The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARBOR REALTY REIT ORD | COM | 038923108 | 3,927 | 342,328 | SH | SOLE | 1 | 342,328 | 0 | 0 | |
ARES CAPITAL ORD | COM | 04010L103 | 10,751 | 770,708 | SH | SOLE | 1 | 770,708 | 0 | 0 | |
ARES COMMERCIAL REIT ORD | COM | 04013V108 | 13,434 | 1,469,769 | SH | SOLE | 1 | 1,469,769 | 0 | 0 | |
BLACKROCK MUNIHDS INV QL | COM | 09254P108 | 1,187 | 88,537 | SH | SOLE | 1 | 88,537 | 0 | 0 | |
BLACKROCK MUNIHDS QLY II | COM | 09254C107 | 842 | 66,127 | SH | SOLE | 1 | 66,127 | 0 | 0 | |
BNY MELLON STRAT MUNI | COM | 05588W108 | 203 | 24,502 | SH | SOLE | 1 | 24,502 | 0 | 0 | |
BROOKFIELD REAL ASST INC | SHS BEN INT | 112830104 | 178 | 10,780 | SH | SOLE | 1 | 10,780 | 0 | 0 | |
DWS MUN INCOME TR | COM | 233368109 | 1,379 | 124,452 | SH | SOLE | 1 | 124,452 | 0 | 0 | |
DYNEX CAPITAL REIT ORD | COM | 26817Q886 | 354 | 23,303 | SH | SOLE | 1 | 23,303 | 0 | 0 | |
ENERGY TRANSFER UNT | COM UT LTD PTN | 29273V100 | 27,059 | 4,992,483 | SH | SOLE | 1 | 4,992,483 | 0 | 0 | |
GOLUB CAPITAL BDC ORD | COM | 38173M102 | 778 | 58,746 | SH | SOLE | 1 | 58,746 | 0 | 0 | |
INVESCO ADVANTAGE MU | SH BEN INT | 46132E103 | 377 | 34,896 | SH | SOLE | 1 | 34,896 | 0 | 0 | |
INVESCO CALIF MUN IN | COM | 46132P108 | 1,875 | 127,445 | SH | SOLE | 1 | 127,445 | 0 | 0 | |
INVESCO EXCHANGE-TRA | SR LN ETF | 46138G508 | 10,401 | 478,441 | SH | SOLE | 1 | 478,441 | 0 | 0 | |
INVESCO TR INVT GRAD | COM | 46131M106 | 1,866 | 150,242 | SH | SOLE | 1 | 150,242 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 6,670 | 79,500 | SH | SOLE | 1 | 79,500 | 0 | 0 | |
MAIN STREET CAPITAL ORD | COM | 56035L104 | 600 | 20,281 | SH | SOLE | 1 | 20,281 | 0 | 0 | |
MPLX COM UNT | COM UNIT REP LTD | 55336V100 | 22,587 | 1,435,000 | SH | SOLE | 1 | 1,435,000 | 0 | 0 | |
NEW YORK MORTGAGE REIT ORD | COM PAR $.02 | 649604501 | 17,105 | 6,707,963 | SH | SOLE | 1 | 6,707,963 | 0 | 0 | |
NUVEEN AMT FREE MUN | COM | 67071L106 | 1,015 | 64,787 | SH | SOLE | 1 | 64,787 | 0 | 0 | |
NUVEEN AMT FREE QLTY | COM | 670657105 | 7,184 | 501,000 | SH | SOLE | 1 | 501,000 | 0 | 0 | |
NUVEEN QUALITY MUNCP | COM | 67066V101 | 7,223 | 497,452 | SH | SOLE | 1 | 497,452 | 0 | 0 | |
OXFORD LANE CAP CORP | COM | 691543102 | 53 | 12,000 | SH | SOLE | 1 | 12,000 | 0 | 0 | |
SIXTH STREET SPECIAL | COM | 83012A109 | 29,288 | 1,701,794 | SH | SOLE | 1 | 1,701,794 | 0 | 0 | |
VANECK VECTORS ETF T | FALLEN ANGEL HG | 92189F437 | 4,494 | 151,100 | SH | SOLE | 1 | 151,100 | 0 | 0 |