The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADEPTUS HEALTH INC | CL A | 006855100 | 32 | 4,200 | SH | Call | SOLE | 0 | 0 | 0 | |
ADEPTUS HEALTH INC | CL A | 006855100 | 44 | 5,800 | SH | Put | SOLE | 0 | 0 | 0 | |
ADEPTUS HEALTH INC | CL A | 006855100 | 44 | 5,822 | SH | SOLE | 5,822 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 26 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ALLIED WRLD ASSUR COM HLDG A | SHS | H01531104 | 107 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
AMERICAN CAP LTD | COM | 02503Y103 | 109 | 6,070 | SH | SOLE | 6,070 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 50 | 3,002 | SH | SOLE | 3,002 | 0 | 0 | ||
APOLLO ED GROUP INC | CL A | 037604105 | 30 | 3,000 | SH | Put | SOLE | 0 | 0 | 0 | |
APRICUS BIOSCIENCES INC | COM NEW | 03832V307 | 0 | 126 | SH | SOLE | 126 | 0 | 0 | ||
AWARE INC MASS | COM | 05453N100 | 47 | 7,700 | SH | SOLE | 7,700 | 0 | 0 | ||
B/E AEROSPACE INC | COM | 073302101 | 67 | 1,109 | SH | SOLE | 1,109 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 111 | 5,000 | SH | Put | SOLE | 0 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 170 | 7,672 | SH | SOLE | 7,672 | 0 | 0 | ||
BATS GLOBAL MKTS INC | COM | 05491G109 | 167 | 4,976 | SH | SOLE | 4,976 | 0 | 0 | ||
BIOPTIX INC | COM | 09074N101 | 0 | 32 | SH | SOLE | 32 | 0 | 0 | ||
BLUE NILE INC | COM | 09578R103 | 122 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
BROCADE COMMUNICATIONS SYS I | COM NEW | 111621306 | 250 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CABELAS INC | COM | 126804301 | 88 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
CARDINAL FINL CORP | COM | 14149F109 | 127 | 3,879 | SH | SOLE | 3,879 | 0 | 0 | ||
CASCADE BANCORP | COM NEW | 147154207 | 157 | 19,327 | SH | SOLE | 19,327 | 0 | 0 | ||
CHEMTURA CORP | COM NEW | 163893209 | 60 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 0 | 8 | SH | SOLE | 8 | 0 | 0 | ||
COWEN GROUP INC NEW | CL A NEW | 223622606 | 6 | 374 | SH | SOLE | 374 | 0 | 0 | ||
CST BRANDS INC | COM | 12646R105 | 144 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 449 | 12,500 | SH | Call | SOLE | 0 | 0 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 13,745 | 759,400 | SH | Put | SOLE | 0 | 0 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 21,470 | 1,186,200 | SH | Call | SOLE | 0 | 0 | 0 | |
DIREXION SHS ETF TR | DLY R/E BEAR3X | 25459Y363 | 19 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
EARTHLINK HLDGS CORP | COM | 27033X101 | 99 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
ENDURANCE SPECIALTY HLDGS LT | SHS | G30397106 | 277 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 179 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
EQUITY ONE | COM | 294752100 | 280 | 9,121 | SH | SOLE | 9,121 | 0 | 0 | ||
EVERBANK FINL CORP | COM | 29977G102 | 195 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EXELON CORP | COM | 30161N101 | 11 | 300 | SH | Call | SOLE | 0 | 0 | 0 | |
G & K SVCS INC | CL A | 361268105 | 289 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
GREAT ELM CAP GROUP INC | COM NEW | 39036P209 | 1 | 333 | SH | SOLE | 333 | 0 | 0 | ||
HARMAN INTL INDS INC | COM | 413086109 | 167 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
HEADWATERS INC | COM | 42210P102 | 212 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
HERITAGE OAKS BANCORP | COM | 42724R107 | 152 | 12,295 | SH | SOLE | 12,295 | 0 | 0 | ||
HUNTINGTON BANCSHARES INC | COM | 446150104 | 29 | 2,196 | SH | SOLE | 2,196 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 66 | 400 | SH | SOLE | 400 | 0 | 0 | ||
INTERSIL CORP | CL A | 46069S109 | 45 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
INVENSENSE INC | COM | 46123D205 | 179 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 257 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
ISLE OF CAPRI CASINOS INC | COM | 464592104 | 235 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
ITERIS INC | COM | 46564T107 | 10 | 2,708 | SH | SOLE | 2,708 | 0 | 0 | ||
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 12 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 72 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 22 | 3,000 | SH | Put | SOLE | 0 | 0 | 0 | |
LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 44 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 113 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
LIFELOCK INC | COM | 53224V100 | 144 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
