insurance Holdings Co Ltd.
TICKER: 966 CUSIP: Y1456Z151
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT WANG TINGKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT YU XIAOPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT WU CHANGMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT ZHU DAJIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
INDEPENDENT AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Telecom Corporation Ltd
TICKER: 728 CUSIP: Y1505D102
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
INTERNATIONAL AUDITOR AND DELOITTE TOUCHE TOHMATSU
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4.1: ELECT YANG JIE AS DIRECTOR, APPROVE ISSUER YES FOR FOR
HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #4.2: ELECT YANG XIAOWEI AS DIRECTOR, ISSUER YES FOR FOR
APPROVE HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #4.3: ELECT KE RUIWEN AS DIRECTOR, APPROVE ISSUER YES FOR FOR
HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #4.4: ELECT SUN KANGMIN AS DIRECTOR, APPROVE ISSUER YES FOR FOR
HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #4.5: ELECT ZHEN CAIJI AS DIRECTOR, APPROVE ISSUER YES FOR FOR
HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #4.6: ELECT GAO TONGQING AS DIRECTOR, ISSUER YES FOR FOR
APPROVE HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #4.7: ELECT CHEN ZHONGYUE AS DIRECTOR, ISSUER YES FOR FOR
APPROVE HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #4.8: ELECT CHEN SHENGGUANG AS DIRECTOR, ISSUER YES FOR FOR
APPROVE HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #4.9: ELECT TSE HAU YIN, ALOYSIUS AS ISSUER YES FOR FOR
DIRECTOR, APPROVE HIS SERVICE CONTRACT AND AUTHORIZE
BOARD TO FIX HIS REMUNERATION
PROPOSAL #4.10: ELECT CHA MAY LUNG, LAURA AS ISSUER YES FOR FOR
DIRECTOR, APPROVE HER SERVICE CONTRACT AND AUTHORIZE
BOARD TO FIX HER REMUNERATION
PROPOSAL #4.11: ELECT XU ERMING AS DIRECTOR, APPROVE ISSUER YES AGAINST AGAINST
HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #4.12: ELECT WANG HSUEHMING AS DIRECTOR, ISSUER YES FOR FOR
APPROVE HER SERVICE CONTRACT AND AUTHORIZE BOARD TO
FIX HER REMUNERATION
PROPOSAL #5.1: ELECT SUI YIXUN AS SUPERVISOR, APPROVE ISSUER YES FOR FOR
HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #5.2: ELECT HU JING AS SUPERVISOR, APPROVE ISSUER YES FOR FOR
HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #5.3: ELECT YE ZHONG AS SUPERVISOR, APPROVE ISSUER YES FOR FOR
HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #6.1: AMEND ARTICLE 1 OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6.2: AMEND ARTICLE 13 OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6.3: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
PROPOSAL #7.1: APPROVE ISSUANCE OF DEBENTURES ISSUER YES AGAINST AGAINST
PROPOSAL #7.2: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES AGAINST AGAINST
IN RELATION TO THE ISSUANCE OF DEBENTURES
PROPOSAL #7.3: APPROVE CENTRALIZED REGISTRATION OF ISSUER YES AGAINST AGAINST
DEBENTURES BY THE COMPANY
PROPOSAL #8.1: APPROVE ISSUANCE OF COMPANY BONDS IN ISSUER YES FOR FOR
THE PEOPLE'S REPUBLIC OF CHINA
PROPOSAL #8.2: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE OF COMPANY BONDS IN THE
PEOPLE'S REPUBLIC OF CHINA
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO REFLECT CHANGES IN THE REGISTERED
CAPITAL OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Traditional Chinese Medicine Co., Ltd.
TICKER: 570 CUSIP: Y1507S107
MEETING DATE: 11/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Traditional Chinese Medicine Holdings Co. Limited
TICKER: 570 CUSIP: Y1507S107
MEETING DATE: 1/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NEW MASTER PURCHASE AGREEMENT, ISSUER YES FOR FOR
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE NEW MASTER SUPPLY AGREEMENT, ISSUER YES FOR FOR
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #3: ELECT HUANG HE AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Traditional Chinese Medicine Holdings Co. Limited
TICKER: 570 CUSIP: Y1507S107
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT WU XIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT WANG XIAOCHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT TANG HUA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3a4: ELECT ZHOU BAJUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3a5: ELECT LO WING YAT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES AGAINST AGAINST
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Travel International Investment Hong Kong Limited
TICKER: 308 CUSIP: Y1507D100
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3a: ELECT ZHANG FENGCHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT FONG YUN WAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT ZHANG XING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT LIU FENGBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT CHEN XIANJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Unicom (Hong Kong) Ltd
TICKER: 762 CUSIP: Y1519S111
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1a: ELECT SHAO GUANGLU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1b: ELECT CESAREO ALIERTA IZUEL AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2.1c: ELECT CHEUNG WING LAM LINUS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1d: ELECT WONG WAI MING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Vanke Co., Ltd.
TICKER: 2202 CUSIP: Y77421132
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 DIVIDEND DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT YU LIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.2: ELECT LIN MAODE AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.3: ELECT XIAO MIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.4: ELECT CHEN XIANJUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.5: ELECT SUN SHENGDIAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.6: ELECT WANG WENJIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.7: ELECT ZHANG XU AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.1: ELECT KANG DIAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.2: ELECT LIU SHUWEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.3: ELECT NG KAR LING, JOHNNY AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.4: ELECT LI QIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #8.1: ELECT XIE DONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #8.2: ELECT ZHENG YING AS SUPERVISOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Zhongwang Holdings Ltd.
TICKER: 1333 CUSIP: G215AT102
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a1: APPROVE ASSET TRANSFER AGREEMENT AND ISSUER YES FOR FOR
ITS SUPPLEMENTAL AGREEMENT
PROPOSAL #1a2: APPROVE COMPENSATION AGREEMENT AND ITS ISSUER YES FOR FOR
SUPPLEMENTAL AGREEMENT
PROPOSAL #1b: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE ASSETS RESTRUCTURING AGREEMENTS
PROPOSAL #2a: APPROVE PROPOSED SPIN-OFF AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2b: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE PROPOSED SPIN-OFF AND RELATED
TRANSACTIONS
PROPOSAL #3a: APPROVE DEEMED DISPOSAL AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #3b: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE DEEMED DISPOSAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Zhongwang Holdings Ltd.
TICKER: 1333 CUSIP: G215AT102
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1a: ELECT GOU XIHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1b: ELECT WONG CHUN WA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.1c: ELECT SHI KETONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AS AUDITOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chiyoda Corp.
TICKER: 6366 CUSIP: J06237101
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2.1: ELECT DIRECTOR NAGASAKA, KATSUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KOJIMA, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SHIMIZU, RYOSUKE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SAHARA, ARATA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TANAKA, NOBUO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SANTO, MASAJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HAYASHI, HIROTSUGU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR UCHIDA, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SAKUMA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER OKADA, MASAKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chongqing Changan Automobile Co., Ltd.
TICKER: 200625 CUSIP: Y1583S104
MEETING DATE: 8/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL DONATIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chongqing Changan Automobile Co., Ltd.
TICKER: 200625 CUSIP: Y1583S104
MEETING DATE: 8/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE FOR IMPLEMENTING STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #1.2: APPROVE MANAGEMENT INSTITUTION FOR ISSUER YES FOR FOR
STOCK OPTION INCENTIVE PLAN
PROPOSAL #1.3: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.4: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF UNDERLYING STOCKS
PROPOSAL #1.5: APPROVE VALIDITY PERIOD, GRANTING ISSUER YES FOR FOR
DATE, WAITING PERIOD, VESTING DATE AND LOCK-UP PERIOD
OF STOCK OPTION INCENTIVE PLAN
PROPOSAL #1.6: APPROVE EXERCISE PRICE AND PRICE- ISSUER YES FOR FOR
SETTING BASIS
PROPOSAL #1.7: APPROVE GRANTING CONDITIONS AND ISSUER YES FOR FOR
VESTING CONDITIONS OF STOCK OPTION
PROPOSAL #1.8: APPROVE ADJUSTMENT METHODS AND ISSUER YES FOR FOR
PROCEDURES FOR STOCK OPTION INCENTIVE PLAN
PROPOSAL #1.9: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE PROCEDURES FOR GRANTING STOCK ISSUER YES FOR FOR
OPTION AND INCENTIVE RIGHTS
PROPOSAL #1.11: APPROVE RESPECTIVE RIGHTS AND ISSUER YES FOR FOR
OBLIGATIONS OF COMPANY AND INCENTIVE TARGETS
PROPOSAL #1.12: APPROVE HOW TO IMPLEMENT THE ISSUER YES FOR FOR
RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE
CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS
PROPOSAL #1.13: APPROVE OTHER SIGNIFICANT MATTERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS (REVISED)
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION WITH STOCK OPTION INCENTIVE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chongqing Changan Automobile Co., Ltd.
TICKER: 200625 CUSIP: Y1583S104
MEETING DATE: 11/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE YUZUI MOTOR CITY OWN-BRAND ISSUER YES FOR FOR
MULTI-PURPOSE VEHICLE CAPABILITY PROJECT
PROPOSAL #2: APPROVE APPOINTMENT OF 2016 FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: APPROVE APPOINTMENT OF 2016 INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #4: APPROVE MERGER BY ABSORPTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: AMEND RELATED-PARTY TRANSACTION ISSUER YES AGAINST AGAINST
MANAGEMENT SYSTEM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chongqing Changan Automobile Co., Ltd.
TICKER: 200625 CUSIP: Y1583S104
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2017 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE 2017 INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2017 FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #10: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT WITH CHINA SOUTH INDUSTRIES GROUP FINANCE
CO., LTD.
PROPOSAL #11: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT WITH CHANGAN AUTOMOBILE FINANCE CO., LTD.
PROPOSAL #12: APPROVE ENERGY CONSTRUCTION PROJECT ISSUER YES FOR FOR
PROPOSAL #13: APPROVE LIQUIDATION OF WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chongqing Rural Commercial Bank Co., Ltd.
TICKER: 3618 CUSIP: Y1594G107
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISION OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS BY INITIAL PUBLIC OFFERING AND LISTING OF A
SHARES AND REMEDIAL MEASURES OF THE BANK
PROPOSAL #2.1: APPROVE CLASS OF SHARES AND NOMINAL ISSUER YES FOR FOR
VALUE IN RELATION TO THE DIRECTIONAL ADDITIONAL
ISSUANCE OF DOMESTIC SHARES
PROPOSAL #2.2: APPROVE OFFERING SIZE IN RELATION TO ISSUER YES FOR FOR
THE DIRECTIONAL ADDITIONAL ISSUANCE OF DOMESTIC
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS IN RELATION ISSUER YES FOR FOR
TO THE DIRECTIONAL ADDITIONAL ISSUANCE OF DOMESTIC
SHARES
PROPOSAL #2.4: APPROVE PRICING METHODOLOGY IN ISSUER YES FOR FOR
RELATION TO THE DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES
PROPOSAL #2.5: APPROVE METHOD OF OFFERING IN RELATION ISSUER YES FOR FOR
TO THE DIRECTIONAL ADDITIONAL ISSUANCE OF DOMESTIC
SHARES
PROPOSAL #2.6: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE DIRECTIONAL ADDITIONAL ISSUANCE OF DOMESTIC
PROPOSAL #2.7: APPROVE DISTRIBUTION OF UNDISTRIBUTED ISSUER YES FOR FOR
ACCUMULATED PROFIT IN RELATION TO THE DIRECTIONAL
ADDITIONAL ISSUANCE OF DOMESTIC SHARES
PROPOSAL #2.8: APPROVE TERM OF THE OFFERING PLAN IN ISSUER YES FOR FOR
RELATION TO THE DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE DIRECTIONAL ADDITIONALISSUANCE OF
DOMESTIC SHARES
PROPOSAL #4: APPROVE EXTENSION OF TERM OF INITIAL ISSUER YES FOR FOR
PUBLIC OFFERING AND LISTING OF A SHARES
PROPOSAL #5: APPROVE EXTENSION OF TERM OF ISSUER YES FOR FOR
AUTHORIZATION TO THE BOARD TO DEAL WITH ALL MATTERS
IN RELATION TO THE INITIAL PUBLIC OFFERING AND
LISTING OF A SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chongqing Rural Commercial Bank Co., Ltd.
TICKER: 3618 CUSIP: Y1594G107
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 ANNUAL FINANCIAL FINAL ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #4: APPROVE 2016 ANNUAL PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #5: APPROVE 2017 FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXTERNAL AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8: ELECT CHEN JIANWEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9: ELECT LAI SHENGPING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10: ELECT LUO YUXING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11: ELECT SONG QINGHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: AMEND RULES OF PROCEDURES FOR GENERAL ISSUER YES FOR FOR
MEETING
PROPOSAL #13: AMEND RULES OF PROCEDURES FOR THE BOARD ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REVISION OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS BY INITIAL PUBLIC OFFERING AND LISTING OF A
SHARES AND REMEDIAL MEASURES OF THE BANK
PROPOSAL #15: APPROVE SPONSORING THE ESTABLISHMENT OF ISSUER YES FOR FOR
DIRECT-SALE BANK SUBSIDIARY
PROPOSAL #16: APPROVE THE ISSUANCE OF FINANCIAL BOND ISSUER YES FOR FOR
PROPOSAL #17: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #18.1: APPROVE CLASS OF SHARES AND NOMINAL ISSUER YES FOR FOR
VALUE IN RELATION TO THE DIRECTIONAL ADDITIONAL
ISSUANCE OF DOMESTIC SHARES
PROPOSAL #18.2: APPROVE OFFERING SIZE IN RELATION TO ISSUER YES FOR FOR
THE DIRECTIONAL ADDITIONAL ISSUANCE OF DOMESTIC
PROPOSAL #18.3: APPROVE TARGET SUBSCRIBERS IN ISSUER YES FOR FOR
RELATION TO THE DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES
PROPOSAL #18.4: APPROVE PRICING METHODOLOGY IN ISSUER YES FOR FOR
RELATION TO THE DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES
PROPOSAL #18.5: APPROVE METHOD OF OFFERING IN ISSUER YES FOR FOR
RELATION TO THE DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES
PROPOSAL #18.6: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE DIRECTIONAL ADDITIONAL ISSUANCE OF DOMESTIC
PROPOSAL #18.7: APPROVE DISTRIBUTION OF UNDISTRIBUTED ISSUER YES FOR FOR
ACCUMULATED PROFIT IN RELATION TO THE DIRECTIONAL
ADDITIONAL ISSUANCE OF DOMESTIC SHARES
PROPOSAL #18.8: APPROVE TERM OF THE OFFERING PLAN IN ISSUER YES FOR FOR
RELATION TO THE DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES
PROPOSAL #19: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE DIRECTIONAL
ADDITIONALISSUANCE OF DOMESTIC SHARES
PROPOSAL #20: APPROVE EXTENSION OF TERM OF INITIAL ISSUER YES FOR FOR
PUBLIC OFFERING AND LISTING OF A SHARES
PROPOSAL #21: APPROVE EXTENSION OF TERM OF ISSUER YES FOR FOR
AUTHORIZATION TO THE BOARD TO DEAL WITH ALL MATTERS
IN RELATION TO THE INITIAL PUBLIC OFFERING AND
LISTING OF A SHARES
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ISSUER: Chow Tai Fook Jewellery Group Ltd.
TICKER: 1929 CUSIP: G21146108
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3a: ELECT WONG SIU-KEE, KENT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT CHENG CHI-HENG, CONROY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: ELECT SUEN CHI-KEUNG, PETER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT CHAN HIU-SANG, ALBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT LIU CHUN-WAI, BOBBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT LAM KIN-FUNG, JEFFREY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3g: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES AGAINST AGAINST
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
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ISSUER: Chr.Hansen Holdings A/S
TICKER: CHR CUSIP: K1830B107
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 5.23 PER SHARE
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF DKK 1.2 MILLION FOR CHAIRMAN, DKK 800,000
FOR VICE CHAIRMAN, AND DKK 400,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #5a: AMEND ARTICLES RE: CHANGE COMPUTERSHARE ISSUER YES FOR FOR
A/S AS NEW SHAREHOLDER REGISTER
PROPOSAL #5b: AMEND ARTICLES RE: EDITORIAL CHANGES ISSUER YES FOR FOR
PROPOSAL #6a: REELECT OLE ANDERSEN (CHAIRMAN) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6b1: REELECT FRÉDÉRIC STÉVENIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6b2: REELECT MARK WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6b3: REELECT DOMINIQUE REINICHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6b4: REELECT TIINA MATTILA-SANDHOLM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6b5: REELECT KRISTIAN VILLUMSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6b6: ELECT LUIS CANTARELL ROCAMORA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #8: AUTHORIZE EDITORIAL CHANGES TO ADOPTED ISSUER YES FOR FOR
RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH
DANISH AUTHORITIES
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ISSUER: Christian Dior
TICKER: CDI CUSIP: F26334106
MEETING DATE: 12/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.55 PER SHARE
PROPOSAL #5: RATIFY APPOINTMENT OF DENIS DALIBOT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: REELECT DENIS DALIBOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT RENAUD DONNEDIEU DE VABRES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: REELECT SEGOLENE GALLIENNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT CHRISTIAN DE LABRIFFE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BERNARD ARNAULT, CHAIRMAN
PROPOSAL #11: ADVISORY VOTE ON COMPENSATION OF SIDNEY ISSUER YES FOR FOR
TOLEDANO, CEO
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 80 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #14: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #15: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 80 MILLION
PROPOSAL #16: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 80 MILLION
PROPOSAL #17: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 80 MILLION
PROPOSAL #18: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #19: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #20: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
80 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #21: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #22: AUTHORIZE UP TO 1 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #23: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #24: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS AT EUR 80 MILLION
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ISSUER: Christian Dior
TICKER: CDI CUSIP: F26334106
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.40 PER SHARE
PROPOSAL #5: REELECT BERNARD ARNAULT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT SIDNEY TOLEDANO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT LUISA LORO PIANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPOINT PIERRE GODE AS CENSOR ISSUER YES FOR FOR
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BERNARD ARNAULT, CHAIRMAN
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
SIDNEY TOLEDANO, CEO
PROPOSAL #11: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
EXECUTIVE OFFICERS
PROPOSAL #12: AMEND ARTICLE 4,17,21 OF BYLAWS TO ISSUER YES FOR FOR
COMPLY WITH NEW REGULATION
PROPOSAL #13: DELEGATE POWER TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO AMEND THE BYLAWS TO COMPLY WITH NEW
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ISSUER: Chubu Electric Power Co. Inc.
TICKER: 9502 CUSIP: J06510101
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2.1: ELECT DIRECTOR MIZUNO, AKIHISA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KATSUNO, SATORU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MASUDA, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MATSURA, MASANORI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KATAOKA, AKINORI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KURATA, CHIYOJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR BAN, KOZO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SHIMIZU, SHIGENOBU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MASUDA, HIROMU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MISAWA, TAISUKE ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR NEMOTO, NAOKO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR HASHIMOTO, TAKAYUKI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
DECLARATION OF WITHDRAWAL FROM NUCLEAR POWER
PROPOSAL #5: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
SAFETY ENHANCEMENT POLICY FOR EARTHQUAKE AND TSUNAMI
AT HAMAOKA NUCLEAR POWER STATION
PROPOSAL #6: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
RATIONALIZATION OF POWER GENERATION DEPARTMENT
PROPOSAL #7: AMEND ARTICLES TO ESTABLISH COMMITTEE ON SHAREHOLDER YES AGAINST FOR
SPENT NUCLEAR FUEL SAFETY STORAGE
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ISSUER: Chugai Pharmaceutical Co. Ltd.
TICKER: 4519 CUSIP: J06930101
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 26
PROPOSAL #2.1: ELECT DIRECTOR OKU, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ICHIMARU, YOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR CHRISTOPH FRANZ ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR DANIEL ODAY ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR TOGASHI, ISSUER YES FOR FOR
MAMORU
PROPOSAL #4: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Chugoku Bank Ltd.
TICKER: 8382 CUSIP: J07014103
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2.1: ELECT DIRECTOR MIYANAGA, MASATO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR AOYAMA, HAJIME ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ASAMA, YOSHIMASA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUKUDA, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KATO, SADANORI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SHIWAKU, KAZUSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TERASAKA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR HARADA, IKUHIDE ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TANIGUCHI, SHINICHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SATO, YOSHIO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KODERA, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ANDO, HIROMICHI
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TANAKA, KAZUHIRO
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ISSUER: Chugoku Electric Power Co. Inc.
TICKER: 9504 CUSIP: J07098106
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2.1: ELECT DIRECTOR KARITA, TOMOHIDE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SHIMIZU, MARESHIGE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SAKOTANI, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WATANABE, NOBUO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OGAWA, MORIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MATSUMURA, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HIRANO, MASAKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MATSUOKA, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR IWASAKI, AKIMASA ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR ASHITANI, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SHIGETO, TAKAFUMI ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES TO SEPARATE OWNERSHIP OF SHAREHOLDER YES AGAINST FOR
POWER GENERATION AND TRANSMISSION BUSINESSES
PROPOSAL #4: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
PROCESS FOR RESUMPTION OF NUCLEAR POWER GENERATION
PROPOSAL #5: AMEND ARTICLES TO ADD PROVISIONS ON COST SHAREHOLDER YES AGAINST FOR
BURDEN SHARING FOR NUCLEAR ACCIDENT PREVENTION
PROPOSAL #6: AMEND ARTICLES TO BAN NUCLEAR POWER SHAREHOLDER YES AGAINST FOR
GENERATION
PROPOSAL #7: AMEND ARTICLES TO BAN REPROCESSING OF SHAREHOLDER YES AGAINST FOR
SPENT NUCLEAR FUELS
PROPOSAL #8: AMEND ARTICLES TO BAN CONSTRUCTION OF SHAREHOLDER YES AGAINST FOR
COAL-FIRED THERMAL POWER GENERATION
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ISSUER: Chunghwa Telecom Co., Ltd.
TICKER: 2412 CUSIP: 17133Q502
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: ELECT YU FEN LIN WITH ID NO. U220415XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS
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ISSUER: Chunghwa Telecom Co., Ltd.
TICKER: 2412 CUSIP: Y1613J108
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4.1: ELECT YU FEN LIN WITH ID NO. ISSUER YES FOR FOR
U220415XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS
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ISSUER: CI Financial Corp.
TICKER: CIX CUSIP: 125491100
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER W. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SONIA A. BAXENDALE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL W. DERKSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM T. HOLLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID P. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN T. MOORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TOM P. MUIR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE RESTRICTED SHARE UNIT PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUORUM REQUIREMENTS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
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ISSUER: CIECH SA
TICKER: CIE CUSIP: X14305100
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S AND GROUP'S OPERATIONS
PROPOSAL #10: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #12: APPROVE SUPERVISORY BOARD REPORTS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #14.1: APPROVE DISCHARGE OF MACIEJ TYBURA ISSUER YES FOR FOR
(CEO)
PROPOSAL #14.2: APPROVE DISCHARGE OF ARTUR OSUCHOWSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #14.3: APPROVE DISCHARGE OF ARTUR KROL ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #15.1: APPROVE DISCHARGE OF SEBASTIAN ISSUER YES FOR FOR
KULCZYK (SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #15.2: APPROVE DISCHARGE OF TOMASZ ISSUER YES FOR FOR
MIKOLAJCZAK (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.3: APPROVE DISCHARGE OF WOJCIECH ISSUER YES FOR FOR
STRAMSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.4: APPROVE DISCHARGE OF DOMINIK LIBICKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.5: APPROVE DISCHARGE OF MARIUSZ NOWAK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.6: APPROVE DISCHARGE OF PIOTR ISSUER YES FOR FOR
AUGUSTYNIAK (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.7: APPROVE DISCHARGE OF ARTUR OLECH ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #16.1: AMEND STATUTE ISSUER YES AGAINST AGAINST
PROPOSAL #16.2: AMEND STATUTE ISSUER YES FOR FOR
PROPOSAL #17: APPROVE CONSOLIDATED TEXT OF STATUTE ISSUER YES AGAINST AGAINST
PROPOSAL #18: APPROVE REGULATIONS ON SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #19: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER YES AGAINST AGAINST
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ISSUER: Cielo SA
TICKER: CIEL3 CUSIP: P2859E100
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE CAPITAL BUDGET, ALLOCATION OF ISSUER YES FOR FOR
INCOME AND DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT AND FISCAL COUNCIL MEMBERS
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ISSUER: Cielo SA
TICKER: CIEL3 CUSIP: P2859E100
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MARCELO AUGUSTO DUTRA LABUTO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ROMULO DE MELLO DIAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT ALBERTO MONTEIRO DE QUEIROZ ISSUER YES FOR FOR
NETTO AS DIRECTOR
PROPOSAL #2.1: ELECT EDMAR JOSE CASALATINA AS FISCAL ISSUER YES ABSTAIN AGAINST
COUNCIL MEMBER
PROPOSAL #2.2: ELECT FLAVIO SABA SANTOS ESTRELA AS ISSUER YES ABSTAIN AGAINST
ALTERNATE FISCAL COUNCIL MEMBER
PROPOSAL #2.3: ELECT JOEL ANTONIO DE ARAUJO AS FISCAL ISSUER YES ABSTAIN AGAINST
COUNCIL MEMBER
PROPOSAL #2.4: ELECT SIGMAR MILTON MAYER FILHO AS ISSUER YES ABSTAIN AGAINST
ALTERNATE FISCAL COUNCIL MEMBER
PROPOSAL #2.5: ELECT HERCULANO ANIBAL ALVES AS FISCAL ISSUER YES ABSTAIN AGAINST
COUNCIL MEMBER
PROPOSAL #2.6: ELECT KLEBER DO ESPIRITO SANTO AS ISSUER YES ABSTAIN AGAINST
ALTERNATE FISCAL COUNCIL MEMBER
PROPOSAL #2.7: ELECT MARCELO SANTOS DALL'OCCO AS ISSUER YES ABSTAIN AGAINST
FISCAL COUNCIL MEMBER
PROPOSAL #2.8: ELECT CARLOS ROBERTO MENDONCA DA SILVA ISSUER YES ABSTAIN AGAINST
AS ALTERNATE FISCAL COUNCIL MEMBER
PROPOSAL #2.9: ELECT HAROLDO REGINALDO LEVY NETO AS ISSUER YES ABSTAIN AGAINST
FISCAL COUNCIL MEMBER
PROPOSAL #2.10: ELECT MILTON LUIZ MILIONI AS ISSUER YES ABSTAIN AGAINST
ALTERNATE FISCAL COUNCIL MEMBER
PROPOSAL #2.11: ELECT MARIO DAUD FILHO AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND CHARLES RENE LEBARBENCHON AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #3: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE
PROPOSAL #4: AMEND ARTICLE 7 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL AND CONSOLIDATE BYLAWS ACCORDINGLY
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ISSUER: CIMB Group Holdings Berhad
TICKER: CIMB CUSIP: Y1636J101
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ROBERT NEIL COOMBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT JOSEPH DOMINIC SILVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT TEOH SU YIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT MOHAMED ROSS MOHD DIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF NON- EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE ISSUANCE OF NEW ORDINARY SHARES ISSUER YES FOR FOR
UNDER THE DIVIDEND REINVESTMENT SCHEME
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
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ISSUER: CIMC Enric Holdings Limited
TICKER: 3899 CUSIP: G2198S109
MEETING DATE: 2/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, PROPOSED DEPOSIT ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2: APPROVE MASTER SALES AGREEMENT, PROPOSED ISSUER YES FOR FOR
ANNUAL CAPS AND RELATED TRANSACTIONS
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ISSUER: CIMC Enric Holdings Ltd
TICKER: 3899 CUSIP: G2198S109
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT WANG YU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT YU YUQUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT JIN YONGSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT WONG CHUN HO AS DIRECTOR ISSUER YES �� FOR FOR
PROPOSAL #2.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIMIC Group Ltd.
TICKER: CIM CUSIP: Q2424E105
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT MARCELINO FERNANDEZ VERDES AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.2: ELECT JOSE-LUIS DEL VALLE PEREZ AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.3: ELECT PEDRO LOPEZ JIMENEZ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ADOPTION OF A NEW CONSTITUTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cipla Limited
TICKER: CIPLA CUSIP: Y1633P142
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT M. K. HAMIED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE WALKER CHANDIOK & CO. LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: ELECT NAINA LAL KIDWAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF S. RADHAKRISHNAN AS EXECUTIVE DIRECTOR
PROPOSAL #7: ELECT UMANG VOHRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
UMANG VOHRA AS MANAGING DIRECTOR AND GLOBAL CEO
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CITIC Limited
TICKER: 267 CUSIP: Y1639J116
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHANG ZHENMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIU YEQIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LIU ZHONGYUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT XU JINWU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT LEE BOO JIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CITIC Resources Holdings Ltd.
TICKER: 01205 CUSIP: G2155Y107
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT KWOK PETER VIEM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT SUN YANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHAN KIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT GAO PEI JI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #6: APPROVE SHARE PREMIUM CANCELLATION AND ISSUER YES FOR FOR
THE CREDIT ARISING BE TRANSFERRED TO THE CONTRIBUTED
SURPLUS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CITIC Securities Co., Ltd.
TICKER: 600030 CUSIP: Y1639N117
MEETING DATE: 1/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RENEWAL OF SECURITIES AND ISSUER YES FOR FOR
FINANCIAL PRODUCTS TRANSACTIONS AND SERVICES
FRAMEWORK AGREEMENT, ANNUAL CAPS AND RELATED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CITIC Securities Co., Ltd.
TICKER: 600030 CUSIP: Y1639N117
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL
AUDITORS, PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS
INTERNAL CONTROL AUDITOR AND FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE 2017 ESTIMATED INVESTMENT AMOUNT ISSUER YES�� FOR FOR
FOR PROPRIETARY BUSINESS
PROPOSAL #8: APPROVE POTENTIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS INVOLVED IN THE ISSUANCES OF THE ONSHORE
AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS
PROPOSAL #9: APPROVE INCREASE OF AUTHORIZED AMOUNT ISSUER YES FOR FOR
FOR THE BUSINESS OF SECURITIZATION BACKED BY CREDIT
ASSET RELATING TO MARGIN FINANCE BUSINESS
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #13.01: APPROVE POTENTIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS BETWEEN THE COMPANY AND ITS SUBSIDIARIES
AND THE CITIC GROUP AND ITS SUBSIDIARIES AND
PROPOSAL #13.02: APPROVE POTENTIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS BETWEEN THE COMPANY AND ITS SUBSIDIARIES
AND COMPANIES IN WHICH DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT OF THE COMPANY HOLD POSITIONS AS
DIRECTORS OR SENIOR MANAGEMENT
PROPOSAL #7.01: APPROVE ISSUING ENTITY, SIZE OF ISSUER YES FOR FOR
ISSUANCE AND METHOD OF ISSUANCE IN RELATION TO THE
ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT
FINANCING INSTRUMENTS
PROPOSAL #7.02: APPROVE TYPE OF THE DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS IN RELATION TO THE ISSUANCES OF ONSHORE
AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS
PROPOSAL #7.03: APPROVE TERM OF THE DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS IN RELATION TO THE ISSUANCES OF ONSHORE
AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS
PROPOSAL #7.04: APPROVE INTEREST RATE OF THE DEBT ISSUER YES FOR FOR
FINANCING INSTRUMENTS IN RELATION TO THE ISSUANCES OF
ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING
INSTRUMENTS
PROPOSAL #7.05: APPROVE SECURITY AND OTHER ISSUER YES FOR FOR
ARRANGEMENTS IN RELATION TO THE ISSUANCES OF ONSHORE
AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS
PROPOSAL #7.06: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE
DEBT FINANCING INSTRUMENTS
PROPOSAL #7.07: APPROVE ISSUING PRICE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT
FINANCING INSTRUMENTS
PROPOSAL #7.08: APPROVE TARGETS OF ISSUE AND THE ISSUER YES FOR FOR
PLACEMENT ARRANGEMENTS OF THE RMB DEBT FINANCING
INSTRUMENTS TO THE SHAREHOLDERS IN RELATION TO THE
ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT
FINANCING INSTRUMENTS
PROPOSAL #7.09: APPROVE LISTING OF THE DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS IN RELATION TO THE ISSUANCES OF ONSHORE
AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS
PROPOSAL #7.10: APPROVE RESOLUTIONS VALIDITY PERIOD ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCES OF ONSHORE AND OFFSHORE
CORPORATE DEBT FINANCING INSTRUMENTS
PROPOSAL #7.11: APPROVE AUTHORIZATION FOR THE ISSUER YES FOR FOR
ISSUANCES OF THE ONSHORE AND OFFSHORE CORPORATE DEBT
FINANCING INSTRUMENTS IN RELATION TO THE ISSUANCES OF
ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING
INSTRUMENTS
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citizen Watch Co., Ltd.
TICKER: 7762 CUSIP: J07938111
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 8.5
PROPOSAL #2.1: ELECT DIRECTOR TOKURA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SATO, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKEUCHI, NORIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FURUKAWA, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NAKAJIMA, KEIICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SHIRAI, SHINJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OJI, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KOMATSU, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TERASAKA, FUMIAKI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR TAKADA, YOSHIO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: City Developments Limited
TICKER: C09 CUSIP: V23130111
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL AND SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES AND AUDIT & RISK ISSUER YES FOR FOR
COMMITTEE FEES
PROPOSAL #4a: ELECT PHILIP YEO LIAT KOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT TAN POAY SENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: ELECT TAN YEE PENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4d: ELECT KOH THIAM HOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CJ CheilJedang Co.
TICKER: A097950 CUSIP: Y16691126
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT KIM CHEOL-HA AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT SHIN HYEON-JAE AS INSIDE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.3: ELECT BANG YOUNG-JOO AS OUTSIDE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4: ELECT BANG YOUNG-JOO AS A MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CJ Corp.
TICKER: A001040 CUSIP: Y1848L118
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT LEE CHAE-WOOK AS INSIDE DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: ELECT SONG HYEON-SEUNG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT YOO CHEOL-GYU AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT PARK YOON-JOON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT SONG HYEON-SEUNG AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: ELECT YOO CHEOL-GYU AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: ELECT PARK YOON-JOON AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CJ Korea Express Corp.
TICKER: A000120 CUSIP: Y166AE100
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CK Hutchison Holdings Limited
TICKER: 1 CUSIP: G21765105
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT KAM HING LAM AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: ELECT EDITH SHIH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3c: ELECT CHOW KUN CHEE, ROLAND AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3d: ELECT CHOW WOO MO FONG, SUSAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3e: ELECT CHENG HOI CHUEN, VINCENT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3f: ELECT LEE WAI MUN, ROSE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3g: ELECT WILLIAM SHURNIAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3h: ELECT WONG CHUNG HIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITOR AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5.1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5.2: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5.3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CLAL INSURANCE ENTERPRISES HOLDINGS LTD.
TICKER: CLIS CUSIP: M2447P107
MEETING DATE: 10/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SAMI MUA'ALEM AS EXTERNAL SHAREHOLDER YES AGAINST N/A
DIRECTOR FOR A THREE-YEAR TERM
PROPOSAL #1.2: ELECT MEIR MICHELLE MENACHEM AS SHAREHOLDER YES FOR N/A
EXTERNAL DIRECTOR FOR A THREE-YEAR TERM
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clariant AG
TICKER: CLN CUSIP: H14843165
MEETING DATE: 3/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3.1: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE DIVIDENDS OF CHF 0.45 PER ISSUER YES FOR FOR
SHARE FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #4.1a: ELECT GUENTER VON AU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1b: ELECT PETER CHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1c: ELECT HARIOLF KOTTMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1d: ELECT EVELINE SAUPPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1e: ELECT CARLO G. SOAVE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1f: ELECT PETER STEINER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1g: ELECT CLAUDIA SUESSMUTH DYCKERHOFF AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1h: ELECT SUSANNE WAMSLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1i: ELECT RUDOLF WEHRLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1j: ELECT KONSTANTIN WINTERSTEIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT RUDOLF WEHRLI AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4.3a: APPOINT CARLO G. SOAVE AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.3b: APPOINT EVELINE SAUPPER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.3c: APPOINT RUDOLF WEHRLI AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.4: DESIGNATE BALTHASAR SETTELEN AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #4.5: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 3.6
PROPOSAL #5.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 17.2
PROPOSAL #6.1: ADDITIONAL VOTING INSTRUCTIONS - BOARD ISSUER YES AGAINST N/A
OF DIRECTORS PROPOSALS (VOTING)
PROPOSAL #6.2: ADDITIONAL VOTING INSTRUCTIONS - ISSUER YES AGAINST N/A
SHAREHOLDER PROPOSALS (VOTING)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clicks Group Ltd
TICKER: CLS CUSIP: S17249111
MEETING DATE: 1/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 AUGUST 2016
PROPOSAL #2: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH MALCOLM RAPSON AS THE INDIVIDUAL
REGISTERED AUDITOR
PROPOSAL #3: RE-ELECT MARTIN ROSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT JOHN BESTER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #4.2: RE-ELECT FATIMA JAKOET AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #4.3: ELECT DAVID NUREK AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY OR CORPORATION
PROPOSAL #9: AUTHORISE SPECIFIC REPURCHASE OF SHARES ISSUER YES FOR FOR
FROM NEW CLICKS HOLDINGS SHARE TRUST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CLP Holdings Ltd.
TICKER: 2 CUSIP: Y1660Q104
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT RODERICK IAN EDDINGTON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2b: ELECT LEE YUI BOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT WILLIAM ELKIN MOCATTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT VERNON FRANCIS MOORE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT CHENG HOI CHUEN, VINCENT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNH Industrial N.V.
TICKER: CNHI CUSIP: N20944109
MEETING DATE: 4/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.c: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2.d: APPROVE DIVIDENDS OF EUR 0.11 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #2.e: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.a: REELECT SERGIO MARCHIONNE AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.b: REELECT RICHARD J. TOBIN AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.c: REELECT MINA GEROWIN AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.d: REELECT SUZANNE HEYWOOD AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.e: REELECT LEO W. HOULE AS NON- EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.f: REELECT PETER KALANTZIS AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.g: REELECT JOHN B. LANAWAY AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.h: REELECT SILKE C. SCHEIBER AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.i: REELECT GUIDO TABELLINI AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.j: REELECT JACQUELINE A.TAMMENOMS BAKKER ISSUER YES FOR FOR
AS NON-EXECUTIVE DIRECTOR
PROPOSAL #3.k: REELECT JACQUES THEURILLAT AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #4: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #5: AMEND THE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
COMPENSATION PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNOOC Ltd.
TICKER: 883 CUSIP: Y1662W117
MEETING DATE: 12/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NON-EXEMPT CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE PROPOSED CAPS FOR EACH CATEGORY ISSUER YES FOR FOR
OF THE NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNOOC Ltd.
TICKER: 883 CUSIP: Y1662W117
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #A2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #A3: ELECT YUAN GUANGYU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A4: ELECT XU KEQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A5: ELECT LIU JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A6: ELECT LAWRENCE J. LAU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A7: ELECT KEVIN G. LYNCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A8: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #A9: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #B1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #B2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #B3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNP Assurances
TICKER: CNP CUSIP: F1876N318
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.80 PER SHARE
PROPOSAL #4: APPROVE TRANSACTION WITH LA BANQUE ISSUER YES FOR FOR
POSTALE RE: TRANSFER OF SHARES OF CILOGER
PROPOSAL #5: APPROVE TRANSACTION WITH RTE RE: ISSUER YES FOR FOR
ACQUISITION OF SHARES
PROPOSAL #6: APPROVE TRANSACTION WITH CAISSE DES ISSUER YES FOR FOR
DEPOTS RE: ACQUISITION OF SHARES HELD BY THE STATE
PROPOSAL #7: APPROVE REMUNERATION POLICY OF JEAN-PAUL ISSUER YES FOR FOR
FAUGERE, CHAIRMAN
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-PAUL FAUGERE, CHAIRMAN
PROPOSAL #9: APPROVE REMUNERATION POLICY OF FREDERIC ISSUER YES FOR FOR
LAVENIR, CEO
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FREDERIC LAVENIR, CEO
PROPOSAL #11: REELECT JEAN-PAUL FAUGERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REELECT FREDERIC LAVENIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT VIRGINIE CHAPRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REELECT SOPASSURE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RATIFY APPOINTMENT OF DELPHINE DE ISSUER YES FOR FOR
CHAISEMARTIN AS DIRECTOR
PROPOSAL #16: REELECT DELPHINE DE CHAISEMARTIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17: REELECT ROSE-MARIE VAN LERBERGHE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18: RATIFY APPOINTMENT OF PAULINE CORNU- ISSUER YES FOR FOR
THENARD AS DIRECTOR
PROPOSAL #19: ELECT THE STATE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #21: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 50 MILLION
PROPOSAL #22: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #23: AMEND ARTICLE 1 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH LEGAL CHANGES
PROPOSAL #24: AMEND ARTICLE 15 OF BYLAWS RE: TERMS OF ISSUER YES FOR FOR
DESIGNATION OF EMPLOYEE REPRESENTATIVES IN THE BOARD
OF DIRECTORS
PROPOSAL #25: REMOVE ARTICLE 25 OF BYLAWS RE: ISSUER YES FOR FOR
APPOINTMENT OF CENSORS
PROPOSAL #26: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coal India Ltd.
TICKER: COALINDIA CUSIP: Y1668L107
MEETING DATE: 8/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coal India Ltd.
TICKER: COALINDIA CUSIP: Y1668L107
MEETING DATE: 9/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT C K DEY AS DIRECTOR �� ISSUER YES FOR FOR
PROPOSAL #4: ELECT LORETTA MARY VAS AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT SATISH BALRAM AGNIHOTRI AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6: ELECT D. C. PANIGRAHI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT KHANINDRA PATHAK AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT VINOD JAIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT SHYAM NANDAN PRASAD AS DIRECTOR ISSUER YES FOR FOR
AND APPROVE HIS APPOINTMENT AS EXECUTIVE DIRECTOR
PROPOSAL #10: APPROVE CHARGING OF FEE FOR DELIVERY OF ISSUER YES FOR FOR
DOCUMENTS
PROPOSAL #11: ELECT VIVEK BHARADWAJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT RAJESH KUMAR SINHA AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cobham plc
TICKER: COB CUSIP: G41440143
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE ISSUE OF EQUITY PURSUANT TO ISSUER YES FOR FOR
THE RIGHTS ISSUE
PROPOSAL #2: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS PURSUANT TO THE RIGHTS ISSUE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cobham plc
TICKER: COB CUSIP: G41440143
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT DAVID LOCKWOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DAVID MELLORS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JONATHAN FLINT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MICHAEL HAGEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT BIRGIT NORGAARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ALAN SEMPLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MICHAEL WAREING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ALISON WOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #14: APPROVE LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #15: APPROVE DEFERRED BONUS SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca Cola Icecek A.S.
TICKER: CCOLA CUSIP: M2R39A121
MEETING DATE: 4/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS AND APPROVE THEIR ISSUER YES AGAINST AGAINST
REMUNERATION
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca-Cola Amatil Ltd.
TICKER: CCL CUSIP: Q2594P146
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE ADOPTION OF REMUNERATION ISSUER YES FOR FOR
REPORT
PROPOSAL #2a: ELECT KRISHNAKUMAR THIRUMALAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2b: ELECT MARK JOHNSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT PAUL O'SULLIVAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE GRANT OF PERFORMANCE SHARE ISSUER YES FOR FOR
RIGHTS TO A M WATKINS, GROUP MANAGING DIRECTOR OF THE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca-Cola East Japan Co Ltd
TICKER: 2580 CUSIP: J0814R106
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 16
PROPOSAL #2: APPROVE SHARE EXCHANGE AGREEMENT WITH ISSUER YES FOR FOR
COCA-COLA WEST CO., LTD
PROPOSAL #3.1: ELECT DIRECTOR JAWAHAR SOLAI ISSUER YES FOR FOR
KUPPUSWAMY
PROPOSAL #3.2: ELECT DIRECTOR COSTEL MANDREA ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR OZEKI, HARUKO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KAWAMOTO, NARUHIKO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR IRIAL FINAN ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR DANIEL SAYRE ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR INAGAKI, HARUHIKO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TAKANASHI, KEIJI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR YOSHIOKA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR NAGAFUCHI, ISSUER YES FOR FOR
TOMIZO
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR SUGITA, ISSUER YES FOR FOR
YUTAKA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca-Cola FEMSA S.A.B. de C.V.
TICKER: KOF CUSIP: P2861Y136
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND CASH ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
PROGRAM
PROPOSAL #5: ELECT DIRECTORS AND SECRETARIES; VERIFY ISSUER YES FOR FOR
DIRECTOR'S INDEPENDENCE CLASSIFICATION AS PER MEXICAN
SECURITIES LAW; APPROVE THEIR REMUNERATION
PROPOSAL #6: ELECT MEMBERS OF FINANCING AND PLANNING ISSUER YES FOR FOR
COMMITTEE, AUDIT COMMITTEE AND CORPORATE PRACTICES
COMMITTEE; ELECT CHAIRMAN OF COMMITTEES AND FIX THEIR
REMUNERATION
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #8: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca-Cola HBC AG
TICKER: CCH CUSIP: H1512E100
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE DIVIDEND FROM RESERVES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1.1: RE-ELECT ANASTASSIS DAVID AS ISSUER YES FOR FOR
DIRECTOR AND AS BOARD CHAIRMAN
PROPOSAL #4.1.2: RE-ELECT DIMITRIS LOIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.3: RE-ELECT ALEXANDRA PAPALEXOPOULOU AS ISSUER YES FOR FOR
DIRECTOR AND AS MEMBER OF THE REMUNERATION COMMITTEE
PROPOSAL #4.1.4: RE-ELECT RETO FRANCIONI AS DIRECTOR ISSUER YES FOR FOR
AND AS MEMBER OF THE REMUNERATION COMMITTEE
PROPOSAL #4.1.5: RE-ELECT AHMET BOZER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.6: RE-ELECT OLUSOLA DAVID-BORHA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1.7: RE-ELECT WILLIAM DOUGLAS III AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1.8: RE-ELECT ANASTASIOS LEVENTIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1.9: RE-ELECT CHRISTODOULOS LEVENTIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1A: RE-ELECT JOSE OCTAVIO REYES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1B: RE-ELECT ROBERT RUDOLPH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1C: RE-ELECT JOHN SECHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT CHARLOTTE BOYLE AS DIRECTOR AND ISSUER YES FOR FOR
AS MEMBER OF THE REMUNERATION COMMITTEE
PROPOSAL #5: DESIGNATE INES POESCHEL AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #6.1: REAPPOINT PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6.2: ADVISORY VOTE ON REAPPOINTMENT OF THE ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS SA FOR UK PURPOSES
PROPOSAL #7: APPROVE UK REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SWISS REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE MAXIMUM AGGREGATE AMOUNT OF ISSUER YES FOR FOR
REMUNERATION FOR DIRECTORS
PROPOSAL #10.2: APPROVE MAXIMUM AGGREGATE AMOUNT OF ISSUER YES FOR FOR
REMUNERATION FOR THE OPERATING COMMITTEE
PROPOSAL #11: AMEND ARTICLES RE: REMUNERATION OF ISSUER YES FOR FOR
CHIEF EXECUTIVE OFFICER AND NON-EXECUTIVE MEMBERS OF
THE BOARD OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca-Cola West Co Ltd
TICKER: 2579 CUSIP: J0814U109
MEETING DATE: 3/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 24
PROPOSAL #2: APPROVE SHARE EXCHANGE AGREEMENT WITH ISSUER YES FOR FOR
COCA-COLA EAST JAPAN CO., LTD
PROPOSAL #3: APPROVE ADOPTION OF HOLDING COMPANY ISSUER YES FOR FOR
STRUCTURE AND TRANSFER OF OPERATIONS TO WHOLLY OWNED
SUBSIDIARY
PROPOSAL #4: AMEND ARTICLES TO CHANGE COMPANY NAME - ISSUER YES FOR FOR
AMEND BUSINESS LINES - INCREASE AUTHORIZED CAPITAL -
AMEND PROVISIONS ON NUMBER OF DIRECTORS - INDEMNIFY
DIRECTORS
PROPOSAL #5.1: ELECT DIRECTOR YOSHIMATSU, TAMIO ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT DIRECTOR SHIBATA, NOBUO ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT DIRECTOR TAKEMORI, HIDEHARU ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT DIRECTOR FUKAMI, TOSHIO ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT DIRECTOR OKAMOTO, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT DIRECTOR FUJIWARA, YOSHIKI ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT DIRECTOR KOGA, YASUNORI ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT DIRECTOR HOMBO, SHUNICHIRO ISSUER YES FOR FOR
PROPOSAL #5.9: ELECT DIRECTOR MIURA, ZENJI ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT DIRECTOR VIKAS TIKU IN ISSUER YES FOR FOR
CONNECTION WITH ECONOMIC INTEGRATION
PROPOSAL #6.2: ELECT DIRECTOR COSTEL MANDREA IN ISSUER YES FOR FOR
CONNECTION WITH ECONOMIC INTEGRATION
PROPOSAL #6.3: ELECT DIRECTOR YOSHIOKA, HIROSHI IN ISSUER YES FOR FOR
CONNECTION WITH ECONOMIC INTEGRATION
PROPOSAL #7.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MIURA, ZENJI IN CONNECTION WITH ECONOMIC
INTEGRATION
PROPOSAL #7.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER IRIAL FINAN IN CONNECTION WITH ECONOMIC
INTEGRATION
PROPOSAL #7.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER JOHN MURPHY IN CONNECTION WITH ECONOMIC
INTEGRATION
PROPOSAL #8: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cochlear Ltd.
TICKER: COH CUSIP: Q25953102
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT YASMIN ALLEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DONAL O'DWYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE THE GRANT OF SECURITIES TO ISSUER YES FOR FOR
CHRIS SMITH, CHIEF EXECUTIVE OFFICER & PRESIDENT OF
THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colbun S.A.
TICKER: COLBUN CUSIP: P2867K130
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: PRESENT EXTERNAL AUDITORS' AND INTERNAL ISSUER YES FOR FOR
STATUTORY AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF USD 0.00312 PER SHARE
PROPOSAL #4: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIVIDEND POLICY AND DISTRIBUTION ISSUER YES FOR FOR
PROCEDURES
PROPOSAL #6: ELECT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT ACCOUNT SUPERVISORY MEMBERS; ISSUER YES FOR FOR
APPROVE THEIR REMUNERATIONS
PROPOSAL #8: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: PRESENT REPORT ON ACTIVITIES CARRIED ISSUER YES FOR FOR
OUT BY DIRECTORS' COMMITTEE
PROPOSAL #11: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #12: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #13: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #14: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colgate-Palmolive (India) Ltd.
TICKER: 500830 CUSIP: Y1673X104
MEETING DATE: 8/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT NIKET GHATE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICE WATERHOUSE AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE KEEPING AND MAINTENANCE OF THE ISSUER YES FOR FOR
REGISTER AND INDICES OF MEMBERS AND COPIES OF ANNUAL
RETURNS AS THE CORPORATE OFFICE OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COLOPL, Inc.
TICKER: 3668 CUSIP: J0815U108
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17
PROPOSAL #2.1: ELECT DIRECTOR BABA, NARUATSU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TSUCHIYA, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HASEBE, JUN ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YOSHIOKA, SHOHEI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ISHIWATARI, RYOSUKE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MORISAKI, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SUGAI, KENTA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ISHIWATARI, SHINSUKE ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YANAGISAWA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TAMESUE, DAI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coloplast A/S
TICKER: COLO B CUSIP: K16018192
MEETING DATE: 12/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE CREATION OF DKK 15 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4.2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
PROPOSAL #4.4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #5.1: REELECT MICHAEL RASMUSSEN (CHAIRMAN) ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5.2: REELECT NIELS LOUIS-HANSEN (VICE ISSUER YES FOR FOR
CHAIRMAN) AS DIRECTOR
PROPOSAL #5.3: REELECT PER MAGID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: REELECT BIRGITTE NIELSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: REELECT JETTE NYGAARD-ANDERSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: REELECT BRIAN PETERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: REELECT JORGEN TANG-JENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ComfortDelGro Corporation Limited
TICKER: C52 CUSIP: Y1690R106
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST �� MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIM JIT POH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT WANG KAI YUEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE & TOUCHE LLP AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commercial International Bank (Egypt) SAE
TICKER: COMI CUSIP: M25561107
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY16
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY16
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY16
PROPOSAL #4: APPROVE ALLOCATION OF INCOME FOR FY16 ISSUER NO N/A N/A
AND AUTHORIZE THE BOARD TO FIX AND DISTRIBUTE
EMPLOYEE'S SHARE IN THE PROFITS
PROPOSAL #5: APPROVE DISCHARGE DIRECTORS FOR FY16 AND ISSUER NO N/A N/A
FIX THEIR REMUNERATION FOR FY17
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY17
PROPOSAL #7: APPROVE CHARITABLE DONATIONS FOR FY16 ISSUER NO N/A N/A
AND FY17
PROPOSAL #8: APPROVE REMUNERATION OF COMMITTEE ISSUER NO N/A N/A
MEMBERS FOR FY17
PROPOSAL #9: ELECT DIRECTORS (BUNDLED) ISSUER NO N/A N/A
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commerzbank AG
TICKER: CBK CUSIP: D172W1279
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #6: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR THE FIRST QUARTER OF FISCAL 2018
PROPOSAL #7: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2018
PROPOSAL #8.1: ELECT TOBIAS GULDIMANN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8.2: ELECT ROGER MUELLER AS ALTERNATE ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #9: AMEND ARTICLES RE: GERMAN ACT ON ISSUER YES FOR FOR
REORGANIZATION OF THE RESPONSIBILITIES OF THE FEDERAL
AGENCY FOR STABILIZATION OF THE FINANCIAL MARKETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commonwealth Bank Of Australia
TICKER: CBA CUSIP: Q26915100
MEETING DATE: 11/9/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT SHIRISH APTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DAVID HIGGINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT BRIAN LONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT CATHERINE LIVINGSTONE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT MARY PADBURY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE OF REWARD RIGHTS TO IAN ISSUER YES FOR FOR
NAREV, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR
OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compagnie de Saint Gobain
TICKER: SGO CUSIP: F80343100
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.26 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: REELECT PAMELA KNAPP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT AGNES LEMARCHAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT GILLES SCHNEPP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT PHLIPPE VARIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PIERRE-ANDRE DE CHALENDAR, CHAIRMAN AND CEO
PROPOSAL #10: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 444 MILLION
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS WITH A
BINDING PRIORITY RIGHT UP TO AGGREGATE NOMINAL AMOUNT
OF EUR 222 MILLION
PROPOSAL #14: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #15: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #16: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 111 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #17: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #18: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS FOR EMPLOYEES OF
INTERNATIONAL SUBSIDIARIES
PROPOSAL #19: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #20: AMEND ARTICLES 10 AND 11 OF BYLAWS RE: ISSUER YES FOR FOR
LEAD DIRECTOR
PROPOSAL #21: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compagnie Financiere Richemont SA
TICKER: CFR CUSIP: H25662182
MEETING DATE: 9/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 1.70 PER REGISTERED A SHARE AND CHF
0.17 PER REGISTERED B SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1: REELECT JOHANN RUPERT AS DIRECTOR AND ISSUER YES AGAINST AGAINST
BOARD CHAIRMAN
PROPOSAL #4.2: REELECT YVES-ANDRE ISTEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: REELECT JOSUA MALHERBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: REELECT JEAN-BLAISE ECKERT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.5: REELECT BERNARD FORNAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: REELECT RICHARD LEPEU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: REELECT RUGGERO MAGNONI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: REELECT SIMON MURRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.9: REELECT GUILLAUME PICTET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.10: REELECT NORBERT PLATT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.11: REELECT ALAN QUASHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.12: REELECT MARIA RAMOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.13: REELECT LORD RENWICK OF CLIFTON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.14: REELECT JAN RUPERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.15: REELECT GARY SAAGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.16: REELECT JURGEN SCHREMPP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.17: REELECT THE DUKE OF WELLINGTON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.18: ELECT JEFF MOSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.19: ELECT CYRILLE VIGNERON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: APPOINT LORD RENWICK OF CLIFTON AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #5.2: APPOINT YVES ANDRE ISTEL AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.3: APPOINT THE DUKE OF WELLINGTON AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: DESIGNATE FRANCOISE DEMIERRE MORAND ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #8.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 7.4 MILLION
PROPOSAL #8.2: APPROVE MAXIMUM FIXED REMUNERATION OF ISSUER YES FOR FOR
SENIOR EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 9.9
MILLION
PROPOSAL #8.3: APPROVE MAXIMUM VARIABLE REMUNERATION ISSUER YES FOR FOR
OF SENIOR EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF
16.4 MILLION
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compagnie Generale des Etablissements Michelin
TICKER: ML CUSIP: F61824144
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.25 PER SHARE
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
TRANSACTIONS
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-DOMINIQUE SENARD, GENERAL MANAGER
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
MICHEL ROLLIER, CHAIRMAN
PROPOSAL #8: REELECT MICHEL ROLLIER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #9: REELECT OLIVIER BAZIL AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #10: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #11: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compagnie Plastic Omnium
TICKER: POM CUSIP: F73325106
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.49 PER SHARE
PROPOSAL #3: APPROVE AMENDMENT TO SERVICES AGREEMENT ISSUER YES FOR FOR
WITH BURELLE SA
PROPOSAL #4: RECEIVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
ONGOING RELATED-PARTY TRANSACTIONS
PROPOSAL #5: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: REELECT ANNE ASENSIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT VINCENT LABRUYERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT FELICIE BURELLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT CECILE MOUTET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 580,000
PROPOSAL #12: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
EXECUTIVE OFFICERS
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
LAURENT BURELLE, CHAIRMAN AND CEO
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PAUL HENRY LEMARIE, VICE-CEO
PROPOSAL #15: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-MICHEL SZCZERBA, CO-CEO AND VICE-CEO
PROPOSAL #16: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 1 MILLION
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 1 MILLION
PROPOSAL #18: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 10 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 1 MILLION
PROPOSAL #19: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 16 TO 18
PROPOSAL #20: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #21: AMEND ARTICLE 4 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH LEGAL CHANGES RE: HEADQUARTERS
PROPOSAL #22: AMEND ARTICLE 16 OF BYLAWS RE: PROXY ISSUER YES FOR FOR
VOTING
PROPOSAL #23: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compal Electronics Inc.
TICKER: 2324 CUSIP: Y16907100
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS AND
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Brasileira de Distribuicao Grupo Pao de Acucar
TICKER: PCAR4 CUSIP: P3055E464
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INSTALL FISCAL COUNCIL ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Paranaense de Energia - COPEL
TICKER: CPLE6 CUSIP: 20441B407
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.1: ELECT DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #4.1: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY MINORITY SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Paranaense de Energia - COPEL
TICKER: CPLE6 CUSIP: P30557105
MEETING DATE: 12/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
WITHOUT ISSUANCE OF SHARES AND AMEND ARTICLE 4
ACCORDINGLY
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Paranaense de Energia - COPEL
TICKER: CPLE6 CUSIP: P30557105
MEETING DATE: 1/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DESIGNATE NEWSPAPER TO PUBLISH COMPANY ISSUER YES FOR FOR
ANNOUNCEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Paranaense de Energia - COPEL
TICKER: CPLE6 CUSIP: P30557105
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
INTEREST-ON-CAPITAL-STOCK PAYMENTS
PROPOSAL #3.1: ELECT MAURICIO SCHULMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ANTONIO SERGIO DE SOUZA GUETTER ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3.3: ELECT CARLOS HOMERO GIACOMINI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT LUIZ HENRIQUE TESSUTTI DIVIDINO ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3.5: ELECT GEORGE HERMANN RODOLFO TORMIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT SANDRA MARIA GUERRA DE AZEVEDO ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3.7: ELECT SERGIO EDUARDO WEGUELIN VIEIRA ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3.8: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #4.1: ELECT NORBERTO ANACLETO ORTIGARA AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND OSNI RISTOW AS ALTERNATE
PROPOSAL #4.2: ELECT MAURO RICARDO MACHADO COSTA AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND ROBERTO BRUNNER AS
PROPOSAL #4.3: ELECT NELSON LEAL JUNIOR AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER AND GILMAR MENDES LOURENCO AS
PROPOSAL #4.4: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY MINORITY SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
PROPOSAL #6: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY ISSUER YES FOR FOR
ANNOUNCEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Paranaense de Energia - COPEL
TICKER: CPLE6 CUSIP: P30557105
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Paranaense de Energia - COPEL
TICKER: CPLE6 CUSIP: P30557139
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #2: ELECT FISCAL COUNCIL MEMBER APPOINTED BY SHAREHOLDER YES ABSTAIN N/A
MINORITY SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
TICKER: SBSP3 CUSIP: P2R268136
MEETING DATE: 7/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RECTIFY REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS PREVIOUSLY
APPROVED AT THE APRIL 29, 2016, AGM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
TICKER: SBSP3 CUSIP: P2R268136
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT FRANCISCO LUIZ SIBUT GOMIDE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER NO N/A N/A
BY MINORITY SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Siderurgica Nacional - CSN
TICKER: CSNA3 CUSIP: P8661X103
MEETING DATE: 12/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015
PROPOSAL #2: RATIFY ALLOCATION OF INCOME APPROVED AT ISSUER YES FOR FOR
THE APRIL 28, 2016, AGM
PROPOSAL #3: RATIFY REMAINING RESOLUTIONS PROPOSED AT ISSUER YES AGAINST AGAINST
THE APRIL 28, 2016, AGM
PROPOSAL #4: FIX NUMBER OF DIRECTORS AND ELECT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Siderurgica Nacional - CSN
TICKER: CSNA3 CUSIP: P8661X103
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #1.3: ELECT NISSIM ASSLAN KALILI AS DIRECTOR SHAREHOLDER YES FOR N/A
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #2: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Siderurgica Nacional - CSN
TICKER: CSNA3 CUSIP: P8661X103
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compania Cervecerias Unidas S.A.
TICKER: CCU CUSIP: P24905104
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 110.32 PER SHARE AND CLP 220.64 PER
ADR TO BE DISTRIBUTED ON APRIL 26, 2017
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #7: APPROVE REMUNERATION AND BUDGET OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #8.1: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #8.2: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #11.2: DESIGNATE NEWSPAPER TO PUBLISH ISSUER YES FOR FOR
MEETING ANNOUNCEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compania De Minas Buenaventura S.A.
TICKER: BVN CUSIP: 204448104
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compass Group plc
TICKER: CPG CUSIP: G23296190
MEETING DATE: 2/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT STEFAN BOMHARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DOMINIC BLAKEMORE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT RICHARD COUSINS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: RE-ELECT GARY GREEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JOHNNY THOMSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CAROL ARROWSMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JOHN BASON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DON ROBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT NELSON SILVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT IREENA VITTAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PAUL WALSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: APPROVE INCREASE IN THE LIMIT ON THE ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF THE NON-EXECUTIVE DIRECTORS
PROPOSAL #18: AUTHORISE POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH 14 WORKING DAYS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compass Group PLC
TICKER: CPG CUSIP: G23296190
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHAREHOLDER RETURN BY WAY OF ISSUER YES FOR FOR
SPECIAL DIVIDEND WITH SHARE CONSOLIDATION
PROPOSAL #2: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #3: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #4: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #5: AUTHORISE MARKET PURCHASE OF NEW ISSUER YES FOR FOR
ORDINARY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Computershare Limited
TICKER: CPU CUSIP: Q2721E105
MEETING DATE: 11/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT A L OWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT S D JONES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO STUART IRVING, CHIEF EXECUTIVE OFFICER OF THE
COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COMSYS Holdings Corp.
TICKER: 1721 CUSIP: J5890P106
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
ADOPT BOARD STRUCTURE WITH AUDIT COMMITTEE - AMEND
PROVISIONS ON NUMBER OF DIRECTORS - AUTHORIZE
DIRECTORS TO EXECUTE DAY TO DAY OPERATIONS WITHOUT
FULL BOARD APPROVAL
PROPOSAL #3.1: ELECT DIRECTOR KAGAYA, TAKASHI ISSUER YES FOR �� FOR
PROPOSAL #3.2: ELECT DIRECTOR ITO, NORIAKI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR OGAWA, AKIO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR OMURA, YOSHIHISA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SAKAMOTO, SHIGEMI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR AOYAMA, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KUMAGAI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR SATO, KENICHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR OZAKI, HIDEHIKO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR SUDA, NORIO ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NISHIYAMA, TSUYOSHI
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KAMIWAKI, KOICHIRO
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NARUMIYA, KENICHI
PROPOSAL #4.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MIYASHITA, MASAHIKO
PROPOSAL #4.5: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SAEGUSA, TAKAHARU
PROPOSAL #4.6: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ONOHARA, KAZUYOSHI
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
PROPOSAL #7: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Concordia Financial Group Ltd.
TICKER: 7186 CUSIP: J08613101
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO CLARIFY DIRECTOR ISSUER YES FOR FOR
AUTHORITY ON BOARD MEETINGS
PROPOSAL #2.1: ELECT DIRECTOR TERAZAWA, TATSUMARO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ISHII, MICHITO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OYA, YASUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAWAMURA, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MORIO, MINORU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR INOUE, KEN ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TAKAGI, YUZO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPENSATION CEILINGS FOR ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Constellation Software Inc.
TICKER: CSU CUSIP: 21037X100
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFF BENDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MEREDITH (SAM) HALL ISSUER YES FOR FOR
HAYES
PROPOSAL #1.3: ELECT DIRECTOR ROBERT KITTEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK LEONARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL MCFEETERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IAN MCKINNON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN R. SCOTCHMER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: SP 1: ADOPT POLICY AND REPORT ON BOARD SHAREHOLDER YES FOR AGAINST
DIVERSITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Contact Energy Ltd.
TICKER: CEN CUSIP: Q2818G104
MEETING DATE: 10/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ELENA TROUT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT WHAIMUTU DEWES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT SUE SHELDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Continental AG
TICKER: CON CUSIP: D16212140
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 4.25 PER SHARE
PROPOSAL #3.1: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER ELMAR DEGENHART FOR FISCAL 2016
PROPOSAL #3.2: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER JOSE AVILA FOR FISCAL 2016
PROPOSAL #3.3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER RALF CRAMER FOR FISCAL 2016
PROPOSAL #3.4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER HANS-JUERGEN DUENSING FOR FISCAL 2016
PROPOSAL #3.5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER FRANK JOURDAN FOR FISCAL 2016
PROPOSAL #3.6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER HELMUT MATSCHI FOR FISCAL 2016
PROPOSAL #3.7: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER ARIANE REINHART FOR FISCAL 2016
PROPOSAL #3.8: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER WOLFGANG SCHAEFER FOR FISCAL 2016
PROPOSAL #3.9: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER NIKOLAI SETZER FOR FISCAL 2016
PROPOSAL #4.1: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER WOLFGANG REITZLE FOR FISCAL 2016
PROPOSAL #4.2: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER GUNTER DUNKEL FOR FISCAL 2016
PROPOSAL #4.3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER HANS FISCHL FOR FISCAL 2016
PROPOSAL #4.4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER PETER GUTZMER FOR FISCAL 2016
PROPOSAL #4.5: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER PETER HAUSMANN FOR FISCAL 2016
PROPOSAL #4.6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER MICHAEL IGLHAUT FOR FISCAL 2016
PROPOSAL #4.7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER KLAUS MANGOLD FOR FISCAL 2016
PROPOSAL #4.8: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER HARTMUT MEINE FOR FISCAL 2016
PROPOSAL #4.9: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER SABINE NEUSS FOR FISCAL 2016
PROPOSAL #4.10: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER ROLF NONNENMACHER FOR FISCAL 2016
PROPOSAL #4.11: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER DIRK NORDMANN FOR FISCAL 2016
PROPOSAL #4.12: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER KLAUS ROSENFELD FOR FISCAL 2016
PROPOSAL #4.13: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER GEORG SCHAEFFLER FOR FISCAL 2016
PROPOSAL #4.14: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER MARIA-ELISABETH SCHAEFFLER-THUMANN FOR
FISCAL 2016
PROPOSAL #4.15: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER JOERG SCHOENFELDER FOR FISCAL 2016
PROPOSAL #4.16: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER STEFAN SCHOLZ FOR FISCAL 2016
PROPOSAL #4.17: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER KIRSTEN VOERKEL FOR FISCAL 2016
PROPOSAL #4.18: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER ELKE VOLKMANN FOR FISCAL 2016
PROPOSAL #4.19: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER ERWIN WOERLE FOR FISCAL 2016
PROPOSAL #4.20: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER SIEGFRIED WOLF FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #6: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COOKPAD INC
TICKER: 2193 CUSIP: J08696106
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SANO, AKIMITSU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IWATA, RIMPEI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KITAGAWA, TORU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YANAGISAWA, DAISUKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEGUCHI, KYOKO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FUJII, KOICHIRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR IGA, YASUYO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coronation Fund Managers Ltd
TICKER: CML CUSIP: S19537109
MEETING DATE: 2/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: RE-ELECT LULAMA BOYCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: RE-ELECT JOCK MCKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: RE-ELECT ALEXANDRA WATSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DR HUGO NELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY AND MP RAPSON AS THE DESIGNATED AUDIT
PARTNER
PROPOSAL #3a: RE-ELECT ALEXANDRA WATSON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3b: RE-ELECT SHAMS PATHER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3c: RE-ELECT JOCK MCKENZIE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3d: ELECT DR HUGO NELSON AS MEMBER OF THE ISSUER YES AGAINST AGAINST
AUDIT AND RISK COMMITTEE
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: ADOPT NEW MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corporacion Financiera Alba S.A.
TICKER: ALB CUSIP: E33391132
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #5.1: REELECT JOSE DOMINGO DE AMPUERO OSMA ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5.2: REELECT CRISTINA GARMENDIA MENDIZABAL ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5.3: REELECT JOSE RAMON DEL CANO PALOP AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7.1: AMEND REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SHARE APPRECIATION RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE AND CAPITAL ISSUER YES FOR FOR
REDUCTION VIA AMORTIZATION OF REPURCHASED SHARES
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #11: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corporation Bank Ltd.
TICKER: 532179 CUSIP: Y1755Q183
MEETING DATE: 9/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES TO GOVERNMENT ISSUER YES FOR FOR
OF INDIA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corporation Bank Ltd.
TICKER: 532179 CUSIP: Y1755Q183
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cosan S.A. Industria e Comercio
TICKER: CSAN3 CUSIP: P31573101
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4.2: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #5.1: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY MINORITY SHAREHOLDER
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT AND FISCAL COUNCIL MEMBERS AND RE-RATIFY
REMUNERATION OF COMPANY'S MANAGEMENT AND FISCAL
COUNCIL MEMBERS FOR FISCAL YEAR 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cosan S.A. Industria e Comercio
TICKER: CSAN3 CUSIP: P31573101
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT AND FISCAL COUNCIL MEMBERS AND RE-RATIFY
REMUNERATION OF COMPANY'S MANAGEMENT AND FISCAL
COUNCIL MEMBERS FOR FISCAL YEAR 2016
PROPOSAL #2: CHANGE LOCATION OF COMPANY HEADQUARTERS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY CAPITAL INCREASES RE: EXERCISE OF ISSUER YES FOR FOR
STOCK OPTIONS
PROPOSAL #4: AUTHORIZE CAPITALIZATION OF RESERVES AND ISSUER YES FOR FOR
AMEND ARTICLE 5 ACCORDINGLY
PROPOSAL #5: AMEND ARTICLES 21 AND 23 ISSUER YES FOR FOR
PROPOSAL #6: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cosco Pacific Limited
TICKER: 1199 CUSIP: G2442N104
MEETING DATE: 7/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE ENGLISH NAME AND ADOPT CHINESE ISSUER YES FOR FOR
NAME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Shipping Development Co Ltd
TICKER: 2866 CUSIP: Y1513C104
MEETING DATE: 12/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES OF PROCEDURES FOR GENERAL ISSUER YES FOR FOR
MEETINGS
PROPOSAL #2.1: APPROVE MASTER VESSEL CHARTER SHAREHOLDER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2.2: APPROVE MASTER OPERATING LEASE SHAREHOLDER YES FOR FOR
SERVICES AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2.3: APPROVE MASTER FINANCE LEASE SERVICES SHAREHOLDER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2.4: APPROVE MASTER FACTORING SERVICES SHAREHOLDER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2.5: APPROVE MASTER VESSEL SERVICES SHAREHOLDER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2.6: APPROVE MASTER CONTAINERS SERVICES SHAREHOLDER YES FOR FOR
AGREEMENT IN RESPECT OF PROVISION OF PRODUCTS AND
SERVICES BY CS GROUP, PROPOSED ANNUAL CAPS AND
RELATED TRANSACTIONS
PROPOSAL #2.7: APPROVE MASTER CONTAINERS SERVICES SHAREHOLDER YES FOR FOR
AGREEMENT IN RESPECT OF PROVISION OF PRODUCTS AND
SERVICES TO CS GROUP, PROPOSED ANNUAL CAPS AND
RELATED TRANSACTIONS
PROPOSAL #2.8: APPROVE MASTER FINANCIAL SERVICES SHAREHOLDER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2.9: APPROVE FLORENS FINANCE FINANCIAL SHAREHOLDER YES FOR FOR
SERVICES AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2.10: APPROVE MASTER CS FINANCE FINANCIAL SHAREHOLDER YES FOR FOR
SERVICES AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Shipping Development Co Ltd
TICKER: 2866 CUSIP: Y1513C104
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CLASS AND PAR VALUE OF SHARES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.2: APPROVE METHOD AND TIME OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #1.3: APPROVE TARGET SUBSCRIBERS IN RELATION ISSUER YES FOR FOR
TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.4: APPROVE PRICE DETERMINATION DATE, ISSUER YES FOR FOR
ISSUE PRICE AND PRICING PRINCIPLES IN RELATION TO THE
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.5: APPROVE NUMBER OF A SHARES TO BE ISSUER YES FOR FOR
ISSUED AND METHOD OF SUBSCRIPTION IN RELATION TO THE
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.6: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.7: APPROVE PLACE OF LISTING OF THE A ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #1.8: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.9: APPROVE DISTRIBUTION OF PROFIT PRIOR ISSUER YES FOR FOR
TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.10: APPROVE VALIDITY PERIOD OF RESOLUTION ISSUER YES FOR FOR
IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #2: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #3: APPROVE FEASIBILITY REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS FROM THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #4: APPROVE CS SUBSCRIPTION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RESOLUTION IN RELATION TO THE CS ISSUER YES FOR FOR
SUBSCRIPTION UNDER THE PRC LAWS AND REGULATION
PROPOSAL #6: APPROVE WHITEWASH WAIVER IN RELATION TO ISSUER YES FOR FOR
THE CS SUBSCRIPTION
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ALL TRANSACTIONS UNDER THE ISSUER YES FOR FOR
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES WHICH
CONSTITUTES A SPECIAL DEAL
PROPOSAL #9: APPROVE SPECIFIC MANDATE TO ISSUE A ISSUER YES FOR FOR
SHARES
PROPOSAL #10: AUTHORIZE BOARD AND ANY PERSON ISSUER YES FOR FOR
AUTHORIZED BY THE BOARD TO HANDLE ALL MATTERS IN
RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #11: APPROVE SATISFACTION OF CRITERIA FOR ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #12: APPROVE EXEMPTION FROM THE PREPARATION ISSUER YES FOR FOR
OF A REPORT ON THE UTILIZATION OF PROCEEDS FROM
PREVIOUS FUND RAISING
PROPOSAL #13: APPROVE SHAREHOLDERS' RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMEDIAL MEASURES REGARDING ISSUER YES FOR FOR
DILUTION ON CURRENT RETURNS AND THE IMPACT ON THE
COMPANY'S MAJOR FINANCIAL INDICATORS BY THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #15: APPROVE UNDERTAKINGS BY THE COMPANY'S ISSUER YES FOR FOR
CONTROLLING SHAREHOLDERS, DIRECTORS AND SENIOR
MANAGEMENT WITH REGARDS TO THE REMEDIAL MEASURES
REGARDING DILUTION ON CURRENT RETURNS BY THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #16: APPROVE WHITEWASH WAIVER IN RELATION TO ISSUER YES FOR FOR
THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES AND CS
SUBSCRIPTION AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Shipping Development Co Ltd
TICKER: 2866 CUSIP: Y1513C104
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CLASS AND PAR VALUE OF SHARES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.2: APPROVE METHOD AND TIME OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #1.3: APPROVE TARGET SUBSCRIBERS IN RELATION ISSUER YES FOR FOR
TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.4: APPROVE PRICE DETERMINATION DATE, ISSUER YES FOR FOR
ISSUE PRICE AND PRICING PRINCIPLES IN RELATION TO THE
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.5: APPROVE NUMBER OF A SHARES TO BE ISSUER YES FOR FOR
ISSUED AND METHOD OF SUBSCRIPTION IN RELATION TO THE
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.6: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.7: APPROVE PLACE OF LISTING OF THE A ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #1.8: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.9: APPROVE DISTRIBUTION OF PROFIT PRIOR ISSUER YES FOR FOR
TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.10: APPROVE VALIDITY PERIOD OF RESOLUTION ISSUER YES FOR FOR
IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #2: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #3: APPROVE CS SUBSCRIPTION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALL TRANSACTIONS UNDER THE ISSUER YES FOR FOR
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES WHICH
CONSTITUTES A SPECIAL DEAL
PROPOSAL #5: APPROVE SPECIFIC MANDATE TO ISSUE A ISSUER YES FOR FOR
SHARES
PROPOSAL #6: AUTHORIZE BOARD AND ANY PERSON ISSUER YES FOR FOR
AUTHORIZED BY THE BOARD TO HANDLE ALL MATTERS IN
RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Shipping Development Co Ltd
TICKER: 2866 CUSIP: Y1513C104
MEETING DATE: 1/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES OF PROCEDURE OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: AMEND RULES OF PROCEDURE OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Shipping Development Co Ltd
TICKER: 2866 CUSIP: Y1513C104
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE ADJUSTMENT TO THE METHOD AND ISSUER YES FOR FOR
TIME OF ISSUANCE IN RELATION TO THE REVISED PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.2: APPROVE ADJUSTMENT TO THE TARGET ISSUER YES FOR FOR
SUBSCRIBERS IN RELATION TO THE REVISED PROPOSED NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.3: APPROVE ADJUSTMENT TO THE PRICE ISSUER YES FOR FOR
DETERMINATION DATE, ISSUE PRICE AND PRICING
PRINCIPLES IN RELATION TO THE REVISED PROPOSED NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.4: APPROVE ADJUSTMENT TO THE NUMBER OF A ISSUER YES FOR FOR
SHARES TO BE ISSUED AND METHOD OF SUBSCRIPTION IN
RELATION TO THE REVISED PROPOSED NON-PUBLIC ISSUANCE
OF A SHARES
PROPOSAL #1.5: APPROVE ADJUSTMENT TO THE LOCK-UP ISSUER YES FOR FOR
PERIOD IN RELATION TO THE REVISED PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.6: APPROVE ADJUSTMENT TO THE USE OF ISSUER YES FOR FOR
PROCEEDS IN RELATION TO THE REVISED PROPOSED NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.7: APPROVE ADJUSTMENT TO THE VALIDITY ISSUER YES FOR FOR
PERIOD OF RESOLUTION IN RELATION TO THE REVISED
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF A SHARES (REVISED)
PROPOSAL #3: APPROVE FEASIBILITY REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS FROM THE NON-PUBLIC ISSUANCE OF A SHARES
(REVISED)
PROPOSAL #4: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
COSCO SUBSCRIPTION AGREEMENT
PROPOSAL #5: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
COSCO SUBSCRIPTION CONSTITUTING A CONNECTED
TRANSACTION UNDER THE RELEVANT PRC LAWS AND
PROPOSAL #6: APPROVE SPECIFIC MANDATE TO ISSUE SHARES ISSUER YES FOR FOR
UNDER THE REVISED PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #7: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
CONNECTION WITH THE REVISED PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #8: APPROVE WAIVER OF COSCO SHIPPING'S ISSUER YES FOR FOR
OBLIGATION TO OFFER SECURITIES IN RELATION TO THE
COSCO SUBSCRIPTION UNDER THE RELEVANT PRC LAWS AND
REGULATIONS
PROPOSAL #9: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
SATISFACTION OF THE CRITERIA FOR NON-PUBLIC ISSUANCE
OF A SHARES OF THE COMPANY
PROPOSAL #10: APPROVE REMEDIAL MEASURES REGARDING ISSUER YES FOR FOR
DILUTION ON CURRENT RETURNS AND THE IMPACT ON THE
COMPANY'S MAJOR FINANCIAL INDICATORS BY THE NON-
PUBLIC ISSUANCE OF A SHARES (REVISED)
PROPOSAL #11: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
APPLICATION FOR LOANS FROM CHINA BOHAI BANK CO., LTD.
BY COSCO SHIPPING LEASING CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Shipping Development Co Ltd
TICKER: 2866 CUSIP: Y1513C104
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE ADJUSTMENT TO THE METHOD AND ISSUER YES FOR FOR
TIME OF ISSUANCE IN RELATION TO THE REVISED PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.2: APPROVE ADJUSTMENT TO THE TARGET ISSUER YES FOR FOR
SUBSCRIBERS IN RELATION TO THE REVISED PROPOSED NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.3: APPROVE ADJUSTMENT TO THE PRICE ISSUER YES FOR FOR
DETERMINATION DATE, ISSUE PRICE AND PRICING
PRINCIPLES IN RELATION TO THE REVISED PROPOSED NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.4: APPROVE ADJUSTMENT TO THE NUMBER OF A ISSUER YES FOR FOR
SHARES TO BE ISSUED AND METHOD OF SUBSCRIPTION IN
RELATION TO THE REVISED PROPOSED NON-PUBLIC ISSUANCE
OF A SHARES
PROPOSAL #1.5: APPROVE ADJUSTMENT TO THE LOCK-UP ISSUER YES FOR FOR
PERIOD IN RELATION TO THE REVISED PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.6: APPROVE ADJUSTMENT TO THE USE OF ISSUER YES FOR FOR
PROCEEDS IN RELATION TO THE REVISED PROPOSED NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.7: APPROVE ADJUSTMENT TO THE VALIDITY ISSUER YES FOR FOR
PERIOD OF RESOLUTION IN RELATION TO THE REVISED
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF A SHARES (REVISED)
PROPOSAL #3: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
COSCO SUBSCRIPTION AGREEMENT
PROPOSAL #4: APPROVE SPECIFIC MANDATE TO ISSUE SHARES ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZEBOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
CONNECTION WITH THE REVISED PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Shipping Development Co Ltd
TICKER: 02866 CUSIP: Y1513C104
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE WORK REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
PROPOSAL #4: APPROVE AUDITED FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
AUDITORS' REPORT
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8a: APPROVE BAKER TILLY CHINA CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS AS PRC AUDITOR AND AUTHORIZE AUDIT
COMMITTEE OF THE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8b: APPROVE BAKER TILLY CHINA CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS AS INTERNAL CONTROL AUDITOR AND
AUTHORIZE AUDIT COMMITTEE OF THE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #8c: APPROVE ERNST & YOUNG , HONG KONG ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS AS INTERNATIONAL AUDITOR
AND AUTHORIZE AUDIT COMMITTEE OF THE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #9: APPROVE ASSIGNMENT AND NOVATION ISSUER YES FOR FOR
AGREEMENTS
PROPOSAL #10: APPROVE CAPITAL CONTRIBUTION LETTER OF SHAREHOLDER YES FOR FOR
INTENT DATED MAY 26, 2017
PROPOSAL #11: APPROVE PROVISIONS OF GUARANTEES SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Shipping Energy Transportation Co., Ltd.
TICKER: 1138 CUSIP: Y1503Y108
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE 2016 FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7A: APPROVE BAKER TILLY CHINA CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS AS DOMESTIC AUDITOR
PROPOSAL #7B: APPROVE BAKER TILLY HONG KONG LIMITED ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS AS INTERNATIONAL AUDITOR
PROPOSAL #7C: APPROVE BAKER TILLY CHINA AS INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #8: APPROVE GUARANTEE FOR CHINA SHIPPING ISSUER YES FOR FOR
DEVELOPMENT (HONG KONG) MARINE CO., LIMITED AND
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO SHIPPING Holdings Co Ltd
TICKER: 1919 CUSIP: Y1455B106
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE MASTER GENERAL SERVICES ISSUER YES FOR FOR
AGREEMENT AND RELEVANT ANNUAL CAPS
PROPOSAL #1.2: APPROVE MASTER VESSEL SERVICES ISSUER YES FOR FOR
AGREEMENT AND RELEVANT ANNUAL CAPS
PROPOSAL #1.3: APPROVE MASTER CONTAINER SERVICES ISSUER YES FOR FOR
AGREEMENT AND RELEVANT ANNUAL CAPS
PROPOSAL #1.4: APPROVE MASTER SEAMEN LEASING ISSUER YES FOR FOR
AGREEMENT AND RELEVANT ANNUAL CAPS
PROPOSAL #1.5: APPROVE FREIGHT FORWARDING MASTER ISSUER YES FOR FOR
AGREEMENT AND RELEVANT ANNUAL CAPS
PROPOSAL #1.6: APPROVE MASTER PORT SERVICES AGREEMENT ISSUER YES FOR FOR
AND RELEVANT ANNUAL CAPS
PROPOSAL #1.7: APPROVE MASTER PREMISES LEASING ISSUER YES FOR FOR
AGREEMENT AND RELEVANT ANNUAL CAPS
PROPOSAL #1.8: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
AND RELEVANT ANNUAL CAPS
PROPOSAL #1.9: APPROVE MASTER VESSEL AND CONTAINER ISSUER YES FOR FOR
ASSET SERVICES AGREEMENT AND RELEVANT ANNUAL CAPS
PROPOSAL #1.10: APPROVE TRADEMARK LICENCE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT WANG HAIMIN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO ENTER INTO A SERVICE CONTRACT WITH
WANG HAIMIN
PROPOSAL #2.2: ELECT ZHANG WEI AS EXECUTIVE DIRECTOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO ENTER INTO A SERVICE CONTRACT
WITH ZHANG WEI
PROPOSAL #2.3: ELECT FENG BOMING AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO ENTER INTO A SERVICE CONTRACT WITH
FENG BOMING
PROPOSAL #2.4: ELECT ZHANG WEI AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR AND AUTHORIZE BOARD TO ENTER INTO A SERVICE
CONTRACT WITH ZHANG WEI
PROPOSAL #2.5: ELECT CHEN DONG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO ENTER INTO A SERVICE CONTRACT WITH
CHEN DONG
PROPOSAL #2.6: ELECT MA JIANHUA AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO ENTER INTO A SERVICE CONTRACT WITH
MA JIANHUA
PROPOSAL #3: ELECT HAO WENYI AS SUPERVISOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO ENTER INTO A SERVICE CONTRACT WITH
HAO WENYI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO SHIPPING Holdings Co Ltd
TICKER: 1919 CUSIP: Y1455B106
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: ACCEPT 2016 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF THE BOARD AND ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS SHAREHOLDER YES FOR �� FOR
INTERNATIONAL AUDITORS AND RUIHUA CERTIFIED PUBLIC
ACCOUNTANTS, LLP AS DOMESTIC AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8.1: ELECT WAN MIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT HUANG XIAOWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.3: ELECT XU ZUNWU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.4: ELECT MA JIANHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.5: ELECT WANG HAIMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.6: ELECT ZHANG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.7: ELECT FENG BOMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.8: ELECT ZHANG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.9: ELECT CHEN DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.1: ELECT YANG LIANG-YEE, PHILIP AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT WU DAWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.3: ELECT ZHOU ZHONGHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.4: ELECT KENNETH C.K. KOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.5: ELECT TEO SIONG SENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.1: ELECT FU XIANGYANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.2: ELECT HAO WENYI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.3: ELECT MENG YAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.4: ELECT ZHANG JIANPING AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO SHIPPING Holdings Co Ltd
TICKER: 01919 CUSIP: Y1455B106
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHIPBUILDING ASSIGNMENT ISSUER YES FOR FOR
AGREEMENTS AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Shipping Ports Limited
TICKER: 1199 CUSIP: G2442N104
MEETING DATE: 10/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NEW FINANCIAL SERVICES MASTER ISSUER YES FOR FOR
AGREEMENT AND DEPOSIT TRANSACTIONS, RELEVANT ANNUAL
CAPS AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO SHIPPING Ports Limited
TICKER: 1199 CUSIP: G2442N104
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSACTION AGREEMENT AND THE ISSUER YES FOR FOR
STRATEGIC CO-OPERATION AGREEMENT AND RELATED
TRANSACTIONS
PROPOSAL #2: ELECT FENG BOMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZHANG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHEN DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHAN KA LOK AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO SHIPPING Ports Limited
TICKER: 1199 CUSIP: G2442N104
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1a: ELECT DENG HUANGJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1b: ELECT XU ZUNWU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1c: ELECT WONG TIN YAU, KELVIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1d: ELECT FAN HSU LAI TAI, RITA AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.1e: ELECT ADRIAN DAVID LI MAN KIU AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES AGAINST AGAINST
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cosmo Energy Holdings Co., Ltd.
TICKER: 5021 CUSIP: J08906109
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 50
PROPOSAL #2.1: ELECT DIRECTOR MORIKAWA, KEIZO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KIRIYAMA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OE, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKI, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MORIYAMA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MUSABBEH AL KAABI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KHALIFA AL SUWAIDI ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KANNO, SAKAE
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MIYAMOTO, TERUO
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER OTAKI, KATSUHISA
PROPOSAL #4.1: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER YUKAWA, SOICHI
PROPOSAL #4.2: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER KITAWAKI, TAKEHIKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSMOS PHARMACEUTICAL CORP
TICKER: 3349 CUSIP: J08959108
MEETING DATE: 8/25/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2.1: ELECT DIRECTOR UNO, MASATERU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IWASHITA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KAWASAKI, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKEMORI, MOTOI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHIBATA, FUTOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR UNO, YUKITAKA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YOKOYAMA, HIDEAKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Country Garden Holdings Company Ltd.
TICKER: 2007 CUSIP: G24524103
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT XIE SHUTAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT SONG JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT LIANG GUOKUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT SU BAIYUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a5: ELECT CHEN CHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a6: ELECT LAI MING, JOSEPH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3a7: ELECT YEUNG KWOK ON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: ADOPT NEW SHARE OPTION SCHEME ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Covestro AG
TICKER: 1COV CUSIP: D0R41Z100
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.35 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coway Co. Ltd.
TICKER: A021240 CUSIP: Y1786S109
MEETING DATE: 9/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YOON JONG-HA AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT KIM GWANG-IL AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coway Co. Ltd.
TICKER: A021240 CUSIP: Y1786S109
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LEE HAE-SEON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coway Co. Ltd.
TICKER: A021240 CUSIP: Y1786S109
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT YOON JONG-HA AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT BU JAE-HUN AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #4.3: ELECT KIM GWANG-IL AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #4.4: ELECT PARK TAE-HYEON AS NON- ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #4.5: ELECT CHOI YEON-SEOK AS NON- ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #4.6: ELECT LEE JUNG-SIK AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT LEE JUN-HO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CP All PCL
TICKER: CPALL CUSIP: Y1772K169
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT PRASERT JARUPANICH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: ELECT NARONG CHEARAVANONT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.3: ELECT PITTAYA JEARAVISITKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT PIYAWAT TITASATTAVORAKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT UMROONG SANPHASITVONG AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPFL Energia S.A.
TICKER: CPFE3 CUSIP: P3179C105
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PRELIMINARY ACQUISITION OF AES ISSUER YES FOR FOR
SUL DISTRIBUIDORA GAUCHA DE ENERGIA S.A. (AES SUL)
PROPOSAL #2: ACCEPT RESIGNATION OF LICIO DA COSTA ISSUER YES FOR FOR
RAIMUNDO AND ELECT DANILO FERREIRA DA SILVA AS FISCAL
COUNCIL MEMBER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPFL Energia S.A.
TICKER: CPFE3 CUSIP: P3179C105
MEETING DATE: 2/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT YUHAI HU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DAOBIAO CHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT YAN QU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT YUMENG ZHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT ANDRE DORF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT ANTONIO KANDIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #6: IN CASE OF A MINORITY SEPARATE ELECTION, SHAREHOLDER YES ABSTAIN N/A
WOULD YOU LIKE TO CAST VOTES TO THE MINORITY NOMINEE
WHO INDIVIDUALLY OBTAINS THE LARGEST NUMBER OF
PROPOSAL #7: FIX NUMBER OF FISCAL COUNCIL MEMBERS AT ISSUER YES FOR FOR
THREE
PROPOSAL #8.1: ELECT YUEHUI PAN AS FISCAL COUNCIL ISSUER YES FOR FOR
MEMBER AND CHENGGANG LIU AS ALTERNATE
PROPOSAL #8.2: ELECT RAN ZHANG AS FISCAL COUNCIL ISSUER YES FOR FOR
MEMBER AND JIA JIA AS ALTERNATE
PROPOSAL #8.3: ELECT LUIZ AUGUSTO MARQUES PAES AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND REGINALDO FERREIRA
ALEXANDRE AS ALTERNATE
PROPOSAL #9: ELECT FISCAL COUNCIL MEMBER APPOINTED BY SHAREHOLDER YES ABSTAIN N/A
MINORITY SHAREHOLDER
PROPOSAL #10: IN CASE OF A MINORITY SEPARATE SHAREHOLDER YES ABSTAIN N/A
ELECTION, WOULD YOU LIKE TO CAST VOTES TO THE
MINORITY NOMINEE WHO INDIVIDUALLY OBTAINS THE LARGEST
PROPOSAL #11: IN THE EVENT OF A SECOND CALL OF THIS ISSUER YES FOR FOR
EXTRAORDINARY GENERAL MEETING, THE VOTING
INSTRUCTIONSCONTAINED IN THIS PROXY CARD MAY ALSO BE
CONSIDERED FOR THE SECOND CALL?
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPFL Energia S.A.
TICKER: CPFE3 CUSIP: P3179C105
MEETING DATE: 3/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE CONVERSION OF COMPANY'S ISSUER YES AGAINST AGAINST
ISSUER REGISTRATION FROM CATEGORY A TO CATEGORY B AND
APPROVE COMPANY'S DELISTING FROM THE NOVO MERCADO
SEGMENT OF THE SAO PAULO STOCK EXCHANGE
PROPOSAL #2.1: APPOINT BNP PARIBAS BRASIL S.A. TO ISSUER NO N/A N/A
PREPARE VALUATION REPORT FOR THE DELISTING TENDER
OFFER FROM THE NOVO MERCADO SEGMENT OF THE SAO PAULO
STOCK EXCHANGE
PROPOSAL #2.2: APPOINT BANCO DE INVESTIMENTO CREDIT ISSUER YES FOR N/A
SUISSE (BRASIL) S.A. TO PREPARE VALUATION REPORT FOR
THE DELISTING TENDER OFFER FROM THE NOVO MERCADO
SEGMENT OF THE SAO PAULO STOCK EXCHANGE
PROPOSAL #2.3: APPOINT DEUTSCHE BANK S.A. - BANCO ISSUER NO N/A N/A
ALEMAO TO PREPARE VALUATION REPORT FOR THE DELISTING
TENDER OFFER FROM THE NOVO MERCADO SEGMENT OF THE SAO
PAULO STOCK EXCHANGE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPFL Energia S.A.
TICKER: CPFE3 CUSIP: P3179C105
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT YUHAI HU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DAOBIAO CHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT YANG QU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT YUMENG ZHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT ANDRE DORF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT ANTONIO KANDIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT MARCELO AMARAL MORAES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.8: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #5.1: ELECT YUEHUI PAN AS FISCAL COUNCIL ISSUER YES FOR FOR
MEMBER AND CHENGGANG LIU AS ALTERNATE
PROPOSAL #5.2: ELECT RAN ZHANG AS FISCAL COUNCIL ISSUER YES FOR FOR
MEMBER AND JIA JIA AS ALTERNATE
PROPOSAL #5.3: ELECT LUIZ AUGUSTO MARQUES PAES AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND REGINALDO FERREIRA
ALEXANDRE AS ALTERNATE
PROPOSAL #5.4: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY MINORITY SHAREHOLDER
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPFL Energia S.A.
TICKER: CPFE3 CUSIP: P3179C105
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECTIFY AND RATIFY REMUNERATION OF ISSUER YES FOR FOR
COMPANY'S MANAGEMENT FOR 2016
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credicorp Ltd.
TICKER: BAP CUSIP: G2519Y108
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE AUDITED CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS OF CREDICORP AND ITS SUBSIDIARIES FOR FY
2016, INCLUDING EXTERNAL AUDITORS' REPORT
PROPOSAL #2: APPROVE AUDITED CONSOLIDATED FINANCIAL ISSUER NO N/A N/A
STATEMENTS OF CREDICORP AND ITS SUBSIDIARIES FOR FY
2016, INCLUDING EXTERNAL AUDITORS' REPORT
PROPOSAL #3.1: ELECT DIONISIO ROMERO PAOLETTI AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT DIONISIO ROMERO PAOLETTI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT RAIMUNDO MORALES DASSO AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.2: ELECT RAIMUNDO MORALES DASSO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT JUAN CARLOS VERME GIANNONI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT JUAN CARLOS VERME GIANNONI AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.4: ELECT BENEDICTO CIGUENAS GUEVARA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT BENEDICTO CIGUENAS GUEVARA AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.5: ELECT PATRICIA LIZARRAGA GUTHERTZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT PATRICIA LIZARRAGA GUTHERTZ AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.6: ELECT FERNANDO FORT MARIE AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.6: ELECT FERNANDO FORT MARIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT MARTIN PEREZ MONTEVERDE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.7: ELECT MARTIN PEREZ MONTEVERDE AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.8: ELECT LUIS ENRIQUE ROMERO AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.8: ELECT LUIS ENRIQUE ROMERO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AS AUDITOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AS AUDITOR ISSUER NO N/A N/A
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit agricole SA
TICKER: ACA CUSIP: F22797108
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.60 PER SHARE AND OF EUR 0.66 PER
SHARE TO LONG-TERM REGISTERED SHARES
PROPOSAL #4: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
AND SACAM MUTUALISATION RE: THE POOLING OF REGIONAL
BANKS' EARNINGS
PROPOSAL #5: APPROVE TRANSACTION WITH SACAM ISSUER YES FOR FOR
MUTUALISATION RE: TRANSFER OF CCI AND CCA
PROPOSAL #6: APPROVE AMENDMENT TO THE NOV. 22ND, ISSUER YES FOR FOR
2001, AGREEMENT WITH REGIONAL BANKS
PROPOSAL #7: AMENDMENT TO THE DEC. 16, 2011, ISSUER YES FOR FOR
AGREEMENT WITH REGIONAL BANKS
PROPOSAL #8: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #9: APPROVE TRANSACTION WITH SACAM ISSUER YES FOR FOR
MUTUALISATION RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #10: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
RE: LOANS TO FINANCE CAISSE REGIONALES SUBSCRIPTION
TO SACAM MUTUALISATION SHARE CAPITAL INCREASE
PROPOSAL #11: APPROVE AMENDMENT TO TRANSACTION WITH ISSUER YES FOR FOR
SAS RUE DE LA BOETIE, SEGUR, MIROMESNIL AND HOLDINGS
FEDERAL RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #12: APPROVE AMENDMENT TO TAX CONSOLIDATION ISSUER YES FOR FOR
AGREEMENT WITH CREDIT AGRICOLE CIB
PROPOSAL #13: ELECT CATHERINE POURRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT JEAN-PIERRE PAVIET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT LOUIS TERCINIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REELECT CAROLINE CATOIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: REELECT LAURENCE DORS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REELECT FRANCOISE GRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: REELECT DANIEL EPRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: REELECT GERARD OUVRIER-BUFFET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #21: REELECT CHRISTIAN STREIFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22: REELECT FRANCOIS THIBAULT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DOMINIQUE LEFEBVRE, CHAIRMAN OF THE BOARD
PROPOSAL #24: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PHILIPPE BRASSAC, CEO
PROPOSAL #25: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
XAVIER MUSCA, VICE-CEO
PROPOSAL #26: ADVISORY VOTE ON THE AGGREGATE ISSUER YES FOR FOR
REMUNERATION GRANTED IN 2016 TO SENIOR MANAGEMENT,
RESPONSIBLE OFFICERS AND REGULATED RISK-TAKERS
PROPOSAL #27: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
FOR EXECUTIVES AND RISK TAKERS
PROPOSAL #28: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD
PROPOSAL #29: APPROVE REMUNERATION POLICY OF THE CEO ISSUER YES FOR FOR
PROPOSAL #30: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
VICE-CEO
PROPOSAL #31: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #32: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #33: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit agricole SA
TICKER: ACA CUSIP: F22797413
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.60 PER SHARE AND OF EUR 0.66 PER
SHARE TO LONG-TERM REGISTERED SHARES
PROPOSAL #4: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
AND SACAM MUTUALISATION RE: THE POOLING OF REGIONAL
BANKS' EARNINGS
PROPOSAL #5: APPROVE TRANSACTION WITH SACAM ISSUER YES FOR FOR
MUTUALISATION RE: TRANSFER OF CCI AND CCA
PROPOSAL #6: APPROVE AMENDMENT TO THE NOV. 22ND, ISSUER YES FOR FOR
2001, AGREEMENT WITH REGIONAL BANKS
PROPOSAL #7: AMENDMENT TO THE DEC. 16, 2011, ISSUER YES FOR FOR
AGREEMENT WITH REGIONAL BANKS
PROPOSAL #8: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #9: APPROVE TRANSACTION WITH SACAM ISSUER YES FOR FOR
MUTUALISATION RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #10: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
RE: LOANS TO FINANCE CAISSE REGIONALES SUBSCRIPTION
TO SACAM MUTUALISATION SHARE CAPITAL INCREASE
PROPOSAL #11: APPROVE AMENDMENT TO TRANSACTION WITH ISSUER YES FOR FOR
SAS RUE DE LA BOETIE, SEGUR, MIROMESNIL AND HOLDINGS
FEDERAL RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #12: APPROVE AMENDMENT TO TAX CONSOLIDATION ISSUER YES FOR FOR
AGREEMENT WITH CREDIT AGRICOLE CIB
PROPOSAL #13: ELECT CATHERINE POURRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT JEAN-PIERRE PAVIET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT LOUIS TERCINIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REELECT CAROLINE CATOIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: REELECT LAURENCE DORS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REELECT FRANCOISE GRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: REELECT DANIEL EPRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: REELECT GERARD OUVRIER-BUFFET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #21: REELECT CHRISTIAN STREIFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22: REELECT FRANCOIS THIBAULT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DOMINIQUE LEFEBVRE, CHAIRMAN OF THE BOARD
PROPOSAL #24: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PHILIPPE BRASSAC, CEO
PROPOSAL #25: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
XAVIER MUSCA, VICE-CEO
PROPOSAL #26: ADVISORY VOTE ON THE AGGREGATE ISSUER YES FOR FOR
REMUNERATION GRANTED IN 2016 TO SENIOR MANAGEMENT,
RESPONSIBLE OFFICERS AND REGULATED RISK-TAKERS
PROPOSAL #27: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
FOR EXECUTIVES AND RISK TAKERS
PROPOSAL #28: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD
PROPOSAL #29: APPROVE REMUNERATION POLICY OF THE CEO ISSUER YES FOR FOR
PROPOSAL #30: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
VICE-CEO
PROPOSAL #31: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #32: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #33: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit agricole SA
TICKER: ACA CUSIP: F22797595
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.60 PER SHARE AND OF EUR 0.66 PER
SHARE TO LONG-TERM REGISTERED SHARES
PROPOSAL #4: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
AND SACAM MUTUALISATION RE: THE POOLING OF REGIONAL
BANKS' EARNINGS
PROPOSAL #5: APPROVE TRANSACTION WITH SACAM ISSUER YES FOR FOR
MUTUALISATION RE: TRANSFER OF CCI AND CCA
PROPOSAL #6: APPROVE AMENDMENT TO THE NOV. 22ND, ISSUER YES FOR FOR
2001, AGREEMENT WITH REGIONAL BANKS
PROPOSAL #7: AMENDMENT TO THE DEC. 16, 2011, ISSUER YES FOR FOR
AGREEMENT WITH REGIONAL BANKS
PROPOSAL #8: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #9: APPROVE TRANSACTION WITH SACAM ISSUER YES FOR FOR
MUTUALISATION RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #10: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
RE: LOANS TO FINANCE CAISSE REGIONALES SUBSCRIPTION
TO SACAM MUTUALISATION SHARE CAPITAL INCREASE
PROPOSAL #11: APPROVE AMENDMENT TO TRANSACTION WITH ISSUER YES FOR FOR
SAS RUE DE LA BOETIE, SEGUR, MIROMESNIL AND HOLDINGS
FEDERAL RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #12: APPROVE AMENDMENT TO TAX CONSOLIDATION ISSUER YES FOR FOR
AGREEMENT WITH CREDIT AGRICOLE CIB
PROPOSAL #13: ELECT CATHERINE POURRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT JEAN-PIERRE PAVIET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT LOUIS TERCINIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REELECT CAROLINE CATOIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: REELECT LAURENCE DORS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REELECT FRANCOISE GRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: REELECT DANIEL EPRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: REELECT GERARD OUVRIER-BUFFET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #21: REELECT CHRISTIAN STREIFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22: REELECT FRANCOIS THIBAULT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DOMINIQUE LEFEBVRE, CHAIRMAN OF THE BOARD
PROPOSAL #24: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PHILIPPE BRASSAC, CEO
PROPOSAL #25: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
XAVIER MUSCA, VICE-CEO
PROPOSAL #26: ADVISORY VOTE ON THE AGGREGATE ISSUER YES FOR FOR
REMUNERATION GRANTED IN 2016 TO SENIOR MANAGEMENT,
RESPONSIBLE OFFICERS AND REGULATED RISK-TAKERS
PROPOSAL #27: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
FOR EXECUTIVES AND RISK TAKERS
PROPOSAL #28: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD
PROPOSAL #29: APPROVE REMUNERATION POLICY OF THE CEO ISSUER YES FOR FOR
PROPOSAL #30: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
VICE-CEO
PROPOSAL #31: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #32: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #33: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit agricole SA
TICKER: ACA CUSIP: F22797629
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.60 PER SHARE AND OF EUR 0.66 PER
SHARE TO LONG-TERM REGISTERED SHARES
PROPOSAL #4: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
AND SACAM MUTUALISATION RE: THE POOLING OF REGIONAL
BANKS' EARNINGS
PROPOSAL #5: APPROVE TRANSACTION WITH SACAM ISSUER YES FOR FOR
MUTUALISATION RE: TRANSFER OF CCI AND CCA
PROPOSAL #6: APPROVE AMENDMENT TO THE NOV. 22ND, ISSUER YES FOR FOR
2001, AGREEMENT WITH REGIONAL BANKS
PROPOSAL #7: AMENDMENT TO THE DEC. 16, 2011, ISSUER YES FOR FOR
AGREEMENT WITH REGIONAL BANKS
PROPOSAL #8: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #9: APPROVE TRANSACTION WITH SACAM ISSUER YES FOR FOR
MUTUALISATION RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #10: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
RE: LOANS TO FINANCE CAISSE REGIONALES SUBSCRIPTION
TO SACAM MUTUALISATION SHARE CAPITAL INCREASE
PROPOSAL #11: APPROVE AMENDMENT TO TRANSACTION WITH ISSUER YES FOR FOR
SAS RUE DE LA BOETIE, SEGUR, MIROMESNIL AND HOLDINGS
FEDERAL RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #12: APPROVE AMENDMENT TO TAX CONSOLIDATION ISSUER YES FOR FOR
AGREEMENT WITH CREDIT AGRICOLE CIB
PROPOSAL #13: ELECT CATHERINE POURRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT JEAN-PIERRE PAVIET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT LOUIS TERCINIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REELECT CAROLINE CATOIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: REELECT LAURENCE DORS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REELECT FRANCOISE GRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: REELECT DANIEL EPRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: REELECT GERARD OUVRIER-BUFFET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #21: REELECT CHRISTIAN STREIFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22: REELECT FRANCOIS THIBAULT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DOMINIQUE LEFEBVRE, CHAIRMAN OF THE BOARD
PROPOSAL #24: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PHILIPPE BRASSAC, CEO
PROPOSAL #25: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
XAVIER MUSCA, VICE-CEO
PROPOSAL #26: ADVISORY VOTE ON THE AGGREGATE ISSUER YES FOR FOR
REMUNERATION GRANTED IN 2016 TO SENIOR MANAGEMENT,
RESPONSIBLE OFFICERS AND REGULATED RISK-TAKERS
PROPOSAL #27: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
FOR EXECUTIVES AND RISK TAKERS
PROPOSAL #28: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD
PROPOSAL #29: APPROVE REMUNERATION POLICY OF THE CEO ISSUER YES FOR FOR
PROPOSAL #30: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
VICE-CEO
PROPOSAL #31: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #32: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #33: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit Saison Co. Ltd.
TICKER: 8253 CUSIP: J7007M109
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR MAEKAWA, TERUYUKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR RINNO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TAKAHASHI, NAOKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YAMAMOTO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR YAMASHITA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SHIMIZU, SADAMU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MIZUNO, KATSUMI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR HIRASE, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR MATSUDA, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR YAMAMOTO, YOSHIHISA ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR OKAMOTO, TATSUNARI ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR TAKEDA, MASAKO ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR MIURA, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR BABA, SHINGO ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR HAYASHI, KAORU ISSUER YES FOR FOR
PROPOSAL #3.16: ELECT DIRECTOR TOGASHI, NAOKI ISSUER YES FOR FOR
PROPOSAL #3.17: ELECT DIRECTOR OTSUKI, NANA ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
INADA, KAZUFUSA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit Suisse Group AG
TICKER: CSGN CUSIP: H3698D419
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #1.3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3.1: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE DIVIDENDS OF CHF 0.70 PER ISSUER YES FOR FOR
SHARE FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #4.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 12.0 MILLION
PROPOSAL #4.2a: APPROVE SHORT-TERM VARIABLE ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF
CHF 17 MILLION
PROPOSAL #4.2b: APPROVE MAXIMUM FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 31 MILLION
PROPOSAL #4.2c: APPROVE MAXIMUM LONG-TERM VARIABLE ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF
CHF 31.2 MILLION
PROPOSAL #5: APPROVE AMENDMENT OF POOL OF AUTHORIZED ISSUER YES FOR FOR
CAPITAL WITH OR WITHOUT PREEMPTIVE RIGHTS FOR STOCK
OR SCRIP DIVIDENDS
PROPOSAL #6.1a: REELECT URS ROHNER AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #6.1b: REELECT IRIS BOHNET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1c: REELECT ALEXANDER GUT AS DIRECTOR ISSUER �� YES FOR FOR
PROPOSAL #6.1d: REELECT ANDREAS KOOPMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1e: REELECT SERAINA MACIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1f: REELECT KAI NARGOLWALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1g: REELECT JOAQUIN RIBEIRO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1h: REELECT SEVERIN SCHWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1i: REELECT RICHARD THORNBURGH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1j: REELECT JOHN TINER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1k: REELECT ANDREAS GOTTSCHLING AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1l: REELECT ALEXANDRE ZELLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2a: APPOINT IRIS BOHNET AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6.2b: APPOINT ANDREAS KOOPMANN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.2c: APPOINT KAI NARGOLWALA AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.2d: APPOINT ALEXANDRE ZELLER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.3: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.4: DESIGNATE BDO AG AS SPECIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #6.5: DESIGNATE ANDREAS KELLER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #7.1: TRANSACT OTHER BUSINESS: PROPOSALS BY ISSUER YES AGAINST N/A
SHAREHOLDERS (VOTING)
PROPOSAL #7.2: TRANSACT OTHER BUSINESS: PROPOSALS BY ISSUER YES AGAINST N/A
THE BOARD OF DIRECTORS (VOTING)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit Suisse Group AG
TICKER: CSGN CUSIP: H3698D419
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHF 16.2 MILLION SHARE CAPITAL ISSUER YES FOR FOR
INCREASE WITH PREEMPTIVE RIGHTS
PROPOSAL #2: TRANSACT OTHER BUSINESS: PROPOSALS BY ISSUER YES AGAINST N/A
SHAREHOLDERS (VOTING)
PROPOSAL #3: TRANSACT OTHER BUSINESS: PROPOSALS BY ISSUER YES AGAINST N/A
THE BOARD OF DIRECTORS (VOTING)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crescent Point Energy Corp.
TICKER: CPG CUSIP: 22576C101
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT TEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR RENE AMIRAULT ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR PETER BANNISTER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR LAURA A. CILLIS ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR D. HUGH GILLARD ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ROBERT F. HEINEMANN ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR BARBARA MUNROE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR GERALD A. ROMANZIN ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SCOTT SAXBERG ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MIKE JACKSON ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TED GOLDTHORPE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CRH plc
TICKER: CRG CUSIP: G25508105
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4(a): RE-ELECT ERNST BARTSCHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(b): RE-ELECT MAEVE CARTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(c): RE-ELECT NICKY HARTERY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(d): RE-ELECT PATRICK KENNEDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(e): RE-ELECT DONALD MCGOVERN JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4(f): RE-ELECT HEATHER ANN MCSHARRY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4(g): RE-ELECT ALBERT MANIFOLD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(h): RE-ELECT SENAN MURPHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(i): ELECT GILLIAN PLATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(j): RE-ELECT LUCINDA RICHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(k): RE-ELECT HENK ROTTINGHUIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(l): RE-ELECT WILLIAM TEUBER JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: REAPPOINT ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #10: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #11: AUTHORISE REISSUANCE OF TREASURY SHARES ISSUER YES FOR FOR
PROPOSAL #12: APPROVE SCRIP DIVIDEND ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Croda International plc
TICKER: CRDA CUSIP: G25536148
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ALAN FERGUSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT STEVE FOOTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANITA FREW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT HELENA GANCZAKOWSKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT KEITH LAYDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JEZ MAIDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT NIGEL TURNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT STEVE WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crompton Greaves Ltd.
TICKER: 500093 CUSIP: Y1788L144
MEETING DATE: 8/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: REELECT OMKAR GOSWAMI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT BHUTHALINGAM HARIHARAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE SHARP & TANNAN AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT NEELKANT NARAYANAN KOLLENGODE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
NEELKANT NARAYANAN KOLLENGODE AS CHIEF EXECUTIVE
OFFICER AND MANAGING DIRECTOR
PROPOSAL #8: ELECT MADHAV ACHARYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
MADHAV ACHARYA AS EXECUTIVE DIRECTOR
PROPOSAL #10: ELECT RAMNI NIRULA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPROVE SALE OF NON-INDIA TRANSMISSION ISSUER YES FOR FOR
AND DISTRIBUTION BUSINESSES
PROPOSAL #12: APPROVE CHATURVEDI & SHAH AS JOINT ISSUER YES FOR FOR
STATUTORY AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crompton Greaves Ltd.
TICKER: 500093 CUSIP: Y1788L144
MEETING DATE: 1/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME AND AMEND MEMORANDUM ISSUER YES FOR FOR
AND ARTICLES OF ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crown Resorts Ltd.
TICKER: CWN CUSIP: Q3014T106
MEETING DATE: 10/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT JOHN ALEXANDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT HELEN COONAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT GEOFF DIXON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT JOHN HORVATH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CRRC Corp Ltd.
TICKER: 601766 CUSIP: Y1822T103
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2016 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2017 ARRANGEMENT OF GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
EXTERNAL AUDITOR, DELOITTE TOUCHE TOHMATSU CPA LLP
AND KPMG HUAZHEN AS PRC AND INTERNAL CONTROL
AUDITORS, DELOITTE TOUCHE TOHMATSU CPA LLP AS
PRINCIPAL AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE REMUNERATION OF SOME OF THE ISSUER YES FOR FOR
EXTERNAL DIRECTORS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
PHASE 1 PPP PROJECT OF RAIL TRANSIT ROUTES 1 AND 2 IN
WUHU
PROPOSAL #10: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12.1: ELECT SUN YONGCAI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #12.2: ELECT XU ZONGXIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION TO SHAREHOLDER YES FOR FOR
REFLECT INCREASE IN REGISTERED CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSG Holding Co., Ltd.
TICKER: 200012 CUSIP: Y1503G107
MEETING DATE: 12/14/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JING QINGJUN AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #1.2: ELECT ZHAN WEIZAI AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #2: APPROVE ISSUANCE OF SHORT-TERM FINANCING ISSUER YES FOR FOR
BILLS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSG Holding Co., Ltd.
TICKER: 200012 CUSIP: Y1503G107
MEETING DATE: 1/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG WANDONG AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #1.2: ELECT LI XINJUN AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #2: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSG Holding Co., Ltd.
TICKER: 200012 CUSIP: Y1503G107
MEETING DATE: 3/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PUBLIC OFFERING OF CORPORATE BONDS
PROPOSAL #1.2: APPROVE PAR VALUE, ISSUE PRICE AND ISSUER YES FOR FOR
ISSUE SIZE
PROPOSAL #1.3: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #1.4: APPROVE BOND MATURITY AND BOND TYPE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE BOND INTEREST RATE, ISSUER YES FOR FOR
DETERMINATION METHOD AND PRINCIPAL REPAYMENT AND
INTEREST PAYMENT METHOD
PROPOSAL #1.6: APPROVE GUARANTEE METHOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #1.10: APPROVE LISTING OF THE BONDS ISSUER YES FOR FOR
PROPOSAL #1.11: APPROVE ARRANGEMENT ON REDEMPTION AND ISSUER YES FOR FOR
SALE-BACK
PROPOSAL #1.12: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #1.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSG Holding Co., Ltd.
TICKER: 200012 CUSIP: Y1503G107
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHEN LIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YE WEIQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT CHENG XIBAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT PAN YONGHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT ZHANG JINSHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT JIN QINGJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHAN WEIZAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHU GUILONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHANG WANDONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LI XINJUN AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSG Holding Co., Ltd.
TICKER: 200012 CUSIP: Y1503G107
MEETING DATE: 5/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF 2017 AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: APPROVE CHANGING OF MAJOR ACCOUNTING ISSUER YES FOR FOR
ERRORS
PROPOSAL #9: APPROVE APPLICATION FOR REGISTRATION AND ISSUER YES FOR FOR
ISSUANCE OF MEDIUM-TERM NOTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSL Ltd.
TICKER: CSL CUSIP: Q3018U109
MEETING DATE: 10/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT MARIE MCDONALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT MEGAN CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT TADATAKA YAMADA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE OPTIONS ISSUER YES FOR FOR
AND PERFORMANCE RIGHTS TO PAUL PERREAULT, CHIEF
EXECUTIVE OFFICER AND MANAGING DIRECTOR OF THE
PROPOSAL #5: APPROVE THE INCREASE IN MAXIMUM ISSUER YES AGAINST AGAINST
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSPC Pharmaceutical Group Ltd.
TICKER: 1093 CUSIP: Y1837N109
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT CAI DONGCHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT CHAK KIN MAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT PAN WEIDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT LEE KA SZE, CARMELO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a5: ELECT CHEN CHUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: APPROVE GRANT OF OPTIONS UNDER THE SHARE ISSUER YES FOR FOR
OPTION SCHEME
PROPOSAL #9: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSR Limited
TICKER: CSR CUSIP: Q30297115
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT CHRISTINE HOLMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT MIKE IHLEIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO ROB SINDEL, MANAGING DIRECTOR OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSSC Offshore & Marine Engineering (Group) Co., Ltd.
TICKER: 317 CUSIP: Y1824H107
MEETING DATE: 8/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISION OF CERTAIN PROVISIONS ISSUER YES FOR FOR
OF THE RULES AND PROCEDURE FOR THE SUPERVISORY
PROPOSAL #2: APPROVE APPOINTMENT OF 2016 AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #3.01: ELECT CHEN LIPING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.02: ELECT CHEN JI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.01: ELECT WU GUANGJUN AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSSC Offshore & Marine Engineering (Group) Co., Ltd.
TICKER: 317 CUSIP: Y1824H107
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SECOND SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE 2014-2016 FRAMEWORK AGREEMENT AND REVISED ANNUAL
CAP
PROPOSAL #2: APPROVE 2017-2019 FRAMEWORK AGREEMENT ISSUER YES FOR FOR
AND THE PROPOSED ANNUAL CAPS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSSC Offshore & Marine Engineering (Group) Co., Ltd.
TICKER: 317 CUSIP: Y1824H107
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTRA-GROUP GUARANTEES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CTBC Financial Holding Co., Ltd.
TICKER: 2891 CUSIP: Y15093100
MEETING DATE: 12/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WEN-LONG YEN, A REPRESENTATIVE ISSUER NO N/A N/A
OF WEI FU INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
4122, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT CHAO-CHIN TUNG, A REPRESENTATIVE ISSUER NO N/A N/A
OF CHUNG YUAN INVESTMENT CO., LTD., WITH SHAREHOLDER
NO. 883288, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT THOMAS K S. CHEN, A ISSUER NO N/A N/A
REPRESENTATIVE OF YI CHUAN INVESTMENT CO., LTD., WITH
SHAREHOLDER NO. 883341, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT HUI-PING CHEN, A REPRESENTATIVE SHAREHOLDER NO N/A N/A
OF BANK OF TAIWAN CO., LTD., WITH SHAREHOLDER NO.
771829, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT CHUNG-YU WANG WITH ID ISSUER NO N/A N/A
NO.A101021XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.6: ELECT WEN-CHIH LEE WITH ID ISSUER NO N/A N/A
NO.E121520XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.7: ELECT PETER TUEN-HO YANG WITH ID NO. ISSUER NO N/A N/A
A104321XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.8: ELECT SHIH-CHIEH CHANG WITH ISSUER NO N/A N/A
SHAREHOLDER NO. 814409 AS INDEPENDENT DIRECTOR
PROPOSAL #1.9: ELECT HUANG-CUAN CHIU WITH ID NO. SHAREHOLDER NO N/A N/A
E100588XXX AS INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE RELEASE OF RESTRICTIONS OF ISSUER NO N/A N/A
COMPETITIVE ACTIVITIES OF DIRECTORS
PROPOSAL #3: OTHER BUSINESS ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CTBC Financial Holding Co., Ltd.
TICKER: 2891 CUSIP: Y15093100
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CTEEP - Cia. de Transmissao de Energia Eletrica Paulista
TICKER: TRPL4 CUSIP: P30576113
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT EGIDIO SCHOENBERGER AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #1.2: ELECT JOAO VICENTE AMATO TORRES AS SHAREHOLDER YES FOR N/A
ALTERNATE FISCAL COUNCIL MEMBER APPOINTED BY
PREFERRED SHAREHOLDER
PROPOSAL #2: ELECT MARCOS SIMAS PARENTONI AS DIRECTOR SHAREHOLDER YES FOR N/A
APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cummins India Ltd.
TICKER: 500480 CUSIP: Y4807D150
MEETING DATE: 8/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE FINAL DIVIDEND AND RATIFY ISSUER YES FOR FOR
INTERIM DIVIDEND
PROPOSAL #4: REELECT MARK SMITH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: REELECT CASIMIRO ANTONIO VIEIRA LEITAO ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #6: APPROVE S R B C & CO. LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
CUMMINS LIMITED, UK
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
TATA CUMMINS PRIVATE LIMITED
PROPOSAL #10: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
ANANT J. TALAULICAR, MANAGING DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Curro Holdings Ltd
TICKER: COH CUSIP: S20461109
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT SANTIE BOTHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT BAREND PETERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT DR CHRIS VAN DER MERWE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT BAREND PETERSEN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #5: RE-ELECT DR SIBONGILE MUTHWA AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #6: RE-ELECT KK COMBI AS MEMBER OF THE AUDIT ISSUER YES FOR FOR
AND RISK COMMITTEE
PROPOSAL #7: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #8: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CyberAgent, Inc.
TICKER: 4751 CUSIP: J1046G108
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 50
PROPOSAL #2.1: ELECT DIRECTOR FUJITA, SUSUMU ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: ELECT DIRECTOR HIDAKA, YUSUKE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OKAMOTO, YASUO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NAKAYAMA, GO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KOIKE, MASAHIDE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YAMAUCHI, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR UKITA, KOKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SOYAMA, TETSUHITO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NAKAMURA, KOICHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CYBG plc
TICKER: CYBG CUSIP: G2727Z111
MEETING DATE: 1/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT CLIVE ADAMSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT PAUL COBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT FIONA MACLEOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT TIM WADE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT DAVID BENNETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT DAVID BROWNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT DEBBIE CROSBIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT DAVID DUFFY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT ADRIAN GRACE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT RICHARD GREGORY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT JIM PETTIGREW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT DR TERESA ROBSON-CAPPS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: ELECT IAN SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE OFF-MARKET PURCHASE OF ISSUER YES FOR FOR
ORDINARY SHARES
PROPOSAL #24: AUTHORISE POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #25: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #26: AMEND LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #27: AMEND DEFERRED EQUITY PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cyfrowy Polsat SA
TICKER: CPS CUSIP: X1809Y100
MEETING DATE: 9/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4.2: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4.3: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: FIX SIZE OF SUPERVISORY BOARD AT SEVEN SHAREHOLDER YES AGAINST N/A
PROPOSAL #7: ELECT TOMASZ SZELAG AS SUPERVISORY BOARD SHAREHOLDER YES AGAINST N/A
MEMBER
PROPOSAL #8: APPROVE DECISION ON COVERING COSTS OF ISSUER YES AGAINST AGAINST
CONVOCATION OF GENERAL MEETING OF SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cyfrowy Polsat SA
TICKER: CPS CUSIP: X1809Y100
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT MEMBER OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4.2: ELECT MEMBER OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4.3: ELECT MEMBER OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE MERGER WITH NETSHARE SP. Z O. O. ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cyfrowy Polsat SA
TICKER: CPS CUSIP: X1809Y100
MEETING DATE: 1/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT MEMBER OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4.2: ELECT MEMBER OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4.3: ELECT MEMBER OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE MERGER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cyfrowy Polsat SA
TICKER: CPS CUSIP: X1809Y100
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT MEMBER OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4.2: ELECT MEMBER OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4.3: ELECT MEMBER OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS
PROPOSAL #10: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS
PROPOSAL #12: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #13: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
OPERATIONS OF NETSHARE SP. Z O.O.
PROPOSAL #14: APPROVE FINANCIAL STATEMENTS OF ISSUER YES FOR FOR
NETSHARE SP. Z O.O.
PROPOSAL #15: APPROVE FINANCIAL STATEMENTS OF METELEM ISSUER YES FOR FOR
HOLDING COMPANY LTD
PROPOSAL #16: APPROVE SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #17.1: APPROVE DISCHARGE OF TOBIAS SOLORZ ISSUER YES FOR FOR
(CEO)
PROPOSAL #17.2: APPROVE DISCHARGE OF DARIUSZ ISSUER YES FOR FOR
DZIALKOWSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #17.3: APPROVE DISCHARGE OF TOMASZ GILLNER- ISSUER YES FOR FOR
GORYWODA (MANAGEMENT BOARD MEMBER)
PROPOSAL #17.4: APPROVE DISCHARGE OF ANETA JASKOLSKA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #17.5: APPROVE DISCHARGE OF AGNIESZKA ISSUER YES FOR FOR
ODOROWICZ (MANAGEMENT BOARD MEMBER)
PROPOSAL #17.6: APPROVE DISCHARGE OF KATARZYNA OSTAP- ISSUER YES FOR FOR
TOMANN (MANAGEMENT BOARD MEMBER)
PROPOSAL #17.7: APPROVE DISCHARGE OF MACIEJ STEC ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #17.8: APPROVE DISCHARGE OF TOMASZ SZELAG ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #18.1: APPROVE DISCHARGE OF ZYGMUNT SOLORZ ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #18.2: APPROVE DISCHARGE OF MAREK ISSUER YES FOR FOR
KAPUSCINSKI (SUPERVISORY BOARD MEMBER/CHAIRMAN)
PROPOSAL #18.3: APPROVE DISCHARGE OF JOZEF BIRKA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #18.4: APPROVE DISCHARGE OF ROBERT ISSUER YES FOR FOR
GWIAZDOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #18.5: APPROVE DISCHARGE OF ALEKSANDER ISSUER YES FOR FOR
MYSZKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #18.6: APPROVE DISCHARGE OF LESZEK REKSA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #18.7: APPROVE DISCHARGE OF HERONIM RUTA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #18.8: APPROVE DISCHARGE OF TOMASZ SZELAG ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #19.1: APPROVE DISCHARGE OF TOMASZ SZELAG ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER OF NETSHARE SP. Z O.O.)
PROPOSAL #19.2: APPROVE DISCHARGE OF DARIUSZ ISSUER YES FOR FOR
DZIALKOWSKI (MANAGEMENT BOARD MEMBER OF NETSHARE SP.
Z O.O.)
PROPOSAL #19.3: APPROVE DISCHARGE OF ANETA JASKOLSKA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER OF NETSHARE SP. Z O.O.)
PROPOSAL #20.1: APPROVE DISCHARGE OF JOANNA ELIA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER OF METELEM HOLDING COMPANY
LTD.)
PROPOSAL #20.2: APPROVE DISCHARGE OF PANTELIS ISSUER YES FOR FOR
CHRISTOFIDES (MANAGEMENT BOARD MEMBER OF METELEM
HOLDING COMPANY LTD.)
PROPOSAL #21: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #22: APPROVE ALLOCATION OF INCOME OF ISSUER YES FOR FOR
NETSHARE SP. Z O.O.
PROPOSAL #23: APPROVE ALLOCATION OF INCOME OF METELEM ISSUER YES FOR FOR
HOLDING COMPANY LTD.
PROPOSAL #24: APPROVE MERGER WITH SUBSIDIARIES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dabur India Ltd.
TICKER: DABUR CUSIP: Y1855D140
MEETING DATE: 7/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT ANAND C BURMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT PRITAM DAS NARANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BASU & CO. AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daelim Industrial Co.
TICKER: A000210 CUSIP: Y1860N109
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT LEE HAE-WOOK AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT KIM JAE-YUL AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT CHO HYEON-JIN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT LEE CHOONG-HOON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT CHO HYEON-JIN AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3.2: ELECT LEE CHOONG-HOON AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daewoo Engineering & Construction Co.
TICKER: A047040 CUSIP: Y1888W107
MEETING DATE: 8/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ONE INSIDE DIRECTOR AND ONE ISSUER YES FOR FOR
OUTSIDE DIRECTOR (BUNDLED)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daewoo Engineering & Construction Co.
TICKER: A047040 CUSIP: Y1888W107
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT ONE INSIDE DIRECTOR AND THREE ISSUER YES FOR FOR
OUTSIDE DIRECTORS
PROPOSAL #3: ELECT THREE MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daewoo Shipbuilding & Marine Engineering Co.
TICKER: A042660 CUSIP: Y1916Y117
MEETING DATE: 8/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daewoo Shipbuilding & Marine Engineering Co.
TICKER: US23373A2078 CUSIP: Y1916Y117
MEETING DATE: 11/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daewoo Shipbuilding & Marine Engineering Co.
TICKER: US23373A2078 CUSIP: Y1916Y117
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT YOON TAE-SEOK AS AN OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT YOON TAE-SEOK AS A MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dah Sing Banking Group Ltd.
TICKER: 2356 CUSIP: Y1923F101
MEETING DATE: 8/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE DISTRIBUTION AGREEMENTS AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dah Sing Banking Group Ltd.
TICKER: 2356 CUSIP: Y1923F101
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DAVID SHOU-YEH WONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ROBERT TSAI-TO SZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT ANDREW KWAN-YUEN LEUNG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT KENICHI YAMATO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES AGAINST AGAINST
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE GRANT OF OPTIONS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE NEW SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dah Sing Financial Holdings Ltd.
TICKER: 440 CUSIP: Y19182107
MEETING DATE: 8/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE SALE AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dah Sing Financial Holdings Ltd.
TICKER: 440 CUSIP: Y19182107
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT GARY PAK-LING WANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT JOHN WAI-WAI CHOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT BLAIR CHILTON PICKERELL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT EIICHI YOSHIKAWA DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #9: APPROVE GRANT OF OPTIONS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE NEW SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dai Nippon Printing Co. Ltd.
TICKER: 7912 CUSIP: J10584100
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 16
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR KITAJIMA, YOSHITOSHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TAKANAMI, KOICHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR YAMADA, MASAYOSHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KITAJIMA, YOSHINARI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR WADA, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MORINO, TETSUJI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KANDA, TOKUJI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR KITAJIMA, MOTOHARU ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR SAITO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR INOUE, SATORU ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR TSUKADA, TADAO ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR MIYAJIMA, TSUKASA ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR NOMURA, ISSUER YES FOR FOR
KUNIAKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daicel Corp.
TICKER: 4202 CUSIP: J08484149
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
CLARIFY DIRECTOR AUTHORITY ON SHAREHOLDER MEETINGS
PROPOSAL #3.1: ELECT DIRECTOR FUDABA, MISAO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR FUKUDA, MASUMI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR OGAWA, YOSHIMI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR NISHIMURA, HISAO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR OKADA, AKISHIGE ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KONDO, TADAO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SHIMOZAKI, CHIYOKO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR NOGIMORI, MASAFUMI ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daido Steel Co. Ltd.
TICKER: 5471 CUSIP: J08778110
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR SHIMAO, TADASHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ISHIGURO, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR NISHIMURA, TSUKASA ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TACHIBANA, KAZUTO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR YOSHIDA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TSUJIMOTO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SHIMURA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR MUTO, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR IMAI, TADASHI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR TANEMURA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR NISHIKAWA, ISSUER YES FOR FOR
SHINICHI
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR MATSUO, ISSUER YES AGAINST AGAINST
KENJI
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
HATTORI, YUTAKA
PROPOSAL #6: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daifuku Co. Ltd.
TICKER: 6383 CUSIP: J08988107
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOJO, MASAKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TANAKA, AKIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR INOHARA, MIKIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HONDA, SHUICHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IWAMOTO, HIDENORI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NAKASHIMA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SATO, SEIJI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GESHIRO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KASHIWAGI, NOBORU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR OZAWA, YOSHIAKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dai-Ichi Life Holdings Inc.
TICKER: 8750 CUSIP: J09748112
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 43
PROPOSAL #2.1: ELECT DIRECTOR WATANABE, KOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TSUYUKI, SHIGEO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR INAGAKI, SEIJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TSUTSUMI, SATORU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ISHII, KAZUMA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAKETOMI, MASAO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TERAMOTO, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KAWASHIMA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR GEORGE OLCOTT ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MAEDA, KOICHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT KPMG AZSA LLC AS NEW EXTERNAL ISSUER YES FOR FOR
AUDIT FIRM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daiichi Sankyo Co. Ltd.
TICKER: 4568 CUSIP: J11257102
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2: AMEND ARTICLES TO AMEND PROVISIONS ON ISSUER YES FOR FOR
NUMBER OF STATUTORY AUDITORS
PROPOSAL #3.1: ELECT DIRECTOR NAKAYAMA, JOJI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MANABE, SUNAO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR HIROKAWA, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR SAI, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR FUJIMOTO, KATSUMI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TOJO, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR UJI, NORITAKA ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TODA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR ADACHI, NAOKI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR FUKUI, TSUGUYA ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR IZUMOTO, ISSUER YES FOR FOR
SAYOKO
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daiichikosho Co., Ltd.
TICKER: 7458 CUSIP: J0962F102
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 55
PROPOSAL #2: AMEND ARTICLES TO AUTHORIZE PUBLIC ISSUER YES FOR FOR
ANNOUNCEMENTS IN ELECTRONIC FORMAT
PROPOSAL #3.1: ELECT DIRECTOR HOSHI, TADAHIRO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR NEMOTO, KENICHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KUMAGAI, TATSUYA ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MITOMI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR WADA, YASUTAKA ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MURAI, YUICHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR WATANABE, YASUHITO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TAKEHANA, NORIYUKI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR OTSUKA, KENJI ISSUER �� YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR BABA, KATSUHIKO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR FURUTA, ATSUYA ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR MASUDA, CHIKA ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daikin Industries Ltd.
TICKER: 6367 CUSIP: J10038115
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 70
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR YANO, RYU ISSUER YES FOR FOR
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR FUKUNAGA, ISSUER YES FOR FOR
KENJI
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ONO, ISSUER YES FOR FOR
ICHIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daikyo Inc.
TICKER: 8840 CUSIP: J10164119
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO UPDATE AUTHORIZED ISSUER YES FOR FOR
CAPITAL TO REFLECT REVERSE STOCK SPLIT - REDUCE SHARE
TRADING UNIT
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR KADOWAKI, KATSUTOSHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR YAMAGUCHI, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KIMURA, TSUKASA ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KAISE, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR HAMBAYASHI, TORU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR WASHIO, TOMOHARU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR INOUE, TAKAHIKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daimler AG
TICKER: DAI CUSIP: D1668R123
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.25 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5.1: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #5.2: RATIFY KPMG AG AS AUDITORS FOR THE ISSUER YES FOR FOR
2018 INTERIM FINANCIAL STATEMENTS UNTIL THE 2018 AGM
PROPOSAL #6.1: ELECT CLEMENS BOERSIG TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.2: ELECT BADER MOHAMMAD AL SAAD TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8: AMEND ARTICLES RE: PARTICIPATION AND ISSUER YES FOR FOR
VOTING AT SHAREHOLDER MEETINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daishi Bank Ltd.
TICKER: 8324 CUSIP: J10794105
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #2.1: ELECT DIRECTOR NAMIKI, FUJIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SASAKI, KOSUKE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HASEGAWA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WATANABE, TAKUYA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MIYAZAWA, KEIJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OBARA, KIYOFUMI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ONUMA, KIMINARI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR EIZUKA, JUMATSU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR UEGURI, MICHIRO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KAWAI, SHINJIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daito Trust Construction Co. Ltd.
TICKER: 1878 CUSIP: J11151107
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 298
PROPOSAL #2.1: ELECT DIRECTOR KUMAKIRI, NAOMI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KOBAYASHI, KATSUMA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KAWAI, SHUJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR UCHIDA, KANITSU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TAKEUCHI, KEI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SAITO, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NAKAGAWA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SATO, KOJI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YAMAGUCHI, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SASAKI, MAMI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SHODA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR UNO, ISSUER YES FOR FOR
MASAYASU
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR HACHIYA, ISSUER YES FOR FOR
HIDEO
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR FUJIMAKI, ISSUER YES FOR FOR
KAZUO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daiwa House Industry Co. Ltd.
TICKER: 1925 CUSIP: J11508124
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 52
PROPOSAL #2.1: ELECT DIRECTOR HIGUCHI, TAKEO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ONO, NAOTAKE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ISHIBASHI, TAMIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAWAI, KATSUTOMO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KOSOKABE, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR FUJITANI, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TSUCHIDA, KAZUTO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR HORI, FUKUJIRO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YOSHII, KEIICHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR HAMA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR YAMAMOTO, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR TANABE, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR OTOMO, HIROTSUGU ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR URAKAWA, TATSUYA ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR DEKURA, KAZUHITO ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR ARIYOSHI, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.17: ELECT DIRECTOR KIMURA, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.18: ELECT DIRECTOR SHIGEMORI, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.19: ELECT DIRECTOR YABU, YUKIKO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR HIRATA, ISSUER YES FOR FOR
KENJI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR IIDA, ISSUER YES FOR FOR
KAZUHIRO
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR NISHIMURA, ISSUER YES FOR FOR
TATSUSHI
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daiwa Securities Group Inc.
TICKER: 8601 CUSIP: J11718111
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HIBINO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NAKATA, SEIJI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NISHIO, SHINYA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TAKAHASHI, KAZUO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATSUI, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TASHIRO, KEIKO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KOMATSU, MIKITA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MATSUDA, MORIMASA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MATSUBARA, NOBUKO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TADAKI, KEIICHI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ONODERA, TADASHI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR OGASAWARA, MICHIAKI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR TAKEUCHI, HIROTAKA ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR NISHIKAWA, IKUO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
AND STOCK OPTION PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dali Foods Group Company Ltd
TICKER: 3799 CUSIP: G2743Y106
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT ZHUANG WEIQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT XU BIYING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT HU XIAOLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT CHENG HANCHUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT LIU XIAOBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT LIN ZHIJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dalian Port (PDA) Co., Ltd.
TICKER: 2880 CUSIP: Y1R69D101
MEETING DATE: 11/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG YIMING AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dalian Port (PDA) Co., Ltd.
TICKER: 2880 CUSIP: Y1R69D101
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE 2016 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND AUDITORS' REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #7.1: ELECT ZHANG YIMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT XU SONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.3: ELECT BAI JINGTAO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.4: ELECT ZHENG SHAOPING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.5: ELECT YIN SHIHUI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.6: ELECT WEI MINGHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT WANG ZHIFENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.2: ELECT SUN XIYUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.3: ELECT LAW MAN TAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.1: ELECT JIA WENJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.2: ELECT QI YUE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.3: ELECT KONG XIANJING AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dalian Wanda Commercial Properties Co Ltd
TICKER: 3699 CUSIP: Y1966E102
MEETING DATE: 8/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE VOLUNTARY WITHDRAWAL OF THE ISSUER YES FOR FOR
LISTING OF THE H SHARES FROM THE STOCK EXCHANGE
PROPOSAL #2: APPROVE SPECIAL REPORT IN RELATION TO ISSUER YES FOR FOR
THE USE OF PROCEEDS RAISED BY PREVIOUS H SHARE
PROPOSAL #3: APPROVE EXTENSION OF THE VALIDITY PERIOD SHAREHOLDER YES FOR FOR
OF THE SHAREHOLDERS' APPROVAL IN RELATION TO THE
PROPOSAL ON THE PLAN FOR THE A SHARE OFFERING
PROPOSAL #4: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE A SHARE OFFERING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dalian Wanda Commercial Properties Co Ltd
TICKER: 3699 CUSIP: Y1966E102
MEETING DATE: 8/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE VOLUNTARY WITHDRAWAL OF THE ISSUER YES FOR FOR
LISTING OF THE H SHARES FROM THE STOCK EXCHANGE
PROPOSAL #2: APPROVE EXTENSION OF THE VALIDITY PERIOD SHAREHOLDER YES FOR FOR
OF THE SHAREHOLDERS' APPROVAL IN RELATION TO THE
PROPOSAL ON THE PLAN FOR THE A SHARE OFFERING
PROPOSAL #3: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE A SHARE OFFERING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DAMAC Properties Dubai Co PJSC
TICKER: DAMAC CUSIP: M0858Z101
MEETING DATE: 4/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.25 PER SHARE ISSUER YES FOR FOR
FOR FY 2016
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8: ALLOW DIRECTORS TO ENGAGE IN COMMERCIAL ISSUER YES FOR FOR
TRANSACTIONS WITH COMPETITORS EXCEPT SELLING OFF PLAN
PROPOSAL #9: APPROVE CHARITABLE DONATIONS UP TO 2 ISSUER YES FOR FOR
PERCENT OF AVERAGE NET PROFITS OF FY 2015 AND FY 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DAMAC Properties Dubai Co PJSC
TICKER: DAMAC CUSIP: M0858Z101
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HUSSEIN SAJWANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT ADIL TAQI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT FAROUQ ARJOMAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT YAHIA NOUREDDIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SOFIAN AL KHATIB AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #6: ELECT NABEEL AL YOUSSEF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT JOHN WRIGHT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT MIRIELLE BABTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT NEILA AL MOUSSAWI AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #10: ELECT AMEERA SAJWANI AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #11: ELECT MARYAM ABDULLAH BIN BADIR AL ISSUER YES ABSTAIN AGAINST
SUWEIDI AS DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dana Gas PJSC
TICKER: DANA CUSIP: M27014105
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE ABSENCE OF DIVIDENDS FOR FY 2016 ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #9: APPROVE THE COMPANY'S EMPLOYEES ISSUER YES AGAINST AGAINST
INCENTIVE SHARES SCHEME
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Danone
TICKER: BN CUSIP: F12033134
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.70 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM ISSUER YES FOR FOR
PROPOSAL #5: REELECT GAELLE OLIVIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT ISABELLE SEILLIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT JEAN-MICHEL SEVERINO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT LIONEL ZINSOU-DERLIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: ELECT GREGG L. ENGLES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TRANSACTION WITH J.P. MORGAN ISSUER YES FOR FOR
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FRANCK RIBOUD, CHAIRMAN
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
EMMANUEL FABER, CEO
PROPOSAL #13: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
EXECUTIVE OFFICERS
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 57 MILLION
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS WITH
BINDING PRIORITY RIGHT UP TO AGGREGATE NOMINAL AMOUNT
OF EUR 16 MILLION
PROPOSAL #18: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #19: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
16 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #20: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #21: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 41 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #22: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #23: AUTHORIZE UP TO 0.2 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #24: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #25: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Danske Bank A/S
TICKER: DANSKE CUSIP: K22272114
MEETING DATE: 3/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION .OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 9.00 PER SHARE
PROPOSAL #4a: REELECT OLE ANDERSEN AS DIRECTOR ISSUER YES FOR �� FOR
PROPOSAL #4b: REELECT LARS-ERIK BRENOE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: REELECT URBAN BACKSTROM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4d: REELECT JORN JENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4e: REELECT ROLV RYSSDAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4f: REELECT CAROL SERGEANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4g: REELECT HILDE TONNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4h: ELECT MARTIN FOLKE TIVEUS AS NEW ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: RATIFY DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #6a: APPROVE DKK 468.9 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION
PROPOSAL #6b: APPROVE CREATION OF DKK 1 BILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION IN THE AMOUNT OF ISSUER YES FOR FOR
DKK 1.8 MILLION FOR CHAIRMAN, DKK 787,500 FOR VICE
CHAIRMAN AND DKK 525,000 FOR OTHER BOARD MEMBERS;
APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #9: APPROVE DANSKE BANK GROUP'S REMUNERATION ISSUER YES FOR FOR
POLICY FOR 2016
PROPOSAL #10: APPROVE PROPOSAL REQUIRING THAT COMPANY SHAREHOLDER YES AGAINST FOR
MAY NOT ABOLISH CHEQUES FOR ITS DANISH PERSONAL AND
BUSINESS CUSTOMERS
PROPOSAL #11a: REQUIRE TO RELEASE GENDER-SPECIFIC SHAREHOLDER YES AGAINST FOR
REMUNERATION STATISTICS FOR ITS EMPLOYEES
PROPOSAL #11b: SET A CEILING FOR EMPLOYEE SHARE SHAREHOLDER YES AGAINST FOR
OPTIONS AT DKK 50,000, AND NO EMPLOYEES IN MANAGEMENT
OR DECISION-MAKING CAPACITY REGARDING SALE/EXCHANGE
LISTING MAY HAVE SHARE OPTIONS
PROPOSAL #11c: REQUIRE DANSKE BANK TO INVEST 5% OF SHAREHOLDER YES AGAINST FOR
ITS NET PROFIT IN GREEN TECHNOLOGY
PROPOSAL #12: REQUIRE DANSKE BANK TO RECOGNIZE AND SHAREHOLDER YES AGAINST FOR
REPORT ON THE UN'S CLIMATE TARGETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dassault Aviation
TICKER: AM CUSIP: F24539102
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 12.1 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: NON-BINDING VOTE ON COMPENSATION OF ERIC ISSUER YES FOR FOR
TRAPPIER, CEO AND CHAIRMAN
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF LOIK ISSUER YES FOR FOR
SEGALEN, VICE-CEO
PROPOSAL #7: APPROVE REMUNERATION POLICY OF ERIC ISSUER YES FOR FOR
TRAPPIER, CEO AND CHAIRMAN
PROPOSAL #8: APPROVE REMUNERATION POLICY OF LOIK ISSUER YES FOR FOR
SEGALEN, VICE-CEO
PROPOSAL #9: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: RATIFY APPOINTMENT OF CATHERINE ISSUER YES AGAINST AGAINST
DASSAULT AS DIRECTOR
PROPOSAL #11: RATIFY APPOINTMENT OF MATHILDE LEMOINE ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #12: APPROVE TRANSACTION WITH GIMD RE: ISSUER YES FOR FOR
PROPERTY RENTAL
PROPOSAL #13: APPROVE TRANSACTION WITH AIRBUS GROUP ISSUER YES FOR FOR
SAS RE: SHARES REPURSHASE
PROPOSAL #14: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #15: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #16: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dassault Systemes
TICKER: DSY CUSIP: F2457H472
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.53 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #6: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #7: APPROVE REMUNERATION POLICY OF VICE ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD AND CEO
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CHARLES EDELSTENNE, CHAIRMAN OF THE BOARD
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BERNARD CHARLES, VICE CHAIRMAN OF THE BOARD AND CEO
PROPOSAL #10: REELECT ODILE DESFORGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RATIFY APPOINTMENT OF CATHERINE ISSUER YES FOR FOR
DASSAULT AS DIRECTOR
PROPOSAL #12: ELECT SOUMITRA DUTTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 500,000
PROPOSAL #14: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWARTERHOUSECOOPERS AUDIT AS AUDITOR
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 25 ISSUER YES FOR FOR
MILLION SHARES
PROPOSAL #16: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 12 MILLION
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 12 MILLION
PROPOSAL #19: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 12 MILLION
PROPOSAL #20: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 12 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #21: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #22: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #23: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Datang International Power Generation Co. Ltd
TICKER: 991 CUSIP: Y20020106
MEETING DATE: 8/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ENTERING INTO THE TRANSFER ISSUER YES FOR FOR
AGREEMENT IN RELATION TO COAL-TO-CHEMICAL AND THE
RELATED PROJECT BY THE COMPANY AND ZHONGXIN ENERGY
AND CHEMICAL TECHNOLOGY COMPANY LIMITED
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES AGAINST AGAINST
FINANCING LIANCHENG POWER GENERATION COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Datang International Power Generation Co. Ltd
TICKER: 991 CUSIP: Y20020106
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL COOPERATION AGREEMENT ISSUER YES FOR FOR
WITH DATANG FINANCIAL LEASE CO., LTD
PROPOSAL #2: APPROVE ALLOWANCE CRITERIA FOR THE ISSUER YES FOR FOR
DIRECTORS OF THE NINTH SESSION OF THE BOARD AND THE
SUPERVISORS OF THE NINTH SESSION OF THE SUPERVISORY
COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Datang International Power Generation Co. Ltd
TICKER: 991 CUSIP: Y20020106
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ELECT LIU JIZHEN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Datang International Power Generation Co. Ltd
TICKER: 991 CUSIP: Y20020106
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE TYPE OF SHARES TO BE ISSUED ISSUER YES FOR FOR
AND PAR VALUE IN RELATION TO THE NON-PUBLIC ISSUANCE
OF A-SHARES AND H-SHARES
PROPOSAL #1.2: APPROVE METHOD OF ISSUE IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A-SHARES AND H-SHARES
PROPOSAL #1.3: APPROVE TARGET SUBSCRIBERS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF A-SHARES AND H-SHARES
PROPOSAL #1.4: APPROVE SUBSCRIPTION METHOD IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A-SHARES AND
PROPOSAL #1.5: APPROVE ISSUE PRICE AND PRINCIPLE OF ISSUER YES FOR FOR
PRICING IN RELATION TO THE NON-PUBLIC ISSUANCE OF A-
SHARES AND H-SHARES
PROPOSAL #1.6: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A-SHARES
AND H-SHARES
PROPOSAL #1.7: APPROVE LOCK-UP PERIOD AND LISTING ISSUER YES FOR FOR
ARRANGEMENT IN RELATION TO THE NON-PUBLIC ISSUANCE OF
A-SHARES AND H-SHARES
PROPOSAL #1.8: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A-SHARES AND H-SHARES
PROPOSAL #1.9: APPROVE ARRANGEMENT FOR THE ISSUER YES FOR FOR
ACCUMULATED PROFITS PRIOR TO THE NON-PUBLIC ISSUANCE
OF A-SHARES AND H-SHARES
PROPOSAL #1.10: APPROVE RELATIONSHIP BETWEEN THE NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF A-SHARES AND THE NON-
PUBLICISSUANCE OF H-SHARES
PROPOSAL #1.11: APPROVE EFFECTIVE PERIOD FOR THE ISSUER YES FOR FOR
RESOLUTION ON NON-PUBLIC ISSUANCE OF A-SHARES AND H-
SHARES
PROPOSAL #2: APPROVE EXECUTION OF THE CONDITIONAL ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT FOR NON-PUBLIC ISSUANCE OF
SHARES
PROPOSAL #3: APPROVE DILUTION OF IMMEDIATE RETURN AND ISSUER YES FOR FOR
REMEDIAL MEASURES ON NON-PUBLIC ISSUANCE OF SHARES
AND UNDERTAKINGS OF CONTROLLING SHAREHOLDERS,
DIRECTORS AND SENIOR MANAGEMENT ON REMEDIAL MEASURES
PROPOSAL #4: AUTHORIZE BOARD AND RELEVANT DIRECTORS ISSUER YES FOR FOR
TO HANDLE ALL MATTERS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A-SHARES AND THE NON-PUBLIC ISSUANCE OF
H-SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Datang International Power Generation Co. Ltd
TICKER: 991 CUSIP: Y20020106
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESOLUTION ON THE FULFILLMENTS ISSUER YES FOR FOR
TO THE CONDITIONS FOR NON-PUBLIC ISSUANCE OF A-SHARES
PROPOSAL #2.1: APPROVE TYPE OF SHARES TO BE ISSUED ISSUER YES FOR FOR
AND PAR VALUE IN RELATION TO THE NON-PUBLIC ISSUANCE
OF A-SHARES AND H-SHARES
PROPOSAL #2.2: APPROVE METHOD OF ISSUE IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A-SHARES AND H-SHARES
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF A-SHARES AND H-SHARES
PROPOSAL #2.4: APPROVE SUBSCRIPTION METHOD IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A-SHARES AND
PROPOSAL #2.5: APPROVE ISSUE PRICE AND PRINCIPLE OF ISSUER YES FOR FOR
PRICING IN RELATION TO THE NON-PUBLIC ISSUANCE OF A-
SHARES AND H-SHARES
PROPOSAL #2.6: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A-SHARES
AND H-SHARES
PROPOSAL #2.7: APPROVE LOCK-UP PERIOD AND LISTING ISSUER YES FOR FOR
ARRANGEMENT IN RELATION TO THE NON-PUBLIC ISSUANCE OF
A-SHARES AND H-SHARES
PROPOSAL #2.8: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A-SHARES AND H-SHARES
PROPOSAL #2.9: APPROVE ARRANGEMENT FOR THE ISSUER YES FOR FOR
ACCUMULATED PROFITS PRIOR TO THE NON-PUBLIC ISSUANCE
OF A-SHARES AND H-SHARES
PROPOSAL #2.10: APPROVE RELATIONSHIP BETWEEN THE NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF A-SHARES AND THE NON-
PUBLICISSUANCE OF H-SHARES
PROPOSAL #2.11: APPROVE EFFECTIVE PERIOD FOR THE ISSUER YES FOR FOR
RESOLUTION ON NON-PUBLIC ISSUANCE OF A-SHARES AND H-
SHARES
PROPOSAL #3: APPROVE RESOLUTION ON PROPOSAL FOR NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF A-SHARES
PROPOSAL #4: APPROVE EXECUTION OF THE CONDITIONAL ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT FOR NON-PUBLIC ISSUANCE OF
SHARES
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS FROM THE NON-PUBLIC ISSUANCE OF
A-SHARES FOR INVESTMENT IN PROJECTS
PROPOSAL #6: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM THE PREVIOUS FUND RAISING ACTIVITY
PROPOSAL #7: APPROVE DILUTION OF IMMEDIATE RETURN AND ISSUER YES FOR FOR
REMEDIAL MEASURES ON NON-PUBLIC ISSUANCE OF SHARES
AND UNDERTAKINGS OF CONTROLLING SHAREHOLDERS,
DIRECTORS AND SENIOR MANAGEMENT ON REMEDIAL MEASURES
PROPOSAL #8: APPROVE WAIVER OF OBLIGATION TO MAKE ISSUER YES FOR FOR
GENERAL OFFER BY CHINA DATANG CORPORATION FOR
PROPOSAL #9: APPROVE DIVIDEND DISTRIBUTION POLICY AND ISSUER YES FOR FOR
THREE-YEAR PLAN FOR SHAREHOLDERS' RETURN (2016-2018)
PROPOSAL #10: AUTHORIZE BOARD AND RELEVANT DIRECTORS ISSUER YES FOR FOR
TO HANDLE ALL MATTERS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A-SHARES AND THE NON-PUBLIC ISSUANCE OF
H-SHARES
PROPOSAL #11: APPROVE WHITEWASH WAIVER BY CHINA ISSUER YES FOR FOR
DATANG CORPORATION AND ISSUANCE OF DOCUMENTS ON
WHITEWASH WAIVER BY DATANG INTERNATIONAL POWER
GENERATION CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Datang International Power Generation Co. Ltd
TICKER: 991 CUSIP: Y20020106
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2016 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND MAKING UP LOSSES BY SURPLUS RESERVE
PROPOSAL #5: APPROVE 2017 FINANCING GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO SHANXI ISSUER YES AGAINST AGAINST
DATANG INTERNATIONAL YUNCHENG POWER GENERATION
COMPANY LIMITED
PROPOSAL #7.1: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (BEIJING)
PROPOSAL #7.2: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (INNER MONGOLIA)
PROPOSAL #7.3: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (CHAOZHOU)
PROPOSAL #7.4: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (HONG KONG - BEIJING)
PROPOSAL #7.5: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (HONG KONG - COMPANY)
PROPOSAL #7.6: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (HONG KONG - CHAOZHOU)
PROPOSAL #7.7: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (DATANG FUEL - BEIJING)
PROPOSAL #7.8: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (XILINHAOTE)
PROPOSAL #7.9: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (ANHUI - BEIJING)
PROPOSAL #7.10: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (XIANGTAN - BEIJING)
PROPOSAL #7.11: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (SHENTOU - SHANXI FUEL)
PROPOSAL #7.12: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (LINFEN - SHANXI FUEL)
PROPOSAL #7.13: APPROVE TRANSPORTATION OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL TRANSPORTATION
FRAMEWORK AGREEMENT (LVSIGANG)
PROPOSAL #7.14: APPROVE TRANSPORTATION OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL TRANSPORTATION
FRAMEWORK AGREEMENT (CHAOZHOU)
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Datatec Ltd
TICKER: DTC CUSIP: S2100Z123
MEETING DATE: 9/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT NICK TEMPLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT JENS MONTANANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT MFUNDISO NJEKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT IVAN DITTRICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH MARK HOLME AS THE DESIGNATED
AUDITOR
PROPOSAL #6.1: RE-ELECT CHRIS SEABROOKE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #6.2: ELECT MFUNDISO NJEKE AS MEMBER OF ISSUER YES FOR FOR
AUDIT, RISK AND COMPLIANCE COMMITTE
PROPOSAL #6.3: RE-ELECT FUNKE IGHODARO AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #6.4: RE-ELECT STEPHEN DAVIDSON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY OR CORPORATION
PROPOSAL #10: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Davide Campari-Milano S.p.A.
TICKER: CPR CUSIP: T24091117
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: ELECT KAREN GUERRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dazhong Transportation (Group) Co. Ltd.
TICKER: 900903 CUSIP: Y2023E119
MEETING DATE: 11/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dazhong Transportation (Group) Co. Ltd.
TICKER: 900903 CUSIP: Y2023E119
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2017 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5.01: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #5.02: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #5.03: APPROVE ISSUE MANNER AND ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #5.04: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #5.05: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
PLACING ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #5.06: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #5.07: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #5.08: APPROVE INITIAL CONVERSION PRICE ISSUER YES FOR FOR
PROPOSAL #5.09: APPROVE GUARANTEE SECURITY MEASURES ISSUER YES FOR FOR
PROPOSAL #5.10: APPROVE USE OF PROCEEDS AND RAISED ISSUER YES FOR FOR
FUNDS SPECIAL ACCOUNT
PROPOSAL #5.11: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #5.12: APPROVE LISTING ARRANGEMENT ISSUER YES �� FOR FOR
PROPOSAL #5.13: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #5.14: APPROVE OTHER MATTERS ISSUER YES FOR FOR
PROPOSAL #5.15: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #5.16: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #6: APPROVE 2017 EXTERNAL PROVISION OF ISSUER YES AGAINST AGAINST
GUARANTEES
PROPOSAL #7: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #8: APPROVE 2017 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DBS Group Holdings Ltd.
TICKER: D05 CUSIP: Y20246107
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: ELECT BART BROADMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT HO TIAN YEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT OW FOONG PHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GRANT OF AWARDS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE DBSH SHARE PLAN
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
DBSH SCRIP DIVIDEND SCHEME TO THE FINAL DIVIDENDS FOR
THE YEAR ENDED DEC. 31, 2016
PROPOSAL #11: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
DBSH SCRIP DIVIDEND SCHEME FOR THE DIVIDENDS WHICH
MAY BE DECLARED FOR THE YEAR ENDING DEC. 31, 2017
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DCC plc
TICKER: DCC CUSIP: G2689P101
MEETING DATE: 7/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5a: RE-ELECT TOMMY BREEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5b: RE-ELECT ROISIN BRENNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5c: RE-ELECT DAVID JUKES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: RE-ELECT PAMELA KIRBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5e: RE-ELECT JANE LODGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5f: ELECT CORMAC MCCARTHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5g: RE-ELECT JOHN MOLONEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5h: RE-ELECT DONAL MURPHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5i: RE-ELECT FERGAL O'DWYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5j: RE-ELECT LESLIE VAN DE WALLE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE MARKET PURCHASE OF SHARES ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE REISSUANCE PRICE RANGE OF ISSUER YES FOR FOR
TREASURY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delek Automotive Systems Ltd.
TICKER: DLEA CUSIP: M2756V109
MEETING DATE: 7/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT KOST, FORER, GABBAY CASSIRER ISSUER YES AGAINST AGAINST
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF 380,000 ISSUER YES AGAINST AGAINST
UNREGISTERED SHARE OPTIONS TO RONIT BACHAR, CFO
PROPOSAL #4: APPROVE PRIVATE PLACEMENT OF 1,670,000 ISSUER YES AGAINST AGAINST
UNREGISTERED SHARE OPTIONS TO SHACHAR SHEMESH, CEO
PROPOSAL #5: APPROVE PRIVATE PLACEMENT OF 660,000 ISSUER YES AGAINST AGAINST
UNREGISTERED SHARE OPTIONS TO YORAM MIZRAHI, DEPUTY
PROPOSAL #6: APPROVE PRIVATE PLACEMENT OF 210,000 ISSUER YES AGAINST AGAINST
UNREGISTERED SHARE OPTIONS TO SHLOMO GEVA, DEPUTY CEO
PROPOSAL #7: APPROVE PRIVATE PLACEMENT OF 210,000 ISSUER YES AGAINST AGAINST
UNREGISTERED SHARE OPTIONS TO BARAK COHEN, DEPUTY CEO
PROPOSAL #8: APPROVE PRIVATE PLACEMENT OF 210,000 ISSUER YES AGAINST AGAINST
UNREGISTERED SHARE OPTIONS TO MOSHE LEVY, CIO
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delek Automotive Systems Ltd.
TICKER: DLEA CUSIP: M2756V109
MEETING DATE: 10/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #2: APPROVE EMPLOYMENT AGREEMENT OF AVINOAM ISSUER YES FOR FOR
FINKELMAN, ACTIVE CHAIRMAN
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
PROPOSAL #B4: IF YOU DO NOT FALL UNDER ANY OF THE ISSUER YES AGAINST N/A
CATEGORIES MENTIONED UNDER ITEMS B1 THROUGH B3, VOTE
FOR. OTHERWISE, VOTE AGAINST.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delek Automotive Systems Ltd.
TICKER: DLEA CUSIP: M2756V109
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT KOST FORER GABBAY & KASIERER ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: REELECT MALKA BEN DOR AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR AND APPROVE HER REMUNERATION
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
PROPOSAL #B4: IF YOU DO NOT FALL UNDER ANY OF THE ISSUER YES AGAINST N/A
CATEGORIES MENTIONED UNDER ITEMS B1 THROUGH B3, VOTE
FOR. OTHERWISE, VOTE AGAINST.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delek Energy Systems Ltd.
TICKER: DLEN CUSIP: M2775P109
MEETING DATE: 2/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT ZIV HAFT AS AUDITORS AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ELECT RAMI SASSON AS EXTERNAL DIRECTOR SHAREHOLDER NO N/A N/A
FOR A THREE-YEAR PERIOD
PROPOSAL #4: ELECT RON NACHMANY AS EXTERNAL DIRECTOR SHAREHOLDER YES AGAINST N/A
FOR A THREE-YEAR PERIOD
PROPOSAL #5: ADD ARTICLE 128A TO THE ARTICLE OF SHAREHOLDER YES AGAINST N/A
ASSOCIATION RE: DIVIDEND DISTRIBUTION
PROPOSAL #6: ADD ARTICLE 128B TO THE ARTICLE OF SHAREHOLDER YES AGAINST N/A
ASSOCIATION RE: DIVIDEND DISTRIBUTION
PROPOSAL #7: APPROVE DIVIDEND DISTRIBUTION SHAREHOLDER YES AGAINST N/A
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delek Group Ltd.
TICKER: DLEKG CUSIP: M27635107
MEETING DATE: 9/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT KOST FORER GABBAY & KASIERER ISSUER YES AGAINST AGAINST
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delek Group Ltd.
TICKER: DLEKG CUSIP: M27635107
MEETING DATE: 4/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #2: APPROVE EMPLOYMENT TERMS OF CEO ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
PROPOSAL #B3: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B4: IF YOU DO NOT FALL UNDER ANY OF THE ISSUER YES AGAINST N/A
CATEGORIES MENTIONED UNDER ITEMS B1 THROUGH B3, VOTE
FOR. OTHERWISE, VOTE AGAINST.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delta Electronics (Thailand) Public Co Ltd
TICKER: DELTA CUSIP: Y20266154
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT MING-CHENG WANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: ELECT ANUSORN MUTTARAID AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.3: ELECT HENG-HSIEN HSIEH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delta Electronics Inc.
TICKER: 2308 CUSIP: Y20263102
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DeNA Co Ltd
TICKER: 2432 CUSIP: J1257N107
MEETING DATE: 6/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 32
PROPOSAL #2: AMEND ARTICLES TO CLARIFY DIRECTOR ISSUER YES FOR FOR
AUTHORITY ON SHAREHOLDER MEETINGS - REDUCE DIRECTORS'
TERM - CLARIFY DIRECTOR AUTHORITY ON BOARD MEETINGS
PROPOSAL #3.1: ELECT DIRECTOR NAMBA, TOMOKO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MORIYASU, ISAO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KAWASAKI, SHUHEI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR OTSUKA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR DOMAE, NOBUO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR KOIZUMI, ISSUER YES FOR FOR
SHINICHI
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Denka Co., Ltd.
TICKER: 4061 CUSIP: J12936134
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 7
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN CONNECTION WITH REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR YOSHITAKA, SHINSUKE ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR YAMAMOTO, MANABU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR AYABE, MITSUKUNI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR SHIMIZU, NORIHIRO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR NAKANO, KENJI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SATO, YASUO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR YAMAMOTO, AKIO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR FUJIHARA, TATSUTSUGU ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
ICHIKI, GOTARO
PROPOSAL #5: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Denso Corp.
TICKER: 6902 CUSIP: J12075107
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATO, NOBUAKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KOBAYASHI, KOJI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARIMA, KOJI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARUYAMA, HARUYA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YAMANAKA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WAKABAYASHI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MAKINO, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE OLCOTT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NAWA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR IWASE, ISSUER YES FOR FOR
MASATO
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR MATSUSHIMA, ISSUER YES FOR FOR
NORIYUKI
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dentsu Inc.
TICKER: 4324 CUSIP: J1207N108
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YAMAMOTO, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NAKAMOTO, SHOICHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TAKADA, YOSHIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY ANDREE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MOCHIZUKI, WATARU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SENGOKU, YOSHIHARU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SOGA, ARINOBU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MATSUBARA, NOBUKO ISSUER YES FOR FOR
PROPOSAL #2: APPOINT EXTERNAL AUDIT FIRM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Derwent London plc
TICKER: DLN CUSIP: G27300105
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ROBERT RAYNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JOHN BURNS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SIMON SILVER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DAMIAN WISNIEWSKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT NIGEL GEORGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DAVID SILVERMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT PAUL WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT STEPHEN YOUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT SIMON FRASER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT RICHARD DAKIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT CLAUDIA ARNEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT CILLA SNOWBALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #19: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #23: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #24: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutsche Bank AG
TICKER: DBK CUSIP: D18190898
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.19 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AS AUDITORS FOR FISCAL 2017 ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO FIVE ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL FOR TRADING PURPOSES
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM WITH ISSUER YES FOR FOR
POSSIBLE EXCLUSION OF PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE USE OF FINANCIAL DERIVATIVES ISSUER YES FOR FOR
WHEN REPURCHASING SHARES
PROPOSAL #9: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #10.1: ELECT GERD ALEXANDER SCHUETZ TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #10.2: ELECT PAUL ACHLEITNER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #10.3: ELECT STEFAN SIMON TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #10.4: ELECT GERHARD ESCHELBECK TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #11: APPROVE ISSUANCE OF CONVERTIBLE AND ISSUER YES FOR FOR
WARRANT-LINKED BONDS, PARTICIPATION CERTIFICATES, AND
OTHER HYBRID NOTES WITHOUT PREEMPTIVE RIGHTS UP TO
NOMINAL AMOUNT OF EUR 12 BILLION; APPROVE EUR 512
MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RI
PROPOSAL #12: APPROVE CREATION OF EUR 512 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #13: APPROVE CREATION OF EUR 2 BILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PREEMPTIVE RIGHTS
PROPOSAL #14: APPROVE STOCK OPTION PLAN FOR KEY ISSUER YES FOR FOR
EMPLOYEES; APPROVE CREATION OF EUR 51.2 MILLION POOL
OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #15: AMEND ARTICLES RE: CONVENING OF GENERAL ISSUER YES FOR FOR
MEETINGS FOR RECOVERY MEASURES
PROPOSAL #16.1: AMEND ARTICLES RE: SUPERVISORY BOARD ISSUER YES FOR FOR
TERMS
PROPOSAL #16.2: AMEND ARTICLES RE: CONSTITUTIVE BOARD ISSUER YES FOR FOR
MEETINGS
PROPOSAL #16.3: AMEND ARTICLES RE: CONVENING OF BOARD ISSUER YES FOR FOR
MEETINGS
PROPOSAL #16.4: AMEND ARTICLES RE: LIMITS FOR ISSUER YES FOR FOR
TRANSACTIONS SUBJECT TO BOARD APPROVAL
PROPOSAL #16.5: AMEND ARTICLES RE: DUE DATE FOR BOARD ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #17: APPROVE SPECIAL AUDIT RE: CONDUCT OF SHAREHOLDER YES AGAINST N/A
MANAGEMENT AND SUPERVISORY BOARDS IN CONNECTIONWITH
MISLEADING OF THE FCA; APPOINT THOMAS TUEMMLER AS
SPECIAL AUDITOR
PROPOSAL #18: APPROVE SPECIAL AUDIT RE: CONDUCT OF SHAREHOLDER YES AGAINST N/A
MANAGEMENT AND SUPERVISORY BOARDS IN CONNECTIONWITH
MANIPULATION OF REFERENCE INTEREST RATES; APPOINT
GERO HUEBENTHAL AS SPECIAL AUDITOR
PROPOSAL #19: APPROVE SPECIAL AUDIT RE: CONDUCT OF SHAREHOLDER YES AGAINST N/A
MANAGEMENT AND SUPERVISORY BOARDS IN CONNECTIONWITH
MONEY LAUNDERING IN RUSSIA; APPOINT DIETER BRUCKHAUS
AS SPECIAL AUDITOR
PROPOSAL #20: APPROVE APPROPRIATION OF DISTRIBUTABLE SHAREHOLDER YES AGAINST FOR
PROFIT FOR FISCAL 2015
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutsche Boerse AG
TICKER: DB1 CUSIP: D1882G119
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.35 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #6: AUTHORIZE USE OF FINANCIAL DERIVATIVES ISSUER YES FOR FOR
WHEN REPURCHASING SHARES
PROPOSAL #7: APPROVE CREATION OF EUR 6 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PREEMPTIVE RIGHTS
PROPOSAL #8: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutsche Lufthansa AG
TICKER: LHA CUSIP: D1908N106
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.50 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutsche Post AG
TICKER: DPW CUSIP: D19225107
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.05 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #6: APPROVE CREATION OF EUR 160 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE ISSUANCE OF OPTIONS AND ISSUER YES FOR FOR
BONDS/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 1.5 BILLION;
APPROVE CREATION OF EUR 75 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #9: AUTHORIZE USE OF FINANCIAL DERIVATIVES ISSUER YES FOR FOR
WHEN REPURCHASING SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutsche Telekom AG
TICKER: DTE CUSIP: D2035M136
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.60 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #6: APPROVE CREATION OF EUR 3.6 BILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #7: ELECT DAGMAR KOLLMANN TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutsche Wohnen AG
TICKER: DWNI CUSIP: D2046U176
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.74 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #6: ELECT JUERGEN FENK TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8: APPROVE CREATION OF EUR 110 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #9: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 3 BILLION; APPROVE CREATION OF EUR 70 MILLION
POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #10: CHANGE OF CORPORATE FORM TO SOCIETAS ISSUER YES FOR FOR
EUROPAEA (SE)
PROPOSAL #11: CHANGE LOCATION OF REGISTERED OFFICE TO ISSUER YES FOR FOR
BERLIN, GERMANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DEXUS Property Group
TICKER: DXS CUSIP: Q3190P134
MEETING DATE: 10/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT TONIANNE DWYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT PENNY BINGHAM-HALL AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deyaar Development PJSC
TICKER: DEYAAR CUSIP: M28055115
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITOR'S REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE ABSENCE OF DIVIDENDS FOR FY 2016 ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DGB Financial Group Co Ltd
TICKER: A139130 CUSIP: Y2058E109
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT PARK IN-GYU AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT NOH SEONG-SEOK AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT CHO HAE-NYEONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT HA JONG-HWA AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT JEON GYEONG-TAE AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR TO SERVE AS AUDIT COMMITTEE
PROPOSAL #5: ELECT HA JONG-HWA AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diageo plc
TICKER: DGE CUSIP: G42089113
MEETING DATE: 9/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT PEGGY BRUZELIUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT LORD DAVIES OF ABERSOCH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: RE-ELECT HO KWONPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT BETSY HOLDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DR FRANZ HUMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT NICOLA MENDELSOHN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IVAN MENEZES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT PHILIP SCOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ALAN STEWART AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT JAVIER FERRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT KATHRYN MIKELLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT EMMA WALMSLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DIC Corp.
TICKER: 4631 CUSIP: J1280G103
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 60
PROPOSAL #2.1: ELECT DIRECTOR NAKANISHI, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SAITO, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KAWAMURA, YOSHIHISA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WAKABAYASHI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR INO, KAORU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ISHII, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SUZUKI, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR UCHINAGA, YUKAKO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TSUKAHARA, KAZUO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR TAKECHI, ISSUER YES FOR FOR
KATSUNORI
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DiGi.Com Berhad
TICKER: DIGI CUSIP: Y2070F100
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SAW CHOO BOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT YASMIN BINTI ALADAD KHAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Direct Line Insurance Group PLC
TICKER: DLG CUSIP: G2871V114
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MIKE BIGGS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT PAUL GEDDES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT DANUTA GRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JANE HANSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT MIKE HOLIDAY-WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SEBASTIAN JAMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANDREW PALMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT JOHN REIZENSTEIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT CLARE THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT RICHARD WARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY IN RELATION ISSUER YES FOR FOR
TO AN ISSUE OF SOLVENCY II RT1 INSTRUMENTS
PROPOSAL #23: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO AN ISSUE OF SOLVENCY II
RT1 INSTRUMENTS
PROPOSAL #24: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Disco Co.
TICKER: 6146 CUSIP: J12327102
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 291
PROPOSAL #2.1: ELECT DIRECTOR MIZOROGI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SEKIYA, KAZUMA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SEKIYA, HIDEYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAMURA, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR INASAKI, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAMURA, SHINICHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MIMATA, ISSUER YES FOR FOR
TSUTOMU
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Discovery Limited
TICKER: DSY CUSIP: S2192Y109
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH JORGE GONCALVES AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #3.1: RE-ELECT LES OWEN AS CHAIRPERSON OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT SINDI ZILWA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT SONJA SEBOTSA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.1: RE-ELECT DR VINCENT MAPHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: RE-ELECT TITO MBOWENI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: RE-ELECT LES OWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: RE-ELECT SONJA SEBOTSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #7.1: AUTHORISE DIRECTORS TO ALLOT AND ISSUE ISSUER YES FOR FOR
A PREFERENCE SHARES
PROPOSAL #7.2: AUTHORISE DIRECTORS TO ALLOT AND ISSUE ISSUER YES FOR FOR
B PREFERENCE SHARES
PROPOSAL #7.3: AUTHORISE DIRECTORS TO ALLOT AND ISSUE ISSUER YES FOR FOR
C PREFERENCE SHARES
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #4: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
ISSUES OF SHARES
PROPOSAL #5: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
FRACTIONS OF SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Distell Group Ltd
TICKER: DST CUSIP: S2193Q113
MEETING DATE: 10/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT HEIN DOMAN AS THE
INDIVIDUAL DESIGNATED AUDITOR
PROPOSAL #3.1: ELECT GUGU DINGAAN AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT DR PRIEUR DU PLESSIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT KEVIN HEDDERWICK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT ETHEL MATENGE-SEBESHO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: RE-ELECT LOUISA MOJELA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: RE-ELECT DAVID NUREK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: RE-ELECT CHRIS OTTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT GUGU DINGAAN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: ELECT DR PRIEUR DU PLESSIS AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #4.3: RE-ELECT CATHARINA SEVILLANO-BARREDO ISSUER YES FOR FOR
AS MEMBER OF THE AUDIT COMMITTEE
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION FOR THE YEAR ENDED 30 JUNE 2017
PROPOSAL #2: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS FOR ADDITIONAL SERVICES PERFORMED ON BEHALF
OF THE COMPANY
PROPOSAL #3: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Distribuidora Internacional De Alimentacion SA
TICKER: DIA CUSIP: E3685C104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #1.3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #2.1: REELECT RICHARD GOLDING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: REELECT MARIANO MARTIN MAMPASO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: REELECT ANTONIO URCELAY ALONSO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: RATIFY APPOINTMENT OF AND ELECT BORJA ISSUER YES FOR FOR
DE LA CIERVA ALVAREZ DE SOTOMAYOR AS DIRECTOR
PROPOSAL #2.5: RATIFY APPOINTMENT OF AND ELECT MARIA ISSUER YES FOR FOR
LUISA GARANA CORCES AS DIRECTOR
PROPOSAL #3: RENEW APPOINTMENT OF KPMG AUDITORES AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: APPROVE STOCK-FOR-SALARY PLAN ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #6: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Divi's Laboratories Limited
TICKER: DIVISLAB CUSIP: Y2076F112
MEETING DATE: 8/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT MADHUSUDANA RAO DIVI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE P.V.R.K. NAGESWARA RAO & CO. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dixons Carphone plc
TICKER: DC. CUSIP: G2903R107
MEETING DATE: 9/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT TONY DENUNZIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LORD LIVINGSTON OF PARKHEAD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: RE-ELECT KATIE BICKERSTAFFE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SIR CHARLES DUNSTONE AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #9: RE-ELECT ANDREA GISLE JOOSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ANDREW HARRISON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT TIM HOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SEBASTIAN JAMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT JOCK LENNOX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT BARONESS MORGAN OF HUYTON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: RE-ELECT GERRY MURPHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT HUMPHREY SINGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT GRAHAM STAPLETON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #19: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #20: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: APPROVE LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #24: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #25: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DKSH Holding AG
TICKER: DKSH CUSIP: H2012M121
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 4.50 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 2.6 MILLION
PROPOSAL #4.2: APPROVE MAXIMUM REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 16.5 MILLION
PROPOSAL #5.1.1: REELECT ADRIAN T. KELLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.2: REELECT RAINER-MARC FREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.3: REELECT FRANK CH. GULICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.4: REELECT DAVID KAMENETZKY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.5: REELECT ANDREAS W. KELLER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1.6: REELECT ROBERT PEUGEOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.7: REELECT THEO SIEGERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.8: REELECT HANS CHRISTOPH TANNER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1.9: REELECT JOERG WOLLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT JOERG WOLLE AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5.3.1: APPOINT ADRIAN T. KELLER AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #5.3.2: APPOINT FRANK CH. GULICH AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #5.3.3: APPOINT ROBERT PEUGEOT AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: DESIGNATE ERNST A. WIDMER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #8: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DLF Ltd.
TICKER: DLF CUSIP: Y2089H105
MEETING DATE: 8/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT PIA SINGH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE WALKER CHANDIOK & CO LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF MOHIT GUJRAL AS CEO AND EXECUTIVE DIRECTOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF RAJEEV TALWAR AS CEO AND EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES AND OTHER DEBT SECURITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DMCI Holdings, Inc.
TICKER: DMC CUSIP: Y2088F100
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON JULY 29, 2015
PROPOSAL #2: APPROVE THE MANAGEMENT REPORT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ALL ACTS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND OFFICERS DURING THE PRECEDING YEAR
PROPOSAL #4: APPOINT SGV & CO. AS EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT ISIDRO A. CONSUNJI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT CESAR A. BUENAVENTURA AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.3: ELECT JORGE A. CONSUNJI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.4: ELECT VICTOR A. CONSUNJI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.5: ELECT HERBERT M. CONSUNJI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.6: ELECT MA. EDWINA C. LAPERAL AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.7: ELECT LUZ CONSUELO A. CONSUNJI AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.8: ELECT ANTONIO JOSE U. PERIQUET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.9: ELECT HONORIO REYES-LAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6a: AMEND ARTICLE II, SECTION 1 OF THE BY- ISSUER YES FOR FOR
LAWS TO PROVIDE THAT THE ANNUAL STOCKHOLDERS' MEETING
SHALL BE HELD ON THE THIRD TUESDAY OF MAY OF EACH
PROPOSAL #6b: AMEND ARTICLE VI, SECTION 1 OF THE BY- ISSUER YES FOR FOR
LAWS TO PROVIDE FOR THE CREATION OF A SEPARATE
CORPORATE GOVERNANCE COMMITTEE
PROPOSAL #6c: AMEND ARTICLE VI, SECTION 6 OF THE BY- ISSUER YES FOR FOR
LAWS TO SPECIFICALLY INDICATE THE DUTIES AND
RESPONSIBILITIES OF THE CORPORATE GOVERNANCE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DMCI Holdings, Inc.
TICKER: DMC CUSIP: Y2088F100
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON JULY 27, 2016
PROPOSAL #2: APPROVE THE MANAGEMENT REPORT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ALL ACTS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND OFFICERS
PROPOSAL #4: APPOINT SGV & CO. AS EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT ISIDRO A. CONSUNJI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT CESAR A. BUENAVENTURA AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.3: ELECT JORGE A. CONSUNJI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.4: ELECT VICTOR A. CONSUNJI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.5: ELECT HERBERT M. CONSUNJI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.6: ELECT MA. EDWINA C. LAPERAL AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.7: ELECT LUZ CONSUELO A. CONSUNJI AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.8: ELECT ANTONIO JOSE U. PERIQUET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.9: ELECT HONORIO REYES-LAO AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DMG Mori Seiki Co. Ltd.
TICKER: 6141 CUSIP: J46496121
MEETING DATE: 3/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 13
PROPOSAL #2.1: ELECT DIRECTOR MORI, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAMAI, HIROAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKAYAMA, NAOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOBAYASHI, HIROTAKE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OISHI, KENJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR AOYAMA, TOJIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NOMURA, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NAKAJIMA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MITACHI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR KONDO, ISSUER YES FOR FOR
TATSUO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR TSUCHIYA, ISSUER YES FOR FOR
SOJIRO
PROPOSAL #4: APPROVE DISPOSAL OF TREASURY SHARES FOR ISSUER YES FOR FOR
A PRIVATE PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DNB ASA
TICKER: DNB CUSIP: R1640U124
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #3: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 5.70 PER SHARE
PROPOSAL #5a: APPROVE SUGGESTED REMUNERATION POLICY ISSUER YES FOR FOR
AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE
MANAGEMENT (CONSULTATIVE VOTE)
PROPOSAL #5b: APPROVE BINDING REMUNERATION POLICY AND ISSUER YES FOR FOR
OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #6: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER YES FOR FOR
STATEMENT
PROPOSAL #7: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #9: ELECT KARL-CHRISTIAN AGERUP AS NEW ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF NOK 518,000 FOR CHAIRMAN, NOK 329,000
FOR VICE CHAIRMAN AND NOK 329,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK;
APPROVE REMUNERATION FOR NOMINATING COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Domino's Pizza Enterprises Ltd.
TICKER: DMP CUSIP: Q32503106
MEETING DATE: 11/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR N/A
PROPOSAL #2: ELECT PAUL BURGESS CAVE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE RENEWAL OF PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Don Quijote Holdings Co., Ltd.
TICKER: 7532 CUSIP: J1235L108
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17
PROPOSAL #2: AMEND ARTICLES TO ADOPT BOARD STRUCTURE ISSUER YES FOR FOR
WITH AUDIT COMMITTEE - AUTHORIZE DIRECTORS TO EXECUTE
DAY TO DAY OPERATIONS WITHOUT FULL BOARD APPROVAL -
AMEND PROVISIONS ON NUMBER OF DIRECTORS - INDEMNIFY
DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR OHARA, KOJI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TAKAHASHI, MITSUO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR YOSHIDA, NAOKI ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER WADA, SHOJI
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER INOUE, YUKIHIKO
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER YOSHIMURA, YASUNORI
PROPOSAL #4.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER FUKUDA, TOMIAKI
PROPOSAL #5: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #6: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
PROPOSAL #7: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DONG Energy A/S
TICKER: DENERG CUSIP: K3192G104
MEETING DATE: 3/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT AND ISSUER YES FOR FOR
BOARD
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 6 PER SHARE
PROPOSAL #6: AMEND ARTICLES RE: DELETION OF REDUNDANT ISSUER YES FOR FOR
ARTICLES
PROPOSAL #7a1: DETERMINE NUMBER OF MEMBERS (6) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #7a2: REELECT THOMAS ANDERSEN (CHAIRMAN) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7a3: REELECT LENE SKOLE (VICE CHAIRMAN) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7a4: REELECT LYNDA ARMSTRONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7a5: REELECT PIA GJELLERUP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7a6: REELECT BENNY LOFT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7a7: ELECT PETER KORSHOLM AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7b: ELECTION OF UP TO TWO ADDITIONAL ISSUER YES ABSTAIN AGAINST
DIRECTORS (SUBJECT TO SUBMISSION OF AMENDED PROPOSAL
BY THE NOMINATING COMMITTEE)
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF DKK 960,000 FOR CHAIRMAN, DKK 640,000 FOR
VICE CHAIRMAN, AND DKK 320,000 FOR OTHER DIRECTORS;
APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #9: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongbu Insurance Co.
TICKER: A005830 CUSIP: Y2096K109
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT ONE INSIDE DIRECTOR AND TWO ISSUER YES FOR FOR
OUTSIDE DIRECTORS
PROPOSAL #4: ELECT PARK SANG-YONG AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
TO SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #5: ELECT TWO MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongfang Electric Corporation Ltd.
TICKER: 1072 CUSIP: Y20958107
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZOU LEI AS DIRECTOR SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongfang Electric Corporation Ltd.
TICKER: 01072 CUSIP: Y20958107
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongfeng Motor Group Company Ltd
TICKER: 489 CUSIP: Y21042109
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE INTERNATIONAL AUDITORS' REPORT ISSUER YES FOR FOR
AND AUDITED FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO HANDLE ALL MATTERS IN RELATION TO
THE COMPANY'S DISTRIBUTION OF FINAL DIVIDEND
PROPOSAL #5: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE COMPANY'S DISTRIBUTION OF INTERIM
DIVIDEND
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
INTERNATIONAL AUDITORS AND PRICEWATERHOUSECOOPERS
ZHONG TIAN LLP AS DOMESTIC AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #8: APPROVE ADJUSTMENT OF THE CAP OF ISSUER YES FOR FOR
CONTINUING CONNECTED TRANSACTION
PROPOSAL #9: APPROVE REMOVAL OF MA LIANGJIE AS ISSUER YES FOR FOR
SUPERVISOR
PROPOSAL #10: ELECT WEN SHUZHONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE RESIGNATION OF TONG DONGCHENG ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #12: APPROVE RESIGNATION OF OUYANG JIE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongsuh Co.
TICKER: A026960 CUSIP: Y2096D105
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Doosan Co.
TICKER: A000150 CUSIP: Y2100N107
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT KIM HYEONG-JOO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT KIM HYEONG-JOO AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Doosan Heavy Industries & Construction Co.
TICKER: A034020 CUSIP: Y2102C109
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT PARK JI-WON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT JEONG JI-TAEK AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT NAM IK-HYEON AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT NAM IK-HYEON AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Doosan Infracore Co. Ltd.
TICKER: A042670 CUSIP: Y2102E105
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT JEONG BYEONG-MOON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT JEONG BYEONG-MOON AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dowa Holdings Co. Ltd.
TICKER: 5714 CUSIP: J12432126
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #2.1: ELECT DIRECTOR YAMADA, MASAO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MITSUNE, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NAKASHIO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MATSUSHITA, KATSUJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KAGAYA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HOSODA, EIJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KOIZUMI, YOSHIKO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KOBAYASHI, ISSUER YES AGAINST AGAINST
HIDEFUMI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR OBA, ISSUER YES FOR FOR
KOICHIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Downer EDI Ltd.
TICKER: DOW CUSIP: Q32623151
MEETING DATE: 11/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT TERESA HANDICOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT ANNABELLE CHAPLAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT GRANT THORNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO GRANT FENN, MANAGING DIRECTOR OF THE COMPANY
PROPOSAL #5: APPROVE THE RENEWAL OF THE PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISIONS
PROPOSAL #6: APPROVE THE SPILL RESOLUTION ISSUER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DP World Ltd
TICKER: DPW CUSIP: M2851K107
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #2: APPROVE FINAL DIVIDENDS OF USD 0.38 PER ISSUER YES FOR FOR
SHARE FOR FY 2016
PROPOSAL #3: REELECT SULTAN AHMED BIN SULAYEM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: REELECT YUVRAJ NARAYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT DEEPAK PAREKH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT ROBERT WOODS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT MARK RUSSELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT ABDULLA GHOBASH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT NADYA KAMALI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT MOHAMED AL SUWAIDI AS DIRECTOR ISSUER YES FOR �� FOR
PROPOSAL #11: REELECT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORIZE SHARE ISSUANCE WITH ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #14: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #15: ELIMINATE PREEMPTIVE RIGHTS PURSUANT TO ISSUER YES FOR FOR
ITEM 13 ABOVE
PROPOSAL #16: AUTHORIZE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dr. Reddy's Laboratories
TICKER: 500124 CUSIP: 256135203
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT K. SATISH REDDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S R BATLIBOI & ASSOCIATES LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF G V PRASAD AS CO-CHAIRMAN, MANAGING DIRECTOR AND
PROPOSAL #6: ELECT BHARAT NAROTAM DOSHI AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #7: ELECT HANS PETER HASLER AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE COMMISSION REMUNERATION OF NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dr. Reddy's Laboratories
TICKER: 500124 CUSIP: Y21089159
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT K. SATISH REDDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S R BATLIBOI & ASSOCIATES LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF G V PRASAD AS CO-CHAIRMAN, MANAGING DIRECTOR AND
PROPOSAL #6: ELECT BHARAT NAROTAM DOSHI AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #7: ELECT HANS PETER HASLER AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE COMMISSION REMUNERATION OF NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DS Smith plc
TICKER: SMDS CUSIP: G2848Q123
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT GARETH DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MILES ROBERTS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: RE-ELECT ADRIAN MARSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT CHRIS BRITTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT IAN GRIFFITHS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JONATHAN NICHOLLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT KATHLEEN O'DONOVAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT LOUISE SMALLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DSV A/S
TICKER: DSV CUSIP: K3013J154
MEETING DATE: 3/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2017 IN THE AMOUNT OF DKK 1.35 MILLION FOR THE
CHAIRMAN; DKK 675,000 FOR THE VICE CHAIRMAN, AND DKK
450,000 FOR OTHER DIRECTORS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 1.80 PER SHARE
PROPOSAL #5.1: REELECT KURT LARSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: REELECT ANNETTE SADOLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: REELECT BIRGIT NORGAARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: REELECT THOMAS PLENBORG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: REELECT ROBERT STEEN KLEDAL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: REELECT JORGEN MOLLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dubai Financial Market, PJSC
TICKER: DFM CUSIP: M28814107
MEETING DATE: 3/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY ENDED ON DEC. 31, 2016
PROPOSAL #3: APPROVE AUDITOR'S REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY ENDED ON DEC. 31, 2016
PROPOSAL #4: APPROVE SHARIAH SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
FOR FY ENDED ON DEC. 31, 2016
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY ENDED ON DEC. 31, 2016
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8: ELECT SHARIAH SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
(BUNDLED) FOR FY 2017
PROPOSAL #9: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
ENDED ON DEC. 31, 2016
PROPOSAL #10: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
ENDED ON DEC. 31, 2015
PROPOSAL #11: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dubai Investments PJSC
TICKER: DIC CUSIP: M2888H101
MEETING DATE: 4/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.10 PER SHARE ISSUER YES FOR FOR
AND BONUS SHARES UP TO 5 PERCENT OF SHARE CAPITAL
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: ALLOW CHAIRMAN AND DIRECTORS TO ENGAGE ISSUER YES FOR FOR
IN COMMERCIAL TRANSACTIONS WITH COMPETITORS
PROPOSAL #9: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #10: AMEND ARTICLE 19.A OF BYLAWS RE: ISSUER YES FOR FOR
INCREASE SIZE OF BOARD FROM 5 TO 7 MEMBERS
PROPOSAL #11: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dubai Islamic Bank P.J.S.C
TICKER: DIB CUSIP: M2888J107
MEETING DATE: 2/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: APPROVE SHARIAH SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
FOR FY 2016
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #5: APPROVE DIVIDENDS OF AED 0.45 PER SHARE ISSUER YES FOR FOR
PROPOSAL #6: ELECT JAVIER ROMANO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS (BUNDLED) �� ISSUER YES AGAINST AGAINST
PROPOSAL #8: ELECT SHARIAH SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
(BUNDLED)
PROPOSAL #9: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #10: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #11: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORIZE ISSUANCE OF ISSUER YES FOR FOR
BONDS/DEBENTURES/SUKUK UP TO USD 5 BILLION
PROPOSAL #14.1: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
SHARIAH COMPLIANT TIER 1 CAPITAL INSTRUMENTS UP TO
USD 1 BILLION RE: INCREASE LIMIT TO USD 3 BILLION
PROPOSAL #14.2: APPROVE CONDITIONS OF INSTRUMENTS ISSUER YES FOR FOR
ISSUANCE RE: ONCE OR SERIES OF ISSUANCES UP TO THE
MAXIMUM OF USD 1 BILLION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DUET Group
TICKER: DUE CUSIP: Q32878193
MEETING DATE: 11/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT DOUGLAS HALLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT SHIRLEY IN'T VELD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT STEWART BUTEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RATIFY THE PAST ISSUANCE OF SHARES ISSUER YES FOR FOR
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT DOUGLAS HALLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT SHIRLEY IN'T VELD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT STEWART BUTEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RATIFY THE PAST ISSUANCE OF SHARES ISSUER YES FOR FOR
PROPOSAL #1: RATIFY THE PAST ISSUANCE OF SHARES ISSUER YES FOR FOR
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT JANE HARVEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RATIFY THE PAST ISSUANCE OF SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DUET Group
TICKER: DUE CUSIP: Q32878193
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIHL SCHEME RESOLUTION ISSUER YES FOR FOR
PROPOSAL #1: APPROVE DUECO SCHEME RESOLUTION ISSUER YES FOR FOR
PROPOSAL #1: APPROVE DFL SCHEME RESOLUTION ISSUER YES FOR FOR
PROPOSAL #1: APPROVE THE AMENDMENTS TO DFT ISSUER YES FOR FOR
CONSTITUTION
PROPOSAL #2: APPROVE THE ACQUISITION OF DFT UNITS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dufry AG
TICKER: DUFN CUSIP: H2082J107
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: REELECT JUAN CARLOS TORRES CARRETERO ISSUER YES FOR FOR
AS DIRECTOR AND BOARD CHAIRMAN
PROPOSAL #4.2.1: REELECT ANDRES HOLZER NEUMANN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2.2: REELECT JORGE BORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2.3: REELECT XAVIER BOUTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2.4: REELECT CLAIRE CHIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2.5: REELECT JULIAN DIAZ GONZALEZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2.6: REELECT GEORGE KOUTSOLIOUTSOS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2.7: REELECT HEEKYUNG MIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2.8: REELECT JOAQUIN MOYA-ANGELER CABRERA ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5.1: REAPPOINT JORGE BORN AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #5.2: REAPPOINT XAVIER BOUTON AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.3: REAPPOINT HEEKYUNG MIN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6: RATIFY ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: DESIGNATE ALTENBURGER LTD. AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #8.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 8.4 MILLION
PROPOSAL #8.2: APPROVE MAXIMUM REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 53.5 MILLION
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duluxgroup Ltd
TICKER: DLX CUSIP: Q32914105
MEETING DATE: 12/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1: ELECT GRAEME LIEBELT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ANDREW LARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE THE GRANT OF SHARES TO PATRICK ISSUER YES FOR FOR
HOULIHAN, MANAGING DIRECTOR AND CHIEF EXECUTIVE
OFFICER OF THE COMPANY
PROPOSAL #4.2: APPROVE THE GRANT OF SHARES TO STUART ISSUER YES FOR FOR
BOXER, CHIEF FINANCIAL OFFICER AND EXECUTIVE DIRECTOR
OF THE COMPANY
PROPOSAL #5: APPROVE THE LEAVING ENTITLEMENTS UNDER ISSUER YES FOR FOR
THE LONG TERM EQUITY INCENTIVE PLAN
PROPOSAL #6: APPROVE THE GRANT OF SHARE RIGHTS TO ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
PROPOSAL #7: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DXB Entertainments PJSC
TICKER: DXBE CUSIP: M2888V100
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #5: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #7: ELECT DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.a: APPROVE THE COMPANY'S EMPLOYEES ISSUER YES FOR FOR
INCENTIVE SHARES OWNERSHIP PLAN
PROPOSAL #8.b: AUTHORIZE BOARD TO COMPLETE ALL THE ISSUER YES FOR FOR
NECESSARY DOCUMENTS AND PROCEDURES RE: ESOP
PROPOSAL #9: AMEND ARTICLE 18 OF BYLAWS RE: BOARD ISSUER YES FOR FOR
SIZE TO BE 9 MEMBERS
PROPOSAL #10: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E.ON SE
TICKER: EOAN CUSIP: D24914133
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.21 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5.1: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #5.2: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR HALF-YEAR AND QUARTERLY REPORTS 2017
PROPOSAL #5.3: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR THE FIRST QUARTER OF FISCAL 2018
PROPOSAL #6: CHANGE LOCATION OF REGISTERED OFFICE TO ISSUER YES FOR FOR
ESSEN, GERMANY
PROPOSAL #7.1: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY E.ON GRUGA GESCHAEFTSFUEHRUNGSGESELLSCHAFT
MBH
PROPOSAL #7.2: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY E.ON FUENFUNDZWANZIGSTE VERWALTUNGS GMBH
PROPOSAL #8: APPROVE CREATION OF EUR 460 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #9: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 5 BILLION; APPROVE CREATION OF EUR 175 MILLION
POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES AND
USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E.SUN Financial Holding Co., Ltd.
TICKER: 2884 CUSIP: Y23469102
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT AND EMPLOYEE REMUNERATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6.1: ELECT CHENG EN KO WITH ID NO. 66168 AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT JI REN LEE WITH ID NO. 66178 AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT CHEN CHEN CHANG LIN WITH ID NO. ISSUER YES FOR FOR
66188 AS INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT HSIN I LIN WITH ID NO. 66198 AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT CHUN YAO HUANG WITH ID NO. 66556 ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT YUNG JEN HUANG, A REPRESENTATIVE ISSUER YES FOR FOR
OF E.SUN VOLUNTEER AND SOCIAL WELFARE FOUNDATION
WITH SHAREHOLDER NO. 65813 AS NON-INDEPENDENT
PROPOSAL #6.7: ELECT JOSEPH N.C. HUANG, A ISSUER YES FOR FOR
REPRESENTATIVE OF E.SUN VOLUNTEER AND SOCIAL WELFARE
FOUNDATION WITH SHAREHOLDER NO. 65813 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT GARY K.L. TSENG, A ISSUER YES FOR FOR
REPRESENTATIVE OF E.SUN FOUNDATION WITH SHAREHOLDER
NO. 1 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT JACKSON MAI, A REPRESENTATIVE OF ISSUER YES FOR FOR
HSIN TUNG YANG CO., LTD. WITH SHAREHOLDER NO. 8 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.10: ELECT RON CHU CHEN, A REPRESENTATIVE ISSUER YES FOR FOR
OF FU YUAN INVESTMENT CO. LTD. WITH SHAREHOLDER NO.
123662 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.11: ELECT CHIEN LI WU, A REPRESENTATIVE ISSUER YES FOR FOR
OF SHANG LI CAR CO., LTD. WITH SHAREHOLDER NO. 16557
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.12: ELECT MAGI CHEN, A REPRESENTATIVE OF ISSUER YES FOR FOR
SHAN MENG INVESTMENT CO. LTD. WITH SHAREHOLDER NO.
32013 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.13: ELECT MAO CHIN CHEN, A REPRESENTATIVE ISSUER YES FOR FOR
OF SUNLIT TRANSPORTATION CO., LTD. WITH SHAREHOLDER
NO. 18322 AS NON-INDEPENDENT DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: East Japan Railway Co.
TICKER: 9020 CUSIP: J1257M109
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 65
PROPOSAL #2.1: ELECT DIRECTOR OTA, TOMOMICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ARAI, KENICHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MATSUKI, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MORI, KIMITAKA ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: easyJet plc
TICKER: EZJ CUSIP: G3030S109
MEETING DATE: 2/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ORDINARY DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JOHN BARTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT CAROLYN MCCALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ANDREW FINDLAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT CHARLES GURASSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ADELE ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DR ANDREAS BIERWIRTH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: RE-ELECT KEITH HAMILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANDY MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT FRANCOIS RUBICHON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ebara Corp.
TICKER: 6361 CUSIP: J12600128
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2: AMEND ARTICLES TO CHANGE FISCAL YEAR END ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR YAGO, NATSUNOSUKE ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MAEDA, TOICHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR UDA, SAKON ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR NAMIKI, MASAO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KUNIYA, SHIRO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MATSUBARA, NOBUKO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SAWABE, HAJIME ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR YAMAZAKI, SHOZO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR SATO, IZUMI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR FUJIMOTO, TETSUJI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR TSUJIMURA, MANABU ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR OI, ATSUO ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR TSUMURA, SHUSUKE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eclat Textile Co., Ltd.
TICKER: 1476 CUSIP: Y2237Y109
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ecopetrol S.A.
TICKER: ECOPETROL CUSIP: 279158109
MEETING DATE: 9/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPOINT COMMITTEE IN CHARGE OF ISSUER YES FOR FOR
SCRUTINIZING ELECTIONS AND POLLING
PROPOSAL #7: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ecopetrol S.A.
TICKER: ECOPETROL CUSIP: 279158109
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPOINT COMMITTEE IN CHARGE OF ISSUER YES FOR FOR
SCRUTINIZING ELECTIONS AND POLLING
PROPOSAL #7: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #13: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #14: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #15: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ecopetrol S.A.
TICKER: ECOPETROL CUSIP: ADPV14028
MEETING DATE: 9/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPOINT COMMITTEE IN CHARGE OF ISSUER YES FOR FOR
SCRUTINIZING ELECTIONS AND POLLING
PROPOSAL #7: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: �� Ecopetrol S.A.
TICKER: ECOPETROL CUSIP: ADPV14028
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPOINT COMMITTEE IN CHARGE OF ISSUER YES FOR FOR
SCRUTINIZING ELECTIONS AND POLLING
PROPOSAL #7: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #13: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #14: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #15: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edenred
TICKER: EDEN CUSIP: F3192L109
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.62 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (NEW ISSUER YES FOR FOR
SHARES)
PROPOSAL #5: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BERTRAND DUMAZY, CHAIRMAN AND CEO
PROPOSAL #6: APPROVE REMUNERATION POLICY FOR CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #7: REELECT ANNE BOUVEROT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT SYLVIA COUTINHO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT FRANCOISE GRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TRANSACTION WITH BERTRAND ISSUER YES FOR FOR
DUMAZY, CHAIRMAN AND CEO RE: UNEMPLOYMENT INSURANCE
PROPOSAL #11: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING NEW TRANSACTIONS
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 590,000
PROPOSAL #13: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #14: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #15: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EDP - Energias Do Brasil SA
TICKER: ENBR3 CUSIP: P3769R108
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE CAPITAL BUDGET, ALLOCATION OF ISSUER YES FOR FOR
INCOME AND DIVIDENDS
PROPOSAL #3: FIX NUMBER AND ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EDP - Energias Do Brasil SA
TICKER: ENBR3 CUSIP: P3769R108
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AMEND ARTICLES 24 AND 25 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EDP Renovaveis S.A.
TICKER: EDPR CUSIP: E3847K101
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
MANAGEMENT REPORTS, AND CORPORATE GOVERNANCE REPORT
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5: REELECT JOSE ANTONIO DE MELO PINTO ISSUER YES FOR FOR
RIBEIRO AS CHAIRMAN OF MEETING
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: RENEW APPOINTMENT OF KPMG AUDITORES AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EDP-Energias de Portugal S.A
TICKER: EDP CUSIP: X67925119
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE REPURCHASE AND REISSUANCE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #5: AUTHORIZE REPURCHASE AND REISSUANCE OF ISSUER YES FOR FOR
DEBT INSTRUMENTS
PROPOSAL #6: APPROVE STATEMENT ON REMUNERATION POLICY ISSUER YES FOR FOR
APPLICABLE TO EXECUTIVE BOARD
PROPOSAL #7: APPROVE STATEMENT ON REMUNERATION POLICY ISSUER YES FOR FOR
APPLICABLE TO OTHER CORPORATE BODIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EFG Hermes Holding SAE
TICKER: HRHO CUSIP: M3047P109
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS FOR FY 2016
PROPOSAL #5: APPROVE DISCHARGE OF CHAIRMAN AND ISSUER NO N/A N/A
DIRECTORS AND RATIFY BOARD CHANGES FOR FY 2016
PROPOSAL #6: ELECT DIRECTORS (BUNDLED) ISSUER NO N/A N/A
PROPOSAL #7: APPROVE ATTENDANCE AND TRAVEL FEES OF ISSUER NO N/A N/A
DIRECTORS FOR FY 2017
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2017
PROPOSAL #9: APPROVE CHARITABLE DONATIONS FOR FY 2016 ISSUER NO N/A N/A
AND FY 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eiffage
TICKER: FGR CUSIP: F2924U106
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.50 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON NEW ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: REELECT MARIE LEMARIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT THERESE CORNIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT CAROL XUEREF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT BRUNO FLICHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT DOMINIQUE MARCEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BENOIT DE RUFFRAY, CHAIRMAN AND CEO SINCE JANUARY 18,
2016
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-FRANCOIS ROVERATO, CHAIRMAN UNTIL JANUARY 17,
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF MAX ISSUER YES FOR FOR
ROCHE, CEO UNTIL JANUARY 17, 2016
PROPOSAL #13: APPROVE REMUNERATION POLICY FOR CEO AND ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #14: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #15: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #16: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 80 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 150 MILLION
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 39,232,906
PROPOSAL #19: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 39,232,906
PROPOSAL #20: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #21: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #22: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #23: AUTHORIZE UP TO 1 MILLION SHARES FOR ISSUER YES FOR FOR
USE IN STOCK OPTION PLANS
PROPOSAL #24: AMEND ARTICLE 4 AND 28 OF BYLAWS TO ISSUER YES FOR FOR
COMPLY WITH LEGAL CHANGES
PROPOSAL #25: DELEGATE POWER TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO AMEND THE BYLAWS TO COMPLY WITH NEW
PROPOSAL #26: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eisai Co. Ltd.
TICKER: 4523 CUSIP: J12852117
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NAITO, HARUO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YAMASHITA, TORU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NISHIKAWA, IKUO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NAOE, NOBORU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUHARA, EIICHIRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATO, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KANAI, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KAKIZAKI, TAMAKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TSUNODA, DAIKEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRUCE ARONSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TSUCHIYA, YUTAKA ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elbit Systems Ltd.
TICKER: ESLT CUSIP: M3760D101
MEETING DATE: 11/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: REELECT MICHAEL FEDERMANN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.2: REELECT RINA BAUM AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.3: REELECT YORAM BEN-ZEEV AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.4: REELECT DAVID FEDERMANN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.5: REELECT DOV NINVEH AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.6: REELECT UDI NISAN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.7: REELECT YULI TAMIR AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2: REELECT DALIA RABIN AS EXTERNAL DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT KOST, FORER, GABBAY AND ISSUER YES FOR FOR
KASIERER AS AUDITORS
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electric Power Development Co. (J-Power)
TICKER: 9513 CUSIP: J12915104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2.1: ELECT DIRECTOR KITAMURA, MASAYOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR WATANABE, TOSHIFUMI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MURAYAMA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR UCHIYAMA, MASATO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ETO, SHUJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR URASHIMA, AKIHITO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ONOI, YOSHIKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MINAMINOSONO, HIROMI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SUGIYAMA, HIROYASU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TSUKUDA, HIDEKI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR HONDA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR KAJITANI, GO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR ITO, TOMONORI ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR JOHN BUCHANAN ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KAWATANI, ISSUER YES FOR FOR
SHINICHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electricite de France
TICKER: EDF CUSIP: F2940H113
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER TO LEGAL RESERVE ISSUER YES FOR FOR
ACCOUNT
PROPOSAL #2: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 480 MILLION
PROPOSAL #3: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #5: APPROVE EMPLOYEE INDIRECT STOCK PURCHASE ISSUER YES FOR FOR
PLAN FOR EMPLOYEES
PROPOSAL #6: AMEND TERMS OF AUTHORIZATIONS GRANTED BY ISSUER YES FOR FOR
THE MAY 12, 2016, AGM UNDER ITEMS 1 TO 9 AND 11 TO
PROPOSAL #7: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electricite de France
TICKER: EDF CUSIP: F2940H113
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.90 PER SHARE
PROPOSAL #A: APPROVE ALLOCATION OF INCOME AND ABSENCE SHAREHOLDER YES AGAINST FOR
OF DIVIDENDS
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: APPROVE TRANSACTION WITH BNP PARIBAS RE: ISSUER YES FOR FOR
MANDATE OF GLOBAL COORDINATOR ASSOCIATE
PROPOSAL #6: APPROVE TRANSACTION WITH SOCIETE ISSUER YES FOR FOR
GENERALE RE: MANDATE OF GLOBAL COORDINATOR ASSOCIATE
PROPOSAL #7: APPROVE TRANSACTION WITH AREVA NP RE: ISSUER YES FOR FOR
SHARE TRANSFER AND SHAREHOLDERS' AGREEMENT
PROPOSAL #8: APPROVE TRANSACTION WITH CAISSE DES ISSUER YES FOR FOR
DEPOTS ET CONSIGNATIONS AND CNP ASSURANCES RE:
INVESTMENT TERMS AND SHAREHOLDERS' AGREEMENT
PROPOSAL #9: APPROVE TRANSACTION WITH THE STATE, ISSUER YES FOR FOR
CAISSE DES DEPOTS ET CONSIGNATIONS, CNP ASSURANCES
AND THE JOINT-VENTURE RE: PARTIAL DISPOSAL OF RTE'S
PROPOSAL #10: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-BERNARD LEVY, CHAIRMAN AND CEO
PROPOSAL #12: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #13: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #14: RATIFY APPOINTMENT OF MICHELE ROUSSEAU ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #15: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 500,000
PROPOSAL #16: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #17: AMEND ARTICLE 19 OF BYLAWS RE: AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: RENEW APPOINTMENT OF DELOITTE ET ISSUER YES FOR FOR
ASSOCIES AS AUDITOR
PROPOSAL #19: RENEW APPOINTMENT OF KPMG SA AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #20: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electricite de France
TICKER: EDF CUSIP: F3R505239
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER TO LEGAL RESERVE ISSUER YES FOR FOR
ACCOUNT
PROPOSAL #2: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 480 MILLION
PROPOSAL #3: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #5: APPROVE EMPLOYEE INDIRECT STOCK PURCHASE ISSUER YES FOR FOR
PLAN FOR EMPLOYEES
PROPOSAL #6: AMEND TERMS OF AUTHORIZATIONS GRANTED BY ISSUER YES FOR FOR
THE MAY 12, 2016, AGM UNDER ITEMS 1 TO 9 AND 11 TO
PROPOSAL #7: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electricite de France
TICKER: EDF CUSIP: F3R505254
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER TO LEGAL RESERVE ISSUER YES FOR FOR
ACCOUNT
PROPOSAL #2: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 480 MILLION
PROPOSAL #3: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #5: APPROVE EMPLOYEE INDIRECT STOCK PURCHASE ISSUER YES FOR FOR
PLAN FOR EMPLOYEES
PROPOSAL #6: AMEND TERMS OF AUTHORIZATIONS GRANTED BY ISSUER YES FOR FOR
THE MAY 12, 2016, AGM UNDER ITEMS 1 TO 9 AND 11 TO
PROPOSAL #7: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electricite de France
TICKER: EDF CUSIP: F3R505254
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.90 PER SHARE
PROPOSAL #A: APPROVE ALLOCATION OF INCOME AND ABSENCE SHAREHOLDER YES AGAINST FOR
OF DIVIDENDS
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: APPROVE TRANSACTION WITH BNP PARIBAS RE: ISSUER YES FOR FOR
MANDATE OF GLOBAL COORDINATOR ASSOCIATE
PROPOSAL #6: APPROVE TRANSACTION WITH SOCIETE ISSUER YES FOR FOR
GENERALE RE: MANDATE OF GLOBAL COORDINATOR ASSOCIATE
PROPOSAL #7: APPROVE TRANSACTION WITH AREVA NP RE: ISSUER YES FOR FOR
SHARE TRANSFER AND SHAREHOLDERS' AGREEMENT
PROPOSAL #8: APPROVE TRANSACTION WITH CAISSE DES ISSUER YES FOR FOR
DEPOTS ET CONSIGNATIONS AND CNP ASSURANCES RE:
INVESTMENT TERMS AND SHAREHOLDERS' AGREEMENT
PROPOSAL #9: APPROVE TRANSACTION WITH THE STATE, ISSUER YES FOR FOR
CAISSE DES DEPOTS ET CONSIGNATIONS, CNP ASSURANCES
AND THE JOINT-VENTURE RE: PARTIAL DISPOSAL OF RTE'S
PROPOSAL #10: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-BERNARD LEVY, CHAIRMAN AND CEO
PROPOSAL #12: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #13: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #14: RATIFY APPOINTMENT OF MICHELE ROUSSEAU ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #15: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 500,000
PROPOSAL #16: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #17: AMEND ARTICLE 19 OF BYLAWS RE: AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: RENEW APPOINTMENT OF DELOITTE ET ISSUER YES FOR FOR
ASSOCIES AS AUDITOR
PROPOSAL #19: RENEW APPOINTMENT OF KPMG SA AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #20: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electricite de France
TICKER: EDF CUSIP: F3R92T153
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER TO LEGAL RESERVE ISSUER YES FOR FOR
ACCOUNT
PROPOSAL #2: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 480 MILLION
PROPOSAL #3: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #5: APPROVE EMPLOYEE INDIRECT STOCK PURCHASE ISSUER YES FOR FOR
PLAN FOR EMPLOYEES
PROPOSAL #6: AMEND TERMS OF AUTHORIZATIONS GRANTED BY ISSUER YES FOR FOR
THE MAY 12, 2016, AGM UNDER ITEMS 1 TO 9 AND 11 TO
PROPOSAL #7: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electricite de France
TICKER: EDF CUSIP: F3R92T153
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.90 PER SHARE
PROPOSAL #A: APPROVE ALLOCATION OF INCOME AND ABSENCE SHAREHOLDER YES AGAINST FOR
OF DIVIDENDS
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: APPROVE TRANSACTION WITH BNP PARIBAS RE: ISSUER YES FOR FOR
MANDATE OF GLOBAL COORDINATOR ASSOCIATE
PROPOSAL #6: APPROVE TRANSACTION WITH SOCIETE ISSUER YES FOR FOR
GENERALE RE: MANDATE OF GLOBAL COORDINATOR ASSOCIATE
PROPOSAL #7: APPROVE TRANSACTION WITH AREVA NP RE: ISSUER YES FOR FOR
SHARE TRANSFER AND SHAREHOLDERS' AGREEMENT
PROPOSAL #8: APPROVE TRANSACTION WITH CAISSE DES ISSUER YES FOR FOR
DEPOTS ET CONSIGNATIONS AND CNP ASSURANCES RE:
INVESTMENT TERMS AND SHAREHOLDERS' AGREEMENT
PROPOSAL #9: APPROVE TRANSACTION WITH THE STATE, ISSUER YES FOR FOR
CAISSE DES DEPOTS ET CONSIGNATIONS, CNP ASSURANCES
AND THE JOINT-VENTURE RE: PARTIAL DISPOSAL OF RTE'S
PROPOSAL #10: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-BERNARD LEVY, CHAIRMAN AND CEO
PROPOSAL #12: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #13: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #14: RATIFY APPOINTMENT OF MICHELE ROUSSEAU ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #15: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 500,000
PROPOSAL #16: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #17: AMEND ARTICLE 19 OF BYLAWS RE: AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: RENEW APPOINTMENT OF DELOITTE ET ISSUER YES FOR FOR
ASSOCIES AS AUDITOR
PROPOSAL #19: RENEW APPOINTMENT OF KPMG SA AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #20: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electricity Generating PCL
TICKER: EGCO CUSIP: Y22834116
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5: APPROVE PWC AS AUDITORS AND AUTHORIZE ISSUER YES AGAINST AGAINST
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6.1: ELECT PAISAN MAHAPUNNAPORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT ANYA KHANTHAVIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT HIROMI SAKAKIBARA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT KEN MATSUDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.5: ELECT YASUO OHASHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electrolux AB
TICKER: ELUX B CUSIP: W24713120
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #8: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 7.50 PER SHARE
PROPOSAL #11: DETERMINE NUMBER OF MEMBERS (10) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT SEK 2.075 MILLION FOR CHAIRMAN AND SEK
580,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION OF
COMMITTEE WORK
PROPOSAL #13a: REELECT PETRA HEDENGRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13b: REELECT HASSE JOHANSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13c: REELECT RONNIE LETEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13d: REELECT ULLA LITZEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13e: REELECT BERT NORDBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13f: REELECT FREDRIK PERSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13g: REELECT DAVID PORTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13h: REELECT JONAS SAMUELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13i: REELECT ULRIKA SAXON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13j: ELECT KAI WARN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13k: REELECT RONNIE LETEN AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #15: APPROVE LONG-TERM INCENTIVE PLAN (SHARE ISSUER YES FOR FOR
PROGRAM 2017)
PROPOSAL #16a: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #16b: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #16c: AUTHORIZE TRANSFER OF UP TO 315,000 B ISSUER YES FOR FOR
SHARES IN CONNECTION WITH 2014 SHARE PROGRAM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: P22854106
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS AFTER ISSUER YES FOR FOR
EXTENSION OF POWER DISTRIBUTION CONCESSIONS RE:
SHAREHOLDER CONTROL OF CEPISA, CEAL, ELETROACRE,
CERON, BOA VISTA ENERGIA S.A.AND AMAZONAS
DISTRIBUIDORA DE ENERGIA S.A.
PROPOSAL #2: APPROVE ADOPTION OF IMMEDIATE MEASURES ISSUER YES FOR FOR
TO CARRY OUT CAPITAL INCREASE OF SUBSIDIARIES CEPISA,
CEAL, ELETROACRE, CERON, BOA VISTA ENERGIA S.A. AND
AMAZONAS DISTRIBUIDORA DE ENERGIA S.A. BY THE
CONTROLLING SHAREHOLDER (FEDERAL GOVERNMENT)
PROPOSAL #3: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR COMPANHIA ENERGETICA DO PIAUI - CEPISA
PROPOSAL #4: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR COMPANHIA ENERGETICA DE ALAGOAS - CEAL
PROPOSAL #5: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR COMPANHIA DE ELETRICIDADE DO ACRE -
ELETROACRE
PROPOSAL #6: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR CENTRAIS ELETRICAS DE RONDONIA S.A. -
CERON
PROPOSAL #7: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR BOA VISTA ENERGIA S.A.
PROPOSAL #8: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.
PROPOSAL #9: APPROVE SALE OF COMPANY ASSETS WITHOUT ISSUER YES FOR FOR
EXTENSION OF POWER DISTRIBUTION CONCESSIONS RE:
SHAREHOLDER CONTROL OF CEPISA, CEAL, ELETROACRE,
CERON, BOA VISTA ENERGIA S.A.AND AMAZONAS
DISTRIBUIDORA DE ENERGIA S.A.
PROPOSAL #10: APPROVE RETURN OF THE POWER ISSUER YES FOR FOR
DISTRIBUTION CONCESSIONS AND ADOPTION OF LIQUIDATION
PROVISIONS OF THE DISTRIBUTION COMPANIES THAT DID NOT
RECEIVE AN EXTENSION OF THEIR CONCESSIONS AND DID
NOT HAVE THE SALE APPROVED
PROPOSAL #11: APPROVE RETURN OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSIONS AND ADOPTION OF LIQUIDATION PROVISIONS OF
THE DISTRIBUTION COMPANIES THAT WERE NOT SOLD UNTIL
DEC. 31, 2017 OR FAILED TO RECEIVE REQUESTED CAPITAL
INCREASE BY THE FEDERAL GOVERNMENT BEFORE THE
PROPOSAL #12.a: ELECT MARCELO GASPARINO DA SILVA AS SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #12.b: ELECT MOZART DE SIQUEIRA CAMPOS SHAREHOLDER YES FOR N/A
ARAUJO AS DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #12.1: ELECT VICENTE FALCONI CAMPOS AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND CHAIRMAN OF THE BOARD
PROPOSAL #12.2: ELECT MAURICIO MUNIZ BARRETTO DE ISSUER YES ABSTAIN AGAINST
CARVALHO AS DIRECTOR
PROPOSAL #12.3: ELECT WILSON FERREIRA JUNIOR AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.4: ELECT WALTER MALIENI JUNIOR AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.5: ELECT SAMUEL ASSAYAG HANAN AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.6: ELECT GUSTAVO GONCALVES MANFRIM AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.7: ELECT RODRIGO PEREIRA DE MELLO AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.8: ELECT MARCELO GASPARINO DA SILVA AS SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #12.9: ELECT MOZART DE SIQUEIRA CAMPOS SHAREHOLDER YES FOR N/A
ARAUJO AS DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: P22854106
MEETING DATE: 10/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS RE: ISSUER YES FOR FOR
SHAREHOLDER CONTROL OF CELG DISTRIBUICAO S.A. (CELG
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: P22854106
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ALOISIO MACARIO FERREIRA DE SOUZA SHAREHOLDER YES ABSTAIN N/A
AS DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #2: ELECT PATRICIA VALENTE STIERLI AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: P22854106
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: P22854122
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS AFTER ISSUER YES FOR FOR
EXTENSION OF POWER DISTRIBUTION CONCESSIONS RE:
SHAREHOLDER CONTROL OF CEPISA, CEAL, ELETROACRE,
CERON, BOA VISTA ENERGIA S.A.AND AMAZONAS
DISTRIBUIDORA DE ENERGIA S.A.
PROPOSAL #2: APPROVE ADOPTION OF IMMEDIATE MEASURES ISSUER YES FOR FOR
TO CARRY OUT CAPITAL INCREASE OF SUBSIDIARIES CEPISA,
CEAL, ELETROACRE, CERON, BOA VISTA ENERGIA S.A. AND
AMAZONAS DISTRIBUIDORA DE ENERGIA S.A. BY THE
CONTROLLING SHAREHOLDER (FEDERAL GOVERNMENT)
PROPOSAL #3: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR COMPANHIA ENERGETICA DO PIAUI - CEPISA
PROPOSAL #4: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR COMPANHIA ENERGETICA DE ALAGOAS - CEAL
PROPOSAL #5: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR COMPANHIA DE ELETRICIDADE DO ACRE -
ELETROACRE
PROPOSAL #6: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR CENTRAIS ELETRICAS DE RONDONIA S.A. -
CERON
PROPOSAL #7: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR BOA VISTA ENERGIA S.A.
PROPOSAL #8: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.
PROPOSAL #9: APPROVE SALE OF COMPANY ASSETS WITHOUT ISSUER YES FOR FOR
EXTENSION OF POWER DISTRIBUTION CONCESSIONS RE:
SHAREHOLDER CONTROL OF CEPISA, CEAL, ELETROACRE,
CERON, BOA VISTA ENERGIA S.A.AND AMAZONAS
DISTRIBUIDORA DE ENERGIA S.A.
PROPOSAL #10: APPROVE RETURN OF THE POWER ISSUER YES FOR FOR
DISTRIBUTION CONCESSIONS AND ADOPTION OF LIQUIDATION
PROVISIONS OF THE DISTRIBUTION COMPANIES THAT DID NOT
RECEIVE AN EXTENSION OF THEIR CONCESSIONS AND DID
NOT HAVE THE SALE APPROVED
PROPOSAL #11: APPROVE RETURN OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSIONS AND ADOPTION OF LIQUIDATION PROVISIONS OF
THE DISTRIBUTION COMPANIES THAT WERE NOT SOLD UNTIL
DEC. 31, 2017 OR FAILED TO RECEIVE REQUESTED CAPITAL
INCREASE BY THE FEDERAL GOVERNMENT BEFORE THE
PROPOSAL #12.1: ELECT VICENTE FALCONI CAMPOS AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND CHAIRMAN OF THE BOARD
PROPOSAL #12.2: ELECT MAURICIO MUNIZ BARRETTO DE ISSUER YES ABSTAIN AGAINST
CARVALHO AS DIRECTOR
PROPOSAL #12.3: ELECT WILSON FERREIRA JUNIOR AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.4: ELECT WALTER MALIENI JUNIOR AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.5: ELECT SAMUEL ASSAYAG HANAN AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.6: ELECT GUSTAVO GONCALVES MANFRIM AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.7: ELECT RODRIGO PEREIRA DE MELLO AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.8: ELECT MARCELO GASPARINO DA SILVA AS SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #12.9: ELECT MOZART DE SIQUEIRA CAMPOS SHAREHOLDER YES FOR N/A
ARAUJO AS DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: P22854122
MEETING DATE: 10/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS RE: ISSUER YES FOR FOR
SHAREHOLDER CONTROL OF CELG DISTRIBUICAO S.A. (CELG
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: P22854122
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE CAPITAL BUDGET AND ALLOCATION OF ISSUER YES FOR FOR
INCOME
PROPOSAL #3: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3.1: ELECT JOSE PAIS RANGEL AS DIRECTOR SHAREHOLDER YES FOR N/A
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #3.2: ELECT BOARD CHAIRMAN ISSUER YES ABSTAIN AGAINST
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS AND ISSUER YES ABSTAIN AGAINST
ALTERNATES
PROPOSAL #4.1: ELECT RONALDO DIAS AS FISCAL COUNCIL SHAREHOLDER YES FOR N/A
MEMBER APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: P22854122
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elisa Corporation
TICKER: ELISA CUSIP: X1949T102
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.50 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE MONTHLY REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF EUR 9,000 FOR CHAIRMAN,
EUR6,000 FOR VICE CHAIRMAN AND THE CHAIRMAN OF THE
AUDIT COMMITTEE, AND EUR 5,000 FOR OTHER DIRECTORS;
APPROVE MEETING FEES; APPROVE MEETING FEES
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #12: REELECT RAIMO LIND, CLARISSE BERGGARDH, ISSUER YES FOR FOR
PETTERI KOPONEN, LEENA NIEMISTO, SEIJA TURUNEN AND
MIKA VEHVILAINEN AS MEMBERS OF THE BOARD OF
DIRECTORS; ELECT ANTTI VASARA AS A NEW DIRECTOR
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #14: FIX NUMBER OF AUDITORS AT ONE ISSUER YES FOR FOR
PROPOSAL #15: RATIFY KPMG OY AB AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #17: AMEND ARTICLES RE: ELECTION OF CHAIRMAN ISSUER YES FOR FOR
AND DEPUTY CHAIRMAN OF BOARD
PROPOSAL #18: AUTHORIZE BOARD TO CANCEL OUTSTANDING ISSUER YES FOR FOR
SHARES ISSUED TO YOMI PLC IN CONNECTION TO MERGER IN
2004 WHICH HAVE NOT BEEN RECORDED IN THE BOOK ENTRY
SYSTEM UNDER OWNER NAME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elsewedy Electric Co
TICKER: SWDY CUSIP: M398AL106
MEETING DATE: 1/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS FOR FY 2016
PROPOSAL #5: ELECT DIRECTORS (BUNDLED) ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elsewedy Electric Co
TICKER: SWDY CUSIP: M398AL106
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS FOR FY 2016
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER NO N/A N/A
FY 2016 AND FY 2017
PROPOSAL #6: APPROVE MINUTES OF PREVIOUS MEETINGS ISSUER NO N/A N/A
HELD IN FY 2016
PROPOSAL #7: APPROVE DISCHARGE OF CHAIRMAN AND ISSUER NO N/A N/A
DIRECTORS FOR FY 2016
PROPOSAL #8: APPROVE SITTING AND TRAVELING FEES OF ISSUER NO N/A N/A
DIRECTORS FOR FY 2017
PROPOSAL #9: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2017
PROPOSAL #10: APPROVE CHARITABLE DONATIONS FOR FY ISSUER NO N/A N/A
2016 AND FY 2017
PROPOSAL #11: ELECT DIRECTORS (BUNDLED) ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elsewedy Electric Co
TICKER: SWDY CUSIP: M398AL106
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER NO N/A N/A
CANCELLATION OF TREASURY SHARES
PROPOSAL #2: AMEND ARTICLES 6 AND 7 OF BYLAWS TO ISSUER NO N/A N/A
REFLECT CHANGES IN CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emaar Malls Group PJSC
TICKER: EMAARMALLS CUSIP: M4026J106
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.10 PER SHARE ISSUER YES FOR FOR
FOR FY 2016
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
VICE CHAIRMAN OF AED 650,000 EACH, AND FOR CHAIRMAN
UP TO AED 1 MILLION
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #9: APPROVE RESIGNATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #10: ELECT DIRECTORS (CUMULATIVE VOTING) ISSUER YES AGAINST AGAINST
PROPOSAL #11: ALLOW DIRECTORS TO ENGAGE IN COMMERCIAL ISSUER YES FOR FOR
TRANSACTIONS WITH COMPETITORS
PROPOSAL #12: AMEND ARTICLE 19.A OF BYLAWS RE: BOARD ISSUER YES AGAINST AGAINST
SIZE, BOARD REQUIREMENTS AND CUMULATIVE VOTING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emaar Properties PJSC
TICKER: EMAAR CUSIP: M4025S107
MEETING DATE: 4/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.15 PER SHARE ISSUER YES FOR FOR
FOR FY 2016
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS OF AED ISSUER YES FOR FOR
35.33 MILLION FOR FY 2016
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #9: ELECT MS. LOW PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ALLOW DIRECTORS TO ENGAGE IN COMMERCIAL ISSUER YES FOR FOR
TRANSACTIONS WITH COMPETITORS
PROPOSAL #1.a: APPROVE THE COMPANY'S EMPLOYEES ISSUER YES FOR FOR
INCENTIVE SHARES SCHEME
PROPOSAL #1.b: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
RESOLUTION 1.A ABOVE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emami Ltd
TICKER: 531162 CUSIP: Y22891132
MEETING DATE: 8/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT PRITI A. SUREKA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT PRASHANT GOENKA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT A.V. AGARWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE S.K. AGRAWAL & CO. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE REAPPOINTMENT OF MOHAN GOENKA AS ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE REAPPOINTMENT OF H.V. AGARWAL AS ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #9: APPROVE REAPPOINTMENT OF S.K. GOENKA AS ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #10: ELECT RAMA BIJAPURKAR AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPROVE REAPPOINTMENT OF R.S. AGARWAL ISSUER YES FOR FOR
AS EXECUTIVE CHAIRMAN
PROPOSAL #12: APPROVE REAPPOINTMENT OF R.S. GOENKA AS ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #13: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E-MART Inc.
