UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 8, 2007
DELPHI FINANCIAL GROUP, INC.
(Exact name of registrant as specified in its charter)
| | | | | |
| Delaware | | 001-11462 | | 13-3427277 |
| |
(State or other jurisdiction
of incorporation) | | (Commission
File Number) | | (IRS Employer
Identification No.) |
| | |
| 1105 North Market Street, Suite 1230, P.O. Box 8985, Wilmington, DE 19899 |
| |
| (Address of principal executive offices) | | (ZIP Code) |
Registrant’s telephone number, including area code 302-478-5142
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
TABLE OF CONTENTS
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On May 8, 2007, the Registrant’s stockholders approved an amendment to the Registrant’s 2003 Employee Long-Term Incentive and Share Award Plan (the “Share Plan”) to increase the aggregate number of shares of Class A Common Stock reserved for issuance under the Share Plan by 2,000,000 to a total of 7,250,000. A copy of the Share Plan, as so amended, is attached to this Form 8-K as Exhibit 10.1 and is incorporated by reference herein.
Item 9.01. Financial Statements and Exhibits
| (a) | | Not applicable. |
| |
| (b) | | Not applicable. |
| |
| (c) | | Not applicable. |
| |
| (d) | | Exhibits. |
| | | |
| Exhibit Number | | Description of Exhibit |
| | | |
| 10.1 | | Registrant’s 2003 Employee Long-Term Incentive and Share Award Plan, as amended |
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | | |
| | DELPHI FINANCIAL GROUP, INC.
| |
| | /s/ ROBERT ROSENKRANZ | |
| | Robert Rosenkranz | |
| | Chairman of the Board and
Chief Executive Officer
(Principal Executive Officer) | |
| |
Date: May 14, 2007
