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6-K Filing
InterContinental Hotels (IHG) 6-KBatch Filing
Filed: 30 Oct 15, 12:00am
99.1 | Holding(s) in Company dated 05 October 2015 |
99.2 | Director/PDMR Interests |
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | InterContinental Hotels Group PLC |
2. Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | √ | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | √ | |
An event changing the breakdown of voting rights | ||
Other (please specify): |
3. Full name of person(s) subject to the notification obligation: | BlackRock, Inc. |
4. Full name of shareholder(s) (if different from 3.): | |
5. Date of the transaction and date on which the threshold is crossed or reached: | Transaction A: 29 September 2015 Transaction B: 1 October 2015 |
6. Date on which issuer notified: | A: 1 October 2015 B: 2 October 2015 |
7. Threshold(s) that is/are crossed or reached: | A: Below 5% (total holding) B: Above 5% (total holding and voting rights) |
8. Notified details: | |||||||
A: Voting rights attached to shares | |||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | |||
Direct | Direct | Indirect | Direct | Indirect | |||
GBOOBN33FD40 | A: 11,609,480 B: Below 5% | 11,609,480 Below 5% | Below 5% 11,881,910 | Below 5% 5.03% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date | Exercise/ Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration date | Exercise/ Conversion period | Number of voting rights instrument refers to | % of voting rights | |
CFD | A: N/A B: 143,359 | Nominal | Delta | |||
N/A 0.06% | N/A 0.06% |
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
A: N/A B: 12,025,269 | A: Below 5% B: 5.09% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | |
14. Contact name: | Nicolette Henfrey Deputy Company Secretary & Head of Corporate Legal InterContinental Hotels Group PLC |
15. Contact telephone number: | 01895 512 000 |
1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
INTERCONTINENTAL HOTELS GROUP PLC | A TRANSACTION NOTIFIED IN ACCORDANCE WITH DTR 3.1.2 R | ||
3. | Name of person discharging managerial responsibilities/director | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
TRACY ROBBINS - DIRECTOR, EXECUTIVE VICE PRESIDENT, HUMAN RESOURCES AND GROUP OPERATIONS SUPPORT | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
IN RESPECT OF 3 ABOVE | ORDINARY SHARES OF 15 265/329 PENCE EACH | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction |
TRACY ROBBINS | SALE | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
N/A | N/A | ||
11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
13,692 | NEGLIGIBLE | ||
13. | Price per share or value of transaction | 14. | Date and place of transaction |
2550.0102p | 28 OCTOBER 2015 / UK REGISTRARS - EQUINITI | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
TRACY ROBBINS - 204,702, INCLUDING ALL NOTIFIABLE INTERESTS; PERCENTAGE HOLDING IS NEGLIGIBLE | 28 OCTOBER 2015 |
Name of authorised official of issuer responsible for making notification NICOLETTE HENFREY SVP, DEPUTY COMPANY SECRETARY & HEAD OF CORPORATE LEGAL Date of notification 29 OCTOBER 2015 |
InterContinental Hotels Group PLC | ||
(Registrant) | ||
By: | /s/ H. Patel | |
Name: | H. PATEL | |
Title: | COMPANY SECRETARIAL OFFICER | |
Date: | 30 October 2015 | |