TICKER: A139480 CUSIP: Y228A3102
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LEE GAB-SOO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT KWEON HYEUK-GOO AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT YANG CHUN-MAN AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT LEE JEON-HWAN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT PARK JAE-YOUNG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT KIM SONG-JUNE AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.7: ELECT CHOI JAE-BOONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT LEE JEON-HWAN AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: ELECT PARK JAE-YOUNG AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: ELECT KIM SONG-JUNE AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Embotelladora Andina S.A.
TICKER: ANDINA-B CUSIP: P3697S103
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: PRESENT DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
DIRECTORS' COMMITTEE AND AUDIT COMMITTEE MEMBERS,
THEIR ANNUAL REPORTS AND EXPENSES INCURRED BY BOTH
COMMITTEES
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #8: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Embraer SA
TICKER: EMBR3 CUSIP: 29082A107
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Embraer SA
TICKER: EMBR3 CUSIP: P3700H201
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emirates Telecommunications Group Co PJSC (Etisalat Group)
TICKER: ETISALAT CUSIP: M4040L103
MEETING DATE: 4/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.80 PER SHARE ISSUER YES FOR FOR
FOR FY 2016
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES AGAINST AGAINST
2016
PROPOSAL #9: APPROVE CHARITABLE DONATIONS UP TO 1 ISSUER YES FOR FOR
PERCENT OF AVERAGE NET PROFITS FOR FY 2015 AND FY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emlak Konut Gayrimenkul Yatirim Ortakligi A.S.
TICKER: EKGYO CUSIP: M4030U105
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #15: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emperador Inc.
TICKER: EMP CUSIP: Y2290T104
MEETING DATE: 5/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
MEETING OF STOCKHOLDERS HELD ON MAY 16, 2016
PROPOSAL #5: RATIFY ACTS OF THE BOARD OF DIRECTORS, ISSUER YES FOR FOR
BOARD COMMITTEES, AND MANAGEMENT
PROPOSAL #6: APPOINT EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT ANDREW L. TAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.2: ELECT WINSTON S. CO AS DIRECTOR ISSUER YES FOR �� FOR
PROPOSAL #7.3: ELECT KATHERINE L. TAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.4: ELECT KENDRICK ANDREW L. TAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #7.5: ELECT KINGSON U. SIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.6: ELECT ALEJO L. VILLANUEVA, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.7: ELECT ENRIQUE M. SORIANO III AS ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empresa Nacional de Electricidad S.A. Endesa
TICKER: ENDESA-CH CUSIP: 29244T101
MEETING DATE: 10/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME TO ENEL GENERACION ISSUER YES FOR FOR
CHILE SA; AMEND ARTICLE 1
PROPOSAL #2: AMEND ITEM 3 OF ARTICLE 14 RE: SUMMON OF ISSUER YES FOR FOR
EXTRAORDINARY BOARD MEETINGS
PROPOSAL #3: ADOPT ALL NECESSARY AGREEMENTS TO ISSUER YES FOR FOR
EXECUTE RESOLUTIONS REGARDING ARTICLE REFORM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empresa Nacional de Electricidad S.A. Endesa
TICKER: ENDESA-CH CUSIP: P3710M109
MEETING DATE: 10/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME TO ENEL GENERACION ISSUER YES FOR FOR
CHILE SA; AMEND ARTICLE 1
PROPOSAL #2: AMEND ITEM 3 OF ARTICLE 14 RE: SUMMON OF ISSUER YES FOR FOR
EXTRAORDINARY BOARD MEETINGS
PROPOSAL #3: ADOPT ALL NECESSARY AGREEMENTS TO ISSUER YES FOR FOR
EXECUTE RESOLUTIONS REGARDING ARTICLE REFORM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empresa Nacional de Telecomunicaciones S.A. ENTEL
TICKER: ENTEL CUSIP: P37115105
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF PART THAT WAS ISSUER YES FOR FOR
DESTINED TO SHAREHOLDERS OF CAPITAL AUTHORIZATION
APPROVED BY EGM ON APRIL 28, 2016
PROPOSAL #2: APPROVE CANCELLATION OF PART THAT ISSUER YES FOR FOR
EXCEEDED PRO-RATA SHARES PLACED AMONG SHAREHOLDERS OF
SAME CAPITAL AUTHORIZATION MENTIONED IN ITEM 1
PROPOSAL #3: AMEND ARTICLES 5 AND FIRST TRANSITORY TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
PROPOSAL #4: EXTEND FROM 3 TO 5 YEARS THE PERIOD OF ISSUER YES FOR FOR
PLACING SHARES DESTINED TO EMPLOYEES
PROPOSAL #5: GRANT POWERS TO BOARD TO SET TERMS AND ISSUER YES FOR FOR
CONDITIONS OF PLACING SHARES APPROVED
PROPOSAL #6: AMEND ARTICLE 1 RE: COMPANY FANTASY NAME ISSUER YES FOR FOR
CHANGE TO ENTEL
PROPOSAL #7: AMEND ARTICLE 4 RE: CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLE 7 RE: DIRECTOR TENURE ISSUER YES AGAINST AGAINST
INCREASE FROM 2 TO 3 YEARS
PROPOSAL #9: AMEND ARTICLE 10 RE: BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #10.a: AMEND ARTICLES RE: REMOVE: GENERAL ISSUER YES FOR FOR
PROPOSAL #10.b: AMEND ARTICLE 8 RE: BOARD MEETINGS ISSUER YES FOR FOR
PROPOSAL #10.c: AMEND ARTICLE 11 RE: COMPLIANCE WITH ISSUER YES FOR FOR
COMPANY REGULATION
PROPOSAL #10.d: AMEND ARTICLE 11 BIS RE: COMPLIANCE ISSUER YES FOR FOR
WITH COMPANY LAW
PROPOSAL #10.e: AMEND ARTICLE 12 RE: COMPLIANCE WITH ISSUER YES FOR FOR
COMPANY LAW
PROPOSAL #10.f: AMEND ARTICLE 18 RE: COMPLIANCE WITH ISSUER YES FOR FOR
COMPANY LAW
PROPOSAL #10.g: AMEND ARTICLE 19 RE: EGM'S ITEMS ISSUER YES FOR FOR
PROPOSAL #10.h: AMEND ARTICLE 20 RE: SHAREHOLDER ISSUER YES FOR FOR
MEETINGS
PROPOSAL #10.i: AMEND ARTICLE 21 RE: COMPLIANCE WITH ISSUER YES FOR FOR
COMPANY LAW
PROPOSAL #10.j: AMEND ARTICLE 22 RE: COMPLIANCE WITH ISSUER YES FOR FOR
COMPANY LAW
PROPOSAL #10.k: AMEND ARTICLE 23 RE: COMPLIANCE WITH ISSUER YES FOR FOR
COMPANY LAW
PROPOSAL #10.l: AMEND ARTICLE 25 RE: AUDITORS ISSUER YES FOR FOR
APPOINTMENT
PROPOSAL #10.m: AMEND ARTICLE 27 RE: STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #10.n: REMOVE ARTICLE 32 BIS ISSUER YES FOR FOR
PROPOSAL #11: ADOPT ALL NECESSARY AGREEMENTS TO ISSUER YES FOR FOR
EXECUTE APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empresa Nacional de Telecomunicaciones S.A. ENTEL
TICKER: ENTEL CUSIP: P37115105
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS OF CLP 34 PER SHARE ISSUER YES FOR FOR
PROPOSAL #3: PRESENT DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #8: ELECT AUDITORS AND ACCOUNT SUPERVISORY ISSUER YES FOR FOR
MEMBERS
PROPOSAL #9: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #10: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #12: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empresas CMPC S.A.
TICKER: CMPC CUSIP: P3712V107
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: APPROVE DIVIDEND DISTRIBUTION OF CLP ISSUER YES FOR FOR
1.26 PER SHARE
PROPOSAL #d: APPOINT AUDITORS AND DESIGNATE RISK ISSUER YES FOR FOR
ASSESSMENT COMPANIES
PROPOSAL #e: APPROVE REMUNERATION OF DIRECTORS; ISSUER YES FOR FOR
APPROVE REMUNERATION AND BUDGET OF DIRECTORS'
PROPOSAL #g: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empresas Copec S.A.
TICKER: COPEC CUSIP: P7847L108
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #c: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #d: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE; PRESENT REPORT ON DIRECTORS'
COMMITTEE ACTIVITIES
PROPOSAL #e: APPOINT PWC OR DELOITTE AS AUDITORS AND ISSUER YES FOR FOR
DESIGNATE FITCH CHILE CLASIFICADORA DE RIESGO
LIMITADA AND FELLER RATE CLASIFICADORA DE RIESGO
LIMITADA AS RISK ASSESSMENT COMPANIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMS Chemie Holding AG
TICKER: EMSN CUSIP: H22206199
MEETING DATE: 8/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3.2.1: APPROVE REMUNERATION OF BOARD OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 740,000
PROPOSAL #3.2.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 2.6 MILLION
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
ORDINARY DIVIDENDS OF CHF 11.00 PER SHARE AND SPECIAL
DIVIDENDS OF CHF 4.00 PER SHARE
PROPOSAL #5: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6.1.1: REELECT ULF BERG AS DIRECTOR, BOARD ISSUER YES FOR FOR
CHAIRMAN, AND MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #6.1.2: REELECT MAGDELENA MARTULLO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1.3: REELECT JOACHIM STREU AS DIRECTOR ISSUER YES FOR FOR
AND MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #6.1.4: REELECT BERNHARD MERKI AS DIRECTOR ISSUER YES FOR FOR
AND MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #6.2: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.3: DESIGNATE ROBERT K. DAEPPEN AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #7: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enagas S.A.
TICKER: ENG CUSIP: E41759106
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT LUIS GARCIA DEL RIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: REELECT ROSA RODRIGUEZ DIAZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: REELECT MARTI PARELLADA SABATA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: REELECT JESUS MAXIMO PEDROSA ORTEGA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: AUTHORIZE INCREASE IN CAPITAL UP TO 50 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED
SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20
PERCENT
PROPOSAL #6: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enbridge Inc.
TICKER: ENB CUSIP: 29250N105
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH THE ISSUER YES FOR FOR
MERGER
PROPOSAL #2: AMEND BY-LAW NO.1 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enbridge Inc.
TICKER: ENB CUSIP: 29250N105
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLARENCE P. CAZALOT, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR MARCEL R. COUTU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY L. EBEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. HERB ENGLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES W. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR V. MAUREEN KEMPSTON ISSUER YES FOR FOR
DARKES
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL MCSHANE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AL MONACO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL E.J. PHELPS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR REBECCA B. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAN C. TUTCHER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CATHERINE L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #5: PREPARE A REPORT DETAILING DUE DILIGENCE SHAREHOLDER YES AGAINST FOR
PROCESS TO IDENTIFY AND ADDRESS SOCIAL AND
ENVIRONMENTAL RISKS WHEN REVIEWING POTENTIAL
ACQUISITIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Encana Corporation
TICKER: ECA CUSIP: 292505104
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER A. DEA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED J. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD J. MAYSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEE A. MCINTIRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARGARET A. MCKENZIE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUZANNE P. NIMOCKS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN G. SHAW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS J. SUTTLES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE G. WATERMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CLAYTON H. WOITAS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endesa Americas SA
TICKER: ENDESA-AM CUSIP: 29261D104
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #I: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
MERGER BY ABSORPTION OF ENDESA AMERICAS SA AND
CHILECTRA AMERICAS SA INTO ENERSIS AMERICAS SA
PROPOSAL #II: APPROVE MERGER BY ABSORPTION OF ENDESA ISSUER YES FOR FOR
AMERICAS AND CHILECTRA AMERICAS BY ENERSIS AMERICAS;
APPROVE BACKGROUND INFORMATION, TERMS AND CONDITIONS
OF MERGER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endesa Americas SA
TICKER: ENDESA-AM CUSIP: ADPV33208
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #I: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
MERGER BY ABSORPTION OF ENDESA AMERICAS SA AND
CHILECTRA AMERICAS SA INTO ENERSIS AMERICAS SA
PROPOSAL #II: APPROVE MERGER BY ABSORPTION OF ENDESA ISSUER YES FOR FOR
AMERICAS SA AND CHILECTRA AMERICAS SA BY ENERSIS
AMERICAS SA; APPROVE BACKGROUND INFORMATION, TERMS
AND CONDITIONS OF MERGER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endesa S.A.
TICKER: ELE CUSIP: E41222113
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
MANAGEMENT REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: RENEW APPOINTMENT OF ERNST & YOUNG AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #6: REELECT MIQUEL ROCA JUNYENT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT ALEJANDRO ECHEVARRIA BUSQUET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CASH-BASED LONG-TERM INCENTIVE ISSUER YES FOR FOR
PLAN
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENEA S.A.
TICKER: ENA CUSIP: X2232G104
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION POLICY FOR MEMBERS SHAREHOLDER YES AGAINST N/A
OF MANAGEMENT BOARD
PROPOSAL #6: APPROVE REMUNERATION POLICY FOR MEMBERS SHAREHOLDER YES AGAINST N/A
OF SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENEA S.A.
TICKER: ENA CUSIP: X2232G104
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #7: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S AND GROUP'S OPERATIONS
PROPOSAL #8: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 0.25 PER SHARE
PROPOSAL #11.1: APPROVE DISCHARGE OF MIROSLAW KOWALIK ISSUER YES FOR FOR
(CEO)
PROPOSAL #11.2: APPROVE DISCHARGE OF WIESLAW PIOSIK ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.3: APPROVE DISCHARGE OF PIOTR ADAMCZAK ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.4: APPROVE DISCHARGE OF MIKOLAJ ISSUER YES FOR FOR
FRANZKOWIAK (MANAGEMENT BOARD MEMBER)
PROPOSAL #11.5: APPROVE DISCHARGE OF DALIDA GEPFERT ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.6: APPROVE DISCHARGE OF GRZEGORZ ISSUER YES FOR FOR
KINELSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #12.1: APPROVE DISCHARGE OF MALGORZATA ISSUER YES FOR FOR
NIEZGODA (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.2: APPROVE DISCHARGE OF PIOTR KOSSAK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.3: APPROVE DISCHARGE OF RAFAL SZYMANSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.4: APPROVE DISCHARGE OF SLAWOMIR ISSUER YES FOR FOR
BRZEZINSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.5: APPROVE DISCHARGE OF WIESLAW PIOSIK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.6: APPROVE DISCHARGE OF RAFAL BARGIEL ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7: APPROVE DISCHARGE OF ROMAN STRYJSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.8: APPROVE DISCHARGE OF PIOTR MIRKOWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.9: APPROVE DISCHARGE OF TADEUSZ MIKLOSZ ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.10: APPROVE DISCHARGE OF WOJCIECH ISSUER YES FOR FOR
KLIMOWICZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.11: APPROVE DISCHARGE OF PAWEL SKOPINSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.12: APPROVE DISCHARGE OF TOMASZ ISSUER YES FOR FOR
GOLEBIOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.13: APPROVE DISCHARGE OF SANDRA ISSUER YES FOR FOR
MALINOWSKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.14: APPROVE DISCHARGE OF RADOSLAW ISSUER YES FOR FOR
WINIARSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #13: AMEND STATUTE ISSUER YES FOR FOR
PROPOSAL #14: AMEND DEC. 15, 2016, EGM RESOLUTION RE: SHAREHOLDER YES AGAINST N/A
REMUNERATION POLICY FOR MANAGEMENT BOARD MEMBERS
PROPOSAL #15.1: APPROVE DISPOSAL OF COMPANY'S ASSETS SHAREHOLDER YES AGAINST N/A
PROPOSAL #15.2: APPROVE REGULATIONS ON AGREEMENTS FOR SHAREHOLDER YES AGAINST N/A
LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS
SERVICES, AND SOCIAL COMMUNICATION SERVICES
PROPOSAL #15.3: APPROVE REGULATIONS ON AGREEMENTS FOR SHAREHOLDER YES AGAINST N/A
DONATIONS, DEBT EXEMPTIONS, AND SIMILAR AGREEMENTS
PROPOSAL #15.4: APPROVE REGULATIONS ON DISPOSAL OF SHAREHOLDER YES AGAINST N/A
ASSETS
PROPOSAL #15.5: APPROVE OBLIGATION OF PUBLICATION OF SHAREHOLDER YES AGAINST N/A
STATEMENTS ON EXPENSES RELATED TO REPRESENTATION,
LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS
SERVICES, SOCIAL COMMUNICATION SERVICES, AND
MANAGEMENT ADVISORY SERVICES
PROPOSAL #15.6: APPROVE REQUIREMENTS FOR CANDIDATES SHAREHOLDER YES AGAINST N/A
TO MANAGEMENT BOARD
PROPOSAL #15.7: APPROVE REGULATIONS ON ELECTION AND SHAREHOLDER YES AGAINST N/A
RECRUITMENT PROCESS OF MANAGEMENT BOARD MEMBERS
PROPOSAL #15.8: APPROVE FULFILMENT OF OBLIGATIONS SHAREHOLDER YES AGAINST N/A
FROM ARTICLES 17.7, 18.2, 20, AND 23 OF ACT ON STATE
PROPERTY MANAGEMENT
PROPOSAL #16: APPROVE CHANGES IN SUPERVISORY BOARD SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enel Americas S.A.
TICKER: ENELAM CUSIP: 29274F104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS' ISSUER YES FOR FOR
COMMITTEE AND APPROVE THEIR BUDGET FOR FY 2017
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS ISSUER YES FOR FOR
AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION
PROPOSAL #8: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #14: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #1: APPROVE CANCELLATION OF COMPANY'S SHARES ISSUER YES FOR FOR
ACQUIRED AS RESULT OF MERGER WITH ENDESA AMERICAS
AND CHILECTRA AMERICAS INTO ENEL AMERICAS AND
RESULTING REDUCTION OF SHARE CAPITAL FROM CLP 4.62
TRILLION TO CLP 4.53 TRILLION
PROPOSAL #2: AMEND ARTICLE 5 AND FIRST TRANSITORY ISSUER YES FOR FOR
ARTICLE RE: CURRENCY CHANGE
PROPOSAL #3: AMEND ARTICLES 15 AND 16 ISSUER YES FOR FOR
PROPOSAL #5: ADOPT AGREEMENTS TO CARRY OUT PROPOSED ISSUER YES FOR FOR
CHANGES TO BYLAWS AND GRANTING OF POWERS TO CARRY
FORWARD RESOLUTIONS ADOPTED BY GENERAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enel Americas S.A.
TICKER: ENELAM CUSIP: P37186106
MEETING DATE: 4/27/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS' ISSUER YES FOR FOR
COMMITTEE AND APPROVE THEIR BUDGET FOR FY 2017
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS ISSUER YES FOR FOR
AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION
PROPOSAL #8: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #14: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enel Americas S.A.
TICKER: ENELAM CUSIP: P37186106
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF COMPANY'S SHARES ISSUER YES FOR FOR
ACQUIRED AS RESULT OF MERGER WITH ENDESA AMERICAS
AND CHILECTRA AMERICAS INTO ENEL AMERICAS AND
RESULTING REDUCTION OF SHARE CAPITAL FROM CLP 4.62
TRILLION TO CLP 4.53 TRILLION
PROPOSAL #2: AMEND ARTICLE 5 AND FIRST TRANSITORY ISSUER YES FOR FOR
ARTICLE RE: CURRENCY CHANGE
PROPOSAL #3: AMEND ARTICLES 15 AND 16 ISSUER YES FOR FOR
PROPOSAL #5: ADOPT AGREEMENTS TO CARRY OUT PROPOSED ISSUER YES FOR FOR
CHANGES TO BYLAWS AND GRANTING OF POWERS TO CARRY
FORWARD RESOLUTIONS ADOPTED BY GENERAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enel Chile S.A.
TICKER: ENELCHILE CUSIP: 29278D105
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS ISSUER YES FOR FOR
AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION
PROPOSAL #8: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #14: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enel Chile S.A.
TICKER: ENELCHILE CUSIP: P3762G109
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS ISSUER YES FOR FOR
AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION
PROPOSAL #8: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #14: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enel Generacion Chile S.A.
TICKER: ENELGXCH CUSIP: 29244T101
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE FOR FY 2017
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS ISSUER YES FOR FOR
AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION
PROPOSAL #8: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #14: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT AGREEMENTS TO CARRY OUT PROPOSED ISSUER YES FOR FOR
CHANGES TO BYLAWS AND GRANTING OF POWERS TO CARRY
FORWARD RESOLUTIONS ADOPTED BY GENERAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enel Generacion Chile S.A.
TICKER: ENELGXCH CUSIP: P3710M109
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE FOR FY 2017
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS ISSUER YES FOR FOR
AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION
PROPOSAL #8: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #14: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enel Generacion Chile S.A.
TICKER: ENELGXCH CUSIP: P3710M109
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT AGREEMENTS TO CARRY OUT PROPOSED ISSUER YES FOR FOR
CHANGES TO BYLAWS AND GRANTING OF POWERS TO CARRY
FORWARD RESOLUTIONS ADOPTED BY GENERAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enel SpA
TICKER: ENEL CUSIP: T3679P115
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #4: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: FIX BOARD TERMS FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6.1: SLATE SUBMITTED BY THE ITALIAN SHAREHOLDER NO N/A N/A
MINISTRY OF ECONOMY AND FINANCE
PROPOSAL #6.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #7: ELECT PATRIZIA GRIECO AS BOARD CHAIR SHAREHOLDER YES FOR N/A
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #9: APPROVE 2017 MONETARY LONG-TERM ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #10: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energa SA
TICKER: ENG CUSIP: X22336105
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5.1: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
COMMITTEES
PROPOSAL #5.2: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
COMMITTEES
PROPOSAL #5.3: AMEND STATUTE RE: GENERAL MEETING ISSUER YES FOR FOR
PROPOSAL #5.4: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.5: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.6: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.7: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.8: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.9: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.10: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.11: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.12: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.13: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.14: AMEND STATUTE RE: GENERAL MEETING ISSUER YES FOR FOR
POWERS
PROPOSAL #5.15: AMEND STATUTE RE: GENERAL MEETING ISSUER YES FOR FOR
POWERS
PROPOSAL #5.16: AMEND STATUTE RE: GENERAL MEETING ISSUER YES FOR FOR
POWERS
PROPOSAL #5.17: AMEND STATUTE ISSUER YES FOR FOR
PROPOSAL #5.18: AMEND STATUTE RE: MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #5.19: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5.20: AMEND STATUTE RE: EDITORIAL AMENDMENT ISSUER YES FOR FOR
PROPOSAL #5.21: AMEND STATUTE RE: EDITORIAL AMENDMENT ISSUER YES FOR FOR
PROPOSAL #5.22: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5.23: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5.24: AMEND STATUTE RE: GENERAL MEETING ISSUER YES FOR FOR
POWERS
PROPOSAL #6: APPROVE REMUNERATION POLICY FOR ISSUER YES AGAINST AGAINST
MANAGEMENT BOARD MEMBERS
PROPOSAL #7: APPROVE REMUNERATION POLICY FOR ISSUER YES AGAINST AGAINST
SUPERVISORY BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energy Development Corporation
TICKER: EDC CUSIP: Y2292T102
MEETING DATE: 5/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE MINUTES OF THE PREVIOUS ISSUER YES FOR FOR
STOCKHOLDERS' MEETING
PROPOSAL #4: APPROVE MANAGEMENT REPORT AND AUDITED ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR THE YEAR ENDED DEC. 31, 2016
PROPOSAL #5: CONFIRM AND RATIFY ALL ACTS AND ISSUER YES FOR FOR
RESOLUTIONS OF MANAGEMENT AND THE BOARD OF DIRECTORS
FROM THE DATE OF THE LAST STOCKHOLDERS' MEETING
PROPOSAL #6.1: ELECT OSCAR M. LOPEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT FEDERICO R. LOPEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT PETER D. GARRUCHO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.4: ELECT FRANCIS GILES B. PUNO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.5: ELECT JONATHAN C. RUSSELL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6.6: ELECT VICTOR EMMANUEL B. SANTOS, JR. ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #6.7: ELECT RICHARD B. TANTOCO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.8: ELECT JOAQUIN E. QUINTOS IV AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.9: ELECT MANUEL I. AYALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.10: ELECT EDGAR O. CHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.11: ELECT FRANCISCO ED. LIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE THE APPOINTMENT OF SGV & CO. AS ISSUER YES FOR FOR
THE EXTERNAL AUDITOR
PROPOSAL #8: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
PROPOSAL #10: ADJOURNMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enersis Americas SA
TICKER: ENERSIS-AM CUSIP: 29274F104
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #I: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
MERGER BY ABSORPTION OF ENDESA AMERICAS SA AND
CHILECTRA AMERICAS SA INTO ENERSIS AMERICAS SA
PROPOSAL #II: APPROVE MERGER BY ABSORPTION OF ENDESA ISSUER YES FOR FOR
AMERICAS AND CHILECTRA AMERICAS BY ENERSIS AMERICAS;
APPROVE BACKGROUND INFORMATION, TERMS AND CONDITIONS
OF MERGER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enersis Americas SA
TICKER: ENERSIS-AM CUSIP: P37186106
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #I: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
MERGER BY ABSORPTION OF ENDESA AMERICAS SA AND
CHILECTRA AMERICAS SA INTO ENERSIS AMERICAS SA
PROPOSAL #II: APPROVE MERGER BY ABSORPTION OF ENDESA ISSUER YES FOR FOR
AMERICAS SA AND CHILECTRA AMERICAS SA BY ENERSIS
AMERICAS SA; APPROVE BACKGROUND INFORMATION, TERMS
AND CONDITIONS OF MERGER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enersis Chile S.A.
TICKER: ENERSIS-CH CUSIP: 29278D105
MEETING DATE: 10/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME TO ENEL CHILE SA; ISSUER YES FOR FOR
AMEND ARTICLE 1
PROPOSAL #2: AMEND ARTICLE 4 ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLE 43 ISSUER YES FOR FOR
PROPOSAL #4: REMOVE TRANSITORY ARTICLES 2, 4, 5, 6, ISSUER YES FOR FOR
7, 9 AND 10
PROPOSAL #5: ADOPT ALL NECESSARY AGREEMENTS TO CARRY ISSUER YES FOR FOR
OUT PROPOSED ARTICLE REFORM; GRANT POWERS TO EXECUTE
RESOLUTIONS ADOPTED BY THIS GENERAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enersis Chile S.A.
TICKER: ENERSIS-CH CUSIP: ADPV33207
MEETING DATE: 10/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME TO ENEL CHILE SA; ISSUER YES FOR FOR
AMEND ARTICLE 1
PROPOSAL #2: AMEND ARTICLE 4 ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLE 43 ISSUER YES FOR FOR
PROPOSAL #4: REMOVE TRANSITORY ARTICLES 2, 4, 5, 6, ISSUER YES FOR FOR
7, 9 AND 10
PROPOSAL #5: ADOPT ALL NECESSARY AGREEMENTS TO CARRY ISSUER YES FOR FOR
OUT PROPOSED ARTICLE REFORM; GRANT POWERS TO EXECUTE
RESOLUTIONS ADOPTED BY THIS GENERAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Engie
TICKER: ENGI CUSIP: F3R09R100
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1 PER SHARE AND AN EXTRA OF EUR 0.10
PER SHARE TO LONG TERM REGISTERED SHARES
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING NEW
TRANSACTIONS; ACKNOWLEDGE ONGOING TRANSACTIONS
PROPOSAL #5: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH ISABELLE KOCHER, CEO
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: RATIFY APPOINTMENT OF PATRICE DURAND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT CHRISTOPHE AUBERT AS ISSUER YES FOR N/A
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #9: ELECT TON WILLEMS AS REPRESENTATIVE OF ISSUER YES FOR N/A
EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
GERARD MESTRALLET, CHAIRMAN AND CEO UNTIL MAY 3, 2016
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ISABELLE KOCHER, VICE CEO UNTIL MAY 3, 2016
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ISABELLE KOCHER, CEO SINCE MAY 3, 2016
PROPOSAL #13: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
EXECUTIVE OFFICERS
PROPOSAL #14: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #15: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS FOR EMPLOYEES OF
INTERNATIONAL SUBSIDIARIES
PROPOSAL #16: AUTHORIZE UP TO 0.75 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #17: AUTHORIZE UP TO 0.75 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #18: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Engie
TICKER: ENGI CUSIP: F7629A107
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1 PER SHARE AND AN EXTRA OF EUR 0.10
PER SHARE TO LONG TERM REGISTERED SHARES
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING NEW
TRANSACTIONS; ACKNOWLEDGE ONGOING TRANSACTIONS
PROPOSAL #5: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH ISABELLE KOCHER, CEO
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: RATIFY APPOINTMENT OF PATRICE DURAND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT CHRISTOPHE AUBERT AS ISSUER YES FOR N/A
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #9: ELECT TON WILLEMS AS REPRESENTATIVE OF ISSUER YES FOR N/A
EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
GERARD MESTRALLET, CHAIRMAN AND CEO UNTIL MAY 3, 2016
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ISABELLE KOCHER, VICE CEO UNTIL MAY 3, 2016
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ISABELLE KOCHER, CEO SINCE MAY 3, 2016
PROPOSAL #13: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
EXECUTIVE OFFICERS
PROPOSAL #14: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #15: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS FOR EMPLOYEES OF
INTERNATIONAL SUBSIDIARIES
PROPOSAL #16: AUTHORIZE UP TO 0.75 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #17: AUTHORIZE UP TO 0.75 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #18: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENGIE Brasil Energia SA
TICKER: EGIE3 CUSIP: P37625103
MEETING DATE: 4/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE EMPLOYEES' BONUSES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS AND ISSUER NO N/A N/A
ALTERNATES
PROPOSAL #5.1: ELECT MANOEL EDUARDO LIMA LOPES AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND AILTON PINTO SIQUEIRA AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #6: ELECT SIMONE CRISTINA DE PAOLA BARBIERI ISSUER YES FOR FOR
AS ALTERNATE DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eni S.p.A.
TICKER: ENI CUSIP: T3643A145
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: FIX BOARD TERMS FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5.1: SLATE SUBMITTED BY THE MINISTRY OF THE SHAREHOLDER NO N/A N/A
ECONOMY AND FINANCE
PROPOSAL #5.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #6: ELECT EMMA MARCEGAGLIA AS BOARD CHAIR SHAREHOLDER YES FOR N/A
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #8.1: SLATE SUBMITTED BY THE MINISTRY OF THE SHAREHOLDER YES FOR N/A
ECONOMY AND FINANCE
PROPOSAL #8.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES AGAINST N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #9: APPOINT CHAIR OF THE BOARD OF STATUTORY SHAREHOLDER YES FOR N/A
AUDITORS
PROPOSAL #10: APPROVE INTERNAL AUDITORS' REMUNERATION SHAREHOLDER YES FOR N/A
PROPOSAL #11: APPROVE RESTRICTED STOCK PLAN; ISSUER YES FOR FOR
AUTHORIZE REISSUANCE OF TREASURY SHARES TO SERVICE
RESTRICTED STOCK PLAN
PROPOSAL #12: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enka Insaat ve Sanayi A.S.
TICKER: ENKAI CUSIP: M4055T108
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PRESIDING COUNCIL OF MEETING AND ISSUER YES FOR FOR
AUTHORIZE PRESIDING COUNCIL TO SIGN MEETING MINUTES
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE BOARD TO DISTRIBUTE INTERIM ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #13: APPROVE ACCOUNTING TRANSFERS IN CASE OF ISSUER YES FOR FOR
LOSSES FOR 2017
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENN Energy Holdings Ltd.
TICKER: 2688 CUSIP: G3066L101
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT WANG ZIZHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT MA ZHIXIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT YUEN PO KWONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT SEAN S J WANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: ADOPT THE AMENDED AND RESTATED ARTICLES ISSUER YES FOR FOR
OF ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EOH Holdings Limited
TICKER: EOH CUSIP: S2593K104
MEETING DATE: 2/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT ROB SPOREN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT LUCKY KHUMALO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT AUDREY MOTHUPI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT ROB SPOREN AS CHAIRMAN OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT LUCKY KHUMALO AS MEMBER OF ISSUER YES AGAINST AGAINST
THE AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT TSHILIDZI MARWALA AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #3.4: ELECT AUDREY MOTHUPI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: REAPPOINT MAZARS (GAUTENG) INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT MILES FISHER AS
THE INDIVIDUAL REGISTERED AUDITOR AND AUTHORISE THEIR
REMUNERATION
PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE ISSUE OF SHARES FOR CASH FOR ISSUER YES FOR FOR
BBBEE PURPOSES
PROPOSAL #8: AUTHORISE BOARD TO ISSUE SHARES AND SELL ISSUER YES FOR FOR
TREASURY SHARES FOR CASH
PROPOSAL #9: APPROVE THE MTHOMBO SHARE INCENTIVE ISSUER YES AGAINST AGAINST
TRUST
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Epistar Corp.
TICKER: 2448 CUSIP: Y2298F106
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE ISSUANCE OF ORDINARY SHARES TO ISSUER YES FOR FOR
PARTICIPATE IN THE ISSUANCE OF GLOBAL DEPOSITORY
RECEIPT OR ISSUANCE OF ORDINARY SHARES VIA PRIVATE
PLACEMENT
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equatorial Energia S.A.
TICKER: EQTL3 CUSIP: P3773H104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #4.1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #5.1: INSTALL FISCAL COUNCIL ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #5.3: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equatorial Energia S.A.
TICKER: EQTL3 CUSIP: P3773H104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLE 6 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
PROPOSAL #4: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equatorial Energia S.A.
TICKER: EQTL3 CUSIP: P3773H104
MEETING DATE: 5/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLE 6 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
PROPOSAL #4: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eregli Demir ve Celik Fabrikalari TAS
TICKER: EREGL CUSIP: M40710101
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
PROPOSAL #14: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Erste Group Bank AG
TICKER: EBS CUSIP: A19494102
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.00 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #6: RATIFY PWC WIRTSCHAFTSPRUEFUNG GMBH ISSUER YES AGAINST AGAINST
AUDITORS
PROPOSAL #7.1: RE-ELECT BRIAN DEVERAUX O'NEILL AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #7.2: ELECT JORDI GUAL SOLE AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #7.3: RE-ELECT JOHN JAMES STACK AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #7.4: ELECT MARION KHUENY AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #7.5: RE-ELECT FRIEDRICH ROEDLER AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #7.6: RE-ELECT JAN HOMAN AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO TEN ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES TO KEY EMPLOYEES
PROPOSAL #11: AMEND ARTICLES RE: CORPORATE PURPOSE; ISSUER YES FOR FOR
MANAGEMENT AND SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Esprit Holdings Limited
TICKER: 330 CUSIP: G3122U145
MEETING DATE: 12/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a1: ELECT RAYMOND OR CHING FAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a2: ELECT ALEXANDER REID HAMILTON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2a3: ELECT CARMELO LEE KA SZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a4: ELECT NORBERT ADOLF PLATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: AUTHORIZE BOARD TO FIX DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR�� FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Essilor International
TICKER: EI CUSIP: F31668100
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.50 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: RATIFY APPOINTMENT OF JEANETTE WONG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: REELECT PHILIPPE ALFROID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT JULIETTE FAVRE AS REPRESENTATIVE ISSUER YES FOR FOR
OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #8: REELECT YI HE AS REPRESENTATIVE OF ISSUER YES FOR FOR
EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #9: REELECT HUBERT SAGNIERES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT LAURENT VACHEROT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE SEVERANCE AGREEMENT WITH HUBERT ISSUER YES FOR FOR
SAGNIERES, CHAIRMAN AND CEO
PROPOSAL #12: APPROVE SEVERANCE AGREEMENT WITH ISSUER YES FOR FOR
LAURENT VACHEROT, VICE-CEO
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
HUBERT SAGNIERES, CHAIRMAN AND CEO
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
LAURENT VACHEROT, VICE-CEO
PROPOSAL #15: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
EXECUTIVE OFFICERS
PROPOSAL #16: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 880,000
PROPOSAL #17: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #18: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #19: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS FOR EMPLOYEES OF
INTERNATIONAL SUBSIDIARIES
PROPOSAL #20: AMEND ARTICLE 12 AND 14 OF BYLAWS RE: ISSUER YES FOR FOR
EMPLOYEE REPRESENTATIVE AND DIRECTORS
PROPOSAL #21: PURSUANT TO ACQUISITION OF LUXOTTICA, ISSUER YES FOR FOR
ADOPT NEW BYLAWS
PROPOSAL #22: APPROVE CONTRIBUTION IN KIND OF ISSUER YES FOR FOR
LUXOTTICA SHARES BY DELFIN AND ITS VALUATION
PROPOSAL #23: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
20 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #24: APPROVE SALE OF COMPANY ASSETS TO ISSUER YES FOR FOR
DELAMARE SOVRA
PROPOSAL #25: AMEND ARTICLE 2 OF BYLAWS RE: CORPORATE ISSUER YES FOR FOR
PURPOSE
PROPOSAL #26: SUBJECT TO APPROVAL OF ITEMS 20-24, 27- ISSUER YES FOR FOR
39, ELECT LEONARDO DEL VECCHIO AS DIRECTOR
PROPOSAL #27: SUBJECT TO APPROVAL OF ITEMS 20-24, 26, ISSUER YES FOR FOR
28-39, ELECT ROMOLO BARDIN AS DIRECTOR
PROPOSAL #28: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
27, 29-39, ELECT GIOVANNI GIALLOMBARDO AS DIRECTOR
PROPOSAL #29: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
28, 30-39, ELECT RAFAELLA MAZZOLI AS DIRECTOR
PROPOSAL #30: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
29, 31-39, ELECT FRANCESCO MILLERI AS DIRECTOR
PROPOSAL #31: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
30, 32-39, ELECT GIANNI MION AS DIRECTOR
PROPOSAL #32: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
31, 33-39, ELECT LUCIA MORSELLI AS DIRECTOR
PROPOSAL #33: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
32, 34-39, ELECT CRISTINA SCOCCHIA AS DIRECTOR
PROPOSAL #34: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
33, 35-39, ELECT HUBERT SAGNIERES AS DIRECTOR
PROPOSAL #35: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
34, 36-39, ELECT JULIETTE FAVRE AS REPRESENTATIVE OF
EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #36: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
35, 37-39, ELECT HENRIETTA FORE AS DIRECTOR
PROPOSAL #37: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
36, 38, 39, ELECT BERNARD HOURS AS DIRECTOR
PROPOSAL #38: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
37, 39, ELECT ANNETTE MESSEMER AS DIRECTOR
PROPOSAL #39: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
38, ELECT OLIVIER PECOUX AS DIRECTOR
PROPOSAL #40: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Estacio Participacoes SA
TICKER: ESTC3 CUSIP: P3784E108
MEETING DATE: 8/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: WAIVE MANDATORY OFFER REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MERGER AGREEMENT BETWEEN THE ISSUER YES FOR FOR
COMPANY AND KROTON EDUCACIONAL S.A.
PROPOSAL #3: APPROVE MERGER BETWEEN THE COMPANY AND ISSUER YES FOR FOR
KROTON EDUCACIONAL S.A.
PROPOSAL #4: AUTHORIZE BOARD TO SUBSCRIBE TO NEW ISSUER YES FOR FOR
SHARES IN CONNECTION WITH THE TRANSACTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Estacio Participacoes SA
TICKER: ESTC3 CUSIP: P3784E108
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS UP TO BRL 280 ISSUER YES FOR FOR
MILLION
PROPOSAL #2: AUTHORIZE BOARD TO DECIDE ON PAYMENT ISSUER YES FOR FOR
DATE OF ADDITIONAL INTERIM DIVIDEND OF BRL 140
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Estacio Participacoes SA
TICKER: ESTC3 CUSIP: P3784E108
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Estacio Participacoes SA
TICKER: ESTC3 CUSIP: P3784E108
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #4: INSTALL FISCAL COUNCIL ISSUER YES FOR FOR
PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS AND ISSUER YES FOR FOR
ALTERNATES
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Estacio Participacoes SA
TICKER: ESTC3 CUSIP: P3784E108
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY ACQUISITION OF SOCIEDADE ISSUER YES FOR FOR
EMPRESARIAL DE ESTUDOS SUPERIORES E TECNOLOGICOS
SANT' ANA LTDA TO BE CARRIED OUT BY THE COMPANY'S
SUBSIDIARY SOCIEDADE EDUCACIONAL ATUAL DA AMAZONIA
LTDA AND AUTHORIZE BOARD TO RATIFY AND EXECUTE
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eternal Materials Co., Ltd.
TICKER: 1717 CUSIP: Y23471108
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ets Franz Colruyt
TICKER: COLR CUSIP: B26882231
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECEIVE AND APPROVE DIRECTORS' AND ISSUER YES FOR FOR
AUDITORS' REPORTS, AND REPORT OF THE WORKS COUNCIL
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3b: ADOPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS OF EUR 1.12 PER SHARE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT PARTICIPATION OF ISSUER YES FOR FOR
EMPLOYEES THROUGH ALLOTMENT OF REPURCHASED SHARES OF
PROPOSAL #7: REELECT FRANCOIS GILLET AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: ELECT KORYS, PERMANENTLY REPRESENTED BY ISSUER YES AGAINST AGAINST
JEF COLRUYT, AS DIRECTOR
PROPOSAL #9: RATIFY ERSNT & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ets Franz Colruyt
TICKER: COLR CUSIP: B26882231
MEETING DATE: 10/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #I.3: APPROVE EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
UP TO 1,000,000 SHARES
PROPOSAL #I.4: APPROVE FIXING OF THE PRICE OF SHARES ISSUER YES FOR FOR
TO BE ISSUED
PROPOSAL #I.5: ELIMINATE PREEMPTIVE RIGHTS RE: ITEM ISSUER YES FOR FOR
I.3
PROPOSAL #I.6: APPROVE INCREASE OF CAPITAL FOLLOWING ISSUER YES FOR FOR
ISSUANCE OF EQUITY WITHOUT PREEMPTIVE RIGHTS RE: ITEM
I.3
PROPOSAL #I.7: APPROVE SUBSCRIPTION PERIOD RE: ITEM ISSUER YES FOR FOR
I.3
PROPOSAL #I.8: AUTHORIZE BOARD TO IMPLEMENT APPROVED ISSUER YES FOR FOR
RESOLUTIONS AND FILL REQUIRED DOCUMENTS/FORMALITIES
AT TRADE REGISTRY
PROPOSAL #II.1: AUTHORIZE BOARD TO REPURCHASE SHARES ISSUER YES FOR FOR
IN THE EVENT OF A SERIOUS AND IMMINENT HARM AND UNDER
NORMAL CONDITIONS
PROPOSAL #II.2: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES RE: ITEM II.1
PROPOSAL #II.3: AUTHORIZE BOARD TO REISSUE ISSUER YES FOR FOR
REPURCHASED SHARES IN ORDER TO PREVENT A SERIOUS AND
PROPOSAL #II.4: AUTHORIZE IMPLEMENTATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Euler Hermes Group
TICKER: ELE CUSIP: F2013Q107
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOMEDIVIDENDS OF ISSUER YES FOR FOR
EUR 4.68 PER SHARE
PROPOSAL #4: ACKNOWLEDGE REEVALUATION OF RESERVE ISSUER YES FOR FOR
ACCOUNT
PROPOSAL #5: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING NEW TRANSACTIONS
PROPOSAL #6: RENEW APPOINTMENT OF EXCO PARIS ACE AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: RENEW APPOINTMENT OF KPMG SA AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: DECISION NOT TO RENEW EMMANUEL CHARRIER ISSUER YES FOR FOR
AS ALTERNATE AUDITOR
PROPOSAL #9: DECISION NOT TO RENEW KPMG AUDIT FS I AS ISSUER YES FOR FOR
ALTERNATE AUDITOR
PROPOSAL #10: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
CHAIRMAN OF THE MANAGEMENT BOARD AND MEMBERS OF THE
MANAGEMENT BOARD
PROPOSAL #11: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
CHAIRMAN OF THE SUPERVISORY BOARD AND MEMBERS OF THE
SUPERVISORY BOARD
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
WILFRIED VERSTRAETE, CHAIRMAN OF THE MANAGEMENT BOARD
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FREDERIC BIZIERE, PAUL OVEREEM, CLARISSE KOPFF, GERD-
UWE BADEN, DIRK OEVERMANN, MEMBERS OF THE MANAGEMENT
BOARD UNTIL MAR. 31, 2016 AND MICHELE PIGNOTTI AND
LUDOVIC SENECAUT, MEMBERS OF BOARD SINCE MAR. 31
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CLEMENT BOOTH, CHAIRMAN OF THE SUPERVISORY BOARD
UNTIL MAY 25, 2016, AND AXEL THEIS, CHAIRMAN OF THE
SUPERVISORY BOARD SINCE MAY 25, 2016
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: AMEND ARTICLE 4 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH NEW REGULATIONS RE: COMPANY HEADQUARTERS
PROPOSAL #17: AMEND ARTICLE 12 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH NEW REGULATIONS RE: POWERS
PROPOSAL #18: AMEND ARTICLE 19 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH NEW REGULATIONS RE: AUDITOR
PROPOSAL #19: AMEND ARTICLE 11 OF BYLAWS RE: ISSUER YES FOR FOR
SHAREHOLDING REQUIREMENTS FOR DIRECTORS
PROPOSAL #20: DELEGATE POWER TO THE SUPERVISORY BOARD ISSUER YES FOR FOR
TO AMEND THE BYLAWS TO COMPLY WITH NEW REGULATION
PROPOSAL #21: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eurazeo
TICKER: RF CUSIP: F3296A108
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.2 PER SHARE
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: REELECT STEPHANE PALLEZ AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6: ELECT ANNE DIAS AS SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #7: APPROVE REMUNERATION POLICY OF MEMBERS ISSUER YES FOR FOR
OF SUPERVISORY BOARD
PROPOSAL #8: APPROVE REMUNERATION POLICY OF MEMBERS ISSUER YES FOR FOR
OF MANAGEMENT BOARD
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
MICHEL DAVID-WEILL, CHAIRMAN OF THE SUPERVISORY BOARD
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PATRICK SAYER, CHAIRMAN OF THE MANAGEMENT BOARD
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
VIRGINIE MORGON AND PHILIPPE AUDOUIN, MEMBERS OF
MANAGEMENT BOARD
PROPOSAL #12: RENEW APPOINTMENT OF MAZARS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #13: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #14: APPROVE CHANGE OF CORPORATE FORM TO ISSUER YES FOR FOR
SOCIETAS EUROPAEA (SE)
PROPOSAL #15: PURSUANT TO ITEM 14 ABOVE, ADOPT NEW ISSUER YES FOR FOR
BYLAWS
PROPOSAL #16: SUBJECT TO APPROVAL OF ITEM 14, ISSUER YES FOR FOR
DELEGATE POWERS TO THE MANAGEMENT BOARD TO CARRY OUT
PREVIOUS AUTHORIZATIONS AND DELEGATIONS
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: AUTHORIZE BOARD TO ISSUE FREE WARRANTS ISSUER YES FOR FOR
WITH PREEMPTIVE RIGHTS DURING A PUBLIC TENDER OFFER
PROPOSAL #19: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #20: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eurobank Ergasias SA
TICKER: EUROB CUSIP: X2321W101
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DIRECTOR APPOINTMENTS AND APPOINT ISSUER YES FOR FOR
MEMBER OF AUDIT COMMITTEE
PROPOSAL #5: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eurocash SA
TICKER: EUR CUSIP: X2382S106
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
MANAGEMENT BOARD REPORT ON COMPANY'S OPERATIONS
PROPOSAL #10: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND MANAGEMENT BOARD REPORT ON GROUP'S
OPERATIONS
PROPOSAL #11: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 0.73 PER SHARE
PROPOSAL #12.1: APPROVE DISCHARGE OF LUIS MANUEL ISSUER YES FOR FOR
CONCEICAO DO AMARAL (CEO)
PROPOSAL #12.2: APPROVE DISCHARGE OF KATARZYNA ISSUER YES FOR FOR
KOPACZEWSKA (MANAGEMENT BOARD MEMBER)
PROPOSAL #12.3: APPROVE DISCHARGE OF RUI AMARAL ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #12.4: APPROVE DISCHARGE OF ARNALDO ISSUER YES FOR FOR
GUERREIRO (MANAGEMENT BOARD MEMBER)
PROPOSAL #12.5: APPROVE DISCHARGE OF PEDRO MARTINHO ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #12.6: APPROVE DISCHARGE OF JACEK OWCZAREK ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #12.7: APPROVE DISCHARGE OF DAVID BONER ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #13.1: APPROVE DISCHARGE OF JOAO BORGES DE ISSUER YES FOR FOR
ASSUNCAO (SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #13.2: APPROVE DISCHARGE OF EDUARDO AGUINAGA ISSUER YES FOR FOR
DE MORAES (SUPERVISORY BOARD MEMBER)
PROPOSAL #13.3: APPROVE DISCHARGE OF HANS KORBER ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #13.4: APPROVE DISCHARGE OF FRANCISCO JOSE ISSUER YES FOR FOR
VALENTE HIPOLITO DOS SANTOS (SUPERVISORY BOARD
PROPOSAL #13.5: APPROVE DISCHARGE OF JACEK ISSUER YES FOR FOR
SZWAJCOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #14: AMEND STATUTE TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #15: APPROVE CONSOLIDATED TEXT OF STATUTE ISSUER YES FOR FOR
PROPOSAL #16: AMEND REGULATIONS ON SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #18.1: APPROVE STOCK OPTION PLAN XI ISSUER YES FOR FOR
PROPOSAL #18.2: APPROVE STOCK OPTION PLAN XIA ISSUER YES FOR FOR
PROPOSAL #18.3: APPROVE STOCK OPTION PLAN XIB ISSUER YES FOR FOR
PROPOSAL #18.4: APPROVE STOCK OPTION PLAN XII ISSUER YES FOR FOR
PROPOSAL #18.5: APPROVE STOCK OPTION PLAN XIIA ISSUER YES FOR FOR
PROPOSAL #18.6: APPROVE STOCK OPTION PLAN XIIB ISSUER YES FOR FOR
PROPOSAL #18.7: APPROVE STOCK OPTION PLAN XIII ISSUER YES FOR FOR
PROPOSAL #18.8: APPROVE STOCK OPTION PLAN XIIIA ISSUER YES FOR FOR
PROPOSAL #18.9: APPROVE STOCK OPTION PLAN XIIIB ISSUER YES FOR FOR
PROPOSAL #18.10: APPROVE STOCK OPTION PLAN XIV ISSUER YES FOR FOR
PROPOSAL #18.11: APPROVE STOCK OPTION PLAN XIVA ISSUER YES FOR FOR
PROPOSAL #18.12: APPROVE STOCK OPTION PLAN XIVB ISSUER YES FOR FOR
PROPOSAL #18.13: APPROVE STOCK OPTION PLAN XV ISSUER YES FOR FOR
PROPOSAL #18.14: APPROVE STOCK OPTION PLAN XVA ISSUER YES FOR FOR
PROPOSAL #18.15: APPROVE STOCK OPTION PLAN XVB ISSUER YES FOR FOR
PROPOSAL #18.16: APPROVE STOCK OPTION PLAN XVI ISSUER YES FOR FOR
PROPOSAL #18.17: APPROVE STOCK OPTION PLAN XVIA ISSUER YES FOR FOR
PROPOSAL #18.18: APPROVE STOCK OPTION PLAN XVIB ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eurofins Scientific SE
TICKER: ERF CUSIP: F3322K104
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACKNOWLEDGE BOARD'S REPORTS ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE AUDITOR'S REPORTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT PATRIZIA LUCHETTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: ACKNOWLEDGE INFORMATION ON REPURCHASE ISSUER YES FOR FOR
PROGRAM
PROPOSAL #12: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #13: ACKNOWLEDGE DIRECTORS' SPECIAL REPORTS ISSUER YES FOR FOR
RE: SHARE REPURCHASE
PROPOSAL #14: APPROVE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #15: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #16: AMEND ARTICLE 10 TO CLARIFY LEGAL ISSUER YES AGAINST AGAINST
FRAMEWORK RE: FORM OF SHARES
PROPOSAL #17: AMEND ARTICLE 20 RE: PARTICIPATION AT ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #18: AMEND ARTICLE 12 RE: DOUBLE VOTING ISSUER YES AGAINST AGAINST
RIGHTS FOR LONG-TERM REGISTERED SHAREHOLDERS
PROPOSAL #19: AMEND ARTICLES RE: REFLECT CHANGES IN ISSUER YES FOR FOR
LUXEMBOURG COMPANY LAW
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eutelsat Communications
TICKER: ETL CUSIP: F3692M128
MEETING DATE: 11/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.10 PER SHARE
PROPOSAL #5: REELECT MICHEL DE ROSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT CAROLE PIWNICA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT MIRIEM BENSALAH CHAQROUN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #8: ELECT RODOLPHE BELMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT FONDS STRATEGIQUE DE ISSUER YES FOR FOR
PARTICIPATIONS AS DIRECTOR
PROPOSAL #10: ADVISORY VOTE ON COMPENSATION OF MICHEL ISSUER YES FOR FOR
DE ROSEN, CEO UNTIL FEB. 29, 2016
PROPOSAL #11: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
RODOLPHE BELMER, CEO SINCE DEC. 1, 2015
PROPOSAL #12: ADVISORY VOTE ON COMPENSATION OF MICHEL ISSUER YES FOR FOR
AZIBERT, VICE-CEO
PROPOSAL #13: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #14: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #15: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eva Airways Corp.
TICKER: 2618 CUSIP: Y2361Y107
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #8: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES, ENDORSEMENT AND GUARANTEES
PROPOSAL #9.1: ELECT LIN BOU-SHIU , A REPRESENTATIVE ISSUER YES FOR FOR
OF EVERGREEN INTERNATIONAL CORP. WITH SHAREHOLDER NO.
5414 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT CHANG KUO-CHENG , A ISSUER YES FOR FOR
REPRESENTATIVE OF EVERGREEN INTERNATIONAL CORP. WITH
SHAREHOLDER NO. 5414 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT KO LEE-CHING , A REPRESENTATIVE ISSUER YES FOR FOR
OF EVERGREEN MARINE CORP. (TAIWAN) LTD. WITH
SHAREHOLDER NO. 19 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT TAI JIIN-CHYUAN , A ISSUER YES FOR FOR
REPRESENTATIVE OF CHANG YUNG-FA CHARITY FOUNDATION
WITH SHAREHOLDER NO. 306304 AS NON-INDEPENDENT
PROPOSAL #9.5: ELECT CHEN HSIEN-HUNG , A ISSUER YES FOR FOR
REPRESENTATIVE OF CHANG YUNG-FA CHARITY FOUNDATION
WITH SHAREHOLDER NO. 306304 AS NON-INDEPENDENT
PROPOSAL #9.6: ELECT WU KUANG-HUI , A REPRESENTATIVE ISSUER YES FOR FOR
OF EVERGREEN MARINE CORP. (TAIWAN) LTD. WITH
SHAREHOLDER NO. 19 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT CHIEN YOU-HSIN WITH ID NO. ISSUER YES FOR FOR
R100061XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.8: ELECT HSU SHUN-HSIUNG WITH ID NO. ISSUER YES FOR FOR
P121371XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.9: ELECT WU CHUNG-PAO WITH ID NO. ISSUER YES FOR FOR
G120909XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Everbright Securities Co., Ltd.
TICKER: 601788 CUSIP: Y2357S114
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT WANG HONGYANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROPOSAL OF PROPRIETARY TRADING ISSUER YES FOR FOR
BUSINESS SCALE IN 2017
PROPOSAL #8: APPROVE ERNST & YOUNG HUA MING LLP ISSUER YES FOR FOR
(SPECIAL GENERAL PARTNERSHIP) AS PRC EXTERNAL
AUDITORS AND ERNST & YOUNG AS OVERSEAS EXTERNAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evergreen Marine Corp.
TICKER: 2603 CUSIP: Y23632105
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES, ENDORSEMENT AND GUARANTEES
PROPOSAL #8.1: ELECT CHANG CHENG-YUNG, A ISSUER YES FOR FOR
REPRESENTATIVE OF EVERGREEN STEEL CORPORATION WITH
SHAREHOLDER NO. 10710 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT CHANG KUO-HUA, A REPRESENTATIVE ISSUER YES FOR FOR
OF CHANG YUNG FA CHARITY FOUNDATION WITH SHAREHOLDER
NO. 255161 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT CHANG KUO-MING, A REPRESENTATIVE ISSUER YES FOR FOR
OF CHANG YUNG FA CHARITY FOUNDATION WITH SHAREHOLDER
NO. 255161 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT KO LEE-CHING, A REPRESENTATIVE ISSUER YES FOR FOR
OF EVERGREEN INTERNATIONAL S.A. WITH SHAREHOLDER NO.
840 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT LEE MONG-JYE, A REPRESENTATIVE ISSUER YES FOR FOR
OF EVERGREEN INTERNATIONAL S.A. WITH SHAREHOLDER NO.
840 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT HSIEH HUEY-CHUAN, A ISSUER YES FOR FOR
REPRESENTATIVE OF EVERGREEN STEEL CORPORATION WITH
SHAREHOLDER NO. 10710 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT YU FANG-LAI WITH ID NO. ISSUER YES FOR FOR
A102341XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT CHANG CHIA-CHEE WITH ID NO. ISSUER YES FOR FOR
A120220XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT LI CHANG-CHOU WITH ID NO. ISSUER YES FOR FOR
H121150XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF �� ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evonik Industries AG
TICKER: EVK CUSIP: D2R90Y117
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.15 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: ELECT ALDO BELLONI TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exedy Corp.
TICKER: 7278 CUSIP: J1326T101
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 45
PROPOSAL #2.1: ELECT DIRECTOR HISAKAWA, HIDEHITO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MATSUDA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OKAMURA, SHOGO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TOYOHARA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MATSUDA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KOJIMA, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NAKAHARA, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MITSUYA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR AKITA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR YOSHIKAWA, ICHIZO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR TAKANO, TOSHIKI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR TOYODA, ISSUER YES AGAINST AGAINST
KANSHIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exide Industries Ltd.
TICKER: 500086 CUSIP: Y2383M131
MEETING DATE: 7/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT A. K. MUKHERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT MR. NADEEM KAZIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE S. R. BATLIBOI & CO. LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
COST AUDITORS
PROPOSAL #7: ELECT NAWSHIR H. MIRZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
GAUTAM CHATTERJEE AS MANAGING DIRECTOR AND CEO
PROPOSAL #9: ELECT ARUN MITTAL AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE HIS APPOINTMENT AND REMUNERATION AS EXECUTIVE
DIRECTOR DESIGNATED AS DIRECTOR - INDUSTRIAL
PROPOSAL #10: APPROVE COMMISSION REMUNERATION FOR ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exor N.V.
TICKER: EXO CUSIP: N3139K108
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2d: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2e: APPROVE DIVIDENDS OF EUR 0.35 PER SHARE ISSUER YES FOR FOR
PROPOSAL #3a: RATIFY ERNST AND YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3b: AMEND REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #4a: APPROVE DISCHARGE OF EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4b: APPROVE DISCHARGE OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: REELECT JOHN ELKANN AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6a: REELECT MARC BOLLAND AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6b: REELECT SERGIO MARCHIONNE AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #6c: ELECT ALESSANDRO NASI AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6d: ELECT ANDREA AGNELLI AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6e: ELECT NICCOLO CAMERANA AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6f: ELECT GINEVRA ELKANN AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6g: ELECT ANNE MARIANNE FENTENER VAN ISSUER YES FOR FOR
VLISSINGEN AS NON-EXECUTIVE DIRECTOR
PROPOSAL #6h: ELECT ANTONIO MOTA DE SAUSA HORTA ISSUER YES FOR FOR
OSORIO AS NON-EXECUTIVE DIRECTOR
PROPOSAL #6i: ELECT LUPO RATTAZZI AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6j: ELECT ROBERT SPEYER AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6k: ELECT MICHELANGELO VOLPI AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #6l: ELECT RUTH WERTHEIMER AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6m: ELECT MELISSA BETHELL AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6n: ELECT LAURENCE DEBROUX AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7a: AUTHORIZE REPURCHASE OF SHARES ISSUER YES FOR FOR
PROPOSAL #7b: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exor S.P.A.
TICKER: EXO CUSIP: T3833E113
MEETING DATE: 9/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE A MERGER WITH EXOR HOLDING NV ISSUER YES AGAINST AGAINST
PROPOSAL #2: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES AGAINST AGAINST
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Experian plc
TICKER: EXPN CUSIP: G32655105
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT LUIZ FLEURY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT BRIAN CASSIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ROGER DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DEIRDRE MAHLAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT LLOYD PITCHFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DON ROBERT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: RE-ELECT GEORGE ROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PAUL WALKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT KERRY WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exxaro Resources Ltd
TICKER: EXX CUSIP: S26949107
MEETING DATE: 12/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE SPECIFIC REPURCHASE OF SHARES ISSUER YES FOR FOR
FROM MAIN STREET 333 PROPRIETARY LIMITED
PROPOSAL #2: APPROVE REVOCATION OF SPECIAL RESOLUTION ISSUER YES FOR FOR
1 IF THE SCHEME IS TERMINATED
PROPOSAL #1: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exxaro Resources Ltd
TICKER: EXX CUSIP: S26949107
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT RIAAN KOPPESCHAAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT RAS MYBURGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT PEET SNYDERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT DR CON FAUCONNIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: RE-ELECT RAIN ZIHLANGU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT DR CON FAUCONNIER AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #2.2: RE-ELECT VUYISA NKONYENI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #2.3: RE-ELECT JEFF VAN ROOYEN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.1: RE-ELECT SALUKAZI DAKILE-HLONGWANE AS ISSUER YES FOR FOR
MEMBER OF THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #3.2: RE-ELECT DR CON FAUCONNIER AS MEMBER ISSUER YES FOR FOR
OF THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #3.3: ELECT RAS MYBURGH AS MEMBER OF THE ISSUER YES FOR FOR
SOCIAL AND ETHICS COMMITTEE
PROPOSAL #3.4: RE-ELECT DR FAZEL RANDERA AS MEMBER OF ISSUER YES FOR FOR
THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
INCORPORATED AS AUDITORS OF THE COMPANY WITH JFM
KOTZE AS THE DESIGNATED AUDIT PARTNER
PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ezaki Glico Co. Ltd.
TICKER: 2206 CUSIP: J13314109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR EZAKI, KATSUHISA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR EZAKI, ETSURO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KURIKI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ONUKI, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MASUDA, TETSUO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KATO, TAKATOSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OISHI, KANOKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fairfax Financial Holdings Limited
TICKER: FFH CUSIP: 303901102
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY F. GRIFFITHS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. GUNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN D. HORN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN L. JURJEVICH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN R.V. PALMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY R. PRICE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRANDON W. SWEITZER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAUREN C. TEMPLETON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BENJAMIN P. WATSA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR V. PREM WATSA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fairfax Media Ltd.
TICKER: FXJ CUSIP: Q37116102
MEETING DATE: 11/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PATRICK ALLAWAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT SANDRA MCPHEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LINDA NICHOLLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE SHARES ISSUER YES FOR FOR
AND PERFORMANCE RIGHTS TO GREGORY WOOD, CHIEF
EXECUTIVE OFFICER AND MANAGING DIRECTOR OF THE
PROPOSAL #5: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FamilyMart UNY Holdings Co., Ltd.
TICKER: 8028 CUSIP: J13398102
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR NAKAYAMA, ISAMU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SAKO, NORIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KATO, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOSHIDA, JIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NAKADE, KUNIHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAKAHASHI, JUN ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TAKAYANAGI, KOJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SAWADA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TAKEUCHI, SHUICHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR WATANABE, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SAEKI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR IWAMURA, SHUJI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fanuc Corp.
TICKER: 6954 CUSIP: J13440102
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 208.98
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR INABA, YOSHIHARU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR YAMAGUCHI, KENJI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR UCHIDA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR GONDA, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR INABA, KIYONORI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR NODA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KOHARI, KATSUO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR MATSUBARA, SHUNSUKE ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR OKADA, TOSHIYA ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR RICHARD E. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR TSUKUDA, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR IMAI, YASUO ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR ONO, MASATO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Far East Horizon Ltd.
TICKER: 3360 CUSIP: Y24286109
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Far Eastern International Bank Ltd.
TICKER: 2845 CUSIP: Y7540U108
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF SHAREHOLDER BONUS
PROPOSAL #4: APPROVE PRIVATE ISSUANCE OF ORDINARY ISSUER YES AGAINST AGAINST
SHARES, PREFERRED SHARES, CONVERTIBLE BONDS OR
COMBINATION OF THE MENTIONED SECURITIES
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: ELECT JAMES WU, A REPRESENTATIVE OF FAR ISSUER YES FOR FOR
EASTERN NEW CENTURY CORPORATION WITH SHAREHOLDER NO.1
AS INDEPENDENT DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Far Eastern New Century Corp
TICKER: 1402 CUSIP: Y24374103
MEETING DATE: 6/28/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Far EasTone Telecommunications Co., Ltd.
TICKER: 4904 CUSIP: Y7540C108
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fast Retailing
TICKER: 9983 CUSIP: J1346E100
MEETING DATE: 11/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YANAI, TADASHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAMBAYASHI, TORU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HATTORI, NOBUMICHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MURAYAMA, TORU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHINTAKU, MASAAKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NAWA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR YASUMOTO, ISSUER YES FOR FOR
TAKAHARU
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR KANEKO, ISSUER YES FOR FOR
KEIKO
PROPOSAL #2.3: APPOINT STATUTORY AUDITOR SHINJO, ISSUER YES FOR FOR
MASAAKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fastighets AB Balder
TICKER: BALD B CUSIP: W30316116
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #8a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR �� FOR
DIVIDENDS OF SEK 20 PER PREFERENCE SHARE AND OMISSION
OF DIVIDENDS FOR ORDINARY SHARES
PROPOSAL #8c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #9: DETERMINE NUMBER OF MEMBERS (5) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF SEK 560,000; APPROVE
REMUNERATION OF AUDITORS
PROPOSAL #11: REELECT CHRISTINA ROGESTAM (CHAIRMAN), ISSUER YES FOR FOR
ERIK SELIN, FREDRIK SVENSSON, STEN DUNÉR AND ANDERS
WENNERGREN AS DIRECTORS; RATIFY AUDITORS
PROPOSAL #12: AUTHORIZE LARS RASIN AND ISSUER YES FOR FOR
REPRESENTATIVES OF TWO OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #13: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #14: APPROVE CREATION OF POOL OF CAPITAL ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fastighets AB Balder
TICKER: BALD B CUSIP: W30316124
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #8a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 20 PER PREFERENCE SHARE AND OMISSION
OF DIVIDENDS FOR ORDINARY SHARES
PROPOSAL #8c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #9: DETERMINE NUMBER OF MEMBERS (5) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF SEK 560,000; APPROVE
REMUNERATION OF AUDITORS
PROPOSAL #11: REELECT CHRISTINA ROGESTAM (CHAIRMAN), ISSUER YES FOR FOR
ERIK SELIN, FREDRIK SVENSSON, STEN DUNÉR AND ANDERS
WENNERGREN AS DIRECTORS; RATIFY AUDITORS
PROPOSAL #12: AUTHORIZE LARS RASIN AND ISSUER YES FOR FOR
REPRESENTATIVES OF TWO OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #13: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #14: APPROVE CREATION OF POOL OF CAPITAL ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fauji Fertilizer Company Limited
TICKER: FFC CUSIP: Y24695101
MEETING DATE: 3/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE KPMG TASEER HADI AND CO. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE DISTRIBUTION OF ANNUAL AUDITED ISSUER YES FOR FOR
ACCOUNTS IN SOFT FORM
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Faurecia
TICKER: EO CUSIP: F3445A108
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.90 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING NEW TRANSACTIONS
PROPOSAL #5: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH PATRICK KOLLER, CEO
PROPOSAL #6: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #7: APPROVE REMUNERATION POLICY OF CEO ISSUER YES FOR FOR
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF YANN ISSUER YES FOR FOR
DELABRIERE, CHAIRMAN AND CEO UNTIL JUNE 30, 2016
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF YANN ISSUER YES FOR FOR
DELABRIERE, CHAIRMAN OF THE BOARD FROM JULY 1, 2016
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PATRICK KOLLER, VICE-CEO UNTIL JUNE 30, 2016
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PATRICK KOLLER, CEO FROM THE JULY 1, 2016
PROPOSAL #12: REELECT AMPARO MORALEDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT JEAN-BAPTISTE CHASSELOUP DE ISSUER YES FOR FOR
CHATILLON AS DIRECTOR
PROPOSAL #14: REELECT JEAN-PIERRE CLAMADIEU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: REELECT ROBERT PEUGEOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT PATRICK KOLLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: ELECT PENELOPE HERSCHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #19: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #20: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 250 MILLION
PROPOSAL #21: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 95 MILLION
PROPOSAL #22: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 95 MILLION
PROPOSAL #23: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #24: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #25: AMEND ARTICLE 11 OF BYLAWS RE: EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE
PROPOSAL #26: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Felda Global Ventures Holdings Berhad
TICKER: FGV CUSIP: Y2477B108
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT YAHAYA ABD JABAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT OMAR SALIM AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT MOHAMED SUFFIAN AWANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
THE FINANCIAL YEAR ENDED DECEMBER 31, 2016
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS FROM ISSUER YES FOR FOR
JANUARY 1, 2017 UNTIL THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #7: APPROVE DIRECTORS' BENEFITS FROM JANUARY ISSUER YES FOR FOR
1, 2017 UNTIL THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Feng Hsin Steel Co., Ltd.
TICKER: 2015 CUSIP: Y24814108
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Feng Tay Enterprises Co., Ltd.
TICKER: 9910 CUSIP: Y24815105
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ferrari NV
TICKER: RACE CUSIP: N3167Y103
MEETING DATE: 4/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.e: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.f: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.a: REELECT SERGIO MARCHIONNE AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.b: REELECT JOHN ELKANN AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.c: REELECT PIERO FERRARI AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.d: RELECT DELPHINE ARNAULT AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.e: REELECT LOUIS C. CAMILLERI AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.f: REELECT GIUSEPPINA CAPALDO AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.g: REELECT EDUARDO H. CUE AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.h: REELECT SERGIO DUCA AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.i: REELECT LAPO ELKANN AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.j: REELECT AMEDEO FELISA AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.k: REELECT MARIA PATRIZIA GRIECO AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.l: REELECT ADAM KESWICK AS NON-EXECUTIVE ISSUER YES FOR �� FOR
DIRECTOR
PROPOSAL #3.m: REELECT ELENA ZAMBON AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE REMUNERATION OF NON-EXECUTIVES ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: APPROVE PERFORMANCE SHARE ARRANGEMENT ISSUER YES FOR FOR
FOR CEO
PROPOSAL #7: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ferrovial SA
TICKER: FER CUSIP: E49512119
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPOINT DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5.1: RATIFY APPOINTMENT OF AND ELECT PHILIP ISSUER YES FOR FOR
BOWMAN AS DIRECTOR
PROPOSAL #5.2: ELECT HANNE BIRGITTE BREINBJERB ISSUER YES FOR FOR
SORENSEN AS DIRECTOR
PROPOSAL #6: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #7: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #8: APPROVE REDUCTION IN SHARE CAPITAL VIA ISSUER YES FOR FOR
AMORTIZATION OF TREASURY SHARES
PROPOSAL #9.1: AMEND ARTICLE 46 RE: ATTENDANCE OF ISSUER YES FOR FOR
BOARD MEETINGS
PROPOSAL #9.2: REMOVE CHAPTER VII TRANSITORY ISSUER YES FOR FOR
PROVISION RE: AUDIT AND CONTROL COMMITTEE
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #12: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FGC UES PJSC
TICKER: FEES CUSIP: X2393G109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS OF RUB 0.014 PER SHARE ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: APPROVE INTERIM DIVIDENDS OF RUB 0.001 ISSUER YES FOR FOR
PER SHARE FOR FIRST THREE MONTHS OF FISCAL 2017
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #10: RATIFY OOO RSM RUS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE TERMINATION OF COMPANY'S ISSUER YES FOR FOR
MEMBERSHIP IN ASSOCIATION OF CONSTRUCTION
ORGANIZATIONS INZHSPETSSTROY-ELECTROSETSTROY
PROPOSAL #12: APPROVE COMPANY'S MEMBERSHIP IN ISSUER YES FOR FOR
ASSOCIATION OF SUPPORT OF CONSTRUCTION INDUSTRY
ORGANIZATIONS
PROPOSAL #13: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fiat Chrysler Automobiles NV
TICKER: FCA CUSIP: N31738102
MEETING DATE: 4/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.d: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.e: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.a: REELECT JOHN ELKANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.b: REELECT SERGIO MARCHIONNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.a: REELECT RONALD L. THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.b: REELECT ANDREA AGNELLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.c: REELECT TIBERTO BRANDOLINI D'ADDA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.d: REELECT GLENN EARLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.e: REELECT VALERIE A. MARS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.f: REELECT RUTH J. SIMMONS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.g: ELECT MICHELANGELO A. VOLPI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.h: REELECT PATIENCE WHEATCROFT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.i: REELECT ERMENEGILDO ZEGNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AMEND REMUNERATION POLICY FOR NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #6: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #9: APPROVE DEMERGER AGREEMENT WITH GRUPPO ISSUER YES FOR FOR
EDITORIALE L'ESPRESSO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fibra Danhos
TICKER: DANHOS 13 CUSIP: P2825H138
MEETING DATE: 1/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING ISSUER YES FOR FOR
PROPOSAL #2: AMEND FIBRA DANHOS TRUST RE: REAL ESTATE ISSUER YES FOR FOR
TRUST CERTIFICATES REPURCHASE PROGRAM
PROPOSAL #3: AUTHORIZE REAL ESTATE TRUST CERTIFICATES ISSUER YES FOR FOR
REPURCHASE PROGRAM AND APPROVE MAXIMUM AMOUNT TO BE
ALLOCATED
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fibra Danhos
TICKER: DANHOS 13 CUSIP: P2825H138
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: ELECT OR RATIFY MEMBERS OF TRUST ISSUER YES AGAINST AGAINST
TECHNICAL COMMITTEE
PROPOSAL #4: RATIFY REAL ESTATE TRUST CERTIFICATES ISSUER YES FOR FOR
REPURCHASE PROGRAM APPROVED BY HOLDERS MEETING ON
JAN. 31, 2017 AND EXTEND SUCH PROGRAM UNTIL MARCH 30,
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fibra Uno Administracion de Mexico S.A. de C.V.
TICKER: FUNO 11 CUSIP: P3515D163
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.i: ACCEPT REPORTS OF AUDIT, CORPORATE ISSUER YES FOR FOR
PRACTICES, NOMINATING AND REMUNERATION COMMITTEES
PROPOSAL #1.ii: ACCEPT TECHNICAL COMMITTEE REPORT ON ISSUER YES FOR FOR
COMPLIANCE IN ACCORDANCE TO ARTICLE 172 OF GENERAL
MERCANTILE COMPANIES LAW
PROPOSAL #1.iii: ACCEPT REPORT OF TRUST MANAGER (F1 ISSUER YES FOR FOR
MANAGEMENT SC) IN ACCORDANCE TO ARTICLE 44-XI OF
SECURITIES MARKET LAW
PROPOSAL #1.iv: ACCEPT TECHNICAL COMMITTEE REPORT ON ISSUER YES FOR FOR
OPERATIONS AND ACTIVITIES UNDERTAKEN
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #3: ELECT OR RATIFY MEMBERS OF TECHNICAL ISSUER YES AGAINST AGAINST
COMMITTEE AND SECRETARY; VERIFY INDEPENDENCE
CLASSIFICATION
PROPOSAL #4: APPROVE REMUNERATION OF TECHNICAL ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #5: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fibria Celulose SA
TICKER: FIBR3 CUSIP: P3997N101
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE APPRECIATION RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #2: RECTIFY AND RATIFY APPRAISAL REPORT OF ISSUER YES FOR FOR
THE INCORPORATION OF VCP FLORESTAL SA APPROVED ON
JANUARY 26, 2005, EGM
PROPOSAL #3: RATIFY RESOLUTIONS PROPOSED AT THE ISSUER YES FOR FOR
JANUARY 26, 2005, EGM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fibria Celulose SA
TICKER: FIBR3 CUSIP: P3997N101
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS AND ALTERNATES ISSUER YES AGAINST AGAINST
PROPOSAL #5.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #6: INSTALL FISCAL COUNCIL ISSUER YES FOR FOR
PROPOSAL #7: FIX NUMBER OF FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #8: ELECT FISCAL COUNCIL MEMBERS AND ISSUER YES ABSTAIN AGAINST
ALTERNATES
PROPOSAL #8.1: ELECT SERGIO RICARDO MIRANDA NAZARE AS SHAREHOLDER YES ABSTAIN N/A
FISCAL COUNCIL MEMBER AND JORGE LUIZ PACHECO AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #8.2: ELECT DOMENICA EISENTEIN NORONHA AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND MAURICIO ROCHA ALVES DE
CARVALHO AS ALTERNATE APPOINTED BY MINORITY
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fielmann AG
TICKER: FIE CUSIP: D2617N114
MEETING DATE: 7/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.75 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2015
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2015
PROPOSAL #5: RATIFY DELOITTE & TOUCHE GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2016
PROPOSAL #6: ELECT HANS-OTTO SCHRADER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7: APPROVE CREATION OF EUR 5 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fielmann AG
TICKER: FIE CUSIP: D2617N114
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.80 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY DELOITTE GMBH AS AUDITORS FOR ISSUER YES FOR FOR
FISCAL 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIH Mobile Limited
TICKER: 2038 CUSIP: G3472Y101
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT WANG CHIEN HO AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #5: ELECT HUANG CHIN HSIEN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #6: ELECT LUO ZHONGSHENG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #7: ELECT TAO YUN CHIH AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #12: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
SHARE SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIH Mobile Limited
TICKER: 2038 CUSIP: G3472Y101
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PRODUCT SALES TRANSACTION AND ISSUER YES FOR FOR
THE RELEVANT ANNUAL CAPS FOR THE THREE YEARS ENDING
DECEMBER 31, 2019
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIH Mobile Ltd.
TICKER: 2038 CUSIP: G3472Y101
MEETING DATE: 9/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PRODUCT SALES TRANSACTION AND ISSUER YES FOR FOR
RELEVANT ANNUAL CAP
PROPOSAL #2: APPROVE CONSOLIDATED SERVICES AND SUB- ISSUER YES FOR FOR
CONTRACTING EXPENSE TRANSACTION AND RELEVANT ANNUAL
PROPOSAL #3: APPROVE PURCHASE TRANSACTION, THE ISSUER YES FOR FOR
SUPPLEMENTAL PURCHASE AGREEMENT AND RELEVANT ANNUAL
CAPS
PROPOSAL #4: APPROVE PRODUCT SALES TRANSACTION, THE ISSUER YES FOR FOR
SUPPLEMENTAL PRODUCT SALES AGREEMENT AND RELEVANT
ANNUAL CAPS
PROPOSAL #5: APPROVE NON-REAL PROPERTY LEASE EXPENSE ISSUER YES FOR FOR
TRANSACTION, THE SUPPLEMENTAL NON-REAL PROPERTY LEASE
EXPENSE AGREEMENT AND RELEVANT ANNUAL CAPS
PROPOSAL #6: APPROVE CONSOLIDATED SERVICES AND SUB- ISSUER YES FOR FOR
CONTRACTING EXPENSE TRANSACTION, THE SUPPLEMENTAL
CONSOLIDATED SERVICES AND SUB-CONTRACTING EXPENSE
AGREEMENT AND RELEVANT ANNUAL CAPS
PROPOSAL #7: APPROVE EQUIPMENT PURCHASE TRANSACTION, ISSUER YES FOR FOR
THE SUPPLEMENTAL EQUIPMENT PURCHASE AGREEMENT AND
RELEVANT ANNUAL CAPS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FinecoBank Banca Fineco SpA
TICKER: FBK CUSIP: T4R999104
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.a: FIX NUMBER OF DIRECTORS AT 9 SHAREHOLDER YES FOR N/A
PROPOSAL #3.b: FIX BOARD TERMS FOR DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #3.c.1: SLATE 1 SUBMITTED BY UNICREDIT SPA SHAREHOLDER NO N/A N/A
PROPOSAL #3.c.2: SLATE 2 SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #5.1: SLATE 1 SUBMITTED BY UNICREDIT SPA SHAREHOLDER YES FOR N/A
PROPOSAL #5.2: SLATE 2 SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES AGAINST N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #6: APPROVE INTERNAL AUDITORS' REMUNERATION SHAREHOLDER YES FOR N/A
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SEVERANCE PAYMENTS POLICY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DEFERRED SHARE BONUS PLAN FOR ISSUER YES FOR FOR
TOP EXECUTIVES (2017 INCENTIVE SYSTEM)
PROPOSAL #10: APPROVE 2017 INCENTIVE PLAN FOR ISSUER YES FOR FOR
FINANCIAL ADVISORS
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES TO SERVICE 2017
INCENTIVE PLAN FOR FINANCIAL ADVISORS
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES TO SERVICE 2015-2017
PFA PLAN
PROPOSAL #1: APPROVE EQUITY PLAN FINANCING FOR 2016 ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #2: APPROVE EQUITY PLAN FINANCING FOR 2017 ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Holding Co. Ltd.
TICKER: 2892 CUSIP: Y2518F100
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Gulf Bank PJSC
TICKER: FGB CUSIP: M4580N105
MEETING DATE: 12/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF 1.254 NEW NBAD SHARE ISSUER YES FOR FOR
FOR EVERY 1 SHARE IN FGB IN CONNECTION WITH THE
PROPOSAL #2: APPROVE MERGER AGREEMENT BETWEEN FIRST ISSUER YES FOR FOR
GULF BANK AND NATIONAL BANK OF ABU DHABI
PROPOSAL #3: APPROVE RESOLUTIONS ADOPTED BY THE ISSUER YES FOR FOR
SHAREHOLDERS OF NBAD RE: THE MERGER
PROPOSAL #4: APPROVE DISSOLUTION OF THE COMPANY ISSUER YES FOR FOR
SUBJECT TO THE MERGER
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Gulf Bank PJSC
TICKER: FGB CUSIP: M4580N105
MEETING DATE: 2/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF 100 PERCENT OF SHARE CAPITAL FOR FY 2016
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First International Bank of Israel Ltd.
TICKER: FTIN CUSIP: M1648G106
MEETING DATE: 10/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: REAPPOINT SOMEKH CHAIKIN AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: REELECT ZEEV BEN-ASHER AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR FOR A THREE-YEAR PERIOD
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First International Bank of Israel Ltd.
TICKER: FTIN CUSIP: M1648G106
MEETING DATE: 11/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EMPLOYMENT TERMS OF BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #2: APPROVE EMPLOYMENT TERMS OF CEO ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First International Bank of Israel Ltd.
TICKER: FTIN CUSIP: M1648G106
MEETING DATE: 2/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #2: ELECT IRIT ISAACSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EMPLOYMENT TERMS OF NEWLY ISSUER YES FOR FOR
APPOINTED BOARD CHAIRMAN
PROPOSAL #4: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Pacific Co., Ltd.
TICKER: 142 CUSIP: G34804107
MEETING DATE: 10/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE IMPLEMENTATION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Pacific Co., Ltd.
TICKER: 142 CUSIP: G34804107
MEETING DATE: 1/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUING CONNECTED TRANSACTION ISSUER YES FOR FOR
AND NEW ANNUAL CAPS RELATING TO NOODLES BUSINESS AND
RELATED TRANSACTIONS
PROPOSAL #2: APPROVE CONTINUING CONNECTED TRANSACTION ISSUER YES FOR FOR
AND NEW ANNUAL CAPS RELATING TO PLANTATION BUSINESS
AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE CONTINUING CONNECTED TRANSACTION ISSUER YES FOR FOR
AND NEW ANNUAL CAPS RELATING TO DISTRIBUTION
BUSINESS AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Pacific Co., Ltd.
TICKER: 142 CUSIP: G34804107
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL CASH DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ERNST & YOUNG AS INDEPENDENT ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD OR AUDIT AND RISK
MANAGEMENT COMMITTEE TO FIX THEIR REMUNERATION
PROPOSAL #4.1: ELECT ROBERT C. NICHOLSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT BENNY S. SANTOSO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT ALBERT F. DEL ROSARIO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT TEDY DJUHAR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE BOARD OR REMUNERATION ISSUER YES FOR FOR
COMMITTEE TO FIX REMUNERATION OF DIRECTORS
PROPOSAL #6: AUTHORIZE BOARD TO APPOINT ADDITIONAL ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FirstRand Ltd
TICKER: FSR CUSIP: S5202Z131
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT MARY BOMELA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT PETER COOPER AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: RE-ELECT GRANT GELINK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT LULU GWAGWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: RE-ELECT BENEDICT VAN DER ROSS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT FAFFA KNOETZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: REAPPOINT DELOITTE & TOUCHE AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #2.2: REAPPOINT PRICEWATERHOUSECOOPERS INC ISSUER YES FOR FOR
AS AUDITORS OF THE COMPANY
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: PLACE AUTHORISED BUT UNISSUED ORDINARY ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #4: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2.1: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
DIRECTORS AND PRESCRIBED OFFICERS AS EMPLOYEE SHARE
SCHEME BENEFICIARIES
PROPOSAL #2.2: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
RELATED AND INTER-RELATED ENTITIES
PROPOSAL #3: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: ADOPT NEW MEMORANDUM OF INCORPORATION ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fisher & Paykel Healthcare Corp
TICKER: FPH CUSIP: Q38992105
MEETING DATE: 8/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MICHAEL DANIELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT DONAL O'DWYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LEWIS GRADON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT SCOTT ST JOHN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
THE AUDITORS
PROPOSAL #6: APPROVE THE GRANT OF PERFORMANCE SHARE ISSUER YES FOR FOR
RIGHTS TO LEWIS GRADON, MANAGING DIRECTOR AND CEO OF
THE COMPANY
PROPOSAL #7: APPROVE THE GRANT OF OPTIONS TO LEWIS ISSUER YES FOR FOR
GRADON, MANAGING DIRECTOR AND CEO OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fletcher Building Ltd.
TICKER: FBU CUSIP: Q3915B105
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ANTONY CARTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT ALAN JACKSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT RALPH NORRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flight Centre Travel Group Ltd
TICKER: FLT CUSIP: Q39175106
MEETING DATE: 11/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GARY SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flughafen Zuerich AG
TICKER: FHZN CUSIP: H26552135
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
ORDINARY DIVIDENDS OF CHF 3.20 PER SHARE
PROPOSAL #6.2: APPROVE DIVIDENDS FROM CAPITAL ISSUER YES FOR FOR
CONTRIBUTION RESERVES OF CHF 3.20 PER SHARE
PROPOSAL #7.1: APPROVE REMUNERATION OF BOARD OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 1.6 MILLION
PROPOSAL #7.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 4.4 MILLION
PROPOSAL #8.1.1: REELECT GUGLIELMO BRENTEL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.1.2: REELECT CORINE MAUCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.1.3: REELECT ANDREAS SCHMID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.1.4: ELECT JOSEF FELDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.1.5: ELECT STEPHAN GEMKOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT ANDREAS SCHMID AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #8.3.1: APPOINT VINCENT ALBERS AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8.3.2: APPOINT GUGLIELMO BRENTEL AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #8.3.3: APPOINT EVELINE SAUPPER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8.3.4: APPOINT ANDREAS SCHMID AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8.4: DESIGNATE MARIANNE SIEGER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #8.5: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Folli Follie Group
TICKER: FFGRP CUSIP: X1890Z115
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND NON ISSUER YES FOR FOR
DISTRIBUTION OF DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND FIX THEIR ISSUER YES AGAINST AGAINST
REMUNERATION
PROPOSAL #5: APPROVE DIRECTOR REMUNERATION FOR 2016 ISSUER YES AGAINST AGAINST
AND PRE-APPROVE DIRECTOR REMUNERATION FOR 2017
PROPOSAL #6: APPROVE GUARANTEES TO SUBSIDIARIES ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE DEBT ISSUANCE ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fomento Economico Mexicano S.A.B. de C.V. FEMSA
TICKER: FEMSA UBD CUSIP: P4182H115
MEETING DATE: 3/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND CASH ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
PROGRAM
PROPOSAL #5: ELECT DIRECTORS AND SECRETARIES, VERIFY ISSUER YES FOR FOR
DIRECTOR'S INDEPENDENCE CLASSIFICATION AS PER MEXICAN
SECURITIES LAW, AND APPROVE THEIR REMUNERATION
PROPOSAL #6: ELECT MEMBERS AND CHAIRMEN OF FINANCE ISSUER YES FOR FOR
AND PLANNING, AUDIT, AND CORPORATE PRACTICES
COMMITTEES; APPROVE THEIR REMUNERATION
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #8: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fonciere des Regions
TICKER: FDR CUSIP: F3832Y172
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 4.40 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: APPROVE REMUNERATION POLICY OF JEAN ISSUER YES FOR FOR
LAURENT, CHAIRMAN
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF JEAN ISSUER YES FOR FOR
LAURENT, CHAIRMAN
PROPOSAL #7: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
CHRISTOPHE KULLMANN, CEO
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CHRISTOPHE KULLMANN, CEO
PROPOSAL #9: APPROVE REMUNERATION POLICY OF OLIVIER ISSUER YES FOR FOR
ESTEVE, VICE-CEO
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
OLIVIER ESTEVE, VICE-CEO
PROPOSAL #11: REELECT JEAN-LUC BIAMONTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REELECT SYLVIE OUZIEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT PREDICA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REELECT PIERRE VAQUIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 22 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 55 MILLION
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS, BUT WITH
A BINDING PRIORITY RIGHT, UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 22 MILLION
PROPOSAL #20: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL FOR FUTURE EXCHANGE
OFFERS
PROPOSAL #21: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #22: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #23: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ford Otomotiv Sanayi AS
TICKER: FROTO CUSIP: M7608S105
MEETING DATE: 11/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: RATIFY DIRECTOR APPOINTMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ford Otomotiv Sanayi AS
TICKER: FROTO CUSIP: M7608S105
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLE 6 IN COMPANY BYLAWS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER �� YES FOR FOR
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Formosa Chemicals & Fibre Corporation
TICKER: 1326 CUSIP: Y25946107
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: TRANSACT OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Formosa Petrochemical Corp.
TICKER: 6505 CUSIP: Y2608S103
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Formosa Plastics Corp.
TICKER: 1301 CUSIP: Y26095102
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Formosa Taffeta Co. Ltd.
TICKER: 1434 CUSIP: Y26154107
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4.1: ELECT WONG WEN YUAN, A REPRESENTATIVE ISSUER YES FOR FOR
OF FORMOSA CHEMICALS AND FIBRE CORPORATION WITH
SHAREHOLDER NO. 2 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.2: ELECT HSIE SHIH MING, A REPRESENTATIVE ISSUER YES FOR FOR
OF KAI FU ENTERPRISE CO., LTD. WITH SHAREHOLDER NO.
208207 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.3: ELECT HONG FU YUAN, A REPRESENTATIVE ISSUER YES FOR FOR
OF FORMOSA CHEMICALS AND FIBRE CORPORATION WITH
SHAREHOLDER NO. 2 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.4: ELECT HUANG DONG TERNG, A ISSUER YES FOR FOR
REPRESENTATIVE OF FORMOSA CHEMICALS AND FIBRE
CORPORATION WITH SHAREHOLDER NO. 2 AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #4.5: ELECT LEE MING CHANG, A REPRESENTATIVE ISSUER YES FOR FOR
OF FORMOSA CHEMICALS AND FIBRE CORPORATION WITH
SHAREHOLDER NO. 2 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.6: ELECT TSAI TIEN SHUAN, A ISSUER YES FOR FOR
REPRESENTATIVE OF FORMOSA CHEMICALS AND FIBRE
CORPORATION WITH SHAREHOLDER NO. 2 AS NON-INDEPENDENT
PROPOSAL #4.7: ELECT LEE MAN CHUN, A REPRESENTATIVE ISSUER YES FOR FOR
OF CHANGHUA COUNTY SHU-WANG LAI'S WELFARE AND CHARITY
FOUNDATION WITH SHAREHOLDER NO. 14515 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #4.8: ELECT HSIEH MING DER WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 90 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.9: ELECT CHENG YU WITH ID NO. P102776XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #4.10: ELECT WANG KUNG WITH ID NO. ISSUER YES FOR FOR
A100684XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4.11: ELECT KUO CHIA CHI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 218419 AS INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES AGAINST AGAINST
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortescue Metals Group Ltd.
TICKER: FMG CUSIP: Q39360104
MEETING DATE: 11/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT ELIZABETH GAINES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT SHARON WARBURTON AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortis Inc.
TICKER: FTS CUSIP: 349553107
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TRACEY C. BALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PIERRE J. BLOUIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE T. BORGARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAURA J. CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARGARITA K. DILLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IDA J. GOODREAU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS J. HAUGHEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. HARRY MCWATTERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RONALD D. MUNKLEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BARRY V. PERRY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOSEPH L. WELCH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JO MARK ZUREL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: AMEND EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortress Income Fund Ltd
TICKER: FFA CUSIP: S30252241
MEETING DATE: 11/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1.1: ELECT IRAJ ABEDIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.2: ELECT RUAL BORNMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.3: ELECT ANDREW TEIXEIRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.4: ELECT TSHIAMO MATLAPENG-VILAKAZI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.1.5: ELECT BANUS VAN DER WALT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.6: ELECT JAN POTGIETER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.7: ELECT FAREED WANIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.8: ELECT STEVEN BROWN AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2.1: RE-ELECT MARK STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2.2: RE-ELECT KURA CHIHOTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2.3: RE-ELECT DJURK VENTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT DJURK VENTER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.2: ELECT JAN POTGIETER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.3: RE-ELECT KURA CHIHOTA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH B GREYLING AS THE DESIGNATED
AUDIT PARTNER
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
THE AUDITORS
PROPOSAL #5: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE ISSUE OF SHARES FOR CASH FOR ISSUER YES FOR FOR
BLACK ECONOMIC EMPOWERMENT PURPOSES
PROPOSAL #7: AMEND THE FORTRESS SHARE PURCHASE TRUST ISSUER YES FOR FOR
DEED
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE FOR THE ISSUER YES FOR FOR
PURCHASE OF SUBSCRIPTION FOR ITS SHARES TO A BEE
PROPOSAL #4: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortress Income Fund Ltd
TICKER: FFA CUSIP: S30252258
MEETING DATE: 11/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1.1: ELECT IRAJ ABEDIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.2: ELECT RUAL BORNMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.3: ELECT ANDREW TEIXEIRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.4: ELECT TSHIAMO MATLAPENG-VILAKAZI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.1.5: ELECT BANUS VAN DER WALT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.6: ELECT JAN POTGIETER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.7: ELECT FAREED WANIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.8: ELECT STEVEN BROWN AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2.1: RE-ELECT MARK STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2.2: RE-ELECT KURA CHIHOTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2.3: RE-ELECT DJURK VENTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT DJURK VENTER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.2: ELECT JAN POTGIETER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.3: RE-ELECT KURA CHIHOTA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH B GREYLING AS THE DESIGNATED
AUDIT PARTNER
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
THE AUDITORS
PROPOSAL #5: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE ISSUE OF SHARES FOR CASH FOR ISSUER YES FOR FOR
BLACK ECONOMIC EMPOWERMENT PURPOSES
PROPOSAL #7: AMEND THE FORTRESS SHARE PURCHASE TRUST ISSUER YES FOR FOR
DEED
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE FOR THE ISSUER YES FOR FOR
PURCHASE OF SUBSCRIPTION FOR ITS SHARES TO A BEE
PROPOSAL #4: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortum Oyj
TICKER: FORTUM CUSIP: X2978Z118
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.10 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 75,000 FOR CHAIRMAN, EUR57,000 FOR
VICE CHAIRMAN, AND EUR 40,000 FOR OTHER DIRECTORS;
APPROVE ATTENDANCE FEESFOR BOARD AND COMMITTEE WORK
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #12: REELECT SARI BALDAUF (CHAIRMAN), HEINZ- ISSUER YES FOR FOR
WERNER BINZEL, EVA HAMILTON, KIM IGNATIUS, TAPIO
KUULA AND VELI-MATTI REINIKKALA AS DIRECTORS; ELECT
MATTI LIEVONEN AND ANJA MCALISTER AS NEW DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #16: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foshan Electrical and Lighting Co., Ltd.
TICKER: 000541 CUSIP: Y2618H105
MEETING DATE: 8/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF EQUITY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foshan Electrical and Lighting Co., Ltd.
TICKER: 000541 CUSIP: Y2618H105
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT QI SIYIN AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foshan Electrical and Lighting Co., Ltd.
TICKER: 000541 CUSIP: Y2618H105
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: APPOINT 2017 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DISPOSAL OF EQUITY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2017 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: APPROVE USAGE OF PORTION OF IDLE FUNDS ISSUER YES FOR FOR
TO INVEST IN BANK FINANCIAL PRODUCTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fosun International Ltd
TICKER: 656 CUSIP: Y2618Y108
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZHANG HUAQIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DAVID T. ZHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT YANG CHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT WANG CAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT KANG LAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT GONG PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT LEE KAI-FU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: ADOPT NEW SHARE OPTION SCHEME ISSUER YES FOR FOR
PROPOSAL #9: APPROVE GRANT OF OPTIONS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fosun International Ltd
TICKER: 656 CUSIP: Y2618Y108
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE SPECIFIC MANDATE TO ISSUE NEW ISSUER YES FOR FOR
AWARD SHARES TO COMPUTERSHARE HONG KONG TRUSTEES
LIMITED UNDER SHARE AWARD SCHEME
PROPOSAL #1b: APPROVE GRANT OF AWARD SHARES TO CHEN ISSUER YES FOR FOR
QIYU UNDER THE SHARE AWARD SCHEME
PROPOSAL #1c: APPROVE GRANT OF AWARD SHARES TO XU ISSUER YES FOR FOR
XIAOLIANG UNDER THE SHARE AWARD SCHEME
PROPOSAL #1d: APPROVE GRANT OF AWARD SHARES TO QIN ISSUER YES FOR FOR
XUETANG UNDER THE SHARE AWARD SCHEME
PROPOSAL #1e: APPROVE GRANT OF AWARD SHARES TO WANG ISSUER YES FOR FOR
CAN UNDER THE SHARE AWARD SCHEME
PROPOSAL #1f: APPROVE GRANT OF AWARD SHARES TO KANG ISSUER YES FOR FOR
LAN UNDER THE SHARE AWARD SCHEME
PROPOSAL #1g: APPROVE GRANT OF AWARD SHARES TO GONG ISSUER YES FOR FOR
PING UNDER THE SHARE AWARD SCHEME
PROPOSAL #1h: APPROVE GRANT OF AWARD SHARES TO ZHANG ISSUER YES FOR FOR
SHENGMAN UNDER THE SHARE AWARD SCHEME
PROPOSAL #1i: APPROVE GRANT OF AWARD SHARES TO ZHANG ISSUER YES FOR FOR
HUAQIAO UNDER THE SHARE AWARD SCHEME
PROPOSAL #1j: APPROVE GRANT OF AWARD SHARES TO DAVID ISSUER YES FOR FOR
T. ZHANG UNDER THE SHARE AWARD SCHEME
PROPOSAL #1k: APPROVE GRANT OF AWARD SHARES TO YANG ISSUER YES FOR FOR
CHAO UNDER THE SHARE AWARD SCHEME
PROPOSAL #1l: APPROVE GRANT OF AWARD SHARES TO LEE ISSUER YES FOR FOR
KAI-FU UNDER THE SHARE AWARD SCHEME
PROPOSAL #1m: APPROVE GRANT OF AWARD SHARES TO QIAN ISSUER YES FOR FOR
JIANNONG UNDER THE SHARE AWARD SCHEME
PROPOSAL #1n: APPROVE GRANT OF AWARD SHARES TO WANG ISSUER YES FOR FOR
JIPING UNDER THE SHARE AWARD SCHEME
PROPOSAL #1o: APPROVE GRANT OF AWARD SHARES TO LI JUN ISSUER YES FOR FOR
UNDER THE SHARE AWARD SCHEME
PROPOSAL #1p: APPROVE GRANT OF AWARD SHARES TO XU ISSUER YES FOR FOR
LINGJIANG UNDER THE SHARE AWARD SCHEME
PROPOSAL #1q: APPROVE GRANT OF AWARD SHARES TO ISSUER YES FOR FOR
SELECTED PARTICIPANTS UNDER THE SHARE AWARD SCHEME
PROPOSAL #1r: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE ISSUANCE OF NEW AWARD
SHARES UNDER THE SHARE AWARD SCHEME
PROPOSAL #2: ADOPT SHANGHAI HENLIUS SHARE OPTION ISSUER YES FOR FOR
INCENTIVE SCHEME AND AUTHORIZE BOARD TO ISSUE SHARES
UNDER THE SHANGHAI HENLIUS SHARE OPTION INCENTIVE
SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foxconn Technology Co. Ltd
TICKER: 2354 CUSIP: Y3002R105
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FP Corporation
TICKER: 7947 CUSIP: J13671102
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SATO, MORIMASA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAKANISHI, TOMOKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NAGAI, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IKEGAMI, ISAO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR UEGAKIUCHI, SHOJI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YASUDA, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OKA, KOJI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SATO, OSAMU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NAGAO, HIDETOSHI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KOBAYASHI, KENJI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TAWARA, TAKEHIKO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR FUKIYAMA, IWAO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR NISHIMURA, KIMIKO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franco-Nevada Corporation
TICKER: FNV CUSIP: 351858105
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PIERRE LASSONDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID HARQUAIL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TOM ALBANESE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEREK W. EVANS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GRAHAM FARQUHARSON ISSUER YES FOR �� FOR
PROPOSAL #1.6: ELECT DIRECTOR CATHARINE FARROW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LOUIS GIGNAC ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RANDALL OLIPHANT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID R. PETERSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fraport AG Frankfurt Airport Services Worldwide
TICKER: FRA CUSIP: D3856U108
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.50 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #6: APPROVE CREATION OF EUR 3.5 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
PROPOSAL #7: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
FRAGROUND FRAPORT GROUND SERVICES GMBH AND
FRAPORTAUSBAU SUED GMBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fresenius Medical Care AG & Co. KGAA
TICKER: FME CUSIP: D2734Z107
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.96 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF PERSONALLY LIABLE ISSUER YES FOR FOR
PARTNER FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fresenius SE & Co KGaA
TICKER: FRE CUSIP: D27348263
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.62 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF PERSONALLY LIABLE ISSUER YES FOR FOR
PARTNER FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #6: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: AMEND REMUNERATION OF SUPERVISORY BOARD ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fresnillo PLC
TICKER: FRES CUSIP: G371E2108
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ALBERTO BAILLERES AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: RE-ELECT JUAN BORDES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ARTURO FERNANDEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JAIME LOMELIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ALEJANDRO BAILLERES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT FERNANDO RUIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT CHARLES JACOBS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT GUY WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT BARBARA LAGUERA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JAIME SERRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT ALBERTO TIBURCIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT DAME JUDITH MACGREGOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Frutarom Industries Ltd.
TICKER: FRUT CUSIP: M4692H103
MEETING DATE: 1/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZIV GIL AS EXTERNAL DIRECTOR FOR A ISSUER YES FOR FOR
THREE-YEAR PERIOD
PROPOSAL #2: REELECT DAFNA SHARIR AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR FOR A THREE-YEAR PERIOD
PROPOSAL #3: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fubon Financial Holding Co. Ltd.
TICKER: 2881 CUSIP: Y26528102
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE LONG-TERM PLAN TO RAISE CAPITAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6.1: ELECT RICHARD M. TSAI, REPRESENTATIVE ISSUER YES FOR FOR
OF MING DONG INDUSTRIAL CO., LTD. WITH SHAREHOLDER
NO. 72, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT DANIEL M. TSAI, REPRESENTATIVE ISSUER YES FOR FOR
OF MING DONG INDUSTRIAL CO., LTD. WITH SHAREHOLDER
NO. 72, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT VIVIEN HSU, REPRESENTATIVE OF ISSUER YES FOR FOR
MING DONG INDUSTRIAL CO., LTD. WITH SHAREHOLDER NO.
72, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT ERIC CHEN, REPRESENTATIVE OF ISSUER YES FOR FOR
MING DONG INDUSTRIAL CO., LTD. WITH SHAREHOLDER NO.
72, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT HOWARD LIN, REPRESENTATIVE OF ISSUER YES FOR FOR
MING DONG INDUSTRIAL CO., LTD. WITH SHAREHOLDER NO.
72, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT JERRY HARN, REPRESENTATIVE OF ISSUER YES FOR FOR
MING DONG INDUSTRIAL CO., LTD. WITH SHAREHOLDER NO.
72, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT CHIH MING CHEN, REPRESENTATIVE ISSUER YES FOR FOR
OF TAIPEI CITY GOVERNMENT WITH SHAREHOLDER NO.
297306, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT HSIU HUI YUAN, REPRESENTATIVE OF ISSUER YES FOR FOR
TAIPEI CITY GOVERNMENT WITH SHAREHOLDER NO. 297306,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT HSIU CHU LIANG, REPRESENTATIVE ISSUER YES FOR FOR
OF TAIPEI CITY GOVERNMENT WITH SHAREHOLDER NO.
297306, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.10: ELECT CHI YAN LOUIS CHEUNG WITH ID ISSUER YES FOR FOR
NO. E8806XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.11: ELECT MING JE TANG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 255756 AS INDEPENDENT DIRECTOR
PROPOSAL #6.12: ELECT SHIN MIN CHEN WITH ID NO. ISSUER YES FOR FOR
J100657XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.13: ELECT CHAN JANE LIN WITH ID NO. ISSUER YES FOR FOR
R203128XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.14: ELECT JUNG FENG CHANG WITH ID NO. ISSUER YES FOR FOR
H101932XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.15: ELECT FAN CHIH WU WITH ID NO. ISSUER YES FOR FOR
A101441XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF RICHARD M. TSAI
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DANIEL M. TSAI
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF CHI YAN LOUIS CHEUNG
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF JERRY HARN
PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF TAIPEI CITY GOVERNMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuchs Petrolub SE
TICKER: FPE3 CUSIP: D27462130
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.88 PER ORDINARY SHARE AND EUR 0.89
PER PREFERENCE SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: ELECT SUSANNE FUCHS TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuji Electric Co., Ltd.
TICKER: 6504 CUSIP: J14112106
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KITAZAWA, MICHIHIRO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUGAI, KENZO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ABE, MICHIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARAI, JUNICHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TOMOTAKA, MASATSUGU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TAMBA, TOSHIHITO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TACHIKAWA, NAOMI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HAYASHI, YOSHITSUGU ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR MATSUMOTO, ISSUER YES FOR FOR
JUNICHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FUJIFILM Holdings Corp.
TICKER: 4901 CUSIP: J14208102
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2.1: ELECT DIRECTOR KOMORI, SHIGETAKA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SUKENO, KENJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAMAI, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TODA, YUZO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHIBATA, NORIO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YOSHIZAWA, MASARU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KAWADA, TATSUO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KAIAMI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KITAMURA, KUNITARO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MISHIMA, ISSUER YES FOR FOR
KAZUYA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fujikura Ltd.
TICKER: 5803 CUSIP: J14784128
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 5
PROPOSAL #2: AMEND ARTICLES TO ABOLISH BOARD ISSUER YES FOR FOR
STRUCTURE WITH STATUTORY AUDITORS - ADOPT BOARD
STRUCTURE WITH AUDIT COMMITTEE - AMEND PROVISIONS ON
NUMBER OF DIRECTORS - AUTHORIZE DIRECTORS TO EXECUTE
DAY TO DAY OPERATIONS WITHOUT FULL BOARD APPROVAL
PROPOSAL #3.1: ELECT DIRECTOR NAGAHAMA, YOICHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ITO, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR SATO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR WADA, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SASAGAWA, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR HOSOYA, HIDEYUKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KITAJIMA, TAKEAKI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TAKIZAWA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR ITO, TETSU ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ODA, YASUYUKI
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SEKIUCHI, SOICHIRO
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SHIMOJIMA MASAAKI
PROPOSAL #4.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ABE, KENICHIRO
PROPOSAL #4.5: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SHIRAI, YOSHIO
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
PROPOSAL #7: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fujitsu General Ltd.
TICKER: 6755 CUSIP: J15624109
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 11
PROPOSAL #2.1: ELECT DIRECTOR MURASHIMA, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SAITO, ETSURO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SAKAMAKI, HISASHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TERASAKA, FUMIAKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KUWAYAMA, MIEKO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HANDA, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NIWAYAMA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KAWASHIMA, HIDEJI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KOSUDA, TSUNENAO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR EBISAWA, HISAJI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR YAMAICHI, NORIO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR YOKOYAMA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR SUGIYAMA, MASAKI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR FUJII, KOMEI ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
MURASHIMA, TOSHIHIRO
PROPOSAL #5: APPROVE COMPENSATION CEILINGS FOR ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fujitsu Ltd.
TICKER: 6702 CUSIP: J15708159
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YAMAMOTO, MASAMI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TANAKA, TATSUYA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TANIGUCHI, NORIHIKO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TSUKANO, HIDEHIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DUNCAN TAIT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FURUKAWA, TATSUZUMI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUDA, MIYAKO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR YOKOTA, JUN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MUKAI, CHIAKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ABE, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR HIROSE, YOICHI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fukuoka Financial Group Inc.
TICKER: 8354 CUSIP: J17129107
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6.5
PROPOSAL #2: AMEND ARTICLES TO REFLECT CHANGES IN LAW ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR TANI, MASAAKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SHIBATO, TAKASHIGE ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR YOSHIKAI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YOSHIDA, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SHIRAKAWA, YUJI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR ARAKI, EIJI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR YOKOTA, KOJI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TAKESHITA, EI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR AOYAGI, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR YOSHIZAWA, SHUNSUKE ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR MORIKAWA, YASUAKI ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR FUKASAWA, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR KOSUGI, TOSHIYA ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
GONDO, NAOHIKO
PROPOSAL #4.2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
MIURA, MASAMICHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fukuyama Transporting Co. Ltd.
TICKER: 9075 CUSIP: J16212136
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR KOMARU, NORIYUKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KOMARU, SHIGEHIRO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KUMANO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR NAGAHARA, EIJU ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KUSAKA, SHINGO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR ISHIZUKA, MASAKO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR ARITA, TOMOYOSHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR WADABAYASHI, MICHIYOSHI ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR HIRAI, ISSUER YES FOR FOR
KOICHIRO
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR FUJITA, ISSUER YES FOR FOR
SHINJI
PROPOSAL #5: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fullshare Holdings Limited
TICKER: 607 CUSIP: G3690U105
MEETING DATE: 9/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS SALE AGREEMENTS, LAND ISSUER YES FOR FOR
SALE AGREEMENTS, REFURBISHMENT SERVICE AGREEMENT, AND
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fullshare Holdings Limited
TICKER: 607 CUSIP: G3690U105
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSCRIPTION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS AND AUTHORIZE BOARD TO EXECUTE
APPROVED RESOLUTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fullshare Holdings Limited
TICKER: 607 CUSIP: G3690U105
MEETING DATE: 11/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION PURSUANT TO THE ISSUER YES FOR FOR
VOLUNTARY CONDITIONAL SHARE OFFER AND RELATED
TRANSACTIONS
PROPOSAL #2: APPROVE INCREASE IN AUTHORIZED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fullshare Holdings Limited
TICKER: 607 CUSIP: G3690U105
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT WANG BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LAU CHI KEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ERNEST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Furukawa Electric Co. Ltd.
TICKER: 5801 CUSIP: J16464117
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 55
PROPOSAL #2.1: ELECT DIRECTOR SHIBATA, MITSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KOBAYASHI, KEIICHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FUJITA, SUMITAKA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SOMA, NOBUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TSUKAMOTO, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TERATANI, TATSUO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NAKAMOTO, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KOZUKA, TAKAMITSU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KIMURA, TAKAHIDE ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OGIWARA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR AMANO, NOZOMU ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR KURODA, OSAMU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR TSUKAMOTO, ISSUER YES AGAINST AGAINST
TAKASHI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
KIUCHI, SHINICHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuyao Glass Industry Group Co., Ltd.
TICKER: 600660 CUSIP: Y2680G100
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 FINAL FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP (SPECIAL GENERAL PARTNERSHIP) AS DOMESTIC
AUDIT INSTITUTION AND INTERNAL CONTROL AUDIT
INSTITUTION FOR 2017 AND THEIR SERVICE CHARGES FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
OVERSEAS AUDIT INSTITUTION FOR 2017 AND THEIR SERVICE
CHARGES FOR 2016
PROPOSAL #8: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #9: ELECT SUN YIQUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
JINKEN GLASS INDUSTRY SHUANGLIAO CO., LTD.
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE IN ISSUER YES FOR FOR
RESPECT OF THE APPLICATION FOR COMPOSITE CREDIT
FACILITIES BY FUYAO GLASS AMERICA INC. (A SUBSIDIARY
OF THE COMPANY) FROM HSBC BANK USA, N.A.
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE FOR IN ISSUER YES FOR FOR
RESPECT OF THE APPLICATION FOR COMPOSITE CREDIT
FACILITIES BY FUYAO GLASS AMERICA INC. (A SUBSIDIARY
OF THE COMPANY) FROM JP MORGAN CHASE BANK, N.A.
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #14: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCING NOTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: G4S plc
TICKER: GFS CUSIP: G39283109
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT STEVE MOGFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT IAN SPRINGETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT BARBARA THORALFSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ASHLEY ALMANZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JOHN CONNOLLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JOHN DALY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT WINNIE KIN WAH FOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT PAUL SPENCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT CLARE SPOTTISWOODE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT TIM WELLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GAIL (India) Limited
TICKER: GAIL CUSIP: Y2R78N114
MEETING DATE: 3/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gail India Ltd.
TICKER: GAIL CUSIP: Y2682X135
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT SUBIR PURKAYASTHA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT ASHUTOSH JINDAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
JOINT STATUTORY AUDITORS
PROPOSAL #6: ELECT SANJAY KUMAR SRIVASTAVA ISSUER YES FOR FOR
INDEPENDENT AS DIRECTOR
PROPOSAL #7: ELECT ANUPAM KULSHRESTHA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT SANJAY TANDON AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Galaxy Entertainment Group Ltd.
TICKER: 27 CUSIP: Y2679D118
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT PADDY TANG LUI WAI YU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WILLIAM YIP SHUE LAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4.1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4.2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER �� YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4.3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Galenica AG
TICKER: VIFN CUSIP: H28455170
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 20.00 PER SHARE
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE REMUNERATION OF BOARD OF ISSUER YES FOR FOR
DIRECTORS AND EXECUTIVE CHAIRMAN IN THE AMOUNT OF CHF
6.5 MILLION
PROPOSAL #5.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 10.7 MILLION
PROPOSAL #6: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #7.1a: REELECT ETIENNE JORNOD AS DIRECTOR ISSUER YES FOR FOR
AND BOARD CHAIRMAN
PROPOSAL #7.1b: REELECT DANIELA BOSSHARDT-HENGARTNER ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #7.1c: REELECT MICHEL BURNIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1d: REELECT ROMEO CERUTTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1e: REELECT MARC DE GARIDEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1f: REELECT SYLVIE GREGOIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1g: REELECT FRITZ HIRSBRUNNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1h: ELECT GIANNI ZAMPIERI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2a: APPOINT DANIELA BOSSHARDT-HENGARTNER ISSUER YES FOR FOR
AS MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #7.2b: APPOINT MICHEL BURNIER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #7.2c: APPOINT FRITZ HIRSBRUNNER AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #7.3: DESIGNATE WALDER WYSS AG AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #7.4: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Galp Energia, SGPS S.A.
TICKER: GALP CUSIP: X3078L108
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY CO-OPTION OF PAULA AMORIM AS ISSUER YES FOR FOR
BOARD CHAIRPERSON
PROPOSAL #2: RATIFY CO-OPTION OF MARTA AMORIM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE STATEMENT ON REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE REPURCHASE AND REISSUANCE OF ISSUER YES FOR FOR
SHARES AND BONDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gamesa Corporacion Tecnologica S.A.
TICKER: GAM CUSIP: E54667113
MEETING DATE: 10/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES IN CONNECTION ISSUER YES FOR FOR
WITH MERGER BY ABSORPTION OF SIEMENS WIND POWER
PARENT AND RELATED PROPOSALS
PROPOSAL #2.1: AMEND ARTICLES RE: AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE RESTATED ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE SPECIAL CASH DIVIDEND OF EUR 3.6 ISSUER YES FOR FOR
PER SHARE
PROPOSAL #4.1: FIX NUMBER OF DIRECTORS AT 13 ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT ROSA MARÍA GARCÍA GARCÍA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT MARIEL VON SCHUMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT LISA DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT KLAUS HELMRICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT RALF THOMAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT KLAUS ROSENFELD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT SWANTJE CONRAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RATIFY APPOINTMENT OF AND ELECT GERARDO ISSUER YES FOR FOR
CODES CALATRAVA AS DIRECTOR
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gamesa Corporacion Tecnologica S.A.
TICKER: GAM CUSIP: E54667113
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
MANAGEMENT REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: RATIFY APPOINTMENT OF AND ELECT LUIS ISSUER YES FOR FOR
JAVIER CORTES DOMINGUEZ AS DIRECTOR
PROPOSAL #6: RATIFY APPOINTMENT OF AND ELECT MARKUS ISSUER YES FOR FOR
TACKE AS DIRECTOR
PROPOSAL #7: RATIFY APPOINTMENT OF AND ELECT MICHAEL ISSUER YES FOR FOR
SEN AS DIRECTOR
PROPOSAL #8: REELECT CARLOS RODRIGUEZ-QUIROGA ISSUER YES FOR FOR
MENENDEZ AS DIRECTOR
PROPOSAL #9.1: CHANGE COMPANY NAME TO SIEMENS GAMESA ISSUER YES FOR FOR
RENEWABLE ENERGY SA
PROPOSAL #9.2: AMEND ARTICLE 17 RE: MEETING LOCATION ISSUER YES FOR FOR
PROPOSAL #9.3: AMEND ARTICLE 49 RE: FISCAL YEAR AND ISSUER YES FOR FOR
ANNUAL ACCOUNTS
PROPOSAL #9.4: APPROVE RESTATED ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10.1: AMEND ARTICLES OF GENERAL MEETING ISSUER YES FOR FOR
REGULATIONS RE: PURPOSE AND GENERAL MEETINGS
PROPOSAL #10.2: AMEND ARTICLE 19 OF GENERAL MEETING ISSUER YES FOR FOR
REGULATIONS RE: LOCATION
PROPOSAL #10.3: APPROVE RESTATED GENERAL MEETING ISSUER YES FOR FOR
REGULATIONS
PROPOSAL #11: RENEW APPOINTMENT OF ERNST & YOUNG AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #12: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #13: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #14: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gamuda Berhad
TICKER: GAMUDA CUSIP: Y2679X106
MEETING DATE: 12/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT LIN YUN LING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ELEENA BINTI ALMARHUM SULTAN AZLAN ISSUER YES FOR FOR
MUHIBBUDDIN SHAH AL-MAGHFUR-LAH AS DIRECTOR
PROPOSAL #4: ELECT AFWIDA BINTI TUNKU A.MALEK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT NAZLI BINTI MOHD KHIR JOHARI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gas Natural SDG S.A
TICKER: GAS CUSIP: E5499B123
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE REALLOCATION OF RESERVES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AS AUDITOR FOR FY 2017
PROPOSAL #7: APPOINT ERNST & YOUNG AS AUDITOR FOR FY ISSUER YES FOR FOR
2018, 2019 AND 2020
PROPOSAL #8.1: REELECT ENRIQUE ALCANTARA-GARCIA ISSUER YES FOR FOR
IRAZOQUI AS DIRECTOR
PROPOSAL #8.2: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
MARCELINO ARMENTER VIDAL AS DIRECTOR
PROPOSAL #8.3: RATIFY APPOINTMENT OF AND ELECT MARIO ISSUER YES FOR FOR
ARMERO MONTES AS DIRECTOR
PROPOSAL #8.4: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
ALEJANDRO GARCIA-BRAGADO DALMAU AS DIRECTOR
PROPOSAL #8.5: RATIFY APPOINTMENT OF AND ELECT JOSU ISSUER YES FOR FOR
JON IMAZ SAN MIGUEL AS DIRECTOR
PROPOSAL #8.6: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
RAJARAM RAO AS DIRECTOR
PROPOSAL #8.7: REELECT LUIS SUAREZ DE LEZO MANTILLA ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #8.8: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
WILLIAM ALAN WOODBURN AS DIRECTOR
PROPOSAL #9.1: AMEND ARTICLE 44 RE: DIRECTOR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #9.2: ADD ADDITIONAL PROVISION ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #12: APPROVE STOCK-FOR-SALARY PLAN ISSUER YES FOR FOR
PROPOSAL #14: AUTHORIZE INCREASE IN CAPITAL UP TO 50 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED
SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20
PERCENT
PROPOSAL #15: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gazit Globe Ltd.
TICKER: GZT CUSIP: M4793C102
MEETING DATE: 11/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #3: REAPPOINT KOST, FORER, GABBAY AND ISSUER YES FOR FOR
KASIERER AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #4.1: REELECT CHAIM KATZMAN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #4.2: REELECT DORI SEGAL AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #4.3: REELECT RACHEL LEVINE AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #4.4: REELECT MICHAEL CHAIM BEN DOR AS ISSUER YES AGAINST AGAINST
DIRECTOR UNTIL THE END OF THE NEXT ANNUAL GENERAL
MEETING
PROPOSAL #4.5: REELECT DOUGLAS WILLIAM SOSLER AS ISSUER YES FOR FOR
DIRECTOR UNTIL THE END OF THE NEXT ANNUAL GENERAL
MEETING
PROPOSAL #4.6: REELECT ZAHAVIT COHEN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #5: REELECT YAIR ORGLER AS EXTERNAL DIRECTOR ISSUER YES FOR FOR
AND APPROVE DIRECTOR'S REMUNERATION
PROPOSAL #6: APPROVE LIABILITY AND INDEMNIFICATION ISSUER YES FOR FOR
INSURANCE POLICY
PROPOSAL #7: ISSUE UPDATED INDEMNIFICATION AGREEMENTS ISSUER YES FOR FOR
TO OFFICERS INCLUDING ZVI GORDON
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gazit Globe Ltd.
TICKER: GZT CUSIP: M4793C102
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EMPLOYMENT TERMS OF DOR JOSEPH ISSUER YES FOR FOR
SEGAL, CEO
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gazprom PJSC
TICKER: GAZP CUSIP: 368287207
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #4: APPROVE DIVIDENDS OF RUB 8.0397 PER ISSUER NO N/A N/A
SHARE
PROPOSAL #5: RATIFY FBK AS AUDITOR ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #7: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #8: AMEND CHARTER ISSUER NO N/A N/A
PROPOSAL #9: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #10: AMEND REGULATIONS ON MANAGEMENT ISSUER NO N/A N/A
PROPOSAL #11: AMEND REGULATIONS ON CEO ISSUER NO N/A N/A
PROPOSAL #12: APPROVE NEW EDITION OF COMPANY'S ISSUER NO N/A N/A
CORPORATE GOVERNANCE CODE
PROPOSAL #13: APPROVE COMPANY'S MEMBERSHIP IN GLOBAL ISSUER NO N/A N/A
GAS CENTER
PROPOSAL #14.1: ELECT ANDREY AKIMOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.2: ELECT VIKTOR ZUBKOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.3: ELECT TIMUR KULIBAEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.4: ELECT DENIS MANTUROV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.5: ELECT VITALIY MARKELOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.6: ELECT VIKTOR MARTYNOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.7: ELECT VLADIMIR MAU AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.8: ELECT ALEKSEY MILLER AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.9: ELECT ALEKSANDR NOVAK AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.10: ELECT DMITRY PATRUSHEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.11: ELECT MIKHAIL SEREDA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #15.1: ELECT VLADIMIR ALISOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.2: ELECT VADIM BIKULOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.3: ELECT ALEKSANDR GLADKOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.4: ELECT ALEKSANDR IVANNIKOV AS MEMBER ISSUER NO N/A N/A
OF AUDIT COMMISSION
PROPOSAL #15.5: ELECT MARGARITA MIRONOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.6: ELECT LIDIYA MOROZOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.7: ELECT YURY NOSOV AS MEMBER OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #15.8: ELECT KAREN OGANYAN AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.9: ELECT DMITRY PASHKOVSKY AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.10: ELECT ALEXANDRA PETROVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.11: ELECT SERGEY PLATONOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.12: ELECT MIKHAIL ROSSEEV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.13: ELECT OKSANA TARASENKO AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.14: ELECT TATYANA FISENKO AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gazprom PJSC
TICKER: GAZP CUSIP: X7204C106
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #4: APPROVE DIVIDENDS OF RUB 8.0397 PER ISSUER NO N/A N/A
SHARE
PROPOSAL #5: RATIFY FBK AS AUDITOR ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #7: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #8: AMEND CHARTER ISSUER NO N/A N/A
PROPOSAL #9: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #10: AMEND REGULATIONS ON MANAGEMENT ISSUER NO N/A N/A
PROPOSAL #11: AMEND REGULATIONS ON CEO ISSUER NO N/A N/A
PROPOSAL #12: APPROVE NEW EDITION OF COMPANY'S ISSUER NO N/A N/A
CORPORATE GOVERNANCE CODE
PROPOSAL #13: APPROVE COMPANY'S MEMBERSHIP IN GLOBAL ISSUER NO N/A N/A
GAS CENTER
PROPOSAL #14.1: ELECT ANDREY AKIMOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.2: ELECT VIKTOR ZUBKOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.3: ELECT TIMUR KULIBAEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.4: ELECT DENIS MANTUROVAS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.5: ELECT VITALY MARKELOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.6: ELECT VIKTOR MARTYNOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.7: ELECT VLADIMIR MAU AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.8: ELECT ALEKSEY MILLER AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.9: ELECT ALEKSANDR NOVAK AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.10: ELECT DMITRY PATRUSHEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.11: ELECT MIKHAIL SEREDA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #15.1: ELECT VLADIMIR ALISOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.2: ELECT VADIM BIKULOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.3: ELECT ALEKSANDR GLADKOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.4: ELECT ALEKSANDR IVANNIKOV AS MEMBER ISSUER NO N/A N/A
OF AUDIT COMMISSION
PROPOSAL #15.5: ELECT MARGARITA MIRONOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.6: ELECT LIDIYA MOROZOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.7: ELECT YURY NOSOV AS MEMBER OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #15.8: ELECT KAREN OGANYAN AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.9: ELECT DMITRY PASHKOVSKY AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.10: ELECT ALEXANDRA PETROVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.11: ELECT SERGEY PLATONOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.12: ELECT MIKHAIL ROSSEEV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.13: ELECT OKSANA TARASENKO AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.14: ELECT TATYANA FISENKO AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GCL-Poly Energy Holdings Ltd.
TICKER: 3800 CUSIP: G3774X108
MEETING DATE: 2/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COAL PURCHASE FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE WAFER PRODUCTS SUPPLY FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, ANNUAL CAP AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GCL-Poly Energy Holdings Ltd.
TICKER: 3800 CUSIP: G3774X108
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT ZHU ZHANJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ZHU YUFENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.3: ELECT SUN WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT YEUNG MAN CHUNG, CHARLES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT YIP TAI HIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GEA Group AG
TICKER: G1A CUSIP: D28304109
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.80 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #6: APPROVE CREATION OF EUR 77 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Geberit AG
TICKER: GEBN CUSIP: H2942E124
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 10 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1.1: REELECT ALBERT M. BAEHNY AS DIRECTOR ISSUER YES FOR FOR
AND BOARD CHAIRMAN
PROPOSAL #4.1.2: REELECT FELIX R. EHRAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.3: REELECT THOMAS M. HUEBNER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1.4: REELECT HARTMUT REUTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.5: REELECT JORGEN TANG-JENSEN DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.6: ELECT EUNICE ZEHNDER-LAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2.1: REELECT HARTMUT REUTER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.2.2: REELECT JORGEN TANG-JENSEN AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #4.2.3: REELECT EUNICE ZEHNDER-LAI AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #5: DESIGNATE ROGER MUELLER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7.1: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 2.35 MILLION
PROPOSAL #7.3: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 11.3 MILLION
PROPOSAL #8: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gecina
TICKER: GFC CUSIP: F4268U171
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 150 MILLION, FOR
FUTURE EXCHANGE OFFER ON FONCIERE DE PARIS SIIC
PROPOSAL #2: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #3: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gecina
TICKER: GFC CUSIP: F4268U171
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE TRANSFER OF REVALUATION GAINS ISSUER YES FOR FOR
AND ADDITIONAL DEPRECIATION TO CORRESPONDING RESERVES
ACCOUNT
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 5.20 PER SHARE
PROPOSAL #5: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #6: APPROVE SEVERANCE AGREEMENT WITH MEKA ISSUER YES FOR FOR
BRUNEL, CEO
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BERNARD MICHEL, CHAIRMAN
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PHILIPPE DEPOUX, CEO
PROPOSAL #9: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #10: APPROVE REMUNERATION POLICY OF CEO ISSUER YES FOR FOR
PROPOSAL #11: RATIFY APPOINTMENT OF IVANHOE CAMBRIDGE ISSUER YES FOR FOR
INC. AS DIRECTOR
PROPOSAL #12: REELECT IVANHOE CAMBRIDGE INC. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: ELECT LAURENCE DANON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #15: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 100 MILLION
PROPOSAL #16: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 47.5 MILLION
PROPOSAL #17: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
47.5 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #18: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 10 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 47.5 MILLION
PROPOSAL #19: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #20: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #21: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #22: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 100 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #23: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #24: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #25: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Geely Automobile Holdings Ltd.
TICKER: 175 CUSIP: G3777B103
MEETING DATE: 8/8/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BAOJI ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #2: APPROVE SHANXI ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Geely Automobile Holdings Ltd.
TICKER: 175 CUSIP: G3777B103
MEETING DATE: 10/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MASTER DISPOSAL AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Geely Automobile Holdings Ltd.
TICKER: 175 CUSIP: G3777B103
MEETING DATE: 11/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUPPLEMENTAL EV AGREEMENT, ISSUER YES FOR FOR
REVISED ANNUAL CAP AMOUNTS AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE REVISED ANNUAL CAP AMOUNTS UNDER ISSUER YES FOR FOR
THE SERVICES AGREEMENT AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Geely Automobile Holdings Ltd.
TICKER: 175 CUSIP: G3777B103
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT LI SHU FU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT YANG JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LI DONG HUI, DANIEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LEE CHEUK YIN, DANNIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT WANG YANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE GRANT THORNTON HONG KONG LIMITED ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gemalto
TICKER: GTO CUSIP: N3465M108
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #5.b: APPROVE DIVIDENDS OF EUR 0.50 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #6.a: APPROVE DISCHARGE OF CHIEF EXECUTIVE ISSUER YES FOR FOR
OFFICERS
PROPOSAL #6.b: APPROVE DISCHARGE OF THE NON-EXECUTIVE ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #7.a: REELECT ALEX MANDL AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.b: REELECT HOMAIRA AKBARI AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #7.c: REELECT BUFORD ALEXANDER AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #7.d: REELECT JOHN ORMEROD AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.e: ELECT JILL SMITH AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: AMEND ARTICLES RE: UPDATES OF THE ISSUER YES FOR FOR
CORPORATE GOVERNANCE CODE
PROPOSAL #9: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #10.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 5 PERCENT OF ISSUED CAPITAL WITHOUT PREEMPTIVE
RIGHTS
PROPOSAL #10.b: AUTHORIZE ISSUANCE OF SHARES WITH ISSUER YES FOR FOR
PREEMPTIVE RIGHTS UP TO 25 PERCENT OF ISSUED CAPITAL
PROPOSAL #10.c: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES IN CASE OF
TAKEOVER/MERGER UP TO 5 PERCENT OF ISSUED CAPITAL IN
CONNECTION WITH AUTHORIZATION UNDER ITEM 10.B
PROPOSAL #10.d: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES IN CONNECTION WITH NON-
DILUTIVE TRADABLE RIGHTS OFFERING UP TO 10 PERCENT OF
ISSUED CAPITAL IN CONNECTION WITH AUTHORIZATION
UNDER ITEM 10.B
PROPOSAL #11: REAPPOINT KPMG AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genmab A/S
TICKER: GEN CUSIP: K3967W102
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE DISCHARGE OF MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4a: REELECT MATS PETTERSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: REELECT ANDERS GERSEL PEDERSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4c: REELECT PERNILLE ERENBJERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4d: REELECT PAOLO PAOLETTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4e: ELECT ROLF HOFFMANN AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4f: ELECT DEIRDRE P. CONNELLY AS NEW ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6a: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
PROPOSAL #6b: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF DKK 1.2 MILLION FOR CHAIRMAN, DKK
800,000 FOR VICE CHAIRMAN, AND DKK 400,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK;
APPROVE MEETING FEES
PROPOSAL #6c: AUTHORIZE BOARD TO ISSUE UP TO 500,000 ISSUER YES FOR FOR
WARRANTS TO EMPLOYEES; APPROVE CREATION OF DKK
500,000 POOL OF CONDITIONAL CAPITAL TO GUARANTEE
CONVERSION RIGHTS
PROPOSAL #6d: AMEND ARTICLES RE: COMPANY ISSUER YES FOR FOR
ANNOUNCEMENTS IN ENGLISH ONLY
PROPOSAL #7: AUTHORIZE EDITORIAL CHANGES TO ADOPTED ISSUER YES FOR FOR
RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH
DANISH AUTHORITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GENTERA S.A.B. de C.V.
TICKER: GENTERA * CUSIP: P4831V101
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF BOARD OF DIRECTORS IN ISSUER YES FOR FOR
COMPLIANCE WITH ARTICLE 172 OF MEXICAN GENERAL
COMPANIES LAW
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT ON SHARE REPURCHASE ISSUER YES FOR FOR
POLICIES
PROPOSAL #4: APPROVE CANCELLATION OF TREASURY SHARES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #6: ELECT OR RATIFY DIRECTORS, CHAIRMEN OF ISSUER YES FOR FOR
AUDIT AND CORPORATE PRACTICES COMMITTEES; APPROVE
THEIR REMUNERATION; VERIFY INDEPENDENCE
PROPOSAL #7: ELECT OR RATIFY CHAIRMAN, SECRETARY AND ISSUER YES FOR FOR
DEPUTY SECRETARY OF BOARD
PROPOSAL #8: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GENTERA S.A.B. de C.V.
TICKER: GENTERA * CUSIP: P4831V101
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genting Berhad
TICKER: GENTING CUSIP: Y26926116
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHIN KWAI YOONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genting Malaysia Berhad
TICKER: GENM CUSIP: Y2698A103
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT QUAH CHEK TIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT MOHD ZAHIDI BIN HJ ZAINUDDIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genting Singapore PLC
TICKER: G13 CUSIP: G3825Q102
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT LIM KOK THAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT TJONG YIK MIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: George Weston Limited
TICKER: WN CUSIP: 961148509
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ISABELLE MARCOUX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARABJIT S. MARWAH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GORDON M. NIXON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. ROBERT S. PRICHARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS F. RAHILLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT SAWYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTI STRAUSS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BARBARA STYMIEST ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALANNAH WESTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR GALEN G. WESTON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gerdau S.A.
TICKER: GGBR4 CUSIP: P2867P105
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ANDRE BIER GERDAU JOHANNPETER AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.3: ELECT CLAUDIO JOHANNPETER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.4: ELECT RICHARD CHAGAS GERDAU ISSUER YES FOR FOR
JOHANNPETER AS DIRECTOR
PROPOSAL #3.5: ELECT AFFONSO CELSO PASTORE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT FERNANDO FONTES IUNES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.7: ELECT AOD CUNHA DE MORAES JUNIOR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.8: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #3.9: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: ELECT BOLIVAR CHARNESKI AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER AND TARCISIO BEUREN AS ALTERNATE
PROPOSAL #4.2: ELECT GERALDO TOFFANELLO AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER AND ARTUR CESAR BRENNER PEIXOTO AS
ALTERNATE
PROPOSAL #4.3: ELECT CARLOS ROBERTO SCHRODER AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND ROBERTO PACHECO WALCHER AS
PROPOSAL #4.4: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY MINORITY SHAREHOLDER
PROPOSAL #4.5: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gerdau S.A.
TICKER: GGBR4 CUSIP: P2867P113
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR AND ALTERNATE APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY PREFERRED SHAREHOLDER
PROPOSAL #2: ELECT HAYTON JUREMA DA ROCHA AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND CELENE CARVALHO DE JESUS AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Getinge AB
TICKER: GETI B CUSIP: W3443C107
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #10: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #11: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 2 PER SHARE
PROPOSAL #12: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #13: AMEND ARTICLES RE: NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #14: DETERMINE NUMBER OF MEMBERS (10) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD; DETERMINE NUMBER OF
AUDITORS (1) AND DEPUTY AUDITORS (0)
PROPOSAL #15: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.15 MILLION FOR CHAIRMAN AND SEK
575,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #16a: REELECT CARL BENNET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16b: REELECT JOHAN BYGGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16c: REELECT CECILIA DAUN WENNBORG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16d: REELECT JOHAN MALMQUIST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16e: REELECT MALIN PERSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16f: REELECT JOHAN STERN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16g: ELECT BARBRO FRIDÉN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16h: ELECT DAN FROHM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16i: ELECT SOFIA HASSELBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16j: ELECT MATTIAS PERJOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16k: REELECT CARL BENNET AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #17: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GF Securities Co., Ltd.
TICKER: 000776 CUSIP: Y270AF115
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 SUPERVISORY COMMITTEE'S ISSUER YES FOR FOR
REPORT
PROPOSAL #3: APPROVE 2016 FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU LIMITED ISSUER YES FOR FOR
AS AUDITOR AND AUTHORIZE OPERATING MANAGEMENT TO
DETERMINE 2017 AUDIT FEE
PROPOSAL #7: APPROVE 2017 PROPRIETARY INVESTMENT ISSUER YES FOR FOR
QUOTA
PROPOSAL #8: APPROVE 2017 EXPECTED DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #9.1: ELECT SHANG SHUZHI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.2: ELECT LI XIULIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.3: ELECT LIU XUETAO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.4: ELECT YANG XIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.5: ELECT TANG XIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.6: ELECT CHAN KALOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.7: ELECT LI YANXI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.8: ELECT SUN SHUMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.9: ELECT LIN ZHIHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.10: ELECT QIN LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.11: ELECT SUN XIAOYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.1: ELECT ZHAN LINGZHI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.2: ELECT TAN YUE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.3: ELECT GU NAIKANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Giant Manufacturing Co., Ltd.
TICKER: 9921 CUSIP: Y2708Z106
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Givaudan SA
TICKER: GIVN CUSIP: H3238Q102
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 56 PER SHARE
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5.1.1: REELECT VICTOR BALLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.2: REELECT WERNER BAUER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.3: REELECT LILIAN BINER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.4: REELECT MICHAEL CARLOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.5: REELECT INGRID DELTENRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.6: REELECT CALVIN GRIEDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.7: REELECT THOMAS RUFER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT CALVIN GRIEDER AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5.3.1: APPOINT WERNER BAUER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.3.2: APPOINT INGRID DELTENRE AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.3.3: APPOINT VICTOR BALLI AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.4: DESIGNATE MANUEL ISLER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #5.5: RATIFY DELOITTE SA AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 3 MILLION
PROPOSAL #6.2.1: APPROVE SHORT TERM VARIABLE ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE FOR FISCAL 2016
IN THE AMOUNT OF CHF 3.3 MILLION
PROPOSAL #6.2.2: APPROVE MAXIMUM FIXED AND LONG TERM ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE FOR FISCAL 2017
IN THE AMOUNT OF CHF 19.8 MILLION
PROPOSAL #7: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gjensidige Forsikring ASA
TICKER: GJF CUSIP: R2763X101
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 6.80 PER SHARE
PROPOSAL #6a: APPROVE REMUNERATION STATEMENT ISSUER YES FOR FOR
PROPOSAL #6b: APPROVE REMUNERATION GUIDELINES FOR ISSUER YES FOR FOR
EXECUTIVE MANAGEMENT
PROPOSAL #6c: APPROVE BINDING GUIDELINES FOR ISSUER YES FOR FOR
ALLOTMENT OF SHARES AND SUBSCRIPTION RIGHTS
PROPOSAL #7a: AUTHORIZE THE BOARD TO DECIDE ON ISSUER YES FOR FOR
DISTRIBUTION OF DIVIDENDS
PROPOSAL #7b: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7c: APPROVE CREATION OF NOK 50 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7d: AUTHORIZE BOARD TO RAISE SUBORDINATED ISSUER YES FOR FOR
LOANS AND OTHER EXTERNAL FINANCING
PROPOSAL #8: AMEND ARTICLES RE: GENERAL MEETING ISSUER YES AGAINST AGAINST
PROPOSAL #9a1: REELECT INGE HANSEN (CHAIRMAN) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9a2: REELECT GISELE MARCHAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9a3: REELECT PER BJORGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9a4: REELECT JOHN GIVERHOLT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9a5: REELECT TINE WOLLEBEKK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9a6: ELECT HILDE MERETE NAFSTAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9a7: ELECT EIVIND ELNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9b1: REELECT EINAR ENGER (CHAIRMAN) AS ISSUER YES FOR FOR
MEMBER OF NOMINATING COMMITTEE
PROPOSAL #9b2: REELECT JOHN OTTESTAD AS MEMBER OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #9b3: REELECT TORUN BAKKEN AS MEMBER OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #9b4: REELECT JOAKIM GJERSOE AS MEMBER OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #9b5: ELECT MARIANNE ODEGAARD RIBE AS MEMBER ISSUER YES FOR FOR
OF NOMINATING COMMITTEE
PROPOSAL #9c: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GKN plc
TICKER: GKN CUSIP: G39004232
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT MIKE TURNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT NIGEL STEIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ADAM WALKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT KEVIN CUMMINGS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PHIL SWASH AS DIRECTOR �� ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANGUS COCKBURN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT TUFAN ERGINBILGIC AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SHONAID JEMMETT-PAGE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: RE-ELECT RICHARD PARRY-JONES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: ELECT ANNE STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE THE AUDIT & RISK COMMITTEE TO ISSUER YES FOR FOR
FIX REMUNERATION OF AUDITORS
PROPOSAL #15: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #23: AMEND SUSTAINABLE EARNINGS PLAN 2012 ISSUER YES FOR FOR
PROPOSAL #24: APPROVE SHARESAVE PLAN ISSUER YES FOR FOR
PROPOSAL #25: APPROVE SHARE INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #26: ESTABLISH INTERNATIONAL SHARE PLANS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Glanbia plc
TICKER: GL9 CUSIP: G39021103
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3(a): RE-ELECT PATSY AHERN AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(b): RE-ELECT HENRY CORBALLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(c): RE-ELECT JER DOHENY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(d): RE-ELECT MARK GARVEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(e): RE-ELECT VINCENT GORMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(f): RE-ELECT MARTIN KEANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(g): RE-ELECT MICHAEL KEANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(h): RE-ELECT HUGH MCGUIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(i): RE-ELECT JOHN MURPHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(j): RE-ELECT PATRICK MURPHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(k): RE-ELECT BRIAN PHELAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(l): RE-ELECT SIOBHAN TALBOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(m): RE-ELECT PATRICK COVENEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(n): RE-ELECT DONARD GAYNOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(o): RE-ELECT PAUL HARAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(p): RE-ELECT DAN O'CONNOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #7: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR A
SPECIFIED CAPITAL INVESTMENT
PROPOSAL #9: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Glanbia plc
TICKER: GL9 CUSIP: G39021103
MEETING DATE: 5/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF 60 PERCENT OF DAIRY ISSUER YES FOR FOR
IRELAND TO GLANBIA CO-OPERATIVE SOCIETY LIMITED AND
EXPANSION OF EXISTING STRATEGIC JOINT VENTURE TO BE
KNOWN AS GLANBIA IRELAND
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GlaxoSmithkline Consumer Healthcare Ltd.
TICKER: 500676 CUSIP: Y2710K105
MEETING DATE: 8/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICE WATERHOUSE AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4.1: ELECT KUNAL KASHYAP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT P. DWARAKANATH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT NARESH DAYAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT MUKESH H. BUTANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT SANGEETA TALWAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT JAIBOY JOHN PHILLIPS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT VIVEK ANAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
VIVEK ANAND AS EXECUTIVE DIRECTOR, DESIGNATED AS
DIRECTOR-FINANCE AND CFO
PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
JAIBOY JOHN PHILLIPS AS EXECUTIVE DIRECTOR, DIRECTOR-
OPERATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GlaxoSmithKline Pharmaceuticals Ltd.
TICKER: 500660 CUSIP: Y2709V112
MEETING DATE: 7/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES �� FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAJU KRISHNASWAMY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT RONALD C. SEQUEIRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICE WATERHOUSE & CO BANGALORE ISSUER YES FOR FOR
LLP AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
ANNASWAMY VAIDHEESH AS MANAGING DIRECTOR
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
RAJU KRISHNASWAMY AS EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
RONALD C. SEQUEIRA AS EXECUTIVE DIRECTOR
PROPOSAL #9: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
COST AUDITORS
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GlaxoSmithKline plc
TICKER: GSK CUSIP: G3910J112
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: ELECT EMMA WALMSLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DR VIVIENNE COX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT DR PATRICK VALLANCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PHILIP HAMPTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SIR ROY ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT VINDI BANGA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SIMON DINGEMANS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT LYNN ELSENHANS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT DR JESSE GOODMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT JUDY LEWENT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT URS ROHNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE THE AUDIT & RISK COMMITTEE TO ISSUER YES FOR FOR
FIX REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: APPROVE THE EXEMPTION FROM STATEMENT OF ISSUER YES FOR FOR
THE NAME OF THE SENIOR STATUTORY AUDITOR IN
PUBLISHED COPIES OF THE AUDITORS' REPORTS
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #24: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #25: APPROVE DEFERRED ANNUAL BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Glencore Plc
TICKER: GLEN CUSIP: G39420107
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REDUCTION OF THE COMPANY'S ISSUER YES FOR FOR
CAPITAL CONTRIBUTION RESERVES
PROPOSAL #3: RE-ELECT ANTHONY HAYWARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT LEONHARD FISCHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT IVAN GLASENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT PETER COATES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JOHN MACK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PETER GRAUER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: RE-ELECT PATRICE MERRIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Glenmark Pharmaceuticals Ltd.
TICKER: 532296 CUSIP: Y2711C144
MEETING DATE: 8/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT RAJESH DESAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE WALKER CHANDIOK & CO LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT MILIND SARWATE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
RAJESH DESAI AS EXECUTIVE DIRECTOR
PROPOSAL #9: APPROVE STOCK OPTION PLAN GRANTS TO ISSUER YES AGAINST AGAINST
EMPLOYEES OF THE COMPANY UNDER THE EMPLOYEE STOCK
OPTION SCHEME 2016
PROPOSAL #10: APPROVE STOCK OPTION PLAN GRANTS TO ISSUER YES AGAINST AGAINST
EMPLOYEES OF SUBSIDIARIES UNDER THE EMPLOYEE STOCK
OPTION SCHEME 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Brands Group Holdings Ltd.
TICKER: 787 CUSIP: G39338101
MEETING DATE: 9/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT DOW FAMULAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT HAU LEUNG LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT AUDREY WANG LO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT ANN MARIE SCICHILI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: ADOPT 2016 SHARE AWARD SCHEME AND ISSUER YES FOR FOR
APPROVE GENERAL MANDATE TO ISSUE ADDITIONAL SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Brands Group Holdings Ltd.
TICKER: 787 CUSIP: G39338101
MEETING DATE: 12/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDED AND RESTATED BUYING ISSUER YES FOR FOR
AGENCY AGREEMENT, ANNUAL CAPS AND RELATED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Logistic Properties Limited
TICKER: MC0 CUSIP: Y27187106
MEETING DATE: 7/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT SEEK NGEE HUAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LUCIANO LEWANDOWSKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT FANG FENGLEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4a: ELECT PAUL CHENG MING FUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT YOICHIRO FURUSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE GRANT OF AWARDS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE GLP PERFORMANCE SHARE PLAN AND/OR
THE GLP RESTRICTED SHARE PLAN
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #10: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Telecom Holding S.A.E.
TICKER: GTHE CUSIP: 37953P202
MEETING DATE: 2/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF GLOBAL ISSUER YES FOR FOR
DEPOSITARY RECEIPT PROGRAM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Telecom Holding S.A.E.
TICKER: GTHE CUSIP: 37953P202
MEETING DATE: 3/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES 6 AND 7 OF BYLAWS TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Telecom Holding S.A.E.
TICKER: GTHE CUSIP: 37953P202
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF USD 182.7 MILLION ISSUER YES FOR FOR
FROM STATUTORY RESERVE TO COVER LOSSES
PROPOSAL #2: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #6: APPROVE DISCHARGE OF CHAIRMAN AND ISSUER YES FOR FOR
DIRECTORS FOR FY 2016
PROPOSAL #7: APPROVE SITTING AND REMUNERATION FEES ISSUER YES AGAINST AGAINST
OF DIRECTORS FOR FY 2017
PROPOSAL #8: APPROVE CHARITABLE DONATIONS FOR FY 2017 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Globe Telecom, Inc.
TICKER: GLO CUSIP: Y27257149
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE ANNUAL REPORT AND AUDITED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #3.1: ELECT JAIME AUGUSTO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT DELFIN L. LAZARO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT LANG TAO YIH, ARTHUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT FERNANDO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT JOSE TEODORO K. LIMCAOCO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT ROMEO L. BERNARDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT ERNEST L. CU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT SAMBA NATARAJAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT SAW PHAIK HWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT MANUEL A. PACIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT REX MA. A. MENDOZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE INDEPENDENT AUDITORS AND APPROVE ISSUER YES FOR FOR
THE FIXING OF THEIR REMUNERATION
PROPOSAL #5: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Glory Ltd.
TICKER: 6457 CUSIP: J17304130
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR ONOE, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MIWA, MOTOZUMI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ONOE, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MABUCHI, SHIGETOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KOTANI, KANAME ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HARADA, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SASAKI, HIROKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR IKI, JOJI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR FUJITA, TORU ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Glow Energy Public Co. Ltd.
TICKER: GLOW CUSIP: Y27290124
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT VITTHAYA VEJJAJIVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT ANUT CHATIKAVANIJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT PAUL MAGUIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT DEVARAJEN MOOROOVEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
AUDIT CO., LTD. AS AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GMO PAYMENT GATEWAY INC
TICKER: 3769 CUSIP: J18229104
MEETING DATE: 12/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 27
PROPOSAL #2: AMEND ARTICLES TO AMEND PROVISIONS ON ISSUER YES FOR FOR
NUMBER OF DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR KUMAGAI, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR AINOURA, ISSEI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MURAMATSU, RYU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR ISOZAKI, SATORU ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR HISADA, YUICHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KIMURA, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MURAKAMI, TOMOYUKI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR SUGIYAMA, SHINICHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR ARAI, YUSUKE ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR ONAGI, MASAYA ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR SATO, AKIO ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR YASUDA, MASASHI ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR YOSHIOKA, MASARU ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR YOSHIDA, ISSUER YES FOR FOR
KAZUTAKA
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
OKAMOTO, KAZUHIKO
PROPOSAL #6: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GMR Infrastructure Ltd
TICKER: 532754 CUSIP: Y2730E121
MEETING DATE: 9/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: REELECT G. B. S. RAJU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE S. R. BATLIBOI & ASSOCIATES LLP ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #4: ELECT JAYESH DESAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT VISSA SIVA KAMESWARI AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6: REELECT R.S.S.L.N. BHASKARUDU AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #7: REELECT N.C. SARABESWARAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: REELECT S. SANDILYA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: REELECT S. RAJAGOPAL AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: REELECT C.R. MURALIDHARAN AS ISSUER YES AGAINST AGAINST
INDEPENDENT DIRECTOR
PROPOSAL #11: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE INVESTMENT IN ANY BODY ISSUER YES AGAINST AGAINST
CORPORATE
PROPOSAL #13: APPROVE PROVISION OF LOAN TO GMR ENERGY ISSUER YES FOR FOR
LIMITED
PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Godrej Consumer Products Ltd.
TICKER: GODREJCP CUSIP: Y2732X135
MEETING DATE: 7/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT TANYA DUBASH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE KALYANIWALLA & MISTRY AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF ADI GODREJ AS EXECUTIVE DIRECTOR DESIGNATED AS
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF NISABA GODREJ AS EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF VIVEK GAMBHIR AS EXECUTIVE DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Godrej Consumer Products Ltd.
TICKER: 532424 CUSIP: Y2732X135
MEETING DATE: 6/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION TO REFLECT ISSUER YES FOR FOR
CHANGES IN CAPITAL
PROPOSAL #3: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Godrej Industries Ltd.
TICKER: 500164 CUSIP: Y2733G164
MEETING DATE: 8/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT J. N. GODREJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT N. S. NABAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE KALYANIWALLA & MISTRY AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: ELECT A. D. COOPER AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF N. B. GODREJ AS MANAGING DIRECTOR
PROPOSAL #7: APPROVE INVESTMENT IN GODREJ PROPERTIES ISSUER YES FOR FOR
LIMITED
PROPOSAL #8: APPROVE INVESTMENT IN GODREJ AGROVET ISSUER YES FOR FOR
LIMITED
PROPOSAL #9: APPROVE INVESTMENT IN OPGS POWER GUJARAT ISSUER YES FOR FOR
PRIVATE LIMITED
PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gold Fields Ltd
TICKER: GFI CUSIP: S31755101
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #2.1: ELECT TERENCE GOODLACE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ALHASSAN ANDANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT PETER BACCHUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT YUNUS SULEMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT CARMEN LETTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: RE-ELECT NICK HOLLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: RE-ELECT PAUL SCHMIDT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT YUNUS SULEMAN AS CHAIRMAN OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: ELECT ALHASSAN ANDANI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: ELECT PETER BACCHUS AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.4: RE-ELECT RICHARD MENELL AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.5: RE-ELECT DONALD NCUBE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #1: APPROVE CONVERSION OF ORDINARY PAR VALUE ISSUER YES FOR FOR
SHARES TO ORDINARY NO PAR VALUE SHARES
PROPOSAL #2: APPROVE INCREASE IN THE AUTHORISED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #6: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Goldcorp Inc.
TICKER: G CUSIP: 380956409
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BEVERLEY A. BRISCOE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARGOT A. FRANSSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. GAROFALO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLEMENT A. PELLETIER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR P. RANDY REIFEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES (CHARLIE) R. ISSUER YES FOR FOR
SARTAIN
PROPOSAL #1.7: ELECT DIRECTOR IAN W. TELFER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BLANCA A. TREVINO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH F. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Golden Agri-Resources Ltd
TICKER: E5H CUSIP: V39076134
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO THE CONSTITUTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Golden Agri-Resources Ltd
TICKER: E5H CUSIP: V39076134
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: ELECT LEW SYN PAU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE MOORE STEPHENS LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Golden Eagle Retail Group Ltd.
TICKER: 3308 CUSIP: G3958R109
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2B: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT WANG JANICE S. Y. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT WONG CHI KEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT WANG SUNG YUN, EDDIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: AUTHORIZE REMUNERATION COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gome Electrical Appliances Holdings Ltd
TICKER: 493 CUSIP: G3978C124
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT YU SING WONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIU HONG YU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT WANG GAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gome Electrical Appliances Holdings Ltd
TICKER: 493 CUSIP: G3978C124
MEETING DATE: 6/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE ENGLISH NAME AND ADOPT CHINESE ISSUER YES FOR FOR
NAME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Good Resources Holdings Limited
TICKER: 109 CUSIP: G4094B107
MEETING DATE: 2/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ZHEJIANG WENHUA SUPPLEMENTAL ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE SHANGHAI SHIHAO SUPPLEMENTAL ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE FIRST SHANGHAI WEALTH ISSUER YES FOR FOR
SUPPLEMENTAL AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #4: APPROVE SECOND SHANGHAI WEALTH ISSUER YES FOR FOR
SUPPLEMENTAL AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #5: APPROVE SHANGHAI RENHE INVESTMENT ISSUER YES FOR FOR
SUPPLEMENTAL AGREEMENT AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Good Resources Holdings Ltd
TICKER: 109 CUSIP: G4094B107
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERTIBLE NOTE EXTENSION ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
RELATING TO THE CONVERTIBLE NOTE EXTENSION AGREEMENT
AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Good Resources Holdings Ltd
TICKER: 109 CUSIP: G4094B107
MEETING DATE: 11/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT CHAU ON TA YUEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT KWAN SHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT ZHANG NING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE BDO LIMITED AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Goodman Group
TICKER: GMG CUSIP: Q4229W132
MEETING DATE: 11/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT KPMG AS AUDITORS OF THE COMPANY ISSUER YES FOR FOR
AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #2: ELECT PHILLIP PRYKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT DANNY PEETERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ANTHONY ROZIC AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Governor and Company of the Bank of Ireland
TICKER: BIR CUSIP: G49374146
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3(a): RE-ELECT KENT ATKINSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(b): RE-ELECT RICHIE BOUCHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(c): RE-ELECT PAT BUTLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(d): RE-ELECT PATRICK HAREN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(e): RE-ELECT ARCHIE KANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(f): RE-ELECT ANDREW KEATING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(g): RE-ELECT PATRICK KENNEDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(h): RE-ELECT DAVIDA MARSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(i): RE-ELECT FIONA MULDOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(j): RE-ELECT PATRICK MULVIHILL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
STOCK
PROPOSAL #6: AUTHORISE REISSUANCE OF TREASURY STOCK ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #10: AUTHORISE ISSUE OF EQUITY IN RELATION ISSUER YES FOR FOR
TO CONTINGENT CONVERTIBLE SECURITIES
PROPOSAL #11: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO CONTINGENT CONVERTIBLE
SECURITIES
PROPOSAL #12: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Governor and Company of the Bank of Ireland
TICKER: BIR CUSIP: G49374146
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE ESTABLISHMENT OF BANK OF ISSUER YES FOR FOR
IRELAND GROUP PLC AS A NEW HOLDING COMPANY
PROPOSAL #2: APPROVE CANCELLATION OF CANCELLATION ISSUER YES FOR FOR
STOCK PURSUANT TO THE SCHEME OF ARRANGEMENT
PROPOSAL #3: AUTHORISE ALLOTMENT OF SECURITIES AND ISSUER YES FOR FOR
APPLICATION OF RESERVES
PROPOSAL #4: ADOPT NEW BYE-LAWS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CREATION OF DISTRIBUTABLE ISSUER YES FOR FOR
RESERVES IN BOIG PLC
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Governor and Company of the Bank of Ireland
TICKER: BIR CUSIP: G49374146
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GPT Group
TICKER: GPT CUSIP: Q4252X155
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GENE TILBROOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE ADOPTION OF REMUNERATION ISSUER YES FOR FOR
REPORT
PROPOSAL #3: APPROVE GRANT OF PERFORMANCE RIGHTS TO ISSUER YES FOR FOR
ROBERT JOHNSTON (2017 DEFERRED SHORT TERM INCENTIVE)
PROPOSAL #4: APPROVE GRANT OF PERFORMANCE RIGHTS TO ISSUER YES FOR FOR
ROBERT JOHNSTON (LONG TERM INCENTIVE)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GrandVision NV
TICKER: GVNV CUSIP: N36915200
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.c: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3.b: APPROVE DIVIDENDS OF EUR 0.31 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #4.a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4.b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: REELECT P. BOLLIGER TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #6: REELECT J. COLE TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO REMUNERATION ISSUER YES FOR FOR
POLICY
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #9.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL
PROPOSAL #9.b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #10: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grasim Industries Ltd.
TICKER: 500300 CUSIP: Y28523135
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1b: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT SHAILENDRA K. JAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT RAJASHREE BIRLA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE G.P. KAPADIA & CO. AS JOINT ISSUER YES FOR FOR
STATUTORY AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6: APPROVE BSR & CO. LLP AS JOINT ISSUER YES FOR FOR
STATUTORY AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #7: ELECT K. K. MAHESHWARI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT ARUN KANNAN THIAGARAJAN AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #9: ELECT DILIP GAUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
DILIP GAUR AS MANAGING DIRECTOR
PROPOSAL #11: APPROVE COMMISSION REMUNERATION FOR ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
PROPOSAL #12: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #13: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #15: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Eagle Holdings Ltd.
TICKER: 41 CUSIP: G4069C148
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: ELECT LO KAI SHUI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT LO TO LEE KWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LO HONG SUI, ANTONY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT KAN TAK KWONG AS DIRECTOR ISSUER �� YES FOR FOR
PROPOSAL #7: ELECT CHENG HOI CHUEN, VINCENT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE THE REMUNERATION OF THE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Wall Motor Co., Ltd.
TICKER: 2333 CUSIP: Y2882P106
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION PROPOSAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND ITS SUMMARY ISSUER YES FOR FOR
REPORT
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #7: APPROVE OPERATING STRATEGIES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANT LLP AS EXTERNAL AUDITOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: ELECT WEI JIAN JUN AS DIRECTOR, ENTER ISSUER YES FOR FOR
INTO SERVICE AGREEMENT WITH HIM AND AUTHORIZE BOARD
TO FIX HIS REMUNERATION
PROPOSAL #10: ELECT WANG FENG YING AS DIRECTOR, ENTER ISSUER YES FOR FOR
INTO SERVICE AGREEMENT WITH HER AND AUTHORIZE BOARD
TO FIX HER REMUNERATION
PROPOSAL #11: ELECT YANG ZHI JUAN AS DIRECTOR, ENTER ISSUER YES FOR FOR
INTO SERVICE AGREEMENT WITH HER AND AUTHORIZE BOARD
TO FIX HER REMUNERATION
PROPOSAL #12: ELECT HE PING AS DIRECTOR, ENTER INTO ISSUER YES FOR FOR
APPOINTMENT LETTER WITH HIM AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #13: ELECT MA LI HUI AS DIRECTOR, ENTER INTO ISSUER YES FOR FOR
APPOINTMENT LETTER WITH HIM AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #14: ELECT LI WAN JUN AS DIRECTOR, ENTER ISSUER YES FOR FOR
INTO APPOINTMENT LETTER WITH HIM AND AUTHORIZE BOARD
TO FIX HIS REMUNERATION
PROPOSAL #15: ELECT NG CHI KIT AS DIRECTOR, ENTER ISSUER YES FOR FOR
INTO APPOINTMENT LETTER WITH HIM AND AUTHORIZE BOARD
TO FIX HIS REMUNERATION
PROPOSAL #16: ELECT LUO JIN LI AS SUPERVISOR, ENTER ISSUER YES FOR FOR
INTO SERVICE AGREEMENT WITH HER AND AUTHORIZE
SUPERVISORY COMMITTEE TO FIX HER REMUNERATION
PROPOSAL #17: ELECT ZONG YI XIANG AS SUPERVISOR, ISSUER YES FOR FOR
ENTER INTO SERVICE AGREEMENT WITH HER AND AUTHORIZE
SUPERVISORY COMMITTEE TO FIX HER REMUNERATION
PROPOSAL #18: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #19: APPROVE ABSORPTION AND MERGER OF ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARIES AND RELATED TRANSACTIONS
PROPOSAL #20: AMEND ARTICLES OF ASSOCIATION AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Wall Motor Co., Ltd.
TICKER: 2333 CUSIP: Y2882P106
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR �� FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great-West Lifeco Inc.
TICKER: GWO CUSIP: 39138C106
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN SIZE OF BOARD FROM ISSUER YES FOR FOR
TWENTY TO TWENTY-ONE
PROPOSAL #2.1: ELECT DIRECTOR DEBORAH J. BARRETT ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MARCEL R. COUTU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ANDRE DESMARAIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.4: ELECT DIRECTOR PAUL DESMARAIS, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.5: ELECT DIRECTOR GARY A. DOER ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR DAVID G. FULLER ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR CLAUDE GENEREUX ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.8: ELECT DIRECTOR CHAVIVA M. HOSEK ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR J. DAVID A. JACKSON ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR PAUL A. MAHON ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SUSAN J. MCARTHUR ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR R. JEFFREY ORR ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.13: ELECT DIRECTOR RIMA QURESHI ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR DONALD M. RAYMOND ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR HENRI-PAUL ROUSSEAU ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR T. TIMOTHY RYAN ISSUER YES FOR FOR
PROPOSAL #2.17: ELECT DIRECTOR JEROME J. SELITTO ISSUER YES FOR FOR
PROPOSAL #2.18: ELECT DIRECTOR JAMES M. SINGH ISSUER YES FOR FOR
PROPOSAL #2.19: ELECT DIRECTOR GREGORY D. TRETIAK ISSUER YES FOR FOR
PROPOSAL #2.20: ELECT DIRECTOR SIIM A. VANASELJA ISSUER YES FOR FOR
PROPOSAL #2.21: ELECT DIRECTOR BRIAN E. WALSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #3: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gree Inc.
TICKER: 3632 CUSIP: J18807107
MEETING DATE: 9/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 8
PROPOSAL #2.1: ELECT DIRECTOR TANAKA, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR FUJIMOTO, MASAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR AKIYAMA, JIN ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ARAKI, EIJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHINO, SANKU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MAEDA, YUTA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YAMAGISHI, KOTARO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NATSUNO, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR IIJIMA, KAZUNOBU ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR SEYAMA, ISSUER YES FOR FOR
MASAHIRO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR NAGASAWA, ISSUER YES FOR FOR
TORU
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR SHIMA, ISSUER YES FOR FOR
KOICHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Greentown China Holdings Ltd.
TICKER: 3900 CUSIP: G4100M105
MEETING DATE: 8/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT, THE ISSUER YES FOR FOR
DISPOSAL AGREEMENT, AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE NINGBO ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #3: APPROVE TRADEMARK ASSIGNMENT FRAMEWORK ISSUER YES FOR FOR
AND SUPPLEMENTAL AGREEMENT AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Greentown China Holdings Ltd.
TICKER: 3900 CUSIP: G4100M105
MEETING DATE: 10/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE JOINT DEVELOPMENT AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Greentown China Holdings Ltd.
TICKER: 3900 CUSIP: G4100M105
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FRAMEWORK AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Greentown China Holdings Ltd.
TICKER: 3900 CUSIP: G4100M105
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT SONG WEIPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT LIU WENSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT SUN GUOQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: ELECT SHOU BAINIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #9: AMEND MEMORANDUM OF ASSOCIATION AND ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grifols SA
TICKER: GRF CUSIP: E5706X215
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STANDALONE FINANCIAL STATEMENTS, ISSUER YES FOR FOR
ALLOCATION OF INCOME, AND DIVIDEND PAYMENT
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: RENEW APPOINTMENT OF KPMG AUDITORES AS ISSUER YES FOR FOR
AUDITOR OF STANDALONE FINANCIAL STATEMENTS AND
APPOINT GRANT THORNTON AS CO-AUDITOR
PROPOSAL #5: RENEW APPOINTMENT OF KPMG AUDITORES AS ISSUER YES FOR FOR
AUDITOR OF CONSOLIDATED FINANCIAL STATEMENTS
PROPOSAL #6.1: REELECT VICTOR GRIFOLS ROURA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: REELECT RAMON RIERA ROCA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLE 7 OF GENERAL MEETING ISSUER YES FOR FOR
REGULATIONS RE: ISSUANCE OF BONDS AND OTHER DEBT
SECURITIES
PROPOSAL #10: AMEND ARTICLE24.TER RE: AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE LISTING OF CLASS A SHARES ON ISSUER YES FOR FOR
NASDAQ; VOID PREVIOUS AUTHORIZATION
PROPOSAL #13: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grindrod Ltd
TICKER: GND CUSIP: S3302L128
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1.1: RE-ELECT MKHUSELI FAKU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1.2: RE-ELECT GRANT GELINK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1.3: RE-ELECT MIKE HANKINSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1.4: RE-ELECT SANDILE ZUNGU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2.1: ELECT GERHARD KOTZE AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2.2: ELECT ZOLA MALINGA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2.3: ELECT RAYMOND NDLOVU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT GRANT GELINK AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #2.4.1: RE-ELECT WALTER GEACH AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #2.4.2: ELECT RAYMOND NDLOVU AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #2.5.1: REAPPOINT DELOITTE & TOUCHE AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #2.5.2: APPOINT K PEDDIE AS DESIGNATED AUDIT ISSUER YES FOR FOR
PARTNER
PROPOSAL #2.6: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #2.7: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #3.1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 44 OF THE COMPANIES ACT
PROPOSAL #3.3: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3.4: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
NEWSHELF 1279 (RF) PROPRIETARY LIMITED
PROPOSAL #3.5: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Groupe Bruxelles Lambert
TICKER: GBLB CUSIP: B4746J115
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.2: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE DISCHARGE OF COFINERGY'S ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4.1: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE DISCHARGE OF COFINERGY'S ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5.1.1: ELECT LAURENCE DANON ARNAUD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1.2: ELECT JOCELYN LEFEBVRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.1: REELECT VICTOR DELLOYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.2: REELECT CHRISTINE MORIN-POSTEL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2.3: REELECT AMAURY DE SEZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.4: REELECT MARTINE VERLUYTEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2.5: REELECT ARNAUD VIAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3.1: INDICATE LAURENCE DANON ARNAUD AS ISSUER YES FOR FOR
INDEPENDENT BOARD MEMBER
PROPOSAL #5.3.2: INDICATE CHRISTINE MORIN-POSTEL AS ISSUER YES FOR FOR
INDEPENDENT BOARD MEMBER
PROPOSAL #5.3.3: INDICATE MARTINE VERLUYTEN AS ISSUER YES FOR FOR
INDEPENDENT BOARD MEMBER
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE CHANGE-OF-CONTROL CLAUSE RE: ISSUER YES AGAINST AGAINST
STOCK OPTION PLAN UNDER ITEM 7.1
PROPOSAL #7.3: APPROVE STOCK OPTION PLAN GRANTS FOR ISSUER YES FOR FOR
2017 UP TO EUR 7,74 MILLION RE: STOCK OPTION PLAN
UNDER ITEM 7.1
PROPOSAL #7.4: APPROVE SPECIAL BOARD REPORT RE: ISSUER YES FOR FOR
ARTICLE 629 OF THE COMPANY CODE RE: ITEM 7.5
PROPOSAL #7.5: APPROVE GUARANTEE TO ACQUIRE SHARES ISSUER YES FOR FOR
UNDER NEW STOCK OPTION PLAN RE: ITEM 7.1
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Groupe Eurotunnel SE
TICKER: GET CUSIP: F477AL114
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.26 PER SHARE
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: RATIFY APPOINTMENT OF CORINNE BACH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 825,000
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JACQUES GOUNON, CHAIRMAN AND CEO
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FRANÇOIS GAUTHEY, VICE-CEO
PROPOSAL #10: APPROVE REMUNERATION POLICY OF CEO AND ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #11: APPROVE REMUNERATION POLICY OF VICE CEO ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 110 MILLION
PROPOSAL #13: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #14: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS AT EUR 110 MILLION
PROPOSAL #15: AUTHORIZE UP TO 315,000 SHARES FOR USE ISSUER YES FOR FOR
IN RESTRICTED STOCK PLANS RESERVED FOR EMPLOYEES,
EXCLUDING EXECUTIVES
PROPOSAL #16: AUTHORIZE UP TO 1.2 MILLION SHARES FOR ISSUER YES FOR FOR
USE IN RESTRICTED STOCK PLANS UNDER PERFORMANCE
CONDITIONS RESERVED FOR EMPLOYEES AND EXECUTIVE
OFFICERS
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #19: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Growthpoint Properties Ltd
TICKER: GRT CUSIP: S3373C239
MEETING DATE: 11/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #1.2.1: RE-ELECT LYNETTE FINLAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2.2: RE-ELECT MPUME NKABINDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2.3: RE-ELECT PATRICK MNGCONKOLA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3.1: RE-ELECT LYNETTE FINLAY AS CHAIRMAN ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #1.3.2: RE-ELECT PETER FECHTER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #1.3.3: RE-ELECT JOHN HAYWARD AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #1.4: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #1.5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1.6: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #1.7: AUTHORISE DIRECTORS TO ISSUE SHARES TO ISSUER YES FOR FOR
AFFORD SHAREHOLDERS DISTRIBUTION RE-INVESTMENT
ALTERNATIVES
PROPOSAL #1.8: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #1.9: AMEND THE STAFF INCENTIVE SCHEME DEED ISSUER YES AGAINST AGAINST
AND RULES
PROPOSAL #1.10: APPROVE SOCIAL, ETHICS AND ISSUER YES FOR FOR
TRANSFORMATION COMMITTEE REPORT
PROPOSAL #2.1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
RELATED OR INTER-RELATED COMPANIES
PROPOSAL #2.3: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #2.4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gruma S.A.B. de C.V.
TICKER: GRUMA B CUSIP: P4948K121
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: PRESENT REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: SET AGGREGATE NOMINAL AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE RESERVE AND PRESENT REPORT OF OPERATIONS
WITH TREASURY SHARES
PROPOSAL #5: ELECT DIRECTORS, SECRETARY, AND ISSUER YES AGAINST AGAINST
ALTERNATES, VERIFY INDEPENDENCE CLASSIFICATION OF
DIRECTORS AND APPROVE THEIR REMUNERATION; APPROVE
REMUNERATION OF AUDIT AND CORPORATE PRACTICES
COMMITTEES
PROPOSAL #6: ELECT CHAIRMEN OF AUDIT AND CORPORATE ISSUER YES AGAINST AGAINST
PRACTICES COMMITTEES
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #8: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupa Azoty S.A.
TICKER: ATT CUSIP: X9868F102
MEETING DATE: 12/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5.1: RECALL SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #5.2: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #6: APPROVE REMUNERATION POLICY FOR SHAREHOLDER YES AGAINST N/A
MANAGEMENT BOARD MEMBERS
PROPOSAL #7: APPROVE REMUNERATION POLICY FOR SHAREHOLDER YES AGAINST N/A
SUPERVISORY BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupa Azoty S.A.
TICKER: ATT CUSIP: X9868F102
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN; PREPARE LIST OF ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #8: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S AND GROUP'S OPERATIONS
PROPOSAL #9: APPROVE REPORT ON PAYMENTS TO PUBLIC ISSUER YES FOR FOR
ADMINISTRATION
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 0.79 PER SHARE
PROPOSAL #11.1: APPROVE DISCHARGE OF PAWEL JARCZEWSKI ISSUER YES FOR FOR
(CEO)
PROPOSAL #11.2: APPROVE DISCHARGE OF MARIUSZ BOBER ISSUER YES FOR FOR
(CEO)
PROPOSAL #11.3: APPROVE DISCHARGE OF WOJCIECH ISSUER YES FOR FOR
WARDACKI (CEO)
PROPOSAL #11.4: APPROVE DISCHARGE OF KRZYSZTOF ISSUER YES FOR FOR
JALOSINSKI (DEPUTY CEO)
PROPOSAL #11.5: APPROVE DISCHARGE OF MAREK KAPLUCHA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #11.6: APPROVE DISCHARGE OF MARIAN RYBAK ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #11.7: APPROVE DISCHARGE OF ANDRZEJ ISSUER YES FOR FOR
SKOLMOWSKI (DEPUTY CEO)
PROPOSAL #11.8: APPROVE DISCHARGE OF WITOLD ISSUER YES FOR FOR
SZCZYPINSKI (DEPUTY CEO)
PROPOSAL #11.9: APPROVE DISCHARGE OF TOMASZ HINC ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #11.10: APPROVE DISCHARGE OF JOZEF ROJKO ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #11.11: APPROVE DISCHARGE OF PAWEL LAPINSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #11.12: APPROVE DISCHARGE OF ARTUR KOPEC ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #12.1: APPROVE DISCHARGE OF MONIKA KACPRZYK- ISSUER YES FOR FOR
WOJDYGA (SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #12.2: APPROVE DISCHARGE OF PRZEMYSLAW LIS ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #12.3: APPROVE DISCHARGE OF MAREK GRZELACZYK ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #12.4: APPROVE DISCHARGE OF JACEK OBLEKOWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #12.5: APPROVE DISCHARGE OF TOMASZ ISSUER YES FOR FOR
KARUSEWICZ (SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #12.6: APPROVE DISCHARGE OF ZBIGNIEW ISSUER YES FOR FOR
PAPROCKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7: APPROVE DISCHARGE OF MAREK ISSUER YES FOR FOR
MROCZKOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.8: APPROVE DISCHARGE OF RYSZARD ISSUER YES FOR FOR
TREPCZYNSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.9: APPROVE DISCHARGE OF TOMASZ KLIKOWICZ ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.10: APPROVE DISCHARGE OF MACIEJ ISSUER YES FOR FOR
BARANOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.11: APPROVE DISCHARGE OF ROBERT KAPKA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.12: APPROVE DISCHARGE OF ARTUR KUCHARSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.13: APPROVE DISCHARGE OF BARTLOMIEJ ISSUER YES FOR FOR
LITWINCZUK (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.14: APPROVE DISCHARGE OF ROMAN ISSUER YES FOR FOR
ROMANISZYN (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.15: APPROVE DISCHARGE OF MONIKA FILL ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.16: APPROVE DISCHARGE OF IRENEUSZ ISSUER YES FOR FOR
PURGACZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #13.1: RECALL SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #13.2: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #14: AMEND DEC. 2, 2016, EGM RESOLUTION RE: SHAREHOLDER YES AGAINST N/A
REMUNERATION POLICY FOR MANAGEMENT BOARD MEMBERS
PROPOSAL #15: AMEND STATUTE SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupa Lotos SA
TICKER: LTS CUSIP: X32440103
MEETING DATE: 9/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: AMEND STATUTE ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CONSOLIDATED TEXT OF STATUTE ISSUER YES FOR FOR
PROPOSAL #7.1: RECALL SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.2: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupa Lotos SA
TICKER: LTS CUSIP: X32440103
MEETING DATE: 12/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION POLICY FOR SHAREHOLDER YES AGAINST N/A
MANAGEMENT BOARD MEMBERS
PROPOSAL #6: APPROVE REMUNERATION POLICY FOR SHAREHOLDER YES AGAINST N/A
SUPERVISORY BOARD MEMBERS
PROPOSAL #7.1: RECALL SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.2: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupa LOTOS SA
TICKER: LTS CUSIP: X32440103
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ELIGIBILITY CRITERIA FOR ISSUER YES FOR FOR
APPOINTMENT OF MANAGEMENT AND SUPERVISORY BOARD
PROPOSAL #6: AMEND STATUTE SHAREHOLDER YES AGAINST N/A
PROPOSAL #7: AUTHORIZE SUPERVISORY BOARD TO APPROVE SHAREHOLDER YES AGAINST N/A
CONSOLIDATED TEXT OF STATUTE
PROPOSAL #8: AMEND DEC. 22, 2017, EGM, RESOLUTION RE: SHAREHOLDER YES AGAINST N/A
REMUNERATION POLICY FOR MANAGEMENT BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupa LOTOS SA
TICKER: LTS CUSIP: X32440103
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #11: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S AND GROUP'S OPERATIONS
PROPOSAL #12: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 1 PER SHARE
PROPOSAL #13.1: APPROVE DISCHARGE OF MARCIN ISSUER YES FOR FOR
JASTRZEBOWSKI (DEPUTY CEO)
PROPOSAL #13.2: APPROVE DISCHARGE OF MARIUSZ ISSUER YES FOR FOR
MACHAJEWSKI (DEPUTY CEO)
PROPOSAL #13.3: APPROVE DISCHARGE OF MATEUSZ BONCA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #13.4: APPROVE DISCHARGE OF PRZEMYSLAW ISSUER YES FOR FOR
MARCHLEWICZ (DEPUTY CEO)
PROPOSAL #13.5: APPROVE DISCHARGE OF ROBERT ISSUER YES FOR FOR
PIETRYSZYN (CEO)
PROPOSAL #13.6: APPROVE DISCHARGE OF MACIEJ SZOZDA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #13.7: APPROVE DISCHARGE OF PAWEL ISSUER YES FOR FOR
OLECHNOWICZ (CEO)
PROPOSAL #13.8: APPROVE DISCHARGE OF MAREK SOKOLOWSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #13.9: APPROVE DISCHARGE OF ZBIGNIEW ISSUER YES FOR FOR
PASZKOWICZ (DEPUTY CEO)
PROPOSAL #14.1: APPROVE DISCHARGE OF BEATA KOZLOWSKA- ISSUER YES FOR FOR
CHYLA (SUPERVISORY BOARD MEMBER)
PROPOSAL #14.2: APPROVE DISCHARGE OF KATARZYNA ISSUER YES FOR FOR
LEWANDOWSKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #14.3: APPROVE DISCHARGE OF AGNIESZKA ISSUER YES FOR FOR
SZKLARCZYK-MIERZWA (SUPERVISORY BOARD MEMBER)
PROPOSAL #14.4: APPROVE DISCHARGE OF PIOTR CIACHO ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #14.5: APPROVE DISCHARGE OF DARIUSZ FIGURA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #14.6: APPROVE DISCHARGE OF MARIUSZ GOLECKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #14.7: APPROVE DISCHARGE OF ADAM LEWANDOWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #14.8: APPROVE DISCHARGE OF MARIA SIERPINSKA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #14.9: APPROVE DISCHARGE OF KATARZYNA ISSUER YES FOR FOR
WITKOWSKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #14.10: APPROVE DISCHARGE OF CEZARY ISSUER YES FOR FOR
KRASODOMSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #14.11: APPROVE DISCHARGE OF ROBERT ISSUER YES FOR FOR
PIETRYSZYN (SUPERVISORY BOARD MEMBER)
PROPOSAL #14.12: APPROVE DISCHARGE OF MARCIN ISSUER YES FOR FOR
JASTRZEBSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #14.13: APPROVE DISCHARGE OF WIESLAW SKWARKO ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #14.14: APPROVE DISCHARGE OF AGNIESZKA ISSUER YES FOR FOR
TRZASKALSKA (SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #14.15: APPROVE DISCHARGE OF OSKAR PAWLOWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #14.16: APPROVE DISCHARGE OF MALGORZATA ISSUER YES FOR FOR
HIRSZEL (SUPERVISORY BOARD MEMBER)
PROPOSAL #14.17: APPROVE DISCHARGE OF MICHAL RUMINSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15: APPROVE ACQUISITION OF 6.3 MILLION ISSUER YES FOR FOR
SHARES IN INCREASED SHARE CAPITAL OF LOTOS UPSTREAM
SP. Z O.O.
PROPOSAL #16: FIX NUMBER OF SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
PROPOSAL #17.1: ELECT CHAIRMAN OF SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
PROPOSAL #17.2: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Aeromexico S. A . B. de C. V.
TICKER: AEROMEX * CUSIP: P4953T108
MEETING DATE: 2/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FOR COMPANY'S SUBSIDIARIES TO ISSUER YES AGAINST AGAINST
CARRY OUT PROJECTS FOR THE SALE OF REAL ESTATE,
SHARES, MERGERS AND SPIN-OFF
PROPOSAL #2: APPROVE SUBSCRIPTION PLAN FOR SHARES OF ISSUER YES AGAINST AGAINST
COMPANY AND SUBSIDIARIES AND PARTICIPATION IN THE
SHARE CAPITAL OF OFFICERS AND EMPLOYEES
PROPOSAL #3: AMEND ARTICLES ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPOINT LEGAL REPRESENTATIVES AND ISSUER YES FOR FOR
APPROVE GRANTING POWERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Aeromexico S.A.B. de C.V.
TICKER: AEROMEX * CUSIP: P4953T108
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES AGAINST AGAINST
STATEMENTS, STATUTORY REPORTS AND ALLOCATION OF
INCOME; SET MAXIMUM AMOUNT OF SHARE REPURCHASE
PROPOSAL #2: ELECT OR RATIFY MEMBERS, CHAIRMAN, ISSUER YES AGAINST AGAINST
SECRETARY AND DEPUTY SECRETARY OF BOARD, CEO AND
CHAIRMAN OF AUDIT AND CORPORATE PRACTICES COMMITTEE
AND COMMITTEES; APPROVE REMUNERATION OF MEMBERS OF
BOARD, SECRETARY AND DEPUTY SECRETARY
PROPOSAL #3: APPOINT LEGAL REPRESENTATIVES; APPROVE ISSUER YES FOR FOR
MINUTES OF MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Aeroportuario del Centro Norte S.A.B. de C.V.
TICKER: OMA B CUSIP: P49530101
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE REPORTS PRESENTED ON ITEMS 1 AND ISSUER YES FOR FOR
2 OF THIS AGENDA
PROPOSAL #5: APPROVE ALLOCATION OF INCOME, INCREASE ISSUER YES FOR FOR
IN RESERVES, SET AGGREGATE NOMINAL AMOUNT OF SHARE
REPURCHASE AND DIVIDENDS
PROPOSAL #6: ELECT OR RATIFY DIRECTORS AND CHAIRMEN ISSUER YES FOR FOR
OF AUDIT, CORPORATE PRACTICES, FINANCE, PLANNING AND
SUSTAINABILITY COMMITTEES; APPROVE THEIR REMUNERATION
PROPOSAL #7: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Aeroportuario del Centro Norte S.A.B. de C.V.
TICKER: OMA B CUSIP: P49530101
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF 6.23 MILLION ISSUER YES FOR FOR
SERIES B REPURCHASED SHARES AND CONSEQUENTLY
REDUCTION IN FIXED PORTION OF SHARE CAPITAL AND AMEND
PROPOSAL #2: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Aeroportuario del Centro Norte S.A.B. de C.V.
TICKER: OMA B CUSIP: P49530101
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF 6.23 MILLION ISSUER YES FOR FOR
SERIES B REPURCHASED SHARES AND CONSEQUENTLY
REDUCTION IN FIXED PORTION OF SHARE CAPITAL AND AMEND
PROPOSAL #2: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Aeroportuario del Centro Norte, S.A.B. de C.V.
TICKER: OMA B CUSIP: P49530101
MEETING DATE: 2/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT OR RATIFY DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADOPT RESOLUTIONS ON REVOCATION OF ISSUER YES AGAINST AGAINST
CERTAIN POWERS PREVIOUSLY GRANTED BY THE COMPANY;
APPROVE GRANTING AND OR RATIFICATION OF POWERS TO
REPRESENT THE COMPANY
PROPOSAL #3: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Aeroportuario del Pacifico S.A.B. de C.V.
TICKER: GAP B CUSIP: P4959P100
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORTS IN COMPLIANCE WITH ISSUER YES FOR FOR
ARTICLE 28, SECTION IV OF MEXICAN SECURITIES MARKET
PROPOSAL #2: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
AND OFFICERS
PROPOSAL #3: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS, AND
APPROVAL OF EXTERNAL AUDITORS' REPORT ON FINANCIAL
STATEMENTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME IN THE ISSUER YES FOR FOR
AMOUNT OF MXN 3.16 BILLION
PROPOSAL #5: APPROVE TWO DIVIDENDS OF MXN 2.86 PER ISSUER YES FOR FOR
SHARE TO BE DISTRIBUTED ON OR BEFORE AUG. 31, 2017
AND DEC. 31, 2017 RESPECTIVELY
PROPOSAL #6: CANCEL PENDING AMOUNT OF MXN 950 MILLION ISSUER YES FOR FOR
OF SHARE REPURCHASE APPROVED AT AGM ON APRIL 26,
2016; SET SHARE REPURCHASE MAXIMUM AMOUNT OF MXN 995
PROPOSAL #9: ELECT OR RATIFY DIRECTORS OF SERIES B ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #10: ELECT OR RATIFY BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
YEARS 2016 AND 2017
PROPOSAL #12: ELECT OR RATIFY DIRECTOR OF SERIES B ISSUER YES FOR FOR
SHAREHOLDERS AND MEMBER OF NOMINATION AND
REMUNERATION COMMITTEE
PROPOSAL #13: ELECT OR RATIFY CHAIRMAN OF AUDIT AND ISSUER YES FOR FOR
CORPORATE PRACTICES COMMITTEE
PROPOSAL #15: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Aeroportuario del Pacifico S.A.B. de C.V.
TICKER: GAP B CUSIP: P4959P100
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REDUCTION IN FIXED CAPITAL BY ISSUER YES FOR FOR
MXN 1.75 BILLION; AMEND ARTICLE 6 OF COMPANY'S BYLAWS
ACCORDINGLY
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Aeroportuario del Sureste S.A.B. de C.V.
TICKER: ASUR B CUSIP: P4950Y100
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE CEO'S AND AUDITOR'S REPORT ON ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #1b: APPROVE BOARD'S REPORT ON ACCOUNTING ISSUER YES FOR FOR
CRITERIA POLICY AND DISCLOSURE POLICY LAW
PROPOSAL #1c: APPROVE REPORT RE: ACTIVITIES AND �� ISSUER YES FOR FOR
OPERATIONS UNDERTAKEN BY THE BOARD
PROPOSAL #1d: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1e: APPROVE AUDIT COMMITTEE'S REPORT ISSUER YES FOR FOR
REGARDING COMPANY'S SUBSIDIARIES
PROPOSAL #1f: APPROVE REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #2a: APPROVE INCREASE IN LEGAL RESERVE BY ISSUER YES FOR FOR
MXN 181.87 MILLION
PROPOSAL #2b: APPROVE CASH DIVIDENDS OF MXN 6.16 PER ISSUER YES FOR FOR
SERIES B AND BB SHARES
PROPOSAL #2c: SET MAXIMUM AMOUNT OF MXN 1.61 BILLION ISSUER YES FOR FOR
FOR SHARE REPURCHASE; APPROVE POLICY RELATED TO
ACQUISITION OF OWN SHARES
PROPOSAL #3a: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
AND CEO
PROPOSAL #3b.1: ELECT/RATIFY FERNANDO CHICO PARDO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b.2: ELECT/RATIFY JOSÉ ANTONIO PÉREZ ANTÓN ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3b.3: ELECT/RATIFY LUIS CHICO PARDO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b.4: ELECT/RATIFY AURELIO PÉREZ ALONSO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b.5: ELECT/RATIFY RASMUS CHRISTIANSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b.6: ELECT/RATIFY FRANCISCO GARZA ZAMBRANO ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3b.7: ELECT/RATIFY RICARDO GUAJARDO TOUCHÉ ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3b.8: ELECT/RATIFY GUILLERMO ORTIZ MARTÍNEZ ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3b.9: ELECT/RATIFY ROBERTO SERVITJE SENDRA ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3c.1: ELECT/RATIFY RICARDO GUAJARDO TOUCHÉ ISSUER YES FOR FOR
AS CHAIRMAN OF AUDIT COMMITTEE
PROPOSAL #3d.1: ELECT/RATIFY FERNANDO CHICO PARDO, ISSUER YES FOR FOR
JOSÉ ANTONIO PEREZ ANTÓN AND ROBERTO SERVITJE SENDRA
AS MEMBERS OF NOMINATIONS AND COMPENSATIONS COMMITTEE
PROPOSAL #3e.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF MXN 55,000
PROPOSAL #3e.2: APPROVE REMUNERATION OF OPERATIONS ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF MXN 55,000
PROPOSAL #3e.3: APPROVE REMUNERATION OF NOMINATIONS ISSUER YES FOR FOR
AND COMPENSATIONS COMMITTEE IN THE AMOUNT OF MXN
PROPOSAL #3e.4: APPROVE REMUNERATION OF AUDIT ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF MXN 77,000
PROPOSAL #3e.5: APPROVE REMUNERATION OF ACQUISITIONS ISSUER YES FOR FOR
AND CONTRACTS COMMITTEE IN THE AMOUNT OF MXN 17,000
PROPOSAL #4a: AUTHORIZE CLAUDIO R. GÓNGORA MORALES TO ISSUER YES FOR FOR
RATIFY AND EXECUTE APPROVED RESOLUTIONS
PROPOSAL #4b: AUTHORIZE RAFAEL ROBLES MIAJA TO RATIFY ISSUER YES FOR FOR
AND EXECUTE APPROVED RESOLUTIONS
PROPOSAL #4c: AUTHORIZE ANA MARÍA POBLANNO CHANONA TO ISSUER YES FOR FOR
RATIFY AND EXECUTE APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Argos SA
TICKER: GRUPOARGOS CUSIP: P0275K122
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #9.1: AMEND ARTICLES 53 AND 54 OF BYLAWS RE: ISSUER YES FOR FOR
LEGAL REPRESENTATIVE FOR TAX MATTERS
PROPOSAL #9.2: REMOVE ARTICLES 63A, 63B AND 63C OF ISSUER YES FOR FOR
BYLAWS RE: STATUTORY RESERVES
PROPOSAL #10: APPROVE APPOINTMENTS, REMUNERATION AND ISSUER YES FOR FOR
BOARD SUCCESSION POLICY
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE ALLOCATION FOR THE DEVELOPMENT ISSUER YES FOR FOR
OF SOCIAL RESPONSIBILITY ACTIVITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Bimbo S.A.B de C.V.
TICKER: BIMBO A CUSIP: P4949B104
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CASH DIVIDENDS OF MXN 0.29 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #5: ELECT OR RATIFY DIRECTORS AND APPROVE ISSUER YES AGAINST AGAINST
THEIR REMUNERATION
PROPOSAL #6: ELECT OR RATIFY CHAIRMAN AND MEMBERS OF ISSUER YES AGAINST AGAINST
AUDIT AND CORPORATE PRACTICES COMMITTEE AND APPROVE
THEIR REMUNERATION
PROPOSAL #7: APPROVE REPORT ON REPURCHASE OF SHARES ISSUER YES FOR FOR
AND SET AGGREGATE NOMINAL AMOUNT OF SHARE REPURCHASE
RESERVE
PROPOSAL #8: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Comercial Chedraui S.A.B. de C.V.
TICKER: CHDRAUI B CUSIP: P4612W104
MEETING DATE: 4/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: PRESENT REPORT ON ACTIVITIES AND ISSUER YES FOR FOR
OPERATIONS UNDERTAKEN BY BOARD IN ACCORDANCE WITH
ARTICLE 28 IV (E) OF COMPANY LAW
PROPOSAL #2: PRESENT REPORT ON OPERATIONS CARRIED OUT ISSUER YES FOR FOR
BY AUDIT AND CORPORATE PRACTICES COMMITTEE
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #4: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: PRESENT REPORT ON SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE AND SET MAXIMUM AMOUNT OF SHARE REPURCHASE
RESERVE
PROPOSAL #6: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
AND CEO
PROPOSAL #7: ELECT OR RATIFY DIRECTORS AND AUDIT AND ISSUER YES AGAINST AGAINST
CORPORATE PRACTICE COMMITTEE MEMBERS; APPROVE THEIR
REMUNERATION
PROPOSAL #8: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo de Inversiones Suramericana SA
TICKER: GRUPOSURA CUSIP: P4950L116
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #3: PRESENT BOARD OF DIRECTORS AND ISSUER YES FOR FOR
CHAIRMAN'S REPORT
PROPOSAL #4: PRESENT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: PRESENT AUDITOR'S REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BOARD OF DIRECTORS AND ISSUER YES FOR FOR
CHAIRMAN'S REPORT
PROPOSAL #7: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUDITOR'S REPORT ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE UPDATE OF THE ISSUANCE AND ISSUER YES FOR FOR
PLACEMENT REGULATION OF SHARES WITH PREFERRED
DIVIDENDS ISSUED ON OCTOBER 2011
PROPOSAL #9.2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo de Inversiones Suramericana SA
TICKER: GRUPOSURA CUSIP: P4950L132
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #3: PRESENT BOARD OF DIRECTORS AND ISSUER YES FOR FOR
CHAIRMAN'S REPORT
PROPOSAL #4: PRESENT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: PRESENT AUDITOR'S REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BOARD OF DIRECTORS AND ISSUER YES FOR FOR
CHAIRMAN'S REPORT
PROPOSAL #7: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUDITOR'S REPORT ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE UPDATE OF THE ISSUANCE AND ISSUER YES FOR FOR
PLACEMENT REGULATION OF SHARES WITH PREFERRED
DIVIDENDS ISSUED ON OCTOBER 2011
PROPOSAL #9.2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Elektra S.A.B. de C.V.
TICKER: ELEKTRA * CUSIP: P3642B213
MEETING DATE: 3/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD'S REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #3: APPROVE REPORT OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF CORPORATE PRACTICES ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE REPORT OF BOARD OF DIRECTORS ON ISSUER YES FOR FOR
SHARE REPURCHASE POLICY AND RESERVES FOR SHARE
REPURCHASE PROGRAM
PROPOSAL #6: ELECT AND OR RATIFY DIRECTORS, DEPUTY ISSUER YES AGAINST AGAINST
SECRETARY, AND MEMBERS OF AUDIT AND CORPORATE
PRACTICES COMMITTEES; VERIFY INDEPENDENCE
CLASSIFICATION; APPROVE THEIR REMUNERATION
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Financiero Banorte S.A.B. de C.V.
TICKER: GFNORTE O CUSIP: P49501201
MEETING DATE: 8/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: AMEND ARTICLE 5 RE: LOCATION OF ISSUER YES FOR FOR
CORPORATE DOMICILE
PROPOSAL #1.2: AMEND ARTICLE 19 RE: ASSET ACQUISITION ISSUER YES FOR FOR
OPERATIONS
PROPOSAL #1.3: AMEND ARTICLE 44 RE: INDEPENDENT ISSUER YES FOR FOR
MEMBERS OF NOMINATION COMMITTEE
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Financiero Banorte S.A.B. de C.V.
TICKER: GFNORTE O CUSIP: P49501201
MEETING DATE: 8/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CASH DIVIDENDS OF MXN ISSUER YES FOR FOR
0.45750654921773 PER SHARE TO BE PAID ON AUG. 31,
PROPOSAL #1.2: APPROVE FOURTH AND LAST PAYMENT OF ISSUER YES FOR FOR
DIVIDEND OF 2014 TO BE PAID ON AUG. 31, 2016
PROPOSAL #1.3: APPROVE CASH DIVIDENDS OF MXN ISSUER YES FOR FOR
1.23355355686851 PER SHARE
PROPOSAL #1.4: APPROVE FIRST PAYMENT OF DIVIDEND OF ISSUER YES FOR FOR
2015 TO BE PAID ON AUG. 31, 2016
PROPOSAL #1.5: APPROVE SECOND PAYMENT OF DIVIDEND OF ISSUER YES FOR FOR
2015 TO BE PAID IN MAY 2017
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Financiero Banorte S.A.B. de C.V.
TICKER: GFNORTE O CUSIP: P49501201
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CEO'S REPORT ON FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #1.2: APPROVE BOARD'S REPORT ON POLICIES AND ISSUER YES FOR FOR
ACCOUNTING INFORMATION AND CRITERIA FOLLOWED IN
PREPARATION OF FINANCIAL INFORMATION
PROPOSAL #1.3: APPROVE BOARD'S REPORT ON OPERATIONS ISSUER YES FOR FOR
AND ACTIVITIES UNDERTAKEN BY BOARD
PROPOSAL #1.4: APPROVE REPORT ON ACTIVITIES OF AUDIT ISSUER YES FOR FOR
AND CORPORATE PRACTICES COMMITTEE
PROPOSAL #1.5: APPROVE ALL OPERATIONS CARRIED OUT BY ISSUER YES FOR FOR
COMPANY AND RATIFY ACTIONS CARRIED OUT BY BOARD, CEO
AND AUDIT AND CORPORATE PRACTICES COMMITTEE
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.a1: ELECT CARLOS HANK GONZÁLEZ AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #3.a2: ELECT JUAN ANTONIO GONZÁLEZ MORENO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.a3: ELECT DAVID JUAN VILLARREAL ISSUER YES FOR FOR
MONTEMAYOR AS DIRECTOR
PROPOSAL #3.a4: ELECT JOSÉ MARCOS RAMIREZ MIGUEL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.a5: ELECT EVERARDO ELIZONDO ALMAGUER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.a6: ELECT CARMEN PATRICIA ARMENDÁRIZ ISSUER YES FOR FOR
GUERRA AS DIRECTOR
PROPOSAL #3.a7: ELECT HÉCTOR FEDERICO REYES-RETANA Y ISSUER YES FOR FOR
DAHL AS DIRECTOR
PROPOSAL #3.a8: ELECT EDUARDO LIVAS CANTÚ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.a9: ELECT ALFREDO ELIAS AYUB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.a10: ELECT ADRIAN SADA CUEVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.a11: ELECT ALEJANDRO BURILLO AZCÁRRAGA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.a12: ELECT JOSÉ ANTONIO CHEDRAUI EGUIA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.a13: ELECT ALFONSO DE ANGOITIA NORIEGA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.a14: ELECT OLGA MARIA DEL CARMEN SÁNCHEZ ISSUER YES FOR FOR
CORDERO DÁVILA AS DIRECTOR
PROPOSAL #3.a15: ELECT THOMAS STANLEY HEATHER ISSUER YES FOR FOR
RODRIGUEZ AS DIRECTOR
PROPOSAL #3.a16: ELECT GRACIELA GONZÁLEZ MORENO AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #3.a17: ELECT JUAN ANTONIO GONZÁLEZ MARCOS ISSUER YES FOR FOR
AS ALTERNATE DIRECTOR
PROPOSAL #3.a18: ELECT CARLOS DE LA ISLA CORRY AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #3.a19: ELECT CLEMENTE ISMAEL REYES RETANA ISSUER YES FOR FOR
VALDÉS AS ALTERNATE DIRECTOR
PROPOSAL #3.a20: ELECT ALBERTO HALABE HAMUI AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #3.a21: ELECT MANUEL AZNAR NICOLIN AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #3.a22: ELECT ROBERTO KELLEHER VALES AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #3.a23: ELECT ROBERT WILLIAM CHANDLER ISSUER YES FOR FOR
EDWARDS AS ALTERNATE DIRECTOR
PROPOSAL #3.a24: ELECT ISAAC BECKER KABACNIK AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #3.a25: ELECT JOSÉ MARIA GARZA TREVIÑO AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #3.a26: ELECT JAVIER BRAUN BURILLO AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #3.a27: ELECT RAFAEL CONTRERAS GROSSKELWING ISSUER YES FOR FOR
AS ALTERNATE DIRECTOR
PROPOSAL #3.a28: ELECT GUADALUPE PHILLIPS MARGAIN AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #3.a29: ELECT EDUARDO ALEJANDRO FRANCISCO ISSUER YES FOR FOR
GARCIA VILLEGAS AS ALTERNATE DIRECTOR
PROPOSAL #3.a30: ELECT RICARDO MALDONADO YAÑEZ AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #3.b: ELECT HÉCTOR AVILA FLORES AS BOARD ISSUER YES FOR FOR
SECRETARY WHO WILL NOT BE PART OF BOARD
PROPOSAL #3.c: APPROVE DIRECTORS LIABILITY AND ISSUER YES FOR FOR
INDEMNIFICATION
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT HÉCTOR FEDERICO REYES-RETANA Y ISSUER YES FOR FOR
DAHL AS CHAIRMAN OF AUDIT AND CORPORATE PRACTICES
PROPOSAL #6: APPROVE REPORT ON SHARE REPURCHASE; SET ISSUER YES FOR FOR
AGGREGATE NOMINAL AMOUNT OF SHARE REPURCHASE RESERVE
PROPOSAL #7: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Financiero Banorte S.A.B. de C.V.
TICKER: GFNORTEO CUSIP: P49501201
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CASH DIVIDENDS OF MXN 2.78 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #1.2: APPROVE EXTRAORDINARY DIVIDENDS OF MXN ISSUER YES FOR FOR
1.26 PER SHARE
PROPOSAL #1.3: APPROVE JUNE 29, 1017 AS DIVIDEND ISSUER YES FOR FOR
PAYMENT DATE
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE �� ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Financiero Banorte, S.A.B. de C.V.
TICKER: GFNORTE O CUSIP: P49501201
MEETING DATE: 2/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE ADVANCEMENT OF PAYMENT FOR ISSUER YES FOR FOR
CASH DIVIDEND OF MXN 1.23 APPROVED AT THE SHAREHOLDER
MEETING ON AUGUST 19, 2016
PROPOSAL #1.2: APPROVE PAY DATE OF CASH DIVIDENDS FOR ISSUER YES FOR FOR
MARCH 7, 2017
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Financiero Inbursa S.A.B. de C.V.
TICKER: GFINBUR O CUSIP: P4950U165
MEETING DATE: 10/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 2 ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE MODIFICATION OF RESPONSIBILITY ISSUER YES AGAINST AGAINST
AGREEMENT
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Financiero Inbursa S.A.B. de C.V.
TICKER: GFINBUR O CUSIP: P4950U165
MEETING DATE: 11/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 2 ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE MODIFICATION OF RESPONSIBILITY ISSUER YES AGAINST AGAINST
AGREEMENT
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Financiero Inbursa S.A.B. de C.V.
TICKER: GFINBUR O CUSIP: P4950U165
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: PRESENT AUDITOR'S REPORT ON COMPLIANCE ISSUER YES FOR FOR
WITH FISCAL OBLIGATIONS
PROPOSAL #2.1: APPROVE CEO'S REPORT AND AUDITOR'S ISSUER YES FOR FOR
REPORT; BOARD'S OPINION ON REPORTS
PROPOSAL #2.2: APPROVE BOARD'S REPORT ON ACCOUNTING ISSUER YES FOR FOR
POLICIES AND CRITERIA FOR PREPARATION OF FINANCIAL
STATEMENTS
PROPOSAL #2.3: APPROVE REPORT ON ACTIVITIES AND ISSUER YES FOR FOR
OPERATIONS UNDERTAKEN BY BOARD
PROPOSAL #2.4: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2.5: APPROVE REPORT ON ACTIVITIES ISSUER YES FOR FOR
UNDERTAKEN BY AUDIT AND CORPORATE PRACTICES
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: ELECT OR RATIFY DIRECTORS AND SECRETARY ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SECRETARY
PROPOSAL #7: ELECT OR RATIFY MEMBERS OF CORPORATE ISSUER YES AGAINST AGAINST
PRACTICES AND AUDIT COMMITTEES
PROPOSAL #8: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
CORPORATE PRACTICES AND AUDIT COMMITTEES
PROPOSAL #9: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE; APPROVE SHARE REPURCHASE REPORT
PROPOSAL #10: APPROVE EXCHANGE OF SECURITIES ISSUER YES AGAINST AGAINST
CURRENTLY DEPOSITED IN SD INDEVAL
PROPOSAL #11: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Financiero Interacciones S.A.B. de C.V.
TICKER: GFINTER O CUSIP: P4951R153
MEETING DATE: 8/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Financiero Santander Mexico S.A.B. de C.V.
TICKER: SANMEX B CUSIP: P49513107
MEETING DATE: 12/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DISMISS, ELECT AND RATIFY PRINCIPAL AND ISSUER YES AGAINST AGAINST
ALTERNATE DIRECTORS REPRESENTING SERIES F AND B
SHAREHOLDERS
PROPOSAL #2: APPROVE CASH DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE ISSUANCE OF SUBORDINATED ISSUER YES AGAINST AGAINST
DEBENTURES
PROPOSAL #4: APPROVE INCREASE IN SHARE CAPITAL WHICH ISSUER YES AGAINST AGAINST
WILL BE REPRESENTED BY SHARES OF COMPANY HELD IN
TREASURY
PROPOSAL #5: AMEND ARTICLES ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE MODIFICATIONS OF SOLE ISSUER YES AGAINST AGAINST
RESPONSIBILITY AGREEMENT
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Financiero Santander Mexico S.A.B. de C.V.
TICKER: SANMEX B CUSIP: P49513107
MEETING DATE: 12/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DISMISS, ELECT AND RATIFY DIRECTORS ISSUER YES AGAINST AGAINST
REPRESENTING SERIES B SHAREHOLDERS
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Financiero Santander Mexico S.A.B. de C.V.
TICKER: SANMEX B CUSIP: P49513107
MEETING DATE: 12/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CASH DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Financiero Santander Mexico S.A.B. de C.V.
TICKER: SANMEX B CUSIP: P49513107
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT OR RATIFY DIRECTORS REPRESENTING ISSUER YES AGAINST AGAINST
SERIES B SHAREHOLDERS
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Financiero Santander Mexico S.A.B. de C.V.
TICKER: SANMEX B CUSIP: P49513107
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT CHAIRMAN'S AND CEO'S REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT BOARD'S OPINION ON PRESIDENT'S ISSUER YES FOR FOR
AND CEO REPORT
PROPOSAL #5: ACCEPT BOARD REPORT ON MAJOR ACCOUNTING ISSUER YES FOR FOR
AND DISCLOSURE CRITERIA AND POLICIES
PROPOSAL #6: ACCEPT REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS FOR FISCAL YEAR 2015
PROPOSAL #7: ACCEPT REPORT ON OPERATIONS AND ISSUER YES FOR FOR
ACTIVITIES UNDERTAKEN BY BOARD
PROPOSAL #8: ACCEPT BOARD REPORT ON ACTIVITIES OF ISSUER YES FOR FOR
AUDIT COMMITTEE AND CORPORATE PRACTICES, NOMINATING
AND REMUNERATION COMMITTEE
PROPOSAL #9: ELECT AND RATIFY DIRECTORS AND THEIR ISSUER YES AGAINST AGAINST
ALTERNATE REPRESENTATIVES OF SERIES F AND B
SHAREHOLDERS; FIX THEIR REMUNERATION
PROPOSAL #10: ELECT OR RATIFY CHAIRMAN OF AUDIT ISSUER YES AGAINST AGAINST
COMMITTEE
PROPOSAL #11: APPROVE CASH DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #12: AMEND BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPROVE MODIFICATIONS OF SOLE ISSUER YES AGAINST AGAINST
RESPONSIBILITY AGREEMENT
PROPOSAL #14: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Lala S.A.B. de C.V.
TICKER: LALA B CUSIP: P49543104
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE BOARD OF DIRECTORS' REPORT ON ISSUER YES FOR FOR
PRINCIPAL ACCOUNTING POLICIES AND CRITERIA, AND
DISCLOSURE POLICY
PROPOSAL #1.2: APPROVE REPORT ON ACTIVITIES AND ISSUER YES FOR FOR
OPERATIONS UNDERTAKEN BY BOARD
PROPOSAL #1.3: APPROVE CEO'S REPORT, INCLUDING ISSUER YES FOR FOR
AUDITOR'S REPORT AND BOARD'S OPINION ON CEO'S REPORT
PROPOSAL #1.4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #1.5: APPROVE AUDIT AND CORPORATE PRACTICES ISSUER YES FOR FOR
COMMITTEES' REPORTS
PROPOSAL #1.6: APPROVE REPORT ON ACQUISITION AND ISSUER YES FOR FOR
PLACING OF OWN SHARES
PROPOSAL #1.7: APPROVE REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #2: APPROVE DISCHARGE BOARD OF DIRECTORS AND ISSUER YES FOR FOR
CEO
PROPOSAL #3: ELECT AND OR RATIFY DIRECTORS, SECRETARY ISSUER YES AGAINST AGAINST
AND MEMBERS OF AUDIT AND CORPORATE PRACTICES
COMMITTEE; APPROVE THEIR REMUNERATION
PROPOSAL #4: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #6: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Mexico S.A.B. de C.V.
TICKER: GMEXICO B CUSIP: P49538112
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: PRESENT REPORT ON COMPLIANCE WITH FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE POLICY RELATED TO ACQUISITION OF ISSUER YES FOR FOR
OWN SHARES FOR 2016; SET AGGREGATE NOMINAL AMOUNT OF
SHARE REPURCHASE RESERVE FOR 2017
PROPOSAL #5: APPROVE DISCHARGE OF BOARD OF DIRECTORS, ISSUER YES FOR FOR
EXECUTIVE CHAIRMAN AND BOARD COMMITTEES
PROPOSAL #6: ELECT OR RATIFY DIRECTORS; VERIFY ISSUER YES AGAINST AGAINST
INDEPENDENCE OF BOARD MEMBERS; ELECT OR RATIFY
CHAIRMEN AND MEMBERS OF BOARD COMMITTEES
PROPOSAL #7: APPROVE GRANTING/WITHDRAWAL OF POWERS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
MEMBERS OF BOARD COMMITTEES
PROPOSAL #9: RATIFY RESOLUTIONS ADOPTED BY AGM ON ISSUER YES FOR FOR
APRIL 29, 2016
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Simec S.A.B. de C.V.
TICKER: SIM CUSIP: P4984U108
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT BALLOT RECORDER FOR SHAREHOLDER ISSUER YES FOR FOR
ATTENDANCE AND ACKNOWLEDGE PROPER CONVENING OF
PROPOSAL #2: PRESENT CEO'S REPORT ISSUER YES FOR FOR
PROPOSAL #3: PRESENT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: PRESENT BOARD OF DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #5: PRESENT AUDIT AND CORPORATE PRACTICES ISSUER YES FOR FOR
COMMITTEE'S REPORT
PROPOSAL #6: APPROVE ALLOCATION OF INCOME, ISSUER YES FOR FOR
MAINTAINING RESERVE FOR REPURCHASE OF OWN SHARES
PROPOSAL #7: ELECT DIRECTORS, AUDIT AND CORPORATE ISSUER YES AGAINST AGAINST
PRACTICES COMMITTEE CHAIRMAN AND MEMBERS, AND
SECRETARY; APPROVE THEIR REMUNERATION
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #9: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GS Engineering & Construction Ltd.
TICKER: A006360 CUSIP: Y2901E108
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT HEO CHANG-SOO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT HEO TAE-SOO AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GS Holdings Corp.
TICKER: A078930 CUSIP: Y2901P103
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT YANG SEUNG-WOO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT YANG SEUNG-WOO AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GS Retail Company Ltd.
TICKER: A007070 CUSIP: Y2915J101
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT HEO YEON-SOO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT SHIN DONG-GYU AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LIM CHOON-SEONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT CHOI HYO-SEONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT SHIN DONG-GYU AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: ELECT LIM CHOON-SEONG AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: ELECT CHOI HYO-SEONG AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GS YUASA CORP.
TICKER: 6674 CUSIP: J1770L109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 7
PROPOSAL #2.1: ELECT DIRECTOR MURAO, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NISHIDA, KEI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NAKAGAWA, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR BOMOTO, TORU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KURAGAKI, MASAHIDE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ONISHI, HIROFUMI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OTANI, IKUO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR OCHIAI, ISSUER YES FOR FOR
SHINJI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR OHARA, ISSUER YES FOR FOR
KATSUYA
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR YAMADA, ISSUER YES FOR FOR
HIDEAKI
PROPOSAL #3.4: APPOINT STATUTORY AUDITOR FUJII, ISSUER YES FOR FOR
TSUKASA
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
NAKAKUBO, MITSUAKI
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GT Capital Holdings, Inc.
TICKER: GTCAP CUSIP: Y29045104
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON MAY 11, 2016
PROPOSAL #2: APPROVE ANNUAL REPORT FOR THE YEAR 2016 ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ALL ACTS AND RESOLUTIONS OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS AND EXECUTIVE COMMITTEE AND
MANAGEMENT
PROPOSAL #4: ELECT EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT GEORGE S.K. TY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT ARTHUR VY TY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT FRANCISCO C. SEBASTIAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT ALFRED VY TY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT CARMELO MARIA LUZA BAUTISTA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: ELECT DAVID T. GO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT RODERICO V. PUNO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT JAIME MIGUEL G. BELMONTE, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.9: ELECT WILFREDO A. PARAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.10: ELECT PETER B. FAVILA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.11: ELECT RENATO C. VALENCIA AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guangdong Electric Power Development Co., Ltd.
TICKER: 200539 CUSIP: Y2923E110
MEETING DATE: 8/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HUANG ZHENHAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guangdong Electric Power Development Co., Ltd.
TICKER: 200539 CUSIP: Y2923E110
MEETING DATE: 11/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2016 AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guangdong Electric Power Development Co., Ltd.
TICKER: 200539 CUSIP: Y2923E110
MEETING DATE: 12/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI YANXU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT XU PING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guangdong Electric Power Development Co., Ltd.
TICKER: 200539 CUSIP: Y2923E110
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE GENERAL MANAGER ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2017 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH GUANGDONG YUEDIAN GROUP CO., LTD.
PROPOSAL #10: APPROVE FINANCIAL SERVICE AGREEMENTS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE APPLICATION OF BANK ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINES
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guangdong Investment Ltd.
TICKER: 270 CUSIP: Y2929L100
MEETING DATE: 3/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION, SPECIFIC MANDATE, ISSUER YES FOR FOR
SALE AND PURCHASE AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #2: ELECT CAI YONG AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guangdong Investment Ltd.
TICKER: 00270 CUSIP: Y2929L100
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT TSANG HON NAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHAO CHUNXIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT FUNG DANIEL RICHARD AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.4: ELECT CHENG MO CHI, MOSES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guangshen Railway Co., Ltd.
TICKER: 525 CUSIP: Y2930P108
MEETING DATE: 12/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT AND RELATED ANNUAL CAPS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guangshen Railway Co., Ltd.
TICKER: 525 CUSIP: Y2930P108
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2016 PROFITS DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #5: APPROVE 2017 FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS AUDITORS AND
AUTHORIZE BOARD AND AUDIT COMMITTEE TO FIX THEIR
REMUNERATION
PROPOSAL #7.1: ELECT WU YONG AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #7.2: ELECT HU LINGLING AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #7.3: ELECT LUO QING AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #7.4: ELECT SUN JING AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #7.5: ELECT YU ZHIMING AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #7.6: ELECT CHEN JIANPING AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #8.1: ELECT CHEN SONG AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #8.2: ELECT JIA JIANMIN AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #8.3: ELECT WANG YUNTING AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #9.1: ELECT LIU MENGSHU AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #9.2: ELECT CHEN SHAOHONG AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #9.3: ELECT SHEN JIANCONG AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #9.4: ELECT LI ZHIMING AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #10: APPROVE REMUNERATION OF THE BOARD OF SHAREHOLDER YES FOR N/A
DIRECTORS AND SUPERVISORY COMMITTEE
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guangzhou Automobile Group Co., Ltd.
TICKER: 2238 CUSIP: Y2R318121
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SATISFACTION OF THE CONDITIONS ISSUER YES FOR FOR
OF NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.1: APPROVE CLASS AND NOMINAL VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE PROPOSED NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.2: APPROVE METHOD OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.3: APPROVE METHOD OF SUBSCRIPTION IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLES IN RELATION TO THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS, ISSUER YES FOR FOR
SUBSCRIPTION AMOUNT AND NUMBER OF SHARES TO BE ISSUED
IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD AND LISTING ISSUER YES FOR FOR
ARRANGEMENT IN RELATION TO THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #2.7: APPROVE AMOUNT AND USE OF PROCEEDS IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #2.8: APPROVE ARRANGEMENT ON THE ACCUMULATED ISSUER YES FOR FOR
PROFITS PRIOR TO THE PROPOSED NON-PUBLIC ISSUANCE OF
A SHARES
PROPOSAL #2.9: APPROVE VALIDITY PERIOD OF RESOLUTIONS ISSUER YES FOR FOR
IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #3: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #4: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM PREVIOUS FUND RAISING ACTIVITIES
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS FROM NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #6: APPROVE SHARE SUBSCRIPTION AGREEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
INVOLVED IN THE NON-PUBLIC ISSUANCE
PROPOSAL #8: APPROVE DILUTION OF CURRENT RETURNS BY ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES AND REMEDIAL
MEASURES
PROPOSAL #9: APPROVE UNDERTAKINGS BY THE CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER, DIRECTORS AND SENIOR MANAGEMENT OF THE
COMPANY REGARDING THE REMEDIAL MEASURES FOR THE
DILUTION OF CURRENT RETURNS BY THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #10: AUTHORIZE BOARD OR PERSONS AUTHORIZED ISSUER YES FOR FOR
BY THE BOARD TO DEAL WITH ALL MATTERS IN RELATION TO
THE NON-PUBLIC ISSUANCE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guangzhou Automobile Group Co., Ltd.
TICKER: 2238 CUSIP: Y2R318121
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CLASS AND NOMINAL VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE PROPOSED NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.2: APPROVE METHOD OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.3: APPROVE METHOD OF SUBSCRIPTION IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #1.4: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLES IN RELATION TO THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.5: APPROVE TARGET SUBSCRIBERS, ISSUER YES FOR FOR
SUBSCRIPTION AMOUNT AND NUMBER OF SHARES TO BE ISSUED
IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #1.6: APPROVE LOCK-UP PERIOD AND LISTING ISSUER YES FOR FOR
ARRANGEMENT IN RELATION TO THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.7: APPROVE AMOUNT AND USE OF PROCEEDS IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #1.8: APPROVE ARRANGEMENT ON THE ACCUMULATED ISSUER YES FOR FOR
PROFITS PRIOR TO THE PROPOSED NON-PUBLIC ISSUANCE OF
A SHARES
PROPOSAL #1.9: APPROVE VALIDITY PERIOD OF RESOLUTIONS ISSUER YES FOR FOR
IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #2: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #3: APPROVE SHARE SUBSCRIPTION AGREEMENTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guangzhou Automobile Group Co., Ltd.
TICKER: 2238 CUSIP: Y2R318121
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #4: APPROVE 2016 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INTERNAL CONTROL AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
TICKER: 874 CUSIP: Y2932P106
MEETING DATE: 11/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #1: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
TICKER: 600332 CUSIP: Y2932P106
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 FINANCIAL REPORTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 AUDITORS' REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND DIVIDEND ISSUER YES FOR FOR
PAYMENT
PROPOSAL #6: APPROVE 2017 OPERATIONAL TARGETS AND ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #7: APPROVE 2017 TOTAL SERVICE EMOLUMENTS TO ISSUER YES FOR FOR
BE PAID TO THE DIRECTORS
PROPOSAL #8: APPROVE 2017 TOTAL SERVICE EMOLUMENTS TO ISSUER YES FOR FOR
BE PAID TO THE SUPERVISORS
PROPOSAL #9: APPROVE GUARANTEES TO SECURE BANK LOANS ISSUER YES FOR FOR
FOR SUBSIDIARIES
PROPOSAL #10: APPROVE APPLICATION FOR GENERAL BANKING ISSUER YES FOR FOR
FACILITIES
PROPOSAL #11: APPROVE ENTRUSTED LOANS BUSINESS ISSUER YES AGAINST AGAINST
BETWEEN THE COMPANY AND ITS SUBSIDIARIES
PROPOSAL #12: APPROVE CASH MANAGEMENT OF PART OF THE ISSUER YES FOR FOR
TEMPORARY IDLE PROCEEDS FROM FUND RAISING
PROPOSAL #13: APPROVE CASH MANAGEMENT OF PART OF THE ISSUER YES FOR FOR
TEMPORARY IDLE INTERNAL FUND OF THE COMPANY AND ITS
SUBSIDIARIES
PROPOSAL #14: APPROVE 2017 ANTICIPATED AMOUNTS OF THE ISSUER YES FOR FOR
ORDINARY AND USUAL CONNECTED TRANSACTIONS
PROPOSAL #17: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #18.1: ELECT LI CHUYUAN AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.2: ELECT CHEN MAO AS EXECUTIVE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18.3: ELECT LIU JUYAN AS EXECUTIVE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18.4: ELECT CHENG NING AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.5: ELECT NI YIDONG AS EXECUTIVE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18.6: ELECT WU CHANGHAI AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.7: ELECT WANG WENCHU AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.1: ELECT CHU XIAOPING AS INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #19.2: ELECT JIANG WENQI AS INDEPENDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #19.3: ELECT WONG HIN WING AS INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #19.4: ELECT WANG WEIHONG AS INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #20.1: ELECT XIAN JIAXIONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #20.2: ELECT GAO YANZHU AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guangzhou R&F Properties Co., Ltd.
TICKER: 2777 CUSIP: Y2933F115
MEETING DATE: 11/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE ISSUER IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF DEBT FINANCING INSTRUMENTS
PROPOSAL #1.2: APPROVE PLACE OF ISSUE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF DEBT FINANCING INSTRUMENTS
PROPOSAL #1.3: APPROVE SIZE OF ISSUE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF DEBT FINANCING INSTRUMENTS
PROPOSAL #1.4: APPROVE TYPES OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS IN RELATION TO THE ISSUANCE OF DEBT
FINANCING INSTRUMENTS
PROPOSAL #1.5: APPROVE METHOD OF ISSUE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF DEBT FINANCING INSTRUMENTS
PROPOSAL #1.6: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF DEBT FINANCING INSTRUMENTS
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE OF DEBT FINANCING
INSTRUMENTS IN THE INTER-BANK BOND MARKET
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guangzhou R&F Properties Co., Ltd.
TICKER: 2777 CUSIP: Y2933F115
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE CLASS OF SHARES IN RELATION TO ISSUER YES FOR FOR
THE PUBLIC OFFERING AND LISTING OF A SHARES
PROPOSAL #1b: APPROVE PLACE OF LISTING IN RELATION TO ISSUER YES FOR FOR
THE PUBLIC OFFERING AND LISTING OF A SHARES
PROPOSAL #1c: APPROVE ISSUER IN RELATION TO THE ISSUER YES FOR FOR
PUBLIC OFFERING AND LISTING OF A SHARES
PROPOSAL #1d: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE PUBLIC OFFERING AND LISTING OF A
PROPOSAL #1e: APPROVE NOMINAL VALUE OF SHARES TO BE ISSUER YES FOR FOR
ISSUED IN RELATION TO THE PUBLIC OFFERING AND LISTING
OF A SHARES
PROPOSAL #1f: APPROVE TARGET SUBSCRIBER IN RELATION ISSUER YES FOR FOR
TO THE PUBLIC OFFERING AND LISTING OF A SHARES
PROPOSAL #1g: APPROVE ISSUE PRICE IN RELATION TO THE ISSUER YES FOR FOR
PUBLIC OFFERING AND LISTING OF A SHARES
PROPOSAL #1h: APPROVE METHOD OF ISSUE IN RELATION TO ISSUER YES FOR FOR
THE PUBLIC OFFERING AND LISTING OF A SHARES
PROPOSAL #1i: APPROVE UNDERWRITING METHOD IN RELATION ISSUER YES FOR FOR
TO THE PUBLIC OFFERING AND LISTING OF A SHARES
PROPOSAL #1j: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE PUBLIC OFFERING AND LISTING OF A SHARES
PROPOSAL #1k: APPROVE PLAN ON THE ALLOCATION OF ISSUER YES FOR FOR
ACCUMULATED PROFITS PRIOR TO THE ISSUE IN RELATION TO
THE PUBLIC OFFERING AND LISTING OF A SHARES
PROPOSAL #1l: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE PUBLIC OFFERING AND
LISTING OF A SHARES
PROPOSAL #2: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF AUTHORIZING BOARD TO HANDLE ALL MATTERS IN
RELATION TO THE INITIAL PUBLIC OFFERING AND LISTING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guangzhou R&F Properties Co., Ltd.
