The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARBOR REALTY REIT ORD | COM | 038923108 | 7,879 | 495,566 | SH | SOLE | 1 | 495,566 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 4,551 | 2,200 | SH | SOLE | 2 | 2,200 | 0 | 0 | |
AMAZON.COM INC | COM | 023135106 | 3,713 | 1,200 | SH | SOLE | 2 | 1,200 | 0 | 0 | |
ARES CAPITAL ORD | COM | 04010L103 | 14,420 | 770,708 | SH | SOLE | 1 | 770,708 | 0 | 0 | |
ARES COMMERCIAL REIT ORD | COM | 04013V108 | 21,551 | 1,570,786 | SH | SOLE | 1 | 1,570,786 | 0 | 0 | |
BLACKROCK MUNIHDS INV QL | COM | 09254P108 | 1,265 | 88,537 | SH | SOLE | 1 | 88,537 | 0 | 0 | |
BLACKROCK MUNIHDS QLY II | COM | 09254C107 | 886 | 66,127 | SH | SOLE | 1 | 66,127 | 0 | 0 | |
BROOKFIELD REAL ASST INC | SHS BEN INT | 112830104 | 223 | 10,780 | SH | SOLE | 1 | 10,780 | 0 | 0 | |
DWS MUN INCOME TR | COM | 233368109 | 1,217 | 104,452 | SH | SOLE | 1 | 104,452 | 0 | 0 | |
DYNEX CAPITAL REIT ORD | COM | 26817Q886 | 441 | 23,303 | SH | SOLE | 1 | 23,303 | 0 | 0 | |
ENERGY TRANSFER UNT | COM UT LTD PTN | 29273V100 | 38,342 | 4,992,483 | SH | SOLE | 1 | 4,992,483 | 0 | 0 | |
GOLUB CAPITAL BDC ORD | COM | 38173M102 | 859 | 58,746 | SH | SOLE | 1 | 58,746 | 0 | 0 | |
INVESCO ADVANTAGE MU | SH BEN INT | 46132E103 | 414 | 34,896 | SH | SOLE | 1 | 34,896 | 0 | 0 | |
INVESCO CALIF MUN IN | COM | 46132P108 | 1,997 | 127,445 | SH | SOLE | 1 | 127,445 | 0 | 0 | |
INVESCO EXCHANGE-TRA | SR LN ETF | 46138G508 | 6,444 | 291,200 | SH | SOLE | 1 | 291,200 | 0 | 0 | |
INVESCO TR INVT GRAD | COM | 46131M106 | 2,025 | 150,242 | SH | SOLE | 1 | 150,242 | 0 | 0 | |
ISHARES MSCI CHINA ETF | MSCI CHINA ETF | 46429B671 | 10,194 | 124,777 | SH | SOLE | 2 | 124,777 | 0 | 0 | |
ISHARES TR | JPMORGAN USD EMG | 464288281 | 1,877 | 17,235 | SH | SOLE | 1 | 17,235 | 0 | 0 | |
ISHARES TR | PFD AND INCM SEC | 464288687 | 366 | 9,542 | SH | SOLE | 1 | 9,542 | 0 | 0 | |
KRANESHARES CSI CHINA INTERNE | CSI CHI INTERNET | 500767306 | 4,244 | 55,590 | SH | SOLE | 2 | 55,590 | 0 | 0 | |
MAIN STREET CAPITAL ORD | COM | 56035L104 | 794 | 20,281 | SH | SOLE | 1 | 20,281 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 3,819 | 16,200 | SH | SOLE | 2 | 16,200 | 0 | 0 | |
MPLX LP | COM UNIT REP LTD | 55336V100 | 51,902 | 2,025,040 | SH | SOLE | 1,2 | 2,025,040 | 0 | 0 | |
NEW YORK MORTGAGE REIT ORD | COM PAR $.02 | 649604501 | 29,985 | 6,707,963 | SH | SOLE | 1 | 6,707,963 | 0 | 0 | |
NUVEEN AMT FREE MUN | COM | 67071L106 | 885 | 52,386 | SH | SOLE | 1 | 52,386 | 0 | 0 | |
NUVEEN AMT FREE QLTY | COM | 670657105 | 5,943 | 401,000 | SH | SOLE | 1 | 401,000 | 0 | 0 | |
NUVEEN QUALITY MUNCP | COM | 67066V101 | 6,017 | 397,452 | SH | SOLE | 1 | 397,452 | 0 | 0 | |
OXFORD LANE CAP CORP | COM | 691543102 | 710 | 112,714 | SH | SOLE | 1 | 112,714 | 0 | 0 | |
SIXTH STREET SPECIAL | COM | 83012A109 | 33,916 | 1,612,760 | SH | SOLE | 1 | 1,612,760 | 0 | 0 | |
SPDR S&P CHINA ETF | S&P CHINA ETF | 78463X400 | 6,157 | 47,012 | SH | SOLE | 2 | 47,012 | 0 | 0 | |
VANECK VECTORS ETF T | FALLEN ANGEL HG | 92189F437 | 7,270 | 227,700 | SH | SOLE | 1 | 227,700 | 0 | 0 | |
VANGUARD TOTAL STOCK MARKET E | TOTAL STK MKT | 922908769 | 60,636 | 293,367 | SH | SOLE | 2 | 293,367 | 0 | 0 |