LINEAR TECHNOLOGY CORP | COM | 535678106 | 156 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
MENTOR GRAPHICS CORP | COM | 587200106 | 221 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166W101 | 105 | 1,000 | SH | Call | SOLE | 0 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 4 | 100 | SH | SOLE | 100 | 0 | 0 | ||
NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 103 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
NEUSTAR INC | CL A | 64126X201 | 100 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
NEWLINK GENETICS CORP | COM | 651511107 | 10 | 1,000 | SH | Put | SOLE | 0 | 0 | 0 | |
NEWLINK GENETICS CORP | COM | 651511107 | 31 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 51 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
NORTH ATLANTIC DRILLING LTD | COM | G6613P129 | 5 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
NORTHSTAR RLTY FIN CORP | COM | 66704R803 | 76 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
NUMEREX CORP PA | CL A | 67053A102 | 1 | 200 | SH | SOLE | 200 | 0 | 0 | ||
NUVEEN PFD INCOME OPPRTNY FD | COM | 67073B106 | 197 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 167 | 1,700 | SH | Put | SOLE | 0 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 98 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 392 | 4,000 | SH | Call | SOLE | 0 | 0 | 0 | |
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 14 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
POTASH CORP SASK INC | COM | 73755L107 | 45 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 8 | 100 | SH | Call | SOLE | 0 | 0 | 0 | |
PROSHARES TR | ULTRA FNCLS NEW | 74347X633 | 18 | 200 | SH | SOLE | 200 | 0 | 0 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 107 | 2,625 | SH | SOLE | 2,625 | 0 | 0 | ||
RADISYS CORP | COM | 750459109 | 9 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 165 | 20,000 | SH | Put | SOLE | 0 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 165 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SILVER BAY RLTY TR CORP | COM | 82735Q102 | 1,132 | 66,026 | SH | SOLE | 66,026 | 0 | 0 | ||
SOUTHWEST BANCORP INC OKLA | COM | 844767103 | 44 | 1,512 | SH | SOLE | 1,512 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 9 | 40 | SH | SOLE | 40 | 0 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 66 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
STILLWATER MNG CO | COM | 86074Q102 | 371 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
STILLWATER MNG CO | COM | 86074Q102 | 161 | 10,000 | SH | Put | SOLE | 0 | 0 | 0 | |
SUNCOKE ENERGY PARTNERS L P | COMUNIT REP LT | 86722Y101 | 193 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
TEAM HEALTH HOLDINGS INC | COM | 87817A107 | 174 | 4,000 | SH | Put | SOLE | 0 | 0 | 0 | |
TEAM HEALTH HOLDINGS INC | COM | 87817A107 | 435 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
TESLA MTRS INC | COM | 88160R101 | 64 | 300 | SH | Put | SOLE | 0 | 0 | 0 | |
TESLA MTRS INC | COM | 88160R101 | 641 | 3,000 | SH | Call | SOLE | 0 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 241 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 241 | 2,500 | SH | Put | SOLE | 0 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 13 | 900 | SH | Put | SOLE | 0 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 78 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
TWO HBRS INVT CORP | COM | 90187B101 | 87 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
UNILIFE CORP NEW | COM NEW | 90478E301 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 105 | 9,000 | SH | Call | SOLE | 0 | 0 | 0 | |
UNIVERSAL TECHNICAL INST INC | COM | 913915104 | 3 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
VALSPAR CORP | COM | 920355104 | 155 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
VANGUARD NAT RES LLC | COM UNIT | 92205F106 | 7 | 10,066 | SH | SOLE | 10,066 | 0 | 0 | ||
WCI CMNTYS INC | COM PAR $0.01 | 92923C807 | 150 | 6,400 | SH | SOLE | 6,400 | 0 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 33 | 600 | SH | SOLE | 600 | 0 | 0 | ||
WESTAR ENERGY INC | COM | 95709T100 | 169 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 309 | 1,700 | SH | Put | SOLE | 0 | 0 | 0 | |
WHITEWAVE FOODS CO | COM | 966244105 | 206 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
WHITEWAVE FOODS CO | COM | 966244105 | 206 | 3,700 | SH | Put | SOLE | 0 | 0 | 0 | |
XENCOR INC | COM | 98401F105 | 2,124 | 80,706 | SH | SOLE | 80,706 | 0 | 0 | ||
YRC WORLDWIDE INC | COM PAR $.01 | 984249607 | 1 | 53 | SH | SOLE | 53 | 0 | 0 |