TICKER: 2777 CUSIP: Y2933F115
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
REPORT OF AUDITORS
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: AUTHORIZE BOARD TO DECIDE ON MATTERS ISSUER YES FOR FOR
RELATING TO THE PAYMENT OF INTERIM DIVIDEND FOR THE
SIX MONTHS ENDED JUNE 30, 2017
PROPOSAL #7a: ELECT LI HELEN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HER REMUNERATION
PROPOSAL #7b: ELECT ZHENG ERCHENG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #7c: ELECT ZHAO XIANGLIN AS SUPERVISOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #8: APPROVE APPOINTMENT OF BDO CHINA SHU LUN ISSUER YES FOR FOR
PAN CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE DOMESTIC
AUDITOR AND REPORTING ACCOUNTANT AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE RESOLUTION ON THE CAUTION OF ISSUER YES FOR FOR
RISKS RELATING TO POTENTIAL DILUTION OF RETURN FOR
THE CURRENT PERIOD RESULTING FROM THE INITIAL PUBLIC
OFFERING OF A SHARES BY THE COMPANY
PROPOSAL #10: APPROVE EXTENSION OF GUARANTEES UP TO ISSUER YES AGAINST AGAINST
RMB 50 BILLION BY THE COMPANY ON BEHALF OF
SUBSIDIARIES, ASSOCIATES, JOINT VENTURES AND OTHER
INVESTEE COMPANIES
PROPOSAL #11: APPROVE EXTENSION OF GUARANTEES ON ISSUER YES AGAINST AGAINST
BEHALF OF SUBSIDIARIES, ASSOCIATES AND JOINT VENTURES
IN 2016
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #13.a: APPROVE CLASS OF SHARES IN RELATION ISSUER YES FOR FOR
TO THE INITIAL PUBLIC OFFERING AND LISTING OF
ORDINARY SHARES WITHIN THE TERRITORY OF PRC
PROPOSAL #13.b: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE INITIAL PUBLIC OFFERING AND LISTING OF
ORDINARY SHARES WITHIN THE TERRITORY OF PRC
PROPOSAL #13.c: APPROVE ISSUER IN RELATION TO THE ISSUER YES FOR FOR
INITIAL PUBLIC OFFERING AND LISTING OF ORDINARY
SHARES WITHIN THE TERRITORY OF PRC
PROPOSAL #13.d: APPROVE NO. OF SHARES TO BE ISSUED IN ISSUER YES FOR FOR
RELATION TO THE INITIAL PUBLIC OFFERING AND LISTING
OF ORDINARY SHARES WITHIN THE TERRITORY OF PRC
PROPOSAL #13.e: APPROVE NOMINAL VALUE OF THE SHARES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO THE INITIAL PUBLIC
OFFERING AND LISTING OF ORDINARY SHARES WITHIN THE
TERRITORY OF PRC
PROPOSAL #13.f: APPROVE TARGET SUBSCRIBER IN RELATION ISSUER YES FOR FOR
TO THE INITIAL PUBLIC OFFERING AND LISTING OF
ORDINARY SHARES WITHIN THE TERRITORY OF PRC
PROPOSAL #13.g: APPROVE ISSUE PRICE IN RELATION TO ISSUER YES FOR FOR
THE INITIAL PUBLIC OFFERING AND LISTING OF ORDINARY
SHARES WITHIN THE TERRITORY OF PRC
PROPOSAL #13.h: APPROVE METHOD OF ISSUE IN RELATION ISSUER YES FOR FOR
TO THE INITIAL PUBLIC OFFERING AND LISTING OF
ORDINARY SHARES WITHIN THE TERRITORY OF PRC
PROPOSAL #13.i: APPROVE UNDERWRITING METHOD IN ISSUER YES FOR FOR
RELATION TO THE INITIAL PUBLIC OFFERING AND LISTING
OF ORDINARY SHARES WITHIN THE TERRITORY OF PRC
PROPOSAL #13.j: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE INITIAL PUBLIC OFFERING AND LISTING OF
ORDINARY SHARES WITHIN THE TERRITORY OF PRC
PROPOSAL #13.k: APPROVE PLAN ON THE ALLOCATION OF ISSUER YES FOR FOR
ACCUMULATED PROFITS PRIOR TO THE ISSUE IN RELATION TO
THE INITIAL PUBLIC OFFERING AND LISTING OF ORDINARY
SHARES WITHIN THE TERRITORY OF PRC
PROPOSAL #13.l: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE INITIAL PUBLIC OFFERING
AND LISTING OF ORDINARY SHARES WITHIN THE TERRITORY
OF PRC
PROPOSAL #14: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE INITIAL PUBLIC OFFERING AND
LISTING OF ORDINARY SHARES WITHIN THE TERRITORY OF
PROPOSAL #15: APPROVE ISSUANCE OF DIRECT DEBT ISSUER YES FOR FOR
FINANCING PRODUCTS OF THE COMPANY
PROPOSAL #16: ELECT WONG CHUN BONG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GungHo Online Entertainment Inc
TICKER: 3765 CUSIP: J18912105
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MORISHITA, KAZUKI ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SON, TAIZO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAKAI, KAZUYA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KITAMURA, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OCHI, MASATO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YOSHIDA, KOJI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OBA, NORIKAZU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ONISHI, HIDETSUGU ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR ANDO, ISSUER YES FOR FOR
YOICHIRO
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR UEHARA, ISSUER YES FOR FOR
HIROTO
PROPOSAL #2.3: APPOINT STATUTORY AUDITOR KABA, ISSUER YES FOR FOR
TOSHIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gunma Bank Ltd.
TICKER: 8334 CUSIP: J17766106
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2.1: ELECT DIRECTOR KIBE, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SAITO, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HORIE, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUKAI, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MINAMI, SHIGEYOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HIRASAWA, YOICHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KANAI, YUJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MUTO, EIJI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KONDO, JUN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guotai Junan International Holdings Ltd.
TICKER: 1788 CUSIP: Y2961L109
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT MEMORANDUM AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guotai Junan International Holdings Ltd.
TICKER: 1788 CUSIP: Y2961L109
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT WONG TUNG CHING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT FU TINGMEI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT SONG MING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6b: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H & M Hennes & Mauritz
TICKER: HM B CUSIP: W41422101
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #7: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 9.75 PER SHARE
PROPOSAL #9c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #10: DETERMINE NUMBER OF MEMBERS (7) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD; DETERMINE NUMBER OF
AUDITORS (1) AND DEPUTY AUDITORS (0)
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.7 MILLION FOR CHAIRMAN, AND SEK
600,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #12.1: REELECT STINA BERGFORS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.2: REELECT ANDERS DAHLVIG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.3: REELECT LENA PATRIKSSON KELLER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.4: REELECT STEFAN PERSSON (CHAIRMAN) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.5: REELECT CHRISTIAN SIEVERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.6: REELECT ERICA WIKING HÄGER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.7: REELECT NIKLAS ZENNSTRÖM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF FOUR OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #15: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #16.1: ADOPT A ZERO VISION REGARDING SHAREHOLDER YES AGAINST N/A
ANOREXIA WITHIN THE INDUSTRY
PROPOSAL #16.2: INSTRUCT THE BOARD TO APPOINT A SHAREHOLDER YES AGAINST N/A
WORKING GROUP TO REALIZE THIS ZERO VISION ON ANOREXIA
PROPOSAL #16.3: INSTRUCT THE BOARD TO YEARLY REPORT SHAREHOLDER YES AGAINST N/A
TO THE AGM IN WRITING THE PROGRESS CONCERNING
ANOREXIA WITHIN THE INDUSTRY
PROPOSAL #16.4: ADOPT A VISION FOR ABSOLUTE GENDER SHAREHOLDER YES AGAINST N/A
EQUALITY ON ALL LEVELS WITHIN THE COMPANY
PROPOSAL #16.5: INSTRUCT THE BOARD TO SET UP A SHAREHOLDER YES AGAINST N/A
WORKING GROUP CONCERNING GENDER AND ETHNICITY
DIVERSIFICATION WITHIN THE COMPANY
PROPOSAL #16.6: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 16.5 TO BE REPORTED TO THE AGM
PROPOSAL #16.7: REQUEST BOARD TO TAKE NECESSARY SHAREHOLDER YES AGAINST N/A
ACTION TO CREATE A SHAREHOLDERS' ASSOCIATION
PROPOSAL #16.8: PROHIBIT DIRECTORS FROM BEING ABLE TO SHAREHOLDER YES AGAINST N/A
INVOICE DIRECTOR'S FEES VIA SWEDISH AND FOREIGN
LEGAL ENTITIES
PROPOSAL #16.9: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT TO DRAW ATTENTION TO THE NEED FOR
A CHANGE IN THE RULES IN THE AREA REGARDING INVOICING
PROPOSAL #16.10: INSTRUCT THE NOMINATION COMMITTEE TO SHAREHOLDER YES AGAINST N/A
PAY EXTRA ATTENTION TO QUESTIONS CONCERNING ETHICS,
GENDER, AND ETHNICITY
PROPOSAL #16.11: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT TO DRAW ATTENTION TO THE NEED FOR
INTRODUCING A "POLITICIAN QUARANTINE"
PROPOSAL #16.12: INSTRUCT THE BOARD TO PREPARE A SHAREHOLDER YES AGAINST N/A
PROPOSAL FOR THE REPRESENTATION OF SMALL- AND
MIDSIZED SHAREHOLDERS IN THE BOARD AND NOMINATION
PROPOSAL #16.13: INSTRUCT THE BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT TO DRAW ATTENTION TO NEED OF
ABOLISHMENT OF LAW ALLOWING POSSIBILITY OF SO-CALLED
GRADUATED VOTING RIGHTS
PROPOSAL #17.1: AMEND ARTICLES OF ASSOCIATION: BOTH SHAREHOLDER YES AGAINST N/A
CLASS A SHARES AND CLASS B SHARES ARE ENTITLED TO ONE
VOTE EACH
PROPOSAL #17.2: AMEND ARTICLES RE: FORMER POLITICIANS SHAREHOLDER YES AGAINST N/A
ON THE BOARD OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H. Lundbeck A/S
TICKER: LUN CUSIP: K4406L129
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 2.45 PER SHARE
PROPOSAL #4a: REELECT LARS RASMUSSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: REELECT LENE SKOLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: REELECT LARS HOLMQVIST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4d: REELECT JESPER OVESEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4e: ELECT JEREMY LEVIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF DKK 1.05 MILLION FOR CHAIRMAN, DKK 700,000
FOR VICE CHAIRMAN AND DKK 350,000 FOR OTHER
DIRECTORS; APPROVE FEES FOR COMMITTEE WORK
PROPOSAL #6: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7a: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7b: AUTHORIZE EDITORIAL CHANGES TO ADOPTED ISSUER YES FOR FOR
RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH
DANISH AUTHORITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H.I.S. Co. Ltd.
TICKER: 9603 CUSIP: J20087102
MEETING DATE: 1/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 22
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR SAWADA, HIDEO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR HIRABAYASHI, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KUSUHARA, NARIMOTO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR NAKAMORI, TATSUYA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR NAKATANI, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SAKAGUCHI, KATSUHIKO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR YAMANOBE, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR ODA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR TAKAGI, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR NAMEKATA, KAZUMASA ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR TOMITA, NAOMI ISSUER YES FOR FOR
PROPOSAL #4: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H2O Retailing Corp.
TICKER: 8242 CUSIP: J2358J102
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUZUKI, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARAKI, NAOYA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HAYASHI, KATSUHIRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YAGI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUMI, KAZUO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHIJO, HARUYA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MORI, TADATSUGU ISSUER YES FOR �� FOR
PROPOSAL #2: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Habib Bank Ltd.
TICKER: HBL CUSIP: Y2974J109
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE A.F. FERGUSON & CO AS AUDITORS ISSUER YES AGAINST AGAINST
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE FINAL CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REDUCTION IN SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLE 5 OF THE MEMORANDUM OF ASSOCIATION
PROPOSAL #1: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Habib Bank Ltd.
TICKER: HBL CUSIP: Y2974J109
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF COMPANY ASSETS TO ISSUER YES FOR FOR
DIAMOND TRUST BANK KENYA, LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hachijuni Bank Ltd.
TICKER: 8359 CUSIP: J17976101
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 8
PROPOSAL #2.1: ELECT DIRECTOR YUMOTO, SHOICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MATSUSHITA, MASAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NAKAMURA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MATSUDA, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FUNAMI, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YOSHIE, MUNEO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KUROSAWA, SOKICHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Haci Omer Sabanci Holding AS
TICKER: SAHOL CUSIP: M8223R100
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORTS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
THE CURRENT FISCAL YEAR
PROPOSAL #12: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Haier Electronics Group Co Ltd
TICKER: 01169 CUSIP: G42313125
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A1: ELECT TAN LI XIA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2A2: ELECT SUN JING YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2A3: ELECT TSOU KAI-LIEN, ROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: ELECT YIN JING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2C: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: APPROVE ALLOTMENT AND ISSUANCE OF ISSUER YES FOR FOR
ADDITIONAL SHARES UNDER THE RESTRICTED SHARE AWARD
SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Haitian International Holdings Ltd.
TICKER: 1882 CUSIP: G4232C108
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT HELMUT HELMAR FRANZ AS DIRECTOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3: ELECT STEVEN CHOW AS DIRECTOR AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #4: ELECT LOU BAIJUN AS DIRECTOR AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #5: ELECT GUO YONGHUI AS DIRECTOR AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX HER REMUNERATION
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Haitong International Securities Group Ltd
TICKER: 665 CUSIP: G4232X102
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT SUN JIANFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT JI YUGUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT LI JIANGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT TSUI HING CHUEN WILLIAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3e: ELECT LAU WAI PIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6.1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6.2: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6.3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #6.4: APPROVE INCREASE IN AUTHORIZED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Haitong Securities Co., Ltd.
TICKER: 600837 CUSIP: Y2988F101
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHOU JIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT XU JIANGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT LAM LEE G. AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION AND RULES ISSUER YES FOR FOR
OF PROCEDURES FOR SHAREHOLDERS' GENERAL MEETINGS
PROPOSAL #2.1: APPROVE TYPE IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF OFFSHORE DEBT FINANCING INSTRUMENTS
PROPOSAL #2.2: APPROVE TERM IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF OFFSHORE DEBT FINANCING INSTRUMENTS
PROPOSAL #2.3: APPROVE INTEREST RATE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF OFFSHORE DEBT FINANCING INSTRUMENTS
PROPOSAL #2.4: APPROVE ISSUER, ISSUE SIZE, AND ISSUE ISSUER YES FOR FOR
METHOD IN RELATION TO THE ISSUANCE OF OFFSHORE DEBT
FINANCING INSTRUMENTS
PROPOSAL #2.5: APPROVE ISSUE PRICE IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF OFFSHORE DEBT FINANCING INSTRUMENTS
PROPOSAL #2.6: APPROVE SECURITY AND OTHER CREDIT ISSUER YES FOR FOR
ENHANCEMENT ARRANGEMENTS IN RELATION TO THE ISSUANCE
OF OFFSHORE DEBT FINANCING INSTRUMENTS
PROPOSAL #2.7: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF OFFSHORE DEBT FINANCING INSTRUMENTS
PROPOSAL #2.8: APPROVE ISSUE TARGET AND ARRANGEMENTS ISSUER YES FOR FOR
ON PLACEMENT TO SHAREHOLDERS IN RELATION TO THE
ISSUANCE OF OFFSHORE DEBT FINANCING INSTRUMENTS
PROPOSAL #2.9: APPROVE GUARANTEE MEASURES FOR ISSUER YES FOR FOR
REPAYMENT IN RELATION TO THE ISSUANCE OF OFFSHORE
DEBT FINANCING INSTRUMENTS
PROPOSAL #2.10: APPROVE LISTING OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #2.11: APPROVE VALIDITY PERIOD OF RESOLUTION ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE OF OFFSHORE DEBT
FINANCING INSTRUMENTS
PROPOSAL #2.12: APPROVE AUTHORIZATION FOR ISSUANCE OF ISSUER YES FOR FOR
OFFSHORE DEBT FINANCING INSTRUMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Haitong Securities Co., Ltd.
TICKER: 600837 CUSIP: Y2988F101
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RENEWAL OF ENGAGEMENT OF A SHARE ISSUER YES FOR FOR
AUDITING FIRM AND H SHARE AUDITING FIRM FOR THE YEAR
2017
PROPOSAL #7: APPROVE PROPOSAL REGARDING INVESTMENT ISSUER YES FOR FOR
ASSET ALLOCATION OF EQUITY AND NON-EQUITY PRODUCTS OF
THE COMPANY
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROPOSAL REGARDING COMPLIANCE OF ISSUER YES FOR FOR
THE OVERSEAS LISTING OF HAITONG UNITRUST
INTERNATIONAL LEASING CORPORATION IN RELATION TO
REGULATING OFFSHORE LISTING OF SUBSIDIARIES OF
PROPOSAL #10.1: APPROVE ISSUER IN RELATION TO THE ISSUER YES FOR FOR
PLAN OF THE OVERSEAS LISTING OF HAITONG UNITRUST
INTERNATIONAL LEASING CORPORATION
PROPOSAL #10.2: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE PLAN OF THE OVERSEAS LISTING OF HAITONG
UNITRUST INTERNATIONAL LEASING CORPORATION
PROPOSAL #10.3: APPROVE TYPE OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE PLAN OF THE OVERSEAS LISTING OF
HAITONG UNITRUST INTERNATIONAL LEASING CORPORATION
PROPOSAL #10.4: APPROVE PAR VALUE PER SHARE IN ISSUER YES FOR FOR
RELATION TO THE PLAN OF THE OVERSEAS LISTING OF
HAITONG UNITRUST INTERNATIONAL LEASING CORPORATION
PROPOSAL #10.5: APPROVE TARGET SUBSCRIBERS IN ISSUER YES FOR FOR
RELATION TO THE PLAN OF THE OVERSEAS LISTING OF
HAITONG UNITRUST INTERNATIONAL LEASING CORPORATION
PROPOSAL #10.6: APPROVE TIMING OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE PLAN OF THE OVERSEAS LISTING OF
HAITONG UNITRUST INTERNATIONAL LEASING CORPORATION
PROPOSAL #10.7: APPROVE METHOD OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE PLAN OF THE OVERSEAS LISTING OF
HAITONG UNITRUST INTERNATIONAL LEASING CORPORATION
PROPOSAL #10.8: APPROVE SIZE OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE PLAN OF THE OVERSEAS LISTING OF HAITONG
UNITRUST INTERNATIONAL LEASING CORPORATION
PROPOSAL #10.9: APPROVE METHOD OF PRICING IN RELATION ISSUER YES FOR FOR
TO THE PLAN OF THE OVERSEAS LISTING OF HAITONG
UNITRUST INTERNATIONAL LEASING CORPORATION
PROPOSAL #10.10: APPROVE APPLICATION FOR THE ISSUER YES FOR FOR
OUTSTANDING UNLISTED FOREIGN SHARES CONVERTING TO H
SHARES IN RELATION TO THE PLAN OF THE OVERSEAS
LISTING OF HAITONG UNITRUST INTERNATIONAL LEASING
PROPOSAL #11: APPROVE UNDERTAKING OF THE COMPANY TO ISSUER YES FOR FOR
MAINTAIN ITS INDEPENDENT LISTING STATUS AFTER LISTING
OF HAITONG UNITRUST INTERNATIONAL LEASING
PROPOSAL #12: APPROVE DESCRIPTION OF THE SUSTAINABLE ISSUER YES FOR FOR
PROFITABILITY AND PROSPECTS OF THE COMPANY AFTER
LISTING OF HAITONG UNITRUST INTERNATIONAL LEASING
CORPORATION
PROPOSAL #13: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE PLAN OF THE OVERSEAS LISTING OF
HAITONG UNITRUST INTERNATIONAL LEASING CORPORATION
PROPOSAL #1: APPROVE PROVISION OF ASSURED ENTITLEMENT ISSUER YES FOR FOR
ONLY TO THE HOLDERS OF H SHARES OF THE COMPANY FOR
THE SPIN-OFF AND OVERSEAS LISTING OF HAITONG UNITRUST
INTERNATIONAL LEASING CORPORATION
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION, RULES OF PROCEDURE FOR BOARD MEETINGS
AND RULES OF PROCEDURE FOR THE SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #14: ELECT WU YUEZHOU AS DIRECTOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Haitong Securities Co., Ltd.
TICKER: 600837 CUSIP: Y2988F101
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF ASSURED ENTITLEMENT ISSUER YES FOR FOR
ONLY TO THE HOLDERS OF H SHARES OF THE COMPANY FOR
THE SPIN-OFF AND OVERSEAS LISTING OF HAITONG UNITRUST
INTERNATIONAL LEASING CORPORATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hakuhodo Dy Holdings Inc.
TICKER: 2433 CUSIP: J19174101
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12
PROPOSAL #2.1: ELECT DIRECTOR NARITA, JUNJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TODA, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SAWADA, KUNIHIKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MATSUZAKI, MITSUMASA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR IMAIZUMI, TOMOYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NAKATANI, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NISHIOKA, MASANORI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NISHIMURA, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MIZUSHIMA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OCHIAI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR FUJINUMA, DAISUKE ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR YAJIMA, HIROTAKE ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR MATSUDA, NOBORU ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR HATTORI, NOBUMICHI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE BONUS RELATED TO RETIREMENT ISSUER YES AGAINST AGAINST
BONUS SYSTEM ABOLITION
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halma plc
TICKER: HLMA CUSIP: G42504103
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT PAUL WALKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ANDREW WILLIAMS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: RE-ELECT KEVIN THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ADAM MEYERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DANIELA BARONE SOARES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: RE-ELECT ROY TWITE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT TONY RICE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT CAROLE CRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hamamatsu Photonics
TICKER: 6965 CUSIP: J18270108
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR MORI, ISSUER YES FOR FOR
KAZUHIKO
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR MIZUSHIMA, ISSUER YES FOR FOR
HIROSHI
PROPOSAL #2.3: APPOINT STATUTORY AUDITOR MAKI, YUJI ISSUER YES FOR FOR
PROPOSAL #2.4: APPOINT STATUTORY AUDITOR SANO, SABURO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hammerson plc
TICKER: HMSO CUSIP: G4273Q107
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DAVID ATKINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT PIERRE BOUCHUT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GWYN BURR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PETER COLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT TIMON DRAKESMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT TERRY DUDDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANDREW FORMICA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT JUDY GIBBONS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT JEAN-PHILIPPE MOUTON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14: RE-ELECT DAVID TYLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: APPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: APPROVE LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #22: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #23: APPROVE SCRIP DIVIDEND SCHEME ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hana Financial Group Inc.
TICKER: A086790 CUSIP: Y29975102
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT YOON JONG-NAM AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT PARK MOON-KYU AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT SONG KI-JIN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT KIM IN-BAE AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT YOON SUNG-BOCK AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT CHAH EUN-YOUNG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.7: ELECT KIM BYOUNG-HO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT HAM YOUNG-JOO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT YANG WON-KEUN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
TO SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #4.1: ELECT YOON JONG-NAM AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: ELECT PARK MOON-KYU AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: ELECT YOON SUNG-BOCK AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hanergy Thin Film Power Group Ltd
TICKER: 00566 CUSIP: G4288J106
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2a: ELECT YUAN YABIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT LAM YAT MING EDDIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT WANG XIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT SI HAIJIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT HUANG SONGCHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2f: ELECT XU XIAOHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2g: ELECT ZHANG BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2h: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: AMEND BYE-LAWS OF THE COMPANY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hang Lung Group Limited
TICKER: 10 CUSIP: Y30148111
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT GERALD LOKCHUNG CHAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: ELECT LAP-CHEE TSUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT MARTIN CHEUNG KONG LIAO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT ADRIEL WENBWO CHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hang Lung Properties Ltd.
TICKER: 101 CUSIP: Y30166105
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT NELSON WAI LEUNG YUEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: ELECT ANDREW KA CHING CHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT HSIN KANG CHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT ADRIEL WENBWO CHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hang Seng Bank
TICKER: 11 CUSIP: Y30327103
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT RAYMOND K F CH'IEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT NIXON L S CHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT L Y CHIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT SARAH C LEGG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT KENNETH S Y NG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2f: ELECT MICHAEL W K WU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hankook Tire Co. Ltd.
TICKER: A161390 CUSIP: Y3R57J108
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hankyu Hanshin Holdings Inc.
TICKER: 9042 CUSIP: J18439109
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17.5
PROPOSAL #2: AMEND ARTICLES TO CLARIFY DIRECTOR ISSUER YES FOR FOR
AUTHORITY ON SHAREHOLDER MEETINGS - REMOVE ALL
PROVISIONS ON ADVISORY POSITIONS
PROPOSAL #3.1: ELECT DIRECTOR SUMI, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SUGIYAMA, TAKEHIRO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR INOUE, NORIYUKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MORI, SHOSUKE ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SHIMATANI, YOSHISHIGE ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR FUJIWARA, TAKAOKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR NAKAGAWA, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR SHIN, MASAO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR ARAKI, NAOYA ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR ISHIBASHI, ISSUER YES FOR FOR
MASAYOSHI
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR KOMIYAMA, ISSUER YES FOR FOR
MICHIARI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hanmi Pharm. Co., Ltd.
TICKER: A128940 CUSIP: Y3063Q103
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TWO INSIDE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT SEO DONG-CHEOL AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT SEO DONG-CHEOL AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hanmi Science Co., Ltd.
TICKER: A008930 CUSIP: Y3061Z105
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TWO INSIDE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hannover Rueck SE
TICKER: HNR1 CUSIP: D3015J135
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.50 PER SHARE AND SPECIAL DIVIDENDS
OF EUR 1.50 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hanon Systems
TICKER: A018880 CUSIP: Y29874107
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: APPROVE STOCK OPTION PLAN GRANTS ISSUER YES FOR FOR
PROPOSAL #3: ELECT TWO INSIDE DIRECTORS AND THREE ISSUER YES FOR FOR
OUTSIDE DIRECTORS
PROPOSAL #4: ELECT TWO MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hanssem Co.
TICKER: A009240 CUSIP: Y30642105
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT TWO OUTSIDE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPOINT IM CHANG-HOON AS INTERNAL ISSUER YES AGAINST AGAINST
AUDITOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITOR(S)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hanwha Chemical Corp.
TICKER: A009830 CUSIP: Y3065K104
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT ONE INSIDE DIRECTOR AND ONE ISSUER YES FOR FOR
OUTSIDE DIRECTOR
PROPOSAL #3: ELECT KIM MOON-SOON AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hanwha Corporation
TICKER: A000880 CUSIP: Y3065M100
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT ONE INSIDE DIRECTOR AND THREE ISSUER YES FOR FOR
OUTSIDE DIRECTORS
PROPOSAL #3: ELECT KIM YONG-GOO AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hanwha Life Insurance Co. Ltd.
TICKER: A088350 CUSIP: Y306AX100
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT PARK SANG-WOOK AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHO GYU-HA AS OUTSIDE DIRECTOR TO ISSUER YES FOR FOR
SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #5: ELECT THREE MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR �� FOR
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hanwha Techwin Co., Ltd.
TICKER: A012450 CUSIP: Y7470L102
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LEE MAN-SEOP AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LEE HONG-GEON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT KIM JOO-SEONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT YANG TAE-JIN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT KIM JOO-SEONG AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hanwha Techwin Co., Ltd.
TICKER: A012450 CUSIP: Y7470L102
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPIN-OFF AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hap Seng Consolidated Berhad
TICKER: HAPSENG CUSIP: Y6579W100
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT EDWARD LEE MING FOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT LEE WEE YONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT MOHAMMED BIN HAJI CHE HUSSEIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3a: ELECT JORGEN BORNHOFT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ABDUL AZIZ BIN HASAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE JORGEN BORNHOFT TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE MOHAMMED BIN HAJI CHE HUSSEIN TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE
PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hap Seng Consolidated Berhad
TICKER: HAPSENG CUSIP: Y6579W100
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF THE ENTIRE ISSUED ISSUER YES FOR FOR
SHARE CAPITAL OF HAP SENG LOGISTICS SDN BHD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harel Insurance Investments & Financial Services Ltd.
TICKER: HARL CUSIP: M52635105
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EMPLOYMENT TERMS OF RONEN ISSUER YES FOR FOR
AGASSI, CEO
PROPOSAL #2: APPROVE AND UPDATE THE COMPENSATION ISSUER YES FOR FOR
POLICY OF THE COMPANY
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harel Insurance Investments & Financial Services Ltd.
TICKER: HARL CUSIP: M52635105
MEETING DATE: 1/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT BEN HAMBURGER AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE HIS REMUNERATION
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harel Insurance Investments & Financial Services Ltd.
TICKER: HARL CUSIP: M52635105
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT SOMEKH CHAIKIN AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3.1: REELECT YAIR HAMBURGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: REELECT BEN HAMBURGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: REELECT GIDEON HAMBURGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: REELECT YOAV MANOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: REELECT DORON COHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: REELECT JOSEPH CIECHANOVER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT HAVA FRIEDMAN-SHAPIRA AS ISSUER YES FOR FOR
EXTERNAL DIRECTOR
PROPOSAL #4.2: ELECT UDI NISAN AS EXTERNAL DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hargreaves Lansdown plc
TICKER: HL. CUSIP: G43940108
MEETING DATE: 10/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: RE-ELECT MIKE EVANS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT IAN GORHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT CHRISTOPHER HILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CHRIS BARLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT STEPHEN ROBERTSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SHIRLEY GARROOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT JAYNE STYLES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hargreaves Lansdown plc
TICKER: HL. CUSIP: G43940108
MEETING DATE: 3/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATTERS RELATING TO THE ISSUER YES FOR N/A
RATIFICATION OF EACH OF THE RELEVANT DISTRIBUTIONS
AND THE CONFIRMATION OF THE APPROPRIATION OF THE
DISTRIBUTABLE PROFITS OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harmony Gold Mining Company Ltd
TICKER: HAR CUSIP: S34320101
MEETING DATE: 11/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT CATHIE MARKUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT KARABO NONDUMO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT VISHNU PILLAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT ANDRE WILKENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JOHN WETTON AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #6: RE-ELECT FIKILE DE BUCK AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #7: RE-ELECT SIMO LUSHABA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #8: RE-ELECT MODISE MOTLOBA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #9: RE-ELECT KARABO NONDUMO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #10: REAPPOINT PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
INCORPORATED AS AUDITORS OF THE COMPANY
PROPOSAL #11: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #13: AMEND HARMONY 2006 SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harvey Norman Holdings Ltd.
TICKER: HVN CUSIP: Q4525E117
MEETING DATE: 11/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
REPORTS OF THE DIRECTORS AND AUDITOR
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DECLARATION OF FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT KAY LESLEY PAGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT KENNETH WILLIAM GUNDERSON-BRIGGS ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #6: ELECT DAVID MATTHEW ACKERY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE THE AMENDMENTS TO THE COMPANY'S ISSUER YES AGAINST AGAINST
CONSTITUTION - VARIATION OF RIGHTS
PROPOSAL #8: APPROVE THE AMENDMENTS TO THE COMPANY'S ISSUER YES AGAINST AGAINST
CONSTITUTION - ALTERATION OF SHARE CAPITAL
PROPOSAL #9: APPROVE THE AMENDMENTS TO THE COMPANY'S ISSUER YES FOR FOR
CONSTITUTION - DIVIDENDS
PROPOSAL #10: APPROVE THE AMENDMENTS TO THE COMPANY'S ISSUER YES FOR FOR
CONSTITUTION - CAPITALIZATION PROFITS
PROPOSAL #11: APPROVE THE AMENDMENTS TO THE COMPANY'S ISSUER YES FOR FOR
CONSTITUTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Haseko Corp.
TICKER: 1808 CUSIP: J18984153
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR OGURI, IKUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TSUJI, NORIAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MURATSUKA, SHOSUKE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR IMANAKA, YUHEI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR IKEGAMI, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR AMANO, KOHEI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KOGAMI, TADASHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR IKEGAMI, ISSUER YES FOR FOR
TAKESHI
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HCL Technologies Ltd.
TICKER: HCLTECH CUSIP: Y3121G147
MEETING DATE: 9/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT ROSHNI NADAR MALHOTRA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE S. R. BATLIBOI & CO LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: ELECT NISHI VASUDEVA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HCL Technologies Ltd.
TICKER: HCLTECH CUSIP: Y3121G147
MEETING DATE: 10/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPOSITE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
AND AMALGAMATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HCL Technologies Ltd.
TICKER: HCLTECH CUSIP: Y3121G147
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUY BACK OF EQUITY SHARES ISSUER YES FOR FOR
THROUGH TENDER OFFER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HDFC Bank Limited
TICKER: HDFCBANK CUSIP: Y3119P174
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT KEKI MISTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT RENU KARNAD AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPOINT UMESH CHANDRA SARANGI AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
HOUSING DEVELOPMENT FINANCE CORP. LTD.
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
HDB FINANCIAL SERVICES LTD.
PROPOSAL #9: AMEND TERMS OF APPOINTMENT OF PARESH ISSUER YES FOR FOR
SUKTHANKAR, DEPUTY MANAGING DIRECTOR
PROPOSAL #10: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: INCREASE AUTHORIZED SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #12: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
PROPOSAL #13: AUTHORIZE ISSUANCE OF PERPETUAL DEBT ISSUER YES FOR �� FOR
INSTRUMENTS, TIER II CAPITAL BONDS AND SENIOR LONG
TERM INFRASTRUCTURE BONDS
PROPOSAL #14: APPROVE STOCK OPTION PLAN GRANTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Healthscope Ltd.
TICKER: HSO CUSIP: Q4557T149
MEETING DATE: 10/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1: ELECT JANE MCALOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT PAUL O'SULLIVAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT ZYGMUNT 'ZIGGY' SWITKOWSKI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE DEFERRED SHORT TERM ISSUER YES FOR FOR
INCENTIVE GRANT OF PERFORMANCE RIGHTS TO ROBERT
COOKE, MANAGING DIRECTOR AND CEO OF THE COMPANY
PROPOSAL #5: APPROVE THE LONG TERM INCENTIVE GRANT OF ISSUER YES FOR FOR
PERFORMANCE RIGHTS TO ROBERT COOKE, MANAGING
DIRECTOR AND CEO OF THE COMPANY
PROPOSAL #6: APPROVE THE RENEWAL OF THE PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HeidelbergCement AG
TICKER: HEI CUSIP: D31709104
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.60 PER SHARE
PROPOSAL #3.1: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER BERND SCHEIFELE FOR FISCAL 2016
PROPOSAL #3.2: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER DOMINIK VON ACHTEN FOR FISCAL 2016
PROPOSAL #3.3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER DANIEL GAUTHIER FOR FISCAL 2016
PROPOSAL #3.4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER KEVIN GLUSKIE FOR FISCAL 2016
PROPOSAL #3.5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER HAKAN GURDAL FOR FISCAL 2016
PROPOSAL #3.6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER ANDREAS KERN FOR FISCAL 2016
PROPOSAL #3.7: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER JON MORRISH FOR FISCAL 2016
PROPOSAL #3.8: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER LORENZ NAEGER FOR FISCAL 2016
PROPOSAL #3.9: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER ALBERT SCHEUER FOR FISCAL 2016
PROPOSAL #4.1: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER FRITZ-JUERGEN HECKMANN FOR FISCAL 2016
PROPOSAL #4.2: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER HEINZ SCHMITT FOR FISCAL 2016
PROPOSAL #4.3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER JOSEF HEUMANN FOR FISCAL 2016
PROPOSAL #4.4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER GABRIELE KAILING FOR FISCAL 2016
PROPOSAL #4.5: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER HANS GEORG KRAUT FOR FISCAL 2016
PROPOSAL #4.6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER LUDWIG MERCKLE FOR FISCAL 2016
PROPOSAL #4.7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER TOBIAS MERCKLE FOR FISCAL 2016
PROPOSAL #4.8: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER ALAN JAMES MURRAY FOR FISCAL 2016
PROPOSAL #4.9: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER JUERGEN SCHNEIDER FOR FISCAL 2016
PROPOSAL #4.10: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER WERNER SCHRAEDER FOR FISCAL 2016
PROPOSAL #4.11: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER FRANK-DIRK STEININGER FOR FISCAL 2016
PROPOSAL #4.12: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER STEPHAN WEHNING FOR FISCAL 2016
PROPOSAL #4.13: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER MARION WEISSENBERGER-EIBL FOR FISCAL
PROPOSAL #5: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heineken Holding NV
TICKER: HEIO CUSIP: N39338194
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6.a: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #6.b: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL
PROPOSAL #6.c: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 6B
PROPOSAL #7: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8.a: REELECT M. DAS AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.b: REELECT A.A.C. DE CARVALHO AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heineken NV
TICKER: HEIA CUSIP: N39427211
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.c: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.e: APPROVE DIVIDENDS OF EUR1.34 PER SHARE ISSUER YES FOR FOR
PROPOSAL #1.f: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #1.g: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #2.a: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #2.b: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL
PROPOSAL #2.c: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 2B
PROPOSAL #3: AMEND PERFORMANCE CRITERIA OF LONG-TERM ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #4: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REELECT J.F.M.L. VAN BOXMEER TO ISSUER YES FOR FOR
MANAGEMENT BOARD
PROPOSAL #6.a: REELECT M. DAS TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #6.b: REELECT V.C.O.B.J. NAVARRE TO ISSUER YES FOR FOR
SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heiwa Corp.
TICKER: 6412 CUSIP: J19194109
MEETING DATE: 6/29/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 40
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hella KGaA Hueck & Co
TICKER: HLE CUSIP: D3R112160
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL 2015/16
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.77 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF PERSONALLY LIABLE ISSUER YES FOR FOR
PARTNER FOR FISCAL 2015/16
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/16
PROPOSAL #5: APPROVE DISCHARGE OF SHAREHOLDERS' ISSUER YES FOR FOR
COMMITTEE FOR FISCAL 2015/16
PROPOSAL #6: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2016/17
PROPOSAL #7: APPROVE AFFILIATION AGREEMENT WITH HELLA ISSUER YES FOR FOR
GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH
PROPOSAL #8: ELECT CLAUDIA OWEN TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hellenic Petroleum SA
TICKER: ELPE CUSIP: X3234A111
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #7: ELECT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hellenic Telecommunications Organization SA
TICKER: HTO CUSIP: X3258B102
MEETING DATE: 10/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENT OF BRAND LICENSE ISSUER YES FOR FOR
AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hellenic Telecommunications Organization SA
TICKER: HTO CUSIP: X3258B102
MEETING DATE: 12/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SERVICE ARRANGEMENT BETWEEN OTE ISSUER YES FOR FOR
S.A., OTE GROUP COMPANIES, DEUTSCHE TELECOM AG AND
TELEKOM DEUTSCHLAND GMBH
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hellenic Telecommunications Organization SA
TICKER: HTO CUSIP: X3258B102
MEETING DATE: 5/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES: BOARD RELATED SHAREHOLDER YES AGAINST N/A
PROPOSAL #2: APPOINT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENT OF EMPLOYMENT ISSUER YES AGAINST AGAINST
AGREEMENT WITH CEO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hellenic Telecommunications Organization SA
TICKER: HTO CUSIP: X3258B102
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND INCOME ISSUER YES FOR FOR
ALLOCATION
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE DIRECTOR LIABILITY CONTRACTS ISSUER YES FOR FOR
PROPOSAL #6: AMEND CORPORATE PURPOSE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Helvetia Holding AG
TICKER: HELN CUSIP: H3701H100
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF 21 PER SHARE
PROPOSAL #4.1: ELECT PIERIN VINCENZ AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #4.2.1: ELECT IVO FURRER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2.2: REELECT HANS-JUERG BERNET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2.3: REELECT JEAN-RENE FOURNIER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2.4: REELECT PATRIK GISEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2.5: REELECT HANS KUENZLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2.6: REELECT CHRISTOPH LECHNER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2.7: REELECT GABRIELA MARIA PAYER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2.8: REELECT DORIS RUSSI SCHURTER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2.9: REELECT ANDREAS VON PLANTA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3.1: APPOINT HANS-JUERG BERNET AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #4.3.2: APPOINT GABRIELA MARIA PAYER AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #4.3.3: APPOINT DORIS RUSSI SCHURTER AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #4.3.4: APPOINT ANDREAS VON PLANTA AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #5.1: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 3 MILLION
PROPOSAL #5.2: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 8.4
PROPOSAL #5.3: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 547,000
PROPOSAL #5.4: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 3.6 MILLION
PROPOSAL #6: DESIGNATE SCHMUKI BACHMANN ISSUER YES FOR FOR
RECHTSANWAELTE AS INDEPENDENT PROXY
PROPOSAL #7: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Henderson Group plc
TICKER: HGG CUSIP: G4474Y198
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND �� ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT SARAH ARKLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT KALPANA DESAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT KEVIN DOLAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANDREW FORMICA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT RICHARD GILLINGWATER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: RE-ELECT TIM HOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ROBERT JEENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANGELA SEYMOUR-JACKSON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RE-ELECT ROGER THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT PHIL WAGSTAFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO ENTER INTO A ISSUER YES FOR FOR
CONTINGENT PURCHASE CONTRACT
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF CDIS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Henderson Group plc
TICKER: HGG CUSIP: G4474Y198
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REDENOMINATION OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL AND CANCELLATION OF UNISSUED SHARES
PROPOSAL #2: ADOPT INTERIM MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REDUCTION OF THE NOMINAL VALUE ISSUER YES FOR FOR
OF THE REDENOMINATED ORDINARY SHARES
PROPOSAL #4: APPROVE SHARE CONSOLIDATION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INCREASE IN AUTHORISED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE CHANGE OF COMPANY NAME TO JANUS ISSUER YES FOR FOR
HENDERSON GROUP PLC
PROPOSAL #7: ADOPT NEW MEMORANDUM OF ASSOCIATION AND ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
PROPOSAL #8: APPROVE MATTERS RELATING TO THE MERGER ISSUER YES FOR FOR
OF HORIZON ORBIT CORP WITH JANUS CAPITAL GROUP INC
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY IN CONNECTION ISSUER YES FOR FOR
WITH THE DAI-ICHI OPTION AGREEMENT
PROPOSAL #10: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH THE DAI-ICHI OPTION
AGREEMENT
PROPOSAL #11: APPROVE GRANT OF OPTIONS TO DAI-ICHI ISSUER YES FOR FOR
PURSUANT TO THE DAI-ICHI OPTION AGREEMENT
PROPOSAL #12: APPROVE CANCELLATION OF THE COMPANY'S ISSUER YES FOR FOR
LISTING ON THE OFFICIAL LIST OF THE UK LISTING
AUTHORITY AND CESSATION OF TRADING OF THE COMPANY'S
SHARES ON THE LONDON STOCK EXCHANGE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Henderson Land Development Co. Ltd.
TICKER: 12 CUSIP: Y31476107
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A1: ELECT LEE KA KIT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3A2: ELECT LEE KA SHING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3A3: ELECT SUEN KWOK LAM AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3A4: ELECT FUNG LEE WOON KING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3A5: ELECT LAU YUM CHUEN, EDDIE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3A6: ELECT LEE PUI LING, ANGELINA AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3A7: ELECT WU KING CHEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS, REMUNERATION COMMITTEE AND NOMINATION
COMMITTEE
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5D: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hengan International Group Co. Ltd.
TICKER: 1044 CUSIP: G4402L151
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT SZE MAN BOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT HUI LIN CHIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT HUNG CHING SHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT XU CHUN MAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT LI WAI LEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT CHAN HENRY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES AGAINST AGAINST
FIX THEIR REMUNERATION
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #13: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HengTen Networks Group Limited
TICKER: 136 CUSIP: G4404N106
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT XU WEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT LIU YONGZHUO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2c: ELECT HUANG XIANGUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT ZHUO YUEQIANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2e: ELECT SHI ZHUOMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Henkel AG & Co. KGaA
TICKER: HEN3 CUSIP: D3207M102
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.60 PER ORDINARY SHARE AND EUR 1.62
PER PREFERRED SHARE
PROPOSAL #3: APPROVE DISCHARGE OF PERSONALLY LIABLE ISSUER YES FOR FOR
PARTNER FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: APPROVE DISCHARGE OF THE SHAREHOLDERS' ISSUER YES FOR FOR
COMMITTEE FOR FISCAL 2016
PROPOSAL #6: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #7.1: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY HENKEL VIERTE VERWALTUNGSGESELLSCHAFT MBH
PROPOSAL #7.2: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY FUENFTE VERWALTUNGSGESELLSCHAFT MBH
PROPOSAL #7.3: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY HENKEL INVESTMENT GMBH
PROPOSAL #7.4: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY SCHWARZKOPF & HENKEL PRODUCTION EUROPE
GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hermes International
TICKER: RMS CUSIP: F48051100
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF GENERAL MANAGERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.75 PER SHARE
PROPOSAL #5: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS AND ACKNOWLEDGE THE
ABSENCE OF NEW TRANSACTIONS
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF AXEL ISSUER YES FOR FOR
DUMAS, GENERAL MANAGER
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
EMILE HERMES SARL, GENERAL MANAGER
PROPOSAL #9: REELECT MONIQUE COHEN AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #10: REELECT RENAUD MOMMEJA AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #11: REELECT ERIC DE SEYNES AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #12: ELECT DOROTHEE ALTMAYER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #13: ELECT OLYMPIA GUERRAND AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #14: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS IN THE AGGREGATE AMOUNT OF EUR 600,000
PROPOSAL #15: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AUDIT AS AUDITOR
PROPOSAL #16: RENEW APPOINTMENT OF DIDIER KLING ET ISSUER YES FOR FOR
ASSOCIES AS AUDITOR
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES AGAINST AGAINST
UP TO 40 PERCENT OF ISSUED CAPITAL FOR BONUS ISSUE
OR INCREASE IN PAR VALUE
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO 40
PERCENT OF ISSUED CAPITAL, INCLUDING IN THE EVENT OF
A PUBLIC TENDER OFFER
PROPOSAL #20: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO 40
PERCENT OF ISSUED CAPITAL, INCLUDING IN THE EVENT OF
A PUBLIC TENDER OFFER
PROPOSAL #21: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #22: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES UP TO 20 PERCENT OF ISSUED CAPITAL
PER YEAR FOR PRIVATE PLACEMENTS, INCLUDING IN THE
EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #23: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND,
INCLUDING IN THE EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #24: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hermes Microvision Inc
TICKER: 3658 CUSIP: Y3R79M105
MEETING DATE: 8/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE SWAP AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELISTING OF SHARES FROM STOCK ISSUER YES FOR FOR
EXCHANGE
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hero MotoCorp Ltd.
TICKER: 500182 CUSIP: Y3194B108
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT SUMAN KANT MUNJAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: ELECT PAUL BRADFORD AS INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF PAWAN MUNJAL AS CHAIRMAN, MANAGING DIRECTOR & CEO
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
VIKRAM SITARAM KASBEKAR AS HEAD OF OPERATIONS &
SUPPLY CHAIN
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hexagon AB
TICKER: HEXA B CUSIP: W40063104
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.48 PER SHARE
PROPOSAL #9c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #10: DETERMINE NUMBER OF MEMBERS (9) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.4 MILLION FOR CHAIRMAN, SEK
850,000 FOR VICE CHAIRMAN, AND SEK 550,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK;
APPROVE REMUNERATION OF AUDITORS
PROPOSAL #12: REELECT OLA ROLLÉN, GUN NILSSON, ULRIKA ISSUER YES AGAINST AGAINST
FRANCKE AND JILL SMITH AS DIRECTORS; ELECT JOHN
BRANDON, HENRIK HENRIKSSON, HANS VESTBERG, SOFIA
SCHÖRLING HÖGBERG AND MÄRTA SCHÖRLING ANDREEN AS NEW
DIRECTORS; RATIFY ERNST & YOUNG AB AS AUDITORS
PROPOSAL #13: ELECT MIKAEL EKDAHL, JAN ANDERSSON, ISSUER YES FOR FOR
ANDERS OSCARSSON, AND, OSSIAN EKDAHL AS MEMBERS OF
NOMINATING COMMITTEE
PROPOSAL #14: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hikari Tsushin Inc
TICKER: 9435 CUSIP: J1949F108
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO ABOLISH BOARD ISSUER YES FOR FOR
STRUCTURE WITH STATUTORY AUDITORS - ADOPT BOARD
STRUCTURE WITH AUDIT COMMITTEE - AMEND PROVISIONS ON
NUMBER OF DIRECTORS - AUTHORIZE DIRECTORS TO EXECUTE
DAY TO DAY OPERATIONS WITHOUT FULL BOARD APPROVAL
PROPOSAL #2.1: ELECT DIRECTOR SHIGETA, YASUMITSU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAMAMURA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR WADA, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR GIDO, KO ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER WATANABE, MASATAKA
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TAKANO, ICHIRO
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NIIMURA, KEN
PROPOSAL #4: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
PROPOSAL #6: APPROVE STATUTORY AUDITOR RETIREMENT ISSUER YES AGAINST AGAINST
BONUS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hikma Pharmaceuticals PLC
TICKER: HIK CUSIP: G4576K104
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #5: ELECT NINA HENDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT SAID DARWAZAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MAZEN DARWAZAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ROBERT PICKERING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ALI AL-HUSRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DR RONALD GOODE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT PATRICK BUTLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT DR JOCHEN GANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT JOHN CASTELLANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT DR PAMELA KIRBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #17: APPROVE THE EXTENSION OF THE EFFECTIVE ISSUER YES FOR FOR
PERIOD OF THE EXECUTIVE INCENTIVE PLAN
PROPOSAL #18: APPROVE INCREASE IN THE AGGREGATE LIMIT ISSUER YES FOR FOR
OF FEES PAYABLE TO DIRECTORS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hindalco Industries Ltd
TICKER: 500440 CUSIP: Y3196V185
MEETING DATE: 9/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAJASHREE BIRLA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT D. BHATTACHARYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SINGHI & COMPANY AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT GIRISH DAVE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE CHARGING OF FEE FOR DELIVERY OF ISSUER YES FOR FOR
DOCUMENTS
PROPOSAL #9: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #10: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
SATISH PAI AS MANAGING DIRECTOR
PROPOSAL #11: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
PRAVEEN KUMAR MAHESHWARI AS EXECUTIVE DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hindalco Industries Ltd
TICKER: 500440 CUSIP: Y3196V185
MEETING DATE: 12/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hindustan Petroleum Corporation Ltd.
TICKER: 500104 CUSIP: Y3224R123
MEETING DATE: 9/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT PUSHP KUMAR JOSHI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT Y. K. GAWALI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE REMUNERATION OF STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ELECT J. RAMASWAMY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT RAM NIWAS JAIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT URVASHI SADHWANI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPOINT MUKESH KUMAR SURANA AS CHAIRMAN ISSUER YES FOR FOR
& MANAGING DIRECTOR
PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION RE: ISSUER YES FOR FOR
INCREASE NUMBER OF DIRECTORS
PROPOSAL #13: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM & ARTICLES OF ASSOCIATION
PROPOSAL #14: APPROVE BONUS ISSUE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hindustan Petroleum Corporation Ltd.
TICKER: 500104 CUSIP: Y3224R123
MEETING DATE: 1/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUE OF REDEEMABLE NON- ISSUER YES FOR FOR
CONVERTIBLE BONDS/DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hindustan Unilever Limited.
TICKER: 500696 CUSIP: Y3218E138
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE INTERIM DIVIDEND AND FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT HARISH MANWANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT PRADEEP BANERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT P. B. BALAJI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BSR & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS, MUMBAI AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE MANAGERIAL REMUNERATION ISSUER YES FOR FOR
PROPOSAL #8: ELECT DEV BAJPAI AS DIRECTOR AND APPROVE ISSUER YES FOR FOR
APPOINTMENT AND REMUNERATION OF DEV BAJPAI AS
EXECUTIVE DIRECTOR
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hino Motors Ltd.
TICKER: 7205 CUSIP: 433406105
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2.1: ELECT DIRECTOR ICHIHASHI, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SHIMO, YOSHIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MORI, SATORU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOKAJI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MUTA, HIROFUMI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ENDO, SHIN ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KAJIKAWA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NAKANE, TAKETO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HAGIWARA, TOSHITAKA ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR YOSHIDA, MOTOKAZU ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR TERASHI, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR KITAMURA, ISSUER YES FOR FOR
KEIKO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR NAKAJIMA, ISSUER YES FOR FOR
MASAHIRO
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
KITAHARA, YOSHIAKI
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hirose Electric Co. Ltd.
TICKER: 6806 CUSIP: J19782101
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 120
PROPOSAL #2: AMEND ARTICLES TO REDUCE DIRECTORS' TERM ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR ISHII, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR NAKAMURA, MITSUO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KONDO, MAKOTO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR IIZUKA, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR OKANO, HIROAKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KIRIYA, YUKIO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR HOTTA, KENSUKE ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR MOTONAGA, TETSUJI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hiroshima Bank Ltd.
TICKER: 8379 CUSIP: J03864105
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 5.5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR SUMIHIRO, ISAO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR IKEDA, KOJI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR HIROTA, TORU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MIYOSHI, KICHISO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR YOSHINO, YUJI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR HEYA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR ARAKI, YUZO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR SUMIKAWA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR MAEDA, KAORI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR MIURA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR KATAYAMA, ISSUER YES FOR FOR
HITOSHI
PROPOSAL #5: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hisamitsu Pharmaceutical Co. Inc.
TICKER: 4530 CUSIP: J20076121
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 41
PROPOSAL #2.1: ELECT DIRECTOR NAKATOMI, HIROTAKA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NAKATOMI, KAZUHIDE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SUGIYAMA, KOSUKE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR AKIYAMA, TETSUO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HIGO, NARUHITO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TSURUDA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TAKAO, SHINICHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SAITO, KYU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TSUTSUMI, NOBUO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MURAYAMA, SHINICHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR ICHIKAWA, ISAO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR FURUKAWA, TEIJIRO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hitachi Capital Corp.
TICKER: 8586 CUSIP: J20286118
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HIRAIWA, KOICHIRO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAWAHARA, SHIGEHARU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUEYOSHI, WATARU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NAKAMURA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KITAYAMA, RYUICHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR OMORI, SHINICHIRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KOBAYASHI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KOBAYAKAWA, HIDEKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MIURA, KAZUYA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KAWABE, SEIJI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KOJIMA, KIYOSHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hitachi Chemical Co. Ltd.
TICKER: 4217 CUSIP: J20160107
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TANAKA, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OTO, TAKEMOTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE OLCOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD DYCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATSUDA, CHIEKO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AZUHATA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NOMURA, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARUYAMA, HISASHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SARUMARU, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR OMORI, SHINICHIRO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KITAMATSU, YOSHIHITO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hitachi Construction Machinery Co. Ltd.
TICKER: 6305 CUSIP: J20244109
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OKUHARA, KAZUSHIGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOYAMA, HARUYUKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HIRAKAWA, JUNKO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ISHIZUKA, TATSURO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OKADA, OSAMU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATSURAYAMA, TETSUO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAITO, YUTAKA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUMIOKA, KOJI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HIRANO, KOTARO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FUJII, HIROTOYO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hitachi High-Technologies Corp.
TICKER: 8036 CUSIP: J20416103
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NAKAMURA, TOYOAKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MIYAZAKI, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NAKASHIMA, RYUICHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KITAYAMA, RYUICHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HAYAKAWA, HIDEYO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TODA, HIROMICHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NISHIMI, YUJI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TAMURA, MAYUMI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hitachi Kokusai Electric Co. Ltd.
TICKER: 6756 CUSIP: J20423109
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAITO, YUTAKA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAKUMA, KAICHIRO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KOTO, KENSHIRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MITAMURA, HIDETO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAWANO, TAKEO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hitachi Ltd.
TICKER: 6501 CUSIP: J20454112
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BABA KALYANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA CARROLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAKAKIBARA, SADAYUKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LOUISE PENTLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MOCHIZUKI, HARUFUMI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR YAMAMOTO, TAKATOSHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PHILIP YEO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR YOSHIHARA, HIROAKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TANAKA, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NAKANISHI, HIROAKI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR NAKAMURA, TOYOAKI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR HIGASHIHARA, TOSHIAKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hitachi Metals Ltd.
TICKER: 5486 CUSIP: J20538112
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TAKAHASHI, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IGARASHI, MASARU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OKA, TOSHIKO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHIMADA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAMATA, JUNICHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NAKAMURA, TOYOAKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HASUNUMA, TOSHITAKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HIRAKI, AKITOSHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hitachi Transport Systems Ltd.
TICKER: 9086 CUSIP: J2076M106
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO CHANGE LOCATION OF ISSUER YES FOR FOR
HEAD OFFICE
PROPOSAL #2.1: ELECT DIRECTOR IZUMOTO, SAYOKO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IWATA, SHINJIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR URANO, MITSUDO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUSAYAMA, TETSU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MAGOSHI, EMIKO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MARUTA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR JINGUJI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NAKATANI, YASUO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hite Jinro Ltd.
TICKER: A000080 CUSIP: Y3R2AY108
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT TWO INSIDE DIRECTORS AND TWO ISSUER YES FOR FOR
OUTSIDE DIRECTORS
PROPOSAL #3: ELECT TWO MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hochtief AG
TICKER: HOT CUSIP: D33134103
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.60 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY DELOITTE GMBH AS AUDITORS FOR ISSUER YES FOR FOR
FISCAL 2017
PROPOSAL #6: AMEND CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL
EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 4 BILLION; APPROVE CREATION OF
EUR 46.1 MILLION POOL OF CAPITAL TO GUARANTEE CONVERS
PROPOSAL #8: APPROVE CREATION OF EUR 82 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hokkaido Electric Power Co. Inc.
TICKER: 9509 CUSIP: J21378104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 5
PROPOSAL #2.1: ELECT DIRECTOR SATO, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MAYUMI, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FUJII, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MORI, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SAKAI, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OI, NORIAKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ISHIGURO, MOTOI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR UJIIE, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR UOZUMI, GEN ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TAKAHASHI, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR YABUSHITA, HIROMI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR SEO, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR ICHIKAWA, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR SASAKI, RYOKO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR FURUGORI, ISSUER YES FOR FOR
HIROAKI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR AKITA, KOJI ISSUER YES FOR FOR
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR HASEGAWA, ISSUER YES FOR FOR
JUN
PROPOSAL #3.4: APPOINT STATUTORY AUDITOR FUJII, ISSUER YES FOR FOR
FUMIYO
PROPOSAL #4: AMEND ARTICLES TO BAN NUCLEAR POWER SHAREHOLDER YES AGAINST FOR
PLANT OPERATIONS
PROPOSAL #5: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
SAFETY AGREEMENTS WITH LOCAL PUBLIC AUTHORITIES
PROPOSAL #6: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
SHAREHOLDER PROPOSAL PROCESS
PROPOSAL #7: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
DIRECTOR DISMISSAL PROCESS
PROPOSAL #8: AMEND ARTICLES TO ADD PROVISIONS ON SAFE SHAREHOLDER YES AGAINST FOR
STORAGE OF SPENT NUCLEAR FUELS AND RADIOACTIVE
MATERIALS, AND DEVELOPMENT OF NUCLEAR STORAGE
SPECIALISTS
PROPOSAL #9: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
PROMOTION OF GEOTHERMAL POWER GENERATION
PROPOSAL #10: REMOVE DIRECTOR YOSHITAKA SATO FROM SHAREHOLDER YES AGAINST FOR
OFFICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hokuhoku Financial Group Inc.
TICKER: 8377 CUSIP: J21903109
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 44
PROPOSAL #2: AMEND ARTICLES TO ABOLISH BOARD ISSUER YES FOR FOR
STRUCTURE WITH STATUTORY AUDITORS - ADOPT BOARD
STRUCTURE WITH AUDIT COMMITTEE - AUTHORIZE DIRECTORS
TO EXECUTE DAY TO DAY OPERATIONS WITHOUT FULL BOARD
APPROVAL - INDEMNIFY DIRECTORS - REFLECT CHANGES IN
PROPOSAL #3.1: ELECT DIRECTOR IHORI, EISHIN ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SASAHARA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MUGINO, HIDENORI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KANEMA, YUJI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR YOSHIDA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR ASABAYASHI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR OGURA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KIKUSHIMA, SATOSHI
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES AGAINST AGAINST
MEMBER KAWADA, TATSUO
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NAKAGAWA, RYOJI
PROPOSAL #4.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MANABE, MASAAKI
PROPOSAL #4.5: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SUZUKI, NOBUYA
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
PROPOSAL #7: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hokuriku Electric Power
TICKER: 9505 CUSIP: J22050108
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2.1: ELECT DIRECTOR ATAKA, TATEKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ISHIGURO, NOBUHIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OJIMA, SHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KANAI, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KAWADA, TATSUO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KYUWA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SUGAWA, MOTONOBU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SONO, HIROAKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TAKAGI, SHIGEO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TAKABAYASHI, YUKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR MIZUNO, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR YANO, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES TO BAN NUCLEAR POWER SHAREHOLDER YES AGAINST FOR
PLANT OPERATIONS
PROPOSAL #4: AMEND ARTICLES TO FUNDAMENTALLY REVIEW SHAREHOLDER YES AGAINST FOR
NUCLEAR FUEL PROCUREMENT PLANS
PROPOSAL #5: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
SAFETY STORAGE OF SPENT NUCLEAR FUELS
PROPOSAL #6: AMEND ARTICLES TO CHANGE PROVISIONS ON SHAREHOLDER YES AGAINST FOR
INDEMNIFICATION
PROPOSAL #7: AMEND ARTICLES TO CHANGE PROVISIONS ON SHAREHOLDER YES AGAINST FOR
SENIOR ADVISERS
PROPOSAL #8: AMEND ARTICLES TO REQUIRE DISCLOSURE OF SHAREHOLDER YES AGAINST FOR
COMPENSATION FOR DIRECTORS, STATUTORY AUDITORS AND
SENIOR ADVISERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Home Product Center Public Co. Ltd.
TICKER: HMPRO CUSIP: Y32758115
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATION RESULT FOR 2016 ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT ANANT ASAVABHOKHIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT PORNWUT SARASIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT KHUNAWUT THUMPOMKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT ACHAWIN ASAVABHOKIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE BONUS OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: AMEND MEMORANDUM OF ASSOCIATION RE: ISSUER YES FOR FOR
COMPANY'S BUSINESS OBJECTIVES
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION RE: ISSUER YES FOR FOR
MEETING AND CONFERENCING VIA ELECTRONIC MEANS
PROPOSAL #11: APPROVE THE CANCELLATION OF NON-ISSUED ISSUER YES FOR FOR
DEBENTURE AND APPROVE ISSUANCE OF DEBENTURE
PROPOSAL #12: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hon Hai Precision Industry Co., Ltd.
TICKER: 2317 CUSIP: Y36861105
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Honda Motor Co. Ltd.
TICKER: 7267 CUSIP: J22302111
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 24
PROPOSAL #2: AMEND ARTICLES TO ABOLISH BOARD ISSUER YES FOR FOR
STRUCTURE WITH STATUTORY AUDITORS - ADOPT BOARD
STRUCTURE WITH AUDIT COMMITTEE - AMEND PROVISIONS ON
NUMBER OF DIRECTORS - AUTHORIZE DIRECTORS TO EXECUTE
DAY TO DAY OPERATIONS WITHOUT FULL BOARD APPROVAL
PROPOSAL #3.1: ELECT DIRECTOR HACHIGO, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KURAISHI, SEIJI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MATSUMOTO, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MIKOSHIBA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR YAMANE, YOSHI ISSUER YES �� FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TAKEUCHI, KOHEI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KUNII, HIDEKO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR OZAKI, MOTOKI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR ITO, TAKANOBU ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER YOSHIDA, MASAHIRO
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SUZUKI, MASAFUMI
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER HIWATARI, TOSHIAKI
PROPOSAL #4.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TAKAURA, HIDEO
PROPOSAL #4.5: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TAMURA, MAYUMI
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hong Kong Exchanges and Clearing Ltd
TICKER: 388 CUSIP: Y3506N139
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHEAH CHENG HYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LEUNG PAK HON, HUGO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE REMUNERATION PAYABLE TO THE ISSUER YES FOR FOR
CHAIRMAN AND MEMBERS OF THE PROJECT OVERSIGHT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hong Leong Bank Berhad
TICKER: HLBANK CUSIP: Y36503103
MEETING DATE: 10/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DOMENIC FUDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT HAMZAH BIN MD KASSIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT TAN KONG KHOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LIM LEAN SEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT QUEK LENG CHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR �� FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH HONG LEONG COMPANY (MALAYSIA) BERHAD AND PERSONS
CONNECTED TO THEM
PROPOSAL #11: APPROVE ALLOCATION OF OPTIONS AND/OR ISSUER YES AGAINST AGAINST
GRANTS TO DOMENIC FUDA UNDER THE EXECUTIVE SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hong Leong Financial Group Berhad
TICKER: HLFG CUSIP: Y36592106
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT TAN KONG KHOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT SAW KOK WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT QUEK LENG CHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT KHALID AHMAD BIN SULAIMAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH
HONG LEONG COMPANY (MALAYSIA) BERHAD (HLCM) AND
PERSONS CONNECTED WITH HLCM
PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH
TOWER REAL ESTATE INVESTMENT TRUST
PROPOSAL #10: APPROVE ALLOCATION OF OPTIONS AND/OR ISSUER YES AGAINST AGAINST
GRANTS TO TAN KONG KHOON UNDER THE EXECUTIVE SHARE
SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hongkong Land Holdings Ltd.
TICKER: H78 CUSIP: G4587L109
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
AUDITORS' REPORTS AND DECLARE FINAL DIVIDEND
PROPOSAL #2: RE-ELECT CHARLES ALLEN-JONES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT SIR HENRY KESWICK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT SIMON KESWICK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT YIU KAI PANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT ROBERT WONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #8: RATIFY AUDITORS AND AUTHORISE THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITH AND ISSUER YES FOR FOR
WITHOUT PRE-EMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hopewell Highway Infrastructure Ltd.
TICKER: 737 CUSIP: G45995100
MEETING DATE: 10/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2b: APPROVE SPECIAL FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT GORDON YING SHEUNG WU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3a2: ELECT EDDIE PING CHANG HO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3a3: ELECT THOMAS JEFFERSON WU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT ALAN CHI HUNG CHAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3a5: ELECT ALEXANDER LANSON LIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5a: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5b: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hopewell Holdings Ltd.
TICKER: 54 CUSIP: Y37129163
MEETING DATE: 10/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT GORDON YING SHEUNG WU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3a2: ELECT THOMAS JEFFERSON WU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT WILLIAM WING LAM WONG AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3a4: ELECT CARMELO KA SZE LEE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3a5: ELECT AHITO NAKAMURA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5a: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5b: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #5d: APPROVE GRANT OF OPTIONS UNDER THE ISSUER YES FOR FOR
SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hopson Development Holdings Ltd.
TICKER: 754 CUSIP: G4600H101
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT CHU MANG YEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT CHU KUT YUNG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3C: ELECT BAO WENGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Horiba Ltd.
TICKER: 6856 CUSIP: J22428106
MEETING DATE: 3/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HORIBA, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAITO, JUICHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ADACHI, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NAGANO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUGITA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HIGASHIFUSHIMI, JIKO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TAKEUCHI, SAWAKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hoshizaki Corp.
TICKER: 6465 CUSIP: J23254105
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAKAMOTO, SEISHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HONGO, MASAMI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAWAI, HIDEKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARUYAMA, SATORU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KOBAYASHI, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR OGURA, DAIZO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OZAKI, TSUKASA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TSUNEMATSU, KOICHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR OCHIAI, SHINICHI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FURUKAWA, YOSHIO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SEKO, YOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TSUGE, SATOE
PROPOSAL #3: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hotai Motor Co Ltd
TICKER: 2207 CUSIP: Y37225102
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INDIRECT INVESTMENT IN ZURICH ISSUER YES FOR FOR
PROPERTY & CASUALTY CO., LTD.
PROPOSAL #2: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #3: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hotai Motor Co Ltd
TICKER: 2207 CUSIP: Y37225102
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hotel Shilla Co.
TICKER: A008770 CUSIP: Y3723W102
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT LEE BOO-JIN AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: House Foods Group Inc.
TICKER: 2810 CUSIP: J22680102
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17
PROPOSAL #2.1: ELECT DIRECTOR URAKAMI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MATSUMOTO, KEIJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HIROURA, YASUKATSU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KUDO, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FUJII, TOYOAKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAGUCHI, MASAO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KOIKE, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SHIRAI, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YAMAMOTO, KUNIKATSU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SAITO, KYUZO ISSUER YES �� FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR IWAMOTO, ISSUER YES FOR FOR
TAMOTSU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Housing Development Finance Corp. Ltd.
TICKER: 500010 CUSIP: Y37246207
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.b: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT D. M. SUKTHANKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE PKF AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF REDEEMABLE NON- ISSUER YES FOR FOR
CONVERTIBLE DEBENTURES AND/OR OTHER HYBRID
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
HDFC BANK LTD.
PROPOSAL #8: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF KEKI M. MISTRY AS MANAGING DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Housing Development Finance Corporation Limited
TICKER: 500010 CUSIP: Y37246207
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #2: APPROVE EMPLOYEE STOCK OPTION SCHEME ISSUER YES FOR FOR
2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Howden Joinery Group Plc
TICKER: HWDN CUSIP: G4647J102
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT DEBBIE WHITE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MARK ALLEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ANDREW CRIPPS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GEOFF DRABBLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT TIFFANY HALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MATTHEW INGLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT RICHARD PENNYCOOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT MARK ROBSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hoya Corp.
TICKER: 7741 CUSIP: J22848105
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KOEDA, ITARU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR UCHINAGA, YUKAKO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR URANO, MITSUDO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TAKASU, TAKEO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAIHORI, SHUZO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUZUKI, HIROSHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HSBC Holdings plc
TICKER: HSBA CUSIP: G4634U169
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3(a): ELECT DAVID NISH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(b): ELECT JACKSON TAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(c): RE-ELECT PHILLIP AMEEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(d): RE-ELECT KATHLEEN CASEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(e): RE-ELECT LAURA CHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(f): RE-ELECT HENRI DE CASTRIES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3(g): RE-ELECT LORD EVANS OF WEARDALE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3(h): RE-ELECT JOACHIM FABER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(i): RE-ELECT DOUGLAS FLINT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(j): RE-ELECT STUART GULLIVER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(k): RE-ELECT IRENE LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(l): RE-ELECT JOHN LIPSKY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(m): RE-ELECT IAIN MACKAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(n): RE-ELECT HEIDI MILLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(o): RE-ELECT MARC MOSES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(p): RE-ELECT JONATHAN SYMONDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3(q): RE-ELECT PAULINE VAN DER MEER MOHR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3(r): RE-ELECT PAUL WALSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: AUTHORISE THE GROUP AUDIT COMMITTEE TO ISSUER YES FOR FOR
FIX REMUNERATION OF AUDITORS
PROPOSAL #6: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #7: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #10: AUTHORISE DIRECTORS TO ALLOT ANY ISSUER YES FOR FOR
REPURCHASED SHARES
PROPOSAL #11: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY IN RELATION ISSUER YES FOR FOR
TO CONTINGENT CONVERTIBLE SECURITIES
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO CONTINGENT CONVERTIBLE
SECURITIES
PROPOSAL #14: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HTC Corporation
TICKER: 2498 CUSIP: Y3732M111
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hua Nan Financial Holdings Co., Ltd.
TICKER: 2880 CUSIP: Y3813L107
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huabao International Holdings Limited
TICKER: 336 CUSIP: G4639H122
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT CHU LAM YIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT LAM KA YU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT LEE LUK SHIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #5: ADOPT NEW SHARE OPTION SCHEME AND ISSUER YES FOR FOR
TERMINATE EXISTING SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huabao International Holdings Limited
TICKER: 336 CUSIP: G4639H122
MEETING DATE: 4/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED SPIN-OFF AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huadian Energy Co., Ltd.
TICKER: 900937 CUSIP: Y3738R106
MEETING DATE: 8/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PUBLIC OFFERING OF MEDIUM-TERM ISSUER YES FOR FOR
NOTES
PROPOSAL #2.01: ELECT LIU BANGJIA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.02: ELECT MEI JUNCHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.03: ELECT ZHANG SUFEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huadian Energy Co., Ltd.
TICKER: 900937 CUSIP: Y3738R106
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3.01: ELECT SUN DELI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.02: ELECT TAO YUNPENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.03: ELECT GUO XIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.04: ELECT LIU BANGJIA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.05: ELECT MEI JUNCHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.06: ELECT ZHANG SUFEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.07: ELECT HUI XIAOFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.08: ELECT ZHANG FENGLONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.09: ELECT SUN JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.01: ELECT CAO XIAOFENG AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #4.02: ELECT ZHANG YANMEI AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND 2017 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2017 MAJOR TECHNOLOGICAL ISSUER YES FOR FOR
TRANSFORMATION PROJECTS FOR THE POWER PLANTS OF THE
COMPANY
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO 2017 MAJOR TECHNOLOGICAL TRANSFORMATION
PROJECTS
PROPOSAL #10: APPROVE INVESTMENT IN INDUSTRIAL STEAM ISSUER YES FOR FOR
PROJECT BY THE THIRD POWER PLANT OF HARBIN
PROPOSAL #11: APPROVE ISSUANCE OF BONDS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE RE-APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huadian Fuxin Energy Corp Ltd.
TICKER: 816 CUSIP: Y3123J107
MEETING DATE: 2/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT CHEN HAIBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT LI YINAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT WU YIQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT GUO XIAOPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #1e: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISOR
PROPOSAL #1f: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO ELECTION OF DIRECTORS AND
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huadian Fuxin Energy Corp Ltd.
TICKER: 816 CUSIP: Y3123J107
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 INDEPENDENT AUDITOR'S ISSUER YES FOR FOR
REPORT AND AUDITED FINANCIAL STATEMENTS
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG AS INTERNATIONAL AUDITOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION PLAN OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
PROPOSAL #8a: ELECT FANG ZHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8b: ELECT SHU FUPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8c: ELECT LI LIXIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8d: ELECT TAO YUNPENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8e: ELECT CHEN HAIBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8f: ELECT LI YINAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8g: ELECT ZHANG BAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8h: ELECT TAO ZHIGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8i: ELECT WU YIQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8j: ELECT LI CHANGXU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8k: ELECT WANG KUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8l: ELECT HU XIAOHONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8m: ELECT HOU JIAWEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8n: ELECT DING RUILING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8o: ELECT GUO XIAOPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8p: AUTHORIZE REMUNERATION AND ASSESSMENT ISSUER YES FOR FOR
COMMITTEE TO FIX REMUNERATION OF DIRECTORS ACCORDING
TO THE REMUNERATION PLAN FOR DIRECTORS AND
PROPOSAL #8q: AUTHORIZE BOARD TO ENTER INTO A SERVICE ISSUER YES FOR FOR
CONTRACT WITH THE DIRECTORS AND SUPERVISORS TO
HANDLE ALL OTHER RELEVANT MATTERS ON BEHALF OF THE
PROPOSAL #9: APPROVE PROJECT CONTRACTING, OPERATION ISSUER YES FOR FOR
MAINTENANCE SERVICE AND EQUIPMENT PURCHASING
FRAMEWORK AGREEMENT INCLUDING ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #10: APPROVE COAL PURCHASING AND SHIPPING ISSUER YES FOR FOR
SERVICE FRAMEWORK AGREEMENT INCLUDING ANNUAL CAPS AND
RELATED TRANSACTIONS
PROPOSAL #11: APPROVE FINANCE LEASE FRAMEWORK ISSUER YES FOR FOR
AGREEMENT INCLUDING ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #12: APPROVE GENERAL MANDATE TO ISSUE DEBT ISSUER YES FOR FOR
FINANCING INTRUMENTS
PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huadian Power International Corporation Ltd.
TICKER: 1071 CUSIP: Y3738Y101
MEETING DATE: 10/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHAO JIANGUO AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huadian Power International Corporation Ltd.
TICKER: 1071 CUSIP: Y3738Y101
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE PURCHASE OF COAL BY THE GROUP ISSUER YES FOR FOR
FROM CHINA HUADIAN, ITS SUBSIDIARIES AND COMPANIES
AND RELATED ANNUAL CAP
PROPOSAL #1b: APPROVE PROVISION OF ENGINEERING ISSUER YES FOR FOR
EQUIPMENTS, SYSTEMS, PRODUCTS AND ENGINEERING AND
CONSTRUCTION CONTRACTING PROJECTS, SUPPLIES
PROCUREMENT SERVICES AND OTHER MISCELLANEOUS AND
RELEVANT SERVICES AND RELATED ANNUAL CAP
PROPOSAL #1c: APPROVE SALE OF COAL AND PROVISION OF ISSUER YES FOR FOR
SERVICES SUCH AS OVERHAULS AND MAINTENANCE OF
GENERATING UNITS OF POWER PLANTS, ALTERNATIVE POWER
GENERATION AND RELEVANT QUOTA SERVICES AND RELATED
ANNUAL CAP
PROPOSAL #2: ELECT TIAN HONGBAO AS DIRECTOR AND SHAREHOLDER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huadian Power International Corporation Ltd.
TICKER: 1071 CUSIP: Y3738Y101
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #6: APPROVE AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION PROPOSAL ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS AND DELOITTE TOUCHE
TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS
INTERNATIONAL AND DOMESTIC AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8.2: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS INTERNAL CONTROL
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE PERFORMANCE REPORT OF THE ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #11: APPROVE REVISION OF THE FINANCE LEASE ISSUER YES FOR FOR
FRAMEWORK AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #12.1: ELECT ZHAO JIANGUO AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #12.2: ELECT CHEN BIN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #12.3: ELECT WANG YINGLI AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HER REMUNERATION
PROPOSAL #12.4: ELECT TIAN HONGBAO AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #12.5: ELECT GOU WEI AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #12.6: ELECT CHU YU AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #12.7: ELECT ZHANG KE AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #13.1: ELECT DING HUIPING AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #13.2: ELECT WANG DASHU AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #13.3: ELECT WANG CHUANSHUN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #13.4: ELECT ZONG WENLONG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #14.1: ELECT LI XIAOPENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.2: ELECT PENG XINGYU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.3: ELECT ZHA JIANQIU AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huaneng Power International, Inc.
TICKER: 902 CUSIP: Y3744A105
MEETING DATE: 11/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF SHANDONG POWER ISSUER YES FOR FOR
INTERESTS, JILIN POWER INTERESTS, HEILONGJIANG POWER
INTERESTS AND ZHONGYUAN CCGT INTERESTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huaneng Power International, Inc.
TICKER: 902 CUSIP: Y3744A105
MEETING DATE: 1/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE HUANENG GROUP FRAMEWORK ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2: APPROVE HUANENG FINANCE FRAMEWORK ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #3: APPROVE TIANCHENG LEASING FRAMEWORK ISSUER YES FOR FOR
AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huaneng Power International, Inc.
TICKER: 902 CUSIP: Y3744A105
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FULFILLMENT OF THE CONDITIONS ISSUER YES FOR FOR
FOR NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.1: APPROVE ISSUING METHODS AND ISSUING ISSUER YES FOR FOR
TIME IN RELATION TO THE COMPANY'S SCHEME FOR NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.2: APPROVE TYPE AND FACE VALUE OF SHARES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO THE COMPANY'S SCHEME FOR
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.3: APPROVE TARGET INVESTORS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD IN RELATION TO THE COMPANY'S
SCHEME FOR NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.4: APPROVE PRICING EX-DATE, ISSUE PRICE ISSUER YES FOR FOR
AND PRICING PRINCIPLES IN RELATION TO THE COMPANY'S
SCHEME FOR NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.5: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE COMPANY'S SCHEME FOR NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE COMPANY'S SCHEME FOR NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #2.7: APPROVE AMOUNT AND USE OF PROCEEDS TO ISSUER YES FOR FOR
BE RAISED IN RELATION TO THE COMPANY'S SCHEME FOR
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.8: APPROVE ARRANGEMENT OF THE ISSUER YES FOR FOR
UNDISTRIBUTED PROFITS BEFORE THE NON-PUBLIC ISSUANCE
OF A SHARES
PROPOSAL #2.9: APPROVE VALIDITY PERIOD IN RELATION TO ISSUER YES FOR FOR
THE COMPANY'S SCHEME FOR NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #2.10: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE COMPANY'S SCHEME FOR NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #3: APPROVE PLAN FOR NON-PUBLIC ISSUANCE OF ISSUER YES FOR FOR
A SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INVESTMENT PROJECTS WITH THE PROCEEDS OF THE
COMPANY'S NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
RAISED IN THE LATEST SHARE OFFERING OF THE COMPANY
PROPOSAL #6: APPROVE RISK WARNINGS AND MAKE-UP ISSUER YES FOR FOR
MEASURES FOR THE COMPANY'S DILUTED IMMEDIATE RETURN
ON NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #7: APPROVE COMMITMENTS OF THE CONTROLLING ISSUER YES FOR FOR
SHAREHOLDERS, DIRECTORS AND SENIOR MANAGEMENT ON
ADOPTING MAKE-UP MEASURES FOR THE DILUTED IMMEDIATE
RETURN ON NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS (2017-2019)
PROPOSAL #9: APPROVE CONVENING A GENERAL MEETING TO ISSUER YES FOR FOR
AUTHORIZE THE BOARD OF DIRECTORS TO DEAL WITH THE
ISSUES RELATED TO THE NON-PUBLIC ISSUANCE OF A SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huaneng Power International, Inc.
TICKER: 902 CUSIP: Y3744A105
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG HUAZHEN LLP AS DOMESTIC ISSUER YES FOR FOR
AUDITORS AND KPMG AS HONG KONG AUDITORS
PROPOSAL #6: APPROVE ISSUANCE OF SHORT-TERM ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #7: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENT BY WAY OF NON-PUBLIC PLACEMENT
PROPOSAL #9: APPROVE ISSUANCE OF DOMESTIC AND/OR ISSUER YES FOR FOR
OVERSEAS DEBT FINANCING INSTRUMENTS
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11.01: ELECT CAO PEIXI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.02: ELECT GUO JUNMING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.03: ELECT LIU GUOYUE AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.04: ELECT FAN XIAXIA AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.05: ELECT HUANG JIAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.06: ELECT WANG YONGXIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.07: ELECT MI DABIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.08: ELECT GUO HONGBO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.09: ELECT CHENG HENG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.10: ELECT LIN CHONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.11: ELECT YUE HENG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.13: ELECT XU MENGZHOU AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.14: ELECT LIU JIZHEN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.15: ELECT XU HAIFENG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.16: ELECT ZHANG XIANZHI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #12.01: ELECT YE XIANGDONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12.02: ELECT MU XUAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12.03: ELECT ZHANG MENGJIAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12.04: ELECT GU JIANGUO AS SUPERVISOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huaneng Renewables Corporation Ltd.
TICKER: 958 CUSIP: Y3739S103
MEETING DATE: 12/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE CONDUCT OF THE DEPOSIT ISSUER YES FOR FOR
TRANSACTIONS INCLUDING THE RELEVANT PROPOSED ANNUAL
CAPS UNDER THE DEPOSIT AND LOAN SERVICES FRAMEWORK
AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huaneng Renewables Corporation Ltd.
TICKER: 00958 CUSIP: Y3739S103
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXTERNAL AUDITOR'S FEES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG AND KPMG HUAZHEN LLP AS ISSUER YES FOR FOR
INTERNATIONAL AND DOMESTIC AUDITORS RESPECTIVELY
PROPOSAL #7a: ELECT CAO SHIGUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7b: ELECT LU FEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7c: ELECT SUN DEQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7d: ELECT DAI XINMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE ISSUE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS FOR THE YEARS 2017 AND 2018
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF SHAREHOLDER YES FOR FOR
ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huatai Securities Co., Ltd.
TICKER: 601688 CUSIP: Y37426114
MEETING DATE: 9/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY HUATAI SECURITIES (SHANGHAI)
ASSET MANAGEMENT CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huatai Securities Co., Ltd.
TICKER: 601688 CUSIP: Y37426114
MEETING DATE: 12/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES OF GENERAL ISSUER YES FOR FOR
MEETINGS
PROPOSAL #3.1: ELECT ZHOU YI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT PU BAOYING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.3: ELECT GAO XU AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.4: ELECT CHEN NING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.5: ELECT SUN HONGNING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.6: ELECT XU QING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.7: ELECT ZHOU YONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.8: ELECT CHEN CHUANMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT LIU HONGZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT LEE CHI MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT YANG XIONGSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT LIU YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT WANG HUIQING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT DU WENYI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.3: ELECT LIU ZHIHONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.4: ELECT YU YIMIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huatai Securities Co., Ltd.
TICKER: 601688 CUSIP: Y37426114
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2016 FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 RESOLUTIONS ON ESTIMATED ISSUER YES FOR FOR
ORDINARY TRANSACTIONS WITH RELATED PARTIES
PROPOSAL #6.1: APPROVE ORDINARY CONNECTED ISSUER YES FOR FOR
TRANSACTIONS WITH JIANGSU GUOXIN INVESTMENT GROUP AND
ITS AFFILIATED COMPANIES
PROPOSAL #6.2: APPROVE ORDINARY CONNECTED ISSUER YES FOR FOR
TRANSACTIONS WITH JIANGSU COMMUNICATIONS HOLDING CO.,
LTD. AND ITS AFFILIATED COMPANIES
PROPOSAL #6.3: APPROVE ORDINARY CONNECTED ISSUER YES FOR FOR
TRANSACTIONS WITH OTHER RELATED PARTIES
PROPOSAL #7: APPROVE 2017 ESTIMATED INVESTMENT AMOUNT ISSUER YES FOR FOR
FOR PROPRIETARY BUSINESS
PROPOSAL #8: ELECT XU FENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE KPMG HUAZHEN LLP AS AUDIT ISSUER YES FOR FOR
SERVICES INSTITUTION FOR A SHARES AND KPMG AS AUDIT
SERVICES INSTITUTION FOR H SHARES
PROPOSAL #10: APPROVE REVISION OF WORKING SYSTEM FOR ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ON THE ISSUER YES FOR FOR
NET CAPITAL OF HUATAI SECURITIES (SHANGHAI) ASSET
MANAGEMENT CO., LTD.
PROPOSAL #12: APPROVE IMPACT OF DILUTION OF CURRENT SHAREHOLDER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #13: APPROVE SHAREHOLDERS' INTERIM RETURN SHAREHOLDER YES FOR FOR
PLAN FOR THE YEARS 2017 TO 2019
PROPOSAL #14: APPROVE RESOLUTION ON GENERAL ISSUER YES FOR FOR
AUTHORIZATION OF THE COMPANY'S DOMESTIC AND FOREIGN
DEBT FINANCING INSTRUMENTS
PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY- SHAREHOLDER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #16: APPROVE COMPANY'S COMPLIANCE WITH THE SHAREHOLDER YES FOR FOR
CONDITIONS OF NON-PUBLIC ISSUANCE OF NEW A SHARES
PROPOSAL #17: APPROVE FEASIBILITY ANALYSIS REPORT ON SHAREHOLDER YES FOR FOR
THE USE OF PROCEEDS RAISED FROM THE NON-PUBLIC
ISSUANCE OF NEW A SHARES
PROPOSAL #18: APPROVE REPORT ON THE USE OF THE SHAREHOLDER YES FOR FOR
PROCEEDS RAISED IN THE PREVIOUS ISSUANCE OF SHARES
PROPOSAL #19.1: APPROVE TYPE AND NOMINAL VALUE OF SHAREHOLDER YES FOR FOR
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF NEW
A SHARES
PROPOSAL #19.2: APPROVE WAY AND TIME OF ISSUANCE IN SHAREHOLDER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF NEW A SHARES
PROPOSAL #19.3: APPROVE NUMBER OF ISSUANCE IN SHAREHOLDER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF NEW A SHARES
PROPOSAL #19.4: APPROVE ISSUANCE PRICE AND PRICING SHAREHOLDER YES FOR FOR
PRINCIPLE IN RELATION TO THE NON-PUBLIC ISSUANCE OF
NEW A SHARES
PROPOSAL #19.5: APPROVE TARGET SUBSCRIBERS AND WAY OF SHAREHOLDER YES FOR FOR
SUBSCRIPTION IN RELATION TO THE NON-PUBLIC ISSUANCE
OF NEW A SHARES
PROPOSAL #19.6: APPROVE LOCK-UP PERIOD ARRANGEMENT IN SHAREHOLDER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF NEW A SHARES
PROPOSAL #19.7: APPROVE AMOUNT AND USE OF PROCEEDS IN SHAREHOLDER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF NEW A SHARES
PROPOSAL #19.8: APPROVE DISTRIBUTION OF PROFIT IN SHAREHOLDER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF NEW A SHARES
PROPOSAL #19.9: APPROVE PLACE OF LISTING OF THE NEW A SHAREHOLDER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC
ISSUANCE OF NEW A SHARES
PROPOSAL #19.10: APPROVE VALIDITY OF THE RESOLUTION SHAREHOLDER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF NEW A
PROPOSAL #20: AUTHORIZE THE BOARD AND ITS AUTHORIZED SHAREHOLDER YES FOR FOR
PERSONS TO CONSIDER RELEVANT MATTERS OF THE NON-
PUBLIC ISSUANCE OF NEW A SHARES
PROPOSAL #21: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hugo Boss AG
TICKER: BOSS CUSIP: D34902102
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.60 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huhtamaki Oyj
TICKER: HUH1V CUSIP: X33752100
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.73 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 120,000 FOR CHAIRMAN, EUR 68,000
FOR VICE CHAIRMAN, AND EUR 57,000 FOR OTHER
DIRECTORS; APPROVE MEETING FEES
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #12: REELECT EIJA AILASMAA, PEKKA ALA- ISSUER YES FOR FOR
PIETILA (CHAIRMAN), DOUG BAILLIE, WILLIAM BARKER,
ROLF BORJESSON, JUKKA SUOMINEN (VICE CHAIRMAN) AND
SANDRA TURNER AS DIRECTORS; ELECT KERTTU TUOMAS AS
NEW DIRECTOR
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #16: APPROVE ISSUANCE OF UP TO 10 MILLION ISSUER YES FOR FOR
NEW SHARES AND CONVEYANCE OF UP TO 4 MILLION SHARES
WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huishang Bank Corp Ltd
TICKER: 03698 CUSIP: Y3749K108
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2017 FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
DOMESTIC AUDITORS AND ERNST & YOUNG AS OVERSEAS
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE APPRAISAL REPORT ON THE ISSUER YES FOR FOR
PERFORMANCE OF THE DIRECTORS
PROPOSAL #6: APPROVE APPRAISAL REPORT ON THE ISSUER YES FOR FOR
PERFORMANCE OF THE SUPERVISORS
PROPOSAL #7: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE SUPPLEMENTAL RESOLUTION IN ISSUER YES FOR FOR
RELATION TO THE RESOLUTION ON ESTABLISHMENT OF AN
INDEPENDENT LEGAL ENTITY OPERATING AS A DIRECT SALES
BANK
PROPOSAL #10: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
REGULATIONS ON THE PROCEEDINGS OF THE SHAREHOLDERS'
GENERAL MEETING OF HUISHANG BANK CORPORATION LIMITED
(PREFERENCE SHARE)
PROPOSAL #11: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
REGULATIONS ON THE PROCEEDINGS OF THE SHAREHOLDERS'
GENERAL MEETING OF HUISHANG BANK CORPORATION LIMITED
(A SHARE AND PREFERENCE SHARE)
PROPOSAL #12a: ELECT YANG MIANZHI AS EXTERNAL ISSUER YES FOR FOR
SUPERVISOR
PROPOSAL #12b: ELECT LI RUIFENG AS SHAREHOLDER SHAREHOLDER YES FOR FOR
SUPERVISOR
PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #14: APPROVE EXTENSION OF THE VALIDITY ISSUER YES FOR FOR
PERIOD OF THE PLAN FOR THE INITIAL PUBLIC OFFERING
AND LISTING OF A SHARES
PROPOSAL #15: APPROVE EXTENSION OF THE VALIDITY ISSUER YES FOR FOR
PERIOD OF THE AUTHORIZATION TO THE BOARD TO DEAL WITH
SPECIFIC MATTERS IN RELATION TO THE INITIAL PUBLIC
OFFERING AND LISTING OF A SHARES
PROPOSAL #16: APPROVE AMENDMENTS TO THE THREE-YEAR ISSUER YES FOR FOR
DIVIDEND PLAN AFTER THE INITIAL PUBLIC OFFERING AND
LISTING OF A SHARES
PROPOSAL #17: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #18: APPROVE INCREASE IN 2016 PROFIT SHAREHOLDER YES AGAINST N/A
DISTRIBUTION TO THE SAME LEVEL OF AVERAGE PROFIT
DISTRIBUTION FOR 2013-2015
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hulic Co., Ltd.
TICKER: 3003 CUSIP: J23594112
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Husky Energy Inc.
TICKER: HSE CUSIP: 448055103
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR T.K. LI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CANNING K.N. FOK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN E. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ASIM GHOSH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTIN J.G. GLYNN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR POH CHAN KOH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EVA LEE KWOK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STANLEY T.L. KWOK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FREDERICK S.H. MA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GEORGE C. MAGNUS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NEIL D. MCGEE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT J. PEABODY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR COLIN S. RUSSEL ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR WAYNE E. SHAW ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR WILLIAM SHURNIAK ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR FRANK J. SIXT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Husqvarna AB
TICKER: HUSQ B CUSIP: W4235G116
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #8a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 1.95 PER SHARE
PROPOSAL #8c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #9: DETERMINE NUMBER OF MEMBERS (8) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.8 MILLION TO CHAIRMAN AND SEK
525,000 TO OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE MEETING FEES; APPROVE
REMUNERATION OF AUDITORS
PROPOSAL #11a: REELECT TOM JOHNSTONE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11b: REELECT ULLA LITZEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11c: REELECT KATARINA MARTINSON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11d: REELECT BERTRAND NEUSCHWANDER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11e: REELECT DANIEL NODHALL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11f: REELECT LARS PETTERSSON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11g: REELECT KAI WARN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11h: ELECT CHRISTINE ROBINS AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11i: APPOINT TOM JOHNSTONE AS BOARD ISSUER YES AGAINST AGAINST
CHAIRMAN
PROPOSAL #12: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #13: APPROVE 2016 SHARE MATCHING AND ISSUER YES FOR FOR
PERFORMANCE SHARE PLAN FOR KEY EMPLOYEES
PROPOSAL #14a: AUTHORIZE REISSUANCE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL TO HEDGE COMPANY'S OBLIGATIONS UNDER
INCENTIVE PROGRAMS
PROPOSAL #14b: APPROVE EQUITY SWAP ARRANGEMENT TO ISSUER YES FOR FOR
COVER OBLIGATIONS UNDER LTI 2015
PROPOSAL #15: APPROVE ISSUANCE OF 57.6 MILLION SHARES ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hutchison Port Holdings Trust
TICKER: NS8U CUSIP: Y3780D104
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT REPORT OF TRUSTEE-MANAGER, ISSUER YES FOR FOR
STATEMENT BY TRUSTEE-MANAGER, AUDITED FINANCIAL
STATEMENTS, AND AUDITOR'S REPORT
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE THE TRUSTEE-MANAGER TO FIX
THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hutchison Telecommunications Hong Kong Holdings Ltd.
TICKER: 215 CUSIP: G4672G106
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT FOK KIN NING, CANNING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT WOO CHIU MAN, CLIFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT LAI KAI MING, DOMINIC AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT EDITH SHIH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT CHEONG YING CHEW, HENRY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3f: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hydro One Limited
TICKER: H CUSIP: 448811208
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IAN BOURNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES BRINDAMOUR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARCELLO (MARC) CAIRA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTIE CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE COOKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID F. DENISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARGARET (MARIANNE) ISSUER YES FOR FOR
HARRIS
PROPOSAL #1.8: ELECT DIRECTOR JAMES HINDS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHRYN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERTA JAMIESON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANCES LANKIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PHILIP S. ORSINO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JANE PEVERETT ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR GALE RUBENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR MAYO SCHMIDT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyosung Corp.
TICKER: A004800 CUSIP: Y3818Y120
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT ONE INSIDE DIRECTOR AND FIVE ISSUER YES AGAINST AGAINST
OUTSIDE DIRECTORS
PROPOSAL #3: ELECT THREE MEMBERS OF AUDIT COMMITTEE ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hypermarcas S.A.
TICKER: HYPE3 CUSIP: P5230A101
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hypermarcas S.A.
TICKER: HYPE3 CUSIP: P5230A101
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
WITHOUT CANCELLATION OF SHARES
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: ADD ARTICLE RE: EXISTENCE AND OPERATION ISSUER YES FOR FOR
OF THE COMPANY'S STATUTORY AUDIT COMMITTEE
PROPOSAL #4: AMEND ARTICLE 19: BOARD VICE CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLE 19 PARAGRAPH 5 RE: APPOINT ISSUER YES FOR FOR
OF BOARD CHAIRMAN
PROPOSAL #6: AMEND ARTICLE 19 RE: EXCLUSION OF LEGAL ISSUER YES FOR FOR
PROVISION
PROPOSAL #7: AMEND ARTICLE 24 AND REMOVE ARTICLE 31: ISSUER YES FOR FOR
CHAIRMAN OF THE MEDICINE DIVISION
PROPOSAL #8: AMEND ARTICLES 24 AND 32, AND ADD ISSUER YES FOR FOR
ARTICLE RE: LEGAL OFFICER POSITION
PROPOSAL #9: AMEND ARTICLES 24, 28 AND 35 RE: ISSUER YES FOR FOR
OPERATION OFFICER
PROPOSAL #10: AMEND ARTICLES 30, 32, 33 AND 34 RE: ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #11: APPROVE RENUMBERING OF ARTICLES AND ISSUER YES FOR FOR
CONSOLIDATE BYLAWS
PROPOSAL #12: APPROVE BONUS MATCHING PLAN ISSUER YES FOR FOR
PROPOSAL #13: RE-RATIFY REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT FOR FISCAL YEAR 2015
PROPOSAL #14: RE-RATIFY MINUTES OF THE EXTRAORDINARY ISSUER YES FOR FOR
MEETING HELD ON APRIL 29, 2011
PROPOSAL #15: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyprop Investments Ltd
TICKER: HYP CUSIP: S3723H102
MEETING DATE: 12/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #2: RE-ELECT PIETER PRINSLOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT LINDIE ENGELBRECHT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT MIKE LEWIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: RE-ELECT LINDIE ENGELBRECHT AS ISSUER YES FOR FOR
CHAIRPERSON OF THE AUDIT COMMITTEE
PROPOSAL #5.2: RE-ELECT GAVIN TIPPER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5.3: RE-ELECT THABO MOKGATLHA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6: APPOINT KPMG AS AUDITORS OF THE COMPANY ISSUER YES FOR FOR
WITH PETER MACDONALD AS ENGAGEMENT PARTNER
PROPOSAL #7: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #8: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
AND INTER-RELATED PARTIES
PROPOSAL #3.1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE THE ANNUAL INCREASE NOT ISSUER YES FOR FOR
EXCEEDING INFLATION OF NON-EXECUTIVE DIRECTORS' FEES
PROPOSAL #10: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hysan Development Co. Ltd.
TICKER: 14 CUSIP: Y38203124
MEETING DATE: 5/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT IRENE YUN LIEN LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT PHILIP YAN HOK FAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT HANS MICHAEL JEBSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyundai Department Store Co.
TICKER: A069960 CUSIP: Y38306109
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT ONE INSIDE DIRECTOR AND TWO ISSUER YES FOR FOR
OUTSIDE DIRECTOR
PROPOSAL #3: ELECT TWO MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: APPROVE TERMS OF RETIREMENT PAY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyundai Development Co. - Engineering & Construction
TICKER: A012630 CUSIP: Y38397108
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT KIM DAE-CHEOL AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT KIM YONG-DEOK AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT CHOI GYU-YEON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT KIM YONG-DEOK AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyundai Engineering & Construction Co. Ltd.
TICKER: A000720 CUSIP: Y38382100
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT TWO OUTSIDE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT TWO MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyundai Glovis Co.
TICKER: A086280 CUSIP: Y27294100
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT TWO OUTSIDE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT TWO MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyundai Heavy Industries Co.
TICKER: A009540 CUSIP: Y3838M106
MEETING DATE: 2/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPIN-OFF AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ELECT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyundai Heavy Industries Co.
TICKER: A009540 CUSIP: Y3838M106
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT TWO INSIDE DIRECTORS AND ONE ISSUER YES FOR FOR
OUTSIDE DIRECTOR
PROPOSAL #3: ELECT CHOI HYEOK AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyundai Marine & Fire Insurance Co. Ltd.
TICKER: A001450 CUSIP: Y3842K104
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT CHOI BYEONG-DOO AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR TO SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #3.2: ELECT KIM HUI-DONG AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
TO SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #3.3: ELECT KIM YONG-JOON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR TO SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyundai Merchant Marine Co.
TICKER: A011200 CUSIP: Y3843P102
MEETING DATE: 7/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REDUCTION IN CAPITAL ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyundai Mipo Dockyard Co.
TICKER: A010620 �� CUSIP: Y3844T103
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT HAN YOUNG-SEOK AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CHO YOUNG-CHEOL AS NON- ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #2.3: ELECT KIM SO-YOUNG AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT KIM SO-YOUNG AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyundai Mobis Co.
TICKER: A012330 CUSIP: Y3849A109
MEETING DATE: 7/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIM YOUNG-DEUK AS INSIDE DIRECTOR ISSUER YES FOR FOR
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ISSUER: Hyundai Mobis Co.
TICKER: A012330 CUSIP: Y3849A109
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT ONE INSIDE DIRECTOR AND TWO ISSUER YES FOR FOR
OUTSIDE DIRECTORS
PROPOSAL #3: ELECT TWO MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
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ISSUER: Hyundai Motor Co.
TICKER: A005380 CUSIP: Y38472109
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT CHUNG MONG-KOO AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CHOI EUN-SOO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHOI EUN-SOO AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
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ISSUER: Hyundai Securities Co. Ltd.
TICKER: A003450 CUSIP: Y3850E107
MEETING DATE: 10/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF SHARES OF HYUNDAI ISSUER YES FOR FOR
SECURITIES CO., LTD.
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ISSUER: Hyundai Steel Co.
TICKER: A004020 CUSIP: Y38383108
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT KANG HAK-SEO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
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ISSUER: Hyundai WIA Corp.
TICKER: A011210 CUSIP: Y3869Y102
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT TWO INSIDE DIRECTORS AND FOUR ISSUER YES FOR FOR
OUTSIDE DIRECTORS
PROPOSAL #4: ELECT THREE MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
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ISSUER: Iberdrola S.A.
TICKER: IBE CUSIP: E6165F166
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
MANAGEMENT REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPOINT KPMG AUDITORES AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: AMEND PREAMBLE OF BYLAWS ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES 7 AND 8 RE: COMPANY'S ISSUER YES FOR FOR
COMMITMENT, MISSION, VISION AND VALUES
PROPOSAL #7: AMEND ARTICLE 14 OF GENERAL MEETING ISSUER YES FOR FOR
REGULATIONS RE: RIGHT TO INFORMATION AND TECHNICAL
IMPROVEMENTS
PROPOSAL #8: AMEND ARTICLES 19 AND 39 OF GENERAL ISSUER YES FOR FOR
MEETING REGULATIONS RE: CHANNELS FOR PARTICIPATION
PROPOSAL #9: ELECT JUAN MANUEL GONZALEZ SERNA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: ELECT FRANCISCO MARTINEZ CORCOLES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #12: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR SCRIP DIVIDENDS
PROPOSAL #13: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR SCRIP DIVIDENDS
PROPOSAL #14: AUTHORIZE SHARE REPURCHASE AND CAPITAL ISSUER YES FOR FOR
REDUCTION VIA AMORTIZATION OF REPURCHASED SHARES
PROPOSAL #15: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #17: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
BONDS/DEBENTURES AND/OR OTHER DEBT SECURITIES UP TO
EUR 20 BILLION AND ISSUANCE OF NOTES UP TO EUR 6
BILLION
PROPOSAL #18: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
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ISSUER: Ibiden Co. Ltd.
TICKER: 4062 CUSIP: J23059116
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO ABOLISH BOARD ISSUER YES FOR FOR
STRUCTURE WITH STATUTORY AUDITORS - ADOPT BOARD
STRUCTURE WITH AUDIT COMMITTEE - AMEND PROVISIONS ON
NUMBER OF DIRECTORS - AUTHORIZE DIRECTORS TO EXECUTE
DAY TO DAY OPERATIONS WITHOUT FULL BOARD APPROVAL
PROPOSAL #2.1: ELECT DIRECTOR TAKENAKA, HIROKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR AOKI, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NISHIDA, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KODAMA, KOZO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YAMAGUCHI, CHIAKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MITA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YOSHIHISA, KOICHI ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SAKASHITA, KEIICHI
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KUWAYAMA, YOICHI
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KATO, FUMIO
PROPOSAL #3.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER HORIE, MASAKI
PROPOSAL #3.5: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KAWAI, NOBUKO
PROPOSAL #4: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER KOMORI, SHOGO
PROPOSAL #5: APPROVE FIXED CASH COMPENSATION CEILING ISSUER YES FOR FOR
AND PERFORMANCE-BASED CASH COMPENSATION FOR DIRECTORS
WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
PROPOSAL #7: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
PROPOSAL #8: APPOINT KPMG AZSA LLC AS NEW EXTERNAL ISSUER YES FOR FOR
AUDIT FIRM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ICA Gruppen AB
TICKER: ICA CUSIP: W4241E105
MEETING DATE: 4/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #10: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #11: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 10.50 PER SHARE
PROPOSAL #12: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #14: DETERMINE NUMBER OF MEMBERS (10) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD; DETERMINE NUMBER OF
AUDITORS (1) AND DEPUTY AUDITORS (0)
PROPOSAL #15: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.03 MILLION FOR CHAIRMAN AND SEK
425,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #16: REELECT GORAN BLOMBERG, CECILIA DAUN ISSUER YES AGAINST AGAINST
WENNBORG, ANDREA GISLE JOOSEN, FREDRIK HAGGLUND,
JEANETTE JAGER, BENGT KJELL, MAGNUS MOBERG, JAN
OLOFSSON AND CLAES-GORAN SYLVEN (CHAIR) AS DIRECTORS;
ELECT ANETTE WIOTTI AS NEW DIRECTOR
PROPOSAL #17: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF FOUR OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #19: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #20: AMEND ARTICLES RE: ELIMINATED SHARE ISSUER YES FOR FOR
CLASS, CHANGE OF REGISTERED OFFICE, EDITORIAL CHANGES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Icade
TICKER: ICAD CUSIP: F4931M119
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 4 PER SHARE
PROPOSAL #4: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #5: RATIFY APPOINTMENT OF CELINE SENMARTIN ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #6: REELECT JEAN-PAUL FAUGERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT OLIVIER MAREUSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT MARIANNE LAURENT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 400,000
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ANDRE MARTINEZ, CHAIRMAN OF THE BOARD
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
OLIVIER WIGNIOLLE, CEO
PROPOSAL #12: APPROVE REMUNERATION POLICY OF ANDRE ISSUER YES FOR FOR
MARTINEZ, CHAIRMAN OF THE BOARD
PROPOSAL #13: APPROVE REMUNERATION POLICY OF OLIVIER ISSUER YES FOR FOR
WIGNIOLLE, CEO
PROPOSAL #14: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #15: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #16: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 15 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #17: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #18: AMEND ARTICLE 3, 10, 11, AND 15 II OF ISSUER YES FOR FOR
BYLAWS
PROPOSAL #19: DELEGATE POWER TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO AMEND THE BYLAWS TO COMPLY WITH NEW
PROPOSAL #20: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ICAP plc
TICKER: IAP CUSIP: G46981117
MEETING DATE: 7/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT STUART BRIDGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT CHARLES GREGSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MICHAEL SPENCER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: RE-ELECT JOHN SIEVWRIGHT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT IVAN RITOSSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ROBERT STANDING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #10: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #11: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ICAP plc
TICKER: IAP CUSIP: G46981117
MEETING DATE: 9/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NEWCO REDUCTION OF CAPITAL, THE ISSUER YES FOR FOR
DEMERGER AND THE SHARE CONSOLIDATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ICAP plc
TICKER: IAP CUSIP: G46981117
MEETING DATE: 9/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ichigo Inc.
TICKER: 2337 CUSIP: J2382Y109
MEETING DATE: 5/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT CALLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HASEGAWA, TAKUMA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ISHIHARA, MINORU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FUJITA, TETSUYA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAWATE, NORIKO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUZUKI, YUKIO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATSUZAKI, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NISHIMOTO, KOSUKE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NAKAIDO, NOBUHIDE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ICICI Bank Limited
TICKER: ICICIBANK CUSIP: Y3860Z132
MEETING DATE: 7/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ON PREFERENCE SHARES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDEND ON EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #4: REELECT RAJIV SABHARWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT N.S. KANNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE B S R & CO. LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPOINT BRANCH AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: ELECT VIJAY CHANDOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF VIJAY CHANDOK AS A EXECUTIVE DIRECTOR
PROPOSAL #10: APPROVE COMMISSION REMUNERATION FOR ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
PROPOSAL #11: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ICICI Bank Limited
TICKER: ICICIBANK CUSIP: Y3860Z132
MEETING DATE: 6/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION TO REFLECT ISSUER YES FOR FOR
CHANGES IN CAPITAL
PROPOSAL #3: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
PROPOSAL #4: AMEND EMPLOYEE STOCK OPTION SCHEME ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ICICI Bank Limited
TICKER: ICICIBANK CUSIP: Y3860Z132
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ON PREFERENCE SHARES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDENDS ON EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #4: REELECT VISHAKHA MULYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE B S R & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: APPROVE BRANCH AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: REELECT ANUP BAGCHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
ANUP BAGCHI AS WHOLETIME DIRECTOR
PROPOSAL #9: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
SECURITIES AND NON-CONVERTIBLE DEBENTURES ON PRIVATE
PLACEMENT BASIS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDBI Bank Limited
TICKER: 500116 CUSIP: Y40172119
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REAPPOINTMENT OF JOINT STATUTORY ISSUER YES FOR FOR
AUDITORS AND BRANCH STATUTORY AUDITOR AS AUDITORS
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ELECT GYAN PRAKASH JOSHI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
KISHOR PARAJI KHARAT AS MANAGING DIRECTOR AND CEO
PROPOSAL #5: ELECT PANKAJ JAIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: REELECT S. RAVI AS INDEPENDENT DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: REELECT NINAD KARPE AS INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE ISSUANCE OF BONDS ISSUER YES FOR FOR
PROPOSAL #10: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDBI Bank Limited
TICKER: 500116 CUSIP: Y40172119
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES ON A ISSUER YES FOR FOR
PREFERENTIAL BASIS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Idea Cellular Ltd
TICKER: IDEA CUSIP: Y3857E100
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT KUMAR MANGALAM BIRLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT SANJEEV AGA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
SECURITIES
PROPOSAL #8: APPROVE RELATED PARTYTRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: ELECT AKSHAYA MOONDRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
AKSHAYA MOONDRA AS EXECUTIVE DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Idea Cellular Ltd
TICKER: IDEA CUSIP: Y3857E100
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT RAJASHREE BIRLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT SHRIDHIR SARIPUTTA HANSA ISSUER YES AGAINST AGAINST
WIJAYASURIYA AS DIRECTOR
PROPOSAL #4: APPROVE S.R. BATLIBOI & ASSOCIATES LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
SECURITIES ON PRIVATE PLACEMENT BASIS
PROPOSAL #7: APPROVE MATERIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH INDUS TOWERS LIMITED
PROPOSAL #8: ELECT ALKA MAREZBAN BHARUCHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT BALDEV RAJ GUPTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE WAIVER OF RECOVERY OF EXCESS ISSUER YES AGAINST AGAINST
MANAGERIAL REMUNERATION TO HIMANSHU KAPANIA
PROPOSAL #11: APPROVE REMUNERATION OF HIMANSHU ISSUER YES AGAINST AGAINST
KAPANIA AS EXECUTIVE DIRECTOR
PROPOSAL #12: APPROVE REMUNERATION OF AKSHAYA MOONDRA ISSUER YES FOR FOR
AS WHOLETIME DIRECTOR AND CHIEF FINANCIAL OFFICER
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Idemitsu Kosan Co., Ltd.
TICKER: 5019 CUSIP: J2388K103
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TSUKIOKA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SEKI, DAISUKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATSUSHITA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KITO, SHUNICHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NIBUYA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARUYAMA, KAZUO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAGISHIMA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HOMMA, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR YOKOTA, ERI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ITO, RYOSUKE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KIKKAWA, TAKEO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MACKENZIE CLUGSTON ISSUER YES FOR FOR
PROPOSAL #2: APPOINT ALTERNATE STATUTORY AUDITOR KAI, ISSUER YES FOR FOR
JUNKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDFC Bank Ltd.
TICKER: 539437 CUSIP: Y3R5A4107
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT VINOD RAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: ELECT RAJAN ANANDAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: AUTHORIZE ISSUANCE OF DEBT SECURITIES ON ISSUER YES FOR FOR
PRIVATE PLACEMENT
PROPOSAL #7: AMEND IDFC BANK LTD. EMPLOYEE STOCK ISSUER YES AGAINST AGAINST
OPTION SCHEME 2015 (IDFC BANK ESOS - 2015)
PROPOSAL #8: APPROVE GRANT OF OPTIONS TO ISSUER YES AGAINST AGAINST
EMPLOYEES/DIRECTORS OF SUBSIDIARIES UNDER IDFC BANK
ESOS - 2015
PROPOSAL #9: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE REVISION IN THE REMUNERATION ISSUER YES FOR FOR
RAJIV B. LALL AS FOUNDER MANAGING DIRECTOR AND CEO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDFC Ltd
TICKER: 532659 CUSIP: Y40805114
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DELOITTE HASKINS AND SELLS LLP ISSUER YES AGAINST AGAINST
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ELECT GAUTAM KAJI AS INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4: ELECT CHINTAMANI BHAGAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF VIKRAM LIMAYE AS MANAGING DIRECTOR AND CEO
PROPOSAL #6: ELECT DONALD PECK AS INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #7: APPROVE DECREASE IN THE BORROWING LIMITS ISSUER YES FOR FOR
OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IGM Financial Inc.
TICKER: IGM CUSIP: 449586106
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC A. BIBEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY R. CARNEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MARCEL R. COUTU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDRE DESMARAIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR PAUL DESMARAIS, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GARY DOER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN DONIZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CLAUDE GENEREUX ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR SHARON HODGSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR SHARON MACLEOD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SUSAN J. MCARTHUR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN MCCALLUM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.13: ELECT DIRECTOR R. JEFFREY ORR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.14: ELECT DIRECTOR JACQUES PARISIEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.15: ELECT DIRECTOR HENRI-PAUL ROUSSEAU ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.16: ELECT DIRECTOR GREGORY D. TRETIAK ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IHH Healthcare Berhad
TICKER: IHH CUSIP: Y374AH103
MEETING DATE: 5/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIRST AND FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT MEHMET ALI AYDINLAR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT TAN SEE LENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHANG SEE HIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT BHAGAT CHINTAMANI ANIRUDDHA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT KOJI NAGATOMI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS FROM ISSUER YES FOR FOR
JUNE 1, 2017 UNTIL JUNE 30, 2018
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS FROM ISSUER YES FOR FOR
JANUARY 31, 2017 UNTIL JUNE 30, 2018
PROPOSAL #9: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: ELECT ABU BAKAR BIN SULEIMAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE ALLOCATION OF UNITS AND ISSUER YES FOR FOR
ISSUANCE OF SHARES TO ABU BAKAR BIN SULEIMAN UNDER
THE LONG TERM INCENTIVE PLAN (LTIP)
PROPOSAL #13: APPROVE ALLOCATION OF UNITS AND ISSUER YES FOR FOR
ISSUANCE OF SHARES TO TAN SEE LENG UNDER THE LONG
TERM INCENTIVE PLAN (LTIP)
PROPOSAL #14: APPROVE ALLOCATION OF UNITS AND ISSUER YES FOR FOR
ISSUANCE OF SHARES TO MEHMET ALI AYDINLAR UNDER THE
LONG TERM INCENTIVE PLAN (LTIP)
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IHI Corporation
TICKER: 7013 CUSIP: J2398N105
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAITO, TAMOTSU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MITSUOKA, TSUGIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SEKIDO, TOSHINORI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERAI, ICHIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OTANI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MOCHIZUKI, MIKIO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHIKINA, TOMOHARU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KUWATA, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FUJIWARA, TAKETSUGU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KIMURA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR YAMADA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR AWAI, KAZUKI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ISHIMURA, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR TANAKA, YAYOI ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR SUGA, TAIZO ISSUER YES FOR FOR
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR YATSU, ISSUER YES FOR FOR
TOMOMI
PROPOSAL #3: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
PROPOSAL #5: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN CONNECTION WITH REVERSE STOCK SPLIT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iida Group Holdings Co., Ltd.
TICKER: 3291 CUSIP: J23426109
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 31
PROPOSAL #2.1: ELECT DIRECTOR MORI, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NISHIKAWA, YOICHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAMAMOTO, SHIGEO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HISABAYASHI, YOSHINARI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HORIGUCHI, TADAYOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KANEI, MASASHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NISHINO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MATSUBAYASHI, SHIGEYUKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KODERA, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR ASANO, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SASAKI, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR ISHIMARU, ISSUER YES FOR FOR
IKUKO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR HAYASHI, ISSUER YES FOR FOR
CHIHARU
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR TANAKA, ISSUER YES FOR FOR
CHIKARA
PROPOSAL #4: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IJM Corporation Berhad
TICKER: IJM CUSIP: Y3882M101
MEETING DATE: 8/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TAN BOON SENG @ KRISHNAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT HAMZAH BIN HASAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT SOAM HENG CHOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT GOH TIAN SUI AS DIRECTOR ISSUER �� YES FOR FOR
PROPOSAL #5: ELECT ABDUL HALIM BIN ALI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT DAVID FREDERICK WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE ABDUL HALIM BIN ALI TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iliad
TICKER: ILD CUSIP: F4958P102
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.44 PER SHARE
PROPOSAL #4: RECEIVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS AND APPROVE NEW
PROPOSAL #5: ELECT BERTILLE BUREL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT XAVIER NIEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT VIRGINIE CALMELS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT ORLA NOONAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT PIERRE PRINGUET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 210,000
PROPOSAL #11: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD, CEO AND VICES-CEOS
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CYRIL POIDATZ, CHAIRMAN OF THE BOARD
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
MAXIME LOMBARDINI, CEO
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
RANI ASSAF, ANTOINE LEVAVASSEUR, XAVIER NIEL, THOMAS
REYNAUD, VICES-CEOS
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 5 MILLION
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO 20
PERCENT OF SHARE CAPITAL
PROPOSAL #18: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS
PROPOSAL #19: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #20: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #21: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #22: AUTHORIZE CAPITAL INCREASE OF UP TO 1 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
FROM EMPLOYEES AND CORPORATE OFFICERS OF FREE MOBILE
PROPOSAL #23: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
2 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #24: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 500 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #25: AUTHORIZE UP TO 0.5 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS, RESERVED FOR
SPECIFIC EMPLOYEES AND CORPORATE OFFICERS, UNDER
PERFORMANCE CONDITIONS
PROPOSAL #26: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #27: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #28: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iluka Resources Ltd.
TICKER: ILU CUSIP: Q4875J104
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JENNY SEABROOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT MARCELO BASTOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Imerys
TICKER: NK CUSIP: F49644101
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.87 PER SHARE
PROPOSAL #4: APPROVE AMENDMENT TO ADDITIONAL PENSION ISSUER YES FOR FOR
SCHEME AGREEMENT WITH GILLES MICHEL, CHAIRMAN AND CEO
PROPOSAL #5: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
GILLES MICHEL, CHAIRMAN AND CEO
PROPOSAL #6: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO AND ANY OTHER EXECUTIVE CORPORATE OFFICER TO
BE APPOINTED
PROPOSAL #7: REELECT ALDO CARDOSO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT PAUL DESMARAIS III AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT MARION GUILLOU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT COLIN HALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT MARTINA MERZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 75 MILLION
PROPOSAL #14: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 15 MILLION
PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 10 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS
PROPOSAL #16: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 13-15
PROPOSAL #17: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #18: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #19: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 75 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #20: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS AT EUR 75 MILLION
PROPOSAL #21: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #22: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #23: AUTHORIZE UP TO 3 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #24: AUTHORIZE UP TO 3 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #25: AMEND ARTICLE 5 OF BYLAWS RE: COMPANY'S ISSUER YES FOR FOR
LIFESPAN
PROPOSAL #26: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IMI plc
TICKER: IMI CUSIP: G47152114
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT LORD SMITH OF KELVIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: RE-ELECT CARL-PETER FORSTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ROSS MCINNES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT BIRGIT NORGAARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT MARK SELWAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ISOBEL SHARP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DANIEL SHOOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT BOB STACK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ROY TWITE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #A: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #B: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #C: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #D: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH 14 CLEAR WORKING DAYS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Impala Platinum Holdings Ltd
TICKER: IMP CUSIP: S37840113
MEETING DATE: 10/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #2.1: RE-ELECT HUGH CAMERON AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.2: ELECT PETER DAVEY AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.3: RE-ELECT BABALWA NGONYAMA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #2.4: ELECT MPHO NKELI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT HUGH CAMERON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: RE-ELECT ALBERTINAH KEKANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: RE-ELECT ALASTAIR MACFARLANE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: RE-ELECT BABALWA NGONYAMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Imperial Brands PLC
TICKER: IMB CUSIP: G4721W102
MEETING DATE: 2/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ALISON COOPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT THERESE ESPERDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DAVID HAINES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT MATTHEW PHILLIPS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT STEVEN STANBROOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT OLIVER TANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT MARK WILLIAMSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT KAREN WITTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT MALCOLM WYMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #16: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #21: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Imperial Holdings Ltd
TICKER: IPL CUSIP: S38127122
MEETING DATE: 11/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #2: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH ANDREW MACKIE AS THE DESIGNATED
PARTNER
PROPOSAL #3.1: RE-ELECT MOSES KGOSANA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT GRAHAM DEMPSTER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT THEMBISA DINGAAN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.4: RE-ELECT PHUMZILE LANGENI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.5: RE-ELECT RODERICK SPARKS AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.6: RE-ELECT YOUNAID WAJA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.1: RE-ELECT MARK LAMBERTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: RE-ELECT PHUMZILE LANGENI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: RE-ELECT PHILIP MICHAUX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: RE-ELECT RODERICK SPARKS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: RE-ELECT ASHLEY TUGENDHAFT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE FEES OF THE CHAIRPERSON ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE FEES OF THE DEPUTY CHAIRPERSON ISSUER YES FOR FOR
AND LEAD INDEPENDENT DIRECTOR
PROPOSAL #6.3: APPROVE FEES OF THE BOARD MEMBER ISSUER YES FOR FOR
PROPOSAL #6.4: APPROVE FEES OF THE ASSETS AND ISSUER YES FOR FOR
LIABILITIES COMMITTEE CHAIRPERSON
PROPOSAL #6.5: APPROVE FEES OF THE ASSETS AND ISSUER YES FOR FOR
LIABILITIES COMMITTEE MEMBER
PROPOSAL #6.6: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
CHAIRPERSON
PROPOSAL #6.7: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER
PROPOSAL #6.8: APPROVE FEES OF THE INVESTMENT ISSUER YES FOR FOR
COMMITTEE CHAIRPERSON
PROPOSAL #6.9: APPROVE FEES OF THE INVESTMENT ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #6.10: APPROVE FEES OF THE RISK COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #6.11: APPROVE FEES OF THE RISK COMMITTEE ISSUER YES FOR FOR
MEMBER
PROPOSAL #6.12: APPROVE FEES OF THE REMUNERATION ISSUER YES FOR FOR
COMMITTEE CHAIRPERSON
PROPOSAL #6.13: APPROVE FEES OF THE REMUNERATION ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #6.14: APPROVE FEES OF THE NOMINATION ISSUER YES FOR FOR
COMMITTEE CHAIRPERSON
PROPOSAL #6.15: APPROVE FEES OF THE NOMINATION ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #6.16: APPROVE FEES OF THE SOCIAL, ETHICS ISSUER YES FOR FOR
AND SUSTAINABILITY COMMITTEE CHAIRPERSON
PROPOSAL #6.17: APPROVE FEES OF THE SOCIAL, ETHICS ISSUER YES FOR FOR
AND SUSTAINABILITY COMMITTEE MEMBER
PROPOSAL #7: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: PLACE AUTHORISED BUT UNISSUED ORDINARY ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #9: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #10: PLACE AUTHORISED BUT UNISSUED ISSUER YES FOR FOR
PREFERENCE SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #11: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 44 OF THE COMPANIES ACT
PROPOSAL #12: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
PROPOSAL #13: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Imperial Oil Limited
TICKER: IMO CUSIP: 453038408
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #2.1: ELECT DIRECTOR K.T. (KRYSTYNA) HOEG ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR R.M. (RICHARD) KRUGER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR J.M. (JACK) MINTZ ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR D.S. (DAVID) SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR D.G. (JERRY) WASCOM ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.6: ELECT DIRECTOR S.D. (SHEELAGH) ISSUER YES FOR FOR
WHITTAKER
PROPOSAL #2.7: ELECT DIRECTOR V.L. (VICTOR) YOUNG ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inchcape plc
TICKER: INCH CUSIP: G47320208
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT KEN HANNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT STEFAN BOMHARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT JERRY BUHLMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT RACHEL EMPEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT RICHARD HOWES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JOHN LANGSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT COLINE MCCONVILLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT NIGEL NORTHRIDGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT NIGEL STEIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT TILL VESTRING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Incitec Pivot Ltd
TICKER: IPL CUSIP: Q4887E101
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT KATHRYN FAGG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO JAMES FAZZINO
PROPOSAL #3: APPROVE THE AMENDMENT TO THE COMPANY'S ISSUER YES FOR FOR
CONSTITUTION
PROPOSAL #4: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Indiabulls Housing Finance Ltd.
TICKER: 535789 CUSIP: Y3R12A119
MEETING DATE: 9/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: APPOINT GAGAN BANGA AS AN EXECUTIVE ISSUER YES FOR FOR
DIRECTOR DESIGNATED AS VICE-CHAIRMAN AND MANAGING
DIRECTOR
PROPOSAL #4: APPOINT MANJARI ASHOK KACKER AS NON- ISSUER YES AGAINST AGAINST
EXECUTIVE DIRECTOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE INCREASE IN BORROWING POWERS ISSUER YES AGAINST AGAINST
PROPOSAL #7: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES AGAINST AGAINST
DEBENTURES
PROPOSAL #8: APPROVE CONVERSION OF LOAN TO EQUITY ISSUER YES AGAINST AGAINST
SHARES
PROPOSAL #9: REELECT BISHESHWAR PRASAD SINGH AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10: REELECT LABH SINGH SITARA AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11: REELECT SHAMSHER SINGH AHLAWAT AS ISSUER YES AGAINST AGAINST
INDEPENDENT DIRECTOR
PROPOSAL #12: REELECT PREM PRAKASH MIRDHA AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #13: REELECT GYAN SUDHA MISRA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Indian Oil Corporation Ltd
TICKER: 530965 CUSIP: Y3925Y112
MEETING DATE: 9/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT A.K. SHARMA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT B.S. CANTH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT SUBROTO BAGCHI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT SANJAY KAPOOR AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT PARINDU K. BHAGAT AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT G.K. SATISH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Indian Oil Corporation Ltd
TICKER: 530965 CUSIP: Y3925Y112
MEETING DATE: 10/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Indorama Ventures PCL
TICKER: IVL CUSIP: ADPV12922
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT SANJAY AHUJA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT RATHIAN SRIMONGKOL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT WILLIAM ELLWOOD HEINECKE AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.4: ELECT SIRI GANJARERNDEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT MARIS SAMARAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IndusInd Bank Limited
TICKER: 532187 CUSIP: Y3990M134
MEETING DATE: 7/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT R. SESHASAYEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICE WATERHOUSE CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS LLP, MUMBAI AS AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT SHANKER ANNASWAMY AS INDEPENDENT ISSUER �� YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT T. T. RAM MOHAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE REMUNERATION OF R. SESHASAYEE, ISSUER YES FOR FOR
NON-EXECUTIVE CHAIRMAN
PROPOSAL #9: AUTHORIZE ISSUANCE OF LONG TERM ISSUER YES FOR FOR
BONDS/NON-CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Industria de Diseno Textil (INDITEX)
TICKER: ITX CUSIP: E6282J125
MEETING DATE: 7/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND DISCHARGE OF BOARD
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4.a: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
PONTEGADEA INVERSIONES SL AS DIRECTOR
PROPOSAL #4.b: ELECT BARONESA KINGSMILL CBE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.a: AMEND ARTICLE 4 RE: REGISTERED OFFICE ISSUER YES FOR FOR
PROPOSAL #5.b: AMEND ARTICLES RE: PANEL OF THE ISSUER YES FOR FOR
GENERAL MEETINGS, DELIBERATIONS AND ADOPTION OF
PROPOSAL #5.c: AMEND ARTICLES RE: AUDIT, CONTROL AND ISSUER YES FOR FOR
REMUNERATION COMMITTEES
PROPOSAL #5.d: AMEND ARTICLE 36 RE: ANNUAL ACCOUNTS ISSUER YES FOR FOR
AND ALLOCATION OF FINANCIAL RESULTS
PROPOSAL #5.e: APPROVE RESTATED ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Industrial and Commercial Bank of China Limited
TICKER: 1398 CUSIP: Y3990B112
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GU SHU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT SHEILA COLLEEN BAIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2015 REMUNERATION PLAN TO ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #4: ELECT WANG JINGDONG AS DIRECTOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Industrial and Commercial Bank of China Limited
TICKER: 1398 CUSIP: Y3990B112
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 AUDITED ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2017 FIXED ASSET INVESTMENT ISSUER YES FOR FOR
BUDGET
PROPOSAL #6: APPROVE KPMG HUAZHEN LLP AS THE DOMESTIC ISSUER YES FOR FOR
EXTERNAL AUDITOR AND KPMG AS THE INTERNATIONAL
EXTERNAL AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #7: ELECT YE DONGHAI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #8: ELECT MEI YINGCHUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9: ELECT DONG SHI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Industrial Bank of Korea
TICKER: A024110 CUSIP: Y3994L108
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Industrias Bachoco S.A.B. de C.V.
TICKER: IBA CUSIP: P5508Z127
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: PRESENT REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND CASH ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE
PROPOSAL #5: ELECT OR RATIFY DIRECTORS AND SECRETARY; ISSUER YES FOR FOR
VERIFY INDEPENDENCE CLASSIFICATION OF BOARD MEMBERS
PROPOSAL #6: ELECT OR RATIFY CHAIRMAN AND MEMBERS OF ISSUER YES FOR FOR
AUDIT AND CORPORATE PRACTICES COMMITTEE
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, BOARD ISSUER YES FOR FOR
SECRETARY, AND AUDIT AND CORPORATE PRACTICES
COMMITTEE CHAIRMAN AND MEMBERS
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #9: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Industrias CH S.A.B. de C.V.
TICKER: ICH B CUSIP: P52413138
MEETING DATE: 9/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND SET ISSUER YES FOR FOR
AGGREGATE NOMINAL AMOUNT OF SHARE REPURCHASE RESERVE
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Industrias CH S.A.B. de C.V.
TICKER: ICH B CUSIP: P52413138
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS; APPROVE
DISCHARGE BOARD OF DIRECTORS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND SET ISSUER YES FOR FOR
AGGREGATE NOMINAL AMOUNT OF SHARE REPURCHASE RESERVE
PROPOSAL #3: ELECT OR RATIFY DIRECTORS, EXECUTIVE ISSUER YES AGAINST AGAINST
COMMITTEE MEMBERS, AUDIT AND CORPORATE PRACTICE
COMMITTEE MEMBERS, AND SECRETARY; APPROVE THEIR
REMUNERATION
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Industrias Penoles S.A.B de C.V.
TICKER: PE&OLES * CUSIP: P55409141
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT BOARD'S REPORT ISSUER YES FOR FOR
PROPOSAL #1.2: ACCEPT CEO'S REPORT AND AUDITORS' ISSUER YES FOR FOR
OPINION
PROPOSAL #1.3: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.4: ACCEPT REPORT ON PRINCIPAL POLICIES ISSUER YES FOR FOR
AND ACCOUNTING CRITERIA AND INFORMATION
PROPOSAL #1.5: ACCEPT AUDIT AND CORPORATE PRACTICES ISSUER YES FOR FOR
COMMITTEES' REPORT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: SET AGGREGATE NOMINAL AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE RESERVE
PROPOSAL #4: ELECT OR RATIFY DIRECTORS; VERIFY ISSUER YES AGAINST AGAINST
DIRECTOR'S INDEPENDENCE CLASSIFICATION; APPROVE THEIR
RESPECTIVE REMUNERATION
PROPOSAL #5: ELECT OR RATIFY CHAIRMAN OF AUDIT AND ISSUER YES AGAINST AGAINST
CORPORATE PRACTICES COMMITTEE
PROPOSAL #6: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Industrivarden AB
TICKER: INDU A CUSIP: W45430100
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 5.25 PER SHARE
PROPOSAL #9c: APPROVE MAY 11, 2017 AS RECORD DATE FOR ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #9d: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #10: DETERMINE NUMBER OF MEMBERS (8) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 2 MILLION FOR CHAIRMAN, SEK 1.2
MILLION FOR VICE CHAIRMAN, AND SEK 600,000 FOR OTHER
PROPOSAL #12a: REELECT PÄR BOMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12b: REELECT CHRISTIAN CASPAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12c: REELECT BENGT KJELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12d: REELECT NINA LINANDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12e: REELECT FREDRIK LUNDBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12f: REELECT ANNIKA LUNDIUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12g: REELECT LARS PETTERSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12h: REELECT HELENA STJERNHOLM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12i: REELECT FREDRIK LUNDBERG AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #13: DETERMINE NUMBER OF AUDITORS (1) AND ISSUER YES FOR FOR
DEPUTY AUDITORS (0)
PROPOSAL #14: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17: APPROVE 2017 SHARE MATCHING PLAN FOR ISSUER YES FOR FOR
KEY EMPLOYEES
PROPOSAL #18a: ADOPT A VISION FOR ABSOLUTE GENDER SHAREHOLDER YES AGAINST N/A
EQUALITY ON ALL LEVELS WITHIN THE COMPANY
PROPOSAL #18b: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING GENDER AND ETHNICITY
PROPOSAL #18c: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 18A TO BE ANNUALLY PUBLISHED
PROPOSAL #18d: REQUEST BOARD TO TAKE NECESSARY ACTION SHAREHOLDER YES AGAINST N/A
TO CREATE A SHAREHOLDERS' ASSOCIATION
PROPOSAL #18e: DO NOT ALLOW DIRECTORS TO INVOICE SHAREHOLDER YES AGAINST N/A
DIRECTOR'S FEES VIA LEGAL ENTITY
PROPOSAL #18f: INSTRUCT THE NOMINATION COMMITTEE TO SHAREHOLDER YES AGAINST N/A
PAY EXTRA ATTENTION TO QUESTIONS CONCERNING ETHICS,
GENDER, AND ETHNICITY
PROPOSAL #18g: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
APPROPRIATE AUTHORITY TO BRING ABOUT A CHANGED
REGULATION IN THE AREA RELATING TO ITEM 18E
PROPOSAL #18h: INSTRUCT THE BOARD TO PREPARE A SHAREHOLDER YES AGAINST N/A
PROPOSAL FOR THE REPRESENTATION OF SMALL- AND
MIDSIZED SHAREHOLDERS IN THE BOARD AND NOMINATION
PROPOSAL #18i: AMEND ARTICLES OF ASSOCIATION: BOTH SHAREHOLDER YES AGAINST N/A
CLASS A SHARES AND CLASS CSHARES ARE ENTITLED TO ONE
VOTE EACH
PROPOSAL #18j: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT LEGISLATION ON THE ABOLITION OF
VOTING POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY
COMPANIES
PROPOSAL #18k: AMEND ARTICLES RE: FORMER POLITICIANS SHAREHOLDER YES AGAINST N/A
ON THE BOARD
PROPOSAL #18l: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
GOVERNMENT OF SWEDEN TO DRAW ATTENTION TO THE NEED TO
IMPLEMENT A BAN ON LOBBYING FOR POLITICIANS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Industrivarden AB
TICKER: INDU A CUSIP: W45430126
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 5.25 PER SHARE
PROPOSAL #9c: APPROVE MAY 11, 2017 AS RECORD DATE FOR ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #9d: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #10: DETERMINE NUMBER OF MEMBERS (8) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 2 MILLION FOR CHAIRMAN, SEK 1.2
MILLION FOR VICE CHAIRMAN, AND SEK 600,000 FOR OTHER
PROPOSAL #12a: REELECT PÄR BOMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12b: REELECT CHRISTIAN CASPAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12c: REELECT BENGT KJELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12d: REELECT NINA LINANDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12e: REELECT FREDRIK LUNDBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12f: REELECT ANNIKA LUNDIUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12g: REELECT LARS PETTERSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12h: REELECT HELENA STJERNHOLM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12i: REELECT FREDRIK LUNDBERG AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #13: DETERMINE NUMBER OF AUDITORS (1) AND ISSUER YES FOR FOR
DEPUTY AUDITORS (0)
PROPOSAL #14: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17: APPROVE 2017 SHARE MATCHING PLAN FOR ISSUER YES FOR FOR
KEY EMPLOYEES
PROPOSAL #18a: ADOPT A VISION FOR ABSOLUTE GENDER SHAREHOLDER YES AGAINST N/A
EQUALITY ON ALL LEVELS WITHIN THE COMPANY
PROPOSAL #18b: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING GENDER AND ETHNICITY
PROPOSAL #18c: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 18A TO BE ANNUALLY PUBLISHED
PROPOSAL #18d: REQUEST BOARD TO TAKE NECESSARY ACTION SHAREHOLDER YES AGAINST N/A
TO CREATE A SHAREHOLDERS' ASSOCIATION
PROPOSAL #18e: DO NOT ALLOW DIRECTORS TO INVOICE SHAREHOLDER YES AGAINST N/A
DIRECTOR'S FEES VIA LEGAL ENTITY
PROPOSAL #18f: INSTRUCT THE NOMINATION COMMITTEE TO SHAREHOLDER YES AGAINST N/A
PAY EXTRA ATTENTION TO QUESTIONS CONCERNING ETHICS,
GENDER, AND ETHNICITY
PROPOSAL #18g: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
APPROPRIATE AUTHORITY TO BRING ABOUT A CHANGED
REGULATION IN THE AREA RELATING TO ITEM 18E
PROPOSAL #18h: INSTRUCT THE BOARD TO PREPARE A SHAREHOLDER YES AGAINST N/A
PROPOSAL FOR THE REPRESENTATION OF SMALL- AND
MIDSIZED SHAREHOLDERS IN THE BOARD AND NOMINATION
PROPOSAL #18i: AMEND ARTICLES OF ASSOCIATION: BOTH SHAREHOLDER YES AGAINST N/A
CLASS A SHARES AND CLASS CSHARES ARE ENTITLED TO ONE
VOTE EACH
PROPOSAL #18j: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT LEGISLATION ON THE ABOLITION OF
VOTING POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY
COMPANIES
PROPOSAL #18k: AMEND ARTICLES RE: FORMER POLITICIANS SHAREHOLDER YES AGAINST N/A
ON THE BOARD
PROPOSAL #18l: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
GOVERNMENT OF SWEDEN TO DRAW ATTENTION TO THE NEED TO
IMPLEMENT A BAN ON LOBBYING FOR POLITICIANS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infineon Technologies AG
TICKER: IFX CUSIP: D35415104
MEETING DATE: 2/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.22 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #6: ELECT GERALDINE PICAUD TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY INFINEON TECHNOLOGIES MANTEL 28 GMBH
PROPOSAL #8: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY INFINEON TECHNOLOGIES MANTEL 29 GMBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Informa plc
TICKER: INF CUSIP: G4770L106
MEETING DATE: 10/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATTERS RELATING TO ACQUISITION ISSUER YES FOR FOR
OF PENTON BUSINESS MEDIA HOLDINGS, INC.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Informa plc
TICKER: INF CUSIP: G4770L106
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DEREK MAPP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT STEPHEN CARTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT GARETH WRIGHT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GARETH BULLOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CINDY ROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT HELEN OWERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT STEPHEN DAVIDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DAVID FLASCHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT JOHN RISHTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AMEND LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #18: APPROVE U.S. EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infosys Ltd.
TICKER: INFY CUSIP: 456788108
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISION IN COMPENSATION OF U B ISSUER YES FOR FOR
PRAVIN RAO AS CHIEF OPERATING OFFICER & WHOLE-TIME
DIRECTOR
PROPOSAL #2: ELECT D N PRAHLAD AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infosys Ltd.
TICKER: INFY CUSIP: 456788108
MEETING DATE: 6/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT U. B. PRAVIN RAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS STATUTORY AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE BRANCH AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infosys Ltd.
TICKER: INFY CUSIP: Y4082C133
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISION IN COMPENSATION OF U B ISSUER YES FOR FOR
PRAVIN RAO AS CHIEF OPERATING OFFICER & WHOLE-TIME
DIRECTOR
PROPOSAL #2: ELECT D N PRAHLAD AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infosys Ltd.
TICKER: INFY CUSIP: Y4082C133
MEETING DATE: 6/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT U. B. PRAVIN RAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS STATUTORY AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE BRANCH AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infraestructura Energetica Nova S.A.B. de C.V.
TICKER: IENOVA * CUSIP: P5R19K107
MEETING DATE: 10/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECEIVE REPORT ON RESOLUTIONS APPROVED ISSUER YES FOR FOR
BY EGM ON SEP. 14, 2015
PROPOSAL #2: RECEIVE REPORT ON STATUS OF ACTIVITIES ISSUER YES FOR FOR
RELATED TO ACQUISITION AGREEMENT DATED JULY 31, 2015
WITH PEMEX GAS Y PETROQUIMICA BASICA (CURRENTLY:
PEMEX TRANSFORMACION INDUSTRIAL) TO ACQUIRE 50
PERCENT OF GASODUCTOS DE CHIHUAHUA S DE RL DE CV
PROPOSAL #3: APPROVE INTEGRATION OF SHARE CAPITAL ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE UPDATE OF REGISTRATION OF ISSUER YES AGAINST AGAINST
SHARES; APPROVE PUBLIC OFFERING OF SHARES IN MEXICO;
APPROVE PRIVATE OFFERING OF SHARES ABROAD
PROPOSAL #5: AUTHORIZE INCREASE IN VARIABLE CAPITAL ISSUER YES AGAINST AGAINST
VIA ISSUANCE OF SHARES WITHOUT PREEMPTIVE RIGHTS IN
ACCORDANCE WITH ARTICLE 53 OF MEXICAN SECURITIES LAW
PROPOSAL #6: APPROVE LOAN AGREEMENT ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE ACQUISTION OF 100 PERCENT OF ISSUER YES FOR FOR
CAPITAL OF ENTITIES THAT OWN WIND FARMS: VENTIKA I
AND VENTIKA II; APPROVE NECESSARY ACTIONS RELATED TO
ACQUISITION AND FINANCING
PROPOSAL #8: ELECT OR RATIFY DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE GRANTING OF POWERS TO IMPLEMENT ISSUER YES FOR FOR
ADOPTED RESOLUTIONS BY THIS MEETING
PROPOSAL #10: AMEND ARTICLES RE: CONVENING OF GENERAL ISSUER YES AGAINST AGAINST
MEETINGS
PROPOSAL #11: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infraestructura Energetica Nova S.A.B. de C.V.
TICKER: IENOVA * CUSIP: P5R19K107
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS AND ALLOCATION OF INCOME
PROPOSAL #2: ELECT OR RATIFY PRINCIPAL AND ALTERNATE ISSUER YES AGAINST AGAINST
DIRECTORS, MEMBERS AND CHAIRMAN OF AUDIT AND
CORPORATE PRACTICES COMMITTEE; VERIFY INDEPENDENCE
CLASSIFICATION OF BOARD MEMBERS
PROPOSAL #3: APPROVE REMUNERATION OF PRINCIPAL AND ISSUER YES FOR FOR
ALTERNATE DIRECTORS, MEMBERS OF BOARD COMMITTEES AND
COMPANY SECRETARY
PROPOSAL #4: CONSOLIDATE BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ING Groep NV
TICKER: INGA CUSIP: N4578E595
MEETING DATE: 5/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2e: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3b: APPROVE DIVIDENDS OF EUR 0.66 PER SHARE ISSUER YES FOR FOR
PROPOSAL #4a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5b: APPROVE INCREASE MAXIMUM RATIO BETWEEN ISSUER YES FOR FOR
FIXED AND VARIABLE COMPONENTS OF REMUNERATION
PROPOSAL #6a: REELECT RALPH HAMERS TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #6b: ELECT STEVEN VAN RIJSWIJK TO ISSUER YES FOR FOR
MANAGEMENT BOARD
PROPOSAL #6c: ELECT KOOS TIMMERMANS TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #7a: REELECT HERMANN-JOSEF LAMBERTI TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7b: REELECT ROBERT REIBESTEIN TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7c: REELECT JEROEN VAN DER VEER TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7d: ELECT JAN PETER BALKENENDE TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7e: ELECT MARGARETE HAASE TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #7f: ELECT HANS WIJERS TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8a: AUTHORIZE ISSUANCE OF SHARES WITH ISSUER YES FOR FOR
PREEMPTIVE RIGHTS UP TO 40 PERCENT OF THE ISSUED
SHARE CAPITAL
PROPOSAL #8b: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL AND
RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ingenico Group
TICKER: ING CUSIP: F5276G104
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.5 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING ONGOING
TRANSACTIONS
PROPOSAL #6: RATIFY APPOINTMENT OF CAROLINE PAROT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: REELECT CAROLINE PAROT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT BERNARD BOURIGEAUD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES AGAINST AGAINST
PHILIPPE LAZARE, CHAIRMAN AND CEO
PROPOSAL #10: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 10 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #13: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #14: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR
INTERNATIONAL SUBSIDIARIES
PROPOSAL #15: AMEND ARTICLE 12 OF BYLAWS RE: ISSUER YES FOR FOR
DIRECTORS ELECTION
PROPOSAL #16: AMEND ARTICLE 4, 15 AND 18 OF BYLAWS TO ISSUER YES FOR FOR
COMPLY WITH NEW REGULATION RE: HEADQUARTERS,
REGULATED AGREEMENTS, AND AUDITORS
PROPOSAL #17: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inmarsat Plc
TICKER: ISAT CUSIP: G4807U103
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT PHILLIPA MCCROSTIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT TONY BATES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT SIMON BAX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SIR BRYAN CARSBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ROBERT KEHLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JANICE OBUCHOWSKI AS DIRECTOR ISSUER YES FOR �� FOR
PROPOSAL #11: RE-ELECT RUPERT PEARCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT DR ABE PELED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT ROBERT RUIJTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT ANDREW SUKAWATY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT DR HAMADOUN TOURE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inner Mongolia Yitai Coal Co., Ltd.
TICKER: 900948 CUSIP: Y40848106
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURE REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURE REGARDING THE ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURE REGARDING THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #5: AMEND RULES AND PROCEDURE REGARDING THE ISSUER YES FOR FOR
MANAGEMENT SYSTEM OF EXTERNAL GUARANTEE
PROPOSAL #6: ELECT HUANG SUJIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inner Mongolia Yitai Coal Co., Ltd.
TICKER: 900948 CUSIP: Y40848106
MEETING DATE: 5/25/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 FINANCIAL REPORTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 CAPITAL EXPENDITURE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DA HUA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AS PRC
AUDITOR AND DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL
AUDITOR AND TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE DA HUA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AS INTERNAL
CONTROL AUDITOR
PROPOSAL #9: APPROVE ENTRUSTED WEALTH MANAGEMENT ISSUER YES FOR FOR
USING IDLE EQUITY FUND
PROPOSAL #10: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #11: APPROVE CROSS-GUARANTEE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #14: APPROVE COMPENSATION PACKAGE FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #15: APPROVE COMPENSATION PACKAGE FOR ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #16: AMEND POLICY ON THE MANAGEMENT OF THE ISSUER YES FOR FOR
EXTERNAL GUARANTEES
PROPOSAL #17: AMEND RULES OF PROCEDURE OF THE BOARD ISSUER YES FOR FOR
OF SUPERVISORS
PROPOSAL #18.1: ELECT ZHANG DONGHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18.2: ELECT LIU CHUNLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18.3: ELECT GE YAOYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18.4: ELECT ZHANG DONGSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18.5: ELECT WANG SANMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18.6: ELECT LV GUILIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18.7: ELECT SONG ZHANYOU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19.1: ELECT YU YOUGUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19.2: ELECT ZHANG ZHIMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19.3: ELECT HUANG SUJIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19.4: ELECT WONG HIN WING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20.1: ELECT YUAN BING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #20.2: ELECT LIU XIANGHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #20.3: ELECT WANG YONGLIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #20.4: ELECT WU QU AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: innogy SE
TICKER: IGY CUSIP: D6S3RB103
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.60 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR HALF-YEAR AND QUARTERLY REPORTS 2017
PROPOSAL #7: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #8.1: FIX NUMBER OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #8.2: AMEND ARTICLES RE: TERM FOR ORDINARY ISSUER YES AGAINST AGAINST
BOARD MEMBERS
PROPOSAL #8.3: AMEND ARTICLES RE: TERM FOR ALTERNATE ISSUER YES AGAINST AGAINST
BOARD MEMBERS
PROPOSAL #8.4: AMEND ARTICLES RE: BOARD CHAIRMANSHIP ISSUER YES FOR FOR
PROPOSAL #8.5: AMEND ARTICLES RE: EMPLOYEE ISSUER YES FOR FOR
REPRESENTATION
PROPOSAL #8.6: AMEND ARTICLES RE: MAJORITY ISSUER YES FOR FOR
REQUIREMENTS AT GENERAL MEETINGS
PROPOSAL #9.1a: ELECT WERNER BRANDT TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9.1b: ELECT ULRICH GRILLO TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9.1c: ELECT MARIA VAN DER HOEVEN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9.1d: ELECT MICHAEL KLEINEMEIER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9.1e: ELECT MARTINA KOEDERITZ TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9.1f: ELECT MARKUS KREBBER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9.1g: ELECT ROLF POHLIG TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9.1h: ELECT DIETER STEINKAMP TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9.1i: ELECT MARC TUENGLER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9.1j: ELECT DEBORAH WILKENS TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9.2a: ELECT REINER BOEHLE AS EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE TO THE SUPERVISORY BOARD
PROPOSAL #9.2b: ELECT FRANK BSIRSKE AS EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE TO THE SUPERVISORY BOARD
PROPOSAL #9.2c: ELECT ARNO HAHN AS EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE TO THE SUPERVISORY BOARD
PROPOSAL #9.2d: ELECT HANS PETER LAFOS AS EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE TO THE SUPERVISORY BOARD
PROPOSAL #9.2e: ELECT ROBERT LEYLAND AS EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE TO THE SUPERVISORY BOARD
PROPOSAL #9.2f: ELECT MEIKE NEUHAUS AS EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE TO THE SUPERVISORY BOARD
PROPOSAL #9.2g: ELECT RENE POEHLS AS EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE TO THE SUPERVISORY BOARD
PROPOSAL #9.2h: ELECT PASCAL VAN RIJSEWIJK AS ISSUER YES FOR FOR
EMPLOYEE REPRESENTATIVE TO THE SUPERVISORY BOARD
PROPOSAL #9.2i: ELECT GABRIELE SASSENBERG AS EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE TO THE SUPERVISORY BOARD
PROPOSAL #9.2j: ELECT SARKA VOJIKOVA AS EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE TO THE SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Innolux Corp
TICKER: 3481 CUSIP: Y4090E105
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE ISSUANCE OF DOMESTIC ORDINARY ISSUER YES FOR FOR
SHARES OR ISSUANCE OF ORDINARY SHARES TO PARTICIPATE
IN THE ISSUANCE OF GLOBAL DEPOSITORY RECEIPT
PROPOSAL #6: APPROVE ISSUANCE OF ORDINARY SHARES OR ISSUER YES FOR FOR
PREFERRED SHARES VIA PRIVATE PLACEMENT OR ISSUANCE OF
FOREIGN OR DOMESTIC CONVERTIBLE BONDS VIA PRIVATE
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inpex Corporation
TICKER: 1605 CUSIP: J2467E101
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2.1: ELECT DIRECTOR KITAMURA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SANO, MASAHARU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MURAYAMA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ITO, SEIYA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SUGAYA, SHUNICHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR IKEDA, TAKAHIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KURASAWA, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KITTAKA, KIMIHISA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SASE, NOBUHARU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OKADA, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SATO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR MATSUSHITA, ISAO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR YANAI, JUN ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR IIO, NORINAO ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR NISHIMURA, ATSUKO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE COMPENSATION CEILINGS FOR ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insurance Australia Group Ltd.
TICKER: IAG CUSIP: Q49361100
MEETING DATE: 10/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE NON-EXECUTIVE DIRECTOR SHARE ISSUER YES FOR FOR
RIGHTS PLAN
PROPOSAL #3: APPROVE THE GRANT OF DEFERRED AWARD ISSUER YES FOR FOR
RIGHTS AND EXECUTIVE PERFORMANCE RIGHTS TO PETER
HARMER, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER
OF THE COMPANY
PROPOSAL #4: ELECT HUGH FLETCHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT PHILIP TWYMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY THE PAST ISSUANCE OF NOTES TO ISSUER YES FOR FOR
INSTITUTIONAL INVESTORS AND NEW ZEALAND RETAIL
INVESTORS
PROPOSAL #7: APPROVE THE SELECTIVE BUY-BACK OF ISSUER YES FOR FOR
CONVERTIBLE PREFERENCE SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intact Financial Corporation
TICKER: IFC CUSIP: 45823T106
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES BRINDAMOUR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT W. CRISPIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANET DE SILVA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLAUDE DUSSAULT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT G. LEARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EILEEN MERCIER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SYLVIE PAQUETTE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIMOTHY H. PENNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LOUISE ROY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FREDERICK SINGER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN G. SNYDER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CAROL STEPHENSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ADVANCE NOTICE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inter Pipeline Ltd.
TICKER: IPL CUSIP: 45833V109
MEETING DATE: 5/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT NINE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR RICHARD SHAW ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR DAVID FESYK ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR LORNE BROWN ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR DUANE KEINICK ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ALISON TAYLOR LOVE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR WILLIAM ROBERTSON ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR BRANT SANGSTER ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MARGARET MCKENZIE ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR CHRISTIAN BAYLE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inter RAO UES PJSC
TICKER: IRAO CUSIP: X39961101
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #5: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #6.1: ELECT BORIS AYUEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.2: ELECT ANDREY BUGROV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.3: ELECT ANATOLY GAVRILENKO AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.4: ELECT BORIS KOVALCHUK AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.5: ELECT EVGENY LOGOVINSKY AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.6: ELECT ALEKSANDR LOKSHIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.7: ELECT ANDREY MUROV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.8: ELECT ALEKSEY NUZHDOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.9: ELECT RONALD POLLETT AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.10: ELECT ELENA SAPOZHNIKOVA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.12: ELECT DENIS FEDOROV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.13: ELECT DMITRY SHUGAEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.1: ELECT GENNADY BUKAEV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #7.2: ELECT TATYANA ZALTSMAN AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #7.3: ELECT SVETLANA KOVALEVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #7.4: ELECT IGOR FEOKTISTOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #7.5: ELECT TATYANA FISENKO AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #8: RATIFY AUDITOR ISSUER NO N/A N/A
PROPOSAL #9: APPROVE NEW EDITION OF CHARTER ISSUER NO N/A N/A
PROPOSAL #10: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
BOARD OF DIRECTORS
PROPOSAL #12: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #13.1: APPROVE COMPANY'S MEMBERSHIP IN ISSUER NO N/A N/A
RUSSIAN NATIONAL COMMITTEE OF INTERNATIONAL COUNCIL
ON LARGE ELECTRIC SYSTEMS
PROPOSAL #13.2: APPROVE COMPANY'S MEMBERSHIP IN ISSUER NO N/A N/A
INTERNATIONAL CONGRESS OF INDUSTRIALISTS AND
ENTREPRENEURS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Interconexion Electrica S.A. E.S.P.
TICKER: ISA CUSIP: P5624U101
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE MANAGEMENT REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #9: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #10: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #11: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE ALLOCATION OF RESERVES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: InterContinental Hotels Group plc
TICKER: IHG CUSIP: G4804L148
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5a: ELECT MALINA NGAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5b: RE-ELECT ANNE BUSQUET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5c: RE-ELECT PATRICK CESCAU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: RE-ELECT IAN DYSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5e: RE-ELECT PAUL EDGECLIFFE-JOHNSON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5f: RE-ELECT JO HARLOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5g: RE-ELECT LUKE MAYHEW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5h: RE-ELECT JILL MCDONALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5i: RE-ELECT DALE MORRISON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5j: RE-ELECT RICHARD SOLOMONS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #8: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #9: APPROVE SHARE CONSOLIDATION ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #11: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #13: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #14: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Interglobe Aviation Ltd.
TICKER: INDIGO CUSIP: ADPV34860
MEETING DATE: 9/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RATIFICATION AND AMENDMENT OF ISSUER YES FOR FOR
INTERGLOBE AVIATION LTD. EMPLOYEES STOCK OPTION
SCHEME - 2015
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Interglobe Aviation Ltd.
TICKER: INDIGO CUSIP: ADPV34860
MEETING DATE: 9/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT ADITYA GHOSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE B S R & CO. LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE APPOINTMENT OF DEVADAS MALLYA ISSUER YES FOR FOR
MANGALORE AS CHAIRMAN AND NON-EXECUTIVE INDEPENDENT
DIRECTOR
PROPOSAL #6: REELECT ANUPAM KHANNA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INCREASE IN BORROWING POWERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Consolidated Airlines Group SA
TICKER: IAG CUSIP: E67674106
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2.: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.b: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4.a: RENEW APPOINTMENT OF ERNST & YOUNG AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4.b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITOR
PROPOSAL #5.a: REELECT ANTONIO VAZQUEZ ROMERO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.b: REELECT WILLIAM WALSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.c: REELECT MARC BOLLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.d: REELECT PATRICK CESCAU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.e: REELECT ENRIQUE DUPUY DE LOME CHAVARRI ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5.f: REELECT JAMES LAWRENCE AS DIRECTOR ISSUER YES �� AGAINST AGAINST
PROPOSAL #5.g: REELECT MARIA FERNANDA MEJIA CAMPUZANO ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5.h: REELECT KIERAN POYNTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.i: REELECT EMILIO SARACHO RODRIGUEZ DE ISSUER YES FOR FOR
TORRES AS DIRECTOR
PROPOSAL #5.j: REELECT DAME MARJORIE SCARDINO AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.k: REELECT ALBERTO TEROL ESTEBAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.l: ELECT NICOLA SHAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE INCREASE IN CAPITAL VIA ISSUER YES FOR FOR
ISSUANCE OF EQUITY OR EQUITY-LINKED SECURITIES WITH
PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE ISSUANCE OF CONVERTIBLE BONDS, ISSUER YES FOR FOR
DEBENTURES, WARRANTS, AND OTHER DEBT SECURITIES WITH
PREEMPTIVE RIGHTS UP TO EUR 1 BILLION
PROPOSAL #10: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS IN CONNECTION WITH THE INCREASE IN CAPITAL AND
ISSUANCE OF CONVERTIBLE DEBT SECURITIES
PROPOSAL #11: APPROVE REDUCTION IN SHARE CAPITAL VIA ISSUER YES FOR FOR
AMORTIZATION OF TREASURY SHARES
PROPOSAL #12: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Container Terminal Services, Inc.
TICKER: ICT CUSIP: Y41157101
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CALL TO ORDER ISSUER YES FOR FOR
PROPOSAL #2: DETERMINATION OF EXISTENCE OF QUORUM ISSUER YES FOR FOR
PROPOSAL #3: APPROVE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON APRIL 21, 2016
PROPOSAL #4: PRESENTATION OF CHAIRMAN'S REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE CHAIRMAN'S REPORT AND THE ISSUER YES FOR FOR
2016 AUDITED FINANCIAL STATEMENTS
PROPOSAL #6: RATIFY THE ACTS, CONTRACTS, INVESTMENTS, ISSUER YES FOR FOR
AND RESOLUTIONS OF THE BOARD OF DIRECTORS AND
MANAGEMENT SINCE THE LAST ANNUAL STOCKHOLDERS'
PROPOSAL #7.1: ELECT ENRIQUE K. RAZON, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT JON RAMON ABOITIZ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.3: ELECT OCTAVIO VICTOR ESPIRITU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.4: ELECT JOSEPH R. HIGDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: ELECT JOSE C. IBAZETA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.6: ELECT STEPHEN A. PARADIES AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.7: ELECT ANDRES SORIANO III AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: AMEND THE SEVENTH AND EIGHTH ARTICLE OF ISSUER YES FOR FOR
THE ARTICLES OF INCORPORATION
PROPOSAL #9: APPOINT EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
PROPOSAL #11: ADJOURNMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intertek Group plc
TICKER: ITRK CUSIP: G4911B108
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT SIR DAVID REID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ANDRE LACROIX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT EDWARD LEIGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT LOUISE MAKIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT ANDREW MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT GILL RIDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MICHAEL WAREING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT LENA WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH 14 WORKING DAYS' NOTICE
PROPOSAL #20: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intesa SanPaolo SPA
TICKER: ISP CUSIP: T55067101
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.b: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.a: 2017 REMUNERATION POLICIES FOR ISSUER YES FOR FOR
EMPLOYEES AND NON-EMPLOYED STAFF
PROPOSAL #2.b: EXTEND MAXIMUM VARIABLE COMPENSATION ISSUER YES FOR FOR
RATIO TO ALL RISK TAKERS WHO ARE NOT PART OF
CORPORATE CONTROL FUNCTIONS
PROPOSAL #2.c: APPROVE SEVERANCE PAYMENTS POLICY ISSUER YES FOR FOR
PROPOSAL #2.d: APPROVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #2.e: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES TO SERVICE
INCENTIVE BONUS PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intouch Holdings Public Company Limited
TICKER: INTUCH CUSIP: Y4192A100
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: MATTERS TO BE INFORMED ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: ACKNOWLEDGE OPERATING RESULTS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
ANNUAL DIVIDENDS
PROPOSAL #5.2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
INTERIM DIVIDEND
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
AUDIT CO., LTD. AS AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #7.1: ELECT CHALALUCK BUNNAG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT SOMPRASONG BOONYACHAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT KAN TRAKULHOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF WARRANTS TO ISSUER YES FOR FOR
EMPLOYEES OF THE COMPANY AND SUBSIDIARIES
PROPOSAL #10: APPROVE ISSUANCE OF SHARES RESERVED FOR ISSUER YES FOR FOR
THE EXERCISE OF THE WARRANTS
PROPOSAL #11.1: APPROVE ALLOCATION OF WARRANTS OF ISSUER YES FOR FOR
MORE THAN 5 PERCENT OF THE TOTAL WARRANTS UNDER THE
PLAN TO PHILIP CHEN CHONG TAN
PROPOSAL #11.2: APPROVE ALLOCATION OF WARRANTS OF ISSUER YES FOR FOR
MORE THAN 5 PERCENT OF THE TOTAL WARRANTS UNDER THE
PLAN TO ANEK PANA-APICHON
PROPOSAL #11.3: APPROVE ALLOCATION OF WARRANTS OF ISSUER YES FOR FOR
MORE THAN 5 PERCENT OF THE TOTAL WARRANTS UNDER THE
PLAN TO WICHAI KITTIWITTAYAKUL
PROPOSAL #11.4: APPROVE ALLOCATION OF WARRANTS OF ISSUER YES FOR FOR
MORE THAN 5 PERCENT OF THE TOTAL WARRANTS UNDER THE
PLAN TO KIM SIRITAWEECHAI
PROPOSAL #11.5: APPROVE ALLOCATION OF WARRANTS OF ISSUER YES FOR FOR
MORE THAN 5 PERCENT OF THE TOTAL WARRANTS UNDER THE
PLAN TO ANAN CHATNGOENNGAM
PROPOSAL #11.6: APPROVE ALLOCATION OF WARRANTS OF ISSUER YES FOR FOR
MORE THAN 5 PERCENT OF THE TOTAL WARRANTS UNDER THE
PLAN TO NALINEE THONTAVIJIT
PROPOSAL #11.7: APPROVE ALLOCATION OF WARRANTS OF ISSUER YES FOR FOR
MORE THAN 5 PERCENT OF THE TOTAL WARRANTS UNDER THE
PLAN TO PRONG THARAWANICH
PROPOSAL #11.8: APPROVE ALLOCATION OF WARRANTS OF ISSUER YES FOR FOR
MORE THAN 5 PERCENT OF THE TOTAL WARRANTS UNDER THE
PLAN TO JITCHAI MUSIKABUTR
PROPOSAL #11.9: APPROVE ALLOCATION OF WARRANTS OF ISSUER YES FOR FOR
MORE THAN 5 PERCENT OF THE TOTAL WARRANTS UNDER THE
PLAN TO NAMTIP PROMCHUA
PROPOSAL #12: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: intu properties plc
TICKER: INTU CUSIP: G4929A100
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT JOHN STRACHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JOHN WHITTAKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DAVID FISCHEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MATTHEW ROBERTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ADELE ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT RICHARD GORDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT LOUISE PATTEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ANDREW STRANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT RAKHI GOSS-CUSTARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #14: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: APPROVE SCRIP DIVIDEND SCHEME ISSUER YES FOR FOR
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inventec Corporation
TICKER: 2356 CUSIP: Y4176F109
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8.1: ELECT YEH KUO I WITH SHAREHOLDER NO. 1 ISSUER YES FOR FOR
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT LEE TSU CHIN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 9 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT WEN SHIH CHIN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 26 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT CHANG CHING SUNG WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 37 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT HUANG KUO CHUN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 307 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT CHO TOM HWAR WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 157 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT CHANG CHANG PANG WITH ID NO. ISSUER YES FOR FOR
N102640XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT CHEN RUEY LONG WITH ID NO. ISSUER YES FOR FOR
Q100765XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT SHYU JYUO MIN WITH ID NO. ISSUER YES FOR FOR
F102333XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS AND
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investec Ltd
TICKER: INL CUSIP: S39081138
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE OFF-MARKET PURCHASE OF ISSUER YES FOR FOR
PREFERENCE SHARES FROM COMPUTERSHARE COMPANY NOMINEES
LIMITED AND COMPUTERSHARE NOMINEES (PTY) LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investec Ltd
TICKER: INL CUSIP: S39081138
MEETING DATE: 8/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT ZARINA BASSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT GLYNN BURGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT LAUREL BOWDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT CHERYL CAROLUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PEREGRINE CROSTHWAITE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: RE-ELECT HENDRIK DU TOIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DAVID FRIEDLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CHARLES JACOBS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: RE-ELECT BERNARD KANTOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IAN KANTOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT STEPHEN KOSEFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT LORD MALLOCH-BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT KHUMO SHUENYANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PETER THOMAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT FANI TITI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: APPROVE THE DLC REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #19: SANCTION THE INTERIM DIVIDEND ON THE ISSUER YES FOR FOR
ORDINARY SHARES
PROPOSAL #20: APPROVE FINAL DIVIDEND ON THE ORDINARY ISSUER YES FOR FOR
SHARES AND THE DIVIDEND ACCESS (SOUTH AFRICAN
RESIDENT) REDEEMABLE PREFERENCE SHARE
PROPOSAL #21: REAPPOINT ERNST & YOUNG INC AS JOINT ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #22: REAPPOINT KPMG INC AS JOINT AUDITORS OF ISSUER YES FOR FOR
THE COMPANY
PROPOSAL #23: PLACE UNISSUED ORDINARY SHARES UNDER ISSUER YES FOR FOR
CONTROL OF DIRECTORS
PROPOSAL #24: PLACE UNISSUED VARIABLE RATE, ISSUER YES FOR FOR
CUMULATIVE, REDEEMABLE PREFERENCE SHARES AND
PERPETUAL PREFERENCE SHARES UNDER CONTROL OF
PROPOSAL #25: PLACE UNISSUED SPECIAL CONVERTIBLE ISSUER YES FOR FOR
REDEEMABLE PREFERENCE SHARES UNDER CONTROL OF
PROPOSAL #26: AUTHORISE REPURCHASE OF ISSUED ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #27: AUTHORISE REPURCHASE OF CLASS ILRP1 ISSUER YES FOR FOR
PREFERENCE SHARES, CLASS ILRP2 PREFERENCE SHARES,
REDEEMABLE PREFERENCE SHARES AND PERPETUAL PREFERENCE
SHARES
PROPOSAL #28: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
SUBSIDIARIES AND DIRECTORS
PROPOSAL #29: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #30: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
CLAUSE 8.2
PROPOSAL #31: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #32: SANCTION THE INTERIM DIVIDEND ON THE ISSUER YES FOR FOR
ORDINARY SHARES
PROPOSAL #33: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #34: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORISE THEIR REMUNERATION
PROPOSAL #35: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #36: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #37: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investec plc
TICKER: INVP CUSIP: G49188116
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE OFF-MARKET PURCHASE OF ISSUER YES FOR FOR
PREFERENCE SHARES FROM COMPUTERSHARE COMPANY NOMINEES
LIMITED AND COMPUTERSHARE NOMINEES (PTY) LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investec plc
TICKER: INVP CUSIP: G49188116
MEETING DATE: 8/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT ZARINA BASSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT GLYNN BURGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT LAUREL BOWDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT CHERYL CAROLUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PEREGRINE CROSTHWAITE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: RE-ELECT HENDRIK DU TOIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DAVID FRIEDLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CHARLES JACOBS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: RE-ELECT BERNARD KANTOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IAN KANTOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT STEPHEN KOSEFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT LORD MALLOCH-BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT KHUMO SHUENYANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PETER THOMAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT FANI TITI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: APPROVE THE DLC REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #19: SANCTION THE INTERIM DIVIDEND ON THE ISSUER YES FOR FOR
ORDINARY SHARES
PROPOSAL #20: APPROVE FINAL DIVIDEND ON THE ORDINARY ISSUER YES FOR FOR
SHARES AND THE DIVIDEND ACCESS (SOUTH AFRICAN
RESIDENT) REDEEMABLE PREFERENCE SHARE
PROPOSAL #21: REAPPOINT ERNST & YOUNG INC AS JOINT ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #22: REAPPOINT KPMG INC AS JOINT AUDITORS OF ISSUER YES FOR FOR
THE COMPANY
PROPOSAL #23: PLACE UNISSUED ORDINARY SHARES UNDER ISSUER YES FOR FOR
CONTROL OF DIRECTORS
PROPOSAL #24: PLACE UNISSUED VARIABLE RATE, ISSUER YES FOR FOR
CUMULATIVE, REDEEMABLE PREFERENCE SHARES AND
PERPETUAL PREFERENCE SHARES UNDER CONTROL OF
PROPOSAL #25: PLACE UNISSUED SPECIAL CONVERTIBLE ISSUER YES FOR FOR
REDEEMABLE PREFERENCE SHARES UNDER CONTROL OF
PROPOSAL #26: AUTHORISE REPURCHASE OF ISSUED ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #27: AUTHORISE REPURCHASE OF CLASS ILRP1 ISSUER YES FOR FOR
PREFERENCE SHARES, CLASS ILRP2 PREFERENCE SHARES,
REDEEMABLE PREFERENCE SHARES AND PERPETUAL PREFERENCE
SHARES
PROPOSAL #28: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
SUBSIDIARIES AND DIRECTORS
PROPOSAL #29: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #30: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
CLAUSE 8.2
PROPOSAL #31: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #32: SANCTION THE INTERIM DIVIDEND ON THE ISSUER YES FOR FOR
ORDINARY SHARES
PROPOSAL #33: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #34: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORISE THEIR REMUNERATION
PROPOSAL #35: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #36: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #37: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investment AB Kinnevik
TICKER: KINV B CUSIP: W5139V109
MEETING DATE: 5/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #10: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #11: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 8.00 PER SHARE
PROPOSAL #12: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #13a: AMEND ARTICLES RE: NUMBER OF BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #13b: DETERMINE NUMBER OF MEMBERS (11) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 2.3 MILLION FOR THE CHAIRMAN, SEK
1.1 MILLION FOR VICE CHAIRMEN, AND SEK 550,000 FOR
OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE
WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #15a: REELECT TOM BOARDMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15b: REELECT ANDERS BORG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15c: REELECT DAME AMELIA FAWCETT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15d: REELECT WILHELM KLINGSPOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15e: REELECT LOTHAR LANZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15f: REELECT ERIK MITTEREGGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15g: REELECT MARIO QUEIROZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15h: REELECT JOHN SHAKESHAFT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15i: REELECT CRISTINA STENBECK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15j: ELECT CYNTHIA GORDON AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15k: ELECT HENRIK POULSEN AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REELECT TOM BOARDMAN AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #17: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: AUTHORIZE REPRESENTATIVES OF AT LEAST ISSUER YES FOR FOR
THREE OF COMPANY'S LARGEST SHAREHOLDERS TO SERVE ON
NOMINATING COMMITTEE
PROPOSAL #19: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #20a: APPROVE INCENTIVE PLAN (LTI 2017) ISSUER YES FOR FOR
PROPOSAL #20b: APPROVE ISSUANCE OF CLASS C SHARES ISSUER YES FOR FOR
PROPOSAL #20c: AUTHORIZE REPURCHASE OF CLASS C SHARES ISSUER YES FOR FOR
PROPOSAL #20d: APPROVE TRANSFER OF SHARES ISSUER YES FOR FOR
PROPOSAL #21: APPROVE SYNTHETIC STOCK OPTION PLAN FOR ISSUER YES FOR FOR
KINNEVIK EMPLOYEES
PROPOSAL #22: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #23: AMEND CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #24a: ADOPT A ZERO VISION REGARDING SHAREHOLDER YES AGAINST N/A
ACCIDENTS IN WORK PLACE ACCIDENTS IN THE COMPANY AND
PROPOSAL #24b: REQUIRE BOARD TO APPOINT WORKING GROUP SHAREHOLDER YES AGAINST N/A
REGARDING ACCIDENTS IN WORK PLACE ACCIDENTS IN THE
COMPANY AND SUBSIDIARIES
PROPOSAL #24c: INSTRUCT THE BOARD TO YEARLY REPORT TO SHAREHOLDER YES AGAINST N/A
THE AGM IN WRITING THE PROGRESS CONCERNING WORKPLACE
ACCIDENTS
PROPOSAL #24d: ADOPT A VISION FOR ABSOLUTE GENDER SHAREHOLDER YES AGAINST N/A
EQUALITY ON ALL LEVELS WITHIN THE COMPANY
PROPOSAL #24e: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING GENDER AND ETHNICITY
DIVERSIFICATION WITHIN THE COMPANY
PROPOSAL #24f: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 24E TO BE ANNUALLY PUBLISHED
PROPOSAL #24g: REQUEST BOARD TO TAKE NECESSARY ACTION SHAREHOLDER YES AGAINST N/A
TO CREATE A SHAREHOLDERS' ASSOCIATION
PROPOSAL #24h: PROHIBIT DIRECTORS FROM BEING ABLE TO SHAREHOLDER YES AGAINST N/A
INVOICE DIRECTOR'S FEES VIA SWEDISH AND FOREIGN LEGAL
ENTITIES
PROPOSAL #24i: INSTRUCT THE NOMINATION COMMITTEE TO SHAREHOLDER YES AGAINST N/A
PAY EXTRA ATTENTION TO QUESTIONS CONCERNING ETHICS,
GENDER, AND ETHNICITY
PROPOSAL #24j: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
APPROPRIATE AUTHORITY TO BRING ABOUT A CHANGED
REGULATION IN THE AREA RELATING TO ITEM 24H
PROPOSAL #24k: AMEND ARTICLES OF ASSOCIATION: BOTH SHAREHOLDER YES AGAINST N/A
CLASS A SHARES AND CLASS B SHARES ARE ENTITLED TO ONE
VOTE EACH
PROPOSAL #24l: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT LEGISLATION ON THE ABOLITION OF
VOTING POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY
COMPANIES
PROPOSAL #24m: AMEND ARTICLES RE: FORMER POLITICIANS SHAREHOLDER YES AGAINST N/A
ON THE BOARD
PROPOSAL #24n: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT TO DRAW ATTENTION TO THE NEED FOR
INTRODUCING A "COOLING-OFF PERIOD" FOR POLITICIANS
PROPOSAL #24o: INSTRUCT THE BOARD TO PREPARE A SHAREHOLDER YES AGAINST N/A
PROPOSAL FOR THE REPRESENTATION OF SMALL- AND
MIDSIZED SHAREHOLDERS IN THE BOARD AND NOMINATION
PROPOSAL #24p: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT DRAW ATTENTION TO THE POSSIBLE
REFORM IN THE AREA
PROPOSAL #24q: REQUEST SPECIAL EXAMINATION OF THE SHAREHOLDER YES AGAINST N/A
INTERNAL AND EXTERNAL ENTERTAINMENT IN THE COMPANY
PROPOSAL #24r: INSTRUCT THE BOARD TO PREPARE A SHAREHOLDER YES AGAINST N/A
PROPOSAL OF A POLICY CONCERNING INTERNAL AND EXTERNAL
ENTERTAINMENT IN THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investment AB Latour
TICKER: LATO B CUSIP: W53113101
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 8.00 PER SHARE
PROPOSAL #9c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #10: DETERMINE NUMBER OF MEMBERS (8) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.4 MILLION FOR CHAIRMAN, AND SEK
500,000 FOR THE OTHER DIRECTORS; APPROVE REMUNERATION
OF AUDITORS
PROPOSAL #12: REELECT MARIANA BURENSTAM LINDER, ISSUER YES FOR FOR
ANDERS CARLBERG, ANDERS BOOS, CARL DOUGLAS, ERIC
DOUGLAS, OLLE NORDSTROM (CHAIRMAN), LENA OLVING AND
JAN SVENSSON AS DIRECTORS
PROPOSAL #13: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14a: APPROVE 4:1 STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #14b: AMEND ARTICLES RE: NUMBER OF CLASS A ISSUER YES FOR FOR
AND B SHARES
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17: APPROVE STOCK OPTION PLAN FOR KEY ISSUER YES FOR FOR
EMPLOYEES
PROPOSAL #18: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF FOUR OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investor AB
TICKER: INVE A CUSIP: W48102128
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #11: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 11.00 PER SHARE
PROPOSAL #12a: DETERMINE NUMBER OF MEMBERS (11) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #12b: DETERMINE NUMBER OF AUDITORS (1) AND ISSUER YES FOR FOR
DEPUTY AUDITORS (0)
PROPOSAL #13a: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 2.45 MILLION FOR CHAIRMAN, SEK 1.42
MILLION FOR VICE-CHAIRMAN, AND SEK 655,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #13b: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14a: REELECT JOSEF ACKERMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14b: REELECT GUNNAR BROCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14c: REELECT JOHAN FORSSELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14d: REELECT MAGDALENA GERGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14e: REELECT TOM JOHNSTONE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14f: REELECT GRACE REKSTEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14g: REELECT HANS STRABERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14h: REELECT LENA TRESCHOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14i: REELECT JACOB WALLENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14j: REELECT MARCUS WALLENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14k: REELECT SARA OHRWALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REELECT JACOB WALLENBERG AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #16: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17a: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17b: APPROVE 2017 LONG-TERM INCENTIVE ISSUER YES FOR FOR
PROGRAM F OR MANAGEMENT AND OTHER EMPLOYEES
PROPOSAL #17c: APPROVE 2017 LONG-TERM INCENTIVE ISSUER YES FOR FOR
PROGRAM FOR PATRICIA INDUSTRIES EMPLOYEES
PROPOSAL #18a: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL AND REISSUANCE OF REPURCHASED SHARES FOR
GENERAL PURPOSES AND IN SUPPORT OF LONG-TERM
INCENTIVE PROGRAM AND SYNTHETIC SHARE PROGRAM FOR
BOARD OF DIRECTORS
PROPOSAL #18b: AUTHORIZE REISSUANCE OF UP TO 500,000 ISSUER YES FOR FOR
REPURCHASED SHARES IN SUPPORT OF 2017 LONG- TERM
INCENTIVE PROGRAM
PROPOSAL #19: AMEND ARTICLES RE: LOCATION OF AGM, ISSUER YES FOR FOR
OPENING OF AGM, SIGNING ON BEHALF OF THE COMPANY;
LATEST DATE OF GENERAL MEETING; NOTICE TO ATTEND;
CHANGE IN NAME OF LAW
PROPOSAL #20a: ADOPT A ZERO VISION FOR WORKPLACE SHAREHOLDER YES AGAINST N/A
ACCIDENTS
PROPOSAL #20b: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING WORKPLACE ACCIDENTS
PROPOSAL #20c: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 20B TO BE ANNUALLY PUBLISHED
PROPOSAL #20d: ADOPT A VISION FOR ABSOLUTE GENDER SHAREHOLDER YES AGAINST N/A
EQUALITY ON ALL LEVELS WITHIN THE COMPANY
PROPOSAL #20e: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING GENDER AND ETHNICITY
DIVERSIFICATION WITHIN THE COMPANY
PROPOSAL #20f: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 20E TO BE ANNUALLY PUBLISHED
PROPOSAL #20g: REQUEST BOARD TO TAKE NECESSARY ACTION SHAREHOLDER YES AGAINST N/A
TO CREATE A SHAREHOLDERS' ASSOCIATION
PROPOSAL #20h: PROHIBIT DIRECTORS FROM BEING ABLE TO SHAREHOLDER YES AGAINST N/A
INVOICE DIRECTOR'S FEES VIA SWEDISH AND FOREIGN LEGAL
ENTITIES
PROPOSAL #20i: INSTRUCT THE NOMINATION COMMITTEE TO SHAREHOLDER YES AGAINST N/A
PAY EXTRA ATTENTION TO QUESTIONS CONCERNING ETHICS,
GENDER, AND ETHNICITY
PROPOSAL #20j: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
APPROPRIATE AUTHORITY TO BRING ABOUT A CHANGED
REGULATION IN THE AREA RELATING TO ITEM 20H
PROPOSAL #20k: AMEND ARTICLES OF ASSOCIATION: BOTH SHAREHOLDER YES AGAINST N/A
CLASS A SHARES AND CLASS B SHARES ARE ENTITLED TO ONE
VOTE EACH
PROPOSAL #20l: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT LEGISLATION ON THE ABOLITION OF
VOTING POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY
COMPANIES
PROPOSAL #20m: AMEND ARTICLES RE: FORMER POLITICIANS SHAREHOLDER YES AGAINST N/A
ON THE BOARD
PROPOSAL #20n: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT TO DRAW ATTENTION TO THE NEED FOR
INTRODUCING A "POLITICIAN QUARANTINE"
PROPOSAL #20o: INSTRUCT THE BOARD TO PREPARE A SHAREHOLDER YES AGAINST N/A
PROPOSAL FOR THE REPRESENTATION OF SMALL- AND
MIDSIZED SHAREHOLDERS IN THE BOARD AND NOMINATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IOI Corporation Berhad
TICKER: IOICORP CUSIP: Y41763106
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT KAROWNAKARAN @ KARUNAKARAN A/L ISSUER YES FOR FOR
RAMASAMY AS DIRECTOR
PROPOSAL #2: ELECT LIM TUANG OOI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LEE SHIN CHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT PETER CHIN FAH KUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BDO AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IOI Properties Group Berhad
TICKER: IOIPG CUSIP: Y417A6104
MEETING DATE: 10/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LEE SAY TSHIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT KOH KIN LIP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LEE SHIN CHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT TAN KIM LEONG @ TAN CHONG MIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IOI Properties Group Berhad
TICKER: IOIPG CUSIP: Y417A6104
MEETING DATE: 2/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RATIFICATION OF THE LAND TENDER ISSUER YES FOR FOR
BY WEALTHY LINK PTE LTD
PROPOSAL #2: APPROVE RENOUNCEABLE RIGHTS ISSUE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IOOF Holdings Ltd.
TICKER: IFL CUSIP: Q49809108
MEETING DATE: 11/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT ALLAN GRIFFITHS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT JOHN SELAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO CHRISTOPHER KELAHER, MANAGING DIRECTOR OF THE
COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ipsen
TICKER: IPN CUSIP: F5362H107
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE TREATMENT OF LOSSES AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.85 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: APPROVE SEVERANCE AGREEMENT AND ISSUER YES FOR FOR
ADDITIONAL PENSION SCHEME AGREEMENT WITH MARC DE
GARIDEL, CHAIRMAN
PROPOSAL #6: APPROVE SEVERANCE AGREEMENT AND ISSUER YES FOR FOR
ADDITIONAL PENSION SCHEME AGREEMENT WITH DAVID MEEK,
CEO
PROPOSAL #7: RENEW APPOINTMENT OF KPMG SA AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT MARGARET LIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT CAROL STUCKLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT DAVID MEEK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REELECT ANTOINE FLOCHEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 1.2 MILLION
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CHRISTEL BORIES, VICE-CEO UNTIL MARCH 13, 2016
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
MARC DE GARIDEL, CHAIRMAN AND CEO UNTIL JULY 18, 2016
AND CHAIRMAN SINCE THIS DATE
PROPOSAL #15: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #16: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DAVID MEEK, CEO SINCE JULY 18, 2016
PROPOSAL #17: APPROVE REMUNERATION POLICY OF CEO ISSUER YES FOR FOR
PROPOSAL #18: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #19: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #20: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO 20 PERCENT OF ISSUED SHARE CAPITAL FOR BONUS
ISSUE OR INCREASE IN PAR VALUE
PROPOSAL #21: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO 20
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #22: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO 10
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #23: APPROVE ISSUANCE OF UP TO 10 PERCENT OF ISSUER YES FOR FOR
ISSUED CAPITAL PER YEAR FOR A PRIVATE PLACEMENT
PROPOSAL #24: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE, UNDER ITEMS 21-
PROPOSAL #25: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #26: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #27: AUTHORIZE UP TO 3 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #28: AMEND ARTICLE 4, 19 AND 20 OF BYLAWS TO ISSUER YES FOR FOR
COMPLY WITH NEW REGULATION RE: HEADQUARTERS,
CORPORATE OFFICERS COMPENSATION AND AUDITORS
PROPOSAL #29: DELEGATE POWER TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO AMEND THE BYLAWS TO COMPLY WITH NEW
PROPOSAL #30: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IRPC Public Company Limited
TICKER: IRPC CUSIP: Y4177E119
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACKNOWLEDGE THE OPERATING RESULTS FOR ISSUER YES FOR FOR
2016 AND APPROVE FINANCIAL STATEMENTS
PROPOSAL #3: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT SOMNUK BOMRUNGSALEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT EKNITI NITITHANPRAPAS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT ANUSORN SANGNIMNUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT JESSADA PROMJART AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT WOOTHISARN TANCHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
ADVISORY COMPANY LIMITED AS AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Isetan Mitsukoshi Holdings Ltd
TICKER: 3099 CUSIP: J25038100
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2.1: ELECT DIRECTOR AKAMATSU, KEN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SUGIE, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKEUCHI, TORU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WADA, HIDEHARU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHIRAI, TOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR UTSUDA, SHOEI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR IDA, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NAGAYASU, KATSUNORI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR HIRATA, TAKEO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Israel Chemicals Ltd.
TICKER: ICL CUSIP: M5920A109
MEETING DATE: 8/29/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #2: ELECT JOHANAN LOCKER AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3: APPROVE EMPLOYMENT TERMS AND EQUITY ISSUER YES FOR FOR
GRANT FOR EXECUTIVE CHAIRMAN OF THE BOARD
PROPOSAL #4: GRANT CEO OPTIONS TO PURCHASE SHARES ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Israel Chemicals Ltd.
TICKER: ICL CUSIP: M5920A109
MEETING DATE: 1/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: REELECT JOHANAN LOCKER AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.2: REELECT AVISAR PAZ AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.3: REELECT AVIAD KAUFMAN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.4: REELECT ELI OVADIA AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.5: REELECT GEOFFERY MERSZEI AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.6: REELECT SHIMON ECKHAUS AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2.1: ELECT RON MOSKOVITZ AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2.2: ELECT SAGI KABLA AS DIRECTOR UNTIL THE ISSUER YES FOR FOR
END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3: APPROVE EQUITY GRANTS TO CERTAIN NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #4: APPROVE EQUITY GRANTS TO ISRAEL ISSUER YES FOR FOR
CORPORATION LTD. DIRECTORS
PROPOSAL #5: APPROVE ASSIGNMENT TO ISRAEL CORPORATION ISSUER YES FOR FOR
LTD. OF EQUITY BASED COMPENSATION FOR MOSKOVITZ AND
KAUFMAN AND THE ASSIGNMENT TO MILLENNIUM INVESTMENTS
ELAD LTD. OF CASH COMPENSATION PAID TO MOSKOVITZ
PROPOSAL #6: REAPPOINT SOMEKH CHAIKIN AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ISRAEL CORPORATION LTD
TICKER: ILCO CUSIP: M8785N109
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YAAKOV AMIDROR AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR FOR A THREE-YEAR PERIOD AND APPROVE
DIRECTOR'S REMUNERATION
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ISRAEL CORPORATION LTD
TICKER: ILCO CUSIP: M8785N109
MEETING DATE: 1/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT SOMEKH CHAIKIN KPMG AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3.1: REELECT AVIAD KAUFMAN AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE DIRECTOR'S REMUNERATION
PROPOSAL #3.2: REELECT AMNON LION AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE DIRECTOR'S REMUNERATION
PROPOSAL #3.3: REELECT ZEHAVIT COHEN AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE DIRECTOR'S REMUNERATION
PROPOSAL #3.4: REELECT DAN SUESSKIND AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE DIRECTOR'S REMUNERATION
PROPOSAL #3.5: REELECT MICHAEL BRICKER AS DIRECTOR ISSUER YES FOR FOR
AND APPROVE DIRECTOR'S REMUNERATION
PROPOSAL #4: AMEND ARTICLES RE: COMPOSITION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ISRAEL CORPORATION LTD
TICKER: ILCO CUSIP: M8785N109
MEETING DATE: 5/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YEHOSHUA ROSENZWEIG AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Israel Discount Bank Ltd.
TICKER: DSCT CUSIP: 465074201
MEETING DATE: 11/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINAL DIVIDEND FOR 2016 ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT SOMEKH CHAIKIN AND ZIV HAFT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4.1: REELECT YALI SHEFFI AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR FOR A THREE-YEAR PERIOD
PROPOSAL #4.2: ELECT DAVID ZAKEN AS EXTERNAL DIRECTOR ISSUER NO N/A N/A
FOR A THREE-YEAR PERIOD
PROPOSAL #4.3: ELECT MIRI KATZ AS EXTERNAL DIRECTOR ISSUER YES FOR FOR
FOR A THREE-YEAR PERIOD
PROPOSAL #5: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #6: APPROVE EMPLOYMENT TERMS OF LILACH ASHER ISSUER YES FOR FOR
TOPILSKY, CEO
PROPOSAL #7: APPROVE EMPLOYMENT TERMS OF JOSEPH ISSUER YES FOR FOR
BACHAR, ACTIVE CHAIRMAN
PROPOSAL #8: ADD ARTICLE 78 TO THE ARTICLE OF ISSUER YES FOR FOR
ASSOCIATION RE: JURISDICTION CLAUSE
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ISS A/S
TICKER: ISS CUSIP: K5591Y107
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 7.70 PER SHARE
PROPOSAL #4: APPROVE DISCHARGE OF MANAGEMENT AND ISSUER YES FOR FOR
BOARD
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF DKK 1.26 MILLION FOR CHAIRMAN, DKK 630,000
FOR DEPUTY CHAIRMAN AND DKK 420,000 FOR OTHER
DIRECTORS; APPROVE COMPENSATION FOR COMMITTEE WORK
PROPOSAL #7a: REELECT LORD ALLEN OF KENSINGTON KT CBE ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #7b: REELECT THOMAS BERGLUND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7c: REELECT CLAIRE CHIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7d: REELECT HENRIK POULSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7e: REELECT BEN STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7f: REELECT CYNTHIA MARY TRUDELL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Isuzu Motors Ltd.
TICKER: 7202 CUSIP: J24994113
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 16
PROPOSAL #2.1: ELECT DIRECTOR KATAYAMA, MASANORI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NARIMATSU, YUKIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKAHASHI, SHINICHI ISSUER �� YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ITO, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR SHINDO, ISSUER YES FOR FOR
TETSUHIKO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR MIKUMO, ISSUER YES FOR FOR
TAKASHI
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR KAWAMURA, ISSUER YES FOR FOR
KANJI
PROPOSAL #4: APPROVE PERFORMANCE-BASED CASH ISSUER YES FOR FOR
COMPENSATION CEILING FOR DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Italgas S.p.A.
TICKER: IG CUSIP: T6R89Z103
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE LONG-TERM MONETARY PLAN 2017- ISSUER YES FOR FOR
2019
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: APPOINT BARBARA CAVALIERI AS ALTERNATE SHAREHOLDER YES FOR N/A
INTERNAL STATUTORY AUDITOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Itau CorpBanca
TICKER: ITAUCORP CUSIP: P5R3QP103
MEETING DATE: 3/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMITTEE OF DIRECTORS AND AUDIT AND APPROVE THEIR
BUDGET
PROPOSAL #6: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: RECEIVE REPORT FROM AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Itau Unibanco Holding SA
TICKER: ITUB4 CUSIP: P5968U105
MEETING DATE: 9/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE
PROPOSAL #2: APPROVE INCREASE IN AUTHORIZED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3.1: AMEND ARTICLE 3 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3.2: AMEND ARTICLE 3 TO REFLECT CHANGES IN ISSUER YES FOR FOR
AUTHORIZED CAPITAL
PROPOSAL #4: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Itau Unibanco Holding SA
TICKER: ITUB4 CUSIP: P5968U105
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT 12 ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT AMOS GENISH AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT ALFREDO EGYDIO SETUBAL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT FABIO COLLETTI BARBOSA AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #4.4: ELECT GERALDO JOSE CARBONE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT GUSTAVO JORGE LABOISSIERE LOYOLA ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #4.6: ELECT JOAO MOREIRA SALLES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT JOSE GALLO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.8: ELECT MARCO AMBROGIO CRESPI BONOMI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.9: ELECT PEDRO LUIZ BODIN DE MORAES AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #4.10: ELECT PEDRO MOREIRA SALLES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.11: ELECT RICARDO VILLELA MARINO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.12: ELECT ROBERTO EGYDIO SETUBAL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.13: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #5.1: ELECT ALKIMAR RIBEIRO MOURA AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER
PROPOSAL #5.2: ELECT JOSE CARUSO CRUZ HENRIQUES AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER
PROPOSAL #5.3: ELECT JOAO COSTA AS ALTERNATE FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER
PROPOSAL #5.4: ELECT REINALDO GUERREIRO AS ALTERNATE ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER
PROPOSAL #5.5: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY MINORITY SHAREHOLDER
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Itau Unibanco Holding SA
TICKER: ITUB4 CUSIP: P5968U105
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: AMEND ARTICLE RE: RESTRICTED STOCK ISSUER YES FOR FOR
PLAN
PROPOSAL #2.2: AMEND ARTICLES 6 RE: BOARD COMPOSITION ISSUER YES FOR FOR
PROPOSAL #2.3: AMEND ARTICLE 10 RE: BOARD MEETINGS ISSUER YES FOR FOR
PROPOSAL #2.4: AMEND ARTICLES RE: COMPANY ISSUER YES FOR FOR
REPRESENTATION
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Itau Unibanco Holding SA
TICKER: ITUB4 CUSIP: P5968U113
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #2.1: ELECT CARLOS ROBERTO DE ALBUQUERQUE SA SHAREHOLDER YES FOR N/A
AS FISCAL COUNCIL MEMBER APPOINTED BY PREFERRED
SHAREHOLDER
PROPOSAL #2.2: ELECT EDUARDO AZEVEDO DO VALLE AS SHAREHOLDER YES FOR N/A
ALTERNATE FISCAL COUNCIL MEMBER APPOINTED BY
PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Itausa, Investimentos Itau S.A.
TICKER: ITSA4 CUSIP: P5887P427
MEETING DATE: 12/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DISMISS DIRECTOR AND ALTERNATE DIRECTOR SHAREHOLDER YES FOR N/A
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #2.1: ELECT WALTER MENDES DE OLIVEIRA FILHO SHAREHOLDER YES FOR N/A
AS DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #2.2: ELECT HENRIQUE ANDRADE TRINCKQUEL SHAREHOLDER YES FOR N/A
FILHO AS ALTERNATE DIRECTOR APPOINTED BY MINORITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Itausa, Investimentos Itau S.A.
TICKER: ITSA4 CUSIP: P5887P427
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #2: ELECT JOSE MARIA RABELO AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND ISAAC BERENSZTEJN AS ALTERNATE
APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Itausa, Investimentos Itau S.A.
TICKER: ITSA4 CUSIP: P5R659261
MEETING DATE: 12/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DISMISS DIRECTOR AND ALTERNATE DIRECTOR SHAREHOLDER YES FOR N/A
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #2.1: ELECT WALTER MENDES DE OLIVEIRA FILHO SHAREHOLDER YES FOR N/A
AS DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #2.2: ELECT HENRIQUE ANDRADE TRINCKQUEL SHAREHOLDER YES FOR N/A
FILHO AS ALTERNATE DIRECTOR APPOINTED BY MINORITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Itausa, Investimentos Itau S.A.
TICKER: ITSA4 CUSIP: P5R659261
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME, DIVIDENDS ISSUER YES FOR FOR
AND INTEREST-ON-CAPITAL-STOCK PAYMENTS
PROPOSAL #3.1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3.3: ELECT WALTER MENDES DE OLIVEIRA FILHO SHAREHOLDER YES FOR �� N/A
AS DIRECTOR AND HENRIQUE ANDRADE TRINCKQUEL FILHO AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #3.4: ELECT FISCAL COUNCIL MEMBERS ISSUER YES ABSTAIN AGAINST
PROPOSAL #3.5: ELECT ALEXANDRE BARENCO RIBEIRO AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND DULCIDIO LAVOISIER DE
OLIVEIRA PERES AS ALTERNATE APPOINTED BY MINORITY
SHAREHOLDER
PROPOSAL #4.1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
PROPOSAL #4.2: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Itausa, Investimentos Itau S.A.
TICKER: ITSA4 CUSIP: P5R659261
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 3 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL AND CONSOLIDATE BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ITC Ltd.
TICKER: ITC CUSIP: Y4211T171
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT NAKUL ANAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: ELECT SANJIV PURI AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE HIS APPOINTMENT AND REMUNERATION AS EXECUTIVE
PROPOSAL #6: ELECT RAJIV TANDON AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE HIS APPOINTMENT AND REMUNERATION AS EXECUTIVE
DIRECTOR
PROPOSAL #7: ELECT NIRUPAMA RAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: REELECT YOGESH CHANDER DEVESHWAR AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR AND APPROVE HIS APPOINTMENT AND
REMUNERATION AS CHAIRMAN
PROPOSAL #9: APPROVE VARIATION IN THE TERMS OF ISSUER YES FOR FOR
REMUNERATION TO EXECUTIVE DIRECTORS
PROPOSAL #10: APPROVE COMMISSION REMUNERATION FOR ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
PROPOSAL #11: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ITC Ltd.
TICKER: ITC CUSIP: Y4211T171
MEETING DATE: 3/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OBJECTS CLAUSE OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ito En Ltd.
TICKER: 2593 CUSIP: J25027103
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2: AMEND ARTICLES TO INDEMNIFY DIRECTORS - ISSUER YES FOR FOR
INDEMNIFY STATUTORY AUDITORS
PROPOSAL #3.1: ELECT DIRECTOR HONJO, HACHIRO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR HONJO, DAISUKE ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR HONJO, SHUSUKE ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR EJIMA, YOSHITO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR HASHIMOTO, SHUNJI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR WATANABE, MINORU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR YASHIRO, MITSUO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR KOBAYASHI, YOSHIO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR KANAYAMA, MASAMI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR NAKANO, YOSHIHISA ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR KAMIYA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR YOSUKE JAY OCEANBRIGHT ISSUER YES FOR FOR
HONJO
PROPOSAL #3.13: ELECT DIRECTOR NAMIOKA, OSAMU ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR SOMA, FUJITSUGU ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR NAKAGOMI, SHUJI ISSUER YES FOR FOR
PROPOSAL #3.16: ELECT DIRECTOR ISHIZAKA, KENICHIRO ISSUER YES FOR FOR
PROPOSAL #3.17: ELECT DIRECTOR YOSHIDA, HIDEKI ISSUER YES FOR FOR
PROPOSAL #3.18: ELECT DIRECTOR UCHIKI, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #3.19: ELECT DIRECTOR TAGUCHI, MORIKAZU ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR TAKASAWA, ISSUER YES FOR FOR
YOSHIAKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Itochu Corp.
TICKER: 8001 CUSIP: J2501P104
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 27.5
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR OKAFUJI, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR OKAMOTO, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR SUZUKI, YOSHIHISA ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KOBAYASHI, FUMIHIKO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR HACHIMURA, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR FUJISAKI, ICHIRO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KAWAKITA, CHIKARA ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR MURAKI, ATSUKO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR MOCHIZUKI, HARUFUMI ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR MAJIMA, ISSUER YES FOR FOR
SHINGO
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR ONO, KOTARO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Itochu Techno-Solutions Corp.
TICKER: 4739 CUSIP: J25022104
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 42.5
PROPOSAL #2: APPROVE ACCOUNTING TRANSFERS ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR KIKUCHI, SATOSHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MATSUSHIMA, TORU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MATSUZAWA, MASAAKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR OKUBO, TADATAKA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SUSAKI, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR NAKAMORI, MAKIKO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR OBI, TOSHIO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR SHINGU, TATSUSHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR YAMAGUCHI, TADAYOSHI ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR ISHIMARU, ISSUER YES FOR FOR
SHINTARO
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
TANIMOTO, SEIJI
PROPOSAL #6: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Itoham Yonekyu Holdings Inc
TICKER: 2296 CUSIP: J25898107
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OGAWA, HIROMICHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MIYASHITA, ISAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHIBAYAMA, IKURO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MISONO, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ONUMA, NAOTO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YAMAGUCHI, KEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR YONEDA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MUNAKATA, NOBUHIKO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TANEMOTO, YUKO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ITV plc
TICKER: ITV CUSIP: G4984A110
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: ELECT SALMAN AMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PETER BAZALGETTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ADAM CROZIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ROGER FAXON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IAN GRIFFITHS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT MARY HARRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ANDY HASTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT ANNA MANZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JOHN ORMEROD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #20: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iyo Bank Ltd.
TICKER: 8385 CUSIP: J25596107
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OTSUKA, IWAO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NAGAI, IPPEI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TAKATA, KENJI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TODO, MUNEAKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TAKEUCHI, TETSUO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KONO, HARUHIRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MIYOSHI, KENJI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MATSURA, YUICHI ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER IIO, TAKAYA
PROPOSAL #2.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER HIRANO, SHIRO
PROPOSAL #2.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SAEKI, KANAME
PROPOSAL #2.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ICHIKAWA, TAKESHI
PROPOSAL #2.5: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER YANAGISAWA, YASUNOBU
PROPOSAL #2.6: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TAKAHAMA, SOICHIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Izumi Co. Ltd.
TICKER: 8273 CUSIP: J25725110
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 33
PROPOSAL #2.1: ELECT DIRECTOR YAMANISHI, YOSHIMASA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YAMANISHI, YASUAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KAJIHARA, YUICHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MIKAMOTO, TATSUYA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NAKAMURA, TOYOMI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HONDA, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YONEDA, KUNIHIKO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NITORI, AKIO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KAWAMOTO, ISSUER YES FOR FOR
KUNIAKI
PROPOSAL #4: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J Sainsbury plc
TICKER: SBRY CUSIP: G77732173
MEETING DATE: 7/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT BRIAN CASSIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MATT BRITTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MIKE COUPE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MARY HARRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DAVID KEENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SUSAN RICE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JOHN ROGERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JEAN TOMLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT DAVID TYLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #21: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J. Front Retailing Co. Ltd.
TICKER: 3086 CUSIP: J28711109
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO ADOPT BOARD STRUCTURE ISSUER YES FOR FOR
WITH THREE COMMITTEES - CLARIFY DIRECTOR AUTHORITY ON
SHAREHOLDER MEETINGS - AMEND PROVISIONS ON NUMBER OF
DIRECTORS - REMOVE ALL PROVISIONS ON ADVISORY
POSITIONS - CLARIFY DIRECTOR AUTHORITY ON BOARD M
PROPOSAL #2.1: ELECT DIRECTOR KOBAYASHI, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR DOI, ZENICHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TSUTSUMI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SAKIE TACHIBANA ISSUER YES FOR FOR
FUKUSHIMA
PROPOSAL #2.5: ELECT DIRECTOR OTA, YOSHIKATSU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TSURUTA, ROKURO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ISHII, YASUO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NISHIKAWA, KOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YAMAMOTO, RYOICHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR YOSHIMOTO, TATSUYA ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR MAKIYAMA, KOZO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR FUJINO, HARUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR WAKABAYASHI, HAYATO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JAFCO Co. Ltd.
TICKER: 8595 CUSIP: J25832106
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FUKI, SHINICHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YAMADA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHIBUSAWA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MIYOSHI, KEISUKE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER YOSHIMURA, SADAHIKO
PROPOSAL #2.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TANAMI, KOJI
PROPOSAL #2.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER AKIBA, KENICHI
PROPOSAL #2.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TAMURA, SHIGERU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: James Hardie Industries plc
TICKER: JHX CUSIP: G4253H119
MEETING DATE: 8/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ELECT MICHAEL HAMMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT DAVID HARRISON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF AUDITORS
PROPOSAL #5: APPROVE THE GRANT OF RETURN ON CAPITAL ISSUER YES FOR FOR
EMPLOYED RESTRICTED STOCK UNITS TO LOUIS GRIES
PROPOSAL #6: APPROVE THE GRANT OF RELATIVE TOTAL ISSUER YES FOR FOR
SHAREHOLDER RETURN RESTRICTED STOCK UNITS TO LOUIS
GRIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Japan AirLines Co. Ltd.
TICKER: 9201 CUSIP: J25979121
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 94
PROPOSAL #2: AMEND ARTICLES TO AUTHORIZE BOARD TO PAY ISSUER YES FOR FOR
INTERIM DIVIDENDS
PROPOSAL #3.1: ELECT DIRECTOR ONISHI, MASARU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR UEKI, YOSHIHARU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR FUJITA, TADASHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR OKAWA, JUNKO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SAITO, NORIKAZU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KIKUYAMA, HIDEKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SHIN, TOSHINORI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR IWATA, KIMIE ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR KOBAYASHI, EIZO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR ITO, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CASH COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS AND EQUITY COMPENSATION PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Japan Airport Terminal Co. Ltd.
TICKER: 9706 CUSIP: J2620N105
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17
PROPOSAL #2: AMEND ARTICLES TO CLARIFY DIRECTOR ISSUER YES FOR FOR
AUTHORITY ON SHAREHOLDER MEETINGS
PROPOSAL #3.1: ELECT DIRECTOR TAKASHIRO, ISAO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR YOKOTA, NOBUAKI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR SUZUKI, HISAYASU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR AKAHORI, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR YONEMOTO, YASUHIDE ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR CHIKU, MORIKAZU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KATO, KATSUYA ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TANAKA, KAZUHITO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR ONISHI, MASARU ISSUER YES AGAINST AGAINST
PROPOSAL #3.10: ELECT DIRECTOR TAKAGI, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR HARADA, KAZUYUKI ISSUER YES AGAINST AGAINST
PROPOSAL #3.12: ELECT DIRECTOR TAKEMURA, SHIGEYUKI ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR KAWASHITA, HARUHISA ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR ISHIZEKI, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR MIYAUCHI, TOYOHISA ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR TAKESHIMA, ISSUER YES FOR FOR
KAZUHIKO
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR KAKIZAKI, ISSUER YES FOR FOR
TAMAKI
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Japan Aviation Electronics Industry Ltd.
TICKER: 6807 CUSIP: J26273102
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO INDEMNIFY DIRECTORS - ISSUER YES FOR FOR
INDEMNIFY STATUTORY AUDITORS
PROPOSAL #2.1: ELECT DIRECTOR AKIYAMA, YASUTAKA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ONOHARA, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKEDA, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OGINO, YASUTOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR URANO, MINORU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HIROHATA, SHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SAKABA, MITSUO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MORITA, TAKAYUKI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR YAMAMOTO, ISSUER YES FOR FOR
TAKASHI
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Japan Display Inc.
TICKER: 6740 CUSIP: J26295105
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACCOUNTING TRANSFERS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR HIGASHIIRIKI, NOBUHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ARUGA, SHUJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KATSUMATA, MIKIHIDE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HIGASHI, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHIRAI, KATSUHIKO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SHIMOKOBE, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HASHIMOTO, TAKAHISA ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR KAWASAKI, ISSUER YES FOR FOR
KAZUO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR ETO, YOICHI ISSUER YES FOR FOR
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR KAWASHIMA, ISSUER YES FOR FOR
TOSHIAKI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
OTSUKA, KEIICHI
PROPOSAL #5: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Japan Exchange Group Inc.
TICKER: 8697 CUSIP: J2740B106
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TSUDA, HIROKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIYOTA, AKIRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MIYAHARA, KOICHIRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YAMAJI, HIROMI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MIYAMA, HIRONAGA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTINA L. AHMADJIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OGITA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KUBORI, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KODA, MAIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KOBAYASHI, EIZO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MINOGUCHI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MORI, KIMITAKA ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR YONEDA, TSUYOSHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Japan Petroleum Exploration Ltd.
TICKER: 1662 CUSIP: J2740Q103
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2.1: ELECT DIRECTOR WATANABE, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OKADA, HIDEICHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ISHII, SHOICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUKASAWA, HIKARU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HIGAI, YOSUKE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MASUI, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OZEKI, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR INOUE, TAKAHISA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ITO, HAJIME ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TANAKA, HIROTAKA ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR HIRATA, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR KAWAGUCHI, YORIKO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR KOJIMA, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR ITO, TETSUO ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR ISHIZEKI, ISSUER YES FOR FOR
MORIO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR UCHIDA, ISSUER YES FOR FOR
KENJI
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Japan Post Bank Co., Ltd.
TICKER: 7182 CUSIP: J2800C101
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IKEDA, NORITO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TANAKA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAGO, KATSUNORI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NAGATO, MASATSUGU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NAKAZATO, RYOICHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARITA, TOMOYOSHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NOHARA, SAWAKO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MACHIDA, TETSU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AKASHI, NOBUKO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TSUBOI, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR IKEDA, KATSUAKI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR OKAMOTO, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR NOMOTO, HIROFUMI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Japan Post Holdings Co., Ltd.
TICKER: 6178 CUSIP: J2800D109
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NAGATO, MASATSUGU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUZUKI, YASUO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IKEDA, NORITO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YOKOYAMA, KUNIO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR UEHIRA, MITSUHIKO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MUKAI, RIKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NOMA, MIWAKO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MIMURA, AKIO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR YAGI, TADASHI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SEINO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ISHIHARA, KUNIO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR INUBUSHI, YASUO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CHARLES D. LAKE II ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR HIRONO, MICHIKO ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR MUNAKATA, NORIO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Japan Post Insurance Co., Ltd.
TICKER: 7181 CUSIP: J2800E107
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR UEHIRA, MITSUHIKO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HORIGANE, MASAAKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NAGATO, MASATSUGU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HATTORI, SHINJI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATSUDA, MICHIKO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ENDO, NOBUHIRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUZUKI, MASAKO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SADAYUKI, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SAITO, TAMOTSU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR OZAKI, MICHIAKI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR YAMADA, MEYUMI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KOMURO, YOSHIE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Japan Steel Works Ltd.
TICKER: 5631 CUSIP: J27743103
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12.5
PROPOSAL #2.1: ELECT DIRECTOR MIYAUCHI, NAOTAKA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HIGASHIIZUMI, YUTAKA ISSUER YES �� FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR WATANABE, KENJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SHIBATA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OSHITA, MASAO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MATSUO, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SATO, MOTONOBU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MOCHIDA, NOBUO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR TANAKA, ISSUER YES FOR FOR
YOSHITOMO
PROPOSAL #4: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Japan Tobacco Inc
TICKER: 2914 CUSIP: J27869106
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 66
PROPOSAL #2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
MASAKI, MICHIO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jardine Cycle & Carriage Limited
TICKER: C07 CUSIP: Y43703100
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4a: ELECT JAMES WATKINS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4b: ELECT MARK GREENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: ELECT MARTY NATALEGAWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4d: ELECT BENJAMIN KESWICK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT VIMALA MENON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7b: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7c: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jardine Matheson Holdings Ltd.
TICKER: J36 CUSIP: G50736100
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS AND DECLARE FINAL DIVIDEND
PROPOSAL #2: ELECT DAVID HSU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: RE-ELECT ADAM KESWICK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: RE-ELECT SIMON KESWICK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: RE-ELECT DR RICHARD LEE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #7: RATIFY AUDITORS AND AUTHORISE THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITH AND ISSUER YES FOR FOR
WITHOUT PRE-EMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jardine Strategic Holdings Ltd.
TICKER: J37 CUSIP: G50764102
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS AND DECLARE FINAL DIVIDEND
PROPOSAL #2: RE-ELECT DAVID HSU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: RE-ELECT DR GEORGE KOO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT Y.K. PANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS AND AUTHORISE THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #7: AUTHORISE ISSUE OF EQUITY WITH AND ISSUER YES FOR FOR
WITHOUT PRE-EMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jastrzebska Spolka Weglowa SA
TICKER: JSW CUSIP: X4038D103
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6.2: RECEIVE SUPERVISORY BOARD REPORT ON ISSUER YES FOR FOR
ITS REVIEW OF CONSOLIDATED FINANCIAL STATEMENTS AND
MANAGEMENT BOARD REPORT ON GROUP'S OPERATIONS
PROPOSAL #8.1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #8.2: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS
PROPOSAL #8.3: APPROVE REPORT ON PAYMENTS FOR PUBLIC ISSUER YES FOR FOR
ADMINISTRATION
PROPOSAL #8.4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8.5: APPROVE ALLOCATION OF INCOME INDICATED ISSUER YES FOR FOR
IN SECTION 'OTHER COMPREHENSIVE INCOME'
PROPOSAL #10.1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #10.2: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS
PROPOSAL #11.1a: APPROVE DISCHARGE OF TOMASZ GAWLIK ISSUER YES FOR FOR
(CEO)
PROPOSAL #11.1b: APPROVE DISCHARGE OF JOLANTA GRUSZKA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.1c: APPROVE DISCHARGE OF ARTUR WOJTKOW ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.1d: APPROVE DISCHARGE OF ROBERT ISSUER YES FOR FOR
OSTROWSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #11.1e: APPROVE DISCHARGE OF MICHAL KONCZAK ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.1f: APPROVE DISCHARGE OF JOZEF PAWLINOW ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.1g: APPROVE DISCHARGE OF ALEKSANDER ISSUER YES FOR FOR
WARDAS (MANAGEMENT BOARD MEMBER)
PROPOSAL #11.1h: APPROVE DISCHARGE OF KRZYSZTOF ISSUER YES FOR FOR
MYSIAK (MANAGEMENT BOARD MEMBER)
PROPOSAL #11.2a: APPROVE DISCHARGE OF DANIEL OZON ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #11.2b: APPROVE DISCHARGE OF JOZEF MYRCZEK ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #11.2c: APPROVE DISCHARGE OF AGNIESZKA ISSUER YES FOR FOR
TRZASKALSKA (SUPERVISORY BOARD DEPUTY CHAIRWOMAN)
PROPOSAL #11.2d: APPROVE DISCHARGE OF EUGENIUSZ BARON ISSUER YES FOR FOR
(SUPERVISORY BOARD SECRETARY)
PROPOSAL #11.2e: APPROVE DISCHARGE OF HALINA BUK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2f: APPROVE DISCHARGE OF PRZEMYSLAW ISSUER YES FOR FOR
CIESZYNSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2g: APPROVE DISCHARGE OF KRZYSZTOF ISSUER YES FOR FOR
DRESLER (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2h: APPROVE DISCHARGE OF STANISLAW KLUZA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2i: APPROVE DISCHARGE OF KRZYSZTOF ISSUER YES FOR FOR
KWASNIEWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2j: APPROVE DISCHARGE OF TOMASZ LIS ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2k: APPROVE DISCHARGE OF ANTONI ISSUER YES FOR FOR
MALINOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2l: APPROVE DISCHARGE OF KRZYSZTOF ISSUER YES FOR FOR
MYSIAK (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2m: APPROVE DISCHARGE OF ALOJZY NOWAK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2n: APPROVE DISCHARGE OF ROBERT ISSUER YES FOR FOR
OSTROWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2o: APPROVE DISCHARGE OF ADAM PAWLICKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2p: APPROVE DISCHARGE OF IZABELA ISSUER YES FOR FOR
FELCZAK-POTURNICKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2q: APPROVE DISCHARGE OF ROBERT KUDELSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2r: APPROVE DISCHARGE OF ANDRZEJ ISSUER YES FOR FOR
PALARCZYK (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2s: APPROVE DISCHARGE OF JAN PRZYWARA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12: AMEND JAN. 12, 2017, EGM RESOLUTION RE: SHAREHOLDER YES AGAINST N/A
STRUCTURE OF REMUNERATION OF MANAGEMENT BOARD
PROPOSAL #13: AMEND STATUTE SHAREHOLDER YES AGAINST N/A
PROPOSAL #14.1: APPROVE DISPOSAL OF COMPANY'S ASSETS SHAREHOLDER YES AGAINST N/A
PROPOSAL #14.2: APPROVE REGULATIONS ON AGREEMENTS FOR SHAREHOLDER YES AGAINST N/A
LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS
SERVICES, AND SOCIAL COMMUNICATION SERVICES
PROPOSAL #14.3: APPROVE REGULATIONS ON AGREEMENTS FOR SHAREHOLDER YES AGAINST N/A
DONATIONS, DEBT EXEMPTIONS, AND SIMILAR AGREEMENTS
PROPOSAL #14.4: APPROVE REGULATIONS ON DISPOSAL OF SHAREHOLDER YES AGAINST N/A
ASSETS
PROPOSAL #14.5: APPROVE OBLIGATION OF PUBLICATION OF SHAREHOLDER YES AGAINST N/A
STATEMENTS ON EXPENSES RELATED TO REPRESENTATION,
LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS
SERVICES, SOCIAL COMMUNICATION SERVICES, AND
MANAGEMENT ADVISORY SERVICES
PROPOSAL #14.6: APPROVE REQUIREMENTS FOR CANDIDATES SHAREHOLDER YES AGAINST N/A
TO MANAGEMENT BOARD
PROPOSAL #14.7: ELECT MANAGEMENT BOARD MEMBER AND SHAREHOLDER YES AGAINST N/A
APPROVE RECRUITMENT PROCESS OF MANAGEMENT BOARD
PROPOSAL #14.8: APPROVE FULFILMENT OF OBLIGATIONS SHAREHOLDER YES AGAINST N/A
FROM ARTICLES 17.7, 18.2, 20, AND 23 OF ACT ON STATE
PROPERTY MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JBS S.A.
TICKER: JBSS3 CUSIP: P59695109
MEETING DATE: 12/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY APSIS CONSULTORIA EMPRESARIAL ISSUER YES FOR FOR
LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTIONS
PROPOSAL #2: RATIFY ACQUISITION OF COMERCIO E ISSUER YES FOR FOR
INDUSTRIA DE MASSAS ALIMENTICIAS MSSA LEVE LTDA.
(PARTICIPACAO SOCIETARIA)
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ELECTION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT FISCAL COUNCIL MEMBER AND ISSUER YES FOR FOR
ALTERNATE
PROPOSAL #6: ELECT DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JBS S.A.
TICKER: JBSS3 CUSIP: P59695109
MEETING DATE: 3/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE AGREEMENT TO ABSORB MOY PARK ISSUER YES FOR FOR
LUX HOLDINGS S.A R.L (MOY PARK LUX)
PROPOSAL #1.2: APPROVE AGREEMENT TO ABSORB FRIBOI ISSUER YES FOR FOR
TRADE EXPORTACAO E IMPORTACAO LTDA. (FRIBOI TRADE)
PROPOSAL #1.3: RATIFY APSIS CONSULTORIA EMPRESARIAL ISSUER YES FOR FOR
LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTIONS
PROPOSAL #1.4: APPROVE INDEPENDENT FIRM'S APPRAISALS ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE ABSORPTION OF MOY PARK LUX ISSUER YES FOR FOR
HOLDINGS S.A R.L (MOY PARK LUX) AND FRIBOI TRADE
EXPORTACAO E IMPORTACAO LTDA. (FRIBOI TRADE)
PROPOSAL #2: RATIFY ELECTION OF NORBERTO FATIO AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JBS S.A.
TICKER: JBSS3 CUSIP: P59695109
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3.1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT JOESLEY MENDOCA BATISTA AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.3: ELECT SERGIO ROBERTO WALDRICH AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.4: ELECT JOSE BATISTA SOBRINHO AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.5: ELECT HUMBERTO JUNQUEIRA DE FARIAS AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.6: ELECT TAREK MOHAMED NOSHY NASR MOHAMED ISSUER YES AGAINST AGAINST
FARAHAT AS DIRECTOR
PROPOSAL #3.7: ELECT CLAUDIA SILVA ARAUJO DE AZEREDO ISSUER YES AGAINST AGAINST
SANTOS AS DIRECTOR
PROPOSAL #3.8: ELECT MAURICIO LUIS LUCHETI AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.9: ELECT NORBERTO FATIO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.10: ELECT WESLEY MENDOCA BATISTA AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.11: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #4.1: FIX NUMBER OF FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT ADRIAN LIMA DA HORA AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER AND ANTONIO DA SILVA BARRETO JUNIOR AS
ALTERNATE
PROPOSAL #4.3: ELECT DEMETRIUS NICHELE MACEI AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND MARCOS GODOY BROGIATO AS
PROPOSAL #4.4: ELECT JOSE PAULO DA SILVA FILHO AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND SANDRO DOMINGUES RAFFAI AS
ALTERNATE
PROPOSAL #4.5: ELECT ERALDO SOARES PECANHA AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER AND FRANCISCO VICENTE SANTANA SILVA
TELLES AS ALTERNATE
PROPOSAL #4.6: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY MINORITY SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JBS S.A.
TICKER: JBSS3 CUSIP: P59695109
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JCDecaux SA
TICKER: DEC CUSIP: F5333N100
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE TREATMENT OF LOSSES AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.56 PER SHARE
PROPOSAL #4: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #5: REELECT JEAN-PIERRE DECAUX AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #6: REELECT PIERRE-ALAIN PARIENTE AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #7: ELECT MARIE-LAURE SAUTY DE CHALON AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #8: ELECT LEILA TURNER AS SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #9: ELECT BENEDICTE HAUTEFORT AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #10: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS IN THE AGGREGATE AMOUNT OF EUR 425,000
PROPOSAL #11: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE MANAGEMENT BOARD AND OF MANAGEMENT BOARD
PROPOSAL #12: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE SUPERVISORY BOARD AND OF SUPERVISORY BOARD
MEMBERS
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-CHARLES DECAUX, CHAIRMAN OF THE MANAGEMENT BOARD
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
GERARD DEGONSE, CHAIRMAN OF THE SUPERVISORY BOARD
PROPOSAL #15: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-FRANCOIS DECAUX, JEAN-SEBASTIEN DECAUX, EMMANUEL
BASTIDE, DAVID BOURG AND DANIEL HOFER, MEMBERS OF
THE MANAGEMENT BOARD
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 2.3 MILLION
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 2.3 MILLION
PROPOSAL #20: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 2.3 MILLION
PROPOSAL #21: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #22: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES AGAINST AGAINST
UP TO EUR 2.3 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #23: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #24: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #25: AUTHORIZE UP TO 4 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #26: AUTHORIZE UP TO 0.5 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #27: AMEND ARTICLE 18 OF BYLAWS RE: ISSUER YES FOR FOR
HEADQUARTERS
PROPOSAL #28: AMEND ARTICLE 21 OF BYLAWS RE: AUDITORS ISSUER YES FOR FOR
PROPOSAL #29: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jeronimo Martins SGPS S.A
TICKER: JMT CUSIP: X40338109
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INDIVIDUAL FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE DISCHARGE OF MANAGEMENT AND ISSUER YES FOR FOR
SUPERVISORY BOARDS
PROPOSAL #5: APPROVE STATEMENT ON REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6.A: APPOINT ERNST & YOUNG AS EXTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #6.B: APPOINT KPMG AS EXTERNAL AUDITOR ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JFE Holdings, Inc.
TICKER: 5411 CUSIP: J2817M100
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR HAYASHIDA, EIJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KAKIGI, KOJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OKADA, SHINICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ODA, NAOSUKE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OSHITA, HAJIME ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MAEDA, MASAFUMI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YOSHIDA, MASAO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YAMAMOTO, MASAMI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR HARA, NOBUYA ISSUER YES FOR FOR
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR SAIKI, ISAO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
PROPOSAL #5: REMOVE DIRECTOR MASAO YOSHIDA FROM SHAREHOLDER YES AGAINST FOR
OFFICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JG Summit Holdings, Inc.
TICKER: JGS CUSIP: Y44425117
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
MEETING OF STOCKHOLDERS HELD ON JUNE 9, 2016
PROPOSAL #2: APPROVE THE FINANCIAL STATEMENTS FOR THE ISSUER YES FOR FOR
PRECEDING YEAR
PROPOSAL #3.1: ELECT JOHN L. GOKONGWEI, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT JAMES L. GO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LANCE Y. GOKONGWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT LILY G. NGOCHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT PATRICK HENRY C. GO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT JOHNSON ROBERT G. GO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.7: ELECT ROBINA GOKONGWEI-PE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT RICARDO J. ROMULO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT CORNELIO T. PERALTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT JOSE T. PARDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT RENATO T. DE GUZMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPOINT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
EXTERNAL AUDITOR
PROPOSAL #5: RATIFY ALL ACTS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND ITS COMMITTEES, OFFICERS, AND
MANAGEMENT SINCE THE LAST ANNUAL MEETING
PROPOSAL #6: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JGC Corp.
TICKER: 1963 CUSIP: J26945105
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2: AMEND ARTICLES TO CHANGE LOCATION OF ISSUER YES FOR FOR
HEAD OFFICE
PROPOSAL #3.1: ELECT DIRECTOR SATO, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KAWANA, KOICHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR ISHIZUKA, TADASHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YAMAZAKI, YUTAKA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR AKABANE, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR FURUTA, EIKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SATO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR SUZUKI, MASANORI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR TERAJIMA, KIYOTAKA ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR ENDO, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR MATSUSHIMA, MASAYUKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jiangling Motors Corp. Ltd
TICKER: 000550 CUSIP: Y4442C112
MEETING DATE: 8/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT XIAO DAWEI AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jiangling Motors Corp. Ltd
TICKER: 000550 CUSIP: Y4442C112
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jiangling Motors Corp. Ltd
TICKER: 000550 CUSIP: Y4442C112
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS
PROPOSAL #6.01: ELECT QIU TIANGAO AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #6.02: ELECT PETER FLEET AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #6.03: ELECT DAVID JOHNSON AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #6.04: ELECT FAN XIN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #6.05: ELECT XIONG CHUNYING AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #6.06: ELECT YUAN MINGXUE AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #7.01: ELECT LI XIANJUN AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #7.02: ELECT LU SONG AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #7.03: ELECT WANG KUN AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #8.01: ELECT ZHU YI AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #8.02: ELECT LIU QING AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #8.03: ELECT ZHANG JIAN AS SUPERVISOR SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jiangsu Expressway Co. Ltd.
TICKER: 177 CUSIP: Y4443L103
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT GU DEJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT WU XINHUA AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jiangsu Expressway Co. Ltd.
TICKER: 00177 CUSIP: Y4443L103
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 FINAL ACCOUNT REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2017 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 FINAL PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN AND FINAL DIVIDEND
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS INTERNAL CONTROL
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF ULTRA-SHORT-TERM ISSUER YES FOR FOR
NOTES
PROPOSAL #10: APPROVE LENDING OF FUNDS RAISED BY THE ISSUER YES FOR FOR
ISSUANCE OF ULTRA-SHORT TERM NOTES
PROPOSAL #11.01: ELECT YAO YONGJIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.01: ELECT CHEN ZHONGYANG AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jiangxi Copper Company Ltd.
