UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (date of earliest event reported): July 24, 2019
(Exact Name of Registrant as Specified in its Charter)
Delaware | 1-7201 | 33-0379007 |
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification Number) |
| | | |
1 AVX Boulevard | | |
Fountain Inn, South Carolina | | 29644 |
(Address of principal executive offices) | | (Zip Code) |
| | | |
(864) 967-2150 |
(Registrant's telephone number, including area code) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
Common Stock, $.01 par value per share | AVX | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to Vote of Security Holders
On July 24, 2019, AVX Corporation (the “Company”) held its Annual Meeting of Shareholders in New York, New York.
The shareholders elected all of the Company’s nominees for director, ratified the appointment of PricewaterhouseCoopers, LLP as the Company’s independent registered public accounting firm for the fiscal year ended March 31, 2020, and approved the Management Incentive Plan.
The results of the votes of shareholders on each matter presented at the annual meeting are as follows:
Election of the following persons, each to serve as a Class I Director for a term expiring at the annual meeting of shareholders in 2022:
| | | | | | |
| | Number of Votes |
| | For | | Withheld | | Broker Non-Votes |
David DeCenzo | | 155,543,309 | | 8,027,447 | | 2,446,402 |
Koichi Kano | | 136,719,405 | | 26,851,351 | | 2,446,402 |
Hideo Tanimoto | | 136,718,577 | | 26,852,179 | | 2,446,402 |
| | 2. | Ratification of the appointment of PricewaterhouseCoopers, LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2020: |
Number of Votes |
For | | Against | | Abstain | | Broker Non-Votes |
165,298,121 | | 699,696 | | 19,341 | | - |
| | 3. | Approval of the AVX Corporation Management Incentive Plan: |
Number of Votes |
For | | Against | | Abstain | | Broker Non-Votes |
143,616,986 | | 19,886,957 | | 66,813 | | 2,446,402 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: July 25, 2019
AVX CORPORATION
By: | /s/ Michael Hufnagel |
| | |
Name: | Michael Hufnagel |
Title: | Senior Vice President, |
| | Chief Financial Officer |
| | and Treasurer |