TICKER: 358 CUSIP: Y4446C100
MEETING DATE: 7/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CLASS AND PAR VALUE OF SHARES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO THE PROPOSED ISSUANCE OF
A SHARES AND H SHARES
PROPOSAL #1.2: APPROVE METHOD OF ISSUE IN RELATION TO ISSUER YES FOR FOR
THE PROPOSED ISSUANCE OF A SHARES AND H SHARES
PROPOSAL #1.3: APPROVE SUBSCRIBERS IN RELATION TO THE ISSUER YES FOR FOR
PROPOSED ISSUANCE OF A SHARES AND H SHARES
PROPOSAL #1.4: APPROVE METHOD OF SUBSCRIPTION IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED ISSUANCE OF A SHARES AND H
SHARES
PROPOSAL #1.5: APPROVE ISSUE PRICE AND BASIS FOR ISSUER YES FOR FOR
DETERMINING THE ISSUE PRICE IN RELATION TO THE
PROPOSED ISSUANCE OF A SHARES AND H SHARES
PROPOSAL #1.6: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE PROPOSED ISSUANCE OF A SHARES AND
H SHARES
PROPOSAL #1.7: APPROVE LOCK-UP PERIOD AND PLACE OF ISSUER YES FOR FOR
LISTING IN RELATION TO THE PROPOSED ISSUANCE OF A
SHARES AND H SHARES
PROPOSAL #1.8: APPROVE TOTAL FUNDS TO BE RAISED AND ISSUER YES FOR FOR
USED IN RELATION TO THE PROPOSED ISSUANCE OF A SHARES
AND H SHARES
PROPOSAL #1.9: APPROVE DISTRIBUTION OF PROFIT IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED ISSUANCE OF A SHARES AND H
SHARES
PROPOSAL #1.10: APPROVE RELATIONSHIP BETWEEN THE A ISSUER YES FOR FOR
SHARE ISSUE AND THE H SHARE ISSUE
PROPOSAL #1.11: APPROVE VALIDITY PERIOD OF RESOLUTION ISSUER YES �� FOR FOR
IN RELATION TO THE PROPOSED ISSUANCE OF A SHARES AND
H SHARES
PROPOSAL #2: APPROVE EXECUTION OF CONDITIONAL ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENTS AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE PROPOSAL IN RESPECT OF THE NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF A SHARES (REVISED VERSION)
PROPOSAL #4: APPROVE SHARE ISSUANCE CONSTITUTING THE ISSUER YES FOR FOR
CONNECTED TRANSACTIONS
PROPOSAL #5: AUTHORIZE BOARD AND/OR THE BOARD ISSUER YES FOR FOR
COMMITTEE AUTHORIZED BY THE BOARD TO COMPLETE MATTERS
RELATING TO THE SHARE ISSUANCE
PROPOSAL #6: APPROVE FEASIBILITY REPORT ON PROJECTS ISSUER YES FOR FOR
FUNDED BY USE OF PROCEEDS FROM THE NON-PUBLIC
ISSUANCE OF A SHARES (REVISED VERSION)
PROPOSAL #7: APPROVE REMEDIAL MEASURES REGARDING ISSUER YES FOR FOR
DILUTION ON CURRENT RETURNS BY THE NON-PUBLIC SHARE
ISSUANCE (REVISED VERSION)
PROPOSAL #8: APPROVE RELEVANT UNDERTAKINGS IN ISSUER YES FOR FOR
CONNECTION WITH THE REMEDIAL MEASURES IN RELATION TO
DILUTION ON CURRENT RETURNS BY THE NON-PUBLIC SHARE
ISSUANCE
PROPOSAL #9: APPROVE DIVIDEND DISTRIBUTION POLICY AND ISSUER YES FOR FOR
3-YEAR PLAN FOR SHAREHOLDERS' RETURN (2016-2018)
PROPOSAL #10: APPROVE ALL TRANSACTIONS CONTEMPLATED ISSUER YES FOR FOR
UNDER THE A SHARE ISSUE WHICH CONSTITUTE A SPECIAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jiangxi Copper Company Ltd.
TICKER: 358 CUSIP: Y4446C100
MEETING DATE: 7/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SATISFACTION OF THE CONDITIONS ISSUER YES FOR FOR
OF NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.1: APPROVE CLASS AND PAR VALUE OF SHARES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO THE PROPOSED ISSUANCE OF
A SHARES AND H SHARES
PROPOSAL #2.2: APPROVE METHOD OF ISSUE IN RELATION TO ISSUER YES FOR FOR
THE PROPOSED ISSUANCE OF A SHARES AND H SHARES
PROPOSAL #2.3: APPROVE SUBSCRIBERS IN RELATION TO THE ISSUER YES FOR FOR
PROPOSED ISSUANCE OF A SHARES AND H SHARES
PROPOSAL #2.4: APPROVE METHOD OF SUBSCRIPTION IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED ISSUANCE OF A SHARES AND H
SHARES
PROPOSAL #2.5: APPROVE ISSUE PRICE AND BASIS FOR ISSUER YES FOR FOR
DETERMINING THE ISSUE PRICE IN RELATION TO THE
PROPOSED ISSUANCE OF A SHARES AND H SHARES
PROPOSAL #2.6: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE PROPOSED ISSUANCE OF A SHARES AND
H SHARES
PROPOSAL #2.7: APPROVE LOCK-UP PERIOD AND PLACE OF ISSUER YES FOR FOR
LISTING IN RELATION TO THE PROPOSED ISSUANCE OF A
SHARES AND H SHARES
PROPOSAL #2.8: APPROVE TOTAL FUNDS TO BE RAISED AND ISSUER YES FOR FOR
USED IN RELATION TO THE PROPOSED ISSUANCE OF A SHARES
AND H SHARES
PROPOSAL #2.9: APPROVE DISTRIBUTION OF PROFIT IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED ISSUANCE OF A SHARES AND H
SHARES
PROPOSAL #2.10: APPROVE RELATIONSHIP BETWEEN THE A ISSUER YES FOR FOR
SHARE ISSUE AND THE H SHARE ISSUE
PROPOSAL #2.11: APPROVE VALIDITY PERIOD OF RESOLUTION ISSUER YES FOR FOR
IN RELATION TO THE PROPOSED ISSUANCE OF A SHARES AND
H SHARES
PROPOSAL #3: APPROVE EXECUTION OF CONDITIONAL ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENTS AND RELATED TRANSACTIONS
PROPOSAL #4: APPROVE PROPOSAL IN RESPECT OF THE NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF A SHARES (REVISED VERSION)
PROPOSAL #5: APPROVE SHARE ISSUANCE CONSTITUTING THE ISSUER YES FOR FOR
CONNECTED TRANSACTIONS
PROPOSAL #6: AUTHORIZE BOARD AND/OR THE BOARD ISSUER YES FOR FOR
COMMITTEE AUTHORIZED BY THE BOARD TO COMPLETE MATTERS
RELATING TO THE SHARE ISSUANCE
PROPOSAL #7: APPROVE FEASIBILITY REPORT ON PROJECTS ISSUER YES FOR FOR
FUNDED BY USE OF PROCEEDS FROM THE NON-PUBLIC
ISSUANCE OF A SHARES (REVISED VERSION)
PROPOSAL #8: APPROVE REMEDIAL MEASURES REGARDING ISSUER YES FOR FOR
DILUTION ON CURRENT RETURNS BY THE NON-PUBLIC SHARE
ISSUANCE (REVISED VERSION)
PROPOSAL #9: APPROVE RELEVANT UNDERTAKINGS IN ISSUER YES FOR FOR
CONNECTION WITH THE REMEDIAL MEASURES IN RELATION TO
DILUTION ON CURRENT RETURNS BY THE NON-PUBLIC SHARE
ISSUANCE
PROPOSAL #10: APPROVE DIVIDEND DISTRIBUTION POLICY ISSUER YES FOR FOR
AND 3-YEAR PLAN FOR SHAREHOLDERS' RETURN (2016-2018)
PROPOSAL #11: APPROVE ALL TRANSACTIONS CONTEMPLATED ISSUER YES FOR FOR
UNDER THE A SHARE ISSUE WHICH CONSTITUTE A SPECIAL
PROPOSAL #12: APPROVE SATISFACTION OF THE CONDITIONS ISSUER YES FOR FOR
OF THE ISSUANCE OF BONDS
PROPOSAL #13.1: APPROVE NOMINAL VALUE, ISSUE PRICE ISSUER YES FOR FOR
AND SIZE IN RELATION TO THE ISSUANCE OF THE COMPANY
PROPOSAL #13.2: APPROVE TARGET SUBSCRIBERS AND THE ISSUER YES FOR FOR
ARRANGEMENT REGARDING SUBSCRIPTION BY EXISTING
SHAREHOLDERS OF THE COMPANY IN RELATION TO THE
ISSUANCE OF THE COMPANY BONDS
PROPOSAL #13.3: APPROVE TERM AND TYPES OF COMPANY ISSUER YES FOR FOR
BONDS IN RELATION TO THE ISSUANCE OF THE COMPANY
PROPOSAL #13.4: APPROVE INTEREST RATE AND BASIS OF ISSUER YES FOR FOR
DETERMINATION IN RELATION TO THE ISSUANCE OF THE
COMPANY BONDS
PROPOSAL #13.5: APPROVE GUARANTEE IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF THE COMPANY BONDS
PROPOSAL #13.6: APPROVE METHOD OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF THE COMPANY BONDS
PROPOSAL #13.7: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE OF THE COMPANY BONDS
PROPOSAL #13.8: APPROVE MEASURES FOR SAFEGUARDING ISSUER YES FOR FOR
REPAYMENT IN RELATION TO THE ISSUANCE OF THE COMPANY
BONDS
PROPOSAL #13.9: APPROVE PLACE OF LISTING OF COMPANY ISSUER YES FOR FOR
BONDS IN RELATION TO THE ISSUANCE OF THE COMPANY
PROPOSAL #13.10: APPROVE AUTHORIZATION TO THE BOARD ISSUER YES FOR FOR
IN RESPECT OF THE ISSUANCE OF COMPANY BONDS
PROPOSAL #13.11: APPROVE VALIDITY OF THE RESOLUTION ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE OF THE COMPANY BONDS
PROPOSAL #1: APPROVE STATEMENT ON UTILIZATION OF ISSUER YES FOR FOR
PROCEEDS FROM PREVIOUS FUND RAISING
PROPOSAL #2: APPROVE WAIVER OF JIANGXI COPPER ISSUER YES FOR FOR
CORPORATION'S OBLIGATION TO MAKE A GENERAL OFFER OF
THE SECURITIES OF THE COMPANY AS A RESULT OF THE
SHARE ISSUANCE
PROPOSAL #3: APPROVE APPLICATION OF THE WHITEWASH ISSUER YES FOR FOR
WAIVER BY JIANGXI COPPER CORPORATION
PROPOSAL #4: APPROVE RESIGNATION OF LIU FANGYUN AS ISSUER YES FOR FOR
DIRECTOR AND AUTHORIZE ANY ONE EXECUTIVE DIRECTOR TO
SIGN ALL DOCUMENTS, AGREEMENTS AND DO ALL SUCH ACTS
AND THINGS TO GIVE EFFECT TO SUCH MATTERS
PROPOSAL #5: APPROVE RESIGNATION OF GAN CHENGJIU AS ISSUER YES FOR FOR
DIRECTOR AND AUTHORIZE ANY ONE EXECUTIVE DIRECTOR TO
SIGN ALL DOCUMENTS, AGREEMENTS AND DO ALL SUCH ACTS
AND THINGS TO GIVE EFFECT TO SUCH MATTERS
PROPOSAL #6: APPROVE RESIGNATION OF SHI JIALIANG AS ISSUER YES FOR FOR
DIRECTOR AND AUTHORIZE ANY ONE EXECUTIVE DIRECTOR TO
SIGN ALL DOCUMENTS, AGREEMENTS AND DO ALL SUCH ACTS
AND THINGS TO GIVE EFFECT TO SUCH MATTERS
PROPOSAL #7: APPROVE RESIGNATION OF DENG HUI AS ISSUER YES FOR FOR
DIRECTOR AND AUTHORIZE ANY ONE EXECUTIVE DIRECTOR TO
SIGN ALL DOCUMENTS, AGREEMENTS AND DO ALL SUCH ACTS
AND THINGS TO GIVE EFFECT TO SUCH MATTERS
PROPOSAL #8: APPROVE RESIGNATION OF QIU GUANZHOU AS ISSUER YES FOR FOR
DIRECTOR AND AUTHORIZE ANY ONE EXECUTIVE DIRECTOR TO
SIGN ALL DOCUMENTS, AGREEMENTS AND DO ALL SUCH ACTS
AND THINGS TO GIVE EFFECT TO SUCH MATTERS
PROPOSAL #9: APPROVE RESIGNATION OF WU JINXING AS ISSUER YES FOR FOR
SUPERVISOR AND AUTHORIZE ANY ONE EXECUTIVE DIRECTOR
TO SIGN ALL DOCUMENTS, AGREEMENTS AND DO ALL SUCH
ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS
PROPOSAL #10: APPROVE RESIGNATION OF WAN SUJUAN AS ISSUER YES FOR FOR
SUPERVISOR AND AUTHORIZE ANY ONE EXECUTIVE DIRECTOR
TO SIGN ALL DOCUMENTS, AGREEMENTS AND DO ALL SUCH
ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS
PROPOSAL #11.1: ELECT WANG BO AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE ANY ONE EXECUTIVE DIRECTOR TO ENTER INTO
SERVICE CONTRACT WITH HIM ON BEHALF OF THE COMPANY
PROPOSAL #11.2: ELECT WU JINXING AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE ANY ONE EXECUTIVE DIRECTOR TO ENTER INTO
SERVICE CONTRACT WITH HIM ON BEHALF OF THE COMPANY
PROPOSAL #11.3: ELECT WU YUNENG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE ANY ONE EXECUTIVE DIRECTOR TO ENTER INTO
SERVICE CONTRACT WITH HIM ON BEHALF OF THE COMPANY
PROPOSAL #12.1: ELECT SUN CHUANXIAO AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE ANY ONE EXECUTIVE DIRECTOR TO ENTER INTO A
LETTER OF APPOINTMENT WITH HIM ON BEHALF OF THE
PROPOSAL #12.2: ELECT LIU ERFEI AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE ANY ONE EXECUTIVE DIRECTOR TO ENTER INTO A
LETTER OF APPOINTMENT WITH HIM ON BEHALF OF THE
PROPOSAL #13.1: ELECT LIAO SHENGSEN AS SUPERVISOR AND ISSUER YES FOR FOR
AUTHORIZE ANY ONE DIRECTOR TO ENTER INTO SERVICE
CONTRACT OR LETTER OF APPOINTMENT WITH HIM ON BEHALF
OF THE COMPANY
PROPOSAL #13.2: ELECT ZHANG JIANHUA AS SUPERVISOR AND ISSUER YES FOR FOR
AUTHORIZE ANY ONE DIRECTOR TO ENTER INTO SERVICE
CONTRACT OR LETTER OF APPOINTMENT WITH HIM ON BEHALF
OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jiangxi Copper Company Ltd.
TICKER: 358 CUSIP: Y4446C100
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP (SPECIAL GENERAL
PARTNERSHIP) AND DELOITTE TOUCHE TOHMATSU AS DOMESTIC
AND OVERSEAS AUDITORS, RESPECTIVELY AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE RESIGNATION OF ZHANG WEIDONG AS ISSUER YES FOR FOR
DIRECTOR AND AUTHORIZE ANY ONE EXECUTIVE DIRECTOR TO
SIGN ALL DOCUMENTS, AGREEMENTS AND DO ALL SUCH ACTS
AND THINGS TO GIVE EFFECT TO SUCH MATTERS
PROPOSAL #7: ELECT ZHOU DONGHUA AS INDEPENDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION AND DETERMINE THE TERMS OF THE SERVICE
CONTRACT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jindal Steel and Power Ltd
TICKER: JINDALSTEL CUSIP: Y4447P100
MEETING DATE: 7/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVESTMENT OF 1000 MW POWER ISSUER YES FOR FOR
PLANT OF JINDAL POWER LTD. TO JSW ENERGY LTD.
PROPOSAL #2: APPROVE SALE OF 920 MW CAPTIVE POWER ISSUER YES FOR FOR
PLANTS OF THE COMPANY
PROPOSAL #3: CHANGE LOCATION OF REGISTERED OFFICE OF ISSUER YES FOR FOR
THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jindal Steel and Power Ltd
TICKER: JINDALSTEL CUSIP: Y4447P100
MEETING DATE: 8/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: REELECT SHALLU JINDAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: REELECT DINESH KUMAR SARAOGI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE LODHA & CO. AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
JINDAL POWER LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jindal Steel and Power Ltd
TICKER: JINDALSTEL CUSIP: Y4447P100
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF CONVERTIBLE WARRANTS ISSUER YES FOR FOR
ON PREFERENTIAL BASIS TO PROMOTER GROUP
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY SHARES TO ISSUER YES FOR FOR
NALWA STEEL & POWER LIMITED ON PREFERENTIAL BASIS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jinzhou Port Co., Ltd.
TICKER: 900952 CUSIP: Y44469107
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jinzhou Port Co., Ltd.
TICKER: 900952 CUSIP: Y44469107
MEETING DATE: 11/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF RELATED PARTY ISSUER YES FOR FOR
TRANSACTION IN CONNECTION TO ENTRUSTED OPERATION OF
JINGANG GUOMAO RELATED CONTRACT
PROPOSAL #2: APPROVE INCREASE IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMENDMENTS TO ARTICLES OF ASSOCIATION
PROPOSAL #3: ELECT JI SHIKAI AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jinzhou Port Co., Ltd.
TICKER: 900952 CUSIP: Y44469107
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT XU JIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #1.02: ELECT JIA WENJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #1.03: ELECT SUN MINGTAO AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #1.04: ELECT ZHANG HUIQUAN AS NON- SHAREHOLDER YES FOR N/A
INDEPENDENT DIRECTOR
PROPOSAL #1.05: ELECT LIU HUI AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #1.06: ELECT BAO CHENQIN AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #1.07: ELECT ZHANG GUOFENG AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #1.08: ELECT CAI JIAN AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #1.09: ELECT WANG JUNXUAN AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #1.10: ELECT MIAO YAN'AN AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #2.01: ELECT LU YONGKUI AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #2.02: ELECT LI YALIANG AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #2.03: ELECT LIU GE AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #2.04: ELECT JI SHIKAI AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #2.05: ELECT XIA YIN AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #2.06: ELECT LI XINHUA AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #4: APPROVE FORMULATION OF RELATED PARTY ISSUER YES FOR FOR
TRANSACTION MANAGEMENT SYSTEM
PROPOSAL #5: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jinzhou Port Co., Ltd.
TICKER: 900952 CUSIP: Y44469107
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND 2017 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7.01: APPROVE LABOR PROVISION TO CHINA ISSUER YES FOR FOR
NATIONAL PETROLEUM CORPORATION
PROPOSAL #7.02: APPROVE LABOR PROVISION TO JINZHOU ISSUER YES FOR FOR
NEW TIME CONTAINER TERMINAL CO., LTD
PROPOSAL #7.03: APPROVE LABOR PROVISION TO JINZHOU ISSUER YES FOR FOR
CHINA OCEAN SHIPPING TALLY CO., LTD
PROPOSAL #7.04: APPROVE LABOR PROVISION TO LIAONINNG ISSUER YES FOR FOR
SHENHA HONGYUN LOGISTIC JINZHOU CO., LTD
PROPOSAL #7.05: APPROVE PROCUREMENT PROVISION TO ISSUER YES FOR FOR
LIAOGANG LARGE COMMODITY TRADING CO., LTD
PROPOSAL #7.06: APPROVE SALES TO RELATED PARTY: CHINA ISSUER YES FOR FOR
NATIONAL PETROLEUM CORPORATION
PROPOSAL #7.07: APPROVE SALES TO RELATED PARTY: ISSUER YES FOR FOR
JINZHOU PORT STATE-OWNED ASSETS OPERATION MANAGEMENT
CO., LTD
PROPOSAL #7.08: APPROVE SALES TO RELATED PARTY: ISSUER YES FOR FOR
JINZHOU CHINA OCEAN SHIPPING TALLY CO., LTD
PROPOSAL #7.09: APPROVE SALES TO RELATED PARTY: ISSUER YES FOR FOR
ZHONGSI JINZHOU CHEMICAL STORAGE CO., LTD
PROPOSAL #7.10: APPROVE SALES TO RELATED PARTY: ISSUER YES FOR FOR
JINZHOU NEW TIME CONTAINER TERMINAL CO., LTD
PROPOSAL #7.11: APPROVE SALES TO RELATED PARTY: ISSUER YES FOR FOR
LIAONINNG SHENHA HONGYUN LOGISTIC JINZHOU CO., LTD
PROPOSAL #7.12: APPROVE ACCEPTANCE OF LABOR PROVISION ISSUER YES FOR FOR
FROM JINZHOU CHINA OCEAN SHIPPING TALLY CO., LTD
PROPOSAL #7.13: APPROVE ACCEPTANCE OF LABOR PROVISION ISSUER YES FOR FOR
FROM JINZHOU PORT STATE-OWNED ASSETS OPERATION
MANAGEMENT CO., LTD
PROPOSAL #7.14: APPROVE ACCEPTANCE OF LABOR PROVISION ISSUER YES FOR FOR
FROM JINZHOU NEW TIME CONTAINER TERMINAL CO., LTD
PROPOSAL #7.15: APPROVE ACCEPTANCE OF LABOR PROVISION ISSUER YES FOR FOR
FROM LIAONINNG SHENHA HONGYUN LOGISTIC JINZHOU CO.,
PROPOSAL #7.16: APPROVE ACCEPTANCE OF LABOR PROVISION ISSUER YES FOR FOR
FROM CHINA NATIONAL PETROLEUM CORPORATION
PROPOSAL #8: APPROVE CONFIRMATION OF ALLOWANCE ISSUER YES FOR FOR
STANDARD FOR DIRECTORS AND SUPERVISORS
PROPOSAL #9: APPROVE ACQUISITION OF EQUITY BY WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: John Wood Group PLC
TICKER: WG. CUSIP: G9745T118
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT IAN MARCHANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JANN BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT THOMAS BOTTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT MARY SHAFER-MALICKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JEREMY WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ROBIN WATSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DAVID KEMP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT RICHARD HOWSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT JACQUI FERGUSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: John Wood Group PLC
TICKER: WG. CUSIP: G9745T118
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATTERS RELATING TO THE ALL- ISSUER YES FOR FOR
SHARE OFFER BY JOHN WOOD GROUP PLC FOR AMEC FOSTER
WHEELER PLC
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Johnson Electric Holdings Ltd.
TICKER: 179 CUSIP: G5150J157
MEETING DATE: 7/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4a: ELECT YIK-CHUN KOO WANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT PETER STUART ALLENBY EDWARDS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4c: ELECT MICHAEL JOHN ENRIGHT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Johnson Matthey plc
TICKER: JMAT CUSIP: ADPV34060
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT TIM STEVENSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ODILE DESFORGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ALAN FERGUSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ROBERT MACLEOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT COLIN MATTHEWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CHRIS MOTTERSHEAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JOHN WALKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #13: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jollibee Foods Corporation
TICKER: JFC CUSIP: Y4466S100
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON JUNE 26, 2015 AND
SPECIAL STOCKHOLDERS' MEETING HELD ON NOVEMBER 23,
PROPOSAL #5: APPROVE 2015 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND ANNUAL REPORT
PROPOSAL #6: RATIFY ACTIONS BY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
AND OFFICERS OF THE CORPORATION
PROPOSAL #7.1: ELECT TONY TAN CAKTIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT WILLIAM TAN UNTIONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.3: ELECT ERNESTO TANMANTIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT JOSEPH C. TANBUNTIONG AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #7.5: ELECT ANG CHO SIT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.6: ELECT ANTONIO CHUA POE ENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.7: ELECT ARTEMIO V. PANGANIBAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #7.8: ELECT MONICO V. JACOB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.9: ELECT CEZAR P. CONSING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPOINT EXTERNAL AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jollibee Foods Corporation
TICKER: JFC CUSIP: Y4466S100
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE THE MINUTES OF THE LAST ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING
PROPOSAL #5: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND ANNUAL REPORT
PROPOSAL #6: RATIFY ACTIONS BY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
AND OFFICERS OF THE CORPORATION
PROPOSAL #7.1: ELECT TONY TAN CAKTIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT WILLIAM TAN UNTIONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.3: ELECT ERNESTO TANMANTIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT JOSEPH C. TANBUNTIONG AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #7.5: ELECT ANG CHO SIT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.6: ELECT ANTONIO CHUA POE ENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.7: ELECT ARTEMIO V. PANGANIBAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #7.8: ELECT MONICO V. JACOB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.9: ELECT CEZAR P. CONSING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPOINT EXTERNAL AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JSE Ltd
TICKER: JSE CUSIP: S4254A102
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2016
PROPOSAL #2.1: RE-ELECT NONKULULEKO NYEMBEZI-HEITA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: RE-ELECT NICKY NEWTON-KING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT DR MICHAEL JORDAAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: RE-ELECT ANTON BOTHA AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: RE-ELECT ANDILE MAZWAI AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: RE-ELECT NIGEL PAYNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPOINT EY SOUTH AFRICA AS AUDITORS OF ISSUER YES FOR FOR
THE COMPANY
PROPOSAL #4.1: RE-ELECT NIGEL PAYNE AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT ANTON BOTHA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: RE-ELECT DR SURESH KANA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.4: RE-ELECT NOMAVUSO MNXASANA AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE IMPLEMENTATION OF THE ISSUER YES FOR FOR
REMUNERATION POLICY
PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2.1: APPROVE ADJUSTMENTS TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR EMOLUMENTS FOR 2017
PROPOSAL #2.2: APPROVE NON-EXECUTIVE DIRECTOR ISSUER YES FOR FOR
EMOLUMENTS FOR CHAIRMAN AND MEMBERS OF THE GROUP
SOCIAL AND ETHICS COMMITTEE FOR 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JSR Corp.
TICKER: 4185 CUSIP: J2856K106
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2.1: ELECT DIRECTOR KOSHIBA, MITSUNOBU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KAWASAKI, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KAWAHASHI, NOBUO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SHMIZU, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MATSUDA, YUZURU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SUGATA, SHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SEKI, TADAYUKI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MORIWAKI, ISSUER YES FOR FOR
SUMIO
PROPOSAL #4.1: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
DOI, MAKOTO
PROPOSAL #4.2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
CHIBA, AKIRA
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PERFORMANCE-BASED CASH ISSUER YES FOR FOR
COMPENSATION CEILING FOR DIRECTORS
PROPOSAL #7: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JSW Energy Ltd.
TICKER: 533148 CUSIP: Y44677105
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT PRAMOD MENON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE LODHA & CO. AS AUDITORS AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE INCREASE IN INVESTMENT LIMITS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ACQUISITION OF 1,000 MW POWER ISSUER YES FOR FOR
PLANT FROM JINDAL STEEL & POWER LIMITED / JINDAL
POWER LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JSW Steel Ltd.
TICKER: 500228 CUSIP: Y44680109
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ON PREFERENCE SHARES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDEND ON EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #4: REELECT SAJJAN JINDAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
COST AUDITORS
PROPOSAL #7: ELECT MALAY MUKHERJEE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT HAIGREVE KHAITAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
FOREIGN CURRENCY DENOMINATED BONDS
PROPOSAL #12: APPROVE LOANS, GUARANTEES, SECURITIES ISSUER YES AGAINST AGAINST
AND/OR INVESTMENTS IN OTHER BODY CORPORATE
PROPOSAL #13: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JSW Steel Ltd.
TICKER: 500228 CUSIP: Y44680109
MEETING DATE: 12/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION TO REFLECT ISSUER YES FOR FOR
CHANGES IN CAPITAL
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
JSW INTERNATIONAL TRADECORP PTE. LTD., SINGAPORE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JSW Steel Ltd.
TICKER: 500228 CUSIP: Y44680158
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ON REDEEMABLE ISSUER YES FOR FOR
PREFERENCE SHARES
PROPOSAL #3: APPROVE DIVIDENDS ON EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #4: REELECT VINOD NOWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SRBC & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT SETURAMAN MAHALINGAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF SAJJAN JINDAL AS MANAGING DIRECTOR
PROPOSAL #9: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF SESHAGIRI RAO M.V.S. AS JT. MANAGING DIRECTOR &
GROUP CFO
PROPOSAL #10: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF VINOD NOWAL AS DY. MANAGING DIRECTOR
PROPOSAL #11: APPROVE GRANT OF OPTIONS TO WHOLE-TIME ISSUER YES AGAINST AGAINST
DIRECTORS
PROPOSAL #12: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #14: APPROVE ISSUANCE OF FOREIGN CURRENCY ISSUER YES FOR FOR
CONVERTIBLE EQUITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JTEKT Corp.
TICKER: 6473 CUSIP: J2946V104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 21
PROPOSAL #2.1: ELECT DIRECTOR SUDO, SEIICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR AGATA, TETSUO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KAWAKAMI, SEIHO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ISAKA, MASAKAZU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KUME, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MIYAZAKI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KAIJIMA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TAKAHASHI, TOMOKAZU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MATSUMOTO, TAKUMI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MIYATANI, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR OKAMOTO, IWAO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Julius Baer Gruppe AG
TICKER: BAER CUSIP: H4414N103
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 1.20 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 3.8 MILLION
PROPOSAL #4.2.1: APPROVE VARIABLE CASH-BASED ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE FOR FISCAL 2016
IN THE AMOUNT OF CHF 6.1 MILLION
PROPOSAL #4.2.2: APPROVE VARIABLE SHARE-BASED ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE FOR FISCAL 2017
IN THE AMOUNT OF CHF 6.7 MILLION
PROPOSAL #4.2.3: APPROVE MAXIMUM FIXED REMUNERATION ISSUER YES FOR FOR
OF EXECUTIVE COMMITTEE FOR FISCAL 2018 IN THE AMOUNT
OF CHF 5.7 MILLION
PROPOSAL #5.1.1: REELECT DANIEL SAUTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.2: REELECT GILBERT ACHERMANN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1.3: REELECT ANN ALMEIDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.4: REELECT ANDREAS AMSCHWAND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1.5: REELECT HEINRICH BAUMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.6: REELECT PAUL CHOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.7: REELECT CLAIRE GIRAUT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.8: REELECT GARETH PENNY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.9: REELECT CHARLES STONEHILL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT IVO FURRER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT DANIEL SAUTER AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5.4.1: APPOINT ANN ALMEIDA AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #5.4.2: APPOINT GILBERT ACHERMANN AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #5.4.3: APPOINT HEINRICH BAUMANN AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #5.4.4: APPOINT GARETH PENNY AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: DESIGNATE MARC NATER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #8: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jumbo SA
TICKER: BELA CUSIP: X4114P111
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jumbo SA
TICKER: BELA CUSIP: X4114P111
MEETING DATE: 11/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY PREVIOUSLY APPROVED DECISION ON ISSUER YES FOR FOR
DISTRIBUTION OF SPECIAL DIVIDEND
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3a: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3b: APPROVE REMUNERATION OF CERTAIN BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUDITORS AND FIX THEIR ISSUER YES AGAINST AGAINST
REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT DIRECTOR ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Juroku Bank Ltd.
TICKER: 8356 CUSIP: J28709103
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3.5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR MURASE, YUKIO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR IKEDA, NAOKI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR OTA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR HIROSE, KIMIO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR AKIBA, KAZUHITO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SHIRAKI, YUKIYASU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MIZUNO, TOMONORI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR YOSHIDA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR TAKAMATSU, YASUHARU ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
OGAWA, AKITSUYU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JUST EAT plc
TICKER: JE. CUSIP: G5215U106
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT JOHN HUGHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DAVID BUTTRESS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT GWYN BURR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT FREDERIC COOREVITS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANDREW GRIFFITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DIEGO OLIVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT PAUL HARRISON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ROISIN DONNELLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JX Holdings, Inc.
TICKER: 5020 CUSIP: J29699105
MEETING DATE: 12/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE EXCHANGE AGREEMENT WITH ISSUER YES FOR FOR
TONENGENERAL SEKIYU K.K.
PROPOSAL #2: AMEND ARTICLES TO CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR MUTO, JUN ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ONODA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR HIROSE, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MIYATA, YOSHIIKU ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR KUWANO, YOJI ISSUER YES FOR FOR
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR TAKAHASHI, ISSUER YES FOR FOR
NOBUKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JXTG Holdings Inc.
TICKER: 5020 CUSIP: J29699105
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 8
PROPOSAL #2.1: ELECT DIRECTOR KIMURA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR UCHIDA, YUKIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MUTO, JUN ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAWADA, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ONODA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ADACHI, HIROJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OTA, KATSUYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SUGIMORI, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HIROSE, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MIYAKE, SHUNSAKU ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR OI, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR TAGUCHI, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR OTA, HIROKO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR OTSUKA, MUTSUTAKE ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR KONDO, SEIICHI ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR MIYATA, YOSHIIKU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR NAKAJIMA, YUJI ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jyske Bank A/S
TICKER: JYSK CUSIP: K55633117
MEETING DATE: 3/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF DKK 5.25 PER SHARE
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #4a: APPROVE DKK 58.81 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION
PROPOSAL #4b: AMEND ARTICLES RE: APPROVE CREATION OF ISSUER YES FOR FOR
DKK 100 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE
RIGHTS
PROPOSAL #4c: AMEND ARTICLES RE: APPROVE CREATION OF ISSUER YES FOR FOR
DKK 200 MILLION POOL OF CAPITAL WITH PREEMPTIVE
PROPOSAL #4d: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
PROPOSAL #5a: ELECT MEMBERS OF THE COMMITTEE OF ISSUER YES FOR FOR
REPRESENTATIVES
PROPOSAL #5b1: REELECT ANKER NIELSEN AS MEMBER OF THE ISSUER YES FOR FOR
COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b2: REELECT ANNE THIEL FUGLSANG AS MEMBER ISSUER YES FOR FOR
OF THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b3: REELECT BENTE JENSBY AS MEMBER OF THE ISSUER YES FOR FOR
COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b4: REELECT BETINA KÜHN AS MEMBER OF THE ISSUER YES FOR FOR
COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b5: REELECT BIRGITTE SVENNINGSEN AS MEMBER ISSUER YES FOR FOR
OF THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b6: REELECT ERNA PILGAARDAS MEMBER OF THE ISSUER YES FOR FOR
COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b7: REELECT FREDE JENSEN AS MEMBER OF THE ISSUER YES FOR FOR
COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b8: REELECT GERT KRISTENSEN AS MEMBER OF ISSUER YES FOR FOR
THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b9: REELECT GUNNAR LISBY KJÆR AS MEMBER OF ISSUER YES FOR FOR
THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b10: REELECT HANS CHRISTIAN VESTERGAARD AS ISSUER YES FOR FOR
MEMBER OF THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b11: REELECT HEIDI LANGERGAARD KROER AS ISSUER YES FOR FOR
MEMBER OF THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b12: REELECT IB RENÉ LAURSEN AS MEMBER OF ISSUER YES FOR FOR
THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b13: REELECT JAN FELDGAARD LUNDE AS MEMBER ISSUER YES FOR FOR
OF THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b14: REELECT JAN THAARUP AS MEMBER OF THE ISSUER YES FOR FOR
COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b15: REELECT JARL GORRIDSEN AS MEMBER OF ISSUER YES FOR FOR
THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b16: REELECT JENS A. BORUP AS MEMBER OF ISSUER YES FOR FOR
THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b17: REELECT JENS DALSGAARD AS MEMBER OF ISSUER YES FOR FOR
THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b18: REELECT JESPER RASMUSSEN AS MEMBER OF ISSUER YES FOR FOR
THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b19: REELECT JESPER STÆRMOSE ANDERSEN AS ISSUER YES FOR FOR
MEMBER OF THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b20: REELECT JETTE FLEDELIUS ANDERSEN AS ISSUER YES FOR FOR
MEMBER OF THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b21: REELECT JOHN EGEBJERG-JOHANSEN AS ISSUER YES FOR FOR
MEMBER OF THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b22: REELECT JYTTE THØGERSEN AS MEMBER OF ISSUER YES FOR FOR
THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b23: REELECT JØRGEN BOSERUP AS MEMBER OF ISSUER YES FOR FOR
THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b24: REELECT JØRGEN BÆK-MIKKELSEN AS ISSUER YES FOR FOR
MEMBER OF THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b25: REELECT JØRGEN GADE NIELSEN AS MEMBER ISSUER YES FOR FOR
OF THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b26: REELECT KRISTIAN MAY AS MEMBER OF THE ISSUER YES FOR FOR
COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b27: REELECT KURT BLIGAARD PEDERSEN AS ISSUER YES FOR FOR
MEMBER OF THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b28: REELECT LARS SVENNINGSEN AS MEMBER OF ISSUER YES FOR FOR
THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b29: REELECT LENE HAANING AS MEMBER OF THE ISSUER YES FOR FOR
COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b30: REELECT MOGENS POULSEN AS MEMBER OF ISSUER YES FOR FOR
THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b31: REELECT NIELS FOG AS MEMBER OF THE ISSUER YES FOR FOR
COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b32: REELECT OLE BOUET AS MEMBER OF THE ISSUER YES FOR FOR
COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b33: REELECT PALLE MØLDRUP ANDERSEN AS ISSUER YES FOR FOR
MEMBER OF THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b34: REELECT PEDER ASTRUP AS MEMBER OF THE ISSUER YES FOR FOR
COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b35: REELECT POUL DJERNES AS MEMBER OF THE ISSUER YES FOR FOR
COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b36: REELECT RINA ASMUSSEN AS MEMBER OF ISSUER YES FOR FOR
THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b37: REELECT SUSANNE LUND JENSEN AS MEMBER ISSUER YES FOR FOR
OF THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b38: REELECT SØREN WIBHOLM JUST AS MEMBER ISSUER YES FOR FOR
OF THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b39: REELECT TAGE ANDERSEN AS MEMBER OF ISSUER YES FOR FOR
THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b40: REELECT THORBJØRN RISGAARD AS MEMBER ISSUER YES FOR FOR
OF THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b41: REELECT TORBEN LINDBLAD CHRISTENSEN ISSUER YES FOR FOR
AS MEMBER OF THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b42: ELECT GEORG SØRENSEN AS MEMBER OF THE ISSUER YES FOR FOR
COMMITTEE OF REPRESENTATIVES
PROPOSAL #5b43: ELECT PERNILLE KRÆMMERGAARD JENSEN AS ISSUER YES FOR FOR
MEMBER OF THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #6: REELECT PETER SCHLEIDT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE EDITORIAL CHANGES TO ADOPTED ISSUER YES FOR FOR
RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH
DANISH AUTHORITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jyske Bank A/S
TICKER: JYSK CUSIP: K55633117
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE DKK 58.8 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION
PROPOSAL #1.2: APPROVE CREATION OF DKK 100 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #1.3: APPROVE CREATION OF DKK 200 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITH PREEMPTIVE RIGHTS
PROPOSAL #1.4: AUTHORIZE EDITORIAL CHANGES TO ADOPTED ISSUER YES FOR FOR
RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH
DANISH AUTHORITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jyske Bank A/S
TICKER: JYSK CUSIP: K55633117
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPECIAL DIVIDENDS OF DKK 5.60 ISSUER YES FOR FOR
PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: K+S Aktiengesellschaft
TICKER: SDF CUSIP: D48164129
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.30 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY DELOITTE AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #6: ELECT THOMAS KOELBL TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #7.1: AMEND ARTICLES RE: INVITATIONS TO ISSUER YES FOR FOR
GENERAL MEETING
PROPOSAL #7.2: AMEND ARTICLES RE: DECISION-MAKING OF ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7.3: AMEND ARTICLES RE: BOARD MEETINGS AND ISSUER YES FOR FOR
REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kagome Co. Ltd.
TICKER: 2811 CUSIP: J29051109
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NISHI, HIDENORI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERADA, NAOYUKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WATANABE, YOSHIHIDE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MIWA, KATSUYUKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KODAMA, HIROHITO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUMITOMO, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KONDO, SEIICHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HASHIMOTO, TAKAYUKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SATO, HIDEMI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kajima Corp.
TICKER: 1812 CUSIP: J29223120
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 13
PROPOSAL #2.1: ELECT DIRECTOR OSHIMI, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ATSUMI, NAOKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TASHIRO, TAMIHARU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOIZUMI, HIROYOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR UCHIDA, KEN ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR FURUKAWA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SAKANE, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SAITO, KIYOMI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR FUKADA, KOJI ISSUER YES FOR FOR
PROPOSAL #4: AMEND PERFORMANCE-BASED CASH ISSUER YES FOR FOR
COMPENSATION CEILING APPROVED AT 2007 AGM FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kakaku.com Inc
TICKER: 2371 CUSIP: J29258100
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 14
PROPOSAL #2.1: ELECT DIRECTOR HAYASHI, KAORU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TANAKA, MINORU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HATA, SHONOSUKE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUJIWARA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR UEMURA, HAJIME ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YUKI, SHINGO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MURAKAMI, ATSUHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR HAYAKAWA, YOSHIHARU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KONNO, SHIHO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KURETANI, NORIHIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KATO, TOMOHARU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MATSUHASHI, ISSUER YES FOR FOR
KAORI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ITO, ISSUER YES FOR FOR
TETSUO
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kakao Corp.
TICKER: A035720 CUSIP: Y2020U108
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
(ISSUANCE LIMIT ON CLASS SHARE)
PROPOSAL #2.2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
(ISSUANCE OF CLASS SHARE)
PROPOSAL #2.3: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
(PUBLIC OFFERING)
PROPOSAL #2.4: AMEND ARTICLES OF INCORPORATION (BOND ISSUER YES FOR FOR
WITH WARRANTS)
PROPOSAL #2.5: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
(DISTRIBUTION OF PROFITS)
PROPOSAL #2.6: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
(MISCELLANEOUS)
PROPOSAL #3.1: ELECT KIM BEOM-SOO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT SONG JI-HO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT CHO MIN-SIK AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT CHOI JAE-HONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT PIAO YANLI AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT CHO GYU-JIN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT CHO MIN-SIK AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4.2: ELECT CHOI JAE-HONG AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4.3: ELECT CHO GYU-JIN MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #6.1: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
(PREVIOUSLY GRANTED BY BOARD RESOLUTION)
PROPOSAL #6.2: APPROVE STOCK OPTION GRANTS (TO BE ISSUER YES FOR FOR
GRANTED UPON SHAREHOLDER APPROVAL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kakao Corp.
TICKER: A035720 CUSIP: Y2020U108
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONDITIONAL DELISTING OF SHARES ISSUER YES FOR FOR
FROM KOSDAQ AND LISTING ON KOSPI
PROPOSAL #2: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kaken Pharmaceutical Co. Ltd.
TICKER: 4521 CUSIP: J29266103
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 75
PROPOSAL #2.1: ELECT DIRECTOR ONUMA, TETSUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KONISHI, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKAOKA, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WATANABE, FUMIHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HORIUCHI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR IEDA, CHIKARA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ENOMOTO, EIKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TANABE, YOSHIO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR AOYAMA, ISSUER YES FOR FOR
MASANORI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
TAKADA, TSUYOSHI
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kamigumi Co. Ltd.
TICKER: 9364 CUSIP: J29438116
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES TO EFFECTIVELY INCREASE ISSUER YES FOR FOR
AUTHORIZED CAPITAL - REDUCE SHARE TRADING UNIT
PROPOSAL #4.1: ELECT DIRECTOR KUBO, MASAMI ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR FUKAI, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR MAKITA, HIDEO ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR SAEKI, KUNIHARU ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR TAHARA, NORIHITO ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR HORIUCHI, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR ICHIHARA, YOICHIRO ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR MURAKAMI, KATSUMI ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR KOBAYASHI, YASUO ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT DIRECTOR TAMATSUKURI, TOSHIO ISSUER YES FOR FOR
PROPOSAL #4.11: ELECT DIRECTOR BABA, KOICHI ISSUER YES FOR FOR
PROPOSAL #5: APPOINT STATUTORY AUDITOR KURODA, AI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kandenko Co. Ltd.
TICKER: 1942 CUSIP: J29653102
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12
PROPOSAL #2.1: ELECT DIRECTOR ISHIZUKA, MASATAKA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR UCHINO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KASHIWABARA, SHOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KITAYAMA, SHINICHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR GOTO, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SHIMURA, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TAKAOKA, SHIGENORI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TAKAHASHI, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NAGAOKA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR NAKAMA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR NOMURA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR MIZUE, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR MORITO, YOSHIMI ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR YAMAGUCHI, SHUICHI ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR YUKIMURA, TORU ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kaneka Corp.
TICKER: 4118 CUSIP: J2975N106
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUGAWARA, KIMIKAZU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KADOKURA, MAMORU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TANAKA, MINORU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAMETAKA, SHINICHIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IWAZAWA, AKIRA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AMACHI, HIDESUKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ISHIHARA, SHINOBU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FUJII, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NURI, YASUAKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR INOKUCHI, TAKEO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MORI, MAMORU ISSUER YES FOR FOR
PROPOSAL #2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
NAKAHIGASHI, MASAFUMI
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kangwon Land Inc.
TICKER: A035250 CUSIP: Y4581L105
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT SHIN JOO-HO AS NON-INDEPENDENT ISSUER YES AGAINST AGAINST
NON-EXECUTIVE DIRECTOR
PROPOSAL #3.2.1: ELECT CHOI DON-YONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2.2: ELECT HAN IN-GOO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT KIM SANG-IL AS MEMBERS OF AUDIT ISSUER YES AGAINST AGAINST
COMMITTEE
PROPOSAL #4.2: ELECT CHOI DON-YONG AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: ELECT HAN IN-GOO AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kansai Electric Power Co. Inc.
TICKER: 9503 CUSIP: J30169106
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2.1: ELECT DIRECTOR YAGI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IWANE, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TOYOMATSU, HIDEKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAGAWA, JIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR DOI, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MORIMOTO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR INOUE, TOMIO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SUGIMOTO, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YUKAWA, HIDEHIKO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OISHI, TOMIHIKO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SHIMAMOTO, YASUJI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR INOUE, NORIYUKI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR OKIHARA, TAKAMUNE ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR KOBAYASHI, TETSUYA ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR YASHIMA, ISSUER YES FOR FOR
YASUHIRO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR OTSUBO, ISSUER YES FOR FOR
FUMIO
PROPOSAL #4: AMEND ARTICLES TO PHASE OUT USE OF SHAREHOLDER YES AGAINST FOR
NUCLEAR ENERGY AND FOSSIL FUEL ENERGY AND TO PROMOTE
RENEWABLE ENERGY
PROPOSAL #5: AMEND ARTICLES TO REQUIRE DETAILED SHAREHOLDER YES AGAINST FOR
SHAREHOLDER MEETING MINUTES DISCLOSURE
PROPOSAL #6: AMEND ARTICLES TO INTRODUCE PROVISION ON SHAREHOLDER YES AGAINST FOR
CORPORATE SOCIAL RESPONSIBILITY TO PROMOTE
OPERATIONAL SUSTAINABILITY
PROPOSAL #7: AMEND ARTICLES TO INTRODUCE PROVISION ON SHAREHOLDER YES AGAINST FOR
CORPORATE SOCIAL RESPONSIBILITY RELATED TO
INFORMATION DISCLOSURE
PROPOSAL #8: AMEND ARTICLES TO INTRODUCE PROVISION ON SHAREHOLDER YES AGAINST FOR
CORPORATE SOCIAL RESPONSIBILITY RELATED TO HUMAN
RESOURCE DEVELOPMENT AND TECHNOLOGY DEVELOPMENT
PROPOSAL #9: AMEND ARTICLES TO INTRODUCE PROVISION ON SHAREHOLDER YES AGAINST FOR
CORPORATE SOCIAL RESPONSIBILITY RELATED TO ENERGY
SAVING
PROPOSAL #10: APPROVE INCOME ALLOCATION, WITH A FINAL SHAREHOLDER YES AGAINST FOR
DIVIDEND OF JPY 5 HIGHER THAN MANAGEMENT'S DIVIDEND
PROPOSAL
PROPOSAL #11: REMOVE PRESIDENT SHIGEKI IWANE FROM SHAREHOLDER YES AGAINST FOR
OFFICE
PROPOSAL #12: AMEND ARTICLES TO REQUIRE DISCLOSURE OF SHAREHOLDER YES AGAINST FOR
COMPENSATION OF INDIVIDUAL DIRECTORS AND ITS
CALCULATION BASE
PROPOSAL #13: AMEND ARTICLES TO LAUNCH COMMITTEE ON SHAREHOLDER YES AGAINST FOR
PROMOTION OF WORK SUSTAINABILITY
PROPOSAL #14: AMEND ARTICLES TO BAN REPROCESSING OF SHAREHOLDER YES AGAINST FOR
SPENT NUCLEAR FUEL AND ABANDON RECYCLING PROJECTS
PROPOSAL #15: AMEND ARTICLES TO LAUNCH COMMITTEE TO SHAREHOLDER YES AGAINST FOR
REVIEW RISKS ASSOCIATED WITH AGING NUCLEAR PLANTS AND
RESUMPTION OF NUCLEAR OPERATION AFTER LONG-TIME
SUSPENSION
PROPOSAL #16: AMEND ARTICLES TO BAN OPERATION OF SHAREHOLDER YES AGAINST FOR
NUCLEAR POWER GENERATION
PROPOSAL #17: AMEND ARTICLES TO PROMOTE MAXIMUM SHAREHOLDER YES AGAINST FOR
DISCLOSURE TO GAIN CONSUMER TRUST
PROPOSAL #18: AMEND ARTICLES TO REQUIRE DISCLOSURE OF SHAREHOLDER YES AGAINST FOR
COMPENSATION OF INDIVIDUAL DIRECTORS
PROPOSAL #19: AMEND ARTICLES TO ENCOURAGE DISPERSED SHAREHOLDER YES AGAINST FOR
RENEWABLE AND NATURAL GAS POWER
PROPOSAL #20: AMEND ARTICLES TO ENCOURAGE DISPERSED SHAREHOLDER YES AGAINST FOR
RENEWABLE AND NATURAL GAS POWER
PROPOSAL #21: AMEND ARTICLES TO CEASE NUCLEAR SHAREHOLDER YES AGAINST FOR
OPERATIONS AND DECOMMISSION ALL NUCLEAR FACILITIES AS
SOON AS POSSIBLE
PROPOSAL #22: AMEND ARTICLES TO COMMIT TO NURTURE OF SHAREHOLDER YES AGAINST FOR
WORK CLIMATE CONDUCIVE TO IMPROVING QUALITY OF
NUCLEAR SAFETY MECHANISMS THROUGH DEBATE AMONG
PROPOSAL #23: AMEND ARTICLES TO BAN HIRING OR SERVICE SHAREHOLDER YES AGAINST FOR
ON THE BOARD OR AT THE COMPANY BY FORMER GOVERNMENT
OFFICIALS
PROPOSAL #24: AMEND ARTICLES TO REDUCE MAXIMUM BOARD SHAREHOLDER YES AGAINST FOR
SIZE FROM 20 TO 10 AND REQUIRE MAJORITY OUTSIDER
PROPOSAL #25: AMEND ARTICLES TO END RELIANCE ON SHAREHOLDER YES AGAINST FOR
NUCLEAR POWER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kansai Paint Co. Ltd.
TICKER: 4613 CUSIP: J30255129
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 11
PROPOSAL #2: AMEND ARTICLES TO REDUCE DIRECTORS' TERM ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR ISHINO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MORI, KUNISHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TANAKA, MASARU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KAMIKADO, KOJI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR FURUKAWA, HIDENORI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SENO, JUN ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR ASATSUMA, SHINJI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR HARISHCHANDRA MEGHRAJ ISSUER YES FOR FOR
BHARUKA
PROPOSAL #3.9: ELECT DIRECTOR NAKAHARA, SHIGEAKI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR MIYAZAKI, YOKO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR AZUMA, ISSUER YES FOR FOR
SEIICHIRO
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
NAKAI, HIROE
PROPOSAL #6: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
PROPOSAL #7: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kao Corp.
TICKER: 4452 CUSIP: J30642169
MEETING DATE: 3/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 48
PROPOSAL #2.1: ELECT DIRECTOR SAWADA, MICHITAKA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YOSHIDA, KATSUHIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKEUCHI, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HASEBE, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KADONAGA, SONOSUKE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OKU, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NAGIRA, YUKIO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR FUJII, ISSUER YES FOR FOR
KATSUYA
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR AMANO, ISSUER YES FOR FOR
HIDEKI
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KAP Industrial Holdings Ltd.
TICKER: KAP CUSIP: S41361106
MEETING DATE: 11/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY AND APPOINT DIRK STEYN AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #3.1: APPROVE FEES PAYABLE TO INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE CHAIRMAN
PROPOSAL #3.2: APPROVE FEES PAYABLE TO BOARD MEMBERS ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE FEES PAYABLE TO AUDIT AND RISK ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #3.4: APPROVE FEES PAYABLE TO AUDIT AND RISK ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #3.5: APPROVE FEES PAYABLE TO HUMAN ISSUER YES FOR FOR
RESOURCES AND REMUNERATION COMMITTEE CHAIRMAN
PROPOSAL #3.6: APPROVE FEES PAYABLE TO HUMAN ISSUER YES FOR FOR
RESOURCES AND REMUNERATION COMMITTEE MEMBERS
PROPOSAL #3.7: APPROVE FEES PAYABLE TO NOMINATION ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #3.8: APPROVE FEES PAYABLE TO NOMINATION ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #3.9: APPROVE FEES PAYABLE TO SOCIAL AND ISSUER YES FOR FOR
ETHICS COMMITTEE CHAIRMAN
PROPOSAL #3.10: APPROVE FEES PAYABLE TO SOCIAL AND ISSUER YES FOR FOR
ETHICS COMMITTEE MEMBER
PROPOSAL #4.1: RE-ELECT MARKUS JOOSTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: RE-ELECT IPELENG MKHARI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: RE-ELECT DANIE VAN DER MERWE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT FRANS OLIVIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: RE-ELECT STEVE MULLER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #6.2: RE-ELECT SANDILE NOMVETE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #6.3: RE-ELECT PATRICK QUARMBY AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #7: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #8: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS FOR SHARE SCHEME PURPOSES
PROPOSAL #9: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE GENERAL PAYMENT TO SHAREHOLDERS ISSUER YES FOR FOR
FROM THE COMPANY'S SHARE CAPITAL, SHARE PREMIUM AND
RESERVES
PROPOSAL #11: AUTHORISE CREATION AND ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE DEBENTURES, DEBENTURE STOCK OR OTHER
CONVERTIBLE INSTRUMENTS
PROPOSAL #12: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #13: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #14: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #15: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kasikornbank PCL
TICKER: KBANK CUSIP: Y4591R118
MEETING DATE: 4/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE APPROPRIATION OF PROFIT AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT PUNTIP SURATHIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT SUPHAJEE SUTHUMPUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT KATTIYA INDARAVIJAYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT CHANIN DONAVANIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE NAMES AND NUMBER OF DIRECTORS ISSUER YES FOR FOR
WHO HAVE SIGNING AUTHORITY
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE KPMG PHOOMCHAI AUDIT LIMITED AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kawasaki Heavy Industries, Ltd.
TICKER: 7012 CUSIP: J31502107
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 2
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3: AMEND ARTICLES TO UPDATE AUTHORIZED ISSUER YES FOR FOR
CAPITAL TO REFLECT REVERSE STOCK SPLIT - REDUCE SHARE
TRADING UNIT
PROPOSAL #4.1: ELECT DIRECTOR MURAYAMA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR KANEHANA, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR MORITA, YOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR ISHIKAWA, MUNENORI ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR HIDA, KAZUO ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR TOMIDA, KENJI ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR KUYAMA, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR OTA, KAZUO ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR OGAWARA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT DIRECTOR WATANABE, TATSUYA ISSUER YES FOR FOR
PROPOSAL #4.11: ELECT DIRECTOR YONEDA, MICHIO ISSUER YES FOR FOR
PROPOSAL #4.12: ELECT DIRECTOR YAMAMOTO, KATSUYA ISSUER YES FOR FOR
PROPOSAL #5.1: APPOINT STATUTORY AUDITOR KODERA, ISSUER YES FOR FOR
SATORU
PROPOSAL #5.2: APPOINT STATUTORY AUDITOR ISHII, ISSUER YES FOR FOR
ATSUKO
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kawasaki Kisen Kaisha Ltd.
TICKER: 9107 CUSIP: J31588114
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #2.1: ELECT DIRECTOR ASAKURA, JIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MURAKAMI, EIZO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SUZUKI, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR AOKI, HIROMICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YAMAUCHI, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MYOCHIN, YUKIKAZU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OKABE, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TANAKA, SEIICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HOSOMIZO, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
TOMODA, KEIJI
PROPOSAL #3.2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
SHIOKAWA, JUNKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KB Financial Group Inc.
TICKER: A105560 CUSIP: 48241A105
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3a: ELECT LEE HONG AS NON-INDEPENDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3b: ELECT CHOI YOUNG-HWI AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: ELECT YOO SUK-RYUL AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT LEE BYUNG-NAM AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT PARK JAE-HA AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT KIM EUNICE KYONGHEE AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3g: ELECT STUART B. SOLOMON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT HAN JONG-SOO AS DIRECTOR TO SERVE ISSUER YES FOR FOR
AS AUDIT COMMITTEE MEMBER
PROPOSAL #5a: ELECT YOO SUK-RYUL AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5b: ELECT PARK JAE-HA AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5c: ELECT KIM EUNICE KYONGHEE AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KB Financial Group Inc.
TICKER: A105560 CUSIP: Y46007103
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LEE HONG AS NON-INDEPENDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.2: ELECT CHOI YOUNG-HWI AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT YOO SUK-RYUL AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT LEE BYUNG-NAM AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT PARK JAE-HA AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT KIM EUNICE KYONGHEE AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.7: ELECT STUART B. SOLOMON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT HAN JONG-SOO AS DIRECTOR TO SERVE ISSUER YES FOR FOR
AS AUDIT COMMITTEE MEMBER
PROPOSAL #5.1: ELECT YOO SUK-RYUL AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5.2: ELECT PARK JAE-HA AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5.3: ELECT KIM EUNICE KYONGHEE AS MEMBERS ISSUER YES FOR FOR
OF AUDIT COMMITTEE
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KBC Groep NV
TICKER: KBC CUSIP: B5337G162
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #9a: APPROVE COOPTATION AND ELECT KATELIJN ISSUER YES FOR FOR
CALLEWAERT AS DIRECTOR
PROPOSAL #9b: APPROVE COOPTATION AND ELECT MATTHIEU ISSUER YES FOR FOR
VANHOVE AS DIRECTOR
PROPOSAL #9c: APPROVE COOPTATION AND ELECT WALTER ISSUER YES FOR FOR
NONNEMAN AS DIRECTOR
PROPOSAL #9d: REELECT PHILIPPE VLERICK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9e: ELECT HENDRIK SCHEERLINCK AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KCC Corp.
TICKER: A002380 CUSIP: Y45945105
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TWO OUTSIDE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT TWO MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KDDI Corporation
TICKER: 9433 CUSIP: J31843105
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 45
PROPOSAL #2.1: ELECT DIRECTOR ONODERA, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TANAKA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MOROZUMI, HIROFUMI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKAHASHI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ISHIKAWA, YUZO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR UCHIDA, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SHOJI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MURAMOTO, SHINICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MORI, KEIICHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR YAMAGUCHI, GORO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KODAIRA, NOBUYORI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR FUKUKAWA, SHINJI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR TANABE, KUNIKO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR NEMOTO, YOSHIAKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Keihan Holdings Co.,Ltd.
TICKER: 9045 CUSIP: J31975121
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3
PROPOSAL #2: AMEND ARTICLES TO ABOLISH BOARD ISSUER YES FOR FOR
STRUCTURE WITH STATUTORY AUDITORS - ADOPT BOARD
STRUCTURE WITH AUDIT COMMITTEE - AMEND PROVISIONS ON
NUMBER OF DIRECTORS - AUTHORIZE DIRECTORS TO EXECUTE
DAY TO DAY OPERATIONS WITHOUT FULL BOARD APPROVAL
PROPOSAL #3.1: ELECT DIRECTOR KATO, YOSHIFUMI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MIURA, TATSUYA ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR NAKANO, MICHIO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR UENO, MASAYA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR INACHI, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR ISHIMARU, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR TSUKUDA, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR KITA, SHUJI ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NAGAHAMA, TETSUO
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NAKATANI, MASAKAZU
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER UMEZAKI, HISASHI
PROPOSAL #4.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TAHARA, NOBUYUKI
PROPOSAL #4.5: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KUSAO, KOICHI
PROPOSAL #5: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER FUKUDA, TADASHI
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #7: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
PROPOSAL #8: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Keikyu Corp
TICKER: 9006 CUSIP: J3217R103
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3.5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR ISHIWATA, TSUNEO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR HARADA, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR OGURA, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MICHIHIRA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR HIROKAWA, YUICHIRO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR HONDA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR TAKEDA, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR SASAKI, KENJI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR TOMONAGA, MICHIKO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR HIRAI, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR UENO, KENRYO ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR OGA, SHOSUKE ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR URABE, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR WATANABE, SHIZUYOSHI ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR KAWAMATA, YUKIHIRO ISSUER YES FOR FOR
PROPOSAL #3.16: ELECT DIRECTOR SATO, KENJI ISSUER YES FOR FOR
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ISSUER: Keio Corp
TICKER: 9008 CUSIP: J32190126
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 4.5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR NAGATA, TADASHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KOMURA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TAKAHASHI, TAIZO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MARUYAMA, SO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR NAKAOKA, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR ITO, SHUNJI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KOSHIMIZU, YOTARO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR NAKAJIMA, KAZUNARI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR MINAMI, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR TAKAHASHI, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR FURUICHI, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR KAWASUGI, NORIAKI ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR YAMAMOTO, MAMORU ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR KOMADA, ICHIRO ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR KAWASE, AKINOBU ISSUER YES FOR FOR
PROPOSAL #3.16: ELECT DIRECTOR YASUKI, KUNIHIKO ISSUER YES FOR FOR
PROPOSAL #3.17: ELECT DIRECTOR SAKURAI, TOSHIKI ISSUER YES FOR FOR
PROPOSAL #3.18: ELECT DIRECTOR TERADA, YUICHIRO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Keisei Electric Railway
TICKER: 9009 CUSIP: J32233108
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 8
PROPOSAL #2.1: ELECT DIRECTOR SAIGUSA, NORIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HIRATA, KENICHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KOBAYASHI, TOSHIYA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MATSUKAMI, EIICHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SAITO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KATO, MASAYA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SHINOZAKI, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MIYAJIMA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SERIZAWA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KAWASUMI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR TOSHIMA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR AKAI, FUMIYA ISSUER YES AGAINST AGAINST
PROPOSAL #2.13: ELECT DIRECTOR FURUKAWA, YASUNOBU ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR MASHIMO, YUKIHITO ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR AMANO, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR MUROYA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MURAOKA, ISSUER YES FOR FOR
TAKASHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Keiyo Bank Ltd.
TICKER: 8544 CUSIP: J05754106
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 5.5
PROPOSAL #2.1: ELECT DIRECTOR KUMAGAI, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OSHIMA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KIMIZUKA, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SAKASAI, TETSUYA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR AKIYAMA, KATSUSADA ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KEPCO Engineering & Construction Co. Inc.
TICKER: A052690 CUSIP: Y4611U109
MEETING DATE: 10/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KEPCO Engineering & Construction Co. Inc.
TICKER: A052690 CUSIP: Y4611U109
MEETING DATE: 1/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PARK JAE-HYUN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KEPCO Engineering & Construction Co. Inc.
TICKER: A052690 CUSIP: Y4611U109
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KEPCO Plant Service & Engineering Co. Ltd.
TICKER: A051600 CUSIP: Y4481N102
MEETING DATE: 7/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT NOH GEON-GI AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KEPCO Plant Service & Engineering Co. Ltd.
TICKER: A051600 CUSIP: Y4481N102
MEETING DATE: 1/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT KANG JAE-YEOL AS CEO ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT KIM JOONG-SIK AS CEO ISSUER NO N/A N/A
PROPOSAL #1.3: ELECT JUNG EUI-HEON AS CEO ISSUER YES FOR N/A
PROPOSAL #2: ELECT KIM SUNG-YEOL AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KEPCO Plant Service & Engineering Co. Ltd.
TICKER: A051600 CUSIP: Y4481N102
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT PARK JEONG-SOO AS INSIDE ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.2: ELECT CHO CHEOL AS INSIDE DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.3: ELECT HWANG SEONG-MOK AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT KIM DONG-WOOK AS OUTSIDE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.2: ELECT KIM HYEON-TAE AS OUTSIDE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.3: ELECT KIM HO-YONG AS OUTSIDE DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.4: ELECT LEE GYEONG-MAN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT LEE SANG-BOK AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT JANG MI-HYE AS OUTSIDE DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.7: ELECT CHOI WON-MOK AS OUTSIDE DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.8: ELECT HA YOON-HUI AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT HAN BYEONG-MOON AS OUTSIDE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Keppel Corporation Limited
TICKER: BN4 CUSIP: Y4722Z120
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT TILL VESTRING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT DANNY TEOH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT TOW HENG TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #10: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kering
TICKER: KER CUSIP: F5433L103
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 4.60 PER SHARE
PROPOSAL #4: REELECT FRANCOIS-HENRI PINAULT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: REELECT JEAN-FRANCOIS PALUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT PATRICIA BARBIZET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT BAUDOUIN PROT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
EXECUTIVE OFFICERS
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FRANCOIS-HENRI PINAULT, CEO
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-FRANCOIS PALUS, VICE-CEO
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 200 MILLION
PROPOSAL #14: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 200 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #15: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 50 MILLION
PROPOSAL #16: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR RESERVED FOR QUALIFIED INVESTORS OR
RESTRICTED NUMBER OF INVESTORS, UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 50 MILLION
PROPOSAL #17: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
5 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS UNDER ITEMS
15 AND 16
PROPOSAL #18: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 13 AND 15-
PROPOSAL #19: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #20: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #21: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
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ISSUER: Kerry Group plc
TICKER: KRZ CUSIP: G52416107
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: RE-ELECT GERRY BEHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: RE-ELECT DR HUGH BRADY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: RE-ELECT DR KARIN DORREPAAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: RE-ELECT MICHAEL DOWLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: RE-ELECT JOAN GARAHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: RE-ELECT FLOR HEALY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3g: RE-ELECT JAMES KENNY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3h: RE-ELECT STAN MCCARTHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3i: RE-ELECT BRIAN MEHIGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3j: RE-ELECT TOM MORAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3k: RE-ELECT PHILIP TOOMEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #7: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #8: AUTHORISE MARKET PURCHASE OF A ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kerry Logistics Network Ltd
TICKER: 636 CUSIP: G52418103
MEETING DATE: 5/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT YEO GEORGE YONG-BOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT WAN KAM TO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT YEO PHILIP LIAT KOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kerry Properties Limited
TICKER: 683 CUSIP: G52440107
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT HO SHUT KAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT BRYAN PALLOP GAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT KU MOON LUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kesko Oyj
TICKER: KESKOB CUSIP: X44874109
MEETING DATE: 4/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #8: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.00 PER SHARE
PROPOSAL #10: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 80,000 FOR CHAIRMAN; EUR 50,000 FOR
VICE CHAIRMAN, AND EUR 37,000 FOR OTHER DIRECTORS;
APPROVE MEETING FEES; APPROVE REMUNERATION FOR
PROPOSAL #12: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: APPROVE CHARITABLE DONATIONS OF UP TO ISSUER YES FOR FOR
EUR 300,000
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kewpie Corporation
TICKER: 2809 CUSIP: J33097106
MEETING DATE: 2/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR NAKASHIMA, AMANE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR FURUTACHI, MASAFUMI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KATSUYAMA, TADAAKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR INOUE, NOBUO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR CHONAN, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SAITO, KENGO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TAKEMURA, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR HEMMI, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SATO, SEIYA ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR HAMACHIYO, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR UCHIDA, KAZUNARI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR URUSHI, SHIHOKO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISPOSAL OF TREASURY SHARES FOR ISSUER YES AGAINST AGAINST
A PRIVATE PLACEMENT
PROPOSAL #5: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Keyence Corp.
TICKER: 6861 CUSIP: J32491102
MEETING DATE: 9/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 50
PROPOSAL #2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
TAKEDA, HIDEHIKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Keyence Corp.
TICKER: 6861 CUSIP: J32491102
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 75
PROPOSAL #2: AMEND ARTICLES TO AUTHORIZE PUBLIC ISSUER YES FOR FOR
ANNOUNCEMENTS IN ELECTRONIC FORMAT
PROPOSAL #3.1: ELECT DIRECTOR TAKIZAKI, TAKEMITSU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR YAMAMOTO, AKINORI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KIMURA, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KIMURA, KEIICHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR IDENO, TOMOHIDE ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR YAMAGUCHI, AKIJI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KANZAWA, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR FUJIMOTO, MASATO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR TANABE, YOICHI ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
YAMAMOTO, MASAHARU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KGHM Polska Miedz S.A.
TICKER: KGH CUSIP: X45213109
MEETING DATE: 12/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5.1: RECALL SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #5.2: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #6: APPROVE REMUNERATION POLICY FOR SHAREHOLDER YES AGAINST N/A
MANAGEMENT BOARD MEMBERS
PROPOSAL #7: APPROVE REMUNERATION POLICY FOR SHAREHOLDER YES AGAINST N/A
SUPERVISORY BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KGHM Polska Miedz S.A.
TICKER: KGH CUSIP: X45213109
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #10.3: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S AND GROUP'S OPERATIONS
PROPOSAL #10.4: APPROVE TREATMENT OF NET LOSS ISSUER YES FOR FOR
PROPOSAL #10.5: APPROVE DIVIDENDS OF PLN 1 PER SHARE ISSUER YES FOR FOR
PROPOSAL #11.1a: APPROVE DISCHARGE OF MIROSLAW ISSUER YES FOR FOR
BLINSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #11.1b: APPROVE DISCHARGE OF MARCIN ISSUER YES AGAINST AGAINST
CHMIELEWSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #11.1c: APPROVE DISCHARGE OF RADOSLAW ISSUER YES FOR FOR
DOMAGALSKI-LABEDZKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #11.1d: APPROVE DISCHARGE OF MICHAL JEZIORO ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.1e: APPROVE DISCHARGE OF JACEK KARDELA ISSUER YES AGAINST AGAINST
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.1f: APPROVE DISCHARGE OF MIROSLAW ISSUER YES FOR FOR
LASKOWSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #11.1g: APPROVE DISCHARGE OF JACEK RAWECKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.1h: APPROVE DISCHARGE OF JAROSLAW ISSUER YES AGAINST AGAINST
ROMANOWSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #11.1i: APPROVE DISCHARGE OF KRZYSZTOF SKORA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.1j: APPROVE DISCHARGE OF STEFAN ISSUER YES FOR FOR
SWIATKOWSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #11.1k: APPROVE DISCHARGE OF PIOTR WALCZAK ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.1l: APPROVE DISCHARGE OF HERBERT WIRTH ISSUER YES AGAINST AGAINST
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.2a: APPROVE DISCHARGE OF RADOSLAW ISSUER YES FOR FOR
BARSZCZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2b: APPROVE DISCHARGE OF TOMASZ CYRAN ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2c: APPROVE DISCHARGE OF MICHAL CZARNIK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2d: APPROVE DISCHARGE OF JOZEF ISSUER YES FOR FOR
CZYCZERSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2e: APPROVE DISCHARGE OF STANISLAW ISSUER YES FOR FOR
FIEDOR (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2f: APPROVE DISCHARGE OF CEZARY GODZIUK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2g: APPROVE DISCHARGE OF LESZEK HAJDACKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2h: APPROVE DISCHARGE OF DOMINIK HUNK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2i: APPROVE DISCHARGE OF ANDRZEJ KIDYBA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2j: APPROVE DISCHARGE OF MARCIN MORYN ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2k: APPROVE DISCHARGE OF WOJCIECH ISSUER YES FOR FOR
MYSLECKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2l: APPROVE DISCHARGE OF MAREK PIETRZAK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2m: APPROVE DISCHARGE OF JACEK POSWIATA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2n: APPROVE DISCHARGE OF MILOSZ ISSUER YES FOR FOR
STANISLAWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2o: APPROVE DISCHARGE OF BOGUSLAW SZAREK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2p: APPROVE DISCHARGE OF BARBARA ISSUER YES FOR FOR
WERTELECKA-KWATER (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2r: APPROVE DISCHARGE OF AGNIESZKA ISSUER YES FOR FOR
WINNIK-KALEMBA (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.2s: APPROVE DISCHARGE OF JAROSLAW ISSUER YES FOR FOR
WITKOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.1: AMEND STATUTE RE: EDITORIAL AMENDMENT SHAREHOLDER YES AGAINST N/A
PROPOSAL #12.2: AMEND STATUTE RE: MANAGEMENT BOARD SHAREHOLDER YES AGAINST N/A
PROPOSAL #12.3: AMEND STATUTE RE: SUPERVISORY BOARD SHAREHOLDER YES AGAINST N/A
PROPOSAL #12.4: AMEND STATUTE RE: GENERAL MEETING SHAREHOLDER YES AGAINST N/A
PROPOSAL #12.5: AMEND STATUTE RE: DISPOSAL OF COMPANY SHAREHOLDER YES AGAINST N/A
ASSETS
PROPOSAL #12.6: AMEND STATUTE RE: MANAGEMENT BOARD SHAREHOLDER YES AGAINST N/A
PROPOSAL #13.1: APPROVE DISPOSAL OF COMPANY'S ASSETS SHAREHOLDER YES AGAINST N/A
PROPOSAL #13.2: APPROVE REGULATIONS ON AGREEMENTS FOR SHAREHOLDER YES AGAINST N/A
LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS
SERVICES, AND SOCIAL COMMUNICATION SERVICES
PROPOSAL #13.3: APPROVE REGULATIONS ON AGREEMENTS FOR SHAREHOLDER YES AGAINST N/A
DONATIONS, DEBT EXEMPTIONS, AND SIMILAR AGREEMENTS
PROPOSAL #13.4: APPROVE REGULATIONS ON DISPOSAL OF SHAREHOLDER YES AGAINST N/A
ASSETS
PROPOSAL #13.5: APPROVE OBLIGATION OF PUBLICATION OF SHAREHOLDER YES AGAINST N/A
STATEMENTS ON EXPENSES RELATED TO REPRESENTATION,
LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS
SERVICES, SOCIAL COMMUNICATION SERVICES, AND
MANAGEMENT ADVISORY SERVICES
PROPOSAL #13.6: APPROVE REQUIREMENTS FOR CANDIDATES SHAREHOLDER YES AGAINST N/A
TO MANAGEMENT BOARD
PROPOSAL #13.7: APPROVE REGULATIONS ON ELECTION AND SHAREHOLDER YES AGAINST N/A
RECRUITMENT PROCESS OF MANAGEMENT BOARD MEMBERS
PROPOSAL #13.8: APPROVE FULFILMENT OF OBLIGATIONS SHAREHOLDER YES AGAINST N/A
FROM ARTICLES 17.7, 18.2, 20, AND 23 OF ACT ON STATE
PROPERTY MANAGEMENT
PROPOSAL #14: AMEND DEC. 7, 2016, EGM, RESOLUTION RE: SHAREHOLDER YES AGAINST N/A
REMUNERATION POLICY FOR MANAGEMENT BOARD MEMBERS
PROPOSAL #15: AMEND DEC. 7, 2016, EGM, RESOLUTION RE: SHAREHOLDER YES AGAINST N/A
REMUNERATION POLICY FOR SUPERVISORY BOARD MEMBERS
PROPOSAL #16.1: RECALL SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #16.2: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kia Motors Corp.
TICKER: A000270 CUSIP: Y47601102
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT ONE INSIDE DIRECTOR AND TWO ISSUER YES FOR FOR
OUTSIDE DIRECTORS
PROPOSAL #3: ELECT TWO MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kikkoman Corp.
TICKER: 2801 CUSIP: J32620106
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 18
PROPOSAL #2.1: ELECT DIRECTOR MOGI, YUZABURO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HORIKIRI, NORIAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAMAZAKI, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SHIMADA, MASANAO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NAKANO, SHOZABURO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SHIMIZU, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MOGI, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR FUKUI, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR OZAKI, MAMORU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR INOKUCHI, TAKEO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KOGO, MOTOHIKO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
ENDO, KAZUYOSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kinden Corp.
TICKER: 1944 CUSIP: J33093105
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 14
PROPOSAL #2: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR IKOMA, MASAO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MAEDA, YUKIKAZU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KAWAGUCHI, MITSUNORI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR URASHIMA, SUMIO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR ISHIDA, KOJI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR ONISHI, YOSHIO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MORIMOTO, MASATAKE ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR KOBAYASHI, KENJI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR TANIGAKI, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR AMISAKI, MASAYA ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR HAYASHI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR YOSHIDA, HARUNORI ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR TORIYAMA, HANROKU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kingboard Chemical Holdings Ltd
TICKER: 148 CUSIP: G52562140
MEETING DATE: 5/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3A: ELECT CHEUNG KWONG KWAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3B: ELECT HO YIN SANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3C: ELECT CHEUNG WAI LIN, STEPHANIE AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3D: ELECT CHONG KIN KI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3E: ELECT LEUNG TAI CHIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: ADOPT KINGBOARD LAMINATES HOLDINGS ISSUER YES FOR FOR
LIMITED'S SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kingboard Laminates Holdings Ltd.
TICKER: 1888 CUSIP: G5257K107
MEETING DATE: 12/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NEW KBL/HALLGAIN SUPPLY ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2: APPROVE NEW KBL/KBC MATERIAL PURCHASE ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #3: APPROVE NEW KBL/KBC SUPPLY AND SERVICE ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kingboard Laminates Holdings Ltd.
TICKER: 1888 CUSIP: G5257K107
MEETING DATE: 5/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3A: ELECT CHEUNG KWOK WA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT CHEUNG KA HO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT LIU MIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: ELECT LEUNG TAI CHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: ADOPT NEW SHARE OPTION SCHEME ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kingfisher plc
TICKER: KGF CUSIP: G5256E441
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT ANDY COSSLETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ANDREW BONFIELD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT PASCAL CAGNI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT CLARE CHAPMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANDERS DAHLVIG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT RAKHI GOSS-CUSTARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT VERONIQUE LAURY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT MARK SELIGMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT KAREN WITTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #20: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kingsoft Corporation Ltd.
TICKER: 3888 CUSIP: G5264Y108
MEETING DATE: 12/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FRAMEWORK AGREEMENT, PROPOSED ISSUER YES FOR FOR
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE AMENDMENTS TO THE TERMS OF ISSUER YES FOR FOR
SEASUN SHARE OPTION SCHEME
PROPOSAL #3: APPROVE AMENDMENTS TO THE TERMS OF ISSUER YES FOR FOR
KINGSOFT CLOUD SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kingsoft Corporation Ltd.
TICKER: 3888 CUSIP: G5264Y108
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT JUN LEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT PAK KWAN KAU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT SHUN TAK WONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: AMEND SHARE OPTION SCHEME OF SEASUN ISSUER YES FOR FOR
HOLDINGS LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kingspan Group plc
TICKER: KRX CUSIP: G52654103
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4a: RE-ELECT EUGENE MURTAGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: RE-ELECT GENE MURTAGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: RE-ELECT GEOFF DOHERTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4d: RE-ELECT RUSSELL SHIELS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4e: RE-ELECT PETER WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4f: RE-ELECT GILBERT MCCARTHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4g: RE-ELECT HELEN KIRKPATRICK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4h: RE-ELECT LINDA HICKEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4i: RE-ELECT MICHAEL CAWLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4j: RE-ELECT JOHN CRONIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4k: RE-ELECT BRUCE MCLENNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: APPROVE INCREASE IN AUTHORISED SHARE ISSUER YES FOR FOR
CAPITAL AND AMEND MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION
PROPOSAL #7: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #10: AUTHORISE MARKET PURCHASE OF SHARES ISSUER YES FOR FOR
PROPOSAL #11: AUTHORISE REISSUANCE OF TREASURY SHARES ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #13: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kingston Financial Group Ltd.
TICKER: 1031 CUSIP: G5266H103
MEETING DATE: 8/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHU YUET WAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHU, KINGSTON CHUN HO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT YU PETER PAK YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE BDO LIMITED AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kingston Financial Group Ltd.
TICKER: 1031 CUSIP: G5266H103
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2017 CHU & LI'S FAMILY FINANCIAL ISSUER YES FOR FOR
SERVICES AGREEMENT, ANNUAL CAPS AND RELATED
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kintetsu Group Holdings Co., Ltd.
TICKER: 9041 CUSIP: J33136128
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR KOBAYASHI, TETSUYA ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR YOSHIDA, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR YASUMOTO, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MORISHIMA, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KURAHASHI, TAKAHISA ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SHIRAKAWA, MASAAKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR YONEDA, AKIMASA ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR MURAI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR WAKAI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR WADABAYASHI, ISSUER YES FOR FOR
MICHIYOSHI
PROPOSAL #3.11: ELECT DIRECTOR OKAMOTO, KUNIE ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR ARAKI, MIKIO ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR UEDA, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR MURATA, RYUICHI ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR FUTAMURA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.16: ELECT DIRECTOR YOSHIMOTO, ISAO ISSUER YES FOR FOR
PROPOSAL #3.17: ELECT DIRECTOR MIYAKE, SADAYUKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KION GROUP AG
TICKER: KGX CUSIP: D4S14D103
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.80 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY DELOITTE AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #6.1: ELECT BIRGIT BEHRENDT TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.2: ELECT ALEXANDER DIBELIUS TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.3: ELECT JOHN FELDMANN TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.4: ELECT JIANG KUI TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.5: ELECT CHRISTINA REUTER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.6: ELECT HANS PETER RING TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.7: ELECT TAN XUGUANG TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.8: ELECT XU PING TO THE SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #9: APPROVE CREATION OF EUR 10.9 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 1 BILLION; APPROVE CREATION OF EUR 10.9 MILLION
POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #11: AMEND CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE MERGER BY ABSORPTION OF KION ISSUER YES FOR FOR
HOLDING 2 GMBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kirin Holdings Co., Ltd.
TICKER: 2503 CUSIP: 497350108
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2.1: ELECT DIRECTOR ISOZAKI, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NISHIMURA, KEISUKE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ITO, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MIYOSHI, TOSHIYA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ISHII, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ARIMA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ARAKAWA, SHOSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR IWATA, KIMIE ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NAGAYASU, KATSUNORI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE COMPENSATION CEILINGS FOR ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
PROPOSAL #5: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kissei Pharmaceutical Co. Ltd.
TICKER: 4547 CUSIP: J33652108
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 23
PROPOSAL #2: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kiwi Property Group Ltd
TICKER: KPG CUSIP: Q5349C104
MEETING DATE: 7/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JANE FREEMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT MARY JANE DALY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE AUDITORS
PROPOSAL #4: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Klabin S.A.
TICKER: KLBN4 CUSIP: P60933135
MEETING DATE: 3/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ABSORPTION OF EMBALPLAN ISSUER YES FOR FOR
INDUSTRIA E COMERCIO DE EMBALAGENS S.A.
PROPOSAL #2: APPROVE AGREEMENT TO ABSORB EMBALPLAN ISSUER YES FOR FOR
INDUSTRIA E COMERCIO DE EMBALAGENS S.A.
PROPOSAL #3: RATIFY APSIS CONSULTORIA EMPRESARIAL ISSUER YES FOR FOR
LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTION
PROPOSAL #4: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ACTIONS CARRIED OUT BY COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Klabin S.A.
TICKER: KLBN4 CUSIP: P60933135
MEETING DATE: 3/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY CAPITAL INCREASE RE: EXERCISE OF ISSUER YES FOR FOR
WARRANTS
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Klabin S.A.
TICKER: KLBN4 CUSIP: P60933135
MEETING DATE: 3/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #3.2: ELECT DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS ISSUER YES ABSTAIN AGAINST
PROPOSAL #5.1: ELECT WOLFGANG EBERHARD ROHRBACH AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER APPOINTED BY MINORITY
PROPOSAL #5.2: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY PREFERRED SHAREHOLDER
PROPOSAL #6: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Klabin S.A.
TICKER: KLBN4 CUSIP: P60933135
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 5 ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLE 29 ISSUER YES FOR FOR
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SPINOFF AND ABSORPTION OF ISSUER YES FOR FOR
FLORESTAL VALE DO CORISCO S.A.
PROPOSAL #5: APPROVE SPINOFF AND ABSORPTION AGREEMENT ISSUER YES FOR FOR
OF FLORESTAL VALE DO CORISCO S.A.
PROPOSAL #6: RATIFY APSIS CONSULTORIA E AVALIACOES ISSUER YES FOR FOR
LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTION
PROPOSAL #7: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KLCC Property Holdings BHD
TICKER: KLCC CUSIP: Y4804V112
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #1: ELECT HASHIM BIN WAHIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT HABIBAH BINTI ABDUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ISHAK BIN IMAM ABAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS WITH ISSUER YES FOR FOR
EFFECT FROM 1 JANUARY 2017 UNTIL THE NEXT ANNUAL
GENERAL MEETING
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE AUGUSTUS RALPH MARSHALL TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE HALIPAH BINTI ESA TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Klepierre
TICKER: LI CUSIP: F5396X102
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.82 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING NEW TRANSACTIONS
PROPOSAL #5: APPROVE TERMINATION PACKAGE OF JEAN-MARC ISSUER YES FOR FOR
JESTIN
PROPOSAL #6: REELECT CATHERINE SIMONI AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #7: REELECT FLORENCE VON ERB AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #8: REELECT STANLEY SHASHOUA AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-MARC JESTIN, MANAGEMENT BOARD MEMBER THEN
CHAIRMAN OF MANAGEMENT BOARD
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-MICHEL GAULT, MANAGEMENT BOARD MEMBER
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
LAURENT MOREL, CHAIRMAN OF MANAGEMENT BOARD UNTIL
NOV. 7, 2016
PROPOSAL #12: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBERS
PROPOSAL #13: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
CHAIRMAN OF THE MANAGEMENT BOARD
PROPOSAL #14: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 90 MILLION
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 40 MILLION
PROPOSAL #19: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 40 MILLION
PROPOSAL #20: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #21: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #22: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 100 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #23: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR AGAINST
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #24: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS AT EUR 100 MILLION
PROPOSAL #25: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kobayashi Pharmaceutical Co. Ltd.
TICKER: 4967 CUSIP: J3430E103
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KOBAYASHI, KAZUMASA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KOBAYASHI, YUTAKA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KOBAYASHI, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TSUJINO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YAMANE, SATOSHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HORIUCHI, SUSUMU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TSUJI, HARUO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ITO, KUNIO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SASAKI, KAORI ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR SHIRATSUCHI, ISSUER YES FOR FOR
KAZUHIRO
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
FUJITSU, YASUHIKO
PROPOSAL #4: APPROVE DISPOSAL OF TREASURY SHARES FOR ISSUER YES AGAINST AGAINST
A PRIVATE PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kobe Steel Ltd.
TICKER: 5406 CUSIP: J34555250
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAWASAKI, HIROYA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ONOE, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KANEKO, AKIRA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR UMEHARA, NAOTO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YAMAGUCHI, MITSUGU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MANABE, SHOHEI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KOSHIISHI, FUSAKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MIYAKE, TOSHIYA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NARAKI, KAZUHIDE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KITABATA, TAKAO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BAMBA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER KITABATA, TAKAO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koc Holding AS
TICKER: KCHOL CUSIP: M63751107
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLE 6 IN COMPANY BYLAWS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koei Tecmo Holdings Co., Ltd.
TICKER: 3635 CUSIP: J8239A103
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 56
PROPOSAL #2: AMEND ARTICLES TO REDUCE DIRECTORS' TERM ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR ERIKAWA, KEIKO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ERIKAWA, YOICHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KOINUMA, HISASHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR SAKAGUCHI, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR ERIKAWA, MEI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KAKIHARA, YASUHARU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR TEJIMA, MASAO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR KOBAYASHI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR FUKUI, ISSUER YES FOR FOR
SEINOSUKE
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR MORISHIMA, ISSUER YES FOR FOR
SATORU
PROPOSAL #4.3: APPOINT STATUTORY AUDITOR KITAMURA, ISSUER YES FOR FOR
TOSHIKAZU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koito Manufacturing Co. Ltd.
TICKER: 7276 CUSIP: J34899104
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 34
PROPOSAL #2.1: ELECT DIRECTOR OTAKE, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MIHARA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YOKOYA, YUJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SAKAKIBARA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ARIMA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR UCHIYAMA, MASAMI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KATO, MICHIAKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KONAGAYA, HIDEHARU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR OTAKE, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KUSAKAWA, KATSUYUKI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR YAMAMOTO, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR TOYOTA, JUN ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR UEHARA, HARUYA ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR SAKURAI, KINGO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KAWAGUCHI, ISSUER YES FOR FOR
YOHEI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
SHINOHARA, HIDEO
PROPOSAL #5: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Komatsu Ltd.
TICKER: 6301 CUSIP: J35759125
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 29
PROPOSAL #2.1: ELECT DIRECTOR NOJI, KUNIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OHASHI, TETSUJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FUJITSUKA, MIKIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KUROMOTO, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MORI, MASANAO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OKU, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YABUNAKA, MITOJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KIGAWA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR MATSUO, ISSUER YES FOR FOR
HIRONOBU
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR ONO, KOTARO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Komercni Banka A.S.
TICKER: KOMB CUSIP: X45471111
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS AND STATE OF ITS ASSETS
PROPOSAL #7: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #8: APPROVE STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CZK 40 PER SHARE
PROPOSAL #10.1: ELECT LAURENT GOUTARD AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #10.2: ELECT PETR LAUBE AS SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #10.3: ELECT JEAN-LUC PARER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #10.4: ELECT GIOVANNI SOMA AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #10.5: ELECT PETR DVORAK AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #10.6: ELECT PAVEL JELINEK AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #10.7: ELECT MIROSLAVA SMIDOVA AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #11.1: ELECT GIOVANNI SOMA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #11.2: ELECT PETR LAUBE AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #12: APPROVE AGREEMENTS WITH AUDIT COMMITTEE ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #13: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #14: RATIFY DELOITTE AUDIT S.R.O. AS AUDITOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Komeri Co. Ltd.
TICKER: 8218 CUSIP: J3590M101
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
AMEND PROVISIONS ON RESOLUTION METHOD
PROPOSAL #2.1: ELECT DIRECTOR SASAGE, YUICHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ISHIZAWA, NOBORU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MATSUDA, SHUICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KIUCHI, MASAO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TANABE, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HAYAKAWA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SUZUKI, KATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR HOSAKA, NAOSHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Konami Holdings Corp.
TICKER: 9766 CUSIP: J35996107
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KOZUKI, KAGEMASA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KOZUKI, TAKUYA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NAKANO, OSAMU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAKAMOTO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HIGASHIO, KIMIHIKO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATSURA, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEMMA, AKIRA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR YAMAGUCHI, KAORI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KUBO, KIMITO ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR FURUKAWA, ISSUER YES FOR FOR
SHINICHI
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR MARUOKA, ISSUER YES FOR FOR
MINORU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KONE Oyj
TICKER: KNEBV CUSIP: X4551T105
MEETING DATE: 2/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.5475 PER CLASS A SHARE AND EUR
1.55 PER CLASS B SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER �� YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 54,000 FOR CHAIRMAN, EUR 44,000 FOR
VICE CHAIRMAN, AND EUR 37,000 FOR OTHER DIRECTORS;
APPROVE ATTENDANCE FEES FOR BOARD AND COMMITTEE WORK
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #12: REELECT MATTI ALAHUHTA, ANNE BRUNILA, ISSUER YES AGAINST AGAINST
ANTTI HERLIN, IIRIS HERLIN, JUSSI HERLIN, RAVI KANT,
JUHANI KASKEALA AND SIRPA PIETIKAINEN AS DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: FIX NUMBER OF AUDITORS AT TWO ISSUER YES FOR FOR
PROPOSAL #15: RATIFY PRICEWATERHOUSECOOPERS AND NIINA ISSUER YES FOR FOR
VILSKE AS AUDITORS
PROPOSAL #16: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Konica Minolta Inc.
TICKER: 4902 CUSIP: J36060119
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATSUZAKI, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YAMANA, SHOEI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAMA, KAZUAKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TOMONO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NOMI, KIMIKAZU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HATCHOJI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDO, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHIOMI, KEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HATANO, SEIJI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KOSHIZUKA, KUNIHIRO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koninklijke Ahold Delhaize NV
TICKER: AD CUSIP: N0074E105
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #5: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #6: APPROVE DIVIDENDS OF EUR 0.57 PER SHARE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #10: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS OF DELHAIZE GROUP
PROPOSAL #11: APPROVE END OF MANDATE AND DISCHARGE OF ISSUER YES FOR FOR
DIRECTORS OF DELHAIZE GROUP
PROPOSAL #12: APPROVE END OF TERM AND DISCHARGE OF ISSUER YES FOR FOR
THE FORMER STATUTORY AUDITOR OF DELHAIZE GROUP
PROPOSAL #13: REELECT JAN HOMMEN TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #14: REELECT BEN NOTEBOOM TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #15: APPROVE APPLICATION OF DIFFERENT PEER ISSUER YES FOR FOR
GROUP FOR US COO
PROPOSAL #16: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL
PROPOSAL #18: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES UNDER ITEM 17
PROPOSAL #19: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #20: APPROVE REDUCTION IN SHARE CAPITAL BY ISSUER YES FOR FOR
CANCELLATION OF SHARES UNDER ITEM 19
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koninklijke Boskalis Westminster NV
TICKER: BOKA CUSIP: N14952266
MEETING DATE: 8/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: AMEND ARTICLES RE: CANCELLATION OF ISSUER NO N/A N/A
VOLUNTARY LARGE COMPANY REGIME, REDUCTION OF
AUTHORIZED CAPITAL AND NOMINAL VALUE PER SHARE, AND
REFLECT OTHER CHANGES
PROPOSAL #2b: DECREASE SHARE CAPITAL THROUGH DECREASE ISSUER NO N/A N/A
OF PAR VALUE PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koninklijke Boskalis Westminster NV
TICKER: BOKA CUSIP: N14952266
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT I. HAAIJER TO SUPERVISORY BOARD ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koninklijke Boskalis Westminster NV
TICKER: BOKA CUSIP: N14952266
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4a: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #5b: APPROVE DIVIDENDS OF EUR 1.00 PER SHARE ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koninklijke DSM NV
TICKER: DSM CUSIP: N5017D122
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #5a: AMEND ARTICLE 32.3 RE: DIVIDEND ON ISSUER YES FOR FOR
CUMULATIVE PREFERENCE SHARES
PROPOSAL #5c: APPROVE DIVIDENDS OF EUR 1.75 PER SHARE ISSUER YES FOR FOR
PROPOSAL #6a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #6b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7: REELECT DIMITRI DE VREEZE TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #8a: ELECT JOHN RAMSAY TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8b: ELECT FRITS DIRK VAN PAASCHEN TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #10b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koninklijke KPN NV
TICKER: KPN CUSIP: N4297B146
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #6: APPROVE DIVIDENDS OF EUR 0.125 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #7: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #9: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ELECT D.J. HAANK TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #13: ELECT C.J. GARCÍA MORENO ELIZONDO TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #17: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL
PROPOSAL #18: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koninklijke Philips NV
TICKER: PHIA CUSIP: N7637U112
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2c: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2d: APPROVE DIVIDENDS OF EUR 0.80 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #2e: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #2f: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #3a: AMEND THE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
MANAGEMENT BOARD
PROPOSAL #3b: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4a: REELECT J. VAN DER VEER TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #4b: REELECT C.A. POON TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #6.b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCES UNDER ITEM 6A
PROPOSAL #7: AUTHORIZE REPURCHASE OF SHARES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koninklijke Vopak NV
TICKER: VPK CUSIP: N5075T159
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #5: APPROVE DIVIDENDS OF EUR 1.05 PER SHARE ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8: REELECT R.G.M. ZWITSERLOOT TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9: REELECT H.B.B. SORENSEN TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #10.c: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
EXECUTIVE BOARD: SHORT-TERM AND LONG-TERM VARIABLE
COMPENSATION OPPORTUNITIES
PROPOSAL #11: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Korea Aerospace Industries Co. Ltd.
TICKER: A047810 CUSIP: Y4838Q105
MEETING DATE: 9/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHO YOO-HAENG AS MEMBER OF AUDIT ISSUER YES AGAINST AGAINST
COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Korea Aerospace Industries Co. Ltd.
TICKER: A047810 CUSIP: Y4838Q105
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT KIM TAE-YOUNG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LEE DONG-HO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT LEE PAL-SEONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT KIM TAE-YOUNG AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: ELECT LEE DONG-HO AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3.3: ELECT LEE PAL-SEONG AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Korea Electric Power Corp.
TICKER: A015760 CUSIP: 500631106
MEETING DATE: 10/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4.1: ELECT KIM JU-SEON AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4.2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Korea Electric Power Corp.
TICKER: A015760 CUSIP: 500631106
MEETING DATE: 1/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4.1: ELECT MOON BONG-SOO AS INSIDE DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Korea Electric Power Corp.
TICKER: A015760 CUSIP: 500631106
MEETING DATE: 3/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #3: ELECT CHO HWAN-IK AS INSIDE DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Korea Electric Power Corp.
TICKER: A015760 CUSIP: Y48406105
MEETING DATE: 10/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT KIM JU-SEON AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Korea Electric Power Corp.
TICKER: A015760 CUSIP: Y48406105
MEETING DATE: 1/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MOON BONG-SOO AS INSIDE DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Korea Electric Power Corp.
TICKER: A015760 CUSIP: Y48406105
MEETING DATE: 3/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #3: ELECT CHO HWAN-IK AS INSIDE DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Korea Gas Corp.
TICKER: A036460 CUSIP: Y48861101
MEETING DATE: 7/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT KIM MYEONG-NAM AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT AHN WAN-GI AS INSIDE DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Korea Gas Corp.
TICKER: A036460 CUSIP: Y48861101
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #3.1.1: ELECT KIM YOUNG-DOO AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2.1: ELECT BANG JE-HYEON AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2.2: ELECT LEE SANG-HOON AS INSIDE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.3.1: ELECT KIM JONG-RAE AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3.2: ELECT LEE SEON-WOO AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1.1: ELECT BANG JE-HYEON AS A MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMITTEE
PROPOSAL #4.1.2: ELECT LEE SANG-HOON AS A MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMITTEE
PROPOSAL #4.2.1: ELECT LEE JOON-HYEONG AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Korea Investment Holdings Co.
TICKER: A071050 CUSIP: Y4862P106
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT BAE JONG-SEOK AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LEE EPSTEIN HOBART AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT KIM JAE-HWAN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LEE SANG-CHEOL AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
TO SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #4.1: ELECT BAE JONG-SEOK AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4.2: ELECT KIM JAE-HWAN AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Korea Zinc Co. Ltd.
TICKER: A010130 CUSIP: Y4960Y108
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT CHOI CHANG-GEUN AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LEE JAE-JOONG AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT LEE CHAE-PIL AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT HAN CHEOL-SOO AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LEE JIN-GANG AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3.2: ELECT HAN CHEOL-SOO AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Korean Air Lines Co. Ltd.
TICKER: A003490 CUSIP: Y4936S102
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT TWO INSIDE DIRECTORS AND TWO ISSUER YES FOR FOR
OUTSIDE DIRECTORS
PROPOSAL #3: ELECT JEONG JIN-SOO AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kose Corp.
TICKER: 4922 CUSIP: J3622S100
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 63
PROPOSAL #2.1: ELECT DIRECTOR HANAGATA, KAZUMASA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NAITO, NOBORU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NAGAHAMA, KIYOTO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KUMADA, ATSUO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHIBUSAWA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KOBAYASHI, MASANORI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YANAI, MICHIHITO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR ARAKANE, KUMI ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE STATUTORY AUDITOR RETIREMENT ISSUER YES AGAINST AGAINST
BONUS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kotak Mahindra Bank Ltd
TICKER: 500247 CUSIP: Y4964H150
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE S. R. BATLIBOI & CO. LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE THAT THE VACANCY ON THE BOARD ISSUER YES FOR FOR
RESULTING FROM THE RETIREMENT OF N.P. SARDA NOT BE
FILLED
PROPOSAL #5: ELECT C. JAYARAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF SHANKAR ACHARYA, ISSUER YES FOR FOR
CHAIRMAN OF THE COMPANY
PROPOSAL #7: APPROVE COMMISSION REMUNERATION FOR NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: �� �� Kotak Mahindra Bank Ltd
TICKER: 500247 CUSIP: Y4964H150
MEETING DATE: 8/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE ISSUANCE OF UNSECURED, ISSUER YES FOR FOR
REDEEMABLE NON-CONVERTIBLE DEBENTURES/BONDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kotak Mahindra Bank Ltd
TICKER: 500247 CUSIP: Y4964H150
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN LIMIT ON FOREIGN ISSUER YES FOR FOR
SHAREHOLDINGS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kroton Educacional S.A.
TICKER: KROT3 CUSIP: P6115V129
MEETING DATE: 8/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MERGER AGREEMENT BETWEEN THE ISSUER YES FOR FOR
COMPANY AND ESTACIO PARTICIPACOES S.A.
PROPOSAL #3: RATIFY APSIS CONSULTORIA E AVALIACOES ISSUER YES FOR FOR
LTDA AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTION
PROPOSAL #4: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #5: APPROVE MERGER BETWEEN THE COMPANY AND ISSUER YES FOR FOR
ESTACIO PARTICIPACOES S.A.
PROPOSAL #6: APPROVE ISSUANCE OF SHARES IN CONNECTION ISSUER YES FOR FOR
WITH MERGER
PROPOSAL #7: APPROVE INCREASE IN AUTHORIZED CAPITAL ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kroton Educacional S.A.
TICKER: KROT3 CUSIP: P6115V251
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: INSTALL FISCAL COUNCIL ISSUER YES FOR FOR
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kroton Educacional S.A.
TICKER: KROT3 CUSIP: P6115V251
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #2: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Krung Thai Bank Public Co., Ltd.
TICKER: KTB CUSIP: Y49885208
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE DIRECTORS' ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT KITTIPONG KITTAYARAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT TIENCHAI RUBPORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT KULAYA TANTITEMIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT PAYONG SRIVANICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE OFFICE OF THE AUDITOR GENERAL OF ISSUER YES FOR FOR
THAILAND AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: K's Holdings Corp.
TICKER: 8282 CUSIP: J3672R101
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR SATO, KENJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ENDO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAMADA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR INOUE, KEISUKE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HIRAMOTO, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OSAKA, NAOTO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SUZUKI, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SUZUKI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KISHINO, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR YUASA, TOMOYUKI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KT Corp.
TICKER: A030200 CUSIP: 48268K101
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HWANG CHANG-GYU AS CEO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #3: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT LIM HEON-MOON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT KU HYEON-MO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT KIM JONG-GU AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT PARK DAE-GEUN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT LEE GAE-MIN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT IM-IL AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT KIM JONG-GU AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5.2: ELECT PARK DAE-GEUN AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #7: APPROVE MANAGEMENT CONTRACT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KT Corp.
TICKER: A030200 CUSIP: Y49915104
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HWANG CHANG-GYU AS CEO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #3: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT LIM HEON-MOON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT KU HYEON-MO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT KIM JONG-GU AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT PARK DAE-GEUN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT LEE GAE-MIN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT IM-IL AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT KIM JONG-GU AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5.2: ELECT PARK DAE-GEUN AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #7: APPROVE MANAGEMENT CONTRACT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KT&G Corp.
TICKER: A033780 CUSIP: Y49904108
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT SONG EOP-GYO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT LEE JOON-GYU AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT NOH JOON-HWA AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LEE JOON-GYU AS A MEMBER OF ISSUER �� YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: ELECT NOH JOON-HWA AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: APPROVE TERMS OF RETIREMENT PAY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kuala Lumpur Kepong Berhad
TICKER: KLK CUSIP: Y47153104
MEETING DATE: 2/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT LEE HAU HIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT YEOH ENG KHOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT QUAH POH KEAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT R. M. ALIAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT KWOK KIAN HAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kubota Corp.
TICKER: 6326 CUSIP: J36662138
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIMATA, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KUBO, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIMURA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OGAWA, KENSHIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KITAO, YUICHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IIDA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR YOSHIKAWA, MASATO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MATSUDA, YUZURU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR INA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
MORISHITA, MASAO
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kuehne & Nagel International AG
TICKER: KNIN CUSIP: H4673L145
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 5.50 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1a: REELECT RENATO FASSBIND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1b: REELECT JUERGEN FITSCHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1c: REELECT KARL GERNANDT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1d: REELECT KLAUS-MICHAEL KUEHNE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1e: REELECT HANS LERCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1f: REELECT THOMAS STAEHELIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1g: REELECT HAUKE STARS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1h: REELECT MARTIN WITTIG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1i: REELECT JOERG WOLLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: REELECT JOERG WOLLE AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4.3a: APPOINT KARL GERNANDT AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.3b: APPOINT KLAUS-MICHAEL KUEHNE AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #4.3c: APPOINT HANS LERCH AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #4.4: DESIGNATE KURT GUBLER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #4.5: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 6 MILLION
PROPOSAL #5.3: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 21 MILLION
PROPOSAL #6: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kumba Iron Ore Ltd
TICKER: KIO CUSIP: S4341C103
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #2.1: RE-ELECT ALLEN MORGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT BUYELWA SONJICA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT DOLLY MOKGATLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT NONKULULEKO DLAMINI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT SEAMUS FRENCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT STEPHEN PEARCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT TERENCE GOODLACE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT ALLEN MORGAN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT DOLLY MOKGATLE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.3: ELECT TERENCE GOODLACE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6: ADOPT NEW MEMORANDUM OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #10: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kumho Petro Chemical Co., Ltd.
TICKER: A011780 CUSIP: Y5S159113
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT LEE YONG-MAN AS OUTSIDE DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.1: ELECT LEE YONG-MAN AS MEMBER OF AUDIT ISSUER YES AGAINST AGAINST
COMMITTEE
PROPOSAL #4.2: ELECT JANG MYEONG-GI AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kunlun Energy Company Ltd
TICKER: 135 CUSIP: G5320C108
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT WU ENLAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT ZHAO YONGQI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT LI KWOK SING AUBREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE KPMG AS AUDITOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kuraray Co. Ltd.
TICKER: 3405 CUSIP: J37006137
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 21
PROPOSAL #2.1: ELECT DIRECTOR ITO, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MATSUYAMA, SADAAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KUGAWA, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HAYASE, HIROAYA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NAKAYAMA, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ABE, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SANO, YOSHIMASA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TOYOURA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HAMAGUCHI, TOMOKAZU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR HAMANO, JUN ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR FUJIMOTO, MIE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kurita Water Industries Ltd.
TICKER: 6370 CUSIP: J37221116
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2.1: ELECT DIRECTOR KADOTA, MICHIYA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IIOKA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ITO, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NAMURA, TAKAHITO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KODAMA, TOSHITAKA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YAMADA, YOSHIO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ISHIMARU, IKUO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR EJIRI, HIROHIKO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MORIWAKI, TSUGUTO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SUGIYAMA, RYOKO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR TORIKAI, ISSUER YES FOR FOR
SHIGEKAZU
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
TSUJI, YOSHIHIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KWG Property Holding Ltd.
TICKER: 1813 CUSIP: G53224104
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT KONG JIAN TAO AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #5: ELECT LI JIAN MING AS DIRECTOR AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #6: ELECT TSUI KAM TIM AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #7: APPROVE ERNST & YOUNG AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kyocera Corp.
TICKER: 6971 CUSIP: J37479110
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 60
PROPOSAL #2.1: ELECT DIRECTOR YAMAGUCHI, GORO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TANIMOTO, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ISHII, KEN ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FURE, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR DATE, YOJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KANO, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR AOKI, SHOICHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR JOHN SARVIS ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ROBERT WISLER ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR ONODERA, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR MIZOBATA, HIROTO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR AOYAMA, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR ITSUKUSHIMA, KEIJI ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR INA, NORIHIKO ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR SATO, TAKASHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KYORIN Holdings Inc
TICKER: 4569 CUSIP: J37996113
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YAMASHITA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOGAWA, MINORU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATSUMOTO, TOMIHARU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OGIHARA, YUTAKA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OGIHARA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AKUTSU, KENJI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SASAHARA, TOMIYA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ONOTA, MICHIRO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHIKANAI, NORIYUKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SHIGEMATSU, KEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GOTO, YO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kyowa Hakko Kirin Co Ltd
TICKER: 4151 CUSIP: J38296117
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12.5
PROPOSAL #2.1: ELECT DIRECTOR HANAI, NOBUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KAWAI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TACHIBANA, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MIKAYAMA, TOSHIFUMI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MIYAMOTO, MASASHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YOKOTA, NORIYA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NISHIKAWA, KOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR LEIBOWITZ, YOSHIKO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR ARAI, JUN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kyudenko Corp.
TICKER: 1959 CUSIP: J38425104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FUJINAGA, KENICHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NISHIMURA, MATSUJI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR INO, SEIKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HIGAKI, HIRONORI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ISHIBASHI, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONO, MASAAKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MAEDA, KEIJI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KITAMURA, KUNIHIKO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KITAGAWA, TADATSUGU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KASHIMA, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WATANABE, AKIYOSHI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KURATOMI, SUMIO ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR FUKUSHIGE, ISSUER YES FOR FOR
YASUYUKI
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR SASAKI, YUZO ISSUER YES FOR FOR
PROPOSAL #2.3: APPOINT STATUTORY AUDITOR SAKEMI, ISSUER YES FOR FOR
TOSHIO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kyushu Electric Power Co. Inc.
TICKER: 9508 CUSIP: J38468104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2.1: ELECT DIRECTOR NUKI, MASAYOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR URIU, MICHIAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SATO, NAOFUMI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ARAMAKI, TOMOYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR IZAKI, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SASAKI, YUZO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YAMAMOTO, HARUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YAKUSHINJI, HIDEOMI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NAKAMURA, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR WATANABE, YOSHIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR YAMASAKI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR INUZUKA, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR IKEBE, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR WATANABE, AKIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR KIKUKAWA, RITSUKO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR FURUSHO, ISSUER YES FOR FOR
FUMIKO
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
SHIOTSUGU, KIYOAKI
PROPOSAL #5: AMEND ARTICLES TO BAN NUCLEAR POWER SHAREHOLDER YES AGAINST FOR
GENERATION
PROPOSAL #6: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
FUKUSHIMA NUCLEAR ACCIDENT AND ITS LESSON
PROPOSAL #7: AMEND ARTICLES TO ESTABLISH SYSTEM TO SHAREHOLDER YES AGAINST FOR
REVIEW CORPORATE SOCIAL RESPONSIBILITY
PROPOSAL #8: AMEND ARTICLES TO ESTABLISH COMMITTEE ON SHAREHOLDER YES AGAINST FOR
SAFETY INVESTIGATION OF NUCLEAR REACTOR FACILITIES
PROPOSAL #9: AMEND ARTICLES TO ESTABLISH COMMITTEE ON SHAREHOLDER YES AGAINST FOR
COST CALCULATION OF EACH ELECTRIC POWER SOURCE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kyushu Financial Group, Inc.
TICKER: 7180 CUSIP: J3S63D109
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO REFLECT CHANGES IN LAW ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR KAI, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KAMIMURA, MOTOHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KORIYAMA, AKIHISA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MOGAMI, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MATSUNAGA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KASAHARA, YOSIHISA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HAYASHIDA, TORU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TSURUTA, TSUKASA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR WATANABE, KATSUAKI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SUEYOSHI, TAKEJIRO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KAIGAKURA, ISSUER YES FOR FOR
HIROFUMI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kyushu Railway Company
TICKER: 9142 CUSIP: J41079104
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 38.5
PROPOSAL #2.1: ELECT DIRECTOR MATSUMOTO, JUNYA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MATSUSITA, TAKUMA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MORI, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR IMAHAYASHI, YASUSHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L Air Liquide
TICKER: AI CUSIP: F01764103
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.60 PER SHARE AND AN EXTRA OF EUR
0.26 PER SHARE TO LONG TERM REGISTERED SHARES
PROPOSAL #4: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #5: RELECT THIERRY PEUGEOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT XAVIER HUILLARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #8: ADVISORY VOTE ON COMPENSATION OF BENOIT ISSUER YES FOR FOR
POTIER
PROPOSAL #9: ADVISORY VOTE ON COMPENSATION OF PIERRE ISSUER YES FOR FOR
DUFOUR
PROPOSAL #10: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
CHAIRMAN AND CEO
PROPOSAL #11: APPROVE REMUNERATION POLICY FOR VICE ISSUER YES FOR FOR
CEO
PROPOSAL #12: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 530 MILLION
PROPOSAL #14: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #15: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #16: APPROVE STOCK PURCHASE PLAN RESERVED ISSUER YES FOR FOR
FOR EMPLOYEES OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #17: AUTHORIZE FILING OF REQUIRED DOCUMENTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L Air Liquide
TICKER: AI CUSIP: F0R83B274
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.60 PER SHARE AND AN EXTRA OF EUR
0.26 PER SHARE TO LONG TERM REGISTERED SHARES
PROPOSAL #4: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #5: RELECT THIERRY PEUGEOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT XAVIER HUILLARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #8: ADVISORY VOTE ON COMPENSATION OF BENOIT ISSUER YES FOR FOR
POTIER
PROPOSAL #9: ADVISORY VOTE ON COMPENSATION OF PIERRE ISSUER YES FOR FOR
DUFOUR
PROPOSAL #10: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
CHAIRMAN AND CEO
PROPOSAL #11: APPROVE REMUNERATION POLICY FOR VICE ISSUER YES FOR FOR
CEO
PROPOSAL #12: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 530 MILLION
PROPOSAL #14: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #15: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #16: APPROVE STOCK PURCHASE PLAN RESERVED ISSUER YES FOR FOR
FOR EMPLOYEES OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #17: AUTHORIZE FILING OF REQUIRED DOCUMENTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L Air Liquide
TICKER: AI CUSIP: F0R83B282
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.60 PER SHARE AND AN EXTRA OF EUR
0.26 PER SHARE TO LONG TERM REGISTERED SHARES
PROPOSAL #4: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #5: RELECT THIERRY PEUGEOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT XAVIER HUILLARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #8: ADVISORY VOTE ON COMPENSATION OF BENOIT ISSUER YES FOR FOR
POTIER
PROPOSAL #9: ADVISORY VOTE ON COMPENSATION OF PIERRE ISSUER YES FOR FOR
DUFOUR
PROPOSAL #10: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
CHAIRMAN AND CEO
PROPOSAL #11: APPROVE REMUNERATION POLICY FOR VICE ISSUER YES FOR FOR
CEO
PROPOSAL #12: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 530 MILLION
PROPOSAL #14: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #15: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #16: APPROVE STOCK PURCHASE PLAN RESERVED ISSUER YES FOR FOR
FOR EMPLOYEES OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #17: AUTHORIZE FILING OF REQUIRED DOCUMENTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L Air Liquide
TICKER: AI CUSIP: F5493P135
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.60 PER SHARE AND AN EXTRA OF EUR
0.26 PER SHARE TO LONG TERM REGISTERED SHARES
PROPOSAL #4: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #5: RELECT THIERRY PEUGEOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT XAVIER HUILLARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #8: ADVISORY VOTE ON COMPENSATION OF BENOIT ISSUER YES FOR FOR
POTIER
PROPOSAL #9: ADVISORY VOTE ON COMPENSATION OF PIERRE ISSUER YES FOR FOR
DUFOUR
PROPOSAL #10: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
CHAIRMAN AND CEO
PROPOSAL #11: APPROVE REMUNERATION POLICY FOR VICE ISSUER YES FOR FOR
CEO
PROPOSAL #12: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 530 MILLION
PROPOSAL #14: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #15: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #16: APPROVE STOCK PURCHASE PLAN RESERVED ISSUER YES FOR FOR
FOR EMPLOYEES OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #17: AUTHORIZE FILING OF REQUIRED DOCUMENTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L Oreal
TICKER: OR CUSIP: F58149133
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.30 PER SHARE AND AN EXTRA OF EUR
0.33 PER SHARE TO LONG-TERM REGISTERED SHARES
PROPOSAL #4: ELECT PAUL BULCKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT FRANCOISE BETTENCOURT MEYERS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: REELECT VIRGINIE MORGON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CHAIRMAN AND CEO
PROPOSAL #9: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #10: APPROVE 2-FOR-1 STOCK SPLIT AND AMEND ISSUER YES FOR FOR
ARTICLE 6 OF BYLAWS ACCORDINGLY
PROPOSAL #11: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO A
MAXIMUM NOMINAL SHARE CAPITAL VALUE OF EUR
PROPOSAL #12: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR BONUS ISSUE OR INCREASE IN PAR VALUE
PROPOSAL #13: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #14: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR EMPLOYEES
OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #15: AMEND ARTICLE 7 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH LEGAL CHANGES
PROPOSAL #16: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L Oreal
TICKER: OR CUSIP: F6100P153
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.30 PER SHARE AND AN EXTRA OF EUR
0.33 PER SHARE TO LONG-TERM REGISTERED SHARES
PROPOSAL #4: ELECT PAUL BULCKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT FRANCOISE BETTENCOURT MEYERS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: REELECT VIRGINIE MORGON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CHAIRMAN AND CEO
PROPOSAL #9: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #10: APPROVE 2-FOR-1 STOCK SPLIT AND AMEND ISSUER YES FOR FOR
ARTICLE 6 OF BYLAWS ACCORDINGLY
PROPOSAL #11: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO A
MAXIMUM NOMINAL SHARE CAPITAL VALUE OF EUR
PROPOSAL #12: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR BONUS ISSUE OR INCREASE IN PAR VALUE
PROPOSAL #13: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #14: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR EMPLOYEES
OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #15: AMEND ARTICLE 7 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH LEGAL CHANGES
PROPOSAL #16: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LafargeHolcim Ltd.
TICKER: LHN CUSIP: H4768E105
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES AGAINST AGAINST
MANAGEMENT
PROPOSAL #3.1: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE DIVIDENDS OF CHF 2.00 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #4.1a: REELECT BEAT HESS AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #4.1b: REELECT BERTRAND COLOMB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1c: REELECT PAUL DESMARAIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1d: REELECT OSCAR FANJUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1e: REELECT GERARD LAMARCHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1f: REELECT ADRIAN LOADER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1g: REELECT JUERG OLEAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1h: REELECT NASSEF SAWIRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1i: REELECT THOMAS SCHMIDHEINY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1j: REELECT HANNE SORENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1k: REELECT DIETER SPAELTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT PATRICK KRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3.1: REAPPOINT PAUL DESMARAIS AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #4.3.2: REAPPOINT OSCAR FANJUL AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.3.3: REAPPOINT ADRIAN LOADER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.3.4: REAPPOINT NASSEF SAWIRIS AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #4.3.5: REAPPOINT HANNE SORENSEN AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #4.4.1: RATIFY DELOITTE AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4.4.2: DESIGNATE THOMAS RIS AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #5.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 5.4 MILLION
PROPOSAL #5.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 40.5 MILLION
PROPOSAL #6: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lagardere SCA
TICKER: MMB CUSIP: F5485U100
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.30 PER SHARE
PROPOSAL #4: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ARNAUD LAGARDÈRE, MANAGING PARTNER
PROPOSAL #5: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PIERRE LEROY AND THIERRY FUNCK-BRENTANO, VICE-CEOS OF
ARJIL
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DOMINIQUE D'HINNIN, VICE-CEO OF ARJIL
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
XAVIER DE SARRAU, CHAIRMAN OF THE SUPERVISORY BOARD
PROPOSAL #8: REELECT MARTINE CHENE AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #9: REELECT FRANCOIS DAVID AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #10: REELECT SOUMIA BELAIDI MALINBAUM AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #11: REELECT JAVIER MONZON AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #12: REELECT ALINE SYLLA-WALBAUM AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #13: RENEW APPOINTMENT OF ERNST & YOUNG ET ISSUER YES FOR FOR
AUTRES AS AUDITOR
PROPOSAL #14: DECISION NOT TO RENEW THE MANDATE OF ISSUER YES FOR FOR
AUDITEX AS ALTERNATE AUDITOR
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: APPROVE ISSUANCE OF DEBT SECURITIES ISSUER YES FOR FOR
GIVING ACCESS TO NEW SHARES OF SUBSIDIARIES AND/OR
EXISTING SHARES AND/OR DEBT SECURITIES, UP TO
AGGREGATE AMOUNT OF EUR 1.5 BILLION
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 265 MILLION
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS WITH A
BINDING PRIORITY RIGHT UP TO AGGREGATE NOMINAL AMOUNT
OF EUR 160 MILLION
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 80 MILLION
PROPOSAL #20: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 80 MILLION
PROPOSAL #21: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #22: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
80 MILLION FOR FUTURE EXCHANGE OFFERS OR FUTURE
ACQUISITIONS
PROPOSAL #23: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ISSUANCE REQUESTS UNDER ITEMS 19, 20 AND
22 AT EUR 80 MILLION AND UNDER ITEMS 17-18 AT EUR
300 MILLION
PROPOSAL #24: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 300 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #25: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #26: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #27: AMEND ARTICLE 17 OF BYLAWS RE: AUDITORS ISSUER YES FOR FOR
PROPOSAL #28: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Land & Houses Public Co. Ltd.
TICKER: LH CUSIP: Y5172C198
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS FOR YEAR ISSUER YES FOR FOR
2016
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT NAPORN SUNTHORNCHITCHAROEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT PAKHAWAT KOVITHVATHANAPHONG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT ADISORN THANANAN-NARAPOOL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Land Securities Group plc
TICKER: LAND CUSIP: G5375M118
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DAME ALISON CARNWATH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: RE-ELECT ROBERT NOEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MARTIN GREENSLADE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT KEVIN O'BYRNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SIMON PALLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CHRISTOPHER BARTRAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT STACEY RAUCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT CRESSIDA HOGG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT EDWARD BONHAM CARTER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: APPROVE POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURES
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lanxess AG
TICKER: LXS CUSIP: D5032B102
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.70 PER SHARE
PROPOSAL #3.1: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER MATTHIAS ZACHERT FOR FISCAL 2016
PROPOSAL #3.2: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER HUBERT FINK FOR FISCAL 2016
PROPOSAL #3.3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER MICHAEL PONTZEN FOR FISCAL 2016
PROPOSAL #3.4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER RAINIER VAN ROESSEL FOR FISCAL 2016
PROPOSAL #4.1: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER ROLF STOMBERG FOR FISCAL 2016
PROPOSAL #4.2: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER WERNER CZAPLIK FOR FISCAL 2016
PROPOSAL #4.3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER HANS-DIETER GERRIETS FOR FISCAL 2016
PROPOSAL #4.4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER HEIKE HANAGARTH FOR FISCAL 2016
PROPOSAL #4.5: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER FRIEDRICH JANSSEN FOR FISCAL 2016
PROPOSAL #4.6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER THOMAS MEIERS FOR FISCAL 2016
PROPOSAL #4.7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER CLAUDIA NEMAT FOR FISCAL 2016
PROPOSAL #4.8: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER LAWRENCE ROSEN FOR FISCAL 2016
PROPOSAL #4.9: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER GISELA SEIDEL FOR FISCAL 2016
PROPOSAL #4.10: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER RALF SIKORSKI FOR FISCAL 2016
PROPOSAL #4.11: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER MANUELA STRAUCH FOR FISCAL 2016
PROPOSAL #4.12: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER IFRAIM TAIRI FOR FISCAL 2016
PROPOSAL #4.13: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER THEO WALTHIE FOR FISCAL 2016
PROPOSAL #4.14: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER MATTHIAS WOLFGRUBER FOR FISCAL 2016
PROPOSAL #5.1: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #5.2: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR THE FIRST HALF OF FISCAL 2017
PROPOSAL #6: ELECT HEIKE HANAGARTH TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #7: APPROVE CREATION OF EUR 9.2 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lao Feng Xiang Co., Ltd.
TICKER: 600612 CUSIP: Y1424Z119
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2017 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF 2017 FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #6: APPROVE 2017 FINANCIAL GUARANTEE TO ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE APPOINTMENT OF 2017 INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE ENTRUSTED FINANCIAL PRODUCTS TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #11: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #12.01: ELECT SHI LIHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.02: ELECT YANG YI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.03: ELECT HUANG HUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.04: ELECT LI GANGCHANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #13.01: ELECT TAO HUAZU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.02: ELECT ZHENG WEIMAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.01: ELECT ZU JIANPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.02: ELECT SHI LIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.03: ELECT ZHU WEI AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Largan Precision Co., Ltd.
TICKER: 3008 CUSIP: Y52144105
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Larsen & Toubro Ltd
TICKER: 500510 CUSIP: Y5217N159
MEETING DATE: 8/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: ELECT SUNITA SHARMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT S. N. SUBRAHMANYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT A. M NAIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT D. K SEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT M. V SATISH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT NAINA LAL KIDWAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
S. N SUBRAHMANYAN AS DEPUTY MANAGING DIRECTOR AND
PRESIDENT
PROPOSAL #10: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
D. K SEN AS EXECUTIVE DIRECTOR
PROPOSAL #11: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
M. V SATISH AS EXECUTIVE DIRECTOR
PROPOSAL #12: APPROVE COMMISSION REMUNERATION FOR ISSUER YES AGAINST AGAINST
EXECUTIVE DIRECTORS
PROPOSAL #13: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF R. SHANKAR RAMAN AS EXECUTIVE DIRECTOR
PROPOSAL #14: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF SHAILENDRA ROY AS EXECUTIVE DIRECTOR
PROPOSAL #15: ELECT SANJEEV AGA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: ELECT NARAYANAN KUMAR AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #18: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #19: APPROVE SHARP & TANNAN AS JOINT ISSUER YES FOR FOR
STATUTORY AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #20: APPROVE DELOITTE HASKINS & SELLS AS ISSUER YES FOR FOR
JOINT STATUTORY AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #21: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Larsen & Toubro Ltd
TICKER: 500510 CUSIP: Y5217N159
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LATAM Airlines Group S.A.
TICKER: LAN CUSIP: P61894104
MEETING DATE: 8/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE ISSUANCE OF 61.32 MILLION ISSUER YES FOR FOR
SHARES WITH PREEMPTIVE RIGHTS; FIX PLACEMENT PRICE AT
$10 PER SHARE; AMEND ARTICLES TO REFLECT CHANGES IN
CAPITAL; ADOPT NECESSARY AGREEMENTS TO CARRY OUT
RESOLUTIONS AND AMENDMENTS OF ARTICLES APPROVED AT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LATAM Airlines Group S.A.
TICKER: LAN CUSIP: P61894104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS OF USD 0.03 PER SHARE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #8: DESIGNATE NEWSPAPER TO PUBLISH COMPANY ISSUER YES FOR FOR
ANNOUNCEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LATAM Airlines Group S.A.
TICKER: LAN CUSIP: P61894104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECOGNIZE MODIFICATION TO SHARE CAPITAL ISSUER YES FOR FOR
IN CONNECTION WITH CAPITAL INCREASE APPROVED BY EGM
ON AUG. 18, 2016; ADOPT AND CARRY OUT ACTIONS TO FIX
MATTERS ON SHARE CAPITAL; ADOPT AMENDMENTS TO BYLAWS
AND AGREEMENTS TO CARRY OUT APPROVED RESOLUT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lawson, Inc.
TICKER: 2651 CUSIP: J3871L103
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 125
PROPOSAL #2.1: ELECT DIRECTOR TAKEMASU, SADANOBU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IMADA, KATSUYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NAKANIWA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OSONO, EMI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KYOYA, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR AKIYAMA, SAKIE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HAYASHI, KEIKO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NISHIO, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR GONAI, ISSUER YES FOR FOR
MASAKATSU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LE Lundbergfoeretagen AB
TICKER: LUND B CUSIP: W54114108
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9b: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #9c: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 5.60 PER SHARE
PROPOSAL #10: DETERMINE NUMBER OF MEMBERS (8) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 780,000 FOR CHAIRMAN AND SEK
260,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION OF
PROPOSAL #12: REELECT CARL BENNET, LILIAN BINER, MATS ISSUER YES AGAINST AGAINST
GULDBRAND (CHAIRMAN), LOUISE LINDH, FREDRIK
LUNDBERG, KATARINA MARTINSON, STEN PETERSON AND LARS
PETTERSSON AS DIRECTORS
PROPOSAL #13: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lee & Man Paper Manufacturing Ltd.
TICKER: 2314 CUSIP: G5427W130
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT LEE MAN BUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT PETER A DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHAU SHING YIM DAVID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO CONFIRM THE TERMS OF ISSUER YES FOR FOR
APPOINTMENT, INCLUDING THE REMUNERATION, OF POON CHUN
KWONG
PROPOSAL #7: AUTHORIZE BOARD TO CONFIRM THE TERMS OF ISSUER YES FOR FOR
APPOINTMENT, INCLUDING THE REMUNERATION, OF WONG KAI
TUNG TONY
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
THE YEAR ENDED DECEMBER 31, 2016
PROPOSAL #9: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS FOR THE YEAR ENDING DECEMBER 31, 2017
PROPOSAL #10: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #13: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LEG Immobilien AG
TICKER: LEG CUSIP: D4960A103
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.76 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #6: APPROVE CREATION OF EUR 31.6 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #7: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL
EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 1.2 BILLION; APPROVE CREATION
OF EUR 31.6 MILLION POOL OF CAPITAL TO GUARANTEE
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
WITHOUT TENDER AND ACQUISITION RIGHTS
PROPOSAL #9: AUTHORIZE USE OF FINANCIAL DERIVATIVES ISSUER YES FOR FOR
WHEN REPURCHASING SHARES WITHOUT TENDER AND
PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE TRANSFER OF MAJORITY ISSUER YES FOR FOR
SHAREHOLDING INTERESTS IN LEG NRW GMBH, LEG
RECKLINGHAUSEN 1 GMBH, AND LEG RECKLINGHAUSEN 2 GMBH
TO A WHOLLY OWNED SUBSIDIARY OF LEG IMMMOBILIEN AG
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Legal & General Group Plc
TICKER: LGEN CUSIP: G54404127
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT SIR JOHN KINGMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT PHILIP BROADLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT JEFF DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LESLEY KNOX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT KERRIGAN PROCTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT TOBY STRAUSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CAROLYN BRADLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JULIA WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT NIGEL WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MARK ZINKULA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Legend Holdings Ltd.
TICKER: 3396 CUSIP: Y52237107
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SUPERVISORS' REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
INDEPENDENT AUDITOR'S REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
INDEPENDENT AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
ISSUE DEBT FINANCING INSTRUMENTS AND RELATED
PROPOSAL #9a: APPROVE FINANCIAL ASSISTANCE FRAMEWORK ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #9b: APPROVE RELATED ANNUAL CAPS FOR THE ISSUER YES FOR FOR
FINANCIAL ASSISTANCE
PROPOSAL #9c: AUTHORIZE THE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE FINANCIAL ASSISTANCE
FRAMEWORK AGREEMENT AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Legrand
TICKER: LR CUSIP: F56196185
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.19 PER SHARE
PROPOSAL #4: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
GILLES SCHNEPP, CHAIRMAN AND CEO
PROPOSAL #5: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #6: REELECT ANNALISA LOUSTAU ELIA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: RENEW APPOINTMENT OF DELOITTE & ASSOCIES ISSUER YES FOR FOR
AS AUDITOR
PROPOSAL #8: DECISION NOT TO RENEW BEAS AS ALTERNATE ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #10: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #11: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lendlease Group
TICKER: LLC CUSIP: Q55368114
MEETING DATE: 11/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT DAVID CRAIG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DAVID RYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT MICHAEL ULLMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT NICOLA WAKEFIELD EVANS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE ALLOCATIONS OF PERFORMANCE ISSUER YES FOR FOR
SECURITIES AND DEFERRED SECURITIES TO STEPHEN MCCANN,
MANAGING DIRECTOR OF THE COMPANY
PROPOSAL #5: APPROVE THE ADOPTION OF A NEW ISSUER YES AGAINST AGAINST
CONSTITUTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lenovo Group Limited
TICKER: 992 CUSIP: Y5257Y107
MEETING DATE: 7/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT GORDON ROBERT HALYBURTON ORR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: ELECT ZHU LINAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT TIAN SUNING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT WILLIAM TUDOR BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Leonardo S.p.A.
TICKER: LDO CUSIP: T4502J151
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: FIX NUMBER OF DIRECTORS AT 12 SHAREHOLDER YES FOR N/A
PROPOSAL #3: FIX BOARD TERMS FOR DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #4.1: SLATE SUBMITTED BY MINISTRY OF ECONOMY SHAREHOLDER YES FOR N/A
AND FINANCE
PROPOSAL #4.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER NO N/A N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #5: ELECT GIOVANNI DE GENNARO AS BOARD CHAIR SHAREHOLDER YES FOR N/A
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #1: AMEND ARTICLES RE: 18.3 (BOARD-RELATED) ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Leopalace21 Corp.
TICKER: 8848 CUSIP: J38781100
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR MIYAMA, EISEI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MIYAMA, TADAHIRO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR SEKIYA, YUZURU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TAKEDA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TAJIRI, KAZUTO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MIIKE, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR HARADA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR MIYAO, BUNYA ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR KODAMA, TADASHI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR TAYA, TETSUJI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR SASAO, YOSHIKO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR YOSHINO, JIRO ISSUER YES FOR FOR
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LG Chem Ltd.
TICKER: A051910 CUSIP: Y52758102
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LG Chem Ltd.
TICKER: A051910 CUSIP: Y52758102
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT ONE INSIDE DIRECTOR AND TWO ISSUER YES FOR FOR
OUTSIDE DIRECTORS
PROPOSAL #3: ELECT TWO MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LG Corp.
TICKER: A003550 CUSIP: Y52755108
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT ONE INSIDE DIRECTOR AND ONE ISSUER YES FOR FOR
OUTSIDE DIRECTOR
PROPOSAL #3: ELECT YOON DAE-HUI AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LG Display Co.
TICKER: A034220 CUSIP: Y5255T100
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT HA HYEON-HOE AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #2.2: ELECT JANG JIN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT KIM SANG-DON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT HAN GEUN-TAE AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LG Electronics Inc.
TICKER: A066570 CUSIP: Y5275H177
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT ONE INSIDE DIRECTOR AND ONE ISSUER YES FOR FOR
OUTSIDE DIRECTOR AND ONE NON-INDEPENDENT AND NON-
EXECUTIVE DIRECTOR.
PROPOSAL #4: ELECT KIM DAE-HYEONG AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LG Hausys Ltd.
TICKER: A108670 CUSIP: Y5277J106
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT ONE INSIDE DIRECTOR AND ONE NON- ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LG Household & Health Care Ltd.
TICKER: A051900 CUSIP: Y5275R100
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT YOO JI-YOUNG AS NON-INDEPENDENT ISSUER YES FOR FOR
AND NON-EXECUTIVE DIRECTOR
PROPOSAL #2.2: ELECT PYO IN-SU AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT KIM JAE-WOOK AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT PYO IN-SU AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LG Uplus Corp.
TICKER: A032640 CUSIP: Y5293P102
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT PARK SANG-SOO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT PARK SANG-SOO AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Li & Fung Limited
TICKER: 494 CUSIP: G5485F169
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT WILLIAM FUNG KWOK LUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT MARTIN TANG YUE NIEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT MARC ROBERT COMPAGNON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Li Ning Company Ltd.
TICKER: 2331 CUSIP: G5496K124
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1a: ELECT KOO FOOK SUN, LOUIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1b: ELECT WANG YA FEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1c: ELECT SU JING SHYH, SAMUEL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: AUTHORIZE BOARD TO FIX THE ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Global plc
TICKER: LBTYK CUSIP: G5480U104
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MIRANDA CURTIS ISSUER NO N/A N/A
PROPOSAL #2: ELECT DIRECTOR JOHN W. DICK ISSUER NO N/A N/A
PROPOSAL #3: ELECT DIRECTOR JC SPARKMAN ISSUER NO N/A N/A
PROPOSAL #4: ELECT DIRECTOR DAVID WARGO ISSUER NO N/A N/A
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER NO N/A N/A
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #7: APPROVE THE IMPLEMENTATION OF ISSUER NO N/A N/A
REMUNERATION POLICY
PROPOSAL #8: RATIFY KPMG LLP (U.S.) AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #9: RATIFY KPMG LLP (U.K.) AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #10: AUTHORIZE THE AUDIT COMMITTEE TO FIX ISSUER NO N/A N/A
REMUNERATION OF AUDITORS
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Holdings Ltd
TICKER: LBH CUSIP: S44440121
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2016
PROPOSAL #2.1: RE-ELECT ANGUS BAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT MIKE ILSLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT JACKO MAREE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: RE-ELECT SIM TSHABALALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT CAROL ROSKRUGE CELE AS DIRECTOR ISSUER �� YES FOR FOR
PROPOSAL #2.6: ELECT DAVID MUNRO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT PWC INC. AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY WITH A DU PREEZ AS THE INDIVIDUAL REGISTERED
AUDITOR
PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED ORDINARY ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED PREFERENCE ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #7.1: RE-ELECT MIKE ILSLEY AS CHAIRMAN OF ISSUER YES FOR FOR
THE GROUP AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #7.2: RE-ELECT ANGUS BAND AS MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #7.3: RE-ELECT TONY CUNNINGHAM AS MEMBER OF ISSUER YES FOR FOR
THE GROUP AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #7.4: RE-ELECT YUNUS SULEMAN AS MEMBER OF ISSUER YES FOR FOR
THE GROUP AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #7.5: RE-ELECT JIM SUTCLIFFE AS MEMBER OF ISSUER YES FOR FOR
THE GROUP AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: AUTHORISE DIRECTORS TO ISSUE ANY ISSUER YES FOR FOR
ORDINARY SHARES OF THE COMPANY FOR THE IMPLEMENTATION
OF ANY SHARE INCENTIVE SCHEME
PROPOSAL #2.1: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD
PROPOSAL #2.2: APPROVE FEES FOR THE LEAD INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: APPROVE FEES FOR THE BOARD MEMBER ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE FEES FOR THE INTERNATIONAL ISSUER YES FOR FOR
BOARD MEMBER, MEMBER OF COMMITTEES AND SUBSIDIARY
BOARD AND CHAIRMAN OF A SUB-COMMITTEE
PROPOSAL #2.5: APPROVE FEES FOR THE INTERNATIONAL ISSUER YES FOR FOR
BOARD MEMBER, MEMBER OF COMMITTEES AND SUBSIDIARY
BOARD AND CHAIRMAN OF A COMMITTEE
PROPOSAL #2.6: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
GROUP AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #2.7: APPROVE FEES FOR THE MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #2.8: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
GROUP ACTUARIAL COMMITTEE
PROPOSAL #2.9: APPROVE FEES FOR THE MEMBER OF THE ISSUER YES FOR FOR
GROUP ACTUARIAL COMMITTEE
PROPOSAL #2.10: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
GROUP RISK COMMITTEE
PROPOSAL #2.11: APPROVE FEES FOR THE MEMBER OF THE ISSUER YES FOR FOR
GROUP RISK COMMITTEE
PROPOSAL #2.12: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
GROUP REMUNERATION COMMITTEE
PROPOSAL #2.13: APPROVE FEES FOR THE MEMBER OF THE ISSUER YES FOR FOR
GROUP REMUNERATION COMMITTEE
PROPOSAL #2.14: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
GROUP SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE
PROPOSAL #2.15: APPROVE FEES FOR THE MEMBER OF THE ISSUER YES FOR FOR
GROUP SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE
PROPOSAL #2.16: APPROVE FEES FOR THE MEMBER OF THE ISSUER YES FOR FOR
GROUP DIRECTORS' AFFAIRS COMMITTEE
PROPOSAL #2.17: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
GROUP IT COMMITTEE
PROPOSAL #2.18: APPROVE FEES FOR THE MEMBER OF THE ISSUER YES FOR FOR
GROUP IT COMMITTEE
PROPOSAL #2.19: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
STANLIB LIMITED BOARD
PROPOSAL #2.20: APPROVE FEES FOR THE MEMBER OF THE ISSUER YES FOR FOR
STANLIB LIMITED BOARD
PROPOSAL #2.21: APPROVE FEE PER AD HOC BOARD MEETING ISSUER YES FOR FOR
PROPOSAL #2.22: APPROVE FEE PER AD HOC BOARD ISSUER YES FOR FOR
COMMITTEE MEETING
PROPOSAL #3.1: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
RELATED OR INTER-RELATED COMPANY
PROPOSAL #3.2: APPROVE FINANCIAL ASSISTANCE TO ANY ISSUER YES FOR FOR
EMPLOYEE, DIRECTOR, PRESCRIBED OFFICER OR OTHER
PERSON OR ANY TRUST ESTABLISHED FOR THEIR BENEFIT IN
TERMS OF ANY SHARE INCENTIVE SCHEME
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LIC Housing Finance Ltd.
TICKER: LICHSGFIN CUSIP: Y5278Z133
MEETING DATE: 8/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT SAVITA SINGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHOKSHI & CHOKSHI LLP AND SHAH ISSUER YES FOR FOR
GUPTA & CO. AS JOINT STATUTORY AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE ISSUANCE OF REDEEMABLE NON- ISSUER YES FOR FOR
CONVERTIBLE DEBENTURES
PROPOSAL #6: ELECT AMEET N PATEL AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT USHA SANGWAN AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Life Healthcare Group Holdings Ltd.
TICKER: LHC CUSIP: S4682C100
MEETING DATE: 1/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT JOEL NETSHITENZHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT MARIAN JACOBS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT ROYDEN VICE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH M NAIDOO AS THE
DESIGNATED AUDIT PARTNER
PROPOSAL #3.1: RE-ELECT PETER GOLESWORTHY AS CHAIRMAN ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT LOUISA MOJELA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT ROYDEN VICE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.4: RE-ELECT GARTH SOLOMON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS PURSUANT TO THE RIGHTS
PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #1: AUTHORISE ISSUE OF 30% OR MORE OF THE ISSUER YES FOR FOR
COMPANY'S ORDINARY SHARES
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #4: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #5.1: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #5.2: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUE OF COMPANY'S ORDINARY ISSUER YES FOR FOR
SHARES TO A PERSON FALLING WITHIN THE AMBIT OF
SECTION 41(1) OF THE COMPANIES ACT FOR THE PURPOSES
OF IMPLEMENTING THE RIGHTS OFFER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lifestyle International Holdings Ltd.
TICKER: 1212 CUSIP: G54856128
MEETING DATE: 5/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT LAU LUEN HUNG, THOMAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT HUI CHIU CHUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT IP YUK KEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Linde Aktiengesellschaft
TICKER: LIN CUSIP: D50348107
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.70 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5.1: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #5.2: RATIFY KPMG AS AUDITORS FOR THE FIRST ISSUER YES FOR FOR
QUARTER OF FISCAL 2018
PROPOSAL #6: ELECT THOMAS ENDERS TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lindt & Spruengli AG
TICKER: LISN CUSIP: H49983176
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 580 PER REGISTERED SHARE AND CHF 58
PER PARTICIPATION CERTIFICATE
PROPOSAL #4.2: APPROVE DIVIDENDS FROM CAPITAL ISSUER YES FOR FOR
CONTRIBUTION RESERVES OF CHF 300 PER REGISTERED SHARE
AND CHF 30 PER PARTICIPATION CERTIFICATE
PROPOSAL #5.1: ELECT ERNST TANNER AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #5.2: ELECT ANTONIO BULGHERONI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT RUDOLF SPRUENGLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT ELISABETH GUERTLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT PETRA SCHADEBERG-HERRMANN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: ELECT THOMAS RINDERKNECHT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: APPOINT RUDOLF SPRUENGLI AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.2: APPOINT ANTONIO BULGHERONI AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #6.3: APPOINT ELISABETH GUERTLER AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #7: DESIGNATE PATRICK SCHLEIFFER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #9.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 5.3 MILLION
PROPOSAL #9.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 18 MILLION
PROPOSAL #10: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LINE Corporation
TICKER: 3938 CUSIP: ADPV37188
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO CHANGE LOCATION OF ISSUER YES FOR FOR
HEAD OFFICE - CLARIFY PROVISIONS ON ALTERNATE
STATUTORY AUDITORS
PROPOSAL #2.1: ELECT DIRECTOR IDEZAWA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MASUDA, JUN ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JOONGHO SHIN ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR IN JOON HWANG ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HAE JIN LEE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KUNIHIRO, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KOTAKA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR HATOYAMA, REHITO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
WATANABE, NAOKI
PROPOSAL #4: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Link Real Estate Investment Trust
TICKER: 823 CUSIP: Y5281M111
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.1: ELECT WILLIAM CHAN CHAK CHEUNG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT DAVID CHARLES WATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT POH LEE TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT NICHOLAS CHARLES ALLEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT ED CHAN YIU CHEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT BLAIR CHILTON PICKERELL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lintec Corp.
TICKER: 7966 CUSIP: J13776109
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OUCHI, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NISHIO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ASAI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HATTORI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EBE, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NAKAMURA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAWAMURA, GOHEI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MOCHIZUKI, TSUNETOSHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MORIKAWA, SHUJI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NISHIKAWA, JUNICHI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WAKASA, TAKEHIKO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR FUKUSHIMA, KAZUMORI ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER OKADA, HIROSHI
PROPOSAL #2.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NOZAWA, TORU
PROPOSAL #2.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER OOKA, SATOSHI
PROPOSAL #2.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER OSAWA, KANAKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lion Corp.
TICKER: 4912 CUSIP: J38933107
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND PROVISIONS ON ISSUER YES FOR FOR
DIRECTOR TITLES - INDEMNIFY DIRECTORS - INDEMNIFY
STATUTORY AUDITORS
PROPOSAL #2.1: ELECT DIRECTOR HAMA, ITSUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR WATARI, YUJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KIKUKAWA, MASAZUMI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOBAYASHI, KENJIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KAKUI, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SAKAKIBARA, TAKEO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YAMADA, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR UCHIDA, KAZUNARI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SHIRAISHI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
YAMAGUCHI, TAKAO
PROPOSAL #4: APPROVE FIXED CASH COMPENSATION CEILING ISSUER YES FOR FOR
AND PERFORMANCE-BASED CASH COMPENSATION CEILING FOR
DIRECTORS
PROPOSAL #5: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lite-On Technology Corp.
TICKER: 2301 CUSIP: Y5313K109
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND ENDORSEMENT AND GUARANTEES
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Livzon Pharmaceutical Group Inc
TICKER: 000513 CUSIP: Y52889105
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE WORK REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE FINANCIAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RUIHUA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS (LLP) AS AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT ZHU BAOGUO AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #6.2: ELECT QIU QINGFENG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #6.3: ELECT ZHONG SHAN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #6.4: ELECT TAO DESHENG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #6.5: ELECT FU DAOTIAN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #6.6: ELECT XU GUOXIANG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #7.1: ELECT XU YANJUN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #7.2: ELECT GUO GUOQING AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #7.3: ELECT WANG XIAOJUN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #7.4: ELECT ZHENG ZHIHUA AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #7.5: ELECT XIE YUN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #8.1: ELECT HUANG HUAMIN AS SUPERVISOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #8.2: ELECT TANG YIN AS SUPERVISOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #9: APPROVE ADJUSTMENT TO THE FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT PLAN OF THE NON-PUBLIC ISSUANCE OF
A SHARES
PROPOSAL #10: APPROVE PROPOSED DISPOSAL OF 100% ISSUER YES FOR FOR
EQUITY INTEREST OF A SUBSIDIARY, ZHUHAI WEIXING SHIYE
CO., LTD.
PROPOSAL #11: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE EQUITY TRANSFER OF ZHUHAI
WEIXING SHIYE CO., LTD.
PROPOSAL #12: APPROVE 2016 ANNUAL PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #13: APPROVE FACILITY FINANCING AND ISSUER YES FOR FOR
PROVISION OF FINANCING GUARANTEES TO ITS SUBSIDIARIES
PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Livzon Pharmaceutical Group Inc
TICKER: 000513 CUSIP: Y52889105
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 ANNUAL PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LIXIL Group Corporation
TICKER: 5938 CUSIP: J3893W103
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR USHIODA, YOICHIRO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SETO, KINYA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KANAMORI, YOSHIZUMI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KIKUCHI, YOSHINOBU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR INA, KEIICHIRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAWAGUCHI, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KODA, MAIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BARBARA JUDGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR YAMANASHI, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR YOSHIMURA, HIROTO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lloyds Banking Group plc
TICKER: LLOY CUSIP: G5533W248
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: RE-ELECT LORD BLACKWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT JUAN COLOMBAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT GEORGE CULMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ALAN DICKINSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ANITA FREW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT SIMON HENRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANTONIO HORTA-OSORIO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: RE-ELECT DEBORAH MCWHINNEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT NICK PRETTEJOHN AS DIRECTOR ISSUER YES FOR �� FOR
PROPOSAL #11: RE-ELECT STUART SINCLAIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SARA WELLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #15: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #16: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #17: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #19: APPROVE SHARESAVE SCHEME ISSUER YES FOR FOR
PROPOSAL #20: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: APPROVE RE-DESIGNATION OF LIMITED ISSUER YES FOR FOR
VOTING SHARES
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE ISSUE OF EQUITY IN RELATION ISSUER YES FOR FOR
TO THE ISSUE OF REGULATORY CAPITAL CONVERTIBLE
PROPOSAL #24: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #25: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #26: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO THE ISSUE OF REGULATORY
CAPITAL CONVERTIBLE INSTRUMENTS
PROPOSAL #27: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #28: AUTHORISE MARKET PURCHASE OF PREFERENCE ISSUER YES FOR FOR
SHARES
PROPOSAL #29: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #30: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Loblaw Companies Limited
TICKER: L CUSIP: 539481101
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL M. BEESTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT B. BONHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WARREN BRYANT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTIE J.B. CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. MARIANNE HARRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAUDIA KOTCHKA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN S. LACEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NANCY H.O. LOCKHART ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS C. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BETH PRITCHARD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SARAH RAISS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR GALEN G. WESTON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Localiza Rent a Car S.A.
TICKER: RENT3 CUSIP: P6330Z111
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT JOSE SALIM MATTAR JUNIOR AS ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #4.2: ELECT ANTONIO CLAUDIO BRANDAO RESENDE ISSUER YES FOR FOR
AS VICE-CHAIRMAN
PROPOSAL #4.3: ELECT EUGENIO PACELLI MATTAR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT FLAVIO BRANDAO RESENDE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT MARIA LETICIA DE FREITAS COSTA ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #4.6: ELECT JOSE GALLO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.7: ELECT OSCAR DE PAULA BERNARDES NETO AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #4.8: ELECT STEFANO BONFIGLIO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Localiza Rent a Car S.A.
TICKER: RENT3 CUSIP: P6330Z111
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL AND CONSOLIDATE BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L'OCCITANE INTERNATIONAL S.A.
TICKER: 973 CUSIP: L6071D109
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT VALERIE IRENE AMELIE MONIQUE ISSUER YES FOR FOR
BERNIS AS DIRECTOR
PROPOSAL #3.2: ELECT PIERRE MAURICE GEORGES MILET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #5: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AS STATUTORY AUDITOR
PROPOSAL #6: RE-APPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
EXTERNAL AUDITOR
PROPOSAL #7A: ADOPT SHARE OPTION PLAN 2016 �� ISSUER YES FOR FOR
PROPOSAL #7B: ADOPT FREE SHARE PLAN 2016 ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DISCHARGE OF STATUTORY AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PRICEWATERHOUSECOOPERS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #12: APPROVE RENEWAL OF THE SHARE CAPITAL ISSUER YES FOR FOR
AUTHORIZATION OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lojas Americanas S.A.
TICKER: LAME4 CUSIP: P6329M105
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MAURICIO ROCHA ALVES CARVALHO AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND MONICA HOJAIJ CARVALHO
MOLINA AS ALTERNATE APPOINTED BY PREFERRED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lojas Americanas S.A.
TICKER: LAME4 CUSIP: P6329M113
MEETING DATE: 12/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN AUTHORIZED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLE 5
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lojas Americanas S.A.
TICKER: LAME4 CUSIP: P6329M113
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT AND FISCAL COUNCIL MEMBERS
PROPOSAL #5: INSTALL FISCAL COUNCIL ISSUER YES FOR FOR
PROPOSAL #6.1: FIX NUMBER OF FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT FISCAL COUNCIL MEMBERS ISSUER YES ABSTAIN AGAINST
PROPOSAL #6.3: ELECT MARCIO LUCIANO MANCINI AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND PEDRO CARVALHO DE MELLO AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #6.4: ELECT RAPHAEL MANHAES MARTINS AS SHAREHOLDER YES ABSTAIN N/A
FISCAL COUNCIL MEMBER AND BERNARDO ZITO PORTO AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lojas Americanas S.A.
TICKER: LAME4 CUSIP: P6329M113
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lojas Renner
TICKER: LREN3 CUSIP: P6332C102
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6: FIX NUMBER OF FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #7: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lojas Renner
TICKER: LREN3 CUSIP: P6332C102
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE BONUS ISSUE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE INCREASE IN AUTHORIZED CAPITAL ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES 5 AND 6 TO REFLECT ISSUER YES FOR FOR
CHANGES IN SHARE CAPITAL AND AUTHORIZED CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: London Stock Exchange Group plc
TICKER: LSE CUSIP: G5689U103
MEETING DATE: 7/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE DEUTSCHE BORSE ACQUISITION ISSUER YES FOR FOR
BY HOLDCO IN CONNECTION WITH THE MERGER
PROPOSAL #2: AUTHORISE DIRECTORS TO IMPLEMENT THE ISSUER YES FOR FOR
SCHEME AND AMEND ARTICLES OF ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: London Stock Exchange Group plc
TICKER: LSE CUSIP: G5689U103
MEETING DATE: 7/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: London Stock Exchange Group plc
TICKER: LSE CUSIP: G5689U103
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JACQUES AIGRAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DONALD BRYDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PAUL HEIDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT LEX HOOGDUIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT RAFFAELE JERUSALMI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DAVID NISH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT STEPHEN O'CONNOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT XAVIER ROLET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT MARY SCHAPIRO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT DAVID WARREN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT ANDREA SIRONI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Longfor Properties Co. Ltd
TICKER: 960 CUSIP: G5635P109
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT SHAO MINGXIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT XIANG BING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT ZENG MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT LI CHAOJIANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lonza Group Ltd.
TICKER: LONN CUSIP: H50524133
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 2.75 PER SHARE
PROPOSAL #5.1a: REELECT PATRICK AEBISCHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1b: REELECT WERNER BAUER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1c: REELECT JEAN-DANIEL GERBER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1d: REELECT CHRISTOPH MAEDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1e: REELECT BARBARA RICHMOND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1f: REELECT MARGOT SCHELTEMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1g: REELECT ROLF SOIRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1h: REELECT JUERGEN STEINEMANN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1i: REELECT ANTONIO TRIUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT ALBERT BAEHNY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT ROLF SOIRON AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5.4a: APPOINT JEAN-DANIEL GERBER AS MEMBER ISSUER YES FOR FOR
OF THE NOMINATION AND COMPENSATION COMMITTEE
PROPOSAL #5.4b: APPOINT CHRISTOPH MAEDER AS MEMBER OF ISSUER YES FOR FOR
THE NOMINATION AND COMPENSATION COMMITTEE
PROPOSAL #5.4c: APPOINT JUERGEN STEINEMANN AS MEMBER ISSUER YES FOR FOR
OF THE NOMINATION AND COMPENSATION COMMITTEE
PROPOSAL #6: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: DESIGNATE DANIEL PLUESS AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF CHF 3 MILLION
PROPOSAL #9.1: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 5 MILLION
PROPOSAL #9.2: APPROVE VARIABLE SHORT-TERM ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF
CHF 4.3 MILLION
PROPOSAL #9.3: APPROVE VARIABLE LONG-TERM ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF
PROPOSAL #10: APPROVE CHF 22 MILLION SHARE CAPITAL ISSUER YES FOR FOR
INCREASE VIA THE ISSUANCE OF NEW SHARES WITH
PREEMPTIVE RIGHTS
PROPOSAL #11: APPROVE CREATION OF CHF 7.5 MILLION ISSUER YES FOR FOR
POOL OF AUTHORIZED CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE CHF 2.5 MILLION INCREASE IN ISSUER YES FOR FOR
POOL OF CONDITIONAL CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #13: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lotte Chemical Corp.
TICKER: A011170 CUSIP: Y5336U100
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT THREE INSIDE DIRECTORS AND ONE ISSUER YES FOR FOR
OUTSIDE DIRECTOR
PROPOSAL #4: ELECT PARK GYEONG-HUI AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lotte Chilsung Beverage Co.
TICKER: A005300 CUSIP: Y5345R106
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT LEE JAE-HYUK AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT SHIN DONG-BIN AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LEE JONG-HOON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT AHN TAE-SIK AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT KIM JONG-YONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT LEE BOK-SIL AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT AHN TAE-SIK AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4.2: ELECT KIM JONG-YONG AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: ELECT LEE BOK-SIL AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE TERMS OF RETIREMENT PAY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lotte Confectionery Co.
TICKER: A004990 CUSIP: Y53468107
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT PARK CHA-SEOK AS OUTSIDE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.2: ELECT HEO CHEOL-SEONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT JANG YONG-SEONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT PARK YONG-HO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT PARK CHA-SEOK AS MEMBERS OF ISSUER YES AGAINST AGAINST
AUDIT COMMITTEE
PROPOSAL #4.2: ELECT HEO CHEOL-SEONG AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: ELECT JANG YONG-SEONG AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #6: APPROVE TERMS OF RETIREMENT PAY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LOTTE Fine Chemical Co.,Ltd.
TICKER: A004000 CUSIP: Y7472W106
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT ONE INSIDE DIRECTOR AND ONE NON- ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITOR(S)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lotte Shopping Co.
TICKER: A023530 CUSIP: Y5346T119
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT TWO INSIDE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT TWO OUTSIDE DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: APPROVE TERMS OF RETIREMENT PAY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LPP S.A.
TICKER: LPP CUSIP: X5053G103
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING; ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S AND GROUP'S OPERATIONS
PROPOSAL #7: APPROVE SUPERVISORY BOARD REPORT ON ISSUER YES FOR FOR
BOARD'S WORK
PROPOSAL #8: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #10.1: APPROVE DISCHARGE OF MAREK PIECHOCKI ISSUER YES FOR FOR
(CEO)
PROPOSAL #10.2: APPROVE DISCHARGE OF JACEK KUJAWA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #10.3: APPROVE DISCHARGE OF PRZEMYSLAW ISSUER YES FOR FOR
LUTKIEWICZ (DEPUTY CEO)
PROPOSAL #10.4: APPROVE DISCHARGE OF SLAWOMIR LOBODA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #10.5: APPROVE DISCHARGE OF HUBERT ISSUER YES FOR FOR
KOMOROWSKI (DEPUTY CEO)
PROPOSAL #10.6: APPROVE DISCHARGE OF PIOTR DYKA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #11.1: APPROVE DISCHARGE OF JERZY LUBIANIEC ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #11.2: APPROVE DISCHARGE OF MACIEJ MATUSIAK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.3: APPROVE DISCHARGE OF WOJCIECH ISSUER YES FOR FOR
OLEJNICZAK (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.4: APPROVE DISCHARGE OF KRZYSZTOF ISSUER YES FOR FOR
OLSZEWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.5: APPROVE DISCHARGE OF DARIUSZ PACHLA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #13: AMEND STATUTE RE: CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #14: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LS Corp.
TICKER: A006260 CUSIP: Y5S41B108
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT TWO INSIDE DIRECTORS AND FOUR ISSUER YES FOR FOR
OUTSIDE DIRECTORS
PROPOSAL #3: ELECT THREE MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LSR Group PJSC
TICKER: LSRG CUSIP: 50218G206
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 78 PER SHARE
PROPOSAL #4: FIX NUMBER OF DIRECTORS AT NINE ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT DMITRY GONCHAROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.2: ELECT VASILY KOSTRITSA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.3: ELECT ALEKSEY MAKHNEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.4: ELECT ANDREY MOLCHANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.5: ELECT VITALY PODOLSKY AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.6: ELECT ALEKSANDR PRISYAZHNYUK AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #5.7: ELECT ELENA TUMANOVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.8: ELECT OLGA SHEYKINA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.9: ELECT EVGENY YATSYSHIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.1: ELECT NATALYA KLEVTSOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.2: ELECT LYUDMILA FRADINA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.3: ELECT IRINA SHARAPOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7.1: RATIFY LLC AUDIT-SERVICE SPB AS RAS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7.2: RATIFY KPMG AS IFRS AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE NEW EDITION OF CHARTER ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #10: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #11.1: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH SBERBANK RE: GUARANTEE AGREEMENT
PROPOSAL #11.2: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH SBERBANK RE: SUPPLEMENT TO GUARANTEE AGREEMENT
PROPOSAL #11.3: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH RUSSIAN AGRICULTURAL BANK RE: GUARANTEE
PROPOSAL #11.4: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH SBERBANK RE: GUARANTEE AGREEMENT
PROPOSAL #11.5: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH SBERBANK RE: PLEDGE AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LT Group, Inc.
TICKER: LTG CUSIP: Y5342M100
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE SHAREHOLDERS' ISSUER YES FOR FOR
MEETING ON JUNE 21, 2016
PROPOSAL #2: APPROVE THE MANAGEMENT REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #3: RATIFY ALL ACTS, TRANSACTIONS, AND ISSUER YES FOR FOR
RESOLUTIONS BY THE BOARD OF DIRECTORS AND MANAGEMENT
IN 2016
PROPOSAL #4: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
PROPOSAL #5.1: ELECT LUCIO C. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT HARRY C. TAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.3: ELECT CARMEN K. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT LUCIO K. TAN, JR. AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.5: ELECT MICHAEL G. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT JUANITA TAN LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT JOSEPH T. CHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT PETER Y. ONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.9: ELECT WASHINGTON Z. SYCIP AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.10: ELECT ANTONINO L. ALINDOGAN, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.11: ELECT WILFRIDO E. SANCHEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.12: ELECT FLORENCIA G. TARRIELA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.13: ELECT ROBIN C. SY AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lukoil PJSC
TICKER: LKOH CUSIP: 69343P105
MEETING DATE: 12/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2016
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LUKOIL PJSC
TICKER: LKOH CUSIP: 69343P105
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT, FINANCIAL ISSUER YES FOR FOR
STATEMENTS, AND ALLOCATION OF INCOME, INCLUDING
DIVIDENDS OF RUB 120 PER SHARE
PROPOSAL #2.1: ELECT VAGIT ALEKPEROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.2: ELECT VIKTOR BLAZHEEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.3: ELECT TOBY GATI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.4: ELECT VALERY GRAYFER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.5: ELECT IGOR IVANOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.6: ELECT RAVIL MAGANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.7: ELECT ROGER MUNNINGS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.8: ELECT RICHARD MATZKE AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.9: ELECT NIKOLAY NIKOLAEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.10: ELECT IVAN PICTET AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.11: ELECT LEONID FEDUN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.12: ELECT LUBOV KHOBA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.1: ELECT IVAN VRUBLEVSKY AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #3.2: ELECT PAVEL SULOYEV AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #3.3: ELECT ALEKSANDR SURKOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.1: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
FISCAL 2016
PROPOSAL #4.2: APPROVE REMUNERATION OF NEW DIRECTORS ISSUER YES FOR FOR
FOR FISCAL 2017
PROPOSAL #5.1: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION FOR FISCAL 2016
PROPOSAL #5.2: APPROVE REMUNERATION OF NEW MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION FOR FISCAL 2017
PROPOSAL #6: RATIFY KPMG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #8: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER YES FOR FOR
PROPOSAL #9: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
LIABILITY INSURANCE FOR DIRECTORS ,EXECUTIVES, AND
COMPANIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lundin Petroleum AB
TICKER: LUPE CUSIP: W64566107
MEETING DATE: 3/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES �� FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISTRIBUTION OF SHARES IN ISSUER YES FOR FOR
SUBSIDIARY INTERNATIONAL PETROLEUM CORPORATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lundin Petroleum AB
TICKER: LUPE CUSIP: W64566107
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #11: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #13: DETERMINE NUMBER OF MEMBERS (8) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #14a: REELECT PEGGY BRUZELIUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14b: REELECT ASHLEY HEPPENSTALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14c: REELECT IAN LUNDIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14d: REELECT LUKAS LUNDIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14e: REELECT GRACE SKAUGEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14f: REELECT ALEX SCHEITER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14g: REELECT CECILIA VIEWEG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14h: ELECT JAKOB THOMASEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14i: ELECT IAN LUNDIN AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.1 MILLION FOR THE CHAIRMAN AND
SEK 525,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION
FOR COMMITTEE WORK
PROPOSAL #16: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #19: APPROVE LTIP 2017 STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #20: APPROVE ISSUANCE OF UP TO 34 MILLION ISSUER YES FOR FOR
SHARES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #21: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #22a: CALL ON BOARD TO ALLOCATE SEK 5 SHAREHOLDER YES AGAINST FOR
BILLION TO REMEDY THE COMPANY'S ADVERSE HUMAN RIGHTS
IMPACTS IN SUDAN
PROPOSAL #22b: CALL ON THE BOARD TO REQUEST THE SHAREHOLDER YES AGAINST FOR
SWEDISH GOVERNMENT TO DESIGN A RELATED REMEDY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lupin Ltd.
TICKER: 500257 CUSIP: Y5362X101
MEETING DATE: 8/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT NILESH GUPTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BSR & CO. LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
RAMESH SWAMINATHAN AS CFO AND EXECUTIVE DIRECTOR
PROPOSAL #7: ELECT JEAN-LUC BELINGARD AS AN ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
COST AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Luxottica Group S.p.A.
TICKER: LUX CUSIP: T6444Z110
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Luye Pharma Group Ltd.
TICKER: 2186 CUSIP: G57007109
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT ZHU YUAN YUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT SONG RUI LIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT ZHANG HUA QIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT CHOY SZE CHUNG JOJO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LVMH Moet Hennessy Louis Vuitton
TICKER: MC CUSIP: F58485115
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 4.00 PER SHARE
PROPOSAL #5: REELECT DELPHINE ARNAULT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT NICOLAS BAZIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT ANTONIO BELLONI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT DIEGO DELLA VALLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT MARIE-JOSEE KRAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT MARIE-LAURE SAUTY DE CHALON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPOINT PIERRE GODE AS CENSOR ISSUER YES FOR FOR
PROPOSAL #12: APPOINT ALBERT FRERE AS CENSOR ISSUER YES FOR FOR
PROPOSAL #13: RENEW APPOINTMENT OF PAOLO BULGARI AS ISSUER YES FOR FOR
CENSOR
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BERNARD ARNAULT, CEO AND CHAIRMAN
PROPOSAL #15: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ANTONIO BELLONI, VICE-CEO
PROPOSAL #16: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
EXECUTIVE CORPORATE OFFICERS
PROPOSAL #17: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #18: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 50 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #19: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #20: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 50 MILLION
PROPOSAL #21: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 50 MILLION
PROPOSAL #22: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 50 MILLION
PROPOSAL #23: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #24: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #25: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES AGAINST AGAINST
50 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #26: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #27: AUTHORIZE UP TO 1 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #28: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #29: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ITEM 19 OF THE 2016 AGM AND ALL ISSUANCE
REQUESTS ABOVE AT EUR 50 MILLION
PROPOSAL #30: AMEND ARTICLES 4 AND 23 OF BYLAWS RE: ISSUER YES FOR FOR
HEADQUARTERS, DOUBLE VOTING RIGHTS, AND POWERS OF THE
EXTRAORDINARY GENERAL MEETING
PROPOSAL #31: DELEGATE POWER TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO AMEND THE BYLAWS TO COMPLY WITH NEW
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M. Dias Branco S.A Industria E Comercio De Alimentos
TICKER: MDIA3 CUSIP: P64876108
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M. Dias Branco S.A Industria E Comercio De Alimentos
TICKER: MDIA3 CUSIP: P64876108
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-RATIFY REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT FOR FISCAL YEAR 2016
PROPOSAL #2: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE 1:3 STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE LONG-TERM INCENTIVE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M1 Limited
TICKER: B2F CUSIP: Y6132C104
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND AUDITORS' ISSUER YES FOR FOR
REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHOO CHIAU BENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT KAREN KOOI LEE WAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHOW KOK KEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LOW HUAN PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ERNST & YOUNG LLP AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF SHARES UNDER THE M1 ISSUER YES AGAINST AGAINST
SHARE OPTION SCHEME 2002
PROPOSAL #10: APPROVE ISSUANCE OF SHARES UNDER THE M1 ISSUER YES AGAINST AGAINST
SHARE OPTION SCHEME 2013
PROPOSAL #11: APPROVE ISSUANCE OF SHARES PURSUANT TO ISSUER YES AGAINST AGAINST
AWARDS GRANTED UNDER THE M1 SHARE PLAN 2016
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #13: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #14: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #15: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M3 Inc
TICKER: 2413 CUSIP: J4697J108
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TANIMURA, ITARU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOMARU, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YOKOI, SATOSHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TSUJI, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TSUCHIYA, EIJI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YOSHIDA, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR URAE, AKINORI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR YOSHIDA, KENICHIRO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maanshan Iron & Steel Company Ltd.
TICKER: 323 CUSIP: Y5361G109
MEETING DATE: 6/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROV ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
MASTEEL (HONG KONG) CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mabuchi Motor Co. Ltd.
TICKER: 6592 CUSIP: J39186101
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 76
PROPOSAL #2.1: ELECT DIRECTOR OKOSHI, HIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ITOKAWA, MASATO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKAHASHI, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KATAYAMA, HIROTARO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR IYODA, TADAHITO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR UENISHI, EIJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HASHIMOTO, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MITARAI, NAOKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Macau Legend Development Ltd.
TICKER: 1680 CUSIP: G57361100
MEETING DATE: 8/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROJECT DEVELOPMENT AGREEMENT ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Macau Legend Development Ltd.
TICKER: 1680 CUSIP: G57361100
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADOPT THE AMENDED AND RESTATED ARTICLES ISSUER YES AGAINST AGAINST
OF ASSOCIATION
PROPOSAL #1: APPROVE THE CONNECTED PROCUREMENT ISSUER YES FOR FOR
AGREEMENTS AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE THE CHONG SON CONSTRUCTION ISSUER YES FOR FOR
SERVICES AGREEMENT AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Macau Legend Development Ltd.
TICKER: 01680 CUSIP: G57361100
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT CHOW KAM FAI, DAVID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHOW WAN HOK, DONALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT HO CHIULIN, LAURINDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT FONG CHUNG, MARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT XIE MIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Macquarie Atlas Roads Ltd.
TICKER: MQA CUSIP: Q568A7101
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT RICHARD ENGLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1: APPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR OF THE COMPANY
PROPOSAL #2: ELECT NORA SCHEINKESTEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT JAMES KEYES AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Macquarie Group Limited
TICKER: MQG CUSIP: Q57085286
MEETING DATE: 7/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF RSUS AND PSUS TO ISSUER YES FOR FOR
NICHOLAS MOORE, MANAGING DIRECTOR AND CHIEF EXECUTIVE
OFFICER OF THE COMPANY
PROPOSAL #4a: ELECT MJ HAWKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT MJ COLEMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5a: RATIFY THE PAST ISSUANCE OF SHARES ISSUER YES FOR FOR
PROPOSAL #5b: RATIFY THE PAST ISSUANCE OF MACQUARIE ISSUER YES FOR FOR
GROUP CAPITAL NOTES 2
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ISSUER: Maeda Road Construction Co. Ltd.
TICKER: 1883 CUSIP: J39401104
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 55
PROPOSAL #2.1: ELECT DIRECTOR OKABE, MASATSUGU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IMAEDA, RYOZO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SUZUKI, KANJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR UCHIYAMA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NISHIKAWA, HIROTAKA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAKEKAWA, HIDEYA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR FUJII, KAORU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NAGUMO, MASAJI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YOKOMIZO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KAJIKI, HISASHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Magellan Financial Group
TICKER: MFG CUSIP: Q5713S107
MEETING DATE: 10/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ELECT BRETT CAIRNS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT HAMISH MCLENNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE POTENTIAL TERMINATION ISSUER YES FOR FOR
BENEFITS TO CEO
PROPOSAL #5a: APPROVE THE GRANT OF PLAN SHARES TO ISSUER YES FOR FOR
HAMISH MCLENNAN, NON-EXECUTIVE DIRECTOR OF THE
PROPOSAL #5b: APPROVE THE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
HAMISH MCLENNAN, NON-EXECUTIVE DIRECTOR OF THE
PROPOSAL #5c: APPROVE RELATED PARTY BENEFITS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Magna International Inc.
TICKER: MG CUSIP: 559222401
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT B. BONHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER G. BOWIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARBARA JUDGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KURT J. LAUK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA A. NIEKAMP ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM A. RUH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR INDIRA V. SAMARASEKERA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD J. WALKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LAWRENCE D. WORRALL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM L. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Magnit PJSC
TICKER: MGNT CUSIP: 55953Q202
MEETING DATE: 9/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST SIX ISSUER YES FOR FOR
MONTHS OF FISCAL 2016
PROPOSAL #2.1: APPROVE LARGE-SCALE RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH AO TANDER RE: CREDIT AGREEMENT
PROPOSAL #2.2: APPROVE LARGE-SCALE RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH PAO SBERBANK OF RUSSIA RE: GUARANTEE
AGREEMENT
PROPOSAL #3: AMEND CHARTER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Magnit PJSC
TICKER: MGNT CUSIP: 55953Q202
MEETING DATE: 12/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2016
PROPOSAL #2: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #3.1: ELECT ROMAN EFIMENKO AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #3.2: ELECT ANZHELA UDOVICHENKO AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #3.3: ELECT LYUBOV SHAGUCH AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.1: APPROVE LARGE-SCALE RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION RE: LOAN AGREEMENT
PROPOSAL #4.2: APPROVE LARGE-SCALE RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION RE: GUARANTEE AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Magnit PJSC
TICKER: MGNT CUSIP: 55953Q202
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4.1: ELECT ALEKSANDR ALEKSANDROV AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #4.2: ELECT ALEKSEY PSHENICHNY AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.3: ELECT DMITRY CHENIKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT KHACHATUR POMBUKHCHAN AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #4.5: ELECT SERGEY GALITSKY AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT ASLAN SHKHACHEMUKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.7: ELECT VLADIMIR GORDEYCHUK AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.1: ELECT ROMAN EFIMENKO AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.2: ELECT IRINA TSYPLENKOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.3: ELECT LUBOV SHAGUCH AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #6: RATIFY RAS AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: RATIFY IFRS AUDITOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Magnitogorsk Iron & Steel Works
TICKER: MAGN CUSIP: X5170Z109
MEETING DATE: 9/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST HALF ISSUER YES FOR FOR
OF FISCAL 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Magnitogorsk Iron & Steel Works
TICKER: MAGN CUSIP: X5170Z109
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE ANNUAL REPORT ISSUER NO N/A N/A
PROPOSAL #1.2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #2.1: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #2.2: APPROVE DIVIDENDS OF RUB 1.24 PER ISSUER NO N/A N/A
SHARE
PROPOSAL #3.1: ELECT VIKTOR RASHNIKOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.2: ELECT RUBEN AGANBEGYAN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.3: ELECT KIRILL LYOVIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.4: ELECT NIKOLAY LYADOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.5: ELECT VALERY MARTSINOVICH AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.6: ELECT RALPH MORGAN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.7: ELECT OLGA RASHNIKOVA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.8: ELECT ZUMRUD RUSTAMOVA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.9: ELECT SERGEY USHAKOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.10: ELECT PAVEL SHILYAEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1: ELECT ALEKSANDR MASLENNIKOV AS MEMBER ISSUER NO N/A N/A
OF AUDIT COMMISSION
PROPOSAL #4.2: ELECT OKSANA DYULDINA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #4.3: ELECT GALINA AKIMOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AS AUDITOR ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #7: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #8: APPROVE NEW EDITION OF CHARTER ISSUER NO N/A N/A
PROPOSAL #9.1: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
GENERAL MEETINGS
PROPOSAL #9.2: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
BOARD OF DIRECTORS
PROPOSAL #9.3: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #9.4: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
GENERAL DIRECTOR
PROPOSAL #9.5: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
AUDIT COMMISSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Magyar Telekom Plc.
TICKER: MTELEKOM CUSIP: X5187V109
MEETING DATE: 4/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ANNUAL REPORT AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF HUF 25 PER SHARE
PROPOSAL #5.1: APPROVE REPORT ON SHARE REPURCHASE ISSUER YES FOR FOR
PROGRAM APPROVED AT 2016 AGM
PROPOSAL #5.2: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #6: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER YES FOR FOR
STATEMENT
PROPOSAL #7: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT ROBERT HAUBER AS MANAGEMENT ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #8.2: ELECT GUIDO MENZEL AS MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #8.3: ELECT MARDIA NIEHAUS AS MANAGEMENT ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #9.1: AMEND ARTICLE 1.6.2. OF BYLAWS RE: ISSUER YES FOR FOR
SCOPE OF ACTIVITIES OF COMPANY
PROPOSAL #9.2: AMEND ARTICLE 4.3. OF BYLAWS RE: ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #9.3: AMEND ARTICLE 5.6. OF BYLAWS RE: ISSUER YES FOR FOR
CONVOCATION OF GENERAL MEETING
PROPOSAL #9.4: AMEND ARTICLE 6.7. OF BYLAWS RE: ISSUER YES FOR FOR
LIABILITY OF MEMBERS OF BOARD OF DIRECTORS
PROPOSAL #9.5: AMEND ARTICLE 7.8.2. OF BYLAWS RE: ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #9.6: AMEND ARTICLE 7.8.4. OF BYLAWS RE: ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #10: AMEND REGULATIONS ON SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #11: RATIFY PRICEWATERHOUSECOOPERS AUDITING ISSUER YES FOR FOR
AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mahindra & Mahindra Financial Services Limited
TICKER: M&MFIN CUSIP: Y53987122
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND ON EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #4: REELECT V. S. PARTHASARATHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE B. K. KHARE & CO. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mahindra & Mahindra Financial Services Limited
TICKER: M&MFIN CUSIP: Y53987122
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE ISSUANCE OF SECURED OR ISSUER YES FOR FOR
UNSECURED REDEEMABLE NON-CONVERTIBLE DEBENTURES
INCLUDING SUBORDINATED DEBENTURES ON PRIVATE
PROPOSAL #3: APPROVE KEEPING OF REGISTERS AND INDEX ISSUER YES FOR FOR
OF MEMBERS, DEBENTUREHOLDERS AND COPIES OF ANNUAL
RETURNS AT THE COMPANY'S REGISTRAR AND SHARE TRANSFER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mahindra & Mahindra Ltd.
TICKER: M&M CUSIP: Y54164150
MEETING DATE: 8/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT S.B. MAINAK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE ISSUANCE OF DEBT SECURITIES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KEEPING OF REGISTER OF MEMBERS ISSUER YES FOR FOR
AND RELATED DOCUMENTS AT THE OFFICE OF THE COMPANY'S
NEW REGISTRAR & SHARE TRANSFER AGENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mahindra & Mahindra Ltd.
TICKER: M&M CUSIP: Y54164150
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Makita Corp.
TICKER: 6586 CUSIP: J39584107
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 82
PROPOSAL #2.1: ELECT DIRECTOR GOTO, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR GOTO, MUNETOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TORII, TADAYOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NIWA, HISAYOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TOMITA, SHINICHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KANEKO, TETSUHISA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OTA, TOMOYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TSUCHIYA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YOSHIDA, MASAKI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OMOTE, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR OTSU, YUKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR MORITA, AKIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR SUGINO, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR YAMAMOTO, ISSUER YES FOR FOR
FUSAHIRO
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Malayan Banking Berhad
TICKER: MAYBANK CUSIP: Y54671105
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT ABDUL FARID BIN ALIAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT R. KARUNAKARAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHENG KEE CHECK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT HIZAM BIN HASHIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT HASNITA BINTI DATO' HASHIM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT ANTHONY BRENT ELAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT JAMIAH BINTI ABDUL HAMID AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE BENEFITS PAYABLE TO NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #12: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #14: APPROVE ISSUANCE OF NEW ORDINARY SHARES ISSUER YES FOR FOR
UNDER THE DIVIDEND REINVESTMENT PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Malayan Banking Berhad
TICKER: MAYBANK CUSIP: Y54671105
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EMPLOYEES' SHARE GRANT PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GRANT OF SHARES TO ABDUL FARID ISSUER YES FOR FOR
ALIAS UNDER THE PROPOSED ESGP
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Malaysia Airports Holdings Berhad
TICKER: AIRPORT CUSIP: Y5585D106
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
THE FINANCIAL YEAR ENDED DECEMBER 31, 2016
PROPOSAL #3: APPROVE PAYMENT OF DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' BENEFITS FROM JANUARY ISSUER YES FOR FOR
1, 2017 UNTIL THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #5: ELECT RUHAIZAH BINTI MOHAMED RASHID AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT MOHAMAD BIN HUSIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT AZAILIZA BINTI MOHD AHAD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT MOHD BADLISHAM BIN GHAZALI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT MOHD IZANI BIN GHANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MAN SE
TICKER: MAN CUSIP: D51716104
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mando Corp.
TICKER: A204320 CUSIP: Y5762B113
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT TWO INSIDE DIRECTORS AND SIX ISSUER YES FOR FOR
OUTSIDE DIRECTORS
PROPOSAL #3: ELECT FOUR MEMBERS OF AUDIT COMMITTEE ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mando Corp.
TICKER: A204320 CUSIP: Y5762B113
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT KIM HYEON-SOO AS AN OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT KIM GYEONG-SOO AS AN OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT KIM HAN-CHEOL AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.2: ELECT KIM HYEON-SOO AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.3: ELECT KIM GYEONG-SOO AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mangalore Refinery & Petrochemicals Ltd.
TICKER: 500109 CUSIP: Y5763P137
MEETING DATE: 9/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT D. K. SARRAF AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
JOINT STATUTORY AUDITORS
PROPOSAL #4: ELECT A. K. SAHOO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT DIWAKAR NATH MISRA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #7: APPROVE INCREASE IN LIMIT ON PUBLIC ISSUER YES FOR FOR
SHAREHOLDINGS
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
FOR FY 2015-2016
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
FOR FY 2016-2017
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Manila Electric Company (Meralco)
TICKER: MER CUSIP: Y5764J148
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF THE ANNUAL MEETING OF ISSUER YES FOR FOR
STOCKHOLDERS HELD ON MAY 31, 2016
PROPOSAL #2: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: RATIFY THE ACTS OF THE BOARD AND ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: ELECT ANABELLE L. CHUA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.2: ELECT RAY C. ESPINOSA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.3: ELECT JAMES L. GO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.4: ELECT JOHN L. GOKONGWEI, JR.AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.5: ELECT LANCE Y. GOKONGWEI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.6: ELECT JOSE MA. K. LIM AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.7: ELECT MANUEL M. LOPEZ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.8: ELECT ARTEMIO V. PANGANIBAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.9: ELECT MANUEL V. PANGILINAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.10: ELECT OSCAR S. REYES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.11: ELECT PEDRO E. ROXAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPOINT EXTERNAL AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Manulife Financial Corporation
TICKER: MFC CUSIP: 56501R106
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH P. CARON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. CASSADAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN F. DABARNO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD B. DEWOLFE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHEILA S. FRASER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD A. GULOIEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LUTHER S. HELMS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TSUN-YAN HSIEH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR P. THOMAS JENKINS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAMELA O. KIMMET ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DONALD R. LINDSAY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN R.V. PALMER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR C. JAMES PRIEUR ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR ANDREA S. ROSEN ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR LESLEY D. WEBSTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mapfre, S.A.
TICKER: MAP CUSIP: E3449V125
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: REELECT ADRIANA CASADEMONT I RUHI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: RATIFY APPOINTMENT OF AND ELECT ANA ISSUER YES FOR FOR
ISABEL FERNANDEZ ALVAREZ AS DIRECTOR
PROPOSAL #6: RATIFY APPOINTMENT OF AND ELECT FERNANDO ISSUER YES FOR FOR
MATA VERDEJO AS DIRECTOR
PROPOSAL #7: ELECT FRANCISCO JOSE MARCO ORENES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: AMEND TITLE OF SECTION 2 FROM AUDIT ISSUER YES FOR FOR
COMMITTEE TO AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #9: AMEND ARTICLE 22 RE: AUDIT AND ISSUER YES FOR FOR
COMPLIANCE COMMITTEE
PROPOSAL #10: AMEND TITLE OF SECTION 4 FROM RISKS AND ISSUER YES FOR FOR
COMPLIANCE COMMITTEE TO RISKS COMMITTEE
PROPOSAL #11: AMEND ARTICLE 24 RE: RISKS COMMITTEE ISSUER YES FOR FOR
PROPOSAL #12: AMEND ARTICLE 15 OF GENERAL MEETING ISSUER YES FOR FOR
REGULATIONS RE: ATTENDANCE OF THE AUDIT AND
COMPLIANCE COMMITTEE AT MEETINGS
PROPOSAL #13: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #14: AUTHORIZE BOARD TO DELEGATE THE POWERS ISSUER YES FOR FOR
CONFERRED BY THE GENERAL MEETING IN FAVOR OF THE
EXECUTIVE COMMITTEE
PROPOSAL #15: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #16: AUTHORIZE BOARD TO CLARIFY OR INTERPRET ISSUER YES �� FOR FOR
PRECEDING RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marico Limited
TICKER: 531642 CUSIP: Y5841R170
MEETING DATE: 8/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAJEN MARIWALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICE WATERHOUSE AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE MARICO EMPLOYEE STOCK OPTION ISSUER YES AGAINST AGAINST
PLAN 2016 (PLAN) AND GRANT OF OPTIONS TO EMPLOYEES OF
THE COMPANY UNDER THE PLAN
PROPOSAL #7: GRANT OF OPTIONS TO EMPLOYEES OF ISSUER YES AGAINST AGAINST
SUBSIDIARIES UNDER THE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marine Harvest ASA
TICKER: MHG CUSIP: R2326D113
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING; DESIGNATE ISSUER YES FOR FOR
INSPECTOR(S) OF MINUTES OF MEETING
PROPOSAL #2: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME
PROPOSAL #6: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #7: APPROVAL OF THE GUIDELINES FOR ISSUER YES FOR FOR
ALLOCATION OF OPTIONS
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF NOK 1.1 MILLION FOR CHAIRMAN, NOK 575,000
FOR VICE CHAIRMAN, AND NOK 400,000 FOR OTHER
DIRECTORS; APPROVE AUDIT COMMITTEE FEES
PROPOSAL #9: APPROVE REMUNERATION OF NOMINATION ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #10: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #11a: ELECT OLE-EIRIK LEROY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11b: ELECT LISBET NAERO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11c: ELECT ORJAN SVANEVIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT MEMBERS OF NOMINATING COMMITTEE ISSUER YES FOR FOR
PROPOSAL #13: AUTHORIZE BOARD TO DECLARE QUARTERLY ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #14: AUTHORIZE BOARD TO DISTRIBUTE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #16: APPROVE CREATION OF NOK 367.6 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #17: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF NOK 3.20 BILLION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marks and Spencer Group plc
TICKER: MKS CUSIP: G5824M107
MEETING DATE: 7/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT ANDREW FISHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT VINDI BANGA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ALISON BRITTAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PATRICK BOUSQUET-CHAVANNE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: RE-ELECT MIRANDA CURTIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANDY HALFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT STEVE ROWE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT RICHARD SOLOMONS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ROBERT SWANNELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT LAURA WADE-GERY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT HELEN WEIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #21: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marubeni Corp.
TICKER: 8002 CUSIP: J39788138
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ASADA, TERUO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KOKUBU, FUMIYA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AKIYOSHI, MITSURU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YAMAZOE, SHIGERU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MINAMI, HIKARU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YABE, NOBUHIRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KITABATA, TAKAO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TAKAHASHI, KYOHEI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FUKUDA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR OKINA, YURI ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR GUNJI, ISSUER YES FOR FOR
KAZURO
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR HATCHOJI, ISSUER YES FOR FOR
TAKASHI
PROPOSAL #2.3: APPOINT STATUTORY AUDITOR YONEDA, ISSUER YES FOR FOR
TSUYOSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marui Group Co. Ltd.
TICKER: 8252 CUSIP: J40089104
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17
PROPOSAL #2.1: ELECT DIRECTOR AOI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HORIUCHI, KOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OKAJIMA, ETSUKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MUROI, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NAKAMURA, MASAO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ISHII, TOMO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KATO, HIROTSUGU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
NOZAKI, AKIRA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maruichi Steel Tube Ltd.
TICKER: 5463 CUSIP: J40046104
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUZUKI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YOSHIMURA, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HORIKAWA, DAIJI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MEGURO, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NAKANO, KENJIRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR USHINO, KENICHIRO ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR OKUMURA, MASUO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maruti Suzuki India Ltd
TICKER: 532500 CUSIP: Y7565Y100
MEETING DATE: 9/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT R. C. BHARGAVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT KAZUHIKO AYABE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF KENICHI AYUKAWA AS MANAGING DIRECTOR AND CEO
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF TOSHIAKI HASUIKE AS JOINT MANAGING DIRECTOR
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Massmart Holdings Ltd
TICKER: MSM CUSIP: S4799N122
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT DR LULU GWAGWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT PHUMZILE LANGENI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT JP SUAREZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JOHANNES VAN LIEROP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY AND APPOINT ROGER HILLEN AS THE AUDIT
PARTNER
PROPOSAL #6.1: RE-ELECT MOSES KGOSANA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6.2: ELECT KUSENI DLAMINI AS ALTERNATE ISSUER YES FOR FOR
MEMBER OF THE AUDIT COMMITTEE
PROPOSAL #6.3: RE-ELECT DR LULU GWAGWA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6.4: RE-ELECT PHUMZILE LANGENI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2.1: APPROVE FEES OF THE CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD
PROPOSAL #2.2: APPROVE FEES OF THE DEPUTY CHAIRMAN OF ISSUER YES FOR FOR
THE BOARD
PROPOSAL #2.3: APPROVE FEES OF THE INDEPENDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #2.4: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #2.5: APPROVE FEES OF THE RISK COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #2.6: APPROVE FEES OF THE REMUNERATION ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #2.7: APPROVE FEES OF THE NOMINATION AND ISSUER YES FOR FOR
SOCIAL AND ETHICS COMMITTEE CHAIRMEN
PROPOSAL #2.8: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBERS
PROPOSAL #2.9: APPROVE FEES OF THE OTHER BOARD ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Matsui Securities
TICKER: 8628 CUSIP: J4086C102
MEETING DATE: 6/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2.1: ELECT DIRECTOR MATSUI, MICHIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IMADA, HIROHITO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MORIBE, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WARITA, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SATO, KUNIHIKO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR UZAWA, SHINICHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SAIGA, MOTO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SHIBATA, MASASHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR IGAWA, MOTO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR ANNEN, JUNJI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Matsumotokiyoshi Holdings Co Ltd
TICKER: 3088 CUSIP: J41208109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 50
PROPOSAL #2: AMEND ARTICLES TO AMEND PROVISIONS ON ISSUER YES FOR FOR
NUMBER OF DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR MATSUMOTO, NAMIO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MATSUMOTO, KIYO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR NARITA, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MATSUMOTO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR OBE, SHINGO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR ISHIBASHI, AKIO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MATSUMOTO, TETSUO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR OYA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR KOBAYASHI, RYOICHI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR MATSUSHITA, ISAO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
SENO, YOSHIAKI
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maxis Berhad
TICKER: MAXIS CUSIP: Y58460109
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ARSHAD BIN RAJA TUN UDA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT MOKHZANI BIN MAHATHIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ALVIN MICHAEL HEW THAI KHEAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT MAZEN AHMED M. ALJUBEIR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT NASER ABDULAZIZ A. ALRASHED AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT KAIZAD B. HEERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH ASTRO MALAYSIA HOLDINGS BERHAD AND/OR ITS
PROPOSAL #11: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH TANJONG PUBLIC LIMITED COMPANY AND/OR ITS
PROPOSAL #12: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH MEASAT GLOBAL BERHAD AND/OR ITS AFFILIATES
PROPOSAL #13: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH USAHA TEGAS SDN BHD AND/OR ITS AFFILIATES
PROPOSAL #14: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH MAXIS COMMUNICATIONS BERHAD AND/OR ITS
PROPOSAL #15: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
SAUDI TELECOM COMPANY AND/OR ITS AFFILIATES
PROPOSAL #16: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH SRG ASIA PACIFIC SDN BHD
PROPOSAL #17: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
MALAYSIAN LANDED PROPERTY SDN BHD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mazda Motor Corp.
TICKER: 7261 CUSIP: J41551110
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2.1: ELECT DIRECTOR NAKAMINE, YUJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR INAMOTO, NOBUHIDE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ONO, MITSURU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SAKAI, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR JONO, KAZUAKI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR YASUDA, ISSUER YES FOR FOR
MASAHIRO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR HIRASAWA, ISSUER YES FOR FOR
MASAHIDE
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR TAMANO, ISSUER YES FOR FOR
KUNIHIKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: mBank S.A.
TICKER: MBK CUSIP: X0742L100
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #8.1: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS AND FINANCIAL STATEMENTS FOR
FISCAL 2016
PROPOSAL #8.2: APPROVE ALLOCATION OF INCOME FOR 2016 ISSUER YES FOR FOR
PROPOSAL #8.3: APPROVE ALLOCATION OF INCOME FROM ISSUER YES FOR FOR
PREVIOUS YEARS
PROPOSAL #8.4: APPROVE DISCHARGE OF CEZARY ISSUER YES FOR FOR
STYPULKOWSKI (CEO)
PROPOSAL #8.5: APPROVE DISCHARGE OF LIDIA ISSUER YES FOR FOR
JABLONOWSKA-LUBA (DEPUTY CEO)
PROPOSAL #8.6: APPROVE DISCHARGE OF PRZEMYSLAW ISSUER YES FOR FOR
GDANSKI (DEPUTY CEO)
PROPOSAL #8.7: APPROVE DISCHARGE OF HANS KEMLER ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.8: APPROVE DISCHARGE OF JAROSLAW ISSUER YES FOR FOR
MASTALERZ (DEPUTY CEO)
PROPOSAL #8.9: APPROVE DISCHARGE OF CEZARY KOCIK ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.10: APPROVE DISCHARGE OF JORG ISSUER YES FOR FOR
HESSENMULLER (DEPUTY CEO)
PROPOSAL #8.11: APPROVE DISCHARGE OF CHRISTOPH HEINS ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.12: ELECT RALPH MANDEL AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #8.13: ELECT JORG HESSENMULLER AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #8.14: APPROVE DISCHARGE OF MACIEJ LESNY ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #8.15: APPROVE DISCHARGE OF ANDRE CARLS ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.16: APPROVE DISCHARGE OF THORSTEN KANZLER ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.17: APPROVE DISCHARGE OF MARTIN BLESSING ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.18: APPROVE DISCHARGE OF WIESLAW THOR ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.19: APPROVE DISCHARGE OF TERESA MOKRYSZ ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.20: APPROVE DISCHARGE OF WALDEMAR STAWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.21: APPROVE DISCHARGE OF MAREK ISSUER YES FOR FOR
WIERZBOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #8.22: APPROVE DISCHARGE OF STEPHAN ENGELS ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.23: APPROVE DISCHARGE OF MARTIN ZIELKE ISSUER YES FOR FOR
(SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #8.24: APPROVE DISCHARGE OF AGNIESZKA ISSUER YES FOR FOR
SLOMKA-GOLEBIOWSKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #8.25: APPROVE DISCHARGE OF MARCUS CHROMIK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.26: APPROVE DISCHARGE OF RALPH MANDEL ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.27: APPROVE DISCHARGE OF JORG ISSUER YES FOR FOR
HESSENMULLER (SUPERVISORY BOARD MEMBER)
PROPOSAL #8.28: APPROVE DISCHARGE OF MALGORZATA ISSUER YES FOR FOR
ANCZEWSKA (CEO OF MWEALTH MANAGEMENT SA)
PROPOSAL #8.29: APPROVE DISCHARGE OF PAWEL BOGUSZ ISSUER YES FOR FOR
(DEPUTY CEO OF MWEALTH MANAGEMENT SA)
PROPOSAL #8.30: APPROVE DISCHARGE OF CEZARY KOCIK ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN OF MWEALTH MANAGEMENT SA)
PROPOSAL #8.31: APPROVE DISCHARGE OF DARIUSZ SOLSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER OF MWEALTH MANAGEMENT SA)
PROPOSAL #8.32: APPROVE DISCHARGE OF PAWEL PRZYBYLEK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER OF MWEALTH MANAGEMENT SA)
PROPOSAL #8.33: APPROVE DISCHARGE OF MONIKA POWROZNIK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER OF MWEALTH MANAGEMENT SA)
PROPOSAL #8.34: APPROVE DISCHARGE OF LUKASZ WITKOWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER OF MWEALTH MANAGEMENT SA)
PROPOSAL #8.35: APPROVE DISCHARGE OF JAROSLAW ISSUER YES FOR FOR
KOWALCZUK (CEO OF DOM MAKLERSKI MBANK SA)
PROPOSAL #8.36: APPROVE DISCHARGE OF ADAM JAROSZEWICZ ISSUER YES FOR FOR
(DEPUTY CEO OF DOM MAKLERSKI MBANK SA)
PROPOSAL #8.37: APPROVE DISCHARGE OF KAROL BACH ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER OF DOM MAKLERSKI MBANK SA)
PROPOSAL #8.38: APPROVE DISCHARGE OF MICHAL MARCZAK ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER OF DOM MAKLERSKI MBANK SA)
PROPOSAL #8.39: APPROVE DISCHARGE OF CEZARY ISSUER YES FOR FOR
STYPULKOWSKI (SUPERVISORY BOARD CHAIRMAN OF DOM
MAKLERSKI MBANK SA)
PROPOSAL #8.40: APPROVE DISCHARGE OF HANS KEMLER ISSUER YES FOR FOR
(SUPERVISORY BOARD DEPUTY CHAIRMAN OF DOM MAKLERSKI
MBANK SA)
PROPOSAL #8.41: APPROVE DISCHARGE OF PAWEL PRZYBYLEK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER OF DOM MAKLERSKI MBANK SA)
PROPOSAL #8.42: APPROVE DISCHARGE OF WLODZIMIERZ ISSUER YES FOR FOR
WALUS (SUPERVISORY BOARD MEMBER OF DOM MAKLERSKI
PROPOSAL #8.43: APPROVE DISCHARGE OF PAWEL GRANIEWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER OF DOM MAKLERSKI MBANK SA)
PROPOSAL #8.44: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS AND CONSOLIDATED FINANCIAL
STATEMENTS IN FISCAL 2016
PROPOSAL #8.45: AMEND STATUTE RE: MANAGEMENT BOARD ISSUER YES AGAINST AGAINST
AUTHORIZATION TO INCREASE SHARE CAPITAL WITHIN LIMITS
OF TARGET CAPITAL WITH POSSIBLE EXCLUSION OF
PREEMPTIVE RIGHTS
PROPOSAL #8.46: AMEND STATUTE ISSUER YES FOR FOR
PROPOSAL #8.47: APPROVE SHAREHOLDERS' CONSENT WITH ISSUER YES FOR FOR
CORPORATE GOVERNANCE PRINCIPLES FOR
SUPERVISEDINSTITUTIONS ADOPTED BY POLISH FINANCIAL
SUPERVISION AUTHORITY
PROPOSAL #8.48: RATIFY AUDITOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.49: FIX NUMBER OF SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
MEMBERS
PROPOSAL #8.50: ELECT SUPERVISORY BOARD MEMBERS ISSUER YES AGAINST AGAINST
PROPOSAL #8.51: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mebuki Financial Group Inc.
TICKER: 7167 CUSIP: J0312N102
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO CLARIFY TERM OF ISSUER YES FOR FOR
DIRECTORS APPOINTED TO FILL VACANCIES - REFLECT
CHANGES IN LAW
PROPOSAL #2.1: ELECT DIRECTOR TERAKADO, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MATSUSHITA, MASANAO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SAKAMOTO, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HORIE, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SASAJIMA, RITSUO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SHIMIZU, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MURASHIMA, EIJI ISSUER YES FOR FOR
PROPOSAL #3: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER GOTO, NAOKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mechel PAO
TICKER: MTL CUSIP: X8487H101
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE RELATED PARTY TRANSACTIONS ISSUER NO N/A N/A
WITH GAZPROMBANK RE: AMENDMENT TO GUARANTEE AGREEMENT
PROPOSAL #1.2: APPROVE RELATED PARTY TRANSACTIONS ISSUER NO N/A N/A
WITH GAZPROMBANK RE: PLEDGE OF SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mechel PAO
TICKER: MTL CUSIP: X8487H101
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #2.1: ELECT IGOR ZYUZIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.2: ELECT OLEG KORZHOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.3: ELECT GEORGY PETROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.4: ELECT ALEKSANDR KOTSKY AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.5: ELECT YURI MALYSHEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.6: ELECT ALEKSANDR ORISCHIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.7: ELECT VICTOR TRIGUBKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.8: ELECT TIGRAN KHACHATUROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.9: ELECT ALEKSANDR SHOKHIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.1: ELECT NATALIA ZYKOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #3.2: ELECT ALEKSANDER KAPRALOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #3.3: ELECT IRINA BOLKHOVSKIKH AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4: RATIFY AO ENERGY CONSULTING AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #6: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES AGAINST AGAINST
REMUNERATION OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mediaset Espana Comunicacion SA
TICKER: TL5 CUSIP: E7418Y101
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE SPECIAL DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE STOCK-FOR-SALARY PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SHARE APPRECIATION RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPOINT DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mediaset Spa
TICKER: MS CUSIP: T6688Q107
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4.1: SLATE 1 SUBMITTED BY FININVEST SPA SHAREHOLDER NO N/A N/A
PROPOSAL #4.2: SLATE 2 SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #5: APPROVE INTERNAL AUDITORS' REMUNERATION ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MediaTek Inc.
TICKER: 2454 CUSIP: Y5945U103
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6.1: ELECT RICK TSAI WITH ID NO. A102354XXX ISSUER YES FOR FOR
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT MING JE TANG WITH ID NO. ISSUER YES FOR FOR
A100065XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medibank Private Ltd.
TICKER: MPL CUSIP: Q5921Q109
MEETING DATE: 11/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT DAVID FAGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LINDA BARDO NICHOLLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO CRAIG DRUMMOND
PROPOSAL #6: APPROVE THE AMENDMENTS TO THE COMPANY'S ISSUER YES FOR FOR
CONSTITUTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mediobanca SPA
TICKER: MB CUSIP: T10584117
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: ELECT MARINA NATALE AS DIRECTOR SHAREHOLDER YES AGAINST N/A
PROPOSAL #3.a: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3.b: APPROVE FIXED-VARIABLE COMPENSATION ISSUER YES FOR FOR
RATIO
PROPOSAL #3.c: APPROVE SEVERANCE PAYMENTS POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTOR, OFFICER, AND INTERNAL ISSUER YES FOR FOR
AUDITORS LIABILITY AND INDEMNITY INSURANCE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medipal Holdings Corp
TICKER: 7459 CUSIP: J4189T101
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WATANABE, SHUICHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHOFUKU, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YODA, TOSHIHIDE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAKON, YUJI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HASEGAWA, TAKURO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WATANABE, SHINJIRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NINOMIYA, KUNIO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KAWANOBE, MICHIKO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KAGAMI, MITSUKO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ASANO, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR TOYODA, ISSUER YES FOR FOR
TOMOYASU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mega Financial Holding Co. Ltd.
TICKER: 2886 CUSIP: Y59456106
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF MINISTRY OF FINANCE
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR CHAO SHUN CHANG, A
REPRESENTATIVE OF MINISTRY OF FINANCE
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR LI YEN YANG, A
REPRESENTATIVE OF MINISTRY OF FINANCE
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR CHIU FA TSAI, A
REPRESENTATIVE OF MINISTRY OF FINANCE
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF BANK OF TAIWAN CO., LTD.
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR YE CHIN CHIOU, A
REPRESENTATIVE OF BANK OF TAIWAN CO., LTD.
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF INDEPENDENT DIRECTOR TSUN
SIOU LI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MegaFon PJSC
TICKER: MFON CUSIP: 58517T209
MEETING DATE: 8/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #2.1: ELECT ROBERT ANDERSSON AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.2: ELECT GUSTAV BENGTSSON AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.3: ELECT ALEKSANDR ESIKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.4: ELECT NIKOLAY KRYLOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.5: ELECT PAUL MYNERS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.6: ELECT CARL LUIGA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.7: ELECT PER EMIL NILSSON AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.8: ELECT JAN RUDBERG AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.9: ELECT INGRID STENMARK AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.10: ELECT VLADIMIR STRESHYNSKY AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #2.11: ELECT IVAN TAVRIN AS DIRECTOR ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MegaFon PJSC
TICKER: MFON CUSIP: 58517T209
MEETING DATE: 9/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REORGANIZATION OF PAO MEGAFON ISSUER YES FOR FOR
VIA SPIN-OFF OF AO PBK
PROPOSAL #2: APPROVE REORGANIZATION OF PAO MEGAFON ISSUER YES FOR FOR
VIA ACQUISITION OF AO MOBIKOM VOLGA AND AO YAROSLAVL-
PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTIONS: ISSUER YES FOR FOR
AGREEMENT ON LEASE AND/OR USE OF TELECOM FACILITIES
WITH AO PBK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MegaFon PJSC
TICKER: MFON CUSIP: 58517T209
MEETING DATE: 11/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES AGAINST AGAINST
BOARD OF DIRECTORS
PROPOSAL #2.1: ELECT ROBERT ANDERSSON AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.2: ELECT HENRIETTE WENDT AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.3: ELECT ALEKSANDR ESIKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.4: ELECT NIKOLAY KRYLOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.5: ELECT PAUL MYNERS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.6: ELECT EMIL NILSSON AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.7: ELECT JAN RUDBERG AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.8: ELECT INGRID STENMARK AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.9: ELECT VLADIMIR STRESHINSKY AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.10: ELECT IVAN TAVRIN AS DIRECTOR ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MegaFon PJSC
TICKER: MFON CUSIP: 58517T209
MEETING DATE: 12/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MegaFon PJSC
TICKER: MFON CUSIP: 58517T209
MEETING DATE: 1/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SHARE PURCHASE AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MegaFon PJSC
TICKER: MFON CUSIP: 58517T209
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4.1: ELECT ROBERT ANDERSSON AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.2: ELECT HENRIETTE WENDT AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.3: ELECT BORIS DOBRODEEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT ALEKSANDR ESIKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.5: ELECT NIKOLAY KRYLOV DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT PAUL MYNERS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.7: ELECT DOUGLAS LUBBE AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.8: ELECT HANNU-MATTI MAKINEN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.9: ELECT PAVEL MITROFANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.10: ELECT ARDAVAN MOSHIRI AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.11: ELECT PER EMIL NILSSON AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.12: ELECT JAN RUDBERG AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.13: ELECT INGRID STENMARK AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.14: ELECT VLADIMIR STRESHINSKY AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #5: FIX SIZE OF MANAGEMENT BOARD; ELECT ISSUER YES FOR FOR
MEMBERS OF MANAGEMENT BOARD
PROPOSAL #6: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT MEMBERS OF AUDIT COMMISSION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMPANY'S MEMBERSHIP IN BIG DATA ISSUER YES FOR FOR
VALUE ASSOCIATION
PROPOSAL #9: APPROVE COMPANY'S MEMBERSHIP IN INTERNET ISSUER YES FOR FOR
OF THINGS ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Megaworld Corporation
TICKER: MEG CUSIP: Y59481112
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE MINUTES OF THE PREVIOUS ANNUAL ISSUER YES FOR FOR
MEETING
PROPOSAL #5: APPROVE AMENDMENT OF PRINCIPAL OFFICE ISSUER YES FOR FOR
ADDRESS
PROPOSAL #6: APPOINT EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: RATIFY ACTS AND RESOLUTIONS OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS, BOARD COMMITTEES AND MANAGEMENT
PROPOSAL #8a: ELECT ANDREW L. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8b: ELECT KATHERINE L. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8c: ELECT KINGSON U. SIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8d: ELECT ENRIQUE SANTOS L. SY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8e: ELECT JESUS B. VARELA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8f: ELECT GERARDO C. GARCIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8g: ELECT ROBERTO S. GUEVARA AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meggitt PLC
TICKER: MGGT CUSIP: G59640105
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SIR NIGEL RUDD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT STEPHEN YOUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GUY BERRUYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT COLIN DAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ALISON GOLIGHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PHILIP GREEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT PAUL HEIDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT DOUG WEBB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT TONY WOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT NANCY GIOIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #20: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Megmilk Snow Brand Co., Ltd.
TICKER: 2270 CUSIP: J41966102
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NISHIO, KEIJI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NAMBA, TAKAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ISHIDA, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KOSAKA, SHINYA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TSUCHIOKA, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KONISHI, HIROAKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHIROHATA, KATSUYUKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KOITABASHI, MASATO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MOTOI, HIDEKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANAN, HISA ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER OMORI, SETSUYA
PROPOSAL #2.2: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER HATTORI, AKITO
PROPOSAL #3: APPOINT DELOITTE TOUCHE TOHMATSU LLC AS ISSUER YES FOR FOR
NEW EXTERNAL AUDIT FIRM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meiji Holdings Co Ltd
TICKER: 2269 CUSIP: J41729104
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATSUO, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAZA, MICHIRO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHIOZAKI, KOICHIRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FURUTA, JUN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IWASHITA, SHUICHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAWAMURA, KAZUO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KOBAYASHI, DAIKICHIRO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SANUKI, YOKO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR IWASHITA, TOMOCHIKA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MURAYAMA, TORU ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR MATSUZUMI, ISSUER YES FOR FOR
MINEO
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR TANAKA, ISSUER YES FOR FOR
HIROYUKI
PROPOSAL #2.3: APPOINT STATUTORY AUDITOR WATANABE, ISSUER YES FOR FOR
HAJIME
PROPOSAL #2.4: APPOINT STATUTORY AUDITOR ANDO, MAKOTO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
IMAMURA, MAKOTO
PROPOSAL #4: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Melco International Development Ltd
TICKER: 200 CUSIP: Y59683188
MEETING DATE: 12/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDED SHARE INCENTIVE PLAN OF ISSUER YES FOR FOR
MELCO CROWN ENTERTAINMENT LIMITED
PROPOSAL #2: APPROVE AMENDED SHARE INCENTIVE PLAN OF ISSUER YES AGAINST AGAINST
MELCO CROWN (PHILIPPINES) RESORTS CORPORATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Melco International Development Ltd
TICKER: 200 CUSIP: Y59683188
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE SPECIAL FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT HO, LAWRENCE YAU LUNG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3a2: ELECT EVAN ANDREW WINKLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT NG CHING WO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3a4: ELECT TYEN KAN HEE, ANTHONY AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES AGAINST AGAINST
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6.1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6.2: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Melisron Ltd.
TICKER: MLSR CUSIP: M5128G106
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT BDO ZIV HAFT AS AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: REELECT LIORA OFER AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.2: REELECT NAFTALI CEDER AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.3: REELECT MEIR MORDECHAI AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.4: REELECT RON AVIDAN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.5: REELECT ODED SHAMIR AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #4: ISSUE UPDATED EXEMPTION AGREEMENTS TO ISSUER YES FOR FOR
DIRECTORS/OFFICERS
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Melisron Ltd.
TICKER: MLSR CUSIP: M5128G106
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SHLOMO SHERF AS EXTERNAL DIRECTOR ISSUER YES FOR FOR
AND APPROVE HIS REMUNERATION
PROPOSAL #2: AMEND ARTICLES RE: MEETING NOTIFICATION ISSUER YES FOR �� FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Melker Schorling AB
TICKER: MELK CUSIP: W5710N104
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 3.60 PER SHARE
PROPOSAL #9c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #10: DETERMINE NUMBER OF MEMBERS (8) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 100,000 TO ALL MEMBERS OF THE
BOARD; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #12: REELECT MELKER SCHÖRLING, MIKAEL EKDAHL ISSUER YES FOR FOR
(CHAIRMAN), STEFAN PERSSON, SOFIA SCHÖRLING HÖGBERG
(VICE CHAIRMAN), MÄRTA SCHÖRLING ANDREEN AND CARL
BEK-NIELSEN AS DIRECTORS; ELECT GEORG BRUNSTAM AND
CARL-HENRIC SVANBERG AS NEW DIRECTORS
PROPOSAL #13: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: ELECT SOFIA SCHÖRLING HÖGBERG ISSUER YES FOR FOR
(CHAIRMAN), HENRIK DIDNER AND JOHAN STRANDBERG AS
MEMBERS OF NOMINATING COMMITTEE
PROPOSAL #15: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #16: AMEND ARTICLES RE: NUMBER OF BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #17: APPROVE CREATION OF POOL OF CAPITAL ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Melrose Industries plc
TICKER: MRO CUSIP: G5973J178
MEETING DATE: 7/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF ALL OR ANY PART ISSUER YES FOR FOR
OF THE ISSUED SHARE CAPITAL OF NORTEK
PROPOSAL #2: AUTHORISE ISSUE OF EQUITY PURSUANT TO ISSUER YES FOR FOR
THE RIGHTS ISSUE
PROPOSAL #3: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #4: APPROVE RE-ADMISSION OR TRANSFER OF THE ISSUER YES FOR FOR
MELROSE SHARES TO THE STANDARD SEGMENT OF THE
OFFICIAL LIST
PROPOSAL #5: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #6: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #7: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Melrose Industries PLC
TICKER: MRO CUSIP: G5973J178
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT CHRISTOPHER MILLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DAVID ROPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT SIMON PECKHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GEOFFREY MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JUSTIN DOWLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT LIZ HEWITT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT DAVID LIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Melrose Industries PLC
TICKER: MRO CUSIP: G5973J178
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CREATION OF AND GRANT OF OPTIONS ISSUER YES FOR FOR
OVER THE 2017 INCENTIVE SHARES
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE OFF-MARKET PURCHASE OF ISSUER YES FOR FOR
ORDINARY SHARES AND/OR INCENTIVE SHARES AND/OR
PROPOSAL #5: AUTHORISE OFF-MARKET PURCHASE AND ISSUER YES FOR FOR
CANCELLATION OF DEFERRED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merck KGaA
TICKER: MRK CUSIP: D5357W103
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES �� FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.20 PER SHARE
PROPOSAL #4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #6: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #7: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #8: APPROVE CREATION OF EUR 56.5 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #9: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mercury NZ Limited
TICKER: MCY CUSIP: Q60770106
MEETING DATE: 11/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JOAN WITHERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT JAMES MILLER AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meridian Energy Ltd.
TICKER: MEL CUSIP: Q5997E121
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JAN DAWSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT CHRIS MOLLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merlin Entertainments plc
TICKER: MERL CUSIP: G6019W108
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SIR JOHN SUNDERLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT NICK VARNEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT ANNE-FRANCOISE NESMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CHARLES GURASSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT KEN HYDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT FRU HAZLITT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SOREN THORUP SORENSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RE-ELECT TRUDY RAUTIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT RACHEL CHIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merlin Properties SOCIMI, SA
TICKER: MRL CUSIP: E7390Z100
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2.1: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #2.2: APPROVE DIVIDENDS CHARGED TO RESERVES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5.1: FIX NUMBER OF DIRECTORS AT 13 ISSUER YES FOR FOR
PROPOSAL #5.2: RATIFY APPOINTMENT OF AND ELECT JOSE ISSUER YES FOR FOR
FERRIS MONERA AS DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7.2: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE INCREASE IN CAPITAL UP TO 50 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED
SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20
PERCENT
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS, DEBENTURES, WARRANTS, AND OTHER DEBT
SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO EUR 1
PROPOSAL #13: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
BONDS/DEBENTURES AND/OR OTHER DEBT SECURITIES UP TO
EUR 4 BILLION AND ISSUANCE OF NOTES UP TO EUR 500
MILLION
PROPOSAL #14.1: AMEND ARTICLE 38 RE: DIRECTOR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #14.2: AMEND ARTICLE 55 RE: DISTRIBUTION OF ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #15: AMEND ARTICLE 21 OF GENERAL MEETING ISSUER YES FOR FOR
REGULATIONS RE: PROXY VOTING
PROPOSAL #16: AUTHORIZE COMPANY TO CALL EGM WITH 15 ISSUER YES FOR FOR
DAYS' NOTICE
PROPOSAL #17: APPROVE CHARITABLE DONATIONS ISSUER YES FOR FOR
PROPOSAL #18: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Metallurgical Corporation Of China Ltd.
TICKER: 1618 CUSIP: Y5949Y119
MEETING DATE: 8/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YAN AIZHONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF RMB8 BILLION SHAREHOLDER YES FOR FOR
RENEWABLE CORPORATE BONDS
PROPOSAL #3: APPROVE ISSUANCE OF RMB2 BILLION SHAREHOLDER YES FOR FOR
CORPORATE BONDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Metallurgical Corporation of China Ltd.
TICKER: 1618 CUSIP: Y5949Y119
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE PLAN OF GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU CPA LLP ISSUER YES FOR FOR
(SPECIAL GENERAL PARTNERSHIP) AS AUDITOR AND
INTERNAL CONTROL AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #9: APPROVE MUTUAL SUPPLY OF COMPREHENSIVE SHAREHOLDER YES FOR FOR
RAW MATERIALS, PRODUCTS AND SERVICES AGREEMENT AND
ITS ANNUAL CAPS FOR THE NEXT THREE YEARS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Metcash Ltd
TICKER: MTS CUSIP: Q6014C106
MEETING DATE: 8/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT PATRICK ALLAWAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT FIONA BALFOUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT HELEN NASH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT MURRAY JORDAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO IAN MORRICE, CHIEF EXECUTIVE OFFICER OF THE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Metro AG
TICKER: MEO CUSIP: D53968125
MEETING DATE: 2/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.00 PER ORDINARY SHARE AND EUR 1.06
PER PREFERENCE SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/16
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/16
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2016/17
PROPOSAL #6.1: ELECT FLORIAN FUNCK TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.2: ELECT REGINE STACHELHAUS TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.3: ELECT BERNHARD DUETTMANN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.4: ELECT JULIA GOLDIN TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.5: ELECT JO HARLOW TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #7: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #8: APPROVE CREATION OF EUR 417 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: CHANGE COMPANY NAME TO CECONOMY AG ISSUER YES FOR FOR
PROPOSAL #10: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE SPIN-OFF AGREEMENT WITH METRO ISSUER YES FOR FOR
WHOLESALE & FOOD SPECIALIST AG
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Metro Inc.
TICKER: MRU CUSIP: 59162N109
MEETING DATE: 1/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARYSE BERTRAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHANIE COYLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC DESERRES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLAUDE DUSSAULT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RUSSELL GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARC GUAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTIAN W.E. HAUB ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHEL LABONTE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ERIC R. LA FLECHE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHRISTINE MAGEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR MARIE-JOSE NADEAU ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR REAL RAYMOND ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR LINE RIVARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: SP 1: APPROVE THE CREATION OF STRATEGIC SHAREHOLDER YES AGAINST FOR
PERSPECTIVES COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Metro Pacific Investments Corporation
TICKER: MPI CUSIP: Y60305102
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
MEETING OF STOCKHOLDERS HELD ON MAY 27, 2016
PROPOSAL #2: APPROVE REPORT OF THE PRESIDENT AND ISSUER YES FOR FOR
CHIEF EXECUTIVE OFFICER
PROPOSAL #3: APPROVE THE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: RATIFY THE ACTS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND MANAGEMENT
PROPOSAL #5.1: ELECT MANUEL V. PANGILINAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT JOSE MA. K. LIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT DAVID J. NICOL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT EDWARD S. GO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT AUGUSTO P. PALISOC, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: ELECT ALBERT F. DEL ROSARIO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.7: ELECT ALFRED V. TY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT ARTEMIO V. PANGANIBAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.9: ELECT RAMONCITO S. FERNANDEZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.10: ELECT LYDIA B. ECHAUZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.11: ELECT FRANCISCO C. SEBASTIAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.12: ELECT RAY C. ESPINOSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.13: ELECT ROBERT C. NICHOLSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.14: ELECT RODRIGO E. FRANCO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.15: ELECT WASHINGTON Z. SYCIP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPOINT EXTERNAL AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Metropolitan Bank & Trust Company
TICKER: MBT CUSIP: Y6028G136
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF THE ANNUAL MEETING ISSUER YES FOR FOR
HELD ON APRIL 27, 2016
PROPOSAL #2: RATIFY ALL ACTS AND RESOLUTIONS OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS, MANAGEMENT AND ALL COMMITTEES
FROM APRIL 27, 2016 TO APRIL 25, 2017
PROPOSAL #3.1: ELECT GEORGE S.K. TY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ARTHUR TY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT FRANCISCO C. SEBASTIAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT FABIAN S. DEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT JESLI A. LAPUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT ALFRED V. TY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT ROBIN A. KING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT REX C. DRILON II AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT EDMUND A. GO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT FRANCISCO F. DEL ROSARIO, JR. ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3.11: ELECT VICENTE R. CUNA, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.12: ELECT EDGAR O. CHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPOINT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
EXTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Metso Corporation
TICKER: METSO CUSIP: X53579102
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.05 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 110,000 FOR CHAIRMAN, EUR 62,000
FOR VICE CHAIRMAN AND EUR 50,000 FOR OTHER DIRECTORS;
APPROVE MEETING FEES; APPROVE REMUNERATION FOR
COMMITTEE WORK
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #12: REELECT MIKAEL LILIUS (CHAIRMAN), ISSUER YES FOR FOR
CHRISTER GARDELL, PETER CARLSSON, OZEY HORTON, LARS
JOSEFSSON, NINA KOPOLA AND ARJA TALMA AS DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #16: APPROVE CHARITABLE DONATIONS OF UP TO ISSUER YES FOR FOR
EUR 1 MILLION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mexichem S.A.B. de C.V.
TICKER: MEXCHEM * CUSIP: P57908132
MEETING DATE: 12/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CASH DIVIDENDS OF USD 105 ISSUER YES FOR FOR
MILLION
PROPOSAL #2: APPROVE STOCK DIVIDEND AT A RATE OF ISSUER YES FOR FOR
0.025 SHARES PER SHARE
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mexichem S.A.B. de C.V.
TICKER: MEXCHEM * CUSIP: P57908132
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT CEO'S REPORT AND BOARD'S REPORT ISSUER YES FOR FOR
ON OPERATIONS AND RESULTS
PROPOSAL #1.2: ACCEPT INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.3: ACCEPT REPORT ON COMPLIANCE OF FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #2: PRESENT AUDIT AND CORPORATE PRACTICES ISSUER YES FOR FOR
COMMITTEE'S REPORT
PROPOSAL #3.1: APPROVE NET CONSOLIDATED PROFIT AFTER ISSUER YES FOR FOR
MINORITY INTEREST IN THE AMOUNT OF USD 238.4 MILLION
PROPOSAL #3.2: APPROVE TREATMENT OF INDIVIDUAL NET ISSUER YES FOR FOR
LOSS IN THE AMOUNT OF MXN 672.72 MILLION (USD 238.4
MILLION)
PROPOSAL #3.3: APPROVE ALLOCATION OF INDIVIDUAL AND ISSUER YES FOR FOR
OR CONSOLIDATED PROFITS AND OR LOSSES REFERRED TO IN
ITEMS 3.1 AND 3.2 TO THE ACCUMULATED RESULTS ACCOUNT
PROPOSAL #4.1: RATIFY ANTONIO DEL VALLE RUIZ AS ISSUER YES FOR FOR
HONORARY AND LIFETIME BOARD CHAIRMAN
PROPOSAL #4.2a: RATIFY JUAN PABLO DEL VALLE PEROCHENA ISSUER YES FOR FOR
AS BOARD MEMBER
PROPOSAL #4.2b: RATIFY ADOLFO DEL VALLE RUIZ AS BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #4.2c: RATIFY IGNACIO DEL VALLE RUIZ AS ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #4.2d: RATIFY ANTONIO DEL VALLE PEROCHENA AS ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #4.2e: RATIFY MARIA GUADALUPE DEL VALLE ISSUER YES FOR FOR
PEROCHENA AS BOARD MEMBER
PROPOSAL #4.2f: RATIFY JAIME RUIZ SACRISTAN AS BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #4.2g: RATIFY FERNANDO RUIZ SAHAGUN AS BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #4.2h: RATIFY EUGENIO SANTIAGO CLARIOND ISSUER YES FOR FOR
REYES RETANA AS BOARD MEMBER
PROPOSAL #4.2i: RATIFY EDUARDO TRICIO HARO AS BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #4.2j: RATIFY GUILLERMO ORTIZ MARTINEZ AS ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #4.2k: RATIFY DIVO MILAN HADDAD AS BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #4.3a: RATIFY FERNANDO RUIZ SAHAGUN AS ISSUER YES FOR FOR
CHAIRMAN OF AUDIT COMMITTEE
PROPOSAL #4.3b: RATIFY EUGENIO SANTIAGO CLARIOND ISSUER YES FOR FOR
REYES RETANA AS CHAIRMAN OF CORPORATE PRACTICES
PROPOSAL #4.4a: RATIFY JUAN PABLO DEL VALLE PEROCHENA ISSUER YES FOR FOR
AS CHAIRMAN OF BOARD OF DIRECTORS
PROPOSAL #4.4b: RATIFY JUAN PABLO DEL RIOS BENITEZ AS ISSUER YES FOR FOR
SECRETARY (WITHOUT BEING A MEMBER) OF BOARD
PROPOSAL #5: APPROVE REMUNERATION OF CHAIRMAN OF ISSUER YES FOR FOR
BOARD, AUDIT COMMITTEE AND CORPORATE PRACTICES
COMMITTEE; APPROVE REMUNERATION OF MEMBERS OF BOARD
AND MEMBERS OF AUDIT COMMITTEE AND CORPORATE
PRACTICES COMMITTEE
PROPOSAL #6.1: APPROVE CANCELLATION OF BALANCE OF ISSUER YES FOR FOR
AMOUNT APPROVED TO BE USED FOR ACQUISITION OF
COMPANY'S SHARES
PROPOSAL #6.2: SET AGGREGATE NOMINAL AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE RESERVE AT USD 385 MILLION
PROPOSAL #7: ACCEPT REPORT ON ADOPTION OR ISSUER YES FOR FOR
MODIFICATION OF POLICIES IN SHARE REPURCHASES OF
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MGM China Holdings Limited
TICKER: 2282 CUSIP: G60744102
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A1: ELECT PANSY CATILINA CHIU KING HO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3A2: ELECT WILLIAM M. SCOTT IV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A3: ELECT ZHE SUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A4: ELECT SZE WAN PATRICIA LAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: AMEND SHARE OPTION SCHEME ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Micro Focus International plc
TICKER: MCRO CUSIP: G6117L178
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE THE COMPANY TO MAKE DEFERRED ISSUER YES FOR FOR
BONUS AWARDS AND AMEND THE REMUNERATION POLICY
PROPOSAL #5: APPROVE ADDITIONAL SHARE GRANTS AND ISSUER YES FOR FOR
AMEND THE REMUNERATION POLICY
PROPOSAL #6: RE-ELECT KEVIN LOOSEMORE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MIKE PHILLIPS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT STEPHEN MURDOCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT NILS BRAUCKMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT KAREN SLATFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT TOM VIRDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT RICHARD ATKINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT STEVE SCHUCKENBROCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT AMANDA BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES AGAINST AGAINST
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Micro Focus International plc
TICKER: MCRO CUSIP: G6117L178
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATTERS RELATING TO THE MERGER ISSUER YES FOR FOR
OF SEATTLE MERGERSUB INC WITH SEATTLE SPINCO INC
PROPOSAL #2: APPROVE MATTERS RELATING TO THE RETURN ISSUER YES FOR FOR
OF VALUE TO SHAREHOLDERS AND SHARE CONSOLIDATION
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Migdal Insurance & Financial Holdings Ltd.
TICKER: MGDL CUSIP: M70079120
MEETING DATE: 8/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND AGREEMENT TO PURCHASE RUN-OFF ISSUER YES FOR FOR
INSURANCE PORTFOLIO
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Migdal Insurance & Financial Holdings Ltd.
TICKER: MGDL CUSIP: M70079120
MEETING DATE: 10/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT RONIT BODO AS EXTERNAL DIRECTOR ISSUER YES FOR FOR
FOR A THREE-YEAR TERM
PROPOSAL #2: REAPPOINT KOST FORER GABBAY & KASIERER ISSUER YES FOR FOR
AND SOMKEH CHAIKIN AS JOINT AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Migros Ticaret AS
TICKER: MGROS CUSIP: M7024Q105
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF ISSUER YES FOR FOR
MEETING AND AUTHORIZE PRESIDING COUNCIL TO SIGN
MINUTES OF MEETING
PROPOSAL #2: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE STANDARD ACCOUNTING TRANSFERS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #12: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Minebea Mitsumi Inc.
TICKER: 6479 CUSIP: J42884130
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 7
PROPOSAL #2.1: ELECT DIRECTOR KAINUMA, YOSHIHISA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MORIBE, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR IWAYA, RYOZO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR UCHIBORI, TAMIO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TSURUTA, TETSUYA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NONE, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YODA, HIROMI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR UEHARA, SHUJI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KAGAMI, MICHIYA ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR ASO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR MURAKAMI, KOSHI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR MATSUOKA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Minor International PCL
TICKER: MINT CUSIP: Y6069M133
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5: AMEND MEMORANDUM OF ASSOCIATION RE: ISSUER YES FOR FOR
COMPANY'S BUSINESS OBJECTIVES
PROPOSAL #6: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT KHUNYING JADA WATTANASIRITHAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT EMMANUEL JUDE DILLIPRAJ ISSUER YES FOR FOR
RAJAKARIER AS DIRECTOR
PROPOSAL #7.3: ELECT JOHN SCOTT HEINECKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INCREASE IN SIZE OF BOARD AND ISSUER YES FOR FOR
ELECT CHARAMPORN JOTIKASTHIRA AS DIRECTOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PRICEWATERHOUSECOOPERS ABAS ISSUER YES FOR FOR
LIMITED AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Minth Group Ltd.
TICKER: 425 CUSIP: G6145U109
MEETING DATE: 4/13/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Minth Group Ltd.
TICKER: 425 CUSIP: G6145U109
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZHAO FENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT YU ZHENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE AND CONFIRM THE TERMS OF ISSUER YES FOR FOR
APPOINTMENT, INCLUDING REMUNERATION, FOR WANG CHING
PROPOSAL #6: APPROVE AND CONFIRM THE TERMS OF ISSUER YES FOR FOR
APPOINTMENT, INCLUDING REMUNERATION, FOR WU FRED FONG
PROPOSAL #7: APPROVE AND CONFIRM THE TERMS OF ISSUER YES FOR FOR
APPOINTMENT, INCLUDING REMUNERATION, FOR ZHAO FENG
PROPOSAL #8: APPROVE AND CONFIRM THE TERMS OF ISSUER YES AGAINST AGAINST
APPOINTMENT, INCLUDING REMUNERATION, FOR YU ZHENG
PROPOSAL #9: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #13: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Miraca Holdings Inc
TICKER: 4544 CUSIP: J4352B101
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TAKEUCHI, SHIGEKAZU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUZUKI, HIROMASA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ISHIGURO, MIYUKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ITO, RYOJI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TAKAOKA, KOZO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YAMAUCHI, SUSUMU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AMANO, FUTOMICHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mirae Asset Daewoo Co. Ltd.
TICKER: A006800 CUSIP: Y1916K109
MEETING DATE: 11/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT WITH MIRAE ISSUER YES FOR FOR
ASSET SECURITIES CO.
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1.1: ELECT CHOI HYEON-MAN AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1.2: ELECT KIM GUK-YONG AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2.1: ELECT BYEON HWAN-CHEOL AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2.2: ELECT KIM BYEONG-IL AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2.3: ELECT HONG SEONG-IL AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2.4: ELECT JEONG YUN-TAEK AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT HWANG GEON-HO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT HWANG GEON-HO AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5.2: ELECT BYEON HWAN-CHEOL AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5.3: ELECT KIM BYEONG-IL AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #6: APPROVE TERMS OF RETIREMENT PAY ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mirae Asset Daewoo Co. Ltd.
TICKER: A006800 CUSIP: Y1916K109
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1.1: ELECT CHO WOONG-GI AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1.2: ELECT MA DEUK-RAK AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT KWON TAE-GYUN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT HONG SEONG-IL AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: APPROVE TERMS OF RETIREMENT PAY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mirae Asset Securities Co.
TICKER: A037620 CUSIP: Y6074E100
MEETING DATE: 11/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT WITH MIRAE ISSUER YES FOR FOR
ASSET DAEWOO CO., LTD.
PROPOSAL #2: ELECT HONG SEONG-IL AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT THREE MEMBERS OF AUDIT COMMITTEE ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mirvac Group
TICKER: MGR CUSIP: Q62377108
MEETING DATE: 11/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1: ELECT JAMES M. MILLAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT JOHN MULCAHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT ELANA RUBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE THE LONG TERM PERFORMANCE PLAN ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE THE GENERAL EMPLOYEE EXEMPTION ISSUER YES FOR FOR
PLAN
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO SUSAN LLOYD-HURWITZ, CEO AND MANAGING DIRECTOR OF
THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MISC Berhad
TICKER: MISC CUSIP: Y6080H105
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YEE YANG CHIEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT SEKHAR KRISHNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MISUMI Group Inc.
TICKER: 9962 CUSIP: J43293109
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9.1
PROPOSAL #2.1: ELECT DIRECTOR SAEGUSA, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ONO, RYUSEI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR IKEGUCHI, TOKUYA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OTOKOZAWA, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NUMAGAMI, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OGI, TAKEHIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NISHIMOTO, KOSUKE ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR NOZUE, ISSUER YES FOR FOR
JUICHI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR AONO, NANAKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi Chemical Holdings Corp.
TICKER: 4188 CUSIP: J44046100
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KOBAYASHI, YOSHIMITSU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OCHI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLENN H. FREDRICKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR UMEHA, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR URATA, HISAO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR OHIRA, NORIYOSHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KOSAKAI, KENKICHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR YOSHIMURA, SHUSHICHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KIKKAWA, TAKEO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ITO, TAIGI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WATANABE, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KUNII, HIDEKO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR HASHIMOTO, TAKAYUKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi Corp.
TICKER: 8058 CUSIP: J43830116
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 50
PROPOSAL #2.1: ELECT DIRECTOR KOBAYASHI, KEN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KAKIUCHI, TAKEHIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TANABE, EIICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HIROTA, YASUHITO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MASU, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TOIDE, IWAO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MURAKOSHI, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SAKAKIDA, MASAKAZU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KONNO, HIDEHIRO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR NISHIYAMA, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR OMIYA, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR OKA, TOSHIKO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR SAIKI, AKITAKA ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi Electric Corp.
TICKER: 6503 CUSIP: J43873116
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YAMANISHI, KENICHIRO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAKUYAMA, MASAKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YOSHIMATSU, HIROKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OKUMA, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATSUYAMA, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ICHIGE, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OHASHI, YUTAKA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR YABUNAKA, MITOJI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR OBAYASHI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WATANABE, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NAGAYASU, KATSUNORI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KOIDE, HIROKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi Estate Co Ltd
TICKER: 8802 CUSIP: J43916113
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 11
PROPOSAL #2.1: ELECT DIRECTOR SUGIYAMA, HIROTAKA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YOSHIDA, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KATO, JO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TANISAWA, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KATAYAMA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NISHIGAI, NOBORU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YANAGISAWA, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR OKUSA, TORU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MATSUHASHI, ISAO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR EBIHARA, SHIN ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR TOMIOKA, SHU ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR SHIRAKAWA, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR NAGASE, SHIN ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR EGAMI, SETSUKO ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR TAKA, IWAO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi Gas Chemical Co. Inc.
TICKER: 4182 CUSIP: J43959113
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAKAI, KAZUO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KURAI, TOSHIKIYO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAWA, KUNIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR INAMASA, KENJI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONO, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SATO, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FUJII, MASASHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR YOSHIDA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MIZUKAMI, MASAMICHI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR INARI, MASATO ISSUER �� YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TANIGAWA, KAZUO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SATO, TSUGIO ISSUER YES FOR FOR
PROPOSAL #2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
KANZAKI, HIROAKI
PROPOSAL #3: APPROVE PENSION RESERVE PLAN FOR ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi Heavy Industries, Ltd.
TICKER: 7011 CUSIP: J44002129
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR OMIYA, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MIYANAGA, SHUNICHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KOGUCHI, MASANORI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR NAYAMA, MICHISUKE ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SHINOHARA, NAOYUKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KOBAYASHI, KEN ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER IZUMISAWA, SEIJI
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER GOTO, TOSHIFUMI
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KUROYANAGI, NOBUO
PROPOSAL #4.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER CHRISTINA AHMADJIAN
PROPOSAL #4.5: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ITO, SHINICHIRO
PROPOSAL #5: APPOINT KPMG AZSA LLC AS NEW EXTERNAL ISSUER YES FOR FOR
AUDIT FIRM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi Logistics Corp.
TICKER: 9301 CUSIP: J44561108
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 8
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR OKAMOTO, TETSURO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MATSUI, AKIO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MIYAZAKI, TAKANORI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR OHARA, YOSHIJI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR HIRAOKA, NOBORU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SHINOHARA, FUMIHIRO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR WAKABAYASHI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR FUJIKURA, MASAO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR MAKIHARA, MINORU ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR MIKI, SHIGEMITSU ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR MIYAHARA, KOJI ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR SAITO, YASUSHI ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR TAKAMI, TOMOHIKO ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR KIMURA, SHINJI ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi Materials Corp.
TICKER: 5711 CUSIP: J44024107
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YAO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAKEUCHI, AKIRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IIDA, OSAMU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ONO, NAOKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHIBANO, NOBUO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUZUKI, YASUNOBU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OKAMOTO, YUKIO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TOKUNO, MARIKO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WATANABE, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR FUKUI, ISSUER YES FOR FOR
SOICHI
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR SATO, ISSUER YES FOR FOR
HIROSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi Motors Corp.
TICKER: 7211 CUSIP: J44131167
MEETING DATE: 12/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND PROVISIONS ON ISSUER YES FOR FOR
NUMBER OF DIRECTORS - CLARIFY DIRECTOR AUTHORITY ON
BOARD MEETINGS
PROPOSAL #2.1: ELECT DIRECTOR CARLOS GHOSN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MASUKO, OSAMU ISSUER YES AGAINST AGAINST
PROPOSAL #2.3: ELECT DIRECTOR YAMASHITA, MITSUHIKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SHIRAJI, KOZO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR IKEYA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SAKAMOTO, HARUMI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MIYANAGA, SHUNICHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KOBAYASHI, KEN ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ISAYAMA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KAWAGUCHI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KARUBE, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS AND EQUITY COMPENSATION PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi Motors Corp.
TICKER: 7211 CUSIP: J44131167
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 5
PROPOSAL #2: AMEND ARTICLES TO CLARIFY DIRECTOR ISSUER YES FOR FOR
AUTHORITY ON SHAREHOLDER MEETINGS - AMEND PROVISIONS
ON NUMBER OF DIRECTORS - AMEND PROVISIONS ON DIRECTOR
TITLES - CLARIFY DIRECTOR AUTHORITY ON BOARD
MEETINGS - AMEND PROVISIONS ON NUMBER OF STATUTORY
PROPOSAL #3.1: ELECT DIRECTOR CARLOS GHOSN ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MASUKO, OSAMU ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT DIRECTOR YAMASHITA, MITSUHIKO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR SHIRAJI, KOZO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR IKEYA, KOJI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SAKAMOTO, HARUMI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MIYANAGA, SHUNICHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR KOBAYASHI, KEN ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR ISAYAMA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR KAWAGUCHI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR KARUBE, HIROSHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi Shokuhin Co Ltd.
TICKER: 7451 CUSIP: J4445N104
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2.1: ELECT DIRECTOR MORIYAMA, TORU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SUZUKI, DAIICHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FURUYA, TOSHIKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SUGIYAMA, YOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ENOMOTO, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MORI, SHINSAKU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ONOSE, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KYOYA, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KAKIZAKI, TAMAKI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TESHIMA, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR ENOMOTO, ISSUER YES FOR FOR
TAKESHI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR KAMIGAKI, ISSUER YES FOR FOR
SEISUI
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR SHIMAZU, ISSUER �� YES FOR FOR
YOSHIHIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi Tanabe Pharma Corp.
TICKER: 4508 CUSIP: J4448H104
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 28
PROPOSAL #2.1: ELECT DIRECTOR MITSUKA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KOBAYASHI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ISHIZAKI, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MURAKAMI, SEIICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TABARU, EIZO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TANAKA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HATTORI, SHIGEHIKO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR IWANE, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KAMIJO, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KIKUCHI, ISSUER YES FOR FOR
MATSUO
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
ICHIDA, RYO
PROPOSAL #5: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi UFJ Financial Group
TICKER: 8306 CUSIP: J44497105
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2.1: ELECT DIRECTOR KAWAKAMI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KAWAMOTO, YUKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MATSUYAMA, HARUKA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TOBY S. MYERSON ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OKUDA, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SATO, YUKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TARISA WATANAGASE ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YAMATE, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SHIMAMOTO, TAKEHIKO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OKAMOTO, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SONO, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR NAGAOKA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR IKEGAYA, MIKIO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR MIKE, KANETSUGU ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR HIRANO, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR KURODA, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.17: ELECT DIRECTOR TOKUNARI, MUNEAKI ISSUER YES FOR FOR
PROPOSAL #2.18: ELECT DIRECTOR YASUDA, MASAMICHI ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES TO REQUIRE INDIVIDUAL SHAREHOLDER YES AGAINST FOR
COMPENSATION DISCLOSURE FOR DIRECTORS
PROPOSAL #4: AMEND ARTICLES TO SEPARATE CHAIRMAN OF SHAREHOLDER YES AGAINST FOR
THE BOARD AND CEO
PROPOSAL #5: AMEND ARTICLES TO CREATE SYSTEM THAT SHAREHOLDER YES AGAINST FOR
ENABLES EMPLOYEES TO BE REINSTATED AFTER RUNNING FOR
OFFICE IN NATIONAL ELECTIONS, LOCAL ASSEMBLY
ELECTIONS, AND ELECTIONS FOR THE HEADS OF LOCAL
GOVERNMENTS
PROPOSAL #6: AMEND ARTICLES TO REQUIRE COMPANY TO SHAREHOLDER YES AGAINST FOR
URGE SUBSIDIARIES OWNING SHARES IN ALLIED FIRMS TO
VOTE SHARES APPROPRIATELY
PROPOSAL #7: AMEND ARTICLES TO DISCLOSE DIRECTOR SHAREHOLDER YES AGAINST FOR
TRAINING POLICY
PROPOSAL #8: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
COMMUNICATIONS AND RESPONSES BETWEEN SHAREHOLDERS AND
DIRECTORS
PROPOSAL #9: AMEND ARTICLES TO ADD PROVISIONS SHAREHOLDER YES AGAINST FOR
ALLOWING SHAREHOLDERS TO NOMINATE DIRECTOR CANDIDATES
TO NOMINATION COMMITTEE AND ITS EQUAL TREATMENT
PROPOSAL #10: AMEND ARTICLES TO ALLOW INCLUSION OF SHAREHOLDER YES AGAINST FOR
SHAREHOLDER PROPOSALS IN CONVOCATION NOTICE WITH THE
UPPER LIMIT OF 100 AT MINIMUM
PROPOSAL #11: AMEND ARTICLES TO ESTABLISH LIAISON FOR SHAREHOLDER YES AGAINST FOR
REPORTING CONCERNS TO AUDIT COMMITTEE
PROPOSAL #12: AMEND ARTICLES TO MANDATE HOLDING OF SHAREHOLDER YES AGAINST FOR
MEETINGS CONSISTING SOLELY OF OUTSIDE DIRECTORS
PROPOSAL #13: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
RECRUITMENT AND OFFER OF SENIOR POSITIONS TO WOMEN
WHO INTERRUPTED THEIR CAREERS FOR CHILDBIRTH
PROPOSAL #14: AMEND ARTICLES TO PROHIBIT SHAREHOLDER YES AGAINST FOR
DISCRIMINATORY TREATMENT OF ACTIVIST INVESTORS
PROPOSAL #15: AMEND ARTICLES TO ESTABLISH SPECIAL SHAREHOLDER YES AGAINST FOR
COMMITTEE ON EXPRESSING THE COMPANY'S OPINION ON
RECENT ACTIONS BY JUSTICE MINISTER KATSUTOSHI KANEDA
PROPOSAL #16: AMEND ARTICLES TO ESTABLISH SPECIAL SHAREHOLDER YES AGAINST FOR
INVESTIGATION COMMITTEE ON LOANS TO K.K. KENKO
PROPOSAL #17: REMOVE DIRECTOR HARUKA MATSUYAMA FROM SHAREHOLDER YES AGAINST FOR
OFFICE
PROPOSAL #18: APPOINT SHAREHOLDER DIRECTOR NOMINEE SHAREHOLDER YES AGAINST FOR
LUCIAN BEBCHUK IN PLACE OF HARUKA MATSUYAMA
PROPOSAL #19: AMEND ARTICLES TO HAND OVER PETITION SHAREHOLDER YES AGAINST FOR
CALLING FOR REFRAINING OF STRONGLY PURSUING NEGATIVE
INTEREST RATE POLICY TO GOVERNOR OF THE BANK OF JAPAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi UFJ Lease & Finance Co.
TICKER: 8593 CUSIP: J4706D100
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR SHIRAISHI, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YANAI, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR URABE, TOSHIMITSU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SAKATA, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NONOGUCHI, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KOBAYAKAWA, HIDEKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SATO, NAOKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR AOKI, KATSUHIKO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YAMASHITA, HIROTO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KUDO, TAKEO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR MINOURA, TERUYUKI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR HAIGO, TOSHIO ISSUER YES AGAINST AGAINST
PROPOSAL #2.13: ELECT DIRECTOR KURODA, TADASHI ISSUER YES AGAINST AGAINST
PROPOSAL #2.14: ELECT DIRECTOR KOJIMA, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR YOSHIDA, SHINYA ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR HANE, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR MINAGAWA, ISSUER YES FOR FOR
HIROSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsui & Co.
TICKER: 8031 CUSIP: J44690139
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR IIJIMA, MASAMI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YASUNAGA, TATSUO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KATO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HOMBO, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SUZUKI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TANAKA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MATSUBARA, KEIGO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR FUJII, SHINSUKE ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KITAMORI, NOBUAKI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MUTO, TOSHIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KOBAYASHI, IZUMI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR JENIFER ROGERS ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR TAKEUCHI, HIROTAKA ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR SAMUEL WALSH ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MORI, KIMITAKA ISSUER YES FOR FOR
PROPOSAL #4: APPROVE COMPENSATION CEILINGS FOR ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsui Chemicals Inc.
TICKER: 4183 CUSIP: J4466L102
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2: APPROVE ACCOUNTING TRANSFERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #4: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
UPDATE AUTHORIZED CAPITAL TO REFLECT REVERSE STOCK
SPLIT - REDUCE SHARE TRADING UNIT - RECOGNIZE
VALIDITY OF BOARD RESOLUTIONS IN WRITTEN OR
ELECTRONIC FORMAT - INDEMNIFY DIRECTORS - INDEMNIFY
PROPOSAL #5.1: ELECT DIRECTOR TANNOWA, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT DIRECTOR KUBO, MASAHARU ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT DIRECTOR ISAYAMA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT DIRECTOR MATSUO, HIDEKI ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT DIRECTOR SHIMOGORI, TAKAYOSHI ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT DIRECTOR KURODA, YUKIKO ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT DIRECTOR BADA, HAJIME ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT DIRECTOR TOKUDA, HIROMI ISSUER YES FOR FOR
PROPOSAL #6.1: APPOINT STATUTORY AUDITOR SHIMBO, ISSUER YES FOR FOR
KATSUYOSHI
PROPOSAL #6.2: APPOINT STATUTORY AUDITOR TOKUDA, ISSUER YES FOR FOR
SHOZO
PROPOSAL #7: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsui Engineering & Shipbuilding Co. Ltd.
TICKER: 7003 CUSIP: J44776128
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3: APPROVE ADOPTION OF HOLDING COMPANY ISSUER YES FOR FOR
STRUCTURE AND TRANSFER OF OPERATIONS TO WHOLLY OWNED
SUBSIDIARIES
PROPOSAL #4: AMEND ARTICLES TO CHANGE COMPANY NAME - ISSUER YES FOR FOR
AMEND BUSINESS LINES
PROPOSAL #5.1: ELECT DIRECTOR TANAKA, TAKAO ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT DIRECTOR YAMAMOTO, TAKAKI ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT DIRECTOR MINODA, SHINSUKE ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT DIRECTOR NISHIHATA, AKIRA ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT DIRECTOR NIPPO, SHINSUKE ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT DIRECTOR KOGA, TETSURO ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT DIRECTOR OKA, RYOICHI ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT DIRECTOR SHIOMI, YUICHI ISSUER YES FOR FOR
PROPOSAL #5.9: ELECT DIRECTOR TOKUHISA, TORU ISSUER YES FOR FOR
PROPOSAL #5.10: ELECT DIRECTOR TANAKA, TOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #6: APPOINT STATUTORY AUDITOR HIGUCHI, ISSUER YES FOR FOR
HIROKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsui Fudosan Co. Ltd.
TICKER: 8801 CUSIP: J4509L101
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 18
PROPOSAL #2.1: ELECT DIRECTOR IWASA, HIROMICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KOMODA, MASANOBU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KITAHARA, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUJIBAYASHI, KIYOTAKA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ONOZAWA, YASUO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SATO, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ISHIGAMI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YAMAMOTO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YAMASHITA, TORU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR EGASHIRA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR EGAWA, MASAKO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR NOGIMORI, MASAFUMI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsui O.S.K. Lines Ltd.
TICKER: 9104 CUSIP: J45013109
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
UPDATE AUTHORIZED CAPITAL TO REFLECT REVERSE STOCK
SPLIT - REDUCE SHARE TRADING UNIT
PROPOSAL #3.1: ELECT DIRECTOR MUTO, KOICHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR IKEDA, JUNICHIRO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TANABE, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TAKAHASHI, SHIZUO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR HASHIMOTO, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MARUYAMA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MATSUSHIMA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR FUJII, HIDETO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR KATSU, ETSUKO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR JITSU, KENJI ISSUER YES FOR FOR
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
SEKI, ISAO
PROPOSAL #6: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Miura Co. Ltd.
TICKER: 6005 CUSIP: J45593100
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR TAKAHASHI, YUJI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MIYAUCHI, DAISUKE ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR NISHIHARA, MASAKATSU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR HOSOKAWA, KIMIAKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR OCHI, YASUO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR FUKUSHIMA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR TANGE, SEIGO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR MORIMATSU, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR KOJIMA, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR HARADA, TOSHIHIDE ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR YONEDA, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TAWARA, JUNICHI
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER HIROSE, MASASHI
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER YAMAMOTO, TAKUYA
PROPOSAL #4.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SAIKI, NAOKI
PROPOSAL #4.5: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NAKAI, KIYOMICHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mizrahi Tefahot Bank Ltd.
TICKER: MZTF CUSIP: M7031A135
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT OSNAT RONEN AS EXTERNAL DIRECTOR ISSUER YES FOR FOR
AS DEFINED IN ISRAELI COMPANIES LAW FOR A PERIOD OF
THREE YEARS
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mizrahi Tefahot Bank Ltd.
TICKER: MZTF CUSIP: M7031A135
MEETING DATE: 12/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1: REELECT MOSHE VIDMAN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2.2: REELECT ZVI EFRAT AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2.3: REELECT RON GAZIT AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2.4: REELECT LIORA OFER AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2.5: REELECT MORDECHAI MEIR AS DIRECTOR ISSUER YES AGAINST AGAINST
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2.6: REELECT JONATHAN KAPLAN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2.7: REELECT JOAV-ASHER NACHSHON AS ISSUER YES FOR FOR
DIRECTOR UNTIL THE END OF THE NEXT ANNUAL GENERAL
PROPOSAL #2.8: REELECT AVRAHAM ZELDMAN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3: REAPPOINT BRIGHTMAN ALMAGOR ZOHAR AND ISSUER YES FOR FOR
SHOTI AS AUDITORS
PROPOSAL #4: AMEND ARTICLES RE: SHAREHOLDER MEETING ISSUER YES FOR FOR
NOTIFICATION
PROPOSAL #5: AMEND ARTICLES RE: EXCLUSIVE ISSUER YES FOR FOR
JURISDICTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mizrahi Tefahot Bank Ltd.
TICKER: MZTF CUSIP: M7031A135
MEETING DATE: 2/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #2: APPROVE EMPLOYMENT TERMS OF MOSHE ISSUER YES FOR FOR
VIDMAN, CHAIRMAN
PROPOSAL #3: APPROVE EMPLOYMENT TERMS OF ELDAD ISSUER YES FOR FOR
FRESHER, CEO
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mizuho Financial Group Inc.
TICKER: 8411 CUSIP: J4599L102
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO REMOVE PROVISIONS ON ISSUER YES FOR FOR
NON-COMMON SHARES
PROPOSAL #2.1: ELECT DIRECTOR SATO, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NISHIYAMA, TAKANORI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR IIDA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR UMEMIYA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHIBATA, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR AYA, RYUSUKE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR FUNAKI, NOBUKATSU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SEKI, TETSUO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KAWAMURA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KAINAKA, TATSUO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR ABE, HIROTAKE ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR OTA, HIROKO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR KOBAYASHI, IZUMI ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES TO RESTORE SHAREHOLDER SHAREHOLDER YES AGAINST FOR
AUTHORITY TO VOTE ON INCOME ALLOCATION
PROPOSAL #4: AMEND ARTICLES TO REQUIRE COMPANY TO SHAREHOLDER YES AGAINST FOR
URGE SUBSIDIARIES OWNING SHARES IN ALLIED FIRMS TO
VOTE SHARES APPROPRIATELY
PROPOSAL #5: AMEND ARTICLES TO REQUIRE INDIVIDUAL SHAREHOLDER YES AGAINST FOR
COMPENSATION DISCLOSURE FOR DIRECTORS
PROPOSAL #6: AMEND ARTICLES TO SEPARATE CHAIRMAN OF SHAREHOLDER YES AGAINST FOR
THE BOARD AND CEO
PROPOSAL #7: AMEND ARTICLES TO CREATE SYSTEM THAT SHAREHOLDER YES AGAINST FOR
ENABLES EMPLOYEES TO BE REINSTATED AFTER RUNNING FOR
OFFICE IN NATIONAL ELECTIONS, LOCAL ASSEMBLY
ELECTIONS, AND ELECTIONS FOR THE HEADS OF LOCAL
GOVERNMENTS
PROPOSAL #8: AMEND ARTICLES TO DISCLOSE DIRECTOR SHAREHOLDER YES AGAINST FOR
TRAINING POLICY
PROPOSAL #9: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
COMMUNICATIONS AND RESPONSES BETWEEN SHAREHOLDERS AND
DIRECTORS
PROPOSAL #10: AMEND ARTICLES TO ADD PROVISIONS SHAREHOLDER YES AGAINST FOR
ALLOWING SHAREHOLDERS TO NOMINATE DIRECTOR CANDIDATES
TO NOMINATION COMMITTEE AND ITS EQUAL TREATMENT
PROPOSAL #11: AMEND ARTICLES TO ALLOW INCLUSION OF SHAREHOLDER YES AGAINST FOR
SHAREHOLDER PROPOSALS IN CONVOCATION NOTICE WITH THE
UPPER LIMIT OF 100 AT MINIMUM
PROPOSAL #12: AMEND ARTICLES TO ESTABLISH LIAISON FOR SHAREHOLDER YES AGAINST FOR
REPORTING CONCERNS TO AUDIT COMMITTEE
PROPOSAL #13: AMEND ARTICLES TO MANDATE HOLDING OF SHAREHOLDER YES AGAINST FOR
MEETINGS CONSISTING SOLELY OF OUTSIDE DIRECTORS
PROPOSAL #14: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
RECRUITMENT AND OFFER OF SENIOR POSITIONS TO WOMEN
WHO INTERRUPTED THEIR CAREERS FOR CHILDBIRTH
PROPOSAL #15: AMEND ARTICLES TO PROHIBIT SHAREHOLDER YES AGAINST FOR
DISCRIMINATORY TREATMENT OF ACTIVIST INVESTORS
PROPOSAL #16: AMEND ARTICLES TO ESTABLISH SPECIAL SHAREHOLDER YES AGAINST FOR
COMMITTEE ON EXPRESSING THE COMPANY'S OPINION ON
RECENT ACTIONS BY THE MINISTER OF JUSTICE
PROPOSAL #17: AMEND ARTICLES TO ESTABLISH SPECIAL SHAREHOLDER YES AGAINST FOR
INVESTIGATION COMMITTEE ON FROZEN BANK ACCOUNT ISSUE
AT SHAKUJII BRANCH
PROPOSAL #18: AMEND ARTICLES TO ESTABLISH SPECIAL SHAREHOLDER YES AGAINST FOR
INVESTIGATION COMMITTEE ON LOANS
PROPOSAL #19: AMEND ARTICLES TO HAND OVER PETITION SHAREHOLDER YES AGAINST FOR
CALLING FOR REFRAINING OF STRONGLY PURSUING NEGATIVE
INTEREST RATE POLICY TO GOVERNOR OF THE BANK OF JAPAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MMC Corporation Berhad
TICKER: MMCCORP CUSIP: Y60574103
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT OOI TEIK HUAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ABDUL HAMID SH MOHAMED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE ABDULLAH MOHD YUSOF TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #7: APPROVE OOI TEIK HUAT TO CONTINUE OFFICE ISSUER YES FOR FOR
AS INDEPENDENT NON-EXECUTIVE DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MMC Corporation Berhad
TICKER: MMCCORP CUSIP: Y60574103
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF 51 PERCENT EQUITY ISSUER YES FOR FOR
INTEREST IN PENANG PORT SDN BHD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MMC Norilsk Nickel PJSC
TICKER: MNOD CUSIP: 55315J102
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MMC Norilsk Nickel PJSC
TICKER: MNOD CUSIP: 55315J102
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5.1: ELECT SERGEY BARBASHEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.2: ELECT ALEKSEY BASHKIROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.3: ELECT RUSHAN BOGAUDINOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.4: ELECT SERGEY BRATUKHIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.5: ELECT ANDREY BUGROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.6: ELECT MARIANNA ZAKHAROVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.7: ELECT STALBEK MISHAKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.8: ELECT GARETH PENNY AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.9: ELECT GERHARDUS PRINSLOO AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.10: ELECT MAKSIM SOKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.11: ELECT VLADISLAV SOLOVYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.12: ELECT SERGEY SKVORTSOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.13: ELECT ROBERT EDWARDS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #6.1: ELECT ARTUR ARUSTAMOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.2: ELECT ANNA MASALOVA AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #6.3: ELECT GEORGY SVANIDZE AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.4: ELECT VLADIMIR SHILKOV AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.5: ELECT ELENA YANEVICH AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7: RATIFY KPMG AS RAS AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: RATIFY KPMG AS IFRS AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #11: APPROVE RELATED-PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
INDEMNIFICATION AGREEMENTS WITH DIRECTORS AND
EXECUTIVES
PROPOSAL #12: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
LIABILITY INSURANCE FOR DIRECTORS AND EXECUTIVES
PROPOSAL #13: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #14: APPROVE COMPANY'S MEMBERSHIP IN UN ISSUER YES �� FOR FOR
GLOBAL COMPACT NETWORK
PROPOSAL #15: APPROVE COMPANY'S MEMBERSHIP IN ISSUER YES FOR FOR
TRANSPORT SAFETY ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MMC Norilsk Nickel PJSC
TICKER: MNOD CUSIP: ADPV30566
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MMI Holdings Ltd
TICKER: MMI CUSIP: S5143R107
MEETING DATE: 11/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT PETER COOPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT VOYT KRZYCHYLKIEWICZ AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #2.1: RE-ELECT JOHAN VAN REENEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT JABU MOLEKETI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT LOUIS VON ZEUNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH ANDREW TAYLOR AS
DESIGNATED AUDIT PARTNER
PROPOSAL #4.1: RE-ELECT FRANS TRUTER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT SYD MULLER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: RE-ELECT FATIMA JAKOET AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.4: RE-ELECT LOUIS VON ZEUNER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AMEND MEMORANDUM OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: APPROVE FEES OF CHAIRPERSON OF THE ISSUER YES FOR FOR
BOARD
PROPOSAL #3.2: APPROVE FEES OF DEPUTY CHAIRPERSON OF ISSUER YES FOR FOR
THE BOARD
PROPOSAL #3.3: APPROVE FEES OF BOARD MEMBER ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE FEES OF CHAIRPERSON OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.5: APPROVE FEES OF MEMBER OF THE AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3.6: APPROVE FEES OF CHAIRPERSON OF THE ISSUER YES FOR FOR
ACTUARIAL COMMITTEE
PROPOSAL #3.7: APPROVE FEES OF MEMBER OF THE ISSUER YES FOR FOR
ACTUARIAL COMMITTEE
PROPOSAL #3.8: APPROVE FEES OF CHAIRPERSON OF THE ISSUER YES FOR FOR
REMUNERATION COMMITTEE
PROPOSAL #3.9: APPROVE FEES OF MEMBER OF THE ISSUER YES FOR FOR
REMUNERATION COMMITTEE
PROPOSAL #3.10: APPROVE FEES OF CHAIRPERSON OF THE ISSUER YES FOR FOR
RISK, CAPITAL AND COMPLIANCE COMMITTEE
PROPOSAL #3.11: APPROVE FEES OF MEMBER OF THE RISK, ISSUER YES FOR FOR
CAPITAL AND COMPLIANCE COMMITTEE
PROPOSAL #3.12: APPROVE FEES OF CHAIRPERSON OF THE ISSUER YES FOR FOR
SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE
PROPOSAL #3.13: APPROVE FEES OF MEMBER OF THE SOCIAL, ISSUER YES FOR FOR
ETHICS AND TRANSFORMATION COMMITTEE
PROPOSAL #3.14: APPROVE FEES OF CHAIRPERSON OF THE ISSUER YES FOR FOR
NOMINATIONS COMMITTEE
PROPOSAL #3.15: APPROVE FEES OF MEMBER OF THE ISSUER YES FOR FOR
NOMINATIONS COMMITTEE
PROPOSAL #3.16: APPROVE FEES OF CHAIRPERSON OF THE ISSUER YES FOR FOR
FAIR PRACTICES COMMITTEE
PROPOSAL #3.17: APPROVE FEES OF MEMBER OF FAIR THE ISSUER YES FOR FOR
PRACTICES COMMITTEE
PROPOSAL #3.18: APPROVE FEES OF CHAIRPERSON OF BOARD ISSUER YES FOR FOR
FOR SEGMENTS AND CENTRES OF EXCELLENCE IN TERMS OF
THE MMI CLIENT-CENTRIC MODEL
PROPOSAL #3.19: APPROVE FEES OF MEMBER OF BOARD FOR ISSUER YES FOR FOR
SEGMENTS AND CENTRES OF EXCELLENCE IN TERMS OF THE
MMI CLIENT-CENTRIC MODEL
PROPOSAL #3.20: APPROVE FEES OF AD HOC WORK (HOURLY) ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mobile Telesystems PJSC
TICKER: MBT CUSIP: 607409109
MEETING DATE: 9/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INTERIM DIVIDENDS FOR FIRST SIX ISSUER YES FOR FOR
MONTHS OF FISCAL 2016
PROPOSAL #3.1: APPROVE COMPANY'S MEMBERSHIP IN ISSUER YES FOR FOR
REGIONAL ASSOCIATION OF EMPLOYERS OF MOSCOW
PROPOSAL #3.2: APPROVE COMPANY'S MEMBERSHIP IN UNION ISSUER YES FOR FOR
RUSSIAN-GERMAN CHAMBER OF COMMERCE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mobile Telesystems PJSC
TICKER: MBT CUSIP: 607409109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #1.2: RESOLVE TO ANNOUNCE VOTING RESULTS AND ISSUER YES FOR FOR
RESOLUTIONS ON GENERAL MEETING
PROPOSAL #2: APPROVE ANNUAL REPORT, FINANCIAL ISSUER YES FOR FOR
STATEMENTS, AND ALLOCATION OF INCOME, INCLUDING
DIVIDENDS OF RUB 16.60 PER SHARE
PROPOSAL #3.1: ELECT ALEKSANDR GORBUNOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.2: ELECT ANDREY DUBOVSKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.3: ELECT RON SOMMER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.4: ELECT ARTYOM ZASURSKY AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.5: ELECT MICHEL COMBES AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.6: ELECT STANLEY MILLER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.7: ELECT VSEVOLOD ROZANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.8: ELECT REGINA VON FLEMMING AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.9: ELECT THOMAS HOLTROP AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.1: ELECT IRINA BORISENKOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.2: ELECT MAKSIM MAMONOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.3: ELECT ANATOLY PANARIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #7: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #8: APPROVE REORGANIZATION VIA ACQUISITION ISSUER YES FOR FOR
OF SUBSIDIARIES
PROPOSAL #9: AMEND CHARTER IN CONNECTION WITH ISSUER YES FOR FOR
REORGANIZATION PROPOSED UNDER ITEM 8
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mobile Telesystems PJSC
TICKER: MBT CUSIP: X5430T109
MEETING DATE: 9/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INTERIM DIVIDENDS FOR FIRST SIX ISSUER YES FOR FOR
MONTHS OF FISCAL 2016
PROPOSAL #3.1: APPROVE COMPANY'S MEMBERSHIP IN ISSUER YES FOR FOR
REGIONAL ASSOCIATION OF EMPLOYERS OF MOSCOW
PROPOSAL #3.2: APPROVE COMPANY'S MEMBERSHIP IN UNION ISSUER YES FOR FOR
RUSSIAN-GERMAN CHAMBER OF COMMERCE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mobile Telesystems PJSC
TICKER: MBT CUSIP: X5430T109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #1.2: RESOLVE TO ANNOUNCE VOTING RESULTS AND ISSUER YES FOR FOR
RESOLUTIONS ON GENERAL MEETING
PROPOSAL #2.1: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2.2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS RUB 15.60 PER SHARE
PROPOSAL #3.1: ELECT ALEKSANDR GORBUNOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.2: ELECT ANDREY DUBOVSKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.3: ELECT RON SOMMER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.4: ELECT ARTYOM ZASURSKY AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.5: ELECT MICHEL COMBES AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.6: ELECT STANLEY MILLER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.7: ELECT VSEVOLOD ROZANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.8: ELECT REGINA VON FLEMMING AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.9: ELECT THOMAS HOLTROP AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.1: ELECT IRINA BORISENKOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.2: ELECT MAKSIM MAMONOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.3: ELECT ANATOLY PANARIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #7: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #8: APPROVE REORGANIZATION VIA ACQUISITION ISSUER YES FOR FOR
OF SUBSIDIARIES
PROPOSAL #9: AMEND CHARTER IN CONNECTION WITH ISSUER YES �� FOR FOR
REORGANIZATION PROPOSED UNDER ITEM 8
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mochida Pharmaceutical Co. Ltd.
TICKER: 4534 CUSIP: J46152104
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 100
PROPOSAL #2.1: ELECT DIRECTOR MOCHIDA, NAOYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SAKATA, CHU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SAGISAKA, KEIICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KONO, YOICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SAKAKI, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NAKAMURA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MIZUGUCHI, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR AOKI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TAKAHASHI, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KUGISAWA, TOMO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SOGAWA, HIROKUNI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR HASHIMOTO, ISSUER YES FOR FOR
YOSHIHARU
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR WATANABE, ISSUER YES FOR FOR
HIROSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MOL Hungarian Oil and Gas Plc
TICKER: MOL CUSIP: X5462R112
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES/APPROVE USE ISSUER NO N/A N/A
OF ELECTRONIC VOTE COLLECTION METHOD
PROPOSAL #2: ELECT KEEPER OF MINUTES, SHAREHOLDERS TO ISSUER NO N/A N/A
AUTHENTICATE MINUTES, AND COUNTER OF VOTES
PROPOSAL #3: APPROVE STANDALONE AND CONSOLIDATED ISSUER NO N/A N/A
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE DIVIDENDS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER NO N/A N/A
STATEMENT
PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER NO N/A N/A
PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER NO N/A N/A
FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE INFORMATION ON ACQUISITION OF ISSUER NO N/A N/A
OWN SHARES
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER NO N/A N/A
PROPOSAL #10: AMEND ARTICLE 14.1 OF BYLAWS RE: ISSUER NO N/A N/A
PROCEEDINGS OF THE GENERAL MEETING
PROPOSAL #11: AMEND ARTICLE 22.8 OF BYLAWS RE: AUDIT ISSUER NO N/A N/A
COMMITTEE
PROPOSAL #12: ELECT JOZSEF MOLNAR AS MEMBER OF THE ISSUER NO N/A N/A
BOARD OF DIRECTORS
PROPOSAL #13: REELECT ATTILA CHIKAN AS SUPERVISORY ISSUER NO N/A N/A
BOARD MEMBER
PROPOSAL #14: REELECT JOHN CHARODY AS SUPERVISORY ISSUER NO N/A N/A
BOARD MEMBER
PROPOSAL #15: ELECT VLADIMIR KESTLER AS SUPERVISORY ISSUER NO N/A N/A
BOARD MEMBER
PROPOSAL #16: ELECT ILONA DAVID AS SUPERVISORY BOARD ISSUER NO N/A N/A
MEMBER
PROPOSAL #17: ELECT ANDREA BARTFAI-MAGER AS ISSUER NO N/A N/A
SUPERVISORY BOARD MEMBER
PROPOSAL #18: ELECT ATTILA CHIKAN AS AUDIT COMMITTEE ISSUER NO N/A N/A
MEMBER
PROPOSAL #19: ELECT JOHN CHARODY AS AUDIT COMMITTEE ISSUER NO N/A N/A
MEMBER
PROPOSAL #20: ELECT ILONA DAVID AS AUDIT COMMITTEE ISSUER NO N/A N/A
MEMBER
PROPOSAL #21: ELECT ANDREA BARTFAI-MAGER AS AUDIT ISSUER NO N/A N/A
COMMITTEE MEMBER
PROPOSAL #22: ELECT IVAN MIKLOS AS AUDIT COMMITTEE ISSUER NO N/A N/A
MEMBER
PROPOSAL #23: ELECT EMPLOYEE REPRESENTATIVES TO ISSUER NO N/A N/A
SUPERVISORY BOARD
PROPOSAL #24: APPROVE STOCK SPLIT OF "A" CLASS SHARES ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Moncler SpA
TICKER: MONC CUSIP: T6730E110
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: ELECT JUAN CARLOS TORRES CARRETERO AS ISSUER YES FOR FOR
DIRECTOR AND APPROVE HIS REMUNERATION
PROPOSAL #4.1.1: SLATE SUBMITTED BY RUFFINI SHAREHOLDER YES FOR N/A
PARTECIPAZIONI SRL
PROPOSAL #4.1.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER NO N/A N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #4.2: APPROVE INTERNAL AUDITORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mondi Ltd
TICKER: MND CUSIP: S5274K111
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TANYA FRATTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT STEPHEN HARRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT ANDREW KING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JOHN NICHOLAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PETER OSWALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT FRED PHASWANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DOMINIQUE REINICHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DAVID WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT TANYA FRATTO AS MEMBER OF THE DLC ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #10: RE-ELECT STEPHEN HARRIS AS MEMBER OF ISSUER YES FOR FOR
THE DLC AUDIT COMMITTEE
PROPOSAL #11: RE-ELECT JOHN NICHOLAS AS MEMBER OF THE ISSUER YES FOR FOR
DLC AUDIT COMMITTEE
PROPOSAL #12: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2016
PROPOSAL #13: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #14: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #15: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #16: APPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH MICHAL KOTZE AS
REGISTERED AUDITOR
PROPOSAL #17: AUTHORISE THE DLC AUDIT COMMITTEE TO ISSUER YES FOR FOR
FIX REMUNERATION OF AUDITORS
PROPOSAL #18: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY OR CORPORATION
PROPOSAL #19: PLACE AUTHORISED BUT UNISSUED ORDINARY ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #20: PLACE AUTHORISED BUT UNISSUED SPECIAL ISSUER YES FOR FOR
CONVERTING SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #21: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #22: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #23: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2016
PROPOSAL #24: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #25: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #26: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #27: APPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #28: AUTHORISE THE DLC AUDIT COMMITTEE TO ISSUER YES FOR FOR
FIX REMUNERATION OF AUDITORS
PROPOSAL #29: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #30: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #31: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mondi plc
TICKER: MNDI CUSIP: G6258S107
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TANYA FRATTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT STEPHEN HARRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT ANDREW KING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JOHN NICHOLAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PETER OSWALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT FRED PHASWANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DOMINIQUE REINICHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DAVID WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT TANYA FRATTO AS MEMBER OF THE DLC ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #10: RE-ELECT STEPHEN HARRIS AS MEMBER OF ISSUER YES FOR FOR
THE DLC AUDIT COMMITTEE
PROPOSAL #11: RE-ELECT JOHN NICHOLAS AS MEMBER OF THE ISSUER YES FOR FOR
DLC AUDIT COMMITTEE
PROPOSAL #12: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2016
PROPOSAL #13: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #15: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #16: APPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH MICHAL KOTZE AS THE
REGISTERED AUDITOR
PROPOSAL #17: AUTHORISE THE DLC AUDIT COMMITTEE TO ISSUER YES FOR FOR
FIX REMUNERATION OF AUDITORS
PROPOSAL #18: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY OR CORPORATION
PROPOSAL #19: PLACE AUTHORISED BUT UNISSUED ORDINARY ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #20: PLACE AUTHORISED BUT UNISSUED SPECIAL ISSUER YES FOR FOR
CONVERTING SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #21: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #22: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #23: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #24: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #25: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #26: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #27: APPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #28: AUTHORISE THE DLC AUDIT COMMITTEE TO ISSUER YES FOR FOR
FIX REMUNERATION OF AUDITORS
PROPOSAL #29: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #30: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #31: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Moneta Money Bank a. s.
TICKER: MONET CUSIP: X3R0GS100
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: ELECT MEETING CHAIRMAN AND OTHER MEETING ISSUER YES FOR FOR
OFFICIALS
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #7: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CZK 9.80 PER SHARE
PROPOSAL #9: RATIFY KPMG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11: RECALL DENIS HALL FROM SUPERVISORY SHAREHOLDER YES AGAINST FOR
BOARD
PROPOSAL #12: RECALL DENIS HALL FROM AUDIT COMMITTEE SHAREHOLDER YES AGAINST FOR
PROPOSAL #13: INSTRUCT SUPERVISORY BOARD TO RECALL SHAREHOLDER YES AGAINST FOR
DENIS HALL FROM ALL SUPERVISORY BOARD COMMITTEES
PROPOSAL #14.1: ELECT MIRSOLAV SINGER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #14.2: ELECT MARIA CICOGNANI AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #14.3: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #15: ELECT AUDIT COMMITTEE MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #16.1: APPROVE REMUNERATION OF DENIS HALL ISSUER YES FOR FOR
PROPOSAL #16.2: APPROVE REMUNERATION OF CLARE CLARKE ISSUER YES FOR FOR
PROPOSAL #16.3: APPROVE REMUNERATION OF MIROSLAV ISSUER YES FOR FOR
SINGER
PROPOSAL #16.4: APPROVE REMUNERATION OF MARIA ISSUER YES FOR FOR
CICOGNANI
PROPOSAL #16.5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #16.6: APPROVE REMUNERATION OF SUPERVISORY SHAREHOLDER YES AGAINST FOR
BOARD MEMBERS
PROPOSAL #17: INSTRUCT MANAGEMENT BOARD TO ALLOCATE SHAREHOLDER YES AGAINST N/A
INCOME OR TO INITIATE SHARE REPURCHASE PROGRAM IN
ORDER TO REDUCE COMPANY'S EQUITY
PROPOSAL #18: AUTHORIZE SUPERVISORY BOARD TO SHAREHOLDER YES FOR FOR
IMPLEMENT STOCK-BASED INCENTIVE SCHEME FOR MANAGEMENT
BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MonotaRO Co Ltd
TICKER: 3064 CUSIP: J46583100
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2.1: ELECT DIRECTOR SETO, KINYA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SUZUKI, MASAYA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MIYAJIMA, MASANORI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YAMAGATA, YASUO ISSUER YES AGAINST AGAINST
PROPOSAL #2.5: ELECT DIRECTOR KITAMURA, HARUO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KISHIDA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR DAVID L. RAWLINSON II ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Morinaga & Co., Ltd.
TICKER: 2201 CUSIP: J46367108
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 45
PROPOSAL #2: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
PROPOSAL #3.1: ELECT DIRECTOR MORINAGA, GOTA ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ARAI, TORU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR OTA, EIJIRO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR HIRAKUE, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR UCHIYAMA, SHINICHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR YAMASHITA, MITSUHIRO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR NISHIMIYA, TADASHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TAIMA, YOSHIFUMI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR FUKUNAGA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR MIYAI, MACHIKO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR HIROTA, MASATO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR ITO, NAOKI ISSUER YES FOR FOR
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
STATUTORY AUDITORS
PROPOSAL #7: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Moscow Exchange MICEX-RTS PJSC
TICKER: MOEX CUSIP: X5504J102
MEETING DATE: 9/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REORGANIZATION OF MOSCOW ISSUER YES FOR FOR
EXCHANGE MICEX-RTS VIA ACQUISITION OF ZAO FB MMVB AND
OOO MB TEKHNOLOGII
PROPOSAL #2: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Moscow Exchange MICEX-RTS PJSC
TICKER: MOEX CUSIP: X5504J102
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 7.68 PER SHARE
PROPOSAL #4.1: ELECT ALEKSANDER AFANASIEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.2: ELECT ANATOLY BRAVERMAN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.3: ELECT MIKHAIL BRATANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT YUAN WANG AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.5: ELECT OLEG VYUGIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT ANDREY GOLIKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.7: ELECT MARIYA GORDON AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.8: ELECT VALERY GOREGLYAD AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.9: ELECT YURY DENISOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.10: ELECT BELLA ZLATKIS AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.11: ELECT ANATOLIY KARACHINSKY AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #4.12: ELECT ALEKSEY KUDRIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.13: ELECT DUNCAN PATERSON AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.14: ELECT RAINER RIESS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.1: ELECT VLADISLAV ZIMIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT (REVISION) COMMISSION
PROPOSAL #5.3: ELECT MIKHAIL KIREYEV AS MEMBER OF ISSUER YES FOR FOR
AUDIT (REVISION) COMMISSION
PROPOSAL #5.2: ELECT OLGA ROMANTSOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT (REVISION) COMMISSION
PROPOSAL #6: RATIFY DELOITTE&TOUCHE CIS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #8: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #9: APPROVE REGULATIONS ON BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE REGULATIONS ON MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REDUCTION IN SHARE CAPITAL VIA ISSUER YES FOR FOR
SHARE CANCELLATION
PROPOSAL #12: APPROVE REMUNERATION OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
AUDIT (REVISION) COMMISSION
PROPOSAL #14: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
LIABILITY INSURANCE FOR DIRECTORS, OFFICERS AND
SUBSIDIARIES
PROPOSAL #15: APPROVE RELATED-PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
BANK NATIONAL CLEARING CENTRE RE: CASH DEPOSITS
PROPOSAL #16: APPROVE RELATED-PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
BANK NATIONAL CLEARING CENTRE RE: CURRENCY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Motherson Sumi Systems Ltd.
TICKER: 517334 CUSIP: Y6139B141
MEETING DATE: 8/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT NORIYO NAKAMURA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICE WATERHOUSE CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS LLP AS AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #5: ELECT NAVEEN GANZU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
PANKAJ MITAL, EXECUTIVE DIRECTOR AND CHIEF OPERATING
OFFICER
PROPOSAL #7: APPROVE COMMISSION REMUNERATION FOR NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY SHARES TO ISSUER YES FOR FOR
SUMITOMO WIRING SYSTEMS LTD.
PROPOSAL #10: APPROVE ISSUANCE OF FOREIGN CURRENCY ISSUER YES FOR FOR
CONVERTIBLE BONDS AND/OR OTHER CONVERTIBLE SECURITIES
TO SUMITOMO WIRING SYSTEMS LTD
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE INCREASE IN LIMIT ON FOREIGN ISSUER YES FOR FOR
SHAREHOLDINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Motherson Sumi Systems Ltd.
TICKER: 517334 CUSIP: Y6139B141
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Motherson Sumi Systems Ltd.
TICKER: 517334 CUSIP: Y6139B141
MEETING DATE: 6/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Motor Oil (Hellas) Corinth Refineries SA
TICKER: MOH CUSIP: �� X55904100
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPOINT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CASH AWARDS TO PERSONNEL AND ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MphasiS Limited
TICKER: 526299 CUSIP: Y6144V108
MEETING DATE: 3/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUY BACK OF EQUITY SHARES ISSUER YES FOR FOR
THROUGH TENDER OFFER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mphasis Ltd
TICKER: 526299 CUSIP: Y6144V108
MEETING DATE: 10/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RECLASSIFICATION OF OUTGOING ISSUER YES FOR FOR
PROMOTERS AS NON-PROMOTERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mphasis Ltd
TICKER: 526299 CUSIP: Y6144V108
MEETING DATE: 11/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE S R BATLIBOI & ASSOCIATES LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: ELECT JAN KATHLEEN HIER AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT AMIT DIXIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT AMIT DALMIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT DAVID LAWRENCE JOHNSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT PAUL JAMES UPCHURCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT DARIO ZAMARIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE COMMISSION REMUNERATION FOR ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
PROPOSAL #11: APPROVE MPHASIS EMPLOYEE STOCK OPTION ISSUER YES AGAINST AGAINST
PLAN 2016
PROPOSAL #12: APPROVE EXTENSION OF BENEFITS OF ISSUER�� YES AGAINST AGAINST
MPHASIS EMPLOYEE STOCK OPTION PLAN 2016 TO EMPLOYEES
OF SUBSIDIARIES OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mr Price Group Limited
TICKER: MRP CUSIP: S5256M135
MEETING DATE: 8/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 2 APRIL 2016
PROPOSAL #2.1: RE-ELECT STEWART COHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT KEITH GETZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT MYLES RUCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY AND APPOINT VINODHAN PILLAY AS THE
DESIGNATED REGISTERED AUDITOR
PROPOSAL #4.1: RE-ELECT BOBBY JOHNSTON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #4.2: RE-ELECT DAISY NAIDOO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #4.3: RE-ELECT MYLES RUCK AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #4.4: RE-ELECT JOHN SWAIN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: ADOPT THE REPORT OF THE SOCIAL, ETHICS, ISSUER YES FOR FOR
TRANSFORMATION AND SUSTAINABILITY COMMITTEE
PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #8: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #1.1: APPROVE FEES OF THE INDEPENDENT NON- ISSUER YES FOR FOR
EXECUTIVE CHAIRMAN
PROPOSAL #1.2: APPROVE FEES OF THE HONORARY CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE FEES OF THE LEAD DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE FEES OF THE OTHER DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE FEES OF THE CHAIRMAN OF THE ISSUER YES FOR FOR
AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #1.6: APPROVE FEES OF THE MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #1.7: APPROVE FEES OF THE CHAIRMAN OF THE ISSUER YES FOR FOR
REMUNERATION AND NOMINATIONS COMMITTEE
PROPOSAL #1.8: APPROVE FEES OF THE MEMBER OF THE ISSUER YES FOR FOR
REMUNERATION AND NOMINATIONS COMMITTEE
PROPOSAL #1.9: APPROVE FEES OF THE CHAIRMAN OF THE ISSUER YES FOR FOR
SOCIAL, ETHICS, TRANSFORMATION AND SUSTAINABILITY
COMMITTEE
PROPOSAL #1.10: APPROVE FEES OF THE MEMBER OF THE ISSUER YES FOR FOR
SOCIAL, ETHICS, TRANSFORMATION AND SUSTAINABILITY
COMMITTEE
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: AUTHORISE SPECIFIC REPURCHASE OF SHARES ISSUER YES FOR FOR
FROM THE MR PRICE PARTNERS SHARE TRUST
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES
PROPOSAL #5.1: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #5.2: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MS&AD Insurance Group Holdings
TICKER: 8725 CUSIP: J4687C105
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 70
PROPOSAL #2.1: ELECT DIRECTOR SUZUKI, HISAHITO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KARASAWA, YASUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HARA, NORIYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KANASUGI, YASUZO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FUJII, SHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NISHIKATA, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OKAWABATA, FUMIAKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR WATANABE, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TSUNODA, DAIKEN ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OGAWA, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR MATSUNAGA, MARI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR BANDO, MARIKO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR KONDO, ISSUER YES FOR FOR
TOMOKO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR UEMURA, ISSUER YES FOR FOR
KYOKO
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
NAKAZATO, TAKUYA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MTN Group Ltd
TICKER: MTN CUSIP: S8039R108
MEETING DATE: 10/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE 2016 ESOP ISSUER YES FOR FOR
PROPOSAL #1: APPROVE VARIOUS TRANSACTIONS IN RELATION ISSUER YES FOR FOR
TO THE 2016 MTN BEE TRANSACTION
PROPOSAL #2: AUTHORISE SPECIFIC REPURCHASE OF MTN ISSUER YES FOR FOR
ZAKHELE AND MTN ZAKHELE NVF TO FACILITATE THE MTN
ZAKHELE UNWIND AND AMEND THE EXISTING MTN TRANCHE 1
SUBSCRIPTION AND CALL OPTION AGREEMENT
PROPOSAL #3: AUTHORISE FUTURE SPECIFIC REPURCHASES IN ISSUER YES FOR FOR
TERMS OF THE 2016 MTN BEE TRANSACTION
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN ISSUER YES FOR FOR
CONNECTION WITH THE MTN ZAKHELE UNWINDING SCHEME, THE
2016 MTN BEE TRANSACTION AND THE MTN TRANSACTION
AGREEMENTS
PROPOSAL #5: AUTHORISE THE INITIAL SPECIFIC ISSUE OF ISSUER YES FOR FOR
SHARES TO MTN ZAKHELE FUTHI FOR CASH
PROPOSAL #6: AUTHORISE THE ADDITIONAL SPECIFIC ISSUE ISSUER YES FOR FOR
OF SHARES TO MTN ZAKHELE FUTHI FOR CASH
PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCIAL ASSISTANCE IN ISSUER YES FOR FOR
CONNECTION WITH THE 2016 ESOP
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MTN Group Ltd
TICKER: MTN CUSIP: S8039R108
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT PAUL HANRATTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT STAN MILLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT RALPH MUPITA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT ROB SHUTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT NKULULEKO SOWAZI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: RE-ELECT ALAN VAN BILJON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: RE-ELECT KOOSUM KALYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: RE-ELECT AZMI MIKATI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: RE-ELECT JEFF VAN ROOYEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT CHRISTINE RAMON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #2.2: ELECT PAUL HANRATTY AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.3: RE-ELECT PETER MAGEZA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.4: RE-ELECT JEFF VAN ROOYEN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS INC AND ISSUER YES FOR FOR
SIZWENTSALUBAGOBODO INC AS JOINT AUDITORS OF THE
COMPANY
PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #5: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
SUBSIDIARIES AND OTHER RELATED AND INTER-RELATED
ENTITIES
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
DIRECTORS, PRESCRIBED OFFICERS AND EMPLOYEE SHARE
SCHEME BENEFICIARIES
PROPOSAL #5: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MTR Corporation Ltd
TICKER: 66 CUSIP: Y6146T101
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT FREDERICK MA SI-HANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT PAMELA CHAN WONG SHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT DOROTHY CHAN YUEN TAK-FAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT ALASDAIR GEORGE MORRISON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3e: ELECT ABRAHAM SHEK LAI-HIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ANDREW CLIFFORD WINAWER BRANDLER ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5: ELECT ZHOU YUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MTU Aero Engines AG
TICKER: MTX CUSIP: D5565H104
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.90 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Muenchener Rueckversicherungs-Gesellschaft AG
TICKER: MUV2 CUSIP: D55535104
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS OF EUR 8.60 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER NO N/A N/A
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER NO N/A N/A
FOR FISCAL 2016
PROPOSAL #5: APPROVE REMUNERATION SYSTEM FOR ISSUER NO N/A N/A
MANAGEMENT BOARD MEMBERS
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER NO N/A N/A
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #7: AUTHORIZE USE OF FINANCIAL DERIVATIVES ISSUER NO N/A N/A
WHEN REPURCHASING SHARES
PROPOSAL #8: ELECT RENATA JUNGO BRUENGGER TO THE ISSUER NO N/A N/A
SUPERVISORY BOARD
PROPOSAL #9: APPROVE CREATION OF EUR 280 MILLION POOL ISSUER NO N/A N/A
OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #10: APPROVE AFFILIATION AGREEMENT WITH ISSUER NO N/A N/A
SUBSIDIARY MR INFRASTRUCTURE INVESTMENT GMBH
PROPOSAL #11.1: APPROVE AFFILIATION AGREEMENTS WITH ISSUER NO N/A N/A
SUBSIDIARY MR BETEILIGUNGEN 2. GMBH
PROPOSAL #11.2: APPROVE AFFILIATION AGREEMENT WITH ISSUER NO N/A N/A
SUBSIDIARY MR BETEILIGUNGEN 3. GMBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Multiplan Empreendimentos Imobiliarios S.A.
TICKER: MULT3 CUSIP: P69913187
MEETING DATE: 11/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Multiplan Empreendimentos Imobiliarios S.A.
TICKER: MULT3 CUSIP: P69913187
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Multiplan Empreendimentos Imobiliarios S.A.
TICKER: MULT3 CUSIP: P69913187
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 5 AND 8 TO REFLECT ISSUER YES FOR FOR
CHANGES IN SHARE CAPITAL AND AUTHORIZED CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Multiplus SA
TICKER: MPLU3 CUSIP: P69915109
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 25 RE: INCREASE IN ISSUER YES FOR FOR
EXECUTIVE SEATS FROM 4 TO 5
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Multiplus SA
TICKER: MPLU3 CUSIP: P69915109
MEETING DATE: 10/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT RESIGNATION OF DIRECTORS MARCO ISSUER YES FOR FOR
ANTONIO BOLOGNA AND JOSE EDSON CARREIRO
PROPOSAL #2: ELECT CLAUDIA SENDER RAMIREZ AND RICARDO ISSUER YES FOR FOR
CAMARGO VEIRANO AS DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Multiplus SA
TICKER: MPLU3 CUSIP: P69915109
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DISTRIBUTION OF DIVIDENDS AND ISSUER YES FOR FOR
INTEREST-ON-CAPITAL-STOCK PAYMENTS
PROPOSAL #4: RE-RATIFY REMUNERATION FOR FISCAL YEAR ISSUER YES FOR FOR
2016 AND APPROVE REMUNERATION OF COMPANY'S MANAGEMENT
FOR FISCAL YEAR 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Multiplus SA
TICKER: MPLU3 CUSIP: P69915109
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT RESIGNATIONS OF ARMANDO ISSUER YES FOR FOR
VALDIVIESO MONTES, ROBERTO ALVO MILOSAWLEWITSCH AND
MAURICIO ROLIM AMARO AS DIRECTORS
PROPOSAL #2: ELECT JEROME PAUL JACQUES CADIER AND ISSUER YES FOR FOR
RAMIRO DIEGO ALFONSIN BALZA AS DIRECTORS
PROPOSAL #3: AMEND ARTICLE 19 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Murata Manufacturing Co. Ltd.
TICKER: 6981 CUSIP: J46840104
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 110
PROPOSAL #2.1: ELECT DIRECTOR MURATA, TSUNEO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR FUJITA, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR INOUE, TORU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NAKAJIMA, NORIO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR IWATSUBO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAKEMURA, YOSHITO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ISHINO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SHIGEMATSU, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nabtesco Corp.
TICKER: 6268 CUSIP: J4707Q100
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 26
PROPOSAL #2.1: ELECT DIRECTOR KOTANI, KAZUAKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TERAMOTO, KATSUHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OSADA, NOBUTAKA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YOSHIKAWA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR JUMAN, SHINJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HAKODA, DAISUKE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HASHIMOTO, GORO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR FUJIWARA, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR UCHIDA, NORIO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR YAMAZAKI, NAOKO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR DIRECTORS
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
PROPOSAL #5: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nagase & Co., Ltd.
TICKER: 8012 CUSIP: J47270103
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17
PROPOSAL #2.1: ELECT DIRECTOR NAGASE, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NAGASE, REIJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ASAKURA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NABA, MITSURO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MORISHITA, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SATO, KOHEI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR WAKABAYASHI, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NISHI, HIDENORI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KEMORI, NOBUMASA ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR YAMAUCHI, TAKANORI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR FURUKAWA, ISSUER YES FOR FOR
MASANORI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
MIYAJI, HIDEKADO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nagoya Railroad Co. Ltd.
TICKER: 9048 CUSIP: J47399118
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
UPDATE AUTHORIZED CAPITAL TO REFLECT REVERSE STOCK
SPLIT - REDUCE SHARE TRADING UNIT
PROPOSAL #4.1: ELECT DIRECTOR YAMAMOTO, ADO ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR ANDO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR TAKAGI, HIDEKI ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR SHIBATA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR HAIGO, TOSHIO ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR IWASE, MASAAKI ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR TAKADA, KYOSUKE ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR TAKASAKI, HIROKI ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR SUZUKI, KIYOMI ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT DIRECTOR YOSHIKAWA, TAKUO ISSUER YES FOR FOR
PROPOSAL #4.11: ELECT DIRECTOR FUTAGAMI, HAJIME ISSUER YES FOR FOR
PROPOSAL #4.12: ELECT DIRECTOR YANO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #4.13: ELECT DIRECTOR FUKUSHIMA, ATSUKO ISSUER YES FOR FOR
PROPOSAL #4.14: ELECT DIRECTOR ADACHI, MUNENORI ISSUER YES FOR FOR
PROPOSAL #4.15: ELECT DIRECTOR IWAKIRI, MICHIO ISSUER YES FOR FOR
PROPOSAL #4.16: ELECT DIRECTOR HIBINO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #4.17: ELECT DIRECTOR OZAWA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BONUS RELATED TO RETIREMENT ISSUER YES AGAINST AGAINST
BONUS SYSTEM ABOLITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nampak Ltd
TICKER: NPK CUSIP: S5326R114
MEETING DATE: 2/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT ROY ANDERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT PHINDA MADI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: RE-ELECT NOPASIKA LILA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT PETER SURGEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH TRUSHAR KALAN AS THE INDIVIDUAL
REGISTERED AUDITOR
PROPOSAL #6: RE-ELECT ROY ANDERSEN AS CHAIRMAN OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #7: RE-ELECT NOPASIKA LILA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #8: RE-ELECT IPELENG MKHARI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE OF NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
FEES
PROPOSAL #11: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #12: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nan Ya Plastics Corp
TICKER: 1303 CUSIP: Y62061109
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nankai Electric Railway Co. Ltd.
TICKER: 9044 CUSIP: J48431134
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3: AMEND ARTICLES TO UPDATE AUTHORIZED ISSUER YES FOR FOR
CAPITAL TO REFLECT REVERSE STOCK SPLIT - REDUCE SHARE
TRADING UNIT - INDEMNIFY DIRECTORS - INDEMNIFY
STATUTORY AUDITORS
PROPOSAL #4.1: ELECT DIRECTOR ACHIKITA, TERUHIKO ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR KANAMORI, TETSURO ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR TAKAGI, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR YAMANAKA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR IWAI, KEIICHI ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR ASHIBE, NAOTO ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR URAJI, KOYO ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR SUMITA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR TSUKUDA, YOSHIO ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT DIRECTOR KAJITANI, SATOSHI ISSUER YES FOR FOR
PROPOSAL #4.11: ELECT DIRECTOR MASUKURA, ICHIRO ISSUER YES FOR FOR
PROPOSAL #4.12: ELECT DIRECTOR MURAKAMI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #4.13: ELECT DIRECTOR SONO, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #5: APPOINT STATUTORY AUDITOR AIBA, KOJI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nanya Technology Corp.
TICKER: 2408 CUSIP: Y62066108
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9: TRANSACT OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Naspers Ltd
TICKER: NPN CUSIP: S53435103
MEETING DATE: 8/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2016
PROPOSAL #2: APPROVE DIVIDENDS FOR N ORDINARY AND A ISSUER YES FOR FOR
ORDINARY SHARES
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH BRENDAN DEEGAN AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #4.1: ELECT HENDRIK DU TOIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT GUIJIN LIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: RE-ELECT NOLO LETELE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: RE-ELECT ROBERTO OLIVEIRA DE LIMA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: RE-ELECT COBUS STOFBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: RE-ELECT DEBRA MEYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: RE-ELECT DON ERIKSSON AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #6.2: RE-ELECT BEN VAN DER ROSS AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6.3: RE-ELECT RACHEL JAFTA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES AGAINST AGAINST
UNDER CONTROL OF DIRECTORS
PROPOSAL #9: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1.1: APPROVE FEES OF THE BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE FEES OF THE BOARD MEMBER ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #1.4: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER
PROPOSAL #1.5: APPROVE FEES OF THE RISK COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #1.6: APPROVE FEES OF THE RISK COMMITTEE ISSUER YES FOR FOR
MEMBER
PROPOSAL #1.7: APPROVE FEES OF THE HUMAN RESOURCES ISSUER YES FOR FOR
AND REMUNERATION COMMITTEE CHAIRMAN
PROPOSAL #1.8: APPROVE FEES OF THE HUMAN RESOURCES ISSUER YES FOR FOR
AND REMUNERATION COMMITTEE MEMBER
PROPOSAL #1.9: APPROVE FEES OF THE NOMINATION ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.10: APPROVE FEES OF THE NOMINATION ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #1.11: APPROVE FEES OF THE SOCIAL AND ETHICS ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.12: APPROVE FEES OF THE SOCIAL AND ETHICS ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #1.13: APPROVE FEES OF THE TRUSTEES OF GROUP ISSUER YES FOR FOR
SHARE SCHEMES/OTHER PERSONNEL FUNDS
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF N ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #5: AUTHORISE REPURCHASE OF A ORDINARY ISSUER YES AGAINST AGAINST
SHARES
PROPOSAL #6: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Australia Bank Limited
TICKER: NAB CUSIP: Q65336119
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT ANTHONY YUEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT PHILIP CHRONICAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DOUGLAS MCKAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO ANDREW THORBURN, GROUP CHIEF EXECUTIVE OFFICER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Bank of Abu Dhabi
TICKER: NBAD CUSIP: M7080Z114
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME TO "FIRST ABU DHABI ISSUER YES FOR FOR
BANK", PUBLIC JOINT STOCK COMPANY, AND AMEND ARTICLE
2 OF THE BANK ARTICLES OF ASSOCIATION ACCORDINGLY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Bank of Canada
TICKER: NA CUSIP: 633067103
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND BACHAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARYSE BERTRAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PIERRE BLOUIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PIERRE BOIVIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDRE CAILLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GILLIAN H. DENHAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD FORTIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEAN HOUDE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KAREN KINSLEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JULIE PAYETTE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LINO A. SAPUTO, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ANDREE SAVOIE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR PIERRE THABET ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR LOUIS VACHON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #3: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUORUM REQUIREMENTS ISSUER YES FOR FOR
PROPOSAL #5: RE-APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Bank of Greece SA
TICKER: ETE CUSIP: X56533171
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #5: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #6: AUTHORIZE BOARD TO PARTICIPATE IN ISSUER YES FOR FOR
COMPANIES WITH SIMILAR BUSINESS INTERESTS
PROPOSAL #7: ELECT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SALE OF COMPANY ASSET ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Bank of Pakistan
TICKER: NBP CUSIP: Y6212G108
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE EY FORD RHODES AND GRANT THORTON ISSUER YES FOR FOR
ANJUM REHMAN AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #4: APPROVE CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: REELECT TARIQ KIRMANI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: AUTHORIZE DISTRIBUTION OF ANNUAL AUDITED ISSUER YES FOR FOR
ACCOUNTS IN SOFT FORM
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Bank of Pakistan
TICKER: NBP CUSIP: Y6212G108
MEETING DATE: 5/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR FROM PRIVATE SHAREHOLDERS ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE REMUNERATION OF PRESIDENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PERFORMANCE BONUS OF SYED IQBAL ISSUER YES FOR FOR
ASHRAF, FORMER PRESIDENT
PROPOSAL #5: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Grid plc
TICKER: NG. CUSIP: G6375K151
MEETING DATE: 7/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT SIR PETER GERSHON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JOHN PETTIGREW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ANDREW BONFIELD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DEAN SEAVERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT NICOLA SHAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT NORA MEAD BROWNELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JONATHAN DAWSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT THERESE ESPERDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT PAUL GOLBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT RUTH KELLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT MARK WILLIAMSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH 14 WORKING DAYS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Grid plc
TICKER: NG. CUSIP: G6375K151
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE CONSOLIDATION ISSUER YES FOR FOR
PROPOSAL #2: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #3: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #4: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #5: AUTHORISE MARKET PURCHASE OF NEW ISSUER YES FOR FOR
ORDINARY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natixis
TICKER: KN CUSIP: F6483L100
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.35 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FRANCOIS PEROL, CHAIRMAN OF THE BOARD
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
LAURENT MIGNON, CEO
PROPOSAL #7: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #8: APPROVE REMUNERATION POLICY OF CEO ISSUER YES FOR FOR
PROPOSAL #9: NON-BINDING VOTE ON THE OVERALL ENVELOPE ISSUER YES FOR FOR
OF COMPENSATION OF CERTAIN SENIOR MANAGEMENT,
RESPONSIBLE OFFICERS AND THE RISK-TAKERS
PROPOSAL #10: RATIFY APPOINTMENT OF CATHERINE PARISET ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #11: REELECT NICOLAS DE TAVERNOST AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #14: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR �� FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 1.5 BILLION
PROPOSAL #15: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 500 MILLION
PROPOSAL #16: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS
PROPOSAL #17: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #18: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 1.5 BILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #19: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #20: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #21: AMEND ARTICLE 11 OF BYLAWS RE: BOARD ISSUER YES FOR FOR
MEETINGS
PROPOSAL #22: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natura Cosmeticos S.A.
TICKER: NATU3 CUSIP: P7088C106
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE CAPITAL BUDGET, ALLOCATION OF ISSUER YES FOR FOR
INCOME AND RATIFY DISTRIBUTION OF INTERIM DIVIDENDS
AND INTEREST-ON-CAPITAL-STOCK PAYMENTS
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natura Cosmeticos S.A.
TICKER: NATU3 CUSIP: P7088C106
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GRANT AND TRANSFER OF 102,956 ISSUER YES AGAINST AGAINST
SHARES TO ROBERTO OLIVEIRA DE LIMA UNDER THE
RESTRICTED STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NAVER Corp.
TICKER: A035420 CUSIP: Y62579100
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT HAN SEONG-SOOK AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT BYEON DAE-GYU AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: APPROVE SPIN-OFF AGREEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NCsoft Corp.
TICKER: A036570 CUSIP: Y6258Y104
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT JEONG JIN-SU AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT JO GOOK-HYEON OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #6: APPROVE TERMS OF RETIREMENT PAY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NEC Corp.
TICKER: 6701 CUSIP: J48818124
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #2.1: ELECT DIRECTOR ENDO, NOBUHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NIINO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KAWASHIMA, ISAMU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MORITA, TAKAYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR EMURA, KATSUMI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MATSUKURA, HAJIME ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KUNIBE, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR OGITA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SASAKI, KAORI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OKA, MOTOYUKI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR NOJI, KUNIO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KINOSHITA, ISSUER YES FOR FOR
HAJIME
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nedbank Group Ltd
TICKER: NED CUSIP: S5518R104
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ERROL KRUGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT ROB LEITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT MICHAEL BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT BRIAN DAMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT DR MANTSIKA MATOOANE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: RE-ELECT JOEL NETSHITENZHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: REAPPOINT DELOITTE & TOUCHE AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT L NUNES AS THE
DESIGNATED REGISTERED AUDITOR
PROPOSAL #3.2: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY WITH S MALABA AS THE DESIGNATED REGISTERED
AUDITOR
PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED ORDINARY ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED PREFERENCE ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE FEES FOR THE NON-EXECUTIVE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #1.2: APPROVE FEES FOR THE LEAD INDEPENDENT ISSUER YES FOR FOR
DIRECTOR PREMIUM
PROPOSAL #1.3: APPROVE FEES FOR THE NEDBANK GROUP ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #1.4.1: APPROVE FEES FOR THE GROUP AUDIT ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.4.2: APPROVE FEES FOR THE GROUP AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #1.5.1: APPROVE FEES FOR THE GROUP CREDIT ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.5.2: APPROVE FEES FOR THE GROUP CREDIT ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #1.6.1: APPROVE FEES FOR THE GROUP ISSUER YES FOR FOR
DIRECTORS' AFFAIRS COMMITTEE CHAIRMAN
PROPOSAL #1.6.2: APPROVE FEES FOR THE GROUP ISSUER YES FOR FOR
DIRECTORS' AFFAIRS COMMITTEE MEMBER
PROPOSAL #1.7.1: APPROVE FEES FOR THE GROUP ISSUER YES FOR FOR
INFORMATION TECHNOLOGY COMMITTEE CHAIRMAN
PROPOSAL #1.7.2: APPROVE FEES FOR THE GROUP ISSUER YES FOR FOR
INFORMATION TECHNOLOGY COMMITTEE MEMBER
PROPOSAL #1.8.1: APPROVE FEES FOR THE GROUP RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS COMMITTEE CHAIRMAN
PROPOSAL #1.8.2: APPROVE FEES FOR THE GROUP RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS COMMITTEE MEMBER
PROPOSAL #1.9.1: APPROVE FEES FOR THE GROUP ISSUER YES FOR FOR
REMUNERATION COMMITTEE CHAIRMAN
PROPOSAL #1.9.2: APPROVE FEES FOR THE GROUP ISSUER YES FOR FOR
REMUNERATION COMMITTEE MEMBER
PROPOSAL #1.10a: APPROVE FEES FOR THE GROUP RISK AND ISSUER YES FOR FOR
CAPITAL MANAGEMENT COMMITTEE CHAIRMAN
PROPOSAL #1.10b: APPROVE FEES FOR THE GROUP RISK AND ISSUER YES FOR FOR
CAPITAL MANAGEMENT COMMITTEE MEMBER
PROPOSAL #1.11a: APPROVE FEES FOR THE GROUP ISSUER YES FOR FOR
TRANSFORMATION, SOCIAL AND ETHICS COMMITTEE CHAIRMAN
PROPOSAL #1.11b: APPROVE FEES FOR THE GROUP ISSUER YES FOR FOR
TRANSFORMATION, SOCIAL AND ETHICS COMMITTEE MEMBER
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
AND INTER-RELATED COMPANIES
PROPOSAL #4: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NEDNAMIBIA STAKEHOLDER SCHEMES ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #6: APPROVE AND RATIFY THE GRANT OF A CALL ISSUER YES FOR FOR
OPTION FOR THE ISSUES OF SECURITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nemak, S. A. B. de C. V.
TICKER: NEMAK A CUSIP: P71340106
MEETING DATE: 2/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND CASH ISSUER YES FOR FOR
DIVIDENDS; APPROVE MAXIMUM AMOUNT FOR REPURCHASE OF
SHARES
PROPOSAL #3: ELECT DIRECTORS AND CHAIRMEN OF AUDIT ISSUER YES AGAINST AGAINST
AND CORPORATE PRACTICES COMMITTEES; FIX THEIR
PROPOSAL #4: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neste Oyj
TICKER: NESTE CUSIP: X5688A109
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.30 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 66,000 FOR CHAIRMAN, EUR 49,200 FOR
VICE CHAIRMAN, AND EUR 35,400 FOR OTHER DIRECTORS;
APPROVE ATTENDANCE FEES FOR BOARD AND COMMITTEE WORK
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #12: REELECT JORMA ELORANTA (CHAIRMAN), ISSUER YES FOR FOR
LAURA RAITIO, JEAN-BAPTISTE RENARD, WILLEM SCHOEBER
AND MARCO WIRÉN AS DIRECTORS; ELECT MATTI KAHKONEN,
MARTINA FLOEL AND HEIKE VAN DE KERKHOF AS NEW
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nestle India Ltd.
TICKER: 500790 CUSIP: Y6268T111
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE INTERIM DIVIDENDS AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT SHOBINDER DUGGAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE BSR & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT MARTIN ROEMKENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
MARTIN ROEMKENS AS EXECUTIVE DIRECTOR
PROPOSAL #8: ELECT RAMA BIJAPURKAR AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nestle SA
TICKER: NESN CUSIP: H57312649
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 2.30 PER SHARE
PROPOSAL #4.1a: REELECT PAUL BULCKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1b: REELECT ANDREAS KOOPMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1c: REELECT HENRI DE CASTRIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1d: REELECT BEAT W. HESS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1e: REELECT RENATO FASSBIND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1f: REELECT STEVEN G. HOCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1g: REELECT NAINA LAL KIDWAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1h: REELECT JEAN-PIERRE ROTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1i: REELECT ANN M. VENEMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1j: REELECT EVA CHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1k: REELECT RUTH K. ONIANG'O AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1l: REELECT PATRICK AEBISCHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2a: ELECT ULF MARK SCHNEIDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2b: ELECT URSULA M. BURNS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT PAUL BULCKE AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4.4a: APPOINT BEAT W. HESS AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #4.4b: APPOINT ANDREAS KOOPMANN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.4c: APPOINT JEAN-PIERRE ROTH AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.4d: APPOINT PATRICK AEBISCHER AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #4.5: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4.6: DESIGNATE HARTMANN DREYER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #5.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 10 MILLION
PROPOSAL #5.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 60 MILLION
PROPOSAL #6: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Netcare Ltd
TICKER: NTC CUSIP: S5507D108
MEETING DATE: 2/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT GRANT THORNTON AS AUDITORS OF ISSUER YES FOR FOR
THE COMPANY WITH DS REUBEN AS THE DESIGNATED AUDITOR
PROPOSAL #2.1: RE-ELECT THEVENDRIE BREWER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT AZAR JAMMINE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT NORMAN WELTMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT THEVENDRIE BREWER AS ISSUER YES FOR FOR
CHAIRPERSON OF THE AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT MARK BOWER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT AZAR JAMMINE AS MEMBERS OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.4: RE-ELECT NORMAN WELTMAN AS MEMBERS OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 AND 45 OF THE COMPANIES ACT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New China Life Insurance Co Ltd.
TICKER: 601336 CUSIP: Y625A4115
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT XIONG LIANHUA AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: ELECT PENG YULONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: APPROVE STANDARD REMUNERATION OF THE ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD OF SUPERVISORS
PROPOSAL #4: APPROVE OUTLINE OF THE 13TH FIVE YEAR ISSUER YES FOR FOR
DEVELOPMENT PLAN OF THE COMPANY
PROPOSAL #5: APPROVE DOMESTIC DEBT FINANCING SCHEME ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #6: APPROVE OVERSEAS DEBT FINANCING SCHEME ISSUER YES FOR FOR
OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New China Life Insurance Co Ltd.
TICKER: 601336 CUSIP: Y625A4115
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #4: APPROVE 2016 FINAL ACCOUNTING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 REPORT OF PERFORMANCE OF ISSUER YES FOR FOR
THE DIRECTORS
PROPOSAL #7: APPROVE REPORT OF PERFORMANCE OF THE ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #8: ELECT GENG JIANXIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
THE DOMESTIC AUDITOR AND ERNST & YOUNG AS
INTERNATIONAL AUDITOR AND AUTHORIZE BOARD TO FIX
PROPOSAL #10: ELECT ANKE D'ANGELO AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New World Development Co. Ltd.
TICKER: 17 CUSIP: Y63084126
MEETING DATE: 11/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DOO WAI-HOI, WILLIAM AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: ELECT CHENG CHI-KONG, ADRIAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: ELECT CHENG KAR-SHING, PETER AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3d: ELECT LIANG CHEUNG-BIU, THOMAS AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3e: ELECT AU TAK-CHEONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3f: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: ADOPT NEW SHARE OPTION SCHEME ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New World Development Co. Ltd.
TICKER: 17 CUSIP: Y63084126
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New World Development Co. Ltd.
TICKER: 17 CUSIP: Y63084126
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SERVICES GROUP MASTER SERVICES ISSUER YES FOR FOR
AGREEMENT, SERVICES GROUP TRANSACTIONS, ANNUAL CAPS,
AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newcrest Mining Ltd.
TICKER: NCM CUSIP: Q6651B114
MEETING DATE: 11/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT PETER HAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT PHILIP AIKEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT RICK LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT JOHN SPARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT VICKKI MCFADDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO SANDEEP BISWAS
PROPOSAL #3b: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO GERARD BOND
PROPOSAL #4: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NEXON Co.,Ltd.
TICKER: 3659 CUSIP: J4914X104
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OWEN MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR UEMURA, SHIRO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JIWON PARK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HONDA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KUNIYA, SHIRO ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR KOYAMA, HIDEO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Next Plc
TICKER: NXT CUSIP: G6500M106
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JOHN BARTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT JONATHAN BEWES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT CAROLINE GOODALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT AMANDA JAMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MICHAEL LAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT MICHAEL RONEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT FRANCIS SALWAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT JANE SHIELDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT DAME DIANNE THOMPSON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14: RE-ELECT LORD WOLFSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: APPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORISE THEIR REMUNERATION
PROPOSAL #16: AMEND LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE OFF-MARKET PURCHASE OF ISSUER YES FOR FOR
ORDINARY SHARES
PROPOSAL #22: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NGK Insulators Ltd.
TICKER: 5333 �� CUSIP: J49076110
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2.1: ELECT DIRECTOR HAMAMOTO, EIJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OSHIMA, TAKU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKEUCHI, YUKIHISA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SAKABE, SUSUMU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KANIE, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR IWASAKI, RYOHEI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SAITO, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ISHIKAWA, SHUHEI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SAJI, NOBUMITSU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR NIWA, CHIAKI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KAMANO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR NAKAMURA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR HAMADA, EMIKO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NGK Spark Plug Co. Ltd.
TICKER: 5334 CUSIP: J49119100
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ODO, SHINICHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHIBAGAKI, SHINJI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OKAWA, TEPPEI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAWAJIRI, SHOGO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NAKAGAWA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAWAI, TAKESHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATO, MIKIHIKO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR OTAKI, MORIHIKO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR YASUI, KANEMARU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TAMAGAWA, MEGUMI ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR HOTTA, ISSUER YES FOR FOR
YASUHIKO
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR NAGATOMI, ISSUER YES FOR FOR
FUMIKO
PROPOSAL #3: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NH Foods Ltd.
TICKER: 2282 CUSIP: J4929Q102
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #2.1: ELECT DIRECTOR SUEZAWA, JUICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HATA, YOSHIHIDE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SHINOHARA, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAWAMURA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OKOSO, HIROJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR INOUE, KATSUMI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KITO, TETSUHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TAKAMATSU, HAJIME ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KATAYAMA, TOSHIKO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TAKA, IWAO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NH Investment & Securities Co. Ltd.
TICKER: A005940 CUSIP: Y6S75L806
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT KIM WON-GYU AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT KIM SEON-GYU AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT KIM IL-GOON AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT JEONG YONG-GEUN AS NON- ISSUER YES FOR FOR
INDEPENDENT AND NON-EXECUTIVE DIRECTOR
PROPOSAL #4: ELECT KIM WON-GYU AS CEO ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT AS BYEON CHAN-WOO AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR TO SERVE AS AUDIT COMMITTEE MEMBER.
PROPOSAL #5.2: ELECT CHOI HAN-MOOK AS INSIDE DIRECTOR ISSUER YES FOR FOR
TO SERVE AS AUDIT COMMITTEE MEMBER.
PROPOSAL #6: ELECT LEE JANG-YOUNG AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
TO SERVE AS AUDIT COMMITTEE MEMBER.
PROPOSAL #7.1: ELECT LEE JANG-YOUNG AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #7.2: ELECT BYEON CHAN-WOO AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #7.3: ELECT LEE JEONG-JAE AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #8: ELECT CHOI HAN-MOOK AS MEMBERS OF AUDIT ISSUER YES AGAINST AGAINST
COMMITTEE
PROPOSAL #9: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NHK Spring Co.
TICKER: 5991 CUSIP: J49162126
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12
PROPOSAL #2.1: ELECT DIRECTOR TAMAMURA, KAZUMI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KAYAMOTO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HATAYAMA, KAORU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KADO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHIBATA, RYUICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SUE, KEIICHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TANAKA, KATSUKO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
MUKAI, NOBUAKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NHN Entertainment Corp.
TICKER: A181710 CUSIP: Y6347N101
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT JEONG WOO-JIN AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT KANG NAM-GYU AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LEE DONG-BIN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT KANG NAM-GYU AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4.2: ELECT LEE DONG-BIN AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #6: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SPIN-OFF AGREEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NHPC Limited
TICKER: 533098 CUSIP: Y6268G101
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT JAYANT KUMAR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT RADHASHYAM MINA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
JOINT AUDITORS
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT KRISHNA MOHAN SINGH AS DIRECTOR ISSUER YES FOR FOR
AND APPROVE HIS APPOINTMENT AS CHAIRMAN AND MANAGING
DIRECTOR
PROPOSAL #8: ELECT RATISH KUMAR AS DIRECTOR AND ISSUER YES AGAINST AGAINST
APPROVE HIS APPOINTMENT AS DIRECTOR (PROJECTS)
PROPOSAL #9: ELECT BALRAJ JOSHI AS DIRECTOR AND ISSUER YES AGAINST AGAINST
APPROVE HIS APPOINTMENT AS DIRECTOR (TECHNICAL)
PROPOSAL #10: ELECT SATYA PRAKASH MANGAL AS �� ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11: ELECT ARUN KUMAR AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: ELECT KANIKA T. BHAL AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES/BONDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NICE Ltd.
TICKER: NICE CUSIP: M7494X101
MEETING DATE: 12/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: AMEND COMPENSATION POLICY FOR THE ISSUER YES AGAINST AGAINST
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NICE Ltd.
TICKER: NICE CUSIP: M7494X101
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: REELECT DAVID KOSTMAN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.2: REELECT RIMON BEN-SHAOUL AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.3: REELECT YEHOSHUA (SHUKI) EHRLICH AS ISSUER YES FOR FOR
DIRECTOR UNTIL THE END OF THE NEXT ANNUAL GENERAL
MEETING
PROPOSAL #1.4: REELECT LEO APOTHEKER AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.5: REELECT JOSEPH (JOE) COWAN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2: APPROVE GRANT OF OPTIONS AND RESTRICTED ISSUER YES FOR FOR
SHARES UNITS TO DIRECTORS
PROPOSAL #3: APPROVE ONE-TIME GRANT OF OPTIONS TO THE ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD
PROPOSAL #4: APPROVE EMPLOYMENT TERMS OF BARAK EILAM, ISSUER YES FOR FOR
CEO
PROPOSAL #5: REAPPOINT KOST FORER GABAY & KASIERER AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nichirei Corp.
TICKER: 2871 CUSIP: J49764145
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 16
PROPOSAL #2.1: ELECT DIRECTOR MURAI, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OTANI, KUNIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MATSUDA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAGUCHI, TAKUMI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KANEKO, YOSHIFUMI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OKUSHI, KENYA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KAWASAKI, JUNJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TANIGUCHI, MAMI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR UZAWA, SHIZUKA ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR WANIBUCHI, MIEKO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR SHIGENO, ISSUER YES FOR FOR
YASUNARI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nidec Corp.
TICKER: 6594 CUSIP: J52968104
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NAGAMORI, SHIGENOBU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KOBE, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATAYAMA, MIKIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SATO, AKIRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MIYABE, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YOSHIMOTO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ONISHI, TETSUO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR IDO, KIYOTO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ISHIDA, NORIKO ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR MURAKAMI, ISSUER YES FOR FOR
KAZUYA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nifco Inc.
TICKER: 7988 CUSIP: 654101104
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 70
PROPOSAL #2.1: ELECT DIRECTOR FUKAWA, KIYOHIKO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TACHIKAWA, KEIJI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR ARAI, ISSUER YES FOR FOR
TOSHIYUKI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
WAKABAYASHI, MASAKAZU
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nihon Kohden Corp.
TICKER: 6849 CUSIP: J50538115
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 18
PROPOSAL #2.1: ELECT DIRECTOR SUZUKI, FUMIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OGINO, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAMURA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TSUKAHARA, YOSHITO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HASEGAWA, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YANAGIHARA, KAZUTERU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HIROSE, FUMIO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TANAKA, EIICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YOSHITAKE, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR YAMAUCHI, MASAYA ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR OBARA, MINORU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nihon M&A Center Inc
TICKER: 2127 CUSIP: J50883107
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17.5
PROPOSAL #2.1: ELECT DIRECTOR WAKEBAYASHI, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MIYAKE, SUGURU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NARAKI, TAKAMARO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OTSUKI, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OYAMA, TAKAYOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SHIMADA, NAOKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nikon Corp.
TICKER: 7731 CUSIP: 654111103
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 4
PROPOSAL #2.1: ELECT DIRECTOR USHIDA, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OKA, MASASHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OKAMOTO, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ODAJIMA, TAKUMI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HAGIWARA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NEGISHI, AKIO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER HONDA, TAKAHARU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nine Dragons Paper (Holdings) Ltd.
TICKER: 2689 CUSIP: G65318100
MEETING DATE: 12/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3a1: ELECT CHEUNG YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT LIU MING CHUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT ZHANG YUANFU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3a4: ELECT TAM WAI CHU, MARIA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3a5: ELECT NG LEUNG SING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3a6: ELECT LAM YIU KIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5b: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nine Dragons Paper (Holdings) Ltd.
TICKER: 2689 CUSIP: G65318100
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LONGTENG PACKAGING MATERIALS AND ISSUER YES FOR FOR
CHEMICALS PURCHASE AGREEMENT, PROPOSED ANNUAL CAPS
AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE HONG KONG INTERNATIONAL PAPER ISSUER YES FOR FOR
CHEMICALS PURCHASE AGREEMENT, PROPOSED ANNUAL CAPS
AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE LONGTENG PACKAGING PAPERBOARD ISSUER YES FOR FOR
SUPPLY AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #4: APPROVE TAICANG PACKAGING PAPERBOARD ISSUER YES FOR FOR
SUPPLY AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #5: APPROVE HONGLONG PACKAGING PAPERBOARD ISSUER YES FOR FOR
SUPPLY AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #6: APPROVE ACN RECOVERED PAPER PURCHASE ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #7: APPROVE TIANJIN ACN WASTEPAPER PURCHASE ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nintendo Co. Ltd.
TICKER: 7974 CUSIP: J51699106
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 430
PROPOSAL #2.1: ELECT DIRECTOR KIMISHIMA, TATSUMI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MIYAMOTO, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKAHASHI, SHINYA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FURUKAWA, SHUNTARO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHIOTA, KO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nippo Corp.
TICKER: 1881 CUSIP: J5192P101
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2.1: ELECT DIRECTOR MIZUSHIMA, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IWATA, HIROMI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKAHASHI, AKITSUGU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YOSHIKAWA, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR BABA, YOSHIO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MIYAZAKI, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HASHIMOTO, YUJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KAWADA, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KIMURA, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR UEDA, MUNEAKI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR YOSHIDA, ISSUER YES FOR FOR
YASUMARO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR KAMIYAMA, ISSUER YES FOR FOR
MAKOTO
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR ISHIDA, YUKO ISSUER YES FOR FOR
PROPOSAL #3.4: APPOINT STATUTORY AUDITOR TOMABECHI, ISSUER YES FOR FOR
KUNIO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nippon Electric Glass Co. Ltd.
TICKER: 5214 CUSIP: J53247110
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 8
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR ARIOKA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MATSUMOTO, MOTOHARU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TAKEUCHI, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TOMAMOTO, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SAEKI, AKIHISA ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TSUDA, KOICHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR YAMAZAKI, HIROKI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR ODANO, SUMIMARU ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR MORI, SHUICHI ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
TAKAHASHI, TSUKASA
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nippon Express Co. Ltd.
TICKER: 9062 CUSIP: J53376117
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3: AMEND ARTICLES TO UPDATE AUTHORIZED ISSUER YES FOR FOR
CAPITAL TO REFLECT REVERSE STOCK SPLIT - REDUCE SHARE
TRADING UNIT
PROPOSAL #4.1: ELECT DIRECTOR WATANABE, KENJI ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR SAITO, MITSURU ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR ITO, YUTAKA ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR ISHII, TAKAAKI ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR TAKETSU, HISAO ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR SHIMAUCHI, TAKUMI ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR TERAI, KATSUHIRO ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR SAKUMA, FUMIHIKO ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR AKITA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT DIRECTOR HAYASHIDA, NAOYA ISSUER YES FOR FOR
PROPOSAL #4.11: ELECT DIRECTOR HORIKIRI, SATOSHI ISSUER YES FOR FOR
PROPOSAL #4.12: ELECT DIRECTOR MATSUMOTO, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #4.13: ELECT DIRECTOR SUGIYAMA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #4.14: ELECT DIRECTOR NAKAYAMA, SHIGEO ISSUER YES FOR FOR
PROPOSAL #4.15: ELECT DIRECTOR YASUOKA, SADAKO ISSUER YES FOR FOR
PROPOSAL #5: APPOINT STATUTORY AUDITOR KANKI, TADASHI ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nippon Kayaku Co. Ltd.
TICKER: 4272 CUSIP: J54236112
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17.5
PROPOSAL #2.1: ELECT DIRECTOR SUZUKI, MASANOBU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KAWAFUJI, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SHIMOYAMA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TACHIBANA, YUKIO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NAMBU, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR WAKUMOTO, ATSUHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OTA, YO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR FUJISHIMA, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SHIBUYA, TOMO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR SHIMOHIGASHI, ISSUER YES FOR FOR
ITSURO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nippon Paint Holdings Co., Ltd.
TICKER: 4612 CUSIP: J55053128
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2.1: ELECT DIRECTOR SAKAI, KENJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TADO, TETSUSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MINAMI, MANABU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NAGASAKA, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR GOH HUP JIN ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MATSUMOTO, TAKERU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MISHINA, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR WAKITA, ICHIRO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nippon Paper Industries Co., Ltd.
TICKER: 3863 CUSIP: J28583169
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR HAGA, YOSHIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MANOSHIRO, FUMIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAMASAKI, KAZUFUMI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR UTSUMI, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NOZAWA, TORU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR FUJIMORI, HIROFUMI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR UEDA, SHOJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR AOYAMA, YOSHIMITSU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR FUJIOKA, MAKOTO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nippon Shinyaku Co. Ltd.
TICKER: 4516 CUSIP: J55784102
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2: AMEND ARTICLES TO AMEND PROVISIONS ON ISSUER YES FOR FOR
NUMBER OF DIRECTORS - AMEND PROVISIONS ON NUMBER OF
STATUTORY AUDITORS
PROPOSAL #3.1: ELECT DIRECTOR MAEKAWA, SHIGENOBU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TANAKA, TSUGIO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MATSURA, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YURA, YOSHIRO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SAITO, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KOBAYASHI, KENRO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SANO, SHOZO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR SUGIURA, YUKIO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR SAKATA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR SAKURAI, MIYUKI ISSUER YES FOR FOR
PROPOSAL #4: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nippon Shokubai Co. Ltd.
TICKER: 4114 CUSIP: J55806103
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 75
PROPOSAL #2.1: ELECT DIRECTOR IKEDA, MASANORI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR GOTO, YUJIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAMAMOTO, HARUHISA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YAMAMOTO, MASAO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TAKAHASHI, YOJIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MATSUMOTO, YUKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MIURA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SAKAI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ARAO, KOZO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR OTA, KATSUYUKI ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nippon Steel & Sumitomo Metal Corp.
TICKER: 5401 CUSIP: J55678106
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 45
PROPOSAL #2.1: ELECT DIRECTOR MUNEOKA, SHOJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SHINDO, KOSEI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SAKUMA, SOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SAEKI, YASUMITSU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FUJINO, SHINJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HASHIMOTO, EIJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TAKAHASHI, KENJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SAKAE, TOSHIHARU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TANIMOTO, SHINJI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR NAKAMURA, SHINICHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KUNISHI, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR OTSUKA, MUTSUTAKE ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR FUJISAKI, ICHIRO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR NAGAYASU, ISSUER YES FOR FOR
KATSUNORI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nippon Telegraph & Telephone Corp.
TICKER: 9432 CUSIP: J59396101
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 60
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nippon Yusen K.K.
TICKER: 9101 CUSIP: J56515133
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACCOUNTING TRANSFERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3: AMEND ARTICLES TO UPDATE AUTHORIZED ISSUER YES FOR FOR
CAPITAL TO REFLECT REVERSE STOCK SPLIT - REDUCE SHARE
TRADING UNIT - CLARIFY DIRECTOR AUTHORITY ON
SHAREHOLDER MEETINGS - AMEND PROVISIONS ON DIRECTOR
TITLES - CLARIFY DIRECTOR AUTHORITY ON BOARD MEETINGS
PROPOSAL #4.1: ELECT DIRECTOR KUDO, YASUMI ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR NAITO, TADAAKI ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR TAZAWA, NAOYA ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR NAGASAWA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR CHIKARAISHI, KOICHI ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR MARUYAMA, HIDETOSHI ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR YOSHIDA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR TAKAHASHI, EIICHI ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR OKAMOTO, YUKIO ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT DIRECTOR KATAYAMA, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #4.11: ELECT DIRECTOR KUNIYA, HIROKO ISSUER YES FOR FOR
PROPOSAL #5: APPOINT STATUTORY AUDITOR HIRAMATSU, ISSUER YES FOR FOR
HIROSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nipro Corp.
TICKER: 8086 CUSIP: J56655103
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 21.5
PROPOSAL #2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER �� YES FOR FOR
YANAGASE, SHIGERU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nishi Nippon Railroad Co. Ltd.
TICKER: 9031 CUSIP: J56816101
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3.5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR TAKESHIMA, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KURATOMI, SUMIO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR HIYA, YUJI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TAKASAKI, SHIGEYUKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR MIYATA, KATSUHIKO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SHOZAKI, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SHIMIZU, NOBUHIKO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR HARIMOTO, KUNIO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR YOSHIMATSU, TAMIO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nishi-Nippon Financial Holdings, Inc.
TICKER: 7189 CUSIP: J56774102
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17.5
PROPOSAL #2: AMEND ARTICLES TO REFLECT CHANGES IN LAW ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR KUBOTA, ISAO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TANIGAWA, HIROMICHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR ISOYAMA, SEIJI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KAWAMOTO, SOICHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TAKATA, KIYOTA ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR IRIE, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR HIROTA, SHINYA ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR MURAKAMI, HIDEYUKI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR TAKEO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #4: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nissan Chemical Industries Ltd.
TICKER: 4021 CUSIP: J56988108
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 28
PROPOSAL #2.1: ELECT DIRECTOR KINOSHITA, KOJIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MIYAZAKI, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FUKURO, HIROYOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HATANAKA, MASATAKA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MIYAJI, KATSUAKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAKISHITA, HIDENORI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HONDA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KAJIYAMA, CHISATO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR OE, TADASHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR TAKEMOTO, ISSUER YES AGAINST AGAINST
SHUICHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nissan Motor Co. Ltd.
TICKER: 7201 CUSIP: J57160129
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 24
PROPOSAL #2.1: ELECT DIRECTOR CARLOS GHOSN ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: ELECT DIRECTOR SAIKAWA, HIROTO ISSUER YES AGAINST AGAINST
PROPOSAL #2.3: ELECT DIRECTOR GREG KELLY ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SAKAMOTO, HIDEYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MATSUMOTO, FUMIAKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NAKAMURA, KIMIYASU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SHIGA, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR JEAN-BAPTISTE DUZAN ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR BERNARD REY ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR GUIOTOKO, ISSUER YES FOR FOR
CELSO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nissan Shatai Co. Ltd.
TICKER: 7222 CUSIP: J57289100
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 7.5
PROPOSAL #2.1: ELECT DIRECTOR KIMURA, SHOHEI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HAMAJI, TOSHIKATSU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MABUCHI, YUICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OTSUKA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OKI, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ICHIKAWA, SEIICHIRO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ADDITIONAL DIVIDEND SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nisshin Seifun Group Inc.
TICKER: 2002 CUSIP: J57633109
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 13
PROPOSAL #2.1: ELECT DIRECTOR KEMMOKU, NOBUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NAKAGAWA, MASAO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKIZAWA, MICHINORI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HARADA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MORI, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ODAKA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NAKAGAWA, MASASHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YAMADA, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SATO, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MIMURA, AKIO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR FUSHIYA, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR KOIKE, MASASHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR MASUJIMA, NAOTO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR KOIKE, YUJI ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR TAKIHARA, KENJI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KUMAZAWA, ISSUER YES FOR FOR
YUKIHIRO
PROPOSAL #4: APPOINT DELOITTE TOUCHE TOHMATSU LLC AS ISSUER YES FOR FOR
NEW EXTERNAL AUDIT FIRM
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nisshin Steel Co., Ltd.
TICKER: 5413 CUSIP: J57828105
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
INDEMNIFY DIRECTORS - INDEMNIFY STATUTORY AUDITORS
PROPOSAL #2.1: ELECT DIRECTOR MIKI, TOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YANAGAWA, KINYA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MIYAKUSU, KATSUHISA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TANAKA, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MIYOSHI, NOBUHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KONNO, NAOKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NAGANUMA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KAHARU, TETSUO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HATCHOJI, SONOKO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR ENDO, ISAO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR UEHARA, MANABU ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
TERAMURA, ATSUO
PROPOSAL #5: APPOINT KPMG AZSA LLC AS NEW EXTERNAL ISSUER YES FOR FOR
AUDIT FIRM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nisshinbo Holdings Inc.
TICKER: 3105 CUSIP: J57333106
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR KAWATA, MASAYA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MURAKAMI, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ARA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NISHIHARA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OGURA, RYO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OKUGAWA, TAKAYOSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR AKIYAMA, TOMOFUMI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MATSUDA, NOBORU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SHIMIZU, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR FUJINO, SHINOBU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MANABE, SHIRO ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
YAMASHITA, ATSUSHI
PROPOSAL #5: APPOINT DELOITTE TOUCHE TOHMATSU LLC AS ISSUER YES FOR FOR
NEW EXTERNAL AUDIT FIRM
PROPOSAL #6: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nissin Foods Holdings Co., Ltd.
TICKER: 2897 CUSIP: J58063124
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 45
PROPOSAL #2.1: ELECT DIRECTOR ANDO, KOKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ANDO, NORITAKA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YOKOYAMA, YUKIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOBAYASHI, KEN ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OKAFUJI, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ISHIKURA, YOKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KARUBE, ISAO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MIZUNO, MASATO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KANAMORI, ISSUER YES FOR FOR
KAZUO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nitori Holdings Co Ltd
TICKER: 9843 CUSIP: J58214107
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NITORI, AKIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHIRAI, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IKEDA, MASANORI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUDO, FUMIHIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TAKEDA, MASANORI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TAMAGAMI, MUNETO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDO, TAKAHARU ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nitto Denko Corp.
TICKER: 6988 CUSIP: J58472119
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 75
PROPOSAL #2: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR TAKASAKI, HIDEO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TAKEUCHI, TORU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR UMEHARA, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR NAKAHIRA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TODOKORO, NOBUHIRO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MIKI, YOSUKE ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR FURUSE, YOICHIRO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR HATCHOJI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR SATO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR MARUYAMA, ISSUER YES FOR FOR
KAGESHI
PROPOSAL #5: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NMDC Ltd.
TICKER: 526371 CUSIP: Y62393114
MEETING DATE: 8/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NMDC Ltd.
TICKER: 526371 CUSIP: Y62393114
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT T. R. K. RAO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT P.K. SATPATHY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ELECT ARUN KUMAR SRIVASTAVA AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #7: ELECT BHAGWATI MAHESH BALDEWA AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #8: ELECT RAJESH KUMAR MANGAL AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT PRADIP BHARGAVA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: ELECT SYAMAL KUMAR SARKAR AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11: ELECT SHYAM MURARI NIGAM AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: ELECT SANDEEP TULA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE KEEPING OF REGISTER OF MEMBERS ISSUER YES FOR FOR
AND RELATED DOCUMENTS AT THE COMPANY'S REGISTRAR AND
SHARE TRANSFER AGENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NN GROUP NV
TICKER: NN CUSIP: N64038107
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4a: ADOPT FINANCIAL STATEMENTS 2016 ISSUER YES FOR FOR
PROPOSAL #4c: APPROVE DIVIDENDS OF EUR 1.55 PER SHARE ISSUER YES FOR FOR
PROPOSAL #5a: APPROVE DISCHARGE OF EXECUTIVE BOARD ISSUER YES FOR FOR
PROPOSAL #5b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8a: ELECT ROBERT RUIJTER TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8b: ELECT CLARA STREIT TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #9a: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9b: APPROVE INCREASE MAXIMUM RATIO BETWEEN ISSUER YES FOR FOR
FIXED AND VARIABLE COMPONENTS OF REMUNERATION
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #11b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES UP TO 20 PERCENT OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Noble Group Limited
TICKER: N21 CUSIP: G6542T119
MEETING DATE: 11/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED DISPOSAL ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Noble Group Limited
TICKER: N21 CUSIP: G6542T119
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: ELECT IAIN FERGUSON BRUCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT RICHARD PAUL MARGOLIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT WILLIAM JAMES RANDALLAS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT JEFFREY SCOTT FRASE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ZHANG SHOULIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
NOBLE GROUP LIMITED SCRIP DIVIDEND SCHEME
PROPOSAL #12: APPROVE GRANT OF OPTIONS AND ISSUANCE ISSUER YES FOR FOR
OF SHARES UNDER THE NOBLE GROUP SHARE OPTION SCHEME
PROPOSAL #13: APPROVE GRANT OF AWARDS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE NOBLE GROUP PERFORMANCE SHARE PLAN
PROPOSAL #14: APPROVE GRANT OF AWARDS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE NOBLE GROUP RESTRICTED SHARE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Noble Group Limited
TICKER: N21 CUSIP: G6542T119
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE CONSOLIDATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NOK Corp.
TICKER: 7240 CUSIP: J54967104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2.1: ELECT DIRECTOR TSURU, MASATO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR DOI, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR IIDA, JIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KUROKI, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR WATANABE, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NAGASAWA, SHINJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TSURU, TETSUJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KOBAYASHI, TOSHIFUMI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HOGEN, KENSAKU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR FUJIOKA, MAKOTO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nokia Corp.
TICKER: NOKIA CUSIP: X61873133
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.17 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 440,000 TO CHAIR, EUR 185,000 TO
VICE CHAIR AND EUR 160,000 TO OTHER DIRECTORS;
APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT TEN ISSUER YES FOR FOR
PROPOSAL #12: REELECT BRUCE BROWN, LOUIS HUGHES, JEAN ISSUER YES FOR FOR
MONTY, ELIZABETH NELSON, OLIVIER PIOU, RISTO
SIILASMAA, CARLA SMITS-NUSTELING AND KARI STADIGH AS
DIRECTORS, ELECT JEANETTE HORAN AND EDWARD KOZEL AS
NEW DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #16: APPROVE ISSUANCE OF UP TO 560 MILLION ISSUER YES FOR FOR
SHARES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nokian Tyres Oyj
TICKER: NRE1V CUSIP: X5862L103
MEETING DATE: 4/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.53 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES RE: MINIMUM NUMBER OF ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 80,000 FOR CHAIRMAN, EUR 60,000 FOR
DEPUTY CHAIRMAN AND AUDIT COMMITTEE CHAIRMAN, AND
EUR 40,000 FOR OTHER DIRECTORS; APPROVE MEETING FEES
PROPOSAL #12: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #13: REELECT HEIKKI ALLONEN, HILLE KORHONEN, ISSUER YES FOR FOR
TAPIO KUULA, RAIMO LIND, VERONICA LINDHOLM, INKA
MERO AND PETTERI WALLDEN AS DIRECTORS; ELECT GEORGE
RIETBERGEN AS NEW DIRECTOR
PROPOSAL #14: APPROVE REMUNERATION OF AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #15: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #17: APPROVE ISSUANCE OF UP TO 25 MILLION ISSUER YES FOR FOR
SHARES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #18: MISCELLANEOUS PROPOSALS SUBMITTED ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nomura Holdings Inc.
TICKER: 8604 CUSIP: J58646100
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KOGA, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NAGAI, KOJI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OZAKI, TETSU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MIYASHITA, HISATO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KUSAKARI, TAKAO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIMURA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHIMAZAKI, NORIAKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KANEMOTO, TOSHINORI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SONO, MARI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL LIM CHOO SAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nomura Real Estate Holdings, Inc.
TICKER: 3231 CUSIP: J5893B104
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YOSHIKAWA, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KUTSUKAKE, EIJI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MIYAJIMA, SEIICHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SEKI, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIMURA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HAGA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATSUSHIMA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHINOHARA, SATOKO ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ORIHARA, TAKAO
PROPOSAL #2.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER FUJITANI, SHIGEKI
PROPOSAL #2.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER OGISHI, SATOSHI
PROPOSAL #2.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER YAMATE, AKIRA
PROPOSAL #2.5: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ONO, AKIRA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nomura Research Institute Ltd.
TICKER: 4307 CUSIP: J5900F106
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHIMAMOTO, TADASHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUZUKI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KONOMOTO, SHINGO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR UENO, AYUMU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR USUMI, YOSHIO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ITANO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR UTSUDA, SHOEI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOI, MIWAKO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MATSUZAKI, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR OKUBO, NORIAKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nongshim Co. Ltd.
TICKER: A004370 CUSIP: Y63472107
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #2: APPROVE TERMS OF RETIREMENT PAY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nordea Bank AB
TICKER: NDA SEK CUSIP: W57996105
MEETING DATE: 3/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.65 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: DETERMINE NUMBER OF MEMBERS (10) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #11: DETERMINE NUMBER OF AUDITORS (1) AND ISSUER YES FOR FOR
DEPUTY AUDITORS (0)
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 294,600 FOR CHAIRMAN, EUR 141,300
FOR VICE CHAIRMAN, AND EUR 91,950 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK;
APPROVE REMUNERATION OF AUDITORS
PROPOSAL #13: REELECT BJORN WAHLROOS, ROBIN LAWTHER, ISSUER YES FOR FOR
LARS NORDSTROM, SARAH RUSSELL, SILVIJA SERES,
KARISTADIGH AND BIRGER STEEN AS DIRECTORS; ELECT
PERNILLE ERENBJERG, MARIA VARSELLONA AND LARS WOLLUNG
AS NEW DIRECTORS
PROPOSAL #14: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF FOUR OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #16: APPROVE ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
INSTRUMENTS WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #17: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #18: APPROVE REMUNERATION POLICY AND OTHER ISSUER �� YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #19: APPOINTMENT OF AUDITOR IN A FOUNDATION ISSUER YES FOR FOR
MANAGED BY THE COMPANY
PROPOSAL #20a: ADOPT A VISION FOR ABSOLUTE GENDER SHAREHOLDER YES AGAINST N/A
EQUALITY ON ALL LEVELS WITHIN THE COMPANY
PROPOSAL #20b: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING GENDER AND ETHNICITY
DIVERSIFICATION WITHIN THE COMPANY
PROPOSAL #20c: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 20A TO BE REPORTED TO THE AGM
PROPOSAL #20d: REQUEST BOARD TO TAKE NECESSARY ACTION SHAREHOLDER YES AGAINST N/A
TO CREATE A SHAREHOLDERS' ASSOCIATION
PROPOSAL #20e: PROHIBIT DIRECTORS FROM BEING ABLE TO SHAREHOLDER YES AGAINST N/A
INVOICE DIRECTOR'S FEES VIA SWEDISH AND FOREIGN LEGAL
ENTITIES
PROPOSAL #20f: INSTRUCT THE NOMINATION COMMITTEE TO SHAREHOLDER YES AGAINST N/A
PAY EXTRA ATTENTION TO QUESTIONS CONCERNING ETHICS,
GENDER, AND ETHNICITY
PROPOSAL #20g: INSTRUCT THE BOARD TO PREPARE A SHAREHOLDER YES AGAINST N/A
PROPOSAL FOR THE REPRESENTATION OF SMALL- AND
MIDSIZED SHAREHOLDERS IN THE BOARD AND NOMINATION
PROPOSAL #20h: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
APPROPRIATE AUTHORITY TO BRING ABOUT A CHANGED
REGULATION IN THE AREA RELATING TO ITEM 20E
PROPOSAL #20i: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT LEGISLATION ON THE ABOLITION OF
VOTING POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY
COMPANIES
PROPOSAL #20j: AMEND ARTICLES RE: FORMER POLITICIANS SHAREHOLDER YES AGAINST N/A
ON THE BOARD OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Norsk Hydro ASA
TICKER: NHY CUSIP: R61115102
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #2: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 1.25 PER SHARE
PROPOSAL #4: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #7: APPROVE UPDATE OF THE MANDATE OF THE ISSUER YES FOR FOR
NOMINATION COMMITTEE
PROPOSAL #8.1: APPROVE REMUNERATION OF CORPORATE ISSUER YES FOR FOR
ASSEMBLY
PROPOSAL #8.2: APPROVE REMUNERATION OF NOMINATION ISSUER YES FOR FOR
COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: North Pacific Bank Ltd.
TICKER: 8524 CUSIP: J22260111
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2.1: ELECT DIRECTOR YOKOUCHI, RYUZO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ISHII, JUNJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SHIBATA, RYU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SAKODA, TOSHITAKA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TAKEUCHI, IWAO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NAGANO, MINORU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YASUDA, MITSUHARU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MATSUSHITA, KATSUNORI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR FUJIIKE, HIDEKI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR FUKASE, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR HAYASHI, MIKAKO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR UBAGAI, RIEKO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR SHIMAMOTO, KAZUAKI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR FUJII, ISSUER YES FOR FOR
FUMIYO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR TACHIKAWA, ISSUER YES FOR FOR
HIROSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northam Platinum Ltd
TICKER: NHM CUSIP: S56540156
MEETING DATE: 11/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #2.1: RE-ELECT CARNEGIE CHABEDI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT LAZARUS ZIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT HESTER HICKEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT TEMBA MVUSI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES AGAINST AGAINST
OF THE COMPANY WITH MICHAEL HERBST AS THE DESIGNATED
REGISTERED AUDITOR
PROPOSAL #4.1: RE-ELECT RALPH HAVENSTEIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #4.2: ELECT HESTER HICKEY AS MEMBER OF AUDIT ISSUER YES FOR FOR
AND RISK COMMITTEE
PROPOSAL #4.3: RE-ELECT EMILY KGOSI AS MEMBER OF ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: AMEND SHARE INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #1: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
CLAUSE 16.3
PROPOSAL #2: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
CLAUSE 45
PROPOSAL #3: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #5: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novartis AG
TICKER: NOVN CUSIP: H5820Q150
MEETING DATE: 2/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 2.75 PER SHARE
PROPOSAL #4: APPROVE CHF 5.14 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES
PROPOSAL #5.1: APPROVE MAXIMUM REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 8.5 MILLION
PROPOSAL #5.2: APPROVE MAXIMUM REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 99 MILLION
PROPOSAL #5.3: APPROVE REMUNERATION REPORT (NON- ISSUER YES FOR FOR
BINDING)
PROPOSAL #6.1: REELECT JOERG REINHARDT AS DIRECTOR ISSUER YES FOR FOR
AND CHAIRMAN
PROPOSAL #6.2: REELECT NANCY C. ANDREWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: REELECT DIMITRI AZAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: REELECT TON BUECHNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.5: REELECT SRIKANT DATAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.6: REELECT ELIZABETH DOHERTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.7: REELECT ANN FUDGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.8: REELECT PIERRE LANDOLT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.9: REELECT ANDREAS VON PLANTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.10: REELECT CHARLES L. SAWYERS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.11: REELECT ENRICO VANNI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.12: REELECT WILLIAM T. WINTERS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.13: ELECT FRANS VAN HOUTEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1: APPOINT SRIKANT DATAR AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #7.2: APPOINT ANN FUDGE AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #7.3: APPOINT ENRICO VANNI AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #7.4: APPOINT WILLIAM T. WINTERS AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #9: DESIGNATE PETER ANDREAS ZAHN AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #10: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novatek Microelectronics Corp. Ltd.
TICKER: 3034 CUSIP: Y64153102
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novatek OAO
TICKER: NVTK CUSIP: X5880H100
MEETING DATE: 9/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST SIX ISSUER NO N/A N/A
MONTHS OF FISCAL 2016
PROPOSAL #2: AMEND CHARTER ISSUER NO N/A N/A
PROPOSAL #3.1: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER NO N/A N/A
PROPOSAL #3.2: AMEND REGULATIONS ON BOARD OF ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #3.3: AMEND REGULATIONS ON MANAGEMENT ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novatek PJSC
TICKER: NVTK CUSIP: X5880H100
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE ANNUAL REPORT,FINANCIAL ISSUER NO N/A N/A
STATEMENTS, AND ALLOCATION OF INCOME
PROPOSAL #1.2: APPROVE DIVIDENDS OF RUB 7 PER SHARE ISSUER NO N/A N/A
PROPOSAL #2.1: ELECT ANDREY AKIMOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.2: ELECT MICHAEL BORRELL AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.3: ELECT BURCKHARD BERGMANN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.4: ELECT ROBERT CASTAIGNE AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.5: ELECT LEONID MIKHELSON AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.6: ELECT ALEKSANDR NATALENKO AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.7: ELECT VIKTOR ORLOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.9: ELECT ANDREY SHARONOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.1: ELECT OLGA BELYAEVA AS MEMBER OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #3.2: ELECT MARIYA PANASENKO AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #3.3: ELECT IGOR RYASKOV AS MEMBER OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #3.4: ELECT NIKOLAY SHULIKIN AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #4: ELECT LEONID MIKHELSON AS GENERAL ISSUER NO N/A N/A
DIRECTOR (CEO) FOR 5 YEARS TERM
PROPOSAL #5: RATIFY AO PRICEWATERHOUSECOOPERS AUDIT ISSUER NO N/A N/A
AS AUDITOR
PROPOSAL #7: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER NO N/A N/A
COMMISSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novo Nordisk A/S
TICKER: NOVO B CUSIP: K72807132
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3.1: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2016
PROPOSAL #3.2: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2017
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 7.60 PER SHARE
PROPOSAL #5.1: REELECT GORAN ANDO AS DIRECTOR AND ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #5.2: REELECT JEPPE CHRISTIANSEN AS DIRECTOR ISSUER YES FOR FOR
AND DEPUTY CHAIRMAN
PROPOSAL #5.3a: REELECT BRIAN DANIELS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3b: REELECT SYLVIE GREGOIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3c: REELECT LIZ HEWITT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3d: ELECT KASIM KUTAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3e: ELECT HELGE LUND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3f: REELECT MARY SZELA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7.1: APPROVE DKK 10 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION
PROPOSAL #7.2: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
PROPOSAL #8.1: FREE PARKING FOR THE SHAREHOLDERS IN SHAREHOLDER YES AGAINST FOR
CONNECTION WITH THE SHAREHOLDERS' MEETING
PROPOSAL #8.2: THE BUFFET AFTER THE SHAREHOLDERS' SHAREHOLDER YES AGAINST FOR
MEETING IS SERVED AS SET TABLE CATERING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novolipetsk Steel
TICKER: NLMK CUSIP: X58996103
MEETING DATE: 9/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST HALF ISSUER YES FOR FOR
OF FISCAL 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novolipetsk Steel
TICKER: NLMK CUSIP: X58996103
MEETING DATE: 12/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2016
PROPOSAL #2.1: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #2.3: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #2.4: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novolipetsk Steel
TICKER: NLMK CUSIP: X58996103
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #4: APPROVE INTERIM DIVIDENDS OF RUB 2.35 ISSUER NO N/A N/A
PER SHARE FOR FIRST THREE MONTHS OF FISCAL 2017
PROPOSAL #5.1: ELECT OLEG BAGRIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.2: ELECT THOMAS VERASZTO AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.3: ELECT HELMUT WIESER AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.4: ELECT NIKOLAY GAGARIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.5: ELECT VLADIMIR LISIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.6: ELECT KAREN SARKISOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.7: ELECT STANISLAV SHEKSHNYA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.8: ELECT BENEDICT SCIORTINO AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.9: ELECT FRANZ STRUZL AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6: ELECT OLEG BAGRIN AS PRESIDENT ISSUER NO N/A N/A
PROPOSAL #7.1: ELECT YULIA KUNIKHINA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #7.2: ELECT MIKHAIL MAKEEV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #7.3: ELECT NATALIA SAVINA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #7.4: ELECT ELENA SKLADCHIKOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #7.5: ELECT SERGEY USHKOV AS MEMBER OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #9.1: RATIFY PRICEWATERHOUSECOOPERS AS RAS ISSUER NO N/A N/A
AUDITOR
PROPOSAL #9.2: RATIFY PRICEWATERHOUSECOOPERS AS IFRS ISSUER NO N/A N/A
AUDITOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novozymes A/S
TICKER: NZYM B CUSIP: K7317J133
MEETING DATE: 2/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 4 PER SHARE
PROPOSAL #4: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF DKK 1.5 MILLION FOR CHAIRMAN, DKK1.0
MILLION FOR VICE CHAIRMAN AND DKK 500,000 FOR OTHER
DIRECTORS; APPROVEREMUNERATION FOR COMMITTEE WORK
PROPOSAL #6a: APPROVE DKK 10 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION
PROPOSAL #6b: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7: ELECT JORGEN BUHL RASMUSSEN (CHAIRMAN) ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #8: ELECT AGNETE RAASCHOU-NIELSEN (VICE ISSUER YES FOR FOR
CHAIRMAN) AS DIRECTOR
PROPOSAL #9a: REELECT HEINZ-JURGEN BERTRAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9b: REELECT LARS GREEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9c: REELECT MATHIAS UHLEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9d: ELECT KIM STRATTON AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9e: ELECT KASIM KUTAY AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #11: AUTHORIZE EDITORIAL CHANGES TO ADOPTED ISSUER YES FOR FOR
RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH
DANISH AUTHORITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NS Solutions Corp.
TICKER: 2327 CUSIP: J59332106
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHASHIKI, MUNETAKA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KITAMURA, KOICHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MIYABE, YUTAKA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KONDO, KAZUMASA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OSHIRO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MORITA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KUNIMOTO, MAMORU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FUKUSHIMA, TETSUJI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KAMOSHIDA, AKIRA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR AOSHIMA, YAICHI ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR KANAYAMA, ISSUER YES FOR FOR
HISAHIRO
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR KOBAYASHI, ISSUER YES FOR FOR
JIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NSK Ltd.
TICKER: 6471 CUSIP: J55505101
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND PROVISION ON ISSUER YES FOR FOR
TERMS OF EXECUTIVE OFFICERS
PROPOSAL #2.1: ELECT DIRECTOR UCHIYAMA, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NOGAMI, SAIMON ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SUZUKI, SHIGEYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAMIO, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ARAMAKI, HIROTOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ARAI, MINORU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ICHII, AKITOSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ENOMOTO, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KAMA, KAZUAKI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TAI, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR FURUKAWA, YASUNOBU ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR IKEDA, TERUHIKO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NTN Corp.
TICKER: 6472 CUSIP: J59353110
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 5
PROPOSAL #2.1: ELECT DIRECTOR OKUBO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR INOUE, HIRONORI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TERASAKA, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OHASHI, KEIJI ISSUER �� YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MIYAZAWA, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR GOTO, ITSUJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NAKANO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TSUJI, HIDEFUMI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR UMEMOTO, TAKEHIKO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SHIRATORI, TOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KAWASHIMA, KAZUKI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR UKAI, EIICHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR WADA, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR TSUDA, NOBORU ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NTPC Ltd.
TICKER: NTPC CUSIP: Y6421X116
MEETING DATE: 9/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT S.C.PANDEY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT KULAMANI BISWAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ELECT GURDEEP SINGH AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE APPOINTMENT OF GURDEEP SINGH AS CHAIRMAN AND
MANAGING DIRECTOR
PROPOSAL #7: ELECT ANIRUDDHA KUMAR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: ELECT RAJESH JAIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT GAURI TRIVEDI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: ELECT SEETHAPATHY CHANDER AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11: AUTHORIZE ISSUANCE OF BONDS/DEBENTURES ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NTT Data Corp.
TICKER: 9613 CUSIP: J59031104
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 40
PROPOSAL #2.1: ELECT DIRECTOR IWAMOTO, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HOMMA, YO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR UEKI, EIJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NISHIHATA, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KITANI, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YANAGI, KEIICHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR AOKI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YAMAGUCHI, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR FUJIWARA, TOSHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OKAMOTO, YUKIO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR HIRANO, EIJI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR EBIHARA, TAKASHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NTT DoCoMo Inc.
TICKER: 9437 CUSIP: J59399121
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 40
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR NAKAMURA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TAMURA, HOZUMI ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR SUTO, SHOJI ISSUER YES FOR FOR
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR SAGAE, ISSUER YES FOR FOR
HIRONOBU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NTT Urban Development Corp.
TICKER: 8933 CUSIP: J5940Z104
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2.1: ELECT DIRECTOR OGIWARA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SAYAMA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TANIKAWA, SHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TANIYAMA, TAKASHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nufarm Limited
TICKER: NUF CUSIP: Q7007B105
MEETING DATE: 12/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DONALD MCGAUCHIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT TOSHIKASU TAKASAKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF DEFERRED SHARES TO ISSUER YES FOR FOR
GREG HUNT, MANAGING DIRECTOR AND CEO OF THE COMPANY
PROPOSAL #5: APPROVE THE RENEWAL OF PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NWS Holdings Limited
TICKER: 659 CUSIP: G66897110
MEETING DATE: 11/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT OEI FUNG WAI CHI, GRACE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: ELECT TSANG YAM PUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT TO HIN TSUN, GERALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT DOMINIC LAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT KWONG CHE KEUNG, GORDON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3f: ELECT SHEK LAI HIM, ABRAHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3g: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5.1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5.2: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5.3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NWS Holdings Limited
TICKER: 659 CUSIP: G66897110
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NWS Holdings Limited
TICKER: 659 CUSIP: G66897110
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MAK BING LEUNG, RUFIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE NEW NWD MASTER SERVICES ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #3: APPROVE THE NEW DOO MASTER SERVICES ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: O2 Czech Republic AS
TICKER: TELEC CUSIP: X89734101
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT MEETING CHAIRMAN AND OTHER ISSUER YES FOR FOR
MEETING OFFICIALS
PROPOSAL #5.1: APPROVE STANDALONE FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #5.2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #6.1: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE REDUCTION OF SHARE PREMIUM ISSUER YES FOR FOR
RESERVE WITH REPAYMENT TO SHAREHOLDERS
PROPOSAL #7: RATIFY KPMG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT LADISLAV BARTONICEK AS A ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #9: APPROVE AGREEMENTS WITH SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Obayashi Corp.
TICKER: 1802 CUSIP: J59826107
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 19
PROPOSAL #2.1: ELECT DIRECTOR OBAYASHI, TAKEO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SHIRAISHI, TORU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HARADA, SHOZO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TSUCHIYA, KOZABURO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR URA, SHINGO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KISHIDA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MIWA, AKIHISA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR HASUWA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR OTSUKA, JIRO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OTAKE, SHINICHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KOIZUMI, SHINICHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OBI Pharma Inc
TICKER: 4174 CUSIP: Y64270104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OBIC Business Consultants Co. Ltd.
TICKER: 4733 CUSIP: J59469106
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2.1: ELECT DIRECTOR NODA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR WADA, SHIGEFUMI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR WADA, HIROKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NAKAYAMA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KIMURA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TACHIBANA, SHOICHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ITO, CHIAKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR OKIHARA, TAKAMUNE ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KARAKAMA, KATSUHIKO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OGINO, TOSHIO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Obic Co Ltd
TICKER: 4684 CUSIP: J5946V107
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 47.5
PROPOSAL #2: AMEND ARTICLES TO REDUCE DIRECTORS' TERM ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR NODA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TACHIBANA, SHOICHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KANO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KAWANISHI, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR NODA, MIZUKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR FUJIMOTO, TAKAO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR IDA, HIDESHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR UENO, TAKEMITSU ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR SATO, NOBORU ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR GOMI, YASUMASA ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR EJIRI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR KOYAMACHI, ISSUER YES FOR FOR
AKIRA
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR SAKAWA, ISSUER YES FOR FOR
SHOHEI
PROPOSAL #4.3: APPOINT STATUTORY AUDITOR NAGAO, KENTA ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTOR AND STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
RETIREMENT BONUS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oceana Group Ltd.
TICKER: OCE CUSIP: S57090102
MEETING DATE: 2/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT ZARINA BASSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT MUSTAQ BREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT NOEL DOYLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT FRANCOIS KUTTEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT GEOFFREY FORTUIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT LAWRENCE MAC DOUGALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #3.1: RE-ELECT ZARINA BASSA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT PETER DE BEYER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT SAAMSOODEIN PATHER AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #6: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OCI Co. Ltd.
TICKER: A010060 CUSIP: Y6435J103
MEETING DATE: 3/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #1.2: APPROVE CONSOLIDATE FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT KIM YONG-HWAN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT BAN JANG-SIK AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT YOO GI-PUNG AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT KIM YONG-HWAN AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: ELECT BAN JANG-SIK AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: ELECT YOO GI-PUNG AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #6: APPROVE TERMS OF RETIREMENT PAY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OCI NV
TICKER: OCI CUSIP: N6667A111
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #6: APPROVE DISCHARGE OF EXECUTIVE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: ELECT N.O.N. SAWIRIS AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT S.K. BUTT AS EXECUTIVE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT A.H. MONTIJN AS NON-EXECUTIVE ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11: ELECT S.N. SCHAT AS NON-EXECUTIVE ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER PLUS ADDITIONAL 1
PERCENT FOR PERFORMANCE SHARE PLAN
PROPOSAL #13: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES UNDER ITEM 12
PROPOSAL #14: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #15: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Odakyu Electric Railway Co. Ltd.
TICKER: 9007 CUSIP: J59568139
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2.1: ELECT DIRECTOR YAMAKI, TOSHIMITSU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HOSHINO, KOJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OGAWA, MIKIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KANEKO, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHIMOKA, YOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YAMAMOTO, TOSHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OSUGA, YORIHIKO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ARAKAWA, ISAMU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR IGARASHI, SHU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MORITA, TOMIJIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR NOMAGUCHI, TAMOTSU ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR NAKAYAMA, HIROKO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR KOYANAGI, JUN ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR DAKIYAMA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR HAYAMA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Odontoprev S.A.
TICKER: ODPV3 CUSIP: P7344M104
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE CAPITAL BUDGET, ALLOCATION OF ISSUER YES FOR FOR
INCOME AND DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: INSTALL FISCAL COUNCIL ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER NO N/A N/A
BY MINORITY SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OHL Mexico S.A.B. de C.V.
TICKER: OHLMEX * CUSIP: P7356Z100
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: PRESENT REPORTS OF CORPORATE ISSUER YES FOR FOR
PRACTICES, AUDIT AND OPERATIVE COMMITTEES IN
ACCORDANCE WITH ARTICLE 43 OF SECURITIES MARKET LAW
PROPOSAL #1.b: PRESENT REPORTS OF CEO, EXTERNAL ISSUER YES FOR FOR
AUDITOR AND FISCAL OBLIGATIONS COMPLIANCE, AND
BOARD'S OPINION ON CEO'S REPORT IN ACCORDANCE WITH
ARTICLE 44 OF SECURITIES MARKET LAW
PROPOSAL #1.c: PRESENT BOARD'S REPORT ON FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS AND PRESENT REPORT
ON ACTIVITIES AND OPERATIONS UNDERTAKEN BY BOARD
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #4.a: RESOLUTIONS ON AMOUNT THAT MAY BE USED ISSUER YES FOR FOR
FOR SHARE REPURCHASE
PROPOSAL #4.b: RESOLUTIONS ON REPORT ON POLICIES AND ISSUER YES FOR FOR
BOARD AGREEMENTS RELATED TO SHARE REPURCHASE FOR
PERIOD FROM APRIL 2017 AND APRIL 2018
PROPOSAL #5: ELECT OR RATIFY DIRECTORS, ALTERNATES, ISSUER YES AGAINST AGAINST
CHAIRMEN OF SPECIAL COMMITTEES AND SECRETARIES;
APPROVE THEIR REMUNERATION; VERIFY INDEPENDENCE OF
BOARD MEMBERS
PROPOSAL #6: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oi S.A.
TICKER: OIBR4 CUSIP: 670851500
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REQUEST FOR BANKRUPTCY ISSUER YES FOR FOR
PROTECTION
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil & Gas Development Company Limited
TICKER: OGDC CUSIP: Y6448X107
MEETING DATE: 10/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF 18TH ANNUAL GENERAL ISSUER YES FOR FOR
MEETING
PROPOSAL #2: APPROVE MINUTES OF 10TH EXTRAORDINARY ISSUER YES FOR FOR
GENERAL MEETING
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE FINAL CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES AGAINST AGAINST
FIX THEIR REMUNERATION
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil & Natural Gas Corporation Ltd.
TICKER: ONGC CUSIP: Y64606133
MEETING DATE: 9/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM PAYMENT OF INTERIM DIVIDENDS AND ISSUER YES FOR FOR
APPROVE FINAL DIVIDEND
PROPOSAL #3: REELECT T K SENGUPTA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ELECT A K SRINIVASAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT AJAI MALHOTRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT S B KEDARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT K M PADMANABHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT A P SAWHNEY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #10: ELECT AMAR NATH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil & Natural Gas Corporation Ltd.
TICKER: ONGC CUSIP: Y64606133
MEETING DATE: 12/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil India Ltd
TICKER: OIL CUSIP: Y64210100
MEETING DATE: 9/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT R.S. BORAH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT SUDHAKAR MAHAPATRA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ELECT UTPAL BORA AS DIRECTOR AND APPROVE ISSUER YES FOR FOR
APPOINTMENT OF UTPAL BORA AS CHAIRMAN AND MANAGING
DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil India Ltd
TICKER: OIL CUSIP: Y64210100
MEETING DATE: 1/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil Refineries Ltd.
TICKER: ORL CUSIP: M7521B106
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT KPMG SOMEKH CHAIKIN AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3.1: REELECT OVADIA ELI AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.2: REELECT DAVID FEDERMAN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.3: REELECT MAYA ALCHECH KAPLAN AS ISSUER YES FOR FOR
DIRECTOR UNTIL THE END OF THE NEXT ANNUAL GENERAL
PROPOSAL #3.4: REELECT JACOB GOTTENSTEIN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.5: REELECT NIR GILAD AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.6: REELECT ARIE OVADIA AS DIRECTOR UNTIL ISSUER YES AGAINST AGAINST
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.7: REELECT AVISAR PAZ AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.8: REELECT ALEXANDER PASSAL AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.9: REELECT SAGI KABLA AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #4: REELECT MORDECHAI PELED AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR FOR A THREE-YEAR PERIOD
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil Refineries Ltd.
TICKER: ORL CUSIP: M7521B106
MEETING DATE: 1/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil Search Ltd.
TICKER: OSH CUSIP: Y64695110
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT KOSTAS CONSTANTINOU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT AGU KANTSLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT MEL TOGOLO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT FIONA HARRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPOINT DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #1: APPROVE THE ISSUANCE OF PERFORMANCE ISSUER YES FOR FOR
RIGHTS TO PETER BOTTEN, MANAGING DIRECTOR OF THE
COMPANY
PROPOSAL #2: APPROVE THE ISSUANCE OF PERFORMANCE ISSUER YES FOR FOR
RIGHTS TO GEREA AOPI, EXECUTIVE DIRECTOR OF THE
PROPOSAL #3: APPROVE THE ISSUANCE OF RESTRICTED ISSUER �� YES FOR FOR
SHARES TO PETER BOTTEN, MANAGING DIRECTOR OF THE
PROPOSAL #4: APPROVE THE ISSUANCE OF RESTRICTED ISSUER YES FOR FOR
SHARES TO GEREA AOPI, EXECUTIVE DIRECTOR OF THE
PROPOSAL #7: APPROVE STRATEGIC RESILIENCE FOR 2035 SHAREHOLDER YES AGAINST FOR
AND BEYOND
PROPOSAL #8: APPROVE HUMAN RIGHTS COMPLIANCE AND SHAREHOLDER YES AGAINST FOR
REPORTING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oji Holdings Corp.
TICKER: 3861 CUSIP: J6031N109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHINDO, KIYOTAKA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YAJIMA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WATARI, RYOJI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FUCHIGAMI, KAZUO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AOYAMA, HIDEHIKO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KOSEKI, YOSHIKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TAKEDA, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FUJIWARA, SHOJI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KAKU, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KISAKA, RYUICHI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KAMADA, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ISONO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR NARA, MICHIHIRO ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR TERASAKA, NOBUAKI ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR OGATA, ISSUER YES FOR FOR
MOTOKAZU
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR YAMASHITA, ISSUER YES FOR FOR
TOMIHIRO
PROPOSAL #2.3: APPOINT STATUTORY AUDITOR KATSURA, ISSUER YES FOR FOR
MAKOTO
PROPOSAL #3: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Okuma Corp.
TICKER: 6103 CUSIP: J60966116
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2: APPROVE ACCOUNTING TRANSFERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #4.1: ELECT DIRECTOR HANAKI, YOSHIMARO ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR RYOKI, MASATO ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR HORIE, CHIKASHI ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR IEKI, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR YAMAMOTO, TAKESHI ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR ISHIMARU, OSAMU ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR KITAGAWA, KATSUYOSHI ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR SENDA, HARUMITSU ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR KOMURA, KINYA ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT DIRECTOR OKAYA, TOKUICHI ISSUER YES FOR FOR
PROPOSAL #4.11: ELECT DIRECTOR OZAWA, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #5.1: APPOINT STATUTORY AUDITOR KOKADO, ISSUER YES AGAINST AGAINST
TAMOTSU
PROPOSAL #5.2: APPOINT STATUTORY AUDITOR KAI, KEISHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Mutual plc
TICKER: OML CUSIP: G67395114
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2i: RE-ELECT MIKE ARNOLD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2ii: RE-ELECT ZOE CRUZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2iii: RE-ELECT ALAN GILLESPIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2iv: RE-ELECT DANUTA GRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2v: RE-ELECT BRUCE HEMPHILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2vi: RE-ELECT ADIBA IGHODARO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2vii: RE-ELECT INGRID JOHNSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2viii: RE-ELECT TREVOR MANUEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2ix: RE-ELECT ROGER MARSHALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2x: RE-ELECT NKOSANA MOYO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2xi: RE-ELECT VASSI NAIDOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2xii: RE-ELECT NONKULULEKO NYEMBEZI-HEITA ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #2xiii: RE-ELECT PATRICK O'SULLIVAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE THE GROUP AUDIT COMMITTEE TO ISSUER YES FOR FOR
FIX REMUNERATION OF AUDITORS
PROPOSAL #5: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #7: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #8: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #9: AUTHORISE OFF-MARKET PURCHASE OF ISSUER YES FOR FOR
ORDINARY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Olympus Corp.
TICKER: 7733 CUSIP: J61240107
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 28
PROPOSAL #2.1: ELECT DIRECTOR SASA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAKEUCHI, YASUO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAGUCHI, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OGAWA, HARUO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HIRATA, KIICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HIRUTA, SHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR FUJITA, SUMITAKA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KATAYAMA, TAKAYUKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KAMINAGA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KIKAWA, MICHIJIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR IWAMURA, TETSUO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KOGA, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
TESHIMA, ATSUSHI
PROPOSAL #5: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omnia Holdings Ltd
TICKER: OMN CUSIP: S58080102
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2016
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT TANYA RAYE AS THE
INDIVIDUAL REGISTERED AUDITOR AND AUTHORISE THEIR
REMUNERATION
PROPOSAL #3: RE-ELECT NEVILLE CROSSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DR WILLIE MARAIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT HELGAARD MARAIS AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: RE-ELECT RALPH HAVENSTEIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT TINA EBOKA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.1: RE-ELECT HESTER HICKEY AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #8.2: RE-ELECT DAISY NAIDOO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #8.3: RE-ELECT FRANK BUTLER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #10: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #11: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1.1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE CHAIRMAN'S FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omron Corp.
TICKER: 6645 CUSIP: J61374120
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 34
PROPOSAL #2: AMEND ARTICLES TO CLARIFY DIRECTOR ISSUER YES FOR FOR
AUTHORITY ON SHAREHOLDER MEETINGS - AMEND PROVISIONS
ON DIRECTOR TITLES
PROPOSAL #3.1: ELECT DIRECTOR TATEISHI, FUMIO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR YAMADA, YOSHIHITO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MIYATA, KIICHIRO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR NITTO, KOJI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR ANDO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KOBAYASHI, EIZO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR NISHIKAWA, KUNIKO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR KAMIGAMA, TAKEHIRO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR KUNIHIRO, ISSUER YES FOR FOR
TADASHI
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
WATANABE, TORU
PROPOSAL #6: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OMV AG
TICKER: OMV CUSIP: A51460110
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE LONG TERM INCENTIVE PLAN 2017 ISSUER YES FOR FOR
FOR KEY EMPLOYEES
PROPOSAL #7.2: APPROVE SHARE PART OF THE ANNUAL BONUS ISSUER YES FOR FOR
2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ono Pharmaceutical Co. Ltd.
TICKER: 4528 CUSIP: J61546115
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2.1: ELECT DIRECTOR SAGARA, GYO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR AWATA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SANO, KEI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAWABATA, KAZUHITO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ONO, ISAO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KATO, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KURIHARA, JUN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OPAP (Greek Organisation of Football Prognostics SA)
TICKER: OPAP CUSIP: X3232T104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTOR REMUNERATION FOR 2016 ISSUER YES FOR FOR
PROPOSAL #5: PRE-APPROVE DIRECTOR REMUNERATION FOR ISSUER YES FOR FOR
2017
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO PARTICIPATE IN ISSUER YES FOR FOR
COMPANIES WITH SIMILAR BUSINESS INTERESTS
PROPOSAL #8.1: RATIFY LEASE AGREEMENT WITH HORSE ISSUER YES FOR FOR
RACES S.A. REGARDING USE OF OFFICE BUILDING
PROPOSAL #8.2: RATIFY LEASE AGREEMENT WITH OPAP ISSUER YES FOR FOR
SERVICES S.A. REGARDING USE OF OFFICE BUILDING
PROPOSAL #8.3: RATIFY SUBLEASE AGREEMENT WITH TORA ISSUER YES FOR FOR
DIRECT S.A. REGARDING USE OF OFFICE BUILDING
PROPOSAL #8.4: RATIFY SUBLEASE AGREEMENT WITH TORA ISSUER YES FOR FOR
WALLET S.A. REGARDING USE OF OFFICE BUILDING
PROPOSAL #8.5: RATIFY EXECUTED CONTRACT WITH HORSE ISSUER YES FOR FOR
RACES S.A. REGARDING A TRADEMARK LICENSE AGREEMENT
PROPOSAL #8.6: RATIFY EXECUTED CONTRACT WITH HELLENIC ISSUER YES FOR FOR
LOTTERIES S.A. REGARDING A TRADEMARK LICENSE
PROPOSAL #8.7: APPROVE GUARANTEE IN FAVOR OF ISSUER YES FOR FOR
SUBSIDIARY HELLENIC-LOTTERIES S.A. IN THE CONTEXT OF
A BOND LOAN AMOUNTING UP TO EUR 50 MILLION
PROPOSAL #8.8: APPROVE EUR 33.5 MILLION GUARANTEE IN ISSUER YES FOR FOR
FAVOR OF SUBSIDIARY HELLENIC-LOTTERIES S.A
PROPOSAL #8.9: APPROVE GBP 100,000 GUARANTEE IN FAVOR ISSUER YES FOR FOR
OF SUBSIDIARY HORSE RACES S.A.
PROPOSAL #8.10: APPROVE EUR 2 MILLION GUARANTEE IN ISSUER YES FOR FOR
FAVOR OF SUBSIDIARY HORSE RACES S.A.
PROPOSAL #8.11: APPROVE EUR 632,499 GUARANTEE IN ISSUER YES FOR FOR
FAVOR OF SUBSIDIARY HORSE RACES S.A.
PROPOSAL #8.12: APPROVE EUR 5 MILLION GUARANTEE IN ISSUER YES FOR FOR
FAVOR OF SUBSIDIARY HORSE RACES S.A.
PROPOSAL #8.13: APPROVE EUR 550,000 GUARANTEE IN ISSUER YES FOR FOR
FAVOR OF SUBSIDIARY OPAP SPORTS LTD.
PROPOSAL #8.14: APPROVE EUR 7 MILLION GUARANTEE IN ISSUER YES FOR FOR
FAVOR OF SUBSIDIARY TORA DIRECT S.A.
PROPOSAL #8.15: APPROVE EUR 3 MILLION GUARANTEE IN ISSUER YES FOR FOR
FAVOR OF SUBSIDIARY NEUROSOFT
PROPOSAL #8.16: APPROVE AGREEMENT WITH EMERGING ISSUER YES FOR FOR
MARKETS CAPITAL FOR THE PROVISION OF CONSULTING AND
OTHER SERVICES
PROPOSAL #9: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #10: AMEND CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #12: APPROVE DISTRIBUTION OF PART OF 2016 ISSUER YES FOR FOR
NET PROFITS TO EXECUTIVE MANAGEMENT AND KEY
MANAGEMENT PERSONNEL
PROPOSAL #13: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oracle Corp. Japan
TICKER: 4716 CUSIP: J6165M109
MEETING DATE: 8/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR SUGIHARA, HIROSHIGE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NOSAKA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SAMANTHA WELLINGTON ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR JOHN L. HALL ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OGISHI, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR EDWARD PATERSON ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MATSUFUJI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NATSUNO, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oracle Financial Services Software Ltd.
TICKER: 532466 CUSIP: Y3864R102
MEETING DATE: 9/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT ROBERT K. WEILER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: REELECT HARINDERJIT SINGH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE S. R. BATLIBOI & ASSOCIATES LLP ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6: APPROVE S. R. BATLIBOI & ASSOCIATES LLP ISSUER YES FOR FOR
AS BRANCH AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF CHAITANYA KAMAT AS MANAGING DIRECTOR AND CEO
PROPOSAL #8: APPROVE COMMISSION REMUNERATION OF NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orange
TICKER: ORA CUSIP: F6866T100
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.60 PER SHARE
PROPOSAL #4: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #5: REELECT BPIFRANCE PARTICIPATIONS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: RATIFY APPOINTMENT OF ALEXANDRE BOMPARD ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
STEPHANE RICHARD, CEO AND CHAIRMAN
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
RAMON FERNANDEZ, VICE-CEO
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PIERRE LOUETTE, VICE-CEO
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
GERVAIS PELLISSIER, VICE-CEO
PROPOSAL #11: APPROVE REMUNERATION POLICY OF STEPHANE ISSUER YES FOR FOR
RICHARD, CEO AND CHAIRMAN
PROPOSAL #12: APPROVE REMUNERATION POLICY OF RAMON ISSUER YES FOR FOR
FERNANDEZ, VICE-CEO
PROPOSAL #13: APPROVE REMUNERATION POLICY OF PIERRE ISSUER YES FOR FOR
LOUETTE, VICE-CEO
PROPOSAL #14: APPROVE REMUNERATION POLICY OF GERVAIS ISSUER YES FOR FOR
PELLISSIER, VICE-CEO
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 2 BILLION
PROPOSAL #17: ALLOW BOARD TO USE DELEGATIONS UNDER ISSUER YES FOR FOR
ITEM 16 ABOVE IN THE EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 1 BILLION
PROPOSAL #19: ALLOW BOARD TO USE DELEGATIONS UNDER ISSUER YES FOR FOR
ITEM 18 ABOVE IN THE EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #20: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 1 BILLION
PROPOSAL #21: ALLOW BOARD TO USE DELEGATIONS UNDER ISSUER YES FOR FOR
ITEM 20 ABOVE IN THE EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #22: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 16-21
PROPOSAL #23: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
1 BILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #24: ALLOW BOARD TO USE DELEGATIONS UNDER ISSUER YES FOR FOR
ITEM 23 ABOVE IN THE EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #25: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #26: ALLOW BOARD TO USE DELEGATIONS UNDER ISSUER YES FOR FOR
ITEM 25 ABOVE IN THE EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #27: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS AT EUR 3 BILLION
MILLION
PROPOSAL #28: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 2 BILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #29: AUTHORIZE UP TO 0.06 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS UNDER
PERFORMANCE CONDITIONS RESERVED FOR SOME EMPLOYEES
AND EXECUTIVE OFFICERS
PROPOSAL #30: AUTHORIZE UP TO 0.4 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS RESERVED
FOR EMPLOYEES
PROPOSAL #31: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #32: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #33: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
PROPOSAL #A: AMEND ARTICLE 13 OF BYLAWS RE: BOARD SHAREHOLDER YES AGAINST FOR
DIVERSITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orange Polska S.A.
TICKER: OPL CUSIP: X5984X100
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #6: APPROVE MERGER WITH ORANGE CUSTOMER ISSUER YES FOR FOR
SERVICE SP. Z O.O. AND TP INVEST SP. Z O.O.
PROPOSAL #7.1: AMEND STATUTE RE: CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #7.2: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CONSOLIDATED TEXT OF STATUTE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orange Polska S.A.
TICKER: OPL CUSIP: X5984X100
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #6.1: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS
PROPOSAL #6.2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6.3: APPROVE TREATMENT OF NET LOSS ISSUER YES FOR FOR
PROPOSAL #6.4: APPROVE ALLOCATION OF INCOME FROM ISSUER YES FOR FOR
PREVIOUS YEARS
PROPOSAL #6.5: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS
PROPOSAL #6.6: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #6.7a: APPROVE DISCHARGE OF CEO ISSUER YES FOR FOR
PROPOSAL #6.7b: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #6.7c: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #6.7d: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #6.7e: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #6.7f: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #6.7g: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #6.7h: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #6.7i: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #6.7j: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.7k: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.7l: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.7m: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.7n: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.7o: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.7p: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.7q: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.7r: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.7s: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.7t: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.7u: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.7v: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.7w: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.7x: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.7y: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.7z: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.7aa: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.8: APPROVE MANAGEMENT BOARD PROPOSAL ON ISSUER YES FOR FOR
ALLOCATION OF INCOME OF TP INVEST SP. Z O.O. AND
ORANGE CUSTOMER SERVICE SP. Z O.O.
PROPOSAL #6.9a: APPROVE DISCHARGE OF CEO OF TP INVEST ISSUER YES FOR FOR
SP. Z O.O.
PROPOSAL #6.9b: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER OF TP INVEST SP. Z O.O.
PROPOSAL #6.9c: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER OF TP INVEST SP. Z O.O.
PROPOSAL #6.10a: APPROVE DISCHARGE OF CEO OF ORANGE ISSUER YES FOR FOR
CUSTOMER SERVICE SP. Z O.O.
PROPOSAL #6.10b: APPROVE DISCHARGE OF MANAGEMENT ISSUER YES FOR FOR
BOARD MEMBER OF ORANGE CUSTOMER SERVICE SP. Z O.O.
PROPOSAL #6.10c: APPROVE DISCHARGE OF MANAGEMENT ISSUER YES FOR FOR
BOARD MEMBER OF ORANGE CUSTOMER SERVICE SP. Z O.O.
PROPOSAL #7: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT FEDERICO COLOM ARTOLA AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #8.2: ELECT JOHN RUSSELL HOULDEN AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #8.3: ELECT PATRICE LAMBERT DE DIESBACH AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #8.4: ELECT VALERIE THEROND AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orascom Construction Ltd
TICKER: OC CUSIP: M7S2CN103
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM OF UP ISSUER NO N/A N/A
TO 1 MILLION ORDINARY SHARES
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM OF UP ISSUER YES FOR FOR
TO 1 MILLION ORDINARY SHARES
PROPOSAL #2: APPROVE REDUCTION IN SHARE CAPITAL BY ISSUER NO N/A N/A
CANCELLING REPURCHASED SHARES
PROPOSAL #2: APPROVE REDUCTION IN SHARE CAPITAL BY ISSUER YES FOR FOR
CANCELLING REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Organizacion Soriana S.A.B. de C.V.
TICKER: SORIANA B CUSIP: P8728U167
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: APPROVE CEO'S REPORT, FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND AUDITORS' OPINION
PROPOSAL #1.b: APPROVE BOARD'S OPINION ON CEO'S ISSUER YES FOR FOR
REPORT
PROPOSAL #1.c: APPROVE REPORT OF AUDIT AND CORPORATE ISSUER YES FOR FOR
PRACTICES COMMITTEE
PROPOSAL #1.d: APPROVE REPORT ON POLICIES AND ISSUER YES FOR FOR
ACCOUNTING CRITERIA
PROPOSAL #1.e: APPROVE REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #1.f: APPROVE REPORT ON ACTIVITIES ISSUER YES FOR FOR
UNDERTAKEN BY BOARD
PROPOSAL #2.a: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.b: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE
PROPOSAL #3: ELECT OR RATIFY DIRECTORS, BOARD ISSUER YES AGAINST AGAINST
COMMITTEES MEMBERS AND APPROVE THEIR REMUNERATION
PROPOSAL #4: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orica Ltd.
TICKER: ORI CUSIP: Q7160T109
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1: ELECT LIM CHEE ONN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT MAXINE BRENNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT GENE TILBROOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT KAREN MOSES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO ALBERTO CALDERON, MANAGING DIRECTOR OF THE COMPANY
PROPOSAL #5: APPROVE THE PROPORTIONAL TAKEOVER ISSUER YES FOR FOR
PROVISIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orient Corp.
TICKER: 8585 CUSIP: J61890109
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 2
PROPOSAL #2.1: ELECT DIRECTOR SAITO, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KONO, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MIYAKE, YUKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MAEDA, KOSUKE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MATSUO, HIDEKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OGAWA, KYOHEI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NAKABAYASHI, YOSHIO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YABUTA, KIYOTAKA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SETTA, NOBUO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR HIGUCHI, CHIHARU ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR OGO, NAOKI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR INUZUKA, SHIZUE ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR SUZUKI, YOSHIHISA ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR TAKATA, KOJI ISSUER YES FOR FOR
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR MATSUI, GAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orient Overseas (International) Ltd.
TICKER: 316 CUSIP: G67749153
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT TUNG LIEH CHEUNG ANDREW AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2b: ELECT SIMON MURRAY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2c: ELECT CHOW PHILIP YIU WAH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5b: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orient Securities Company Limited
TICKER: 600958 CUSIP: Y2059V100
MEETING DATE: 4/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SATISFACTION OF CRITERIA FOR ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2: APPROVE FEASIBILITY REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #3: APPROVE UTILIZATION OF PROCEEDS FROM ISSUER YES FOR FOR
PREVIOUS FUND RAISING
PROPOSAL #4: APPROVE RELATED PARTY'S TRANSACTIONS AND ISSUER YES FOR FOR
CONNECTED TRANSACTION INVOLVED IN NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #5.01: APPROVE EXECUTION OF THE SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENT WITH CONDITIONS PRECEDENT WITH SHENERGY
(GROUP) COMPANY LIMITED
PROPOSAL #5.02: APPROVE EXECUTION OF THE SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENT WITH CONDITIONS PRECEDENT WITH SHANGHAI
HAIYAN INVESTMENT MANAGEMENT COMPANY LIMITED
PROPOSAL #5.03: APPROVE EXECUTION SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENT WITH CONDITIONS PRECEDENT WITH SHANGHAI
UNITED MEDIA GROUP
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS IN RELATION TO NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #7: APPROVE DILUTION BY NON-PUBLIC ISSUANCE ISSUER YES FOR FOR
OF A SHARES ON CURRENT RETURNS AND REMEDIAL MEASURES
PROPOSAL #8: APPROVE SHAREHOLDERS' RETURNS IN NEXT ISSUER YES FOR FOR
THREE YEARS
PROPOSAL #9.01: APPROVE ISSUE SIZE IN RELATION TO ISSUER YES FOR FOR
ISSUANCE OF ONSHORE DEBT FINANCING INSTRUMENTS
PROPOSAL #9.02: APPROVE TYPE IN RELATION TO ISSUANCE ISSUER YES FOR FOR
OF ONSHORE DEBT FINANCING INSTRUMENTS
PROPOSAL #9.03: APPROVE TERM IN RELATION TO ISSUANCE ISSUER YES FOR FOR
OF ONSHORE DEBT FINANCING INSTRUMENTS
PROPOSAL #9.04: APPROVE INTEREST RATE AND BASIS OF ISSUER YES FOR FOR
DETERMINATION IN RELATION TO ISSUANCE OF ONSHORE DEBT
FINANCING INSTRUMENTS
PROPOSAL #9.05: APPROVE ISSUE METHOD AND ISSUE TARGET ISSUER YES FOR FOR
IN RELATION TO ISSUANCE OF ONSHORE DEBT FINANCING
INSTRUMENTS
PROPOSAL #9.06: APPROVE THE USE OF PROCEEDS IN ISSUER YES FOR FOR
RELATION TO ISSUANCE OF ONSHORE DEBT FINANCING
INSTRUMENTS
PROPOSAL #9.07: APPROVE AUTHORIZATION MATTERS IN ISSUER YES FOR FOR
RELATION TO ISSUANCE OF ONSHORE DEBT FINANCING
INSTRUMENTS
PROPOSAL #9.08: APPROVE VALIDITY PERIOD IN RELATION ISSUER YES FOR FOR
TO ISSUANCE OF ONSHORE DEBT FINANCING INSTRUMENTS
PROPOSAL #10.01: APPROVE ISSUE METHOD IN RELATION TO ISSUER YES FOR FOR
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #10.02: APPROVE CLASS AND PAR VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO PROPOSED NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #10.03: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLES IN RELATION TO PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #10.04: APPROVE TARGET SUBSCRIBERS AND THE ISSUER YES FOR FOR
METHODS FOR SUBSCRIPTION IN RELATION TO PROPOSED NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #10.05: APPROVE NUMBER OF SHARES TO BE ISSUER YES FOR FOR
ISSUED IN RELATION TO PROPOSED NON-PUBLIC ISSUANCE OF
PROPOSAL #10.06: APPROVE LOCK-UP PERIOD IN RELATION ISSUER YES FOR FOR
TO PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #10.07: APPROVE AMOUNT AND USE OF PROCEEDS ISSUER YES FOR FOR
IN RELATION TO PROPOSED NON-PUBLIC ISSUANCE OF A
PROPOSAL #10.08: APPROVE PLACE OF LISTING OF THE ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO PROPOSED NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #10.09: APPROVE TREATMENT OF THE ISSUER YES FOR FOR
UNDISTRIBUTED PROFIT RETAINED PRIOR THE PROPOSED
ISSUANCE
PROPOSAL #10.10: APPROVE VALIDITY PERIOD OF ISSUER YES FOR FOR
RESOLUTION IN RELATION TO PROPOSED NON-PUBLIC
PROPOSAL #11: APPROVE PROPOSAL IN RESPECT OF NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF A SHARES (REVISED)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orient Securities Company Limited
TICKER: 600958 CUSIP: Y2059V100
MEETING DATE: 4/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE ISSUE METHOD IN RELATION TO ISSUER YES FOR FOR
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.02: APPROVE CLASS AND PAR VALUE OF SHARES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.03: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLES IN RELATION TO PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.04: APPROVE TARGET SUBSCRIBERS AND THE ISSUER YES FOR FOR
METHODS FOR SUBSCRIPTION IN RELATION TO PROPOSED NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.05: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO PROPOSED NON-PUBLIC ISSUANCE OF A
PROPOSAL #1.06: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.07: APPROVE AMOUNT AND USE OF PROCEEDS IN ISSUER YES FOR FOR
RELATION TO PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.08: APPROVE PLACE OF LISTING OF THE ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO PROPOSED NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.09: APPROVE TREATMENT OF THE ISSUER YES FOR FOR
UNDISTRIBUTED PROFIT RETAINED PRIOR TO THE PROPOSED
PROPOSAL #1.10: APPROVE VALIDITY PERIOD OF RESOLUTION ISSUER YES FOR FOR
IN RELATION TO PROPOSED NON-PUBLIC ISSUANCE OF A
PROPOSAL #2: APPROVE PROPOSAL IN RESPECT OF NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF A SHARES (REVISED)
PROPOSAL #3.01: APPROVE EXECUTION OF THE SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENT WITH CONDITIONS PRECEDENT WITH SHENERGY
(GROUP) COMPANY LIMITED
PROPOSAL #3.02: APPROVE EXECUTION OF THE SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENT WITH CONDITIONS PRECEDENT WITH SHANGHAI
HAIYAN INVESTMENT MANAGEMENT COMPANY LIMITED
PROPOSAL #3.03: APPROVE EXECUTION OF THE SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENT WITH CONDITIONS PRECEDENT WITH SHANGHAI
UNITED MEDIA GROUP
PROPOSAL #4: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
RELATING TO THE NON-PUBLIC ISSUANCE OF A SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orient Securities Company Limited
TICKER: �� 600958 CUSIP: Y2059V100
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF SUPERVISORY COMMITTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 COMPANY SECURITIES SELF- ISSUER YES FOR FOR
PROPRIETARY BUSINESS SCALE
PROPOSAL #7: APPROVE 2017 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8.01: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH SHENERGY (GROUP) COMPANY LIMITED
AND ITS AFFILIATED COMPANIES
PROPOSAL #8.02: APPROVE OTHER DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: APPROVE 2017 PROVISION OF GUARANTEES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oriental Bank Of Commerce Ltd.
TICKER: 500315 CUSIP: Y6495G114
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oriental Land Co., Ltd.
TICKER: 4661 CUSIP: J6174U100
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2.1: ELECT DIRECTOR KAGAMI, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR UENISHI, KYOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR IRIE, NORIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKANO, YUMIKO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KATAYAMA, YUICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YOKOTA, AKIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HANADA, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MOGI, YUZABURO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TAKAHASHI, WATARU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SATO, TETSURO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oriental Union Chemical Corp.
TICKER: 1710 CUSIP: Y6563B104
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM ISSUER YES FOR FOR
CAPITAL RESERVE
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Origin Energy Ltd.
TICKER: ORG CUSIP: Q71610101
MEETING DATE: 10/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT GORDON CAIRNS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT BRUCE MORGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE SHARE ISSUER YES FOR FOR
RIGHTS AND OPTIONS TO GRANT KING, MANAGING DIRECTOR
OF THE COMPANY
PROPOSAL #6: APPROVE THE RENEWAL OF THE PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orion Corp.
TICKER: A001800 CUSIP: Y6S90M110
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT TWO INSIDE DIRECTORS AND ONE ISSUER YES FOR FOR
OUTSIDE DIRECTOR
PROPOSAL #3: APPOINT SEONG NAK-GOO AS INTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
PROPOSAL #6: APPROVE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SPIN-OFF AGREEMENT ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orion Oyj
TICKER: ORNBV CUSIP: X6002Y112
MEETING DATE: 3/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.55 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 84,000 FOR CHAIRMAN, EUR 55,000 FOR
VICE CHAIRMAN, AND EUR 42,000 FOR OTHER DIRECTORS;
APPROVE MEETING FEES
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #12: REELECT SIRPA JALKANEN, TIMO MAASILTA, ISSUER YES FOR FOR
EIJA RONKAINEN, MIKAEL SILVENNOINEN AND HEIKKI
WESTERLUND (CHAIRMAN) AS DIRECTORS; ELECT ARI
LEHTORANTA AND HILPI RAUTELIN AS NEW DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AMEND ARTICLES RE: REMOVE AGE ISSUER YES FOR FOR
RESTRICTION OF DIRECTORS; EDITORIAL CHANGES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orix Corp.
TICKER: 8591 CUSIP: J61933123
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR INOUE, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KOJIMA, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NISHIGORI, YUICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUSHITANI, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR STAN KOYANAGI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAKAHASHI, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TSUJIYAMA, EIKO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ROBERT FELDMAN ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NIINAMI, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR USUI, NOBUAKI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR YASUDA, RYUJI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR TAKENAKA, HEIZO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orkla ASA
TICKER: ORK CUSIP: R67787102
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING; ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 2.60 PER SHARE
PROPOSAL #3b: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #3c: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT (BINDING)
PROPOSAL #5a: AUTHORIZE REPURCHASE OF SHARES FOR USE ISSUER YES FOR FOR
IN EMPLOYEE INCENTIVE PROGRAMS
PROPOSAL #5b: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #6a: REELECT STEIN HAGEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6b: REELECT GRACE SKAUGEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6c: REELECT INGRID BLANK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6d: REELECT LISBETH VALTHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6e: REELECT LARS DAHLGREN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6f: REELECT NILS SELTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6g: REELECT LISELOTT KILAAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6h: REELECT CAROLINE KJOS AS DEPUTY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7a: ELECT STEIN ERIK HAGEN AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #7b: ELECT GRACE SKAUGEN AS VICE CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #8: ELECT NILS-HENRIK PETTERSSON AS MEMBER ISSUER YES FOR FOR
OF NOMINATING COMMITTEE
PROPOSAL #9a: AMEND INSTRUCTIONS FOR NOMINATING ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #9b: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF NOMINATING ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #11: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orora Ltd.
TICKER: ORA CUSIP: Q7142U109
MEETING DATE: 10/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT SAMANTHA LEWIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT JEREMY SUTCLIFFE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a: APPROVE THE GRANT OF DEFERRED ISSUER YES FOR FOR
PERFORMANCE RIGHTS TO NIGEL GARRARD, MANAGING
DIRECTOR AND CHIEF EXECUTIVE OFFICER OF THE COMPANY
PROPOSAL #3b: APPROVE THE GRANT OF OPTIONS AND ISSUER YES FOR FOR
PERFORMANCE RIGHTS TO NIGEL GARRARD, MANAGING
DIRECTOR AND CHIEF EXECUTIVE OFFICER OF THE COMPANY
PROPOSAL #4: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orpea
TICKER: ORP CUSIP: F69036105
MEETING DATE: 12/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT BRIGITTE LANTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT LAURE BAUME-BRUNEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orpea
TICKER: ORP CUSIP: F69036105
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.00 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: ELECT XAVIER COIRBAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT BERNADETTE CHEVALLIER-DANET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: RATIFY APPOINTMENT OF PHILIPPE CHARRIER ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #8: RATIFY APPOINTMENT OF JOY VERLE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-CLAUDE MARIAN, CHAIRMAN OF THE BOARD
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
YVES LE MASNE, CEO
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-CLAUDE BRDENK, VICE-CEO
PROPOSAL #12: APPROVE REMUNERATION POLICY OF JEAN- ISSUER YES FOR FOR
CLAUDE MARIAN, CHAIRMAN FROM JAN. 1, 2017 TO MARCH
28, 2017
PROPOSAL #13: APPROVE REMUNERATION POLICY OF PHILIPPE ISSUER YES FOR FOR
CHARRIER, CHAIRMAN SINCE MARCH 28, 2017
PROPOSAL #14: APPROVE REMUNERATION POLICY OF YVES LE ISSUER YES FOR FOR
MASNE, CEO SINCE JAN 1, 2017
PROPOSAL #15: APPROVE REMUNERATION POLICY OF JEAN- ISSUER YES FOR FOR
CLAUDE BRDENK, VICE-CEO SINCE JAN 1, 2017
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: AMEND ARTICLE 20 OF BYLAWS RE: HONORARY ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #19: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Osaka Gas Co. Ltd.
TICKER: 9532 CUSIP: J62320114
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN CONNECTION WITH REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR OZAKI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR HONJO, TAKEHIRO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MATSUZAKA, HIDETAKA ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR SETOGUCHI, TETSUO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR FUJIWARA, MASATAKA ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR YANO, KAZUHISA ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR FUJIWARA, TOSHIMASA ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR MIYAGAWA, TADASHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR NISHIKAWA, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR MATSUI, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR MORISHITA, SHUNZO ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR MIYAHARA, HIDEO ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR SASAKI, TAKAYUKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OSG Corporation
TICKER: 6136 CUSIP: J63137103
MEETING DATE: 2/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 28
PROPOSAL #2.1: ELECT DIRECTOR ISHIKAWA, NORIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SONOBE, KOJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ENDO, TORU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OSAWA, NOBUAKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HAYASAKA, TETSURO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OSAWA, JIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YOSHIZAKI, TOSHITAKA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR OSAWA, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Osram Licht AG
TICKER: OSR CUSIP: D5963B113
MEETING DATE: 2/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/2016
PROPOSAL #5: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2016/2017
PROPOSAL #6: AMEND CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #8: AUTHORIZE USE OF FINANCIAL DERIVATIVES ISSUER YES FOR FOR
WHEN REPURCHASING SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OTP Bank PLC
TICKER: OTP CUSIP: X60746181
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER YES FOR FOR
STATEMENT
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5: AMEND ART. 11/A.2 OF BYLAWS ISSUER YES FOR FOR
PROPOSAL #6: ELECT A MANAGEMENT BOARD MEMBER ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT TIBOR TOLNAY AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #7.2: ELECT GABOR HORVATH AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #7.3: ELECT ANDRAS MICHNAI AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #7.4: ELECT AGNES RUDAS AS SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #7.5: ELECT DOMINIQUE UZEL AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #7.6: ELECT MARTON GELLERT VAGI AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #8.1: ELECT GABOR HORVATH AS AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER
PROPOSAL #8.2: ELECT TIBOR TOLNAY AS AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER
PROPOSAL #8.3: ELECT DOMINIQUE UZEL AS AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #8.4: ELECT MARTON GELLERT VAGI AS AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF MANAGEMENT ISSUER YES FOR FOR
BOARD, SUPERVISORY BOARD, AND AUDIT COMMITTEE
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Otsuka Corporation
TICKER: 4768 CUSIP: J6243L115
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 120
PROPOSAL #2.1: ELECT DIRECTOR OTSUKA, YUJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KATAKURA, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKAHASHI, TOSHIYASU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YANO, KATSUHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SAITO, HIRONOBU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR WAKAMATSU, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TSURUMI, HIRONOBU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SAKURAI, MINORU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HIROSE, MITSUYA ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TANAKA, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR MORIYA, NORIHIKO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR MAKINO, JIRO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR SAITO, TETSUO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Otsuka Holdings Co Ltd
TICKER: 4578 CUSIP: J63117105
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OTSUKA, ICHIRO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HIGUCHI, TATSUO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAKISE, ATSUMASA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATSUO, YOSHIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TOBE, SADANOBU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KOBAYASHI, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HIROTOMI, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KONOSE, TADAAKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MATSUTANI, YUKIO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ottogi Corp.
TICKER: A007310 CUSIP: Y65883103
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPROPRIATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT THREE INSIDE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPOINT PARK SEONG-HUI AS INTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITOR(S)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oversea-Chinese Banking Corporation Limited
TICKER: O39 CUSIP: Y64248209
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2a: ELECT LEE TIH SHIH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT QUAH WEE GHEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT SAMUEL N. TSIEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT WEE JOO YEOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4a: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4b: APPROVE ISSUANCE OF 6,000 SHARES TO ISSUER YES FOR FOR
EACH NON-EXECUTIVE DIRECTOR FOR THE YEAR ENDED DEC.
PROPOSAL #5: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE GRANT OF OPTIONS AND/OR RIGHTS ISSUER YES FOR FOR
AND ISSUANCE OF SHARES PURSUANT TO THE OCBC SHARE
OPTION SCHEME 2001 AND OCBC EMPLOYEE SHARE PURCHASE
PLAN
PROPOSAL #8: APPROVE ISSUANCE OF SHARES PURSUANT TO ISSUER YES FOR FOR
THE OVERSEA-CHINESE BANKING CORPORATION LIMITED SCRIP
DIVIDEND SCHEME
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OZ Minerals Ltd
TICKER: OZL CUSIP: Q7161P122
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT REBECCA MCGRATH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT TONIANNE DWYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT PETER TOMSETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO ANDREW COLE
PROPOSAL #5: APPROVE RENEWAL OF COMPANY'S ISSUER YES FOR FOR
PROPORTIONAL TAKEOVER PROVISIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paddy Power Betfair plc
TICKER: PPB CUSIP: G68673113
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4(a): RE-ELECT ZILLAH BYNG-THORNE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4(b): RE-ELECT MICHAEL CAWLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(c): RE-ELECT BREON CORCORAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(d): RE-ELECT IAN DYSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(e): RE-ELECT ALEX GERSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(f): RE-ELECT PETER JACKSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(g): RE-ELECT GARY MCGANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(h): RE-ELECT PADRAIG O RIORDAIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4(i): RE-ELECT PETER RIGBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #7: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #10: AUTHORISE THE COMPANY TO DETERMINE THE ISSUER YES FOR FOR
PRICE RANGE AT WHICH TREASURY SHARES MAY BE RE-ISSUED
OFF-MARKET
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pakistan Petroleum Ltd.
TICKER: PPL CUSIP: Y6611E100
MEETING DATE: 2/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES AGAINST AGAINST
FIX THEIR REMUNERATION
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE DISTRIBUTION OF ANNUAL AUDITED ISSUER YES FOR FOR
ACCOUNTS IN SOFT FORM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PanaHome Corp.
TICKER: 1924 CUSIP: J6354J107
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATSUSHITA, RYUJI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HATAKEYAMA, MAKOTO ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR NAKATA, MITSUHIKO ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR TERANISHI, NOBUHIKO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HONGO, ATSUSHI ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR HAMATANI, HIDEYO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WATABE, SHINICHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ICHIJO, KAZUO ISSUER YES AGAINST AGAINST
PROPOSAL #1.9: ELECT DIRECTOR TERAKAWA, NAOTO ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Panasonic Corp
TICKER: 6752 CUSIP: J6354Y104
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND PROVISIONS ON ISSUER YES FOR FOR
DIRECTOR TITLES
PROPOSAL #2.1: ELECT DIRECTOR NAGAE, SHUSAKU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MATSUSHITA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TSUGA, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ITO, YOSHIO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SATO, MOTOTSUGU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OKU, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TSUTSUI, YOSHINOBU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR OTA, HIROKO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TOYAMA, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR ISHII, JUN ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR HIGUCHI, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR UMEDA, HIROKAZU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pandora A/S
TICKER: PNDORA CUSIP: K7681L102
MEETING DATE: 3/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3.1: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2016
PROPOSAL #3.2: APPROVE AMENDED REMUNERATION POLICY ISSUER YES FOR FOR
REGARDING THE BOARD OF DIRECTORS
PROPOSAL #3.3: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2017 IN THE AMOUNT OF DKK 1.5 MILLION FOR CHAIRMAN,
DKK 750,000 FOR VICE CHAIRMAN, AND DKK 500,000 FOR
OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE
WORK
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 9 PER SHARE
PROPOSAL #5: APPROVE DISCHARGE OF MANAGEMENT AND ISSUER YES FOR FOR
BOARD
PROPOSAL #6.1: REDUCE PAR VALUE FROM DKK 1 TO DKK ISSUER YES FOR FOR
0.01 PER SHARE
PROPOSAL #6.2: APPROVE DKK 4.5 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION
PROPOSAL #6.3: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #6.4: AUTHORIZE THE BOARD TO DECIDE ON ISSUER YES FOR FOR
DISTRIBUTION OF EXTRAORDINARY DIVIDENDS OF MAXIMUM
DKK 27 PER SHARE PRIOR TO 2018 AGM
PROPOSAL #6.5: AUTHORIZE EDITORIAL CHANGES TO ADOPTED ISSUER YES FOR FOR
RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH
DANISH AUTHORITIES
PROPOSAL #7.1: REELECT PEDER TUBORGH (CHAIRMAN) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: REELECT CHRISTIAN FRIGAST (DEPUTY ISSUER YES FOR FOR
CHAIRMAN) AS DIRECTOR
PROPOSAL #7.3: REELECT ALLAN LESLIE LEIGHTON (CO- ISSUER YES FOR FOR
DEPUTY CHAIRMAN) AS DIRECTOR
PROPOSAL #7.4: REELECT ANDREA DAWN ALVEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: REELECT RONICA WANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.6: REELECT ANDERS BOYER-SOGAARD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.7: REELECT BJORN GULDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.8: REELECT PER BANK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.9: REELECT MICHAEL HAUGE SORENSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.10: REELECT BIRGITTA STYMNE GORANSSON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: RATIFY ERNST & YOUNG AS AUDITOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paradise Co.
TICKER: A034230 CUSIP: Y6727J100
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT CHUN PHIL-LIP AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT PARK BYEONG-RYONG AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT SEO CHANG-ROK AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPOINT LEE CHANG-MIN AS INTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pargesa Holding SA
TICKER: PARG CUSIP: H60477207
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS OF CHF 2.44 PER BEARER SHARE AND CHF 0.244
PER REGISTERED SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #4.1a: REELECT BERNARD DANIEL AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1b: REELECT AMAURY DE SEZE AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1c: REELECT VICTOR DELLOYE AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1d: REELECT ANDRE DESMARAIS AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1e: REELECT PAUL DESMARAIS JR AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1f: REELECT PAUL DESMARAIS III AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.1g: REELECT CEDRIC FRERE AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1h: REELECT GERALD FRERE AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1i: REELECT SEGOLENE GALLIENNE AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.1j: REELECT JEAN-LUC HERBEZ AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1k: REELECT BARBARA KUX AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1l: REELECT MICHEL PEBEREAU AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1m: REELECT GILLES SAMYN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1n: REELECT ARNAUD VIAL AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1o: ELECT JOCELYN LEFEBVRE AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.2: REELECT PAUL DESMARAIS JR AS BOARD ISSUER NO N/A N/A
CHAIRMAN
PROPOSAL #4.3.1: REAPPOINT BERNARD DANIEL AS MEMBER ISSUER NO N/A N/A
OF THE COMPENSATION COMMITTEE
PROPOSAL #4.3.2: REAPPOINT BARBARA KUX AS MEMBER OF ISSUER NO N/A N/A
THE COMPENSATION COMMITTEE
PROPOSAL #4.3.3: REAPPOINT AMAURY DE SEZE AS MEMBER ISSUER NO N/A N/A
OF THE COMPENSATION COMMITTEE
PROPOSAL #4.3.4: REAPPOINT GILLES SAMYN AS MEMBER OF ISSUER NO N/A N/A
THE COMPENSATION COMMITTEE
PROPOSAL #4.3.5: APPOINT JEAN-LUC HERBEZ AS MEMBER OF ISSUER NO N/A N/A
THE COMPENSATION COMMITTEE
PROPOSAL #4.4: DESIGNATE VALERIE MARTI AS INDEPENDENT ISSUER NO N/A N/A
PROXY
PROPOSAL #4.5: RATIFY DELOITTE SA AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #5.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER NO N/A N/A
THE AMOUNT OF CHF 8.3 MILLION
PROPOSAL #5.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER NO N/A N/A
COMMITTEE IN THE AMOUNT OF CHF 1.23 MILLION
PROPOSAL #6: TRANSACT OTHER BUSINESS (VOTING) ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park 24 Co.
TICKER: 4666 CUSIP: J63581102
MEETING DATE: 1/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 65
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR NISHIKAWA, KOICHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SASAKI, KENICHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KAWAKAMI, NORIFUMI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KAWASAKI, KEISUKE ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR OURA, YOSHIMITSU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PARMALAT S.p.A.
TICKER: PLT CUSIP: T7S73M107
MEETING DATE: 5/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERNAL AUDITORS' REPORT; ISSUER YES FOR FOR
DELIBERATIONS ON POSSIBLE LEGAL ACTION AGAINST FORMER
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parque Arauco S.A.
TICKER: PARAUCO CUSIP: P76328106
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
FISCAL YEAR 2017 AND ACCEPT THEIR EXPENSE REPORT FOR
FISCAL YEAR 2016
PROPOSAL #3: PRESENT REPORT RE: DIRECTORS' COMMITTEE ISSUER YES FOR FOR
ACTIVITIES AND EXPENSES; FIX THEIR REMUNERATION AND
BUDGET
PROPOSAL #4: APPROVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #5: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #7: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND POLICY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Partners Group Holding
TICKER: PGHN CUSIP: H6120A101
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 15 PER SHARE
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 16 MILLION
PROPOSAL #5.2: APPROVE MAXIMUM REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 81.2 MILLION
PROPOSAL #6.1a: ELECT PETER WUFFLI AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #6.1b: ELECT CHARLES DALLARA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1c: ELECT GRACE DEL ROSARIO-CASTANO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1d: ELECT MARCEL ERNI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1e: ELECT MICHELLE FELMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1f: ELECT ALFRED GANTNER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6.1g: ELECT STEFFEN MEISTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1h: ELECT ERIC STRUTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1i: ELECT PATRICK WARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1j: ELECT URS WIETLISBACH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2.1: APPOINT GRACE DEL ROSARIO-CASTANO AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #6.2.2: APPOINT STEFFEN MEISTER AS MEMBER OF ISSUER YES AGAINST AGAINST
THE COMPENSATION COMMITTEE
PROPOSAL #6.2.3: APPOINT PETER WUFFLI AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.3: DESIGNATE ALEXANDER ECKENSTEIN AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #6.4: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paz Oil Company Ltd.
TICKER: PZOL CUSIP: M7846U102
MEETING DATE: 7/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT ELECT EPHRAIM ZEDKA AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR FOR A THREE-YEAR PERIOD
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paz Oil Company Ltd.
TICKER: PZOL CUSIP: M7846U102
MEETING DATE: 8/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT ZADIK BINO AS DIRECTOR UNTIL THE ISSUER YES FOR FOR
END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2: REELECT MENACHEM BRENER AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3: REELECT GIL BINO AS DIRECTOR UNTIL THE ISSUER YES FOR FOR
END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #4: REELECT HADAR BINO SHMUELI AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #5: REELECT YITZHAK EZER AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #6: REELECT DALIA LEV AS DIRECTOR UNTIL THE ISSUER YES AGAINST AGAINST
END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #7: REELECT GABRIEL ROTTER AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #8: REELECT ARIK SCHOR AS DIRECTOR UNTIL THE ISSUER YES FOR FOR
END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #9: REELECT REVITAL AVIRAM AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #10: REAPPOINT SOMEKH CHAIKIN KPMG AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #11: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paz Oil Company Ltd.
TICKER: PZOL CUSIP: M7846U102
MEETING DATE: 11/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EMPLOYMENT TERMS OF BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PCCW Limited
TICKER: 8 CUSIP: Y6802P120
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT SRINIVAS BANGALORE GANGAIAH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: ELECT HUI HON HING, SUSANNA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3c: ELECT LEE CHI HONG, ROBERT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3d: ELECT LI FUSHEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3e: ELECT FRANCES WAIKWUN WONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT DAVID CHRISTOPHER CHANCE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3g: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pearson plc
TICKER: PSON CUSIP: G69651100
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT ELIZABETH CORLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT VIVIENNE COX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JOHN FALLON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JOSH LEWIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT LINDA LORIMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT HARISH MANWANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT TIM SCORE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SIDNEY TAUREL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT LINCOLN WALLEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT CORAM WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pegatron Corp.
TICKER: 4938 CUSIP: Y6784J100
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pembina Pipeline Corporation
TICKER: PPL CUSIP: 706327103
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ANNE-MARIE N. AINSWORTH, MICHAEL ISSUER YES FOR FOR
(MICK) H. DILGER, RANDALL J. FINDLAY, LORNE B.
GORDON, GORDON J. KERR, DAVID M.B. LEGRESLEY, ROBERT
B. MICHALESKI, LESLIE A. O'DONOGHUE, BRUCE D. RUBIN,
AND JEFFREY T. SMITH AS DIRECTORS
PROPOSAL #1.1: ELECT DIRECTOR ANNE-MARIE N. AINSWORTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL (MICK) H. ISSUER YES FOR FOR
DILGER
PROPOSAL #1.3: ELECT DIRECTOR RANDALL J. FINDLAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LORNE B. GORDON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GORDON J. KERR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID M.B. LEGRESLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT B. MICHALESKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LESLIE A. O'DONOGHUE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE D. RUBIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEFFREY T. SMITH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pennon Group plc
TICKER: PNN CUSIP: G8295T213
MEETING DATE: 7/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT SIR JOHN PARKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MARTIN ANGLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT NEIL COOPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT SUSAN DAVY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CHRISTOPHER LOUGHLIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: RE-ELECT IAN MCAULAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT GILL RIDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #13: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pernod Ricard
TICKER: RI CUSIP: F72027109
MEETING DATE: 11/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.88 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR �� FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: APPROVE TERMINATION PACKAGE OF ALEXANDRE ISSUER YES FOR FOR
RICARD
PROPOSAL #6: REELECT ALEXANDRE RICARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT PIERRE PRINGUET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT CESAR GIRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT WOLFGANG COLBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RATIFY APPOINTMENT OF ANNE LANGE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPOINT KPMG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPOINT SALUSTRO REYDEL AS ALTERNATE ISSUER YES FOR FOR
AUDITOR
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 970,000
PROPOSAL #14: ADVISORY VOTE ON COMPENSATION OF CEO, ISSUER YES FOR FOR
ALEXANDRE RICARD
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: APPROVE RESTRICTED STOCK GRANTS TO ISSUER YES FOR FOR
EXECUTIVES PARTIALLY COMPENSATING LOSSES UNDER THE
PREVIOUS BENEFIT PENSION SCHEME
PROPOSAL #17: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #18: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perpetual Ltd.
TICKER: PPT CUSIP: Q9239H108
MEETING DATE: 11/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PHILIP BULLOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT SYLVIA FALZON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Persimmon plc
TICKER: PSN CUSIP: G70202109
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT NICHOLAS WRIGLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JEFFREY FAIRBURN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MICHAEL KILLORAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DAVID JENKINSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JONATHAN DAVIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MARION SEARS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RACHEL KENTLETON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT NIGEL MILLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT SIMON LITHERLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORISE THEIR REMUNERATION
PROPOSAL #14: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #15: APPROVE SALE OF PLOT 22 AYKLEY WOODS ISSUER YES FOR FOR
DURHAM FROM PERSIMMON HOMES LIMITED TO HARLEY
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petkim Petrokimya Holding A.S.
TICKER: PETKM CUSIP: M7871F103
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: RATIFY DIRECTOR APPOINTMENT AND RECENT ISSUER YES FOR FOR
BOARD CHANGES
PROPOSAL #3: ELECT ANAR MAMMADOV AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petkim Petrokimya Holding A.S.
TICKER: PETKM CUSIP: M7871F103
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #9: ELECT AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petrochina Company Limited
TICKER: 857 CUSIP: Y6883Q104
MEETING DATE: 10/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG JIANHUA AS DIRECTOR�� ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PetroChina Company Limited
TICKER: 857 CUSIP: Y6883Q104
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO DETERMINE THE ISSUER YES FOR FOR
DISTRIBUTION OF INTERIM DIVIDENDS
PROPOSAL #6: APPROVE KPMG HUAZHEN AS DOMESTIC ISSUER YES FOR FOR
AUDITORS AND KPMG AS INTERNATIONAL AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #9.1: ELECT WANG YILIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.2: ELECT WANG DONGJIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.3: ELECT YU BAOCAI AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #9.4: ELECT LIU YUEZHEN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.5: ELECT LIU HONGBIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.6: ELECT HOU QIJUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.7: ELECT DUAN LIANGWEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.8: ELECT QIN WEIZHONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.9: ELECT LIN BOQIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.10: ELECT ZHANG BIYI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.11: ELECT ELSIE LEUNG OI-SIE AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.12: ELECT TOKUCHI TATSUHITO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.13: ELECT SIMON HENRY AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.1: ELECT XU WENRONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.2: ELECT ZHANG FENGSHAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.3: ELECT JIANG LIFU AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.4: ELECT LU YAOZHONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petrofac Ltd
TICKER: PFC CUSIP: G7052T101
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: ELECT JANE SADOWSKY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ALASTAIR COCHRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT RIJNHARD VAN TETS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT THOMAS THUNE ANDERSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: RE-ELECT ANDREA ABT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MATTHIAS BICHSEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT RENE MEDORI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT GEORGE PIERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT AYMAN ASFARI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT MARWAN CHEDID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V101
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT WALTER LUIS BERNARDES ALBERTONI SHAREHOLDER YES FOR N/A
AS FISCAL COUNCIL MEMBER AND JOSE PAIS RANGEL AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #2b: ELECT SONIA JULIA SULZBECK VILLALOBOS SHAREHOLDER YES ABSTAIN N/A
AS FISCAL COUNCIL MEMBER AND ROBERTO LAMB AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 8/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: GRANT WAIVER TO NELSON LUIZ COSTA SILVA ISSUER YES FOR FOR
IN ORDER TO HOLD AN EXECUTIVE POSITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 11/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MARCELO MESQUITA DE SIQUEIRA FILHO SHAREHOLDER YES FOR N/A
AS DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #2: APPROVE SALE OF 90 PERCENT OF SHARES OF ISSUER YES FOR FOR
NOVA TRANSPORTADORA DO SUDESTE - NTS (NTS)
PROPOSAL #3: WAIVE PETROBRAS' PREEMPTIVE RIGHTS TO ISSUER YES FOR FOR
SUBSCRIBE CONVERTIBLE DEBENTURES TO BE ISSUED BY NOVA
TRANSPORTADORA DO SUDESTE - NTS (NTS)
PROPOSAL #4: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #5: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 1/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF LIQUIGAS DISTRIBUIDORA ISSUER YES FOR FOR
S.A.
PROPOSAL #2: APPROVE SALE OF PETROQUIMICASUAPE AND ISSUER YES FOR FOR
CITEPE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 3/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SALE OF PETROQUIMICASUAPE AND ISSUER YES FOR FOR
CITEPE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2.1: ELECT FISCAL COUNCIL MEMBERS ISSUER YES AGAINST AGAINST
PROPOSAL #2.2a: ELECT REGINALDO FERREIRA ALEXANDRE AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND MARCELO GASPARINO DA SILVA
AS ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #2.2b: ELECT FRANCISCO VIDAL LUNA AS FISCAL SHAREHOLDER YES ABSTAIN N/A
COUNCIL MEMBER AND MANUELITO PEREIRA MAGALHAES JUNIOR
AS ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: AMEND POLICY OF APPOINTMENT OF MEMBERS ISSUER YES FOR FOR
OF THE FISCAL COUNCIL, BOARD OF DIRECTORS AND
EXECUTIVE DIRECTORS OF PETROBRAS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: P78331132
MEETING DATE: 8/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: GRANT WAIVER TO NELSON LUIZ COSTA SILVA ISSUER YES FOR FOR
IN ORDER TO HOLD AN EXECUTIVE POSITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: P78331132
MEETING DATE: 11/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MARCELO MESQUITA DE SIQUEIRA FILHO SHAREHOLDER YES FOR N/A
AS DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #2: APPROVE SALE OF 90 PERCENT OF SHARES OF ISSUER YES FOR FOR
NOVA TRANSPORTADORA DO SUDESTE - NTS (NTS)
PROPOSAL #3: WAIVE PETROBRAS' PREEMPTIVE RIGHTS TO ISSUER YES FOR FOR
SUBSCRIBE CONVERTIBLE DEBENTURES TO BE ISSUED BY NOVA
TRANSPORTADORA DO SUDESTE - NTS (NTS)
PROPOSAL #4: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #5: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: P78331132
MEETING DATE: 1/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF LIQUIGAS DISTRIBUIDORA ISSUER YES FOR FOR
S.A.
PROPOSAL #2: APPROVE SALE OF PETROQUIMICASUAPE AND ISSUER YES FOR FOR
CITEPE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: P78331132
MEETING DATE: 3/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SALE OF PETROQUIMICASUAPE AND ISSUER YES FOR FOR
CITEPE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: P78331132
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #2.1: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES FOR N/A
BY MINORITY SHAREHOLDER
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: P78331132
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: AMEND POLICY OF APPOINTMENT OF MEMBERS ISSUER YES �� FOR FOR
OF THE FISCAL COUNCIL, BOARD OF DIRECTORS AND
EXECUTIVE DIRECTORS OF PETROBRAS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: P78331140
MEETING DATE: 8/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: GRANT WAIVER TO NELSON LUIZ COSTA SILVA ISSUER YES FOR FOR
IN ORDER TO HOLD AN EXECUTIVE POSITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: P78331140
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WALTER LUIS BERNARDES ALBERTONI SHAREHOLDER YES FOR N/A
AS FISCAL COUNCIL MEMBER AND JOSE PAIS RANGEL AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #1.2: ELECT SONIA JULIA SULZBECK VILLALOBOS SHAREHOLDER YES ABSTAIN N/A
AS FISCAL COUNCIL MEMBER AND ROBERTO LAMB AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petron Corporation
TICKER: PCOR CUSIP: Y6885F106
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT EDUARDO M. COJUANGCO, JR. AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #1.2: ELECT RAMON S. ANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT LUBIN B. NEPOMUCENO AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT ERIC O. RECTO AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT ESTELITO P. MENDOZA AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT JOSE P. DE JESUS AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT RON W. HADDOCK AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT AURORA T. CALDERON AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT MIRZAN MAHATHIR AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT ROMELA M. BENGZON AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT VIRGILIO S. JACINTO AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT NELLY FAVIS-VILLAFUERTE AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #1.13: ELECT REYNALDO G. DAVID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT ARTEMIO V. PANGANIBAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.15: ELECT MARGARITO B. TEVES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE MINUTES OF THE 2016 ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING
PROPOSAL #3: APPROVE THE ANNUAL REPORT AND THE ISSUER YES FOR FOR
AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDED DEC. 31, 2016
PROPOSAL #4: RATIFY ALL ACTS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND MANAGEMENT SINCE THE 2016 ANNUAL
STOCKHOLDERS' MEETING
PROPOSAL #5: APPOINT EXTERNAL AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petronas Chemicals Group Berhad
TICKER: PCHEM CUSIP: Y6811G103
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHING YEW CHYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT TOH AH WAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PETRONAS Dagangan Berhad
TICKER: PETDAG CUSIP: Y6885A107
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MOHD IBRAHIMNUDDIN MOHD YUNUS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT ANUAR AHMAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT VIMALA V.R. MENON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petronas Gas Berhad
TICKER: PETGAS CUSIP: Y6885J116
MEETING DATE: 4/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HABIBAH ABDUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT MOHD ANUAR TAIB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT EMELIANA DALLAN RICE-OXLEY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT SHAMILAH WAN MUHAMMAD SAIDI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT HENG HEYOK CHIANG @ HENG HOCK ISSUER YES FOR FOR
CHENG AS DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petronet LNG Ltd.
TICKER: 532522 CUSIP: Y68259103
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #2: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peugeot SA
TICKER: UG CUSIP: F72313111
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.48 PER SHARE
PROPOSAL #4: APPROVE MAINTAIN OF PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT FOR MANAGEMENT BOARD MEMBERS
PROPOSAL #5: REELECT PAMELA KNAPP AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6: REELECT HELLE KRISTOFFERSEN AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #7: REELECT HENRI PHILIPPE REICHSTUL AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #8: REELECT GEOFFROY ROUX DE BEZIEUX AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #9: RATIFY APPOINTMENT OF JACK AZOULAY AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #10: ELECT FLORENCE VERZELEN AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #11: ELECT BENEDICTE JUYAUX AS ISSUER YES FOR FOR
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE
PROPOSAL #12: RENEW APPOINTMENT OF MAZARS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #13: APPOINT JEAN-MARC DESLANDES AS ISSUER YES FOR FOR
ALTERNATE AUDITOR
PROPOSAL #14: RENEW APPOINTMENT OF ERNST & YOUNG ET ISSUER YES FOR FOR
AUTRES AS AUDITOR
PROPOSAL #15: RENEW APPOINTMENT OF AUDITEX AS ISSUER YES FOR FOR
ALTERNATE AUDITOR
PROPOSAL #16: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
CHAIRMAN OF THE MANAGEMENT BOARD
PROPOSAL #17: APPROVE REMUNERATION POLICY OF MEMBERS ISSUER YES FOR FOR
OF THE MANAGEMENT BOARD
PROPOSAL #18: APPROVE REMUNERATION POLICY OF MEMBERS ISSUER YES FOR FOR
OF THE SUPERVISORY BOARD
PROPOSAL #19: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CARLOS TAVARES, CHAIRMAN OF THE MANAGEMENT BOARD
PROPOSAL #20: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-BAPTISTE CHASSELOUP DE CHATILLON, GREGOIRE
OLIVIER, MAXIME PICAT, JEAN-CHRISTOPHE QUEMARD THE
MEMBERS OF MANAGEMENT BOARD
PROPOSAL #21: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #22: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #23: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS AND/OR
CAPITALIZATION OF RESERVES UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 215,936,439
PROPOSAL #24: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 86,374,575
PROPOSAL #25: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 86,374,575
PROPOSAL #26: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #27: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
86,374,575 FOR FUTURE EXCHANGE OFFERS
PROPOSAL #28: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #29: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS AT EUR 350,675,796
PROPOSAL #30: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #31: AUTHORIZE ISSUANCE OF UP TO 39,727,324 ISSUER YES FOR FOR
WARRANTS (BSA) RESERVED FOR COMPANIES BELONGING TO
GENERAL MOTORS COMPANY
PROPOSAL #32: AUTHORIZE MANAGEMENT BOARD TO ISSUE ISSUER YES FOR FOR
FREE WARRANTS WITH PREEMPTIVE RIGHTS DURING A PUBLIC
TENDER OFFER
PROPOSAL #33: AMEND ARTICLE 10 OF BYLAWS RE: EMPLOYEE ISSUER YES FOR FOR
SHAREHOLDER REPRESENTATIVE ON THE SUPERVISORY BOARD
PROPOSAL #34: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PGE Polska Grupa Energetyczna SA
TICKER: PGE CUSIP: X6447Z104
MEETING DATE: 9/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: RESOLVE NOT TO ELECT MEMBERS OF VOTE ISSUER YES FOR FOR
COUNTING COMMISSION
PROPOSAL #6: APPROVE INCREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
INCREASE IN PAR VALUE PER SHARE
PROPOSAL #7: AMEND STATUTE TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: APPROVE ALLOCATION OF SUPPLEMENTARY ISSUER YES FOR FOR
CAPITAL FOR FINANCING OF INCOME TAX RELATED TO
INCREASE IN SHARE CAPITAL
PROPOSAL #9.1: RECALL SUPERVISORY BOARD MEMBER(S) ISSUER YES AGAINST AGAINST
PROPOSAL #9.2: ELECT SUPERVISORY BOARD MEMBERS ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE DECISION ON COVERING COSTS OF ISSUER YES FOR FOR
CONVOCATION OF GENERAL MEETING OF SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PGE Polska Grupa Energetyczna SA
TICKER: PGE CUSIP: X6447Z104
MEETING DATE: 12/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: RESOLVE NOT TO ELECT MEMBERS OF VOTE ISSUER YES FOR FOR
COUNTING COMMISSION
PROPOSAL #6: APPROVE REMUNERATION POLICY FOR SHAREHOLDER YES AGAINST N/A
MANAGEMENT BOARD MEMBERS
PROPOSAL #7: APPROVE REMUNERATION POLICY FOR SHAREHOLDER YES AGAINST N/A
SUPERVISORY BOARD MEMBERS
PROPOSAL #8: AMEND STATUTE RE: CORPORATE PURPOSE SHAREHOLDER YES FOR N/A
PROPOSAL #9: APPROVE DECISION ON COVERING COSTS OF SHAREHOLDER YES AGAINST N/A
CONVOCATION OF GENERAL MEETING OF SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PGE Polska Grupa Energetyczna SA
TICKER: PGE CUSIP: X6447Z104
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: RESOLVE NOT TO ELECT MEMBERS OF VOTE ISSUER YES FOR FOR
COUNTING COMMISSION
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #8: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S AND GROUP'S OPERATIONS
PROPOSAL #9: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE DISCHARGE OF ANNA KOWALIK ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #10.2: APPROVE DISCHARGE OF JACEK BARYLSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #10.3: APPROVE DISCHARGE OF MALGORZATA MOLAS ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #10.4: APPROVE DISCHARGE OF MALGORZATA MIKA- ISSUER YES FOR FOR
BRYSKA (SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #10.5: APPROVE DISCHARGE OF JAROSLAW ISSUER YES FOR FOR
GOLEBIEWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #10.6: APPROVE DISCHARGE OF PIOTR ISSUER YES FOR FOR
MACHNIKOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #10.7: APPROVE DISCHARGE OF MAREK SCIAZKO ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #10.8: APPROVE DISCHARGE OF JACEK FOTEK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #10.9: APPROVE DISCHARGE OF MAREK PASTUSZKO ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #10.10: APPROVE DISCHARGE OF PAWEL SLIWA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #10.11: APPROVE DISCHARGE OF JANINA GOSS ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #10.12: APPROVE DISCHARGE OF MATEUSZ GRAMZA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #10.13: APPROVE DISCHARGE OF JAROSLAW ISSUER YES FOR FOR
GLOWACKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #10.14: APPROVE DISCHARGE OF WITOLD ISSUER YES FOR FOR
KOZLOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #10.15: APPROVE DISCHARGE OF GRZEGORZ ISSUER YES FOR FOR
KUCZYNSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #10.16: APPROVE DISCHARGE OF RADOSLAW ISSUER YES FOR FOR
OSINSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #10.17: APPROVE DISCHARGE OF MIECZYSLAW ISSUER YES FOR FOR
SAWARYN (SUPERVISORY BOARD MEMBER)
PROPOSAL #10.18: APPROVE DISCHARGE OF ARTUR SKLADANEK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #10.19: APPROVE DISCHARGE OF MAREK WOSZCZYK ISSUER YES FOR FOR
(CEO)
PROPOSAL #10.20: APPROVE DISCHARGE OF DARIUSZ MARZEC ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #10.21: APPROVE DISCHARGE OF GRZEGORZ ISSUER YES FOR FOR
KRYSTEK (DEPUTY CEO)
PROPOSAL #10.22: APPROVE DISCHARGE OF JACEK DROZD ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #10.23: APPROVE DISCHARGE OF HENRYK ISSUER YES FOR FOR
BARANOWSKI (CEO)
PROPOSAL #10.24: APPROVE DISCHARGE OF RYSZARD WASILEK ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #10.25: APPROVE DISCHARGE OF BOLESLAW ISSUER YES FOR FOR
JANKOWSKI (DEPUTY CEO)
PROPOSAL #10.26: APPROVE DISCHARGE OF MAREK PASTUSZKO ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #10.27: APPROVE DISCHARGE OF EMIL WOJTOWICZ ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #10.28: APPROVE DISCHARGE OF MARTA GAJECKA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #10.29: APPROVE DISCHARGE OF PAWEL SLIWA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11: AMEND DEC. 14, 2016, EGM RESOLUTION RE: SHAREHOLDER YES FOR N/A
APPROVE REMUNERATION OF MEMBERS OF MANAGEMENT BOARD
PROPOSAL #12.1: AMEND STATUTE SHAREHOLDER YES FOR N/A
PROPOSAL #12.2: AMEND STATUTE RE: MANAGEMENT BOARD SHAREHOLDER YES FOR N/A
PROPOSAL #12.3: AMEND STATUTE RE: MANAGEMENT BOARD SHAREHOLDER YES FOR N/A
PROPOSAL #12.4: AMEND STATUTE RE: SUPERVISORY BOARD SHAREHOLDER YES FOR N/A
PROPOSAL #12.5: AMEND STATUTE RE: GENERAL MEETING SHAREHOLDER YES FOR N/A
PROPOSAL #12.6: AMEND STATUTE SHAREHOLDER YES FOR N/A
PROPOSAL #12.7: AMEND STATUTE SHAREHOLDER YES FOR N/A
PROPOSAL #12.8: AMEND STATUTE SHAREHOLDER YES FOR N/A
PROPOSAL #13: AUTHORIZE SUPERVISORY BOARD TO APPROVE ISSUER YES FOR FOR
CONSOLIDATED TEXT OF STATUTE
PROPOSAL #14.1: APPROVE DISPOSAL OF COMPANY'S ASSETS SHAREHOLDER YES FOR N/A
PROPOSAL #14.2: APPROVE REGULATIONS ON AGREEMENTS FOR SHAREHOLDER YES FOR N/A
LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS
SERVICES, AND SOCIAL COMMUNICATION SERVICES, AND
MANAGEMENT ADVISORY SERVICES
PROPOSAL #14.3: APPROVE REGULATIONS ON AGREEMENTS FOR SHAREHOLDER YES FOR N/A
DONATIONS, DEBT EXEMPTIONS, AND SIMILAR AGREEMENTS
PROPOSAL #14.4: APPROVE REGULATIONS ON DISPOSAL OF SHAREHOLDER YES FOR N/A
ASSETS
PROPOSAL #14.5: APPROVE OBLIGATION OF PUBLICATION OF SHAREHOLDER YES FOR �� N/A
STATEMENTS ON EXPENSES RELATED TO REPRESENTATION,
LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS
SERVICES, SOCIAL COMMUNICATION SERVICES, AND
MANAGEMENT ADVISORY SERVICES
PROPOSAL #14.6: APPROVE REQUIREMENTS FOR CANDIDATES SHAREHOLDER YES FOR N/A
TO MANAGEMENT BOARD
PROPOSAL #14.7: APPROVE REGULATIONS ON ELECTION AND SHAREHOLDER YES FOR N/A
RECRUITMENT PROCESS OF MANAGEMENT BOARD MEMBERS
PROPOSAL #14.8: APPROVE FULFILMENT OF OBLIGATIONS SHAREHOLDER YES FOR N/A
FROM ARTICLES 17.7, 18.2, 20, AND 23 OF ACT ON STATE
PROPERTY MANAGEMENT
PROPOSAL #15.1: RECALL SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #15.2: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PhosAgro OJSC
TICKER: PHOR CUSIP: 71922G209
MEETING DATE: 7/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INTERIM DIVIDENDS OF RUB 63 PER ISSUER YES FOR FOR
SHARE FOR FIRST THREE MONTHS OF FISCAL 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PhosAgro OJSC
TICKER: PHOR CUSIP: 71922G209
MEETING DATE: 10/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES AGAINST AGAINST
GENERAL MEETINGS
PROPOSAL #2: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #3: APPROVE INTERIM DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES AGAINST AGAINST
SUPPLEMENT TO GUARANTEE AGREEMENT
PROPOSAL #5: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES AGAINST AGAINST
SUPPLEMENT TO GUARANTEE AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PhosAgro PJSC
TICKER: PHOR CUSIP: 71922G209
MEETING DATE: 1/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND CHARTER ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE DIVIDENDS OF RUB 39 PER SHARE �� ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE LARGE-SCALE RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #3.2: APPROVE LARGE-SCALE RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #3.3: APPROVE LARGE-SCALE RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PhosAgro PJSC
TICKER: PHOR CUSIP: 71922G209
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 30 PER SHARE
PROPOSAL #4.1: ELECT IGOR ANTOSHIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.2: ELECT MAKSIM VOLKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.3: ELECT ANDREY A. GURYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT ANDREY G. GURYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.5: ELECT YURY KRUGOVYKH AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT VLADIMIR LITVINENKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.7: ELECT SVEN OMBUDSTVEDT AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.8: ELECT ROMAN OSIPOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.9: ELECT JAMES BEELAND ROGERS, JR. AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #4.10: ELECT IVAN RODIONOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.11: ELECT MARCUS J. RHODES AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.12: ELECT MIKHAIL RYBNIKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.13: ELECT ALEKSANDR SHARABAYKO AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #5.1: ELECT EKATERINA VIKTOROVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.2: ELECT GALINA KALININA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.3: ELECT PAVEL SINITSA AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #6: RATIFY FBK AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PICC Property and Casualty Co., Ltd.
TICKER: 2328 CUSIP: Y6975Z103
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG HE AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PICC Property and Casualty Co., Ltd.
TICKER: 02328 CUSIP: Y6975Z103
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND AUDITOR'S REPORT
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2017 DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 SUPERVISORS' FEES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
INTERNATIONAL AUDITOR AND DELOITTE TOUCHE TOHMATSU
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pick n Pay Holdings Limited
TICKER: PWK CUSIP: S60726106
MEETING DATE: 7/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT ERNST & YOUNG INC. AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #2.1: RE-ELECT GARETH ACKERMAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: RE-ELECT HUGH HERMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT DAVID ROBINS AS ALTERNATE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2.4: RE-ELECT SUZANNE ACKERMAN-BERMAN AS ISSUER YES AGAINST AGAINST
ALTERNATE DIRECTOR
PROPOSAL #2.5: RE-ELECT JONATHAN ACKERMAN AS ISSUER YES AGAINST AGAINST
ALTERNATE DIRECTOR
PROPOSAL #3.1: RE-ELECT RENE DE WET AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT JEFF VAN ROOYEN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT HUGH HERMAN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #1: APPROVE ENDORSEMENT OF REMUNERATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1: APPROVE DIRECTORS' FEES FOR THE 2017 AND ISSUER YES FOR FOR
2018 ANNUAL FINANCIAL PERIODS
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pick n Pay Holdings Limited
TICKER: PWK CUSIP: S60726106
MEETING DATE: 7/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE UNBUNDLING AND CONSEQUENT ISSUER YES FOR FOR
DISPOSAL OF ALL OR A GREATER PART OF THE COMPANY'S
ASSETS
PROPOSAL #2: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3: AMEND EMPLOYEE SHARE SCHEMES ISSUER YES FOR FOR
PROPOSAL #4: ADOPT NEW MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #1: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pick n Pay Stores Ltd
TICKER: PIK CUSIP: S60947108
MEETING DATE: 7/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH MALCOLM RAPSON AS THE DESIGNATED
PARTNER
PROPOSAL #2.1: RE-ELECT HUGH HERMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT LORATO PHALATSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT JEFF VAN ROOYEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DAVID FRIEDLAND AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: RE-ELECT JEFF VAN ROOYEN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT HUGH HERMAN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT AUDREY MOTHUPI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.4: ELECT DAVID FRIEDLAND AS MEMBER OF THE ISSUER YES AGAINST AGAINST
AUDIT COMMITTEE
PROPOSAL #1: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #1: APPROVE DIRECTORS' FEES FOR THE 2017 AND ISSUER YES FOR FOR
2018 ANNUAL FINANCIAL PERIODS
PROPOSAL #2.1: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
RELATED OR INTER-RELATED COMPANIES OR CORPORATIONS
PROPOSAL #2.2: APPROVE FINANCIAL ASSISTANCE TO AN ISSUER YES FOR FOR
EMPLOYEE OF THE COMPANY OR ITS SUBSIDIARIES
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4: AUTHORISE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pick n Pay Stores Ltd
TICKER: PIK CUSIP: S60947108
MEETING DATE: 7/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT NEW MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #2: AUTHORISE THE ISSUE AND ALLOTMENT OF B ISSUER YES FOR FOR
SHARES TO THE CONTROLLING SHAREHOLDERS
PROPOSAL #3: AMEND EMPLOYEE SHARE SCHEMES ISSUER YES FOR FOR
PROPOSAL #1: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pidilite Industries Limited
TICKER: 500331 CUSIP: Y6977T139
MEETING DATE: 9/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT A B PAREKH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT SABYASCHI PATNAIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: ELECT VINOD KUMAR DASAR AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CONTINUATION OF APPOINTMENT OF M ISSUER YES FOR FOR
B PAREK AS EXECUTIVE CHAIRMAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pigeon Corp.
TICKER: 7956 CUSIP: J63739106
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 28
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pilot Corp.
TICKER: 7846 CUSIP: J6378K106
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ITO, SHU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WATANABE, HIROMOTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HORIGUCHI, YASUO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHIRAKAWA, MASAKAZU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIMURA, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TANAKA, SANAE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MASUDA, SHINZO ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR KOKUBO, YOSHIO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ping An Insurance (Group) Co. of China, Ltd.
TICKER: 2318 CUSIP: Y69790106
MEETING DATE: 8/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVIEW OF THE PROVISION OF ISSUER YES FOR FOR
ASSURED ENTITLEMENT ONLY TO H SHAREHOLDERS OF THE
COMPANY IN RESPECT OF OVERSEAS LISTING OF PING AN
SECURITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ping An Insurance (Group) Co. of China, Ltd.
TICKER: 2318 CUSIP: Y69790106
MEETING DATE: 8/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVIEW OF OVERSEAS LISTING ISSUER YES FOR FOR
PROPOSAL OF PING AN SECURITIES
PROPOSAL #2: APPROVE REVIEW OF OVERSEAS LISTING OF ISSUER YES FOR FOR
PING AN SECURITIES - COMPLIANCE WITH RELEVANT
PROVISIONS
PROPOSAL #3: APPROVE REVIEW OF COMPANY'S UNDERTAKINGS ISSUER YES FOR FOR
TO MAINTAIN ITS INDEPENDENT LISTING STATUS
PROPOSAL #4: APPROVE REVIEW OF SUSTAINABLE ISSUER YES FOR FOR
PROFITABILITY STATEMENT AND PROSPECT
PROPOSAL #5: APPROVE REVIEW OF AUTHORIZATION ISSUER YES FOR FOR
CONCERNING OVERSEAS LISTING OF PING AN SECURITIES
PROPOSAL #6: APPROVE ADJUSTMENT OF THE REMUNERATION ISSUER YES FOR FOR
OF NON-EXECUTIVE DIRECTORS
PROPOSAL #7: APPROVE ADJUSTMENT OF THE REMUNERATION ISSUER YES FOR FOR
OF NON-EMPLOYEE REPRESENTATIVE SUPERVISORS
PROPOSAL #8: APPROVE REVIEW OF THE PROVISION OF ISSUER YES FOR FOR
ASSURED ENTITLEMENT ONLY TO H SHAREHOLDERS OF THE
COMPANY IN RESPECT OF OVERSEAS LISTING OF PING AN
SECURITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ping An Insurance (Group) Co. of China, Ltd.
TICKER: 2318 CUSIP: Y69790106
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #4: APPROVE 2016 REPORT OF THE AUDITORS AND ISSUER YES FOR FOR
THE AUDITED FINANCIAL STATEMENTS
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND DISTRIBUTION OF FINAL DIVIDENDS
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS THE PRC AUDITOR AND
PRICEWATERHOUSECOOPERS AS THE INTERNATIONAL AUDITOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: ELECT OUYANG HUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUTOHOME INC. SHARE INCENTIVE ISSUER YES FOR FOR
PLAN
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pioneer Food Group Ltd
TICKER: PFG CUSIP: S6279F107
MEETING DATE: 2/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
INCORPORATED AS AUDITORS OF THE COMPANY WITH DUNCAN
ADRIAANS AS THE INDIVIDUAL AUDITOR AND AUTHORISE
THEIR REMUNERATION
PROPOSAL #2: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT MOHAMMAD KARAAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT GERRIT PRETORIUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ANDILE SANGQU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT NORMAN CELLIERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT LINDIWE MTHIMUNYE-BAKORO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: RE-ELECT NORMAN THOMSON AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #9: ELECT SANGO NTSALUBA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #10: ELECT LINDIWE MTHIMUNYE-BAKORO AS ISSUER YES FOR FOR
MEMBER OF THE AUDIT COMMITTEE
PROPOSAL #11: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #12: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #13: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
PROPOSAL #14: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 44 OF THE COMPANIES ACT
PROPOSAL #15: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #16: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Piraeus Bank SA
TICKER: TPEIR CUSIP: X06397180
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPOINT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO PARTICIPATE IN ISSUER YES FOR FOR
COMPANIES WITH SIMILAR BUSINESS INTERESTS
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Piramal Enterprises Limited
TICKER: 500302 CUSIP: Y6941N101
MEETING DATE: 8/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT SWATI A. PIRAMAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICE WATERHOUSE AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE INCREASE IN THRESHOLD OF LOANS, ISSUER YES FOR FOR
GUARANTEES, AND/OR SECURITIES IN OTHER BODY CORPORATE
PROPOSAL #6: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PURCHASE OF OFFICE PREMISES FROM ISSUER YES FOR FOR
PRL AGASTYA PRIVATE LIMITED
PROPOSAL #8: APPROVE COMMISSION REMUNERATION FOR NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #9: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Piramal Enterprises Limited
TICKER: 500302 CUSIP: Y6941N101
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Platinum Asset Management Ltd
TICKER: PTM CUSIP: Q7587R108
MEETING DATE: 11/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ANNE LOVERIDGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT ANDREW CLIFFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ELIZABETH NORMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PLDT Inc.
TICKER: TEL CUSIP: Y7072Q103
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016
PROPOSAL #2.1: ELECT BERNIDO H. LIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ARTEMIO V. PANGANIBAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT PEDRO E. ROXAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT HELEN Y. DEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT RAY C. ESPINOSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT JAMES L. GO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT HIDEAKI OZAKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT MANUEL V. PANGILINAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT MA. LOURDES C. RAUSA-CHAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.10: ELECT ALBERT F. DEL ROSARIO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.11: ELECT ATSUHISA SHIRAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT AMADO D. VALDEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT MARIFE B. ZAMORA AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pola Orbis Holdings Inc
TICKER: 4927 CUSIP: J6388P103
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 110
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Polski Koncern Naftowy Orlen SA
TICKER: PKN CUSIP: X6922W204
MEETING DATE: 1/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #6: APPROVE REMUNERATION POLICY FOR SHAREHOLDER YES AGAINST AGAINST
MANAGEMENT BOARD MEMBERS
PROPOSAL #7: APPROVE REMUNERATION POLICY FOR SHAREHOLDER YES AGAINST AGAINST
SUPERVISORY BOARD MEMBERS
PROPOSAL #8.1: RECALL SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #8.2: ELECT SUPERVISORY BOARD MEMBER �� SHAREHOLDER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Polski Koncern Naftowy Orlen SA
TICKER: PKN CUSIP: X6922W204
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #10: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S AND GROUP'S OPERATIONS
PROPOSAL #11: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #13: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 3 PER SHARE
PROPOSAL #14.1: APPROVE DISCHARGE OF WOJCIECH ISSUER YES FOR FOR
JASINSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #14.2: APPROVE DISCHARGE OF MIROSLAW ISSUER YES FOR FOR
KOCHALSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #14.3: APPROVE DISCHARGE OF SLAWOMIR ISSUER YES FOR FOR
JEDRZEJCZYK (MANAGEMENT BOARD MEMBER)
PROPOSAL #14.4: APPROVE DISCHARGE OF KRYSTIAN PATER ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #14.5: APPROVE DISCHARGE OF ZBIGNIEW ISSUER YES FOR FOR
LESZCZYNSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #14.6: APPROVE DISCHARGE OF PIOTR CHELMINSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #14.7: APPROVE DISCHARGE OF MAREK PODSTAWA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #15.1: APPROVE DISCHARGE OF ANGELINA SAROTA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.2: APPROVE DISCHARGE OF RADOSLAW ISSUER YES FOR FOR
KWASNICKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.3: APPROVE DISCHARGE OF LESZEK PAWLOWICZ ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.4: APPROVE DISCHARGE OF GRZEGORZ ISSUER YES FOR FOR
BOROWIEC (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.5: APPROVE DISCHARGE OF ARTUR GABOR ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.6: APPROVE DISCHARGE OF CEZARY ISSUER YES FOR FOR
BANASINSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.7: APPROVE DISCHARGE OF CEZARY MOZENSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.8: APPROVE DISCHARGE OF ADAM AMBROZIK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.9: APPROVE DISCHARGE OF REMIGIUSZ ISSUER YES FOR FOR
NOWAKOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.10: APPROVE DISCHARGE OF MATEUSZ ISSUER YES FOR FOR
BOCHACIK (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.11: APPROVE DISCHARGE OF ADRIAN ISSUER YES FOR FOR
DWORZYNSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.12: APPROVE DISCHARGE OF AGNIESZKA ISSUER YES FOR FOR
KRZETOWSKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.13: APPROVE DISCHARGE OF ARKADIUSZ SIWEK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.14: APPROVE DISCHARGE OF WIESLAW ISSUER YES FOR FOR
PROTASEWICZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #16: AMEND JAN. 24, 2017, EGM RESOLUTION RE: SHAREHOLDER YES AGAINST N/A
REMUNERATION POLICY FOR MANAGEMENT BOARD MEMBERS
PROPOSAL #17: APPROVE CHANGES IN COMPOSITION OF SHAREHOLDER YES AGAINST N/A
SUPERVISORY BOARD
PROPOSAL #18: AMEND STATUTE SHAREHOLDER YES AGAINST N/A
PROPOSAL #19.1: APPROVE DISPOSAL OF COMPANY'S ASSETS SHAREHOLDER YES AGAINST N/A
PROPOSAL #19.2: APPROVE REGULATIONS ON AGREEMENTS FOR SHAREHOLDER YES AGAINST N/A
LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS
SERVICES, AND SOCIAL COMMUNICATION SERVICES
PROPOSAL #19.3: APPROVE REGULATIONS ON AGREEMENTS FOR SHAREHOLDER YES AGAINST N/A
DONATIONS, DEBT EXEMPTIONS, AND SIMILAR AGREEMENTS
PROPOSAL #19.4: APPROVE REGULATIONS ON DISPOSAL OF SHAREHOLDER YES AGAINST N/A
ASSETS
PROPOSAL #19.5: APPROVE OBLIGATION OF PUBLICATION OF SHAREHOLDER YES AGAINST N/A
STATEMENTS ON EXPENSES RELATED TO REPRESENTATION,
LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS
SERVICES, SOCIAL COMMUNICATION SERVICES, AND
MANAGEMENT ADVISORY SERVICES
PROPOSAL #19.6: APPROVE REQUIREMENTS FOR CANDIDATES SHAREHOLDER YES AGAINST N/A
TO MANAGEMENT BOARD
PROPOSAL #19.7: APPROVE FULFILMENT OF OBLIGATIONS SHAREHOLDER YES AGAINST N/A
FROM ARTICLES 17.7, 18.2, 20, AND 23 OF ACT ON STATE
PROPERTY MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Polskie Gornictwo Naftowe i Gazownictwo S.A. (PGNiG)
TICKER: PGN CUSIP: X6582S105
MEETING DATE: 8/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ACQUISITION OF SHARES OF BIURO ISSUER YES AGAINST AGAINST
STUDIOW I PROJEKTOW GAZOWNICTWA GAZOPROJEKT FROM
PGNIG TECHNOLOGIE SA
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORY SHAREHOLDER YES AGAINST N/A
BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Polskie Gornictwo Naftowe i Gazownictwo S.A. (PGNiG)
TICKER: PGN CUSIP: X6582S105
MEETING DATE: 11/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: AMEND EGM AUG. 25, 2016, RESOLUTION RE: ISSUER YES AGAINST AGAINST
AUTHORIZE SHARE REPURCHASE PROGRAM AND CANCELLATION
OF REPURCHASED SHARES
PROPOSAL #7: APPROVE PURCHASE OF ORIENT HOTEL FOR IN- ISSUER YES FOR FOR
KIND CONTRIBUTION
PROPOSAL #8.1: APPROVE SHARE CANCELLATION ISSUER YES FOR FOR
PROPOSAL #8.2: APPROVE REDUCTION IN SHARE CAPITAL AND ISSUER YES FOR FOR
CREATION OF CAPITAL RESERVE
PROPOSAL #9: AMEND STATUTE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE STRUCTURE OF REMUNERATION OF SHAREHOLDER YES AGAINST N/A
MANAGEMENT BOARD
PROPOSAL #11: APPROVE CHANGES IN COMPOSITION OF SHAREHOLDER YES AGAINST N/A
SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Polskie Gornictwo Naftowe i Gazownictwo S.A. (PGNiG)
TICKER: PGN CUSIP: X6582S105
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND MANAGEMENT BOARD REPORT ON COMPANY'S
AND GROUP'S OPERATIONS
PROPOSAL #8.1: APPROVE DISCHARGE OF PIOTR WOZNIAK ISSUER YES FOR FOR
(CEO)
PROPOSAL #8.2: APPROVE DISCHARGE OF RADOSLAW BARTOSIK ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.3: APPROVE DISCHARGE OF JANUSZ KOWALSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.4: APPROVE DISCHARGE OF LUKASZ KROPLEWSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.5: APPROVE DISCHARGE OF BOGUSLAW MARZEC ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.6: APPROVE DISCHARGE OF MICHAL PIETRZYK ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.7: APPROVE DISCHARGE OF MACIEJ WOZNIAK ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.8: APPROVE DISCHARGE OF WALDEMAR WOJCIK ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #9.1: APPROVE DISCHARGE OF GRZEGORZ ISSUER YES FOR FOR
NAKONIECZNY (SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #9.2: APPROVE DISCHARGE OF BARTLOMIEJ NOWAK ISSUER YES FOR FOR
(SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #9.3: APPROVE DISCHARGE OF WOJCIECH ISSUER YES FOR FOR
BIENKOWSKI (SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #9.4: APPROVE DISCHARGE OF SLAWOMIR BOROWIEC ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.5: APPROVE DISCHARGE OF MATEUSZ BOZNANSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.6: APPROVE DISCHARGE OF ANDRZEJ GONET ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.7: APPROVE DISCHARGE OF KRZYSZTOF ROGALA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.8: APPROVE DISCHARGE OF PIOTR SPRZACZAK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.9: APPROVE DISCHARGE OF RYSZARD WASOWICZ ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.10: APPROVE DISCHARGE OF ANNA WELLISZ ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.11: APPROVE DISCHARGE OF PIOTR WOZNIAK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.12: APPROVE DISCHARGE OF MAGDALENA ISSUER YES FOR FOR
ZEGARSKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 0.20 PER SHARE
PROPOSAL #11.1: RECALL SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #11.2: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE PURCHASE OF REAL ESTATE ISSUER YES FOR FOR
PROPERTY FROM GEOFIZYKA KRAKOW S.A.
PROPOSAL #13: AMEND STATUTE SHAREHOLDER YES AGAINST N/A
PROPOSAL #14: AMEND NOV. 24, 2016, EGM RESOLUTION RE: SHAREHOLDER YES AGAINST N/A
REMUNERATION POLICY FOR MANAGEMENT BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Poly Property Group Co., Ltd.
TICKER: 119 CUSIP: Y7064G105
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: ELECT WANG XU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2B: ELECT ZHU WEIRONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2C: ELECT CHOY SHU KWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2D: ELECT WONG KA LUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2E: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE BDO LIMITED AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Polymetal International Plc
TICKER: POLY CUSIP: G7179S101
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT BOBBY GODSELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT VITALY NESIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT KONSTANTIN YANAKOV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT MARINA GRONBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JEAN-PASCAL DUVIEUSART AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: RE-ELECT JONATHAN BEST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT RUSSELL SKIRROW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT LEONARD HOMENIUK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT CHRISTINE COIGNARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Porto Seguro SA
TICKER: PSSA3 CUSIP: P7905C107
MEETING DATE: 12/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 12 RE: BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Porto Seguro SA
TICKER: PSSA3 CUSIP: P7905C107
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BOARD DELIBERATIONS RE: INTEREST- ISSUER YES FOR FOR
ON-CAPITAL-STOCK-PAYMENTS
PROPOSAL #4: APPROVE DATE OF INTEREST-ON-CAPITAL- ISSUER YES FOR FOR
STOCK PAYMENTS
PROPOSAL #5: ELECT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
OFFICERS, NON-EXECUTIVE DIRECTORS, AND AUDIT
COMMITTEE MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Porto Seguro SA
TICKER: PSSA3 CUSIP: P7905C107
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES AND ISSUER YES FOR FOR
AMEND ARTICLE 5 TO REFLECT CHANGES IN CAPITAL
PROPOSAL #2: AMEND ARTICLES 16, 22 AND INCLUDE ISSUER YES FOR FOR
PARAGRAPH 5 TO ARTICLE 22
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: POSCO
TICKER: A005490 CUSIP: 693483109
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1a: ELECT KIM SHIN-BAE AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1b: ELECT JANG SEUNG-HWA AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1c: ELECT JEONG MOON-GI AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2a: ELECT JANG SEUNG-HWA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.2b: ELECT JEONG MOON-GI AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.3a: ELECT KWON OH-JOON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3b: ELECT OH IN-HWAN AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3c: ELECT CHOI JEONG-WOO AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3d: ELECT JANG IN-HWA AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3e: ELECT YOO SEONG AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: POSCO
TICKER: A005490 CUSIP: Y70750115
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1.1: ELECT KIM SHIN-BAE AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1.2: ELECT JANG SEUNG-HWA AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1.3: ELECT JEONG MOON-GI AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2.1: ELECT JANG SEUNG-HWA AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.2.2: ELECT JEONG MOON-GI AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.3.1: ELECT KWON OH-JOON AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3.2: ELECT OH IN-HWAN AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3.3: ELECT CHOI JEONG-WOO AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3.4: ELECT JANG IN-HWA AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3.5: ELECT YOO SEONG AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Posco Daewoo Corporation
TICKER: A047050 CUSIP: Y1911C102
MEETING DATE: 3/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1.1: ELECT KIM YEONG-SANG AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1.2: ELECT JEON GOOK-HWAN AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT JEONG TAK AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #3.3.1: ELECT CHOI DO-SEONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3.2: ELECT SONG BYEONG-JOON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT CHOI DO-SEONG AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: ELECT SONG BYEONG-JOON AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Postal Savings Bank of China Co., Ltd.
TICKER: 1658 CUSIP: ADPV37746
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL
PROPOSAL #6.1: ELECT LIU YUE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT DING XIANGMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT HU XIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION PLAN FOR NEW ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: AMEND RULES OF PROCEDURES OF ISSUER YES FOR FOR
SHAREHOLDERS' GENERAL MEETINGS
PROPOSAL #10.1: APPROVE TYPE OF PREFERENCE SHARES TO ISSUER YES FOR FOR
BE ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #10.2: APPROVE NUMBER OF PREFERENCE SHARES ISSUER YES FOR FOR
TO BE ISSUED AND ISSUE SIZE IN RELATION TO THE NON-
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #10.3: APPROVE PAR VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #10.4: APPROVE MATURITY IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #10.5: APPROVE METHOD OF ISSUANCE AND TARGET ISSUER YES FOR FOR
INVESTORS IN RELATION TO THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #10.6: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
PROPOSAL #10.7: APPROVE DIVIDEND DISTRIBUTION TERMS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #10.8: APPROVE TERMS OF MANDATORY CONVERSION ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #10.9: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #10.10: APPROVE RESTRICTIONS ON VOTING ISSUER YES FOR FOR
RIGHTS AND TERMS OF RESTORATION OF VOTING RIGHTS IN
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #10.11: APPROVE ORDER OF DISTRIBUTION ON ISSUER YES FOR FOR
LIQUIDATION AND PROCEDURES FOR LIQUIDATION IN
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #10.12: APPROVE RATING ARRANGEMENTS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #10.13: APPROVE SECURITY IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #10.14: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES
PROPOSAL #10.15: APPROVE LISTING/TRADING ARRANGEMENTS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #10.16: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION FOR THE ISSUANCE OF OFFSHORE PREFERENCE
SHARES
PROPOSAL #10.17: APPROVE AUTHORIZATION TO THE BOARD ISSUER YES FOR FOR
AND ITS AUTHORIZED PERSONS TO HANDLE ALL MATTERS
RELATING TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Postal Savings Bank of China Co., Ltd.
TICKER: 1658 CUSIP: ADPV37746
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TYPE OF PREFERENCE SHARES TO BE ISSUER YES FOR FOR
ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #2: APPROVE NUMBER OF PREFERENCE SHARES TO ISSUER YES FOR FOR
BE ISSUED AND ISSUE SIZE IN RELATION TO THE NON-
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #3: APPROVE PAR VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #4: APPROVE MATURITY IN RELATION TO THE NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #5: APPROVE METHOD OF ISSUANCE AND TARGET ISSUER YES FOR FOR
INVESTORS IN RELATION TO THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #6: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #7: APPROVE DIVIDEND DISTRIBUTION TERMS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #8: APPROVE TERMS OF MANDATORY CONVERSION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #9: APPROVE TERMS OF CONDITIONAL REDEMPTION ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #10: APPROVE RESTRICTIONS ON VOTING RIGHTS ISSUER YES FOR FOR
AND TERMS OF RESTORATION OF VOTING RIGHTS IN RELATION
TO THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES
PROPOSAL #11: APPROVE ORDER OF DISTRIBUTION ON ISSUER YES FOR FOR
LIQUIDATION AND PROCEDURES FOR LIQUIDATION IN
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #12: APPROVE RATING ARRANGEMENTS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES
PROPOSAL #13: APPROVE SECURITY IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #14: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #15: APPROVE LISTING/TRADING ARRANGEMENTS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #16: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION FOR THE ISSUANCE OF OFFSHORE PREFERENCE
SHARES
PROPOSAL #17: APPROVE AUTHORIZATION TO THE BOARD AND ISSUER YES FOR FOR
ITS AUTHORIZED PERSONS TO HANDLE ALL MATTERS RELATING
TO THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: POSTE ITALIANE SPA
TICKER: PST CUSIP: T7S697106
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT 9 ISSUER YES FOR FOR
PROPOSAL #4: FIX BOARD TERMS FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5.1: SLATE 1 SUBMITTED BY MINISTRY OF SHAREHOLDER NO N/A N/A
ECONOMY AND FINANCE
PROPOSAL #5.2: SLATE 2 SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #6: ELECT BIANCA MARIA FARINA AS BOARD CHAIR SHAREHOLDER YES FOR N/A
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #8: APPOINT ANTONIO SANTI AS ALTERNATE SHAREHOLDER YES FOR N/A
INTERNAL STATUTORY AUDITOR
PROPOSAL #9: APPROVE INCENTIVE BONUS PLAN 2017 ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Potash Corporation of Saskatchewan Inc.
TICKER: POT CUSIP: 73755L107
MEETING DATE: 11/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT WITH AGRIUM ISSUER YES FOR FOR
INC.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Potash Corporation of Saskatchewan Inc.
TICKER: POT CUSIP: 73755L107
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER M. BURLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD G. CHYNOWETH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. ESTEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERALD W. GRANDEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR C. STEVEN HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALICE D. LABERGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CONSUELO E. MADERE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH G. MARTELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AARON W. REGENT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOCHEN E. TILK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ZOE A. YUJNOVICH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pou Chen Corporation
TICKER: 9904 CUSIP: Y70786101
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Power Assets Holdings Ltd.
TICKER: 6 CUSIP: Y7092Q109
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSORTIUM FORMATION AGREEMENT ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Power Assets Holdings Ltd.
TICKER: 6 CUSIP: Y7092Q109
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT FOK KIN NING, CANNING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ANDREW JOHN HUNTER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3c: ELECT IP YUK-KEUNG, ALBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT LI TZAR KUOI, VICTOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT TSAI CHAO CHUNG, CHARLES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR �� FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Power Corporation of Canada
TICKER: POW CUSIP: 739239101
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PIERRE BEAUDOIN, MARCEL R. COUTU, ISSUER YES WITHHOLD AGAINST
ANDRE DESMARAIS, PAUL DESMARAIS, JR., GARY ALBERT
DOER, ANTHONY R. GRAHAM, J. DAVID A. JACKSON,
ISABELLE MARCOUX, CHRISTIAN NOYER, R. JEFFREY ORR, T.
TIMOTHY RYAN, JR., AND EMOKE J.E. SZATHMARY AS DIREC
PROPOSAL #1.1: ELECT DIRECTOR PIERRE BEAUDOIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARCEL R. COUTU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDRE DESMARAIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PAUL DESMARAIS, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR GARY ALBERT DOER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY R. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. DAVID A. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ISABELLE MARCOUX ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTIAN NOYER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR R. JEFFREY ORR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR T. TIMOTHY RYAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR EMOKE J.E. SZATHMARY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: SP 1: DISCLOSE VOTING RESULTS SEPARATELY SHAREHOLDER YES AGAINST FOR
FOR EACH CLASS
PROPOSAL #4: SP 2: ADVISORY VOTE TO RATIFY NAMED SHAREHOLDER YES AGAINST FOR
EXECUTIVE OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Power Finance Corporation Ltd.
TICKER: PFC CUSIP: Y7082R109
MEETING DATE: 8/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDENDS AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT R. NAGARAJAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ELECT D. RAVI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE ISSUANCE OF DEBT SECURITIES ISSUER YES FOR FOR
PROPOSAL #8: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #9: APPROVE BONUS ISSUE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Power Financial Corporation
TICKER: PWF CUSIP: 73927C100
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MARC A. BIBEAU, ANDRE DESMARAIS, ISSUER YES WITHHOLD AGAINST
PAUL DESMARAIS, JR., GARY ALBERT DOER, GERALD FRERE,
ANTHONY R. GRAHAM, J. DAVID A. JACKSON, R. JEFFREY
ORR, LOUISE ROY, RAYMOND ROYER, T. TIMOTHY RYAN, JR.,
AND EMOKE J.E. SZATHMARY AS DIRECTORS
PROPOSAL #1.1: ELECT DIRECTOR MARC A. BIBEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDRE DESMARAIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR PAUL DESMARAIS, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR GARY ALBERT DOER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERALD FRERE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY R. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. DAVID A. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. JEFFREY ORR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LOUISE ROY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RAYMOND ROYER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR T. TIMOTHY RYAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR EMOKE J.E. SZATHMARY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Power Grid Corporation of India Ltd
TICKER: 532898 CUSIP: Y7028N105
MEETING DATE: 9/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: NOTE THE INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT PRADEEP KUMAR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT JYOTI ARORA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
STATUTORY AUDITORS
PROPOSAL #6: ELECT JAGDISH ISHWARBHAI PATEL AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE ISSUANCE OF BONDS UNDER ISSUER YES FOR FOR
PRIVATE PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Powszechna Kasa Oszczednosci Bank Polski SA
TICKER: PKO CUSIP: X6919X108
MEETING DATE: 3/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION POLICY FOR SHAREHOLDER YES FOR N/A
MANAGEMENT BOARD MEMBERS
PROPOSAL #6: APPROVE REMUNERATION POLICY FOR SHAREHOLDER YES FOR N/A
SUPERVISORY BOARD MEMBERS
PROPOSAL #7: AMEND STATUTE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Powszechna Kasa Oszczednosci Bank Polski SA
TICKER: PKO CUSIP: X6919X108
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS
PROPOSAL #8.2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #8.3: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS
PROPOSAL #8.4: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #8.5: APPROVE SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #8.6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8.7a: APPROVE DISCHARGE OF ZBIGNIEW ISSUER YES FOR FOR
JAGIELLO (CEO)
PROPOSAL #8.7b: APPROVE DISCHARGE OF JANUSZ DERDA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.7c: APPROVE DISCHARGE OF BARTOSZ ISSUER YES FOR FOR
DRABIKOWSKI (DEPUTY CEO)
PROPOSAL #8.7d: APPROVE DISCHARGE OF MAKS KRACZKOWSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.7e: APPROVE DISCHARGE OF MIECZYSLAW KROL ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.7f: APPROVE DISCHARGE OF PIOTR MAZUR ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.7g: APPROVE DISCHARGE OF JAKUB PAPIERSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.7h: APPROVE DISCHARGE OF JAN ROSCISZEWSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.7i: APPROVE DISCHARGE OF PIOTR ALICKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.7j: APPROVE DISCHARGE OF JAROSLAW MYJAK ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.7k: APPROVE DISCHARGE OF JACEK OBLEKOWSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.8a: APPROVE DISCHARGE OF PIOTR SADOWNIK ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #8.8b: APPROVE DISCHARGE OF GRAZYNA ISSUER YES FOR FOR
CIURZYNSKA (SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #8.8c: APPROVE DISCHARGE OF ZBIGNIEW HAJLASZ ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.8d: APPROVE DISCHARGE OF MIROSLAW BARSZCZ ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.8e: APPROVE DISCHARGE OF ADAM BUDNIKOWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.8f: APPROVE DISCHARGE OF WOJCIECH ISSUER YES FOR FOR
JASINSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #8.8g: APPROVE DISCHARGE OF ANDRZEJ ISSUER YES FOR FOR
KISIELEWICZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #8.8h: APPROVE DISCHARGE OF ELZBIETA ISSUER YES FOR FOR
MACZYNSKA-ZIEMACKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #8.8i: APPROVE DISCHARGE OF JANUSZ ISSUER YES FOR FOR
OSTASZEWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #8.8j: APPROVE DISCHARGE OF JERZY GORA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.8k: APPROVE DISCHARGE OF MIROSLAW CZEKAJ �� ISSUER YES FOR FOR
(SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #8.8l: APPROVE DISCHARGE OF PIOTR MARCZAK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.8m: APPROVE DISCHARGE OF MAREK ISSUER YES FOR FOR
MROCZKOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #8.8n: APPROVE DISCHARGE OF KRZYSZTOF KILIAN ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.8o: APPROVE DISCHARGE OF ZOFIA DZIK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.8p: APPROVE DISCHARGE OF MALGORZATA DEC- ISSUER YES FOR FOR
KRUCZKOWSKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #8.8q: APPROVE DISCHARGE OF AGNIESZKA ISSUER YES FOR FOR
WINNIK-KALEMBA (SUPERVISORY BOARD MEMBER)
PROPOSAL #10: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #11: AMEND STATUTE RE: CORPORATE PURPOSE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Powszechny Zaklad Ubezpieczen SA
TICKER: PZU CUSIP: X6919T107
MEETING DATE: 1/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION POLICY FOR MEMBERS SHAREHOLDER YES AGAINST N/A
OF MANAGEMENT BOARD
PROPOSAL #6: APPROVE REMUNERATION POLICY FOR MEMBERS SHAREHOLDER YES AGAINST N/A
OF SUPERVISORY BOARD
PROPOSAL #7: FIX SIZE OF SUPERVISORY BOARD SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.1: RECALL SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.2: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #9: APPROVE DECISION ON COVERING COSTS OF ISSUER YES AGAINST AGAINST
CONVOCATION OF GENERAL MEETING OF SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Powszechny Zaklad Ubezpieczen SA
TICKER: PZU CUSIP: X6919T107
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF SUBORDINATED BONDS ISSUER YES FOR FOR
PROPOSAL #6.1: RECALL SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #6.2: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Powszechny Zaklad Ubezpieczen SA
TICKER: PZU CUSIP: X6919T107
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #11: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS
PROPOSAL #13: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #14: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS
PROPOSAL #15: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 1.40 PER SHARE
PROPOSAL #16.1: APPROVE DISCHARGE OF PRZEMYSLAW ISSUER YES FOR FOR
DABROWSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #16.2: APPROVE DISCHARGE OF RAFAL GRODZICKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #16.3: APPROVE DISCHARGE OF ROGER HODGKISS ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #16.4: APPROVE DISCHARGE OF ANDRZEJ JAWORSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #16.5: APPROVE DISCHARGE OF SEBASTIAN KLIMEK ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #16.6: APPROVE DISCHARGE OF BEATA KOZLOWSKA- ISSUER YES FOR FOR
CHYLA (MANAGEMENT BOARD MEMBER)
PROPOSAL #16.7: APPROVE DISCHARGE OF MICHAL KRUPINSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #16.8: APPROVE DISCHARGE OF DARIUSZ KRZEWINA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #16.9: APPROVE DISCHARGE OF TOMASZ KULIK ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #16.10: APPROVE DISCHARGE OF ROBERT ISSUER YES FOR FOR
PIETRYSZYN (MANAGEMENT BOARD MEMBER)
PROPOSAL #16.11: APPROVE DISCHARGE OF MACIEJ ISSUER YES FOR FOR
RAPKIEWICZ (MANAGEMENT BOARD MEMBER)
PROPOSAL #16.12: APPROVE DISCHARGE OF PAWEL SUROWKA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #16.13: APPROVE DISCHARGE OF TOMASZ ISSUER YES FOR FOR
TARKOWSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #17.1: APPROVE DISCHARGE OF MARCIN ISSUER YES FOR FOR
CHLUDZINSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #17.2: APPROVE DISCHARGE OF ZBIGNIEW ISSUER YES FOR FOR
CWIAKALSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #17.3: APPROVE DISCHARGE OF ZBIGNIEW ISSUER YES FOR FOR
DERDZIUK (SUPERVISORY BOARD MEMBER)
PROPOSAL #17.4: APPROVE DISCHARGE OF DARIUSZ FILAR ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #17.5: APPROVE DISCHARGE OF MARCIN GARGAS ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #17.6: APPROVE DISCHARGE OF DARIUSZ KACPRZYK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #17.7: APPROVE DISCHARGE OF PAWEL KACZMAREK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #17.8: APPROVE DISCHARGE OF JAKUB KARNOWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #17.9: APPROVE DISCHARGE OF ELIGIUSZ ISSUER YES FOR FOR
KRZESNIAK (SUPERVISORY BOARD MEMBER)
PROPOSAL #17.10: APPROVE DISCHARGE OF ALEKSANDRA ISSUER YES FOR FOR
MAGACZEWSKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #17.11: APPROVE DISCHARGE OF ALOJZY NOWAK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #17.12: APPROVE DISCHARGE OF JERZY ISSUER YES FOR FOR
PALUCHNIAK (SUPERVISORY BOARD MEMBER)
PROPOSAL #17.13: APPROVE DISCHARGE OF PIOTR PASZKO ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #17.14: APPROVE DISCHARGE OF MACIEJ ISSUER YES FOR FOR
PIOTROWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #17.15: APPROVE DISCHARGE OF RADOSLAW ISSUER YES FOR FOR
POTRZESZCZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #17.16: APPROVE DISCHARGE OF PIOTR WALKOWIAK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #17.17: APPROVE DISCHARGE OF MACIEJ ISSUER YES FOR FOR
ZABOROWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #18: AMEND FEB. 8, 2017, EGM, RESOLUTION RE: SHAREHOLDER YES AGAINST N/A
REMUNERATION POLICY FOR MANAGEMENT BOARD MEMBERS
PROPOSAL #19: AMEND STATUTE SHAREHOLDER YES FOR N/A
PROPOSAL #20.1: RECALL SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #20.2: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PPB Group Berhad
TICKER: PPB CUSIP: Y70879104
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
THE FINANCIAL YEAR ENDED DECEMBER 31, 2016
PROPOSAL #3: APPROVE DIRECTORS' BENEFITS FOR THE ISSUER YES FOR FOR
PERIOD FROM JANUARY 31, 2017 TO MAY 31, 2018
PROPOSAL #4: ELECT LIM SOON HUAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT AHMAD RIZA BIN BASIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT OH SIEW NAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE MAZARS PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH
PGEO GROUP SDN BHD
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH KUOK BROTHERS SDN BERHAD
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PPC Ltd
TICKER: PPC CUSIP: S64165103
MEETING DATE: 8/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN AUTHORISED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: AUTHORISE ISSUANCE OF MORE THAN 30 ISSUER YES FOR FOR
PERCENT OF THE VOTING RIGHTS OF ALL PPC SHARES
PURSUANT TO THE PROPOSED RIGHTS OFFER
PROPOSAL #1: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS PURSUANT TO THE RIGHTS
PROPOSAL #2: APPROVE WAIVER OF MANDATORY OFFER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PPC Ltd
TICKER: PPC CUSIP: S64165103
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT NICKY GOLDIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT TODD MOYO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
THE AUDITORS
PROPOSAL #5: ELECT NICKY GOLDIN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #6: RE-ELECT TODD MOYO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #7: RE-ELECT TIM ROSS AS MEMBER OF THE AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #10: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES OR CORPORATIONS
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PPC Ltd
TICKER: PPC CUSIP: S64165103
MEETING DATE: 12/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE ISSUE OF CSG MATURITY DATE ISSUER YES FOR FOR
SUBSCRIPTION SHARES TO THE CSG FUNDING SPV
PROPOSAL #2: AUTHORISE ISSUE OF SBP MATURITY DATE ISSUER YES FOR FOR
SUBSCRIPTION SHARES TO THE SBP FUNDING SPV
PROPOSAL #3: APPROVE AMENDMENTS TO THE 2008 B-BBEE ISSUER YES FOR FOR
TRANSACTION AGREEMENTS
PROPOSAL #4: AUTHORISE ISSUE OF CSG ADDITIONAL SHARES ISSUER YES FOR FOR
TO THE CSG FUNDING SPV
PROPOSAL #5: AUTHORISE ISSUE OF SBP ADDITIONAL SHARES ISSUER YES FOR FOR
TO THE SBP FUNDING SPV
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PRADA S.p.A.
TICKER: 1913 CUSIP: T7733C101
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE FISCAL YEAR END ISSUER YES FOR FOR
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: President Chain Store Corp.
TICKER: 2912 CUSIP: Y7082T105
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS AND
REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Promotora y Operadora de Infraestructura S.A.B. de C.V.
TICKER: PINFRA * CUSIP: P7925L103
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Promotora y Operadora de Infraestructura S.A.B. de C.V.
TICKER: PINFRA * CUSIP: P7925L103
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD OF DIRECTORS REPORT ISSUER YES FOR FOR
PURSUANT TO ARTICLE 28 FRACTION IV OF MEXICAN
SECURITIES MARKET LAW
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #5: ELECT OR RATIFY DIRECTORS, MEMBERS AND ISSUER YES AGAINST AGAINST
CHAIRMEN OF AUDIT AND CORPORATE GOVERNANCE COMMITTEES
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE; APPROVE REPORT ON SHARE REPURCHASE PROGRAM
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ProSiebenSat.1 Media SE
TICKER: PSM CUSIP: D6216S143
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.90 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #6: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #7.1: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
PROSIEBENSAT.1 ZWANZIGSTE VERWALTUNGSGESELLSCHAFT MBH
PROPOSAL #7.2: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
PROSIEBENSAT.1 EINUNDZWANZIGSTE
VERWALTUNGSGESELLSCHAFT MBH
PROPOSAL #7.3: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
PROSIEBENSAT.1 SPORTS GMBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Provident Financial plc
TICKER: PFG CUSIP: G72783171
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ROBERT ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT PETER CROOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANDREW FISHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT MALCOLM LE MAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT STUART SINCLAIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MANJIT WOLSTENHOLME AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: ELECT ANDREA BLANCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT DAVID SEAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT JOHN STRAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #16: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Proximus Group
TICKER: PROX CUSIP: B6951K109
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDENDS OF EUR 1.50 PER SHARE
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SPECIAL DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
WHOSE MANDATE ENDED DURING FISCAL YEAR 2016
PROPOSAL #9: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: GRANT SPECIAL DISCHARGE TO GEERT ISSUER YES FOR FOR
VERSTRAETEN FOR FULFILLMENT OF HIS MANDATE AS
CHAIRMAN AND BOARD MEMBER OF EXTERNAL AUDITOR
PROPOSAL #11: GRANT SPECIAL DISCHARGE TO LUC CALLAERT ISSUER YES FOR FOR
FOR FULFILLMENT OF HIS MANDATE AS BOARD MEMBER OF
EXTERNAL AUDITOR
PROPOSAL #12: APPROVE DISCHARGE OF DELOITTE AS ISSUER YES FOR FOR
AUDITOR IN CHARGE OF CERTIFYING THE CONSOLIDATED
PROPOSAL #13: GRANT SPECIAL DISCHARGE TO GEERT ISSUER YES FOR FOR
VERSTRAETEN FOR FULFILLMENT OF HIS MANDATE AS BOARD
MEMBER OF EXTERNAL AUDITOR
PROPOSAL #14: REELECT PIERRE DEMUELENAERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ADOPT FINANCIAL STATEMENTS OF WIRELESS ISSUER YES FOR FOR
TECHNOLOGIES
PROPOSAL #17: APPROVE DISCHARGE OF DIRECTORS OF ISSUER YES FOR FOR
WIRELESS TECHNOLOGIES
PROPOSAL #18: APPROVE DISCHARGE OF AUDITORS OF ISSUER YES FOR FOR
WIRELESS TECHNOLOGIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prudential plc
TICKER: PRU CUSIP: G72899100
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REVISED REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: ELECT ANNE RICHARDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SIR HOWARD DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JOHN FOLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PENELOPE JAMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DAVID LAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PAUL MANDUCA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT KAIKHUSHRU NARGOLWALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: RE-ELECT NICOLAOS NICANDROU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ANTHONY NIGHTINGALE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: RE-ELECT PHILIP REMNANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT ALICE SCHROEDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT BARRY STOWE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT LORD TURNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT MICHAEL WELLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: RE-ELECT TONY WILKEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #20: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #21: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS TO INCLUDE REPURCHASED SHARES
PROPOSAL #24: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #25: AUTHORISE ISSUE OF EQUITY IN CONNECTION ISSUER YES FOR FOR
WITH THE ISSUE OF MANDATORY CONVERTIBLE SECURITIES
PROPOSAL #26: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH THE ISSUE OF
MANDATORY CONVERTIBLE SECURITIES
PROPOSAL #27: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #28: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prysmian S.p.A.
TICKER: PRY CUSIP: T7630L105
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: AUTHORIZE ISSUANCE OF SHARES WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS TO SERVICE CONVERTIBLE BONDS
RESERVED TO INSTITUTIONAL INVESTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PSG Group Ltd
TICKER: PSG CUSIP: S5959A107
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT PATRICK BURTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT FRANCOIS GOUWS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: RE-ELECT MARKUS JOOSTE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.1: RE-ELECT PATRICK BURTON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #2.2: RE-ELECT BRIDGITTE MATHEWS AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #2.3: RE-ELECT CHRIS OTTO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7.1: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
PROPOSAL #7.2: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 44 OF THE COMPANIES ACT
PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PSP Swiss Property AG
TICKER: PSPN CUSIP: H64687124
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 3.35 PER SHARE
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5.1: REELECT LUCIANO GABRIEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: REELECT CORINNE DENZLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: REELECT ADRIAN DUDLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: REELECT PETER FORSTMOSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: REELECT NATHAN HETZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: REELECT JOSEF STADLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: REELECT AVIRAM WERTHEIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LUCIANO GABRIEL AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #7.1: APPOINT PETER FORSTMOSER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #7.2: APPOINT ADRIAN DUDLE AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #7.3: APPOINT NATHAN HETZ AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #7.4: APPOINT JOSEF STADLER AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #8: APPROVE REMUNERATION OF BOARD OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 1 MILLION
PROPOSAL #9: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 4.5 MILLION
PROPOSAL #10: RATIFY ERNST AND YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: DESIGNATE PROXY VOTING SERVICES GMBH AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #12: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Adaro Energy Tbk
TICKER: ADRO CUSIP: Y7087B109
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT ARINI SARASWATY SUBIANTO AS ISSUER YES FOR FOR
COMMISSIONER
PROPOSAL #4: APPROVE PUBLIC ACCOUNTANT FIRM ISSUER YES FOR FOR
TANUDIREDJA, WIBISANA, RINTIS AND REKAN AS AUDITORS
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Astra Agro Lestari Tbk
TICKER: AALI CUSIP: Y7116Q119
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS AND COMMISSIONERS AND ISSUER YES FOR FOR
APPROVE THEIR REMUNERATION
PROPOSAL #4: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM THE INITIAL PUBLIC OFFERING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Astra International Tbk
TICKER: ASII CUSIP: Y7117N172
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS AND COMMISSIONERS AND ISSUER YES FOR FOR
APPROVE THEIR REMUNERATION
PROPOSAL #4: APPOINT AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Bank Central Asia Tbk
TICKER: BBCA CUSIP: Y7123P138
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TANTIEM AND REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #4: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PAYMENT OF INTERIM DIVIDEND ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Bank Danamon Indonesia Tbk
TICKER: BDMN CUSIP: Y71188190
MEETING DATE: 9/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT RITA MIRASARI AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Bank Danamon Indonesia Tbk
TICKER: BDMN CUSIP: Y71188190
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT ANNUAL REPORT, COMMISSIONER ISSUER YES FOR FOR
REPORT, FINANCIAL STATEMENTS, AND STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS, COMMISSIONERS, AND SHARIA SUPERVISORY
PROPOSAL #5: ELECT DIRECTORS, COMMISSIONERS, AND ISSUER YES AGAINST AGAINST
SHARIA SUPERVISORY BOARD
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIVIDEND COLLECTION PROCEDURE ISSUER YES FOR FOR
FROM COMPANY'S RESERVE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Bank Mandiri (Persero) Tbk
TICKER: BMRI CUSIP: Y7123S108
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, APPROVE ANNUAL REPORT OF THE PARTNERSHIP AND
COMMUNITY DEVELOPMENT PROGRAM (PCDP), AND DISCHARGE
OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPOINT AUDITORS OF THE COMPANY AND PCDP ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND BONUS OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #5: APPROVE THE ENFORCEMENT OF THE STATE- ISSUER YES FOR FOR
OWNED MINISTER REGULATION NO. PER-03/MBU/12/2016 ON
THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAMS OF
THE STATE-OWNED ENTERPRISES
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT DIRECTORS AND COMMISSIONERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Bank Negara Indonesia (Persero) Tbk
TICKER: BBNI CUSIP: Y74568166
MEETING DATE: 3/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT, FINANCIAL ISSUER YES FOR FOR
STATEMENTS, REPORT OF THE PARTNERSHIP AND COMMUNITY
DEVELOPMENT PROGRAM (PCDP), AND DISCHARGE OF
DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #4: APPOINT AUDITORS OF THE COMPANY AND PCDP ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE ENFORCEMENT OF THE STATE- ISSUER YES FOR FOR
OWNED MINISTER REGULATION NO. PER-09/MBU/07/2015 ON
THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAMS OF
THE STATE-OWNED ENTERPRISES
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT DIRECTORS AND COMMISSIONERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Bank Rakyat Indonesia (Persero) Tbk
TICKER: BBRI CUSIP: Y0697U112
MEETING DATE: 3/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT, FINANCIAL ISSUER YES FOR FOR
STATEMENTS, STATUTORY REPORTS, AND APPROVE ANNUAL
REPORT OF THE PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP), DISCHARGE OF DIRECTORS AND
COMMISSIONERS, AND USE OF PROCEEDS OF BOND
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #4: APPOINT AUDITORS OF THE COMPANY AND PCDP ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE ENFORCEMENT OF THE STATE- ISSUER YES FOR FOR
OWNED MINISTER REGULATION NO. PER-03/MBU/12/2016 ON
THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAMS OF
THE STATE-OWNED ENTERPRISES
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT DIRECTORS AND/OR COMMISSIONERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Bumi Serpong Damai Tbk
TICKER: BSDE CUSIP: Y7125J106
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #4: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Charoen Pokphand Indonesia Tbk
TICKER: CPIN CUSIP: Y71207164
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RESIGNATION OF HERMAN SUGIANTO ISSUER YES FOR FOR
AS INDEPENDENT COMMISSIONER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Global Mediacom Tbk
TICKER: BMTR CUSIP: Y7119T144
MEETING DATE: 9/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTORS AND COMMISSIONERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Global Mediacom Tbk
TICKER: BMTR CUSIP: Y7119T144
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DISCHARGE DIRECTORS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS AND COMMISSIONERS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPOINT AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE DIRECTORS TO EXECUTE THE ISSUER YES AGAINST AGAINST
MANAGEMENT AND EMPLOYEE STOCK OPTION PROGRAM (MESOP)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Gudang Garam Tbk
TICKER: GGRM CUSIP: Y7121F165
MEETING DATE: 6/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Hanjaya Mandala Sampoerna Tbk
TICKER: HMSP CUSIP: Y7121Z146
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Hanjaya Mandala Sampoerna Tbk
TICKER: HMSP CUSIP: Y7121Z146
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
��
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE KAP TANUDIREDJA, WIBISANA, ISSUER YES FOR FOR
RINTIS & REKAN AS AUDITORS
PROPOSAL #4: ELECT WILLIAM GIFF AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Indocement Tunggal Prakarsa Tbk
TICKER: INTP CUSIP: Y7127B135
MEETING DATE: 12/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR AND COMMISSIONERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Indocement Tunggal Prakarsa Tbk
TICKER: INTP CUSIP: Y7127B135
MEETING DATE: 5/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT COMMISSIONERS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Indofood CBP Sukses Makmur Tbk
TICKER: ICBP CUSIP: Y71260106
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT DIRECTORS' ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Indofood Sukses Makmur Tbk
TICKER: INDF CUSIP: Y7128X128
MEETING DATE: 10/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVESTMENT OF THE COMPANY'S ISSUER YES FOR FOR
SHARES IN CHINA MINZHONG FOOD CORPORATION LIMITED TO
MARVELLOUS GLORY HOLDINGS LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Indofood Sukses Makmur Tbk
TICKER: INDF CUSIP: Y7128X128
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT DIRECTORS' ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Jasa Marga (Persero) Tbk
TICKER: JSMR CUSIP: Y71285103
MEETING DATE: 8/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RIGHTS ISSUE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTORS AND COMMISSIONERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pt Jasa Marga (Persero) Tbk
TICKER: JSMR CUSIP: Y71285103
MEETING DATE: 3/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: RATIFY REPORT OF THE PARTNERSHIP AND ISSUER YES FOR FOR
COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPOINT AUDITORS OF THE COMPANY AND PCDP ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #7: AMEND THE USE OF PROCEEDS FROM RIGHTS ISSUER YES AGAINST AGAINST
ISSUE I IN 2016
PROPOSAL #8: APPROVE AFFIRMATION OF MINISTER OF THE ISSUER YES FOR FOR
STATE-OWNED ENTERPRISE REGULATIONS
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: ELECT DIRECTOR AND COMMISSIONERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Kalbe Farma Tbk
TICKER: KLBF CUSIP: Y71287208
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT SIE DJOHAN DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Matahari Department Store Tbk
TICKER: LPPF CUSIP: Y7139L105
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: ELECT DIRECTORS AND COMMISSIONERS AND ISSUER YES FOR FOR
APPROVE THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Media Nusantara Citra Tbk
TICKER: MNCN CUSIP: Y71280104
MEETING DATE: 9/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTORS AND COMMISSIONERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Media Nusantara Citra Tbk
TICKER: MNCN CUSIP: Y71280104
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DISCHARGE DIRECTORS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS AND COMMISSIONERS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPOINT AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE DIRECTORS TO EXECUTE THE ISSUER YES AGAINST AGAINST
MANAGEMENT AND EMPLOYEE STOCK OPTION PROGRAM (MESOP)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Perusahaan Gas Negara (Persero) Tbk
TICKER: PGAS CUSIP: Y7136Y118
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT ANNUAL REPORT OF THE COMPANY AND ISSUER YES FOR FOR
ITS PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM
(PCDP)
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS OF THE ISSUER YES FOR FOR
COMPANY AND ITS PCDP AND DISCHARGE OF DIRECTORS AND
COMMISSIONERS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #4: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #5: APPROVE AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PCDP
PROPOSAL #6: AMEND ARTICLES OF THE ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE THE ENFORCEMENT OF THE STATE- ISSUER YES FOR FOR
OWNED MINISTER REGULATION NO. PER-03/MBU/12/2016 ON
THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAMS OF
THE STATE-OWNED ENTERPRISES
PROPOSAL #8: ELECT DIRECTORS AND COMMISSIONERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Semen Indonesia (Persero) Tbk
TICKER: SMGR CUSIP: Y7142G168
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS AND DISCHARGE OF DIRECTORS AND
COMMISSIONERS
PROPOSAL #2: ACCEPT REPORT OF THE PARTNERSHIP AND ISSUER YES FOR FOR
COMMUNITY DEVELOPMENT PROGRAM (PCDP) AND DISCHARGE OF
DIRECTORS AND COMMISSIONERS OF THE PCPD
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TANTIEM AND REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #5: APPOINT AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PCDP
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE SHARES SERI A DWIWARNA FOR THE ISSUER YES AGAINST AGAINST
GOVERNMENT OF INDONESIA
PROPOSAL #8: ELECT DIRECTORS AND COMMISSIONERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Surya Citra Media Tbk
TICKER: SCMA CUSIP: Y7148M110
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT DIRECTORS AND COMMISSIONERS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPOINT AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Tambang Batubara Bukit Asam Tbk
TICKER: PTBA CUSIP: Y8520P101
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: ACCEPT REPORT OF THE PARTNERSHIP AND ISSUER YES FOR FOR
COMMUNITY DEVELOPMENT PROGRAM (PCDP) AND DISCHARGE OF
DIRECTORS AND COMMISSIONERS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPOINT AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PCDP
PROPOSAL #6: APPROVE THE ENFORCEMENT OF THE STATE- ISSUER YES FOR FOR
OWNED MINISTER REGULATION NO. PER-03/MBU/12/2016 ON
THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAMS OF
THE STATE-OWNED ENTERPRISES
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #8: ELECT DIRECTORS AND COMMISSIONERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Telekomunikasi Indonesia Tbk
TICKER: TLKM CUSIP: Y71474145
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT ANNUAL REPORT AND COMMISSIONERS' ISSUER YES FOR FOR
REPORT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ANNUAL ISSUER YES FOR FOR
REPORT OF THE PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP) AND DISCHARGE OF DIRECTORS AND
COMMISSIONERS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #5: APPOINT AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #6: APPROVE THE ENFORCEMENT OF THE STATE- ISSUER YES FOR FOR
OWNED MINISTER REGULATION NO. PER-03/MBU/12/2016 ON
THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAMS OF
THE STATE-OWNED ENTERPRISES
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS AND COMMISSIONERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Tower Bersama Infrastructure Tbk
TICKER: TBIG CUSIP: Y71372109
MEETING DATE: 10/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF PROCEDURE OF TREASURY ISSUER YES FOR FOR
SHARES TRANSFER
PROPOSAL #2: APPROVE CANCELLATION OF SHARES BY ISSUER YES FOR FOR
CAPITAL REDUCTION
PROPOSAL #3: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Tower Bersama Infrastructure Tbk
TICKER: TBIG CUSIP: Y71372109
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT ANNUAL REPORT AND COMMISSIONERS' ISSUER YES FOR FOR
REPORT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #6: AUTHORIZE ISSUANCE OF NOTES ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #8: AFFIRM COMPOSITION OF COMMISSIONERS ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Unilever Indonesia Tbk
TICKER: UNVR CUSIP: Y9064H141
MEETING DATE: 8/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Unilever Indonesia Tbk
TICKER: UNVR CUSIP: Y9064H141
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JOCHANAN SENF AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Unilever Indonesia Tbk
TICKER: UNVR CUSIP: Y9064H141
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS, ANNUAL ISSUER YES FOR FOR
REPORT AND COMMISSIONERS' REPORT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SIDDHARTA WIDJAJA & REKAN AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: ELECT DIRECTORS AND COMMISSIONERS AND ISSUER YES AGAINST AGAINST
APPROVE THEIR REMUNERATION
PROPOSAL #1: APPROVE LOAN AGREEMENT FROM UNILEVER ISSUER YES FOR FOR
FINANCE INTERNATIONAL AG, SWITZERLAND
PROPOSAL #2: APPROVE DEFINITE CONTRIBUTION PENSION ISSUER YES AGAINST AGAINST
FUND
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT United Tractors Tbk
TICKER: UNTR CUSIP: Y7146Y140
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT COMMISSIONERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPOINT AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Vale Indonesia Tbk
TICKER: INCO CUSIP: Y7150Y101
MEETING DATE: 7/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MAHENDRA SIREGAR AS COMMISSIONER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Vale Indonesia Tbk
TICKER: INCO CUSIP: Y7150Y101
MEETING DATE: 3/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT COMMISSIONERS' REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: ELECT COMMISSIONERS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION OF COMMISSIONERS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPOINT AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT XL Axiata Tbk
TICKER: EXCL CUSIP: Y7125N107
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT COMMISSIONERS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT XL Axiata Tbk
TICKER: EXCL CUSIP: Y7125N107
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS AND DISCHARGE OF DIRECTORS AND
COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPOINT AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPROVE RESIGNATION OF CHARI TVT AS ISSUER YES FOR FOR
COMMISSIONER AND ELECT VIVEK SOOD AS COMMISSIONER
PROPOSAL #6: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM SUSTAINABLE SUKUK AND RIGHTS ISSUE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PTT Exploration & Production PCL
TICKER: PTTEP CUSIP: Y7145P165
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OFFICE OF THE AUDITOR GENERAL OF ISSUER YES FOR FOR
THAILAND AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUB-COMMITTEES
PROPOSAL #6.1: ELECT AMPON KITTIAMPON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT TWARATH SUTABUTR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT TEVIN VONGVANICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT SOMPORN VONGVUTHIPORNCHAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.5: ELECT KULIT SOMBATSIRI AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PTT Global Chemical Public Co., Ltd.
TICKER: PTTGC CUSIP: Y7150W105
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACKNOWLEDGE COMPANY'S OPERATION REPORT ISSUER YES FOR FOR
AND APPROVE FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #3.1: ELECT PRASERT BUNSUMPUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT AMNUAY PREEMONWONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT AUTTAPOL RERKPIBOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT SARUN RUNGKASIRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT PRAPHON WONGTHARUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE PURCHASE AND SALE OF SHARES, ISSUER YES FOR FOR
ACCEPTANCE OF TRANSFER OF RIGHTS AND OBLIGATION UNDER
THE SHAREHOLDERS AGREEMENTS AND LOAN AGREEMENTS, AND
THE TRANSFER OF THE PROJECTS' STUDY RESULTS
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PTT PCL
TICKER: PTT CUSIP: Y6883U113
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF PROFIT AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #3.1: ELECT KITTIPONG KITTAYARAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT AM BOONSUIB PRASIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT VICHAI ASSARASAKORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT SOMSAK CHOTRATTANASIRI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT THAMMAYOT SRICHUAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OFFICE OF THE AUDITOR GENERAL OF ISSUER YES FOR FOR
THAILAND AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: APPROVE BUSINESS RESTRUCTURING PLAN FOR ISSUER YES FOR FOR
THE INITIAL PUBLIC OFFERING OF ORDINARY SHARES AND
THE LISTING OF PTT OIL AND RETAIL BUSINESS COMPANY
LIMITED ON THE STOCK EXCHANGE OF THAILAND
PROPOSAL #7: APPROVE ISSUANCE OF WARRANTS TO PURCHASE ISSUER YES AGAINST AGAINST
ORDINARY SHARES UNDER ESOP
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Public Bank Berhad
TICKER: PBBANK CUSIP: Y71497104
MEETING DATE: 3/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TEH HONG PIOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT TAY AH LEK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Publicis Groupe
TICKER: PUB CUSIP: F7607Z165
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.85 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #6: REELECT SIMON BADINTER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #7: REELECT JEAN CHAREST AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #8: ELECT MAURICE LEVY AS MEMBER OF THE ISSUER YES FOR FOR
SUPERVISORY BOARD AND APPROVE REMUNERATION POLICY OF
MAURICE LEVY AS CHAIRMAN OF THE SUPERVISORY BOARD
FROM JUNE 1, 2017
PROPOSAL #9: RENEW APPOINTMENT OF CABINET MAZARS AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ELISABETH BADINTER, CHAIRMAN OF THE SUPERVISORY BOARD
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
MAURICE LEVY IN TITLE OF FY16 AND APPROVE
REMUNERATION POLICY OF MAURICE LEVY AS MANAGEMENT
BOARD CHAIRMAN UNTIL MAY 31, 2017
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
KEVIN ROBERTS, MEMBER OF THE MANAGEMENT BOARD UNTIL
AUG. 31, 2016
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-MICHEL ETIENNE, MEMBER OF THE MANAGEMENT BOARD
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ANNE-GABRIELLE HEILBRONNER, MEMBER OF THE MANAGEMENT
PROPOSAL #15: APPROVE REMUNERATION POLICY OF MEMBERS ISSUER YES FOR FOR
OF THE SUPERVISORY BOARD
PROPOSAL #16: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
ELISABETH BADINTER, CHAIRMAN OF THE SUPERVISORY BOARD
UNTIL MAY 31, 2017
PROPOSAL #17: APPROVE REMUNERATION POLICY OF ARTHUR ISSUER YES FOR FOR
SADOUN, NEW CHAIRMAN OF THE MANAGEMENT BOARD FROM
JUNE 1, 2017
PROPOSAL #18: APPROVE REMUNERATION POLICY OF JEAN- ISSUER YES FOR FOR
MICHEL ETIENNE, MEMBER OF THE MANAGEMENT BOARD
PROPOSAL #19: APPROVE REMUNERATION POLICY OF ANNE- ISSUER YES FOR FOR
GABRIELLE HEILBRONNER, MEMBER OF THE MANAGEMENT BOARD
PROPOSAL #20: APPROVE REMUNERATION POLICY OF STEVE ISSUER YES FOR FOR
KING, NEW MEMBER OF THE MANAGEMENT BOARD FROM JUNE 1,
2017
PROPOSAL #21: APPROVE TERMINATION PACKAGE OF ARTHUR ISSUER YES FOR FOR
SADOUN, CHAIRMAN OF THE MANAGEMENT BOARD FROM JUNE 1,
2017
PROPOSAL #22: APPROVE TERMINATION PACKAGE OF STEVE ISSUER YES FOR FOR
KING, NEW MEMBER OF THE MANAGEMENT BOARD FROM JUNE 1,
2017
PROPOSAL #23: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #24: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #25: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #26: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #27: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #28: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS FOR INTERNATIONAL
EMPLOYEES
PROPOSAL #29: AMEND ARTICLE 13 OF BYLAWS RE: EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVES
PROPOSAL #30: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Punjab National Bank Ltd.
TICKER: 532461 CUSIP: Y7162Z146
MEETING DATE: 8/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO ISSUER YES FOR FOR
GOVERNMENT OF INDIA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Punjab National Bank Ltd.
TICKER: 532461 CUSIP: Y7162Z146
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Qantas Airways Limited
TICKER: QAN CUSIP: Q77974550
MEETING DATE: 10/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1: ELECT MAXINE BRENNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT RICHARD GOODMANSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT JACQUELINE HEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT BARBARA WARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT MICHAEL L'ESTRANGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO ALAN JOYCE, CHIEF EXECUTIVE OFFICER OF THE COMPANY
PROPOSAL #4: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #6: APPROVE THE ON-MARKET SHARE BUY-BACK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Qatar International Islamic Bank
TICKER: QIIK CUSIP: M8179X101
MEETING DATE: 12/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 7 OF BYLAWS RE: OWNERSHIP ISSUER YES FOR FOR
THRESHOLD
PROPOSAL #2: AUTHORIZE CHAIRMAN OR DELEGATED MEMBER ISSUER YES FOR FOR
TO RATIFY AND EXECUTE APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Qatar National Bank
TICKER: QNBK CUSIP: M81802106
MEETING DATE: 2/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS OF QAR 3.5 PER SHARE ISSUER YES FOR FOR
AND BONUS SHARES UP TO 10 PERCENT OF SHARE CAPITAL
PROPOSAL #5: APPROVE ALLOCATION OF INCOME FROM ISSUER YES FOR FOR
RETAINED PROFITS TO THE LEGAL RESERVE
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS AND FIX ISSUER YES FOR FOR
THEIR REMUNERATION FOR FY 2016
PROPOSAL #7: APPROVE CORPORATE GOVERNANCE REPORT FOR ISSUER YES FOR FOR
FY 2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION TO REFLECT ISSUER YES FOR FOR
CHANGES IN CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Qatari Investors Group
TICKER: QIGD CUSIP: M5247S106
MEETING DATE: 11/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QBE Insurance Group Ltd.
TICKER: QBE CUSIP: Q78063114
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE ADOPTION OF REMUNERATION ISSUER YES FOR FOR
REPORT
PROPOSAL #3: APPROVE THE INCREASE THE MAXIMUM ISSUER YES FOR FOR
AGGREGATE FEES PAYABLE TO NON-EXECUTIVE DIRECTORS
PROPOSAL #4a: ELECT M BECKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT K LISSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: ELECT M WILKINS AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Qiagen NV
TICKER: QGEN CUSIP: N72482107
MEETING DATE: 10/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: DECREASE SHARE CAPITAL WITH REPAYMENT TO ISSUER YES FOR FOR
SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Qiagen NV
TICKER: QGEN CUSIP: N72482123
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8.a: REELECT STEPHANE BANCEL TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8.b: ELECT HAKAN BJORKLUND TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8.c: REELECT METIN COLPAN TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8.d: REELECT MANFRED KAROBATH TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8.e: REELECT ROSS LEVINE TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8.f: REELECT ELAINE MARDIS TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8.g: REELECT LAWRENCE ROSEN TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8.h: REELECT ELIZABETH TALLETT TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9.a: REELECT PEER SCHATZ TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #9.b: REELECT ROLAND SACKERS TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #10: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
PROPOSAL #11.b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quanta Computer Inc.
TICKER: 2382 CUSIP: Y7174J106
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Raia Drogasil S.A.
TICKER: RADL3 CUSIP: P7942C102
MEETING DATE: 12/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-RATIFY REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT FOR FISCAL YEAR 2015
PROPOSAL #2: RE-RATIFY REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT FOR FISCAL YEAR 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Raia Drogasil S.A.
TICKER: RADL3 CUSIP: P7942C102
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
INTEREST-ON-CAPITAL-STOCK PAYMENTS
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTORS AND ALTERNATES ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6.1: FIX NUMBER OF FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
AND ALTERNATES
PROPOSAL #6.2: ELECT FISCAL COUNCIL MEMBERS AND ISSUER YES FOR FOR
ALTERNATES
PROPOSAL #6.3: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #6.4: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY MINORITY SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Raiffeisen Bank International AG
TICKER: RBI CUSIP: A7111G104
MEETING DATE: 1/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION OF ISSUER YES FOR FOR
RAIFFEISEN ZENTRALBANK OESTERREICH AG AND SHARE
CAPITAL INCREASE OF EUR 109.7 MILLION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Raiffeisen Bank International AG
TICKER: RBI CUSIP: A7111G104
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #5: RATIFY KPMG AUSTRIA GMBH AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT PETER GAUPER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.2: ELECT WILFRIED HOPFNER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.3: ELECT RUDOLF KOENIGHOFER AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #6.4: ELECT JOHANNES ORTNER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.5: ELECT BIRGIT NOGGLER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.6: ELECT EVA EBERHARTINGER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.7: ELECT HEINRICH SCHALLER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.8: ELECT GUENTHER REIBERSDORFER AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rajesh Exports Ltd.
TICKER: 531500 CUSIP: Y7181T147
MEETING DATE: 9/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAJESH MEHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rakuten Inc.
TICKER: 4755 CUSIP: J64264104
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR MIKITANI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HOSAKA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR CHARLES B. BAXTER ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KUTARAGI, KEN ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR JOSHUA G. JAMES ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MITACHI, TAKASHI ISSUER YES FOR �� FOR
PROPOSAL #2.7: ELECT DIRECTOR MURAI, JUN ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YOUNGME MOON ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
FOR INSIDE DIRECTORS, EXECUTIVE OFFICERS AND
PROPOSAL #4: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
FOR OUTSIDE DIRECTORS
PROPOSAL #5: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
FOR STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ramsay Health Care Ltd.
TICKER: RHC CUSIP: Q7982Y104
MEETING DATE: 11/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT KERRY CHISHOLM DART ROXBURGH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT BRUCE ROGER SODEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE THE GRANT OF PERFORMANCE ISSUER YES FOR FOR
RIGHTS TO CHRISTOPHER PAUL REX
PROPOSAL #4.2: APPROVE SHARE PLAN GRANT PERFORMANCE ISSUER YES FOR FOR
RIGHTS TO BRUCE ROGER SODEN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Randgold Resources Ltd
TICKER: RRS CUSIP: G73740113
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SAFIATOU BA-N'DAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MARK BRISTOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT CHRISTOPHER COLEMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JAMIL KASSUM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT OLIVIA KIRTLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JEANINE MABUNDA LIOKO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: RE-ELECT ANDREW QUINN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT GRAHAM SHUTTLEWORTH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: REAPPOINT BDO LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: APPROVE AWARDS OF ORDINARY SHARES TO ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
PROPOSAL #17: APPROVE AWARD OF ORDINARY SHARES TO THE ISSUER YES FOR FOR
SENIOR INDEPENDENT DIRECTOR
PROPOSAL #18: APPROVE AWARD OF ORDINARY SHARES TO THE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES AND AMERICAN DEPOSITARY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Randstad Holding NV
TICKER: RAND CUSIP: N7291Y137
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.c: ADOPT FINANCIAL STATEMENTS FOR 2016 ISSUER YES FOR FOR
PROPOSAL #2.e: APPROVE DIVIDENDS OF EUR 1.89 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #3.a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #3.b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #4.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 3 PERCENT OF ISSUED CAPITAL
PROPOSAL #4.b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #4.c: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #4.d: AUTHORIZE CANCEL REPURCHASE OF UP TO ISSUER YES FOR FOR
10 PERCENT OF ISSUED SHARE CAPITAL UNDER ITEM 4.C
PROPOSAL #5.a: APPROVE AMENDMENTS TO REMUNERATION ISSUER YES FOR FOR
POLICY
PROPOSAL #5.b: APPROVE PERFORMANCE RELATED ISSUER YES FOR FOR
REMUNERATION OF THE EXECUTIVE BOARD IN PERFORMANCE
SHARES
PROPOSAL #6: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ratchaburi Electricity Generating Holding PCL
TICKER: RATCH CUSIP: Y7198P112
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5: APPROVE KPMG PHOOMCHAI AUDIT LIMITED AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT WITOON KULCHAROENWIRAT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT CHUAN SIRINUNPORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT CHARTCHAI ROJANARATANANGKULE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.4: ELECT SIRIPORN LUANGNUAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: ELECT DANAI EGKAMOL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLE OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rational AG
TICKER: RAA CUSIP: D6349P107
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 10 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #6: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY RATIONAL F & E GMBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: REA Group Limited
TICKER: REA CUSIP: Q8051B108
MEETING DATE: 11/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ELECT MICHAEL MILLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT SUSAN PANUCCIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT RICHARD J FREUDENSTEIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Realtek Semiconductor Corp.
TICKER: 2379 CUSIP: Y7220N101
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reckitt Benckiser Group plc
TICKER: RB. CUSIP: G74079107
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT ADRIAN BELLAMY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT NICANDRO DURANTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MARY HARRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ADRIAN HENNAH AS DIRECTOR �� ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT KENNETH HYDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT RAKESH KAPOOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PAMELA KIRBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANDRE LACROIX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT CHRIS SINCLAIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT JUDITH SPRIESER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT WARREN TUCKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reckitt Benckiser Group plc
TICKER: RB. CUSIP: G74079107
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF MEAD JOHNSON ISSUER YES FOR FOR
NUTRITION COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Recordati Industria Chimica e Farmaceutica Spa
TICKER: REC CUSIP: T78458139
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2.a: FIX NUMBER OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #2.b: FIX BOARD TERMS FOR DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #2.c: SLATE SUBMITTED BY FIMEI SPA SHAREHOLDER YES FOR N/A
PROPOSAL #2.d: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #3.a.1: SLATE SUBMITTED BY FIMEI SPA SHAREHOLDER NO N/A N/A
PROPOSAL #3.a.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #3.b: APPROVE INTERNAL AUDITORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #1: AUTHORIZE CAPITAL INCREASE AND ISSUANCE ISSUER YES AGAINST AGAINST
OF CONVERTIBLE BONDS
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Recruit Holdings Co., Ltd.
TICKER: 6098 CUSIP: J6433A101
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MINEGISHI, MASUMI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IKEUCHI, SHOGO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAGAWA, KEIICHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OYAGI, SHIGEO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHINGAI, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
SHINKAWA, ASA
PROPOSAL #3: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Electrica Corporacion SA
TICKER: REE CUSIP: E42807110
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5.1: REELECT MARIA JOSE GARCIA BEATO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
ARSENIO FERNANDEZ DE MESA Y DIAZ DEL RIO AS DIRECTOR
PROPOSAL #5.3: ELECT ALBERTO CARBAJO JOSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
DIRECTORS AND NON-EXECUTIVE DIRECTORS
PROPOSAL #6.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Star Macalline Group Corporation Ltd
TICKER: 1528 CUSIP: Y7S99R100
MEETING DATE: 12/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHE JIANXING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT ZHANG QI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHE JIANFANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT JIANG XIAOZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHEN SHUHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT XU GUOFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT JOSEPH RAYMOND GAGNON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT ZHANG QIQI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT LI ZHENNING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT DING YUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT LEE KWAN HUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT QIAN SHIZHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT NG ELLEN HOI YING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT ZHENG HONGTAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT CHEN GANG AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Star Macalline Group Corporation Ltd
TICKER: 1528 CUSIP: Y7S99R100
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE RESOLUTION FOR THE PROPOSED A SHARE OFFERING
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Star Macalline Group Corporation Ltd
TICKER: 1528 CUSIP: Y7S99R100
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE RESOLUTION FOR THE PROPOSED A SHARE OFFERING
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Star Macalline Group Corporation Ltd
TICKER: 1528 CUSIP: Y7S99R100
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE WORK REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITORS
AND DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Redefine Properties Ltd
TICKER: RDF CUSIP: S6815L196
MEETING DATE: 2/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT BRIDGITTE MATHEWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT BERNIE NACKAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT PHUMZILE LANGENI AS CHAIRPERSON ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.2: RE-ELECT BERNIE NACKAN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.3: RE-ELECT DAVID NATHAN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #4: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY WITH GS KOLBE AS THE INDIVIDUAL REGISTERED
AUDITOR
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE DIRECTORS TO ISSUE SHARES ISSUER YES FOR FOR
PURSUANT TO A REINVESTMENT OPTION
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE INCREASE IN AUTHORISED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: ADOPT NEW MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reliance Capital Ltd
TICKER: 500111 CUSIP: Y72561114
MEETING DATE: 9/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reliance Capital Ltd
TICKER: 500111 CUSIP: Y72561114
MEETING DATE: 9/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SOUMENT GHOSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE B S R & CO. LLP AND PATHAK H.D. ISSUER YES FOR FOR
& ASSOCIATES AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: ELECT JAI ANMOL AMBANI AS DIRECTOR AND ISSUER YES AGAINST AGAINST
APPROVE APPOINTMENT AND REMUNERATION OF JAI ANMOL
AMBANI AS EXECUTIVE DIRECTOR
PROPOSAL #6: AUTHORIZE ISSUANCE OF DEBENTURES AND ISSUER YES AGAINST AGAINST
OTHER DEBT SECURITIES
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS TO
QUALIFIED INSTITUTIONAL BUYERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reliance Communications Ltd.
TICKER: RCOM CUSIP: Y72317103
MEETING DATE: 9/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT MANJARI KACKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE B S R & CO. LLP AND PATHAK H.D. ISSUER YES FOR FOR
& ASSOCIATES AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #4: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES AND/OR OTHER DEBT SECURITIES
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF PRAKASH SHENOY AS MANAGER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reliance Communications Ltd.
TICKER: RCOM CUSIP: Y72317103
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reliance Industries Ltd.
TICKER: RELIANCE CUSIP: Y72596102
MEETING DATE: 9/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT AUDITED FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1b: ACCEPT AUDITED CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT NIKHIL R. MESWANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT PAWAN KUMAR KAPIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE ISSUANCE OF REDEEMABLE NON- ISSUER YES FOR FOR
CONVERTIBLE DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reliance Infrastructure Ltd.
TICKER: 500390 CUSIP: Y09789127
MEETING DATE: 9/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT V K CHATURVEDI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE HARIBHAKTI & CO. LLP AND PATHAK ISSUER YES FOR FOR
H.D. & ASSOCIATES AS AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #5: ELECT SHIV PRABHAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES AGAINST AGAINST
DEBENTURES AND/OR OTHER DEBT SECURITIES
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reliance Infrastructure Ltd.
TICKER: 500390 CUSIP: Y09789127
MEETING DATE: 10/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #2: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SALE AND/OR PLEDGING OF COMPANY ISSUER YES FOR FOR
ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reliance Infrastructure Ltd.
TICKER: 500390 CUSIP: Y09789127
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reliance Power Ltd.
TICKER: 532939 CUSIP: Y7236V105
MEETING DATE: 9/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT V. K. CHATURVEDI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICE WATERHOUSE AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE PATHAK H. D. & ASSOCIATES AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: ELECT YOGENDRA NARAIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Relo Group Inc.
TICKER: 8876 CUSIP: J6436W118
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SASADA, MASANORI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NAKAMURA, KENICHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KADOTA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KOSHINAGA, KENJI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHIMIZU, YASUJI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ONOGI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR UDAGAWA, KAZUYA ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR DAI, TSUYOSHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RELX NV
TICKER: REN CUSIP: N7364X107
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.a: AMEND REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3.b: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3.c: APPROVE ADDITION OF A DEFERRED SHARE ISSUER YES FOR FOR
ELEMENT TO THE ANNUAL INCENTIVE PLAN
PROPOSAL #5: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #6: APPROVE DIVIDENDS OF EUR 0.423 PER SHARE ISSUER YES FOR FOR
PROPOSAL #7.a: APPROVE DISCHARGE OF EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7.b: APPROVE DISCHARGE OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: RATIFY ERNST & YOUNG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #9.a: REELECT ANTHONY HABGOOD AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #9.b: REELECT WOLFHART HAUSER AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #9.c: REELECT ADRIAN HENNAH AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.d: REELECT MARIKE VAN LIER LELS AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #9.e: REELECT ROBERT MACLEOD AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #9.f: RELECT CAROL MILLS AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.g: REELECT LINDA SANFORD AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.h: REELECT BEN VAN DER VEER AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #10.a: REELECT ERIK ENGSTROM AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.b: REELECT NICK LUFF AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.a: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #11.b: APPROVE CANCELLATION OF UP TO 50 ISSUER YES FOR FOR
MILLION ORDINARY SHARES HELD IN TREASURY
PROPOSAL #12.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL
10 PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #12.b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES UNDER ITEM 12.A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RELX PLC
TICKER: REL CUSIP: G74570121
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: AMEND LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #8: RE-ELECT ERIK ENGSTROM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANTHONY HABGOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT WOLFHART HAUSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ADRIAN HENNAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MARIKE VAN LIER LELS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: RE-ELECT NICK LUFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT ROBERT MACLEOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT CAROL MILLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT LINDA SANFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT BEN VAN DER VEER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Remgro Ltd
TICKER: REM CUSIP: S6873K106
MEETING DATE: 8/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN AUTHORISED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES AGAINST AGAINST
UNDER CONTROL OF DIRECTORS
PROPOSAL #4: AUTHORISE ISSUE OF B ORDINARY SHARES TO ISSUER YES AGAINST AGAINST
RUPERT BELEGGINGS PROPRIETARY LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Remgro Ltd
TICKER: REM CUSIP: S6873K106
MEETING DATE: 12/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH HEIN DOMAN AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #3: RE-ELECT JANNIE DURAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT PAUL HARRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT EDWIN HERTZOG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JOSUA MALHERBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MURPHY MOROBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT NEVILLE WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PETER MAGEZA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #10: RE-ELECT PHILLIP MOLEKETI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #11: RE-ELECT FREDERICK ROBERTSON AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #12: RE-ELECT SONJA DE BRUYN SEBOTSA AS ISSUER YES FOR FOR
MEMBER OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #1: APPROVE DIRECTORS' REMUNERATION ISSUER YES FOR FOR
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #5: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Remy Cointreau
TICKER: RCO CUSIP: F7725A100
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.60 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES AGAINST AGAINST
RELATED-PARTY TRANSACTIONS
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: REELECT MARC HERIARD DUBREUIL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: REELECT FLORENCE ROLLET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT YVES GUILLEMOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT OLIVIER JOLIVET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT ORPAR SA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 480,000
PROPOSAL #13: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FRANCOIS HERIARD DUBREUIL, CHAIRMAN
PROPOSAL #14: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
VALERIE CHAPOULAUD-FLOQUET, CEO
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 20 MILLION
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 20 MILLION
PROPOSAL #20: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS
PROPOSAL #21: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #22: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #23: AUTHORIZE UP TO 2 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #24: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR AGAINST
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #25: AUTHORIZE BOARD TO TRANSFER EXPENSES ISSUER YES FOR FOR
RESULTING FROM CAPITAL INCREASES TO THE LEGAL
RESERVES ACCOUNT
PROPOSAL #26: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Renault
TICKER: RNO CUSIP: F77098105
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.15 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS AND ACKNOWLEDGE ONGOING TRANSACTIONS
PROPOSAL #5: ACKNOWLEDGE AUDITOR'S SPECIAL REPORTS ISSUER YES FOR FOR
RE: REMUNERATION OF REDEEMABLE SHARES
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CARLOS GHOSN, CHAIRMAN AND CEO
PROPOSAL #7: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO FOR FISCAL YEAR 2017
PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #9: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #10: AMEND ARTICLE 11 OF BYLAWS RE: ISSUER YES FOR FOR
COMPOSITION OF THE BOARD
PROPOSAL #11: RATIFY APPOINTMENT OF YASUHIRO YAMAUCHI ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #12: RATIFY APPOINTMENT AND REELECT YU ISSUER YES FOR FOR
SERIZAWA AS DIRECTOR
PROPOSAL #13: ELECT PASCAL FAURE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT MIRIEM BENSALAH CHAQROUN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: ELECT MARIE-ANNICK DARMAILLAC AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: ELECT CATHERINE BARBA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: ELECT BENOIT OSTERTAG AS REPRESENTATIVE ISSUER YES FOR N/A
OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #18: ELECT JULIEN THOLLOT AS REPRESENTATIVE ISSUER YES AGAINST N/A
OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #19: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rengo Co. Ltd.
TICKER: 3941 CUSIP: J64382104
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OTSUBO, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAEDA, MORIAKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HASEGAWA, ICHIRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BABA, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAMBE, HIROMI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ISHIDA, SHIGECHIKA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAWAMOTO, YOSUKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HIRANO, KOICHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HORI, HIROFUMI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR INOUE, SADATOSHI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR YOKOTA, MITSUMASA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR OSAKO, TORU ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR HOSOKAWA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR OKANO, YUKIO ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR NAKANO, KENJIRO ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR EBIHARA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR YOKOYAMA, SHINICHI ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR TSUJIMOTO, ISSUER YES FOR FOR
KENJI
PROPOSAL #3: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Renhe Commercial Holdings Company Ltd.
TICKER: 01387 CUSIP: G75004104
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT HAWKEN XIU LI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2b: ELECT WANG CHUNRONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2c: ELECT FAN REN-DA, ANTHONY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT LEUNG CHUNG KI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT TANG HON MAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rentokil Initial plc
TICKER: RTO CUSIP: G7494G105
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHRIS GEOGHEGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JOHN MCADAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT RICHARD BURROWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANDY RANSOM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANGELA SEYMOUR-JACKSON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: RE-ELECT JULIE SOUTHERN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JEREMY TOWNSEND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Repsol SA
TICKER: REP CUSIP: E8471S130
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
FOR FY 2017
PROPOSAL #5: APPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR FOR FY 2018, 2019 AND 2020
PROPOSAL #6: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #7: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #8: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
AND/OR CONVERTIBLE BONDS, DEBENTURES, WARRANTS, AND
OTHER DEBT SECURITIES UP TO EUR 8.4 BILLION WITH
EXCLUSION OF PREEMPTIVE RIGHTS UP TO 20 PERCENT OF
CAPITAL
PROPOSAL #9: REELECT RENE DAHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT MANUEL MANRIQUE CECILIA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: REELECT LUIS SUAREZ DE LEZO MANTILLA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RATIFY APPOINTMENT OF AND ELECT ANTONIO ISSUER YES FOR FOR
MASSANELL LAVILLA AS DIRECTOR
PROPOSAL #13: ELECT MAITE BALLESTER FORNES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14: ELECT ISABEL TORREMOCHA FERREZUELO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: ELECT MARIANO MARZO CARPIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #17: APPROVE SHARE PRICE PERFORMANCE AS ISSUER YES FOR FOR
CEO'S 2017 BONUS METRIC
PROPOSAL #18: APPROVE INCLUSION OF A TARGET RELATED ISSUER YES FOR FOR
TO THE PERFORMANCE OF THE TOTAL SHAREHOLDER RETURN IN
THE 2017-2020 LONG TERM MULTI-YEAR VARIABLE
REMUNERATION PLAN
PROPOSAL #19: APPROVE PARTIAL SETTLEMENT OF ISSUER YES FOR FOR
OUTSTANDING LONG TERM INCENTIVE AWARDS IN COMPANY
SHARES
PROPOSAL #20: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #21: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Resilient REIT Ltd
TICKER: RES CUSIP: S6917M282
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT PROTAS PHILI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT BARRY STUHLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DAWN MAROLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT DES DE BEER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT JACOBUS KRIEK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT BARRY VAN WYK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT BRYAN HOPKINS AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT BARRY VAN WYK AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: ELECT PROTAS PHILI AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH B GREYLING AS THE DESIGNATED
AUDIT PARTNER
PROPOSAL #6: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
THE AUDITORS
PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #8: AUTHORISE ISSUE OF SHARES FOR CASH FOR ISSUER YES FOR FOR
BLACK ECONOMIC EMPOWERMENT PURPOSES
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE FOR THE ISSUER YES FOR FOR
PURCHASE OF SUBSCRIPTION FOR ITS SHARES TO A BEEE
ENTITY
PROPOSAL #4: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Resona Holdings, Inc.
TICKER: 8308 CUSIP: J6448E106
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO REMOVE PROVISIONS ON ISSUER YES FOR FOR
NON-COMMON SHARES
PROPOSAL #2.1: ELECT DIRECTOR HIGASHI, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KAN, TETSUYA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HARA, TOSHIKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ISONO, KAORU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ARIMA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SANUKI, YOKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR URANO, MITSUDO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MATSUI, TADAMITSU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SATO, HIDEHIKO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR BABA, CHIHARU ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES TO HAND OVER PETITION SHAREHOLDER YES AGAINST FOR
CALLING FOR REFRAINING OF STRONGLY PURSUING NEGATIVE
INTEREST RATE POLICY TO GOVERNOR OF THE BANK OF JAPAN
PROPOSAL #4: AMEND ARTICLES TO REQUIRE INDIVIDUAL SHAREHOLDER YES AGAINST FOR
COMPENSATION DISCLOSURE FOR DIRECTORS
PROPOSAL #5: AMEND ARTICLES TO SEPARATE CHAIRMAN OF SHAREHOLDER YES AGAINST FOR
THE BOARD AND CEO
PROPOSAL #6: AMEND ARTICLES TO CREATE SYSTEM THAT SHAREHOLDER YES AGAINST FOR
ENABLES EMPLOYEES TO BE REINSTATED AFTER RUNNING FOR
OFFICE IN NATIONAL ELECTIONS, LOCAL ASSEMBLY
ELECTIONS, AND ELECTIONS FOR THE HEADS OF LOCAL
GOVERNMENTS
PROPOSAL #7: AMEND ARTICLES TO REQUIRE COMPANY TO SHAREHOLDER YES AGAINST FOR
URGE SUBSIDIARIES OWNING SHARES IN ALLIED FIRMS TO
VOTE SHARES APPROPRIATELY
PROPOSAL #8: AMEND ARTICLES TO DISCLOSE DIRECTOR SHAREHOLDER YES AGAINST FOR
TRAINING POLICY
PROPOSAL #9: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
COMMUNICATIONS AND RESPONSES BETWEEN SHAREHOLDERS AND
DIRECTORS
PROPOSAL #10: AMEND ARTICLES TO ADD PROVISIONS SHAREHOLDER YES AGAINST FOR
ALLOWING SHAREHOLDERS TO NOMINATE DIRECTOR CANDIDATES
TO NOMINATION COMMITTEE AND ITS EQUAL TREATMENT
PROPOSAL #11: AMEND ARTICLES TO ALLOW INCLUSION OF SHAREHOLDER YES AGAINST FOR
SHAREHOLDER PROPOSALS IN CONVOCATION NOTICE WITH THE
UPPER LIMIT OF 100 AT MINIMUM
PROPOSAL #12: AMEND ARTICLES TO ESTABLISH LIAISON FOR SHAREHOLDER YES AGAINST FOR
REPORTING CONCERNS TO AUDIT COMMITTEE
PROPOSAL #13: AMEND ARTICLES TO MANDATE HOLDING OF SHAREHOLDER YES AGAINST FOR
MEETINGS CONSISTING SOLELY OF OUTSIDE DIRECTORS
PROPOSAL #14: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
RECRUITMENT AND OFFER OF SENIOR POSITIONS TO WOMEN
WHO INTERRUPTED THEIR CAREERS FOR CHILDBIRTH
PROPOSAL #15: AMEND ARTICLES TO PROHIBIT SHAREHOLDER YES AGAINST FOR
DISCRIMINATORY TREATMENT OF ACTIVIST INVESTORS
PROPOSAL #16: AMEND ARTICLES TO ESTABLISH SPECIAL SHAREHOLDER YES AGAINST FOR
COMMITTEE ON EXPRESSING THE COMPANY'S OPINION ON
RECENT ACTIONS BY JUSTICE MINISTER KATSUTOSHI KANEDA
PROPOSAL #17: AMEND ARTICLES TO ESTABLISH SPECIAL SHAREHOLDER YES AGAINST FOR
INVESTIGATION COMMITTEE ON LOANS TO K.K. KENKO
PROPOSAL #18: REMOVE DIRECTOR MITSUDO URANO FROM SHAREHOLDER YES AGAINST FOR
OFFICE
PROPOSAL #19: AMEND ARTICLES TO ESTABLISH SPECIAL SHAREHOLDER YES AGAINST FOR
INVESTIGATION COMMITTEE ON DIRECTOR MITSUDO URANO
PROPOSAL #20: APPOINT SHAREHOLDER DIRECTOR NOMINEE SHAREHOLDER YES AGAINST FOR
LUCIAN BEBCHUK IN PLACE OF MITSUDO URANO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Resorttrust Inc.
TICKER: 4681 CUSIP: J6448M108
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 23
PROPOSAL #2.1: ELECT DIRECTOR ITO, YOSHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ITO, KATSUYASU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KAWASAKI, NOBUHIKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUSHIMI, ARIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ITO, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SHINTANI, ATSUYUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR UCHIYAMA, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR IUCHI, KATSUYUKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TAKAGI, NAOSHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KAWAGUCHI, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR OGINO, SHIGETOSHI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR FURUKAWA, TETSUYA ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR NONAKA, TOMOYO ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TANIGUCHI, YOSHITAKA
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER AIBA, YOICHI
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER AKAHORI, SATOSHI
PROPOSAL #3.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NAKATANI, TOSHIHISA
PROPOSAL #3.5: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER OKADA, YOSHITAKA
PROPOSAL #4: APPROVE RETIREMENT BONUS FOR DIRECTOR ISSUER YES AGAINST AGAINST
WHO IS NOT AN AUDIT COMMITTEE MEMBER
PROPOSAL #5: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Restaurant Brands International Inc.
TICKER: QSR CUSIP: 76131D103
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXANDRE BEHRING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC CAIRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN E. FRANKLIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PAUL J. FRIBOURG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR NEIL GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALI HEDAYAT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS V. MILROY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR DANIEL S. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CARLOS ALBERTO SICUPIRA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CECILIA SICUPIRA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERTO MOSES THOMPSON ISSUER YES FOR FOR
MOTTA
PROPOSAL #1.12: ELECT DIRECTOR ALEXANDRE VAN DAMME ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES WITHHOLD AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: ADOPT POLICY AND REPORT ON BOARD SHAREHOLDER YES AGAINST N/A
DIVERSITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Restaurant Brands International Limited Partnership
TICKER: RSTRF CUSIP: 76090H103
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXANDRE BEHRING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC CAIRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN E. FRANKLIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PAUL J. FRIBOURG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR NEIL GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALI HEDAYAT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS V. MILROY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR DANIEL S. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CARLOS ALBERTO SICUPIRA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CECILIA SICUPIRA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERTO MOSES THOMPSON ISSUER YES FOR FOR
MOTTA
PROPOSAL #1.12: ELECT DIRECTOR ALEXANDRE VAN DAMME ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES WITHHOLD AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: ADOPT POLICY AND REPORT ON BOARD SHAREHOLDER YES AGAINST N/A
DIVERSITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reunert Ltd
TICKER: RLO CUSIP: S69566156
MEETING DATE: 2/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT TREVOR MUNDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT TASNEEM ABDOOL-SAMAD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: RE-ELECT ALAN DICKSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT THABANG MOTSOHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT RYNHARDT VAN ROOYEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT RYNHARDT VAN ROOYEN AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #7: RE-ELECT TASNEEM ABDOOL-SAMAD AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #8: RE-ELECT PHUTI MAHANYELE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #9: RE-ELECT SARITA MARTIN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #10: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES AGAINST AGAINST
OF THE COMPANY WITH JAMES WELCH AS THE INDIVIDUAL
DESIGNATED AUDITOR AND AUTHORISE THEIR REMUNERATION
PROPOSAL #11: APPROVE RESOLUTIONS OR AGREEMENTS OF ISSUER YES FOR FOR
EXECUTIVE DIRECTORS AND PRESCRIBED OFFICERS IN
CONTRAVENTION OF SECTION 75 OF COMPANIES ACT BUT ONLY
TO THE EXTENT THAT THE RELEVANT RESOLUTIONS OR
AGREEMENTS FELL WITHIN THE AMBIT OF SECTION 75 OF
COMPAN
PROPOSAL #12: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #13: APPROVE DEFERRED BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE ISSUE OF SHARES IN TERMS OF THE ISSUER YES FOR FOR
REUNERT 1985 SHARE OPTION SCHEME, REUNERT 1988 SHARE
PURCHASE SCHEME AND THE REUNERT 2006 SHARE OPTION
SCHEME
PROPOSAL #15: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #16: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #17: APPROVE FEES OF NON-EXECUTIVE DIRECTORS ISSUER YES FOR FOR
FOR AD HOC ASSIGNMENTS
PROPOSAL #18: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY
PROPOSAL #19: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rexel
TICKER: RXL CUSIP: F7782J366
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.40 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH PATRICK BERARD, CEO
PROPOSAL #6: APPROVE SEVERANCE AGREEMENT WITH ISSUER YES FOR FOR
CATHERINE GUILLOUARD, VICE-CEO
PROPOSAL #7: APPROVE REMUNERATION POLICY OF CEO ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY OF VICE-CEO ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
RUDY PROVOOST, CHAIRMAN AND CEO UNTIL JUNE 30, 2016
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PATRICK BERARD, CEO FROM JULY 1, 2016
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CATHERINE GUILLOUARD, VICE-CEO
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FRANCOIS HENROT, CHAIRMAN OF THE BOARD FROM JULY 1,
2016 TO SEPTEMBER 30, 2016
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF IAN ISSUER YES FOR FOR
MEAKINS, CHAIRMAN OF THE BOARD FROM OCTOBER 1, 2016
PROPOSAL #15: RATIFY APPOINTMENT OF IAN MEAKINS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: REELECT IAN MEAKINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: REELECT FRANCOIS HENROT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: RATIFY APPOINTMENT OF AGNES TOURAINE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19: ELECT PATRICK BERARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #21: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #22: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 720 MILLION
PROPOSAL #23: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 140 MILLION
PROPOSAL #24: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR RESERVED FOR QUALIFIED INVESTORS OR
RESTRICTED NUMBER OF INVESTORS, UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 140 MILLION
PROPOSAL #25: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 22-24
PROPOSAL #26: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS UNDER ITEMS
23 AND 24
PROPOSAL #27: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #28: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #29: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS FOR INTERNATIONAL
EMPLOYEES
PROPOSAL #30: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 200 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #31: AMEND ARTICLE 19 OF BYLAWS RE: AGE ISSUER YES FOR FOR
LIMIT OF CEO
PROPOSAL #32: AMEND ARTICLE 16 OF BYLAWS RE: AGE ISSUER YES FOR FOR
LIMIT OF CHAIRMAN
PROPOSAL #33: AMEND ARTICLE 14 OF BYLAWS RE: ELECTION ISSUER YES FOR FOR
OF EMPLOYEE REPRESENTATIVE TO THE BOARD
PROPOSAL #34: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RHB Bank Bhd.
TICKER: RHBBANK �� CUSIP: Y7283N105
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT AZLAN ZAINOL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ONG SENG PHEOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT REBECCA FATIMA STA MARIA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT SAW CHOO BOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTORS' FEES AND BOARD ISSUER YES FOR FOR
COMMITTEE'S ALLOWANCES FOR FINANCIAL PERIOD ENDED 31
DECEMBER 2016
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
EXCLUDING DIRECTORS' FEES AND BOARD COMMITTEES'
ALLOWANCES
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE ONG SENG PHEOW TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ricoh Co. Ltd.
TICKER: 7752 CUSIP: J64683105
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12.5
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR OSAWA, ISSUER YES FOR FOR
HIROSHI
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR OTA, YO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rightmove plc
TICKER: RMV CUSIP: G75657109
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: RE-ELECT SCOTT FORBES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PETER BROOKS-JOHNSON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: RE-ELECT ROBYN PERRISS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PETER WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ASHLEY MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT RAKHI GOSS-CUSTARD AS DIRECTOR ISSUER YES FOR �� FOR
PROPOSAL #13: ELECT JACQUELINE DE ROJAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #20: APPROVE DEFERRED SHARE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #21: APPROVE SHARESAVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rinnai Corp.
TICKER: 5947 CUSIP: J65199101
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 44
PROPOSAL #2.1: ELECT DIRECTOR HAYASHI, KENJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NAITO, HIROYASU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NARITA, TSUNENORI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOSUGI, MASAO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KONDO, YUJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MATSUI, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KAMIO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
ISHIKAWA, YOSHIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rio Tinto Ltd.
TICKER: RIO CUSIP: Q81437107
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
REPORTS OF THE DIRECTORS AND AUDITOR
PROPOSAL #2: APPROVE REMUNERATION POLICY REPORT FOR ISSUER YES FOR FOR
UK LAW PURPOSES
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE POTENTIAL TERMINATION OF ISSUER YES FOR FOR
BENEFITS FOR AUSTRALIAN LAW PURPOSES
PROPOSAL #5: ELECT MEGAN CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT DAVID CONSTABLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT JAN DU PLESSIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT SIMON HENRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT JEAN-SEBASTIEN JACQUES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: ELECT SAM LAIDLAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT MICHAEL L'ESTRANGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT CHRIS LYNCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT PAUL TELLIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT SIMON THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT JOHN VARLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: APPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #18: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
THE AUDITORS
PROPOSAL #19: APPROVE POLITICAL DONATIONS ISSUER YES FOR FOR
PROPOSAL #20: APPROVE THE RENEWAL OF OFF- MARKET AND ISSUER YES FOR FOR
ON-MARKET SHARE BUYBACK AUTHORITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rio Tinto Ltd.
TICKER: RIO CUSIP: Q81437107
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE PROPOSED DISPOSAL OF COAL & ISSUER YES FOR FOR
ALLIED INDUSTRIES LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rio Tinto plc
TICKER: RIO CUSIP: G75754104
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT FOR UK LAW ISSUER YES FOR FOR
PURPOSES
PROPOSAL #3: APPROVE REMUNERATION REPORT FOR ISSUER YES FOR FOR
AUSTRALIAN LAW PURPOSES
PROPOSAL #4: APPROVE THE POTENTIAL TERMINATION OF ISSUER YES FOR FOR
BENEFITS FOR AUSTRALIAN LAW PURPOSES
PROPOSAL #5: RE-ELECT MEGAN CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT DAVID CONSTABLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JAN DU PLESSIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT SIMON HENRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT JEAN-SEBASTIEN JACQUES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: ELECT SAM LAIDLAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MICHAEL L'ESTRANGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT CHRIS LYNCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PAUL TELLIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT SIMON THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT JOHN VARLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #19: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rio Tinto plc
TICKER: RIO CUSIP: G75754104
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF COAL & ALLIED ISSUER YES FOR FOR
INDUSTRIES LIMITED TO YANCOAL AUSTRALIA LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Riocan Real Estate Investment Trust
TICKER: REI.UN CUSIP: 766910103
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TRUSTEE BONNIE BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT TRUSTEE CLARE R. COPELAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT TRUSTEE PAUL GODFREY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT TRUSTEE DALE H. LASTMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT TRUSTEE JANE MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT TRUSTEE SHARON SALLOWS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT TRUSTEE EDWARD SONSHINE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT TRUSTEE SIIM A. VANASELJA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT TRUSTEE CHARLES M. WINOGRAD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE TRUSTEES TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RMB Holdings Ltd
TICKER: RMH CUSIP: S6992P127
MEETING DATE: 11/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT GERRIT FERREIRA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: RE-ELECT JOHAN BURGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT SONJA DE BRUYN SEBOTSA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: RE-ELECT PATRICK GOSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: RE-ELECT KHEHLA SHUBANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT FRANCOIS KNOETZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #3: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #4: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #6.1: RE-ELECT JAN DREYER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #6.2: RE-ELECT SONJA DE BRUYN SEBOTSA AS ISSUER YES FOR FOR
MEMBER OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #6.3: RE-ELECT PER-ERIK LAGERSTROM AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: ADOPT NEW MEMORANDUM OF INCORPORATION ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Roche Holding Ltd
TICKER: ROG CUSIP: H69293225
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS
PROPOSAL #2.1: APPROVE CHF 11.9 MILLION IN BONUSES TO ISSUER NO N/A N/A
THE CORPORATE EXECUTIVE COMMITTEE FOR FISCAL 2016
PROPOSAL #2.2: APPROVE CHF 558,390 SHARE BONUS FOR ISSUER NO N/A N/A
THE CHAIRMAN OF THE BOARD OF DIRECTORS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS OF CHF 8.20 PER SHARE AND NON-VOTING EQUITY
SECURITY
PROPOSAL #5.1: REELECT CHRISTOPH FRANZ AS DIRECTOR ISSUER NO N/A N/A
AND BOARD CHAIRMAN
PROPOSAL #5.2: REAPPOINT CHRISTOPH FRANZ AS MEMBER OF ISSUER NO N/A N/A
THE COMPENSATION COMMITTEE
PROPOSAL #5.3: REELECT ANDRE HOFFMANN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.4: REAPPOINT ANDRE HOFFMANN AS MEMBER OF ISSUER NO N/A N/A
THE COMPENSATION COMMITTEE
PROPOSAL #5.5: REELECT JOHN BELL AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.6: REELECT JULIE BROWN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.7: REELECT PAUL BULCKE AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.8: REELECT RICHARD P. LIFTON AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.9: REAPPOINT RICHARD P. LIFTON AS MEMBER ISSUER NO N/A N/A
OF THE COMPENSATION COMMITTEE
PROPOSAL #5.10: REELECT ANDREAS OERI AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.11: REELECT BERNARD POUSSOT AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.12: REAPPOINT BERNARD POUSSOT AS MEMBER ISSUER NO N/A N/A
OF THE COMPENSATION COMMITTEE
PROPOSAL #5.13: ELECT SEVERIN SCHWAN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.14: REELECT CLAUDIA SUESSMUTH DYCKERHOFF ISSUER NO N/A N/A
AS DIRECTOR
PROPOSAL #5.15: REELECT PETER R. VOSER AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.16: REAPPOINT PETER R. VOSER AS MEMBER OF ISSUER NO N/A N/A
THE COMPENSATION COMMITTEE
PROPOSAL #5.17: ELECT ANITA HAUSER AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REMUNERATION OF BOARD OF ISSUER NO N/A N/A
DIRECTORS (EXCLUDING CHAIRMAN BONUS AND MANDATORY
CONTRIBUTIONS TO SOCIAL SECURITY) IN THE AMOUNT OF
CHF 10 MILLION
PROPOSAL #7: APPROVE REMUNERATION OF EXECUTIVE ISSUER NO N/A N/A
COMMITTEE (EXCLUDING BONUSES AND MANDATORY
CONTRIBUTIONS TO SOCIAL SECURITY) IN THE AMOUNT OF
CHF 41 MILLION
PROPOSAL #8: DESIGNATE BDO AG AS INDEPENDENT PROXY ISSUER NO N/A N/A
PROPOSAL #9: RATIFY KPMG AG AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #10: TRANSACT OTHER BUSINESS (VOTING) ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rockcastle Global Real Estate Company Limited
TICKER: ROCK.N0000 CUSIP: V7688C103
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT DIRECTOR MARK OLIVIER ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SPIRO NOUSSIS ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NICK MATULOVICH ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR RORY KIRK ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YAN NG ISSUER YES AGAINST AGAINST
PROPOSAL #2.6: ELECT DIRECTOR ANDRE VAN DER VEER ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR BARRY STUHLER ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KAREN BODENSTEIN ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MAREK NOETZEL ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BDO & CO AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: PLACE AUTHORIZED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #7: AUTHORIZE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rohm Co. Ltd.
TICKER: 6963 CUSIP: J65328122
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 80
PROPOSAL #2.1: ELECT DIRECTOR SAWAMURA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR AZUMA, KATSUMI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FUJIWARA, TADANOBU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MATSUMOTO, ISAO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YAMAZAKI, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SAKAI, MASAKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SATO, KENICHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KAWAMOTO, HACHIRO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NISHIOKA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SUENAGA, YOSHIAKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rohto Pharmaceutical Co. Ltd.
TICKER: 4527 CUSIP: J65371106
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YAMADA, KUNIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YOSHINO, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YOSHIDA, AKIYOSHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEKH RAJ JUNEJA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAMBARA, YOICHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KUNISAKI, SHINICHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MASUMOTO, TAKESHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SAITO, MASAYA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR YAMADA, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MATSUNAGA, MARI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TORII, SHINGO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rolls-Royce Holdings plc
TICKER: RR. CUSIP: G76225104
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT STEPHEN DAINTITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT IAN DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT WARREN EAST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT LEWIS BOOTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT RUTH CAIRNIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SIR FRANK CHAPMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IRENE DORNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT LEE HSIEN YANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT BRADLEY SINGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT SIR KEVIN SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JASMIN STAIBLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: APPROVE PAYMENT TO SHAREHOLDERS ISSUER YES �� FOR FOR
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: APPROVE LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rosseti PJSC
TICKER: RSTI CUSIP: X3490A102
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE DIVIDENDS FOR PREFERRED SHARES ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE DIVIDENDS FOR ORDINARY SHARES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #7.1: ELECT STANISLAV ASHIROV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #7.2: ELECT BORIS AYUYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.3: ELECT OLEG BARKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.4: ELECT VASILY BELOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #7.5: ELECT OLEG DUBNOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #7.6: ELECT ALEKSANDR KALININ AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #7.7: ELECT VYACHESLAV KRAVCHENKO AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #7.8: ELECT ANDREY MUROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.9: ELECT ALEKSANDER NOVAK AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.10: ELECT NIKOLAY PODGUZOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.11: ELECT MIKHAIL POLUBOYARINOV AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #7.12: ELECT NIKOLAY ROGALEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.13: ELECT ANATOLY TIKHONOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.14: ELECT SERGEY SHMATKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.15: ELECT NIKOLAY SHULGINOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.1: ELECT TATYANA ZOBKOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.2: ELECT ILYA KARPOV AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #8.3: ELECT DMITRY FILIPENKO AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.4: ELECT NINA KHAKIMOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.5: ELECT ALEKSANDRA CHARONDINA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #9: RATIFY AUDITOR �� ISSUER YES FOR FOR
PROPOSAL #10: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #12: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #13: APPROVE COMPANY'S MEMBERSHIP IN GEIDCO ISSUER YES FOR FOR
PROPOSAL #14: APPROVE COMPANY'S MEMBERSHIP IN RUSSIAN ISSUER YES FOR FOR
UNION OF INDUSTRIALISTS AND ENTREPRENEURS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Bank of Canada
TICKER: RY CUSIP: 780087102
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW A. CHISHOLM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACYNTHE COTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TOOS N. DARUVALA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID F. DENISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD L. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALICE D. LABERGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL H. MCCAIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID MCKAY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HEATHER MUNROE-BLUM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS A. RENYI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KATHLEEN TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BRIDGET A. VAN ISSUER YES FOR FOR
KRALINGEN
PROPOSAL #1.13: ELECT DIRECTOR THIERRY VANDAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: SP 1: ADOPT A POLICY OF WITHDRAWAL FROM SHAREHOLDER YES AGAINST FOR
TAX HAVENS OR JURISDICTIONS WITH LOW TAX RATES
PROPOSAL #5: SP 2: APPROVE ANNUAL DISCLOSURE OF SHAREHOLDER YES AGAINST FOR
LOBBYING-RELATED MATTERS
PROPOSAL #6: SP 3: APPROVE SIMPLIFICATION AND SHAREHOLDER YES AGAINST FOR
IMPROVEMENT OF THE MANAGEMENT DISCLOSURE ON EXECUTIVE
COMPENSATION
PROPOSAL #7: SP 4: APPROVE BOARD SIZE BY-LAW SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: SP 5: ADOPT PROXY ACCESS BYLAW SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: SP 6: APPROVE RETIREMENT AND SEVERANCE SHAREHOLDER YES AGAINST FOR
AGREEMENTS
PROPOSAL #10: SP 7: APPROVE PLACEMENT OF SHAREHOLDER SHAREHOLDER YES AGAINST FOR
PROPOSALS IN CIRCULAR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Bank of Scotland Group plc
TICKER: RBS CUSIP: G7S86Z172
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT HOWARD DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ROSS MCEWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT EWEN STEVENSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT SANDY CROMBIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT FRANK DANGEARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ALISON DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MORTEN FRIIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ROBERT GILLESPIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT PENNY HUGHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT BRENDAN NELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT BARONESS NOAKES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT MIKE ROGERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT MARK SELIGMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE THE GROUP AUDIT COMMITTEE TO ISSUER YES FOR FOR
FIX REMUNERATION OF AUDITORS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY IN RELATION ISSUER YES FOR FOR
TO THE ISSUE OF EQUITY CONVERTIBLE NOTES
PROPOSAL #23: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH THE ISSUE OF EQUITY
CONVERTIBLE NOTES
PROPOSAL #24: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #25: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #26: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #27: APPROVE CANCELLATION OF SHARE PREMIUM ISSUER YES FOR FOR
ACCOUNT AND CAPITAL REDEMPTION RESERVE
PROPOSAL #28: APPROVE SHARESAVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Dutch Shell plc
TICKER: RDSA CUSIP: G7690A100
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT CATHERINE HUGHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ROBERTO SETUBAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT BEN VAN BEURDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GUY ELLIOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT EULEEN GOH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CHARLES HOLLIDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT GERARD KLEISTERLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SIR NIGEL SHEINWALD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RE-ELECT LINDA STUNTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT JESSICA UHL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT HANS WIJERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT GERRIT ZALM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: REQUEST SHELL TO SET AND PUBLISH SHAREHOLDER YES AGAINST FOR
TARGETS FOR REDUCING GREENHOUSE GAS (GHG) EMISSIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Dutch Shell plc
TICKER: RDSA CUSIP: G7690A118
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT CATHERINE HUGHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ROBERTO SETUBAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT BEN VAN BEURDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GUY ELLIOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT EULEEN GOH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CHARLES HOLLIDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT GERARD KLEISTERLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SIR NIGEL SHEINWALD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RE-ELECT LINDA STUNTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT JESSICA UHL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT HANS WIJERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT GERRIT ZALM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: REQUEST SHELL TO SET AND PUBLISH SHAREHOLDER YES AGAINST FOR
TARGETS FOR REDUCING GREENHOUSE GAS (GHG) EMISSIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Mail plc
TICKER: RMG CUSIP: G7368G108
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PETER LONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MOYA GREENE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MATTHEW LESTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT NICK HORLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CATH KEERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PAUL MURRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ORNA NI-CHIONNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT LES OWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE THE AUDIT AND RISK COMMITTEE ISSUER YES FOR FOR
TO FIX REMUNERATION OF AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #17: APPROVE DEFERRED SHARE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RSA Insurance Group plc
TICKER: RSA CUSIP: G7705H157
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MARTIN SCICLUNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT STEPHEN HESTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT SCOTT EGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ALASTAIR BARBOUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT KATH CATES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ENRICO CUCCHIANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT ISABEL HUDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT HUGH MITCHELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT JOSEPH STREPPEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT MARTIN STROBEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY IN CONNECTION ISSUER YES FOR FOR
WITH THE ISSUE OF MANDATORY CONVERTIBLE SECURITIES
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH THE ISSUE OF
MANDATORY CONVERTIBLE SECURITIES
PROPOSAL #23: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #24: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RTL Group S.A.
TICKER: 006146252 CUSIP: L80326108
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #2.2: APPROVE CONSOLIDATED FINANCIAL ISSUER NO N/A N/A
STATEMENTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #4.1: APPROVE DISCHARGE OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #4.2: APPROVE DISCHARGE OF AUDITORS ISSUER NO N/A N/A
PROPOSAL #5.1: APPROVE RESIGNATIONS OF ANKE ISSUER NO N/A N/A
SCHÄFERKORDT AND JACQUES SANTER AS DIRECTORS
PROPOSAL #5.2: ELECT BERT HABETS AS EXECUTIVE ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5.3: ELECT JEAN-LOUIS SCHILTZ AS NON- ISSUER NO N/A N/A
EXECUTIVE DIRECTOR
PROPOSAL #5.4: RENEW APPOINTMENT OF ISSUER NO N/A N/A
PRICEWATERHOUSECOOPERS AS AUDITOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RTL Group S.A.
TICKER: 006146252 CUSIP: L80326108
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE VARIOUS AMENDMENTS TO THE ISSUER NO N/A N/A
COMPANY'S ARTICLES RE: LEGISLATIVE UPDATES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rumo Logistica Operadora Multimodal SA
TICKER: RUMO3 CUSIP: P8S112140
MEETING DATE: 12/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT BETWEEN THE ISSUER YES FOR FOR
COMPANY AND RUMO S.A.
PROPOSAL #2: APPOINT INDEPENDENT FIRM TO APPRAISE ISSUER YES FOR FOR
PROPOSED TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE MERGER BETWEEN THE COMPANY AND ISSUER YES FOR FOR
RUMO S.A. AND SUBSEQUENT EXTINCTION OF COMPANY
PROPOSAL #5: ELECT FISCAL COUNCIL MEMBER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rumo S.A.
TICKER: N/A CUSIP: P8S114104
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT TWELVE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS AND ALTERNATES ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #5: FIX NUMBER OF FISCAL COUNCIL MEMBERS AT ISSUER YES FOR FOR
FIVE
PROPOSAL #6: ELECT FISCAL COUNCIL MEMBERS AND ISSUER YES ABSTAIN AGAINST
ALTERNATES
PROPOSAL #6.1: ELECT THIAGO COSTA JACINTO AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND WILLIAM CORDEIRO AS ALTERNATE
APPOINTED BY MINORITY SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rumo S.A.
TICKER: N/A CUSIP: P8S114104
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #2: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #3: AMEND ARTICLES 7, 34 AND 36 ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY ISSUER YES FOR FOR
ANNOUNCEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rural Electrification Corporation Ltd.
TICKER: RECLTD CUSIP: Y73650106
MEETING DATE: 9/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDED
PROPOSAL #3: REELECT AJEET KUMAR AGARWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ELECT SANJEEV KUMAR GUPTA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT ARUN SINGH AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT ARAVAMUDAN KRISHNA KUMAR AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #8: ELECT TIRUVALLUR THATTAI RAM MOHAN AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: INCREASE AUTHORIZED SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #11: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
PROPOSAL #12: APPROVE BONUS ISSUE ISSUER YES FOR FOR
PROPOSAL #13: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #14: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
BONDS/DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RusHydro PJSC
TICKER: HYDR CUSIP: X2393H107
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #4: APPROVE DIVIDENDS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #7.1: ELECT ARTEM AVESTISYAN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.2: ELECT NIKOLAY SHULGINOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.3: ELECT MAKSIM BYSTROV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.4: ELECT VYACHESLAV KRAVCHENKO AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #7.5: ELECT PAVEL GRACHEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.6: ELECT YURY TRUTNEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.7: ELECT SERGEY IVANOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.8: ELECT VYACHESLAV PIVOVAROV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.9: ELECT NIKOLAY PODGUZOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.10: ELECT ALEKSEY CHEKUNKOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.11: ELECT SERGEY SHISHIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.12: ELECT NIKOLAY ROGALEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.13: ELECT ANDREY SHISHKIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.1: ELECT NATALIA ANNIKOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #8.2: ELECT TATYANA ZOBKOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #8.3: ELECT IGOR REPIN AS MEMBER OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #8.4: ELECT MARINA KOSTINA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #8.5: ELECT DMITRY SIMOCHKIN AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #9: RATIFY AUDITOR ISSUER NO N/A N/A
PROPOSAL #10: APPROVE NEW EDITION OF CHARTER ISSUER NO N/A N/A
PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
GENERAL MEETINGS
PROPOSAL #12: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
BOARD MEETINGS
PROPOSAL #13: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
MANAGEMENT BOARD
PROPOSAL #14: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
REMUNERATION OF DIRECTORS
PROPOSAL #15: APPROVE NEW EDITION OF REGULATIONS ISSUER NO N/A N/A
REMUNERATION OF MEMBERS OF AUDIT COMMISSION
PROPOSAL #16: APPROVE TERMINATION OF COMPANY'S ISSUER NO N/A N/A
MEMBERSHIP IN NP KONTS UES
PROPOSAL #17: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER NO N/A N/A
LOAN AGREEMENT WITH RAO ES EAST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RWE AG
TICKER: RWE CUSIP: D6629K109
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.13 PER PREFERRED SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR HALF-YEAR AND QUARTERLY REPORTS 2017
PROPOSAL #8.1: ELECT MONIKA KIRCHER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8.2: ELECT UTE GERBAULET TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY RWE DOWNSTREAM BETEILIGUNGS GMBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ryanair Holdings plc
TICKER: N/A CUSIP: G7727C186
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ryanair Holdings plc
TICKER: N/A CUSIP: G7727C186
MEETING DATE: 9/14/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: RE-ELECT DAVID BONDERMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: RE-ELECT MICHAEL CAWLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: RE-ELECT CHARLIE MCCREEVY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: RE-ELECT DECLAN MCKEON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: RE-ELECT KYRAN MCLAUGHLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: RE-ELECT HOWARD MILLAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3g: RE-ELECT DICK MILLIKEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3h: RE-ELECT MICHAEL O'LEARY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3i: RE-ELECT JULIE O'NEILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3j: RE-ELECT JAMES OSBORNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3k: RE-ELECT LOUISE PHELAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3l: ELECT MICHAEL O'BRIEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ryman Healthcare Ltd.
TICKER: RYM CUSIP: Q8203F106
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GEORGE SAVVIDES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT DAVID KERR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT KEVIN HICKMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE AUDITORS
PROPOSAL #5: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ryohin Keikaku Co. Ltd.
TICKER: 7453 CUSIP: J6571N105
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 156
PROPOSAL #2.1: ELECT DIRECTOR MATSUZAKI, SATORU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OKAZAKI, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAMAMOTO, YUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SHIMIZU, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ENDO, ISAO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: S.A.C.I. Falabella
TICKER: FALABELLA CUSIP: P3880F108
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE ANNUAL REPORT, BALANCE SHEET, ISSUER YES FOR FOR
CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS FROM
AUDITORS
PROPOSAL #b: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #c: APPROVE DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #d: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #e: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #f: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #g: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #h: DESIGNATE NEWSPAPER TO PUBLISH ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #i: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #j: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE AND RECEIVE THEIR REPORT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: S-1 Corp.
TICKER: A012750 CUSIP: Y75435100
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT TWO INSIDE DIRECTORS AND ONE NON- ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #3: APPOINT TAKAKURA KENSHU AS INTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sa Sa International Holdings Ltd
TICKER: 178 CUSIP: G7814S102
MEETING DATE: 8/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3.1a: ELECT KWOK LAW KWAI CHUN ELEANOR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1b: ELECT LOOK GUY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1c: ELECT TAM WAI CHU MARIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5.1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5.2: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5.3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER �� YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SABMiller plc
TICKER: SAB CUSIP: G77395104
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT JAN DU PLESSIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT ALAN CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DOMENIC DE LORENZO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MARK ARMOUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DAVE BERAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT GEOFFREY BIBLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DINYAR DEVITRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT GUY ELLIOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT LESLEY KNOX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT TREVOR MANUEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT DR DAMBISA MOYO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT CARLOS PEREZ DAVILA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: RE-ELECT ALEJANDRO SANTO DOMINGO DAVILA ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #16: RE-ELECT HELEN WEIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #18: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #19: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SABMiller plc
TICKER: SAB CUSIP: G77395104
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATTERS RELATING TO THE ISSUER YES FOR FOR
ACQUISITION OF SABMILLER PLC BY ANHEUSER-BUSCH INBEV
SA/NV
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SABMiller plc
TICKER: SAB CUSIP: G77395104
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Safran
TICKER: SAF CUSIP: F4035A557
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.52 PER SHARE
PROPOSAL #4: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH ROSS MCINNES, CHAIRMAN OF THE BOARD
PROPOSAL #5: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH PHILIPPE PETITCOLIN, CEO
PROPOSAL #6: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #7: REELECT ODILE DESFORGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT HELENE AURIOL POTIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT PATRICK PELATA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT SOPHIE ZURQUIYAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ROSS MCINNES, CHAIRMAN OF THE BOARD
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PHILIPPE PETITCOLIN, CEO
PROPOSAL #13: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #14: APPROVE REMUNERATION POLICY OF CEO ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: AMEND ARTICLE 25 OF BYLAWS RE: AGE ISSUER YES FOR FOR
LIMIT OF CEO AND VICE-CEO
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 20 MILLION
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 8 MILLION
PROPOSAL #19: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
8 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #20: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 8 MILLION
PROPOSAL #21: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 17 TO 20
PROPOSAL #22: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 12.5 MILLION FOR BONUS ISSUE OR INCREASE
IN PAR VALUE
PROPOSAL #23: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 8 MILLION, INCLUDING
IN THE EVENT OF A PUBLIC TENDER OFFER OR SHARE
EXCHANGE OFFER
PROPOSAL #24: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 8 MILLION, INCLUDING
IN THE EVENT OF A PUBLIC TENDER OFFER OR SHARE
EXCHANGE OFFER
PROPOSAL #25: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
8 MILLION FOR FUTURE EXCHANGE OFFERS, INCLUDING IN
THE EVENT OF A PUBLIC TENDER OFFER OR SHARE EXCHANGE
PROPOSAL #26: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 8 MILLION, INCLUDING
IN THE EVENT OF A PUBLIC TENDER OFFER OR SHARE
PROPOSAL #27: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 23 TO 26,
INCLUDING IN THE EVENT OF A PUBLIC TENDER OFFER OR
SHARE EXCHANGE OFFER
PROPOSAL #28: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 8 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE, INCLUDING IN THE EVENT OF A PUBLIC TENDER
OFFER OR SHARE EXCHANGE OFFER
PROPOSAL #29: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #30: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #31: AUTHORIZE UP TO 0.4 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #32: AUTHORIZE NEW CLASS OF PREFERRED STOCK ISSUER YES FOR FOR
(ACTIONS DE PREFERENCE A) AND AMEND BYLAWS
PROPOSAL #33: AUTHORIZE ISSUANCE OF PREFERRED STOCK ISSUER YES FOR FOR
UP TO EUR 8 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #34: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
PROPOSAL #A: AUTHORIZE UP TO 0.6 PERCENT OF ISSUED SHAREHOLDER YES AGAINST FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS RESERVED
FOR ALL EMPLOYEES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Saipem
TICKER: SPM CUSIP: T82000117
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.b: APPROVE TREATMENT OF NET LOSS ISSUER YES FOR FOR
PROPOSAL #2.1: SLATE SUBMITTED BY ENI AND CDP EQUITY SHAREHOLDER YES FOR N/A
PROPOSAL #2.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER NO N/A N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #3: APPOINT CHAIR OF THE BOARD OF STATUTORY SHAREHOLDER YES AGAINST N/A
AUDITORS
PROPOSAL #4: APPROVE INTERNAL AUDITORS' REMUNERATION SHAREHOLDER YES FOR N/A
PROPOSAL #5: INTEGRATE REMUNERATION OF EXTERNAL ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #9: AUTHORIZE INTERRUPTION OF THE LIMITATION ISSUER YES FOR FOR
PERIOD OF LIABILITY ACTION AGAINST FORMER DIRECTOR
PROPOSAL #1: APPROVE SHARE CONSOLIDATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND COMPANY BYLAWS ISSUER YES FOR FOR
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Salvatore Ferragamo S.p.A
TICKER: SFER CUSIP: T80736100
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: SLATE SUBMITTED BY FERRAGAMO SHAREHOLDER NO N/A N/A
FINANZIARIA SPA
PROPOSAL #4.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
SHAREHOLDERS (ASSOGESTIONI)
PROPOSAL #5: APPROVE INTERNAL AUDITORS' REMUNERATION SHAREHOLDER YES FOR N/A
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR �� FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sampo Oyj
TICKER: SAMPO CUSIP: X75653109
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.30 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 175,000 FOR CHAIRMAN, EUR115,000
FOR VICE CHAIRMAN, EUR 90,000 FOR OTHER DIRECTORS;
APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #12: REELECT CHRISTIAN CLAUSEN, JANNICA ISSUER YES FOR FOR
FAGERHOLM, ADINE GRATE AXÉN, VELI-MATTI MATTILA,
RISTO MURTO, EIRA PALIN-LEHTINEN, PER ARTHUR SØRLIE
AND BJÖRN WAHLROOS AS DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: APPROVE THAT THE RIGHTS ATTACHED TO ISSUER YES FOR FOR
CERTAIN SHARES ENTERED IN THE COMPANY'S JOINT BOOK-
ENTRY ACCOUNT BE FORFEITED
PROPOSAL #16: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsonite International S.A.
TICKER: 1910 CUSIP: L80308106
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsonite International S.A.
TICKER: 1910 CUSIP: L80308106
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESIGNATION OF MIGUEL KAI KWUN ISSUER YES FOR FOR
KO AS DIRECTOR
PROPOSAL #2: ELECT JEROME SQUIRE GRIFFITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF JEROME SQUIRE ISSUER YES FOR FOR
GRIFFITH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsonite International S.A.
TICKER: 1910 CUSIP: L80308106
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND �� ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF RESULTS FOR THE ISSUER YES FOR FOR
YEAR 2016
PROPOSAL #3: APPROVE CASH DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4a: REELECT KYLE FRANCIS GENDREAU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4b: REELECT TOM KORBAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: REELECT YING YEH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RENEW MANDATE GRANTED TO KPMG LUXEMBOURG ISSUER YES FOR FOR
AS STATUTORY AUDITOR
PROPOSAL #6: APPROVE KPMG LLP AS EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE ISSUANCE SHARES UP TO 10 ISSUER YES FOR FOR
PERCENT OF THE TOTAL ISSUED SHARES
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: APPROVE DISCHARGE OF DIRECTORS AND ISSUER YES FOR FOR
AUDITORS
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF KPMG LUXEMBOURG
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung Biologics Co., Ltd.
TICKER: A207940 CUSIP: Y7T7DY103
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT KIM TAE-HAN AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung C&T Corp.
TICKER: A028260 CUSIP: Y7T71K106
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT CHANG DAL-JOONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT KWON JAE-CHUL AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT CHANG DAL-JOONG AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: ELECT KWON JAE-CHUL AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung Card Co.
TICKER: A029780 CUSIP: Y7T70U105
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT WON GI-CHAN AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT JEONG JOON-HO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT KWON OH-GYU AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT CHOI GYU-YEON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT YANG SEONG-YONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR TO SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #5.1: ELECT KWON OH-GYU AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5.2: ELECT CHOI GYU-YEON AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung Electro-Mechanics Co.
TICKER: A009150 CUSIP: Y7470U102
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT KWON TAE-GYUN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CHOI HYEON-JA AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YOO JI-BEOM AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT KWON TAE-GYUN AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: ELECT CHOI HYEON-JA AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung Electronics Co. Ltd.
TICKER: A005930 CUSIP: 796050888
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPIN-OFF AGREEMENT ISSUER YES FOR FOR
PROPOSAL #1: APPROVE SPIN-OFF AGREEMENT ISSUER NO N/A N/A
PROPOSAL #2.1.1: ELECT LEE JAE-YONG AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1.1: ELECT LEE JAE-YONG AS INSIDE ISSUER NO N/A N/A
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung Electronics Co. Ltd.
TICKER: A005930 CUSIP: 796050888
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung Electronics Co. Ltd.
TICKER: A005930 CUSIP: Y74718100
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPIN-OFF AGREEMENT�� ISSUER YES FOR FOR
PROPOSAL #2: ELECT LEE JAE-YONG AS INSIDE DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung Electronics Co. Ltd.
TICKER: A005930 CUSIP: Y74718100
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung Electronics Co. Ltd.
TICKER: A005930 CUSIP: Y74718118
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPIN-OFF AGREEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung Engineering Co. Ltd.
TICKER: A028050 CUSIP: Y7472L100
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT ONE INSIDE DIRECTOR AND ONE ISSUER YES FOR FOR
OUTSIDE DIRECTOR
PROPOSAL #3: ELECT SEO MAN-HO AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung Fire & Marine Insurance Co.
TICKER: A000810 CUSIP: Y7473H108
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1.1: ELECT AHN MIN-SOO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1.2: ELECT HYEON SEONG-CHEOL AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2.1: ELECT MOON HYO-NAM AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2.2: ELECT PARK DAE-DONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT PARK SE-MIN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
TO SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #5.1.1: ELECT CHO DONG-GEUN AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5.1.2: ELECT PARK DAE-DONG AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung Heavy Industries Co. Ltd.
TICKER: A010140 CUSIP: Y7474M106
MEETING DATE: 8/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung Heavy Industries Co. Ltd.
TICKER: A010140 CUSIP: Y7474M106
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT JEON TAE-HEUNG AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT SHIN JONG-GYE AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT SHIN JONG-GYE AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung Life Insurance Co. Ltd.
TICKER: A032830 CUSIP: Y74860100
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT KIM CHANG-SOO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CHOI SHIN-HYUNG AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT YOON YOUNG-RO AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: ELECT HUR KYUNG-WOOK AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: ELECT KIM DOO-CHUL AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
TO SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung SDI Co., Ltd.
TICKER: A006400 CUSIP: Y74866107
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT JEON YOUNG-HYEON AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT KIM SEONG-JAE AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT HONG SEOK-JOO AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT KIM NAN-DO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT KIM JAE-HUI AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT KIM SEONG-JAE AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: ELECT HONG SEOK-JOO AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: ELECT KIM NAN-DO AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3.4: ELECT KIM JAE-HUI AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung SDS Co. Ltd.
TICKER: A018260 CUSIP: Y7T72C103
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT PARK JEONG-HO AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT PARK YOUNG-YEOL AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LEE JAE-EUN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT YOO JAE-MAN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT PARK YOUNG-YEOL AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: ELECT LEE JAE-EUN AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3.3: ELECT YOO JAE-MAN AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung Securities Co. Ltd.
TICKER: A016360 CUSIP: Y7486Y106
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT KIM GYEONG-SOO AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT SAH JAE-HOON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT KIM SEONG-JIN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
TO SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #5.1: ELECT KIM GYEONG-SOO AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5.2: ELECT LEE SEUNG-WOO AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sands China Ltd.
TICKER: 1928 CUSIP: G7800X107
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT SHELDON GARY ADELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT CHIANG YUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT VICTOR PATRICK HOOG ANTINK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT KENNETH PATRICK CHUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sandvik AB
TICKER: SAND CUSIP: W74857165
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #11: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 2.75 PER SHARE
PROPOSAL #12: DETERMINE NUMBER OF DIRECTORS (8) AND ISSUER YES FOR FOR
DEPUTY DIRECTORS (0) OF BOARD; DETERMINE NUMBER OF
AUDITORS (1) AND DEPUTY AUDITORS
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 2.2 MILLION FOR THE CHAIRMAN AND
SEK 630,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION
FOR COMMITTEE WORK; APPROVE REMUNERATION FOR AUDITOR
PROPOSAL #14a: ELECT MARIKA FREDRIKSSON AS NEW ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14b: REELECT JENNIFER ALLERTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14c: REELECT CLAES BOUSTEDT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14d: REELECT JOHAN KARLSTROM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14e: REELECT JOHAN MOLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14f: REELECT BJORN ROSENGREN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14g: REELECT HELENA STJERNHOLM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14h: REELECT LARS WESTERBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REELECT JOHAN MOLIN AS CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD
PROPOSAL #16: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #18: APPROVE SHARE MATCHING PLAN (LTI 2017) ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: San-in Godo Bank Ltd.
TICKER: 8381 CUSIP: J67220103
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10.5
PROPOSAL #2.1: ELECT DIRECTOR KUBOTA, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ISHIMARU, FUMIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAMASAKI, TORU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SUGIHARA, NOBUHARU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ASANO, HIROYOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAGO, HIDETO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TANABE, CHOEMON ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR FUKUI, KOICHIRO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR YOSHIDA, ISSUER YES FOR FOR
TAKASHI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR KAWAMOTO, ISSUER YES FOR FOR
MICHIHIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sankyo Co. Ltd. (6417)
TICKER: 6417 CUSIP: J67844100
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 75
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanlam Ltd
TICKER: SLM CUSIP: S7302C137
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2016
PROPOSAL #2: REAPPOINT ERNST & YOUNG INCORPORATED AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH JOHANNA DE VILLIERS AS
THE INDIVIDUAL AND DESIGNATED AUDITOR
PROPOSAL #3: ELECT PAUL HANRATTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT MANANA BAKANE-TUOANE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: RE-ELECT VALLI MOOSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: RE-ELECT SIPHO NKOSI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: RE-ELECT LAZARUS ZIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: RE-ELECT YEGS RAMIAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT HEINIE WERTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT ANTON BOTHA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #6.2: ELECT PAUL HANRATTY AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #6.3: RE-ELECT KARABO NONDUMO AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6.4: RE-ELECT FLIP RADEMEYER AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
DIRECTORS AND NON-EXECUTIVE DIRECTORS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
PROPOSAL #9: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #10: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #11: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #A: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS FOR THE PERIOD 1 JULY 2017 UNTIL 30 JUNE
PROPOSAL #B: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #C: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #D: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanofi
TICKER: SAN CUSIP: F5548N101
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.96 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON NEW ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 1.750 MILLION
PROPOSAL #6: REELECT FABIENNE LECORVAISIER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT BERNARD CHARLES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT MELANIE LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY FOR CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #10: APPROVE REMUNERATION POLICY FOR CEO ISSUER YES FOR FOR
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
SERGE WEINBERG, CHAIRMAN OF THE BOARD
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
OLIVIER BRANDICOURT, CEO
PROPOSAL #13: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AUDIT AS AUDITOR
PROPOSAL #14: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #15: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 1.289 BILLION
PROPOSAL #16: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 240 MILLION
PROPOSAL #17: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 240 MILLION
PROPOSAL #18: APPROVE ISSUANCE OF DEBT SECURITIES ISSUER YES FOR FOR
GIVING ACCESS TO NEW SHARES OF SUBSIDIARIES AND/OR
EXISTING SHARES AND/OR DEBT SECURITIES, UP TO
AGGREGATE AMOUNT OF EUR 7 BILLION
PROPOSAL #19: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #20: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #21: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 500 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #22: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #23: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #24: AMEND ARTICLE 11 OF BYLAWS RE: BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #25: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanrio Co. Ltd.
TICKER: 8136 CUSIP: J68209105
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TSUJI, SHINTARO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TSUJI, TOMOKUNI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EMORI, SUSUMU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FUKUSHIMA, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NAKAYA, TAKAHIDE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MIYAUCHI, SABURO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NOMURA, KOSHO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KISHIMURA, JIRO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SAKIYAMA, YUKO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SHIMOMURA, YOICHIRO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TSUJI, YUKO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR TANIMURA, KAZUAKI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR KITAMURA, NORIO ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR SHIMAGUCHI, MITSUAKI ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR HAYAKAWA, YOSHIHARU ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR OHASHI, KAZUO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Santam Ltd
TICKER: SNT CUSIP: S73323115
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2016
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH ZUHDI ABRAHAMS AS THE
INDIVIDUAL AND DESIGNATED AUDITOR
PROPOSAL #3: RE-ELECT BRUCE CAMPBELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT THEMBA GAMEDZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT GRANT GELINK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT YEGS RAMIAH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT GUGU MTETWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT PRESTON SPECKMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT HEINIE WERTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT BRUCE CAMPBELL AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #11: RE-ELECT GRANT GELINK AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #12: RE-ELECT MACHIEL REYNEKE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #13: ELECT GUGU MTETWA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #14: ELECT PRESTON SPECKMANN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #15: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Santen Pharmaceutical Co. Ltd.
TICKER: 4536 CUSIP: J68467109
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 13
PROPOSAL #2.1: ELECT DIRECTOR KUROKAWA, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ITO, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TSUJIMURA, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TANIUCHI, SHIGEO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KATAYAMA, TAKAYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OISHI, KANOKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SHINTAKU, YUTARO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Santos Ltd.
TICKER: STO CUSIP: Q82869118
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT PETER ROLAND COATES AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT GUY MICHAEL COWAN AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT PETER ROLAND HEARL AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ADOPTION OF REMUNERATION ISSUER YES FOR FOR
REPORT
PROPOSAL #4: APPROVE THE GRANT OF SHARE ACQUISITION ISSUER YES FOR FOR
RIGHTS TO KEVIN GALLAGHER
PROPOSAL #5a: APPROVE AMENDMENT OF CONSTITUTION SHAREHOLDER YES AGAINST FOR
PROPOSAL #5b: APPROVE STRATEGIC RESILIENCE FOR 2035 SHAREHOLDER YES AGAINST FOR
AND BEYOND
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanwa Holdings Corp.
TICKER: 5929 CUSIP: J6858G104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 13
PROPOSAL #2.1: ELECT DIRECTOR TAKAYAMA, TOSHITAKA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAKAYAMA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FUJISAWA, HIROATSU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUKUDA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YASUDA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAKAYAMA, MEIJI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sao Martinho S.A.
TICKER: SMTO3 CUSIP: P8493J108
MEETING DATE: 12/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 1:3 STOCK SPLIT AND AMEND ISSUER YES FOR FOR
ARTICLE 5
PROPOSAL #2: APPROVE INCREASE IN AUTHORIZED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLE 6
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sao Martinho S.A.
TICKER: SMTO3 CUSIP: P8493J108
MEETING DATE: 2/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT BETWEEN THE ISSUER YES FOR FOR
COMPANY AND NOVA FRONTEIRA BIOENERGIA S.A.
PROPOSAL #2: APPOINT VALORUP AUDITORES INDEPENDENTES ISSUER YES FOR FOR
AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTION
PROPOSAL #3: APPROVE VALORUP AUDITORES INDEPENDENTES' ISSUER YES FOR FOR
APPRAISAL
PROPOSAL #4: APPOINT KPMG CORPORATE FINANCE LTDA. AS ISSUER YES FOR FOR
THE INDEPENDENT FIRM TO APPRAISE THE COMPANY AND NOVA
FRONTEIRA BIOENERGIA S.A.
PROPOSAL #5: APPROVE KPMG'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EXCHANGE OF SHARES BETWEEN THE ISSUER YES FOR FOR
COMPANY AND NOVA FRONTEIRA BIOENERGIA S.A. IN
CONNECTION WITH THE MERGER
PROPOSAL #7: APPROVE ISSUANCE OF SHARES IN CONNECTION ISSUER YES FOR FOR
WITH THE TRANSACTION AND AMEND ARTICLE 5 ACCORDINGLY
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SAP SE
TICKER: SAP CUSIP: D66992104
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.25 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sappi Ltd
TICKER: SAP CUSIP: S73544108
MEETING DATE: 2/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED SEPTEMBER 2016
PROPOSAL #2.1: RE-ELECT MIKE FALLON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT DR LEN KONAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT JOCK MCKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: RE-ELECT GLEN PEARCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT DR LEN KONAR AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT MIKE FALLON AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT PETER MAGEZA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.4: RE-ELECT KAREN OSAR AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.5: ELECT ROB JAN RENDERS AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: APPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY WITH PETER MACDONALD AS THE DESIGNATED
REGISTERED AUDITOR
PROPOSAL #5.1: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS FOR THE PURPOSE OF THE
SAPPI LIMITED PERFORMANCE SHARE INCENTIVE TRUST
PROPOSAL #5.2: AUTHORISE ANY SUBSIDIARY TO SELL AND ISSUER YES FOR FOR
TO TRANSFER TO THE SAPPI LIMITED SHARE INCENTIVE
TRUST AND THE SAPPI LIMITED PERFORMANCE SHARE
INCENTIVE TRUST SUCH SHARES AS MAY BE REQUIRED FOR
THE PURPOSES OF THE SCHEMES
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES
PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sapporo Holdings Ltd.
TICKER: 2501 CUSIP: J69413193
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 37
PROPOSAL #2: AMEND ARTICLES TO CLARIFY DIRECTOR ISSUER YES FOR FOR
AUTHORITY ON SHAREHOLDER MEETINGS
PROPOSAL #3.1: ELECT DIRECTOR KAMIJO, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR OGA, MASAKI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR NOSE, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR SOYA, SHINICHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR FUKUHARA, MAYUMI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR YOSHIDA, IKUYA ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR HATTORI, SHIGEHIKO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR IKEDA, TERUHIKO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR UZAWA, SHIZUKA ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR SUGIE, KAZUO ISSUER YES FOR FOR
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
YADA, TSUGIO
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SapuraKencana Petroleum Berhad
TICKER: SKPETRO CUSIP: Y7516Y100
MEETING DATE: 7/26/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT SHAHRIL SHAMSUDDIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT GEE SIEW YOONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT HAMZAH BAKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT AMAR HAMID BUGO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SapuraKencana Petroleum Berhad
TICKER: SKPETRO CUSIP: Y7516Y100
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Saputo Inc.
TICKER: SAP CUSIP: 802912105
MEETING DATE: 8/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EMANUELE (LINO) SAPUTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINO A. SAPUTO, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HENRY E. DEMONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY M. FATA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNALISA KING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAREN KINSLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TONY METI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DIANE NYISZTOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANZISKA RUF ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANNETTE VERSCHUREN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: SP1: ADOPT MEASURES, TARGETS AND SHAREHOLDER YES AGAINST FOR
DEADLINES REGARDING FEMALE REPRESENTATION
PROPOSAL #4: SP2: ADVISORY VOTE ON EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sartorius Stedim Biotech
TICKER: DIM CUSIP: F8005V210
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DISCHARGE DIRECTORS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.42 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES AGAINST AGAINST
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: APPROVE TERMINATION PACKAGE OF JOACHIM ISSUER YES AGAINST AGAINST
KREUZBURG, CHAIRMAN AND CEO
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 284,400
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES AGAINST AGAINST
JOACHIM KREUZBURG, CHAIRMAN AND CEO
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES AGAINST AGAINST
VOLKER NIEBEL, VICE CEO
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES AGAINST AGAINST
OSCAR-WERNER REIF, VICE CEO
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES AGAINST AGAINST
REINHARD VOGT, VICE CEO
PROPOSAL #11: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sasol Ltd
TICKER: SOL CUSIP: 803866102
MEETING DATE: 11/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.1: RE-ELECT COLIN BEGGS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: RE-ELECT HENK DIJKGRAAF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: RE-ELECT JJ NJEKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: RE-ELECT BONGANI NQWABABA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: RE-ELECT PETER ROBERTSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT STEPHEN CORNELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT MANUEL CUAMBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: RE-ELECT PAUL VICTOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #6.1: RE-ELECT COLIN BEGGS AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #6.2: RE-ELECT NOMGANDO MATYUMZA AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #6.3: RE-ELECT IMOGEN MKHIZE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6.4: RE-ELECT JJ NJEKE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #6.5: RE-ELECT STEPHEN WESTWELL AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUE OF SHARES IN CONNECTION ISSUER YES FOR FOR
WITH THE LONG-TERM INCENTIVE SHARE PLAN
PROPOSAL #10: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTIONS 44 AND 45 OF THE ACT
PROPOSAL #12: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
CLAUSE 9.1
PROPOSAL #13: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
CLAUSE 22.2
PROPOSAL #14: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
CLAUSE 23.1.12
PROPOSAL #15: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #16: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL FROM A DIRECTOR AND/OR A PRESCRIBED OFFICER
OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SATS Ltd
TICKER: S58 CUSIP: Y7992U101
MEETING DATE: 7/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT ALEXANDER CHARLES HUNGATE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT KOH POH TIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT THIERRY BRETON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT TAN SOO NAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE ISSUANCE OF SHARES AND/OR GRANT ISSUER YES FOR FOR
OF AWARDS UNDER THE SATS PERFORMANCE SHARE PLAN,
SATS RESTRICTED SHARE PLAN, AND SATS EMPLOYEE SHARE
OPTION PLAN
PROPOSAL #11: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #13: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sawai Pharmaceutical Co., Ltd.
TICKER: 4555 CUSIP: J69811107
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 65
PROPOSAL #2.1: ELECT DIRECTOR SAWAI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SAWAI, MITSUO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SAWAI, KENZO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR IWASA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KODAMA, MINORU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TERASHIMA, TORU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SUGAO, HIDEFUMI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TODO, NAOMI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR HIRANO, ISSUER YES FOR FOR
JUNICHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SBI Holdings
TICKER: 8473 CUSIP: J6991H100
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KITAO, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAWASHIMA, KATSUYA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NAKAGAWA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ASAKURA, TOMOYA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MORITA, SHUMPEI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TAKAMURA, MASATO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NAKATSUKA, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHIGEMITSU, TATSUO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR YAMADA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR YOSHIDA, MASAKI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SATO, TERUHIDE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR AYAKO HIROTA WEISSMAN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR TAKENAKA, HEIZO ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR OTOBE, TATSUYOSHI ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR GOMI, HIROFUMI ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR ASAEDA, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR SUZUKI, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR ICHIKAWA, TORU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
WAKATSUKI, TETSUTARO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Scentre Group
TICKER: SCG CUSIP: Q8351E109
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT ANDREW HARMOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ALIZA KNOX AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schibsted ASA
TICKER: SCHA CUSIP: R75677105
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING; DESIGNATE ISSUER YES FOR FOR
INSPECTOR(S) OF MINUTES OF MEETING
PROPOSAL #2: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #3: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE CORPORATE GOVERNANCE
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF NOK 1.75 PER SHARE
PROPOSAL #6: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #9a: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #9b: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #10a: ELECT OLE SUNDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10b: ELECT ORLA NOONAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10c: ELECT ARNAUD DE PUYFONTAINE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10d: ELECT CHRISTIAN RINGNES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10e: ELECT BIRGER STEEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10f: ELECT EUGENIE VAN WIECHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10g: ELECT MARIANNE BUDNIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF NOK 1.03 MILLION FOR THE CHAIRMAN AND
NOK 483,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION
FOR COMMITTEE WORK; APPROVE MEETING FEES
PROPOSAL #12a: ELECT JOHN A. REIN AS MEMBER OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #12b: ELECT ANN KRISTIN BRAUTASET AS MEMBER ISSUER YES FOR FOR
OF NOMINATING COMMITTEE
PROPOSAL #12c: ELECT SPENCER ADAIR AS MEMBER OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #13: APPROVE REMUNERATION OF NOMINATING ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #14: ADOPT INSTRUCTIONS FOR THE NOMINATING ISSUER YES FOR FOR
COMMITTEE RECOMMENDED BY NORWEGIAN CODE OF PRACTICE
FOR CORPORATE GOVERNANCE
PROPOSAL #15: GRANT POWER OF ATTORNEY TO BOARD ISSUER YES FOR FOR
PURSUANT TO ARTICLE 7 OF ARTICLES OF ASSOCIATION
PROPOSAL #16: APPROVE CREATION OF NOK 5.94 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schibsted ASA
TICKER: SCHA CUSIP: R75677147
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING; DESIGNATE ISSUER YES FOR FOR
INSPECTOR(S) OF MINUTES OF MEETING
PROPOSAL #2: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #3: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE CORPORATE GOVERNANCE
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF NOK 1.75 PER SHARE
PROPOSAL #6: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #9a: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #9b: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #10a: ELECT OLE SUNDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10b: ELECT ORLA NOONAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10c: ELECT ARNAUD DE PUYFONTAINE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10d: ELECT CHRISTIAN RINGNES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10e: ELECT BIRGER STEEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10f: ELECT EUGENIE VAN WIECHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10g: ELECT MARIANNE BUDNIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF NOK 1.03 MILLION FOR THE CHAIRMAN AND
NOK 483,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION
FOR COMMITTEE WORK; APPROVE MEETING FEES
PROPOSAL #12a: ELECT JOHN A. REIN AS MEMBER OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #12b: ELECT ANN KRISTIN BRAUTASET AS MEMBER ISSUER YES FOR FOR
OF NOMINATING COMMITTEE
PROPOSAL #12c: ELECT SPENCER ADAIR AS MEMBER OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #13: APPROVE REMUNERATION OF NOMINATING ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #14: ADOPT INSTRUCTIONS FOR THE NOMINATING ISSUER YES FOR FOR
COMMITTEE RECOMMENDED BY NORWEGIAN CODE OF PRACTICE
FOR CORPORATE GOVERNANCE
PROPOSAL #15: GRANT POWER OF ATTORNEY TO BOARD ISSUER YES FOR FOR
PURSUANT TO ARTICLE 7 OF ARTICLES OF ASSOCIATION
PROPOSAL #16: APPROVE CREATION OF NOK 5.94 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schindler Holding AG
TICKER: SCHN CUSIP: H7258G233
MEETING DATE: 3/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 3.00 PER SHARE AND PARTICIPATION
CERTIFICATE PLUS SPECIAL DIVIDENDS OF CHF 2.00 PER
SHARE AND PARTICIPATION CERTIFICATE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 5.9 MILLION FOR FISCAL
PROPOSAL #4.2: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 11.7 MILLION
FOR FISCAL 2017
PROPOSAL #4.3: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 8 MILLION FOR FISCAL
2016
PROPOSAL #4.4: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 11 MILLION
FOR FISCAL 2016
PROPOSAL #5.1: REELECT SILVIO NAPOLI AS DIRECTOR AND ISSUER YES AGAINST AGAINST
BOARD CHAIRMAN
PROPOSAL #5.2: ELECT TOBIAS STAEHELIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.3.1: REELECT PIUS BASCHERA AS DIRECTOR ISSUER YES FOR FOR
AND MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #5.3.2: REELECT PATRICE BULA AS DIRECTOR AND ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #5.3.3: REELECT RUDOLF W. FISCHER AS ISSUER YES AGAINST AGAINST
DIRECTOR AND MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #5.4.1: REELECT MONIKA BUETLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4.2: REELECT CAROLE VISCHER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.4.3: REELECT LUC BONNARD AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.4.4: REELECT KARL HOFSTETTER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.4.5: REELECT ANTHONY NIGHTINGALE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4.6: REELECT ALFRED N. SCHINDLER AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.5: DESIGNATE ADRIAN VON SEGESSER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #5.6: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schneider Electric SE
TICKER: SU CUSIP: F86921107
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF LOSSES AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.04 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: NON-BINDING VOTE ON COMPENSATION OF JEAN ISSUER YES FOR FOR
PASCAL TRICOIRE
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
EMMANUEL BABEAU
PROPOSAL #7: APPROVE REMUNERATION POLICY OF CEO AND ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #8: APPROVE REMUNERATION POLICY OF VICE-CEO ISSUER YES FOR FOR
PROPOSAL #9: REELECT JEAN-PASCAL TRICOIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT NADINE BOUQUIN AS A ISSUER YES ABSTAIN FOR
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #11: ELECT CLAUDE BRIQUET AS A ISSUER YES ABSTAIN FOR
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #12: ELECT XIAOYUN MA AS A REPRESENTATIVE OF ISSUER YES FOR FOR
EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #13: ELECT FRANCOIS MARTIN-FESTA AS A ISSUER YES ABSTAIN FOR
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #14: ELECT JEAN-MICHEL VEDRINE AS A ISSUER YES ABSTAIN FOR
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #15: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 2 MILLION
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17: AMEND ARTICLE 11 OF BYLAWS RE: ELECTION ISSUER YES FOR FOR
OF EMPLOYEE SHAREHOLDERS REPRESENTATIVE TO THE BOARD
PROPOSAL #18: AMEND ARTICLE 19 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH LEGAL CHANGES
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 800 MILLION
PROPOSAL #20: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 800 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #21: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 230 MILLION
PROPOSAL #22: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE OR VOTE UNDER
ITEM 19 OF THIS AGENDA
PROPOSAL #23: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #24: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 4.85 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 115 MILLION
PROPOSAL #25: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #26: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR EMPLOYEES
OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #27: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #28: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schroders plc
TICKER: SDR CUSIP: G78602136
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: ELECT IAN KING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT RAKHI GOSS-CUSTARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MICHAEL DOBSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PETER HARRISON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT RICHARD KEERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT LORD HOWARD OF PENRITH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: RE-ELECT ROBIN BUCHANAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT RHIAN DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT NICHOLA PEASE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PHILIP MALLINCKRODT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: RE-ELECT BRUNO SCHRODER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE THE AUDIT AND RISK COMMITTEE ISSUER YES FOR FOR
TO FIX REMUNERATION OF AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF NON-VOTING ISSUER YES FOR FOR
ORDINARY SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Scor Se
TICKER: SCR CUSIP: F15561677
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.65 PER SHARE
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DENIS KESSLER, CHAIRMAN AND CEO
PROPOSAL #5: APPROVE REMUNERATION POLICY OF DENIS ISSUER YES FOR FOR
KESSLER, CHAIRMAN AND CEO
PROPOSAL #6: REELECT MARGUERITE BERARD-ANDRIEU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: REELECT THIERRY DEREZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT DENIS KESSLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT VANESSA MARQUETTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT CLAUDE TENDIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT MALAKOFF MEDERIC ASSURANCES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 200 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #14: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 606,635,782
PROPOSAL #15: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS BUT WITH
BINDING PRIORITY RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 151,658,940
PROPOSAL #16: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 10 PERCENT OF ISSUED
CAPITAL FOR PRIVATE PLACEMENTS
PROPOSAL #17: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
151,658,940 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #18: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #19: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #20: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #21: AUTHORIZE UP TO 1.5 MILLION SHARES FOR ISSUER YES FOR FOR
USE IN STOCK OPTION PLANS
PROPOSAL #22: AUTHORIZE UP TO 3 MILLION SHARES FOR ISSUER YES FOR FOR
USE IN RESTRICTED STOCK PLANS
PROPOSAL #23: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #24: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS AT EUR
PROPOSAL #25: AMEND ARTICLE 10 OF BYLAWS RE: EMPLOYEE ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #26: AMEND ARTICLE 10 OF BYLAWS RE: ELECTION ISSUER YES FOR FOR
OF EMPLOYEE SHAREHOLDERS REPRESENTATIVE
PROPOSAL #27: DELEGATE POWER TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO AMEND THE BYLAWS TO COMPLY WITH NEW
PROPOSAL #28: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SCREEN Holdings Co., Ltd.
TICKER: 7735 CUSIP: J6988U114
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 87
PROPOSAL #2.1: ELECT DIRECTOR KAKIUCHI, EIJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MINAMISHIMA, SHIN ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OKI, KATSUTOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NADAHARA, SOICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KONDO, YOICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ANDO, KIMITO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TATEISHI, YOSHIO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MURAYAMA, SHOSAKU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SAITO, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SCSK Corp.
TICKER: 9719 CUSIP: J70081104
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO CLARIFY DIRECTOR ISSUER YES FOR FOR
AUTHORITY ON SHAREHOLDER MEETINGS - AMEND PROVISIONS
ON DIRECTOR TITLES - CLARIFY DIRECTOR AUTHORITY ON
BOARD MEETINGS
PROPOSAL #2.1: ELECT DIRECTOR KANEGAE, MICHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TANIHARA, TORU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MIKOGAMI, DAISUKE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUKUNAGA, TETSUYA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ENDO, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAMEFUSA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KOIKE, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TSUYUGUCHI, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MATSUDA, KIYOTO ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ANZAI, YASUNORI
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER YABUKI, KIMITOSHI
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NAKAMURA, MASAICHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seb SA
TICKER: SK CUSIP: F82059100
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.72 PER SHARE
PROPOSAL #4: REELECT YSEULYS COSTES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT FFP INVEST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY APPOINTMENT OF DELPHINE BERTRAND ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #7: ELECT BRIGITTE FORESTIER AS ISSUER YES FOR FOR
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #8: APPROVE REMUNERATION POLICY OF THIERRY ISSUER YES FOR FOR
DE LA TOUR D'ARTAISE, CHAIRMAN AND CEO AND BERTRAND
NEUSCHWANDER, VICE- CEO
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
THIERRY DE LA TOUR D'ARTAISE, CHAIRMAN AND CEO
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BERTRAND NEUSCHWANDER, VICE-CEO
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 5 MILLION
PROPOSAL #14: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 5 MILLION
PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 5 MILLION
PROPOSAL #16: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ISSUANCE REQUESTS UNDER ITEMS 13-15 AT
EUR 10 MILLION
PROPOSAL #17: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 10 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #18: AUTHORIZE UP TO 196,000 SHARES OF ISSUER YES FOR FOR
ISSUED CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #19: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #20: AMEND ARTICLE 16 OF BYLAWS RE: ELECTION ISSUER YES FOR FOR
OF EMPLOYEE REPRESENTATIVE TO THE BOARD
PROPOSAL #21: AMEND ARTICLES 17,19 AND 22 OF BYLAWS ISSUER YES FOR FOR
RE: AGE LIMIT FOR DIRECTORS, CHAIRMAN, CEO AND VICE-
PROPOSAL #22: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seb SA
TICKER: SK CUSIP: F82059357
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.72 PER SHARE
PROPOSAL #4: REELECT YSEULYS COSTES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT FFP INVEST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY APPOINTMENT OF DELPHINE BERTRAND ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #7: ELECT BRIGITTE FORESTIER AS ISSUER YES FOR FOR
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #8: APPROVE REMUNERATION POLICY OF THIERRY ISSUER YES FOR FOR
DE LA TOUR D'ARTAISE, CHAIRMAN AND CEO AND BERTRAND
NEUSCHWANDER, VICE- CEO
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
THIERRY DE LA TOUR D'ARTAISE, CHAIRMAN AND CEO
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BERTRAND NEUSCHWANDER, VICE-CEO
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 5 MILLION
PROPOSAL #14: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 5 MILLION
PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 5 MILLION
PROPOSAL #16: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ISSUANCE REQUESTS UNDER ITEMS 13-15 AT
EUR 10 MILLION
PROPOSAL #17: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 10 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #18: AUTHORIZE UP TO 196,000 SHARES OF ISSUER YES FOR FOR
ISSUED CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #19: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #20: AMEND ARTICLE 16 OF BYLAWS RE: ELECTION ISSUER YES FOR FOR
OF EMPLOYEE REPRESENTATIVE TO THE BOARD
PROPOSAL #21: AMEND ARTICLES 17,19 AND 22 OF BYLAWS ISSUER YES FOR FOR
RE: AGE LIMIT FOR DIRECTORS, CHAIRMAN, CEO AND VICE-
PROPOSAL #22: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seb SA
TICKER: SK CUSIP: F82059365
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.72 PER SHARE
PROPOSAL #4: REELECT YSEULYS COSTES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT FFP INVEST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY APPOINTMENT OF DELPHINE BERTRAND ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #7: ELECT BRIGITTE FORESTIER AS ISSUER YES FOR FOR
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #8: APPROVE REMUNERATION POLICY OF THIERRY ISSUER YES FOR FOR
DE LA TOUR D'ARTAISE, CHAIRMAN AND CEO AND BERTRAND
NEUSCHWANDER, VICE- CEO
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
THIERRY DE LA TOUR D'ARTAISE, CHAIRMAN AND CEO
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BERTRAND NEUSCHWANDER, VICE-CEO
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 5 MILLION
PROPOSAL #14: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 5 MILLION
PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 5 MILLION
PROPOSAL #16: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ISSUANCE REQUESTS UNDER ITEMS 13-15 AT
EUR 10 MILLION
PROPOSAL #17: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 10 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #18: AUTHORIZE UP TO 196,000 SHARES OF ISSUER YES FOR FOR
ISSUED CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #19: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #20: AMEND ARTICLE 16 OF BYLAWS RE: ELECTION ISSUER YES FOR FOR
OF EMPLOYEE REPRESENTATIVE TO THE BOARD
PROPOSAL #21: AMEND ARTICLES 17,19 AND 22 OF BYLAWS ISSUER YES FOR FOR
RE: AGE LIMIT FOR DIRECTORS, CHAIRMAN, CEO AND VICE-
PROPOSAL #22: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seb SA
TICKER: SK CUSIP: F8205Y113
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.72 PER SHARE
PROPOSAL #4: REELECT YSEULYS COSTES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT FFP INVEST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY APPOINTMENT OF DELPHINE BERTRAND ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #7: ELECT BRIGITTE FORESTIER AS ISSUER YES FOR FOR
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #8: APPROVE REMUNERATION POLICY OF THIERRY ISSUER YES FOR FOR
DE LA TOUR D'ARTAISE, CHAIRMAN AND CEO AND BERTRAND
NEUSCHWANDER, VICE- CEO
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
THIERRY DE LA TOUR D'ARTAISE, CHAIRMAN AND CEO
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BERTRAND NEUSCHWANDER, VICE-CEO
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 5 MILLION
PROPOSAL #14: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 5 MILLION
PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 5 MILLION
PROPOSAL #16: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ISSUANCE REQUESTS UNDER ITEMS 13-15 AT
EUR 10 MILLION
PROPOSAL #17: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 10 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #18: AUTHORIZE UP TO 196,000 SHARES OF ISSUER YES FOR FOR
ISSUED CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #19: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #20: AMEND ARTICLE 16 OF BYLAWS RE: ELECTION ISSUER YES FOR FOR
OF EMPLOYEE REPRESENTATIVE TO THE BOARD
PROPOSAL #21: AMEND ARTICLES 17,19 AND 22 OF BYLAWS ISSUER YES FOR FOR
RE: AGE LIMIT FOR DIRECTORS, CHAIRMAN, CEO AND VICE-
PROPOSAL #22: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Secom Co. Ltd.
TICKER: 9735 CUSIP: J69972107
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 75
PROPOSAL #2.1: ELECT DIRECTOR IIDA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NAKAYAMA, YASUO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NAKAYAMA, JUNZO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YOSHIDA, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR IZUMIDA, TATSUYA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OZEKI, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KURIHARA, TATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR FUSE, TATSURO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HIROSE, TAKAHARU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KAWANO, HIROBUMI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR WATANABE, HAJIME ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR YOKOMIZO, ISSUER YES FOR FOR
MASAO
PROPOSAL #4: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Securitas AB
TICKER: SECU B CUSIP: W7912C118
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 3.75 PER SHARE
PROPOSAL #9c: APPROVE MAY 5, 2017, AS RECORD DATE FOR ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #9d: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #10: DETERMINE NUMBER OF DIRECTORS (9) AND ISSUER YES FOR FOR
DEPUTY DIRECTORS (0) OF BOARD
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.7 MILLION FOR CHAIRMAN, SEK
800,000 FOR VICE CHAIRMAN, AND SEK 550,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK;
APPROVE REMUNERATION OF AUDITORS
PROPOSAL #12: REELECT FREDRIK CAPPELEN, CARL DOUGLAS, ISSUER YES AGAINST AGAINST
MARIE EHRLING, ALF GORANSSON, SOFIA SCHORLING-
HOGBERG AND ANDERS BOOS AS DIRECTORS; ELECT INGRID
BONDE, JOHN BRANDON AND DICK SEGER AS NEW DIRECTORS
PROPOSAL #13: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: REELECT CARL DOUGLAS (CHAIRMAN), MIKAEL ISSUER YES FOR FOR
EKDAHL, JAN ANDERSSON, JOHAN SIDENMARK, AND JOHAN
STRANDBERG AS MEMBERS OF NOMINATING COMMITTEE
PROPOSAL #15: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #16: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #17: APPROVE 2017 INCENTIVE SCHEME AND ISSUER YES FOR FOR
RELATED HEDGING MEASURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seek Ltd.
TICKER: SEK CUSIP: Q8382E102
MEETING DATE: 11/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT DENISE BRADLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE RENEWAL OF PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISION
PROPOSAL #5: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #6: APPROVE THE GRANT OF EQUITY RIGHT TO ISSUER YES FOR FOR
ANDREW BASSAT, MANAGING DIRECTOR AND CEO OF THE
PROPOSAL #7: APPROVE THE GRANT OF LTI RIGHTS TO ISSUER YES FOR FOR
ANDREW BASSAT, MANAGING DIRECTOR AND CEO OF THE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sega Sammy Holdings Inc.
TICKER: 6460 CUSIP: J7028D104
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SATOMI, HAJIME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SATOMI, HARUKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TSURUMI, NAOYA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FUKAZAWA, KOICHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OKAMURA, HIDEKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IWANAGA, YUJI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NATSUNO, TAKESHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATSUKAWA, KOHEI ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR AOKI, ISSUER YES FOR FOR
SHIGERU
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR SAKAUE, ISSUER YES FOR FOR
YUKITO
PROPOSAL #2.3: APPOINT STATUTORY AUDITOR KAZASHI, ISSUER YES FOR FOR
TOMIO
PROPOSAL #2.4: APPOINT STATUTORY AUDITOR ENOMOTO, ISSUER YES AGAINST AGAINST
MINEO
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
OGATA, IZUMI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SEGRO plc
TICKER: SGRO CUSIP: G80277141
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT GERALD CORBETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT CHRISTOPHER FISHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT BARONESS FORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANDY GULLIFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MARTIN MOORE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PHIL REDDING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT MARK ROBERTSHAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT DAVID SLEATH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT DOUG WEBB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT SOUMEN DAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
SPECIFIED CAPITAL INVESTMENT
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seibu Holdings Inc.
TICKER: 9024 CUSIP: J7030Q119
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15.5
PROPOSAL #2.1: ELECT DIRECTOR OGAWA, SHUICHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OYA, EIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OGI, TAKEHIKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR GOTO, KEIJI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR YAZAKI, ISSUER YES FOR FOR
MICHIFUMI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR NAGASEKI, ISSUER YES FOR FOR
ISAO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seiko Epson Corp.
TICKER: 6724 CUSIP: J7030F105
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR USUI, MINORU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR INOUE, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KUBOTA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAWANA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SEKI, TATSUAKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OMIYA, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MATSUNAGA, MARI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seino Holdings Co Ltd
TICKER: 9076 CUSIP: J70316138
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 16
PROPOSAL #2.1: ELECT DIRECTOR TAGUCHI, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAGUCHI, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KAMIYA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MARUTA, HIDEMI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FURUHASHI, HARUMI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NOZU, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TANAHASHI, YUJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR UENO, KENJIRO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YAMADA, MEYUMI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sekisui Chemical Co. Ltd.
TICKER: 4204 CUSIP: J70703137
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 19
PROPOSAL #2.1: ELECT DIRECTOR NEGISHI, NAOFUMI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KOGE, TEIJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KUBO, HAJIME ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR UENOYAMA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SEKIGUCHI, SHUNICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KATO, KEITA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HIRAI, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TAKETOMO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ISHIZUKA, KUNIO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KASE, YUTAKA ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR NAGANUMA, ISSUER YES FOR FOR
MORITOSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sekisui House Ltd.
TICKER: 1928 CUSIP: J70746136
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 32
PROPOSAL #2: APPOINT STATUTORY AUDITOR KOBAYASHI, ISSUER YES FOR FOR
TAKASHI
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sembcorp Industries Limited
TICKER: U96 CUSIP: Y79711159
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT THAM KUI SENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT AJAIB HARIDASS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT NEIL MCGREGOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT YAP CHEE KEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE GRANT OF AWARDS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE SEMBCORP INDUSTRIES PERFORMANCE
SHARE PLAN 2010 AND/OR THE SEMBCORP INDUSTRIES
RESTRICTED SHARE PLAN 2010
PROPOSAL #11: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sembcorp Marine Ltd.
TICKER: S51 CUSIP: Y8231K102
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT RON FOO SIANG GUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT KOH CHIAP KHIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ERIC ANG TEIK LIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE GRANT OF AWARDS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES PURSUANT TO THE SEMBCORP MARINE PERFORMANCE
SHARE PLAN 2010 AND/OR THE SEMBCORP MARINE RESTRICTED
SHARE PLAN 2010
PROPOSAL #10: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Semiconductor Manufacturing International Corporation
TICKER: 981 CUSIP: G8020E101
MEETING DATE: 8/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FRAMEWORK AGREEMENT, ANNUAL CAPS ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Semiconductor Manufacturing International Corporation
TICKER: 981 CUSIP: G8020E101
MEETING DATE: 12/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE CONSOLIDATION AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE FRAMEWORK AGREEMENT, ANNUAL CAPS ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE GRANT OF RESTRICTED SHARE UNITS ISSUER YES FOR FOR
TO TZU-YIN CHIU UNDER THE EQUITY INCENTIVE PLAN
PROPOSAL #4: APPROVE GRANT OF RESTRICTED SHARE UNITS ISSUER YES FOR FOR
TO CHEN SHANZHI UNDER THE EQUITY INCENTIVE PLAN
PROPOSAL #5: APPROVE GRANT OF RESTRICTED SHARE UNITS ISSUER YES FOR FOR
TO LIP-BU TAN UNDER THE EQUITY INCENTIVE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Semiconductor Manufacturing International Corporation
TICKER: 981 CUSIP: G8020E119
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT ZHOU ZIXUE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT TZU-YIN CHIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT GAO YONGGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT WILLIAM TUDOR BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT TONG GUOHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2f: ELECT SHANG-YI CHIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2g: ELECT JASON JINGSHENG CONG AS DIRECTOR ISSUER �� YES FOR FOR
PROPOSAL #2h: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AND ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS AUDITORS FOR
HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL
REPORTING PURPOSES, RESPECTIVELY AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: APPROVE INCREASE IN AUTHORIZED SHARE ISSUER YES FOR FOR
CAPITAL AND RELATED TRANSACTIONS
PROPOSAL #8: APPROVE REDUCTION OF SHARE PREMIUM ISSUER YES FOR FOR
ACCOUNT AND RELATED TRANSACTIONS
PROPOSAL #9: APPROVE GRANT OF RESTRICTED SHARE UNITS ISSUER YES FOR FOR
TO TZU-YIN CHIU UNDER THE EQUITY INCENTIVE PLAN AND
RELATED TRANSACTIONS
PROPOSAL #10: APPROVE GRANT OF RESTRICTED SHARE UNITS ISSUER YES FOR FOR
TO CHEN SHANZHI UNDER THE EQUITY INCENTIVE PLAN AND
RELATED TRANSACTIONS
PROPOSAL #11: APPROVE GRANT OF RESTRICTED SHARE UNITS ISSUER YES FOR FOR
TO LIP-BU TAN UNDER THE EQUITY INCENTIVE PLAN AND
RELATED TRANSACTIONS
PROPOSAL #12: APPROVE GRANT OF RESTRICTED SHARE UNITS ISSUER YES FOR FOR
TO SHANG-YI CHIANG UNDER THE EQUITY INCENTIVE PLAN
AND RELATED TRANSACTIONS
PROPOSAL #13: APPROVE GRANT OF RESTRICTED SHARE UNITS ISSUER YES FOR FOR
TO TONG GUOHUA UNDER THE EQUITY INCENTIVE PLAN AND
RELATED TRANSACTIONS
PROPOSAL #14: APPROVE GRANT OF RESTRICTED SHARE UNITS ISSUER YES FOR FOR
TO JASON JINGSHENG CONG UNDER THE EQUITY INCENTIVE
PLAN AND RELATED TRANSACTIONS
PROPOSAL #15: APPROVE PAYMENT TO TZU-YIN CHIU AS A ISSUER YES FOR FOR
TOKEN OF APPRECIATION FOR HIS CONTRIBUTIONS TO THE
COMPANY AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Semirara Mining and Power Corp.
TICKER: SCC CUSIP: Y7628G112
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON MAY 2, 2016
PROPOSAL #2: APPROVE MANAGEMENT REPORT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ALL ACTS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND THE MANAGEMENT FROM THE DATE OF THE
LAST ANNUAL STOCKHOLDERS' MEETING UP TO THE DATE OF
PROPOSAL #4: APPROVE AMENDMENT OF SEVENTH ARTICLE OF ISSUER YES FOR FOR
THE ARTICLES OF INCORPORATION TO INCREASE THE
AUTHORIZED CAPITAL STOCK OF THE COMPANY
PROPOSAL #5: APPROVE STOCK DIVIDENDS IN RELATION TO ISSUER YES FOR FOR
THE INCREASE OF AUTHORIZED CAPITAL STOCK OF THE
PROPOSAL #6: APPOINT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
INDEPENDENT EXTERNAL AUDITOR
PROPOSAL #7.1: ELECT ISIDRO A. CONSUNJI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT VICTOR A. CONSUNJI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #7.3: ELECT JORGE A. CONSUNJI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #7.4: ELECT CESAR A. BUENAVENTURA AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #7.5: ELECT HERBERT M. CONSUNJI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #7.6: ELECT MARIA CRISTINA C. GOTIANUN AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #7.7: ELECT MA. EDWINA C. LAPERAL AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #7.8: ELECT JOSEFA CONSUELO C. REYES AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #7.9: ELECT LUZ CONSUELO A. CONSUNJI AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #7.10: ELECT ROGELIO M. MURGA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.11: ELECT HONORIO O. REYES-LAO AS ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Senshu Ikeda Holdings Inc
TICKER: 8714 CUSIP: J71435101
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 7.5
PROPOSAL #2: AMEND ARTICLES TO REFLECT CHANGES IN LAW ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR FUJITA, HIROHISA ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KATAOKA, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR UKAWA, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TAHARA, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR OTA, TAKAYUKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR INOUE, MOTOSHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MAENO, HIRO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR HOSOMI, YASUKI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR OHASHI, TARO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR HIRAMATSU, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR FURUKAWA, MINORU ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR KOYAMA, TAKAO ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR KAWAKAMI, ISSUER YES FOR FOR
SUSUMU
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR SASAKI, ISSUER YES FOR FOR
TOSHIAKI
PROPOSAL #4.3: APPOINT STATUTORY AUDITOR MORINOBU, ISSUER YES FOR FOR
SEIJI
PROPOSAL #4.4: APPOINT STATUTORY AUDITOR NAKANISHI, ISSUER YES FOR FOR
KOHEI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SES SA
TICKER: 008808732 CUSIP: L8300G135
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #7: APPROVE CONSOLIDATED AND INDIVIDUAL ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #11: APPROVE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #12a1: ELECT MARC BEULS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12a2: ELECT MARCUS BICKNELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12a3: ELECT RAMU POTARAZU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12a4: ELECT KAJ-ERIK RELANDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12a5: ELECT ANNE-CATHERINE RIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12a6: ELECT JEAN-PAUL ZENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE PRINCIPLES RELATING TO THE ISSUER YES FOR FOR
ACQUISITION OF CONDITIONAL SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seven & i Holdings Co Ltd
TICKER: 3382 CUSIP: J7165H108
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 45
PROPOSAL #2.1: ELECT DIRECTOR ISAKA, RYUICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR GOTO, KATSUHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ITO, JUNRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR AIHARA, KATSUTANE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YAMAGUCHI, KIMIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR FURUYA, KAZUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ANZAI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR OTAKA, ZENKO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR JOSEPH M. DEPINTO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SCOTT TREVOR DAVIS ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR TSUKIO, YOSHIO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR ITO, KUNIO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR YONEMURA, TOSHIRO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR HABANO, ISSUER YES FOR FOR
NORIYUKI
PROPOSAL #4: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seven Bank Ltd
TICKER: 8410 CUSIP: J7164A104
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANZAI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FUTAGOISHI, KENSUKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FUNATAKE, YASUAKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ISHIGURO, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OIZUMI, TAKU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAWADA, HISANAO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GOTO, KATSUHIRO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR OHASHI, YOJI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MIYAZAKI, YUKO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR OHASHI, SHUJI ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR MATSUO, ISSUER YES FOR FOR
KUNIHIRO
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR SHIMIZU, ISSUER YES FOR FOR
AKIHIKO
PROPOSAL #3: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seven West Media Ltd.
TICKER: SWM CUSIP: Q8461Y102
MEETING DATE: 11/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT JOHN ALEXANDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT RYAN STOKES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT PETER GAMMELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Severn Trent plc
TICKER: SVT CUSIP: G8056D159
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT EMMA FITZGERALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT KEVIN BEESTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT DOMINIQUE REINICHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANDREW DUFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JOHN COGHLAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT OLIVIA GARFIELD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JAMES BOWLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT PHILIP REMNANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT DR ANGELA STRANK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Severstal PJSC
TICKER: SVST CUSIP: 818150302
MEETING DATE: 9/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST SIX ISSUER YES FOR FOR
MONTHS OF FISCAL 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Severstal PJSC
TICKER: SVST CUSIP: 818150302
MEETING DATE: 12/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sfr Group
TICKER: SFR CUSIP: F6627W103
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE TREATMENT OF LOSSES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TRANSACTION WITH ALTICE MEDIA ISSUER YES FOR FOR
GROUP SARL
PROPOSAL #5: NON-BINDING VOTE ON COMPENSATION OF MR. ISSUER YES AGAINST AGAINST
DENOYER, CEO
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF MR. ISSUER YES AGAINST AGAINST
COMBES, CHAIRMAN AND CEO
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF MR. ISSUER YES AGAINST AGAINST
PAULIN, VICE-CEO
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF MR. ISSUER YES FOR FOR
WEILL, VICE-CEO
PROPOSAL #9: APPROVE REMUNERATION POLICY OF MR. ISSUER YES AGAINST AGAINST
COMBES FOR FISCAL YEAR 2017
PROPOSAL #10: APPROVE REMUNERATION POLICY OF MR. ISSUER YES AGAINST AGAINST
PAULIN FOR FISCAL YEAR 2017
PROPOSAL #11: APPROVE REMUNERATION POLICY OF MR. ISSUER YES AGAINST AGAINST
WEILL FOR FISCAL YEAR 2017
PROPOSAL #12: REELECT MR. ATTALI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT MR. WEILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RATIFY APPOINTMENT OF MRS. LACLIDE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: RATIFY APPOINTMENT OF MR. MEHEUT AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 250 MILLION
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 110 MILLION
PROPOSAL #19: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 110 MILLION
PROPOSAL #20: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #21: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES AGAINST AGAINST
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #22: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #23: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 1 BILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #24: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #25: AUTHORIZE UP TO 1.5 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #26: AUTHORIZE UP 0.5 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #27: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SGS SA
TICKER: SGSN CUSIP: H7484G106
MEETING DATE: 3/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 70 PER SHARE
PROPOSAL #4.1a: REELECT PAUL DESMARAIS, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1b: REELECT AUGUST VON FINCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1c: REELECT AUGUST FRANCOIS VON FINCK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1d: REELECT IAN GALLIENNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1e: REELECT CORNELIUS GRUPP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1f: REELECT PETER KALANTZIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1g: REELECT CHRISTOPHER KIRK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1h: REELECT GERARD LAMARCHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1i: REELECT SERGIO MARCHIONNE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.1j: REELECT SHELBY R. DU PASQUIER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: REELECT SERGIO MARCHIONNE AS BOARD ISSUER YES AGAINST AGAINST
CHAIRMAN
PROPOSAL #4.3a: REELECT AUGUST VON FINCK AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.3b: REELECT IAN GALLIENNE AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.3c: REELECT SHELBY R. DU PASQUIER AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #4.4: RATIFY DELOITTE SA AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4.5: DESIGNATE JEANDIN AND DEFACQZ AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #5.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 2.1 MILLION
PROPOSAL #5.2: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 9.3 MILLION
PROPOSAL #5.3: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 3.7 MILLION
PROPOSAL #6: APPROVE CHF 188,704 REDUCTION IN SHARE ISSUER YES FOR FOR
CAPITAL VIA THE CANCELLATION OF REPURCHASED SHARES
PROPOSAL #7: APPROVE CREATION OF CHF 500,000 POOL OF ISSUER YES FOR FOR
CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V104
MEETING DATE: 10/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE OFFER SIZE IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF SUPER & SHORT-TERM COMMERCIAL PAPER
PROPOSAL #1.2: APPROVE ISSUE TARGET IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF SUPER & SHORT-TERM COMMERCIAL PAPER
PROPOSAL #1.3: APPROVE MATURITY IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF SUPER & SHORT-TERM COMMERCIAL PAPER
PROPOSAL #1.4: APPROVE INTEREST RATE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF SUPER & SHORT-TERM COMMERCIAL PAPER
PROPOSAL #1.5: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF SUPER & SHORT-TERM COMMERCIAL PAPER
PROPOSAL #1.6: APPROVE TERM OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE ISSUANCE OF SUPER &
SHORT-TERM COMMERCIAL PAPER
PROPOSAL #1.7: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE SUPER & SHORT-TERM COMMERCIAL PAPER ISSUANCE
PROPOSAL #2: APPROVE GUARANTEE FOR ISSUANCE OF SUPER ISSUER YES FOR FOR
& SHORT-TERM COMMERCIAL PAPER BY ZHANJIANG CHENMING
PULP & PAPER CO., LTD.
PROPOSAL #3: APPROVE ASSET SECURITIZATION BUSINESS OF SHAREHOLDER YES FOR N/A
SALES COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V104
MEETING DATE: 12/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RUIHUA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS
PROPOSAL #2: APPROVE CAPITAL CONTRIBUTION TO SHAREHOLDER YES FOR FOR
ZHANJIANG CHENMING PULP & PAPER CO., LTD.
PROPOSAL #3: ELECT LI DONG AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V104
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FULL TEXT AND SUMMARY OF THE ISSUER YES FOR FOR
2016 ANNUAL REPORT
PROPOSAL #5: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROPOSED PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #7: APPROVE APPLICATION OF GENERAL CREDIT ISSUER YES AGAINST AGAINST
LINES
PROPOSAL #8: APPROVE CONSTRUCTION OF HIGH-END ISSUER YES FOR FOR
CULTURAL PAPER PROJECT OF SHOUGUANG MEILUN PAPER CO.,
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE OF RELEVANT SUBSIDIARIES
PROPOSAL #10: APPROVE PROVISION OF FINANCIAL SUPPORT ISSUER YES FOR FOR
TO RELEVANT SUBSIDIARY
PROPOSAL #11.1: APPROVE SIZE IN RELATION TO THE SUPER ISSUER YES FOR FOR
AND SHORT-TERM COMMERCIAL PAPERS ISSUE
PROPOSAL #11.2: APPROVE ISSUE TARGET IN RELATION TO ISSUER YES FOR FOR
THE SUPER AND SHORT-TERM COMMERCIAL PAPERS ISSUE
PROPOSAL #11.3: APPROVE MATURITY IN RELATION TO THE ISSUER YES FOR FOR
SUPER AND SHORT-TERM COMMERCIAL PAPERS ISSUE
PROPOSAL #11.4: APPROVE INTEREST RATE IN RELATION TO ISSUER YES FOR FOR
THE SUPER AND SHORT-TERM COMMERCIAL PAPERS ISSUE
PROPOSAL #11.5: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE SUPER AND SHORT-TERM COMMERCIAL PAPERS ISSUE
PROPOSAL #11.6: APPROVE TERM OF VALIDITY OF ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE SUPER AND SHORT-TERM
COMMERCIAL PAPERS ISSUE
PROPOSAL #11.7: APPROVE MEASURES TO ENSURE REPAYMENT ISSUER YES FOR FOR
IN RELATION TO THE SUPER AND SHORT-TERM COMMERCIAL
PAPERS ISSUE
PROPOSAL #11.8: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE SUPER AND SHORT-TERM COMMERCIAL PAPER ISSUE
PROPOSAL #12.1: APPROVE SIZE IN RELATION TO THE ISSUER YES FOR FOR
MEDIUM-TERM NOTES ISSUE
PROPOSAL #12.2: APPROVE ISSUE TARGET AND MATURITY OF ISSUER YES FOR FOR
PLACEMENT ARRANGEMENTS FOR SHAREHOLDERS IN RELATION
TO THE MEDIUM-TERM NOTES ISSUE
PROPOSAL #12.3: APPROVE CLASS AND COUPON RATE IN ISSUER YES FOR FOR
RELATION TO THE MEDIUM-TERM NOTES ISSUE
PROPOSAL #12.4: APPROVE ISSUE TARGET FOR INTEREST ISSUER YES FOR FOR
RATE IN RELATION TO THE MEDIUM-TERM NOTES ISSUE
PROPOSAL #12.5: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE MEDIUM-TERM NOTES ISSUE
PROPOSAL #12.6: APPROVE TERM OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE MEDIUM-TERM NOTES ISSUE
PROPOSAL #12.7: APPROVE MEASURES TO ENSURE REPAYMENT ISSUER YES FOR FOR
IN RELATION TO THE MEDIUM-TERM NOTES ISSUE
PROPOSAL #12.8: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE MEDIUM-TERM NOTE ISSUE
PROPOSAL #13.1: APPROVE SIZE IN RELATION TO THE ISSUER YES FOR FOR
DEDICATED PRIVATE DEBT FINANCING INSTRUMENTS ISSUE
PROPOSAL #13.2: APPROVE TERM IN RELATION TO THE ISSUER YES FOR FOR
DEDICATED PRIVATE DEBT FINANCING INSTRUMENTS ISSUE
PROPOSAL #13.3: APPROVE ISSUE METHOD IN RELATION TO ISSUER YES FOR FOR
THE DEDICATED PRIVATE DEBT FINANCING INSTRUMENTS
PROPOSAL #13.4: APPROVE INTEREST RATE IN RELATION TO ISSUER YES FOR FOR
THE DEDICATED PRIVATE DEBT FINANCING INSTRUMENTS
PROPOSAL #13.5: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE DEDICATED PRIVATE DEBT FINANCING INSTRUMENTS
PROPOSAL #13.6: APPROVE TERM OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE DEDICATED PRIVATE DEBT
FINANCING INSTRUMENTS ISSUE
PROPOSAL #13.7: APPROVE ISSUE TARGET IN RELATION TO ISSUER YES FOR FOR
THE DEDICATED PRIVATE DEBT FINANCING INSTRUMENTS
PROPOSAL #13.8: APPROVE MEASURES TO ENSURE REPAYMENT ISSUER YES FOR FOR
IN RELATION TO THE DEDICATED PRIVATE DEBT FINANCING
INSTRUMENTS ISSUE
PROPOSAL #13.9: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE DEDICATED PRIVATE DEBT FINANCING INSTRUMENTISSUE
PROPOSAL #14.1: APPROVE SIZE IN RELATION TO THE ISSUER YES FOR FOR
DIRECT WEALTH MANAGEMENT FINANCING INSTRUMENTS ISSUE
PROPOSAL #14.2: APPROVE TERM IN RELATION TO THE �� ISSUER YES FOR FOR
DIRECT WEALTH MANAGEMENT FINANCING INSTRUMENTS ISSUE
PROPOSAL #14.3: APPROVE COUPON RATE IN RELATION TO ISSUER YES FOR FOR
THE DIRECT WEALTH MANAGEMENT FINANCING INSTRUMENTS
PROPOSAL #14.4: APPROVE ISSUE TARGET IN RELATION TO ISSUER YES FOR FOR
THE DIRECT WEALTH MANAGEMENT FINANCING INSTRUMENTS
ISSUE
PROPOSAL #14.5: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE DIRECT WEALTH MANAGEMENT FINANCING INSTRUMENTS
ISSUE
PROPOSAL #14.6: APPROVE TERM OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE DIRECT WEALTH
MANAGEMENT FINANCING INSTRUMENTS ISSUE
PROPOSAL #14.7: APPROVE MEASURES TO ENSURE REPAYMENT ISSUER YES FOR FOR
IN RELATION TO THE DIRECT WEALTH MANAGEMENT FINANCING
INSTRUMENTS ISSUE
PROPOSAL #14.8: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE DIRECT WEALTH MANAGEMENT FINANCING INSTRUMENT
PROPOSAL #15.1: APPROVE SIZE IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF DEBTS UNDER THE DEBT FINANCING PLAN BY
SHANDONG CHENMING FINANCIAL LEASING CO., LTD.
PROPOSAL #15.2: APPROVE TERM IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF DEBTS UNDER THE DEBT FINANCING PLAN BY
SHANDONG CHENMING FINANCIAL LEASING CO., LTD.
PROPOSAL #15.3: APPROVE COUPON RATE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF DEBTS UNDER THE DEBT FINANCING PLAN
BY SHANDONG CHENMING FINANCIAL LEASING CO., LTD.
PROPOSAL #15.4: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE OF DEBTS UNDER THE DEBT FINANCING
PLAN BY SHANDONG CHENMING FINANCIAL LEASING CO., LTD.
PROPOSAL #15.5: APPROVE TERM OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE ISSUANCE OF DEBTS UNDER
THE DEBT FINANCING PLAN BY SHANDONG CHENMING
FINANCIAL LEASING CO., LTD.
PROPOSAL #15.6: APPROVE MEASURES TO ENSURE REPAYMENT ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE OF DEBTS UNDER THE DEBT
FINANCING PLAN BY SHANDONG CHENMING FINANCIAL LEASING
CO., LTD.
PROPOSAL #15.7: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF DEBTS UNDER THE DEBT FINANCING PLAN
BY SHANDONG CHENMING FINANCIAL LEASING CO., LTD.
PROPOSAL #16: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V104
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF THE RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #2: APPROVE EXTENSION OF THE VALIDITY OF ISSUER YES FOR FOR
AUTHORIZATION TO THE BOARD TO DEAL WITH ALL MATTERS
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #3: APPROVE PROVISION OF FINANCIAL SUPPORT SHAREHOLDER YES FOR FOR
TO INVESTEE- WEIFANG SIME DARBY WEST PORT CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V120
MEETING DATE: 10/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE OFFER SIZE IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF SUPER & SHORT-TERM COMMERCIAL PAPER
PROPOSAL #1.2: APPROVE ISSUE TARGET IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF SUPER & SHORT-TERM COMMERCIAL PAPER
PROPOSAL #1.3: APPROVE MATURITY IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF SUPER & SHORT-TERM COMMERCIAL PAPER
PROPOSAL #1.4: APPROVE INTEREST RATE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF SUPER & SHORT-TERM COMMERCIAL PAPER
PROPOSAL #1.5: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF SUPER & SHORT-TERM COMMERCIAL PAPER
PROPOSAL #1.6: APPROVE TERM OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE ISSUANCE OF SUPER &
SHORT-TERM COMMERCIAL PAPER
PROPOSAL #1.7: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE SUPER & SHORT-TERM COMMERCIAL PAPER ISSUANCE
PROPOSAL #2: APPROVE GUARANTEE FOR ISSUANCE OF SUPER ISSUER YES FOR FOR
& SHORT-TERM COMMERCIAL PAPER BY ZHANJIANG CHENMING
PULP & PAPER CO., LTD.
PROPOSAL #3: APPROVE ASSET SECURITIZATION BUSINESS OF SHAREHOLDER YES FOR N/A
SALES COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V120
MEETING DATE: 12/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RUIHUA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS
PROPOSAL #2: APPROVE CAPITAL CONTRIBUTION TO SHAREHOLDER YES FOR FOR
ZHANJIANG CHENMING PULP & PAPER CO., LTD.
PROPOSAL #3: ELECT LI DONG AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V120
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FULL TEXT AND SUMMARY OF THE ISSUER YES FOR FOR
2016 ANNUAL REPORT
PROPOSAL #5: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROPOSED PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #7: APPROVE APPLICATION OF GENERAL CREDIT ISSUER YES AGAINST AGAINST
LINES
PROPOSAL #8: APPROVE CONSTRUCTION OF HIGH-END ISSUER YES FOR FOR
CULTURAL PAPER PROJECT OF SHOUGUANG MEILUN PAPER CO.,
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE OF RELEVANT SUBSIDIARIES
PROPOSAL #10: APPROVE PROVISION OF FINANCIAL SUPPORT ISSUER YES FOR FOR
TO RELEVANT SUBSIDIARY
PROPOSAL #11.1: APPROVE SIZE IN RELATION TO THE SUPER ISSUER YES FOR FOR
AND SHORT-TERM COMMERCIAL PAPERS ISSUE
PROPOSAL #11.2: APPROVE ISSUE TARGET IN RELATION TO ISSUER YES FOR FOR
THE SUPER AND SHORT-TERM COMMERCIAL PAPERS ISSUE
PROPOSAL #11.3: APPROVE MATURITY IN RELATION TO THE ISSUER YES FOR FOR
SUPER AND SHORT-TERM COMMERCIAL PAPERS ISSUE
PROPOSAL #11.4: APPROVE INTEREST RATE IN RELATION TO ISSUER YES FOR FOR
THE SUPER AND SHORT-TERM COMMERCIAL PAPERS ISSUE
PROPOSAL #11.5: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE SUPER AND SHORT-TERM COMMERCIAL PAPERS ISSUE
PROPOSAL #11.6: APPROVE TERM OF VALIDITY OF ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE SUPER AND SHORT-TERM
COMMERCIAL PAPERS ISSUE
PROPOSAL #11.7: APPROVE MEASURES TO ENSURE REPAYMENT ISSUER YES FOR FOR
IN RELATION TO THE SUPER AND SHORT-TERM COMMERCIAL
PAPERS ISSUE
PROPOSAL #11.8: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE SUPER AND SHORT-TERM COMMERCIAL PAPER ISSUE
PROPOSAL #12.1: APPROVE SIZE IN RELATION TO THE ISSUER YES FOR FOR
MEDIUM-TERM NOTES ISSUE
PROPOSAL #12.2: APPROVE ISSUE TARGET AND MATURITY OF ISSUER YES FOR FOR
PLACEMENT ARRANGEMENTS FOR SHAREHOLDERS IN RELATION
TO THE MEDIUM-TERM NOTES ISSUE
PROPOSAL #12.3: APPROVE CLASS AND COUPON RATE IN ISSUER YES FOR FOR
RELATION TO THE MEDIUM-TERM NOTES ISSUE
PROPOSAL #12.4: APPROVE ISSUE TARGET FOR INTEREST ISSUER YES FOR FOR
RATE IN RELATION TO THE MEDIUM-TERM NOTES ISSUE
PROPOSAL #12.5: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE MEDIUM-TERM NOTES ISSUE
PROPOSAL #12.6: APPROVE TERM OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE MEDIUM-TERM NOTES ISSUE
PROPOSAL #12.7: APPROVE MEASURES TO ENSURE REPAYMENT ISSUER YES FOR FOR
IN RELATION TO THE MEDIUM-TERM NOTES ISSUE
PROPOSAL #12.8: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE MEDIUM-TERM NOTE ISSUE
PROPOSAL #13.1: APPROVE SIZE IN RELATION TO THE ISSUER YES FOR FOR
DEDICATED PRIVATE DEBT FINANCING INSTRUMENTS ISSUE
PROPOSAL #13.2: APPROVE TERM IN RELATION TO THE ISSUER YES FOR FOR
DEDICATED PRIVATE DEBT FINANCING INSTRUMENTS ISSUE
PROPOSAL #13.3: APPROVE ISSUE METHOD IN RELATION TO ISSUER YES FOR FOR
THE DEDICATED PRIVATE DEBT FINANCING INSTRUMENTS
PROPOSAL #13.4: APPROVE INTEREST RATE IN RELATION TO ISSUER YES FOR FOR
THE DEDICATED PRIVATE DEBT FINANCING INSTRUMENTS
PROPOSAL #13.5: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE DEDICATED PRIVATE DEBT FINANCING INSTRUMENTS
PROPOSAL #13.6: APPROVE TERM OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE DEDICATED PRIVATE DEBT
FINANCING INSTRUMENTS ISSUE
PROPOSAL #13.7: APPROVE ISSUE TARGET IN RELATION TO ISSUER YES FOR FOR
THE DEDICATED PRIVATE DEBT FINANCING INSTRUMENTS
PROPOSAL #13.8: APPROVE MEASURES TO ENSURE REPAYMENT ISSUER YES FOR FOR
IN RELATION TO THE DEDICATED PRIVATE DEBT FINANCING
INSTRUMENTS ISSUE
PROPOSAL #13.9: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE DEDICATED PRIVATE DEBT FINANCING INSTRUMENTISSUE
PROPOSAL #14.1: APPROVE SIZE IN RELATION TO THE ISSUER YES FOR FOR
DIRECT WEALTH MANAGEMENT FINANCING INSTRUMENTS ISSUE
PROPOSAL #14.2: APPROVE TERM IN RELATION TO THE ISSUER YES FOR FOR
DIRECT WEALTH MANAGEMENT FINANCING INSTRUMENTS ISSUE
PROPOSAL #14.3: APPROVE COUPON RATE IN RELATION TO ISSUER YES FOR FOR
THE DIRECT WEALTH MANAGEMENT FINANCING INSTRUMENTS
PROPOSAL #14.4: APPROVE ISSUE TARGET IN RELATION TO ISSUER YES FOR FOR
THE DIRECT WEALTH MANAGEMENT FINANCING INSTRUMENTS
ISSUE
PROPOSAL #14.5: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE DIRECT WEALTH MANAGEMENT FINANCING INSTRUMENTS
ISSUE
PROPOSAL #14.6: APPROVE TERM OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE DIRECT WEALTH
MANAGEMENT FINANCING INSTRUMENTS ISSUE
PROPOSAL #14.7: APPROVE MEASURES TO ENSURE REPAYMENT ISSUER YES FOR FOR
IN RELATION TO THE DIRECT WEALTH MANAGEMENT FINANCING
INSTRUMENTS ISSUE
PROPOSAL #14.8: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE DIRECT WEALTH MANAGEMENT FINANCING INSTRUMENT
PROPOSAL #15.1: APPROVE SIZE IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF DEBTS UNDER THE DEBT FINANCING PLAN BY
SHANDONG CHENMING FINANCIAL LEASING CO., LTD.
PROPOSAL #15.2: APPROVE TERM IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF DEBTS UNDER THE DEBT FINANCING PLAN BY
SHANDONG CHENMING FINANCIAL LEASING CO., LTD.
PROPOSAL #15.3: APPROVE COUPON RATE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF DEBTS UNDER THE DEBT FINANCING PLAN
BY SHANDONG CHENMING FINANCIAL LEASING CO., LTD.
PROPOSAL #15.4: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE OF DEBTS UNDER THE DEBT FINANCING
PLAN BY SHANDONG CHENMING FINANCIAL LEASING CO., LTD.
PROPOSAL #15.5: APPROVE TERM OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE ISSUANCE OF DEBTS UNDER
THE DEBT FINANCING PLAN BY SHANDONG CHENMING
FINANCIAL LEASING CO., LTD.
PROPOSAL #15.6: APPROVE MEASURES TO ENSURE REPAYMENT ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE OF DEBTS UNDER THE DEBT
FINANCING PLAN BY SHANDONG CHENMING FINANCIAL LEASING
CO., LTD.
PROPOSAL #15.7: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF DEBTS UNDER THE DEBT FINANCING PLAN
BY SHANDONG CHENMING FINANCIAL LEASING CO., LTD.
PROPOSAL #16: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V120
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF THE RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #2: APPROVE EXTENSION OF THE VALIDITY OF ISSUER YES FOR FOR
AUTHORIZATION TO THE BOARD TO DEAL WITH ALL MATTERS
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #3: APPROVE PROVISION OF FINANCIAL SUPPORT SHAREHOLDER YES FOR FOR
TO INVESTEE- WEIFANG SIME DARBY WEST PORT CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shandong Weigao Group Medical Polymer Co., Ltd.
TICKER: 1066 CUSIP: Y76810103
MEETING DATE: 11/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDEND ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shandong Weigao Group Medical Polymer Co., Ltd.
TICKER: 1066 CUSIP: Y76810103
MEETING DATE: 6/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shandong Weigao Group Medical Polymer Co., Ltd.
TICKER: 1066 CUSIP: Y76810103
MEETING DATE: 6/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #7: ELECT ZHANG HUA WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT WANG YI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT ZHOU SHU HUA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #10: ELECT BI DONG MEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT CHEN XIAO YUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #13: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Bailian Group Ltd.
TICKER: 600827 CUSIP: Y7682E102
MEETING DATE: 6/20/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2017 ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF 2017 FINANCIAL ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION AND 2017 DAILY RELATED-PARTED
TRANSACTIONS ESTIMATES
PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO TRANSFER OF EQUITY OF SHANGHAI LIANHUA
FRESH FOOD PROCESSING & DISTRIBUTING CENTER CO., LTD.
PROPOSAL #9: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO EQUITY PURCHASE
PROPOSAL #10: APPROVE PROVISION OF EQUITY PLEDGE FOR ISSUER YES FOR FOR
CREDIT LINE APPLICATION BY NANJING TANGSHAN BAILIAN
AOTE LAISI BUSINESS CO., LTD.
PROPOSAL #11: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ISSUANCE ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILLS
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14.01: ELECT XU ZIYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.02: ELECT ZHENG XIAOYUN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #14.03: ELECT CHENG DALI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.01: ELECT LIU DALI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.01: ELECT YANG AGUO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #16.02: ELECT TAO QING AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Baosight Software Co., Ltd.
TICKER: 600845 CUSIP: Y7691Z104
MEETING DATE: 12/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN THE CONSTRUCTION ISSUER YES FOR FOR
OF BAOZHIYUN IDC PHASE 4
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #3.01: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #3.02: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.03: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #3.04: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #3.05: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #3.06: APPROVE PAYMENT OF CAPITAL AND ISSUER YES FOR FOR
INTEREST PERIOD AND MANNER OF PAYMENT
PROPOSAL #3.07: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #3.08: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #3.09: APPROVE CONVERSION AMOUNT AND ISSUER YES FOR FOR
CONFIRMATION METHOD
PROPOSAL #3.10: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #3.11: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES FOR FOR
CONVERSION PRICE
PROPOSAL #3.12: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #3.13: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #3.14: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #3.15: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #3.16: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BOND HOLDERS
PROPOSAL #3.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.18: APPROVE RAISED FUNDS DEPOSIT ACCOUNT ISSUER YES FOR FOR
PROPOSAL #3.19: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #9: APPROVE FORMULATION OF RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING GENERAL MEETINGS OF CONVERTIBLE
BOND SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Baosight Software Co., Ltd.
TICKER: 600845 CUSIP: Y7691Z104
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2017 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #9.01: ELECT WANG CONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Baosight Software Co., Ltd.
TICKER: 600845 CUSIP: Y7691Z104
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2017 FINANCIAL ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Chlor-Alkali Chemical Co., Ltd.
TICKER: 900908 CUSIP: Y76771115
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4.01: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4.02: APPROVE 2017 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BANK FINANCING LIMIT APPLICATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2017 APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF THEIR REMUNERATION
PROPOSAL #8: APPROVE 2017 APPOINTMENT OF INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR AND PAYMENT OF THEIR REMUNERATION
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Electric Group Co., Ltd.
TICKER: 2727 CUSIP: Y76824104
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PARTIES TO THE TRANSACTION IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED ASSETS ACQUISITION BY
ISSUANCE OF SHARES
PROPOSAL #1.2: APPROVE TRANSACTION SUBJECTS IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED ASSETS ACQUISITION BY
ISSUANCE OF SHARES
PROPOSAL #1.3: APPROVE BASIS OF PRICING AND ISSUER YES FOR FOR
TRANSACTION PRICE IN RELATION TO THE PROPOSED ASSETS
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #1.4: APPROVE ARRANGEMENT FOR PROFIT OR LOSS ISSUER YES FOR FOR
FOR THE PERIOD IN RELATION TO THE PROPOSED ASSETS
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #1.5: APPROVE PROCEDURES FOR TRANSFER OF ISSUER YES FOR FOR
OWNERSHIP AND LIABILITY FOR BREACH OF CONTRACT IN
RELATION TO THE PROPOSED ASSETS ACQUISITION BY
ISSUANCE OF SHARES
PROPOSAL #1.6: APPROVE CLASS AND NOMINAL VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE PROPOSED
ASSETS ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #1.7: APPROVE TARGET SUBSCRIBERS FOR SHARES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO THE PROPOSED ASSETS
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #1.8: APPROVE METHOD OF ISSUANCE AND ISSUER YES FOR FOR
SUBSCRIPTION FOR SHARES IN RELATION TO THE PROPOSED
ASSETS ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #1.9: APPROVE PRICING BENCHMARK DATE, BASIS ISSUER YES FOR FOR
OF PRICING AND ISSUE PRICE FOR THE ISSUANCE OF SHARES
IN RELATION TO THE PROPOSED ASSETS ACQUISITION BY
ISSUANCE OF SHARES
PROPOSAL #1.10: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE PROPOSED ASSETS ACQUISITION BY
ISSUANCE OF SHARES
PROPOSAL #1.11: APPROVE LOCK-UP PERIOD ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED ASSETS ACQUISITION BY
ISSUANCE OF SHARES
PROPOSAL #1.12: APPROVE LISTING PLACE OF THE SHARES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO THE PROPOSED ASSETS
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #1.13: APPROVE TREATMENT FOR THE COMPANY'S ISSUER YES FOR FOR
UNDISTRIBUTED RETAINED EARNINGS PRIOR TO THE SHARES
ISSUANCE IN RELATION TO THE PROPOSED ASSETS
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #1.14: APPROVE VALIDITY OF THE RESOLUTIONS ISSUER YES FOR FOR
IN RELATION TO THE PROPOSED ASSETS ACQUISITION BY
ISSUANCE OF SHARES
PROPOSAL #1.15: APPROVE CLASS AND NOMINAL VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE ISSUANCE OF
SHARES FOR SUPPORTING FUNDS RAISING
PROPOSAL #1.16: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
METHODS OF SUBSCRIPTION IN RELATION TO THE ISSUANCE
OF SHARES FOR SUPPORTING FUNDS RAISING
PROPOSAL #1.17: APPROVE ISSUE PRICE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF SHARES FOR SUPPORTING FUNDS RAISING
PROPOSAL #1.18: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING
PROPOSAL #1.19: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE OF SHARES FOR SUPPORTING FUNDS
PROPOSAL #1.20: APPROVE LOCK-UP PERIOD ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING
PROPOSAL #1.21: APPROVE LISTING PLACE OF THE SHARES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO THE ISSUANCE OF SHARES
FOR SUPPORTING FUNDS RAISING
PROPOSAL #1.22: APPROVE VALIDITY OF THE RESOLUTIONS ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING
PROPOSAL #2: APPROVE THE REPORT FOR ASSETS ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES AND SUPPORTING
FUNDS RAISING BY THE COMPANY AND ITS SUMMARY
PROPOSAL #3: APPROVE EXECUTION OF THE ASSETS ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES AGREEMENT
PROPOSAL #4: APPROVE EXECUTION OF THE PROFIT ISSUER YES FOR FOR
COMPENSATION AGREEMENT
PROPOSAL #5: APPROVE EXECUTION OF SHARE SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #6: APPROVE POSSIBLE DILUTION OF THE ISSUER YES FOR FOR
COMPANY'S CURRENT EARNINGS PER SHARE
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #8: APPROVE THE REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS FROM PREVIOUS FUND RAISING ACTIVITIES
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #1: APPROVE CONNECTED TRANSACTIONS INVOLVING ISSUER YES FOR FOR
ASSETS ACQUISITION BY ISSUANCE OF SHARES AND
SUPPORTING FUNDS RAISING
PROPOSAL #2: APPROVE INDEPENDENCE OF APPRAISAL FIRMS, ISSUER YES FOR FOR
REASONABLENESS OF APPRAISAL ASSUMPTIONS, RELEVANCE
OF APPRAISAL METHODOLOGY AND PURPOSE AND FAIRNESS OF
VALUATION
PROPOSAL #3: APPROVE RELEVANT REPORTS ISSUED BY AUDIT ISSUER YES FOR FOR
FIRMS AND ASSET APPRAISAL FIRMS
PROPOSAL #4: APPROVE COMPLIANCE WITH RELEVANT LAWS ISSUER YES FOR FOR
AND REGULATIONS OF THE ASSETS ACQUISITION BY ISSUANCE
OF SHARES AND SUPPORTING FUNDS RAISING
PROPOSAL #5: APPROVE COMPLIANCE WITH CLAUSE 4 UNDER ISSUER YES FOR FOR
REQUIREMENTS ON CERTAIN ISSUES CONCERNING REGULATING
THE MATERIAL ASSET REORGANIZATIONS OF LISTED
PROPOSAL #6: APPROVE CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS AND PROPOSED ANNUAL CAPS UNDER THE SEC
FRAMEWORK DEPOSIT AGREEMENT
PROPOSAL #7: APPROVE CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS AND PROPOSED ANNUAL CAPS UNDER THE SEC
FRAMEWORK LOAN AGREEMENT
PROPOSAL #8: APPROVE CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS AND PROPOSED ANNUAL CAPS UNDER THE
MESMEE FRAMEWORK PURCHASE AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Electric Group Co., Ltd.
TICKER: 2727 CUSIP: Y76824104
MEETING DATE: 5/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PARTIES TO TRANSACTION IN SHAREHOLDER YES FOR FOR
RELATION TO ASSETS ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #1.2: APPROVE TRANSACTION SUBJECTS IN SHAREHOLDER YES FOR FOR
RELATION TO ASSETS ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #1.3: APPROVE BASIS OF PRICING AND SHAREHOLDER YES FOR FOR
TRANSACTION PRICE IN RELATION TO ASSETS ACQUISITION
BY ISSUANCE OF SHARES
PROPOSAL #1.4: APPROVE ARRANGEMENT FOR PROFIT OR LOSS SHAREHOLDER YES FOR FOR
FOR PERIOD IN RELATION TO ASSETS ACQUISITION BY
ISSUANCE OF SHARES
PROPOSAL #1.5: APPROVE PROCEDURES FOR TRANSFER OF SHAREHOLDER YES FOR FOR
OWNERSHIP AND LIABILITY FOR BREACH OF CONTRACT IN
RELATION TO ASSETS ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #1.6: APPROVE CLASS AND NOMINAL VALUE OF SHAREHOLDER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO ASSETS ACQUISITION
BY ISSUANCE OF SHARES
PROPOSAL #1.7: APPROVE TARGET SUBSCRIBERS FOR SHARES SHAREHOLDER YES FOR FOR
TO BE ISSUED IN RELATION TO ASSETS ACQUISITION BY
ISSUANCE OF SHARES
PROPOSAL #1.8: APPROVE METHOD OF ISSUANCE AND SHAREHOLDER YES FOR FOR
SUBSCRIPTION FOR SHARES IN RELATION TO ASSETS
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #1.9: APPROVE PRICING BENCHMARK DATE, BASIS SHAREHOLDER YES FOR FOR
OF PRICING AND ISSUE PRICE FOR ISSUANCE OF SHARES IN
RELATION TO ASSETS ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #1.10: APPROVE NUMBER OF SHARES TO BE ISSUED SHAREHOLDER YES FOR FOR
IN RELATION TO ASSETS ACQUISITION BY ISSUANCE OF
PROPOSAL #1.11: APPROVE LOCK-UP PERIOD ARRANGEMENT IN SHAREHOLDER YES FOR FOR
RELATION TO ASSETS ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #1.12: APPROVE LISTING PLACE OF THE SHARES SHAREHOLDER YES FOR FOR
TO BE ISSUED IN RELATION TO ASSETS ACQUISITION BY
ISSUANCE OF SHARES
PROPOSAL #1.13: APPROVE TREATMENT FOR THE COMPANY'S SHAREHOLDER YES FOR FOR
UNDISTRIBUTED RETAINED EARNINGS PRIOR TO THE SHARES
ISSUANCE IN RELATION TO ASSETS ACQUISITION BY
ISSUANCE OF SHARES
PROPOSAL #1.14: APPROVE THE VALIDITY OF THE SHAREHOLDER YES FOR FOR
RESOLUTIONS IN RELATION TO ASSETS ACQUISITION BY
ISSUANCE OF SHARES
PROPOSAL #1.15: APPROVE CLASS AND NOMINAL VALUE OF SHAREHOLDER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO ISSUANCE OF SHARES
FOR SUPPORTING FUNDS RAISING
PROPOSAL #1.16: APPROVE TARGET SUBSCRIBERS AND SHAREHOLDER YES FOR FOR
METHODS OF SUBSCRIPTION IN RELATION TO ISSUANCE OF
SHARES FOR SUPPORTING FUNDS RAISING
PROPOSAL #1.17: APPROVE ISSUE PRICE IN RELATION TO SHAREHOLDER YES FOR FOR
ISSUANCE OF SHARES FOR SUPPORTING FUNDS RAISING
PROPOSAL #1.18: APPROVE NUMBER OF SHARES TO BE ISSUED SHAREHOLDER YES FOR FOR
IN RELATION TO ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING
PROPOSAL #1.19: APPROVE USE OF PROCEEDS IN RELATION SHAREHOLDER YES FOR FOR
TO ISSUANCE OF SHARES FOR SUPPORTING FUNDS RAISING
PROPOSAL #1.20: APPROVE LOCK-UP PERIOD ARRANGEMENT IN SHAREHOLDER YES FOR FOR
RELATION TO ISSUANCE OF SHARES FOR SUPPORTING FUNDS
RAISING
PROPOSAL #1.21: APPROVE LISTING PLACE OF THE SHARES SHAREHOLDER YES FOR FOR
TO BE ISSUED IN RELATION TO ISSUANCE OF SHARES FOR
SUPPORTING FUNDS RAISING
PROPOSAL #1.22: APPROVE VALIDITY OF THE RESOLUTIONS SHAREHOLDER YES FOR FOR
IN RELATION TO ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING
PROPOSAL #2: APPROVE REPORT FOR ASSETS ACQUISITION BY SHAREHOLDER YES FOR FOR
ISSUANCE OF SHARES AND SUPPORTING FUNDS RAISING BY
THE COMPANY AND ITS SUMMARY
PROPOSAL #3: APPROVE EXECUTION OF ASSETS ACQUISITION ISSUER YES FOR FOR
BY ISSUANCE OF SHARES AGREEMENT
PROPOSAL #4: APPROVE EXECUTION OF PROFIT COMPENSATION ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #5: APPROVE EXECUTION OF SHARE SUBSCRIPTION SHAREHOLDER YES FOR FOR
AGREEMENT
PROPOSAL #6: APPROVE POSSIBLE DILUTION OF COMPANY'S SHAREHOLDER YES FOR FOR
CURRENT EARNINGS PER SHARE AS RESULT OF THE
TRANSACTION AND REMEDIAL MEASURES
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #8: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM THE PREVIOUS FUND RAISING ACTIVITIES
PROPOSAL #1: APPROVE CONNECTED TRANSACTIONS INVOLVING ISSUER YES FOR FOR
ASSETS ACQUISITION BY ISSUANCE OF SHARES AND
SUPPORTING FUNDS RAISING
PROPOSAL #2: APPROVE INDEPENDENCE OF APPRAISAL FIRMS, ISSUER YES FOR FOR
REASONABLENESS OF APPRAISAL ASSUMPTIONS, RELEVANCE
BETWEEN APPRAISAL METHODOLOGY AND PURPOSE AND
FAIRNESS OF VALUATION IN CONNECTION WITH THE
PROPOSAL #3: APPROVE RELEVANT REPORTS ISSUED BY AUDIT SHAREHOLDER YES FOR FOR
FIRMS AND ASSET APPRAISAL FIRMS IN RESPECT OF THE
TRANSACTION
PROPOSAL #4: APPROVE COMPLIANCE WITH RELEVANT LAWS SHAREHOLDER YES FOR FOR
AND REGULATIONS OF THE ASSETS ACQUISITION BY ISSUANCE
OF SHARES AND SUPPORTING FUNDS RAISING
PROPOSAL #5: APPROVE COMPLIANCE BY THE COMPANY WITH ISSUER YES FOR FOR
CLAUSE 4 UNDER REQUIREMENTS ON CERTAIN ISSUES
CONCERNING REGULATING THE MATERIAL ASSET
REORGANIZATIONS OF LISTED COMPANIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Electric Group Co., Ltd.
TICKER: 2727 CUSIP: Y76824104
MEETING DATE: 5/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PARTIES TO TRANSACTION IN SHAREHOLDER YES FOR FOR
RELATION TO ASSETS ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #1.2: APPROVE TRANSACTION SUBJECTS IN SHAREHOLDER YES FOR FOR
RELATION TO ASSETS ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #1.3: APPROVE BASIS OF PRICING AND SHAREHOLDER YES FOR FOR
TRANSACTION PRICE IN RELATION TO ASSETS ACQUISITION
BY ISSUANCE OF SHARES
PROPOSAL #1.4: APPROVE ARRANGEMENT FOR PROFIT OR LOSS SHAREHOLDER YES FOR FOR
FOR PERIOD IN RELATION TO ASSETS ACQUISITION BY
ISSUANCE OF SHARES
PROPOSAL #1.5: APPROVE PROCEDURES FOR TRANSFER OF SHAREHOLDER YES FOR FOR
OWNERSHIP AND LIABILITY FOR BREACH OF CONTRACT IN
RELATION TO ASSETS ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #1.6: APPROVE CLASS AND NOMINAL VALUE OF SHAREHOLDER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO ASSETS ACQUISITION
BY ISSUANCE OF SHARES
PROPOSAL #1.7: APPROVE TARGET SUBSCRIBERS FOR SHARES SHAREHOLDER YES FOR FOR
TO BE ISSUED IN RELATION TO ASSETS ACQUISITION BY
ISSUANCE OF SHARES
PROPOSAL #1.8: APPROVE METHOD OF ISSUANCE AND SHAREHOLDER YES FOR FOR
SUBSCRIPTION FOR SHARES IN RELATION TO ASSETS
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #1.9: APPROVE PRICING BENCHMARK DATE, BASIS SHAREHOLDER YES FOR FOR
OF PRICING AND ISSUE PRICE IN RELATION TO ASSETS
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #1.10: APPROVE NUMBER OF SHARES TO BE ISSUED SHAREHOLDER YES FOR FOR
IN RELATION TO ASSETS ACQUISITION BY ISSUANCE OF
PROPOSAL #1.11: APPROVE LOCK-UP PERIOD ARRANGEMENT IN SHAREHOLDER YES FOR FOR
RELATION TO ASSETS ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #1.12: APPROVE LISTING PLACE OF THE SHARES SHAREHOLDER YES FOR FOR
TO BE ISSUED IN RELATION TO ASSETS ACQUISITION BY
ISSUANCE OF SHARES
PROPOSAL #1.13: APPROVE TREATMENT FOR THE COMPANY'S SHAREHOLDER YES FOR FOR
UNDISTRIBUTED RETAINED EARNINGS PRIOR TO SHARES
ISSUANCE IN RELATION TO ASSETS ACQUISITION BY
ISSUANCE OF SHARES
PROPOSAL #1.14: APPROVE VALIDITY OF THE RESOLUTIONS SHAREHOLDER YES FOR FOR
IN RELATION TO ASSETS ACQUISITION BY ISSUANCE OF
PROPOSAL #1.15: APPROVE CLASS AND NOMINAL VALUE OF SHAREHOLDER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO ISSUANCE OF SHARES
FOR SUPPORTING FUNDS RAISING
PROPOSAL #1.16: APPROVE TARGET SUBSCRIBERS AND SHAREHOLDER YES FOR FOR
METHODS OF SUBSCRIPTION IN RELATION TO ISSUANCE OF
SHARES FOR SUPPORTING FUNDS RAISING
PROPOSAL #1.17: APPROVE ISSUE PRICE IN RELATION TO SHAREHOLDER YES FOR FOR
ISSUANCE OF SHARES FOR SUPPORTING FUNDS RAISING
PROPOSAL #1.18: APPROVE NUMBER OF SHARES TO BE ISSUED SHAREHOLDER YES FOR FOR
IN RELATION TO ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING
PROPOSAL #1.19: APPROVE USE OF PROCEEDS IN RELATION SHAREHOLDER YES FOR FOR
TO ISSUANCE OF SHARES FOR SUPPORTING FUNDS RAISING
PROPOSAL #1.20: APPROVE LOCK-UP PERIOD ARRANGEMENT IN SHAREHOLDER YES FOR FOR
RELATION TO ISSUANCE OF SHARES FOR SUPPORTING FUNDS
RAISING
PROPOSAL #1.21: APPROVE LISTING PLACE OF THE SHARES SHAREHOLDER YES FOR FOR
TO BE ISSUED IN RELATION TO ISSUANCE OF SHARES FOR
SUPPORTING FUNDS RAISING
PROPOSAL #1.22: APPROVE VALIDITY OF THE RESOLUTIONS SHAREHOLDER YES FOR FOR
IN RELATION TO ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING
PROPOSAL #2: APPROVE REPORT FOR ASSETS ACQUISITION BY SHAREHOLDER YES FOR FOR
ISSUANCE OF SHARES AND SUPPORTING FUNDS RAISING BY
THE COMPANY AND ITS SUMMARY
PROPOSAL #3: APPROVE EXECUTION OF ASSETS ACQUISITION ISSUER YES FOR FOR
BY ISSUANCE OF SHARES AGREEMENT
PROPOSAL #4: APPROVE EXECUTION OF PROFIT COMPENSATION ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #5: APPROVE EXECUTION OF SHARE SUBSCRIPTION SHAREHOLDER YES FOR FOR
AGREEMENT
PROPOSAL #6: APPROVE POSSIBLE DILUTION OF COMPANY'S SHAREHOLDER YES FOR FOR
CURRENT EARNINGS PER SHARE AS RESULT OF THE
TRANSACTION AND REMEDIAL MEASURES
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #8: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM FUND RAISING ACTIVITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Electric Group Co., Ltd.
TICKER: 2727 CUSIP: Y76824104
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE 2016 REPORT OF THE FINANCIAL ISSUER YES FOR FOR
RESULTS
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PWC ZHONG TIAN AS PRC AUDITOR ISSUER YES FOR FOR
AND PRICEWATERHOUSECOOPERS AS INTERNATIONAL AUDITOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE RATIFICATION OF EMOLUMENTS PAID ISSUER YES FOR FOR
TO DIRECTORS AND SUPERVISORS FOR THE YEAR OF 2016 AND
APPROVE EMOLUMENTS OF DIRECTORS AND SUPERVISORS FOR
THE YEAR OF 2017
PROPOSAL #8: APPROVE RENEWAL OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #9.1: APPROVE PROVISION OF CORPORATE ISSUER YES FOR FOR
GUARANTEE TO SHANGHAI ELECTRIC WIND POWER EQUIPMENT
CO., LTD.
PROPOSAL #9.2: APPROVE PROVISION OF CORPORATE ISSUER YES AGAINST AGAINST
GUARANTEE TO SEC-KSB NUCLEAR PUMPS & VALVES CO., LTD.
PROPOSAL #9.3: APPROVE PROVISION OF CORPORATE ISSUER YES AGAINST AGAINST
GUARANTEE TO SHANGHAI ELECTRIC HEAVY MACHINERY
MILLING SPECIAL EQUIPMENT CO., LTD.
PROPOSAL #9.4: APPROVE PROVISION OF CORPORATE ISSUER YES AGAINST AGAINST
GUARANTEE TO SHANGHAI ELECTRIC HEAVY MACHINERY
CASTING FORGING CO., LTD.
PROPOSAL #9.5: APPROVE PROVISION OF CORPORATE ISSUER YES AGAINST AGAINST
GUARANTEE BY SHANGHAI HUAPU CABLE CO., LTD. AND
SHANGHAI ELECTRIC POWER T&D GROUP CO., LTD. TO
SHANGHAI FUJIKURA CABLE CO., LTD.
PROPOSAL #9.6: APPROVE PROVISION OF CORPORATE ISSUER YES AGAINST AGAINST
GUARANTEE BY BROETJE-AUTOMATION GMBH TO BA ASSEMBLY &
TURNKEY SYSTEMS GMBH
PROPOSAL #9.7: APPROVE PROVISION OF LETTERS OF ISSUER YES AGAINST AGAINST
GUARANTEE BY SHANGHAI ELECTRIC GROUP FINANCE CO.,
LTD. TO SHANGHAI ELECTRIC (GROUP) CORPORATION AND ITS
SUBSIDIARIES.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
TICKER: 600196 CUSIP: Y7687D109
MEETING DATE: 8/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WU YIFANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE COMPLIANCE OF THE OVERSEAS ISSUER YES FOR FOR
LISTING OF SISRAM MEDICAL LTD.
PROPOSAL #3.01: APPROVE ISSUING ENTITY IN RELATION TO ISSUER YES FOR FOR
THE OVERSEAS LISTING OF SISRAM MEDICAL LTD.
PROPOSAL #3.02: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE OVERSEAS LISTING OF SISRAM MEDICAL LTD.
PROPOSAL #3.03: APPROVE TYPE OF SECURITIES TO BE ISSUER YES FOR FOR
ISSUED IN RELATION TO THE OVERSEAS LISTING OF SISRAM
MEDICAL LTD.
PROPOSAL #3.04: APPROVE TARGET SUBSCRIBERS IN ISSUER YES FOR FOR
RELATION TO THE OVERSEAS LISTING OF SISRAM MEDICAL
PROPOSAL #3.05: APPROVE LISTING DATE IN RELATION TO ISSUER YES FOR FOR
THE OVERSEAS LISTING OF SISRAM MEDICAL LTD.
PROPOSAL #3.06: APPROVE METHOD OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE OVERSEAS LISTING OF SISRAM MEDICAL
PROPOSAL #3.07: APPROVE SIZE OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE OVERSEAS LISTING OF SISRAM MEDICAL LTD.
PROPOSAL #3.08: APPROVE OFFER PRICE IN RELATION TO ISSUER YES FOR FOR
THE OVERSEAS LISTING OF SISRAM MEDICAL LTD.
PROPOSAL #3.09: APPROVE UNDERWRITING IN RELATION TO ISSUER YES FOR FOR
THE OVERSEAS LISTING OF SISRAM MEDICAL LTD.
PROPOSAL #3.10: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE OVERSEAS LISTING OF SISRAM MEDICAL LTD.
PROPOSAL #4: APPROVE UNDERTAKING OF MAINTAINING ISSUER YES FOR FOR
INDEPENDENT LISTING STATUS OF THE COMPANY
PROPOSAL #5: APPROVE DESCRIPTION OF THE SUSTAINABLE ISSUER YES FOR FOR
PROFITABILITY AND PROSPECTS OF THE GROUP
PROPOSAL #6: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE OVERSEAS LISTING OF SISRAM LISTCO
PROPOSAL #7: APPROVE PROVISION OF ASSURED ISSUER YES FOR FOR
ENTITLEMENTS TO H SHAREHOLDERS ONLY IN CONNECTION
WITH THE SPIN-OFF AND THE OVERSEAS LISTING OF SISRAM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
TICKER: 600196 CUSIP: Y7687D109
MEETING DATE: 8/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF ASSURED ISSUER YES FOR FOR
ENTITLEMENTS TO H SHAREHOLDERS ONLY IN CONNECTION
WITH THE SPIN-OFF AND THE OVERSEAS LISTING OF SISRAM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
TICKER: 600196 CUSIP: Y7687D109
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED ACQUISITION OF THE ISSUER YES FOR FOR
CONTROLLING INTEREST IN GLAND PHARMA LIMITED
PROPOSAL #2: APPROVE PROVISION OF ADDITIONAL ISSUER YES FOR FOR
GUARANTEE LIMIT IN RESPECT OF FOSUN INDUSTRIAL CO.,
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
TICKER: 600196 CUSIP: Y7687D109
MEETING DATE: 12/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES OF GENERAL ISSUER YES FOR FOR
MEETINGS
PROPOSAL #3: AMEND RULES AND PROCEDURE REGARDING THE ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURE REGARDING THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #5: APPROVE AMENDMENTS TO THE ADMINISTRATIVE ISSUER YES FOR FOR
RULES GOVERNING THE CONNECTED TRANSACTIONS
PROPOSAL #6: APPROVE AMENDMENTS TO THE MANAGEMENT ISSUER YES FOR FOR
SYSTEM FOR PROCEEDS
PROPOSAL #7: APPROVE AMENDMENTS TO THE IMPLEMENTATION ISSUER YES FOR FOR
RULES OF CUMULATIVE VOTING SYSTEM
PROPOSAL #8: APPROVE RENEWAL OF CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS UNDER THE RENEWED FINANCIAL SERVICES
AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
TICKER: 600196 CUSIP: Y7687D109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #4: APPROVE 2016 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 ANNUAL PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING (SPECIAL ISSUER YES FOR FOR
GENERAL PARTNERSHIP) AS PRC FINANCIAL REPORT AND
INTERNAL CONTROL REPORT AUDITORS AND ERNST & YOUNG AS
INTERNATIONAL FINANCIAL REPORT AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE 2017 ESTIMATED ONGOING RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #8: APPROVE 2016 APPRAISAL RESULTS AND ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS
PROPOSAL #9: APPROVE 2017 APPRAISAL PROGRAM OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE RENEWAL OF AND NEW ENTRUSTED ISSUER YES FOR FOR
LOAN QUOTA OF THE GROUP
PROPOSAL #11: APPROVE TOTAL BANK CREDIT APPLICATIONS ISSUER YES FOR FOR
OF THE GROUP
PROPOSAL #12: APPROVE AUTHORIZATION TO THE MANAGEMENT ISSUER YES FOR FOR
TO DISPOSE OF LISTED SECURITIES
PROPOSAL #13: APPROVE MANDATE TO ISSUE INTERBANK ISSUER YES FOR FOR
MARKET DEBT FINANCING INSTRUMENTS
PROPOSAL #14: APPROVE COMPLIANCE WITH CONDITIONS FOR ISSUER YES FOR FOR
THE PROPOSED PUBLIC ISSUANCE OF CORPORATE BONDS
PROPOSAL #15.1: APPROVE SIZE AND METHOD OF THE ISSUER YES FOR FOR
ISSUANCE IN RELATION TO THE PROPOSED ISSUANCE OF
CORPORATE BONDS
PROPOSAL #15.2: APPROVE COUPON RATE AND ITS ISSUER YES FOR FOR
DETERMINATION MECHANISM IN RELATION TO THE PROPOSED
ISSUANCE OF CORPORATE BONDS
PROPOSAL #15.3: APPROVE MATURITY PERIOD, METHOD OF ISSUER YES FOR FOR
PRINCIPAL REPAYMENT AND INTEREST PAYMENT, AND OTHER
SPECIFIC ARRANGEMENTS IN RELATION TO THE PROPOSED
ISSUANCE OF CORPORATE BONDS
PROPOSAL #15.4: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE PROPOSED ISSUANCE OF CORPORATE BONDS
PROPOSAL #15.5: APPROVE ISSUANCE TARGET AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS OF THE COMPANY IN
RELATION TO THE PROPOSED ISSUANCE OF CORPORATE BONDS
PROPOSAL #15.6: APPROVE GUARANTEE ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED ISSUANCE OF CORPORATE BONDS
PROPOSAL #15.7: APPROVE PROVISIONS ON REDEMPTION AND ISSUER YES FOR FOR
REPURCHASE IN RELATION TO THE PROPOSED ISSUANCE OF
CORPORATE BONDS
PROPOSAL #15.8: APPROVE CREDIT STANDING OF THE ISSUER YES FOR FOR
COMPANY AND SAFEGUARDS FOR DEBT REPAYMENT IN RELATION
TO THE PROPOSED ISSUANCE OF CORPORATE BONDS
PROPOSAL #15.9: APPROVE UNDERWRITING METHOD IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED ISSUANCE OF CORPORATE BONDS
PROPOSAL #15.10: APPROVE LISTING ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED ISSUANCE OF CORPORATE BONDS
PROPOSAL #15.11: APPROVE VALIDITY OF THE RESOLUTIONS ISSUER YES FOR FOR
IN RELATION TO THE PROPOSED ISSUANCE OF CORPORATE
PROPOSAL #16: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS
PROPOSAL #17: ADOPT SHANGHAI HENLIUS SHARE OPTION ISSUER YES FOR FOR
INCENTIVE SCHEME AND RELEVANT MATTERS
PROPOSAL #18: AMEND MANAGEMENT SYSTEM OF CONNECTED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #19: APPROVE RENEWAL OF AND NEW GUARANTEE ISSUER YES FOR FOR
QUOTA OF THE GROUP
PROPOSAL #20: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Haixin Group Co., Ltd.
TICKER: 900917 CUSIP: Y7682J101
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ELECTION OF BOARD OF DIRECTORS ISSUER YES FOR FOR
IN ADVANCE
PROPOSAL #2: APPROVE ELECTION OF BOARD OF SUPERVISORS ISSUER YES FOR FOR
IN ADVANCE
PROPOSAL #3.01: ELECT YU FENG AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #3.02: ELECT WANG PEIGUANG AS NON- SHAREHOLDER YES FOR N/A
INDEPENDENT DIRECTOR
PROPOSAL #3.03: ELECT MENG WENBO AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #3.04: ELECT YING ZHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #3.05: ELECT BAO SUI AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #3.06: ELECT TAO JIANMING AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #3.07: ELECT ZHU ZHAOSONG AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #3.08: ELECT WANG HONGYAN AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #3.09: ELECT ZHOU LAN AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #4.01: ELECT LONG HAIYU AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #4.02: ELECT ZHAO YIMEI AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Haixin Group Co., Ltd.
TICKER: 900917 CUSIP: Y7682J101
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
MATTERS RELATED TO EXTERNAL INVESTMENT
PROPOSAL #7: APPROVE MANAGEMENT OF EQUITIES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EQUITY PLEDGE REPURCHASE ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: APPROVE GUARANTEE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE FORMULATION OF MANAGEMENT ISSUER YES FOR FOR
SYSTEM FOR RELATED-PARTY TRANSACTIONS
PROPOSAL #11: APPROVE FORMULATION OF MANAGEMENT ISSUER YES FOR FOR
SYSTEM FOR REMUNERATION OF DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Huayi Group Corp Ltd.
TICKER: 600623 CUSIP: Y2105F109
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: APPROVE PAYMENT OF 2016 AUDIT FEE AND ISSUER YES FOR FOR
RE-APPOINTMENT OF AUDITOR
PROPOSAL #13: APPROVE 2016 REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS AND 2017
REMUNERATION OF DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Huayi Group Corp Ltd.
TICKER: 600623 CUSIP: Y2105F109
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Industrial Holdings Ltd
TICKER: 363 CUSIP: Y7683K107
MEETING DATE: 11/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #2: ELECT YUEN TIN FAN, FRANCIS AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Industrial Holdings Ltd
TICKER: 363 CUSIP: Y7683K107
MEETING DATE: 5/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT WANG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT XU BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT XU ZHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT LEUNG PAK TO, FRANCIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Jin Jiang International Hotels Development Co., Ltd.
TICKER: 900934 CUSIP: Y7688C100
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PAYMENT OF AUDIT FEE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF 2017 FINANCIAL ISSUER YES FOR FOR
REPORT AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE 2017 RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ADJUSTMENT TO PARTIAL RAISED ISSUER YES FOR FOR
FUNDS INVESTMENT PROJECT SCALE AND CHANGE IN PARTIAL
USAGE OF RAISED FUNDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Jin Jiang International Hotels Development Co., Ltd.
TICKER: 900934 CUSIP: Y7688C100
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF LOAN TO WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY BY RELATED PARTY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai JinJiang International Industrial Investment Co., Ltd.
TICKER: 900914 CUSIP: Y7687J106
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2.01: ELECT XU MING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai JinJiang International Industrial Investment Co., Ltd.
TICKER: 900914 CUSIP: Y7687J106
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Jinjiang Int'l. Hotels Development Co., Ltd.
TICKER: 900934 CUSIP: Y7688C100
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: ELECT LV HAIYAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT XU ZHENG AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Jinqiao Export Processing Zone Development Co., Ltd.
TICKER: 900911 CUSIP: Y4443D101
MEETING DATE: 9/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILL
PROPOSAL #2: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #4.01: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #4.02: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #4.03: APPROVE BOND TYPE AND MATURITY ISSUER YES FOR FOR
PROPOSAL #4.04: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #4.05: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #4.06: APPROVE ARRANGEMENT ON REDEMPTION AND ISSUER YES FOR FOR
SALE-BACK
PROPOSAL #4.07: APPROVE REPORT ON THE DEPOSIT AND ISSUER YES FOR FOR
USAGE OF RAISED FUNDS
PROPOSAL #4.08: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #4.09: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #4.10: APPROVE CREDITWORTHINESS AND ISSUER YES FOR FOR
SAFEGUARD MEASURES OF DEBT REPAYMENT
PROPOSAL #4.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4.12: APPROVE THE NOTION THAT THE ISSUANCE ISSUER YES FOR FOR
AND LISTING OF THE BONDS NEEDS THE APPROVAL OR
RECORDING OF RELEVANT COMPETENT AUTHORITIES
PROPOSAL #5: APPROVE AUTHORIZATION OF GENERAL MANAGER ISSUER YES FOR FOR
TO HANDLE THE CORPORATE BOND ISSUANCE
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7.01: ELECT DENG WEILI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Jinqiao Export Processing Zone Development Co., Ltd.
TICKER: 900911 CUSIP: Y4443D101
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 FINANCIAL BUDGET AND ISSUER YES FOR FOR
OPERATING PLAN
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL REPORT ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Lujiazui Finance & Trade Zone Development Co. Ltd.
TICKER: 900932 CUSIP: Y7686Q119
MEETING DATE: 9/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR ISSUER YES FOR FOR
ASSETS RESTRUCTURING
PROPOSAL #2: APPROVE THE NOTION THAT THE TRANSACTION ISSUER YES FOR FOR
COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL
ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF
LISTED COMPANIES
PROPOSAL #3.01: APPROVE TARGET ASSETS, TRANSACTION ISSUER YES FOR FOR
MANNER AND TRANSACTION COUNTERPARTY
PROPOSAL #3.02: APPROVE TRANSACTION PRICE AND PRICING ISSUER YES FOR FOR
BASIS
PROPOSAL #3.03: APPROVE PAYMENT MANNER ISSUER YES FOR FOR
PROPOSAL #3.04: APPROVE TIME ARRANGEMENT REGARDING ISSUER YES FOR FOR
TRANSITION OF ASSETS
PROPOSAL #3.05: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD
PROPOSAL #3.06: APPROVE STAFFING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.07: APPROVE RELEVANT ARRANGEMENTS IN ISSUER YES FOR FOR
CONNECTION TO FUNDS AND SIGNING OF AGREEMENTS
PROPOSAL #3.08: APPROVE SIGNING OF AGREEMENTS AND ISSUER YES FOR FOR
VESTING CONDITIONS
PROPOSAL #3.09: APPROVE LIABILITY FOR BREACH OF ISSUER YES FOR FOR
CONTRACT
PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RELEVANT FINANCIAL AND APPRAISAL ISSUER YES FOR FOR
REPORTS
PROPOSAL #5: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #6: APPROVE REPORT (DRAFT) AND SUMMARY OF ISSUER YES FOR FOR
COMPANY'S MAJOR ASSET PURCHASE
PROPOSAL #7: APPROVE THE NOTION THAT THIS TRANSACTION ISSUER YES FOR FOR
CONSTITUTE AS RELATED-PARTY TRANSACTION
PROPOSAL #8: APPROVE SIGNING OF RELEVANT AGREEMENTS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE THE COMPLETENESS AND COMPLIANCE ISSUER YES FOR FOR
OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #11: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS, RELEVANT MEASURES TO BE TAKEN AND RELEVANT
COMMITMENTS
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: ELECT LIU JUN AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #14.01: ELECT LI ZUOQIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #14.02: ELECT DENG WEILI AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Lujiazui Finance & Trade Zone Development Co. Ltd.
TICKER: 900932 CUSIP: Y7686Q119
MEETING DATE: 12/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR ISSUER YES FOR FOR
ASSETS RESTRUCTURING
PROPOSAL #2: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #3: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS RELATED PARTY TRANSACTION
PROPOSAL #4: APPROVE SPECIAL SELF-INSPECTION REPORT ISSUER YES FOR FOR
IN CONNECTION TO COMPANY'S REAL ESTATE BUSINESS
PROPOSAL #5.01: APPROVE TRANSACTION TARGET, ISSUER YES FOR FOR
TRANSACTION MANNER AND TRANSACTION PARTIES
PROPOSAL #5.02: APPROVE TRANSACTION PRICE AND PRICING ISSUER YES FOR FOR
BASIS
PROPOSAL #5.03: APPROVE PAYMENT MANNER ISSUER YES FOR FOR
PROPOSAL #5.04: APPROVE LIQUIDITY SUPPORT ISSUER YES FOR FOR
PROPOSAL #5.05: APPROVE TIME OF DELIVERY ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #5.06: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD
PROPOSAL #5.07: APPROVE STAFFING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #5.08: APPROVE SIGNING OF AGREEMENTS, FUNDS ISSUER YES FOR FOR
AND OTHER ARRANGEMENTS
PROPOSAL #5.09: APPROVE SIGNING OF AGREEMENTS AND ISSUER YES FOR FOR
EFFECTIVITY CONDITIONS
PROPOSAL #5.10: APPROVE LIABILITY FOR BREACH OF ISSUER YES FOR FOR
CONTRACT
PROPOSAL #5.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELEVANT FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND APPRAISAL REPORTS
PROPOSAL #7: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #8: APPROVE REPORT (DRAFT) ON COMPANY'S ISSUER YES FOR FOR
MAJOR ASSETS ACQUISITION AND ITS SUMMARY
PROPOSAL #9: APPROVE SIGNING OF RELEVANT AGREEMENTS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #11: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AND RELEVANT
PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Lujiazui Finance & Trade Zone Development Co. Ltd.
TICKER: 900932 CUSIP: Y7686Q119
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS, ANNUAL WORK REPORT AND 2017 WORK PLAN
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2017 FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ACCEPTANCE OF LOAN FROM ISSUER YES FOR FOR
CONTROLLING SHAREHOLDERS
PROPOSAL #10: APPROVE APPOINTMENT OF FINANCIAL REPORT ISSUER YES FOR FOR
AUDITOR
PROPOSAL #11: APPROVE 2017 REMUNERATION BUDGET FOR ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #12: ELECT QIAO WENJUN AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #13: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Mechanical and Electrical Industry Co., Ltd.
TICKER: 600835 CUSIP: Y7691T108
MEETING DATE: 11/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3.01: APPROVE 2017-2019 PROCUREMENT ISSUER YES FOR FOR
AGREEMENT WITH SHANGHAI ELECTRIC GROUP CORP
PROPOSAL #3.02: APPROVE 2017-2019 SALES AGREEMENT ISSUER YES FOR FOR
WITH SHANGHAI ELECTRIC GROUP CORP
PROPOSAL #3.03: APPROVE 2017-2019 COMPREHENSIVE ISSUER YES FOR FOR
BUSINESS AGREEMENT WITH SHANGHAI ELECTRIC GROUP
FINANCIAL CO., LTD
PROPOSAL #3.04: APPROVE 2017-2019 PROCUREMENT ISSUER YES FOR FOR
AGREEMENT BETWEEN SHANGHAI MITSUBISHI ELEVATOR CO.,
LTD AND MITSUBISHI ELECTRIC SHANGHAI MECHANICAL
ELEVATOR CO., LTD
PROPOSAL #3.05: APPROVE 2017-2019 SALES AGREEMENT ISSUER YES FOR FOR
BETWEEN SHANGHAI MITSUBISHI ELEVATOR CO., LTD AND
MITSUBISHI ELECTRIC SHANGHAI MECHANICAL ELEVATOR CO.,
LTD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Mechanical and Electrical Industry Co., Ltd.
TICKER: 600835 CUSIP: Y7691T108
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF 2017 AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RESIGNATION OF FAN YOULIN AS ISSUER YES FOR FOR
SUPERVISOR
PROPOSAL #8.01: ELECT SI WENPEI AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Pharmaceuticals Holding Co., Ltd.
TICKER: 601607 CUSIP: Y7685S108
MEETING DATE: 10/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHOU JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Pharmaceuticals Holding Co., Ltd.
TICKER: 601607 CUSIP: Y7685S108
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2017 FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROPOSAL REGARDING PAYMENT OF ISSUER YES FOR FOR
AUDITOR'S FEES FOR 2016
PROPOSAL #8: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROPOSAL REGARDING EXTERNAL ISSUER YES FOR FOR
GUARANTEES FOR 2017
PROPOSAL #10: APPROVE AMENDMENTS TO THE COMMITMENT ISSUER YES FOR FOR
REGARDING THE SHARES HELD BY EMPLOYEES AND THE
EMPLOYEE SHARE OWNERSHIP COMMITTEE
PROPOSAL #11: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
PRODUCTS
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Shibei Hi-Tech Co., Ltd.
TICKER: 900902 CUSIP: Y7681P116
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS AND 2017 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2017 PROJECTED DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #9: APPROVE 2017 EXTERNAL FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE FROM ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #12: ELECT CHEN JUN AS SUPERVISOR SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Waigaoqiao Free Trade Zone Group Co., Ltd.
TICKER: 900912 CUSIP: Y7688F103
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2017 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 FINANCING, GUARANTEE, ISSUER YES AGAINST AGAINST
ENTRUSTED LOAN AND EXTERNAL LOAN PLAN
PROPOSAL #7: APPROVE APPOINTMENT OF ANNUAL REPORT AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2017 DAILY RELATED PARTY TRANSACTION
PROPOSAL #9: APPROVE 2016 REMUNERATION OF NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTORS AND SUPERVISORS AS WELL AS 2017
REMUNERATION
PROPOSAL #10: APPROVE AUTHORIZATION REGARDING REAL ISSUER YES FOR FOR
ESTATE PROJECT RESERVES
PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS
PROPOSAL #12: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #13: APPROVE CHANGE IN PORTION OF FUND- SHAREHOLDER YES FOR FOR
RAISING INVESTMENT PROJECT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shanghai Zhenhua Heavy Industries Co., Ltd.
TICKER: 900947 CUSIP: Y7699F100
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE 2016 REPORT OF THE PRESIDENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2016 PROFIT DISTRIBUTION SHAREHOLDER YES FOR FOR
PROPOSAL #8: APPROVE 2016 APPLICATION OF ISSUER YES AGAINST AGAINST
COMPREHENSIVE CREDIT LINES FROM FINANCIAL
PROPOSAL #9: APPROVE APPOINTMENT OF 2017 DOMESTIC ISSUER YES FOR FOR
AUDITOR
PROPOSAL #10: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shangri-la Asia Ltd.
TICKER: 69 CUSIP: G8063F106
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT LIM BENG CHEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT MADHU RAMA CHANDRA RAO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3C: ELECT LI KWOK CHEUNG ARTHUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sharp Corp.
TICKER: 6753 CUSIP: J71434112
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
ADOPT BOARD STRUCTURE WITH AUDIT COMMITTEE - UPDATE
AUTHORIZED CAPITAL TO REFLECT REVERSE STOCK SPLIT -
AUTHORIZE BOARD TO DETERMINE INCOME ALLOCATION
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR TAI JENG-WU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR NOMURA, KATSUAKI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TAKAYAMA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YOUNG LIU ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR NISHIYAMA, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR CHIEN-ERH WANG ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER HSE-TUNG LU
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KURUMATANI, NOBUAKI
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER HIMEIWA, YASUO
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
PROPOSAL #7: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shengjing Bank Co Ltd
TICKER: 2066 CUSIP: Y7704K102
MEETING DATE: 9/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shengjing Bank Co Ltd
TICKER: 2066 CUSIP: Y7704K102
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE PROPOSED PLAN FOR THE A SHARE OFFERING AND
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shengjing Bank Co Ltd
TICKER: 2066 CUSIP: Y7704K102
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS FOR 2016
PROPOSAL #2: APPROVE WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS FOR 2016
PROPOSAL #3: APPROVE FINAL FINANCIAL ACCOUNTS FOR ISSUER YES FOR FOR
2016 AND FINANCIAL BUDGET REPORT FOR 2017
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN FOR ISSUER YES FOR FOR
2016
PROPOSAL #5: APPROVE KPMG AND KPMG HUAZHEN LLP AS �� ISSUER YES FOR FOR
INTERNATIONAL AND DOMESTIC AUDITORS, RESPECTIVELY AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT ZHANG QIYANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT QIU HUOFA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE AMENDMENTS TO THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shenzhen Chiwan Wharf Holdings Ltd.
TICKER: 200022 CUSIP: Y1565S106
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2017 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT AND DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #7: APPROVE ALLOWANCE AND EXPENSES OF ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILL
PROPOSAL #10: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #11: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT WITH CHINA DEVELOPMENT FINANCE CO., LTD.
PROPOSAL #12.01: ELECT SHI WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #12.02: ELECT LV SHENGZHOU AS NON- SHAREHOLDER YES FOR N/A
INDEPENDENT DIRECTOR
PROPOSAL #12.03: ELECT LI YUBIN AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #12.04: ELECT LIU BIN AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #12.05: ELECT PAN KE AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #12.06: ELECT ZHANG JIANGUO AS NON- SHAREHOLDER YES FOR N/A
INDEPENDENT DIRECTOR
PROPOSAL #13.01: ELECT YUAN YUHUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.02: ELECT SU QIYUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.03: ELECT LI CHANGQING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.01: ELECT ZHAO JIANLI AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #14.02: ELECT SUN LIGAN AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #14.03: ELECT WEN LING AS SUPERVISOR SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shenzhen Expressway Company Ltd.
TICKER: 548 CUSIP: Y7741B107
MEETING DATE: 11/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE BASIS FOR DETERMINING THE ISSUER YES FOR �� FOR
PARTICIPANTS OF THE INCENTIVE SCHEME AND THE SCOPE OF
THE PARTICIPANTS
PROPOSAL #1.02: APPROVE GRANT PRICE OF THE RESTRICTED ISSUER YES FOR FOR
SHARES AND THE BASIS OF DETERMINATION
PROPOSAL #1.03: APPROVE SOURCE, NUMBER, AND ISSUER YES FOR FOR
ALLOCATION OF THE RESTRICTED SHARES IN RELATION TO
THE RESTRICTED A SHARE INCENTIVE SCHEME
PROPOSAL #1.04: APPROVE VALIDITY PERIOD, DATE OF ISSUER YES FOR FOR
GRANT, LOCK-UP PERIOD, UNLOCKING PERIOD AND BLACK-OUT
PERIOD OF THE INCENTIVE SCHEME
PROPOSAL #1.05: APPROVE CONDITIONS OF GRANTING AND ISSUER YES FOR FOR
UNLOCKING THE RESTRICTED SHARES IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
PROPOSAL #1.06: APPROVE ADJUSTMENT METHOD AND ISSUER YES FOR FOR
PROCEDURES OF THE RESTRICTED SHARES INCENTIVE SCHEME
PROPOSAL #1.07: APPROVE ACCOUNTING TREATMENT OF THE ISSUER YES FOR FOR
RESTRICTED SHARES IN RELATION TO THE RESTRICTED A
SHARE INCENTIVE SCHEME
PROPOSAL #1.08: APPROVE PROCEDURES OF IMPLEMENTATION, ISSUER YES FOR FOR
GRANTING AND UNLOCKING UNDER THE INCENTIVE SCHEME
PROPOSAL #1.09: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
COMPANY OR THE PARTICIPANTS IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
PROPOSAL #1.10: APPROVE IMPLEMENTATION OF THE ISSUER YES FOR FOR
INCENTIVE SCHEME IN CASE OF CHANGE IN THE COMPANY OR
THE PARTICIPANTS
PROPOSAL #1.11: APPROVE ADJUSTMENT OF THE REPURCHASE ISSUER YES FOR FOR
PRICE OF THE RESTRICTED SHARES AND THE PROCEDURES OF
REPURCHASING AND CANCELLING IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
PROPOSAL #1.12: APPROVE SETTLEMENT MECHANISM FOR ISSUER YES FOR FOR
DISPUTE IN RELATION TO THE RESTRICTED A SHARE
INCENTIVE SCHEME
PROPOSAL #2: APPROVE MANAGEMENT, IMPLEMENTATION AND ISSUER YES FOR FOR
APPRAISAL MEASURES FOR THE INCENTIVE SCHEME
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
PERTAINING TO THE RESTRICTED A SHARE INCENTIVE
PROPOSAL #4: APPROVE CONNECTED TRANSACTIONS UNDER THE ISSUER YES FOR FOR
RULES GOVERNING THE LISTING OF SECURITIES ON THE
STOCK EXCHANGE OF HONG KONG LIMITED IN CONNECTION
WITH THE RESTRICTED A SHARE INCENTIVE SCHEME
PROPOSAL #5: ELECT LIANG XIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.01: ELECT LIU JI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.02: ELECT LIAO XIANG WEN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.03: ELECT CHEN YUAN JUN AS DIRECTOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shenzhen Expressway Company Ltd.
TICKER: 548 CUSIP: Y7741B107
MEETING DATE: 11/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE BASIS FOR DETERMINING THE ISSUER YES FOR FOR
PARTICIPANTS OF THE INCENTIVE SCHEME AND THE SCOPE OF
THE PARTICIPANTS
PROPOSAL #1.02: APPROVE GRANT PRICE OF THE RESTRICTED ISSUER YES FOR FOR
SHARES AND THE BASIS OF DETERMINATION
PROPOSAL #1.03: APPROVE SOURCE, NUMBER, AND ISSUER YES FOR FOR
ALLOCATION OF THE RESTRICTED SHARES IN RELATION TO
THE RESTRICTED A SHARE INCENTIVE SCHEME
PROPOSAL #1.04: APPROVE VALIDITY PERIOD, DATE OF ISSUER YES FOR FOR
GRANT, LOCK-UP PERIOD, UNLOCKING PERIOD AND BLACK-OUT
PERIOD OF THE INCENTIVE SCHEME
PROPOSAL #1.05: APPROVE CONDITIONS OF GRANTING AND ISSUER YES FOR FOR
UNLOCKING THE RESTRICTED SHARES IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
PROPOSAL #1.06: APPROVE ADJUSTMENT METHOD AND ISSUER YES FOR FOR
PROCEDURES OF THE RESTRICTED SHARES INCENTIVE SCHEME
PROPOSAL #1.07: APPROVE ACCOUNTING TREATMENT OF THE ISSUER YES FOR FOR
RESTRICTED SHARES IN RELATION TO THE RESTRICTED A
SHARE INCENTIVE SCHEME
PROPOSAL #1.08: APPROVE PROCEDURES OF IMPLEMENTATION, ISSUER YES FOR FOR
GRANTING AND UNLOCKING UNDER THE INCENTIVE SCHEME
PROPOSAL #1.09: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
COMPANY OR THE PARTICIPANTS IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
PROPOSAL #1.10: APPROVE IMPLEMENTATION OF THE ISSUER YES FOR FOR
INCENTIVE SCHEME IN CASE OF CHANGE IN THE COMPANY OR
THE PARTICIPANTS
PROPOSAL #1.11: APPROVE ADJUSTMENT OF THE REPURCHASE ISSUER YES FOR FOR
PRICE OF THE RESTRICTED SHARES AND THE PROCEDURES OF
REPURCHASING AND CANCELLING IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
PROPOSAL #1.12: APPROVE SETTLEMENT MECHANISM FOR ISSUER YES FOR FOR
DISPUTE IN RELATION TO THE RESTRICTED A SHARE
INCENTIVE SCHEME
PROPOSAL #2: APPROVE MANAGEMENT, IMPLEMENTATION AND ISSUER YES FOR FOR
APPRAISAL MEASURES FOR THE INCENTIVE SCHEME
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
PERTAINING TO THE RESTRICTED A SHARE INCENTIVE
PROPOSAL #4: APPROVE CONNECTED TRANSACTIONS UNDER THE ISSUER YES FOR FOR
RULES GOVERNING THE LISTING OF SECURITIES ON THE
STOCK EXCHANGE OF HONG KONG LIMITED IN CONNECTION
WITH THE RESTRICTED A SHARE INCENTIVE SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shenzhen Expressway Company Ltd.
TICKER: 548 CUSIP: Y7741B107
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 DISTRIBUTION SCHEME OF ISSUER YES FOR FOR
PROFITS INCLUDING DECLARATION OF FINAL DIVIDEND
PROPOSAL #5: APPROVE 2017 BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: ELECT CAI SHU GUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE ISSUE SIZE AND METHOD IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF DEBENTURES
PROPOSAL #8.2: APPROVE TYPE OF THE DEBENTURES IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF DEBENTURES
PROPOSAL #8.3: APPROVE MATURITY OF THE DEBENTURES IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF DEBENTURES
PROPOSAL #8.4: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
ARRANGEMENT FOR PLACEMENT TO SHAREHOLDERS IN RELATION
TO THE ISSUANCE OF DEBENTURES
PROPOSAL #8.5: APPROVE INTEREST RATE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF DEBENTURES
PROPOSAL #8.6: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF DEBENTURES
PROPOSAL #8.7: APPROVE LISTING IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF DEBENTURES
PROPOSAL #8.8: APPROVE GUARANTEE IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF DEBENTURES
PROPOSAL #8.9: APPROVE VALIDITY OF THE RESOLUTION IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF DEBENTURES
PROPOSAL #8.10: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE OF DEBENTURES
PROPOSAL #9.1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9.2: APPROVE AMENDMENTS TO THE RULES OF ISSUER YES FOR FOR
PROCEDURES FOR THE BOARD OF DIRECTORS
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shenzhen Expressway Company Ltd.
TICKER: 548 CUSIP: Y7741B107
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shenzhen International Holdings Ltd.
TICKER: 152 CUSIP: G8086V146
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LI HAI TAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHONG SHAN QUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT YIM FUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DING XUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shenzhen Investment Ltd.
TICKER: 604 CUSIP: Y7743P120
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: ELECT LU HUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT MOU YONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT WU JIESI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT LIU SHICHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE KPMG AS AUDITOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #12: APPROVE GRANT OF OPTIONS UNDER THE ISSUER YES FOR FOR
SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shenzhou International Group Holdings Ltd.
TICKER: 2313 CUSIP: G8087W101
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: ELECT WANG CUNBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT JIANG XIANPIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT QIU WEIGUO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT XU CHANGCHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shiga Bank Ltd.
TICKER: 8366 CUSIP: J71692107
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 4.5
PROPOSAL #2.1: ELECT DIRECTOR DAIDO, YOSHIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAKAHASHI, SHOJIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR IMAI, ETSUO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HAYASHI, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ONO, YASUNAGA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR WAKABAYASHI, IWAO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NISHI, MOTOHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SAITO, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MORIMOTO, MASARU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KITAGAWA, MASAYOSHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KUBOTA, SHINYA ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR TSUJITA, MOTOKO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR YASUI, HAJIME ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MATSUI, ISSUER YES FOR FOR
YASUHITO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shikoku Electric Power Co. Inc.
TICKER: 9507 CUSIP: J72079106
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2: AMEND ARTICLES TO ABOLISH BOARD ISSUER YES FOR FOR
STRUCTURE WITH STATUTORY AUDITORS - ADOPT BOARD
STRUCTURE WITH AUDIT COMMITTEE - AMEND PROVISIONS ON
NUMBER OF DIRECTORS - AUTHORIZE DIRECTORS TO EXECUTE
DAY TO DAY OPERATIONS WITHOUT FULL BOARD APPROVAL
PROPOSAL #3.1: ELECT DIRECTOR SAEKI, HAYATO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SHIRAI, HISASHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TAMAGAWA, KOICHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR CHIBA, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR NAGAI, KEISUKE ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR HARADA, MASAHITO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MANABE, NOBUHIKO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR MIYAUCHI, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR MORIYA, SHOJI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR YAMADA, KENJI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR YOKOI, IKUO ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ARAI, HIROSHI
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER IHARA, MICHIYO
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TAKEUCHI, KATSUYUKI
PROPOSAL #4.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MATSUMOTO, SHINJI
PROPOSAL #4.5: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MORITA, KOJI
PROPOSAL #4.6: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER WATANABE, TOMOKI
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
PROPOSAL #7: AMEND ARTICLES TO BAN NUCLEAR POWER SHAREHOLDER YES AGAINST FOR
GENERATION
PROPOSAL #8: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
NUCLEAR SAFETY AGREEMENTS WITH LOCAL PUBLIC
PROPOSAL #9: AMEND ARTICLES TO PROHIBIT THE UTILITY SHAREHOLDER YES AGAINST FOR
FROM PASSING COST INCURRED IN THE EVENT OF SEVERE
NUCLEAR ACCIDENTS TO CONSUMERS
PROPOSAL #10: AMEND ARTICLES TO DECOMMISSION IKATA SHAREHOLDER YES AGAINST FOR
NUCLEAR POWER STATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shikun & Binui Ltd.
TICKER: SKBN CUSIP: M8391N105
MEETING DATE: 12/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1: REELECT MOSHE LAHMANY AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2.2: REELECT EFRAT PELED AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2.3: REELECT IRIT LZACSON AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2.4: REELECT NIR ZICHLINSKEY AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2.5: REELECT IDO STERN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2.6: REELECT TAL ATSMON AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2.7: REELECT SIMHON SHALOM AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3: REAPPOINT KPMG SOMEKH CHAIKIN AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AMEND ARTICLE 147.5 RE: INDEMNIFICATION ISSUER YES FOR FOR
OF OFFICERS
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST �� N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shikun & Binui Ltd.
TICKER: SKBN CUSIP: M8391N105
MEETING DATE: 2/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT OFRA RAHAV AS EXTERNAL DIRECTOR ISSUER YES AGAINST AGAINST
AND APPROVE DIRECTOR'S REMUNERATION
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shikun & Binui Ltd.
TICKER: SKBN CUSIP: M8391N105
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LILY AYALON AS EXTERNAL DIRECTOR ISSUER YES FOR FOR
AND APPROVE DIRECTOR'S REMUNERATION
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shimachu Co. Ltd.
TICKER: 8184 CUSIP: J72122104
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 45
PROPOSAL #2.1: ELECT DIRECTOR YAMASHITA, SHIGEO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR DEMURA, TOSHIFUMI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SHIMAMURA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KUSHIDA, SHIGEYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OKANO, TAKAAKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OSHIMA, KOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HOSOKAWA, TADAHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR EBIHARA, YUMI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shimadzu Corp.
TICKER: 7701 CUSIP: J72165129
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2.1: ELECT DIRECTOR NAKAMOTO, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR UEDA, TERUHISA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FUJINO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MIURA, YASUO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FURUSAWA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SAWAGUCHI, MINORU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR FUJIWARA, TAKETSUGU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR WADA, HIROKO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR FUJII, ISSUER YES FOR FOR
HIROYUKI
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shimamura Co. Ltd.
TICKER: 8227 CUSIP: J72208101
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 132
PROPOSAL #2.1: ELECT DIRECTOR NONAKA, MASATO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KITAJIMA, TSUNEYOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SEKI, SHINTARO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NAKAMURA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TERAI, HIDEZO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MATSUI, TAMAE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shimano Inc.
TICKER: 7309 CUSIP: J72262108
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 77.5
PROPOSAL #2.1: ELECT DIRECTOR KAKUTANI, KEIJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR WADA, SHINJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YUASA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR CHIA CHIN SENG ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OTSU, TOMOHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ICHIJO, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KATSUMARU, MITSUHIRO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shimao Property Holdings Ltd.
TICKER: 00813 CUSIP: G81043104
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT HUI SAI TAN, JASON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LIU SAI FEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT KAN LAI KUEN, ALICE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shimizu Corp.
TICKER: 1803 CUSIP: J72445117
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 21
PROPOSAL #2.1: ELECT DIRECTOR MIYAMOTO, YOICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR INOUE, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TERADA, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OKAMOTO, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR IMAKI, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HIGASHIDE, KOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YAMAJI, TORU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR IKEDA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SHIMIZU, MOTOAKI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TAKEUCHI, YO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR MURAKAMI, AYA ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR WATANABE, ISSUER YES FOR FOR
HIDETO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR KANEKO, ISSUER YES FOR FOR
HATSUHITO
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shin Kong Financial Holding Co., Ltd.
TICKER: 2888 CUSIP: Y7753X104
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4.1: ELECT WU TUNG CHIN, REPRESENTATIVE OF ISSUER YES FOR FOR
SHIN KONG WU HO SU CULTURE AND EDUCATION FOUNDATION,
WITH SHAREHOLDER NO. 38260 AS NON-INDEPENDENT
PROPOSAL #4.2: ELECT WU MIN WEI, REPRESENTATIVE OF ISSUER YES FOR FOR
SHIN KONG WU HO SU CULTURE AND EDUCATION FOUNDATION,
WITH SHAREHOLDER NO. 38260 AS NON-INDEPENDENT
PROPOSAL #4.3: ELECT A REPRESENTATIVE OF SHIN KONG ISSUER NO N/A N/A
OCEAN ENTERPRISE CO., LTD. WITH SHAREHOLDER NO. 101
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.4: ELECT A REPRESENTATIVE OF SHIN KONG ISSUER NO N/A N/A
MEDICAL CLUB CO., LTD. WITH SHAREHOLDER NO. 413329 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #4.5: ELECT A REPRESENTATIVE OF TAIWAN SHIN ISSUER NO N/A N/A
KONG SECURITY CO., LTD. WITH SHAREHOLDER NO. 18992 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #4.6: ELECT PENG HSUEH FEN, REPRESENTATIVE ISSUER YES FOR FOR
OF CHIN SHAN INVESTMENT CO., LTD., WITH SHAREHOLDER
NO. 141 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.7: ELECT A REPRESENTATIVE OF SHIN CHAN ISSUER YES FOR FOR
INVESTMENT CO., LTD. WITH SHAREHOLDER NO. 415689 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #4.8: ELECT WU TUNG SHING, REPRESENTATIVE OF ISSUER YES FOR FOR
TUNG SHING INVESTMENT CO., LTD., WITH SHAREHOLDER
NO. 27143 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.9: ELECT YEH YUN WAN, REPRESENTATIVE OF ISSUER YES FOR FOR
SHIN KONG MITSUKOSHI DEPARTMENT STORE CO., LTD., WITH
SHAREHOLDER NO. 26835 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.10: ELECT LEE JIH CHU, REPRESENTATIVE OF ISSUER YES FOR FOR
SHIN KONG WU TUNG CHIN FOUNDATION, WITH SHAREHOLDER
NO. 38259 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.11: ELECT WU BENSON, REPRESENTATIVE OF WU ISSUER YES FOR FOR
CHIA LU INSURANCE CULTURE AND EDUCATION FOUNDATION,
WITH SHAREHOLDER NO. 42760 AS NON-INDEPENDENT
PROPOSAL #4.12: ELECT SU CHI MING, REPRESENTATIVE OF ISSUER YES FOR FOR
HUI FENG INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
29 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.13: ELECT HUNG WEN TONG, REPRESENTATIVE ISSUER YES FOR FOR
OF SHIN SHENG COMPANY LTD., WITH SHAREHOLDER NO. 89
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.14: ELECT LIN PO HAN, REPRESENTATIVE OF ISSUER YES FOR FOR
SHIN SHENG COMPANY LTD., WITH SHAREHOLDER NO. 89 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #4.15: ELECT WU TUNG MING, REPRESENTATIVE OF ISSUER YES FOR FOR
SHIN SHENG COMPANY LTD., WITH SHAREHOLDER NO. 89 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #4.16: ELECT HUNG SHIH CHI, REPRESENTATIVE ISSUER NO N/A N/A
OF SHIN SHENG COMPANY LTD., WITH SHAREHOLDER NO. 89
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.17: ELECT CHIEN MIN CHIU, REPRESENTATIVE ISSUER NO N/A N/A
OF SHIN SHENG COMPANY LTD., WITH SHAREHOLDER NO. 89
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.18: ELECT LI CHENG YI WITH ID NO. ISSUER YES FOR FOR
R102775XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4.19: ELECT LI SHENG YANN WITH ID NO. ISSUER YES FOR FOR
D100445XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4.20: ELECT LI MEI HWA WITH SHAREHOLDER NO. ISSUER YES FOR FOR
390185 AS INDEPENDENT DIRECTOR
PROPOSAL #4.21: ELECT HUANG JUI HSIANG WITH ID NO. ISSUER YES AGAINST AGAINST
R121297XXX AS INDEPENDENT DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shin-Etsu Chemical Co. Ltd.
TICKER: 4063 CUSIP: J72810120
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 60
PROPOSAL #2: AMEND ARTICLES TO INDEMNIFY DIRECTORS - ISSUER YES FOR FOR
INDEMNIFY STATUTORY AUDITORS
PROPOSAL #3.1: ELECT DIRECTOR SAITO, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ISHIHARA, TOSHINOBU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR UENO, SUSUMU ISSUER YES�� FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MATSUI, YUKIHIRO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR MIYAJIMA, MASAKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR FRANK PETER POPOFF ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MIYAZAKI, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR FUKUI, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR KASAHARA, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR ONEZAWA, HIDENORI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR MARUYAMA, KAZUMASA ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR FUKUI, TAKU ISSUER YES FOR FOR
PROPOSAL #5: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shinhan Financial Group Co. Ltd.
TICKER: A055550 CUSIP: 824596100
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT CHO YONG-BYOUNG AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT WI SUNG-HO AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #3.3: ELECT PARK AN-SOON AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT PARK CHEUL AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT LEE SANG-KYUNG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT JOO JAE-SEONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.7: ELECT YUKI HIRAKAWA AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.8: ELECT PHILIPPE AVRIL AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT LEE MAN-WOO AS OUTSIDE DIRECTOR TO ISSUER YES FOR FOR
SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #5.1: ELECT LEE SANG-KYUNG AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5.2: ELECT LEE STEVEN SUNG-RYANG AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMITTEE
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shinhan Financial Group Co. Ltd.
TICKER: A055550 CUSIP: Y7749X101
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT CHO YONG-BYOUNG AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT WI SUNG-HO AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #3.3: ELECT PARK AN-SOON AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT PARK CHEUL AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT LEE SANG-KYUNG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT JOO JAE-SEONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.7: ELECT YUKI HIRAKAWA AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.8: ELECT PHILIPPE AVRIL AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT LEE MAN-WOO AS OUTSIDE DIRECTOR TO ISSUER YES FOR FOR
SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #5.1: ELECT LEE SANG-KYUNG AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5.2: ELECT LEE STEVEN SUNG-RYANG AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMITTEE
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shinsegae Inc.
TICKER: A004170 CUSIP: Y77538109
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT KWEON HYEUK-GOO AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT KIM JUNG-SIG AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT KIM JU-YOUNG AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT KIM YOUNG-GEOL AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT AHN YOUNG-HO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT KIM JU-YOUNG AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3.2: ELECT AHN YOUNG-HO MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shinsei Bank Ltd.
TICKER: 8303 CUSIP: J7385L103
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #2: AMEND ARTICLES TO UPDATE AUTHORIZED ISSUER YES FOR FOR
CAPITAL TO REFLECT REVERSE STOCK SPLIT - REDUCE SHARE
TRADING UNIT
PROPOSAL #3.1: ELECT DIRECTOR KUDO, HIDEYUKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR NAKAMURA, YUKIO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR J. CHRISTOPHER FLOWERS ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR ERNEST M. HIGA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KANI, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MAKIHARA, JUN ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR TOMIMURA, RYUICHI ISSUER YES �� FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shionogi & Co., Ltd.
TICKER: 4507 CUSIP: J74229105
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 38
PROPOSAL #2.1: ELECT DIRECTOR SHIONO, MOTOZO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TESHIROGI, ISAO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SAWADA, TAKUKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NOMURA, AKIO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MOGI, TEPPEI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ANDO, KEIICHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR HIRASAWA, ISSUER YES FOR FOR
MASAHIDE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shire plc
TICKER: SHP CUSIP: 82481R106
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT DOMINIC BLAKEMORE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT OLIVIER BOHUON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT WILLIAM BURNS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT IAN CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT GAIL FOSLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT STEVEN GILLIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DAVID GINSBURG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SUSAN KILSBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SARA MATHEW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ANNE MINTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT FLEMMING ORNSKOV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JEFFREY POULTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT ALBERT STROUCKEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE THE AUDIT, COMPLIANCE & RISK ISSUER YES FOR FOR
COMMITTEE TO FIX REMUNERATION OF AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shire plc
TICKER: SHP CUSIP: G8124V108
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT DOMINIC BLAKEMORE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT OLIVIER BOHUON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT WILLIAM BURNS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT IAN CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT GAIL FOSLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT STEVEN GILLIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DAVID GINSBURG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SUSAN KILSBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SARA MATHEW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ANNE MINTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT FLEMMING ORNSKOV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JEFFREY POULTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT ALBERT STROUCKEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE THE AUDIT, COMPLIANCE & RISK ISSUER YES FOR FOR
COMMITTEE TO FIX REMUNERATION OF AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shiseido Co. Ltd.
TICKER: 4911 CUSIP: J74358144
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR UOTANI, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR IWAI, TSUNEHIKO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR AOKI, JUN ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR ISHIKURA, YOKO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR IWATA, SHOICHIRO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR OISHI, KANOKO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR UEMURA, TATSUO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR OZU, HIROSHI ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shizuoka Bank Ltd.
TICKER: 8355 CUSIP: J74444100
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2.1: ELECT DIRECTOR NAKANISHI, KATSUNORI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SHIBATA, HISASHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SUGIMOTO, HIROTOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YAGI, MINORU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NAGASAWA, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR IIO, HIDEHITO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KOBAYASHI, MITSURU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR GOTO, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR FUJISAWA, KUMI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KATO, KAZUYASU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shochiku Co. Ltd.
TICKER: 9601 CUSIP: J74487109
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 4
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR OTANI, NOBUYOSHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SAKOMOTO, JUNICHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR ABIKO, TADASHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR HOSODA, MITSUHITO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TAKENAKA, MASATO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR OSUMI, TADASHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR OKAZAKI, TETSUYA ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR YAMANE, SHIGEYUKI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR KOSHIMURA, TOSHIAKI ISSUER YES AGAINST AGAINST
PROPOSAL #3.10: ELECT DIRECTOR AKIMOTO, KAZUTAKA ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR SEKINE, YASUSHI ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR TANAKA, SANAE ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR NISHIMURA, KOKI ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR TAKAHASHI, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR TAMAI, KAZUYA ISSUER YES FOR FOR
PROPOSAL #3.16: ELECT DIRECTOR INOUE, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR ASAHINA, ISSUER YES FOR FOR
YUTAKA
PROPOSAL #5: APPROVE STATUTORY AUDITOR RETIREMENT ISSUER YES FOR FOR
BONUS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shopping Centres Australasia Property Group
TICKER: SCP CUSIP: Q8501T105
MEETING DATE: 11/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT JAMES HODGKINSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT BELINDA ROBSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF RIGHTS TO ANTHONY ISSUER YES FOR FOR
MELLOWES AND MARK FLEMING
PROPOSAL #5: APPROVE THE GRANT OF SHORT TERM ISSUER YES FOR FOR
INCENTIVE RIGHTS TO ANTHONY MELLOWES, CHIEF EXECUTIVE
OFFICER OF THE COMPANY
PROPOSAL #6: APPROVE THE GRANT OF LONG TERM INCENTIVE ISSUER YES FOR FOR
RIGHTS TO ANTHONY MELLOWES, CHIEF EXECUTIVE OFFICER
OF THE COMPANY
PROPOSAL #7: APPROVE THE GRANT OF SHORT TERM ISSUER YES FOR FOR
INCENTIVE RIGHTS TO MARK FLEMING, CHIEF FINANCIAL
OFFICER OF THE COMPANY
PROPOSAL #8: APPROVE THE GRANT OF LONG TERM INCENTIVE ISSUER YES FOR FOR
RIGHTS TO MARK FLEMING, CHIEF FINANCIAL OFFICER OF
THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shoprite Holdings Ltd
TICKER: SHP CUSIP: S76263102
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED JUNE 2016
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT MC HAMMAN AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #3: RE-ELECT ANNA MOKGOKONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JOHANNES BASSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JJ FOUCHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JOSEPH ROCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JOHANNES BASSON AS CHAIRPERSON ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #8: RE-ELECT JACOBUS LOUW AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #9: RE-ELECT JJ FOUCHE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #10: RE-ELECT JOSEPH ROCK AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #11: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #12: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #13: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #14: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
CLAUSES 9.3 TO 9.6
PROPOSAL #6: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
CLAUSE 15
PROPOSAL #7: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
CLAUSES 1.2.24, 1.2.25 AND 48
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shougang Fushan Resources Group Ltd.
TICKER: 639 CUSIP: Y7760F104
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT DING RUCAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT CHEN ZHAOQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT DONG YANSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: ELECT CHAN PAT LAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3E: ELECT JAPHET SEBASTIAN LAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE BDO LIMITED AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Showa Denko K.K.
TICKER: 4004 CUSIP: J75046136
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO REMOVE PROVISIONS ON ISSUER YES FOR FOR
TAKEOVER DEFENSE
PROPOSAL #2.1: ELECT DIRECTOR ICHIKAWA, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MORIKAWA, KOHEI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TANAKA, JUN ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKAHASHI, HIDEHITO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KAMIGUCHI, KEIICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KATO, TOSHIHARU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR AKIYAMA, TOMOFUMI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MORITA, AKIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR OSHIMA, MASAHARU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MUTO, SABURO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Showa Denko K.K.
TICKER: 4004 CUSIP: J75046136
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVIDEND OF JPY 30 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Showa Shell Sekiyu K.K.
TICKER: 5002 CUSIP: J75390104
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 19
PROPOSAL #2.1: ELECT DIRECTOR KAMEOKA, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OKADA, TOMONORI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKEDA, MINORU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NAKAMURA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OTSUKA, NORIO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YASUDA, YUKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NABIL A. AL NUAIM ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ANWAR HEJAZI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR YOSHIOKA, ISSUER YES FOR FOR
TSUTOMU
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
MURA, KAZUO
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shree Cement Ltd.
TICKER: 500387 CUSIP: Y7757Y132
MEETING DATE: 8/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT PRASHANT BANGUR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE B. R. MAHESWARI & COMPANY AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AMEND TERMS OF APPOINTMENT AND APPROVE ISSUER YES FOR FOR
REMUNERATION OF PRASHANT BANGUR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF H. M. BANGUR AS MANAGING DIRECTOR
PROPOSAL #8: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shriram Transport Finance Company Limited
TICKER: 511218 CUSIP: Y7758E119
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE S. R. BATLIBOI & CO. LLP AND G. ISSUER YES FOR FOR
D. APTE & CO.AS JOINT AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE THAT THE VACANCY ON THE BOARD ISSUER YES FOR FOR
RESULTING FROM THE RETIREMENT OF UMESH REVANKAR NOT
BE FILLED
PROPOSAL #5: ELECT JASMIT SINGH GUJRAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
JASMIT SINGH GUJRAL AS MANAGING DIRECTOR AND CEO
PROPOSAL #7: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION RE: ISSUER YES FOR FOR
COMMON SEAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shriram Transport Finance Company Limited
TICKER: 511218 CUSIP: Y7758E119
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT GERRIT LODEWYK VAN HEERDE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE HARIBHAKTI & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS, MUMBAI AND PIJUSH GUPTA & CO. CHARTERED
ACCOUNTANTS, KOLKATA AS JOINT AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT UMESH REVANKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
UMESH REVANKAR AS MANAGING DIRECTOR AND CEO
PROPOSAL #7: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF DEBT SECURITIES ON ISSUER YES FOR FOR
PRIVATE PLACEMENT BASIS
PROPOSAL #10: APPROVE COMMISSION TO INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shufersal Ltd.
TICKER: SAE CUSIP: M8411W101
MEETING DATE: 12/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AND UPDATE THE COMPENSATION ISSUER YES FOR FOR
POLICY OF THE COMPANY
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION RE: VOTING ISSUER YES FOR FOR
AND REGISTRATION REQUIREMENTS
PROPOSAL #3: APPROVE GRANT LETTERS OF INDEMNIFICATION ISSUER YES FOR FOR
FOR DIRECTOR AND OFFICERS
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shufersal Ltd.
TICKER: SAE CUSIP: M8411W101
MEETING DATE: 5/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTOR/OFFICER LIABILITY AND ISSUER YES FOR FOR
INDEMNIFICATION INSURANCE
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shufersal Ltd.
TICKER: SAE CUSIP: M8411W101
MEETING DATE: 6/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT KESSELMAN & KESSELMAN AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3.1: REELECT ISRAEL BERMAN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.2: REELECT ITZHAK IDAN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.3: REELECT DIANA ELSZTAIN DAN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.4: REELECT AYELET BEN EZER AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.5: REELECT MAURICIO WIOR AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shui On Land Limited
TICKER: 272 CUSIP: G81151113
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT VINCENT H. S. LO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT GARY C. BIDDLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT DAVID J. SHAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #5D: ADOPT NEW SHARE OPTION SCHEME ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shun Tak Holdings Limited
TICKER: 242 CUSIP: Y78567107
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GRANT OF MANDATE FOR THE ISSUER YES AGAINST AGAINST
ISSUANCE OF CONSIDERATION SHARES AND RELATED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shun Tak Holdings Ltd.
TICKER: 242 CUSIP: Y78567107
MEETING DATE: 8/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT, ISSUER YES FOR FOR
TRANSFER OF THE PROPERTY UNDER THE PROMISSORY SALE
AND PURCHASE AGREEMENT, JOINT VENTURE FORMATION AND
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shun Tak Holdings Ltd.
TICKER: 242 CUSIP: Y78567107
MEETING DATE: 12/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE GRANT OF SPECIFIC MANDATE AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shun Tak Holdings Ltd.
TICKER: 00242 CUSIP: Y78567107
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT HO HAU CHONG, NORMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT HO CHIU KING, PANSY CATILINA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SIA Engineering Company Limited
TICKER: S59 CUSIP: Y78599100
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT MANOHAR KHIATANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CHEW TECK SOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6.1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6.2: APPROVE GRANT OF AWARDS AND ISSUANCE ISSUER YES FOR FOR
OF SHARES PURSUANT TO THE SIAEC PERFORMANCE SHARE
PLAN 2014 AND/OR THE SIAEC RESTRICTED SHARE PLAN 2014
PROPOSAL #6.3: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #6.4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #6.5: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Siam City Cement Public Co., Ltd.
TICKER: SCCC CUSIP: Y7887N139
MEETING DATE: 12/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ACQUISITION OF CHARTER CAPITAL ISSUER YES FOR FOR
OF HOLCIM (VIETNAM) CO. LTD.
PROPOSAL #3: APPROVE COMPLETION OF THE FOUR ISSUER YES FOR FOR
INVESTMENT PROJECTS IN 2016
PROPOSAL #4: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Siam City Cement Public Co., Ltd.
TICKER: SCCC CUSIP: Y7887N139
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND PAYMENT ISSUER YES FOR FOR
OF DIVIDENDS
PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT HARALD LINK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.2: ELECT PONGPINIT TEJAGUPTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT PRADAP PIBULSONGGRAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT TENG WEI ANN ADRIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE REDUCTION IN REGISTERED ISSUER YES FOR FOR
CAPITAL AND AMEND MEMORANDUM OF ASSOCIATION TO
REFLECT THE CAPITAL REDUCTION
PROPOSAL #9.2: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND MEMORANDUM OF ASSOCIATION TO REFLECT THE
CAPITAL INCREASE
PROPOSAL #9.3: APPROVE ALLOCATION OF NEW ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Siam Commercial Bank PCL
TICKER: SCB CUSIP: Y7905M113
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4: APPROVE DIRECTORS' REMUNERATION AND ISSUER YES FOR FOR
BONUS
PROPOSAL #5.1: ELECT KHUNYING JADA WATTANASIRITHAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT EKAMOL KIRIWAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT KRIRK VANIKKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT CHIRAYU ISARANGKUN NA AYUTHAYA ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5.5: ELECT MOM RAJAWONGSE DISNADDA DISKUL ISSUER YES AGAINST AGAINST
AS DIRECTOR
PROPOSAL #6: APPROVE KPMG PHOOMCHAI AUDIT LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT CHANGE IN REGISTERED CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sibanye Gold Ltd
TICKER: SGL CUSIP: S7627H100
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CATEGORY 1 TRANSACTION IN TERMS ISSUER YES FOR FOR
OF THE MERGER AGREEMENT
PROPOSAL #1: APPROVE INCREASE IN AUTHORISED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOTMENT AND ISSUE OF SHARES IN ISSUER YES FOR FOR
TERMS OF SECTION 41(3) OF THE COMPANIES ACT
PROPOSAL #2: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS PURSUANT TO THE RIGHTS
PROPOSAL #3: APPROVE WAIVER OF MANDATORY OFFER ISSUER YES FOR FOR
PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sibanye Gold Ltd
TICKER: SGL CUSIP: S7627H100
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #2: RE-ELECT CHRISTOPHER CHADWICK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: RE-ELECT ROBERT CHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT TIMOTHY CUMMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT CHARL KEYTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT SELLO MOLOKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT KEITH RAYNER AS CHAIRMAN OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #8: RE-ELECT RICHARD MENELL AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #9: RE-ELECT NKOSEMNTU NIKA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #10: RE-ELECT SUSAN VAN DER MERWE AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #11: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #12: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #13: APPROVE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 AND 45 OF THE ACT
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sichuan Expressway Company Ltd.
TICKER: 107 CUSIP: Y79325109
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT ZHOU LIMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT GAN YONGYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.03: ELECT ZHENG HAIJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.04: ELECT TANG YONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.05: ELECT HUANG BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.06: ELECT WANG SHUANMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.07: ELECT LUO MAOQUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.08: ELECT NI SHILIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.01: ELECT SUN HUIBI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.02: ELECT GUO YUANXI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.03: ELECT YU HAIZONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.04: ELECT LIU LINA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.01: ELECT FENG BING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.02: ELECT DAN YONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.03: ELECT OUYANG HUAJIE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.04: ELECT MENG JIE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION SCHEME FOR ZHOU ISSUER YES FOR FOR
LIMING
PROPOSAL #5: APPROVE REMUNERATION SCHEME FOR GAN ISSUER YES FOR FOR
YONGYI AND LUO MAOQUAN
PROPOSAL #6: APPROVE REMUNERATION SCHEME FOR ZHENG ISSUER YES FOR FOR
HAIJUN, TANG YONG, HUANG BIN, WANG SHUANMING AND NI
SHILIN
PROPOSAL #7: APPROVE REMUNERATION SCHEME FOR SUN ISSUER YES FOR FOR
HUIBI, GUO YUANXI, YU HAIZONG AND LIU LINA
PROPOSAL #8: APPROVE REMUNERATION SCHEME FOR FENG ISSUER YES FOR FOR
BING
PROPOSAL #9: APPROVE REMUNERATION SCHEME FOR DAN ISSUER YES FOR FOR
YONG, OUYANG HUAJIE AND MENG JIE
PROPOSAL #10: APPROVE REMUNERATION SCHEME FOR THE ISSUER YES FOR FOR
STAFF SUPERVISORS
PROPOSAL #11: APPROVE SERVICE CONTRACTS OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS AND OTHER RELATED DOCUMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sichuan Expressway Company Ltd.
TICKER: 107 CUSIP: Y79325109
MEETING DATE: 1/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSTRUCTION FRAMEWORK AGREEMENT ISSUER YES FOR FOR
A AND RELATED ANNUAL CAP
PROPOSAL #2: APPROVE CONSTRUCTION FRAMEWORK AGREEMENT ISSUER YES FOR FOR
B AND RELATED ANNUAL CAP
PROPOSAL #3: APPROVE PURCHASE FRAMEWORK AGREEMENT AND ISSUER YES FOR FOR
RELATED ANNUAL CAP
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sichuan Expressway Company Ltd.
TICKER: 107 CUSIP: Y79325109
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 PROPOSED PROFIT ISSUER YES FOR FOR
APPROPRIATIONS AND DIVIDEND DISTRIBUTION PLAN
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #4: APPROVE 2016 DUTY PERFORMANCE REPORT OF ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #5: APPROVE 2016 AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 FINANCIAL BUDGET PROPOSAL ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS PRC AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: APPROVE ERNST & YOUNG CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS INTERNATIONAL AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Siemens AG
TICKER: SIE CUSIP: D69671218
MEETING DATE: 2/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.60 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/2016
PROPOSAL #5: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2016/2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Siemens Limited
TICKER: SIEMENS CUSIP: Y7934G137
MEETING DATE: 2/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM SPECIAL DIVIDEND (INTERIM ISSUER YES FOR FOR
DIVIDEND) AND APPROVE FINAL DIVIDEND
PROPOSAL #3: REELECT MARIEL VON SCHUMANN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE SRBC & CO LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
SIEMENS HEALTHCARE PRIVATE LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sika AG
TICKER: SIK CUSIP: H7631K158
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS OF CHF 102 PER BEARER SHARE AND CHF 17 PER
REGISTERED SHARE
PROPOSAL #3.1.1: APPROVE DISCHARGE OF BOARD MEMBER ISSUER NO N/A N/A
URS BURKARD
PROPOSAL #3.1.2: APPROVE DISCHARGE OF BOARD MEMBER ISSUER NO N/A N/A
FRITS VAN DIJK
PROPOSAL #3.1.3: APPROVE DISCHARGE OF BOARD MEMBER ISSUER NO N/A N/A
PAUL HAELG
PROPOSAL #3.1.4: APPROVE DISCHARGE OF BOARD MEMBER ISSUER NO N/A N/A
WILLI LEIMER
PROPOSAL #3.1.5: APPROVE DISCHARGE OF BOARD MEMBER ISSUER NO N/A N/A
MONIKA RIBAR
PROPOSAL #3.1.6: APPROVE DISCHARGE OF BOARD MEMBER ISSUER NO N/A N/A
DANIEL SAUTER
PROPOSAL #3.1.7: APPROVE DISCHARGE OF BOARD MEMBER ISSUER NO N/A N/A
ULRICH SUTER
PROPOSAL #3.1.8: APPROVE DISCHARGE OF BOARD MEMBER ISSUER NO N/A N/A
JUERGEN TINGGREN
PROPOSAL #3.1.9: APPROVE DISCHARGE OF BOARD MEMBER ISSUER NO N/A N/A
CHRISTOPH TOBLER
PROPOSAL #3.2: APPROVE DISCHARGE OF SENIOR MANAGEMENT ISSUER NO N/A N/A
PROPOSAL #4.1.1: REELECT PAUL HAELG AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1.2: REELECT URS BURKARD AS DIRECTOR ISSUER NO N/A N/A
(REPRESENTING HOLDERS OF REGISTERED SHARES)
PROPOSAL #4.1.3: REELECT FRITS VAN DIJK AS DIRECTOR ISSUER NO N/A N/A
(REPRESENTING HOLDERS OF BEARER SHARES)
PROPOSAL #4.1.4: REELECT WILLI LEIMER AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1.5: REELECT MONIKA RIBAR AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1.6: REELECT DANIEL SAUTER AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1.7: REELECT ULRICH SUTER AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1.8: REELECT JUERGEN TINGGREN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1.9: REELECT CHRISTOPH TOBLER AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.2: REELECT PAUL HAELG AS BOARD CHAIRMAN ISSUER �� NO N/A N/A
PROPOSAL #4.3.1: APPOINT FRITS VAN DIJK AS MEMBER OF ISSUER NO N/A N/A
THE COMPENSATION COMMITTEE
PROPOSAL #4.3.2: APPOINT URS BURKARD AS MEMBER OF THE ISSUER NO N/A N/A
COMPENSATION COMMITTEE
PROPOSAL #4.3.3: APPOINT DANIEL SAUTER AS MEMBER OF ISSUER NO N/A N/A
THE COMPENSATION COMMITTEE
PROPOSAL #4.4: RATIFY ERNST AND YOUNG AG AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #4.5: DESIGNATE JOST WINDLIN AS INDEPENDENT ISSUER NO N/A N/A
PROXY
PROPOSAL #5.1: APPROVE REMUNERATION OF BOARD OF ISSUER NO N/A N/A
DIRECTORS IN THE AMOUNT OF CHF 2.87 MILLION FOR THE
PERIOD FROM THE 2015 TO 2016 ORDINARY GENERAL
PROPOSAL #5.2: APPROVE REMUNERATION OF BOARD OF ISSUER NO N/A N/A
DIRECTORS IN THE AMOUNT OF CHF 2.87 MILLION FOR THE
PERIOD FROM THE 2016 TO 2017 ORDINARY GENERAL
PROPOSAL #5.3: APPROVE REMUNERATION REPORT (NON- ISSUER NO N/A N/A
BINDING)
PROPOSAL #5.4: APPROVE REMUNERATION OF BOARD OF ISSUER NO N/A N/A
DIRECTORS IN THE AMOUNT OF CHF 3 MILLION FOR THE
PERIOD FROM THE 2017 TO 2018 ORDINARY GENERAL
PROPOSAL #5.5: APPROVE REMUNERATION OF EXECUTIVE ISSUER NO N/A N/A
COMMITTEE IN THE AMOUNT OF CHF 19 MILLION
PROPOSAL #6: TRANSACT OTHER BUSINESS (VOTING) ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Siliconware Precision Industries Co., Ltd.
TICKER: 2325 CUSIP: 827084864
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4a: ELECT BOUGH LIN WITH SHAREHOLDER NO. 3 ISSUER YES FOR FOR
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4b: ELECT CHI WEN TSAI WITH SHAREHOLDER NO. ISSUER YES FOR FOR
6 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4c: ELECT WEN LUNG LIN WITH SHAREHOLDER NO. ISSUER YES FOR FOR
18 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4d: ELECT YEN CHUN CHANG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 5 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4e: ELECT RANDY HSIAO YU LO WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 77800 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4f: ELECT A REPRESENTATIVE OF YANG FONG ISSUER YES FOR FOR
INVESTMENT CO., LTD. WITH SHAREHOLDER NO. 2297 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #4g: ELECT JOHN JSUAN WITH ID NO. F100588XXX ISSUER YES AGAINST AGAINST
AS INDEPENDENT DIRECTOR
PROPOSAL #4h: ELECT TSAI DING LIN WITH ID NO. ISSUER YES AGAINST AGAINST
F100927XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4i: ELECT WILLIAM W. SHENG WITH ID NO. ISSUER YES AGAINST AGAINST
A120242XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Siliconware Precision Industries Co., Ltd.
TICKER: 2325 CUSIP: Y7934R109
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4.1: ELECT BOUGH LIN WITH SHAREHOLDER NO. 3 ISSUER YES FOR FOR
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.2: ELECT CHI WEN TSAI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 6 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.3: ELECT WEN LUNG LIN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 18 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.4: ELECT YEN CHUN CHANG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 5 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.5: ELECT RANDY HSIAO YU LO WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 77800 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.6: ELECT A REPRESENTATIVE OF YANG FONG ISSUER YES FOR FOR
INVESTMENT CO., LTD. WITH SHAREHOLDER NO. 2297 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #4.7: ELECT JOHN JSUAN WITH ID NO. ISSUER YES AGAINST AGAINST
F100588XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4.8: ELECT TSAI DING LIN WITH ID NO. ISSUER YES AGAINST AGAINST
F100927XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4.9: ELECT WILLIAM W. SHENG WITH ID NO. ISSUER YES AGAINST AGAINST
A120242XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Silver Wheaton Corp.
TICKER: SLW CUSIP: 828336107
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a1: ELECT DIRECTOR GEORGE L. BRACK ISSUER YES FOR FOR
PROPOSAL #a2: ELECT DIRECTOR JOHN A. BROUGH ISSUER YES FOR FOR
PROPOSAL #a3: ELECT DIRECTOR R. PETER GILLIN ISSUER YES FOR FOR
PROPOSAL #a4: ELECT DIRECTOR CHANTAL GOSSELIN ISSUER YES FOR FOR
PROPOSAL #a5: ELECT DIRECTOR DOUGLAS M. HOLTBY ISSUER YES FOR FOR
PROPOSAL #a6: ELECT DIRECTOR CHARLES A. JEANNES ISSUER YES FOR FOR
PROPOSAL #a7: ELECT DIRECTOR EDUARDO LUNA ISSUER YES FOR FOR
PROPOSAL #a8: ELECT DIRECTOR RANDY V. J. SMALLWOOD ISSUER YES FOR FOR
PROPOSAL #b: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #c: CHANGE COMPANY NAME TO WHEATON PRECIOUS ISSUER YES FOR FOR
METALS CORP.
PROPOSAL #d: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sime Darby Berhad
TICKER: SIME CUSIP: Y7962G108
MEETING DATE: 9/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PRIVATE PLACEMENT OF NEW ISSUER YES FOR FOR
ORDINARY SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT TO AMANAHRAYA ISSUER YES FOR FOR
TRUSTEES BERHAD - AMANAH SAHAM BUMIPUTERA AND/OR
PERSONS CONNECTED WITH IT
PROPOSAL #3: APPROVE PLACEMENT TO EMPLOYEES PROVIDENT ISSUER YES FOR FOR
FUND BOARD AND/OR PERSONS CONNECTED WITH IT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sime Darby Berhad
TICKER: SIME CUSIP: Y7962G108
MEETING DATE: 11/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT MUHAMMAD LUTFI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT SELAMAH WAN SULAIMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ZAINAL ABIDIN JAMAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT MOHD DAUD BAKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT ABDUL GHANI OTHMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT ABDUL AZIZ WAN ABDULLAH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #11: APPROVE ISSUANCE OF NEW ORDINARY SHARES ISSUER YES FOR FOR
UNDER THE DIVIDEND REINVESTMENT PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sims Metal Management Limited
TICKER: SGM CUSIP: Q8505L116
MEETING DATE: 11/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ROBERT BASS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT TAMOTSU (TOM) SATO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE AMENDMENTS TO THE COMPANY'S ISSUER YES AGAINST AGAINST
CONSTITUTION
PROPOSAL #4: APPROVE THE RENEWAL OF THE PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISIONS
PROPOSAL #5: APPROVE THE REMUNERATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES AGAINST AGAINST
AND OPTIONS TO GALDINO CLARO, GROUP CEO AND MANAGING
DIRECTOR OF THE COMPANY
PROPOSAL #7: APPROVE THE GRANT OF RESTRICTED STOCK ISSUER YES AGAINST AGAINST
UNITS TO GALDINO CLARO, GROUP CEO AND MANAGING
DIRECTOR OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sims Metal Management Limited
TICKER: SGM CUSIP: Q8505L116
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE AMENDMENT TO THE COMPANY'S ISSUER YES FOR FOR
CONSTITUTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Singapore Airlines Limited
TICKER: C6L CUSIP: Y7992P128
MEETING DATE: 7/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT GAUTAM BANERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT GOH CHOON PHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT HSIEH TSUN-YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT PETER SEAH LIM HUAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE GRANT OF AWARDS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE SIA PERFORMANCE SHARE PLAN 2014
AND/OR THE SIA RESTRICTED SHARE PLAN 2014
PROPOSAL #9: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #11: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Singapore Exchange Limited
TICKER: S68 CUSIP: Y79946102
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT JANE DIPLOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT CHEW GEK KHIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIM SOK HUI (CHNG SOK HUI) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE PAYMENT OF DIRECTOR'S FEES TO ISSUER YES FOR FOR
THE CHAIRMAN AND PROVISION TO HIM OF A CAR WITH A
DRIVER FOR THE FINANCIAL YEAR ENDING JUNE 30, 2017
PROPOSAL #6: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #10: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Singapore Post Limited
TICKER: S08 CUSIP: Y8120Z103
MEETING DATE: 7/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT SIMON CLAUDE ISRAEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ALIZA KNOX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SOO NAM CHOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ZULKIFLI BIN BAHARUDIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE GRANT OF OPTIONS AND AWARDS AND ISSUER YES FOR FOR
ISSUANCE OF SHARES PURSUANT TO THE SHARE OPTION
SCHEME 2012 AND RESTRICTED SHARE PLAN 2013
PROPOSAL #11: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Singapore Post Limited
TICKER: S08 CUSIP: Y8120Z103
MEETING DATE: 1/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF NEW SHARES TO ISSUER YES FOR FOR
ALIBABA INVESTMENT LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Singapore Press Holdings Limited
TICKER: T39 CUSIP: Y7990F106
MEETING DATE: 12/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3.1: ELECT LEE BOON YANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CHONG SIAK CHING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT TAN CHIN HWEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT JANET ANG GUAT HAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT NG YAT CHUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #7.1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7.2: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7.3: ADOPT SPH PERFORMANCE PLAN 2016 AND ISSUER YES FOR FOR
APPROVE GRANT OF AWARDS AND ISSUANCE OF SHARES UNDER
THE PLAN
PROPOSAL #7.4: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Singapore Technologies Engineering Ltd.
TICKER: S63 CUSIP: Y7996W103
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT KHOO BOON HUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT QUEK SEE TIAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT VINCENT CHONG SY FENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT QUEK GIM PEW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE GRANT OF AWARDS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE SINGAPORE TECHNOLOGIES ENGINEERING
PERFORMANCE SHARE PLAN 2010 AND THE SINGAPORE
TECHNOLOGIES ENGINEERING RESTRICTED SHARE PLAN 2010
PROPOSAL #11: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Singapore Telecommunications Limited
TICKER: Z74 CUSIP: Y79985209
MEETING DATE: 7/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHRISTINA HON KWEE FONG (CHRISTINA ISSUER YES FOR FOR
ONG) AS DIRECTOR
PROPOSAL #4: ELECT SIMON CLAUDE ISRAEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT PETER EDWARD MASON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE GRANT OF AWARDS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES PURSUANT TO THE SINGTEL PERFORMANCE SHARE PLAN
2012
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #11: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Singapore Telecommunications Limited
TICKER: Z74 CUSIP: Y79985209
MEETING DATE: 10/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED ACQUISITION OF SHARES ISSUER YES FOR FOR
IN INTOUCH HOLDINGS PUBLIC COMPANY LIMITED,THE
PROPOSED ACQUISITION OF SHARES IN BHARTI TELECOM
LIMITED, AND THE PROPOSED PLACEMENT OF SHARES IN
SINGAPORE TELECOMMUNICATIONS LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sino Biopharmaceutical Ltd.
TICKER: 01177 CUSIP: G8167W138
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHENG CHEUNG LING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT WANG SHANCHUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT TIAN ZHOUSHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LU HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT ZHANG LU FU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sino Land Company Ltd.
TICKER: 83 CUSIP: Y80267126
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DARYL NG WIN KONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: ELECT RINGO CHAN WING KWONG AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.3: ELECT GORDON LEE CHING KEUNG AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5.1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5.2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5.3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sinofert Holdings Ltd.
TICKER: 00297 CUSIP: G8403G103
MEETING DATE: 2/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FERTILIZER SALES CO-OPERATION ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2: APPROVE SULPHUR IMPORT FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #3: ELECT ZHANG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT QIN HENGDE AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sinofert Holdings Ltd.
TICKER: 00297 CUSIP: G8403G103
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: ELECT YANG LIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: ELECT XIANG DANDAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2C: ELECT LU XIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sino-Ocean Group Holding Limited
TICKER: 3377 CUSIP: Y8002N103
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT LI HONGBO AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3B: ELECT ZHAO LIJUN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3C: ELECT YAO DAFENG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3D: ELECT FANG JUN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3E: ELECT SHANGGUAN QING AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HER REMUNERATION
PROPOSAL #3F: ELECT WANG ZHIFENG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SinoPac Financial Holdings Co. Ltd.
TICKER: 2890 CUSIP: Y8009U100
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION AND ISSUANCE ISSUER YES FOR FOR
OF NEW SHARES BY CAPITALIZATION OF PROFIT
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5.1: ELECT HO SHOW CHUNG, REPRESENTATIVE OF ISSUER YES FOR FOR
HSINEX INTERNATIONAL CORP., WITH SHAREHOLDER NO. AS
398816 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT HO YI DA, REPRESENTATIVE OF ISSUER YES FOR FOR
HSINEX INTERNATIONAL CORP., WITH SHAREHOLDER NO. AS
398816AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.3: ELECT CHIU CHENG HSIUNG, ISSUER YES FOR FOR
REPRESENTATIVE OF YFY INC., WITH SHAREHOLDER NO. 24
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT YU, KUO CHI, REPRESENTATIVE OF ISSUER YES FOR FOR
YFY INC., WITH SHAREHOLDER NO. 24 AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #5.5: ELECT CHONG BELL, REPRESENTATIVE OF ISSUER YES FOR FOR
YFY INC., WITH SHAREHOLDER NO. 24 AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #5.6: ELECT CHEN CHIA HSIEN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 401345 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.7: ELECT SCHIVE CHI WITH SHAREHOLDER NO. ISSUER YES FOR FOR
356119 AND ID NO. Q100446XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.8: ELECT SHEU JAMES J. WITH ID NO. ISSUER YES FOR FOR
N102581XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.9: ELECT TSAI YINGYI WITH ID NO. ISSUER YES FOR FOR
C120533XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SINOPEC Engineering Group Co Ltd
TICKER: 2386 CUSIP: Y80359105
MEETING DATE: 2/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LING YIQUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT XIANG WENWU AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SINOPEC Engineering Group Co Ltd
TICKER: 2386 CUSIP: Y80359105
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SINOPEC Engineering Group Co Ltd
TICKER: 2386 CUSIP: Y80359105
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INTERIM PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE GRANT THORNTON CHINA (SPECIAL ISSUER YES FOR FOR
GENERAL PARTNERSHIP) AS DOMESTIC AUDITOR AND APPROVE
GRANT THORNTON HONG KONG LIMITED AS INTERNATIONAL
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE BUSINESS OPERATION PLAN, ISSUER YES FOR FOR
INVESTMENT PLAN AND FINANCIAL BUDGET
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sinopec Oilfield Service Corp.
TICKER: 1033 CUSIP: Y8038V103
MEETING DATE: 10/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE BASIS FOR DETERMINING THE ISSUER YES FOR FOR
PARTICIPANTS AND THE SCOPE OF THE PARTICIPANTS IN
RELATION TO THE A SHARE OPTION SCHEME
PROPOSAL #1.2: APPROVE SOURCE AND NUMBER OF THE ISSUER YES FOR FOR
UNDERLYING SHARES IN RELATION TO THE A SHARE OPTION
SCHEME
PROPOSAL #1.3: APPROVE VALIDITY PERIOD, GRANT DATE, ISSUER YES FOR FOR
VESTING PERIOD, EXERCISE ARRANGEMENTS AND THE LOCK-UP
PROVISIONS UNDER THE SHARE OPTION SCHEME
PROPOSAL #1.4: APPROVE EXERCISE PRICE OF THE SHARE ISSUER YES FOR FOR
OPTIONS AND THE BASIS OF DETERMINATION IN RELATION TO
THE A SHARE OPTION SCHEME
PROPOSAL #1.5: APPROVE CONDITIONS TO THE GRANT AND ISSUER YES FOR FOR
THE EXERCISE OF THE SHARE OPTIONS IN RELATION TO THE
A SHARE OPTION SCHEME
PROPOSAL #1.6: APPROVE MECHANISM AND PROCEDURES FOR ISSUER YES FOR FOR
ADJUSTING THE NUMBER AND THE EXERCISE PRICE OF THE
SHARE OPTIONS IN RELATION TO THE A SHARE OPTION
PROPOSAL #1.7: APPROVE ACCOUNTING POLICIES FOR THE ISSUER YES FOR FOR
SHARE OPTIONS IN RELATION TO THE A SHARE OPTION
PROPOSAL #1.8: APPROVE PROCEDURES OF THE PROPOSED ISSUER YES FOR FOR
GRANT AND THE EXERCISE OF THE SHARE OPTIONS IN
RELATION TO THE A SHARE OPTION SCHEME
PROPOSAL #1.9: APPROVE RESPECTIVE RIGHTS AND ISSUER YES FOR FOR
OBLIGATIONS OF THE COMPANY AND THE PARTICIPANTS IN
RELATION TO THE A SHARE OPTION SCHEME
PROPOSAL #1.10: APPROVE SOLUTIONS FOR SPECIAL ISSUER YES FOR FOR
CIRCUMSTANCES IN RELATION TO THE A SHARE OPTION
PROPOSAL #1.11: APPROVE AMENDMENTS TO AND TERMINATION ISSUER YES FOR FOR
OF THE SHARE OPTION SCHEME
PROPOSAL #1.12: APPROVE DISPUTE RESOLUTION MECHANISM ISSUER YES FOR FOR
BETWEEN THE COMPANY AND THE PARTICIPANTS IN RELATION
TO THE A SHARE OPTION SCHEME
PROPOSAL #2: APPROVE ADMINISTRATIVE MEASURES ON THE A ISSUER YES FOR FOR
SHARE OPTION INCENTIVE SCHEME (AMENDED DRAFT)
PROPOSAL #3: APPROVE ADMINISTRATIVE MEASURES FOR ISSUER YES FOR FOR
APPRAISAL UNDER THE A SHARE OPTION INCENTIVE SCHEME
(DRAFT)
PROPOSAL #4: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sinopec Oilfield Service Corp.
TICKER: 1033 CUSIP: Y8038V103
MEETING DATE: 10/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE BASIS FOR DETERMINING THE ISSUER YES FOR FOR
PARTICIPANTS AND THE SCOPE OF THE PARTICIPANTS IN
RELATION TO THE A SHARE OPTION SCHEME
PROPOSAL #1.2: APPROVE SOURCE AND NUMBER OF THE ISSUER YES FOR FOR
UNDERLYING SHARES IN RELATION TO THE A SHARE OPTION
SCHEME
PROPOSAL #1.3: APPROVE VALIDITY PERIOD, GRANT DATE, ISSUER YES FOR FOR
VESTING PERIOD, EXERCISE ARRANGEMENTS AND THE LOCK-UP
PROVISIONS UNDER THE SHARE OPTION SCHEME
PROPOSAL #1.4: APPROVE EXERCISE PRICE OF THE SHARE ISSUER YES FOR FOR
OPTIONS AND THE BASIS OF DETERMINATION IN RELATION TO
THE A SHARE OPTION SCHEME
PROPOSAL #1.5: APPROVE CONDITIONS TO THE GRANT AND ISSUER YES FOR FOR
THE EXERCISE OF THE SHARE OPTIONS IN RELATION TO THE
A SHARE OPTION SCHEME
PROPOSAL #1.6: APPROVE MECHANISM AND PROCEDURES FOR ISSUER YES FOR FOR
ADJUSTING THE NUMBER AND THE EXERCISE PRICE OF THE
SHARE OPTIONS IN RELATION TO THE A SHARE OPTION
PROPOSAL #1.7: APPROVE ACCOUNTING POLICIES FOR THE ISSUER YES FOR FOR
SHARE OPTIONS IN RELATION TO THE A SHARE OPTION
PROPOSAL #1.8: APPROVE PROCEDURES OF THE PROPOSED ISSUER YES FOR FOR
GRANT AND THE EXERCISE OF THE SHARE OPTIONS IN
RELATION TO THE A SHARE OPTION SCHEME
PROPOSAL #1.9: APPROVE RESPECTIVE RIGHTS AND ISSUER YES FOR FOR
OBLIGATIONS OF THE COMPANY AND THE PARTICIPANTS IN
RELATION TO THE A SHARE OPTION SCHEME
PROPOSAL #1.10: APPROVE SOLUTIONS FOR SPECIAL ISSUER YES FOR FOR
CIRCUMSTANCES IN RELATION TO THE A SHARE OPTION
PROPOSAL #1.11: APPROVE AMENDMENTS TO AND TERMINATION ISSUER YES FOR FOR
OF THE SHARE OPTION SCHEME
PROPOSAL #1.12: APPROVE DISPUTE RESOLUTION MECHANISM ISSUER YES FOR FOR
BETWEEN THE COMPANY AND THE PARTICIPANTS IN RELATION
TO THE A SHARE OPTION SCHEME
PROPOSAL #2: APPROVE ADMINISTRATIVE MEASURES ON THE A ISSUER YES FOR FOR
SHARE OPTION INCENTIVE SCHEME (AMENDED DRAFT)
PROPOSAL #3: APPROVE ADMINISTRATIVE MEASURES FOR ISSUER YES FOR FOR
APPRAISAL UNDER THE A SHARE OPTION INCENTIVE SCHEME
(DRAFT)
PROPOSAL #4: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sinopec Oilfield Service Corp.
TICKER: 1033 CUSIP: Y8038V103
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND AUDITOR'S REPORT
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE GRANT THORNTON (SPECIAL GENERAL ISSUER YES FOR FOR
PARTNERSHIP) AS DOMESTIC AUDITOR AND INTERNAL CONTROL
AUDITOR AND GRANT THORNTON HONG KONG LIMITED AS
INTERNATIONAL AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE BOARD TO DETERMINE THE ISSUER YES FOR FOR
PROPOSED PLAN FOR THE ISSUANCE OF DEBT FINANCING
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES OF PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sinopec Shanghai Petrochemical Co. Ltd.
TICKER: 338 CUSIP: Y80373106
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2017-2019 MUTUAL PRODUCT SUPPLY ISSUER YES FOR FOR
AND SALE SERVICES FRAMEWORK AGREEMENT, ANNUAL CAPS
AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE 2017-2019 COMPREHENSIVE SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, ANNUAL CAPS AND RELATED
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sinopec Shanghai Petrochemical Co. Ltd.
TICKER: 338 CUSIP: Y80373106
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2017 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP (SPECIAL GENERAL PARTNERSHIP) AS DOMESTIC
AUDITORS AND PRICEWATERHOUSECOOPERS AS INTERNATIONAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE WAIVER OF PRE-EMPTIVE RIGHTS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
INDEPENDENT SUPERVISORS
PROPOSAL #9.01: ELECT ZHAI YALIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.02: ELECT FAN QINGYONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.03: ELECT ZHENG YUNRUI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.04: ELECT CHOI TING KI AS SUPERVISOR ISSUER YES �� FOR FOR
PROPOSAL #10: APPROVE ADJUSTMENT OF PEER BENCHMARK ISSUER YES FOR FOR
ENTERPRISES UNDER THE A SHARES SHARE OPTION INCENTIVE
SCHEME
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION AND ITS ISSUER YES FOR FOR
APPENDIX
PROPOSAL #12.01: ELECT WANG ZHIQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.02: ELECT WU HAIJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.03: ELECT GAO JINPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.04: ELECT JIN QIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.05: ELECT GUO XIAOJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.06: ELECT ZHOU MEIYUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.07: ELECT LEI DIANWU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12.08: ELECT MO ZHENGLIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #13.01: ELECT ZHANG YIMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13.02: ELECT LIU YUNHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13.03: ELECT DU WEIFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13.04: ELECT PAN FEI AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sinopharm Group Co., Ltd.
TICKER: 1099 CUSIP: Y8008N107
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT RESTRICTED SHARE INCENTIVE SCHEME ISSUER YES FOR FOR
PROPOSAL #2: ELECT MA PING AS DIRECTOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HIS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sinopharm Group Co., Ltd.
TICKER: 1099 CUSIP: Y8008N107
MEETING DATE: 12/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ACCOUNTS RECEIVABLE ISSUER YES FOR FOR
ASSET-BACKED SECURITIES IN THE PRC AND RELATED
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sinopharm Group Co., Ltd.
TICKER: 1099 CUSIP: Y8008N107
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS OF ISSUER YES FOR FOR
THE COMPANY AND ITS SUBSIDIARIES AND THE AUDITORS'
REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
PAYMENT OF FINAL DIVIDEND
PROPOSAL #5: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
THE DOMESTIC AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6: APPROVE ERNST & YOUNG AS THE ISSUER YES FOR FOR
INTERNATIONAL AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: AUTHORIZE SUPERVISORY COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF SUPERVISORS
PROPOSAL #9: AUTHORIZE BOARD TO APPROVE GUARANTEES IN ISSUER YES AGAINST AGAINST
FAVOR OF THIRD PARTIES
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sinotrans Ltd.
TICKER: 598 CUSIP: Y6145J104
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SONG DEXING AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sinotrans Ltd.
TICKER: 598 CUSIP: Y6145J104
MEETING DATE: 3/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT LI GUANPENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1B: ELECT WANG LIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1C: ELECT YU JIANMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sinotrans Ltd.
TICKER: 598 CUSIP: Y6145J104
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
AUDITORS' REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PROPOSAL AND ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #5: AUTHORIZE BOARD TO DECIDE ON MATTERS ISSUER YES FOR FOR
RELATING TO THE DECLARATION, PAYMENT AND
RECOMMENDATION OF 2017 INTERIM DIVIDENDS
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS PRC AUDITOR AND
DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL AUDITOR AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sinotrans Ltd.
TICKER: 598 CUSIP: Y6145J104
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sinotruk (Hong Kong) Ltd
TICKER: 3808 CUSIP: Y8014Z102
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT TONG JINGEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3B: ELECT WANG SHANPO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3C: ELECT FRANZ NEUNDLINGER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3D: ELECT MATTHIAS GRUNDLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3E: ELECT YANG WEICHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3F: ELECT LIANG QING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3G: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sistema PJSFC
TICKER: AFKS CUSIP: 48122U204
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDEND FOR FIRST HALF ISSUER YES FOR FOR
OF FISCAL YEAR 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sistema PJSFC
TICKER: AFKS CUSIP: 48122U204
MEETING DATE: 6/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 0.81 PER SHARE
PROPOSAL #4.1: ELECT MARINA BUGORSKAYA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.2: ELECT EKATERINA KUZNETSOVA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #4.3: ELECT ALEKSEY LIPSKY AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.1: ELECT ANNA BELOVA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.2: ELECT SERGEY BOEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.3: ELECT ANDREY DUBOVSKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.4: ELECT VLADIMIR EVTUSHENKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.5: ELECT FELIKS EVTUSHENKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.6: ELECT RON ZOMMERAS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.7: ELECT ROBERT KOCHARYAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.8: ELECT JEAN KREKE AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.9: ELECT ROGER MUNNINGS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.10: ELECT MIKHAIL SHAMOLIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.11: ELECT DAVID YAKOBASHVILI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #6.1: RATIFY ZAO DELOITTE AND TOUCHE CIS AS ISSUER YES FOR FOR
AUDITOR FOR RAS
PROPOSAL #6.2: RATIFY ZAO DELOITTE AND TOUCHE CIS AS ISSUER YES FOR FOR
AUDITOR FOR IFRS
PROPOSAL #7.1: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #7.3: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #7.4: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SJM Holdings Ltd.
TICKER: 880 CUSIP: Y8076V106
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT SO SHU FAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LEONG ON KEI, ANGELA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT FOK TSUN TING, TIMOTHY AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4: ELECT HO CHIU FUNG, DAISY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE GRANT OF OPTIONS UNDER THE SHARE ISSUER YES FOR FOR
OPTION SCHEME
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SK Holdings Co., Ltd.
TICKER: A034730 CUSIP: Y8T642129
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT JANG DONG-HYEON AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT JANG YONG-SEOK AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT JANG YONG-SEOK AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SK Hynix Inc.
TICKER: A000660 CUSIP: Y8085F100
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT LEE SEOK-HUI AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT PARK JEONG-HO AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #5.1: ELECT CHOI JONG-WON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT SHIN CHANG-HWAN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT CHOI JONG-WON AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #6.2: ELECT SHIN CHANG-HWAN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #7: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #8: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SK Innovation Co., Ltd.
TICKER: A096770 CUSIP: Y8063L103
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT KIM JOON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT YOO JEONG-JOON AS NON- ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #3.3: ELECT KIM JONG-HOON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT KIM JONG-HOON AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SK Networks Co. Ltd.
TICKER: A001740 CUSIP: Y8T645130
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT PARK SANG-GYU AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT HEO YONG-SEOK AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT LEE CHEON-SE AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT HEO YONG-SEOK AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: ELECT LEE CHEON-SE AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SK Telecom Co.
TICKER: A017670 CUSIP: 78440P108
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT PARK JEONG-HO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CHO DAE-SIK AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #3.3: ELECT LEE JAE-HOON AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT AHN JAE-HYEON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT AHN JEONG-HO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT LEE JAE-HOON AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4.2: ELECT AHN JAE-HYEON AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #6: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SK Telecom Co.
TICKER: A017670 CUSIP: Y4935N104
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT PARK JEONG-HO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CHO DAE-SIK AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #3.3: ELECT LEE JAE-HOON AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT AHN JAE-HYEON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT AHN JEONG-HO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT LEE JAE-HOON AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4.2: ELECT AHN JAE-HYEON AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #6: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Skandinaviska Enskilda Banken
TICKER: SEB A CUSIP: W25381141
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 5.50 PER SHARE
PROPOSAL #11: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #12: DETERMINE NUMBER OF MEMBERS (11) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD; DETERMINE NUMBER OF
AUDITORS (1) AND DEPUTY AUDITORS (0)
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 2.85 MILLION FOR CHAIRMAN,
SEK900,000 FOR THE VICE CHAIRMEN, AND SEK 675,000 FOR
OTHER DIRECTORS: APPROVE REMUNERATION FOR COMMITTEE
WORK, APPROVE REMUNERATION OF AUDITORS
PROPOSAL #14aa: REELECT JOHAN ANDRESEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14ab: REELECT SIGNHILD ARNEGARD HANSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14ac: REELECT SAMIR BRIKHO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14ad: REELECT WINNIE FOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14ae: REELECT TOMAS NICOLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14af: REELECT SVEN NYMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14ag: REELECT JESPER OVESEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14ah: REELECT HELENA SAXON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14ai: REELECT MARCUS WALLENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14aj: REELECT SARA OHRVALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14ak: ELECT JOHAN TORGEBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14b: REELECT MARCUS WALLENBERG AS CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #15: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17a: APPROVE SEB ALL EMPLOYEE PROGRAM 2017 ISSUER YES FOR FOR
PROPOSAL #17b: APPROVE SHARE DEFERRAL PLAN FOR ISSUER YES FOR FOR
PRESIDENT, GROUP EXECUTIVE COMMITTEE, AND CERTAIN
OTHER EXECUTIVE MANAGERS
PROPOSAL #18a: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #18b: AUTHORIZE REPURCHASE OF CLASS A AND/OR ISSUER YES FOR FOR
CLASS C SHARES OF UP TO TEN PERCENT OF ISSUED SHARES
AND REISSUANCE OF REPURCHASED SHARES INTER ALIA IN
FOR CAPITAL PURPOSES AND LONG-TERM INCENTIVE PLANS
PROPOSAL #18c: APPROVE TRANSFER OF SHARES TO ISSUER YES FOR FOR
PARTICIPANTS IN 2017 LONG-TERM EQUITY PROGRAMS
PROPOSAL #19: APPROVE ISSUANCE OF COVERTIBLE CAPITAL ISSUER YES FOR FOR
INSTRUMENTS CORRESPONDING TO A MAXIMUM OF10 PERCENT
OF THE TOTAL NUMBER OF SHARES
PROPOSAL #20: APPROVE PROPOSAL CONCERNING THE ISSUER YES FOR FOR
APPOINTMENT OF AUDITORS IN FOUNDATIONS WITHOUT OWN
MANAGEMENT
PROPOSAL #21a: ADOPT A VISION FOR ABSOLUTE GENDER SHAREHOLDER YES AGAINST N/A
EQUALITY ON ALL LEVELS WITHIN THE COMPANY
PROPOSAL #21b: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING GENDER AND ETHNICITY
DIVERSIFICATION WITHIN THE COMPANY
PROPOSAL #21c: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 21A TO BE REPORTED TO THE AGM
PROPOSAL #21d: REQUEST BOARD TO TAKE NECESSARY ACTION SHAREHOLDER YES AGAINST N/A
TO CREATE A SHAREHOLDERS' ASSOCIATION
PROPOSAL #21e: PROHIBIT DIRECTORS FROM BEING ABLE TO SHAREHOLDER YES AGAINST N/A
INVOICE DIRECTOR'S FEES VIA SWEDISH AND FOREIGN LEGAL
ENTITIES
PROPOSAL #21f: INSTRUCT THE NOMINATION COMMITTEE TO SHAREHOLDER YES AGAINST N/A
PAY EXTRA ATTENTION TO QUESTIONS CONCERNING ETHICS,
GENDER, AND ETHNICITY
PROPOSAL #21g: INSTRUCT THE BOARD TO PREPARE A SHAREHOLDER YES AGAINST N/A
PROPOSAL FOR THE REPRESENTATION OF SMALL- AND
MIDSIZED SHAREHOLDERS IN THE BOARD AND NOMINATION
PROPOSAL #21h: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
APPROPRIATE AUTHORITY TO BRING ABOUT A CHANGED
REGULATION IN THE AREA RELATING TO ITEM 21E
PROPOSAL #21i: INSTRUCT THE BOARD TO PERFORM AN SHAREHOLDER YES FOR N/A
INVESTIGATION OF THE CONSEQUENCES OF AN ABOLISHMENT
OF THE DIFFERENTIATED VOTING POWERS AT SEB; SUBMIT
PROPOSAL FOR ACTIONS AND REPORT IT ON AGM
PROPOSAL #21j: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT LEGISLATION ON THE ABOLITION OF
VOTING POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY
COMPANIES
PROPOSAL #21k: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT TO DRAW ATTENTION TO THE NEED FOR
INTRODUCING A "POLITICIAN QUARANTINE"
PROPOSAL #22: AMEND ARTICLES RE: FORMER POLITICIANS SHAREHOLDER YES AGAINST N/A
ON THE BOARD OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Skanska AB
TICKER: SKA B CUSIP: W83567110
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 8.25 PER SHARE
PROPOSAL #11: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #12: DETERMINE NUMBER OF MEMBERS (9) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 2.04 MILLION FOR CHAIRMAN AND SEK
680,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #14a: REELECT JOHAN KARLSTRÖM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14b: REELECT PÄR BOMAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #14c: REELECT JOHN CARRIG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14d: REELECT NINA LINANDER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #14e: REELECT FREDRIK LUNDBERG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #14f: REELECT JAYNE MCGIVERN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14g: REELECT CHARLOTTE STROMBERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14h: REELECT HANS BIÖRCK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #14i: ELECT CATHERINE MARCUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14j: REELECT HANS BIÖRCK AS CHAIRMAN OF THE ISSUER YES AGAINST AGAINST
BOARD
PROPOSAL #15: RATIFY EY AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17a: AUTHORIZE REPURCHASE OF UP TO 3 ISSUER YES FOR FOR
MILLION SERIES B SHARES TO FUND SKANSKA EMPLOYEE
OWNERSHIP PROGRAM (SEOP 4)
PROPOSAL #17b: APPROVE TRANSFER OF UP TO 763,000 ISSUER YES FOR FOR
SERIES B SHARES TO COVER CERTAIN COSTS RELATED TO
EMPLOYEE OWNERSHIP PROGRAM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SKC Ltd.
TICKER: A011790 CUSIP: Y8065Z100
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT TWO NON-INDEPENDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #3.2: ELECT TWO OUTSIDE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT BAE JONG-SEO AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SKF AB
TICKER: SKF B CUSIP: W84237143
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 5.50 PER SHARE
PROPOSAL #11: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #12: DETERMINE NUMBER OF MEMBERS (10) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 2 MILLION FOR CHAIRMAN, AND SEK
688,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK
PROPOSAL #14.1: REELECT LEIF ÖSTLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14.2: REELECT PETER GRAFONER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14.3: REELECT LARS WEDENBORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14.4: REELECT BABA KALYANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14.5: REELECT HOCK GOH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14.6: REELECT MARIE BREDBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14.7: REELECT NANCY GOUGARTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14.8: REELECT ALRIK DANIELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14.9: ELECT RONNIE LETEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14.10: ELECT BARB SAMARDZICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT LEIF ÖSTLING AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: RATIFY PWC AS AUDITORS UNTIL AGM 2021 ISSUER YES FOR FOR
PROPOSAL #18: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #19: APPROVE 2017 PERFORMANCE SHARE PROGRAM ISSUER YES FOR FOR
PROPOSAL #20: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF FOUR OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sky Network Television Ltd.
TICKER: SKT CUSIP: Q8514Q130
MEETING DATE: 7/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE ACQUISITION OF SHARES BY SKY ISSUER YES FOR FOR
OF ALL THE SHARES OF VODAFONE
PROPOSAL #2: APPROVE THE INCURRENCE OF THE NEW DEBT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sky Network Television Ltd.
TICKER: SKT CUSIP: Q8514Q130
MEETING DATE: 10/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REAPPOINTMENT OF PWC AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #2: ELECT GERALDINE MCBRIDE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT DEREK HANDLEY AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SKY Perfect JSAT Holdings Inc
TICKER: 9412 CUSIP: J75606103
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TAKADA, SHINJI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NITO, MASAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KOMORI, MITSUNOBU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KOYAMA, KOKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YOKOMIZU, SHINJI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KOMAKI, JIRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NAKATANI, IWAO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR IIJIMA, KAZUNOBU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR OGASAWARA, MICHIAKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KOSAKA, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KOSUGI, YOSHINOBU ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SHINGU, TATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR NISHIMURA, ISSUER YES FOR FOR
ITARU
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR AIKO, ISSUER YES FOR FOR
HIROYUKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sky plc
TICKER: SKY CUSIP: G8212B105
MEETING DATE: 10/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JEREMY DARROCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ANDREW GRIFFITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT TRACY CLARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MARTIN GILBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ADINE GRATE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MATTHIEU PIGASSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ANDY SUKAWATY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JAMES MURDOCH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12: RE-ELECT CHASE CAREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT JOHN NALLEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORISE THEIR REMUNERATION
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Skycity Entertainment Group Ltd.
TICKER: SKC CUSIP: Q8513Z115
MEETING DATE: 10/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHRIS MOLLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT BRUCE CARTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Skylark Co., Ltd.
TICKER: 3197 CUSIP: J75605121
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAUL ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TANI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KITAMURA, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUGIMOTO, YUJI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID GROSS-LOH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NISHIJO, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR YOKOYAMA, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WADA, YUKIHIRO ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR AOYAGI, ISSUER YES FOR FOR
TATSUYA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SM Investments Corporation
TICKER: SM CUSIP: Y80676102
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF STOCKHOLDERS' ISSUER YES FOR FOR
ANNUAL MEETING HELD ON APRIL 27, 2016
PROPOSAL #2: APPROVE THE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ALL ACTS AND RESOLUTIONS OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS AND EXECUTIVE OFFICERS
PROPOSAL #4.1: ELECT TERESITA T. SY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT HENRY T. SY, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT HARLEY T. SY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT JOSE T. SIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT JOSEPH R. HIGDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT TOMASA H. LIPANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT ALFREDO E. PASCUAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT FREDERIC C. DYBUNCIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
EXTERNAL AUDITOR
PROPOSAL #6: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SM Prime Holdings, Inc.
TICKER: SMPH CUSIP: Y8076N112
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING HELD ISSUER YES FOR FOR
ON APRIL 12, 2016
PROPOSAL #2: APPROVE ANNUAL REPORT FOR THE YEAR 2016 ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ALL ACTS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND THE MANAGEMENT FROM THE DATE OF THE
LAST ANNUAL STOCKHOLDERS' MEETING UP TO THE DATE OF
PROPOSAL #4.1: ELECT HENRY T. SY, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT HANS T. SY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT HERBERT T. SY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT JEFFREY C. LIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT JORGE T. MENDIOLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT JOSE L. CUISIA, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT GREGORIO U. KILAYKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT JOSELITO H. SIBAYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS
PROPOSAL #6: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SMC Corp.
TICKER: 6273 CUSIP: J75734103
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 200
PROPOSAL #2: AMEND ARTICLES TO AMEND PROVISIONS ON ISSUER YES FOR FOR
NUMBER OF DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR TAKADA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MARUYAMA, KATSUNORI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR USUI, IKUJI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KOSUGI, SEIJI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SATAKE, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KUWAHARA, OSAMU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR TAKADA, YOSHIKI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR OHASHI, EIJI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR KAIZU, MASANOBU ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR KAGAWA, TOSHIHARU ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smiles SA
TICKER: SMLE3 CUSIP: P8T12E100
MEETING DATE: 11/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER NO N/A N/A
CAPITAL
PROPOSAL #3: AMEND ARTICLE 13 ISSUER NO N/A N/A
PROPOSAL #4: AMEND ARTICLE 18 ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smiles SA
TICKER: SMLE3 CUSIP: P8T12E100
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smiles SA
TICKER: SMLE3 CUSIP: P8T12E100
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smiles SA
TICKER: SMLE3 CUSIP: P8T12E100
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT BETWEEN THE ISSUER YES FOR FOR
COMPANY AND WEBJET PARTICIPACOES S.A.
PROPOSAL #2: RATIFY ERNST & YOUNG AUDITORES ISSUER YES FOR FOR
INDEPENDENTES S.S. AND CABRERA ASSESSORIA,
CONSULTORIA E PLANEJAMENTO EMPRESARIAL LTDA. AS THE
INDEPENDENT FIRMS TO APPRAISE PROPOSED TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISALS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE MERGER BETWEEN THE COMPANY AND ISSUER YES FOR FOR
WEBJET PARTICIPACOES S.A. AND SUBSEQUENT EXTINCTION
OF COMPANY
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smith & Nephew plc
TICKER: SN. CUSIP: G82343164
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT GRAHAM BAKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT VINITA BALI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT IAN BARLOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT OLIVIER BOHUON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT BARONESS VIRGINIA BOTTOMLEY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: RE-ELECT ERIK ENGSTROM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ROBIN FREESTONE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MICHAEL FRIEDMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT JOSEPH PAPA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT ROBERTO QUARTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smiths Group plc
TICKER: SMIN CUSIP: G82401111
MEETING DATE: 11/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT BRUNO ANGELICI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SIR GEORGE BUCKLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT TANYA FRATTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT CHRIS O'SHEA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANNE QUINN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT BILL SEEGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ANDREW REYNOLDS SMITH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: RE-ELECT SIR KEVIN TEBBIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT MARK SELIGMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #20: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SMRT Corporation Ltd
TICKER: S53 CUSIP: Y8077D105
MEETING DATE: 7/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: ELECT PATRICK ANG PENG KOON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT YAP KIM WAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT PETER TAN BOON HENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT MOLIAH HASHIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE GRANT OF AWARDS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE SMRT CORPORATION RESTRICTED SHARE
PLAN 2014 AND/OR THE SMRT CORPORATION PERFORMANCE
SHARE PLAN 2014
PROPOSAL #11: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SMRT Corporation Ltd
TICKER: S53 CUSIP: Y8077D105
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF OPERATING ASSETS IN ISSUER YES FOR FOR
CONNECTION WITH THE NEW RAIL FINANCING FRAMEWORK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SMRT Corporation Ltd
TICKER: S53 CUSIP: Y8077D105
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smurfit Kappa Group plc
TICKER: SK3 CUSIP: G8248F104
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5a: ELECT KEN BOWLES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5b: ELECT JORGEN RASMUSSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6a: RE-ELECT LIAM O'MAHONY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6b: RE-ELECT ANTHONY SMURFIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6c: RE-ELECT FRITS BEURSKENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6d: RE-ELECT CHRISTEL BORIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6e: RE-ELECT IRIAL FINAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6f: RE-ELECT JAMES LAWRENCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6g: RE-ELECT JOHN MOLONEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6h: RE-ELECT ROBERTO NEWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6i: RE-ELECT GONZALO RESTREPO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6j: RE-ELECT ROSEMARY THORNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #10: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #11: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #12: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Snam SpA
TICKER: SRG CUSIP: T8578N103
MEETING DATE: 8/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PLAN FOR THE PARTIAL AND ISSUER YES FOR FOR
PROPORTIONAL DEMERGER OF SNAM SPA
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Snam SpA
TICKER: SRG CUSIP: T8578N103
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #4: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SNC-Lavalin Group Inc.
TICKER: SNC CUSIP: 78460T105
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACQUES BOUGIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL BRUCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ISABELLE COURVILLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CATHERINE J. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN G. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN L. NEWMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEAN RABY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAIN RHEAUME ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ERIC D. SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ZIN SMATI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LAWRENCE N. STEVENSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BENITA M. WARMBOLD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #5: SP 1: APPROVE INDEPENDENCE OF SHAREHOLDER YES AGAINST FOR
COMPENSATION CONSULTANTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sociedad Quimica y Minera de Chile S.A. SQM
TICKER: SQM �� CUSIP: 833635105
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT ANNUAL REPORT AND ACCOUNT ISSUER YES FOR FOR
INSPECTORS' REPORT
PROPOSAL #3: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT INTERNAL STATUTORY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #6: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #8: APPROVE 2017 DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT ON BOARD'S EXPENSES ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #12: RECEIVE MATTERS RELATED TO DIRECTORS' ISSUER YES FOR FOR
COMMITTEE, SAFETY, HEALTH AND ENVIRONMENTAL
COMMITTEE, AND CORPORATE GOVERNANCE COMMITTEE
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #14: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sociedad Quimica y Minera de Chile S.A. SQM
TICKER: SQM CUSIP: P8716X108
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT ANNUAL REPORT AND ACCOUNT ISSUER YES FOR FOR
INSPECTORS' REPORT
PROPOSAL #3: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT INTERNAL STATUTORY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #6: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #8: APPROVE 2017 DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT ON BOARD'S EXPENSES ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #12: RECEIVE MATTERS RELATED TO DIRECTORS' ISSUER YES FOR FOR
COMMITTEE, SAFETY, HEALTH AND ENVIRONMENTAL
COMMITTEE, AND CORPORATE GOVERNANCE COMMITTEE
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #14: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Societe Bic
TICKER: BB CUSIP: F10080103
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.45 PER SHARE
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 502,400
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: REELECT FRANCOIS BICH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: REELECT MARIE-PAULINE CHANDON-MOET AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #8: ELECT CANDACE MATTHEWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RENEW APPOINTMENT OF DELOITTE ET ISSUER YES FOR FOR
ASSOCIES AS AUDITOR
PROPOSAL #10: RENEW APPOINTMENT OF BEAS AS ALTERNATE ISSUER YES FOR FOR
AUDITOR
PROPOSAL #11: RENEW APPOINTMENT OF GRANT THORNTON AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #12: RENEW APPOINTMENT OF IGEC AS ALTERNATE ISSUER YES FOR FOR
AUDITOR
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BRUNO BICH, CHAIRMAN OF THE BOARD, AND THEN CHAIRMAN
AND CEO
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
MARIO GUEVARA, CEO
PROPOSAL #15: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FRANCOIS BICH, VICE-CEO
PROPOSAL #16: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
GONZALVE BICH, VICE-CEO
PROPOSAL #17: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JAMES DIPIETRO, VICE-CEO
PROPOSAL #18: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
MARIE-AIMEE BICH-DUFOUR, VICE-CEO
PROPOSAL #19: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD, CEO AND VICE-CEOS
PROPOSAL #20: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #21: INSERT ARTICLE 10 BIS OF BYLAWS RE: ISSUER YES FOR FOR
EMPLOYEE REPRESENTATIVE
PROPOSAL #22: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Societe Generale
TICKER: GLE CUSIP: F43638141
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.20 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS AND ACKNOWLEDGE THE
ABSENCE OF NEW TRANSACTIONS
PROPOSAL #5: APPROVE SEVERANCE AGREEMENT AND NON- ISSUER YES FOR FOR
COMPETE AGREEMENT WITH FREDERIC OUDEA
PROPOSAL #6: APPROVE SEVERANCE AGREEMENT AND NON- ISSUER YES FOR FOR
COMPETE AGREEMENT WITH SEVERIN CABANNES
PROPOSAL #7: APPROVE SEVERANCE AGREEMENT AND NON- ISSUER YES FOR FOR
COMPETE AGREEMENT WITH BERNARDO SANCHEZ INCERA
PROPOSAL #8: APPROVE PENSION SCHEME, SEVERANCE ISSUER YES FOR FOR
AGREEMENT AND NON-COMPETE AGREEMENT WITH DIDIER VALET
PROPOSAL #9: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD, CEO, AND VICE CEOS
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
LORENZO BINI SMAGHI, CHAIRMAN OF THE BOARD
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FREDERIC OUDEA, CEO
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
SEVERIN CABANNES AND BERNARDO SANCHEZ INCERA, VICE
PROPOSAL #13: NON-BINDING VOTE ON THE AGGREGATE ISSUER YES FOR FOR
REMUNERATION GRANTED IN 2016 TO CERTAIN SENIOR
MANAGEMENT, RESPONSIBLE OFFICERS, AND RISK-TAKERS
PROPOSAL #14: REELECT ALEXANDRA SCHAAPVELD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: REELECT JEAN-BERNARD LEVY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT WILLIAM CONNELLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: ELECT LUBOMIRA ROCHET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: AUTHORIZE REPURCHASE OF UP TO 5 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #19: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sodexo
TICKER: SW CUSIP: ADPV37215
MEETING DATE: 1/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.40 PER SHARE AND AN EXTRA OF EUR
0.24 PER SHARE TO LONG-TERM REGISTERED SHARES
PROPOSAL #4: APPROVE HEALTH INSURANCE COVERAGE ISSUER YES FOR FOR
AGREEMENT WITH SOPHIE BELLON, CHAIRMAN OF THE BOARD
PROPOSAL #5: APPROVE HEALTH INSURANCE COVERAGE ISSUER YES FOR FOR
AGREEMENT WITH MICHEL LANDEL, CEO
PROPOSAL #6: REELECT PATRICIA BELLINGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT MICHEL LANDEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT CECILE TANDEAU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AUDIT AS AUDITOR
PROPOSAL #10: APPOINT JEAN-BAPTISTE DESCHRYVER AS ISSUER YES FOR FOR
ALTERNATE AUDITOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 735,000
PROPOSAL #12: ADVISORY VOTE ON COMPENSATION OF PIERRE ISSUER YES FOR FOR
BELLON, CHAIRMAN OF THE BOARD UNTIL JAN. 26, 2016
PROPOSAL #13: ADVISORY VOTE ON COMPENSATION OF SOPHIE ISSUER YES FOR FOR
BELLON, CHAIRMAN OF THE BOARD SINCE JAN. 26, 2016
PROPOSAL #14: ADVISORY VOTE ON COMPENSATION OF MICHEL ISSUER YES FOR FOR
LANDEL, CEO
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 5 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #16: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sodexo
TICKER: SW CUSIP: F84941123
MEETING DATE: 1/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.40 PER SHARE AND AN EXTRA OF EUR
0.24 PER SHARE TO LONG-TERM REGISTERED SHARES
PROPOSAL #4: APPROVE HEALTH INSURANCE COVERAGE ISSUER YES FOR FOR
AGREEMENT WITH SOPHIE BELLON, CHAIRMAN OF THE BOARD
PROPOSAL #5: APPROVE HEALTH INSURANCE COVERAGE ISSUER YES FOR FOR
AGREEMENT WITH MICHEL LANDEL, CEO
PROPOSAL #6: REELECT PATRICIA BELLINGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT MICHEL LANDEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT CECILE TANDEAU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AUDIT AS AUDITOR
PROPOSAL #10: APPOINT JEAN-BAPTISTE DESCHRYVER AS ISSUER YES FOR FOR
ALTERNATE AUDITOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 735,000
PROPOSAL #12: ADVISORY VOTE ON COMPENSATION OF PIERRE ISSUER YES FOR FOR
BELLON, CHAIRMAN OF THE BOARD UNTIL JAN. 26, 2016
PROPOSAL #13: ADVISORY VOTE ON COMPENSATION OF SOPHIE ISSUER YES FOR FOR
BELLON, CHAIRMAN OF THE BOARD SINCE JAN. 26, 2016
PROPOSAL #14: ADVISORY VOTE ON COMPENSATION OF MICHEL ISSUER YES FOR FOR
LANDEL, CEO
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 5 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #16: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sodexo
TICKER: SW CUSIP: F84941842
MEETING DATE: 1/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.40 PER SHARE AND AN EXTRA OF EUR
0.24 PER SHARE TO LONG-TERM REGISTERED SHARES
PROPOSAL #4: APPROVE HEALTH INSURANCE COVERAGE ISSUER YES FOR FOR
AGREEMENT WITH SOPHIE BELLON, CHAIRMAN OF THE BOARD
PROPOSAL #5: APPROVE HEALTH INSURANCE COVERAGE ISSUER YES FOR FOR
AGREEMENT WITH MICHEL LANDEL, CEO
PROPOSAL #6: REELECT PATRICIA BELLINGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT MICHEL LANDEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT CECILE TANDEAU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AUDIT AS AUDITOR
PROPOSAL #10: APPOINT JEAN-BAPTISTE DESCHRYVER AS ISSUER YES FOR FOR
ALTERNATE AUDITOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 735,000
PROPOSAL #12: ADVISORY VOTE ON COMPENSATION OF PIERRE ISSUER YES FOR FOR
BELLON, CHAIRMAN OF THE BOARD UNTIL JAN. 26, 2016
PROPOSAL #13: ADVISORY VOTE ON COMPENSATION OF SOPHIE ISSUER YES FOR FOR
BELLON, CHAIRMAN OF THE BOARD SINCE JAN. 26, 2016
PROPOSAL #14: ADVISORY VOTE ON COMPENSATION OF MICHEL ISSUER YES FOR FOR
LANDEL, CEO
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 5 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #16: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sofina SA
TICKER: SOF CUSIP: B80925124
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.3: APPROVE FINANCIAL STATEMENTS, ISSUER YES FOR FOR
ALLOCATION OF INCOME, AND DIVIDENDS OF EUR 2.56 PER
SHARE
PROPOSAL #2.1: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #3.1: REELECT JACQUES EMSENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: REELECT MICHEL TILMANT AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT CHARLOTTE STROMBERG AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.4: ELECT MICHELE SIOEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: RATIFY DELOITTE AS AUDITORS AND APPROVE ISSUER YES FOR FOR
AUDITORS' REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE CHANGE-OF-CONTROL CLAUSE RE : ISSUER YES FOR FOR
ARTICLE 9.2 LTIP
PROPOSAL #6.2: APPROVE CHANGE-OF-CONTROL CLAUSE RE : ISSUER YES FOR FOR
CREDIT FACILITY AGREEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SoftBank Group Corp.
TICKER: 9984 CUSIP: J75963108
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 22
PROPOSAL #2.1: ELECT DIRECTOR SON, MASAYOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MIYAUCHI, KEN ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR RONALD FISHER ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MARCELO CLAURE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR RAJEEV MISRA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SIMON SEGARS ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YUN MA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YANAI, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NAGAMORI, SHIGENOBU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MARK SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR YASIR O. AL-RUMAYYAN ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR SUZAKI, ISSUER YES FOR FOR
MASATO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR UNO, ISSUER YES FOR FOR
SOICHIRO
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR KUBOKAWA, ISSUER YES FOR FOR
HIDEKAZU
PROPOSAL #4: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sohgo Security Services Co., Ltd.
TICKER: 2331 CUSIP: J7607Z104
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 27.5
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
AMEND PROVISIONS ON NUMBER OF DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR MURAI, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR AOYAMA, YUKIYASU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR HARA, KIYOMI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR HOKARI, HIROHISA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR OTANI, HIRAKU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MURAI, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR TERAO, MASASHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR NOMURA, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR KAYAKI, IKUJI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR TAKEHANA, YUTAKA ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR IWAKI, MASAKAZU ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR ONO, SEIEI ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR UENOYAMA, ISSUER YES FOR FOR
MAKOTO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SOHO China Ltd.
TICKER: 410 CUSIP: G82600100
MEETING DATE: 9/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT TONG CHING MAU AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HER REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SOHO China Ltd.
TICKER: 410 CUSIP: G82600100
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT PAN ZHANG XIN MARITA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT YAN YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SUN QIANG CHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: S-Oil Corp.
TICKER: A010950 CUSIP: Y80710109
MEETING DATE: 9/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT OTHMAN AL-GHAMDI AS INSIDE ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: S-Oil Corp.
TICKER: A010950 CUSIP: Y80710109
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT ONE INSIDE DIRECTOR, FOUR NON- ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS, AND SIX OUTSIDE
DIRECTORS
PROPOSAL #3: ELECT FOUR MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sojitz Corporation
TICKER: 2768 CUSIP: J7608R101
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 4
PROPOSAL #2.1: ELECT DIRECTOR SATO, YOJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HARA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FUJIMOTO, MASAYOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MIZUI, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TANAKA, SEIICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ISHIKURA, YOKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KITAZUME, YUKIO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR YAGI, ISSUER YES FOR FOR
KAZUNORI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR KAMBAYASHI, ISSUER YES FOR FOR
HIYOO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Solvay SA
TICKER: SOLB CUSIP: B82095116
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDENDS OF EUR 3.45 PER SHARE
PROPOSAL #5.1: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR �� FOR
PROPOSAL #6.b.1: REELECT NICOLAS BOEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.b.2: REELECT JEAN-PIERRE CLAMADIEU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.b.3: REELECT BERNARD DE LAGUICHE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.b.4: REELECT HERVE COPPENS D'EECKENBRUGGE ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #6.b.5: REELECT EVELYN DU MONCEAU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.b.6: REELECT FRANCOISE DE VIRON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.b.7: REELECT AMPARO MORALEDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.c.1: INDICATE HERVE COPPENS ISSUER YES FOR FOR
D'EECKENBRUGGE AS INDEPENDENT BOARD MEMBER
PROPOSAL #6.c.2: INDICATE EVELYN DU MONCEAU AS ISSUER YES FOR FOR
INDEPENDENT BOARD MEMBER
PROPOSAL #6.c.3: INDICATE FRANCOISE DE VIRON AS ISSUER YES FOR FOR
INDEPENDENT BOARD MEMBER
PROPOSAL #6.c.4: INDICATE AMPARO MORALEDA AS ISSUER YES FOR FOR
INDEPENDENT BOARD MEMBER
PROPOSAL #6.d: ELECT AGNES LEMARCHAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.e: INDICATE AGNES LEMARCHAND AS ISSUER YES FOR FOR
INDEPENDENT BOARD MEMBER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sompo Holdings, Inc.
TICKER: 8630 CUSIP: J7618E108
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 50
PROPOSAL #2.1: ELECT DIRECTOR SAKURADA, KENGO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TSUJI, SHINJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR EHARA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUJIKURA, MASATO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YOSHIKAWA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OKUMURA, MIKIO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NISHIZAWA, KEIJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TAKAHASHI, KAORU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NOHARA, SAWAKO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR ENDO, ISAO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR MURATA, TAMAMI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR SCOTT TREVOR DAVIS ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR UCHIYAMA, ISSUER YES FOR FOR
HIDEYO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR MURAKI, ISSUER YES FOR FOR
ATSUKO
PROPOSAL #4: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sonda S.A.
TICKER: SONDA CUSIP: P87262104
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME, DIVIDENDS ISSUER YES FOR FOR
OF CLP 2.01 PER SHARE AND FUTURE DIVIDEND POLICY
PROPOSAL #3: ELECT DIRECTORS AND APPROVE THEIR ISSUER YES AGAINST AGAINST
REMUNERATION; ELECT DIRECTORS' COMMITTEE AND APPROVE
THEIR BUDGET
PROPOSAL #6: APPOINT AUDITORS AND DESIGNATE RISK ISSUER YES FOR FOR
ASSESSMENT COMPANIES
PROPOSAL #7: DESIGNATE NEWSPAPER TO PUBLISH ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sonic Healthcare Limited
TICKER: SHL CUSIP: Q8563C107
MEETING DATE: 11/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JANE WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT PHILIP DUBOIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE LONG TERM INCENTIVES FOR ISSUER YES FOR FOR
COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER OF THE COMPANY
PROPOSAL #5: APPROVE THE LONG TERM INCENTIVES FOR ISSUER YES FOR FOR
CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL
OFFICER OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sonova Holding AG
TICKER: SOON CUSIP: H8024W106
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT (NON- ISSUER YES FOR FOR
BINDING)
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 2.30 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1.1: REELECT ROBERT SPOERRY AS DIRECTOR ISSUER YES FOR FOR
AND BOARD CHAIRMAN
PROPOSAL #4.1.2: REELECT BEAT HESS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.3: ELECT LYNN DORSEY BLEIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.4: REELECT MICHAEL JACOBI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.5: REELECT STACY ENXING SENG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1.6: REELECT ANSSI VANJOKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.7: REELECT ROLAND VAN DER VIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1.8: REELECT JINLONG WANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2.1: APPOINT ROBERT SPOERRY AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.2.2: APPOINT BEAT HESS AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #4.2.3: APPOINT STACY ENXING SENG AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #4.3: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4.4: DESIGNATE ANDREAS KELLER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #5.1: APPROVE REMUNERATION OF BOARD OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 3 MILLION
PROPOSAL #5.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 16.9 MILLION
PROPOSAL #6: APPROVE CHF 4,600 REDUCTION IN SHARE ISSUER YES FOR FOR
CAPITAL VIA CANCELLATION OF SHARES
PROPOSAL #7: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sony Corporation
TICKER: 6758 CUSIP: J76379106
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HIRAI, KAZUO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YOSHIDA, KENICHIRO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NAGAYAMA, OSAMU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NIMURA, TAKAAKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARADA, EIKO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIM SCHAAFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATSUNAGA, KAZUO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MIYATA, KOICHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN V. ROOS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SAKURAI, ERIKO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MINAKAWA, KUNIHITO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SUMI, SHUZO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sony Financial Holdings Inc.
TICKER: 8729 CUSIP: J76337104
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 55
PROPOSAL #2.1: ELECT DIRECTOR ISHII, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KIYOMIYA, HIROAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ITO, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HAGIMOTO, TOMO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NIWA, ATSUO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SUMIMOTO, YUICHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KAMBE, SHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YAMAMOTO, ISAO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KUNIYA, SHIRO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KORENAGA, ISSUER YES FOR FOR
HIROTOSHI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
SAEGUSA, TAKAHARU
PROPOSAL #5: APPROVE EQUITY COMPENSATION PLAN AND ISSUER YES FOR FOR
DEEP DISCOUNT STOCK OPTION PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sotetsu Holdings Inc
TICKER: 9003 CUSIP: J76434109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6.5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR TORII, MAKOTO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR HAYASHI, HIDEKAZU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KOJIMA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KATO, TAKAMASA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SUZUKI, MASAMUNE ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KAGAMI, MITSUKO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR YAMAKI, TOSHIMITSU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: South32 Limited
TICKER: S32 CUSIP: Q86668102
MEETING DATE: 11/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT WAYNE OSBORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT KEITH RUMBLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF EQUITY AWARDS TO ISSUER YES FOR FOR
GRAHAM KERR, CHIEF EXECUTIVE OFFICER AND EXECUTIVE
DIRECTOR OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spark New Zealand Limited
TICKER: SPK CUSIP: Q8619N107
MEETING DATE: 11/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE AUDITORS
PROPOSAL #2: ELECT SIMON MOUTTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT JUSTINE SMYTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT IDO LEFFLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ALISON GERRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ALISON BARRASS AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sports Direct International plc
TICKER: SPD CUSIP: G83694102
MEETING DATE: 9/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT KEITH HELLAWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT MIKE ASHLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SIMON BENTLEY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: RE-ELECT DAVE FORSEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DAVE SINGLETON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: RE-ELECT CLAIRE JENKINS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: RE-ELECT MATT PEARSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REAPPOINT GRANT THORNTON UK LLP AS ISSUER YES AGAINST AGAINST
AUDITORS
PROPOSAL #11: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES AGAINST AGAINST
AUDITORS
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE BOARD TO COMMISSION AN SHAREHOLDER YES AGAINST FOR
INDEPENDENT REVIEW OF SPORTS DIRECT INTERNATIONAL
PLC'S HUMAN CAPITAL MANAGEMENT STRATEGY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sports Direct International plc
TICKER: SPD CUSIP: G83694102
MEETING DATE: 1/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT DR KEITH HELLAWELL AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Square Enix Holdings Co., Ltd.
TICKER: 9684 CUSIP: J7659R109
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATSUDA, YOSUKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP TIMO ROGERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HONDA, KEIJI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHIDA, YUKINOBU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YAMAMURA, YUKIHIRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NISHIURA, YUJI ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR TOYOSHIMA, ISSUER YES FOR FOR
TADAO
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
FUJII, SATOSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SSE plc
TICKER: SSE CUSIP: G8842P102
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT GREGOR ALEXANDER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: RE-ELECT JEREMY BEETON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT KATIE BICKERSTAFFE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SUE BRUCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT CRAWFORD GILLIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT RICHARD GILLINGWATER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: RE-ELECT PETER LYNAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT HELEN MAHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT ALISTAIR PHILLIPS-DAVIES AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #14: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #20: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: St. James's Place plc
TICKER: STJ CUSIP: G5005D124
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT SARAH BATES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DAVID BELLAMY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT IAIN CORNISH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ANDREW CROFT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT IAN GASCOIGNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SIMON JEFFREYS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DAVID LAMB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PATIENCE WHEATCROFT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: RE-ELECT ROGER YATES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #20: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Standard Bank Group Ltd
TICKER: SBK CUSIP: S80605140
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2016
PROPOSAL #2.1: ELECT GERALDINE FRASER-MOLEKETI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT GESINA KENNEALY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT JACKO MAREE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT NOMGANDO MATYUMZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: RE-ELECT ANDRE PARKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: RE-ELECT SWAZI TSHABALALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT JOHN VICE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #3.2: REAPPOINT PRICEWATERHOUSECOOPERS INC ISSUER YES FOR FOR
AS AUDITORS OF THE COMPANY
PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED ORDINARY ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED NON- ISSUER YES FOR FOR
REDEEMABLE PREFERENCE SHARES UNDER CONTROL OF
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE FEES OF CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE FEES OF DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE FEES OF INTERNATIONAL DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4.1: APPROVE FEES OF GROUP DIRECTORS' ISSUER YES FOR FOR
AFFAIRS COMMITTEE MEMBER
PROPOSAL #7.5.1: APPROVE FEES OF GROUP RISK AND ISSUER YES FOR FOR
CAPITAL MANAGEMENT COMMITTEE CHAIRMAN
PROPOSAL #7.5.2: APPROVE FEES OF GROUP RISK AND ISSUER YES FOR FOR
CAPITAL MANAGEMENT COMMITTEE MEMBER
PROPOSAL #7.6.1: APPROVE FEES OF GROUP REMUNERATION ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #7.6.2: APPROVE FEES OF GROUP REMUNERATION ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #7.7.1: APPROVE FEES OF GROUP SOCIAL AND ISSUER YES FOR FOR
ETHICS COMMITTEE CHAIRMAN
PROPOSAL #7.7.2: APPROVE FEES OF GROUP SOCIAL AND ISSUER YES FOR FOR
ETHICS COMMITTEE MEMBER
PROPOSAL #7.8.1: APPROVE FEES OF GROUP AUDIT ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #7.8.2: APPROVE FEES OF GROUP AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #7.9.1: APPROVE FEES OF GROUP IT COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #7.9.2: APPROVE FEES OF GROUP IT COMMITTEE ISSUER YES FOR FOR
MEMBER
PROPOSAL #7.10a: APPROVE FEES OF GROUP MODEL APPROVAL ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #7.10b: APPROVE FEES OF GROUP MODEL APPROVAL ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #7.11: APPROVE FEES OF AD HOC MEETING ISSUER YES FOR FOR
ATTENDANCE
PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED ORDINARY ISSUER YES FOR FOR
SHARE CAPITAL
PROPOSAL #9: AUTHORISE REPURCHASE OF ISSUED ISSUER YES FOR FOR
PREFERENCE SHARE CAPITAL
PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Standard Chartered PLC
TICKER: STAN CUSIP: G84228157
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT JOSE VINALS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT OM BHATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DR KURT CAMPBELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DR LOUIS CHEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DAVID CONNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DR BYRON GROTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANDY HALFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DR HAN SEUNG-SOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT CHRISTINE HODGSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT GAY HUEY EVANS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT NAGUIB KHERAJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JASMINE WHITBREAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT BILL WINTERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: APPROVE SCRIP DIVIDEND PROGRAM ISSUER YES FOR FOR
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY IN RELATION ISSUER YES FOR FOR
TO EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES
PROPOSAL #23: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #24: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #25: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO EQUITY CONVERTIBLE
ADDITIONAL TIER 1 SECURITIES
PROPOSAL #26: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #27: AUTHORISE MARKET PURCHASE OF PREFERENCE ISSUER YES FOR FOR
SHARES
PROPOSAL #28: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Standard Life plc
TICKER: SL. CUSIP: G84278129
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #5: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6A: RE-ELECT SIR GERRY GRIMSTONE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6B: RE-ELECT COLIN CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6C: RE-ELECT PIERRE DANON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6D: RE-ELECT MELANIE GEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6E: RE-ELECT NOEL HARWERTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6F: RE-ELECT KEVIN PARRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6G: RE-ELECT LYNNE PEACOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6H: RE-ELECT MARTIN PIKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6I: RE-ELECT LUKE SAVAGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6J: RE-ELECT KEITH SKEOCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7A: ELECT JOHN DEVINE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7B: ELECT BARRY O'DWYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURES
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #10: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #11: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #12: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Standard Life plc
TICKER: SL. CUSIP: G84278129
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATTERS RELATING TO THE MERGER ISSUER YES FOR FOR
OF STANDARD LIFE AND ABERDEEN
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stanley Electric Co. Ltd.
TICKER: 6923 CUSIP: J76637115
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KITANO, TAKANORI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HIRATSUKA, YUTAKA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TANABE, TORU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IINO, KATSUTOSHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TAKAMORI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YONEYA, MITSUHIRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MORI, MASAKATSU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KONO, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KAIZUMI, YASUAKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR UEDA, KEISUKE ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR SHIMODA, KOJI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: StarHub Ltd.
TICKER: CC3 CUSIP: Y8152F132
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: ELECT STEPHEN GEOFFREY MILLER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT TEO EK TOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIM MING SEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE GRANT OF AWARDS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE STARHUB PERFORMANCE SHARE PLAN 2014
AND/OR THE STARHUB RESTRICTED STOCK PLAN 2014
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: StarHub Ltd.
TICKER: CC3 CUSIP: Y8152F132
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Start Today Co Ltd
TICKER: 3092 CUSIP: J7665M102
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 16
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
AMEND PROVISIONS ON NUMBER OF DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR MAEZAWA, YUSAKU ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: ELECT DIRECTOR YANAGISAWA, KOJI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR OISHI, AKIKO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MUTO, TAKANOBU ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR OKURA, MINEKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SAWADA, KOTARO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SHIMIZU, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR ITO, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR ONO, KOJI ISSUER YES FOR FOR
PROPOSAL #4: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Statoil ASA
TICKER: STL CUSIP: R8413J103
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ELECT CHAIRMAN OF MEETING; DESIGNATE ISSUER YES FOR FOR
INSPECTOR(S) OF MINUTES OF MEETING
PROPOSAL #4: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF USD 0.22 PER SHARE
PROPOSAL #7: AUTHORIZE BOARD TO DISTRIBUTE QUARTERLY ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #8a: APPROVE CREATION OF POOL OF CAPITAL ISSUER YES FOR FOR
WITH PREEMPTIVE RIGHTS IN CONNECTION WITH PAYMENT OF
DIVIDEND FOR FOURTH QUARTER 2016
PROPOSAL #8b: APPROVE CREATION OF POOL OF CAPITAL ISSUER YES FOR FOR
WITH PREEMPTIVE RIGHTS IN CONNECTION WITH PAYMENT OF
DIVIDEND FOR FIRST QUARTER TO THIRD QUARTER 2017
PROPOSAL #9: ABSTAIN FROM DRILLING EXPLORATION WELLS SHAREHOLDER YES AGAINST FOR
IN THE BARENTS SEA
PROPOSAL #10: DISCONTINUATION OF EXPLORATION SHAREHOLDER YES AGAINST FOR
ACTIVITIES AND TEST DRILLING FOR FOSSIL ENERGY
RESOURCES
PROPOSAL #11: MANDATE THE BOARD TO APPOINT NEW CHIEF SHAREHOLDER YES AGAINST FOR
GEOLOGIST AND MANDATE TO REINSTATE UPDATED VERSIONS
OF PRE-MERGER ACTUARIAL BASED RISK MANAGEMENT
PROPOSAL #12: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER YES FOR FOR
STATEMENT
PROPOSAL #13.1: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #13.2: APPROVE REMUNERATION LINKED TO ISSUER YES FOR FOR
DEVELOPMENT OF SHARE PRICE (BINDING)
PROPOSAL #14: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REMUNERATION OF CORPORATE ISSUER YES FOR FOR
ASSEMBLY IN THE AMOUNT OF NOK 122,400 FOR CHAIRMAN,
NOK 64,500 FOR DEPUTY CHAIR, NOK 45,300 FOR OTHER
MEMBERS AND NOK 6,450 PER MEETING FOR DEPUTY MEMBERS
PROPOSAL #16: APPROVE REMUNERATION OF NOMINATING ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF NOK 12,150 PER MEETING FOR
CHAIR AND NOK 9,000 PER MEETING FOR MEMBERS
PROPOSAL #17: APPROVE EQUITY PLAN FINANCING ISSUER YES FOR FOR
PROPOSAL #18: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #19: MISCELLANEOUS PROPOSAL: MARKETING ISSUER YES FOR FOR
INSTRUCTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Steel Authority of India Limited
TICKER: 500113 CUSIP: Y8166R114
MEETING DATE: 9/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: REELECT BINOD KUMAR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ELECT P.K. DASH AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ASHOK GUPTA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT PARMOD BINDAL AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT ANSHU VAISH AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT N. MOHAPATRA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: ELECT G. VISHWAKARMA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #10: ELECT RAMAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES/BONDS AND PLEDGING OF ASSETS FOR DEBT
PROPOSAL #12: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Steinhoff International Holdings N.V.
TICKER: SNH CUSIP: N8248H102
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #6: APPROVE DIVIDENDS OF EUR 0.15 PER SHARE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #9b: ELECT C.E.DRAUN TO SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
PROPOSAL #9c: ELECT B.E. STEINHOFF TO SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD
PROPOSAL #9d: ELECT C.H. WIESE TO SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
PROPOSAL #9e: ELECT J. NAIDOO TO SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #11: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #12: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #13: AUTHORIZE REPURCHASE OF UP TO 20 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #14: RATIFY DELOITTE AS AUDITORS ISSUER �� YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STMicroelectronics NV
TICKER: STM CUSIP: N83574108
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4b: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4c: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #4d: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4e: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: REELECT CARLO BOZOTTI TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #7: APPROVE RESTRICTED STOCK GRANTS TO ISSUER YES FOR FOR
PRESIDENT AND CEO
PROPOSAL #8: REELECT HELEEN KERSTEN TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9: REELECT JEAN-GEORGES MALCOR TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #10: REELECT ALESSANDRO RIVERA TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #11: ELECT FREDERIC SANCHEZ TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #12: REELECT MAURIZIO TAMAGNINI TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #13: APPROVE EMPLOYEE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #14: AUTHORIZE REPURCHASE OF SHARES ISSUER YES FOR FOR
PROPOSAL #15: GRANT BOARD AUTHORITY TO ISSUE ORDINARY ISSUER YES FOR FOR
AND PREFERENCE SHARES UP TO 10 PERCENT OF ISSUED
CAPITAL PLUS ADDITIONAL 10 PERCENT IN CASE OF
TAKEOVER/MERGER AND RESTRICTING/EXCLUDING PREEMPTIVE
RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stockland
TICKER: SGP CUSIP: Q8773B105
MEETING DATE: 10/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT STEPHEN NEWTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT BARRY NEIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CAROL SCHWARTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE THE GRANT OF 619,579 PERFORMANCE ISSUER YES FOR FOR
RIGHTS TO MARK STEINERT, MANAGING DIRECTOR OF THE
COMPANY
PROPOSAL #7: APPROVE THE TERMINATION BENEFITS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stora Enso Oyj
TICKER: STERV CUSIP: X8T9CM113
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.37 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 170,000 FOR CHAIRMAN, EUR 100,000
FOR VICE CHAIRMAN, AND EUR 70,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT NINE ISSUER YES FOR FOR
PROPOSAL #12: REELECT ANNE BRUNILA, JORMA ELORANTA, ISSUER YES FOR FOR
ELISABETH FLEURIOT, HOCK GOH, MIKAEL MAKINEN, RICHARD
NILSSON AND HANS STRABERG AS DIRECTORS; ELECT
CHRISTIANE KUEHNE AND GORAN SANDBERG AS NEW DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AMEND ARTICLES RE: ELECTION OF CHAIRMAN ISSUER YES FOR FOR
AND VICE CHAIRMAN; GENERAL MEETING NOTICE
PROPOSAL #16: AMEND ARTICLES RE: CHARTER OF THE ISSUER YES FOR FOR
SHAREHOLDER'S NOMINATION BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Straumann Holding AG
TICKER: STMN CUSIP: H8300N119
MEETING DATE: 4/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 4.25 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF CHF 2.3 MILLION
PROPOSAL #5.1: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 5.8 MILLION
PROPOSAL #5.2: APPROVE LONG-TERM VARIABLE ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF
PROPOSAL #5.3: APPROVE SHORT-TERM VARIABLE ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF
CHF 5.7 MILLION
PROPOSAL #6.1: REELECT GILBERT ACHERMANN AS DIRECTOR ISSUER YES FOR FOR
AND BOARD CHAIRMAN
PROPOSAL #6.2: REELECT SEBASTIAN BURCKHARDT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: REELECT ULRICH LOOSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: REELECT BEAT LUETHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.5: REELECT THOMAS STRAUMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.6: ELECT MONIQUE BOURQUIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.7: ELECT REGULA WALLIMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1: APPOINT MONIQUE BOURQUIN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #7.2: APPOINT ULRICH LOOSER AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #7.3: APPOINT THOMAS STRAUMANN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8: DESIGNATE NEOVIUS AG AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #9: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Strauss Group Ltd.
TICKER: STRS CUSIP: M8553H110
MEETING DATE: 9/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #2: APPROVE OFRA STRAUSS', CHAIRWOMAN AND ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER, EMPLOYMENT AGREEMENT
PROPOSAL #3: APPROVE EMPLOYMENT TERMS OF THE CEO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF EXEMPTION LETTERS TO ISSUER YES FOR FOR
ADI NATHAN STRAUSS
PROPOSAL #5: REAPPOINT SOMEKH CHAIKIN AS AUDITORS AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: REELECT RONIT HAIMOVITCH AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #7: REELECT AKIVA MOSES AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #8: REELECT GALIA MAOR AS DIRECTOR UNTIL THE ISSUER YES FOR FOR
END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Strauss Group Ltd.
TICKER: STRS CUSIP: M8553H110
MEETING DATE: 2/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DALIA NARAKIS AS EXTERNAL DIRECTOR ISSUER YES FOR FOR
AND APPROVE REMUNERATION
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Strauss Group Ltd.
TICKER: STRS CUSIP: M8553H110
MEETING DATE: 6/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SAMER HAJ-YEHIA AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Subaru Corp
TICKER: 7270 CUSIP: J14406136
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 72
PROPOSAL #2: AMEND ARTICLES TO AMEND PROVISIONS ON ISSUER YES FOR FOR
DIRECTOR TITLES - CLARIFY DIRECTOR AUTHORITY ON BOARD
MEETINGS
PROPOSAL #3.1: ELECT DIRECTOR YOSHINAGA, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KONDO, JUN ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TACHIMORI, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KASAI, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR OKADA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KATO, YOICHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KOMAMURA, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR AOYAMA, SHIGEHIRO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
TAMAZAWA, KENJI
PROPOSAL #5: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Suedzucker AG
TICKER: SZU CUSIP: D82781101
MEETING DATE: 7/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.30 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/16
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/16
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2016/17
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SUEZ
TICKER: SEV CUSIP: F6327G101
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.65 PER SHARE
PROPOSAL #4: RATIFY APPOINTMENT OF FRANCESCO ISSUER YES FOR FOR
CALTAGIRONE AS DIRECTOR
PROPOSAL #5: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING ONGOING
TRANSACTIONS
PROPOSAL #6: APPROVE REMUNERATION POLICY FOR CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
GERARD MESTRALLET, CHAIRMAN
PROPOSAL #8: APPROVE REMUNERATION POLICY FOR CEO ISSUER YES FOR FOR
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-LOUIS CHAUSSADE, CEO
PROPOSAL #10: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #11: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #12: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 451 MILLION
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 226 MILLION
PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
PRIVATE PLACEMENTS, UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 226 MILLION
PROPOSAL #15: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #16: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #17: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
226 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #18: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #19: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOREMPLOYEES
OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #20: APPROVE RESTRICTED STOCK PLAN IN ISSUER YES FOR FOR
CONNECTION WITH EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #21: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ISSUANCE REQUESTS UNDER ITEMS 12-20 AT
EUR 451 MILLION
PROPOSAL #22: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sugi Holdings Co. Ltd.
TICKER: 7649 CUSIP: J7687M106
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUGIURA, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAKAKIBARA, EIICHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUGIURA, AKIKO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUGIURA, KATSUNORI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUGIURA, SHINYA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAMINO, SHIGEYUKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HAYAMA, YOSHIKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sul America S.A.
TICKER: SULA11 CUSIP: P87993120
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE AND AMEND ARTICLE 5 TO REFLECT CHANGES
IN CAPITAL
PROPOSAL #2: AMEND ARTICLE 16 ISSUER YES FOR FOR
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sul America S.A.
TICKER: SULA11 CUSIP: P87993120
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #4.2: ELECT DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sulzer AG
TICKER: SUN CUSIP: H83580284
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 3.50 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 2.9 MILLION
PROPOSAL #4.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 21.2 MILLION
PROPOSAL #5.1: REELECT PETER LOESCHER AS DIRECTOR AND ISSUER YES FOR FOR
AS BOARD CHAIRMAN
PROPOSAL #5.2.1: REELECT MATTHIAS BICHSEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.2: REELECT THOMAS GLANZMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.3: REELECT AXEL HEITMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.4: REELECT JILL LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.5: REELECT MIKHAIL LIFSHITZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.6: REELECT MARCO MUSETTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.7: REELECT GERHARD ROISS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: APPOINT THOMAS GLANZMANN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.2: APPOINT JILL LEE AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6.3: APPOINT MARCO MUSETTI AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #7: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: DESIGNATE PROXY VOTING SERVICES GMBH AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SUMCO Corp.
TICKER: 3436 CUSIP: J76896109
MEETING DATE: 3/29/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HASHIMOTO, MAYUKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAKII, MICHIHARU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ENDO, HARUMITSU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FURUYA, HISASHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HIRAMOTO, KAZUO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR INOUE, FUMIO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Chemical Co. Ltd.
TICKER: 4005 CUSIP: J77153120
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ISHITOBI, OSAMU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOKURA, MASAKAZU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEGUCHI, TOSHIHISA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OKAMOTO, YOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NISHIMOTO, REI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NOZAKI, KUNIO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR UEDA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TAKESHITA, NORIAKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ITO, KUNIO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR IKEDA, KOICHI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TOMONO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR ASO, MITSUHIRO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Corp.
TICKER: 8053 CUSIP: J77282119
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2: AMEND ARTICLES TO CLARIFY DIRECTOR ISSUER YES FOR FOR
AUTHORITY ON SHAREHOLDER MEETINGS - AMEND PROVISIONS
ON DIRECTOR TITLES - CLARIFY DIRECTOR AUTHORITY ON
BOARD MEETINGS
PROPOSAL #3.1: ELECT DIRECTOR OMORI, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR NAKAMURA, KUNIHARU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR HIDAKA, NAOKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR IWASAWA, HIDEKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TAKAHATA, KOICHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TABUCHI, MASAO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR TANAKA, YAYOI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR EHARA, NOBUYOSHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR ISHIDA, KOJI ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR KASAMA, HARUO ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Dainippon Pharma Co., Ltd.
TICKER: 4506 CUSIP: J10542116
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 11
PROPOSAL #2.1: ELECT DIRECTOR TADA, MASAYO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NOMURA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ODAGIRI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KIMURA, TORU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HARA, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SATO, HIDEHIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SATO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ATOMI, YUTAKA ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR OE, ISSUER YES FOR FOR
YOSHINORI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR NISHIKAWA, ISSUER YES FOR FOR
KAZUTO
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR FUJII, ISSUER YES FOR FOR
JUNSUKE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Electric Industries Ltd.
TICKER: 5802 CUSIP: J77411114
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 23
PROPOSAL #2.1: ELECT DIRECTOR INOUE, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HATO, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SHIRAYAMA, MASAKI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR HAYASHI, ISSUER YES FOR FOR
AKIRA
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR WATANABE, ISSUER YES FOR FOR
KATSUAKI
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Forestry Co. Ltd.
TICKER: 1911 CUSIP: J77454122
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Heavy Industries, Ltd.
TICKER: 6302 CUSIP: J77497113
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR NAKAMURA, YOSHINOBU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR BETSUKAWA, SHUNSUKE ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR NISHIMURA, SHINJI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TOMITA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TANAKA, TOSHIHARU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KOJIMA, EIJI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR IDE, MIKIO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR SHIMOMURA, SHINJI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR TAKAHASHI, SUSUMU ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR KOJIMA, HIDEO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR NAKAMURA, ISSUER YES FOR FOR
MASAICHI
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
KATO, TOMOYUKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Metal Mining Co. Ltd.
TICKER: 5713 CUSIP: J77712123
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR NAKAZATO, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KUBOTA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KUROKAWA, HARUMASA ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR NOZAKI, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR ASAHI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR USHIJIMA, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR TAIMATSU, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR NAKANO, KAZUHISA ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR INO, KAZUSHI ISSUER YES FOR FOR
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR YAMADA, ISSUER YES FOR FOR
YUICHI
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
MISHINA, KAZUHIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Mitsui Financial Group, Inc.
TICKER: 8316 CUSIP:�� J7771X109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 75
PROPOSAL #2: AMEND ARTICLES TO ABOLISH BOARD ISSUER YES FOR FOR
STRUCTURE WITH STATUTORY AUDITORS - ADOPT BOARD
STRUCTURE WITH THREE COMMITTEES - AMEND PROVISIONS ON
DIRECTOR TITLES - INDEMNIFY DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR MIYATA, KOICHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KUNIBE, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TAKASHIMA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR OGINO, KOZO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR OTA, JUN ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TANIZAKI, KATSUNORI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR YAKU, TOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TERAMOTO, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR MIKAMI, TORU ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR KUBO, TETSUYA ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR MATSUMOTO, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR ARTHUR M. MITCHELL ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR YAMAZAKI, SHOZO ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR KONO, MASAHARU ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR TSUTSUI, YOSHINOBU ISSUER YES FOR FOR
PROPOSAL #3.16: ELECT DIRECTOR SHIMBO, KATSUYOSHI ISSUER YES FOR FOR
PROPOSAL #3.17: ELECT DIRECTOR SAKURAI, ERIKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Mitsui Trust Holdings, Inc.
TICKER: 8309 CUSIP: J0752J108
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 65
PROPOSAL #2: AMEND ARTICLES TO ADOPT BOARD STRUCTURE ISSUER YES FOR FOR
WITH THREE COMMITTEES - AMEND PROVISIONS ON NUMBER OF
DIRECTORS - INDEMNIFY DIRECTORS - REFLECT CHANGES IN
LAW
PROPOSAL #3.1: ELECT DIRECTOR OKUBO, TETSUO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ARAUMI, JIRO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TAKAKURA, TORU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR HASHIMOTO, MASARU ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KITAMURA, KUNITARO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TSUNEKAGE, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR YAGI, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR MISAWA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR SHINOHARA, SOICHI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR SUZUKI, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR ARAKI, MIKIO ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR MATSUSHITA, ISAO ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR SAITO, SHINICHI ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR YOSHIDA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR KAWAMOTO, HIROKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Osaka Cement Co. Ltd.
TICKER: 5232 CUSIP: J77734101
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 5
PROPOSAL #2.1: ELECT DIRECTOR SEKINE, FUKUICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SUGA, YUSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MUKAI, KATSUJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YOSHITOMI, ISAO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YAMAMOTO, SHIGEMI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ONISHI, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SAIDA, KUNITARO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR WATANABE, AKIRA ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Real Estate Sales Co.
TICKER: 8870 CUSIP: J7786K100
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IWAI, SHIGETO ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR TANAKA, TOSHIKAZU ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ARAI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ASHIKAWA, KAZUO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MURAI, SHINICHIRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUZUKI, TETSUYA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ONDA, HARUO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ITO, KOJI ISSUER YES FOR FOR
PROPOSAL #2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
TSUTSUI, TOSHIHIDE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Realty & Development Co. Ltd.
TICKER: 8830 CUSIP: J77841112
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 13
PROPOSAL #2.1: ELECT DIRECTOR TAKASHIMA, JUNJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ONODERA, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NISHIMA, KOJUN ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKEMURA, NOBUAKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KOBAYASHI, MASATO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KATO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR AOKI, MASUMI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ODAI, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ITO, KOJI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TANAKA, TOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR YONEKURA, HIROMASA ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR ABE, SHOICHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KITAMURA, ISSUER YES FOR FOR
TADASHI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR UNO, ISSUER YES FOR FOR
KOZO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Rubber Industries Ltd.
TICKER: 5110 CUSIP: J77884112
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2: AMEND ARTICLES TO INDEMNIFY DIRECTORS - ISSUER YES FOR FOR
INDEMNIFY STATUTORY AUDITORS
PROPOSAL #3.1: ELECT DIRECTOR IKEDA, IKUJI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TANAKA, HIROAKI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR NISHI, MINORU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR ONGA, KENJI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR II, YASUTAKA ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR ISHIDA, HIROKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KURODA, YUTAKA ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR YAMAMOTO, SATORU ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR KOSAKA, KEIZO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR UCHIOKE, FUMIKIYO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR MURAKAMI, KENJI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun Art Retail Group Ltd.
TICKER: 6808 CUSIP: Y8184B109
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DESMOND MURRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT HE YI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT HUANG MING-TUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun Hung Kai Properties Ltd.
TICKER: 16 CUSIP: Y82594121
MEETING DATE: 11/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1a: ELECT KWOK KAI-WANG, CHRISTOPHER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1b: ELECT KWOK PING-LUEN, RAYMOND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1c: ELECT LEE SHAU-KEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1d: ELECT WONG CHIK-WING, MIKE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1e: ELECT YIP DICKY PETER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1f: ELECT WONG YUE-CHIM, RICHARD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1g: ELECT FUNG KWOK-LUN, WILLIAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1h: ELECT LEUNG NAI-PANG, NORMAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1i: ELECT LEUNG KUI-KING, DONALD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1j: ELECT KWAN CHEUK-YIN, WILLIAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun International Ltd
TICKER: SUI CUSIP: S8250P120
MEETING DATE: 11/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT KHATI MOKHOBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT NIGEL MORRISON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT CAROLINE HENRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT ZARINA BASSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT LEON CAMPHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT TUMI MAKGABO-FISKERSTRAND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: RE-ELECT NIGEL MATTHEWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
INCORPORATED AS AUDITORS OF THE COMPANY AND APPOINT
JOHAN POTGIETER AS THE DESIGNATED AUDITOR
PROPOSAL #4.1: RE-ELECT PETER BACON AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT ZARINA BASSA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: RE-ELECT LEON CAMPHER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.4: RE-ELECT GRAHAM ROSENTHAL AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun International Ltd
TICKER: SUI CUSIP: S8250P120
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT NORMAN BASTHDAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT ENRIQUE CIBIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT DR LULU GWAGWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT VALLI MOOSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: RE-ELECT GRAHAM ROSENTHAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
INCORPORATED AS AUDITORS OF THE COMPANY
PROPOSAL #4.1: RE-ELECT PETER BACON AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT ZARINA BASSA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: RE-ELECT LEON CAMPHER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.4: ELECT CAROLINE HENRY AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.5: RE-ELECT GRAHAM ROSENTHAL AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE FEES OF NON-EXECUTIVE CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FEES OF LEAD INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE FEES OF NON-EXECUTIVE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FEES OF NON-EXECUTIVE DIRECTORS ISSUER YES FOR FOR
PARTICIPATING IN STATUTORY AND BOARD COMMITTEES
PROPOSAL #6: APPROVE FEES OF NON-EXECUTIVE DIRECTORS ISSUER YES FOR FOR
FOR PARTICIPATING IN SPECIAL/UNSCHEDULED BOARD
MEETINGS AND AD HOC STRATEGIC PLANNING SESSIONS
PROPOSAL #7: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #8: ADOPT NEW MEMORANDUM OF INCORPORATION ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun Life Financial Inc.
TICKER: SLF CUSIP: 866796105
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM D. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEAN A. CONNOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHANIE L. COYLES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTIN J. G. GLYNN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. MARIANNE HARRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SARA GROOTWASSINK LEWIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
MCCORMICK
PROPOSAL #1.8: ELECT DIRECTOR SCOTT F. POWERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR REAL RAYMOND ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HUGH D. SEGAL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BARBARA G. STYMIEST ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR A. GREIG WOODRING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun Pharmaceutical Industries Ltd.
TICKER: SUNPHARMA CUSIP: Y8523Y158
MEETING DATE: 9/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT DILIP S. SHANGHVI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS LLP AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REELECT S. MOHANCHAND DADHA AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #7: REELECT KEKI MISTRY AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: REELECT ASHWIN DANIAS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: REELECT HASMUKH SHAH AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: REELECT REKHA SETHI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
DILIP S. SHANGHVI, MANAGING DIRECTOR
PROPOSAL #12: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
SUDHIR VALIA, EXECUTIVE DIRECTOR
PROPOSAL #13: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
SAILESH T. DESAI, EXECUTIVE DIRECTOR
PROPOSAL #14: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #15: APPROVE RECLASSIFICATION OF CERTAIN ISSUER YES FOR FOR
PROMOTER GROUP/ENTITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun Pharmaceutical Industries Ltd.
TICKER: 524715 CUSIP: Y8523Y158
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun TV Network Ltd
TICKER: 532733 CUSIP: Y8295N133
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDENDS AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT KAVERY KALANITHI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE S.R. BATLIBOI &ASSOCIATES LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun TV Network Ltd
TICKER: 532733 CUSIP: Y8295N133
MEETING DATE: 4/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF K. VIJAYKUMAR AS MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER
PROPOSAL #2: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF KALANITHI MARAN AS EXECUTIVE CHAIRMAN
PROPOSAL #3: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF KAVERY KALANITHI AS EXECUTIVE DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunac China Holdings Ltd.
TICKER: 1918 CUSIP: G8569A106
MEETING DATE: 8/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FRAMEWORK AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunac China Holdings Ltd.
TICKER: 1918 CUSIP: G8569A106
MEETING DATE: 11/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSCRIPTION AGREEMENT, THE ISSUER YES FOR FOR
SUBSCRIPTION, THE WHITEWASH WAIVER, AND RELATED
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunac China Holdings Ltd.
TICKER: 1918 CUSIP: G8569A106
MEETING DATE: 5/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A1: ELECT SUN HONGBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A2: ELECT WANG MENGDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A3: ELECT JING HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A4: ELECT TIAN QIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A5: ELECT HUANG SHUPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Suncor Energy Inc.
TICKER: SU CUSIP: 867224107
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICIA M. BEDIENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MEL E. BENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACYNTHE COTE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOMINIC D'ALESSANDRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN D. GASS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN R. HUFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MAUREEN MCCAW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL W. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EIRA M. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEVEN W. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL M. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Suncorp Group Ltd.
TICKER: SUN CUSIP: Q88040110
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO MICHAEL CAMERON, CHIEF EXECUTIVE OFFICER AND
MANAGING DIRECTOR OF THE COMPANY
PROPOSAL #3: ELECT SALLY HERMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE RENEWAL OF THE PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sundrug Co. Ltd.
TICKER: �� 9989 CUSIP: J78089109
MEETING DATE: 6/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 55
PROPOSAL #2: ELECT DIRECTOR TADA, TAKASHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunny Optical Technology Group Co., Ltd.
TICKER: 2382 CUSIP: G8586D109
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT SUN YANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT WANG WENJIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT ZHANG YUQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Suntec Real Estate Investment Trust
TICKER: T82U CUSIP: Y82954101
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT REPORT OF THE TRUSTEE, STATEMENT ISSUER YES FOR FOR
BY THE MANAGER, AUDITED FINANCIAL STATEMENTS AND
AUDITORS' REPORT
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE MANAGER TO FIX THEIR REMUNERATION
PROPOSAL #3: ELECT CHAN PEE TECK, PETER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT YU-FOO YEE SHOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHAN KONG LEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Suntory Beverage & Food Limited
TICKER: 2587 CUSIP: J78186103
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 39
PROPOSAL #2.1: ELECT DIRECTOR KOGO, SABURO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TSUJIMURA, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KURIHARA, NOBUHIRO ISSUER �� YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OKIZAKI, YUKIO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TORII, NOBUHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR INOUE, YUKARI ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES AGAINST AGAINST
MEMBER UCHIDA, HARUMICHI
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MASUYAMA, MIKA
PROPOSAL #4: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER AMITANI, MITSUHIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Super Group Ltd
TICKER: SPG CUSIP: S09130154
MEETING DATE: 11/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT JOHN NEWBURY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT DAVID ROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY WITH DWIGHT THOMPSON AS THE INDIVIDUAL
DESIGNATED AUDITOR
PROPOSAL #3.1: RE-ELECT DAVID ROSE AS MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT MARIAM CASSIM AS MEMBER OF ISSUER YES FOR FOR
THE GROUP AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT DR ENOS BANDA AS MEMBER OF ISSUER YES FOR FOR
THE GROUP AUDIT COMMITTEE
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Super Group Ltd
TICKER: SPG CUSIP: S09130154
MEETING DATE: 1/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #2: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Surgutneftegaz
TICKER: SNGS CUSIP: 868861204
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: AMEND REGULATIONS ON AUDIT COMMISSION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #7.1: ELECT ALEKSANDR AGARYOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.2: ELECT VLADIMIR BOGDANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.3: ELECT ALEKSANDR BULANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.4: ELECT IVAN DINICHENKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.5: ELECT VLADIMIR EROKHIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.6: ELECT VIKTOR KRIVOSHEEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.7: ELECT NIKOLAY MATVEEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.8: ELECT VLADIMIR RARITSKY AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.9: ELECT ILDUS USMANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.10: ELECT VLADIMIR SHASHKOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #8.1: ELECT TAISIYA KLINOVSKAYA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.2: ELECT VALENTINA MUSIKHINA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.3: ELECT TAMARA OLEYNIK AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #9: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
LIABILITY INSURANCE FOR DIRECTORS AND OFFICIALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Suruga Bank Ltd.
TICKER: 8358 CUSIP: J78400108
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OKANO, MITSUYOSHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YONEYAMA, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHIRAI, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MOCHIZUKI, KAZUYA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OKAZAKI, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YAGI, TAKESHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARIKUNI, MICHIO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR YANAGISAWA, NOBUAKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NARUKE, MAKOTO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANDO, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR OISHI, KANOKO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Suzano Papel e Celulose S.A.
TICKER: SUZB5 CUSIP: P88205235
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ERALDO SOARES PECANHA AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND KURT JANOS TOTH AS ALTERNATE
APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Suzuken Co Ltd
TICKER: 9987 CUSIP: J78454105
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
INDEMNIFY DIRECTORS - CLARIFY PROVISIONS ON
ALTERNATE STATUTORY AUDITORS - INDEMNIFY STATUTORY
PROPOSAL #2.1: ELECT DIRECTOR BESSHO, YOSHIKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MIYATA, HIROMI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ASANO, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SAITO, MASAO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR IZAWA, YOSHIMICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAMURA, HISASHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR UEDA, KEISUKE ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR IWATANI, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR USUI, YASUNORI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR TAKEDA, ISSUER YES FOR FOR
NORIYUKI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
TAKAHASHI, MASAHIKO
PROPOSAL #5: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Suzuki Motor Corp.
TICKER: 7269 CUSIP: J78529138
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 27
PROPOSAL #2: AMEND ARTICLES TO AMEND PROVISIONS ON ISSUER YES FOR FOR
NUMBER OF DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR SUZUKI, OSAMU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR HARAYAMA, YASUHITO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR SUZUKI, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR NAGAO, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR MATSURA, HIROAKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR HONDA, OSAMU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR IGUCHI, MASAKAZU ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TANINO, SAKUTARO ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE COMPENSATION CEILINGS FOR ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
PROPOSAL #6: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Svenska Cellulosa AB (SCA)
TICKER: SCA B CUSIP: W90152120
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #8a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 6 PER SHARE; APPROVE DISTRIBUTION OF
SHARES IN SCA HYGIENE
PROPOSAL #8c: APPROVE RECORD DATE FOR DIVIDEND ISSUER YES FOR FOR
PAYMENT
PROPOSAL #8d: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #9: DETERMINE NUMBER OF DIRECTORS (10) AND ISSUER YES FOR FOR
DEPUTY DIRECTORS (0) OF BOARD
PROPOSAL #10: DETERMINE NUMBER OF AUDITORS (1) AND ISSUER YES FOR FOR
DEPUTY AUDITORS (0)
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 2.1 MILLION FOR CHAIRMAN AND SEK
700,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #12a: REELECT PAR BOMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12b: REELECT EWA BJORLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12c: REELECT MAIJA-LIISA FRIMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12d: REELECT ANNEMARIE GARDSHOL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12e: REELECT MAGNUS GROTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12f: REELECT JOHAN MALMQUIST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12g: REELECT BERT NORDBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12h: REELECT LOUISE SVANBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12i: REELECT BARBARA MILIAN THORALFSSON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12j: ELECT LARS REBIEN SORENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT PAR BOMAN AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #14: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15a: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF FOUR OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE PRIOR
THE EXTRAORDINARY GENERAL MEETING
PROPOSAL #15b: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF FOUR OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE PRIOR
THE NEXT ANNUAL GENERAL MEETING (2018)
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17: CHANGE LOCATION OF REGISTERED ISSUER YES FOR FOR
OFFICE/HEADQUARTERS
PROPOSAL #18a: APPROVE SEK 9.23 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION
PROPOSAL #18b: APPROVE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
SEK 9.23 MILLION FOR BONUS ISSUE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Svenska Cellulosa AB (SCA)
TICKER: SCA B CUSIP: W90152120
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: DETERMINE NUMBER OF MEMBERS (9) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF SEK 1.8 MILLION TO CHAIR AND SEK 600,000
TO OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK
PROPOSAL #8a: ELECT CHARLOTTE BENGTSSON AS NEW ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8b: ELECT LENNART EVRELL AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8c: ELECT ULF LARSSON AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8d: ELECT MARTIN LINDQVIST AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8e: ELECT LOTTA LYRA AS NEW DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Svenska Handelsbanken AB
TICKER: SHB A CUSIP: W9112U104
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #8: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 5.00 PER SHARE
PROPOSAL #10: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 120 ISSUER YES FOR FOR
MILLION SHARES AND REISSUANCE OF REPURCHASED SHARES
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 2 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL FOR THE BANK'S TRADING BOOK
PROPOSAL #13: APPROVE ISSUANCE OF CONVERTIBLE CAPITAL ISSUER YES FOR FOR
INSTRUMENTS CORRESPONDING TO A MAXIMUM OF 180
MILLION SHARES
PROPOSAL #14: DETERMINE NUMBER OF DIRECTORS (11) ISSUER YES FOR FOR
PROPOSAL #15: DETERMINE NUMBER OF AUDITORS (2) ISSUER YES FOR FOR
PROPOSAL #16a: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 3.15 MILLION FOR CHAIRMAN, SEK
900,000 FOR VICE CHAIRMEN, AND SEK 640,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK;
APPROVE REMUNERATION OF AUDITORS
PROPOSAL #16b: REDUCE REMUNERATION OF DIRECTORS WITH SHAREHOLDER NO N/A N/A
TEN PERCENT (SEK 2.84 MILLION FOR CHAIRMAN, SEK
810,000 FOR VICE CHAIRMEN AND SEK 576,000 FOR OTHER
DIRECTORS)
PROPOSAL #17a: REELECT KARIN APELMAN DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17b: REELECT JON FREDRIK BAKSAAS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17c: REELECT PAR BOMAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #17d: REELECT KERSTIN HESSIUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17e: REELECT OLE JOHANSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17f: REELECT LISE KAAE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17g: REELECT FREDRIK LUNDBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17h: REELECT BENTE RATHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17i: REELECT CHARLOTTE SKOGAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17j: ELECT ANDERS BOUVIN AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17k: ELECT JAN-ERIK HOOG AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REELECT PAR BOMAN AS BOARD CHAIRMAN ISSUER YES AGAINST AGAINST
PROPOSAL #19: RATIFY ERNST & YOUNG AND ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AS AUDITORS
PROPOSAL #20: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #21: APPROVE PROPOSAL CONCERNING THE ISSUER YES FOR FOR
APPOINTMENT OF AUDITORS IN FOUNDATIONS WITHOUT OWN
MANAGEMENT
PROPOSAL #22a: ADOPT A VISION FOR ABSOLUTE GENDER SHAREHOLDER YES AGAINST N/A
EQUALITY ON ALL LEVELS WITHIN THE COMPANY
PROPOSAL #22b: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING GENDER AND ETHNICITY
DIVERSIFICATION WITHIN THE COMPANY
PROPOSAL #22c: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 22A TO BE REPORTED TO THE AGM
PROPOSAL #22d: REQUEST BOARD TO TAKE NECESSARY ACTION SHAREHOLDER YES AGAINST N/A
TO CREATE A SHAREHOLDERS' ASSOCIATION
PROPOSAL #22e: PROHIBIT DIRECTORS FROM BEING ABLE TO SHAREHOLDER YES AGAINST N/A
INVOICE DIRECTOR'S FEES VIA SWEDISH AND FOREIGN LEGAL
ENTITIES
PROPOSAL #22f: INSTRUCT THE NOMINATION COMMITTEE TO SHAREHOLDER YES AGAINST N/A
PAY EXTRA ATTENTION TO QUESTIONS CONCERNING ETHICS,
GENDER, AND ETHNICITY
PROPOSAL #22g: INSTRUCT THE BOARD TO PREPARE A SHAREHOLDER YES AGAINST N/A
PROPOSAL FOR THE REPRESENTATION OF SMALL- AND
MIDSIZED SHAREHOLDERS IN THE BOARD AND NOMINATION
PROPOSAL #22h: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
APPROPRIATE AUTHORITY TO BRING ABOUT A CHANGED
REGULATION IN THE AREA RELATING TO ITEM 22E
PROPOSAL #22i: REQUEST BOARD TO MAKE AN ASSESSMENT OF SHAREHOLDER YES FOR N/A
THE CONSEQUENCES OF AN ABOLITION OF VOTING POWER
DIFFERENCES IN THE COMPANY
PROPOSAL #22j: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT LEGISLATION ON THE ABOLITION OF
VOTING POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY
COMPANIES
PROPOSAL #22k: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT LEGISLATION RELATING TO ITEM 23:
FORMER POLITICIANS ON THE BOARD OF DIRECTORS
PROPOSAL #23: AMEND ARTICLES RE: FORMER POLITICIANS SHAREHOLDER YES AGAINST N/A
ON THE BOARD OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Svenska Handelsbanken AB
TICKER: SHB A CUSIP: W9112U112
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #8: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 5.00 PER SHARE
PROPOSAL #10: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 120 ISSUER YES FOR FOR
MILLION SHARES AND REISSUANCE OF REPURCHASED SHARES
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 2 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL FOR THE BANK'S TRADING BOOK
PROPOSAL #13: APPROVE ISSUANCE OF CONVERTIBLE CAPITAL ISSUER YES FOR FOR
INSTRUMENTS CORRESPONDING TO A MAXIMUM OF 180
MILLION SHARES
PROPOSAL #14: DETERMINE NUMBER OF DIRECTORS (11) ISSUER YES FOR FOR
PROPOSAL #15: DETERMINE NUMBER OF AUDITORS (2) ISSUER YES FOR FOR
PROPOSAL #16a: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 3.15 MILLION FOR CHAIRMAN, SEK
900,000 FOR VICE CHAIRMEN, AND SEK 640,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK;
APPROVE REMUNERATION OF AUDITORS
PROPOSAL #16b: REDUCE REMUNERATION OF DIRECTORS WITH SHAREHOLDER NO N/A N/A
TEN PERCENT (SEK 2.84 MILLION FOR CHAIRMAN, SEK
810,000 FOR VICE CHAIRMEN AND SEK 576,000 FOR OTHER
DIRECTORS)
PROPOSAL #17a: REELECT KARIN APELMAN DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17b: REELECT JON FREDRIK BAKSAAS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17c: REELECT PAR BOMAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #17d: REELECT KERSTIN HESSIUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17e: REELECT OLE JOHANSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17f: REELECT LISE KAAE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17g: REELECT FREDRIK LUNDBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17h: REELECT BENTE RATHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17i: REELECT CHARLOTTE SKOGAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17j: ELECT ANDERS BOUVIN AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17k: ELECT JAN-ERIK HOOG AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REELECT PAR BOMAN AS BOARD CHAIRMAN ISSUER YES AGAINST AGAINST
PROPOSAL #19: RATIFY ERNST & YOUNG AND ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AS AUDITORS
PROPOSAL #20: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #21: APPROVE PROPOSAL CONCERNING THE ISSUER YES FOR FOR
APPOINTMENT OF AUDITORS IN FOUNDATIONS WITHOUT OWN
MANAGEMENT
PROPOSAL #22a: ADOPT A VISION FOR ABSOLUTE GENDER SHAREHOLDER YES AGAINST N/A
EQUALITY ON ALL LEVELS WITHIN THE COMPANY
PROPOSAL #22b: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING GENDER AND ETHNICITY
DIVERSIFICATION WITHIN THE COMPANY
PROPOSAL #22c: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 22A TO BE REPORTED TO THE AGM
PROPOSAL #22d: REQUEST BOARD TO TAKE NECESSARY ACTION SHAREHOLDER YES AGAINST N/A
TO CREATE A SHAREHOLDERS' ASSOCIATION
PROPOSAL #22e: PROHIBIT DIRECTORS FROM BEING ABLE TO SHAREHOLDER YES AGAINST N/A
INVOICE DIRECTOR'S FEES VIA SWEDISH AND FOREIGN LEGAL
ENTITIES
PROPOSAL #22f: INSTRUCT THE NOMINATION COMMITTEE TO SHAREHOLDER YES AGAINST N/A
PAY EXTRA ATTENTION TO QUESTIONS CONCERNING ETHICS,
GENDER, AND ETHNICITY
PROPOSAL #22g: INSTRUCT THE BOARD TO PREPARE A SHAREHOLDER YES AGAINST N/A
PROPOSAL FOR THE REPRESENTATION OF SMALL- AND
MIDSIZED SHAREHOLDERS IN THE BOARD AND NOMINATION
PROPOSAL #22h: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
APPROPRIATE AUTHORITY TO BRING ABOUT A CHANGED
REGULATION IN THE AREA RELATING TO ITEM 22E
PROPOSAL #22i: REQUEST BOARD TO MAKE AN ASSESSMENT OF SHAREHOLDER YES FOR N/A
THE CONSEQUENCES OF AN ABOLITION OF VOTING POWER
DIFFERENCES IN THE COMPANY
PROPOSAL #22j: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT LEGISLATION ON THE ABOLITION OF
VOTING POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY
COMPANIES
PROPOSAL #22k: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT LEGISLATION RELATING TO ITEM 23:
FORMER POLITICIANS ON THE BOARD OF DIRECTORS
PROPOSAL #23: AMEND ARTICLES RE: FORMER POLITICIANS SHAREHOLDER YES AGAINST N/A
ON THE BOARD OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swatch Group AG
TICKER: UHR CUSIP: H83949133
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 1.35 PER REGISTERED SHARE AND CHF
6.75 PER BEARER SHARES
PROPOSAL #4.1.1: APPROVE FIXED REMUNERATION OF NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS IN THE AMOUNT OF CHF 1 MILLION
PROPOSAL #4.1.2: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE DIRECTORS IN THE AMOUNT OF CHF 2.6 MILLION
PROPOSAL #4.2: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 6.0 MILLION
PROPOSAL #4.3: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE DIRECTORS IN THE AMOUNT OF CHF 6.5 MILLION
PROPOSAL #4.4: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 18.1 MILLION
PROPOSAL #5.1: ELECT NAYLA HAYEK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: ELECT ERNST TANNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT DANIELA AESCHLIMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT GEORGES N. HAYEK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.5: ELECT CLAUDE NICOLLIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT JEAN-PIERRE ROTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT NAYLA HAYEK AS BOARD CHAIRMAN ISSUER YES AGAINST AGAINST
PROPOSAL #6.1: APPOINT NAYLA HAYEK AS MEMBER OF THE ISSUER YES AGAINST AGAINST
COMPENSATION COMMITTEE
PROPOSAL #6.2: APPOINT ERNST TANNER AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6.3: APPOINT DANIELA AESCHLIMANN AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #6.4: APPOINT GEORGES N. HAYEK AS MEMBER OF ISSUER YES AGAINST AGAINST
THE COMPENSATION COMMITTEE
PROPOSAL #6.5: APPOINT CLAUDE NICOLLIER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.6: APPOINT JEAN-PIERRE ROTH AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #7: DESIGNATE BERNHARD LEHMANN AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS LTD AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swatch Group AG
TICKER: UHR CUSIP: H83949141
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS OF CHF 1.35 PER REGISTERED SHARE AND CHF
6.75 PER BEARER SHARES
PROPOSAL #4.1.1: APPROVE FIXED REMUNERATION OF NON- ISSUER NO N/A N/A
EXECUTIVE DIRECTORS IN THE AMOUNT OF CHF 1 MILLION
PROPOSAL #4.1.2: APPROVE FIXED REMUNERATION OF ISSUER NO N/A N/A
EXECUTIVE DIRECTORS IN THE AMOUNT OF CHF 2.6 MILLION
PROPOSAL #4.2: APPROVE FIXED REMUNERATION OF ISSUER NO N/A N/A
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 6.0 MILLION
PROPOSAL #4.3: APPROVE VARIABLE REMUNERATION OF ISSUER NO N/A N/A
EXECUTIVE DIRECTORS IN THE AMOUNT OF CHF 6.5 MILLION
PROPOSAL #4.4: APPROVE VARIABLE REMUNERATION OF ISSUER NO N/A N/A
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 18.1 MILLION
PROPOSAL #5.1: ELECT NAYLA HAYEK AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.2: ELECT ERNST TANNER AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.3: ELECT DANIELA AESCHLIMANN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.4: ELECT GEORGES N. HAYEK AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.5: ELECT CLAUDE NICOLLIER AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.6: ELECT JEAN-PIERRE ROTH AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.7: ELECT NAYLA HAYEK AS BOARD CHAIRMAN ISSUER NO N/A N/A
PROPOSAL #6.1: APPOINT NAYLA HAYEK AS MEMBER OF THE ISSUER NO N/A N/A
COMPENSATION COMMITTEE
PROPOSAL #6.2: APPOINT ERNST TANNER AS MEMBER OF THE ISSUER NO N/A N/A
COMPENSATION COMMITTEE
PROPOSAL #6.3: APPOINT DANIELA AESCHLIMANN AS MEMBER ISSUER NO N/A N/A
OF THE COMPENSATION COMMITTEE
PROPOSAL #6.4: APPOINT GEORGES N. HAYEK AS MEMBER OF ISSUER NO N/A N/A
THE COMPENSATION COMMITTEE
PROPOSAL #6.5: APPOINT CLAUDE NICOLLIER AS MEMBER OF ISSUER NO N/A N/A
THE COMPENSATION COMMITTEE
PROPOSAL #6.6: APPOINT JEAN-PIERRE ROTH AS MEMBER OF ISSUER NO N/A N/A
THE COMPENSATION COMMITTEE
PROPOSAL #7: DESIGNATE BERNHARD LEHMANN AS ISSUER NO N/A N/A
INDEPENDENT PROXY
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS LTD AS ISSUER NO N/A N/A
AUDITORS
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swedbank AB
TICKER: SWED A CUSIP: W9423X102
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #8: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 13.20 PER SHARE
PROPOSAL #10a: APPROVE DISCHARGE OF MICHAEL WOLF ISSUER YES FOR FOR
PROPOSAL #10b: APPROVE DISCHARGE OF ANDERS SUNDSTROM ISSUER YES FOR FOR
PROPOSAL #10c: APPROVE DISCHARGE OF ANDERS IGEL ISSUER YES FOR FOR
PROPOSAL #10d: APPROVE DISCHARGE OF MAJ-CHARLOTTE ISSUER YES FOR FOR
WALLIN
PROPOSAL #10e: APPROVE DISCHARGE OF LARS IDERMARK ISSUER YES FOR FOR
PROPOSAL #10f: APPROVE DISCHARGE OF ULRIKA FRANCKE ISSUER YES FOR FOR
PROPOSAL #10g: APPROVE DISCHARGE OF GORAN HEDMAN ISSUER YES FOR FOR
PROPOSAL #10h: APPROVE DISCHARGE OF PIA RUDENGREN ISSUER YES FOR FOR
PROPOSAL #10i: APPROVE DISCHARGE OF KARL-HENRIK ISSUER YES FOR FOR
SUNDSTROM
PROPOSAL #10j: APPROVE DISCHARGE OF SIV SVENSSON ISSUER YES FOR FOR
PROPOSAL #10k: APPROVE DISCHARGE OF BODIL ERIKSSON ISSUER YES FOR FOR
PROPOSAL #10l: APPROVE DISCHARGE OF PETER NORMAN ISSUER YES FOR FOR
PROPOSAL #10m: APPROVE DISCHARGE OF BIRGITTE BONNESEN ISSUER YES FOR FOR
PROPOSAL #10n: APPROVE DISCHARGE OF CAMILLA LINDER ISSUER YES FOR FOR
PROPOSAL #10o: APPROVE DISCHARGE OF ROGER LJUNG ISSUER YES FOR FOR
PROPOSAL #10p: APPROVE DISCHARGE OF INGRID FRIBERG ISSUER YES FOR FOR
PROPOSAL #10q: APPROVE DISCHARGE OF KARIN SANDSTROM ISSUER YES FOR FOR
PROPOSAL #11: DETERMINE NUMBER OF DIRECTORS (9) AND ISSUER YES FOR FOR
DEPUTY DIRECTORS (0)
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 2.46 MILLION FOR CHAIRMAN, SEK
825,000 FOR VICE CHAIRMAN AND SEK 550,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK;
APPROVE REMUNERATION OF AUDITORS
PROPOSAL #13a: ELECT MATS GRANRYD AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13b: ELECT BO JOHANSSON AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13c: ELECT ANNIKA POUTIAINEN AS NEW ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13d: ELECT MAGNUS UGGLA AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13e: REELECT LARS IDERMARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13f: REELECT ULRIKA FRANCKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13g: REELECT SIV SVENSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13h: REELECT BODIL ERIKSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13i: REELECT PETER NORMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT LARS IDERMARK AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF FIVE OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17: AUTHORIZE REPURCHASE AUTHORIZATION FOR ISSUER YES FOR FOR
TRADING IN OWN SHARES
PROPOSAL #18: AUTHORIZE GENERAL SHARE REPURCHASE ISSUER YES FOR FOR
PROGRAM
PROPOSAL #19: APPROVE ISSUANCE OF CONVERTIBLES ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #20a: APPROVE COMMON DEFERRED SHARE BONUS ISSUER YES FOR FOR
PLAN (EKEN 2017)
PROPOSAL #20b: APPROVE DEFERRED SHARE BONUS PLAN FOR ISSUER YES FOR FOR
KEY EMPLOYEES (IP 2016)
PROPOSAL #20c: APPROVE EQUITY PLAN FINANCING TO ISSUER YES FOR FOR
PARTICIPANTS OF 2017 AND PREVIOUS PROGRAMS
PROPOSAL #21: IMPLEMENT LEAN CONCEPT SHAREHOLDER YES AGAINST N/A
PROPOSAL #22a: ADOPT A VISION FOR ABSOLUTE GENDER SHAREHOLDER YES AGAINST N/A
EQUALITY ON ALL LEVELS WITHIN THE COMPANY
PROPOSAL #22b: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING GENDER AND ETHNICITY
DIVERSIFICATION WITHIN THE COMPANY
PROPOSAL #22c: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 22A AND 22B TO BE ANNUALLY
PUBLISHED
PROPOSAL #22d: REQUEST BOARD TO TAKE NECESSARY ACTION SHAREHOLDER YES AGAINST N/A
TO CREATE A SHAREHOLDERS' ASSOCIATION
PROPOSAL #22e: PROHIBIT DIRECTORS FROM BEING ABLE TO SHAREHOLDER YES AGAINST N/A
INVOICE DIRECTOR'S FEES VIA SWEDISH AND FOREIGN LEGAL
ENTITIES
PROPOSAL #22f: AMEND ARTICLES RE: FORMER POLITICIANS SHAREHOLDER YES AGAINST N/A
ON THE BOARD OF DIRECTORS
PROPOSAL #22g: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT TO DRAW ATTENTION TO THE NEED FOR
INTRODUCING A "COOLING-OFF PERIOD"
PROPOSAL #22h: INSTRUCT THE BOARD TO PREPARE A SHAREHOLDER YES AGAINST N/A
PROPOSAL FOR THE REPRESENTATION OF SMALL- AND
MIDSIZED SHAREHOLDERS IN THE BOARD AND NOMINATION
PROPOSAL #22i: INSTRUCT THE BOARD TO PERFORM AN SHAREHOLDER YES AGAINST N/A
INVESTIGATION OF TO WHAT EXTENT THE COMPANY HAS
PARTICIPATED IN TAX EVASION (I.E. THE PANAMA
DOCUMENTS) AND HOW THE INTERNAL AND EXTERNAL CONTROL
HAS FAILED REGARDING THIS MATTER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swedish Match Ab
TICKER: SWMA CUSIP: W92277115
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING; ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EXTRAORDINARY DIVIDENDS OF SEK ISSUER YES FOR FOR
9.50 PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swedish Match AB
TICKER: SWMA CUSIP: W92277115
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING; ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 16 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: DETERMINE NUMBER OF MEMBERS (7) AND ISSUER YES FOR FOR
DEPUTY MEMBERS OF BOARD
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.84 MILLION TO CHAIR, SEK 870,000
TO VICE CHAIR AND SEK 735,000 TO OTHER DIRECTORS;
APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #12: REELECT CHARLES BLIXT, ANDREW CRIPPS ISSUER YES FOR FOR
(VICE CHAIR), JACQUELINE HOOGERBRUGGE, CONNY
KARLSSON(CHAIR), WENCHE ROLFSEN AND JOAKIM WESTH AS
DIRECTORS; ELECT PAULINE LINDWALL AS NEW DIRECTOR
PROPOSAL #13: DETERMINE NUMBER OF AUDITORS (1) AND ISSUER YES FOR FOR
DEPUTY AUDITORS (0)
PROPOSAL #14: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17: APPROVE SEK 16.5 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION; APPROVE SEK
16.5 MILLION BONUS ISSUANCE
PROPOSAL #18: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #19: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #20: APPROVE ISSUANCE OF SHARES WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swire Pacific Limited
TICKER: 19 CUSIP: Y83310105
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT I K L CHU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT M CUBBON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT T G FRESHWATER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT C LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT P K ETCHELLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swire Properties Ltd.
TICKER: 1972 CUSIP: Y83191109
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT JOHN ROBERT SLOSAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT LIM SIANG KEAT RAYMOND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1c: ELECT LOW MEI SHUEN MICHELLE AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #1d: ELECT CHENG LILY KA LAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT WU MAY YIHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swiss Life Holding
TICKER: SLHN CUSIP: H8404J162
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE DIVIDENDS OF CHF 11.00 PER ISSUER YES FOR FOR
SHARE FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #3: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE FIXED REMUNERATION OF BOARD OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 3.2 MILLION
PROPOSAL #4.2: APPROVE SHORT-TERM VARIABLE ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF
CHF 4.4 MILLION
PROPOSAL #4.3: APPROVE MAXIMUM FIXED REMUNERATION AND ISSUER YES FOR FOR
LONG-TERM VARIABLE REMUNERATION OF EXECUTIVE
COMMITTEE IN THE AMOUNT OF CHF 13.8 MILLION
PROPOSAL #5.1: REELECT ROLF DOERIG AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #5.2: REELECT GEROLD BUEHRER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: REELECT ADRIENNE FUMAGALLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: REELECT UELI DIETIKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: REELECT DAMIR FILIPOVIC AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: REELECT FRANK KEUPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: REELECT HENRY PETER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: REELECT FRANK SCHNEWLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.9: REELECT FRANZISKA SAUBER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.10: REELECT KLAUS TSCHUETSCHER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.11: ELECT STEFAN LOACKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.12: APPOINT HENRY PETER AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #5.13: APPOINT FRANK SCHNEWLIN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.14: APPOINT FRANZISKA SAUBER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6: DESIGNATE ANDREAS ZUERCHER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #8: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swiss Prime Site AG
TICKER: SPSN CUSIP: H8403W107
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIVIDENDS OF CHF 3.70 PER SHARE ISSUER YES FOR FOR
FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #6.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS FOR 2017 FISCAL YEAR IN THE AMOUNT OF
CHF 1.6 MILLION
PROPOSAL #6.2: APPROVE MAXIMUM FIXED AND VARIABLE ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE FOR 2017 FISCAL
YEAR IN THE AMOUNT OF CHF 8.3 MILLION
PROPOSAL #7.1.1: REELECT ELISABETH BOURQUI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.1.2: REELECT CHRISTOPHER CHAMBERS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.1.3: REELECT MARKUS GRAF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1.4: REELECT RUDOLF HUBER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1.5: REELECT MARIO SERIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1.6: REELECT KLAUS WECKEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1.7: REELECT HANS PETER WEHRLI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: REELECT HANS PETER WEHRLI AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #7.3.1: APPOINT ELISABETH BOURQUI AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #7.3.2: APPOINT CHRISTOPHER CHAMBERS AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #7.3.3: APPOINT MARIO SERIS AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #7.4: DESIGNATE PAUL WIESLI AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #7.5: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swiss Reinsurance (Schweizerische Rueckversicherungs)
TICKER: SREN CUSIP: H8431B109
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #1.2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 4.85 PER SHARE
PROPOSAL #3: APPROVE VARIABLE SHORT-TERM REMUNERATION ISSUER YES FOR FOR
OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 18.3
MILLION
PROPOSAL #4: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5.1a: REELECT WALTER KIELHOLZ AS DIRECTOR ISSUER YES FOR FOR
AND BOARD CHAIRMAN
PROPOSAL #5.1b: REELECT RAYMOND CH'IEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1c: REELECT RENATO FASSBIND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1d: REELECT MARY FRANCIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1e: REELECT RAJNA BRANDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1f: REELECT ROBERT HENRIKSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1g: REELECT TREVOR MANUEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1h: REELECT PHILIP RYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1i: REELECT PAUL TUCKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1j: REELECT SUSAN WAGNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1k: ELECT JAY RALPH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1l: ELECT JOERG REINHARDT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1m: ELECT JACQUES DE VAUCLEROY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2a: APPOINT RAYMOND CH'IEN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.2b: APPOINT RENATO FASSBIND AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.2c: APPOINT ROBERT HENRIKSON AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.2d: APPOINT JOERG REINHARDT AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.3: DESIGNATE PROXY VOTING SERVICES GMBH ISSUER YES FOR FOR
AS INDEPENDENT PROXY
PROPOSAL #5.4: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 9.9 MILLION
PROPOSAL #6.2: APPROVE MAXIMUM FIXED AND VARIABLE ISSUER YES FOR FOR
LONG-TERM REMUNERATION OF EXECUTIVE COMMITTEE IN THE
AMOUNT OF CHF 34 MILLION
PROPOSAL #7: APPROVE CHF 1.1 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES
PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO CHF 1 ISSUER YES FOR FOR
BILLION OF ISSUED SHARE CAPITAL
PROPOSAL #9.1: APPROVE RENEWAL OF CHF 8.5 MILLION ISSUER YES FOR FOR
POOL OF AUTHORIZED SHARE CAPITAL WITH PARTIAL
EXCLUSION OF PREEMPTIVE RIGHTS
PROPOSAL #9.2: AMEND ARTICLES RE: EXCLUSION OF ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #10: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swisscom AG
TICKER: SCMN CUSIP: H8398N104
MEETING DATE: 4/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 22 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: REELECT ROLAND ABT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: REELECT VALERIE BERSET BIRCHER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: REELECT ALAIN CARRUPT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: REELECT FRANK ESSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: REELECT BARBARA FREI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: REELECT CATHERINE MUEHLEMANN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.7: REELECT THEOPHIL SCHLATTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: REELECT HANSUELI LOOSLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.9: REELECT HANSUELI LOOSLI AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #5.1: APPOINT FRANK ESSER AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #5.2: APPOINT BARBARA FREI AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #5.3: APPOINT HANSUELI LOOSLI AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.4: APPOINT THEOPHIL SCHLATTER AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #5.5: APPOINT RENZO SIMONI AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 2.5 MILLION
PROPOSAL #6.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 9.7 MILLION
PROPOSAL #7: DESIGNATE REBER RECHTSANWAELTE AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #8: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sydney Airport
TICKER: SYD CUSIP: Q8808P103
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT STEPHEN WARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ANN SHERRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TERMINATION OF BENEFITS TO ISSUER YES FOR FOR
KERRIE MATHER
PROPOSAL #5: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #1: ELECT PATRICK GOURLEY AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Symrise AG
TICKER: SY1 CUSIP: D827A1108
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.85 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY ERNST & YOUNG AS AUDITORS FOR ISSUER YES FOR FOR
FISCAL 2017
PROPOSAL #6: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 1.5 BILLION; APPROVE CREATION OF EUR 20 MILLION
POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Syngenta AG
TICKER: SYNN CUSIP: H84140112
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT (NON- ISSUER YES FOR FOR
BINDING)
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5.1: REELECT GUNNAR BROCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: REELECT MICHEL DEMARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: REELECT EVELINE SAUPPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: REELECT JUERG WITMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT JIANXIN REN AS DIRECTOR AND AS ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #5.6: ELECT HONGBO CHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT OLIVIER DE CLERMONT-TONNERRE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.8: ELECT DIETER GERICKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: REELECT JUERG WITMER AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6.2: ELECT OLIVIER DE CLERMONT-TONNERRE AS ISSUER YES AGAINST AGAINST
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #6.3: ELECT DIETER GERICKE AS MEMBER OF THE ISSUER YES AGAINST AGAINST
COMPENSATION COMMITTEE
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF CHF 4.5 MILLION
PROPOSAL #8: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 41 MILLION
PROPOSAL #9: DESIGNATE LUKAS HANDSCHIN AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #10: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synnex Technology International Corp.
TICKER: 2347 CUSIP: Y8344J109
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synthos SA
TICKER: SNS CUSIP: X9803F100
MEETING DATE: 9/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE TRANSFER FROM SUPPLEMENTARY SHAREHOLDER YES AGAINST N/A
CAPITAL FOR DIVIDEND DISTRIBUTON
PROPOSAL #4.2: AMEND STATUTE RE: ADVANCE DIVIDEND SHAREHOLDER YES AGAINST N/A
PAYMENT
PROPOSAL #4.3: AUTHORIZE BOARD TO APPROVE SHAREHOLDER YES AGAINST N/A
CONSOLIDATED TEXT OF STATUTE
PROPOSAL #4.4: APPROVE DECISION ON COVERING COSTS OF SHAREHOLDER YES AGAINST N/A
CONVOCATION OF GENERAL MEETING OF SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synthos SA
TICKER: SNS CUSIP: X9803F100
MEETING DATE: 5/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING; ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS AND FINANCIAL STATEMENT
PROPOSAL #5.2: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS AND CONSOLIDATED FINANCIAL
STATEMENTS
PROPOSAL #5.3.1: APPROVE DISCHARGE OF ZBIGNIEW WARMUZ ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #5.3.2: APPROVE DISCHARGE OF TOMASZ PIEC ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #5.3.3: APPROVE DISCHARGE OF ZBIGNIEW LANGE ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #5.3.4: APPROVE DISCHARGE OF JAROSLAW ROGOZA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #5.3.5: APPROVE DISCHARGE OF TOMASZ KALWAT ISSUER YES FOR FOR
(CEO)
PROPOSAL #5.4.1: APPROVE DISCHARGE OF JAROSLAW ISSUER YES FOR FOR
GRODZKI (SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #5.4.2: APPROVE DISCHARGE OF ROBERT OSKARD ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.4.3: APPROVE DISCHARGE OF GRZEGORZ ISSUER YES FOR FOR
MIRONSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #5.4.4: APPROVE DISCHARGE OF WOJCIECH ISSUER YES FOR FOR
CIESIELSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #5.4.5: APPROVE DISCHARGE OF MARIUSZ GROMEK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.4.6: APPROVE DISCHARGE OF KRZYSZTOF ISSUER YES FOR FOR
KWAPISZ (SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #5.5.1: APPROVE CHANGE OF PURPOSE OF RESERVE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5.5.2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5.5.3: APPROVE DIVIDENDS OF PLN 0.53 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #5.5.4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #5.6.1: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #5.6.2: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #5.6.3: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #5.6.4: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #5.6.5: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #5.7: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sysmex Corp
TICKER: 6869 CUSIP: J7864H102
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR IETSUGU, HISASHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NAKAJIMA, YUKIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ASANO, KAORU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TACHIBANA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OBE, KAZUYA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR WATANABE, MITSURU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YAMAMOTO, JUNZO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NISHIURA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TAKAHASHI, MASAYO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: T&D HOLDINGS INC.
TICKER: 8795 CUSIP: J86796109
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17.5
PROPOSAL #2.1: ELECT DIRECTOR KIDA, TETSUHIRO ISSUER �� YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR UEHARA, HIROHISA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YOKOYAMA, TERUNORI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MATSUYAMA, HARUKA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OGO, NAOKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TANAKA, KATSUHIDE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KUDO, MINORU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ITASAKA, MASAFUMI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR YANAI, ISSUER YES FOR FOR
JUNICHI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR OZAWA, ISSUER YES FOR FOR
YUICHI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
EZAKI, MASAYUKI
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tabcorp Holdings Ltd.
TICKER: TAH CUSIP: Q8815D101
MEETING DATE: 10/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT PAULA DWYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT JUSTIN MILNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO DAVID ATTENBOROUGH, MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER OF THE COMPANY
PROPOSAL #5: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tadano Ltd.
TICKER: 6395 CUSIP: J79002101
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 13
PROPOSAL #2.1: ELECT DIRECTOR TADANO, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SUZUKI, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OKUYAMA, TAMAKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NISHI, YOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ITO, NOBUHIKO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YOSHIDA, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KITAMURA, ISSUER YES FOR FOR
AKIHIKO
PROPOSAL #4: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taiheiyo Cement Corp.
TICKER: 5233 CUSIP: J7923L110
MEETING DATE: 6/29/2017 FOR/AGAINST
�� PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR FUKUDA, SHUJI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KITABAYASHI, YUICHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MATSUSHIMA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR FUSHIHARA, MASAFUMI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR FUNAKUBO, YOICHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MIURA, KEIICHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KARINO, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR ANDO, KUNIHIRO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR EGAMI, ICHIRO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR SAKAMOTO, TOMOYA ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR FUKUHARA, KATSUHIDE ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR KOIZUMI, YOSHIKO ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR ARIMA, YUZO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR NISHIMURA, ISSUER YES FOR FOR
TOSHIHIDE
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
MITANI, WAKAKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taisei Corp.
TICKER: 1801 CUSIP: J79561130
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR YAMAUCHI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MURATA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR DAI, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR SAKURAI, SHIGEYUKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SAKAI, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TANAKA, SHIGEYOSHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR YAGUCHI, NORIHIKO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR YOSHINARI, YASUSHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR TSUJI, TORU ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR SUDO, FUMIO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR NISHIMURA, ATSUKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taishin Financial Holding Co., Ltd.
TICKER: 2887 CUSIP: Y84086100
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taisho Pharmaceutical Holdings Co., Ltd.
TICKER: 4581 CUSIP: J79885109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 60
PROPOSAL #2.1: ELECT DIRECTOR UEHARA, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR UEHARA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OHIRA, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR UEHARA, KEN ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FUJITA, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KAMEO, KAZUYA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR WATANABE, TETSU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MORIKAWA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR UEMURA, HIROYUKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taiwan Business Bank
TICKER: 2834 CUSIP: Y8414R106
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS AND
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taiwan Cement Corp.
TICKER: 1101 CUSIP: Y8415D106
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION �� ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: ELECT SHENG CHIN JEN WITH ID ISSUER YES FOR FOR
NO.S120151XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taiwan Cooperative Financial Holding Co.,Ltd.
TICKER: 5880 CUSIP: Y8374C107
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6.1: ELECT HUANG MING SHENQ WITH ID NO. ISSUER YES FOR FOR
L121229XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT LIN HSUAN CHU WITH ID NO. ISSUER YES FOR FOR
E122270XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT HSIEN YIN CHING WITH ID NO. ISSUER YES FOR FOR
A122644XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT CHEN TZU CHUN WITH ID NO. ISSUER NO N/A N/A
N222741XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT CHEN CHIH CHING WITH ID NO. ISSUER NO N/A N/A
M101539XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT LIAO CHAN CHANG, REPRESENTATIVE SHAREHOLDER YES AGAINST N/A
OF MINISTRY OF FINANCE WITH SHAREHOLDER NO. 10000 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT LIN SHI LANG, REPRESENTATIVE OF SHAREHOLDER YES AGAINST N/A
MINISTRY OF FINANCE WITH SHAREHOLDER NO. 10000 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT SHI ZUN HUA, REPRESENTATIVE OF SHAREHOLDER YES AGAINST N/A
MINISTRY OF FINANCE WITH SHAREHOLDER NO. 10000 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT CHEN XIAN ZHUO, REPRESENTATIVE SHAREHOLDER YES AGAINST N/A
OF MINISTRY OF FINANCE WITH SHAREHOLDER NO. 10000 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.10: ELECT WU ZONG PAN, REPRESENTATIVE OF SHAREHOLDER YES AGAINST N/A
MINISTRY OF FINANCE WITH SHAREHOLDER NO. 10000 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.11: ELECT FU ZHENG HUA, REPRESENTATIVE OF SHAREHOLDER YES AGAINST N/A
MINISTRY OF FINANCE WITH SHAREHOLDER NO. 10000 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.12: ELECT LIN XIANG KAI, REPRESENTATIVE SHAREHOLDER YES AGAINST N/A
OF MINISTRY OF FINANCE WITH SHAREHOLDER NO. 10000 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.13: ELECT XIE LING YUAN, REPRESENTATIVE SHAREHOLDER YES AGAINST N/A
OF MINISTRY OF FINANCE WITH SHAREHOLDER NO. 10000 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.14: ELECT GUO GUO CHENG, REPRESENTATIVE SHAREHOLDER YES AGAINST N/A
OF HUANAN COMMERCIAL BANK CO., LTD WITH SHAREHOLDER
NO. 16020 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.15: ELECT GUO WEN JIN, REPRESENTATIVE OF SHAREHOLDER YES AGAINST N/A
TAIWAN JINLIAN ASSET MANAGEMENT CO., LTD WITH
SHAREHOLDER NO. 941149 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.16: ELECT MAI SHENG GANG, REPRESENTATIVE SHAREHOLDER YES AGAINST N/A
OF NATIONAL FEDERATION OF CREDIT CO-OPERATIONS ROC
WITH SHAREHOLDER NO. 11045 AS NON- INDEPENDENT
PROPOSAL #6.17: ELECT ZHENG MU QIN, REPRESENTATIVE OF SHAREHOLDER YES AGAINST N/A
TAIWAN COOPERATIVE BANK WITH SHAREHOLDER NO. 11046
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.18: ELECT XIAO JING TIAN, REPRESENTATIVE SHAREHOLDER YES AGAINST N/A
OF REPUBLIC OF CHINA PEASANT ASSOCIATION AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #6.19: ELECT ZHANG YONG CHENG, SHAREHOLDER YES AGAINST N/A
REPRESENTATIVE OF REPUBLIC OF CHINA PEASANT
ASSOCIATION AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.20: ELECT YOU WEN XIONG, REPRESENTATIVE SHAREHOLDER YES AGAINST N/A
OF REPUBLIC OF CHINA PEASANT ASSOCIATION AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #6.21: ELECT CHEN RUI XIONG, REPRESENTATIVE SHAREHOLDER YES AGAINST N/A
OF REPUBLIC OF CHINA PEASANT ASSOCIATION AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taiwan Fertilizer Co., Ltd.
TICKER: 1722 CUSIP: Y84171100
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taiwan Glass Industrial Corp.
TICKER: 1802 CUSIP: Y8420M109
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taiwan Mobile Co., Ltd.
TICKER: 3045 CUSIP: Y84153215
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6.1: ELECT DANIEL M. TSAI, REPRESENTATIVE ISSUER YES FOR FOR
OF FU-CHI INVESTMENT CO., LTD WITH SHAREHOLDER NO.
515 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT RICHARD M. TSAI, REPRESENTATIVE ISSUER YES FOR FOR
OF FU-CHI INVESTMENT CO., LTD WITH SHAREHOLDER NO.
515 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT SAN-CHENG CHANG, REPRESENTATIVE ISSUER YES FOR FOR
OF FU-CHI INVESTMENT CO., LTD WITH SHAREHOLDER NO.
515 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT HOWARD LIN, REPRESENTATIVE OF ISSUER YES FOR FOR
TCC INVESTMENT CO., LTD WITH SHAREHOLDER NO. 172339
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT JAMES JENG, REPRESENTATIVE OF ISSUER YES FOR FOR
TCC INVESTMENT CO., LTD WITH SHAREHOLDER NO. 172939
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT JCK J.T. HUANG WITH ID NO. ISSUER YES FOR FOR
A100320XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT HSUEH-JEN SUNG WITH ID NO. ISSUER YES FOR FOR
R102960XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT CHUNG-MING KUAN WITH ID NO. ISSUER YES FOR FOR
A123813XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT CHAR-DIR CHUNG WITH ID NO. ISSUER YES FOR FOR
B120667XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR
AND REPRESENTATIVE, RICHARD M. TSAI
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR
AND REPRESENTATIVE, HOWARD LIN
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR
AND REPRESENTATIVE, JAMES JENG
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR
AND REPRESENTATIVE, JACK J.T. HUANG
PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR
AND REPRESENTATIVE, HSUEH-JEN SUNG
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taiwan Secom Co. Ltd.
TICKER: 9917 CUSIP: Y8461H100
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND ENDORSEMENT AND GUARANTEES
PROPOSAL #8: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #9.1: ELECT LIN SHIAW SHINN, REPRESENTATIVE ISSUER YES FOR FOR
OF CHENG SHIN INVESTMENT LTD WITH SHAREHOLDER NO.
16349 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT LIN MING SHENG, REPRESENTATIVE ISSUER YES FOR FOR
OF YUAN HSING INVESTMENT LTD WITH SHAREHOLDER NO.
0001842 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT SATO SADAHIRO, REPRESENTATIVE OF ISSUER YES FOR FOR
SECOM CO., LTD WITH SHAREHOLDER NO. 93 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT MURAKAMI KENJI, REPRESENTATIVE ISSUER YES FOR FOR
OF SECOM CO., LTD WITH SHAREHOLDER NO. 93 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #9.5: ELECT HIROFUMI ONODERA, REPRESENTATIVE ISSUER YES FOR FOR
OF SECOM CO., LTD WITH SHAREHOLDER NO. 93 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #9.6: ELECT LIN CHIEN HAN, REPRESENTATIVE OF ISSUER YES FOR FOR
SHIN LAN INVESTMENT CO., LTD WITH SHAREHOLDER NO.
199 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT TIEN HUNG MAO WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 45251 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.8: ELECT TU HENG YI WITH SHAREHOLDER NO. ISSUER YES FOR FOR
62562 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.9: ELECT LIN CHUN MEI, REPRESENTATIVE OF ISSUER YES FOR FOR
GOLDEN FLORA INVESTMENT CO., LTD WITH SHAREHOLDER
NO. 46247 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.10: ELECT WEA CHI LIN WITH ID NO. ISSUER YES FOR FOR
J100196XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.11: ELECT YU MING HSEIN, REPRESENTATIVE ISSUER YES FOR FOR
OF SHANG GIING INVESTMENT CO., LTD WITH SHAREHOLDER
NO. 1843 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.12: ELECT CHEN TYAN WEN WITH ID NO. ISSUER YES FOR FOR
A122885XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.13: ELECT CHANG JIN FU WITH ID NO. ISSUER YES FOR FOR
F100724XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.14: ELECT CHANG JUI MENG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 44266 AS INDEPENDENT DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taiwan Semiconductor Manufacturing Co., Ltd.
TICKER: 2330 CUSIP: 874039100
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #1.3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #1.4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #2.1: ELECT MARK LIU WITH SHAREHOLDER NO. ISSUER YES FOR FOR
10758 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #2.2: ELECT C.C. WEI WITH SHAREHOLDER NO. ISSUER YES FOR FOR
370885 AS NON-INDEPENDENT DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taiwan Semiconductor Manufacturing Co., Ltd.
TICKER: 2330 CUSIP: Y84629107
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #1.3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #1.4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #2.1: ELECT MARK LIU WITH SHAREHOLDER NO. ISSUER YES FOR FOR
10758 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #2.2: ELECT C.C. WEI WITH SHAREHOLDER NO. ISSUER YES FOR FOR
370885 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taiyo Nippon Sanso Corp.
TICKER: 4091 CUSIP: J80143100
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 11
PROPOSAL #2.1: ELECT DIRECTOR YOSHIMURA, SHOTARO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HAZAMA, KUNISHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ICHIHARA, YUJIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR AMADA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YAMADA, AKIO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KATSUMARU, MITSUHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YOSHIMURA, SHUSHICHI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR MIZUNOE, ISSUER YES FOR FOR
KINJI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR HASHIMOTO, ISSUER YES AGAINST AGAINST
AKIHIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taiyo Yuden Co. Ltd.
TICKER: 6976 CUSIP: J80206113
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2: AMEND ARTICLES TO CHANGE LOCATION OF ISSUER YES FOR FOR
HEAD OFFICE - CLARIFY PROVISIONS ON ALTERNATE
STATUTORY AUDITORS
PROPOSAL #3.1: ELECT DIRECTOR TOSAKA, SHOICHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TSUTSUMI, SEIICHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MASUYAMA, SHINJI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TAKAHASHI, OSAMU ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SASE, KATSUYA ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR AGATA, HISAJI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR HIRAIWA, MASASHI ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
ARAI, HIROSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Takara Holdings Inc.
TICKER: 2531 CUSIP: J80733108
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 13
PROPOSAL #2.1: ELECT DIRECTOR OMIYA, HISASHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KAKIMOTO, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KIMURA, MUTSUMI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NAKAO, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ITO, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR WASHINO, MINORU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MURATA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YABU, YUKIKO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YOSHIDA, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR YAMANAKA, ISSUER YES FOR FOR
TOSHIHITO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR UEDA, SHINJI ISSUER YES FOR FOR
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR MIEDA, ISSUER YES FOR FOR
TOMOYUKI
PROPOSAL #4: APPROVE COMPENSATION CEILINGS FOR ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Takashimaya Co. Ltd.
TICKER: 8233 CUSIP: J81195125
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2.1: ELECT DIRECTOR SUZUKI, KOJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KIMOTO, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR AKIYAMA, HIROAKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MONDA, SHINJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TAKAYAMA, SHUNZO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MURATA, YOSHIO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR AWANO, MITSUAKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KAMEOKA, TSUNEKATA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NAKAJIMA, KAORU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR GOTO, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR TORIGOE, KEIKO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
SUGAHARA, KUNIHIKO
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Takeda Pharmaceutical Co. Ltd.
TICKER: 4502 CUSIP: J8129E108
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 90
PROPOSAL #2.1: ELECT DIRECTOR CHRISTOPHE WEBER ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IWASAKI, MASATO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ANDREW PLUMP ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR JAMES KEHOE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FUJIMORI, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HIGASHI, EMIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MICHEL ORSINGER ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SAKANE, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SHIGA, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES TO ADD PROVISIONS SHAREHOLDER YES AGAINST FOR
PROHIBITING APPOINTMENT OF CORPORATE COUNSELORS OR
ADVISORS WHO WILL GIVE ADVICE TO REPRESENTATIVE
DIRECTORS
PROPOSAL #5: REMOVE DIRECTOR AND CHAIRMAN YASUCHIKA SHAREHOLDER YES AGAINST FOR
HASEGAWA FROM OFFICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Talaat Moustafa Group Holding
TICKER: TMGH CUSIP: M8763H108
MEETING DATE: 3/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER NO N/A N/A
2016
PROPOSAL #5: RATIFY CHANGES IN THE COMPOSITION OF THE ISSUER NO N/A N/A
BOARD
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2017
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER NO N/A N/A
2017
PROPOSAL #8: APPROVE CHARITABLE DONATIONS FOR FY 2016 ISSUER NO N/A N/A
AND FY 2017
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER NO N/A N/A
FY 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Talanx AG
TICKER: TLX CUSIP: D82827110
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.35 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5.1: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #5.2: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR THE FIRST QUARTER OF FISCAL 2018
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #7: AUTHORIZE USE OF FINANCIAL DERIVATIVES ISSUER YES FOR FOR
WHEN REPURCHASING SHARES
PROPOSAL #8: APPROVE ISSUANCE OF REGISTERED BONDS ISSUER YES FOR FOR
WITH CONDITIONAL CONVERSION OBLIGATIONS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 500 MILLION; APPROVE CREATION OF EUR 126.4
MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION
PROPOSAL #9: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 500 MILLION; APPROVE CREATION OF EUR 31.6 MILLION
POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #10: APPROVE CREATION OF EUR 158 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #11: APPROVE CREATION OF EUR 1 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TalkTalk Telecom Group plc
TICKER: TALK CUSIP: G8668X106
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT SIR CHARLES DUNSTONE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: RE-ELECT DIDO HARDING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT IAIN TORRENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT TRISTIA HARRISON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CHARLES BLIGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT IAN WEST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JOHN GILDERSLEEVE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JOHN ALLWOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT BRENT HOBERMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT SIR HOWARD STRINGER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14: RE-ELECT JAMES POWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT ROGER TAYLOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tata Chemicals Ltd.
TICKER: 500770 CUSIP: Y85478116
MEETING DATE: 8/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT AUDITED FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT AUDITED CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT R. MUKUNDAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: ELECT BHASKAR BHAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT NIRMALYA KUMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tata Communications Ltd.
TICKER: 500483 CUSIP: Y9371X128
MEETING DATE: 8/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT KISHOR ANANT CHAUKAR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT SAURABH KUMAR TIWARI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE S.B. BILLIMORIA & CO. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF VINOD KUMAR AS MANAGING DIRECTOR AND GROUP CEO
PROPOSAL #7: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tata Communications Ltd.
TICKER: 500483 CUSIP: Y9371X128
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND �� ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT BHARAT VASANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT N SRINATH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE S.R. BATLIBOI & ASSOCIATES LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT G. NARENDRA NATH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tata Consultancy Services Ltd.
TICKER: TCS CUSIP: Y85279100
MEETING DATE: 12/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REMOVE C. P. MISTRY AS DIRECTOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tata Consultancy Services Ltd.
TICKER: TCS CUSIP: Y85279100
MEETING DATE: 4/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUY BACK OF EQUITY SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tata Consultancy Services Ltd.
TICKER: TCS CUSIP: Y85279100
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT AARTHI SUBRAMANIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE B S R & CO. LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT N. CHANDRASEKARAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT RAJESH GOPINATHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
RAJESH GOPINATHAN AS MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER
PROPOSAL #8: ELECT N. GANAPATHY SUBRAMANIAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
N. GANAPATHY SUBRAMANIAM AS EXECUTIVE DIRECTOR AND
CHIEF OPERATING OFFICER
PROPOSAL #10: APPROVE BRANCH AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tata Motors Ltd.
TICKER: 500570 CUSIP: Y85740267
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAVINDRA PISHARODY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: ELECT GUENTER BUTSCHEK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
GUENTER BUTSCHEK AS CHIEF EXECUTIVE OFFICER AND
MANAGING DIRECTOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF RAVINDRA PISHARODY AS EXECUTIVE DIRECTOR
(COMMERCIAL VEHICLES)
PROPOSAL #8: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF SATISH BORWANKAR AS EXECUTIVE DIRECTOR (QUALITY)
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tata Motors Ltd.
TICKER: 500570 CUSIP: Y85740267
MEETING DATE: 12/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REMOVE CYRUS P. MISTRY AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #2: REMOVE NUSLI N. WADIA AS DIRECTOR SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tata Motors Ltd.
TICKER: 500570 CUSIP: Y85740275
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAVINDRA PISHARODY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: ELECT GUENTER BUTSCHEK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
GUENTER BUTSCHEK AS CHIEF EXECUTIVE OFFICER AND
MANAGING DIRECTOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF RAVINDRA PISHARODY AS EXECUTIVE DIRECTOR
(COMMERCIAL VEHICLES)
PROPOSAL #8: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF SATISH BORWANKAR AS EXECUTIVE DIRECTOR (QUALITY)
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tata Motors Ltd.
TICKER: 500570 CUSIP: Y85740275
MEETING DATE: 12/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REMOVE CYRUS P. MISTRY AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #2: REMOVE NUSLI N. WADIA AS DIRECTOR SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tata Power Company Ltd.
TICKER: 500400 CUSIP: Y85481169
MEETING DATE: 9/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #4: REELECT ANIL SARDANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS AND SELLS LLP ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: ELECT PRAVIN H. KUTUMBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT SANDHYA S. KUDTARKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF ANIL SARDANA AS CEO AND MANAGING DIRECTOR
PROPOSAL #9: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #10: APPROVE INCREASE IN INVESTMENT LIMITS ISSUER YES AGAINST AGAINST
IN OTHER BODIES CORPORATE
PROPOSAL #11: APPROVE BRANCH AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #12: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tata Steel Ltd.
TICKER: 500470 CUSIP: Y8547N139
MEETING DATE: 8/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT AUDITED STANDALONE FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT AUDITED CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: DECLARE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT CYRUS P. MISTRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tata Steel Ltd.
TICKER: 500470 CUSIP: Y8547N139
MEETING DATE: 12/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REMOVE CYRUS P. MISTRY AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #2: REMOVE NUSLI N. WADIA AS DIRECTOR SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tate & Lyle plc
TICKER: TATE CUSIP: G86838128
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT SIR PETER GERSHON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JAVED AHMED AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: RE-ELECT NICK HAMPTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT LIZ AIREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT WILLIAM CAMP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PAUL FORMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT LARS FREDERIKSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DOUGLAS HURT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ANNE MINTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT DR AJAI PURI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT SYBELLA STANLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tatneft PJSC
TICKER: TATN CUSIP: 876629205
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4.1: ELECT RADIK GAIZATULLIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.2: ELECT LASZLO GERECS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.3: ELECT NAIL IBRAGIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT YURI LEVIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.5: ELECT NAIL MAGANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT RENAT MUSLIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.7: ELECT RAFAIL NURMUKHAMETOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.8: ELECT RENAT SABIROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.9: ELECT VALERY SOROKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.10: ELECT SHAFAGAT TAKHAUTDINOV AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #4.11: ELECT RUSTAM KHALIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.12: ELECT AZAT KHAMAEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.13: ELECT RAIS KHISAMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.14: ELECT RENE STEINER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.1: ELECT KSENIYA BORZUNOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.2: ELECT RANILYA GIZATOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.3: ELECT GUSEL GILFANOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.4: ELECT VENERA KUZMINA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.5: ELECT TASKIRYA NURAKHMETOVA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #5.6: ELECT LILIYA RAKHIMZYANOVA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #5.7: ELECT NAZILYA FARKHUTDINOVA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #5.8: ELECT RAVIL SHARIFULLIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6: RATIFY AO PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #8: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #9: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #10: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL DIRECTOR
PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tatts Group Ltd.
TICKER: TTS CUSIP: Q8852J102
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2a: ELECT BRIAN JAMIESON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT JULIEN PLAYOUST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO ROBBIE COOKE, CHIEF EXECUTIVE OFFICER OF THE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tauron Polska Energia SA
TICKER: TPE CUSIP: X893AL104
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: WAIVE SECRECY OF VOTING WHEN ELECTING ISSUER YES FOR FOR
MEMBERS OF VOTE COUNTING COMMISSION
PROPOSAL #6: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #7: APPROVE REMUNERATION POLICY FOR SHAREHOLDER YES AGAINST N/A
MANAGEMENT BOARD MEMBERS
PROPOSAL #8: APPROVE REMUNERATION POLICY FOR �� SHAREHOLDER YES AGAINST N/A
SUPERVISORY BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tauron Polska Energia SA
TICKER: TPE CUSIP: X893AL104
MEETING DATE: 5/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: WAIVE SECRECY FOR ELECTIONS OF MEMBERS ISSUER YES FOR FOR
OF VOTE COUNTING COMMISSION
PROPOSAL #6: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #9: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #10: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS
PROPOSAL #11: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS
PROPOSAL #13: APPROVE TREATMENT OF NET LOSS ISSUER YES FOR FOR
PROPOSAL #14.1: APPROVE DISCHARGE OF FILIP ISSUER YES FOR FOR
GRZEGORCZYK (CEO)
PROPOSAL #14.2: APPROVE DISCHARGE OF JAROSLAW BRODA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #14.3: APPROVE DISCHARGE OF KAMIL KAMINSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #14.4: APPROVE DISCHARGE OF MAREK WADOWSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #14.5: APPROVE DISCHARGE OF PIOTR ISSUER YES FOR FOR
ZAWISTOWSKI (DEPUTY CEO)
PROPOSAL #14.6: APPROVE DISCHARGE OF REMIGIUSZ ISSUER YES FOR FOR
NOWAKOWSKI (CEO)
PROPOSAL #14.7: APPROVE DISCHARGE OF ANNA STRIZYK ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #15.1: APPROVE DISCHARGE OF BEATA ISSUER YES FOR FOR
CHLODZINSKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.2: APPROVE DISCHARGE OF ANNA MANK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.3: APPROVE DISCHARGE OF JACEK SZYKE ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.4: APPROVE DISCHARGE OF STANISLAW ISSUER YES FOR FOR
BORTKIEWICZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.5: APPROVE DISCHARGE OF LESZEK ISSUER YES FOR FOR
KOZIOROWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.6: APPROVE DISCHARGE OF JAN PLUDOWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.7: APPROVE DISCHARGE OF JACEK RAWECKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.8: APPROVE DISCHARGE OF STEFAN ISSUER YES FOR FOR
SWIATKOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.9: APPROVE DISCHARGE OF AGNIESZKA ISSUER YES FOR FOR
WOZNIAK (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.10: APPROVE DISCHARGE OF ANNA BIESIALSKA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.11: APPROVE DISCHARGE OF MICHAL CZARNIK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.12: APPROVE DISCHARGE OF WOJCIECH ISSUER YES FOR FOR
MYSLECKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.13: APPROVE DISCHARGE OF RENATA WIERNIK- ISSUER YES FOR FOR
GIZICKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.14: APPROVE DISCHARGE OF MACIEJ KONSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #16: FIX NUMBER OF SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
PROPOSAL #17: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #18: AMEND DEC. 15, 2016, EGM RESOLUTION RE: SHAREHOLDER YES AGAINST N/A
REMUNERATION POLICY FOR MANAGEMENT BOARD MEMBERS
PROPOSAL #19.1: AMEND STATUTE RE: CORPORATE PURPOSE SHAREHOLDER YES AGAINST N/A
PROPOSAL #19.2: AMEND STATUTE RE: SHAREHOLDERS RIGHTS SHAREHOLDER YES AGAINST N/A
PROPOSAL #19.3: AMEND STATUTE RE: MANAGEMENT BOARD SHAREHOLDER YES AGAINST N/A
PROPOSAL #19.4: AMEND STATUTE RE: MANAGEMENT BOARD SHAREHOLDER YES AGAINST N/A
PROPOSAL #19.5: AMEND STATUTE RE: MANAGEMENT BOARD SHAREHOLDER YES AGAINST N/A
PROPOSAL #19.6: AMEND STATUTE RE: MANAGEMENT BOARD SHAREHOLDER YES AGAINST N/A
PROPOSAL #19.7: AMEND STATUTE RE: SUPERVISORY BOARD SHAREHOLDER YES AGAINST N/A
PROPOSAL #19.8: AMEND STATUTE RE: GENERAL MEETING SHAREHOLDER YES AGAINST N/A
PROPOSAL #19.9: AMEND STATUTE RE: DISPOSAL OF COMPANY SHAREHOLDER YES AGAINST N/A
ASSETS
PROPOSAL #19.10: AMEND STATUTE RE: EDITORIAL SHAREHOLDER YES AGAINST N/A
AMENDMENT
PROPOSAL #20.1: APPROVE DISPOSAL OF COMPANY'S ASSETS SHAREHOLDER YES AGAINST N/A
PROPOSAL #20.2: APPROVE REGULATIONS ON AGREEMENTS FOR SHAREHOLDER YES AGAINST N/A
LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS
SERVICES, AND SOCIAL COMMUNICATION SERVICES
PROPOSAL #20.3: APPROVE REGULATIONS ON AGREEMENTS FOR SHAREHOLDER YES AGAINST N/A
DONATIONS, DEBT EXEMPTIONS, AND SIMILAR AGREEMENTS
PROPOSAL #20.4: APPROVE REGULATIONS ON DISPOSAL OF SHAREHOLDER YES AGAINST N/A
ASSETS
PROPOSAL #20.5: APPROVE OBLIGATION OF PUBLICATION OF SHAREHOLDER YES AGAINST N/A
STATEMENTS ON EXPENSES RELATED TO REPRESENTATION,
LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS
SERVICES, SOCIAL COMMUNICATION SERVICES, AND
MANAGEMENT ADVISORY SERVICES
PROPOSAL #20.6: APPROVE REQUIREMENTS FOR CANDIDATES SHAREHOLDER YES AGAINST N/A
TO MANAGEMENT BOARD
PROPOSAL #20.7: APPROVE FULFILMENT OF OBLIGATIONS SHAREHOLDER YES AGAINST N/A
FROM ARTICLES 17.7, 18.2, 20, AND 23 OF ACT ON STATE
PROPERTY MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tav Havalimanlari Holding AS
TICKER: TAVHL CUSIP: M8782T109
MEETING DATE: 3/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #8: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taylor Wimpey plc
TICKER: TW. CUSIP: G86954107
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT KEVIN BEESTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PETE REDFERN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT RYAN MANGOLD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JAMES JORDAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT KATE BARKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MIKE HUSSEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ROBERT ROWLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT HUMPHREY SINGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT ANGELA KNIGHT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #20: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #21: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #22: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TDC A/S
TICKER: TDC CUSIP: K94545116
MEETING DATE: 3/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT AND ISSUER YES FOR FOR
BOARD
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5a: REELECT PIERRE DANON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5b: REELECT STINE BOSSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5c: REELECT ANGUS PORTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: REELECT PIETER KNOOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5e: REELECT BENOIT SCHEEN AS DIRECTOR ISSUER YES FOR �� FOR
PROPOSAL #5f: REELECT MARIANNE RORSLEV BOCK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5g: ELECT LENE SKOLE AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #7a: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7b: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
PROPOSAL #7c: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7d: ENSURE FIXED-LINE NETWORK FOR HJORDIS SHAREHOLDER YES AGAINST N/A
ENGELL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TDK Corp.
TICKER: 6762 CUSIP: J82141136
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 60
PROPOSAL #2.1: ELECT DIRECTOR KAMIGAMA, TAKEHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ISHIGURO, SHIGENAO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAMANISHI, TETSUJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OSAKA, SEIJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SUMITA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YOSHIDA, KAZUMASA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ISHIMURA, KAZUHIKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tech Mahindra Ltd.
TICKER: TECHM CUSIP: Y85491127
MEETING DATE: 8/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT C. P. GURNANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: ELECT VINEET NAYYAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT V. S. PARTHASARATHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Technip
TICKER: TEC CUSIP: F90676101
MEETING DATE: 12/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION OF THE ISSUER YES FOR FOR
COMPANY BY TECHNIPFMC
PROPOSAL #2: REMOVE DOUBLE-VOTING RIGHTS FOR LONG- ISSUER YES FOR FOR
TERM REGISTERED SHAREHOLDERS
PROPOSAL #3: AUTHORIZE DISSOLUTION WITHOUT ISSUER YES FOR FOR
LIQUIDATION OF THE COMPANY
PROPOSAL #4: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Techtronic Industries Co., Ltd.
TICKER: 669 CUSIP: Y8563B159
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT HORST JULIUS PUDWILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT JOSEPH GALLI JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT PETER DAVID SULLIVAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT VINCENT TING KAU CHEUNG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3e: ELECT JOHANNES-GERHARD HESSE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3f: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: ADOPT SHARE OPTION SCHEME ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teco Electric & Machinery Co. Ltd.
TICKER: 1504 CUSIP: Y8563V106
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teijin Ltd.
TICKER: 3401 CUSIP: J82270117
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OYAGI, SHIGEO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUZUKI, JUN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YAMAMOTO, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR UNO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TAKESUE, YASUMICHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SONOBE, YOSHIHISA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR IIMURA, YUTAKA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SEKI, NOBUO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SENO, KENICHIRO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR OTSUBO, FUMIO ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR NAKAYAMA, ISSUER YES FOR FOR
HITOMI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tele2 AB
TICKER: TEL2 B CUSIP: W95878166
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CREATION OF POOL OF CAPITAL WITH ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tele2 AB
TICKER: TEL2 B CUSIP: W95878166
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #10: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #11: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 5.23 PER SHARE
PROPOSAL #12: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #13: DETERMINE NUMBER OF MEMBERS (8) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.58 MILLION TO CHAIR AND SEK
575,000 TO OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #15a: REELECT SOFIA BERGENDORFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15b: REELECT GEORGI GANEV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15c: REELECT CYNTHIA GORDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15d: REELECT IRINA HEMMERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15e: REELECT EAMONN O'HARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15f: REELECT MIKE PARTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15g: REELECT CARL SMITS-NUSTELING AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15h: ELECT ANDERS BJORKMAN AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT MIKE PARTON AS BOARD CHAIRMAN�� ISSUER YES FOR FOR
PROPOSAL #17: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF AT LEAST THREE OF COMPANY'S
LARGEST SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #19: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #20: APPROVE 2017 LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
AND ASSOCIATED FORMALITIES
PROPOSAL #21: APPROVE SYNTHETIC STOCK OPTION PLAN FOR ISSUER YES FOR FOR
KEY EMPLOYEES
PROPOSAL #22: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #23a: ADOPT A ZERO VISION FOR WORKPLACE SHAREHOLDER YES AGAINST N/A
ACCIDENTS
PROPOSAL #23b: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING WORKPLACE ACCIDENTS
PROPOSAL #23c: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 23B TO BE ANNUALLY PUBLISHED
PROPOSAL #23d: ADOPT A VISION FOR ABSOLUTE GENDER SHAREHOLDER YES AGAINST N/A
EQUALITY ON ALL LEVELS WITHIN THE COMPANY
PROPOSAL #23e: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING GENDER AND ETHNICITY
DIVERSIFICATION WITHIN THE COMPANY
PROPOSAL #23f: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 23E TO BE ANNUALLY PUBLISHED
PROPOSAL #23g: REQUEST BOARD TO TAKE NECESSARY ACTION SHAREHOLDER YES AGAINST N/A
TO CREATE A SHAREHOLDERS' ASSOCIATION
PROPOSAL #23h: PROHIBIT DIRECTORS FROM BEING ABLE TO SHAREHOLDER YES AGAINST N/A
INVOICE DIRECTOR'S FEES VIA SWEDISH AND FOREIGN LEGAL
ENTITIES
PROPOSAL #23i: INSTRUCT THE NOMINATION COMMITTEE TO SHAREHOLDER YES AGAINST N/A
PAY EXTRA ATTENTION TO QUESTIONS CONCERNING ETHICS,
GENDER, AND ETHNICITY
PROPOSAL #23j: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
APPROPRIATE AUTHORITY TO BRING ABOUT A CHANGED
REGULATION IN THE AREA RELATING TO ITEM 23H
PROPOSAL #23k: AMEND ARTICLES RE: EQUAL VOTING RIGHTS SHAREHOLDER YES AGAINST N/A
PROPOSAL #23l: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT LEGISLATION ON THE ABOLITION OF
VOTING POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY
COMPANIES
PROPOSAL #23m: AMEND ARTICLES RE: FORMER POLITICIANS SHAREHOLDER YES AGAINST N/A
ON THE BOARD
PROPOSAL #23n: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT TO DRAW ATTENTION TO THE NEED FOR
INTRODUCING A "POLITICIAN QUARANTINE"
PROPOSAL #23o: INSTRUCT THE BOARD TO PREPARE A SHAREHOLDER YES AGAINST N/A
PROPOSAL FOR THE REPRESENTATION OF SMALL- AND
MIDSIZED SHAREHOLDERS IN THE BOARD AND NOMINATION
PROPOSAL #23p: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT TO DRAW ATTENTION TO THE NEED FOR
A REFORM IN THE AREA RELATING TO ITEM 23O
PROPOSAL #23q: INSTRUCT SPECIAL EXAMINER TO REVIEW SHAREHOLDER YES AGAINST N/A
INTERNAL AND EXTERNAL REPRESENTATION
PROPOSAL #23r: INSTRUCT BOARD TO PREPARE A PROPOSAL SHAREHOLDER YES AGAINST N/A
FOR A REPRESENTATION POLICY CHARACTERIZED BY
RESTRICTIVENESS TO BE APPROVED AT THE 2018 AGM OR
NEXT UPCOMING GENERAL MEETING
PROPOSAL #24: CONDUCT INVESTIGATION OF THE COMPANY'S SHAREHOLDER YES AGAINST N/A
EFFORTS TO ENSURE THAT THE CURRENT MEMBERS OF THE
BOARD AND MANAGEMENT MEET THE RELEVANT REQUIREMENTS
OF LAWS, REGULATIONS AND THE ETHICAL VALUES THAT
SOCIETY IMPOSES ON INDIVIDUALS IN SENIOR POSITIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telecom Egypt SAE
TICKER: ETEL CUSIP: M87886103
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2017
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER NO N/A N/A
2016
PROPOSAL #6: APPROVE BOARD CHANGES ISSUER NO N/A N/A
PROPOSAL #7: APPROVE CHARITABLE DONATIONS FOR FY 2017 ISSUER NO N/A N/A
PROPOSAL #8: APPROVE SITTING AND TRAVEL FEES OF ISSUER NO N/A N/A
CHAIRMAN AND DIRECTORS FOR FY 2017
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER NO N/A N/A
FY 2016 AND FY 2017
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS FOR FY 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telecom Italia Spa
TICKER: TIT CUSIP: T92778108
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: FIX NUMBER OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #3.2: FIX BOARD TERMS FOR DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #3.3: APPROVE REMUNERATION OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #3.4.1: SLATE SUBMITTED BY VIVENDI SA SHAREHOLDER NO N/A N/A
PROPOSAL #3.4.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #3.5: AUTHORIZE NEW DIRECTORS TO ASSUME SHAREHOLDER YES AGAINST N/A
POSITIONS IN COMPETING COMPANIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telefonaktiebolaget LM Ericsson
TICKER: ERIC B CUSIP: W26049119
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #8.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8.2: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #8.3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 1 PER SHARE
PROPOSAL #9: DETERMINE NUMBER OF DIRECTORS (11) AND ISSUER YES FOR FOR
DEPUTY DIRECTORS (0) OF BOARD
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 4.1 MILLION FOR CHAIRMAN AND SEK
990,000 FOR OTHER DIRECTORS, APPROVE REMUNERATION FOR
COMMITTEE WORK
PROPOSAL #11.1: ELECT JON BAKSAAS AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.2: ELECT JAN CARLSON AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.3: REELECT NORA DENZEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.4: REELECT BORJE EKHOLM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.5: ELECT ERIC ELZVIK AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.6: REELECT LEIF JOHANSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.7: REELECT KRISTIN LUND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.8: REELECT KRISTIN RINNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.9: REELECT SUKHINDER CASSIDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.10: REELECT HELENA STJERNHOLM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.11: REELECT JACOB WALLENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT LEIF JOHANSSON AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #13: DETERMINE NUMBER OF AUDITORS (1) AND ISSUER YES FOR FOR
DEPUTY AUDITORS (0)
PROPOSAL #14: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17.1: APPROVE LONG-TERM VARIABLE ISSUER YES FOR FOR
COMPENSATION PROGRAM 2017 (LTV 2017)
PROPOSAL #17.2: AUTHORIZE TRANSFER OF UP TO 2.2 ISSUER YES FOR FOR
MILLION B SHARES IN CONNECTION TO LTV 2017; APPROVE
REISSUANCE OF 800,000 B SHARES TO COVER EXPENSES;
APPROVE DIRECTED ISSUANCE OF UP TO 3 MILLION C
SHARES; APPROVE DIRECTED REPURCHASE OF UP TO 3
PROPOSAL #17.3: APPROVE EQUITY SWAP AGREEMENT WITH ISSUER YES FOR FOR
THIRD PARTY AS ALTERNATIVE FINANCING
PROPOSAL #18: APPROVE TRANSFER OF UP TO 19.8 MILLION ISSUER YES FOR FOR
SHARES IN CONNECTION TO LTV 2013, LTV 2014, LTV 2015
AND LTV 2016
PROPOSAL #19: REQUIRE THE BOARD TO PRESENT A PROPOSAL SHAREHOLDER YES FOR N/A
ON EQUAL VOTING RIGHTS FOR ALL SHARES AT THE AGM
PROPOSAL #20: REQUEST BOARD TO PROPOSE TO THE SWEDISH SHAREHOLDER YES AGAINST N/A
GOVERNMENT LEGISLATION ON THE ABOLITION OF VOTING
POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY
COMPANIES
PROPOSAL #21.1: AMEND ARTICLES RE: VOTING POWER SHAREHOLDER YES AGAINST N/A
DIFFERENCES
PROPOSAL #21.2: AMEND ARTICLES RE: FORMER POLITICIANS SHAREHOLDER YES AGAINST N/A
ON THE BOARD OF DIRECTORS
PROPOSAL #22.1: ADOPT VISION REGARDING WORK PLACE SHAREHOLDER YES AGAINST N/A
ACCIDENTS IN THE COMPANY
PROPOSAL #22.2: REQUIRE BOARD TO APPOINT WORK GROUP SHAREHOLDER YES AGAINST N/A
REGARDING WORK PLACE ACCIDENTS
PROPOSAL #22.3: REQUIRE REPORT ON THE WORK REGARDING SHAREHOLDER YES AGAINST N/A
WORK PLACE ACCIDENTS TO BE PUBLISHED AT AGM AND
INCLUDE THE REPORT IN ANNUAL REPORT
PROPOSAL #22.4: ADOPT A VISION FOR ABSOLUTE GENDER SHAREHOLDER YES AGAINST N/A
EQUALITY ON ALL LEVELS WITHIN THE COMPANY
PROPOSAL #22.5: INSTRUCT THE BOARD TO SET UP A SHAREHOLDER YES AGAINST N/A
WORKING GROUP CONCERNING GENDER AND ETHNICITY
DIVERSIFICATION WITHIN THE COMPANY
PROPOSAL #22.6: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 22.4 TO BE REPORTED TO THE AGM
PROPOSAL #22.7: REQUEST BOARD TO TAKE NECESSARY SHAREHOLDER YES AGAINST N/A
ACTION TO CREATE A SHAREHOLDERS' ASSOCIATION
PROPOSAL #22.8: PROHIBIT DIRECTORS FROM BEING ABLE TO SHAREHOLDER YES AGAINST N/A
INVOICE DIRECTOR'S FEES VIA SWEDISH AND FOREIGN
LEGAL ENTITIES
PROPOSAL #22.9: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
APPROPRIATE AUTHORITY TO BRING ABOUT A CHANGED
REGULATION IN THE AREA RELATING TO ITEM 22.8
PROPOSAL #22.10: REQUIRE NOMINATION COMMITTEE TO SHAREHOLDER YES AGAINST N/A
CONSIDER MATTERS RELATED TO ETHICS, GENDER AND
ETHNICITY
PROPOSAL #22.11: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT TO DRAW ATTENTION TO THE NEED FOR
INTRODUCING A "COOL-OFF" PERIOD FOR POLITICIANS
PROPOSAL #22.12: INSTRUCT THE BOARD TO PREPARE A SHAREHOLDER YES AGAINST N/A
PROPOSAL FOR THE REPRESENTATION OF SMALL- AND
MIDSIZED SHAREHOLDERS IN THE BOARD AND NOMINATION
PROPOSAL #23: ASSIGN SPECIAL EXAMINER TO EXAMINE IF SHAREHOLDER YES AGAINST N/A
CORRUPTION HAS OCCURRED IN THE COMPANY'S BUSINESS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telefonica Brasil S.A.
TICKER: VIVT4 CUSIP: P9T369168
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER APPOINTED BY SHAREHOLDER YES ABSTAIN N/A
PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telefonica Deutschland Holding AG
TICKER: O2D CUSIP: D8T9CK101
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.25 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5.1: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #5.2: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR THE 2018 INTERIM FINANCIAL STATEMENTS
UNTIL THE 2018 AGM
PROPOSAL #6.1: REELECT EVA SANZ TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.2: REELECT ANGEL BOIX TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.3: REELECT LAURA DE BAQUEDANO TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.4: REELECT PETER ERSKINE TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.5: REELECT PATRICIA GONZALEZ TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.6: REELECT MICHAEL HOFFMANN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.7: REELECT ENRIQUE MALO TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.8: REELECT SALLY ASHFORD TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telefonica S.A.
TICKER: TEF CUSIP: 879382109
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.2: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.1: REELECT JOSE MARIA ALVAREZ-PALLETE ISSUER YES FOR FOR
LOPEZ AS DIRECTOR
PROPOSAL #3.2: REELECT IGNACIO MORENO MARTINEZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
FRANCISCO JOSE RIBERAS MERA AS DIRECTOR
PROPOSAL #3.4: RATIFY APPOINTMENT OF AND ELECT CARMEN ISSUER YES FOR FOR
GARCIA DE ANDRES AS DIRECTOR
PROPOSAL #4: FIX NUMBER OF DIRECTORS AT 17 ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIVIDENDS CHARGED TO ISSUER YES FOR FOR
UNRESTRICTED RESERVES
PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
AND/OR CONVERTIBLE BONDS, DEBENTURES, WARRANTS, AND
OTHER DEBT SECURITIES UP TO EUR 25 BILLION WITH
EXCLUSION OF PREEMPTIVE RIGHTS UP TO 20 PERCENT OF
CAPITAL
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #8: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telekom Austria AG
TICKER: TKA CUSIP: A8502A102
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.20 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #6.1: ELECT REINHARD KRAXNER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.2: ELECT STEFAN PINTER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #7: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES RE: DEPOSIT RECEIPTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telekom Malaysia Berhad
TICKER: TM CUSIP: Y8578H118
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT AFWIDA TUNKU DATO' A. MALEK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT BALASINGHAM A. NAMASIWAYAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT FATEH ISKANDAR TAN SRI DATO' ISSUER YES FOR FOR
MOHAMED MANSOR AS DIRECTOR
PROPOSAL #4: ELECT GEE SIEW YOONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SULAIMAN MAHBOB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTORS' BENEFITS FROM JANUARY ISSUER YES FOR FOR
31, 2017 UNTIL THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE ISSUANCE OF NEW ORDINARY SHARES ISSUER YES FOR FOR
UNDER THE DIVIDEND REINVESTMENT SCHEME
PROPOSAL #11: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telenet Group Holding NV
TICKER: TNET CUSIP: B89957110
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6a: APPROVE DISCHARGE OF IDW CONSULT BVBA ISSUER YES FOR FOR
REPRESENTED BY BERT DE GRAEVE
PROPOSAL #6b: APPROVE DISCHARGE OF JOVB BVBA ISSUER YES FOR FOR
REPRESENTED BY JO VAN BIESBROECK
PROPOSAL #6c: APPROVE DISCHARGE OF CHRISTIANE FRANCK ISSUER YES FOR FOR
PROPOSAL #6d: APPROVE DISCHARGE OF JOHN PORTER ISSUER YES FOR FOR
PROPOSAL #6e: APPROVE DISCHARGE OF CHARLES H. BRACKEN ISSUER YES FOR FOR
PROPOSAL #6f: APPROVE DISCHARGE OF DIEDERIK KARSTEN ISSUER YES FOR FOR
PROPOSAL #6g: APPROVE DISCHARGE OF MANUEL KOHNSTAMM ISSUER YES FOR FOR
PROPOSAL #6h: APPROVE DISCHARGE OF JIM RYAN ISSUER YES FOR FOR
PROPOSAL #6i: APPROVE DISCHARGE OF ANGELA MCMULLEN ISSUER YES FOR FOR
PROPOSAL #6j: APPROVE DISCHARGE OF SUZANNE SCHOETTGER ISSUER YES FOR FOR
PROPOSAL #6k: GRANT INTERIM DISCHARGE TO BALAN NAIR ISSUER YES FOR FOR
FOR THE FULFILLMENT OF HIS MANDATE IN FY 2016 UNTIL
HIS RESIGNATION ON FEB. 9, 2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: REELECT JOHN PORTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CHANGE-OF-CONTROL CLAUSE IN ISSUER YES AGAINST AGAINST
PERFORMANCE SHARES PLANS
PROPOSAL #12: APPROVAL IN RELATION TO FUTURE ISSUANCE ISSUER YES FOR FOR
OF SHARE, OPTION, AND WARRANT PLANS
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telenet Group Holding NV
TICKER: TNET CUSIP: B89957110
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: RENEW AUTHORIZATION TO INCREASE SHARE ISSUER YES AGAINST AGAINST
CAPITAL WITHIN THE FRAMEWORK OF AUTHORIZED CAPITAL
PROPOSAL #3: CHANGE DATE OF ANNUAL MEETING ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES RE: MISCELLANEOUS CHANGES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telenor ASA
TICKER: TEL CUSIP: R21882106
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 7.80 PER SHARE
PROPOSAL #6: APPROVE REMUNERATION OF AUDITORS IN THE ISSUER YES FOR FOR
AMOUNT OF NOK 5 MILLION
PROPOSAL #7a: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #7b: APPROVE GUIDELINES FOR SHARE RELATED ISSUER YES FOR FOR
INCENTIVE ARRANGEMENTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #9: BUNDLED ELECTION OF MEMBERS AND DEPUTY ISSUER YES FOR FOR
MEMBERS FOR CORPORATE ASSEMBLY (SHAREHOLDER MAY ALSO
VOTE ON EACH CANDIDATE INDIVIDUALLY UNDER ITEMS 9A TO
9M)
PROPOSAL #9a: ELECT ANDERS SKJAEVESTAD AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #9b: ELECT OLAUG SVARVA AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #9c: ELECT JOHN BERNANDER AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #9d: ELECT ANNE KVAM AS MEMBER OF CORPORATE ISSUER �� YES FOR FOR
ASSEMBLY
PROPOSAL #9e: ELECT DIDRIK MUNCH AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #9f: ELECT ELIN MYRMEL-JOHANSEN AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #9g: ELECT WIDAR SALBUVIK AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #9h: ELECT TORE SANDVIK AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #9i: ELECT SILVIJA SERES AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #9j: ELECT SIRI STRANDENES AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #9k: ELECT MAALFRID BRATH AS DEPUTY MEMBER ISSUER YES FOR FOR
OF CORPORATE ASSEMBLY
PROPOSAL #9l: ELECT JOSTEIN DALLAND AS DEPUTY MEMBER ISSUER YES FOR FOR
OF CORPORATE ASSEMBLY
PROPOSAL #9m: ELECT INGVILD HOLTH AS DEPUTY MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #10: BUNDLED ELECTION OF MEMBERS OF ISSUER YES FOR FOR
NOMINATING COMMITTEE (SHAREHOLDER MAY ALSO VOTE ON
EACH CANDIDATE INDIVIDUALLY UNDER ITEMS 10A AND 10B)
PROPOSAL #10a: ELECT METTE WIKBORG AS MEMBER OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #10b: ELECT CHRISTIAN BERG AS MEMBER OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #11: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY AND NOMINATION COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teleperformance SE
TICKER: RCF CUSIP: F9120F106
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.30 PER SHARE
PROPOSAL #4: RECEIVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #5: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DANIEL JULIEN, CHAIRMAN OF THE BOARD
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PAULO CESAR SALLES VASQUES, CEO
PROPOSAL #7: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #8: APPROVE REMUNERATION POLICY OF CEO ISSUER YES FOR FOR
PROPOSAL #9: REELECT PHILIPPE DOMINATI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT CHRISTOBEL SELECKY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REELECT ANGELA MARIA SIERRA-MORENO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 720,000
PROPOSAL #13: RENEW APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
ASSOCIES SA AS AUDITOR
PROPOSAL #14: RENEW APPOINTMENT OF KPMG AUDIT IS SAS ISSUER YES FOR FOR
AS AUDITOR
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #17: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 142 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 40 MILLION
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 28 MILLION
PROPOSAL #20: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #21: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telesites S.A.B. de C.V.
TICKER: SITES B-1 CUSIP: P90355135
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CEO'S REPORT INCLUDING ISSUER YES FOR FOR
EXTERNAL AUDITOR'S REPORT AND BOARD'S OPINION ON
PROPOSAL #1.2: APPROVE BOARD REPORT ON PRINCIPAL ISSUER YES FOR FOR
ACCOUNTING POLICIES AND CRITERIA
PROPOSAL #1.3: APPROVE REPORT ON ACTIVITIES AND ISSUER YES FOR FOR
OPERATIONS UNDERTAKEN BY BOARD
PROPOSAL #1.4: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #1.5: APPROVE AUDIT AND CORPORATE PRACTICES ISSUER YES FOR FOR
COMMITTEE'S REPORT
PROPOSAL #2: APPROVE REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: ELECT OR RATIFY DIRECTORS AND COMPANY ISSUER YES AGAINST AGAINST
SECRETARY AND DEPUTY SECRETARY; VERIFY INDEPENDENCE
OF DIRECTORS
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMPANY SECRETARY AND DEPUTY SECRETARY
PROPOSAL #6: ELECT OR RATIFY MEMBERS OF AUDIT AND ISSUER YES AGAINST AGAINST
CORPORATE PRACTICES COMMITTEES
PROPOSAL #7: APPROVE REMUNERATION OF AUDIT AND ISSUER YES FOR FOR
CORPORATE PRACTICES COMMITTEE
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Television Broadcasts Ltd.
TICKER: 511 CUSIP: Y85830126
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT LI RUIGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHARLES CHAN KWOK KEUNG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE VICE CHAIRMAN'S FEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INCREASE IN DIRECTOR'S FEE ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE EXTENSION OF BOOK CLOSE PERIOD ISSUER YES FOR FOR
FROM 30 DAYS TO 60 DAYS
PROPOSAL #9: ADOPT SHARE OPTION SCHEME AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: ADOPT SUBSIDIARY SHARE OPTION SCHEME OF ISSUER YES FOR FOR
TVB PAY VISION HOLDINGS LIMITED AND RELATED
TRANSACTIONS
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ISSUER: Telia Company AB
TICKER: TELIA �� CUSIP: W95890104
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 2 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: DETERMINE NUMBER OF DIRECTORS (8) AND ISSUER YES FOR FOR
DEPUTY DIRECTORS (0) OF BOARD
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.65 MILLION TO CHAIR, SEK 795,000
TO VICE CHAIR AND SEK 560,000 TO OTHER DIRECTORS;
APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #12a: REELECT SUSANNA CAMPBELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12b: REELECT MARIE EHRLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12c: REELECT OLLI-PEKKA KALLASVUO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12d: REELECT MIKKO KOSONEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12e: REELECT NINA LINANDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12f: REELECT MARTIN LORENTZON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12g: REELECT ANNA SETTMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12h: REELECT OLAF SWANTEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13a: REELECT MARIE EHRLING AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #13b: REELECT OLLI-PEKKA KALLASVUO AS VICE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #14: DETERMINE NUMBER OF AUDITORS (1) AND ISSUER YES FOR FOR
DEPUTY AUDITORS (0)
PROPOSAL #15: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF FOUR OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #18: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #19: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #20a: APPROVE PERFORMANCE SHARE PROGRAM FOR ISSUER YES FOR FOR
KEY EMPLOYEES
PROPOSAL #20b: APPROVE TRANSFER OF SHARES IN ISSUER YES FOR FOR
CONNECTION WITH PERFORMANCE SHARE PROGRAM
PROPOSAL #21a: ADOPT A VISION FOR ABSOLUTE GENDER SHAREHOLDER YES AGAINST N/A
EQUALITY ON ALL LEVELS WITHIN THE COMPANY
PROPOSAL #21b: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING GENDER AND ETHNICITY
PROPOSAL #21c: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 21A TO BE REPORTED TO THE AGM
PROPOSAL #21d: REQUEST BOARD TO TAKE NECESSARY ACTION SHAREHOLDER YES AGAINST N/A
TO CREATE A NEW SHAREHOLDERS' ASSOCIATION
PROPOSAL #21e: PROHIBIT DIRECTORS FROM BEING ABLE TO SHAREHOLDER YES AGAINST N/A
INVOICE DIRECTOR'S FEES VIA SWEDISH AND FOREIGN LEGAL
ENTITIES
PROPOSAL #21f: INSTRUCT THE NOMINATION COMMITTEE TO SHAREHOLDER YES AGAINST N/A
PAY EXTRA ATTENTION TO QUESTIONS CONCERNING ETHICS,
GENDER, AND ETHNICITY
PROPOSAL #21g: INSTRUCT THE BOARD TO PREPARE A SHAREHOLDER YES AGAINST N/A
PROPOSAL FOR THE REPRESENTATION OF SMALL- AND
MIDSIZED SHAREHOLDERS IN THE BOARD AND NOMINATION
PROPOSAL #21h: INSTRUCT THE BOARD TO PERFORM AN SHAREHOLDER YES AGAINST N/A
INVESTIGATION ABOUT HOW THE MAIN OWNERSHIP HAS BEEN
EXERCISED BY THE GOVERNMENTS OF FINLAND AND SWEDEN
PROPOSAL #21i: INSTRUCT THE BOARD TO PEFORM AN SHAREHOLDER YES AGAINST N/A
INVESTIGATION ABOUT THE RELATIONSHIP BETWEEN THE
CURRENT SHAREHOLDERS ASSOCIATION AND THE COMPANY,
PAYING PARTICULAR ATTENTION TO THE FINANCIAL ASPECTS
PROPOSAL #21j: INSTRUCT THE BOARD TO PERFORM AN SHAREHOLDER YES AGAINST N/A
INVESTIGATION OF THE COMPANY'S NON-EUROPEAN BUSINESS,
PAYING PARTICULAR ATTENTION TO THE ACTIONS OF THE
BOARD, CEO AND AUDITORS
PROPOSAL #21k: REQUIRE THE MATERIALS FROM THE SHAREHOLDER YES AGAINST N/A
INVESTIGATION CONCERNING ITEM 21J TO BE MADE PUBLIC
BOTH INTERNALLY AND EXTERNALLY
PROPOSAL #22: AMEND ARTICLES RE: FORMER POLITICIANS SHAREHOLDER YES AGAINST N/A
ON THE BOARD OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telkom SA SOC Limited
TICKER: TKG CUSIP: S84197102
MEETING DATE: 8/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT JABU MABUZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT NAVIN KAPILA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT ITUMELENG KGABOESELE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: RE-ELECT KHOLEKA MZONDEKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ITUMELENG KGABOESELE AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #6: RE-ELECT KHOLEKA MZONDEKI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #7: RE-ELECT LOUIS VON ZEUNER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #8: RE-ELECT THEMBISA DINGAAN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #9: RE-ELECT REX TOMLINSON AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #10: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #11: APPOINT NKONKI INC AS JOINT AUDITORS OF ISSUER YES FOR FOR
THE COMPANY
PROPOSAL #12: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
SUBSIDIARIES AND OTHER RELATED ENTITIES AND INTER-
RELATED ENTITIES AND TO DIRECTORS AND PRESCRIBED
OFFICERS AND OTHER PERSONS WHO MAY PARTICIPATE IN THE
EMPLOYEE FSP
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telstra Corporation Limited
TICKER: TLS CUSIP: Q8975N105
MEETING DATE: 10/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3a: ELECT CRAIG DUNN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT JANE HEMSTRITCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT NORA SCHEINKESTEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO ANDREW PENN, CHIEF EXECUTIVE OFFICER OF THE
PROPOSAL #5: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TELUS Corporation
TICKER: T CUSIP: 87971M996
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. H. (DICK) AUCHINLECK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND T. CHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STOCKWELL DAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LISA DE WILDE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DARREN ENTWISTLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY JO HADDAD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATHY KINLOCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN S. LACEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM (BILL) A. ISSUER YES FOR FOR
MACKINNON
PROPOSAL #1.10: ELECT DIRECTOR JOHN MANLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SARABJIT (SABI) S. ISSUER YES FOR FOR
MARWAH
PROPOSAL #1.12: ELECT DIRECTOR CLAUDE MONGEAU ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DAVID L. MOWAT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Temenos Group AG
TICKER: TEMN CUSIP: H8547Q107
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDENDS OF CHF 0.55 PER SHARE ISSUER YES FOR FOR
FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5: APPROVE CREATION OF CHF 69.5 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF USD 7.4 MILLION
PROPOSAL #6.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF USD 18.5 MILLION
PROPOSAL #7.1: ELECT PETER SPENSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2.1: REELECT ANDREAS ANDREADES AS ISSUER YES FOR FOR
DIRECTOR AND BOARD CHAIRMAN
PROPOSAL #7.2.2: REELECT SERGIO GIACOLETTO-ROGGIO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2.3: REELECT GEORGE KOUKIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2.4: REELECT IAN COOKSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2.5: REELECT THILBAULT DE TERSANT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2.6: REELECT ERIK HANSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2.7: REELECT YOK TAK AMY YIP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.1: APPOINT YOK TAK AMY YIP AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8.2.1: APPOINT SERGIO GIACOLETTO-ROGGIO AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #8.2.2: APPOINT IAN COOKSON AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #8.2.3: APPOINT ERIK HANSEN AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #9: DESIGNATE PERREARD DE BOCCARD AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #10: RATIFY PRICEWATERHOUSECOOPERS SA AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #11: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Temp Holdings Co., Ltd.
TICKER: 2181 CUSIP: J8298W103
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2: AMEND ARTICLES TO CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR MIZUTA, MASAMICHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TAKAHASHI, HIROTOSHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR WADA, TAKAO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR OZAWA, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SEKI, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR PETER W. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tenaga Nasional Berhad
TICKER: TENAGA CUSIP: Y85859109
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT HASHMUDDIN BIN MOHAMMAD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT GEE SIEW YOONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT NORAINI BINTI CHE DAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT MANAF BIN HASHIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT SAKTHIVEL A/L ALAGAPPAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT LEO MOGGIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT SITI NORMA BINTI YAAKOB AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: ELECT ZAINAL ABIDIN BIN PUTIH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #12: APPROVE GRANT AND ALLOTMENT OF SHARES ISSUER YES FOR FOR
TO NUR AISHAH BINTI AZMAN UNDER THE LTIP
PROPOSAL #13: APPROVE GRANT AND ALLOTMENT OF SHARES ISSUER YES FOR FOR
TO AHMAD FIRDAUS BIN AZMAN UNDER THE LTIP
PROPOSAL #14: APPROVE GRANT AND ALLOTMENT OF SHARES ISSUER YES FOR FOR
TO ASWAD BIN AMEIR UNDER THE LTIP
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TENARIS SA
TICKER: TEN CUSIP: 88031M109
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECEIVE AND APPROVE BOARD'S AND ISSUER YES FOR FOR
AUDITOR'S REPORTS RE: CONSOLIDATED FINANCIAL
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #9: ALLOW ELECTRONIC DISTRIBUTION OF COMPANY ISSUER YES FOR FOR
DOCUMENTS TO SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TENARIS SA
TICKER: TEN CUSIP: L90272102
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECEIVE AND APPROVE BOARD'S AND ISSUER YES FOR FOR
AUDITOR'S REPORTS RE: CONSOLIDATED FINANCIAL
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS (BUNDLED) ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #9: ALLOW ELECTRONIC DISTRIBUTION OF COMPANY ISSUER YES FOR FOR
DOCUMENTS TO SHAREHOLDERS
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ISSUER: Tencent Holdings Ltd.
TICKER: 700 CUSIP: G87572163
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT LAU CHI PING MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT CHARLES ST LEGER SEARLE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: ELECT YANG SIU SHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: ADOPT 2017 SHARE OPTION SCHEME ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tencent Holdings Ltd.
TICKER: 700 CUSIP: G87572163
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT SHARE OPTION PLAN OF TENCENT MUSIC ISSUER YES FOR FOR
ENTERTAINMENT GROUP
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ISSUER: Terna SpA
TICKER: TRN CUSIP: T9471R100
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 14.3 AND 26.2 RE: BOARD ISSUER YES FOR FOR
OF DIRECTORS AND BOARD OF INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Terna SpA
TICKER: TRN CUSIP: T9471R100
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE NUMBER OF DIRECTOR AND LENGTH OF SHAREHOLDER YES FOR N/A
THEIR MANDATE
PROPOSAL #4.1: SLATE SUBMITTED BY CDP RETI SPA SHAREHOLDER NO N/A N/A
PROPOSAL #4.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #5: ELECT CATIA BASTIOLI AS BOARD CHAIR SHAREHOLDER YES FOR N/A
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #7.1: SLATE SUBMITTED BY CDP RETI SPA SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #8: APPROVE INTERNAL AUDITORS' REMUNERATION SHAREHOLDER YES FOR N/A
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Terumo Corp.
TICKER: 4543 CUSIP: J83173104
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 22
PROPOSAL #2.1: ELECT DIRECTOR MIMURA, TAKAYOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SATO, SHINJIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKAGI, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HATANO, SHOJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ARASE, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR DAVID PEREZ ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MORI, IKUO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR UEDA, RYUZO ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KIMURA, YOSHIHIRO
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MATSUMIYA, TOSHIHIKO
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER YONE, MASATAKE
PROPOSAL #4: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER SAKAGUCHI, KOICHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tesco PLC
TICKER: TSCO CUSIP: G87621101
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT STEVE GOLSBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JOHN ALLAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DAVE LEWIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MARK ARMOUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT BYRON GROTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT MIKAEL OLSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DEANNA OPPENHEIMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SIMON PATTERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ALISON PLATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT LINDSEY POWNALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT ALAN STEWART AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Texwinca Holdings Limited
TICKER: 321 CUSIP: G8770Z106
MEETING DATE: 8/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL AND SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT POON BUN CHAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT TING KIT CHUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT AU SON YIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT CHENG SHU WING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a5: ELECT LAW BRIAN CHUNG NIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Thai Airways International PCL
TICKER: THAI CUSIP: Y8615C114
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMISSION OF DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #7.1: ELECT TREETOD SONJANCE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.2: ELECT PERAPHON THAWORNSUPACHAROEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT SOMCHAI SUJJAPONGSE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.4: ELECT JOHM RUNGSWANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: ELECT VACHARA TUNTARIYANOND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Thai Oil Public Company Limited
TICKER: TOP CUSIP: Y8620B119
MEETING DATE:�� 4/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACKNOWLEDGE 2016 OPERATING RESULTS AND ISSUER YES FOR FOR
APPROVE FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE KPMG PHOOMCHAI AUDIT LTD. ONE AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5.1: ELECT CHEN NAMCHAISIRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT SUTTIPONG INSEEYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT YONGYUT JANTARAROTAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT NITIMATHEPVANANGKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT AEK ANGSANANONT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Thai Union Group Public Company Limited
TICKER: TU CUSIP: Y8730K116
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT THIRAPHONG CHANSIRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT CHUAN TANGCHANSIRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT THAMNOON ANANTHOTHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT NART LIUCHAREON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION AND BONUS OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES AGAINST AGAINST
FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Thales
TICKER: HO CUSIP: F9156M108
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.60 PER SHARE
PROPOSAL #4: RATIFY APPOINTMENT OF DELPHINE GENY- ISSUER YES FOR FOR
STEPHANN AS DIRECTOR
PROPOSAL #5: REELECT PHILIPPE LEPINAY AS ISSUER YES FOR FOR
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PATRICE CAINE, CEO AND CHAIRMAN
PROPOSAL #7: APPROVE REMUNERATION POLICY OF PATRICE ISSUER YES FOR FOR
CAINE, CEO AND CHAIRMAN
PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #9: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #10: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
PROPOSAL #11: ELECT LAURENCE BROSETA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT DELPHINE GENY-STEPHANN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: ELECT LAURENT COLLET-BILLON AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Bank of East Asia, Limited
TICKER: 23 CUSIP: Y06942109
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3a: ELECT ARTHUR LI KWOK-CHEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT PETER LEE KA-KIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT MEOCRE LI KWOK-WING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT HENRY TANG YING-YEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT CHAN KIN-POR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT DELMAN LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Bank Of Nova Scotia
TICKER: BNS CUSIP: 064149107
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NORA A. AUFREITER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GUILLERMO E. BABATZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT B. BONHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES H. DALLARA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM R. FATT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIFF MACKLEM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS C. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDUARDO PACHECO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN J. PORTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR UNA M. POWER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR AARON W. REGENT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR INDIRA V. SAMARASEKERA ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SUSAN L. SEGAL ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR BARBARA S. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR L. SCOTT THOMSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: SP1: ADOPT A POLICY OF WITHDRAWAL FROM SHAREHOLDER YES AGAINST FOR
TAX HAVENS OR LOW TAX JURISDICTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Berkeley Group Holdings plc
TICKER: BKG CUSIP: G1191G120
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT TONY PIDGLEY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: RE-ELECT ROB PERRINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT RICHARD STEARN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT GREG FRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT KARL WHITEMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SEAN ELLIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SIR JOHN ARMITT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ALISON NIMMO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT VERONICA WADLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT GLYN BARKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT ADRIAN LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT ANDY MYERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT DIANA BRIGHTMORE-ARMOUR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #23: APPROVE SALE OF PLOT TO KARL WHITEMAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Berkeley Group Holdings plc
TICKER: BKG CUSIP: G1191G120
MEETING DATE: 2/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #2: AMEND 2011 LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE INCREASE ON THE LIMIT TO THE ISSUER YES FOR FOR
AGGREGATE ANNUAL FEES PAYABLE TO NON-EXECUTIVE
DIRECTORS
PROPOSAL #4: APPROVE SALE OF PLOT 6.4.1 AND CAR ISSUER YES FOR FOR
PARKING SPACE TO SEAN ELLIS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Bidvest Group Ltd
TICKER: BVT CUSIP: S1201R162
MEETING DATE: 11/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH MARK HOLME AS THE INDIVIDUAL
REGISTERED AUDITOR
PROPOSAL #2.1: ELECT PETER MEIJER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT BRIAN JOFFE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT ANTHONY DAWE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: RE-ELECT MPUMI MADISA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: RE-ELECT BONGI MASINGA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT ERIC DIACK AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT BONGI MASINGA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT NIGEL PAYNE AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.1: APPROVE PART 1 SECTION 1 - POLICY ON ISSUER YES FOR FOR
BASE PACKAGE AND BENEFITS
PROPOSAL #4.2: APPROVE PART 1 SECTION 2 - POLICY ON ISSUER YES FOR FOR
SHORT-TERM INCENTIVES
PROPOSAL #4.3: APPROVE PART 1 SECTION 3 - POLICY ON ISSUER YES FOR FOR
LONG-TERM INCENTIVES
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PAYMENT OF DIVIDEND BY WAY OF ISSUER YES FOR FOR
PRO RATA REDUCTION OF SHARE PREMIUM
PROPOSAL #8: AUTHORISE CREATION AND ISSUE OF ISSUER YES FOR FOR
CONVERTIBLE DEBENTURES OR OTHER CONVERTIBLE
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The British Land Company plc
TICKER: BLND CUSIP: G15540118
MEETING DATE: 7/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT AUBREY ADAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT LUCINDA BELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT SIMON BORROWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JOHN GILDERSLEEVE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT LYNN GLADDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CHRIS GRIGG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT WILLIAM JACKSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT CHARLES MAUDSLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT TIM ROBERTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT TIM SCORE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT LORD TURNBULL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT LAURA WADE-GERY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: APPROVE SCRIP DIVIDEND ISSUER YES FOR FOR
PROPOSAL #19: APPROVE POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURES
PROPOSAL #20: AMEND 2013 LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #24: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #25: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Commercial Bank of Qatar QSC
TICKER: CBQK CUSIP: M25354107
MEETING DATE: 11/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE WITH PREEMPTIVE ISSUER YES FOR FOR
RIGHTS UP TO QAR 3,854,527,390
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
CAPITAL INCREASE
PROPOSAL #3: AUTHORIZE BOARD TO DISPOSE OF FRACTION ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE LISTING OF SUBSCRIPTION RIGHT OF ISSUER YES FOR FOR
NEWLY ISSUED SHARES ON QATAR STOCK EXCHANGE
PROPOSAL #5: AMEND ARTICLE 5 OF BYLAWS TO REFLECT ISSUER YES FOR FOR
CHANGES IN CAPITAL
PROPOSAL #6: WAIVE PREEMPTIVE RIGHTS TO SUBSCRIBE FOR ISSUER YES FOR FOR
THE NEW SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Foschini Group Ltd
TICKER: TFG CUSIP: S29260155
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2016
PROPOSAL #2: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY AND APPOINT P FARRAND AS THE DESIGNATED
PROPOSAL #3: RE-ELECT SAM ABRAHAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT MICHAEL LEWIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT FATIMA ABRAHAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT GRAHAM DAVIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT SAM ABRAHAMS AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #8: ELECT TUMI MAKGABO-FISKERSTRAND AS ISSUER YES FOR FOR
MEMBER OF THE AUDIT COMMITTEE
PROPOSAL #9: RE-ELECT EDDY OBLOWITZ AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #10: RE-ELECT NOMAHLUBI SIMAMANE AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #11: ELECT DAVID FRIEDLAND AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #12: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: AUTHORISE THE COMPANY TO PROVIDE DIRECT ISSUER YES FOR FOR
OR INDIRECT FINANCIAL ASSISTANCE TO A RELATED OR
INTER-RELATED COMPANY OR CORPORATION
PROPOSAL #13: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Great Eastern Shipping Co., Ltd.
TICKER: 500620 CUSIP: Y2857Q154
MEETING DATE: 8/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT TAPAS ICOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE KALYANIWALLA & MINISTRY AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Hong Kong and China Gas Co. Ltd.
TICKER: 3 CUSIP: Y33370100
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT PETER WONG WAI YEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LEE KA KIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DAVID LI KWOK PO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
ADDITIONAL FEE FOR THE CHAIRMAN OF THE BOARD
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6.1: APPROVE THE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
PROPOSAL #6.2: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6.3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6.4: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The People's Insurance Company (Group) Of China Ltd.
TICKER: 1339 CUSIP: Y6800A109
MEETING DATE: 11/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ABSORPTION AND MERGER OF NO. 88 ISSUER YES FOR FOR
COMPANY AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The People's Insurance Company (Group) Of China Ltd.
TICKER: 1339 CUSIP: Y6800A109
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN WUZHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT JING XIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION SETTLEMENT SCHEME ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS FOR 2015
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The People's Insurance Company (Group) Of China Ltd.
TICKER: 01339 CUSIP: Y6800A109
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2017 FIXED ASSETS INVESTMENT ISSUER YES FOR FOR
BUDGET
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP/DELOITTE TOUCHE
TOHMATSU AS DOMESTIC AND INTERNATIONAL AUDITOR
PROPOSAL #7: ELECT MIAO JIANMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT WANG QINGJIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Sage Group plc
TICKER: SGE CUSIP: G7771K142
MEETING DATE: 2/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT DONALD BRYDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT NEIL BERKETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DRUMMOND HALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT STEVE HARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JONATHAN HOWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT STEPHEN KELLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE THE AUDIT AND RISK COMMITTEE ISSUER YES FOR FOR
TO FIX REMUNERATION OF AUDITORS
PROPOSAL #11: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #15: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Siam Cement Public Co. Ltd.
TICKER: SCC CUSIP: Y7866P147
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACKNOWLEDGE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT SUMET TANTIVEJKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT PRICHA ATTAVIPACH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT YOS EUARCHUKIATI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT KAN TRAKULHOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG PHOOMCHAI AUDIT LTD AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUB-COMMITTEE MEMBERS
PROPOSAL #7: APPROVE INCREASE IN THE LIMIT OF ISSUER YES FOR FOR
ISSUANCE OF DEBENTURE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Spar Group Ltd
TICKER: SPP CUSIP: S8050H104
MEETING DATE: 2/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT PHINDA MADI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT HARISH MEHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY AND GAVIN KRUGER AS THE DESIGNATED
AUDITOR
PROPOSAL #3.1: RE-ELECT CHRISTOPHER WELLS AS CHAIRMAN ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT HARISH MEHTA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT MARANG MASHOLOGU AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS PURSUANT TO THE EMPLOYEE
SHARE TRUST (2004)
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS PURSUANT TO THE
CONDITIONAL SHARE PLAN
PROPOSAL #1: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Star Entertainment Group Limited
TICKER: SGR CUSIP: Q8719T103
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT RICHARD SHEPPARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT GERARD BRADLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO MATT BEKIER, MANAGING DIRECTOR AND CHIEF EXECUTIVE
OFFICER OF THE COMPANY
PROPOSAL #6: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Toronto-Dominion Bank
TICKER: TD CUSIP: 891160509
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AMY W. BRINKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN C. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR COLLEEN A. GOGGINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY JO HADDAD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEAN-RENE HALDE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID E. KEPLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN M. LEVITT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALAN N. MACGIBBON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KAREN E. MAIDMENT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BHARAT B. MASRANI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR IRENE R. MILLER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR NADIR H. MOHAMED ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR CLAUDE MONGEAU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: SP A: ADOPT A POLICY OF WITHDRAWING FROM SHAREHOLDER YES AGAINST FOR
TAX HAVENS OR JURISDICTIONS WITH LOW TAX RATES
PROPOSAL #5: SP B: ADOPT A COMPENSATION POLICY FOR SHAREHOLDER YES AGAINST FOR
ITS HIGHEST-RANKING EXECUTIVE THAT PROVIDES FOR A
DISCRETIONARY DOWNWARD ADJUSTMENT OF COMPENSATION IN
CASE OF MAJOR LAYOFFS
PROPOSAL #6: SP C: APPROVE CREATION OF NEW TECHNOLOGY SHAREHOLDER YES AGAINST FOR
COMMITTEE
PROPOSAL #7: SP D: APPROVE SIMPLIFICATION AND SHAREHOLDER YES AGAINST FOR
IMPROVEMENT OF THE MANAGEMENT DISCLOSURE ON EXECUTIVE
COMPENSATION IN THE MANAGEMENT PROXY CIRCULAR
PROPOSAL #8: SP E: ESTABLISH A POLICY TO SEEK SHAREHOLDER YES AGAINST FOR
SHAREHOLDER APPROVAL FOR FUTURE RETIREMENT OR
SEVERANCE AGREEMENTS WITH SENIOR EXECUTIVES
PROPOSAL #9: SP F: FIX THE NUMBER OF BOARD NOT LESS SHAREHOLDER YES AGAINST FOR
THAN 12 AND NOT MORE THAN 18
PROPOSAL #10: SP G: ADOPT PROXY ACCESS BYLAW SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Warehouse Group Ltd.
TICKER: WHS CUSIP: Q95422103
MEETING DATE: 11/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JOAN WITHERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT JULIA RAUE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT JOHN JOURNEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT VANESSA STODDART AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Weir Group PLC
TICKER: WEIR CUSIP: G95248137
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: ELECT JOHN HEASLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT CHARLES BERRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JON STANTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ALAN FERGUSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MELANIE GEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MARY JO JACOBI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SIR JIM MCDONALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT RICHARD MENELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT JOHN MOGFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
SPECIFIED CAPITAL INVESTMENT
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Wharf (Holdings) Ltd.
TICKER: 4 CUSIP: Y8800U127
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT STEPHEN TIN HOI NG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DOREEN YUK FONG LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT VINCENT KANG FANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT DAVID MUIR TURNBULL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a: APPROVE INCREASE IN RATE OF ANNUAL FEE ISSUER YES FOR FOR
PAYABLE TO CHAIRMAN OF THE COMPANY
PROPOSAL #3b: APPROVE INCREASE IN RATE OF ANNUAL FEE ISSUER YES FOR FOR
PAYABLE TO DIRECTORS OTHER THAN THE CHAIRMAN
PROPOSAL #3c: APPROVE INCREASE IN RATE OF ANNUAL FEE ISSUER YES FOR FOR
PAYABLE TO AUDIT COMMITTEE MEMBERS
PROPOSAL #3d: APPROVE ANNUAL FEE PAYABLE TO THE ISSUER YES FOR FOR
REMUNERATION COMMITTEE MEMBERS
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THK Co. Ltd.
TICKER: 6481 CUSIP: J83345108
MEETING DATE: 6/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2: AMEND ARTICLES TO CHANGE LOCATION OF ISSUER YES FOR FOR
HEAD OFFICE - CHANGE FISCAL YEAR END
PROPOSAL #3.1: ELECT DIRECTOR TERAMACHI, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TERAMACHI, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR IMANO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MAKI, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TERAMACHI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SHIMOMAKI, JUNJI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SAKAI, JUNICHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR KAINOSHO, MASAAKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Thomson Reuters Corporation
TICKER: TRI CUSIP: 884903105
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID THOMSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. SMITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHEILA C. BAIR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID W. BINET ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR W. EDMUND CLARK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL E. DANIELS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEN OLISA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VANCE K. OPPERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KRISTIN C. PECK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BARRY SALZBERG ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PETER J. THOMSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WULF VON SCHIMMELMANN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: AMEND STOCK INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ThyssenKrupp AG
TICKER: TKA CUSIP: D8398Q119
MEETING DATE: 1/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.15 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2016/2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tianjin Capital Environmental Protection Group Co., Ltd.
TICKER: 600874 CUSIP: Y88228112
MEETING DATE: 12/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CLASS OF SHARES TO BE ISSUED ISSUER YES FOR FOR
AND THE NOMINAL VALUE IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.2: APPROVE METHOD AND TIME OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.3: APPROVE SUBSCRIBERS AND METHOD OF ISSUER YES FOR FOR
SUBSCRIPTION IN RELATION TO THE NON-PUBLIC ISSUANCE
OF A SHARES
PROPOSAL #1.4: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.5: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLE IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #1.6: APPROVE LOCK-UP ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.7: APPROVE GROSS PROCEEDS AND USE OF ISSUER YES FOR FOR
PROCEEDS IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #1.8: APPROVE LISTING APPLICATION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.9: APPROVE ARRANGEMENT RELATING TO THE ISSUER YES FOR FOR
ACCUMULATED UNDISTRIBUTED PROFITS OF THE COMPANY IN
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.10: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF
A SHARES
PROPOSAL #2: APPROVE PLAN OF NON-PUBLIC ISSUANCE OF A ISSUER YES FOR FOR
SHARES
PROPOSAL #3: APPROVE FEASIBILITY REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS RAISED FROM THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #4: APPROVE SHAREHOLDERS' RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS
PROPOSAL #5: APPROVE RISK ALERT ON THE DILUTIVE ISSUER YES FOR FOR
IMPACT OF THE NON-PUBLIC ISSUANCE OF A SHARES ON THE
IMMEDIATE RETURNS AND THE RELEVANT PRECAUTIONARY
MEASURES
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #1: APPROVE COMPLIANCE WITH THE CONDITIONS ISSUER YES FOR FOR
OF THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2: APPROVE REPORT ON STATUS OF THE USE OF ISSUER YES FOR FOR
PROCEEDS OF THE PREVIOUS FUND RAISING BY THE COMPANY
PROPOSAL #3: APPROVE UNDERTAKINGS BY THE CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER, DE FACTO CONTROLLER, DIRECTORS AND
SENIOR MANAGEMENT IN RELATION TO THE REALISTIC
IMPLEMENTATION OF RECOVERY MEASURES FOR IMMEDIATE
PROPOSAL #4: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5: APPROVE MANAGEMENT PRINCIPLES ON THE USE ISSUER YES FOR FOR
OF PROCEEDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tianjin Capital Environmental Protection Group Co., Ltd.
TICKER: 600874 CUSIP: Y88228112
MEETING DATE: 12/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CLASS OF SHARES TO BE ISSUED ISSUER YES FOR FOR
AND THE NOMINAL VALUE IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.2: APPROVE METHOD AND TIME OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.3: APPROVE SUBSCRIBERS AND METHOD OF ISSUER YES FOR FOR
SUBSCRIPTION IN RELATION TO THE NON-PUBLIC ISSUANCE
OF A SHARES
PROPOSAL #1.4: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.5: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLE IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #1.6: APPROVE LOCK-UP ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.7: APPROVE GROSS PROCEEDS AND USE OF ISSUER YES FOR FOR
PROCEEDS IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #1.8: APPROVE LISTING APPLICATION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.9: APPROVE ARRANGEMENT RELATING TO THE ISSUER YES FOR FOR
ACCUMULATED UNDISTRIBUTED PROFITS OF THE COMPANY IN
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.10: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF
A SHARES
PROPOSAL #2: APPROVE PLAN OF NON-PUBLIC ISSUANCE OF A ISSUER YES FOR FOR
SHARES
PROPOSAL #3: APPROVE FEASIBILITY REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS RAISED FROM THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #4: APPROVE SHAREHOLDERS' RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS
PROPOSAL #5: APPROVE RISK ALERT ON THE DILUTIVE ISSUER YES FOR FOR
IMPACT OF THE NON-PUBLIC ISSUANCE OF A SHARES ON THE
IMMEDIATE RETURNS AND THE RELEVANT PRECAUTIONARY
MEASURES
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tianjin Capital Environmental Protection Group Co., Ltd.
TICKER: 600874 CUSIP: Y88228112
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TANG FUSHENG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION FOR TANG FUSHENG ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tianjin Capital Environmental Protection Group Co., Ltd.
TICKER: 600874 CUSIP: Y88228112
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 ANNUAL REPORT AND THE ISSUER YES FOR FOR
SUMMARY OF THE REPORT ANNOUNCED WITHIN THE PRC AND
OVERSEAS
PROPOSAL #2: APPROVE WORKING REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS FOR THE YEAR 2016 AND OPERATING STRATEGY OF
THE COMPANY FOR THE YEAR 2017
PROPOSAL #3: APPROVE FINAL FINANCIAL ACCOUNTS FOR THE ISSUER YES FOR FOR
YEAR 2016 AND FINANCIAL BUDGET FOR THE YEAR 2017
PROPOSAL #4: APPROVE 2016 PROFIT APPROPRIATION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS PRC AUDITORS AND PRICEWATERHOUSECOOPERS
AS INTERNATIONAL AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: APPROVE 13TH FIVE-YEAR STRATEGIC PLAN OF ISSUER YES FOR FOR
THE COMPANY
PROPOSAL #7: APPROVE AMENDMENTS TO THE SHAREHOLDERS ISSUER YES FOR FOR
MEETING RULES OF THE COMPANY
PROPOSAL #8: APPROVE AMENDMENTS TO THE BOARD MEETING ISSUER YES FOR FOR
RULES OF THE COMPANY
PROPOSAL #9: APPROVE 2016 WORKING REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #10: APPROVE 2016 WORKING REPORT OF THE ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #11: ELECT LU HONGYAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF LU HONGYAN ISSUER YES FOR FOR
PROPOSAL #1: APPROVE AMENDMENTS TO THE ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tiger Brands Ltd
TICKER: TBS CUSIP: S84594142
MEETING DATE: 2/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT EMMA MASHILWANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT KEVIN HEDDERWICK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT LAWRENCE MAC DOUGALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT MAYA MAKANJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT ROB NISBET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT MAKHUP NYAMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT ROB NISBET AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3.2: ELECT EMMA MASHILWANE AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT YUNUS SULEMAN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #2.1: APPROVE REMUNERATION PAYABLE TO NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #2.2: APPROVE REMUNERATION PAYABLE TO THE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #2.3: APPROVE REMUNERATION PAYABLE TO THE ISSUER YES FOR FOR
DEPUTY CHAIRMAN
PROPOSAL #3: APPROVE REMUNERATION PAYABLE TO NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS WHO PARTICIPATE IN THE SUB-
COMMITTEES OF THE BOARD
PROPOSAL #4: APPROVE REMUNERATION PAYABLE TO NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS IN RESPECT OF UNSCHEDULED
MEETINGS AND ADDITIONAL WORK UNDERTAKEN
PROPOSAL #5: APPROVE NON-RESIDENT DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIM Participacoes S.A.
TICKER: TIMP3 CUSIP: 88706P205
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3A: ELECT ALBERTO EMMANUEL CARVALHO ISSUER YES FOR FOR
WHITAKER AS INDEPENDENT DIRECTOR
PROPOSAL #3B: ELECT ENRICO BARSOTTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT ENRICO ZAMPONE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: ELECT ELISABETTA COLACCHIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3E: ELECT HERCULANO ANIBAL ALVES AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3F: ELECT MANOEL HORACIO FRANCISCO DA SILVA ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3G: ELECT MARIO CESAR PEREIRA DE ARAUJO AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3H: ELECT NICOLETTA MONTELLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3I: ELECT SABRINA VALENZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3J: ELECT STEFANO DE ANGELIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4A: ELECT WALMIR KESSELI AS FISCAL COUNCIL ISSUER YES FOR FOR
MEMBER AND OSWALDO ORSOLIN AS ALTERNATE
PROPOSAL #4B: ELECT JOSINO DE ALMEIDA FONSECA AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND JOAO VERNER JUENEMANN AS
ALTERNATE
PROPOSAL #4C: ELECT JARBAS TADEU BARSANTI RIBEIRO AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND ANNA MARIA CERENTINI GOUVEA
AS ALTERNATE
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
PROPOSAL #1: APPROVE PROLONGING OF COOPERATION AND ISSUER YES FOR FOR
SUPPORT AGREEMENT BETWEEN TELECOM ITALIA S.P.A AND
TIM CELULAR S.A. AND INTELIG TELECOMUNICACOES LTDA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIM Participacoes S.A.
TICKER: TIMP3 CUSIP: P91536469
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3.1: ELECT ALBERTO EMMANUEL CARVALHO ISSUER YES FOR FOR
WHITAKER AS INDEPENDENT DIRECTOR
PROPOSAL #3.2: ELECT ENRICO BARSOTTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT ENRICO ZAMPONE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT ELISABETTA COLACCHIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT HERCULANO ANIBAL ALVES AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.6: ELECT MANOEL HORACIO FRANCISCO DA ISSUER YES FOR FOR
SILVA AS DIRECTOR
PROPOSAL #3.7: ELECT MARIO CESAR PEREIRA DE ARAUJO AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.8: ELECT NICOLETTA MONTELLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT SABRINA VALENZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT STEFANO DE ANGELIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #4.1: ELECT WALMIR KESSELI AS FISCAL COUNCIL ISSUER YES FOR FOR
MEMBER AND OSWALDO ORSOLIN AS ALTERNATE
PROPOSAL #4.2: ELECT JOSINO DE ALMEIDA FONSECA AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND JOAO VERNER JUENEMANN AS
ALTERNATE
PROPOSAL #4.3: ELECT JARBAS TADEU BARSANTI RIBEIRO AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND ANNA MARIA CERENTINI
GOUVEA AS ALTERNATE
PROPOSAL #4.4: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY MINORITY SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIM Participacoes S.A.
TICKER: TIMP3 CUSIP: P91536469
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROLONGING OF COOPERATION AND ISSUER YES FOR FOR
SUPPORT AGREEMENT BETWEEN TELECOM ITALIA S.P.A AND
TIM CELULAR S.A. AND INTELIG TELECOMUNICACOES LTDA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tingyi (Cayman Islands) Holding Corp.
TICKER: 322 CUSIP: G8878S103
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TZCI SUPPLY AGREEMENT AND ISSUER YES FOR FOR
RELATED ANNUAL CAPS
PROPOSAL #2: APPROVE TFS SUPPLY AGREEMENT AND RELATED ISSUER YES FOR FOR
ANNUAL CAPS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tingyi (Cayman Islands) Holding Corp.
TICKER: 322 CUSIP: G8878S103
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT JUNICHIRO IDA AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #4: ELECT WU CHUNG-YI AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #5: ELECT HIROMU FUKADA AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #6: APPROVE MAZARS CPA LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIS Inc.
TICKER: 3626 CUSIP: J2563B100
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 24
PROPOSAL #2.1: ELECT DIRECTOR MAENISHI, NORIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KUWANO, TORU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NISHIDA, MITSUSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YANAI, JOSAKU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KANAOKA, KATSUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KUSAKA, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SUZUKI, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ISHIGAKI, YOSHINOBU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SANO, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TSUCHIYA, FUMIO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Titan Cement Company SA
TICKER: TITK CUSIP: X90766126
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REDUCTION IN ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8: APPROVE STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Titan Company Limited
TICKER: 500114 CUSIP: Y88425148
MEETING DATE: 8/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE INTERIM DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT C. V. SANKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE HASKINS AND SELLS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPOIN BRANCH AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF BHASKAR BHAT AS MANAGING DIRECTOR
PROPOSAL #8: ELECT ASHWANI PURI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT K. GNANADESIKAN AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TMB Bank PCL
TICKER: TMB CUSIP: Y57710264
MEETING DATE: 4/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT RUNGSON SRIWORASAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT CHALERMCHAI SITTHISAD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT VAUGHN NIGEL RICHTOR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.4: ELECT CHUMPOL RIMSAKORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE BONUS OF DIRECTORS FOR 2016 ISSUER YES FOR FOR
PROPOSAL #8: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tobu Railway Co. Ltd.
TICKER: 9001 CUSIP: J84162148
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3.5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR NEZU, YOSHIZUMI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TSUNODA, KENICHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MAKINO, OSAMU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR INOMORI, SHINJI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR MIWA, HIROAKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR OJIRO, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR OKUMA, YASUYOSHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TSUZUKI, YUTAKA ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR YOKOTA, YOSHIMI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR SEKIGUCHI, KOICHI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR ONODERA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR OTSUKA, HIROYA ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR YAGASAKI, NORIKO ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR NOMOTO, HIROFUMI ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR KOBIYAMA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.16: ELECT DIRECTOR YAMAMOTO, TSUTOMU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toda Corp.
TICKER: 1860 CUSIP: J84377100
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2.1: ELECT DIRECTOR IMAI, MASANORI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KIKUTANI, YUSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR AKIBA, SHUNICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MIYAZAKI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TODA, MORIMICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HAYAKAWA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OTOMO, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR UEKUSA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SHIMOMURA, SETSUHIRO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR AMIYA, SHUNSUKE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
PROPOSAL #4: APPROVE DISPOSAL OF TREASURY SHARES FOR ISSUER YES FOR FOR
A PRIVATE PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tofas Turk Otomobil Fabrikasi AS
TICKER: TOASO CUSIP: M87892101
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLE 6 OF COMPANY BYLAWS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #12: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #15: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toho Co. Ltd. (9602)
TICKER: 9602 CUSIP: J84764117
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 32.5
PROPOSAL #2.1: ELECT DIRECTOR SHIMATANI, YOSHISHIGE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR CHIDA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR URAI, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKO, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ISHIZUKA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YAMASHITA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ICHIKAWA, MINAMI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SETA, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR IKEDA, ATSUO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OTA, KEIJI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR MATSUOKA, HIROYASU ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR IKEDA, TAKAYUKI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR BIRO, HIROSHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toho Gas Co. Ltd.
TICKER: 9533 CUSIP: J84850106
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN CONNECTION WITH REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR YASUI, KOICHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TOMINARI, YOSHIRO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR NAKAMURA, OSAMU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR NIWA, SHINJI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR HAYASHI, TAKAYASU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR ITO, KATSUHIKO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KODAMA, MITSUHIRO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR SAEKI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR MIYAHARA, KOJI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR HATTORI, TETSUO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR KOYAMA, ISSUER YES FOR FOR
NORIKAZU
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tohoku Electric Power Co. Inc.
TICKER: 9506 CUSIP: J85108108
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2.1: ELECT DIRECTOR KAIWA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HARADA, HIROYA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SAKAMOTO, MITSUHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WATANABE, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OKANOBU, SHINICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TANAE, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HASEGAWA, NOBORU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YAMAMOTO, SHUNJI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MIURA, NAOTO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR NAKANO, HARUYUKI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR MASUKO, JIRO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR HIGUCHI, KOJIRO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR ABE, TOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR SEINO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR KONDO, SHIRO ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES TO WITHDRAW FROM NUCLEAR SHAREHOLDER YES AGAINST FOR
POWER GENERATION AND PROMOTE RENEWABLE ENERGY
PROPOSAL #4: AMEND ARTICLES TO DECOMMISSION ONAGAWA SHAREHOLDER YES AGAINST FOR
NUCLEAR POWER STATION
PROPOSAL #5: AMEND ARTICLES TO WITHDRAW FROM NUCLEAR SHAREHOLDER YES AGAINST FOR
FUEL RECYCLING BUSINESS
PROPOSAL #6: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
RESPONSIBLE MANAGEMENT OF SPENT NUCLEAR FUELS
PROPOSAL #7: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
PRIORITY GRID ACCESS FOR RENEWABLE ENERGY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tokai Rika Co. Ltd.
TICKER: 6995 CUSIP: J85968105
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2: AMEND ARTICLES TO AUTHORIZE BOARD TO ISSUER YES FOR FOR
DETERMINE INCOME ALLOCATION
PROPOSAL #3.1: ELECT DIRECTOR MIURA, KENJI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR OBAYASHI, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR WAKIYA, TADASHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR BUMA, KOJI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SATO, KOKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TANAKA, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR NOGUCHI, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR HAYASHI, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR NOGAMI, TOSHIKI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR AKITA, TOSHIKI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR NAGAYA, MASAMI ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR HAYASHI, KIYOMUNE ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR ONO, HIDEKI ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR YAMANAKA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR FUJIOKA, KEI ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR SUGIURA, ISSUER YES FOR FOR
ISAKI
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR ISE, ISSUER YES FOR FOR
KIYOTAKA
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tokai Tokyo Financial Holdings Inc
TICKER: 8616 CUSIP: J8609T104
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 14
PROPOSAL #2.1: ELECT DIRECTOR ISHIDA, TATEAKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MAEZONO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HAYAKAWA, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MIZUNO, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SETTA, MASATO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER INUI, FUMIO
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tokio Marine Holdings, Inc.
TICKER: 8766 CUSIP: J86298106
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 72.5
PROPOSAL #2.1: ELECT DIRECTOR SUMI, SHUZO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NAGANO, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FUJII, KUNIHIKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ISHII, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FUJITA, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YUASA, TAKAYUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KITAZAWA, TOSHIFUMI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MIMURA, AKIO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SASAKI, MIKIO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR EGAWA, MASAKO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR IWASAKI, KENJI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR MITACHI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR NAKAZATO, KATSUMI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tokyo Broadcasting System Holdings Inc
TICKER: 9401 CUSIP: J86656105
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17
PROPOSAL #2.1: ELECT DIRECTOR INOUE, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ISHIHARA, TOSHICHIKA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKEDA, SHINJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SASAKI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KAWAI, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SUGAI, TATSUO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TSUMURA, AKIO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YOSHIDA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KOKUBU, MIKIO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SONODA, KEN ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR AIKO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR NAKAO, MASASHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR ISANO, HIDEKI ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR UTSUDA, SHOEI ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR ASAHINA, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR ISHII, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.17: ELECT DIRECTOR MIMURA, KEIICHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tokyo Century Corp
TICKER: 8439 CUSIP: J0R091109
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 53
PROPOSAL #2.1: ELECT DIRECTOR TAMBA, TOSHIHITO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ASADA, SHUNICHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SHIMIZU, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YOSHIDA, MASAO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HIGAKI, YUKITO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NOGAMI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NAKAJIMA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YUKIYA, MASATAKA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TAMANO, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR NARUSE, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR MIZUNO, SEIICHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
IWANAGA, TOSHIHIKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tokyo Electric Power Co Holdings Inc.
TICKER: 9501 CUSIP: J86914108
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNEN, JUNJI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR UTSUDA, SHOEI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KANEKO, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAWASAKI, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAWAMURA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KUNII, HIDEKO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KOBAYAKAWA, TOMOAKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TAKAURA, HIDEO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TAKETANI, NORIAKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TOYAMA, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NISHIYAMA, KEITA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MAKINO, SHIGENORI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MORIYA, SEIJI ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES TO RESUME NUCLEAR POWER SHAREHOLDER YES AGAINST FOR
GENERATION EARLY TO REDUCE CARBON DIOXIDE EMISSION,
WHILE MAINTAINING PROFITABILITY
PROPOSAL #3.1: APPOINT SHAREHOLDER DIRECTOR NOMINEE SHAREHOLDER YES AGAINST FOR
MURATA, HARUKI
PROPOSAL #3.2: APPOINT SHAREHOLDER DIRECTOR NOMINEE SHAREHOLDER YES AGAINST FOR
HIGASHIKAWA, TADASHI
PROPOSAL #4: AMEND ARTICLES TO DISPOSE OF TEPCO POWER SHAREHOLDER YES AGAINST FOR
GRID, INC
PROPOSAL #5: AMEND ARTICLES TO APPLY IMPAIRMENT SHAREHOLDER YES AGAINST FOR
ACCOUNTING TO KASHIWAZAKI-KARIWA NUCLEAR POWER
PROPOSAL #6: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
REACTOR-DECOMMISSIONING RESEARCH FACILITIES
PROPOSAL #7: AMEND ARTICLES TO REQUIRE AUDIT SHAREHOLDER YES AGAINST FOR
COMMITTEE TO BE COMPOSED ENTIRELY OF OUTSIDE
PROPOSAL #8: AMEND ARTICLES TO CONCLUDE SAFETY SHAREHOLDER YES AGAINST FOR
AGREEMENTS WITH LOCAL PUBLIC AUTHORITIES CONCERNING
NUCLEAR ACCIDENT EVACUATION
PROPOSAL #9: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
EVACUATION DRILLS WITH NUCLEAR ACCIDENT SCENARIO
PROPOSAL #10: AMEND ARTICLES TO ESTABLISH NUCLEAR SHAREHOLDER YES AGAINST FOR
DISASTER RECUPERATION FUND
PROPOSAL #11: AMEND ARTICLES TO PROVIDE RECUPERATION SHAREHOLDER YES AGAINST FOR
FOR WORKERS AT FUKUSHIMA NUCLEAR POWER STATION
PROPOSAL #12: AMEND ARTICLES TO VERIFY SOUNDNESS OF SHAREHOLDER YES AGAINST FOR
REACTOR PRESSURE VESSELS AT KASHIWAZAKI-KARIWA
NUCLEAR POWER STATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tokyo Electron Ltd.
TICKER: 8035 CUSIP: J86957115
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TSUNEISHI, TETSUO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAWAI, TOSHIKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HORI, TETSURO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SASAKI, SADAO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KITAYAMA, HIROFUMI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AKIMOTO, MASAMI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHON, GISHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NAGAKUBO, TATSUYA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUNOHARA, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HIGASHI, TETSURO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR INOUE, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHARLES D LAKE II ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR NUNOKAWA, ISSUER YES FOR FOR
YOSHIKAZU
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR YAMAMOTO, ISSUER YES FOR FOR
TAKATOSHI
PROPOSAL #2.3: APPOINT STATUTORY AUDITOR WAGAI, ISSUER YES FOR FOR
KYOSUKE
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tokyo Gas Co. Ltd.
TICKER: 9531 CUSIP: J87000105
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 5.5
PROPOSAL #2: AMEND ARTICLES TO INDEMNIFY DIRECTORS - ISSUER YES FOR FOR
INDEMNIFY STATUTORY AUDITORS
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #4.1: ELECT DIRECTOR OKAMOTO, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR HIROSE, MICHIAKI ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR UCHIDA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR YASUOKA, SATORU ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR MURAZEKI, FUMIO ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR TAKAMATSU, MASARU ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR NOHATA, KUNIO ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR ANAMIZU, TAKASHI ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR IDE, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT DIRECTOR KATORI, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #4.11: ELECT DIRECTOR IGARASHI, CHIKA ISSUER YES FOR FOR
PROPOSAL #5.1: APPOINT STATUTORY AUDITOR ARAI, ISSUER YES FOR FOR
HIDEAKI
PROPOSAL #5.2: APPOINT STATUTORY AUDITOR NOBUTOKI, ISSUER YES FOR FOR
MASATO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tokyo Tatemono Co. Ltd.
TICKER: 8804 CUSIP: J88333133
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 14
PROPOSAL #2.1: ELECT DIRECTOR SAKUMA, HAJIME ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TANEHASHI, MAKIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NOMURA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SHIBAYAMA, HISAO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KAMO, MASAMI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR FUKUI, KENGO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OZAWA, KATSUHITO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR IZUMI, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SASAKI, KYONOSUKE ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KURODA, NORIMASA ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR IMAI, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KAWAKUBO, KOJI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tokyu Corp.
TICKER: 9005 CUSIP: J88720123
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 4.5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR NOMOTO, HIROFUMI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR IMAMURA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TOMOE, MASAO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR WATANABE, ISAO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TAKAHASHI, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR HOSHINO, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR ICHIKI, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR KOSHIMURA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR SHIROISHI, FUMIAKI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR KIHARA, TSUNEO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR FUJIWARA, HIROHISA ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR HORIE, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR HAMANA, SETSU ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR TAKAHASHI, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR NEZU, YOSHIZUMI ISSUER YES FOR FOR
PROPOSAL #3.16: ELECT DIRECTOR KONAGA, KEIICHI ISSUER YES FOR FOR
PROPOSAL #3.17: ELECT DIRECTOR KANAZASHI, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #3.18: ELECT DIRECTOR KANISE, REIKO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tokyu Fudosan Holdings Corporation
TICKER: 3289 CUSIP: J88764105
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6.5
PROPOSAL #2.1: ELECT DIRECTOR KANAZASHI, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OKUMA, YUJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SAKAKI, SHINJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR UEMURA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SAIGA, KATSUHIDE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KITAGAWA, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NISHIKAWA, HIRONORI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR UEKI, MASATAKE ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NOMOTO, HIROFUMI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR NAKAJIMA, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR IKI, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR TSUDA, NOBORU ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR ENOMOTO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR SUMIDA, KEN ISSUER YES FOR FOR
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR HASHIZUME, ISSUER YES FOR FOR
MASAHIKO
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR ASANO, ISSUER YES FOR FOR
TOMOYASU
PROPOSAL #3.4: APPOINT STATUTORY AUDITOR TAKECHI, ISSUER YES FOR FOR
KATSUNORI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
KAIAMI, MAKOTO
PROPOSAL #5: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ton Yi Industrial Corp.
TICKER: 9907 CUSIP: Y8895R104
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TonenGeneral Sekiyu K.K.
TICKER: 5012 CUSIP: J8657U110
MEETING DATE: 12/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE EXCHANGE AGREEMENT WITH JX ISSUER YES FOR FOR
HOLDINGS, INC.
PROPOSAL #2: APPROVE MERGER AGREEMENT WITH JX NIPPON ISSUER YES FOR FOR
OIL & ENERGY CORP.
PROPOSAL #3: APPROVE MERGER BY ABSORPTION WITH EMG ISSUER YES FOR FOR
MARKETING GODO KAISHA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TonenGeneral Sekiyu k.k.
TICKER: 5012 CUSIP: J8657U110
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 28.5
PROPOSAL #2.1: ELECT DIRECTOR MUTO, JUN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HIROSE, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MIYATA, TOMOHIDE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ONODA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SAITA, YUJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YOKOI, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YOKOTA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR OSHIDA, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MATSUO, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MIYATA, YOSHIIKU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tongaat Hulett Ltd
TICKER: TON CUSIP: S85920130
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY AND APPOINT GAVIN KRUGER AS THE
INDIVIDUAL DESIGNATED AUDITOR
PROPOSAL #3.1: RE-ELECT JENITHA JOHN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: RE-ELECT RACHEL KUPARA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: RE-ELECT NONHLANHLA MJOLI-MNCUBE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: RE-ELECT JENITHA JOHN AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #4.2: ELECT STEPHEN BEESLEY AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #4.3: RE-ELECT FATIMA JAKOET AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #4.4: RE-ELECT RACHEL KUPARA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #1: AUTHORISE RATIFICATION OF SPECIAL ISSUER YES FOR FOR
RESOLUTION 1
PROPOSAL #2: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #3: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Topcon Corp.
TICKER: 7732 CUSIP: J87473112
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HIRANO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IWASAKI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ETO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FUKUMA, YASUFUMI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AKIYAMA, HARUHIKO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YAMAZAKI, TAKAYUKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATSUMOTO, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUDO, AKIRA ISSUER YES FOR FOR
PROPOSAL #2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
KADOTA, TAKESHI
PROPOSAL #3: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toppan Forms Co Ltd.
TICKER: 7862 CUSIP: J8931G101
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12.5
PROPOSAL #2: ELECT DIRECTOR SOEDA, HIDEKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toppan Printing Co. Ltd.
TICKER: 7911 CUSIP: 890747108
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADACHI, NAOKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KANEKO, SHINGO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NAGAYAMA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAEDA, YUKIO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OKUBO, SHINICHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAKIYA, HIDETAKA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ITO, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ARAI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARO, HIDEHARU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MATSUDA, NAOYUKI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SATO, NOBUAKI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR IZAWA, TARO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SAKUMA, KUNIO ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR NOMA, YOSHINOBU ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR TOYAMA, RYOKO ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR EZAKI, SUMIO ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR YAMANO, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR UEKI, TETSURO ISSUER YES FOR FOR
PROPOSAL #1.19: ELECT DIRECTOR YAMANAKA, NORIO ISSUER YES FOR FOR
PROPOSAL #1.20: ELECT DIRECTOR NAKAO, MITSUHIRO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toray Industries Inc.
TICKER: 3402 CUSIP: J89494116
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 7
PROPOSAL #2.1: ELECT DIRECTOR MORIMOTO, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR INOUE, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HIRABAYASHI, HIDEKI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MASUDA, SHOGO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
KOBAYASHI, KOICHI
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Torrent Pharmaceuticals Ltd
TICKER: 500420 CUSIP: Y8896L148
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT SAMIR MEHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Torrent Power Limited
TICKER: 532779 CUSIP: Y8903W103
MEETING DATE: 8/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT JINAL MEHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE HASKINS AND SELLS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: ELECT P.K. TANEJA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES AGAINST AGAINST
MARKAND BHATT AS EXECUTIVE DIRECTOR
PROPOSAL #7: APPROVE REVISION IN THE TERMS OF ISSUER YES AGAINST AGAINST
APPOINTMENT OF JINAL MEHTA AS EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Torrent Power Limited
TICKER: 532779 CUSIP: Y8903W103
MEETING DATE: 2/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toshiba Corp.
TICKER: 6502 CUSIP: J89752117
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF OPERATIONS TO NEW ISSUER YES FOR FOR
WHOLLY OWNED SUBSIDIARY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toshiba Corp.
TICKER: 6502 CUSIP: J89752117
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TSUNAKAWA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NARUKE, YASUO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HIRATA, MASAYOSHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NODA, TERUKO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IKEDA, KOICHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FURUTA, YUKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KOBAYASHI, YOSHIMITSU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SATO, RYOJI ISSUER YES FOR �� FOR
PROPOSAL #1.9: ELECT DIRECTOR MAEDA, SHINZO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE TRANSFER OF OPERATIONS TO WHOLLY ISSUER YES FOR FOR
OWNED SUBSIDIARY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tosoh Corp.
TICKER: 4042 CUSIP: J90096116
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #2.1: ELECT DIRECTOR YAMAMOTO, TOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TASHIRO, KATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NISHIZAWA, KEIICHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAWAMOTO, KOJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MURASHIGE, NOBUAKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YAMADA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TSUTSUMI, SHINGO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR IKEDA, ETSUYA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ABE, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OGAWA, KENJI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR ITO, SUKEHIRO ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
TANAKA, YASUHIKO
PROPOSAL #4.2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
NAGAO, KENTA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Total Access Communication PCL.
TICKER: DTAC CUSIP: Y8904F141
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE 2016 OPERATING REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE NON-PAYMENT OF ANNUAL DIVIDEND ISSUER YES FOR FOR
AND ACKNOWLEDGE INTERIM DIVIDEND PAYMENT
PROPOSAL #5: APPROVE REDUCTION OF LEGAL RESERVE AND ISSUER YES FOR FOR
PREMIUM ON ORDINARY SHARES
PROPOSAL #6.1: ELECT CHULCHIT BUNYAKETU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT MORTEN KARLSEN SOERBY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT CHRISTOPHER ADAM LASKA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.4: ELECT TANWADEE WONGTERARIT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE LIST OF RESTRICTED FOREIGN ISSUER YES FOR FOR
DOMINANCE BEHAVIORS
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Total SA
TICKER: FP CUSIP: F92124100
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.45 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: REELECT PATRICIA BARBIZET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT MARIE-CHRISTINE COISNE-ROQUETTE ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #8: ELECT MARK CUTIFANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT CARLOS TAVARES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RECEIVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PATRICK POUYANNE, CEO AND CHAIRMAN
PROPOSAL #12: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #13: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toto Ltd.
TICKER: 5332 CUSIP: J90268103
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARIMOTO, KUNIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KITAMURA, MADOKA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIYOTA, NORIAKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MORIMURA, NOZOMU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ABE, SOICHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NARUKIYO, YUICHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HAYASHI, RYOSUKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SAKO, KAZUO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ASO, TAIICHI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SHIRAKAWA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR OGAWA, HIROKI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MASUDA, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SHIMONO, MASATSUGU ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR NAKA, ISSUER YES FOR FOR
HIROTOSHI
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR KATAYANAGI, ISSUER YES FOR FOR
AKIRA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tourmaline Oil Corp.
TICKER: TOU CUSIP: 89156V106
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT ELEVEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR MICHAEL L. ROSE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR BRIAN G. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JILL T. ANGEVINE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WILLIAM D. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR LEE A. BAKER ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ROBERT W. BLAKELY ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR JOHN W. ELICK ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR PHILLIP A. LAMOREAUX ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ANDREW B. MACDONALD ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR LUCY M. MILLER ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR RONALD C. WIGHAM ISSUER YES FOR FOR
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: ADOPT NEW BY-LAWS ISSUER YES FOR FOR
PROPOSAL #5: RE-APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tower Semiconductor Ltd.
TICKER: TSEM CUSIP: M87915274
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT AMIR ELSTEIN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.2: ELECT KALMAN KAUFMAN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.3: ELECT DANA GROSS AS DIRECTOR UNTIL THE ISSUER YES FOR FOR
END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.4: ELECT RAMI GUZMAN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.5: ELECT YOAV CHELOUCHE AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.6: ELECT RONY ROSS AS DIRECTOR UNTIL THE ISSUER YES FOR FOR
END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.7: ELECT ALEX KORNHAUSER AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.8: ELECT ILAN FLATO AS DIRECTOR UNTIL THE ISSUER YES FOR FOR
END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.9: ELECT IRIS AVNER AS DIRECTOR UNTIL THE ISSUER YES FOR FOR
END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.10: ELECT RUSSELL ELLWANGER AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2: APPOINT AMIR ELSTEIN AS CHAIRMAN AND ISSUER YES FOR FOR
RATIFY HIS EMPLOYMENT AGREEMENT
PROPOSAL #3: RATIFY COMPANY'S AMENDED COMPENSATION ISSUER YES FOR FOR
POLICY FOR THE DIRECTORS AND OFFICERS
PROPOSAL #4: SUBJECT TO APPROVAL OF ITEM 3, RATIFY ISSUER YES FOR FOR
EQUITY GRANT TO CEO
PROPOSAL #5: RATIFY INCREASED ANNUAL FIXED FEE TO ISSUER YES FOR FOR
DIRECTORS, OTHER THAN TO AMIR ELSTEIN AND RUSSELL
ELLWANGER
PROPOSAL #6: SUBJECT TO APPROVAL OF ITEM 3, RATIFY ISSUER YES FOR FOR
EQUITY GRANT TO DIRECTORS, OTHER THAN TO AMIR ELSTEIN
AND RUSSELL ELLWANGER
PROPOSAL #7: REAPPOINT BRIGHTMAN ALMAGOR & CO. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE AUDIT COMMITTEE TO FIX THEIR
REMUNERATION
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Towngas China Co., Ltd.
TICKER: 1083 CUSIP: G8972T106
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT HO HON MING, JOHN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2b: ELECT CHENG MO CHI, MOSES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT LI MAN BUN, BRIAN DAVID AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toyo Seikan Group Holdings Ltd.
TICKER: 5901 CUSIP: J92289107
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12
PROPOSAL #2.1: ELECT DIRECTOR NAKAI, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR FUJII, ATSUO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MAIDA, NORIMASA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR GOMI, TOSHIYASU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR GOBUN, MASASHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ARAI, MITSUO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KOBAYASHI, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KATAYAMA, TSUTAO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ASATSUMA, KEI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SOEJIMA, MASAKAZU ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR MUROHASHI, KAZUO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR SUZUKI, ISSUER YES FOR FOR
HIROSHI
PROPOSAL #4: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toyo Suisan Kaisha Ltd.
TICKER: 2875 CUSIP: 892306101
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR TSUTSUMI, TADASU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IMAMURA, MASANARI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAMAMOTO, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SUMIMOTO, NORITAKA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OKI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAKAHASHI, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MAKIYA, RIEKO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TSUBAKI, HIROSHIGE ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TOGAWA, KIKUO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KUSUNOKI, SATORU ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR MOCHIZUKI, MASAHISA ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR MURAKAMI, YOSHIJI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR MURAKAMI, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR HAMADA, TOMOKO ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR FUJITA, HISASHI ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR OGAWA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
USHIJIMA, TSUTOMU
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toyo Tire & Rubber Co. Ltd.
TICKER: 5105 CUSIP: J92805118
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACCOUNTING TRANSFERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #3.1: ELECT DIRECTOR SHIMIZU, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TATARA, TETSUO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TAKAGI, YASUSHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR SAKURAMOTO, TAMOTSU ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR MORITA, KEN ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TAKEDA, ATSUSHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toyobo Co. Ltd.
TICKER: 3101 CUSIP: J90741133
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3.5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR SAKAMOTO, RYUZO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR NARAHARA, SEIJI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KOYAMA, KAZUMASA ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR OITA, YUJI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR WATANABE, MASARU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SATO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR TAKENAKA, SHIGEO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR OKA, TAKETOSHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR NAKAMURA, MASARU ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR NAGATA, ISSUER YES FOR FOR
TANEAKI
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR TAKENAKA, ISSUER YES FOR FOR
SHIRO
PROPOSAL #4.3: APPOINT STATUTORY AUDITOR SUGIMOTO, ISSUER YES FOR FOR
HIROYUKI
PROPOSAL #5: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toyoda Gosei Co. Ltd.
TICKER: 7282 CUSIP: J91128108
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 28
PROPOSAL #2.1: ELECT DIRECTOR ARASHIMA, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MIYAZAKI, NAOKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SUMIDA, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HASHIMOTO, MASAKAZU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YAMADA, TOMONOBU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KOYAMA, TORU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YASUDA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YOKOI, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TSUCHIYA, SOJIRO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR YAMAKA, KIMIO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR TANABE, ISSUER YES FOR FOR
KATSUMI
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES TO ADD PROVISIONS ON NO- SHAREHOLDER YES AGAINST FOR
CONFIDENCE MOTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toyota Boshoku Corp.
TICKER: 3116 CUSIP: J91214106
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 29
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR TOYODA, SHUHEI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ISHII, YOSHIMASA ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TAKI, TAKAMICHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR NUMA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR HORI, KOHEI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR FUETA, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MORIKAWA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR OGASAWARA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR SASAKI, KAZUE ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR KATO, NOBUAKI ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR YAMAUCHI, ISSUER YES FOR FOR
TOKUJI
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
KAWAMURA, KAZUO
PROPOSAL #6: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toyota Industries Corp.
TICKER: 6201 CUSIP: J92628106
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 65
PROPOSAL #2.1: ELECT DIRECTOR TOYODA, TETSURO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ONISHI, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SASAKI, KAZUE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FURUKAWA, SHINYA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SUZUKI, MASAHARU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SASAKI, TAKUO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OTSUKA, KAN ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YAMAMOTO, TAKU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SUMI, SHUZO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR YAMANISHI, KENICHIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KATO, MITSUHISA ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toyota Motor Corp.
TICKER: 7203 CUSIP: J92676113
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR UCHIYAMADA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAYAKAWA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TOYODA, AKIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIDIER LEROY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERASHI, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NAGATA, OSAMU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR UNO, IKUO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATO, HARUHIKO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK T. HOGAN ISSUER YES FOR FOR
PROPOSAL #2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
SAKAI, RYUJI
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toyota Tsusho Corp.
TICKER: 8015 CUSIP: J92719111
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 39
PROPOSAL #2: AMEND ARTICLES TO CLARIFY DIRECTOR ISSUER YES FOR FOR
AUTHORITY ON SHAREHOLDER MEETINGS - AMEND PROVISIONS
ON NUMBER OF DIRECTORS - AMEND PROVISIONS ON DIRECTOR
TITLES - CLARIFY DIRECTOR AUTHORITY ON BOARD
PROPOSAL #3.1: ELECT DIRECTOR OZAWA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KARUBE, JUN ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR YOKOI, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YAMAGIWA, KUNIAKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR MATSUDAIRA, SOICHIRO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR OI, YUICHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR NAGAI, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TOMINAGA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR IWAMOTO, HIDEYUKI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR TAKAHASHI, JIRO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR KAWAGUCHI, YORIKO ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR FUJISAWA, KUMI ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TPG Telecom Limited
TICKER: TPM CUSIP: Q9159A117
MEETING DATE: 12/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT JOSEPH PANG AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TPK Holding Co., Ltd.
TICKER: 3673 CUSIP: G89843109
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
CONSOLIDATED FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF SHARES OR ISSUER YES FOR FOR
PRIVATE ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #4: APPROVE ISSUANCE OF ORDINARY SHARES TO ISSUER YES FOR FOR
PARTICIPATE IN THE ISSUANCE OF GLOBAL DEPOSITORY
RECEIPT
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR, ZHONG YI HUA
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR, JIANG FENG NIAN
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR, WENG MING ZHENG
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tractebel Energia S.A.
TICKER: TBLE3 CUSIP: P9208W103
MEETING DATE: 7/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLE 1 RE: CHANGE COMPANY NAME ISSUER YES FOR FOR
AND ARTICLE 5 TO REFLECT CHANGES IN CAPITAL
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TransCanada Corporation
TICKER: TRP CUSIP: 89353D107
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN E. BENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEREK H. BURNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHAN CRETIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUSSELL K. GIRLING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR S. BARRY JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN E. LOWE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAULA ROSPUT REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY PAT SALOMONE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR INDIRA V. SAMARASEKERA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR D. MICHAEL G. STEWART ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SIIM A. VANASELJA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RICHARD E. WAUGH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transcend Information Inc.
TICKER: 2451 CUSIP: Y8968F102
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DIVIDEND DISTRIBUTION FROM ISSUER YES FOR FOR
CAPITAL RESERVE
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5.1: ELECT LIN JIN YOU WITH SHAREHOLDER NO. ISSUER YES FOR FOR
60220 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transmissora Alianca De Energia Eletrica SA
TICKER: TAEE11 CUSIP: P9T5CD126
MEETING DATE: 7/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transmissora Alianca De Energia Eletrica SA
TICKER: TAEE11 CUSIP: P9T5CD126
MEETING DATE: 10/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S PARTICIPATION IN ISSUER YES FOR FOR
BRAZILIAN ELECTRICITY REGULATORY AGENCY (ANEEL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transmissora Alianca De Energia Eletrica SA
TICKER: TAEE11 CUSIP: P9T5CD126
MEETING DATE: 3/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE FOURTH ISSUANCE OF NON- ISSUER YES FOR FOR
CONVERTIBLE DEBENTURES UP TO BRL 925 MILLION
PROPOSAL #2: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: AMEND INTERNAL REGULATIONS OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transmissora Alianca De Energia Eletrica SA
TICKER: TAEE11 CUSIP: P9T5CD126
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S PARTICIPATION IN ISSUER YES FOR FOR
BRAZILIAN ELECTRICITY REGULATORY AGENCY (ANEEL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transmissora Alianca De Energia Eletrica SA
TICKER: TAEE11 CUSIP: P9T5CD126
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #3.2: ELECT DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY MINORITY SHAREHOLDER
PROPOSAL #4.2: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY PREFERRED SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transmissora Alianca De Energia Eletrica SA
TICKER: TAEE11 CUSIP: P9T5CD126
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND ARTICLE 4 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transurban Group
TICKER: TCL CUSIP: Q9194A106
MEETING DATE: 10/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT PETER SCOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT LINDSAY MAXSTED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT SAMANTHA MOSTYN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4a: APPROVE THE AMENDMENTS TO THE THL AND ISSUER YES FOR FOR
TIL CONSTITUTIONS
PROPOSAL #4b: APPROVE THE AMENDMENTS TO THE THT ISSUER YES FOR FOR
CONSTITUTION
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE AWARDS ISSUER YES FOR FOR
TO SCOTT CHARLTON, CHIEF EXECUTIVE OFFICER OF THE
COMPANY
PROPOSAL #6: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Travelsky Technology Limited
TICKER: 696 CUSIP: Y8972V101
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CUI ZHIXIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT XIAO YINHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT CAO JIANXIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT LI YANGMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT YUAN XIN'AN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT CAO SHIQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT NGAI WAI FUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT LIU XIANGQUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT ZENG YIWEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT HE HAIYAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT RAO GEPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION STANDARDS FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE REMUNERATION STANDARDS FOR ISSUER YES FOR FOR
SUPERVISORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Travelsky Technology Limited
TICKER: 696 CUSIP: Y8972V101
MEETING DATE: 1/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
CARRY OUT THE SOUTHERN AIRLINES TRANSACTIONS AND
RELATED ANNUAL CAPS FOR THE THREE YEARS ENDING
DECEMBER 31, 2019
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TravelSky Technology Limited
TICKER: 696 CUSIP: Y8972V101
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2016 ALLOCATION OF PROFIT AND ISSUER YES FOR FOR
DISTRIBUTION OF FINAL DIVIDEND
PROPOSAL #5: APPROVE BAKER TILLY HONG KONG LIMITED AS ISSUER YES FOR FOR
INTERNATIONAL AUDITORS AND BAKER TILLY CHINA AS PRC
AUDITORS TO AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TravelSky Technology Limited
TICKER: 696 CUSIP: Y8972V101
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Travis Perkins plc
TICKER: TPK CUSIP: G90202105
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT ALAN WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT RUTH ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT TONY BUFFIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JOHN CARTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT COLINE MCCONVILLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PETE REDFERN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT CHRISTOPHER ROGERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT JOHN ROGERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT ROBERT WALKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #22: APPROVE CO-INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #23: APPROVE DEFERRED SHARE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Treasury Wine Estates Ltd.
TICKER: TWE CUSIP: Q9194S107
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT PAUL RAYNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT WARWICK EVERY-BURNS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT PETER HEARL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT LAURI SHANAHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROPORTIONAL TAKEOVER PROVISION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO MICHAEL CLARKE, CHIEF EXECUTIVE OFFICER AND
EXECUTIVE DIRECTOR OF THE COMPANY
PROPOSAL #6: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trelleborg AB
TICKER: TREL B CUSIP: W96297101
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #9a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 4.25 PER SHARE
PROPOSAL #9c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #11: DETERMINE NUMBER OF MEMBERS (8) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.55 MILLION FOR CHAIRMAN, AND SEK
550,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #13: REELECT HANS BIÖRCK, GUNILLA FRANSSON, ISSUER YES FOR FOR
JOHAN MALMQUIST, SÖREN MELLSTIG (CHAIRMAN), PETER
NILSSON, ANNE METTE OLESEN, SUSANNE PAHLÉN ÅKLUNDH
AND BO RISBERG AS DIRECTORS; RATIFY DELOITTE AS
PROPOSAL #14: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #15: AUTHORIZE REPRESENTATIVES OF FIVE OF ISSUER YES FOR FOR
COMPANY'S LARGEST SHAREHOLDERS TO SERVE ON NOMINATING
COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trend Micro Inc.
TICKER: 4704 CUSIP: J9298Q104
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 141
PROPOSAL #2.1: ELECT DIRECTOR CHANG MING-JANG ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR EVA CHEN ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MAHENDRA NEGI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WAEL MOHAMED ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OMIKAWA, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NONAKA, IKUJIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KOGA, TETSUO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR SENPO, ISSUER YES FOR FOR
MASARU
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR HASEGAWA, ISSUER YES FOR FOR
FUMIO
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR KAMEOKA, ISSUER YES FOR FOR
YASUO
PROPOSAL #3.4: APPOINT STATUTORY AUDITOR FUJITA, KOJI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: True Corporation PCL
TICKER: TRUE CUSIP: Y3187S225
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACKNOWLEDGE OPERATION RESULTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT APPROPRIATION AS LEGAL ISSUER YES FOR FOR
RESERVE AND OMISSION OF DIVIDENDS
PROPOSAL #4.1: ELECT AJVA TAULANANDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT NARONG CHEARAVANONT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT CHATCHAVAL JIARAVANON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT XU GENLUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT XIA BING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT LI ZHENGMAO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ABAS LTD. ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #7: APPROVE REVIEW OF THE PROHIBITION OF ISSUER YES FOR FOR
ACTIONS CONSIDERED AS BUSINESS TAKEOVER BY FOREIGNERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Truworths International Ltd
TICKER: TRU CUSIP: S8793H130
MEETING DATE: 11/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 26 JUNE 2016
PROPOSAL #2.1: RE-ELECT ANTHONY TAYLOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT ROBERT DOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT KHUTSO MAMPEULE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DOUGLAS DARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH TINA ROOKLEDGE AS THE REGISTERED
AUDITOR AND AUTHORISE THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7.1: RE-ELECT MICHAEL THOMPSON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #7.2: RE-ELECT ROBERT DOW AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #7.3: RE-ELECT RODDY SPARKS AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SOCIAL AND ETHICS COMMITTEE ISSUER YES FOR FOR
REPORT
PROPOSAL #10.1: RE-ELECT MICHAEL THOMPSON AS MEMBER ISSUER YES FOR FOR
OF THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #10.2: RE-ELECT THANDI NDLOVU AS MEMBER OF ISSUER YES FOR FOR
THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #10.3: RE-ELECT DAVID PFAFF AS MEMBER OF THE ISSUER YES FOR FOR
SOCIAL AND ETHICS COMMITTEE
PROPOSAL #11: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tryg A/S
TICKER: TRYG CUSIP: ADPV29400
MEETING DATE: 3/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 7.14 PER SHARE
PROPOSAL #4: APPROVE DISCHARGE OF MANAGEMENT AND ISSUER YES FOR FOR
BOARD
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF DKK 1,08 MILLION FOR THE CHAIRMAN, DKK
720,000 FOR THE VICE CHAIRMAN, AND DKK 360,000 FOR
OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE
WORK
PROPOSAL #6a: APPROVE DKK 38.97 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION
PROPOSAL #6b1: APPROVE CREATION OF DKK 137 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6b2: APPROVE EQUITY PLAN FINANCING ISSUER YES FOR FOR
PROPOSAL #6c: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #6d: APPROVE AMENDED REMUNERATION GUIDELINES ISSUER YES FOR FOR
AND GUIDELINES FOR INCENTIVE-BASED COMPENSATION FOR
EXECUTIVE MANAGEMENT
PROPOSAL #6e: AMEND ARTICLES RE: NUMBER OF DIRECTORS; ISSUER YES FOR FOR
CHAIRMAN OF THE SUPERVISORY BOARD; DEPUTY CHAIRMEN;
REMOVAL OF AGE LIMIT AND CHAIRMAN'S DECISIVE VOTE
PROPOSAL #7a: FIX NUMBER OF SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
AT NINE
PROPOSAL #7c: REELECT TORBEN NIELSEN AS MEMBER BOARD ISSUER YES FOR FOR
PROPOSAL #7d: REELECT LENE SKOLE AS MEMBER BOARD ISSUER YES FOR FOR
PROPOSAL #7e: REELECT MARI THJOMOE AS MEMBER BOARD ISSUER YES FOR FOR
PROPOSAL #7f: REELECT CARL-VIGGO OSTLUND AS MEMBER ISSUER YES FOR FOR
BOARD
PROPOSAL #8: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE EDITORIAL CHANGES TO ADOPTED ISSUER YES FOR FOR
RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH
DANISH AUTHORITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TS TECH Co., Ltd.
TICKER: 7313 CUSIP: J9299N100
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MIYOTA, ISSUER YES FOR FOR
AKIHIRO
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
WASEMOTO, KAZUNORI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tsingtao Brewery Co., Ltd.
TICKER: 168 CUSIP: Y8997D102
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 FINANCIAL REPORT (AUDITED) ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT AND DIVIDEND ISSUER YES FOR FOR
DISTRIBUTION PLAN
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS INTERNAL CONTROL AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tsogo Sun Holdings Ltd.
TICKER: TSH CUSIP: S32244113
MEETING DATE: 10/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2016
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #3.1: ELECT MAC GANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: RE-ELECT JOHN COPELYN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: RE-ELECT YUNIS SHAIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: RE-ELECT BUSI MABUZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT MAC GANI AS MEMBER OF THE AUDIT ISSUER YES FOR FOR
AND RISK COMMITTEE
PROPOSAL #4.2: RE-ELECT BUSI MABUZA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #4.3: RE-ELECT JABU NGCOBO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY OR CORPORATION
PROPOSAL #5: APPROVE ISSUANCE OF SHARES OR OPTIONS ISSUER YES FOR FOR
AND GRANT FINANCIAL ASSISTANCE IN TERMS OF THE
COMPANY'S SHARE-BASED INCENTIVE SCHEMES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tsumura & Co.
TICKER: 4540 CUSIP: J93407120
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 32
PROPOSAL #2: AMEND ARTICLES TO ADOPT BOARD STRUCTURE ISSUER YES FOR FOR
WITH AUDIT COMMITTEE - AMEND PROVISIONS ON NUMBER OF
DIRECTORS - AUTHORIZE DIRECTORS TO EXECUTE DAY TO DAY
OPERATIONS WITHOUT FULL BOARD APPROVAL - INDEMNIFY
DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR KATO, TERUKAZU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SUGITA, TORU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR FUJI, YASUNORI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR SUGIMOTO, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR MATSUI, KENICHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MASUDA, YAYOI ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER OKOCHI, KIMIKAZU
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER HANEISHI, KIYOMI
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MATSUSHITA, MITSUTOSHI
PROPOSAL #5: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER NODA, SEIKO
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #7: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
PROPOSAL #8: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tsuruha Holdings Inc.
TICKER: 3391 CUSIP: J9348C105
MEETING DATE: 8/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TSURUHA, TATSURU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HORIKAWA, MASASHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TSURUHA, JUN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GOTO, TERUAKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OFUNE, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ABE, MITSUNOBU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KIJIMA, KEISUKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR AOKI, KEISEI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR OKADA, MOTOYA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MITSUHASHI, SHINYA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR YAMADA, EIJI ISSUER YES FOR FOR
PROPOSAL #2: APPOINT EXTERNAL AUDIT FIRM ISSUER YES FOR FOR
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TUI AG
TICKER: TUI1 CUSIP: D8484K166
MEETING DATE: 2/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.63 PER SHARE
PROPOSAL #3.1: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER FRIEDRICH JOUSSEN FOR FISCAL 2015/16
PROPOSAL #3.2: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER HORST BAIER FOR FISCAL 2015/16
PROPOSAL #3.3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER DAVID BURLING FOR FISCAL 2015/16
PROPOSAL #3.4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER SEBASTIAN EBEL FOR FISCAL 2015/16
PROPOSAL #3.5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER ELKE ELLER FOR FISCAL 2015/16
PROPOSAL #3.6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER PETER LONG FOR FISCAL 2015/16
PROPOSAL #3.7: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER WILLIAM WAGGOTT FOR FISCAL 2015/16
PROPOSAL #4.1: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER KLAUS MANGOLD FOR FISCAL 2015/16
PROPOSAL #4.2: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER FRANK JAKOBI FOR FISCAL 2015/16
PROPOSAL #4.3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER MICHAEL HODGKINSON FOR FISCAL 2015/16
PROPOSAL #4.4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER ANDREAS BARCZEWSKI FOR FISCAL 2015/16
PROPOSAL #4.5: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER PETER BREMME FOR FISCAL 2015/16
PROPOSAL #4.6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER EDGAR ERNST FOR FISCAL 2015/16
PROPOSAL #4.7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER WOLFGANG FLINTERMANN FOR FISCAL 2015/16
PROPOSAL #4.8: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER ANGELIKA GIFFORD FOR FISCAL 2015/16
PROPOSAL #4.9: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER VALERIE FRANCES GOODING FOR FISCAL 2015/16
PROPOSAL #4.10: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER DIERK HIRSCHEL FOR FISCAL 2015/16
PROPOSAL #4.11: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER JANIS CAROL KONG FOR FISCAL 2015/16
PROPOSAL #4.12: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER PETER LONG FOR FISCAL 2015/16
PROPOSAL #4.13: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER COLINE LUCILLE MCCONVILLE FOR FISCAL
PROPOSAL #4.14: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER ALEXEY MORDASHOV FOR FISCAL 2015/16
PROPOSAL #4.15: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER MICHAEL POENIPP FOR FISCAL 2015/16
PROPOSAL #4.16: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER TIMOTHY MARTIN POWELL FOR FISCAL 2015/16
PROPOSAL #4.17: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER WILFRIED RAU FOR FISCAL 2015/16
PROPOSAL #4.18: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER CARMEN RIU GUEELL FOR FISCAL 2015/16
PROPOSAL #4.19: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER CAROLA SCHWIRN FOR FISCAL 2015/16
PROPOSAL #4.20: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER MAXIM G. SHEMETOV FOR FISCAL 2015/16
PROPOSAL #4.21: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER ANETTE STREMPEL FOR FISCAL 2015/16
PROPOSAL #4.22: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER CHRISTIAN STRENGER FOR FISCAL 2015/16
PROPOSAL #4.23: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER ORTWIN STRUBELT FOR FISCAL 2015/16
PROPOSAL #4.24: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER STEFAN WEINHOFER FOR FISCAL 2015/16
PROPOSAL #4.25: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER MARCELL WITT FOR FISCAL 2015/16
PROPOSAL #5: RATIFY DELOITTE GMBH AS AUDITORS FOR ISSUER YES FOR FOR
FISCAL 2016/17
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tupras Turkiye Petrol Rafinerileri A.S.
TICKER: TUPRS CUSIP: M8966X108
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLE 6 IN COMPANY BYLAWS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: RECEIVE INFORMATION ON DONATION POLICY ISSUER YES AGAINST AGAINST
AND CHARITABLE DONATIONS FOR 2016 AND APPROVE UPPER
LIMIT OF DONATIONS FOR 2017
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Turk Hava Yollari A.O.
TICKER: THYAO CUSIP: M8926R100
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #8: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Turk Telekomunikasyon AS
TICKER: TTKOM CUSIP: M9T40N131
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INTERNAL AUDITOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORIZE BOARD TO ACQUIRE BUSINESSES ISSUER YES FOR FOR
UP TO A EUR 500 MILLION VALUE
PROPOSAL #18: AUTHORIZE BOARD TO ESTABLISH NEW ISSUER YES FOR FOR
COMPANIES IN RELATION TO BUSINESS ACQUIRED
PROPOSAL #19: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Turk Traktor ve Ziraat Makineleri AS
TICKER: TTRAK CUSIP: M9044T101
MEETING DATE: 3/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: RECEIVE INFORMATION ON REMUNERATION ISSUER YES FOR FOR
POLICY AND APPROVE REMUNERATION PAID TO BOARD MEMBERS
AND TOP MANAGEMENT
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
THE 2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Turkcell Iletisim Hizmet AS
TICKER: TCELL CUSIP: M8903B102
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE UPPER LIMIT OF THE DONATIONS FOR ISSUER YES FOR FOR
2017 AND RECEIVE INFORMATION ON CHARITABLE DONATIONS
FOR 2016
PROPOSAL #8: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #13: APPROVE DIVIDENDS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Turkiye Garanti Bankasi A.S.
TICKER: GARAN CUSIP: M4752S106
MEETING DATE: 11/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF ISSUER YES FOR FOR
MEETING AND AUTHORIZE THE PRESIDING COUNCIL TO SIGN
MEETING MINUTES
PROPOSAL #2: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Turkiye Garanti Bankasi A.S.
TICKER: GARAN CUSIP: M4752S106
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Turkiye Halk Bankasi A.S.
TICKER: HALKB CUSIP: M9032A106
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT BOARD OF DIRECTORS AND INTERNAL ISSUER YES AGAINST AGAINST
AUDITORS
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
INTERNAL AUDITORS
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Turkiye Is Bankasi AS
TICKER: ISCTR CUSIP: M8933F115
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Turkiye Sinai Kalkinma Bankasi AS
TICKER: TSKB CUSIP: M8973M103
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING AND AUTHORIZE PRESIDING COUNCIL TO SIGN
MEETING MINUTES
PROPOSAL #2: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: INCREASE AUTHORIZED SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #10: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Turkiye Sise ve Cam Fabrikalari AS
TICKER: SISE CUSIP: M9013U105
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PRESIDING COUNCIL OF MEETING AND ISSUER YES FOR FOR
AUTHORIZE PRESIDING COUNCIL TO SIGN MEETING MINUTES
PROPOSAL #2: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #8: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #9: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #10: INCREASE AUTHORIZED SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Turkiye Vakiflar Bankasi TAO
TICKER: VAKBN CUSIP: M9037B109
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPOINT INTERNAL STATUTORY AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
INTERNAL AUDITORS
PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Turquoise Hill Resources Ltd.
TICKER: TRQ CUSIP: 900435108
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. GILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. PETER GILLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ULF QUELLMANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUSSEL C. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARYSE SAINT-LAURENT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CRAIG STEGMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFF TYGESEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TV Asahi Holdings Corp.
TICKER: 9409 CUSIP: J93646107
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2.1: ELECT DIRECTOR HAYAKAWA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YOSHIDA, SHINICHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKEDA, TORU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUJINOKI, MASAYA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SUNAMI, GENGO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KAMEYAMA, KEIJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HIRAJO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KAWAGUCHI, TADAHISA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MOROZUMI, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SHINOZUKA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR OKADA, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR KIKUCHI, SEIICHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR WAKISAKA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR WATANABE, MASATAKA ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR KAYAMA, KEIZO ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR HAMASHIMA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER YABUUCHI, YOSHIHISA
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER GEMMA, AKIRA
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER IKEDA, KATSUHIKO
PROPOSAL #4: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER KENJO, MIEKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ube Industries Ltd.
TICKER: 4208 CUSIP: J93796100
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR TAKESHITA, MICHIO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR YAMAMOTO, YUZURU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR SUGISHITA, HIDEYUKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MATSUNAMI, TADASHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KUSAMA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TERUI, KEIKO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SHODA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR KAGEYAMA, MAHITO ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR YAMAMOTO, ISSUER YES FOR FOR
ATSUSHI
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR OCHIAI, ISSUER YES FOR FOR
SEIICHI
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
KORIYA, DAISUKE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UBS GROUP AG
TICKER: UBSG CUSIP: H892U1882
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT (NON- ISSUER YES FOR FOR
BINDING)
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 0.60 PER SHARE FROM CAPITAL
CONTRIBUTION RESERVES
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 71.9 MILLION
PROPOSAL #5: APPROVE MAXIMUM FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 31.5 MILLION
PROPOSAL #6.1a: REELECT AXEL WEBER AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #6.1b: REELECT MICHEL DEMARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1c: REELECT DAVID SIDWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1d: REELECT RETO FRANCIONI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1e: REELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1f: REELECT WILLIAM PARRETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1g: REELECT ISABELLE ROMY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1h: REELECT ROBERT SCULLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1i: REELECT BEATRICE WEDER DI MAURO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1j: REELECT DIETER WEMMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT JULIE RICHARDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3.1: APPOINT ANN GODBEHERE AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.3.2: APPOINT MICHEL DEMARE AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.3.3: APPOINT RETO FRANCIONI AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.3.4: APPOINT WILLIAM PARRETT AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #7: APPROVE MAXIMUM REMUNERATION OF BOARD OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 14 MILLION
PROPOSAL #8.1: DESIGNATE ADB ALTORFER DUSS & ISSUER YES FOR FOR
BEILSTEIN AG AS INDEPENDENT PROXY
PROPOSAL #8.2: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UCB SA
TICKER: UCB CUSIP: B93562120
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, INCLUDING DIVIDENDS OF EUR 1.15 PER SHARE
PROPOSAL #5: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #8.1a: REELECT VIVIANE MONGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.1b: INDICATE VIVIANE MONGES AS ISSUER YES FOR FOR
INDEPENDENT BOARD MEMBER
PROPOSAL #8.2a: REELECT ALBRECHT DE GRAEVE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.2b: INDICATE ALBRECHT DE GRAEVE AS ISSUER YES FOR FOR
INDEPENDENT BOARD MEMBER
PROPOSAL #8.3: ELECT ROCH DOLIVEUX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE RESTRICTED STOCK PLAN RE: ISSUER YES FOR FOR
ISSUANCE OF 1,054,000 RESTRICTED SHARES
PROPOSAL #9.2: AMEND US EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CHANGE-OF-CONTROL CLAUSE RE : ISSUER YES FOR FOR
EMTN PROGRAM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UEM Sunrise Berhad
TICKER: UEMS CUSIP: Y9033U108
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT IZZADDIN IDRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT ANWAR SYAHRIN ABDUL AJIB AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
THE FINANCIAL YEAR ENDING DECEMBER 31, 2017
PROPOSAL #4: APPROVE DIRECTORS' BENEFITS EXCLUDING ISSUER YES FOR FOR
DIRECTORS' FEES
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE RENEWAL OF SHAREHOLDERS' MANDATE ISSUER YES AGAINST AGAINST
FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ulker Biskuvi Sanayi A.S.
TICKER: ULKER CUSIP: M90358108
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #13: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #15: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ultrapar Participacoes S.A.
TICKER: UGPA3 CUSIP: P94396127
MEETING DATE: 8/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF ALESAT ISSUER YES FOR FOR
COMBUSTIVEIS S.A. TO BE CARRIED OUT BY THE COMPANY'S
SUBSIDIARY IPIRANGA PRODUTOS DE PETROLEO S.A.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ultrapar Participacoes S.A.
TICKER: UGPA3 CUSIP: P94396127
MEETING DATE: 1/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF LIQUIGAS ISSUER YES FOR FOR
DISTRIBUIDORA S.A. TO BE CARRIED OUT BY THE COMPANY'S
SUBSIDIARY ULTRAGAZ S.A.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ultrapar Participacoes S.A.
TICKER: UGPA3 CUSIP: P94396127
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER �� YES FOR FOR
MANAGEMENT
PROPOSAL #6.1: ELECT FLAVIO CESAR MAIA LUZ AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER AND MARCIO AUGUSTUS RIBEIRO AS
PROPOSAL #6.2: ELECT GERALDO TOFFANELLO AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER AND PEDRO OZIRES PREDEUS AS ALTERNATE
PROPOSAL #6.3: ELECT NILSON MARTINIANO MOREIRA AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND PAULO CESAR PASCOTINI AS
ALTERNATE
PROPOSAL #6.4: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ultrapar Participacoes S.A.
TICKER: UGPA3 CUSIP: P94396127
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
WITHOUT ISSUANCE OF SHARES
PROPOSAL #3: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ultratech Cement Ltd.
TICKER: ULTRACEMCO CUSIP: Y9046E109
MEETING DATE: 7/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAJASHREE BIRLA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE BSR & CO. LLP AS JOINT AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE KHIMJI KUNVERJI & CO. AS JOINT ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT KRISHNA KISHORE MAHESHWARI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
KRISHNA KISHORE MAHESHWARI AS MANAGING DIRECTOR
PROPOSAL #9: ELECT ALKA MAREZBAN BHARUCHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ATUL SATISH DAGA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
ATUL SATISH DAGA AS EXECUTIVE DIRECTOR AND CFO
PROPOSAL #12: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #13: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #15: APPROVE INCREASE IN LIMIT ON FOREIGN ISSUER YES FOR FOR
SHAREHOLDINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ultratech Cement Ltd.
TICKER: ULTRACEMCO CUSIP: Y9046E109
MEETING DATE: 10/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Umicore
TICKER: UMI CUSIP: B95505168
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME, AND DIVIDENDS OF EUR 1.30 PER
SHARE
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #7.1: REELECT INES KOLMEES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT LIAT BEN-ZUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT GERARD LAMARCHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8.1: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #8.2: APPROVE AUDITORS' REMUNERATION ISSUER YES FOR FOR
PROPOSAL #1: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U-Ming Marine Transport Corp.
TICKER: 2606 CUSIP: Y9046H102
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE CASH DIVIDEND DISTRIBUTION FROM ISSUER YES FOR FOR
LEGAL RESERVE
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UMW Holdings Berhad
TICKER: UMW CUSIP: Y90510101
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED DISTRIBUTION OF ISSUER YES FOR FOR
ORDINARY SHARES IN UMW OIL & GAS CORPORATION BERHAD
PROPOSAL #2: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UMW Holdings Berhad
TICKER: UMW CUSIP: Y90510101
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HAMAD KAMA PIAH BIN CHE OTHMAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT ESHAH BINTI MEOR SULEIMAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' FEES FOR THE NON- ISSUER YES FOR FOR
EXECUTIVE CHAIRMAN AND NON-EXECUTIVE DIRECTORS AND
FOR THE NON-EXECUTIVE DIRECTORS WHO ARE DIRECTORS OF
SUBSIDIARY COMPANIES
PROPOSAL #5: APPROVE DIRECTORS' BENEFITS FROM JANUARY ISSUER YES FOR FOR
1, 2017 UNTIL THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unibail Rodamco SE
TICKER: UL CUSIP: F95094110
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 10.20 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS AND ACKNOWLEDGE THE
ABSENCE OF NEW TRANSACTIONS
PROPOSAL #5: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBERS
PROPOSAL #6: APPROVE REMUNERATION POLICY FOR CHAIRMAN ISSUER YES FOR FOR
OF THE MANAGEMENT BOARD
PROPOSAL #7: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CHRISTOPHE CUVILLIER, CHAIRMAN OF THE MANAGEMENT
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
OLIVIER BOSSARD, FABRICE MOUCHEL, ASTRID PANOSYAN,
JAAP TONCKENS AND JEAN-MARIE TRITANT, MEMBERS OF THE
MANAGEMENT BOARD
PROPOSAL #10: REELECT DAGMAR KOLLMANN AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #11: ELECT PHLLIPPE COLLOMBEL AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #12: ELECT COLIN DYER AS SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #13: ELECT RODERICK MUNSTERS AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #14: RENEW APPOINTMENT OF ERNST AND YOUNG ISSUER YES FOR FOR
AUDIT AS AUDITOR
PROPOSAL #15: RENEW APPOINTMENT OF DELOITTE ET ISSUER YES FOR FOR
ASSOCIÉS AS AUDITOR
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 75 MILLION
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 45 MILLION
PROPOSAL #20: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 18-19
PROPOSAL #21: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #22: AUTHORIZE UP TO 3 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS RESERVED FOR
EMPLOYEES AND EXECUTIVE OFFICERS OF THE COMPANY
PROPOSAL #23: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #24: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unicharm Corp.
TICKER: 8113 CUSIP: J94104114
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TAKAHARA, KEIICHIRO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAKAHARA, TAKAHISA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FUTAGAMI, GUMPEI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ISHIKAWA, EIJI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MORI, SHINJI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NAKANO, KENNOSUKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TAKAI, MASAKATSU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MIYABAYASHI, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER FUJIMOTO, KIMISUKE
PROPOSAL #2.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MITACHI, TAKASHI
PROPOSAL #2.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ASADA, SHIGERU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UniCredit SpA
TICKER: UCG CUSIP: T960AS101
MEETING DATE: 1/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE WITH PREEMPTIVE ISSUER YES FOR FOR
RIGHTS
PROPOSAL #2: APPROVE SHARE CONSOLIDATION ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT JEAN PIERRE MUSTIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT SERGIO BALBINOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT MARTHA DAGMAR BÖCKENFELD AS ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UniCredit SpA
TICKER: UCG CUSIP: T9T23L584
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2017 GROUP INCENTIVE SYSTEM ISSUER YES FOR FOR
PROPOSAL #4: APPROVE LONG-TERM INCENTIVE PLAN 2017- ISSUER YES FOR FOR
2019
PROPOSAL #5: APPROVE SEVERANCE PAYMENTS POLICY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: AUTHORIZE BOARD TO INCREASE CAPITAL TO ISSUER YES FOR FOR
SERVICE 2016 INCENTIVE PLAN
PROPOSAL #2: AUTHORIZE BOARD TO INCREASE CAPITAL TO ISSUER YES FOR FOR
SERVICE 2017 INCENTIVE PLAN AND LTI PLAN 2017-2019
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unilever NV
TICKER: UNA CUSIP: N8981F271
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #3: APPROVE DISCHARGE OF EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #4: APPROVE DISCHARGE OF NON-EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #5: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #6: APPROVE UNILEVER SHARE PLAN 2017 ISSUER YES FOR FOR
PROPOSAL #7: ELECT N.S. ANDERSEN AS NON-EXECUTIVE ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #8: ELECT L.M. CHA AS NON-EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #9: ELECT V. COLAO AS NON-EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #10: ELECT M DEKKERS AS NON-EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #11: ELECT A.M. FUDGE AS NON-EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #12: ELECT J. HARTMANN AS NON-EXECUTIVE ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #13: ELECT M. MA AS NON-EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #14: ELECT S MASIYIWA AS NON-EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #15: ELECT Y.MOON AS NON-EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #16: ELECT G. PITKETHLY AS EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #17: ELECT P.G.J.M. POLMAN AS EXECUTIVE ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #18: ELECT J. RISHTON AS NON-EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #19: ELECT F. SIJBESMA AS NON-EXECUTIVE ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #20: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #21: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #22: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #23: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unilever PLC
TICKER: ULVR CUSIP: G92087165
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT NILS ANDERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT LAURA CHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT VITTORIO COAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DR MARIJN DEKKERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANN FUDGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DR JUDITH HARTMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT MARY MA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT STRIVE MASIYIWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT YOUNGME MOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT GRAEME PITKETHLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT PAUL POLMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT JOHN RISHTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT FEIKE SIJBESMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #19: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #20: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #24: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #25: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unimicron Technology Corp.
TICKER: 3037 CUSIP: Y90668107
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #8: APPROVE AUTHORIZATION OF DIRECTOR TO ISSUER YES FOR FOR
SERVE AS OTHER COMPANY'S DIRECTOR
PROPOSAL #9.1: ELECT TSENG TZU CHANG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 1162 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT A REPRESENTATIVE OF UNITED ISSUER YES FOR FOR
MICROELECTRONICS CORP. WITH SHAREHOLDER NO. 3 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT HSIEH YEN SHENG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 22085 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT LI CHANG MING WITH SHAREHOLDER ISSUER YES FOR FOR
NO.1042 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.5: ELECT LI CHIA PIN WITH SHAREHOLDER NO. ISSUER YES FOR FOR
47801 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.6: ELECT A REPRESENTATIVE OF HSUN CHIEH ISSUER YES FOR FOR
INVESTMENT CO., LTD. WITH SHAREHOLDER NO. 22084 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT CHEN LAI CHU WITH ID NO. ISSUER YES FOR FOR
A121498XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.8: ELECT LI YA CHING WITH ID NO. ISSUER YES FOR FOR
Y220060XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.9: ELECT WU LING LING WITH ID NO. ISSUER YES FOR FOR
E221904XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union Bank of India
TICKER: 532477 CUSIP: Y90885115
MEETING DATE: 2/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF 38.99 MILLION EQUITY ISSUER YES FOR FOR
SHARES TO GOVERNMENT OF INDIA
PROPOSAL #2: APPROVE ISSUANCE OF 12.97 MILLION EQUITY ISSUER YES FOR FOR
SHARES TO GOVERNMENT OF INDIA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union Bank of India Ltd.
TICKER: 532477 CUSIP: Y90885115
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union National Bank - Public Joint Stock Company
TICKER: UNB CUSIP: M9396C102
MEETING DATE: 3/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2016
PROPOSAL #4.1: APPROVE DIVIDENDS OF AED 0.2 PER SHARE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union Properties PJSC
TICKER: UPP CUSIP: M93972103
MEETING DATE: 8/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCING OIA PROJECT ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE NEW POWERS TO THE BOARD ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union Properties PJSC
TICKER: UPP CUSIP: M93972103
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: AUTHORIZE BONUS SHARES ISSUE ISSUER YES FOR FOR
REPRESENTING 8 PERCENT OF THE SHARE CAPITAL
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: ALLOW CHAIRMAN AND DIRECTORS TO ENGAGE ISSUER YES FOR FOR
IN COMMERCIAL TRANSACTIONS WITH COMPETITORS
PROPOSAL #9: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #10: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unione di Banche Italiane S.p.A.
TICKER: UBI CUSIP: T9T591106
MEETING DATE: 10/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ACQUISITION OF BANCA ISSUER YES FOR FOR
REGIONALE EUROPEA SPA, BANCA POPOLARE COMMERCIO E
INDUSTRIA SPA, BANCA CARIME SPA, BANCA POPOLARE DI
ANCONA SPA, BANCA POPOLARE DI BERGAMO SPA, BANCO DI
BRESCIA SPA, AND BANCA DI VALLE CAMONICA SPA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unione di Banche Italiane S.p.A.
TICKER: UBI CUSIP: T9T591106
MEETING DATE: 4/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TREATMENT OF NET LOSSES AND ISSUER YES FOR FOR
ALLOCATION OF INCOME THROUGH PARTIAL DISTRIBUTION OF
RESERVES
PROPOSAL #2: ELECT FERRUCCIO DARDANELLO AS SHAREHOLDER YES FOR N/A
SUPERVISORY BOARD MEMBER
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: REMUNERATION POLICIES FOR MANAGEMENT AND ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBERS
PROPOSAL #5.a: APPROVE SHORT TERM INCENTIVE BONUS ISSUER YES FOR FOR
PLAN FOR KEY PERSONNEL
PROPOSAL #5.b: APPROVE PERFORMANCE BASED SHARE ISSUER YES FOR FOR
MATCHING PLAN
PROPOSAL #5.c: APPROVE PRODUCTIVITY BONUS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SEVERANCE PAYMENTS POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FIXED-VARIABLE COMPENSATION ISSUER YES FOR FOR
RATIO
PROPOSAL #8: APPROVE CAPITAL INCREASE WITH PREEMPTIVE ISSUER YES FOR FOR
RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Uniper SE
TICKER: UN01 CUSIP: D8530Z100
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.55 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #6: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD AND AMEND ARTICLES
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD IN ACCORDANCE WITH THE ARTICLES AMENDMENTS
PROPOSED IN ITEM 6
PROPOSAL #8.1: ELECT BERNHARD REUTERSBERG TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8.2: ELECT JEAN-FRANCOIS CIRELLI TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8.3: ELECT DAVID CHARLES DAVIES TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8.4: ELECT MARION HELMES TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8.5: ELECT REBECCA RANICH TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8.6: ELECT MARC SPIEKER TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UnipolSai Assicurazioni SpA
TICKER: US CUSIP: T9647G103
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Uni-President China Holdings Ltd.
TICKER: 220 CUSIP: G9222R106
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT LO CHIH-HSIEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LIU XINHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHEN KUO-HUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Uni-President China Holdings Ltd.
TICKER: 220 CUSIP: G9222R106
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2017 FRAMEWORK PURCHASE ISSUER YES FOR FOR
AGREEMENT, ANNUAL CAPS AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Uni-President Enterprises Corp.
TICKER: 1216 CUSIP: Y91475106
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS AND
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unipro PJSC
TICKER: UPRO CUSIP: X2156X109
MEETING DATE: 12/8/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unipro PJSC
TICKER: EONR CUSIP: X2156X109
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE INTERIM DIVIDENDS OF RUB 0.01 ISSUER YES FOR FOR
PER SHARE FOR FIRST THREE MONTHS OF FISCAL 2017
PROPOSAL #4.1: ELECT KLAUS SCHAEFER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.2: ELECT CHRISTOPHER DELBRUECK AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #4.3: ELECT GUNTER RUEMMLER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT PATRICK WOLFF AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.5: ELECT REINER HARTMANN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT MAKSIM SHIROKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.7: ELECT TATYANA MITROVA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.8: ELECT ALEKSEY GERMANOVICH AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.9: ELECT ANNA BELOVA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.1: ELECT UWE HANSAL AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5.2: ELECT NICOLO PRIEN AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5.3: ELECT ALEKSEY ASYAEV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.4: ELECT DENIS ALEKSEENKOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Breweries Ltd.
TICKER: 532478 CUSIP: Y9181N153
MEETING DATE: 9/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT A K RAVI NEDUNGADI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE S. R. BATLIBOI & ASSOCIATES LLP ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF HENRICUS PETRUS VAN ZON AS EXECUTIVE DIRECTOR AND
CHIEF FINANCIAL OFFICER UNTIL AUGUST 31, 2016
PROPOSAL #6: ELECT STEVEN BOSCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
STEVEN BOSCH AS EXECUTIVE DIRECTOR AND CHIEF
FINANCIAL OFFICER WITH EFFECT FROM SEPTEMBER 1, 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Company RUSAL Plc
TICKER: 486 CUSIP: G9227K106
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL CAP IN RELATION TO THE ISSUER NO N/A N/A
E&C CONTRACTS FOR THE YEAR ENDING DECEMBER 31, 2017
PROPOSAL #2: APPROVE ANNUAL CAP IN RELATION TO THE ISSUER NO N/A N/A
E&C CONTRACTS FOR THE YEAR ENDING DECEMBER 31, 2018
PROPOSAL #3: APPROVE ANNUAL CAP IN RELATION TO THE ISSUER NO N/A N/A
E&C CONTRACTS FOR THE YEAR ENDING DECEMBER 31, 2019
PROPOSAL #4: APPROVE ANNUAL CAP IN RELATION TO THE ISSUER NO N/A N/A
ALUMINUM SALES CONTRACTS FOR THE YEAR ENDING DECEMBER
31, 2017
PROPOSAL #5: APPROVE ANNUAL CAP IN RELATION TO THE ISSUER NO N/A N/A
ALUMINUM SALES CONTRACTS FOR THE YEAR ENDING DECEMBER
31, 2018
PROPOSAL #6: APPROVE ANNUAL CAP IN RELATION TO THE ISSUER NO N/A N/A
ALUMINUM SALES CONTRACTS FOR THE YEAR ENDING DECEMBER
31, 2019
PROPOSAL #7: APPROVE EN+ LONG-TERM ELECTRICITY SUPPLY ISSUER NO N/A N/A
CONTRACTS AND RELATED TRANSACTIONS
PROPOSAL #8: APPROVE LONG-TERM CAPACITY RSE CONTRACTS ISSUER NO N/A N/A
AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Company RUSAL Plc
TICKER: 00486 CUSIP: G9227K106
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT DMITRY AFANASIEV AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2b: ELECT MARK GARBER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT IVAN GLASENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT MAKSIM GOLDMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT OLGA MASHKOVSKAYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2f: ELECT MATTHIAS WARNIG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2g: ELECT SIEGFRIED WOLF DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2h: ELECT MARCO MUSETTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE JSC KPMG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Internet AG
TICKER: UTDI CUSIP: D8542B125
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.80 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES AGAINST AGAINST
FOR FISCAL 2017
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Microelectronics Corp
TICKER: 2303 CUSIP: 910873405
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES AGAINST AGAINST
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES AGAINST AGAINST
GUARANTEES
PROPOSAL #8: APPROVE ISSUANCE OF ORDINARY SHARES VIA ISSUER YES FOR FOR
PRIVATE PLACEMENT AND PARTICIPATE IN THE ISSUANCE OF
GLOBAL DEPOSITORY RECEIPT OR ISSUANCE OF OVERSEAS OR
DOMESTIC CONVERTIBLE BONDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Microelectronics Corp
TICKER: 2303 CUSIP: Y92370108
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES AGAINST AGAINST
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES AGAINST AGAINST
GUARANTEES
PROPOSAL #8: APPROVE ISSUANCE OF ORDINARY SHARES VIA ISSUER YES FOR FOR
PRIVATE PLACEMENT AND PARTICIPATE IN THE ISSUANCE OF
GLOBAL DEPOSITORY RECEIPT OR ISSUANCE OF OVERSEAS OR
DOMESTIC CONVERTIBLE BONDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Overseas Bank Limited
TICKER: U11 CUSIP: Y9T10P105
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FEE TO THE CHAIRMAN EMERITUS AND ISSUER YES FOR FOR
ADVISER OF THE BANK FOR THE PERIOD FROM JANUARY 2016
TO DECEMBER 2016
PROPOSAL #5: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT WEE EE CHEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT WILLIE CHENG JUE HIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE ISSUANCE OF SHARES PURSUANT TO ISSUER YES FOR FOR
THE UOB SCRIP DIVIDEND SCHEME
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Spirits Limited
TICKER: UNITDSPR CUSIP: Y92311102
MEETING DATE: 7/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: REELECT NICHOLAS BODO BLASQUEZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE PRICE WATERHOUSE & CO. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: ELECT VINOD RAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: CONSIDER EROSION OF NET WORTH OF THE ISSUER YES FOR FOR
COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Utilities Group plc
TICKER: UU. CUSIP: G92755100
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DR JOHN MCADAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT STEVE MOGFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT STEPHEN CARTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MARK CLARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT RUSS HOULDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT BRIAN MAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SARA WELLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #16: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH 14 WORKING DAYS' NOTICE
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Robina Corporation
TICKER: URC CUSIP: Y9297P100
MEETING DATE: 6/28/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
MEETING OF THE STOCKHOLDERS HELD ON MARCH 9, 2016
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS FOR THE ISSUER YES FOR FOR
PRECEDING YEAR
PROPOSAL #3: APPROVE REVISED PLAN OF MERGER OF CFC ISSUER YES FOR FOR
CLUBHOUSE PROPERTY, INC WITH AND INTO THE CORPORATION
PROPOSAL #4.1: ELECT JOHN L. GOKONGWEI, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT JAMES L. GO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT LANCE Y. GOKONGWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT PATRICK HENRY C. GO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.5: ELECT FREDERICK D. GO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.6: ELECT JOHNSON ROBERT G. GO, JR. AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.7: ELECT ROBERT G. COYIUTO, JR. AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.8: ELECT WILFRIDO E. SANCHEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT PASCUAL S. GUERZON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPOINT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
EXTERNAL AUDITOR
PROPOSAL #6: RATIFY ALL ACTS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND ITS COMMITTEES, OFFICERS AND MANAGEMENT
SINCE THE LAST ANNUAL MEETING
PROPOSAL #7: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UOL Group Limited
TICKER: U14 CUSIP: Y9299W103
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FIRST AND FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: ELECT WEE EE LIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LOW WENG KEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT WEE SIN THO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT POON HON THANG SAMUEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE GRANT OF OPTIONS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE UOL 2012 SHARE OPTION SCHEME
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: APPROVE ISSUANCE OF SHARES PURSUANT TO ISSUER YES FOR FOR
THE UOL SCRIP DIVIDEND SCHEME
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UPL Limited
TICKER: 512070 CUSIP: Y9247H166
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE UPL LIMITED - EMPLOYEE STOCK ISSUER YES AGAINST AGAINST
OPTION PLAN 2017
PROPOSAL #2: APPROVE GRANT OF OPTIONS TO EMPLOYEES OF ISSUER YES AGAINST AGAINST
THE SUBSIDIARY COMPANY(IES) UNDER THE ESOP 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Upm-Kymmene Oy
TICKER: UPM CUSIP: X9518S108
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.95 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: REMUNERATION OF DIRECTORS IN THE AMOUNT ISSUER YES FOR FOR
OF EUR 190,000 FOR CHAIRMAN, EUR 135,000 FOR DEPUTY
CHAIRMAN AND EUR 100,000 FOR OTHER DIRECTORS; APPROVE
COMPENSATION FOR COMMITTEE WORK
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT TEN ISSUER YES FOR FOR
PROPOSAL #12: REELECT BERNDT BRUNOW, HENRIK ISSUER YES FOR FOR
EHRNROOTH, PIIA-NOORA KAUPPI, WENDY LANE, JUSSI
PESONEN, ARI PUHELOINEN, VELI-MATTI REINIKKALA,
SUZANNE THOMA, KIM WAHL AND BJORN WAHLROOS AS
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #16: APPROVE THAT THE RIGHTS ATTACHED TO ISSUER YES FOR FOR
183,116 SHARES ENTERED IN THE COMPANY'S JOINT BOOK-
ENTRY ACCOUNT BE FORFEITED
PROPOSAL #17: AUTHORIZE CHARITABLE DONATIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Uralkali PJSC
TICKER: URKA CUSIP: X9519W108
MEETING DATE: 8/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LARGE-SCALE TRANSACTION ISSUER NO N/A N/A
PROPOSAL #2.1: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER NO N/A N/A
JSC URALCHEM RE: SALE/PURCHASE AND SUPPLY CONTRACTS
PROPOSAL #2.2: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER NO N/A N/A
JSC VOSKRESENSK MINERAL FERTILIZERS RE:
SALE/PURCHASE AND SUPPLY CONTRACTS
PROPOSAL #2.3: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER NO N/A N/A
PJSC VSMPO-AVISMA RE: SALE/PURCHASE AND SUPPLY
CONTRACTS
PROPOSAL #2.4: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER NO N/A N/A
JSC VOSKRESENSK MINERAL FERTILIZERS RE:
SALE/PURCHASE AND SUPPLY CONTRACTS
PROPOSAL #2.5: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER NO N/A N/A
JSC URALCHEM RE: SALE/PURCHASE AND SUPPLY CONTRACTS
PROPOSAL #2.6: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER NO N/A N/A
PJSC VSMPO-AVISMA RE: SALE/PURCHASE AND SUPPLY
CONTRACTS
PROPOSAL #2.7: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER NO N/A N/A
SOGLASIYE LLC RE: INSURANCE AGREEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Uralkali PJSC
TICKER: URKA CUSIP: X9519W108
MEETING DATE: 9/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER NO N/A N/A
PROPOSAL #2: APPROVE EARLY TERMINATION OF POWERS OF ISSUER NO N/A N/A
BOARD OF DIRECTORS
PROPOSAL #3.1: ELECT DMITRY KONYAEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.2: ELECT DMITRY LOBYAK AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.3: ELECT LUC MARC MAENE AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.4: ELECT DMITRY MAZEPIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.5: ELECT ROBERT JOHN MARGETTS AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.6: ELECT DMITRY OSIPOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.7: ELECT PAUL JAMES OSTLING AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.8: ELECT DMITRY TATYANIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4: APPROVE EARLY TERMINATION OF POWERS OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #5.1: ELECT IRINA GRINKEVICH AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #5.2: ELECT ANDREY ERMIZIN AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #5.3: ELECT MARIYA KUZMINA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #5.4: ELECT IRINA RAZUMOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #5.5: ELECT YAROSLAVA SERDYUK AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Uralkali PJSC
TICKER: URKA CUSIP: X9519W108
MEETING DATE: 12/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER NO N/A N/A
URALKALI TRADING SIA RE: GUARANTEE AGREEMENT
PROPOSAL #2: APPROVE LARGE-SCALE RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION
PROPOSAL #3: APPROVE NEW EDITION OF CHARTER ISSUER NO N/A N/A
PROPOSAL #4: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
GENERAL MEETINGS
PROPOSAL #5: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
BOARD OF DIRECTORS
PROPOSAL #6: AMEND REGULATIONS ON REMUNERATION OF ISSUER NO N/A N/A
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Uralkali PJSC
TICKER: URKA CUSIP: X9519W108
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER NO N/A N/A
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3.1: ELECT DMITRY KONYAEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.2: ELECT DMITRY LOBYAK AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.3: ELECT LUC MARC MAENE AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.4: ELECT DMITRY MAZEPIN AS DIRECTOR ISSUER NO �� N/A N/A
PROPOSAL #3.5: ELECT ROBERT JOHN MARGETTS AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.6: ELECT DMITRY OSIPOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.7: ELECT PAUL JAMES OSTLING AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.8: ELECT DIMITRY TATYANIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1: ELECT IRINA GRINKEVICH AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #4.2: ELECT ANDREY ERMIZIN AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #4.3: ELECT MARIYA KUZMINA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #4.4: ELECT YULIYA LYKOSOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #4.5: ELECT IRINA RAZUMOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #5: RATIFY AUDITOR FOR COMPANY'S IFRS ISSUER NO N/A N/A
CONSOLIDATED FINANCIAL STATEMENTS
PROPOSAL #6: RATIFY AUDITOR FOR COMPANY'S IFRS ISSUER NO N/A N/A
CONSOLIDATED FINANCIAL STATEMENTS IN ACCORDANCE WITH
FEDERAL LAW ON CONSOLIDATED FINANCIAL STATEMENTS
PROPOSAL #7: RATIFY RAS AUDITOR ISSUER NO N/A N/A
PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTIONS RE: ISSUER NO N/A N/A
SALE/PURCHASE AGREEMENT
PROPOSAL #9: APPROVE LARGE-SCALE TRANSACTION WITH PAO ISSUER NO N/A N/A
SBERBANK RE: LOAN AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ushio Inc.
TICKER: 6925 CUSIP: J94456118
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 26
PROPOSAL #2.1: ELECT DIRECTOR USHIO, JIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HAMASHIMA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR USHIO, SHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR BANNO, HIROAKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NAKAMAE, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HARA, YOSHINARI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KANEMARU, YASUFUMI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR HATTORI, SHUICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SAKIE TACHIBANA ISSUER YES FOR FOR
FUKUSHIMA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Usinas Siderurgicas De Minas Gerais S.A. - USIMINAS
TICKER: USIM5 CUSIP: P9632E117
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PAULO ROBERTO EVANGELISTA DE LIMA SHAREHOLDER YES FOR N/A
AS FISCAL COUNCIL MEMBER AND LUIZ FERNANDO SACHET AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Usinas Siderurgicas De Minas Gerais S.A. - USIMINAS
TICKER: USIM5 CUSIP: P9632E125
MEETING DATE: 7/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT APPROVED AT EGM ON APR. 04, 2016
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
AUTHORIZED CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Usinas Siderurgicas De Minas Gerais S.A. - USIMINAS
TICKER: USIM5 CUSIP: P9632E125
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3.1: ELECT DIRECTORS AND ALTERNATES ISSUER YES ABSTAIN AGAINST
PROPOSAL #3.2: ELECT MARIO DAUD FILHO AS DIRECTOR AND SHAREHOLDER YES FOR N/A
DANIEL CARLIN EPSTEIN AS ALTERNATE APPOINTED BY
MINORITY SHAREHOLDER
PROPOSAL #3.3: ELECT FRANCISCO AUGUSTO DA COSTA E SHAREHOLDER YES ABSTAIN N/A
SILVA AS DIRECTOR AND DURVAL JOSE SOLEDADE SANTOS AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #3.4: ELECT MARIO DAUD FILHO AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #4.1: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #4.2: ELECT MAURY FONSECA BASTOS AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND CESAR ROMERO BORGES DE RAMOS
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #4.3: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: USS Co., Ltd.
TICKER: 4732 CUSIP: J9446Z105
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 23.2
PROPOSAL #2.1: ELECT DIRECTOR ANDO, YUKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SETA, DAI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MASUDA, MOTOHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YAMANAKA, MASAFUMI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MISHIMA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR AKASE, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR IKEDA, HIROMITSU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TAMURA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KATO, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR ASO, MITSUHIRO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR OZAKI, ISSUER YES FOR FOR
SHINJI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR NIWA, TORU ISSUER YES FOR FOR
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR MIYAZAKI, ISSUER YES FOR FOR
RYOICHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vale S.A.
TICKER: VALE3 CUSIP: 91912E105
MEETING DATE: 8/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RATIFY ELECTION OF DIRECTOR AND ISSUER YES FOR FOR
ALTERNATE
PROPOSAL #1.2: AMEND ARTICLE 26 ISSUER YES FOR FOR
PROPOSAL #1.3: AMEND ARTICLE 9 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vale S.A.
TICKER: VALE3 CUSIP: 91912E105
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #1.3.1: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #1.4.1: ELECT FISCAL COUNCIL MEMBERS ISSUER YES ABSTAIN AGAINST
PROPOSAL #1.5.1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #1.5.2: APPROVE REMUNERATION OF FISCAL ISSUER YES FOR FOR
COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vale S.A.
TICKER: VALE3 CUSIP: 91912E105
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF CLASS A PREFERRED ISSUER YES FOR FOR
SHARES INTO COMMON SHARES
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGREEMENT TO ABSORB VALEPAR S.A. ISSUER YES FOR FOR
(VALEPAR)
PROPOSAL #4: RATIFY KPMG AUDITORES INDEPENDENTES AS ISSUER YES FOR FOR
THE INDEPENDENT FIRM TO APPRAISE PROPOSED TRANSACTION
PROPOSAL #5: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ABSORPTION OF VALEPAR S.A. ISSUER YES FOR FOR
(VALEPAR)
PROPOSAL #7: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vale S.A.
TICKER: VALE3 CUSIP: 91912E204
MEETING DATE: 8/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.2: AMEND ARTICLE 26 ISSUER YES FOR FOR
PROPOSAL #1.3: AMEND ARTICLE 9 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vale S.A.
TICKER: VALE3 CUSIP: 91912E204
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #1.4.1: ELECT FISCAL COUNCIL MEMBERS AND SHAREHOLDER YES FOR N/A
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #1.5.1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #1.5.2: APPROVE REMUNERATION OF FISCAL ISSUER YES FOR FOR
COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vale S.A.
TICKER: VALE3 CUSIP: 91912E204
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF CLASS A PREFERRED ISSUER YES FOR FOR
SHARES INTO COMMON SHARES
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGREEMENT TO ABSORB VALEPAR S.A. ISSUER YES FOR FOR
(VALEPAR)
PROPOSAL #4: RATIFY KPMG AUDITORES INDEPENDENTES AS ISSUER YES FOR FOR
THE INDEPENDENT FIRM TO APPRAISE PROPOSED TRANSACTION
PROPOSAL #5: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ABSORPTION OF VALEPAR S.A. ISSUER YES FOR FOR
(VALEPAR)
PROPOSAL #7: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vale S.A.
TICKER: VALE3 CUSIP: P9661Q148
MEETING DATE: 8/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: AMEND ARTICLE 26 ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLE 9 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vale S.A.
TICKER: VALE3 CUSIP: P9661Q148
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT MARCELO GASPARINO DA SILVA AS SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #4: ELECT ROBERT JUENEMANN AS FISCAL COUNCIL SHAREHOLDER YES FOR N/A
MEMBER AND GASPAR CARREIRA JUNIOR AS ALTERNATE
APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5.1: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vale S.A.
TICKER: VALE3 CUSIP: P9661Q148
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF CLASS A PREFERRED ISSUER YES FOR FOR
SHARES INTO COMMON SHARES
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGREEMENT TO ABSORB VALEPAR S.A. ISSUER YES FOR FOR
(VALEPAR)
PROPOSAL #4: RATIFY KPMG AUDITORES INDEPENDENTES AS ISSUER YES FOR FOR
THE INDEPENDENT FIRM TO APPRAISE PROPOSED TRANSACTION
PROPOSAL #5: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ABSORPTION OF VALEPAR S.A. ISSUER YES FOR FOR
(VALEPAR)
PROPOSAL #7: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vale S.A.
TICKER: VALE3 CUSIP: P9661Q155
MEETING DATE: 8/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY ELECTION OF DIRECTOR AND ISSUER YES FOR FOR
ALTERNATE
PROPOSAL #2: AMEND ARTICLE 26 ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLE 9 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vale S.A.
TICKER: VALE3 CUSIP: P9661Q155
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3.1: ELECT BRUNO C. H. BASTIT AS DIRECTOR SHAREHOLDER YES FOR N/A
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS ISSUER YES ABSTAIN AGAINST
PROPOSAL #4.1: ELECT RAPHAEL MANHAES MARTINS AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND BERNARDO ZITO PORTO AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5.1: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vale S.A.
TICKER: VALE3 CUSIP: P9661Q155
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF CLASS A PREFERRED ISSUER YES FOR FOR
SHARES INTO COMMON SHARES
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGREEMENT TO ABSORB VALEPAR S.A. ISSUER YES FOR FOR
(VALEPAR)
PROPOSAL #4: RATIFY KPMG AUDITORES INDEPENDENTES AS ISSUER YES FOR FOR
THE INDEPENDENT FIRM TO APPRAISE PROPOSED TRANSACTION
PROPOSAL #5: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ABSORPTION OF VALEPAR S.A. ISSUER YES FOR FOR
(VALEPAR)
PROPOSAL #7: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valeant Pharmaceuticals International, Inc.
TICKER: VRX CUSIP: 91911K102
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD U. DESCHUTTER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FREDRIC N. ESHELMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR D. ROBERT HALE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ARGERIS (JERRY) N. ISSUER YES FOR FOR
KARABELAS
PROPOSAL #1e: ELECT DIRECTOR SARAH B. KAVANAGH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH C. PAPA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT N. POWER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RUSSEL C. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS W. ROSS, SR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR AMY B. WECHSLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valeo
TICKER: FR CUSIP: F96221340
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.25 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #5: REELECT C. MAURY DEVINE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT MARI-NOELLE JEGO-LAVEISSIERE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: REELECT VERONIQUE WEILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PASCAL COLOMBANI, CHAIRMAN OF THE BOARD
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JACQUES ASCHENBROICH CHAIRMAN AND CEO
PROPOSAL #10: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 70 MILLION
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 23 MILLION
PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 9.62 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 23 MILLION
PROPOSAL #15: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #16: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 30 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #17: AUTHORIZE CAPITAL INCREASE OF UP TO ISSUER YES FOR FOR
9.62 PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN
PROPOSAL #18: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #19: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #20: AMEND ARTICLE 13, 14 OF BYLAWS RE: ISSUER YES FOR FOR
EMPLOYEE REPRESENTATIVES
PROPOSAL #21: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vanguard International Semiconductor Corp.
TICKER: 5347 CUSIP: Y9353N106
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vector Ltd.
TICKER: VCT CUSIP: Q9389B109
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT BOB THOMSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT KAREN SHERRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE KPMG AS AUDITOR AND AUTHORIZE ISSUER YES FOR FOR
THE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE THE AMENDMENTS TO THE ISSUER YES FOR FOR
CONSTITUTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vedanta Ltd.
TICKER: VEDL CUSIP: Y7673N111
MEETING DATE: 9/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REDUCTION OF CAPITAL BY AN ISSUER YES FOR FOR
ADJUSTMENT/UTILIZATION OF THE SECURITIES PREMIUM
ACCOUNT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vedanta Ltd.
TICKER: VEDL CUSIP: Y7673N111
MEETING DATE: 9/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vedanta Ltd.
TICKER: VEDL CUSIP: Y7673N111
MEETING DATE: 12/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE VEDANTA LIMITED EMPLOYEES STOCK ISSUER YES FOR FOR
OPTION SCHEME - 2016 (ESOS)
PROPOSAL #2: APPROVE VEDANTA LIMITED EMPLOYEES STOCK ISSUER YES FOR FOR
OPTION SCHEME - 2016 TO EMPLOYEES OF THE
HOLDING/SUBSIDIARY COMPANY(IES)
PROPOSAL #3: AUTHORIZE VEDANTA ESOS TRUST FOR ISSUER YES FOR FOR
SECONDARY ACQUISITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Venture Corporation Limited
TICKER: V03 CUSIP: Y9361F111
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT JONATHAN S. HUBERMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT HAN THONG KWANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE GRANT OF OPTIONS AND AWARDS AND ISSUER YES FOR FOR
ISSUANCE OF SHARES UNDER THE VENTURE CORPORATION
EXECUTIVES' SHARE OPTION SCHEMES AND THE VENTURE
CORPORATION RESTRICTED SHARE PLAN
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Veolia Environnement
TICKER: VIE CUSIP: F9686M107
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE NON-DEDUCTIBLE EXPENSES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.80 PER SHARE
PROPOSAL #5: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #6: REELECT CAISSE DES DEPOTS ET ISSUER YES FOR FOR
CONSIGNATIONS AS DIRECTOR
PROPOSAL #7: REELECT MARION GUILLOU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT PAOLO SCARONI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RENEW APPOINTMENT OF ERNST & YOUNG ET ISSUER YES FOR FOR
AUTRES AS AUDITOR
PROPOSAL #10: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
CHAIRMAN AND CEO
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ANTOINE FREROT, CHAIRMAN AND CEO
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: CHANGE LOCATION OF REGISTERED OFFICE TO ISSUER YES FOR FOR
21 RUE DE LA BOETIE, 75008 PARIS AND AMEND ARTICLE 4
OF BYLAWS ACCORDINGLY
PROPOSAL #14: AMEND ARTICLE 12 OF BYLAWS RE: AGE ISSUER YES FOR FOR
LIMIT FOR CHAIRMAN
PROPOSAL #15: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vestas Wind System A/S
TICKER: VWS CUSIP: K9773J128
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 9.71 PER SHARE
PROPOSAL #4a: REELECT BERT NORDBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: REELECT CARSTEN BJERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: REELECT EIJA PITKANENAS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4d: REELECT HENRIK ANDERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4e: REELECT HENRY STENSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4f: REELECT LARS JOSEFSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4g: REELECT LYKKE FRIIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4h: REELECT TORBEN SORENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5a: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2016
PROPOSAL #5b: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2017
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7a: APPROVE DKK 6 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION
PROPOSAL #7b: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7c: AMEND ARTICLES RE: ADMISSION CARDS FOR ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #8: AUTHORIZE EDITORIAL CHANGES TO ADOPTED ISSUER YES FOR FOR
RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH
DANISH AUTHORITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vicinity Centres
TICKER: VCX CUSIP: ADPV35975
MEETING DATE: 11/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ELECT PETER HAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT DAVID THURIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT TREVOR GERBER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO ANGUS MCNAUGHTON
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vienna Insurance Group Ag
TICKER: VIG CUSIP: A9142L128
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: APPROVE CREATION OF EUR 66.4 MILLION ISSUER YES AGAINST AGAINST
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: APPROVE ISSUANCE OF PROFIT PARTICIPATION ISSUER YES FOR FOR
CERTIFICATES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 2 BILLION
PROPOSAL #7: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES AGAINST AGAINST
WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 2 BILLION
PROPOSAL #8: APPROVE CREATION OF EUR 31.1 MILLION ISSUER YES AGAINST AGAINST
POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #10: AMEND ARTICLES RE: ARTICLES 18 AND 19 ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12.1: ELECT GERHARD FABISCH AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #12.2: ELECT GABRIELE SEMMELROCK-WERZER AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vinci
TICKER: DG CUSIP: F5879X108
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.10 PER SHARE
PROPOSAL #4: REELECT YANNICK ASSOUAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT GRAZIELLA GAVEZOTTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT MICHAEL PRAGNELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 1.4 MILLION
PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #9: APPROVE REMUNERATION POLICY FOR CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
XAVIER HUILLARD, CHAIRMAN AND CEO
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PIERRE COPPEY, VICE CEO, FROM JAN. 1ST UNTIL JUNE
20, 2016
PROPOSAL #12: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #13: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR BONUS ISSUE OR INCREASE IN PAR VALUE
PROPOSAL #14: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 300 MILLION
PROPOSAL #15: AUTHORIZE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS, UP TO AN AGGREGATE
NOMINAL AMOUNT EUR 150 MILLION
PROPOSAL #16: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS OTHER THAN OCEANE, UP TO AN
AGGREGATE NOMINAL AMOUNT EUR 150 MILLION
PROPOSAL #17: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #18: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #19: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #20: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR EMPLOYEES
OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #21: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vivendi
TICKER: VIV CUSIP: F97982106
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING ONGOING
TRANSACTIONS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.40 PER SHARE
PROPOSAL #5: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
VINCENT BOLLORE, CHAIRMAN OF THE SUPERVISORY BOARD
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ARNAUD DE PUYFONTAINE, CHAIRMAN OF THE MANAGEMENT
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FREDERIC CREPIN, MANAGEMENT BOARD MEMBER
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
SIMON GILLHAM, MANAGEMENT BOARD MEMBER
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
HERVE PHILIPPE, MANAGEMENT BOARD MEMBER
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
STEPHANE ROUSSEL, MANAGEMENT BOARD MEMBER
PROPOSAL #11: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBERS AND CHAIRMAN
PROPOSAL #12: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
CHAIRMAN OF THE MANAGEMENT BOARD
PROPOSAL #13: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #14: RATIFY APPOINTMENT OF YANNICK BOLLORE ISSUER YES FOR FOR
AS SUPERVISORY BOARD MEMBER
PROPOSAL #15: REELECT VINCENT BOLLORE AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #16: ELECT VERONIQUE DRIOT-ARGENTIN AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #17: ELECT SANDRINE LE BIHAN AS ISSUER YES FOR FOR
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE
SUPERVISORY BOARD
PROPOSAL #18: APPOINT DELOITTE ET ASSOCIES AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #19: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #20: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #21: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 750 MILLION
PROPOSAL #22: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 375 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #23: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #24: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR EMPLOYEES
OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #25: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vocus Communications Ltd
TICKER: VOC CUSIP: Q9479K100
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ELECT JON BRETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT VAUGHAN BOWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CRAIG FARROW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT RHODA PHILLIPPO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT MICHAEL SIMMONS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO VAUGHAN BOWEN
PROPOSAL #6: APPROVE THE CHANGE OF COMPANY NAME TO ISSUER YES FOR FOR
VOCUS GROUP LIMITED
PROPOSAL #7: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #8: APPROVE THE FINANCIAL ASSISTANCE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vodacom Group Ltd
TICKER: VOD CUSIP: S9453B108
MEETING DATE: 7/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2016
PROPOSAL #2: ELECT TILL STREICHERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT MARTEN PIETERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT SERPIL TIMURAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JOHN OTTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT PHILLIP MOLEKETI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT SHAMEEL AZIZ JOOSUB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH D VON HOESSLIN AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #9: APPROVE REMUNERATION PHILOSOPHY ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DAVID BROWN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #11: RE-ELECT PHILLIP MOLEKETI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #12: RE-ELECT PRISCILLAH MABELANE AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #13: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #14: APPROVE INCREASE IN NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS' FEES
PROPOSAL #15: APPROVE FINANCIAL ASSISTANCE TO STAFF ISSUER YES FOR FOR
AND EXECUTIVES OF THE GROUP TO SUBSCRIBE FOR OR
ACQUIRE OPTIONS OR SECURITIES IN THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vodafone Group plc
TICKER: VOD CUSIP: G93882192
MEETING DATE: 7/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: RE-ELECT GERARD KLEISTERLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT VITTORIO COLAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT NICK READ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SIR CRISPIN DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DR MATHIAS DOPFNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DAME CLARA FURSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT VALERIE GOODING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT RENEE JAMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SAMUEL JONAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT NICK LAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT DAVID NISH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT PHILIP YEA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE THE AUDIT AND RISK COMMITTEE ISSUER YES FOR FOR
TO FIX REMUNERATION OF AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Voestalpine AG
TICKER: VOE CUSIP: A9101Y103
MEETING DATE: 7/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.05 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: RATIFY GRANT THORNTON UNITREU GMBH AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Volkswagen AG (VW)
TICKER: VOW3 CUSIP: D94523145
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.00 PER ORDINARY SHARE AND EUR 2.06
PER PREFERRED SHARE
PROPOSAL #3.1: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES AGAINST AGAINST
MEMBER M. MUELLER FOR FISCAL 2016
PROPOSAL #3.2: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER K. BLESSING FOR FISCAL 2016
PROPOSAL #3.3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES AGAINST AGAINST
MEMBER H. DIESS FOR FISCAL 2016
PROPOSAL #3.4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES AGAINST AGAINST
MEMBER F.J. GARCIA SANZ FOR FISCAL 2016
PROPOSAL #3.5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES AGAINST AGAINST
MEMBER J. HEIZMANN FOR FISCAL 2016
PROPOSAL #3.6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER C. HOHMANN-DENNHARDT FOR FISCAL 2016
PROPOSAL #3.7: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES AGAINST AGAINST
MEMBER A. RENSCHLER FOR FISCAL 2016
PROPOSAL #3.8: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES AGAINST AGAINST
MEMBER R. STADLER FOR FISCAL 2016
PROPOSAL #3.9: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES AGAINST AGAINST
MEMBER F. WITTER FOR FISCAL 2016
PROPOSAL #4.1: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
MEMBER H.D. POETSCH FOR FISCAL 2016
PROPOSAL #4.2: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
MEMBER J. HOFMANN FOR FISCAL 2016
PROPOSAL #4.3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
MEMBER H.A. AL-ABDULLA FOR FISCAL 2016
PROPOSAL #4.4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
MEMBER A. AL BAKER FOR FISCAL 2016
PROPOSAL #4.5: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER H. S. AL-JABER FOR FISCAL 2016
PROPOSAL #4.6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER B. DIETZE FOR FISCAL 2016
PROPOSAL #4.7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
MEMBER A. FALKENGREN FOR FISCAL 2016
PROPOSAL #4.8: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
MEMBER H.-P. FISCHER FOR FISCAL 2016
PROPOSAL #4.9: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
MEMBER U. FRITSCH FOR FISCAL 2016
PROPOSAL #4.10: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBER B. FROEHLICH FOR FISCAL 2016
PROPOSAL #4.11: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBER U. HUECK FOR FISCAL 2016
PROPOSAL #4.12: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBER J. JAERVKLO FOR FISCAL 2016
PROPOSAL #4.13: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBER L. KIESLING FOR FISCAL 2016
PROPOSAL #4.14: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBER O. LIES FOR FISCAL 2016
PROPOSAL #4.15: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBER P. MOSCH FOR FISCAL 2016
PROPOSAL #4.16: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBER B. OSTERLOH FOR FISCAL 2016
PROPOSAL #4.17: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBER H.M. PIECH FOR FISCAL 2016
PROPOSAL #4.18: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBER F.O. PORSCHE FOR FISCAL 2016
PROPOSAL #4.19: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBER W. PORSCHE FOR FISCAL 2016
PROPOSAL #4.20: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBER S. WEIL FOR FISCAL 2016
PROPOSAL #4.21: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBER S. WOLF FOR FISCAL 2016
PROPOSAL #4.22: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBER T. ZWIEBLER FOR FISCAL 2016
PROPOSAL #5: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #6: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #7: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY VOLKSWAGEN BETEILIGUNGSVERWALTUNG GMBH
PROPOSAL #8.1: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #8.2: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR THE FIRST HALF OF FISCAL 2017
PROPOSAL #8.3: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS FOR THE FIRST QUARTER OF FISCAL 2018
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Volvo AB
TICKER: VOLV B CUSIP: 928856301
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 3.25 PER SHARE
PROPOSAL #11: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #12: DETERMINE NUMBER OF MEMBERS (11) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 3.4 MILLION FOR CHAIRMAN AND SEK
1.0 MILLION FOR OTHER DIRECTORS; APPROVE REMUNERATION
FOR COMMITTEE WORK
PROPOSAL #14a: REELECT MATTI ALAHUHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14b: REELECT ECKHARD CORDES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14c: REELECT JAMES GRIFFITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14d: REELECT MARTIN LUNDSTEDT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14e: REELECT KATHRYN MARINELLO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14f: REELECT MARTINA MERZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14g: REELECT HANNA DE MORA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14h: REELECT HAKAN SAMUELSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14i: REELECT HELENA STJERNHOLM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14j: REELECT CARL-HENRIC SVENBERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14k: REELECT LARS WESTERBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REELECT CARL-HENRIC SVANBERG AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #16: AUTHORIZE CHAIRMAN OF BOARD, BENGT ISSUER YES FOR FOR
KJELL, LARS FORBERG, YNGVE SLUNGSTAD AND PAR BOMAN TO
SERVE ON ELECTION COMMITTEE
PROPOSAL #17: AMEND INSTRUCTIONS FOR ELECTION ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #18: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #19a: INSTRUCT BOARD TO FORMULATE A COMPANY SHAREHOLDER YES AGAINST N/A
POLICY FOR PAYING CORPORATE TAX TO PRESENT TO THE AGM
2018
PROPOSAL #19b1: INSTRUCT BOARD TO INITIATE AN SHAREHOLDER YES AGAINST N/A
INDEPENDENT REVIEW OF THE COMPANY'S USE OF PRIVATE
PROPOSAL #19b2: INSTRUCT BOARD TO FORMULATE A COMPANY SHAREHOLDER YES AGAINST N/A
POLICY TO BAN THE USE OF PRIVATE JETS THROUGHOUT THE
COMPANY, TO PRESENT TO THE AGM 2018
PROPOSAL #19c: INSTRUCT BOARD TO INITIATE AN SHAREHOLDER YES AGAINST N/A
INDEPENDENT REVIEW OF REPRESENTATION HUNTS
PROPOSAL #19d: REQUIRE BOARD TO AS FROM 2017 INCLUDE SHAREHOLDER YES AGAINST N/A
RESULTS FROM EMPLOYEE SURVEY IN ANNUAL AND
SUSTAINABILITY REPORT
PROPOSAL #19e1: INSTRUCT BOARD TO DEVELOP A WHISTLE SHAREHOLDER YES AGAINST N/A
BLOWER FUNCTION
PROPOSAL #19e2: REQUIRE BOARD TO AS FROM 2017 INCLUDE SHAREHOLDER YES AGAINST N/A
POTENTIAL WHISTLE BLOWING INCIDENTS IN ANNUAL AND
SUSTAINABILITY REPORT
PROPOSAL #19f: DISCONTINUE VARIABLE COMPENSATION SHAREHOLDER YES AGAINST N/A
PLANS TO SENIOR EXECUTIVES OF COMPANY
PROPOSAL #19g1: INSTRUCT BOARD TO FORMULATE A COMPANY SHAREHOLDER YES AGAINST N/A
POLICY TO SUPPORT POLITICAL ENGAGEMENT BY EMPLOYEES,
TO PRESENT TO THE AGM 2018
PROPOSAL #19g2: REQUIRE BOARD TO, AS FROM 2017, SHAREHOLDER YES AGAINST N/A
INCLUDE NUMBER OF POLITICALLY ENGAGED EMPLOYEES IN
ANNUAL AND SUSTAINABILITY REPORT
PROPOSAL #19h: AMEND ARTICLES RE: COMPANY PURPOSE SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vonovia SE
TICKER: VNA CUSIP: D9581T100
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.12 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017 AND AS AS AUDITORS FOR THE FIRST QUARTER OF
FISCAL 2018
PROPOSAL #6: APPROVE CREATION OF EUR 66.55 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: CHANGE LOCATION OF REGISTERED OFFICE ISSUER YES FOR FOR
HEADQUARTERS
PROPOSAL #8: AMEND ARTICLES RE: ARTICLE 17 "CHANGE ISSUER YES FOR FOR
MAJORITY REQUIREMENTS AT ANNUAL GENERAL MEETING"
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VTB Bank PJSC
TICKER: VTBR CUSIP: 46630Q202
MEETING DATE: 12/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND CHARTER ISSUER NO N/A N/A
PROPOSAL #4: AMEND CHARTER ISSUER NO N/A N/A
PROPOSAL #5: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
GENERAL MEETINGS
PROPOSAL #6: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
BOARD OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VTB Bank PJSC
TICKER: VTBR CUSIP: 46630Q202
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR PREFERRED ISSUER NO N/A N/A
SHARES FOR FIRST NINE MONTHS OF FISCAL 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VTB Bank PJSC
TICKER: VTBR CUSIP: 46630Q202
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #4: APPROVE DIVIDENDS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE REMUNERATION OF BOARD MEMBERS ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REMUNERATION OF AUDIT COMMISSION ISSUER NO N/A N/A
MEMBERS
PROPOSAL #7: FIX NUMBER OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #8.1: ELECT MATTHIAS WARNIG AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.2: ELECT SERGEY GALITSKY AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.3: ELECT YVES-THIBAULT DE SILGUY AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #8.4: ELECT SERGEY DUBININ AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.5: ELECT ANDREY KOSTIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.6: ELECT SHAHMAR MOVSUMOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.7: ELECT VALERY PETROV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.8: ELECT NIKOLAY PODGUZOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.9: ELECT ANTON SILUANOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.10: ELECT VLADIMIR CHISTYUKHIN AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #8.11: ELECT ANDREY SHARONOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #9: FIX NUMBER OF AUDIT COMMISSION MEMBERS ISSUER NO N/A N/A
PROPOSAL #10: ELECT SIX MEMBERS OF AUDIT COMMISSION ISSUER NO N/A N/A
PROPOSAL #11: RATIFY ERNST & YOUNG AS AUDITOR ISSUER NO N/A N/A
PROPOSAL #12: APPROVE NEW EDITION OF CHARTER ISSUER NO N/A N/A
PROPOSAL #13: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
BOARD OF DIRECTORS
PROPOSAL #14: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VTB Bank PJSC
TICKER: VTBR CUSIP: X0494D108
MEETING DATE: 12/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND CHARTER ISSUER NO N/A N/A
PROPOSAL #4: AMEND CHARTER ISSUER NO N/A N/A
PROPOSAL #5: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
GENERAL MEETINGS
PROPOSAL #6: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
BOARD OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VTB Bank PJSC
TICKER: VTBR CUSIP: X0494D108
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR PREFERRED ISSUER NO N/A N/A
SHARES FOR FIRST NINE MONTHS OF FISCAL 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VTB Bank PJSC
TICKER: VTBR CUSIP: X0494D108
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #4: APPROVE DIVIDENDS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE REMUNERATION OF BOARD MEMBERS ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REMUNERATION OF AUDIT COMMISSION ISSUER NO N/A N/A
MEMBERS
PROPOSAL #7: FIX NUMBER OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #8.1: ELECT MATTHIAS WARNIG AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.2: ELECT SERGEY GALITSKY AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.3: ELECT YVES-THIBAULT DE SILGUY AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #8.4: ELECT SERGEY DUBININ AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.5: ELECT ANDREY KOSTIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.6: ELECT SHAHMAR MOVSUMOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.7: ELECT VALERY PETROV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.8: ELECT NIKOLAY PODGUZOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.9: ELECT ANTON SILUANOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.10: ELECT VLADIMIR CHISTYUKHIN AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #8.11: ELECT ANDREY SHARONOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #9: FIX NUMBER OF AUDIT COMMISSION MEMBERS ISSUER NO N/A N/A
PROPOSAL #10: ELECT SIX MEMBERS OF AUDIT COMMISSION ISSUER NO N/A N/A
PROPOSAL #11: RATIFY ERNST & YOUNG AS AUDITOR ISSUER NO N/A N/A
PROPOSAL #12: APPROVE NEW EDITION OF CHARTER ISSUER NO N/A N/A
PROPOSAL #13: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
BOARD OF DIRECTORS
PROPOSAL #14: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vtech Holdings Ltd
TICKER: 303 CUSIP: G9400S132
MEETING DATE: 7/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT ALLAN WONG CHI YUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ANDY LEUNG HON KWONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AS AUDITOR AND AUTHORIZE ISSUER YES AGAINST AGAINST
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER �� YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wacker Chemie AG
TICKER: WCH CUSIP: D9540Z106
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.00 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017 AND FOR THE FIRST QUARTER OF FISCAL 2018
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wacoal Holdings Corp
TICKER: 3591 CUSIP: J94632114
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
UPDATE AUTHORIZED CAPITAL TO REFLECT REVERSE STOCK
SPLIT - REDUCE SHARE TRADING UNIT - INDEMNIFY
DIRECTORS - INDEMNIFY STATUTORY AUDITORS - AUTHORIZE
BOARD TO PAY INTERIM DIVIDENDS
PROPOSAL #3.1: ELECT DIRECTOR TSUKAMOTO, YOSHIKATA ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR YASUHARA, HIRONOBU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR WAKABAYASHI, MASAYA ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YAMAGUCHI, MASASHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR HORIBA, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MAYUZUMI, MADOKA ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SAITO, SHIGERU ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR HAMAMOTO, ISSUER YES FOR FOR
MITSUHIRO
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Waha Capital PJSC
TICKER: WAHA CUSIP: M7515R109
MEETING DATE: 3/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.20 PER SHARE ISSUER YES FOR FOR
FOR FY 2016
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY �� ISSUER YES FOR FOR
2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #9: APPROVE CHARITABLE DONATIONS UP TO 2 ISSUER YES FOR FOR
PERCENT OF AVERAGE NET PROFITS FOR FY 2015 AND 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wal-Mart de Mexico S.A.B. de C.V.
TICKER: WALMEX * CUSIP: P98180188
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: APPROVE BOARD OF DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #1.b: APPROVE CEO'S REPORTS ISSUER YES FOR FOR
PROPOSAL #1.c: APPROVE REPORT OF AUDIT AND CORPORATE ISSUER YES FOR FOR
PRACTICES COMMITTEES
PROPOSAL #1.d: APPROVE REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #1.e: APPROVE REPORT RE: EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #1.f: APPROVE REPORT ON SHARE REPURCHASE ISSUER YES FOR FOR
RESERVES
PROPOSAL #1.g: APPROVE REPORT ON WAL-MART DE MEXICO ISSUER YES FOR FOR
FOUNDATION
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME, ORDINARY ISSUER YES FOR FOR
DIVIDEND OF MXN 0.64 PER SHARE AND EXTRAORDINARY
DIVIDEND OF MXN 1.86 PER SHARE, RESPECT TO THIS
SECOND AMOUNT, PAYMENT OF MXN 0.96 PER SHARE WILL BE
SUBJECT TO THE SALE OF SUBURBIA
PROPOSAL #4: APPROVE REDUCTION IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF TREASURY SHARES
PROPOSAL #5: ELECT OR RATIFY DIRECTORS, CHAIRMEN OF ISSUER YES AGAINST AGAINST
AUDIT AND CORPORATE PRACTICES COMMITTEES; APPROVE
THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Walsin Lihwa Corp of Taiwan
TICKER: 1605 CUSIP: Y9489R104
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #10.1: ELECT CHIAO, YU-LON WITH SHAREHOLDER ISSUER YES FOR FOR
NO.9230 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.2: ELECT CHIAO, YU-HWEI WITH SHAREHOLDER ISSUER YES FOR FOR
NO.175 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.3: ELECT CHIAO, YU-CHENG WITH ISSUER YES FOR FOR
SHAREHOLDER NO.172 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.4: ELECT CHIAO, YU-HENG WITH SHAREHOLDER ISSUER YES FOR FOR
NO.183 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.5: ELECT CHENG, HUI-MING WITH ISSUER YES FOR FOR
SHAREHOLDER NO.583705 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.6: ELECT MA, WEI-SHIN WITH SHAREHOLDER ISSUER YES FOR FOR
NO.245788 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.7: ELECT CHAN, TUNG-YI, REPRESENTATIVE ISSUER YES FOR FOR
OF CHIN XIN INVESTMENT CO., LTD. WITH SHAREHOLDER
NO.16300 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.8: ELECT CHEN, STEVE RUEY LONG WITH ID ISSUER YES FOR FOR
NO.Q100765XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10.9: ELECT HSUEH, MING-LING WITH ID ISSUER YES FOR FOR
N.B101077XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10.10: ELECT DU, KING-LING WITH ID ISSUER YES FOR FOR
NO.D100713XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10.11: ELECT CHEN, SHIANG-CHUNG WITH ID ISSUER YES AGAINST AGAINST
NO.A122829XXX AS INDEPENDENT DIRECTOR
PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES, CHIAO, YU-LON
PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES, CHIAO, YU-HWEI
PROPOSAL #13: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES, CHIAO, YU-CHENG
PROPOSAL #14: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES, CHIAO, YU-HENG
PROPOSAL #15: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES, MA, WEI-SHIN
PROPOSAL #16: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES, CHEN, STEVE RUEY LONG
PROPOSAL #17: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES, HSUEH, MING-LING
PROPOSAL #18: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES, DU, KING-LING
PROPOSAL #19: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES AGAINST AGAINST
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES, CHEN, SHIANG-CHUNG
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wan Hai Lines Limited
TICKER: 2615 CUSIP: Y9507R102
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT PO TING CHEN, REPRESENTATIVE OF ISSUER YES FOR FOR
SHIH LIN PAPER CORP. WITH SHAREHOLDER NO. 6358, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #3.2: ELECT RANDY CHEN, REPRESENTATIVE OF ISSUER YES FOR FOR
TAILI CORP. WITH SHAREHOLDER NO. 37557, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #3.3: ELECT CHEN CHIH CHAO, REPRESENTATIVE ISSUER YES FOR FOR
OF CHEN-YUNG FOUNDATION WITH SHAREHOLDER NO. 53808,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.4: ELECT WU CHIU LING, REPRESENTATIVE OF ISSUER YES FOR FOR
SUN SHINE CONSTRUCTION CO., LTD. WITH SHAREHOLDER NO.
79923, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.5: ELECT LIU RUEI CHUEN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 91413 AS INDEPENDENT DIRECTOR
PROPOSAL #3.6: ELECT LAI RUNG NIAN WITH ID NO. ISSUER YES AGAINST AGAINST
C120773XXX AS INDEPENDENT DIRECTOR
PROPOSAL #3.7: ELECT CHEN CHIH CHUAN WITH ID NO. ISSUER YES FOR FOR
F120935XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #8: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #9: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #10.1: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF PO TING CHEN
PROPOSAL #10.2: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF RANDY CHEN
PROPOSAL #10.3: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF FUR LUNG HSIEH
PROPOSAL #11.1: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF PO TING CHEN
PROPOSAL #11.2: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF RANDY CHEN
PROPOSAL #11.3: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF CHEN CHIH CHAO
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Want Want China Holdings Ltd.
TICKER: 151 CUSIP: G9431R103
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT TSAI WANG-CHIA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: ELECT HUANG YUNG-SUNG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3c: ELECT CHU CHI-WEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3d: ELECT TSAI SHAO-CHUNG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3e: ELECT PEI KERWEI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3f: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wartsila Oyj
TICKER: WRT1V CUSIP: X98155116
MEETING DATE: 3/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.30 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 130,000 FOR CHAIRMAN, EUR 99,000
FOR VICE CHAIRMAN, AND EUR 66,000 FOR OTHER
DIRECTORS; APPROVE MEETING FEES
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #12: REELECT MAARIT AARNI-SIRVIÖ, KAJ-GUSTAF ISSUER YES FOR FOR
BERGH, TOM JOHNSTONE, MIKAEL LILIUS, RISTO MURTO AND
MARKUS RAURAMO AS DIRECTORS; ELECT KARIN FALK AND
JOHAN FORSSELL AS NEW DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Waste Connections, Inc.
TICKER: WCN CUSIP: 94106B101
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD J. MITTELSTAEDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT H. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD E. "NED" GUILLET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. HARLAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY S. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN "SUE" LEE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. RAZZOUK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WEG S.A.
TICKER: WEGE3 CUSIP: P9832B129
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME, CAPITAL ISSUER YES FOR FOR
BUDGET, AND RATIFY DIVIDENDS
PROPOSAL #3: ELECT MIGUEL NORMANDO ABDALLA SAAD AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT FISCAL COUNCIL MEMBER AND SHAREHOLDER NO N/A N/A
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #6: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #7: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY ISSUER YES FOR FOR
ANNOUNCEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weichai Power Co., Ltd.
TICKER: 2338 CUSIP: Y9531A109
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #2: APPROVE PROVISION OF GENERAL SERVICES ISSUER YES FOR FOR
AND LABOUR SERVICES BY WEICHAI HOLDINGS TO THE
COMPANY INCLUDING THE RELEVANT SUPPLEMENTAL AGREEMENT
AND NEW CAPS
PROPOSAL #3: APPROVE SUPPLY AND OR CONNECTION OF ISSUER YES FOR FOR
UTILITIES BY WEICHAI HOLDINGS TO THE COMPANY
INCLUDING THE RELEVANT SUPPLEMENTAL AGREEMENT AND NEW
PROPOSAL #4: APPROVE PURCHASE OF DIESEL ENGINE PARTS ISSUER YES FOR FOR
AND COMPONENTS AND RELATED PRODUCTS AND PROCESSING
SERVICES BY THE COMPANY FROM WEICHAI HOLDINGS
INCLUDING THE RELEVANT SUPPLEMENTAL AGREEMENT AND NEW
CAPS
PROPOSAL #5: APPROVE SALE OF DIESEL ENGINES, DIESEL ISSUER YES FOR FOR
ENGINE PARTS AND COMPONENTS, SEMI-FINISHED PRODUCTS
AND RELATED PRODUCTS AND PROVISION OF PROCESSING
SERVICES BY THE COMPANY TO WEICHAI HOLDINGS INCLUDING
THE RELEVANT SUPPLEMENTAL AGREEMENT AND NEW CAPS
PROPOSAL #6: APPROVE PURCHASE OF DIESEL ENGINE PARTS ISSUER YES FOR FOR
AND COMPONENTS, DIESEL ENGINES AND RELATED PRODUCTS
AND PROCESSING AND LABOUR SERVICES BY THE COMPANY
FROM WEICHAI HEAVY MACHINERY INCLUDING THE RELEVANT
SUPPLEMENTAL AGREEMENT AND NEW CAPS
PROPOSAL #7: APPROVE APPLICATION OF THE LOAN AND ISSUER YES FOR FOR
GRANT OF THE GUARANTEE BY THE COMPANY TO WEICHAI
POWER HONG KONG INTERNATIONAL DEVELOPMENT CO.,
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weichai Power Co., Ltd.
TICKER: 2338 CUSIP: Y9531A109
MEETING DATE: 2/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AND ABSORPTION OF WEICHAI ISSUER YES FOR FOR
POWER HYDRAULIC TECHNOLOGY CO., LTD.
PROPOSAL #2: APPROVE MERGER AND ABSORPTION OF WEICHAI ISSUER YES FOR FOR
(WEIFANG) MEDIUM-DUTY DIESEL ENGINE CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weichai Power Co., Ltd.
TICKER: 2338 CUSIP: Y9531A109
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND AUDITORS' REPORT
PROPOSAL #5: APPROVE 2016 FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE SHANGDONG HEXIN ACCOUNTANTS LLP ISSUER YES FOR FOR
AS INTERNAL CONTROL AUDITORS
PROPOSAL #9: APPROVE INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #10: AMEND RULES OF PROCEDURE FOR GENERAL ISSUER YES FOR FOR
MEETINGS
PROPOSAL #11: APPROVE PAYMENT OF CASH DIVIDENDS AND ISSUER YES FOR FOR
BONUS SHARES ISSUE
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #14: ELECT LI HONGWU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT YUAN HONGMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT YAN JIANBO AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weichai Power Co., Ltd.
TICKER: 2338 CUSIP: Y9531A109
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PAYMENT OF CASH DIVIDENDS AND ISSUER YES FOR FOR
BONUS SHARES ISSUE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weifu High-Technology Group Co., Ltd.
TICKER: 200581 CUSIP: Y95338102
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND ANNUAL REPORT ISSUER YES FOR FOR
SUMMARY
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL REPORT ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
GENERAL MEETINGS OF SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Welcia Holdings Co., Ltd.
TICKER: 3141 CUSIP: J9505A108
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR IKENO, TAKAMITSU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MIYASHITA, YUJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MIZUNO, HIDEHARU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MATSUMOTO, TADAHISA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SATO, NORIMASA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NAKAMURA, JUICHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OKADA, MOTOYA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TAKENAKA, TORU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NARITA, YUKARI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR SUGIYAMA, ISSUER YES FOR FOR
ATSUKO
PROPOSAL #4: APPOINT DELOITTE TOUCHE TOHMATSU LLC AS ISSUER YES FOR FOR
NEW EXTERNAL AUDIT FIRM
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS AND TRUST-TYPE EQUITY COMPENSATION PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wendel
TICKER: MF CUSIP: F98370103
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.35 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES AGAINST AGAINST
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: APPROVE RENEWAL OF SEVERANCE PAYMENT ISSUER YES FOR FOR
AGREEMENT WITH FREDERIC LEMOINE, CHAIRMAN OF THE
MANAGEMENT BOARD
PROPOSAL #6: APPROVE RENEWAL OF SEVERANCE PAYMENT ISSUER YES FOR FOR
AGREEMENT WITH BERNARD GAUTIER, MANAGEMENT BOARD
PROPOSAL #7: REELECT LAURENT BURELLE AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #8: REELECT BENEDICTE COSTE AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #9: REELECT PRISCILLA DE MOUSTIER AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #10: REELECT EDOUARD DE L'ESPEE AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #11: ELECT NICHOLAS FERGUSON AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #12: ELECT NICOLAS VER HULST AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #13: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS IN THE AGGREGATE AMOUNT OF EUR 900,000
PROPOSAL #14: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE MANAGEMENT BOARD
PROPOSAL #15: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #16: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBERS
PROPOSAL #17: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FREDERIC LEMOINE, CHAIRMAN OF THE MANAGEMENT BOARD
PROPOSAL #18: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BERNARD GAUTIER, MANAGEMENT BOARD MEMBER
PROPOSAL #19: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FRANCOIS DE WENDEL, CHAIRMAN OF THE SUPERVISORY BOARD
PROPOSAL #20: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #21: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #22: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 75 MILLION
PROPOSAL #23: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 18 MILLION
PROPOSAL #24: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 10 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS
PROPOSAL #25: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #26: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 22-25
PROPOSAL #27: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
18 MILLION FOR FUTURE EXCHANGE OFFERS AND FUTURE
ACQUISITIONS
PROPOSAL #28: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 80 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #29: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES AGAINST AGAINST
RESULT FROM ALL ISSUANCE REQUESTS UNDER ITEMS 22-23,
26 AND 28 AT EUR 190 MILLION
PROPOSAL #30: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #31: AUTHORIZE UP TO 1 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #32: AUTHORIZE UP TO 0.33 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #33: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wesfarmers Ltd.
TICKER: WES CUSIP: Q95870103
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT ANTHONY (TONY) JOHN HOWARTH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2b: ELECT WAYNE G. OSBORN DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT VANESSA M. WALLACE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT JENNIFER A. WESTACOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO RICHARD GOYDER, GROUP MANAGING DIRECTOR OF THE
COMPANY
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO TERRY BOWEN, FINANCE DIRECTOR OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: West Japan Railway Co.
TICKER: 9021 CUSIP: J95094108
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 70
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westfield Corp
TICKER: WFD CUSIP: Q9701H107
MEETING DATE: 4/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT BRIAN SCHWARTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ROY FURMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT MARK R JOHNSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT STEVEN LOWY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT JEFFREY GOLDSTEIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT DAWN OSTROFF AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westpac Banking Corporation
TICKER: WBC CUSIP: Q97417101
MEETING DATE: 12/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF EQUITY AWARDS TO ISSUER YES FOR FOR
BRIAN HARTZER, MANAGING DIRECTOR AND CHIEF EXECUTIVE
OFFICER OF THE COMPANY
PROPOSAL #4a: ELECT EWEN CROUCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT PETER MARRIOTT AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westports Holdings Berhad
TICKER: WPRTS CUSIP: Y95440106
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT GNANALINGAM A/L GUNANATH LINGAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT IBRAHIM KAMIL BIN TAN SRI NIK ISSUER YES FOR FOR
AHMAD KAMIL AS DIRECTOR
PROPOSAL #5: ELECT ISMAIL BIN ADAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT KIM, YOUNG SO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WH Group Ltd.
TICKER: 288 CUSIP: G96007102
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT YOU MU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT HUANG MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT LAU, JIN TIN DON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wheelock & Co. Ltd.
TICKER: 20 CUSIP: Y9553V106
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT DOUGLAS C. K. WOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT RICKY K. Y. WONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT TAK HAY CHAU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT KENNETH W. S. TING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT GLENN S. YEE AS DIRECTOR �� ISSUER YES FOR FOR
PROPOSAL #3: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4a: APPROVE INCREASE IN RATE OF FEE PAYABLE ISSUER YES FOR FOR
TO THE CHAIRMAN
PROPOSAL #4b: APPROVE INCREASE IN RATE OF FEE PAYABLE ISSUER YES FOR FOR
TO EACH OF THE DIRECTORS
PROPOSAL #4c: APPROVE INCREASE IN RATE OF FEE PAYABLE ISSUER YES FOR FOR
TO THE DIRECTORS WHO ARE MEMBERS OF THE AUDIT
PROPOSAL #4d: APPROVE REMUNERATION OF DIRECTORS WHO ISSUER YES FOR FOR
ARE MEMBERS OF THE REMUNERATION COMMITTEE
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Whitbread PLC
TICKER: WTB CUSIP: G9606P197
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT DAVID ATKINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ADAM CROZIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT DEANNA OPPENHEIMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT RICHARD BAKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ALISON BRITTAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT NICHOLAS CADBURY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SIR IAN CHESHIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT CHRIS KENNEDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT LOUISE SMALLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT SUSAN MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Whitehaven Coal Ltd.
TICKER: WHC CUSIP: Q97664108
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE GRANT OF LONG TERM INCENTIVE ISSUER YES FOR FOR
TO PAUL FLYNN, MANAGING DIRECTOR OF THE COMPANY
PROPOSAL #3: ELECT RAYMOND ZAGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHRISTINE MCLOUGHLIN AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: William Demant Holding A/S
TICKER: WDH CUSIP: ADPV35657
MEETING DATE: 3/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF DKK 1.05 MILLION FOR CHAIRMAN, DKK 700,000
FOR VICE CHAIRMAN, AND DKK 350,000 FOR OTHER
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #5a: REELECT PETER FOSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5b: REELECT NIELS B. CHRISTIANSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5c: REELECT BENEDIKTE LEROY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: REELECT LARS RASMUSSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5e: ELECT NIELS JACOBSEN AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7a: APPROVE DKK 1.4 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL
PROPOSAL #7b: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7c: AMEND ARTICLES RE: GENERAL MEETING AND ISSUER YES FOR FOR
DISTRIBUTION OF BALLOT PAPERS
PROPOSAL #7d: AUTHORIZE EDITORIAL CHANGES TO ADOPTED ISSUER YES FOR FOR
RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH
DANISH AUTHORITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: William Hill plc
TICKER: WMH CUSIP: G9645P117
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT MARK BROOKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT JOHN O'REILLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT ROBIN TERRELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT GARETH DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PHILIP BOWCOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SIR ROY GARDNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT GEORGINA HARVEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ASHLEY HIGHFIELD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT DAVID LOWDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT IMELDA WALSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE THE AUDIT & RISK MANAGEMENT ISSUER YES FOR FOR
COMMITTEE TO FIX REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: APPROVE EXECUTIVE DEFERRED SHARE BONUS ISSUER YES FOR FOR
PLAN
PROPOSAL #23: AMEND PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #24: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH 14 WORKING DAYS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wilmar International Limited
TICKER: F34 CUSIP: Y9586L109
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: ELECT KUOK KHOON HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT KWAH THIAM HOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT TAY KAH CHYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT KUOK KHOON HUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE GRANT OF OPTIONS AND ISSUANCE ISSUER YES AGAINST AGAINST
OF SHARES UNDER THE WILMAR EXECUTIVES SHARE OPTION
SCHEME 2009
PROPOSAL #11: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wing Tai Holdings Limited
TICKER: W05 CUSIP: V97973107
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FIRST AND FINAL DIVIDEND ISSUER YES �� FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHENG MAN TAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT PAUL HON TO TONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT MAZLAN BIN AHMAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT LOH SOO ENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT LEE KIM WAH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: APPROVE GRANT OF AWARDS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE WING TAI PERFORMANCE SHARE PLAN AND
WING TAI RESTRICTED SHARE PLAN AND ISSUANCE OF
SHARES UNDER THE WING TAI SHARE OPTION SCHEME 2001
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #13: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WIPRO Limited
TICKER: 507685 CUSIP: 97651M109
MEETING DATE: 7/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT RISHAD A. PREMJI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE BSR & CO LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT PATRICK J. ENNIS AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT PATRICK DUPUIS AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: REELECT N. VAGHUL AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: REELECT ASHOK S. GANGULY AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: REELECT M. K. SHARMA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF T. K. KURIEN AS EXECUTIVE DIRECTOR
PROPOSAL #11: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
ABIDALI Z. NEEMUCHWALA AS EXECUTIVE DIRECTOR
PROPOSAL #12: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
RISHAD A. PREMJI AS EXECUTIVE DIRECTOR AND CHIEF
STRATEGY OFFICER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wipro Limited
TICKER: 507685 CUSIP: 97651M109
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #2: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WIPRO Limited
TICKER: 507685 CUSIP: Y96659142
MEETING DATE: 7/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT RISHAD A. PREMJI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE BSR & CO LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT PATRICK J. ENNIS AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT PATRICK DUPUIS AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: REELECT N. VAGHUL AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: REELECT ASHOK S. GANGULY AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: REELECT M. K. SHARMA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF T. K. KURIEN AS EXECUTIVE DIRECTOR
PROPOSAL #11: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
ABIDALI Z. NEEMUCHWALA AS EXECUTIVE DIRECTOR
PROPOSAL #12: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
RISHAD A. PREMJI AS EXECUTIVE DIRECTOR AND CHIEF
STRATEGY OFFICER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wipro Limited
TICKER: 507685 CUSIP: Y96659142
MEETING DATE: 6/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #2: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wirecard AG
TICKER: WDI CUSIP: D22359133
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.16 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2017
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wistron Corp.
TICKER: 3231 CUSIP: Y96738102
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE ISSUANCE OF ORDINARY SHARES TO ISSUER YES FOR FOR
PARTICIPATE IN ISSUANCE OF GDR OR ISSUANCE OF
ORDINARY SHARES OR ISSUANCE OF ORDINARY SHARES VIA
PRIVATE PLACEMENT OR ISSUANCE OF ORDINARY SHARES TO
PARTICIPATE IN ISSUANCE OF GDR VIA PRIVATE PLACEMENT
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wm Morrison Supermarkets PLC
TICKER: MRW CUSIP: G62748119
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ANDREW HIGGINSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DAVID POTTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT TREVOR STRAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ROONEY ANAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT NEIL DAVIDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT BELINDA RICHARDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT PAULA VENNELLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wockhardt Ltd.
TICKER: 532300 CUSIP: Y73505136
MEETING DATE: 8/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ON PREFERENCE SHARES ISSUER YES FOR FOR
PROPOSAL #3: REELECT HUZAIFA KHORAKIWALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE HARIBHAKTI AND CO. LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #7: APPROVE DELIVERY OF A DOCUMENT AS ISSUER YES FOR FOR
REQUESTED BY A MEMBER AT A FEE TO BE DETERMINED BY
THE BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wockhardt Ltd.
TICKER: 532300 CUSIP: Y73505136
MEETING DATE: 1/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES AGAINST AGAINST
H. F. KHORAKIWALA AS EXECUTIVE CHAIRMAN
PROPOSAL #2: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES AGAINST AGAINST
HUZAIFA KHORAKIWALA AS EXECUTIVE DIRECTOR
PROPOSAL #3: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES AGAINST AGAINST
MURTAZA KHORAKIWALA AS MANAGING DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wockhardt Ltd.
TICKER: 532300 CUSIP: Y73505136
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wolseley plc
TICKER: WOS CUSIP: G9736L124
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT TESSA BAMFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JOHN DALY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT GARETH DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PILAR LOPEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JOHN MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ALAN MURRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT FRANK ROACH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DARREN SHAPLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT JACQUELINE SIMMONDS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wolseley plc
TICKER: WOS CUSIP: G9736L124
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME TO ISSUER YES FOR FOR
FERGUSON PLC
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wolters Kluwer NV
TICKER: WKL CUSIP: ADPV09931
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.a: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3.c: APPROVE DIVIDENDS OF EUR 0.79 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #4.a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4.b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5.a: ELECT FRANS CREMERS TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #5.b: ELECT ANN ZIEGLER TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #6: REELECT KEVIN ENTRICKEN TO EXECUTIVE ISSUER YES FOR FOR
BOARD
PROPOSAL #7.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL
PROPOSAL #7.b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #9: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Woodside Petroleum Ltd.
TICKER: WPL CUSIP: 980228100
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT MICHAEL CHANEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT LAWRENCE ARCHIBALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT IAN MACFARLANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE CONDITIONAL SPILL RESOLUTION ISSUER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Woolworths Holdings Ltd
TICKER: WHL CUSIP: S98758121
MEETING DATE: 11/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT PETER BACON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT REEZA ISAACS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT IAN MOIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT LORD STUART ROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: RE-ELECT SIMON SUSMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #3.1: RE-ELECT PATRICK ALLAWAY AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT PETER BACON AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT ZARINA BASSA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.4: RE-ELECT HUBERT BRODY AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.5: RE-ELECT ANDREW HIGGINSON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #5.1: APPROVE REMUNERATION PAID TO ZARINA ISSUER YES FOR FOR
BASSA FROM 1 JANUARY 2016 TO 31 DECEMBER 2016
PROPOSAL #5.2: APPROVE REMUNERATION PAID TO HUBERT ISSUER YES FOR FOR
BRODY FROM 1 JANUARY 2016 TO 31 DECEMBER 2016
PROPOSAL #5.3: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS FOR THE PERIOD 1 JANUARY 2017 TO 31
DECEMBER 2017
PROPOSAL #6: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES
PROPOSAL #9: APPROVE ISSUANCE OF SHARES OR OPTIONS ISSUER YES FOR FOR
AND GRANT FINANCIAL ASSISTANCE IN TERMS OF THE
COMPANY'S SHARE-BASED INCENTIVE SCHEMES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Woolworths Ltd.
TICKER: WOW CUSIP: Q98418108
MEETING DATE: 11/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT HOLLY KRAMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT SIOBHAN MCKENNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT KATHEE TESIJA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF PERFORMANCE SHARE ISSUER YES FOR FOR
RIGHTS TO BRAD BANDUCCI, MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER OF THE COMPANY
PROPOSAL #4: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Woori Bank
TICKER: A000030 CUSIP: Y9695N137
MEETING DATE: 12/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT RO SUNG-TAE AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT PARK SANG-YONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHIPING TIAN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT CHANG DONG-WOO AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT SHIN SANG-HOON AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHANG DONG-WOO AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Woori Bank
TICKER: A000030 CUSIP: Y9695N137
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LEE GWANG-GOO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT OH JEONG-SIK AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LEE GWANG-GOO AS CEO ISSUER YES FOR FOR
PROPOSAL #5: ELECT OH JEONG-SIK AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Worldpay Group plc
TICKER: WPG CUSIP: G97744109
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE US EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #6: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JOHN ALLAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PHILIP JANSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT RON KALIFA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT RICK MEDLOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DEANNA OPPENHEIMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SIR MICHAEL RAKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT KAREN RICHARDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT MARTIN SCICLUNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WorleyParsons Limited
TICKER: WOR CUSIP: Q9857K102
MEETING DATE: 10/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT JOHN GRILL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2b: ELECT CATHERINE LIVINGSTONE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF UP TO 89,676 ISSUER YES FOR FOR
PERFORMANCE RIGHTS TO ANDREW WOOD
PROPOSAL #5: APPROVE THE GRANT OF UP TO 152,450 ISSUER YES FOR FOR
PERFORMANCE RIGHTS TO ANDREW WOOD
PROPOSAL #6: APPROVE THE TERMINATION BENEFITS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE THE RE-INSERTION OF PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WPP plc
TICKER: WPP CUSIP: G9788D103
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SUSTAINABILITY REPORT ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ROBERTO QUARTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DR JACQUES AIGRAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT RUIGANG LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PAUL RICHARDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT HUGO SHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SIR MARTIN SORRELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SALLY SUSMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT SOLOMON TRUJILLO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT SIR JOHN HOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT NICOLE SELIGMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT DANIELA RICCARDI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: ELECT TAREK FARAHAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #19: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wynn Macau Ltd.
TICKER: 1128 CUSIP: G98149100
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT IAN MICHAEL COUGHLAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ALLAN ZEMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT NICHOLAS SALLNOW-SMITH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT KIM MARIE SINATRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #9: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
EMPLOYEE OWNERSHIP SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xero Limited
TICKER: XRO CUSIP: Q98665104
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT ERNST & YOUNG AS AUDITOR OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #2: AUTHORIZE THE BOARD TO FIX THE ISSUER YES FOR FOR
REMUNERATION OF THE AUDITOR
PROPOSAL #3: ELECT CHRIS LIDDELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT BILL VEGHTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE GRANT OF OPTIONS TO CHRIS ISSUER YES FOR FOR
LIDDELL AND BILL VEGHTE
PROPOSAL #6: APPROVE THE GRANT OF SHARES TO LEE ISSUER YES FOR FOR
HATTON, NON-EXECUTIVE DIRECTOR OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xinhua Winshare Publishing & Media Co., Ltd.
TICKER: 811 CUSIP: Y9725X105
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: ELECT CHAO HSUN AS SUPERVISOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION AND DETERMINE
THE TERMS OF THE SERVICE CONTRACT
PROPOSAL #8: ELECT HAN XIAOMING AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION AND DETERMINE
THE TERMS OF THE SERVICE CONTRACT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xinjiang Goldwind Science & Technology Co., Ltd.
TICKER: 002202 CUSIP: Y97237112
MEETING DATE: 10/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN ZPARK CAPITAL II ISSUER YES FOR FOR
PROPOSAL #2: ELECT TIN YAU KELVIN WONG AS DIRECTOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX HIS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xinjiang Goldwind Science & Technology Co., Ltd.
TICKER: 002202 CUSIP: Y97237112
MEETING DATE: 2/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED PARTICIPATION IN SECOND ISSUER YES FOR FOR
PHASE OF URUMQI ECONOMIC AND TECHNOLOGICAL ZONE'S
MOUNT HUANGSHAN STREET LAND REORGANIZATION
PROPOSAL #2.1: APPROVE CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS WITH XINJIANG WIND POWER CO., LTD. AND
RELEVANT ESTIMATED ANNUAL CAP
PROPOSAL #2.2: APPROVE CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS WITH CHINA THREE GORGES NEW ENERGY
CO.,LTD. AND RELEVANT ESTIMATED ANNUAL CAP
PROPOSAL #2.3: APPROVE CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS WITH XINJIANG NEW ENERGY (GROUP) CO.,
LTD. AND RELEVANT ESTIMATED ANNUAL CAP
PROPOSAL #3: ELECT GUO JIANJUN AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xinjiang GoldWind Science & Technology Co., Ltd.
TICKER: 002202 CUSIP: Y97237112
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISTRIBUTION OF BONUS SHARES AND ISSUER YES FOR FOR
CASH DIVIDENDS FROM UNDISTRIBUTED PROFITS
PROPOSAL #2: APPROVE ISSUE OF BONDS AND ASSET-BACKED ISSUER YES FOR FOR
SECURITIES INSIDE OR OUTSIDE OF CHINA
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 REPORT OF THE AUDITORS AND ISSUER YES FOR FOR
AUDITED CONSOLIDATED FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPLICATION TO BANKS FOR CREDIT ISSUER YES FOR FOR
FACILITIES
PROPOSAL #6: APPROVE PROVISION OF GUARANTEES BY THE ISSUER YES AGAINST AGAINST
COMPANY FOR ITS WHOLLY-OWNED SUBSIDIARIES,
CONTROLLING SUBSIDIARIES AND CERTAIN ASSOCIATES
PROPOSAL #7: APPROVE PROVISION OF GUARANTEES BY THE ISSUER YES AGAINST AGAINST
COMPANY FOR ITS SUBSIDIARIES AND RELATED TRANSACTIONS
PROPOSAL #8: APPROVE 2016 REPORT ON USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
PRC AUDITOR AND ERNST & YOUNG AS INTERNATIONAL
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: ELECT XIAO HONG AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xinyi Glass Holdings Ltd.
TICKER: 868 CUSIP: G9828G108
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A1: ELECT LEE YIN YEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A2: ELECT TUNG CHING BOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A3: ELECT TUNG CHING SAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A4: ELECT LAM KWONG SIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A5: ELECT WONG CHAT CHOR, SAMUEL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xinyi Solar Holdings Ltd.
TICKER: 968 CUSIP: G9829N102
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A1: ELECT LEE YIN YEE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3A2: ELECT TUNG CHING SAI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3A3: ELECT LEE YAU CHING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yahoo Japan Corporation
TICKER: 4689 CUSIP: J95402103
MEETING DATE: 12/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JONATHAN BULLOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yahoo Japan Corporation
TICKER: 4689 CUSIP: J95402103
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIYASAKA, MANABU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SON, MASAYOSHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MIYAUCHI, KEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JONATHAN BULLOCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR CHONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEXI A. WELLMAN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER YOSHII, SHINGO
PROPOSAL #2.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ONITSUKA, HIROMI
PROPOSAL #2.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER FUJIWARA, KAZUHIKO
PROPOSAL #3.1: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES AGAINST AGAINST
COMMITTEE MEMBER UEMURA, KYOKO
PROPOSAL #3.2: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER KIMIWADA, KAZUKO
PROPOSAL #4: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yakult Honsha Co. Ltd.
TICKER: 2267 CUSIP: J95468120
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NEGISHI, TAKASHIGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAWABATA, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NARITA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WAKABAYASHI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ISHIKAWA, FUMIYASU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TANAKA, MASAKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ITO, MASANORI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD HALL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR YASUDA, RYUJI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FUKUOKA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BERTRAND AUSTRUY ISSUER YES AGAINST AGAINST
PROPOSAL #1.12: ELECT DIRECTOR FILIP KEGELS ISSUER YES AGAINST AGAINST
PROPOSAL #1.13: ELECT DIRECTOR MAEDA, NORIHITO ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR DOI, AKIFUMI ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR HAYASHIDA, TETSUYA ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yamada Denki Co.
TICKER: 9831 CUSIP: J95534103
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 13
PROPOSAL #2: APPOINT SHAREHOLDER DIRECTOR NOMINEE SHAREHOLDER YES AGAINST FOR
KAZUO HASHIMOTO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: �� Yamaguchi Financial Group, Inc.
TICKER: 8418 CUSIP: J9579M103
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO REFLECT CHANGES IN LAW ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR YOSHIMURA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR UMEMOTO, HIROHIDE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KODA, ICHINARI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KATO, MITSURU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ODA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR FUJITA, MITSUHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TAMURA, HIROAKI ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TSUKUDA, KAZUO
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KUNIMASA, MICHIAKI
PROPOSAL #4: APPROVE PERFORMANCE-BASED CASH ISSUER YES FOR FOR
COMPENSATION CEILING FOR DIRECTORS
PROPOSAL #5: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yamaha Corp.
TICKER: 7951 CUSIP: J95732103
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 26
PROPOSAL #2: AMEND ARTICLES TO ABOLISH BOARD ISSUER YES FOR FOR
STRUCTURE WITH STATUTORY AUDITORS - ADOPT BOARD
STRUCTURE WITH THREE COMMITTEES - CLARIFY DIRECTOR
AUTHORITY ON SHAREHOLDER MEETINGS - AMEND PROVISIONS
ON DIRECTOR TITLES - INDEMNIFY DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR NAKATA, TAKUYA ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR YAMAHATA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR HOSOI, MASAHITO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YANAGI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR NOSAKA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR ITO, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR HAKODA, JUNYA ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR NAKAJIMA, YOSHIMI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR FUKUI, TAKU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yamaha Motor Co. Ltd.
TICKER: 7272 CUSIP: J95776126
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR YANAGI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KIMURA, TAKAAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKIZAWA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WATANABE, KATSUAKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KATO, TOSHIZUMI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KOJIMA, YOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YAMAJI, KATSUHITO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SHIMAMOTO, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HIDAKA, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR ADACHI, TAMOTSU ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR NAKATA, TAKUYA ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR NIIMI, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR TAMATSUKA, GENICHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR IKAGA, ISSUER YES FOR FOR
MASAHIKO
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
SATAKE, MASAYUKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yamato Holdings Co Ltd
TICKER: 9064 CUSIP: J96612114
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIGAWA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YAMAUCHI, MASAKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KANDA, HARUO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KANAMORI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NAGAO, YUTAKA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HAGIWARA, TOSHITAKA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MORI, MASAKATSU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TOKUNO, MARIKO ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR YAMASHITA, ISSUER YES FOR FOR
TAKASHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yamato Kogyo Co. Ltd.
TICKER: 5444 CUSIP: J96524111
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2.1: ELECT DIRECTOR INOUE, HIROYUKI ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: ELECT DIRECTOR NAKAYA, KENGO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KOHATA, KATSUMASA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR DAMRI TUNSHEVAVONG ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YASUFUKU, TAKENOSUKE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MARUYAMA, MOTOYOSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TSUKAMOTO, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE BONUS RELATED TO RETIREMENT ISSUER YES AGAINST AGAINST
BONUS SYSTEM ABOLITION
PROPOSAL #4: APPROVE COMPENSATION CEILINGS FOR ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yamazaki Baking Co.,Ltd.
TICKER: 2212 CUSIP: J96656103
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 18
PROPOSAL #2: ELECT DIRECTOR YOSHIDAYA, RYOICHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MATSUMARU, ISSUER YES FOR FOR
TERUO
PROPOSAL #4: APPROVE DIRECTOR AND STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
RETIREMENT BONUS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yang Ming Marine Transport Corp.
TICKER: 2609 CUSIP: Y9729D105
MEETING DATE: 12/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THIRD QUARTER FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE CAPITAL REDUCTION TO OFFSET ISSUER YES FOR FOR
LOSSES
PROPOSAL #4: APPROVE ISSUANCE OF SHARES VIA A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yangzijiang Shipbuilding (Holdings) Ltd.
TICKER: BS6 CUSIP: Y9728A102
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: ELECT REN YUANLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT TEO YI-DAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yanlord Land Group Limited
TICKER: Z25 CUSIP: Y9729A101
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FIRST AND FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4a: ELECT RONALD SEAH LIM SIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT NG SER MIANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4c: ELECT ZHONG SHENG JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ZHONG MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE & TOUCHE LLP, SINGAPORE ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yantai Changyu Pioneer Wine Co., Ltd.
TICKER: 200869 CUSIP: Y9739T108
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXPANSION OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE INCREASE IN ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #3.1: ELECT LUO FEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LIU YAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yantai Changyu Pioneer Wine Co., Ltd.
TICKER: 200869 CUSIP: Y9739T108
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RESIGNATION OF NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR DAI HUI
PROPOSAL #6: ELECT WEI ANNING AS NON-INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yanzhou Coal Mining Company Limited
TICKER: 1171 CUSIP: Y97417102
MEETING DATE: 8/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPLIANCE WITH THE REQUIREMENTS ISSUER YES FOR FOR
OF NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.01: APPROVE CLASS AND NOMINAL VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #2.02: APPROVE METHOD AND TIME OF ISSUANCE ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.03: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLE IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #2.04: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.05: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.06: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.07: APPROVE ARRANGEMENT RELATING TO THE ISSUER YES FOR FOR
ACCUMULATED UNDISTRIBUTED PROFITS IN RELATION TO THE
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.08: APPROVE VALIDITY OF RESOLUTION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.09: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.10: APPROVE METHOD OF SUBSCRIPTION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT OF ISSUER YES FOR FOR
UTILIZING THE PROCEEDS RAISED FROM THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #4: APPROVE PROPOSAL IN RELATION TO THE NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #6: APPROVE DILUTION OF IMMEDIATE RETURN AND ISSUER YES FOR FOR
REMEDIAL MEASURES UPON THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #7: APPROVE CERTAIN COMMITMENTS BY THE ISSUER YES FOR FOR
CONTROLLING SHAREHOLDERS, DIRECTORS AND SENIOR
MANAGEMENT ON THE RECOVERY OF IMMEDIATE RETURN
PROPOSAL #8: APPROVE SHAREHOLDERS RETURN FOR THE NEXT ISSUER YES FOR FOR
THREE YEARS ENDING 2016-2018
PROPOSAL #9: AMENDMENT ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yanzhou Coal Mining Company Limited
TICKER: 1171 CUSIP: Y97417102
MEETING DATE: 8/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE CLASS AND NOMINAL VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.02: APPROVE METHOD AND TIME OF ISSUANCE ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.03: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLE IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #1.04: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.05: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.06: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.07: APPROVE ARRANGEMENT RELATING TO THE ISSUER YES FOR FOR
ACCUMULATED UNDISTRIBUTED PROFITS IN RELATION TO THE
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.08: APPROVE VALIDITY OF RESOLUTION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.09: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.10: APPROVE METHOD OF SUBSCRIPTION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2: APPROVE PROPOSAL IN RELATION TO THE NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF A SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yanzhou Coal Mining Company Limited
TICKER: 1171 CUSIP: Y97417102
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF LOANS TO YANCOAL ISSUER YES FOR FOR
INTERNATIONAL (HOLDING) CO., LIMITED
PROPOSAL #2: APPROVE EXTENSION OF REPAYMENT DATE OF ISSUER YES FOR FOR
LOANS OWED BY CONTROLLED SUBSIDIARIES
PROPOSAL #3: APPROVE SHINEWING (HK) CPA LIMITED AS ISSUER YES FOR FOR
OVERSEAS AUDITOR AND TO FIX THEIR REMUNERATION
PROPOSAL #4.01: ELECT KONG XIANGGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NON-PROCEEDING OF NON-PUBLIC ISSUER YES FOR FOR
ISSUANCE OF A SHARES
PROPOSAL #6: APPROVE PROVISION OF FINANCIAL GUARANTEE ISSUER YES AGAINST AGAINST
TO WHOLLY-OWNED SUBSIDIARIES AND CONTROLLED
SUBSIDIARIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yanzhou Coal Mining Company Limited
TICKER: 1171 CUSIP: Y97417102
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NON-PROCEEDING OF NON-PUBLIC ISSUER YES FOR FOR
ISSUANCE OF A SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yanzhou Coal Mining Company Limited
TICKER: 1171 CUSIP: Y97417102
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORKING REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 WORKING REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO DISTRIBUTE DIVIDEND
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE RENEWAL OF LIABILITY INSURANCE ISSUER YES FOR FOR
OF DIRECTORS, SUPERVISORS AND SENIOR OFFICERS
PROPOSAL #7: APPROVE EXTERNAL AUDITING FIRM AND TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ACQUISITION OF 65% EQUITY ISSUER YES FOR FOR
INTEREST IN YANKUANG GROUP FINANCE CO., LTD.
PROPOSAL #9: APPROVE FINANCE SERVICES AGREEMENT, ISSUER YES FOR FOR
ANNUAL CAPS AND AND RELATED TRANSACTIONS
PROPOSAL #10: APPROVE ACQUISITION OF SHARE CAPITAL OF ISSUER YES FOR FOR
COAL & ALLIED INDUSTRIES LIMITED BY YANCOAL
AUSTRALIA CO., LTD.
PROPOSAL #11: APPROVE COMPANY'S COMPLIANCE WITH THE ISSUER YES FOR FOR
REQUIREMENTS OF NON-PUBLIC ISSUANCE OF SHARES
PROPOSAL #12: APPROVE FEASIBILITY ANALYSIS REPORT OF ISSUER YES FOR FOR
IMPLEMENTING THE USE OF PROCEEDS OF THE NON-PUBLIC
ISSUANCE OF ORDINARY SHARES
PROPOSAL #13: AUTHORIZE BOARD TO DEAL WITH MATTERS ISSUER YES FOR FOR
RELATING TO THE NON-PUBLIC ISSUANCE OF SHARES AT ITS
FULL DISCRETION
PROPOSAL #14: APPROVE DILUTION OF IMMEDIATE RETURN ISSUER YES FOR FOR
AND RETURN RECOVERY MEASURES UPON THE NON-PUBLIC
ISSUANCE OF SHARES
PROPOSAL #15: APPROVE CERTAIN COMMITMENTS BY THE ISSUER YES FOR FOR
CONTROLLING SHAREHOLDERS, DIRECTORS AND SENIOR
MANAGEMENT RELATING TO RECOVERY OF IMMEDIATE RETURN
PROPOSAL #16.01: APPROVE CLASS AND NOMINAL VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC
ISSUANCE OF SHARES TO SPECIFIC PERSONS
PROPOSAL #16.02: APPROVE METHOD AND TIME OF THE ISSUE ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF SHARES TO
SPECIFIC PERSONS
PROPOSAL #16.03: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLE IN RELATION TO THE NON-PUBLIC ISSUANCE OF
SHARES TO SPECIFIC PERSONS
PROPOSAL #16.04: APPROVE NUMBER OF NEW SHARES TO BE ISSUER YES FOR FOR
ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE OF
SHARES TO SPECIFIC PERSONS
PROPOSAL #16.05: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF SHARES TO SPECIFIC
PERSONS
PROPOSAL #16.06: APPROVE LOCK-UP PERIOD IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF SHARES TO SPECIFIC
PROPOSAL #16.07: APPROVE ARRANGEMENT RELATING TO THE ISSUER YES FOR FOR
ACCUMULATED UNDISTRIBUTED PROFITS IN RELATION TO THE
NON-PUBLIC ISSUANCE OF SHARES TO SPECIFIC PERSONS
PROPOSAL #16.08: APPROVE VALIDITY OF RESOLUTION OF ISSUER YES FOR FOR
THE ISSUE IN RELATION TO THE NON-PUBLIC ISSUANCE OF
SHARES TO SPECIFIC PERSONS
PROPOSAL #16.09: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF SHARES TO SPECIFIC
PERSONS
PROPOSAL #16.10: APPROVE METHOD OF SUBSCRIPTION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF SHARES TO
SPECIFIC PERSONS
PROPOSAL #17: APPROVE PROPOSAL OF NON-PUBLIC ISSUANCE ISSUER YES FOR FOR
OF A SHARES
PROPOSAL #18: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
GUARANTEES TO SUBSIDIARIES AND RELATED TRANSACTIONS
PROPOSAL #19: AUTHORIZE THE COMPANY TO CARRY OUT ISSUER YES FOR FOR
DOMESTIC AND OVERSEAS FINANCING BUSINESSES
PROPOSAL #20: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #21: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #22.01: ELECT LI XIYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22.02: ELECT LI WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22.03: ELECT WU XIANGQIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22.04: ELECT WU YUXIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22.05: ELECT ZHAO QINGCHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22.06: ELECT GUO DECHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23.01: ELECT KONG XIANGGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23.02: ELECT JIA SHAOHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23.03: ELECT PAN ZHAOGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23.04: ELECT QI ANBANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #24.01: ELECT GU SHISHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #24.02: ELECT ZHOU HONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #24.03: ELECT MENG QINGJIAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #24.04: ELECT ZHANG NING AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yanzhou Coal Mining Company Limited
TICKER: 1171 CUSIP: Y97417102
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE CLASS AND NOMINAL VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC
ISSUANCE OF SHARES TO SPECIFIC PERSONS
PROPOSAL #1.02: APPROVE METHOD AND TIME OF THE ISSUE ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF SHARES TO
SPECIFIC PERSONS
PROPOSAL #1.03: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLE IN RELATION TO THE NON-PUBLIC ISSUANCE OF
SHARES TO SPECIFIC PERSONS
PROPOSAL #1.04: APPROVE NUMBER OF NEW SHARES TO BE ISSUER YES FOR FOR
ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE OF
SHARES TO SPECIFIC PERSONS
PROPOSAL #1.05: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF SHARES TO SPECIFIC
PROPOSAL #1.06: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF SHARES TO SPECIFIC
PROPOSAL #1.07: APPROVE ARRANGEMENT RELATING TO THE ISSUER YES FOR FOR
ACCUMULATED UNDISTRIBUTED PROFITS IN RELATION TO THE
NON-PUBLIC ISSUANCE OF SHARES TO SPECIFIC PERSONS
PROPOSAL #1.08: APPROVE VALIDITY OF RESOLUTION OF THE ISSUER YES FOR FOR
ISSUE IN RELATION TO THE NON-PUBLIC ISSUANCE OF
SHARES TO SPECIFIC PERSONS
PROPOSAL #1.09: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF SHARES TO SPECIFIC
PERSONS
PROPOSAL #1.10: APPROVE METHOD OF SUBSCRIPTION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF SHARES TO
SPECIFIC PERSONS
PROPOSAL #2: APPROVE PROPOSAL OF NON-PUBLIC ISSUANCE ISSUER YES FOR FOR
OF A SHARES
PROPOSAL #3: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yapi Ve Kredi Bankasi AS
TICKER: YKBNK CUSIP: M9869G101
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: RATIFY DIRECTOR APPOINTMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ACTIONS OF THE BOARD AND ISSUER YES FOR FOR
DISCHARGE DIRECTORS
PROPOSAL #6: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yara International ASA
TICKER: YAR CUSIP: R9900C106
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING; APPROVE NOTICE OF MEETING ISSUER YES FOR FOR
AND AGENDA
PROPOSAL #2: ELECT CHAIRMAN OF MEETING; DESIGNATE ISSUER YES FOR FOR
INSPECTOR(S) OF MINUTES OF MEETING
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 10.00 PER SHARE
PROPOSAL #4: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #6: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF NOK 575,000 FOR THE CHAIRMAN, NOK 356,500
FOR THE VICE CHAIRMAN, AND NOK 312,000 FOR THE OTHER
DIRECTORS; APPROVE COMMITTEE FEES
PROPOSAL #8: APPROVE REMUNERATION OF NOMINATING ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yaskawa Electric Corp.
TICKER: 6506 CUSIP: J9690T102
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO CHANGE FISCAL YEAR END ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR TSUDA, JUNJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OGASAWARA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MURAKAMI, SHUJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MINAMI, YOSHIKATSU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TAKAMIYA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NAKAYAMA, YUJI ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ODA, MASAHIKO
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NODA, KONOSUKE
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER AKITA, YOSHIKI
PROPOSAL #3.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TATSUMI, KAZUMASA
PROPOSAL #3.5: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SAKANE, JUNICHI
PROPOSAL #4: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER HONDA, MASAYA
PROPOSAL #5: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
PROPOSAL #6: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yes Bank Limited
TICKER: 532648 CUSIP: Y97636107
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT AJAI KUMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE B S R & CO. LLP., CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
ASHOK CHAWLA AS NON-EXECUTIVE PART-TIME CHAIRMAN
PROPOSAL #6: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF DEBT SECURITIES ON ISSUER YES FOR FOR
PRIVATE PLACEMENT BASIS
PROPOSAL #8: ELECT DEBJANI GHOSH AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yokogawa Electric Corp.
TICKER: 6841 CUSIP: J97272124
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12.5
PROPOSAL #2.1: ELECT DIRECTOR KAIHORI, SHUZO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NISHIJIMA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KUROSU, SATORU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NARA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NAKAHARA, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ANABUKI, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR URANO, MITSUDO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR UJI, NORITAKA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SEKI, NOBUO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SUGATA, SHIRO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR MAEMURA, ISSUER YES FOR FOR
KOJI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR TAKAYAMA, ISSUER YES FOR FOR
YASUKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yokohama Rubber Co. Ltd.
TICKER: 5101 CUSIP: J97536171
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 26
PROPOSAL #2: AMEND ARTICLES TO AMEND PROVISIONS ON ISSUER YES FOR FOR
DIRECTOR TITLES
PROPOSAL #3.1: ELECT DIRECTOR NAGUMO, TADANOBU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR NOJI, HIKOMITSU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR YAMAISHI, MASATAKA ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR OISHI, TAKAO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KATSURAGAWA, HIDETO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MIKAMI, OSAMU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KOMATSU, SHIGEO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR NAKANO, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR NORO, MASAKI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR FURUKAWA, NAOZUMI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR OKADA, HIDEICHI ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR TAKENAKA, NOBUO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR KIKUCHI, ISSUER YES FOR FOR
YASUSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: YTL Corporation Berhad
TICKER: YTL CUSIP: Y98610101
MEETING DATE: 11/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YEOH SEOK KIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT YEOH SOO KENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT MARK YEOH SEOK KAH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT AHMAD FUAAD BIN MOHD DAHALAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT YEOH TIONG LAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT EU PENG MENG @ LESLIE EU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE CHEONG KEAP TAI TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #10: APPROVE EU PENG MENG @ LESLIE EU TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #13: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: YTL Power International Berhad
TICKER: YTLPOWR CUSIP: Y9861K107
MEETING DATE: 11/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LAU YIN PIN @ LAU YEN BENG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT YEOH SEOK KIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT YEOH SEOK HONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT ABDULLAH BIN SYED ABD. KADIR AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5: ELECT FAIZ BIN ISHAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT YEOH TIONG LAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT ARIS BIN OSMAN @ OTHMAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #10: APPROVE ARIS BIN OSMAN @ OTHMAN TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #11: APPROVE LAU YIN PIN @ LAU YEN BENG TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #13: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #14: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yuanta Financial Holding Co Ltd.
TICKER: 2885 CUSIP: Y2169H108
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yue Yuen Industrial (Holdings) Ltd.
TICKER: 551 CUSIP: G98803144
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LU CHIN CHU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT TSAI PEI CHUN, PATTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT CHAN LU MIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT HU DIEN CHIEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT HSIEH YUNG HSIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yuexiu Property Company Limited
TICKER: 123 CUSIP: Y9863Z102
MEETING DATE: 12/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NANSHA ACQUISITION AND RELATED ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #2: APPROVE TALENT SKY DISPOSAL AND RELATED ISSUER YES FOR FOR
TRANSACTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yuexiu Property Company Limited
TICKER: 123 CUSIP: Y9863Z102
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZHU CHUNXIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LEE KA LUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LAU HON CHUEN AMBROSE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yuexiu Property Company Limited
TICKER: 123 CUSIP: Y9863Z102
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2017 BANK DEPOSITS AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yuhan Corp.
TICKER: A000100 CUSIP: Y9873D109
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT KO IN-YOUNG AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT JEONG SOON-CHEOL AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LEE CHEOL AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yulon Motor
TICKER: 2201 CUSIP: Y9870K106
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yulon Nissan Motor Co., Ltd.
TICKER: 2227 CUSIP: Y98769105
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: ELECT IKUSHIMA TAKAHIKO WITH ID ISSUER YES FOR FOR
NO.1967011XXX AS SUPERVISOR
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zalando SE
TICKER: ZAL CUSIP: D98423102
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5.1: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2017
PROPOSAL #5.2: RATIFY ERNST & YOUNG AS AUDITORS UNTIL ISSUER YES FOR FOR
THE 2018 AGM
PROPOSAL #6.1: ELECT DOMINIK ASAM TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.2: ELECT LOTHAR LANZ TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.3: ELECT JORGEN LINDEMANN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.4: ELECT ANDERS POVLSEN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.5: ELECT SHANNA PREVE TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.6: ELECT ALEXANDER SAMWER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
TRADEBYTE SOFTWARE GMBH
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zardoya Otis S.A.
TICKER: ZOT CUSIP: E9853W160
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF DIRECTORS AND ISSUER YES FOR FOR
RATIFY DIVIDENDS PAID IN FY 2016
PROPOSAL #4: APPROVE SPECIAL CASH DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AS AUDITOR
PROPOSAL #6: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: DETERMINE PROFIT SHARING REMUNERATION ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #12: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zee Entertainment Enterprises Ltd.
TICKER: ZEEL CUSIP: Y98893152
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM DIVIDEND ON PREFERENCE SHARES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDEND ON EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #4: REELECT SUBHASH CHANDRA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE MGB & CO. LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT ADESH KUMAR GUPTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT SUNIL SHARMA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: REELECT NEHARIKA VOHRA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE KEEPING OF THE REGISTER OF ISSUER YES FOR FOR
MEMBERS, DEBENTURE-HOLDERS, AND OTHER RELATED
DOCUMENTS AT THE OFFICE OF THE REGISTRAR AND TRANSFER
AGENT OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zee Entertainment Enterprises Ltd.
TICKER: ZEEL CUSIP: Y98893152
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPOSITE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ZENKOKU HOSHO Co., Ltd.
TICKER: 7164 CUSIP: J98829104
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 62
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zensho Holdings Co., Ltd.
TICKER: 7550 CUSIP: J9885X108
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2.1: ELECT DIRECTOR OGAWA, KENTARO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAKEI, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OGAWA, KAZUMASA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KUNII, YOSHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HIRANO, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OKITSU, RYUTARO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ETO, NAOMI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ENOMOTO, YOSHIMI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR OGAWA, YOHEI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR HAGIWARA, TOSHITAKA ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR ITO, CHIAKI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR ANDO, TAKAHARU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR HONDA, YUTAKA ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zeon Corp.
TICKER: 4205 CUSIP: J9886P104
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 8
PROPOSAL #2.1: ELECT DIRECTOR FURUKAWA, NAOZUMI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TANAKA, KIMIAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HIRAKAWA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NISHIJIMA, TORU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR IMAI, HIROFUMI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HAYASHI, SACHIO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR FURUYA, TAKEO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YANAGIDA, NOBORU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR FUJISAWA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR ITO, HARUO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KITABATA, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR NAGUMO, TADANOBU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR HIRAKAWA, ISSUER YES FOR FOR
SHINICHI
PROPOSAL #4: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zhaojin Mining Industry Co., Ltd.
TICKER: 1818 CUSIP: Y988A6104
MEETING DATE: 8/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF RENEWABLE BONDS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zhaojin Mining Industry Co., Ltd.
TICKER: 1818 CUSIP: Y988A6104
MEETING DATE: 9/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EMPLOYEE SHARE PURCHASE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zhaojin Mining Industry Co., Ltd.
TICKER: 1818 CUSIP: Y988A6104
MEETING DATE: 9/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EMPLOYEE SHARE PURCHASE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zhaojin Mining Industry Co., Ltd.
TICKER: 1818 CUSIP: Y988A6104
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ERNST & YOUNG AND ERNST & YOUNG ISSUER YES FOR FOR
HUA MING LLP AS INTERNATIONAL AUDITOR AND THE PRC
AUDITOR OF THE COMPANY RESPECTIVELY AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE ISSUANCE OF CORPORATE BONDS IN SHAREHOLDER YES FOR FOR
THE PRC AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zhaojin Mining Industry Co., Ltd.
TICKER: 1818 CUSIP: Y988A6104
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zhejiang Expressway Co., Ltd.
TICKER: 576 CUSIP: Y9891F102
MEETING DATE: 12/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #2: APPROVE INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT HE MEIYUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF H SHARE CONVERTIBLE ISSUER YES FOR FOR
BONDS AND RELATED TRANSACTIONS
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zhejiang Expressway Co., Ltd.
TICKER: 576 CUSIP: Y9891F102
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 FINAL ACCOUNTS AND 2017 ISSUER YES FOR FOR
FINANCIAL BUDGET
PROPOSAL #6: ELECT WU QINGWANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS HONG KONG AS THE HONG
KONG AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #8: APPROVE PAN CHINA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS THE PRC AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zhongsheng Group Holdings Ltd.
TICKER: 881 CUSIP: G9894K108
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSCRIPTION AGREEMENT, GRANT OF ISSUER YES FOR FOR
SPECIFIC MANDATE TO ISSUE SUBSCRIPTION SHARES AND
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zhongsheng Group Holdings Ltd.
TICKER: 881 CUSIP: G9894K108
MEETING DATE: 6/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT YU GUANGMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ZHANG ZHICHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT PANG YIU KAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LIN YONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT YING WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zhuzhou CRRC Times Electric Co., Ltd.
TICKER: 3898 CUSIP: Y9892N104
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND AUDITOR'S REPORT
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND FINAL DIVIDEND
PROPOSAL #5: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: ELECT DING RONGJUN AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE HIS EMOLUMENT
PROPOSAL #7: ELECT LI DONGLIN AS DIRECTOR AND APPROVE ISSUER YES FOR FOR
HIS EMOLUMENT
PROPOSAL #8: ELECT LIU KE'AN AS DIRECTOR AND APPROVE ISSUER YES FOR FOR
HIS EMOLUMENT
PROPOSAL #9: ELECT YAN WU AS DIRECTOR AND APPROVE HIS ISSUER YES FOR FOR
EMOLUMENT
PROPOSAL #10: ELECT MA YUNKUN AS DIRECTOR AND APPROVE ISSUER YES AGAINST AGAINST
HIS EMOLUMENT
PROPOSAL #11: ELECT CHAN KAM WING, CLEMENT AS ISSUER YES AGAINST AGAINST
DIRECTOR AND APPROVE HIS EMOLUMENT
PROPOSAL #12: ELECT PAO PING WING AS DIRECTOR AND ISSUER YES AGAINST AGAINST
APPROVE HIS EMOLUMENT
PROPOSAL #13: ELECT LIU CHUNRU AS DIRECTOR AND ISSUER YES AGAINST AGAINST
APPROVE HIS EMOLUMENT
PROPOSAL #14: ELECT CHEN XIAOMING AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE HIS EMOLUMENT
PROPOSAL #15: ELECT XIONG RUIHUA AS SUPERVISOR AND ISSUER YES FOR FOR
APPROVE HIS EMOLUMENT
PROPOSAL #16: ELECT GENG JIANXIN AS SUPERVISOR AND ISSUER YES FOR FOR
APPROVE HIS EMOLUMENT
PROPOSAL #17: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #18: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zijin Mining Group Co., Ltd.
TICKER: 2899 CUSIP: Y9892H107
MEETING DATE: 8/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE CLASS AND NOMINAL VALUE OF ISSUER YES FOR FOR
THE SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.02: APPROVE METHODS AND TIME OF ISSUANCE ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.03: APPROVE ISSUING OBJECTS AND METHODS ISSUER YES FOR FOR
OF SUBSCRIPTION IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.04: APPROVE SUBSCRIPTION PRICE AND ISSUER YES FOR FOR
PRICING PRINCIPLES IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.05: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.06: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.07: APPROVE USE OF PROCEEDS RAISED IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.08: APPROVE ARRANGEMENT OF THE ISSUER YES FOR FOR
ACCUMULATED DISTRIBUTABLE PROFITS BEFORE THE NON-
PUBLICISSUANCE OF A SHARES
PROPOSAL #1.09: APPROVE LISTING PLACE OF SHARES IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.10: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS IN RELATION TO THE NON-PUBLIC ISSUANCE OF
A SHARES
PROPOSAL #2: APPROVE PLAN FOR THE NON-PUBLIC ISSUANCE ISSUER YES FOR FOR
OF A SHARES
PROPOSAL #3: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zijin Mining Group Co., Ltd.
TICKER: 2899 CUSIP: Y9892H107
MEETING DATE: 8/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PHASE 1 OF THE EMPLOYEE STOCK ISSUER YES FOR FOR
OWNERSHIP SCHEME
PROPOSAL #2: APPROVE FORMULATION OF THE ISSUER YES FOR FOR
ADMINISTRATIVE POLICY OF THE EMPLOYEE STOCK OWNERSHIP
PROPOSAL #3: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE CURRENT EMPLOYEE STOCK OWNERSHIP
PROPOSAL #4: APPROVE SATISFACTION OF THE CONDITIONS ISSUER YES FOR FOR
FOR THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5.01: APPROVE CLASS AND NOMINAL VALUE OF ISSUER YES FOR FOR
THE SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #5.02: APPROVE METHODS AND TIME OF ISSUANCE ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5.03: APPROVE ISSUING OBJECTS AND METHODS ISSUER YES FOR FOR
OF SUBSCRIPTION IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #5.04: APPROVE SUBSCRIPTION PRICE AND ISSUER YES FOR FOR
PRICING PRINCIPLES IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #5.05: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5.06: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5.07: APPROVE USE OF PROCEEDS RAISED IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5.08: APPROVE ARRANGEMENT OF THE ISSUER YES FOR FOR
ACCUMULATED DISTRIBUTABLE PROFITS BEFORE THE NON-
PUBLICISSUANCE OF A SHARES
PROPOSAL #5.09: APPROVE LISTING PLACE OF SHARES IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5.10: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS IN RELATION TO THE NON-PUBLIC ISSUANCE OF
A SHARES
PROPOSAL #6: APPROVE PLAN FOR THE NON-PUBLIC ISSUANCE ISSUER YES FOR FOR
OF A SHARES
PROPOSAL #7: APPROVE FEASIBILITY REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS RAISED IN THE NON-PUBLIC ISSUANCE OF A
PROPOSAL #8: APPROVE NON-PRODUCTION OF REPORT ON THE ISSUER YES FOR FOR
USE OF PROCEEDS PREVIOUSLY RAISED
PROPOSAL #9: APPROVE CONNECTED TRANSACTIONS UNDER THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #10: APPROVE CONDITIONAL SHARE SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENT FOR THE NON-PUBLIC ISSUANCE OF A SHARES
WITH ITS CONTROLLING SHAREHOLDER
PROPOSAL #11: APPROVE CONDITIONAL SHARE SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENT FOR THE NON-PUBLIC ISSUANCE OF A SHARES
WITH PHASE 1 OF THE EMPLOYEE STOCK OWNERSHIP SCHEME
PROPOSAL #12: APPROVE DILUTIVE IMPACT OF THE NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF A SHARES ON IMMEDIATE RETURNS AND
ADOPTION OF RECOVERY MEASURES
PROPOSAL #13: APPROVE UNDERTAKINGS OF THE DIRECTORS ISSUER YES FOR FOR
AND SENIOR MANAGEMENT OF THE COMPANY IN RELATION TO
THE RECOVERY MEASURES FOR RETURNS
PROPOSAL #14: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #15: APPROVE SATISFACTION OF CONDITIONS FOR SHAREHOLDER YES FOR FOR
ISSUANCE OF THE RENEWABLE CORPORATE BONDS
PROPOSAL #16.01: APPROVE SIZE OF ISSUANCE AND FACE SHAREHOLDER YES FOR FOR
VALUE IN RELATION TO THE RENEWABLE CORPORATE BONDS
PROPOSAL #16.02: APPROVE MATURITY IN RELATION TO THE SHAREHOLDER YES FOR FOR
RENEWABLE CORPORATE BONDS
PROPOSAL #16.03: APPROVE COUPON RATE AND SHAREHOLDER YES FOR FOR
DETERMINATION METHOD IN RELATION TO THE RENEWABLE
PROPOSAL #16.04: APPROVE METHOD OF ISSUANCE IN SHAREHOLDER YES FOR FOR
RELATION TO THE RENEWABLE CORPORATE BONDS
PROPOSAL #16.05: APPROVE GUARANTEE ARRANGEMENT IN SHAREHOLDER YES FOR FOR
RELATION TO THE RENEWABLE CORPORATE BONDS
PROPOSAL #16.06: APPROVE REDEMPTION TERMS OR SHAREHOLDER YES FOR FOR
REPURCHASE TERMS IN RELATION TO THE RENEWABLE
CORPORATE BONDS
PROPOSAL #16.07: APPROVE TERMS FOR DEFERRING INTEREST SHAREHOLDER YES FOR FOR
PAYMENT IN RELATION TO THE RENEWABLE CORPORATE BONDS
PROPOSAL #16.08: APPROVE RESTRICTIONS ON DEFERRING SHAREHOLDER YES FOR FOR
INTEREST PAYMENT IN RELATION TO THE RENEWABLE
CORPORATE BONDS
PROPOSAL #16.09: APPROVE USE OF PROCEEDS RAISED IN SHAREHOLDER YES FOR FOR
RELATION TO THE RENEWABLE CORPORATE BONDS
PROPOSAL #16.10: APPROVE ISSUING OBJECTS AND SHAREHOLDER YES FOR FOR
PLACEMENT ARRANGEMENTS FOR SHAREHOLDERS IN RELATION
TO THE RENEWABLE CORPORATE BONDS
PROPOSAL #16.11: APPROVE UNDERWRITING METHOD AND SHAREHOLDER YES FOR FOR
LISTING ARRANGEMENT IN RELATION TO THE RENEWABLE
CORPORATE BONDS
PROPOSAL #16.12: APPROVE CREDITWORTHINESS AND THE SHAREHOLDER YES FOR FOR
GUARANTEE MEASURES OF REPAYMENT IN RELATION TO THE
RENEWABLE CORPORATE BONDS
PROPOSAL #16.13: APPROVE RESOLUTIONS VALIDITY PERIOD SHAREHOLDER YES FOR FOR
IN RELATION TO THE RENEWABLE CORPORATE BONDS
PROPOSAL #16.14: AUTHORIZE BOARD TO HANDLE ALL SHAREHOLDER YES FOR FOR
MATTERS IN RELATION TO ISSUANCE OF THE RENEWABLE
CORPORATE BONDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zijin Mining Group Co., Ltd.
TICKER: 2899 CUSIP: Y9892H107
MEETING DATE: 12/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE REMUNERATION AND ASSESSMENT ISSUER YES FOR FOR
PROPOSAL OF DIRECTORS AND SUPERVISORS
PROPOSAL #4: APPROVE ONE-OFF USE OF PERSONAL OPTION ISSUER YES FOR FOR
BONUS REMUNERATION BY EXECUTIVE DIRECTORS AND
CHAIRMAN OF THE SUPERVISORY COMMITTEE FOR PARTIAL
SUBSCRIPTION UNDER THE EMPLOYEE STOCK OWNERSHIP
PROPOSAL #5: APPROVE AMENDMENTS TO THE ADMINISTRATIVE ISSUER YES FOR FOR
MEASURES OF CONNECTED TRANSACTIONS
PROPOSAL #6.1: ELECT CHEN JINGHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT LAN FUSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT ZOU LAICHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT LIN HONGFU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.5: ELECT FANG QIXUE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.6: ELECT LIN HONGYING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.7: ELECT LI JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT LU SHIHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT ZHU GUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT SIT HOI WAH, KENNETH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT CAI MEIFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT LIN SHUIQING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT XU QIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.3: ELECT FAN WENSHENG AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zijin Mining Group Co., Ltd.
TICKER: 2899 CUSIP: Y9892H107
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
OVERSEAS WHOLLY-OWNED SUBSIDIARIES OF THE COMPANY
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES FOR FOR
ZIJIN COPPER COMPANY LIMITED
PROPOSAL #4: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE 2016 REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE 2016 REPORT OF SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #7: APPROVE 2016 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2016 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY REPORT
PROPOSAL #9: APPROVE 2016 PROFIT DISTRIBUTION PLAN SHAREHOLDER YES FOR N/A
PROPOSAL #10: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
DIRECTORS AND CHAIRMAN OF SUPERVISORY COMMITTEE
PROPOSAL #11: APPROVE ERNST & YOUNG HUA MING (LLP) AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE CHAIRMAN OF THE BOARD OF
DIRECTORS, PRESIDENT AND FINANCIAL CONTROLLER TO FIX
THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zodiac Aerospace
TICKER: ZC CUSIP: F98947108
MEETING DATE: 1/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR �� FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.32 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM ISSUER YES FOR FOR
PROPOSAL #5: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: REELECT GILBERTE LOMBARD AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #8: REELECT LAURE HAUSEUX AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #9: REELECT VINCENT GERONDEAU AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #10: ELECT FIDOMA AS SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #11: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
OLIVIER ZARROUATI, CHAIRMAN OF THE MANAGEMENT BOARD
PROPOSAL #12: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
MAURICE PINAULT, MEMBER OF THE MANAGEMENT BOARD
PROPOSAL #13: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
YANNICK ASSOUAD, MEMBER OF THE MANAGEMENT BOARD
PROPOSAL #14: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #15: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 2.5 MILLION
PROPOSAL #16: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 2.5 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 1.2 MILLION
PROPOSAL #18: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 1.2 MILLION
PROPOSAL #19: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #20: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
1.2 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #21: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #22: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #23: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zoomlion Heavy Industry Science and Technology Co., Ltd.
TICKER: 000157 CUSIP: Y9895V103
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: ACCEPT 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #3: APPROVE 2016 REPORT OF SETTLEMENT ISSUER YES FOR FOR
ACCOUNTS
PROPOSAL #4: APPROVE ANNUAL REPORT SUMMARY OF A ISSUER YES FOR FOR
SHARES
PROPOSAL #5: APPROVE 2016 ANNUAL REPORT OF H SHARES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND FINAL DIVIDEND
PROPOSAL #7.1: APPROVE BAKER TILLY CHINA CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS CO., LTD. AS DOMESTIC AUDITOR
PROPOSAL #7.2: APPROVE KPMG AS INTERNATIONAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7.3: AUTHORIZE AUDIT COMMITTEE OF THE BOARD ISSUER YES FOR FOR
TO FIX REMUNERATION OF DOMESTIC AND INTERNATIONAL
AUDITORS AND AUTHORIZE COMPANY'S MANAGEMENT TO
DETERMINE THEIR ACTUAL REMUNERATIONS BASED ON THE
AGREED PRINCIPLES
PROPOSAL #8: APPROVE APPLICATION TO RELEVANT ISSUER YES FOR FOR
FINANCIAL INSTITUTIONS FOR CREDIT FACILITIES AND
PROPOSAL #9: APPROVE ZOOMLION FINANCE AND LEASING ISSUER YES FOR FOR
(CHINA) CO., LTD. AND ZOOMLION FINANCE AND LEASING
(BEIJING) CO. LTD. FOR COMMENCEMENT OF FINANCE
LEASING BUSINESS AND THE COMPANY TO PROVIDE BUY-BACK
PROPOSAL #10: APPROVE AUTHORIZATION TO THE COMPANY TO ISSUER YES FOR FOR
CONTINUE TO DEVELOP THE MORTGAGE AND SALES BUSINESS
AND PROVIDE BUY-BACK GUARANTEE IN RESPECT OF THE
MORTGAGE BUSINESS WITHIN THE EFFECTIVE TERM
PROPOSAL #11: APPROVE ZOOMLION INDUSTRIAL VEHICLES TO ISSUER YES FOR FOR
ENGAGE IN BUSINESS RELATING TO BANKER'S ACCEPTANCE
CECURED BY GOODS
PROPOSAL #12: APPROVE ZOOMLION HEAVY MACHINERY TO ISSUER YES FOR FOR
ENGAGE IN BUSINESS RELATING TO BANKER'S ACCEPTANCE
CECURED BY GOODS
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE FOR 23 ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #14: APPROVE LOW RISK INVESTMENT AND ISSUER YES FOR FOR
FINANCIAL MANAGEMENT AND AUTHORIZE THE CHAIRMAN TO
EXERCISE SUCH DECISION-MAKING POWER AND EXECUTE
RELEVANT CONTRACTS AND AGREEMENTS
PROPOSAL #15: APPROVE DEVELOPMENT OF FINANCIAL ISSUER YES FOR FOR
DERIVATIVES BUSINESS AND AUTHORIZE THE CHAIRMAN TO
EXERCISE SUCH DECISION-MAKING POWER AND EXECUTE
RELEVANT CONTRACTS AND AGREEMENTS
PROPOSAL #16: APPROVE EQUITY DISPOSAL AND RELATED SHAREHOLDER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ZTE Corporation
TICKER: 000063 CUSIP: Y0004F105
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE 2016 REPORT OF THE PRESIDENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
PRC AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #7.2: APPROVE ERNST & YOUNG AS HONG KONG ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7.3: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8.1: APPROVE APPLICATION OF COMPOSITE ISSUER YES FOR FOR
CREDIT FACILITY TO BANK OF CHINA LIMITED
PROPOSAL #8.2: APPROVE APPLICATION OF COMPOSITE ISSUER YES FOR FOR
CREDIT FACILITY TO CHINA DEVELOPMENT BANK
CORPORATION, SHENZHEN BRANCH
PROPOSAL #9: APPROVE APPLICATION FOR INVESTMENT ISSUER YES FOR FOR
LIMITS IN DERIVATIVE PRODUCTS
PROPOSAL #10: ELECT ZHAI WEIDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: APPROVE 2017 SHARE OPTION INCENTIVE ISSUER YES FOR FOR
SCHEME (DRAFT)
PROPOSAL #14: APPROVE 2017 SHARE OPTION INCENTIVE ISSUER YES FOR FOR
SCHEME PERFORMANCE APPRAISAL SYSTEM
PROPOSAL #15: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS WITH REGARDS TO THE 2017 SHARE
OPTION INCENTIVE SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ZTE Corporation
TICKER: 000063 CUSIP: Y0004F105
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2017 SHARE OPTION INCENTIVE ISSUER YES FOR FOR
SCHEME (DRAFT) OF ZTE CORPORATION AND ITS SUMMARY
PROPOSAL #2: APPROVE 2017 SHARE OPTION INCENTIVE ISSUER YES FOR FOR
SCHEME PERFORMANCE APPRAISAL SYSTEM OF ZTE
PROPOSAL #3: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE 2017 SHARE OPTION INCENTIVE SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zurich Insurance Group AG
TICKER: ZURN CUSIP: H9870Y105
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 11.30 PER SHARE FROM AVAILABLE
EARNINGS
PROPOSAL #2.2: APPROVE DIVIDENDS OF CHF 5.70 PER ISSUER YES FOR FOR
SHARE FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1a: REELECT TOM DE SWAAN AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #4.1b: REELECT JOAN AMBLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1c: REELECT SUSAN BIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1d: REELECT ALISON CARNWATH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1e: REELECT CHRISTOPH FRANZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1f: REELECT JEFFREY HAYMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1g: REELECT FRED KINDLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1h: REELECT MONICA MAECHLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1i: REELECT KISHORE MAHBUBANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1j: REELECT DAVID NISH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1k: ELECT CATHERINE BESSANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2.1: APPOINT TOM DE SWAAN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.2.2: APPOINT CHRISTOPH FRANZ AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.2.3: APPOINT FRED KINDLE AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #4.2.4: APPOINT KISHORE MAHBUBANI AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #4.3: DESIGNATE ANDREAS KELLER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #4.4: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES �� FOR FOR
OF DIRECTORS UNTIL 2018 AGM IN THE AMOUNT OF CHF 5
MILLION
PROPOSAL #5.2: APPROVE MAXIMUM REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE FOR FISCAL 2018 IN THE AMOUNT OF
CHF 74.3 MILLION
PROPOSAL #6: APPROVE CREATION OF CHF 4.5 MILLION POOL ISSUER YES FOR FOR
OF AUTHORIZED SHARE CAPITAL WITH PARTIAL EXCLUSION
OF PREEMPTIVE RIGHTS AND CHF 3 MILLION POOL OF
CONTINGENT SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AMEND ARTICLES RE: RESOLUTIONS AND ISSUER YES FOR FOR
ELECTIONS, DUTIES AND COMPETENCIES OF THE BOARD,
TRANSFER OF COMPETENCIES, BOARD RESOLUTIONS AND
MINUTES, AND LOANS TO BOARD MEMBERS OR EXECUTIVES
PROPOSAL #8: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD INTERNATIONAL EQUITY INDEX FUNDS
By: /s/F. William McNabb III
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 29, 2017
*By: /s/Anne E. Robinson
Anne E. Robinson, pursuant to a Power of Attorney filed on October 4, 2016,
see File Number 33-32548. Incorporated by Reference.
